FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03010
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Advisor Series VII
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 7/31
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Advisor Series VII
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/16/2011 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY ADVISOR BIOTECHNOLOGY FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACADIA PHARMACEUTICALS INC. MEETING DATE: JUN 10, 2011 | ||||
TICKER: ACAD SECURITY ID: 004225108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Borer | Management | For | For |
1.2 | Elect Director Mary Ann Gray, Ph.D. | Management | For | For |
1.3 | Elect Director Lester J. Kaplan, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Cohen | Management | For | For |
1.2 | Elect Director Lorin J. Randall | Management | For | For |
1.3 | Elect Director Steven M. Rauscher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ADOLOR CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: ADLR SECURITY ID: 00724X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Armando Anido | Management | For | Withhold |
1.2 | Elect Director Michael R. Dougherty | Management | For | Withhold |
1.3 | Elect Director George V. Hager, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
AFFYMAX, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: AFFY SECURITY ID: 00826A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hollings C. Renton | Management | For | For |
1.2 | Elect Director John P. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
AGENUS INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: AGEN SECURITY ID: 00847G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Garo H. Armen, Ph.D. | Management | For | For |
1.2 | Elect Director Tom Dechaene | Management | For | For |
1.3 | Elect Director John N. Hatsopoulos | Management | For | Withhold |
2 | Approve Reverse Stock Split | Management | For | Against |
3 | Amend Deferred Compensation Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
AKORN, INC. MEETING DATE: APR 29, 2011 | ||||
TICKER: AKRX SECURITY ID: 009728106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John N. Kapoor | Management | For | For |
1.2 | Elect Director Kenneth S. Abramowitz | Management | For | For |
1.3 | Elect Director Ronald M. Johnson | Management | For | For |
1.4 | Elect Director Steven J. Meyer | Management | For | For |
1.5 | Elect Director Brian Tambi | Management | For | For |
1.6 | Elect Director Alan Weinstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALKERMES, INC. MEETING DATE: OCT 05, 2010 | ||||
TICKER: ALKS SECURITY ID: 01642T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Anstice | Management | For | Withhold |
1.2 | Elect Director Floyd E. Bloom | Management | For | For |
1.3 | Elect Director Robert A. Breyer | Management | For | For |
1.4 | Elect Director Geraldine Henwood | Management | For | For |
1.5 | Elect Director Paul J. Mitchell | Management | For | Withhold |
1.6 | Elect Director Richard F. Pops | Management | For | For |
1.7 | Elect Director Alexander Rich | Management | For | For |
1.8 | Elect Director Mark B. Skaletsky | Management | For | Withhold |
1.9 | Elect Director Michael A. Wall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLOS THERAPEUTICS, INC. MEETING DATE: JUN 21, 2011 | ||||
TICKER: ALTH SECURITY ID: 019777101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen J. Hoffman, Ph.D., M.D. | Management | For | For |
1.2 | Elect Director Paul L. Berns | Management | For | For |
1.3 | Elect Director Nishan de Silva, M.D. | Management | For | For |
1.4 | Elect Director Jeffrey R. Latts, M.D. | Management | For | For |
1.5 | Elect Director Jonathan S. Leff | Management | For | For |
1.6 | Elect Director Timothy P. Lynch | Management | For | For |
1.7 | Elect Director David M. Stout | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Maraganore, Ph.D. | Management | For | For |
1.2 | Elect Director Paul R. Schimmel, Ph.D. | Management | For | For |
1.3 | Elect Director Phillip A. Sharp, Ph.D. | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
AMAG PHARMACEUTICALS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: AMAG SECURITY ID: 00163U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph V. Bonventre, M.D., Ph.D. | Management | For | For |
1.2 | Elect Director Michael Narachi | Management | For | For |
1.3 | Elect Director Brian J.G. Pereira, M.D. | Management | For | For |
1.4 | Elect Director Robert J. Perez | Management | For | For |
1.5 | Elect Director Lesley Russell | Management | For | For |
1.6 | Elect Director Davey S. Scoon | Management | For | For |
1.7 | Elect Director Ron Zwanziger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
AMGEN INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Vance D. Coffman | Management | For | For |
5 | Elect Director Rebecca M. Henderson | Management | For | For |
6 | Elect Director Frank C. Herringer | Management | For | For |
7 | Elect Director Gilbert S. Omenn | Management | For | For |
8 | Elect Director Judith C. Pelham | Management | For | For |
9 | Elect Director J. Paul Reason | Management | For | For |
10 | Elect Director Leonard D. Schaeffer | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
AMYLIN PHARMACEUTICALS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: AMLN SECURITY ID: 032346108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adrian Adams | Management | For | For |
1.2 | Elect Director Teresa Beck | Management | For | For |
1.3 | Elect Director M. Kathleen Behrens | Management | For | For |
1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
1.5 | Elect Director Paul N. Clark | Management | For | For |
1.6 | Elect Director Paulo F. Costa | Management | For | For |
1.7 | Elect Director Alexander Denner | Management | For | For |
1.8 | Elect Director Karin Eastham | Management | For | For |
1.9 | Elect Director James R. Gavin III | Management | For | For |
1.10 | Elect Director Jay S. Skyler | Management | For | For |
1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARADIGM CORPORATION MEETING DATE: SEP 14, 2010 | ||||
TICKER: ARDM SECURITY ID: 038505301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
ARADIGM CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: ARDM SECURITY ID: 038505301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank H. Barker | Management | For | For |
1.2 | Elect Director Igor Gonda | Management | For | For |
1.3 | Elect Director Tamar D. Howson | Management | For | For |
1.4 | Elect Director John M. Siebert | Management | For | For |
1.5 | Elect Director Virgil D. Thompson | Management | For | For |
1.6 | Ratify Auditors | Management | For | For |
ARDEA BIOSCIENCES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RDEA SECURITY ID: 03969P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker, Ph.D. | Management | For | For |
1.2 | Elect Director Wendy L. Dixon, Ph.D. | Management | For | For |
1.3 | Elect Director Henry J. Fuchs, M.D. | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
1.6 | Elect Director Barry D. Quart | Management | For | For |
1.7 | Elect Director Kevin C. Tang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay R. LaMarche | Management | For | For |
1.2 | Elect Director Norbert G. Riedel, Ph.D. | Management | For | For |
1.3 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ARQULE, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: ARQL SECURITY ID: 04269E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. Lindsay | Management | For | For |
1.2 | Elect Director William G. Messenger | Management | For | For |
1.3 | Elect Director Patrick J. Zenner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AUXILIUM PHARMACEUTICALS, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: AUXL SECURITY ID: 05334D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Al Altomari | Management | For | For |
1.3 | Elect Director Armando Anido | Management | For | For |
1.4 | Elect Director Peter C. Brandt | Management | For | For |
1.5 | Elect Director Oliver S. Fetzer | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Renato Fuchs | Management | For | For |
1.8 | Elect Director Nancy S. Lurker | Management | For | For |
1.9 | Elect Director William T. McKee | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AVANIR PHARMACEUTICALS, INC. MEETING DATE: FEB 08, 2011 | ||||
TICKER: AVNR SECURITY ID: 05348P401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Austin | Management | For | For |
1.2 | Elect Director Dennis G. Podlesak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
AVEO PHARMACEUTICALS, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: AVEO SECURITY ID: 053588109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Bate | Management | For | For |
1.2 | Elect Director Ronald A. DePinho, M.D. | Management | For | For |
1.3 | Elect Director Anthony B. Evnin, Ph.D. | Management | For | For |
1.4 | Elect Director Nicholas G. Galakatos, Ph.D. | Management | For | For |
1.5 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.6 | Elect Director Raju Kucherlapati, Ph.D. | Management | For | For |
1.7 | Elect Director Henri A. Termeer | Management | For | For |
1.8 | Elect Director Kenneth E. Weg | Management | For | For |
1.9 | Elect Director Robert C. Young, M.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Caroline D. Dorsa | Management | For | For |
2 | Elect Director Stelios Papadopoulos | Management | For | For |
3 | Elect Director George A. Scangos | Management | For | For |
4 | Elect Director Lynn Schenk | Management | For | For |
5 | Elect Director Alexander J. Denner | Management | For | For |
6 | Elect Director Nancy L. Leaming | Management | For | For |
7 | Elect Director Richard C. Mulligan | Management | For | For |
8 | Elect Director Robert W. Pangia | Management | For | For |
9 | Elect Director Brian S. Posner | Management | For | For |
10 | Elect Director Eric K. Rowinsky | Management | For | For |
11 | Elect Director Stephen A. Sherwin | Management | For | For |
12 | Elect Director William D. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Declassify the Board of Directors | Management | For | For |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BIONOVO, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: BNVI SECURITY ID: 090643206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Baxter, M.D . | Management | For | For |
1.2 | Elect Director George Butler, Ph.D. | Management | For | For |
1.3 | Elect Director Isaac Cohen | Management | For | For |
1.4 | Elect Director Louis Drapeau | Management | For | For |
1.5 | Elect Director Mary Tagliaferri, M.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CADENCE PHARMACEUTICALS, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Blair | Management | For | For |
1.2 | Elect Director Alan D. Frazier | Management | For | For |
1.3 | Elect Director Christopher J. Twomey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CATALYST PHARMACEUTICAL PARTNERS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: CPRX SECURITY ID: 14888U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick J. McEnany | Management | For | For |
1.2 | Elect Director Philip H. Coelho | Management | For | For |
1.3 | Elect Director Hubert E. Huckel, M.D. | Management | For | For |
1.4 | Elect Director Charles B. O'Keeffe | Management | For | For |
1.5 | Elect Director David S. Tierney, M.D. | Management | For | For |
1.6 | Elect Director Milton J. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
CELGENE CORPORATION MEETING DATE: JUN 15, 2011 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Michael D. Casey | Management | For | For |
1.3 | Elect Director Carrie S. Cox | Management | For | For |
1.4 | Elect Director Rodman L. Drake | Management | For | For |
1.5 | Elect Director Michael A. Friedman | Management | For | For |
1.6 | Elect Director Gilla Kaplan | Management | For | For |
1.7 | Elect Director James J. Loughlin | Management | For | For |
1.8 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CEPHALON, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Kevin Buchi | Management | For | For |
2 | Elect Director William P. Egan | Management | For | For |
3 | Elect Director Martyn D. Greenacre | Management | For | For |
4 | Elect Director Charles J. Homcy | Management | For | For |
5 | Elect Director Vaughn M. Kailian | Management | For | For |
6 | Elect Director Kevin E. Moley | Management | For | For |
7 | Elect Director Charles A. Sanders | Management | For | For |
8 | Elect Director Gail R. Wilensky | Management | For | For |
9 | Elect Director Dennis L. Winger | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
CEPHEID MEETING DATE: APR 26, 2011 | ||||
TICKER: CPHD SECURITY ID: 15670R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Easton | Management | For | For |
1.2 | Elect Director Hollings C. Renton | Management | For | For |
1.3 | Elect Director Glenn D. Steele, Jr., M.D., Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
CHELSEA THERAPEUTICS INTERNATIONAL, LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: CHTP SECURITY ID: 163428105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Simon Pedder | Management | For | For |
1.2 | Elect Director Michael Weiser | Management | For | For |
1.3 | Elect Director Kevan Clemens | Management | For | For |
1.4 | Elect Director Norman Hardman | Management | For | For |
1.5 | Elect Director Johnson Y.N. Lau | Management | For | For |
1.6 | Elect Director Roger Stoll | Management | For | For |
1.7 | Elect Director William Rueckert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CHINA BIOLOGIC PRODUCTS, INC. MEETING DATE: JUN 20, 2011 | ||||
TICKER: CBPO SECURITY ID: 16938C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Siu Ling Chan | Management | For | For |
1.2 | Elect Director Chong Yang Li | Management | For | For |
1.3 | Elect Director Sean Shao | Management | For | For |
1.4 | Elect Director Xiangmin Cui | Management | For | For |
1.5 | Elect Director Tong Jun Lin | Management | For | For |
1.6 | Elect Director Bing Li | Management | For | For |
1.7 | Elect Director Wenfang Liu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
CLINICAL DATA, INC. MEETING DATE: SEP 16, 2010 | ||||
TICKER: CLDA SECURITY ID: 18725U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal J. Kirk | Management | For | For |
1.2 | Elect Director Andrew J. Fromkin | Management | For | For |
1.3 | Elect Director Larry D. Horner | Management | For | For |
1.4 | Elect Director Arthur B. Malman | Management | For | For |
1.5 | Elect Director Burton E. Sobel, M.d. | Management | For | For |
1.6 | Elect Director Scott L. Tarriff | Management | For | For |
1.7 | Elect Director Richard J. Wallace | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CODEXIS, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CDXS SECURITY ID: 192005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander A. Karsner | Management | For | For |
1.2 | Elect Director Thomas R. Baruch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CORCEPT THERAPEUTICS INCORPORATED MEETING DATE: MAY 19, 2011 | ||||
TICKER: CORT SECURITY ID: 218352102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Leonard Baker, Jr. | Management | For | For |
1.2 | Elect Director Joseph K. Belanoff, M.D. | Management | For | For |
1.3 | Elect Director Joseph C. Cook, Jr. | Management | For | For |
1.4 | Elect Director Patrick G. Enright | Management | For | For |
1.5 | Elect Director David L. Mahoney | Management | For | For |
1.6 | Elect Director Joseph L. Turner | Management | For | For |
1.7 | Elect Director James N. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CUBIST PHARMACEUTICALS, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: CBST SECURITY ID: 229678107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin Rosenberg | Management | For | For |
1.2 | Elect Director Matthew Singleton | Management | For | For |
1.3 | Elect Director Michael Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
DENDREON CORPORATION MEETING DATE: JUN 21, 2011 | ||||
TICKER: DNDN SECURITY ID: 24823Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Brewer | Management | For | For |
1.2 | Elect Director Mitchell H. Gold | Management | For | For |
1.3 | Elect Director Pedro Granadillo | Management | For | For |
1.4 | Elect Director David C. Stump | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DYNAVAX TECHNOLOGIES CORPORATION MEETING DATE: JAN 05, 2011 | ||||
TICKER: DVAX SECURITY ID: 268158102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
DYNAVAX TECHNOLOGIES CORPORATION MEETING DATE: JUN 01, 2011 | ||||
TICKER: DVAX SECURITY ID: 268158102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel Kisner | Management | For | For |
1.2 | Elect Director J. Tyler Martin | Management | For | For |
1.3 | Elect Director Stanley A. Plotkin | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: MAY 26, 2011 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Robert Ingram as Director | Management | For | For |
3 | Reelect Giles Kerr as Director | Management | For | For |
4 | Reelect Kieran McGowan as Director | Management | For | For |
5 | Reelect Kyran McLaughlin as Director | Management | For | For |
6 | Reelect Dennis Selkoe as Director | Management | For | For |
7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorize Share Repurchase Program | Management | For | For |
11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
12 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ENZON PHARMACEUTICALS, INC. MEETING DATE: JUL 13, 2010 | ||||
TICKER: ENZN SECURITY ID: 293904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Alexander J. Denner | Management | For | For |
1.3 | Elect Director Robert LeBuhn | Management | For | For |
1.4 | Elect Director Harold J. Levy | Management | For | For |
1.5 | Elect Director Richard C. Mulligan | Management | For | For |
1.6 | Elect Director Robert C. Salisbury | Management | For | For |
1.7 | Elect Director Thomas F. Deuel | Management | For | For |
1.8 | Elect Director Richard A. Young | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | For | For |
4 | Ratify Auditors | Management | For | For |
ENZON PHARMACEUTICALS, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ENZN SECURITY ID: 293904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alexander J. Denner | Management | For | For |
2 | Elect Director Richard C. Mulligan | Management | For | For |
3 | Elect Director Thomas F. Deuel | Management | For | For |
4 | Elect Director Robert LeBuhn | Management | For | For |
5 | Elect Director Harold J. Levy | Management | For | For |
6 | Elect Director Robert C. Salisbury | Management | For | For |
7 | Elect Director Richard A. Young | Management | For | For |
8 | Approve Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EXELIXIS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: EXEL SECURITY ID: 30161Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank McCormick | Management | For | For |
1.2 | Elect Director Michael M. Morrissey | Management | For | For |
1.3 | Elect Director Stelios Papadopoulos | Management | For | For |
1.4 | Elect Director George A. Scangos | Management | For | For |
1.5 | Elect Director Lance Willsey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GENOMIC HEALTH, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: GHDX SECURITY ID: 37244C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal W. Scott | Management | For | For |
1.2 | Elect Director Kimberly J. Popovits | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Fred E. Cohen | Management | For | For |
1.5 | Elect Director Samuel D. Colella | Management | For | For |
1.6 | Elect Director Ginger L. Graham | Management | For | For |
1.7 | Elect Director Randall S. Livingston | Management | For | For |
1.8 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HALOZYME THERAPEUTICS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: HALO SECURITY ID: 40637H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn E. Falberg | Management | For | For |
1.2 | Elect Director Kenneth J. Kelley | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Colin Goddard | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director George J. Morrow | Management | For | For |
1.9 | Elect Director Gregory Norden | Management | For | For |
1.10 | Elect Director H. Thomas Watkins | Management | For | For |
1.11 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
IMMUNOGEN, INC. MEETING DATE: NOV 16, 2010 | ||||
TICKER: IMGN SECURITY ID: 45253H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Mitchel Sayare | Management | For | For |
2.2 | Elect Director David W. Carter | Management | For | For |
2.3 | Elect Director Mark Skaletsky | Management | For | For |
2.4 | Elect Director J.j. Villafranca | Management | For | For |
2.5 | Elect Director Nicole Onetto | Management | For | For |
2.6 | Elect Director Stephen C. McCluski | Management | For | For |
2.7 | Elect Director Richard J. Wallace | Management | For | For |
2.8 | Elect Director Daniel M. Junius | Management | For | For |
2.9 | Elect Director Howard H. Pien | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INCYTE CORPORATION MEETING DATE: MAY 20, 2011 | ||||
TICKER: INCY SECURITY ID: 45337C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director John F. Niblack | Management | For | For |
1.8 | Elect Director Roy A. Whitfield | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
INHIBITEX, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: INHX SECURITY ID: 45719T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. James Barrett, Ph.D. | Management | For | For |
1.2 | Elect Director Russell M. Medford, M.D., Ph.D. | Management | For | For |
1.3 | Elect Director A. Keith Willard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
INTERMUNE, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ITMN SECURITY ID: 45884X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Healy | Management | For | For |
1.2 | Elect Director Louis Drapeau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
IRONWOOD PHARMACEUTICALS, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: IRWD SECURITY ID: 46333X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryan E. Roberts, Ph.D. | Management | For | For |
1.2 | Elect Director Peter M. Hecht, Ph.D. | Management | For | For |
1.3 | Elect Director David E. Shaw | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ISIS PHARMACEUTICALS, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ISIS SECURITY ID: 464330109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer R. Berthelsen | Management | For | For |
1.2 | Elect Director B. Lynne Parshall | Management | For | For |
1.3 | Elect Director Joseph H. Wender | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
JAZZ PHARMACEUTICALS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: JAZZ SECURITY ID: 472147107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul L. Berns | Management | For | For |
1.2 | Elect Director Bryan C. Cressey | Management | For | For |
1.3 | Elect Director Patrick G. Enright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
KERYX BIOPHARMACEUTICALS, INC. MEETING DATE: JUN 21, 2011 | ||||
TICKER: KERX SECURITY ID: 492515101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Bentsur | Management | For | For |
1.2 | Elect Director Kevin J. Cameron | Management | For | For |
1.3 | Elect Director Joseph M. Feczko, M.D. | Management | For | For |
1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.5 | Elect Director Jack Kaye | Management | For | For |
1.6 | Elect Director Michael P. Tarnok | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
LEXICON PHARMACEUTICALS, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: LXRX SECURITY ID: 528872104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel L. Barker | Management | For | For |
1.2 | Elect Director Christopher J. Sobecki | Management | For | For |
1.3 | Elect Director Judith L. Swain | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
LIGAND PHARMACEUTICALS INCORPORATED MEETING DATE: SEP 09, 2010 | ||||
TICKER: LGND SECURITY ID: 53220K207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
LIGAND PHARMACEUTICALS INCORPORATED MEETING DATE: JUN 01, 2011 | ||||
TICKER: LGND SECURITY ID: 53220K504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason Aryeh | Management | For | For |
1.2 | Elect Director Todd C. Davis | Management | For | For |
1.3 | Elect Director John L. Higgins | Management | For | For |
1.4 | Elect Director David M. Knott | Management | For | For |
1.5 | Elect Director John W. Kozarich | Management | For | For |
1.6 | Elect Director John L. Lamattina | Management | For | For |
1.7 | Elect Director Sunil Patel | Management | For | For |
1.8 | Elect Director Stephen L. Sabba | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
METABOLIX, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: MBLX SECURITY ID: 591018809 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay Kouba, Ph.D. | Management | For | Withhold |
1.2 | Elect Director Oliver P. Peoples, Ph.D. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
MICROMET, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: MITI SECURITY ID: 59509C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian Itin, Ph.D. | Management | For | For |
1.2 | Elect Director Peter Johann, Ph.D. | Management | For | For |
1.3 | Elect Director Joseph P. Slattery | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: MNTA SECURITY ID: 60877T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marsha H. Fanucci | Management | For | For |
1.2 | Elect Director Peter Barton Hutt | Management | For | For |
1.3 | Elect Director Bruce Downey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MYREXIS INC MEETING DATE: NOV 11, 2010 | ||||
TICKER: MYRX SECURITY ID: 62856H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adrian N. Hobden | Management | For | For |
1.2 | Elect Director Timothy R. Franson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: DEC 03, 2010 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heiner Dreismann | Management | For | For |
1.2 | Elect Director Peter D. Meldrum | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: NBIX SECURITY ID: 64125C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Gorman | Management | For | For |
1.2 | Elect Director Gary A. Lyons | Management | For | For |
1.3 | Elect Director William H. Rastetter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Ratify Auditors | Management | For | For |
NPS PHARMACEUTICALS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: NPSP SECURITY ID: 62936P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Bonney | Management | For | For |
1.2 | Elect Director Colin Broom | Management | For | For |
1.3 | Elect Director Pedro Granadillo | Management | For | For |
1.4 | Elect Director James G. Groninger | Management | For | For |
1.5 | Elect Director Donald E. Kuhla | Management | For | For |
1.6 | Elect Director Francois Nader | Management | For | For |
1.7 | Elect Director Rachel R. Selisker | Management | For | For |
1.8 | Elect Director Peter G. Tombros | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
NUPATHE INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: PATH SECURITY ID: 67059M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wayne P. Yetter | Management | For | For |
1.2 | Elect Director Michael Cola | Management | For | For |
1.3 | Elect Director Jeanne Cunicelli | Management | For | For |
1.4 | Elect Director William J. Federici | Management | For | For |
1.5 | Elect Director Jane H. Hollingsworth | Management | For | For |
1.6 | Elect Director Gary J. Kurtzman, M.D. | Management | For | For |
1.7 | Elect Director Robert P. Roche, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
ONYX PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: ONXX SECURITY ID: 683399109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director N. Anthony Coles | Management | For | For |
1.2 | Elect Director Magnus Lundberg | Management | For | For |
1.3 | Elect Director William R. Ringo | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
OPKO HEALTH, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: OPK SECURITY ID: 68375N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip Frost, M.D. | Management | For | For |
1.2 | Elect Director Jane H. Hsiao, Ph.D. | Management | For | For |
1.3 | Elect Director Steven D. Rubin | Management | For | For |
1.4 | Elect Director Robert A. Baron | Management | For | For |
1.5 | Elect Director Thomas E. Beier | Management | For | For |
1.6 | Elect Director Pascal J. Goldschmidt, M.D. | Management | For | Withhold |
1.7 | Elect Director Richard A. Lerner, M.D. | Management | For | For |
1.8 | Elect Director John A. Paganelli | Management | For | For |
1.9 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
1.10 | Elect Director Alice Lin-Tsing Yu, M.D., Ph.D. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
OPTIMER PHARMACEUTICALS, INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: OPTR SECURITY ID: 68401H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony E. Altig | Management | For | For |
1.2 | Elect Director Michael N. Chang | Management | For | For |
1.3 | Elect Director Robert L. Zerbe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
OREXIGEN THERAPEUTICS, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: OREX SECURITY ID: 686164104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eckard Weber, M.D. | Management | For | For |
1.2 | Elect Director Patrick J. Mahaffy | Management | For | For |
1.3 | Elect Director Michael A. Narachi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Increase Authorized Common Stock | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
PDL BIOPHARMA, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick Frank | Management | For | For |
1.2 | Elect Director Paul W. Sandman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PHARMASSET, INC. MEETING DATE: MAR 23, 2011 | ||||
TICKER: VRUS SECURITY ID: 71715N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Carney | Management | For | For |
1.2 | Elect Director P. Schaefer Price | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
POLYMEDIX, INC. MEETING DATE: JUN 17, 2011 | ||||
TICKER: PYMX SECURITY ID: 73174C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas Landekic | Management | For | For |
1.2 | Elect Director Brian Anderson | Management | For | For |
1.3 | Elect Director Richard Bank | Management | For | For |
1.4 | Elect Director Michael E. Lewis | Management | For | For |
1.5 | Elect Director Stefan Loren | Management | For | For |
1.6 | Elect Director Shaun F. O'Malley | Management | For | For |
1.7 | Elect Director Douglas J. Swirsky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
PROGENICS PHARMACEUTICALS, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: PGNX SECURITY ID: 743187106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Crowley | Management | For | For |
1.2 | Elect Director Paul J. Maddon | Management | For | For |
1.3 | Elect Director Charles A. Baker | Management | For | For |
1.4 | Elect Director Mark R. Baker | Management | For | For |
1.5 | Elect Director Kurt W. Briner | Management | For | For |
1.6 | Elect Director Mark F. Dalton | Management | For | For |
1.7 | Elect Director Stephen P. Goff | Management | For | For |
1.8 | Elect Director David A. Scheinberg | Management | For | For |
1.9 | Elect Director Nicole S. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
QUESTCOR PHARMACEUTICALS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: QCOR SECURITY ID: 74835Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Bailey | Management | For | For |
1.2 | Elect Director Mitchell J. Blutt | Management | For | For |
1.3 | Elect Director Neal C. Bradsher | Management | For | For |
1.4 | Elect Director Stephen C. Farrell | Management | For | For |
1.5 | Elect Director Louis Silverman | Management | For | For |
1.6 | Elect Director Virgil D. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 10, 2011 | ||||
TICKER: REGN SECURITY ID: 75886F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred G. Gilman | Management | For | For |
1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
1.3 | Elect Director Christine A. Poon | Management | For | For |
1.4 | Elect Director P. Roy Vagelos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RIGEL PHARMACEUTICALS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RIGL SECURITY ID: 766559603 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Moos, Ph.D. | Management | For | For |
1.2 | Elect Director Hollings C. Renton | Management | For | For |
1.3 | Elect Director Stephen A. Sherwin, M.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Ratify Auditors | Management | For | For |
SANGAMO BIOSCIENCES, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: SGMO SECURITY ID: 800677106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward O. Lanphier II | Management | For | For |
1.2 | Elect Director Paul B. Cleveland | Management | For | For |
1.3 | Elect Director Stephen G. Dilly | Management | For | For |
1.4 | Elect Director John W. Larson | Management | For | For |
1.5 | Elect Director Steven J. Mento | Management | For | For |
1.6 | Elect Director William R. Ringo | Management | For | For |
1.7 | Elect Director Thomas G. Wiggans | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SAVIENT PHARMACEUTICALS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: SVNT SECURITY ID: 80517Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ginger Constantine | Management | For | For |
1.2 | Elect Director Alan L. Heller | Management | For | For |
1.3 | Elect Director Stephen O. Jaeger | Management | For | For |
1.4 | Elect Director John H. Johnson | Management | For | For |
1.5 | Elect Director Lee S. Simon | Management | For | For |
1.6 | Elect Director Virgil Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
SEATTLE GENETICS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: SGEN SECURITY ID: 812578102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
1.2 | Elect Director David W. Gryska | Management | For | For |
1.3 | Elect Director John P. McLaughlin | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SEQUENOM, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: SQNM SECURITY ID: 817337405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernst-Gunter Afting, Ph.D., M.D. | Management | For | For |
1.2 | Elect Director Kenneth F. Buechler, Ph.D. | Management | For | For |
1.3 | Elect Director John A. Fazio | Management | For | For |
1.4 | Elect Director Harry F. Hixson, Jr., Ph.D. | Management | For | For |
1.5 | Elect Director Richard A. Lerner, M.D. | Management | For | For |
1.6 | Elect Director Ronald M. Lindsay, Ph.D. | Management | For | For |
1.7 | Elect Director David Pendarvis | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
SIGA TECHNOLOGIES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: SIGA SECURITY ID: 826917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric A. Rose, M.D. | Management | For | For |
1.2 | Elect Director James J. Antal | Management | For | For |
1.3 | Elect Director Michael J. Bayer | Management | For | For |
1.4 | Elect Director William C. Bevins | Management | For | For |
1.5 | Elect Director Thomas E. Constance | Management | For | For |
1.6 | Elect Director Joseph W. 'Chip' Marshall, III | Management | For | For |
1.7 | Elect Director Paul G. Savas | Management | For | For |
1.8 | Elect Director Bruce Slovin | Management | For | For |
1.9 | Elect Director Andrew L. Stern | Management | For | For |
1.10 | Elect Director Frances Fragos Townsend | Management | For | For |
1.11 | Elect Director Michael A. Weiner, M.D. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
TARGACEPT, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: TRGT SECURITY ID: 87611R306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. James Barrett | Management | For | For |
1.2 | Elect Director Julia R. Brown | Management | For | For |
1.3 | Elect Director J. Donald DeBethizy | Management | For | For |
1.4 | Elect Director John P. Richard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
THE MEDICINES COMPANY MEETING DATE: MAY 26, 2011 | ||||
TICKER: MDCO SECURITY ID: 584688105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Clive A. Meanwell | Management | For | For |
1.3 | Elect Director Elizabeth H.S. Wyatt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
THERAVANCE, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Jeffrey M. Drazan | Management | For | For |
1.3 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.5 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.6 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
1.7 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
1.8 | Elect Director William H. Waltrip | Management | For | For |
1.9 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
1.10 | Elect Director William D. Young | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
THRESHOLD PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: THLD SECURITY ID: 885807206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Bird | Management | For | For |
1.2 | Elect Director Harold E. Selick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 29, 2011 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | For |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 12, 2011 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew W. Emmens | Management | For | For |
1.2 | Elect Director Magaret G. McGlynn | Management | For | For |
1.3 | Elect Director Wayne J. Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VICAL INCORPORATED MEETING DATE: MAY 26, 2011 | ||||
TICKER: VICL SECURITY ID: 925602104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Merton, Ph.D. | Management | For | Withhold |
1.2 | Elect Director Vijay B. Samant | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
VIROPHARMA INCORPORATED MEETING DATE: MAY 23, 2011 | ||||
TICKER: VPHM SECURITY ID: 928241108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Leone | Management | For | For |
1.2 | Elect Director Vincent J. Milano | Management | For | For |
1.3 | Elect Director Howard H. Pien | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
XENOPORT, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: XNPT SECURITY ID: 98411C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Barrett, Ph.D. | Management | For | For |
1.2 | Elect Director Jeryl L. Hilleman | Management | For | For |
1.3 | Elect Director Wendell Wierenga, Ph.D. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ZIOPHARM ONCOLOGY, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: ZIOP SECURITY ID: 98973P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis, M.D., Ph.D. | Management | For | For |
1.2 | Elect Director Richard E. Bagley | Management | For | For |
1.3 | Elect Director Murray Brennan, M.D. | Management | For | For |
1.4 | Elect Director James A. Cannon | Management | For | For |
1.5 | Elect Director Senator Wyche Fowler, Jr. | Management | For | For |
1.6 | Elect Director Randal J. Kirk | Management | For | For |
1.7 | Elect Director Timothy McInerney | Management | For | For |
1.8 | Elect Director Michael Weiser, M.D., Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ZOGENIX, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: ZGNX SECURITY ID: 98978L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis C. Bock | Management | For | For |
1.2 | Elect Director Cam L. Garner | Management | For | For |
1.3 | Elect Director Mark Wiggins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VOTE SUMMARY REPORT
FIDELITY ADVISOR COMMUNICATIONS EQUIPMENT FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
A123 SYSTEMS, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: AONE SECURITY ID: 03739T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gururaj Deshpande | Management | For | For |
1.2 | Elect Director Paul E. Jacobs | Management | For | For |
1.3 | Elect Director Mark M. Little | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ACME PACKET, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: APKT SECURITY ID: 004764106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary J. Bowen | Management | For | For |
1.2 | Elect Director Robert C. Hower | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADTRAN, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: ADTN SECURITY ID: 00738A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Stanton | Management | For | For |
1.2 | Elect Director H. Fenwick Huss | Management | For | For |
1.3 | Elect Director Ross K. Ireland | Management | For | For |
1.4 | Elect Director William L. Marks | Management | For | For |
1.5 | Elect Director James E. Matthews | Management | For | For |
1.6 | Elect Director Balan Nair | Management | For | For |
1.7 | Elect Director Roy J. Nichols | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADVA AG OPTICAL NETWORKING MEETING DATE: MAY 16, 2011 | ||||
TICKER: ADV SECURITY ID: D0190E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
4 | Ratify Pricewaterhouse Coopers as Auditors for Fiscal 2011 | Management | For | For |
5.1 | Elect Anthony Maher to the Supervisory Board | Management | For | For |
5.2 | Elect Krish Prabhu to the Supervisory Board | Management | For | For |
5.3 | Elect Thomas Smach to the Supervisory Board | Management | For | For |
5.4 | Elect Eric Protiva to the Supervisory Board | Management | For | For |
5.5 | Elect Albert Raedler to the Supervisory Board | Management | For | For |
5.6 | Elect Johanna Hey to the Supervisory Board | Management | For | For |
6 | Approve Variable Remuneration for Supervisory Board Members | Management | For | For |
7 | Approve Creation of EUR 22.1 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 920,000 Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: AKAM SECURITY ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C. Kim Goodwin | Management | For | For |
2 | Elect Director David W. Kenny | Management | For | For |
3 | Elect Director Peter J. Kight | Management | For | For |
4 | Elect Director Frederic V. Salerno | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Ratify Auditors | Management | For | For |
ALCATEL LUCENT MEETING DATE: MAY 27, 2011 | ||||
TICKER: ALU SECURITY ID: 013904305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Reelect Daniel Bernard as Director | Management | For | For |
5 | Reelect W. Frank Blount as Director | Management | For | For |
6 | Acknowledge Auditors' Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Amend Articles 16 and 21 of Bylaws Re: Electronic Signature and Shareholders Identification | Management | For | For |
10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALLOT COMMUNICATIONS LTD. MEETING DATE: NOV 10, 2010 | ||||
TICKER: ALLT SECURITY ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Board Chair Shraga Katz as Director to Serve Three Year Term | Management | For | For |
2 | Amend Compensation of Shraga Katz, Including an Option Grant to Purchase 60,000 Ordinary Shares | Management | For | For |
3 | Approve Compensation of Directors Eyal Kishon, Shai Saul, and Yigal Jacoby | Management | For | For |
4 | Approve Stock Option Plan Grant to Purchase 15,000 Ordinary Shares for Yigal Jacoby | Management | For | For |
5 | Approve Kost Forer Gabbay & Kasierer, Member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
APPLE INC. MEETING DATE: FEB 23, 2011 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
APPLIED MICRO CIRCUITS CORPORATION MEETING DATE: AUG 17, 2010 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cesar Cesaratto | Management | For | For |
2 | Elect Director Donald Colvin | Management | For | For |
3 | Elect Director Paramesh Gopi | Management | For | For |
4 | Elect Director Paul R. Gray | Management | For | For |
5 | Elect Director Fred Shlapak | Management | For | For |
6 | Elect Director Arthur B. Stabenow | Management | For | For |
7 | Elect Director Julie H. Sullivan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ARRIS GROUP, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: ARRS SECURITY ID: 04269Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex B. Best | Management | For | For |
1.2 | Elect Director Harry L. Bosco | Management | For | For |
1.3 | Elect Director James A. Chiddix | Management | For | For |
1.4 | Elect Director John Anderson Craig | Management | For | For |
1.5 | Elect Director Matthew B. Kearney | Management | For | For |
1.6 | Elect Director William H. Lambert | Management | For | For |
1.7 | Elect Director John R. Petty | Management | For | For |
1.8 | Elect Director Robert J. Stanzione | Management | For | For |
1.9 | Elect Director Debora J. Wilson | Management | For | For |
1.10 | Elect Director David A. Woodle | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ARUBA NETWORKS, INC. MEETING DATE: DEC 10, 2010 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti G. Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Douglas Leone | Management | For | For |
1.7 | Elect Director Willem P. Roelandts | Management | For | For |
1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASIAINFO-LINKAGE, INC. MEETING DATE: SEP 29, 2010 | ||||
TICKER: ASIA SECURITY ID: 04518A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Zhang | Management | For | For |
1.2 | Elect Director Thomas Manning | Management | For | For |
1.3 | Elect Director Sean Shao | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASIAINFO-LINKAGE, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: ASIA SECURITY ID: 04518A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward Tian | Management | For | For |
1.2 | Elect Director Davin A. Mackenzie | Management | For | For |
1.3 | Elect Director Xiwei Huang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: MAR 30, 2011 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Hock E. Tan as Director | Management | For | For |
1.2 | Reelect Adam H. Clammer as Director | Management | For | For |
1.3 | Reelect James A. Davidson as Director | Management | For | For |
1.4 | Reelect James V. Diller as Director | Management | For | For |
1.5 | Reelect Kenneth Y. Hao as Director | Management | For | For |
1.6 | Reelect John M. Hsuan as Director | Management | For | For |
1.7 | Reelect David Kerko as Director | Management | For | For |
1.8 | Reelect Justine F. Lien as Director | Management | For | For |
1.9 | Reelect Donald Macleod as Director | Management | For | For |
1.10 | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVIAT NETWORKS, INC. MEETING DATE: NOV 09, 2010 | ||||
TICKER: AVNW SECURITY ID: 05366Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric C. Evans | Management | For | For |
1.2 | Elect Director William A. Hasler | Management | For | For |
1.3 | Elect Director Clifford H. Higgerson | Management | For | For |
1.4 | Elect Director Charles D. Kissner | Management | For | For |
1.5 | Elect Director Raghavendra Rau | Management | For | For |
1.6 | Elect Director Mohsen Sohi | Management | For | For |
1.7 | Elect Director James C. Stoffel | Management | For | For |
1.8 | Elect Director Edward F. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BIGBAND NETWORKS, INC. MEETING DATE: OCT 18, 2010 | ||||
TICKER: BBND SECURITY ID: 089750509 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | Against |
BIGBAND NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: BBND SECURITY ID: 089750509 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harald Braun | Management | For | For |
1.2 | Elect Director Erez Rosen | Management | For | For |
1.3 | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
BLUE COAT SYSTEMS, INC. MEETING DATE: OCT 07, 2010 | ||||
TICKER: BCSI SECURITY ID: 09534T508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian M. NeSmith | Management | For | For |
1.2 | Elect Director David W. Hanna | Management | For | For |
1.3 | Elect Director James A. Barth | Management | For | For |
1.4 | Elect Director Keith Geeslin | Management | For | For |
1.5 | Elect Director James R. Tolonen | Management | For | For |
1.6 | Elect Director Carol G. Mills | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
BROADSOFT, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: BSFT SECURITY ID: 11133B409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Markley, Jr. | Management | For | For |
1.2 | Elect Director David Bernardi | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 12, 2011 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Gerdelman | Management | For | For |
2 | Elect Director Glenn Jones | Management | For | For |
3 | Elect Director Michael Klayko | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
6 | Ratify Auditors | Management | For | For |
BYD COMPANY LTD. MEETING DATE: AUG 30, 2010 | ||||
TICKER: 01211 SECURITY ID: Y1023R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 12-month Extension Validity Period of the A Share Issue | Management | For | For |
2 | Authorized Board to Ratify and Execute Approved Resolutions | Management | For | For |
BYD COMPANY LTD. MEETING DATE: AUG 30, 2010 | ||||
TICKER: 01211 SECURITY ID: Y1023R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 12-month Extension Validity Period of the A Share Issue | Management | For | For |
2 | Authorized Board to Ratify and Execute Approved Resolutions | Management | For | For |
CALIX, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: CALX SECURITY ID: 13100M509 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Matthews | Management | For | For |
1.2 | Elect Director Thomas Pardun | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CAVIUM NETWORKS, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: CAVM SECURITY ID: 14965A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Pantuso | Management | For | For |
1.2 | Elect Director C.N. Reddy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CIENA CORPORATION MEETING DATE: MAR 23, 2011 | ||||
TICKER: CIEN SECURITY ID: 171779309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harvey B. Cash | Management | For | For |
2 | Elect Director Judith M. O'Brien | Management | For | For |
3 | Elect Director Gary B. Smith | Management | For | For |
4 | Approve Conversion of Securities | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CISCO SYSTEMS, INC. MEETING DATE: NOV 18, 2010 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
COMBA TELECOM SYSTEMS HOLDINGS LTD. MEETING DATE: MAY 23, 2011 | ||||
TICKER: 02342 SECURITY ID: ADPV13516 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.08 Per Share | Management | For | For |
3 | Approve Special Dividend of HK$0.04 Per Share | Management | For | For |
4a | Reelect Zhang Yue Jun as Executive Director | Management | For | Against |
4b | Reelect Wu Jiang Cheng as Executive Director | Management | For | Against |
4c | Reelect Yan Ji Ci as Executive Director | Management | For | Against |
4d | Reelect Yeung Pui Sang, Simon as Executive Director | Management | For | Against |
4e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
5 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Approve Refreshment of Scheme Mandate Limit under the Share Option Scheme | Management | For | For |
10 | Approve Bonus Issue on the Basis of One Bonus Share for Every 10 Existing Shares Held | Management | For | For |
COMBA TELECOM SYSTEMS HOLDINGS LTD. MEETING DATE: MAY 23, 2011 | ||||
TICKER: 02342 SECURITY ID: ADPV13516 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Grant of 3.3 Million Shares to 12 Selected Persons Under the Share Award Scheme | Management | For | Against |
COMMSCOPE, INC. MEETING DATE: DEC 30, 2010 | ||||
TICKER: CTV SECURITY ID: 203372107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CONEXANT SYSTEMS, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: CNXT SECURITY ID: 207142308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Bilodeau | Management | For | For |
1.2 | Elect Director D. Scott Mercer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONEXANT SYSTEMS, INC. MEETING DATE: APR 18, 2011 | ||||
TICKER: CNXT SECURITY ID: 207142308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director Steven J. Bilodeau | Management | For | For |
2.2 | Elect Director D. Scott Mercer | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 24, 2011 | ||||
TICKER: CCI SECURITY ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dale N. Hatfield | Management | For | For |
1.2 | Elect Director Lee W. Hogan | Management | For | For |
1.3 | Elect Director Robert F. Mckenzie | Management | For | For |
1.4 | Elect Director David C. Abrams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CSR PLC MEETING DATE: MAY 18, 2011 | ||||
TICKER: CSR SECURITY ID: G1790J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Joep van Beurden as Director | Management | For | Against |
4 | Re-elect Kanwar Chadha as Director | Management | For | Against |
5 | Re-elect Will Gardiner as Director | Management | For | Against |
6 | Re-elect Chris Ladas as Director | Management | For | Against |
7 | Re-elect Andrew Allner as Director | Management | For | Against |
8 | Re-elect Anthony Carlisle as Director | Management | For | Against |
9 | Re-elect James Collier as Director | Management | For | Against |
10 | Re-elect Sergio Giacoletto-Roggio as Director | Management | For | Against |
11 | Re-elect Ron Mackintosh as Director | Management | For | Against |
12 | Elect Teresa Vega as Director | Management | For | For |
13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Approve Final Dividend | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
DIGI INTERNATIONAL INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: DGII SECURITY ID: 253798102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph T. Dunsmore | Management | For | For |
1.2 | Elect Director Bradley J. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DRAGONWAVE INC MEETING DATE: JUN 14, 2011 | ||||
TICKER: DWI SECURITY ID: 26144M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerry Spencer | Management | For | For |
1.2 | Elect Director Peter Allen | Management | For | For |
1.3 | Elect Director Jean-Paul Cossart | Management | For | For |
1.4 | Elect Director Russell Frederick | Management | For | For |
1.5 | Elect Director Claude Haw | Management | For | For |
1.6 | Elect Director Thomas Manley | Management | For | For |
1.7 | Elect Director Terry Matthews | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
E INK HOLDINGS INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: 8069 SECURITY ID: Y2266Z100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4.1 | Elect Su-Cheng Liu, a Representative of Cheng-Yu Co., Ltd., with Shareholder Number 6637 as Director | Management | For | Against |
4.2 | Elect Show-Chung Ho, a Representative of Cheng-Yu Co., Ltd., with Shareholder Number 6637 as Director | Management | For | Against |
4.3 | Elect Ho Yi-Da, a Representative of Cheng-Yu Co., Ltd., with Shareholder Number 6637 as Director | Management | For | Against |
4.4 | Elect Cheng-Hao Lee, a Representative of Cheng-Yu Co., Ltd., with Shareholder Number 6637 as Director | Management | For | Against |
4.5 | Elect Chuang-Chuang Tsai, a Representative of Yuen Foong Yu Paper Manufacturing Co., Ltd., with Shareholder Number 1 as Director | Management | For | Against |
4.6 | Elect Chun-Chieh Huang, a Representative of Yuen Foong Yu Paper Manufacturing Co., Ltd., with Shareholder Number 1 as Director | Management | For | Against |
4.7 | Elect Chen, Ten-Chung with ID Number A102064307 as Independent Director | Management | For | For |
4.8 | Elect Chen, Yung-Cheng with ID Number A121232601 as Independent Director | Management | For | For |
4.9 | Elect Ching-Yuan Chang, a Representative of Yuen Foong Paper Co., Ltd., with Shareholder Number 1254 as Supervisor | Management | For | For |
4.10 | Elect Li-Chun Hsiao, a Representative of Yuen Foong Paper Co., Ltd., with Shareholder Number 1254 as Supervisor | Management | For | For |
5 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Management | For | For |
ECHOSTAR CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: SATS SECURITY ID: 278768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph P. Clayton | Management | For | For |
1.2 | Elect Director R. Stanton Dodge | Management | For | For |
1.3 | Elect Director Michael T. Dugan | Management | For | For |
1.4 | Elect Director Charles W. Ergen | Management | For | For |
1.5 | Elect Director David K. Moskowitz | Management | For | Withhold |
1.6 | Elect Director Tom A. Ortolf | Management | For | For |
1.7 | Elect Director C. Michael Schroeder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Other Business | Management | For | Against |
EMCORE CORPORATION MEETING DATE: JUN 14, 2011 | ||||
TICKER: EMKR SECURITY ID: 290846104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Russell, Ph.D. | Management | For | For |
1.2 | Elect Director Reuben F. Richards, Jr. | Management | For | For |
1.3 | Elect Director Robert L. Bogomolny | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ENTROPIC COMMUNICATIONS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: ENTR SECURITY ID: 29384R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Baruch | Management | For | For |
1.2 | Elect Director Patrick Henry | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
EQUINIX, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: EQIX SECURITY ID: 29444U502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven T. Clontz | Management | For | For |
1.2 | Elect Director Gary F. Hromadko | Management | For | For |
1.3 | Elect Director Scott G. Kriens | Management | For | For |
1.4 | Elect Director William K. Luby | Management | For | For |
1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
1.6 | Elect Director Christopher B. Paisley | Management | For | For |
1.7 | Elect Director Stephen M. Smith | Management | For | For |
1.8 | Elect Director Peter F. Van Camp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Supermajority Vote Requirement for Amendments to the Certificate of Incorporation | Management | For | For |
6 | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement for Amendments to the By-laws | Management | For | For |
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON) MEETING DATE: APR 13, 2011 | ||||
TICKER: ERICB SECURITY ID: 294821608 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael Treschow as Chairman of Meeting | Management | For | For |
2 | Prepare and Approve List of Shareholders | Management | None | None |
3 | Approve Agenda of Meeting | Management | None | None |
4 | Acknowledge Proper Convening of Meeting | Management | None | None |
5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
7 | Receive President's Report; Allow Questions | Management | None | None |
8.1 | Approve Financial Statements and Statutory Reports | Management | For | For |
8.2 | Approve Discharge of Board and President | Management | For | For |
8.3 | Approve Allocation of Income and Dividends of SEK 2.25 per Share; Set Record Date for Dividend as April 18, 2011 | Management | For | For |
9.1 | Determine Number of Members (12) and Deputy Members (0) of Board | Management | For | For |
9.2 | Approve Remuneration of Directors in the Amount of SEK 3.75 Million to the Chairman and SEK 825,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | Management | For | For |
9.3 | Reelect R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Martin-Lof, N. McKinstry, A. Nyren, C. Svanberg, H. Vestberg, and M. Volpi as Directors; Elect L. Johansson (Chair) and J. Wallenberg as New Directors | Management | For | Against |
9.4 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
9.5 | Approve Omission of Remuneration of Members of the Nomination Committee | Management | For | For |
9.6 | Approve Remuneration of Auditors | Management | For | For |
9.7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
11.1 | Approve 2011 Share Matching Plan for All Employees | Management | For | For |
11.2 | Authorize Reissuance of 11.7 Million Repurchased Class B Shares for 2011 Share Matching Plan for All Employees | Management | For | For |
11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | For |
11.4 | Approve 2011 Share Matching Plan for Key Contributors | Management | For | For |
11.5 | Authorize Reissuance of 7.3 Million Repurchased Class B Shares for 2011 Share Matching Plan for Key Contributors | Management | For | For |
11.6 | Approve Swap Agreement with Third Party as Alternative to Item 11.5 | Management | For | For |
11.7 | Approve 2011 Restricted Stock Plan for Executives | Management | For | For |
11.8 | Authorize Reissuance of 4.4 Million Repurchased Class B Shares for 2011 Restricted Stock Plan for Executives | Management | For | For |
11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | For |
12 | Authorize Reissuance of up to 13.8 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2007, 2008, 2009, and 2010 Long-Term Variable Compensation Plans | Management | For | For |
13 | Amend Corporate Purpose | Management | For | For |
14 | General Meeting Shall Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | Shareholder | None | For |
15 | Close Meeting | Management | None | None |
EXAR CORPORATION MEETING DATE: SEP 15, 2010 | ||||
TICKER: EXAR SECURITY ID: 300645108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Izak Bencuya | Management | For | For |
1.2 | Elect Director Pierre Guilbault | Management | For | For |
1.3 | Elect Director Brian Hilton | Management | For | For |
1.4 | Elect Director Richard L. Leza | Management | For | For |
1.5 | Elect Director Gary Meyers | Management | For | For |
1.6 | Elect Director Juan (Oscar) Rodriguez | Management | For | For |
1.7 | Elect Director Pedro (Pete) Rodriguez | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EXTREME NETWORKS, INC. MEETING DATE: DEC 15, 2010 | ||||
TICKER: EXTR SECURITY ID: 30226D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Carinalli | Management | For | Withhold |
1.2 | Elect Director John C. Shoemaker | Management | For | Withhold |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
F5 NETWORKS, INC. MEETING DATE: MAR 14, 2011 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Chapple | Management | For | For |
2 | Elect Director A. Gary Ames | Management | For | For |
3 | Elect Director Scott Thompson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
FINISAR CORPORATION MEETING DATE: OCT 28, 2010 | ||||
TICKER: FNSR SECURITY ID: 31787A507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry S. Rawls | Management | For | For |
1.2 | Elect Director Robert N. Stephens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: JUL 23, 2010 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect H. Raymond Bingham as a Director | Management | For | For |
2 | Reelect Willy C. Shih as a Director | Management | For | For |
3 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
5 | Approve the Adoption of the Flextronics International Ltd. 2010 Equity Incentive Plan | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
FORTINET, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: FTNT SECURITY ID: 34959E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Walecka | Management | For | For |
1.2 | Elect Director Michael Xie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GEMALTO MEETING DATE: MAY 18, 2011 | ||||
TICKER: GTO SECURITY ID: N3465M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Adopt Financial Statements | Management | For | Did Not Vote |
4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4b | Approve Dividends of EUR 0.28 Per Share | Management | For | Did Not Vote |
5a | Approve Discharge of CEO | Management | For | Did Not Vote |
5b | Approve Discharge of Non-Excecutive Directors | Management | For | Did Not Vote |
6a | Reelect A.Mandl to Board of Directors | Management | For | Did Not Vote |
6b | Reelect M. Soublin to Board of Directors | Management | For | Did Not Vote |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
9 | Allow Questions | Management | None | None |
10 | Close Meeting | Management | None | None |
GIANT INTERACTIVE GROUP INC. MEETING DATE: SEP 16, 2010 | ||||
TICKER: GA SECURITY ID: 374511103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Wei Liu as Director | Management | For | For |
2 | Reelect Lv Zhang as Director | Management | For | For |
3 | Increase Number of Shares Reserved Under 2007 Performance Incentive Plan to 10,700,000 Ordinary Shares | Management | For | Against |
4 | Approve Repricing of Options | Management | For | Against |
5 | Ratify Ernst & Young Hua Ming as Auditors | Management | For | For |
HARMONIC INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: HLIT SECURITY ID: 413160102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick J. Harshman | Management | For | For |
1.2 | Elect Director Lewis Solomon | Management | For | For |
1.3 | Elect Director Harold Covert | Management | For | For |
1.4 | Elect Director Patrick Gallagher | Management | For | For |
1.5 | Elect Director E. Floyd Kvamme | Management | For | For |
1.6 | Elect Director Anthony J. Ley | Management | For | For |
1.7 | Elect Director William F. Reddersen | Management | For | For |
1.8 | Elect Director David R. Van Valkenburg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
HARRIS CORPORATION MEETING DATE: OCT 22, 2010 | ||||
TICKER: HRS SECURITY ID: 413875105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard L. Lance | Management | For | For |
2 | Elect Director Thomas A. Dattilo | Management | For | For |
3 | Elect Director Terry D. Growcock | Management | For | For |
4 | Elect Director Leslie F. Kenne | Management | For | For |
5 | Elect Director David B. Rickard | Management | For | For |
6 | Elect Director James C. Stoffel | Management | For | For |
7 | Elect Director Gregory T. Swienton | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Approve Executive Incentive Bonus Plan | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Require Independent Board Chairman | Shareholder | Against | Against |
HTC CORPORATION MEETING DATE: JUN 15, 2011 | ||||
TICKER: 2498 SECURITY ID: Y3732M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6.1 | Elect David Bruce Yoffie with Shareholder Number 19540707DA as Director | Management | For | For |
6.2 | Elect Jerry H.C. Chu with ID Number A121108388 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
IKANOS COMMUNICATIONS, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: IKAN SECURITY ID: 45173E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Quigley | Management | For | For |
1.2 | Elect Director R. Douglas Norby | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
INFINEON TECHNOLOGIES AG MEETING DATE: FEB 17, 2011 | ||||
TICKER: IFX SECURITY ID: D35415104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.10 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Peter Bauer for Fiscal 2009/2010 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Hermann Eul for Fiscal 2009/2010 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2009/2010 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Marco Schroeter for Fiscal 2009/2010 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Klaus Wucherer for Fiscal 2009/2010 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Wigand Cramer for Fiscal 2009/2010 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Alfred Eibl for Fiscal 2009/2010 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2009/2010 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Gerhard Hobbach for Fiscal 2009/2010 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2009/2010 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Max Dietrich Kley for Fiscal 2009/2010 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Renate Koecher for Fiscal 2009/2010 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Siegfried Luther for Fiscal 2009/2010 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2009/2010 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Gerd Schmidt for Fiscal 2009/2010 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Dorit Schmitt-Landsiedel for Fiscal 2009/2010 | Management | For | For |
4.13 | Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2009/2010 | Management | For | For |
4.14 | Approve Discharge of Supervisory Board Member Horst Schuler for Fiscal 2009/2010 | Management | For | For |
4.15 | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2009/2010 | Management | For | For |
4.16 | Approve Discharge of Supervisory Board Member Eckart Suenner for Fiscal 2009/2010 | Management | For | For |
4.17 | Approve Discharge of Supervisory Board Member Alexander Trueby for Fiscal 2009/2010 | Management | For | For |
4.18 | Approve Discharge of Supervisory Board Member Arnaud de Weert for Fiscal 2009/2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2010/2011 | Management | For | For |
6 | Elect Wolfgang Mayrhuber to the Supervisory Board | Management | For | For |
7 | Approve Remuneration System for Management Board Members | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
10 | Approve Settlement Agreement Between Infineon Technologies AG and Former Management Board Member Ulrich Schumacher Concluded on Dec. 23, 2010 | Management | For | For |
11.1 | Amend Articles Re: Convocation and Decision Making of Supervisory Board Meetings | Management | For | For |
11.2 | Approve Remuneration of Supervisory Board | Management | For | For |
INFINERA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Fallon | Management | For | For |
1.2 | Elect Director Kambiz Y. Hooshmand | Management | For | For |
1.3 | Elect Director Philip J. Koen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INPHI CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: IPHI SECURITY ID: 45772F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Ladd | Management | For | For |
1.2 | Elect Director Lip-Bu Tan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
IXIA MEETING DATE: MAY 19, 2011 | ||||
TICKER: XXIA SECURITY ID: 45071R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurent Asscher | Management | For | For |
1.2 | Elect Director Atul Bhatnagar | Management | For | For |
1.3 | Elect Director Jonathan Fram | Management | For | For |
1.4 | Elect Director Errol Ginsberg | Management | For | For |
1.5 | Elect Director Gail Hamilton | Management | For | For |
1.6 | Elect Director Jon F. Rager | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
JABIL CIRCUIT, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: JBL SECURITY ID: 466313103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel S. Lavitt | Management | For | For |
1.2 | Elect Director Timothy L. Main | Management | For | For |
1.3 | Elect Director William D. Morean | Management | For | For |
1.4 | Elect Director Lawrence J. Murphy | Management | For | For |
1.5 | Elect Director Frank A. Newman | Management | For | For |
1.6 | Elect Director Steven A. Raymund | Management | For | For |
1.7 | Elect Director Thomas A. Sansone | Management | For | For |
1.8 | Elect Director David M. Stout | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Other Business | Management | For | Against |
JDS UNIPHASE CORPORATION MEETING DATE: NOV 30, 2010 | ||||
TICKER: JDSU SECURITY ID: 46612J507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin A. Kaplan | Management | For | For |
1.2 | Elect Director Kevin J. Kennedy | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KEYNOTE SYSTEMS, INC. MEETING DATE: MAR 18, 2011 | ||||
TICKER: KEYN SECURITY ID: 493308100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Umang Gupta | Management | For | For |
1.2 | Elect Director Charles M. Boesenberg | Management | For | For |
1.3 | Elect Director Mohan Gyani | Management | For | For |
1.4 | Elect Director Jennifer M. Johnson | Management | For | For |
1.5 | Elect Director Raymond L. Ocampo Jr. | Management | For | For |
1.6 | Elect Director Deborah Rieman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
KONGZHONG CORPORATION MEETING DATE: DEC 02, 2010 | ||||
TICKER: KONG SECURITY ID: 50047P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leilei Wang as Director | Management | For | For |
2 | Elect Xiaoxin Chen as Director | Management | For | For |
3 | Ratify Deloitte Touche Tohmatsu as Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUN 28, 2011 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
2 | Elect Director Juergen Gromer | Management | For | For |
3 | Elect Director Arturo Krueger | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Reduction of Share Premium Account | Management | For | For |
7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MOTOROLA MOBILITY HOLDINGS, INC. MEETING DATE: MAY 09, 2011 | ||||
TICKER: MMI SECURITY ID: 620097105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sanjay K. Jha | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director William R. Hambrecht | Management | For | For |
4 | Elect Director Jeanne P. Jackson | Management | For | For |
5 | Elect Director Keith A. Meister | Management | For | For |
6 | Elect Director Thomas J. Meredith | Management | For | For |
7 | Elect Director Daniel A. Ninivaggi | Management | For | For |
8 | Elect Director James R. Stengel | Management | For | For |
9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
10 | Elect Director Andrew J. Viterbi | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: MSI SECURITY ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director William J. Bratton | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Michael V. Hayden | Management | For | For |
5 | Elect Director Vincent J. Intrieri | Management | For | For |
6 | Elect Director Judy C. Lewent | Management | For | For |
7 | Elect Director Samuel C. Scott III | Management | For | For |
8 | Elect Director John A. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Human Rights Policies | Shareholder | Against | Abstain |
MOTOROLA, INC. MEETING DATE: NOV 29, 2010 | ||||
TICKER: MSI SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
NETEASE.COM, INC. MEETING DATE: SEP 02, 2010 | ||||
TICKER: NTES SECURITY ID: 64110W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect William Ding as Director | Management | For | For |
1b | Reelect Alice Cheng as Director | Management | For | For |
1c | Reelect Denny Lee as Director | Management | For | For |
1d | Reelect Joseph Tong as Director | Management | For | For |
1e | Reelect Lun Feng as Director | Management | For | For |
1f | Reelect Michael Leung as Director | Management | For | For |
1g | Reelect Michael Tong as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald Jankov | Management | For | For |
1.2 | Elect Director Norman Godinho | Management | For | For |
1.3 | Elect Director Marvin Burkett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
NETSCOUT SYSTEMS, INC. MEETING DATE: SEP 08, 2010 | ||||
TICKER: NTCT SECURITY ID: 64115T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anil K. Singhal | Management | For | For |
1.2 | Elect Director John R. Egan | Management | For | For |
1.3 | Elect Director Stuart M. McGuigan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEUSTAR, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: NSR SECURITY ID: 64126X201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Cullen | Management | For | For |
1.2 | Elect Director Joel P. Friedman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NOKIA CORP. MEETING DATE: MAY 03, 2011 | ||||
TICKER: NOK SECURITY ID: 654902204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
4 | Acknowledge Proper Convening of Meeting | Management | None | None |
5 | Prepare and Approve List of Shareholders | Management | None | None |
6 | Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
11 | Fix Number of Directors at Eleven | Management | For | Did Not Vote |
12.1 | Elect Stephen Elopas as Director | Management | For | Did Not Vote |
12.2 | Elect Dr. Bengt Holmstrom as Director | Management | For | Did Not Vote |
12.3 | Elect Prof. Dr. H. Kagermann as Director | Management | For | Did Not Vote |
12.4 | Elect Per Karlsson as Director | Management | For | Did Not Vote |
12.5 | Elect Jouko Karvinen as Director | Management | For | Did Not Vote |
12.6 | Elect Helge Lund as Director | Management | For | Did Not Vote |
12.7 | Elect Isabel Marey-Semper as Director | Management | For | Did Not Vote |
12.8 | Elect Jorma Ollila as Director | Management | For | Did Not Vote |
12.9 | Elect Dame Marjorie Scardino as Director | Management | For | Did Not Vote |
12.10 | Elect Risto Siilasmaa as Director | Management | For | Did Not Vote |
12.11 | Elect Kari Stadigh as Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Management | For | Did Not Vote |
15 | Authorize Repurchase of up to 360 Million Issued Shares | Management | For | Did Not Vote |
16 | Approve Stock Option Plan for Key Employees; Approve Issuance of up to 35 Million Stock Options | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
NOVATEL WIRELESS, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: NVTL SECURITY ID: 66987M604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Russell Gerns | Management | For | For |
1.2 | Elect Director David A. Werner | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
OCLARO, INC. MEETING DATE: OCT 27, 2010 | ||||
TICKER: OCLR SECURITY ID: 67555N206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain Couder | Management | For | For |
1.2 | Elect Director Joel A. Smith III | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OMNIVISION TECHNOLOGIES, INC. MEETING DATE: SEP 23, 2010 | ||||
TICKER: OVTI SECURITY ID: 682128103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shaw Hong | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith D. Jackson | Management | For | For |
1.2 | Elect Director Phillip D. Hester | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
OPLINK COMMUNICATIONS, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: OPLK SECURITY ID: 68375Q403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Y. Liu | Management | For | For |
1.2 | Ratify Auditors | Management | For | For |
OPNET TECHNOLOGIES, INC. MEETING DATE: SEP 13, 2010 | ||||
TICKER: OPNT SECURITY ID: 683757108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Kaiser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OPNEXT, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: OPXT SECURITY ID: 68375V105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Kendall Cowan | Management | For | For |
1.3 | Elect Director Ryuichi Otsuki | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PERICOM SEMICONDUCTOR CORPORATION MEETING DATE: DEC 09, 2010 | ||||
TICKER: PSEM SECURITY ID: 713831105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex Chiming Hui | Management | For | For |
1.2 | Elect Director Chi-Hung (John) Hui | Management | For | For |
1.3 | Elect Director Hau L. Lee | Management | For | For |
1.4 | Elect Director Dennis McKenna | Management | For | For |
1.5 | Elect Director Michael J. Sophie | Management | For | For |
1.6 | Elect Director Siu-Weng Simon Wong | Management | For | For |
1.7 | Elect Director Edward Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PLX TECHNOLOGY, INC. MEETING DATE: DEC 10, 2010 | ||||
TICKER: PLXT SECURITY ID: 693417107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | Against |
PLX TECHNOLOGY, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: PLXT SECURITY ID: 693417107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Salameh | Management | For | For |
1.2 | Elect Director D. James Guzy | Management | For | For |
1.3 | Elect Director John H. Hart | Management | For | For |
1.4 | Elect Director Robert H. Smith | Management | For | For |
1.5 | Elect Director Thomas Riordan | Management | For | For |
1.6 | Elect Director Patrick Verderico | Management | For | For |
1.7 | Elect Director Ralph H. Schmitt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PMC-SIERRA, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director James V. Diller, Sr. | Management | For | For |
1.3 | Elect Director Michael R. Farese | Management | For | For |
1.4 | Elect Director Jonathan J. Judge | Management | For | For |
1.5 | Elect Director William H. Kurtz | Management | For | For |
1.6 | Elect Director Gregory S. Lang | Management | For | For |
1.7 | Elect Director Frank J. Marshall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
POLYCOM, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: PLCM SECURITY ID: 73172K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew M. Miller | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
1.3 | Elect Director David G. Dewalt | Management | For | For |
1.4 | Elect Director John A. Kelley, Jr. | Management | For | For |
1.5 | Elect Director D. Scott Mercer | Management | For | For |
1.6 | Elect Director William A. Owens | Management | For | For |
1.7 | Elect Director Kevin T. Parker | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Ratify Auditors | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2011 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
RACKSPACE HOSTING, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Graham Weston | Management | For | For |
1.2 | Elect Director Palmer Moe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RESEARCH IN MOTION LTD MEETING DATE: JUL 13, 2010 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James L. Balsillie as Director | Management | For | For |
1.2 | Elect Mike Lazaridis as Director | Management | For | For |
1.3 | Elect James Estill as Director | Management | For | For |
1.4 | Elect David Kerr as Director | Management | For | For |
1.5 | Elect Roger Martin as Director | Management | For | For |
1.6 | Elect John Richardson as Director | Management | For | For |
1.7 | Elect Barbara Stymiest as Director | Management | For | For |
1.8 | Elect Antonio Viana-Baptista as Director | Management | For | For |
1.9 | Elect John Wetmore as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RIVERBED TECHNOLOGY, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael R. Kourey | Management | For | For |
2 | Elect Director Mark S. Lewis | Management | For | For |
3 | Elect Director Steven McCanne | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ROVI CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: ROVI SECURITY ID: 779376102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O?Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SANDVINE CORPORATION MEETING DATE: APR 06, 2011 | ||||
TICKER: SVC SECURITY ID: 800213100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Maggs | Management | For | For |
1.2 | Elect Director Mark Guibert | Management | For | For |
1.3 | Elect Director John Keating | Management | For | For |
1.4 | Elect Director Ken Taylor | Management | For | For |
1.5 | Elect Director David Caputo | Management | For | For |
1.6 | Elect Director Steven McCartney | Management | For | For |
1.7 | Elect Director Scott Hamilton | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
SBA COMMUNICATIONS CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven E. Bernstein | Management | For | For |
1.2 | Elect Director Duncan H. Cocroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
SHORETEL, INC. MEETING DATE: NOV 03, 2010 | ||||
TICKER: SHOR SECURITY ID: 825211105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark F. Bregman | Management | For | For |
1.2 | Elect Director Edward F. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SIERRA WIRELESS INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: SW SECURITY ID: 826516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason W. Cohenour | Management | For | For |
1.2 | Elect Director Gregory D. Aasen | Management | For | For |
1.3 | Elect Director Robin A. Abrams | Management | For | For |
1.4 | Elect Director Paul G. Cataford | Management | For | For |
1.5 | Elect Director Charles E. Levine | Management | For | For |
1.6 | Elect Director S. Jane Rowe | Management | For | For |
1.7 | Elect Director David B. Sutcliffe | Management | For | For |
1.8 | Elect Director Kent P. Thexton | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Approve Restricted Share Unit Plan | Management | For | For |
SINA CORPORATION MEETING DATE: AUG 02, 2010 | ||||
TICKER: SINA SECURITY ID: G81477104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ter Fung Tsao | Management | For | For |
1.2 | Elect Director Yichen Zhang | Management | For | For |
2 | Ratify the Appointment of Pricewaterhousecoopers Zhong Tian CPAs Limited as Independent Auditors | Management | For | For |
3 | Approve the Amendment and Restatement of the Company's 2007 Share Plan | Management | For | Against |
SMART MODULAR TECHNOLOGIES (WWH), INC. MEETING DATE: JAN 07, 2011 | ||||
TICKER: SMOD SECURITY ID: G82245104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Iain MacKenzie as a Director | Management | For | For |
1.2 | Elect Ajay Shah as a Director | Management | For | For |
1.3 | Elect Kimberly E. Alexy as a Director | Management | For | For |
1.4 | Elect Dennis McKenna as a Director | Management | For | For |
1.5 | Elect Harry W. (Webb) McKinney as a Director | Management | For | For |
1.6 | Elect Mukesh Patel as a Director | Management | For | For |
1.7 | Elect Clifton Thomas Weatherford as a Director | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
SMITH MICRO SOFTWARE, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: SMSI SECURITY ID: 832154108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. Smith, Jr. | Management | For | For |
1.2 | Elect Director William C. Keiper | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SOFTBANK CORP. MEETING DATE: JUN 24, 2011 | ||||
TICKER: 9984 SECURITY ID: J75963108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | Against |
3.1 | Elect Director Son, Masayoshi | Management | For | For |
3.2 | Elect Director Miyauchi, Ken | Management | For | For |
3.3 | Elect Director Kasai, Kazuhiko | Management | For | For |
3.4 | Elect Director Inoue, Masahiro | Management | For | For |
3.5 | Elect Director Ronald Fisher | Management | For | For |
3.6 | Elect Director Yun Ma | Management | For | For |
3.7 | Elect Director Yanai, Tadashi | Management | For | For |
3.8 | Elect Director Mark Schwartz | Management | For | For |
3.9 | Elect Director Sunil Bharti Mittal | Management | For | For |
SOLARWINDS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: SWI SECURITY ID: 83416B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Bonham | Management | For | For |
1.2 | Elect Director Steven M. Cakebread | Management | For | For |
1.3 | Elect Director Roger J. Sippl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SPREADTRUM COMMUNICATIONS, INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: SPRD SECURITY ID: 849415203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Hao Chen as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
STANDARD MICROSYSTEMS CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: SMSC SECURITY ID: 853626109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy P. Craig | Management | For | For |
1.2 | Elect Director Ivan T. Frisch | Management | For | For |
1.3 | Elect Director Kenneth Kin | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Stock Appreciation Rights Exchange Program for Employees | Management | For | For |
4 | Approve Stock Appreciation Rights Exchange Program for Executive Officers and Directors | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
SYCAMORE NETWORKS, INC. MEETING DATE: JAN 04, 2011 | ||||
TICKER: SCMR SECURITY ID: 871206405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gururaj Deshpande | Management | For | For |
1.2 | Elect Director Craig R. Benson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
SYNCHRONOSS TECHNOLOGIES, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: SNCR SECURITY ID: 87157B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Hopkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SYNIVERSE HOLDINGS, INC. MEETING DATE: JAN 12, 2011 | ||||
TICKER: SVR SECURITY ID: 87163F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
TALEO CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: TLEO SECURITY ID: 87424N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick Gross | Management | For | For |
1.2 | Elect Director Jeffrey Schwartz | Management | For | Withhold |
1.3 | Elect Director Jeffrey Stiefler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
TEKELEC MEETING DATE: MAY 13, 2011 | ||||
TICKER: TKLC SECURITY ID: 879101103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Buckly | Management | For | For |
1.2 | Elect Director Anthony Colaluca, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Coleman | Management | For | For |
1.4 | Elect Director Jean-Yves Courtois | Management | For | For |
1.5 | Elect Director Hubert de Pesquidoux | Management | For | For |
1.6 | Elect Director Carol G. Mills | Management | For | For |
1.7 | Elect Director Krish A. Prabhu | Management | For | For |
1.8 | Elect Director Michael P. Ressner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TELECOMMUNICATION SYSTEMS, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: TSYS SECURITY ID: 87929J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas M. Brandt, Jr. | Management | For | For |
1.2 | Elect Director Jon B. Kutler | Management | For | For |
1.3 | Elect Director A. Reza Jafari | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TELENAV, INC. MEETING DATE: DEC 07, 2010 | ||||
TICKER: TNAV SECURITY ID: 879455103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel Chen | Management | For | For |
1.2 | Elect Director Hon Jane (Jason) Chiu | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
TELEVISION BROADCAST LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: 00511 SECURITY ID: Y85830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Charles Chan Kwok Keung as Director | Management | For | Against |
3b | Elect Cher Wang Hsiueh Hong as Director | Management | For | Against |
3c | Elect Jonathan Milton Nelson as Director | Management | For | Against |
4a | Reelect Chow Yei Ching as Director | Management | For | Against |
4b | Reelect Kevin Lo Chung Ping as Director | Management | For | Against |
4c | Reelect Chien Lee as Director | Management | For | For |
4d | Reelect Gordon Siu Kwing Chue as Director | Management | For | For |
5 | Approve Increase in Directors' Fee | Management | For | For |
6 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
10 | Approve Extension of Book Close Period from 30 Days to 60 Days | Management | For | For |
TELLABS, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: TLAB SECURITY ID: 879664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank Ianna | Management | For | For |
2 | Elect Director Stephanie Pace Marshall | Management | For | For |
3 | Elect Director William F. Souders | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
TRIMBLE NAVIGATION LIMITED MEETING DATE: MAY 03, 2011 | ||||
TICKER: TRMB SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director William Hart | Management | For | For |
1.4 | Elect Director Merit E. Janow | Management | For | For |
1.5 | Elect Director Ulf J. Johansson | Management | For | For |
1.6 | Elect Director Bradford W. Parkinson | Management | For | For |
1.7 | Elect Director Mark S. Peek | Management | For | For |
1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TRIQUINT SEMICONDUCTOR, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: TQNT SECURITY ID: 89674K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles Scott Gibson | Management | For | For |
2 | Elect Director David H.y. Ho | Management | For | For |
3 | Elect Director Nicolas Kauser | Management | For | For |
4 | Elect Director Ralph G. Quinsey | Management | For | For |
5 | Elect Director Walden C. Rhines | Management | For | For |
6 | Elect Director Steven J. Sharp | Management | For | For |
7 | Elect Director Willis C. Young | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ULTICOM, INC. MEETING DATE: DEC 02, 2010 | ||||
TICKER: ULCMD SECURITY ID: 903844207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
UNIVERSAL DISPLAY CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: PANL SECURITY ID: 91347P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven V. Abramson | Management | For | For |
1.2 | Elect Director Leonard Becker | Management | For | For |
1.3 | Elect Director Elizabeth H. Gemmill | Management | For | For |
1.4 | Elect Director C. Keith Hartley | Management | For | For |
1.5 | Elect Director Lawrence Lacerte | Management | For | For |
1.6 | Elect Director Sidney D. Rosenblatt | Management | For | For |
1.7 | Elect Director Sherwin I. Seligsohn | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Chiddix | Management | For | For |
1.2 | Elect Director William R. Huff | Management | For | For |
1.3 | Elect Director James F. Mooney | Management | For | For |
1.4 | Elect Director John N. Rigsby | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
XILINX, INC. MEETING DATE: AUG 11, 2010 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philip T. Gianos | Management | For | For |
2 | Elect Director Moshe N. Gavrielov | Management | For | For |
3 | Elect Director John L. Doyle | Management | For | For |
4 | Elect Director Jerald G. Fishman | Management | For | For |
5 | Elect Director William G. Howard, Jr. | Management | For | For |
6 | Elect Director J. Michael Patterson | Management | For | For |
7 | Elect Director Albert A. Pimentel | Management | For | For |
8 | Elect Director Marshall C. Turner | Management | For | For |
9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
ZTE CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: 000063 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report of the Board of Directors | Management | For | For |
3 | Accept Report of the Supervisory Committee | Management | For | For |
4 | Accept Report of the President of the Company | Management | For | For |
5 | Accept Final Financial Accounts of the Company | Management | For | For |
6a | Approve Application to the Bank of China Ltd., Shenzhen Branch for a Composite Credit Facility Amounting to RMB 23 Billion | Management | For | For |
6b | Approve Application to the China Development Bank Corporation, Shezhen Branch for a Composite Credit Facility Amounting to $4.5 Billion | Management | For | For |
7a | Reappoint Ernst & Young Hua Ming as PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7b | Reappoint Ernst & Young as Hong Kong Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8a | Approve Application for Investment Limits in Derivative Products for Value Protection Against US Dollar Risk Exposure for an Amount Not Exceeding $800 Million | Management | For | For |
8b | Approve Application for Investment Limits in Derivative Products for Value Protection Against Euro Risk Exposure for an Amount Not Exceeding EUR 150 Million | Management | For | For |
8c | Approve Application for Investment Limits in Fixed Income Derivative Products for an Amount Not Exceeding $1 Billion | Management | For | For |
9 | Approve Investment in the Research and Development Base in Yuhuatai District of Nanjing | Management | For | For |
9 | Approve Profit Distribution Proposal and Capitalization from Capital Reserves of the Company for 2010 | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
12a | Amend Clause Relating to Third-Party Guarantees in Article 160 of Chapter 10 of the Articles of Association | Shareholder | None | For |
12b | Amend Clause Specifying that the Board of Directors May Determine the Types of Derivative Investment at its Discretion in Article 160 of Chapter 10 of the Articles of Association | Shareholder | None | For |
13a | Approve Provision of Guarantee by ZTE in Relation to the Overseas Medium or Long-Term Debt Financing of ZTE (HK) Ltd. | Shareholder | None | For |
13b | Approve Authorization of the Conduct of Interest Rate Swap Transactions by ZTE (HK) Ltd. | Shareholder | None | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: SEP 10, 2010 | ||||
TICKER: 000063 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Investment in and Construction of ZTE Heyuan Production and Research and Development Training Base Project and the Execution of the Relevant Investment Contract | Management | For | For |
2 | Approve Application for Investment Limits in Foreign Exchange Derivative Products for Value-Protection | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: NOV 30, 2010 | ||||
TICKER: 000063 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve External Investment of the Company Pursuant to the Establishment of ZTE Finance Co., Ltd. | Management | For | For |
2 | Approve Resolution of the Company on Increasing the Insurance Amount of Directors', Supervisors' and Senior Management's Liability Insurance | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR CONSUMER DISCRETIONARY FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADVANCE AUTO PARTS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Frances X. Frei | Management | For | For |
1.5 | Elect Director Darren R. Jackson | Management | For | For |
1.6 | Elect Director William S. Oglesby | Management | For | For |
1.7 | Elect Director J. Paul Raines | Management | For | For |
1.8 | Elect Director Gilbert T. Ray | Management | For | For |
1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
AJISEN (CHINA) HOLDINGS LTD. MEETING DATE: MAY 11, 2011 | ||||
TICKER: 00538 SECURITY ID: G0192S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend and Special Dividend | Management | For | For |
3a1 | Reelect Poon Wai as Director | Management | For | For |
3a2 | Reelect Lo Peter as Director | Management | For | For |
3a3 | Reelect Wang Jincheng as Director | Management | For | For |
3b | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
AMAZON.COM, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Jonathan J. Rubinstein | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
12 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
13 | Report on Climate Change | Shareholder | Against | Abstain |
AUTOLIV INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ALV SECURITY ID: 052800109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Carlson | Management | For | For |
1.2 | Elect Director Lars Nyberg | Management | For | For |
1.3 | Elect Director James M. Ringler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
BED BATH & BEYOND INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: BBBY SECURITY ID: 075896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren Eisenberg | Management | For | For |
2 | Elect Director Leonard Feinstein | Management | For | For |
3 | Elect Director Steven H. Temares | Management | For | For |
4 | Elect Director Dean S. Adler | Management | For | Against |
5 | Elect Director Stanley F. Barshay | Management | For | For |
6 | Elect Director Klaus Eppler | Management | For | Against |
7 | Elect Director Patrick R. Gaston | Management | For | For |
8 | Elect Director Jordan Heller | Management | For | For |
9 | Elect Director Victoria A. Morrison | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BJ'S RESTAURANTS, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: BJRI SECURITY ID: 09180C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald W. Deitchle | Management | For | For |
1.2 | Elect Director James A. Dal Pozzo | Management | For | For |
1.3 | Elect Director J. Roger King | Management | For | For |
1.4 | Elect Director Larry D. Bouts | Management | For | For |
1.5 | Elect Director John F. Grundhofer | Management | For | For |
1.6 | Elect Director Peter A. Bassi | Management | For | For |
1.7 | Elect Director William L. Hyde, Jr. | Management | For | For |
1.8 | Elect Director Lea Anne S. Ottinger | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
BJ'S WHOLESALE CLUB, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: BJ SECURITY ID: 05548J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul Danos | Management | For | For |
2 | Elect Director Laura J. Sen | Management | For | For |
3 | Elect Director Michael J. Sheehan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
BMW GROUP BAYERISCHE MOTOREN WERKE AG MEETING DATE: MAY 12, 2011 | ||||
TICKER: BMW SECURITY ID: D12096109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Common Share and EUR 1.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
BODY CENTRAL CORP. MEETING DATE: MAY 25, 2011 | ||||
TICKER: BODY SECURITY ID: 09689U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott M. Gallin | Management | For | For |
1.2 | Elect Director Carlo A. von Schroeter | Management | For | For |
1.3 | Elect Director Donna R. Ecton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Reduce Authorized Common Stock | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
BRAVO BRIO RESTAURANT GROUP, INC. MEETING DATE: APR 14, 2011 | ||||
TICKER: BBRG SECURITY ID: 10567B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Allen J. Bernstein | Management | For | For |
2 | Elect Director James S. Gulmi | Management | For | For |
3 | Elect Director Saed Mohseni | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CARNIVAL CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: CCL SECURITY ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
2 | Reelect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2010 | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Remuneration of Executive and Non-Executive Directors | Management | For | For |
21 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Shares for Market Purchase | Management | For | For |
24 | Approve Omnibus Stock Plan | Management | For | Against |
CHICO'S FAS, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: CHS SECURITY ID: 168615102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John J. Mahoney | Management | For | For |
2 | Elect Director David F. Walker | Management | For | For |
3 | Elect Director Stephen E. Watson | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CITI TRENDS, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: CTRN SECURITY ID: 17306X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Edward Anderson | Management | For | For |
1.2 | Elect Director Lawrence E. Hyatt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CLUB MEDITERRANEE MEETING DATE: MAR 03, 2011 | ||||
TICKER: CU SECURITY ID: F18690101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Approve Transaction with Rolaco | Management | For | For |
5 | Approve Transaction with Caisse de Depot et de Gestion | Management | For | For |
6 | Approve Transaction with Corporate Officers | Management | For | For |
7 | Receive Auditors' Special Report on Related-Party Transactions and Approve Ongoing Transactions | Management | For | For |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 305,000 | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Ratify Appointment of Georges Pauget as Director | Management | For | For |
11 | Ratify Appointment of Jiannong Qian as Director | Management | For | For |
12 | Reelect Jiannong Qian as Director | Management | For | For |
13 | Reelect Anass Houir Alami as Director | Management | For | For |
14 | Reelect Saud Al Sulaiman as Director | Management | For | For |
15 | Reelect Thierry de la Tour d Artaise as Director | Management | For | For |
16 | Reelect Henri Giscard d Estaing as Director | Management | For | For |
17 | Reelect Pascal Lebard as Director | Management | For | For |
18 | Reelect Anne-Claire Taittinger as Director | Management | For | For |
19 | Elect Isabelle Seillier as Director | Management | For | For |
20 | Elect Christina Jeanbart as Director | Management | For | For |
21 | Elect Guangchang Guo as Director | Management | For | For |
22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
26 | Authorize up to 2 Percent per Year of Issued Capital for Use in Stock Option Plan | Management | For | For |
27 | Approve Employee Stock Purchase Plan | Management | For | Against |
28 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
29 | Amend Article 14.2 of Bylaws Re: Length of Terms for Directors | Management | For | For |
30 | Amend Article 28 of Bylaws Re: Electronic Vote and Attendance to General Meetings Through Videoconference and Telecommunication | Management | For | For |
31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
COACH, INC. MEETING DATE: NOV 03, 2010 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Ivan Menezes | Management | For | For |
1.5 | Elect Director Irene Miller | Management | For | For |
1.6 | Elect Director Michael Murphy | Management | For | For |
1.7 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adopt Policy on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
COMCAST CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Joseph J. Collins | Management | For | For |
1.6 | Elect Director J. Michael Cook | Management | For | For |
1.7 | Elect Director Gerald L. Hassell | Management | For | For |
1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Provide for Cumulative Voting | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 27, 2011 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan L. Decker | Management | For | For |
1.2 | Elect Director Richard M. Libenson | Management | For | For |
1.3 | Elect Director John W. Meisenbach | Management | For | For |
1.4 | Elect Director Charles T. Munger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DARDEN RESTAURANTS, INC. MEETING DATE: SEP 14, 2010 | ||||
TICKER: DRI SECURITY ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard L. Berry | Management | For | For |
1.2 | Elect Director Odie C. Donald | Management | For | For |
1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
1.4 | Elect Director Victoria D. Harker | Management | For | For |
1.5 | Elect Director David H. Hughes | Management | For | For |
1.6 | Elect Director Charles A. Ledsinger Jr | Management | For | For |
1.7 | Elect Director William M. Lewis, Jr. | Management | For | For |
1.8 | Elect Director Senator Connie Mack, III | Management | For | For |
1.9 | Elect Director Andrew H. Madsen | Management | For | For |
1.10 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.11 | Elect Director Michael D. Rose | Management | For | For |
1.12 | Elect Director Maria A. Sastre | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DIRECTV MEETING DATE: APR 28, 2011 | ||||
TICKER: DTV SECURITY ID: 25490A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Dillon | Management | For | For |
1.2 | Elect Director Samuel A. DiPiazza, Jr. | Management | For | For |
1.3 | Elect Director Lorrie M. Norrington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Authorized Class B Shares, Eliminate Class C Common Stock and Deletion of Rights to Call Special Meetings to Certain Stockholders | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DISCOVERY COMMUNICATIONS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: DISCA SECURITY ID: 25470F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director John C. Malone | Management | For | For |
1.3 | Elect Director David M. Zaslav | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DOLLAR TREE, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: DLTR SECURITY ID: 256746108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Macon F. Brock, Jr. | Management | For | For |
1.2 | Elect Director Mary Anne Citrino | Management | For | For |
1.3 | Elect Director Thomas E. Whiddon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EXPRESS, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: EXPR SECURITY ID: 30219E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Dominik | Management | For | Withhold |
1.2 | Elect Director Sam K. Duncan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
FORD MOTOR COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen G. Butler | Management | For | For |
2 | Elect Director Kimberly A. Casiano | Management | For | For |
3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
4 | Elect Director Edsel B. Ford II | Management | For | For |
5 | Elect Director William Clay Ford, Jr. | Management | For | For |
6 | Elect Director Richard A. Gephardt | Management | For | For |
7 | Elect Director James H. Hance, Jr. | Management | For | For |
8 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
9 | Elect Director Richard A. Manoogian | Management | For | For |
10 | Elect Director Ellen R. Marram | Management | For | For |
11 | Elect Director Alan Mulally | Management | For | For |
12 | Elect Director Homer A. Neal | Management | For | For |
13 | Elect Director Gerald L. Shaheen | Management | For | For |
14 | Elect Director John L. Thornton | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Publish Political Contributions | Shareholder | Against | Abstain |
19 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
GENTEX CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arlyn Lanting | Management | For | For |
1.2 | Elect Director Mark Newton | Management | For | For |
1.3 | Elect Director Richard Schaum | Management | For | For |
2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
GRAND CANYON EDUCATION, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: LOPE SECURITY ID: 38526M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Richardson | Management | For | For |
1.2 | Elect Director Brian E. Mueller | Management | For | For |
1.3 | Elect Director Christopher C. Richardson | Management | For | For |
1.4 | Elect Director Chad N. Heath | Management | For | For |
1.5 | Elect Director D. Mark Dorman | Management | For | For |
1.6 | Elect Director David J. Johnson | Management | For | For |
1.7 | Elect Director Jack A. Henry | Management | For | For |
1.8 | Elect Director Gerald J. Colangelo | Management | For | For |
2 | Approve Employee Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
H & M HENNES & MAURITZ MEETING DATE: APR 28, 2011 | ||||
TICKER: HMB SECURITY ID: W41422101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Sven Unger as Chairman of Meeting | Management | For | Did Not Vote |
3 | Receive President's Report; Allow Questions | Management | None | None |
4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
6 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
7 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
8a | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
8b | Receive Auditor's and Auditing Committee's Reports | Management | None | None |
8c | Receive Chairman's Report About Board Work | Management | None | None |
8d | Receive Report of the Chairman of the Nominating Committee | Management | None | None |
9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9b | Approve Allocation of Income and Dividends of SEK 9.50 per Share | Management | For | Did Not Vote |
9c | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million for Chairman, and SEK 450,000 for Other Members; Approve Remuneration for Committe Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
12 | Reelect Mia Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chairman), Melker Schorling, and Christian Sievert as Directors | Management | For | Did Not Vote |
13 | Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson as Members of Nominating Committee | Management | For | Did Not Vote |
14 | Amend Articles of Association to Comply with the New Swedish Companies Act | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Close Meeting | Management | None | None |
HASBRO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HENGDELI HOLDINGS LTD. MEETING DATE: MAY 12, 2011 | ||||
TICKER: 03389 SECURITY ID: G45048108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Zhang Yuping as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3b | Reelect Liu Xueling as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3c | Elect Zheng Yu as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HHGREGG, INC. MEETING DATE: AUG 03, 2010 | ||||
TICKER: HGG SECURITY ID: 42833L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence P. Castellani | Management | For | For |
1.2 | Elect Director Benjamin D. Geiger | Management | For | For |
1.3 | Elect Director Catherine A. Langham | Management | For | For |
1.4 | Elect Director Dennis L. May | Management | For | For |
1.5 | Elect Director John M. Roth | Management | For | For |
1.6 | Elect Director Charles P. Rullman | Management | For | For |
1.7 | Elect Director Michael L. Smith | Management | For | For |
1.8 | Elect Director Peter M. Starrett | Management | For | For |
1.9 | Elect Director Jerry W. Throgmartin | Management | For | For |
1.10 | Elect Director Kathleen C. Tierney | Management | For | For |
1.11 | Elect Director Darell E. Zink | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INDUSTRIA DE DISENO TEXTIL (INDITEX) MEETING DATE: JUL 13, 2010 | ||||
TICKER: ITX SECURITY ID: E6282J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Individual Financial Statements and Statutory Reports for Fiscal Year Ended Jan. 31, 2010 | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports, and Discharge of Directors for Fiscal Year Ended Jan. 31, 2010 | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4.1 | Re-elect Amancio Ortega Gaona as Director | Management | For | For |
4.2 | Re-elect Pablo Isla Alvarez de Tejera as Director | Management | For | For |
4.3 | Re-elect Juan Manuel Urgoiti as Director | Management | For | For |
5.1 | Elect Nils Smedegaard Andersen as Director | Management | For | For |
5.2 | Elect Emilio Saracho Rodriguez de Torres as Director | Management | For | For |
6 | Amend Articles 12, 21, 31 and 32 of Company Bylaws Re: Preemptive Rights, Constitution of General Meeting, Audit and Contol Committee, and Nomination and Remuneration Committee | Management | For | For |
7 | Amend Article 15 of General Meeting Regulations | Management | For | For |
8 | Re-elect Auditors | Management | For | For |
9 | Authorize Repurchase of Shares | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
KABEL DEUTSCHLAND HOLDING AG MEETING DATE: OCT 20, 2010 | ||||
TICKER: KD8 SECURITY ID: D6424C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | For | For |
4 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6 | Approve Remuneration of Supervisory Board | Management | For | For |
7 | Amend Articles Re: Participation in Supervisory Board Meetings | Management | For | For |
LAS VEGAS SANDS CORP. MEETING DATE: JUN 10, 2011 | ||||
TICKER: LVS SECURITY ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Forman | Management | For | For |
1.2 | Elect Director George P. Koo | Management | For | For |
1.3 | Elect Director Irwin A. Siegel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LENNAR CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Donna E. Shalala | Management | For | For |
1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | Management | For | For |
5 | Amend Bylaws | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LI & FUNG LIMITED MEETING DATE: MAY 18, 2011 | ||||
TICKER: 00494 SECURITY ID: G5485F144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.52 Per Share | Management | For | For |
3a | Reelect William Fung Kwok Lun as Director | Management | For | Against |
3b | Reelect Allan Wong Chi Yun as Director | Management | For | For |
3c | Reelect Benedict Chang Yew Teck as Director | Management | For | Against |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Approve Subdivision of Every Issued and Unissued Share of HK$0.025 Each in the Share Capital of the Company into Two Shares of HK$0.0125 Each | Management | For | For |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Dawn E. Hudson | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Stephen F. Page | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
LUMBER LIQUIDATORS HOLDINGS, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: LL SECURITY ID: 55003T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Griffiths | Management | For | For |
1.2 | Elect Director Peter B. Robinson | Management | For | For |
1.3 | Elect Director Martin F. Roper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MACY'S, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
1.3 | Elect Director Meyer Feldberg | Management | For | For |
1.4 | Elect Director Sara Levinson | Management | For | For |
1.5 | Elect Director Terry J. Lundgren | Management | For | For |
1.6 | Elect Director Joseph Neubauer | Management | For | For |
1.7 | Elect Director Joseph A. Pichler | Management | For | For |
1.8 | Elect Director Joyce M. Roche | Management | For | For |
1.9 | Elect Director Craig E. Weatherup | Management | For | For |
1.10 | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MARISA LOJAS SA MEETING DATE: APR 19, 2011 | ||||
TICKER: AMAR3 SECURITY ID: P6462B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
MARRIOTT INTERNATIONAL, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: MAR SECURITY ID: 571903202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
2 | Elect Director John W. Marriott, III | Management | For | For |
3 | Elect Director Mary K. Bush | Management | For | For |
4 | Elect Director Lawrence W. Kellner | Management | For | For |
5 | Elect Director Debra L. Lee | Management | For | For |
6 | Elect Director George Munoz | Management | For | For |
7 | Elect Director Harry J. Pearce | Management | For | For |
8 | Elect Director Steven S Reinemund | Management | For | For |
9 | Elect Director Lawrence M. Small | Management | For | For |
10 | Elect Director Arne M. Sorenson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MCDONALD'S CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director Richard H. Lenny | Management | For | For |
3 | Elect Director Cary D. McMillan | Management | For | For |
4 | Elect Director Sheila A. Penrose | Management | For | For |
5 | Elect Director James A. Skinner | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Management | For | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Management | For | For |
12 | Declassify the Board of Directors | Shareholder | Against | For |
13 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
15 | Report on Beverage Container Environmental Strategy | Shareholder | Against | Abstain |
MGM RESORTS INTERNATIONAL MEETING DATE: JUN 14, 2011 | ||||
TICKER: MGM SECURITY ID: 552953101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Baldwin | Management | For | For |
1.2 | Elect Director William A. Bible | Management | For | For |
1.3 | Elect Director Burton M. Cohen | Management | For | For |
1.4 | Elect Director Willie D. Davis | Management | For | Withhold |
1.5 | Elect Director Alexis M. Herman | Management | For | For |
1.6 | Elect Director Roland Hernandez | Management | For | For |
1.7 | Elect Director Anthony Mandekic | Management | For | Withhold |
1.8 | Elect Director Rose McKinney-James | Management | For | Withhold |
1.9 | Elect Director James J. Murren | Management | For | For |
1.10 | Elect Director Daniel J. Taylor | Management | For | Withhold |
1.11 | Elect Director Melvin B. Wolzinger | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Prepare Sustainability Report | Shareholder | Against | Abstain |
MONSTER WORLDWIDE, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: MWW SECURITY ID: 611742107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Salvatore Iannuzzi | Management | For | For |
2 | Elect Director John Gaulding | Management | For | For |
3 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
4 | Elect Director Cynthia P. McCague | Management | For | For |
5 | Elect Director Jeffrey F. Rayport | Management | For | For |
6 | Elect Director Roberto Tunioli | Management | For | For |
7 | Elect Director Timothy T. Yates | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NATIONAL CINEMEDIA, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: NCMI SECURITY ID: 635309107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kurt C. Hall | Management | For | For |
1.2 | Elect Director Lawrence A. Goodman | Management | For | For |
1.3 | Elect Director Scott N. Schneider | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
NAVITAS LTD. MEETING DATE: NOV 23, 2010 | ||||
TICKER: NVT SECURITY ID: Q6630H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
2 | Elect Peter Campbell as a Director | Management | For | Against |
3 | Elect James King as a Director | Management | For | For |
4 | Approve the Increase in the Maximum Annual Aggregate Amount of the Non-Executive Directors' Remuneration to A$900,000 Per Annum | Management | For | For |
NIELSEN HOLDINGS NV MEETING DATE: MAY 24, 2011 | ||||
TICKER: NLSN SECURITY ID: N63218106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
3a | Elect David L. Cahoun as Director | Management | For | Did Not Vote |
3b | Elect James A. Attwood as Director | Management | For | Did Not Vote |
3c | Elect Richard J. Bressler as Director | Management | For | Did Not Vote |
3d | Elect Simon E. Brown as Director | Management | For | Did Not Vote |
3e | Elect Michael S. Chae as Director | Management | For | Did Not Vote |
3f | Elect Patrick Healy as Director | Management | For | Did Not Vote |
3g | Elect Karen M. Hoguet as Director | Management | For | Did Not Vote |
3h | Elect James M. Kilts as Director | Management | For | Did Not Vote |
3i | Elect Iain Leigh as Director | Management | For | Did Not Vote |
3j | Elect Eliot P.S. Merrill as Director | Management | For | Did Not Vote |
3k | Elect Alexander Navab as Director | Management | For | Did Not Vote |
3l | Elect Robert Pozen as Director | Management | For | Did Not Vote |
3m | Elect Robert Reid as Director | Management | For | Did Not Vote |
3n | Elect Scott A. Schoen as Director | Management | For | Did Not Vote |
3o | Elect Javier G. Teruel as Director | Management | For | Did Not Vote |
4 | Ratify Ernst and Young Accountants LLP as Independent Registered Public Auditor | Management | For | Did Not Vote |
5 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | Did Not Vote |
6 | Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
8 | Advisory Vote to Approve Remuneration of Executives | Management | For | Did Not Vote |
9 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Did Not Vote |
10 | Other Business | Management | None | None |
NORDSTROM, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: JWN SECURITY ID: 655664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Phyllis J. Campbell | Management | For | For |
2 | Elect Director Michelle M. Ebanks | Management | For | For |
3 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
4 | Elect Director Robert G. Miller | Management | For | For |
5 | Elect Director Blake W. Nordstrom | Management | For | For |
6 | Elect Director Erik B. Nordstrom | Management | For | For |
7 | Elect Director Peter E. Nordstrom | Management | For | For |
8 | Elect Director Philip G. Satre | Management | For | For |
9 | Elect Director Felicia D. Thornton | Management | For | For |
10 | Elect Director B. Kevin Turner | Management | For | For |
11 | Elect Director Robert D. Walter | Management | For | For |
12 | Elect Director Alison A. Winter | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
OCADO GROUP PLC MEETING DATE: MAY 11, 2011 | ||||
TICKER: OCDO SECURITY ID: G6718L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Lord Grade of Yarmouth as Director | Management | For | For |
4 | Elect David Grigson as Director | Management | For | For |
5 | Elect Tim Steiner as Director | Management | For | For |
6 | Elect Neill Abrams as Director | Management | For | For |
7 | Elect Andrew Bracey as Director | Management | For | For |
8 | Elect Jason Gissing as Director | Management | For | For |
9 | Elect Ruth Anderson as Director | Management | For | For |
10 | Elect Robert Gorrie as Director | Management | For | For |
11 | Elect Jorn Rausing as Director | Management | For | For |
12 | Elect David Young as Director | Management | For | For |
13 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Amend Joint Share Ownership Scheme | Management | For | For |
18 | Approve Share Incentive Plan | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
OFFICEMAX INCORPORATED MEETING DATE: APR 13, 2011 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren F. Bryant | Management | For | For |
2 | Elect Director Joseph M. DePinto | Management | For | For |
3 | Elect Director Rakesh Gangwal | Management | For | For |
4 | Elect Director William J. Montgoris | Management | For | For |
5 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
6 | Elect Director Ravichandra K. Saligram | Management | For | For |
7 | Elect Director David M. Szymanski | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
P.F. CHANG'S CHINA BISTRO, INC. MEETING DATE: APR 19, 2011 | ||||
TICKER: PFCB SECURITY ID: 69333Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kerrii B. Anderson | Management | For | For |
2 | Elect Director F. Lane Cardwell, Jr. | Management | For | For |
3 | Elect Director Richard L. Federico | Management | For | For |
4 | Elect Director Lesley H. Howe | Management | For | For |
5 | Elect Director Dawn E. Hudson | Management | For | For |
6 | Elect Director M. Ann Rhoades | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director R. Michael Welborn | Management | For | For |
9 | Elect Director Kenneth J. Wessels | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Adjourn Meeting | Management | For | For |
PANERA BREAD COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: PNRA SECURITY ID: 69840W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. Shaich | Management | For | For |
1.2 | Elect Director Fred K. Foulkes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Juan Figuereo | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
PINNACLE ENTERTAINMENT, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: PNK SECURITY ID: 723456109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen C. Comer | Management | For | For |
2 | Elect Director John V. Giovenco | Management | For | For |
3 | Elect Director Richard J. Goeglein | Management | For | For |
4 | Elect Director Bruce A. Leslie | Management | For | For |
5 | Elect Director James L. Martineau | Management | For | For |
6 | Elect Director Lynn P. Reitnouer | Management | For | For |
7 | Elect Director Anthony M. Sanfilippo | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Approve Repricing of Options | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
POLARIS INDUSTRIES INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: PII SECURITY ID: 731068102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Gary E. Hendrickson | Management | For | For |
1.2 | Director John R. Menard | Management | For | For |
1.3 | Director R.M. Schreck | Management | For | For |
1.4 | Director William Grant Van Dyke | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
POLO RALPH LAUREN CORPORATION MEETING DATE: AUG 05, 2010 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PRICELINE.COM INCORPORATED MEETING DATE: JUN 02, 2011 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
RAIA SA MEETING DATE: APR 29, 2011 | ||||
TICKER: RAIA3 SECURITY ID: P7991J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
RAIA SA MEETING DATE: APR 29, 2011 | ||||
TICKER: RAIA3 SECURITY ID: P7991J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Rectify Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2010 | Management | For | Abstain |
2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2011 | Management | For | For |
RUE21, INC. MEETING DATE: JUN 10, 2011 | ||||
TICKER: RUE SECURITY ID: 781295100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex Pellegrini | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
RUTH'S HOSPITALITY GROUP, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: RUTH SECURITY ID: 783332109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. O'Donnell | Management | For | For |
1.2 | Elect Director Robin P. Selati | Management | For | For |
1.3 | Elect Director Carla R. Cooper | Management | For | For |
1.4 | Elect Director Bannus B. Hudson | Management | For | For |
1.5 | Elect Director Robert S. Merritt | Management | For | For |
1.6 | Elect Director Alan Vituli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SCRIPPS NETWORKS INTERACTIVE, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: SNI SECURITY ID: 811065101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Galloway | Management | For | Withhold |
1.2 | Elect Director Dale Pond | Management | For | Withhold |
1.3 | Elect Director Ronald W. Tysoe | Management | For | Withhold |
SIRIUS XM RADIO INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: SIRI SECURITY ID: 82967N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Driector Joan L. Amble | Management | For | For |
2 | Elect Driector Leon D. Black | Management | For | Against |
3 | Elect Driector Lawrence F. Gilberti | Management | For | For |
4 | Elect Driector Eddy W. Hartenstein | Management | For | For |
5 | Elect Driector James P. Holden | Management | For | For |
6 | Elect Driector Mel Karmazin | Management | For | For |
7 | Elect Driector James F. Mooney | Management | For | For |
8 | Elect Driector Jack Shaw | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SOTHEBY'S MEETING DATE: MAY 05, 2011 | ||||
TICKER: BID SECURITY ID: 835898107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John M. Angelo | Management | For | For |
2 | Elect Director Michael Blakenham | Management | For | For |
3 | Elect Director The Duke Of Devonshire | Management | For | For |
4 | Elect Director Daniel Meyer | Management | For | For |
5 | Elect Director James Murdoch | Management | For | For |
6 | Elect Director Allen Questrom | Management | For | For |
7 | Elect Director William F. Ruprecht | Management | For | For |
8 | Elect Director Marsha Simms | Management | For | For |
9 | Elect Director Michael I. Sovern | Management | For | For |
10 | Elect Director Donald M. Stewart | Management | For | For |
11 | Elect Director Robert S. Taubman | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director Dennis M. Weibling | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
STARBUCKS CORPORATION MEETING DATE: MAR 23, 2011 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Sheryl Sandberg | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Javier G. Teruel | Management | For | For |
9 | Elect Director Myron E. Ullman, III | Management | For | For |
10 | Elect Director Craig E. Weatherup | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | For |
1.6 | Elect Director Lizanne Galbreath | Management | For | For |
1.7 | Elect Director Eric Hippeau | Management | For | For |
1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
1.9 | Elect Director Thomas O. Ryder | Management | For | For |
1.10 | Elect Director Frits van Paasschen | Management | For | For |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
STEINER LEISURE LTD. MEETING DATE: JUN 14, 2011 | ||||
TICKER: STNR SECURITY ID: P8744Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Leonard I. Fluxman as Director | Management | For | For |
1.2 | Elect Michele Steiner Warshaw as Director | Management | For | For |
1.3 | Elect Steven J. Preston as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TARGET CORPORATION MEETING DATE: JUN 08, 2011 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roxanne S. Austin | Management | For | For |
2 | Elect Director Calvin Darden | Management | For | For |
3 | Elect Director Mary N. Dillon | Management | For | For |
4 | Elect Director James A. Johnson | Management | For | For |
5 | Elect Director Mary E. Minnick | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Derica W. Rice | Management | For | For |
8 | Elect Director Stephen W. Sanger | Management | For | For |
9 | Elect Director Gregg W. Steinhafel | Management | For | For |
10 | Elect Director John G. Stumpf | Management | For | For |
11 | Elect Director Solomon D. Trujillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
TEMPUR-PEDIC INTERNATIONAL INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: TPX SECURITY ID: 88023U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Evelyn S. Dilsaver | Management | For | For |
2 | Elect Director Frank Doyle | Management | For | For |
3 | Elect Director John A. Heil | Management | For | For |
4 | Elect Director Peter K. Hoffman | Management | For | For |
5 | Elect Director Paul Judge | Management | For | For |
6 | Elect Director Nancy F. Koehn | Management | For | For |
7 | Elect Director Christopher A. Masto | Management | For | For |
8 | Elect Director P. Andrews Mclane | Management | For | For |
9 | Elect Director Mark Sarvary | Management | For | For |
10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TENNECO INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles W. Cramb | Management | For | For |
2 | Elect Director Dennis J. Letham | Management | For | For |
3 | Elect Director Hari N. Nair | Management | For | For |
4 | Elect Director Roger B. Porter | Management | For | For |
5 | Elect Director David B. Price, Jr. | Management | For | For |
6 | Elect Director Gregg M. Sherrill | Management | For | For |
7 | Elect Director Paul T. Stecko | Management | For | For |
8 | Elect Director Mitsunobu Takeuchi | Management | For | For |
9 | Elect Director Jane L. Warner | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TEXAS ROADHOUSE, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: TXRH SECURITY ID: 882681109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Ramsey | Management | For | For |
1.2 | Elect Director James R. Zarley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE HOME DEPOT, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Francis S. Blake | Management | For | For |
3 | Elect Director Ari Bousbib | Management | For | For |
4 | Elect Director Gregory D. Brenneman | Management | For | For |
5 | Elect Director J. Frank Brown | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Elect Director Ronald L. Sargent | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Act by Written Consent | Management | For | For |
15 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
THE KNOT, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: KNOT SECURITY ID: 499184109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Liu | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE TJX COMPANIES, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Bernard Cammarata | Management | For | For |
4 | Elect Director David T. Ching | Management | For | For |
5 | Elect Director Michael F. Hines | Management | For | For |
6 | Elect Director Amy B. Lane | Management | For | For |
7 | Elect Director Carol Meyrowitz | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director Willow B. Shire | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE WALT DISNEY COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
TIFFANY & CO. MEETING DATE: MAY 19, 2011 | ||||
TICKER: TIF SECURITY ID: 886547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael J. Kowalski | Management | For | For |
2 | Elect Director Rose Marie Bravo | Management | For | For |
3 | Elect Director Gary E. Costley | Management | For | For |
4 | Elect Director Lawrence K. Fish | Management | For | For |
5 | Elect Director Abby F. Kohnstamm | Management | For | For |
6 | Elect Director Charles K. Marquis | Management | For | For |
7 | Elect Director Peter W. May | Management | For | For |
8 | Elect Director J. Thomas Presby | Management | For | For |
9 | Elect Director William A. Shutzer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TIME WARNER CABLE INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | For |
2 | Elect Director Glenn A. Britt | Management | For | For |
3 | Elect Director Thomas H. Castro | Management | For | For |
4 | Elect Director David C. Chang | Management | For | For |
5 | Elect Director James E. Copeland, Jr. | Management | For | For |
6 | Elect Director Peter R. Haje | Management | For | For |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | For |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
10 | Elect Director Wayne H. Pace | Management | For | For |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TIME WARNER INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Paul D. Wachter | Management | For | For |
13 | Elect Director Deborah C. Wright | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
TITAN INDUSTRIES LTD. MEETING DATE: JUN 10, 2011 | ||||
TICKER: 500114 SECURITY ID: Y88425114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
2 | Amend Article 8 of the Articles of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
3 | Authorize Capitalization of Reserves for Bonus Issue in the Proportion of One Equity Share for Every One Existing Equity Share Held | Management | For | For |
4 | Amend Memorandum of Association to Reflect Subdivision of Equity Shares | Management | For | For |
5 | Amend Articles of Association to Reflect Subdivision of Equity Shares | Management | For | For |
TOLL BROTHERS, INC. MEETING DATE: MAR 16, 2011 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert I. Toll | Management | For | For |
1.2 | Elect Director Bruce E. Toll | Management | For | For |
1.3 | Elect Director Christine N. Garvey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TRACTOR SUPPLY COMPANY MEETING DATE: APR 28, 2011 | ||||
TICKER: TSCO SECURITY ID: 892356106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Wright | Management | For | For |
1.2 | Elect Director Johnston C. Adams | Management | For | For |
1.3 | Elect Director William Bass | Management | For | For |
1.4 | Elect Director Peter D. Bewley | Management | For | For |
1.5 | Elect Director Jack C. Bingleman | Management | For | For |
1.6 | Elect Director Richard W. Frost | Management | For | For |
1.7 | Elect Director Cynthia T. Jamison | Management | For | For |
1.8 | Elect Director George MacKenzie | Management | For | For |
1.9 | Elect Director Edna K. Morris | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRINITY LTD. MEETING DATE: JUN 01, 2011 | ||||
TICKER: 00891 SECURITY ID: G90624100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect William Fung Kwok Lun as Director | Management | For | Against |
3b | Reelect Sabrina Fung Wing Yee as Director | Management | For | Against |
3c | Reelect Michael Lee Tze Hau as Director | Management | For | Against |
3d | Reelect Danny Lau Sai Wing as Director | Management | For | Against |
4 | Reappoint PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TRW AUTOMOTIVE HOLDINGS CORP. MEETING DATE: MAY 18, 2011 | ||||
TICKER: TRW SECURITY ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francois J. Castaing | Management | For | For |
1.2 | Elect Director Michael R. Gambrell | Management | For | For |
1.3 | Elect Director Paul H. O'neill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ULTA SALON, COSMETICS & FRAGRANCE, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: ULTA SECURITY ID: 90384S303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis K. Eck | Management | For | For |
1.2 | Elect Director Charles J. Philippin | Management | For | For |
1.3 | Elect Director Kenneth T. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
URBAN OUTFITTERS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: URBN SECURITY ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Antoian | Management | For | For |
1.2 | Elect Director Joel S. Lawson III | Management | For | For |
1.3 | Elect Director Glen T. Senk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
VIRGIN MEDIA INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Chiddix | Management | For | For |
1.2 | Elect Director William R. Huff | Management | For | For |
1.3 | Elect Director James F. Mooney | Management | For | For |
1.4 | Elect Director John N. Rigsby | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WMS INDUSTRIES INC. MEETING DATE: DEC 09, 2010 | ||||
TICKER: WMS SECURITY ID: 929297109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Bahash | Management | For | For |
1.2 | Elect Director Brian R. Gamache | Management | For | For |
1.3 | Elect Director Patricia M. Nazemetz | Management | For | For |
1.4 | Elect Director Louis J. Nicastro | Management | For | For |
1.5 | Elect Director Neil D. Nicastro | Management | For | For |
1.6 | Elect Director Edward W. Rabin, Jr. | Management | For | For |
1.7 | Elect Director Ira S. Sheinfeld | Management | For | For |
1.8 | Elect Director Bobby L. Siller | Management | For | For |
1.9 | Elect Director William J. Vareschi, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WPP PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: WPP SECURITY ID: G9787K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Approve the Corporate Responsibility Report | Management | For | For |
4 | Amend Articles of Association Re: Annual Re-election of Directors | Management | For | For |
5 | Elect Ruigang Li as Director | Management | For | For |
6 | Elect Solomon Trujillo as Director | Management | For | For |
7 | Re-elect Colin Day as Director | Management | For | For |
8 | Re-elect Esther Dyson as Director | Management | For | For |
9 | Re-elect Orit Gadiesh as Director | Management | For | For |
10 | Re-elect Philip Lader as Director | Management | For | For |
11 | Re-elect Stanley Morten as Director | Management | For | For |
12 | Re-elect Koichiro Naganuma as Director | Management | For | Against |
13 | Re-elect Lubna Olayan as Director | Management | For | For |
14 | Re-elect John Quelch as Director | Management | For | For |
15 | Re-elect Mark Read as Director | Management | For | For |
16 | Re-elect Paul Richardson as Director | Management | For | For |
17 | Re-elect Jeffrey Rosen as Director | Management | For | For |
18 | Re-elect Timothy Shriver as Director | Management | For | For |
19 | Re-elect Sir Martin Sorrell as Director | Management | For | For |
20 | Re-elect Paul Spencer as Director | Management | For | For |
21 | Reappoint Deloitte LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
23 | Approve Increase in Maximum Annual Aggregate Fees of the Directors | Management | For | For |
24 | Approve Scrip Dividend | Management | For | For |
25 | Authorise Market Purchase | Management | For | For |
26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Buckman | Management | For | For |
1.2 | Elect Director George Herrera | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
WYNN RESORTS, LIMITED MEETING DATE: MAY 17, 2011 | ||||
TICKER: WYNN SECURITY ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Russell Goldsmith | Management | For | Withhold |
1.2 | Elect Director Robert J. Miller | Management | For | Withhold |
1.3 | Elect Director Kazuo Okada | Management | For | Withhold |
1.4 | Elect Director Allan Zeman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR ELECTRONICS FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADVANCED ENERGY INDUSTRIES, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: AEIS SECURITY ID: 007973100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas S. Schatz | Management | For | For |
1.2 | Elect Director Frederick A. Ball | Management | For | For |
1.3 | Elect Director Richard P. Beck | Management | For | For |
1.4 | Elect Director Hans Georg Betz | Management | For | For |
1.5 | Elect Director Trung T. Doan | Management | For | For |
1.6 | Elect Director Edward C. Grady | Management | For | For |
1.7 | Elect Director Terry Hudgens | Management | For | For |
1.8 | Elect Director Thomas M. Rohrs | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director W. Michael Barnes | Management | For | For |
3 | Elect Director John E. Caldwell | Management | For | For |
4 | Elect Director Henry W.K. Chow | Management | For | For |
5 | Elect Director Craig A. Conway | Management | For | For |
6 | Elect Director Nicholas M. Donofrio | Management | For | For |
7 | Elect Director H. Paulett Eberhart | Management | For | For |
8 | Elect Director Waleed Al Muhairi | Management | For | For |
9 | Elect Director Robert B. Palmer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Executive Incentive Bonus Plan | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
ALPHA AND OMEGA SEMICONDUCTOR LIMITED MEETING DATE: NOV 18, 2010 | ||||
TICKER: AOSL SECURITY ID: G6331P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mike F. Chang as Director | Management | For | For |
1.2 | Elect Yueh-Se Ho as Director | Management | For | For |
1.3 | Elect Chung Te Chang as Director | Management | For | For |
1.4 | Elect Mark A. Stevens as Director | Management | For | For |
1.5 | Elect Howard M. Bailey as Director | Management | For | For |
1.6 | Elect Thomas W. Steipp as Director | Management | For | For |
1.7 | Elect Richard W. Sevcik as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALTERA CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
3 | Elect Director Kevin McGarity | Management | For | For |
4 | Elect Director T. Michael Nevens | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Susan Wang | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Reduce Supermajority Vote Requirement | Management | For | For |
11 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
12 | Provide Right to Call Special Meeting | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Kenneth T. Joyce | Management | For | For |
1.3 | Elect Director Roger A. Carolin | Management | For | For |
1.4 | Elect Director Winston J. Churchill | Management | For | For |
1.5 | Elect Director John T. Kim | Management | For | For |
1.6 | Elect Director John F. Osborne | Management | For | For |
1.7 | Elect Director Dong Hyun Park | Management | For | For |
1.8 | Elect Director James W. Zug | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
AMPHENOL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: APH SECURITY ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald P. Badie | Management | For | For |
1.2 | Elect Director R. Adam Norwitt | Management | For | For |
1.3 | Elect Director Dean H. Secord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ANALOG DEVICES, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ray Stata | Management | For | For |
2 | Elect Director Jerald G. Fishman | Management | For | For |
3 | Elect Director James A. Champy | Management | For | For |
4 | Elect Director John L. Doyle | Management | For | For |
5 | Elect Director John C. Hodgson | Management | For | For |
6 | Elect Director Yves-Andre Istel | Management | For | For |
7 | Elect Director Neil Novich | Management | For | For |
8 | Elect Director F. Grant Saviers | Management | For | For |
9 | Elect Director Paul J. Severino | Management | For | For |
10 | Elect Director Kenton J. Sicchitano | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
APPLIED MATERIALS, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Thomas J. Iannotti | Management | For | For |
1.4 | Elect Director Susan M. James | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Gerhard H. Parker | Management | For | For |
1.7 | Elect Director Dennis D. Powell | Management | For | For |
1.8 | Elect Director Willem P. Roelandts | Management | For | For |
1.9 | Elect Director James E. Rogers | Management | For | For |
1.10 | Elect Director Michael R. Splinter | Management | For | For |
1.11 | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
APPLIED MICRO CIRCUITS CORPORATION MEETING DATE: AUG 17, 2010 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cesar Cesaratto | Management | For | For |
2 | Elect Director Donald Colvin | Management | For | For |
3 | Elect Director Paramesh Gopi | Management | For | For |
4 | Elect Director Paul R. Gray | Management | For | For |
5 | Elect Director Fred Shlapak | Management | For | For |
6 | Elect Director Arthur B. Stabenow | Management | For | For |
7 | Elect Director Julie H. Sullivan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ASM INTERNATIONAL NV MEETING DATE: MAY 23, 2011 | ||||
TICKER: ASMI SECURITY ID: N07045102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Annual Report 2010 | Management | None | None |
3 | Adopt Financial Statements | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Ratify Deloitte Accountants as Auditors | Management | For | Did Not Vote |
7 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
8 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
9 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
10b | Grant Board Authority to Issue Shares in Connection with Remuneration Policy | Management | For | Did Not Vote |
10c | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7a and Item 7b | Management | For | Did Not Vote |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
ASML HOLDING NV MEETING DATE: APR 20, 2011 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business and Finacial Situation | Management | None | None |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
8 | Amend Articles Re: Legislative Changes | Management | For | Did Not Vote |
9 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
10a | Reelect W.T. Siegle to Supervisory Board | Management | For | Did Not Vote |
10b | Reelect J.W.B. Westerburgen to Supervisory Board | Management | For | Did Not Vote |
11 | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | Management | None | None |
12 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
13a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | Management | For | Did Not Vote |
13b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | Management | For | Did Not Vote |
13c | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
13d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | Management | For | Did Not Vote |
14 | Authorize Repurchase Shares | Management | For | Did Not Vote |
15 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
16 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
17 | Other Business | Management | None | None |
18 | Close Meeting | Management | None | None |
ATHEROS COMMUNICATIONS, INC MEETING DATE: MAR 18, 2011 | ||||
TICKER: ATHR SECURITY ID: 04743P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AUTHENTEC, INC. MEETING DATE: DEC 17, 2010 | ||||
TICKER: AUTH SECURITY ID: 052660107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: MAR 30, 2011 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Hock E. Tan as Director | Management | For | For |
1.2 | Reelect Adam H. Clammer as Director | Management | For | For |
1.3 | Reelect James A. Davidson as Director | Management | For | For |
1.4 | Reelect James V. Diller as Director | Management | For | For |
1.5 | Reelect Kenneth Y. Hao as Director | Management | For | For |
1.6 | Reelect John M. Hsuan as Director | Management | For | For |
1.7 | Reelect David Kerko as Director | Management | For | For |
1.8 | Reelect Justine F. Lien as Director | Management | For | For |
1.9 | Reelect Donald Macleod as Director | Management | For | For |
1.10 | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVNET, INC. MEETING DATE: NOV 05, 2010 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Ehud Houminer | Management | For | For |
1.4 | Elect Director Frank R. Noonan | Management | For | For |
1.5 | Elect Director Ray M. Robinson | Management | For | For |
1.6 | Elect Director William H. Schumann III | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BENCHMARK ELECTRONICS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: BHE SECURITY ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cary T. Fu | Management | For | For |
1.2 | Elect Director Michael R. Dawson | Management | For | For |
1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
1.4 | Elect Director Douglas G. Duncan | Management | For | For |
1.5 | Elect Director Bernee D.l. Strom | Management | For | For |
1.6 | Elect Director Clay C. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BROADCOM CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy H. Handel | Management | For | For |
1.2 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.3 | Elect Director Maria Klawe | Management | For | For |
1.4 | Elect Director John E. Major | Management | For | Withhold |
1.5 | Elect Director Scott A. McGregor | Management | For | For |
1.6 | Elect Director William T. Morrow | Management | For | Withhold |
1.7 | Elect Director Henry Samueli | Management | For | For |
1.8 | Elect Director John A.C. Swainson | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 12, 2011 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Gerdelman | Management | For | For |
2 | Elect Director Glenn Jones | Management | For | For |
3 | Elect Director Michael Klayko | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
6 | Ratify Auditors | Management | For | For |
BROOKS AUTOMATION, INC. MEETING DATE: JAN 18, 2011 | ||||
TICKER: BRKS SECURITY ID: 114340102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Clinton Allen | Management | For | For |
1.2 | Elect Director Joseph R. Martin | Management | For | For |
1.3 | Elect Director John K. McGillicuddy | Management | For | For |
1.4 | Elect Director Krishna G. Palepu | Management | For | For |
1.5 | Elect Director C.s. Park | Management | For | For |
1.6 | Elect Director Kirk P. Pond | Management | For | For |
1.7 | Elect Director Stephen S. Schwartz | Management | For | For |
1.8 | Elect Director Alfred Woollacott, III | Management | For | For |
1.9 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CABOT MICROELECTRONICS CORPORATION MEETING DATE: MAR 08, 2011 | ||||
TICKER: CCMP SECURITY ID: 12709P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Birgeneau | Management | For | For |
1.2 | Elect Director Steven V. Wilkinson | Management | For | For |
1.3 | Elect Director Bailing Xia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CONEXANT SYSTEMS, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: CNXT SECURITY ID: 207142308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Bilodeau | Management | For | For |
1.2 | Elect Director D. Scott Mercer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CORNING INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Seely Brown | Management | For | For |
2 | Elect Director John A. Canning, Jr. | Management | For | For |
3 | Elect Director Gordon Gund | Management | For | For |
4 | Elect Director Kurt M. Landgraf | Management | For | For |
5 | Elect Director H. Onno Ruding | Management | For | For |
6 | Elect Director Glenn F. Tilton | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
CREE, INC. MEETING DATE: OCT 26, 2010 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director Dolph W. Von Arx | Management | For | For |
1.3 | Elect Director Clyde R. Hosein | Management | For | For |
1.4 | Elect Director Robert A. Ingram | Management | For | For |
1.5 | Elect Director Franco Plastina | Management | For | For |
1.6 | Elect Director Robert L. Tillman | Management | For | For |
1.7 | Elect Director Harvey A. Wagner | Management | For | For |
1.8 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Establish Range For Board Size | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CYMER, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: CYMI SECURITY ID: 232572107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Robert P. Akins | Management | For | For |
1.3 | Elect Director Edward H. Braun | Management | For | For |
1.4 | Elect Director Michael R. Gaulke | Management | For | For |
1.5 | Elect Director William G. Oldham | Management | For | For |
1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
1.7 | Elect Director Peter J. Simone | Management | For | For |
1.8 | Elect Director Young K. Sohn | Management | For | For |
1.9 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CYPRESS SEMICONDUCTOR CORPORATION MEETING DATE: MAY 13, 2011 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director J. Donald Sherman | Management | For | For |
1.8 | Elect Director Wilbert Van Den Hoek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EASTMAN KODAK COMPANY MEETING DATE: MAY 11, 2011 | ||||
TICKER: EK SECURITY ID: 277461109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard S. Braddock | Management | For | For |
2 | Elect Director Herald Y. Chen | Management | For | For |
3 | Elect Director Adam H. Clammer | Management | For | For |
4 | Elect Director Timothy M. Donahue | Management | For | For |
5 | Elect Director Michael J. Hawley | Management | For | For |
6 | Elect Director William H. Hernandez | Management | For | For |
7 | Elect Director Douglas R. Lebda | Management | For | For |
8 | Elect Director Kyle P. Legg | Management | For | For |
9 | Elect Director Delano E. Lewis | Management | For | For |
10 | Elect Director William G. Parrett | Management | For | For |
11 | Elect Director Antonio M. Perez | Management | For | For |
12 | Elect Director Joel Seligman | Management | For | For |
13 | Elect Director Dennis F. Strigl | Management | For | For |
14 | Elect Director Laura D'Andrea Tyson | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ENTEGRIS, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: ENTG SECURITY ID: 29362U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gideon Argov | Management | For | For |
1.2 | Elect Director Michael A. Bradley | Management | For | For |
1.3 | Elect Director Marvin D. Burkett | Management | For | For |
1.4 | Elect Director R. Nicholas Burns | Management | For | For |
1.5 | Elect Director Daniel W. Christman | Management | For | For |
1.6 | Elect Director Roger D. McDaniel | Management | For | For |
1.7 | Elect Director Paul L.H. Olson | Management | For | For |
1.8 | Elect Director Brian F. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles P. Carinalli | Management | For | For |
2 | Elect Director Randy W. Carson | Management | For | For |
3 | Elect Director Anthony Lear | Management | For | For |
4 | Elect Director Thomas L. Magnanti | Management | For | For |
5 | Elect Director Kevin J. McGarity | Management | For | For |
6 | Elect Director Bryan R. Roub | Management | For | For |
7 | Elect Director Ronald W. Shelly | Management | For | For |
8 | Elect Director Mark S. Thompson | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
FIRST SOLAR, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Robert J. Gillette | Management | For | For |
1.3 | Elect Director Craig Kennedy | Management | For | For |
1.4 | Elect Director James F. Nolan | Management | For | For |
1.5 | Elect Director William J. Post | Management | For | For |
1.6 | Elect Director J. Thomas Presby | Management | For | For |
1.7 | Elect Director Paul H. Stebbins | Management | For | For |
1.8 | Elect Director Michael Sweeney | Management | For | For |
1.9 | Elect Director Jose H. Villarreal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Report on Potential Risks Related to Arizona Immigration Legislation and Public Reaction | Shareholder | Against | Abstain |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: JUL 23, 2010 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect H. Raymond Bingham as a Director | Management | For | For |
2 | Reelect Willy C. Shih as a Director | Management | For | For |
3 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
5 | Approve the Adoption of the Flextronics International Ltd. 2010 Equity Incentive Plan | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: JUL 23, 2010 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect H. Raymond Bingham as a Director | Management | For | For |
2 | Reelect Willy C. Shih as a Director | Management | For | For |
3 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Shares without Preemptive Rights | Management | For | Against |
5 | Approve the Adoption of the Flextronics International Ltd. 2010 Equity Incentive Plan | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | Against |
GOOGLE INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director M. L. Andreessen | Management | For | For |
2 | Elect Director L. Apotheker | Management | For | For |
3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
4 | Elect Director S.M. Baldauf | Management | For | For |
5 | Elect Director S. Banerji | Management | For | For |
6 | Elect Director R.L. Gupta | Management | For | For |
7 | Elect Director J.H. Hammergren | Management | For | For |
8 | Elect Director R.J. Lane | Management | For | For |
9 | Elect Director G.M. Reiner | Management | For | For |
10 | Elect Director P.F. Russo | Management | For | For |
11 | Elect Director D. Senequier | Management | For | For |
12 | Elect Director G.K. Thompson | Management | For | For |
13 | Elect Director M.C. Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
HITACHI HIGH-TECHNOLOGIES CORP. MEETING DATE: JUN 22, 2011 | ||||
TICKER: 8036 SECURITY ID: J20416103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Obayashi, Hidehito | Management | For | For |
1.2 | Elect Director Hisada, Masao | Management | For | For |
1.3 | Elect Director Mizuno, Katsumi | Management | For | For |
1.4 | Elect Director Hayakawa, Hideyo | Management | For | For |
1.5 | Elect Director Nakamura, Toyoaki | Management | For | For |
1.6 | Elect Director Kitayama, Ryuuichi | Management | For | For |
IKANOS COMMUNICATIONS, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: IKAN SECURITY ID: 45173E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Quigley | Management | For | For |
1.2 | Elect Director R. Douglas Norby | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
INTEGRATED DEVICE TECHNOLOGY, INC. MEETING DATE: SEP 23, 2010 | ||||
TICKER: IDTI SECURITY ID: 458118106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Schofield | Management | For | For |
1.2 | Elect Director Lew Eggebrecht | Management | For | For |
1.3 | Elect Director Umesh Padval | Management | For | For |
1.4 | Elect Director Gordon Parnell | Management | For | For |
1.5 | Elect Director Donald Schrock | Management | For | For |
1.6 | Elect Director Ron Smith | Management | For | For |
1.7 | Elect Director Theodore L. Tewksbury III | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
INTERNATIONAL RECTIFIER CORPORATION MEETING DATE: NOV 12, 2010 | ||||
TICKER: IRF SECURITY ID: 460254105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Thomas A. Lacey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTERSIL CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David B. Bell | Management | For | For |
2 | Elect Director Robert W. Conn | Management | For | For |
3 | Elect Director James V. Diller | Management | For | For |
4 | Elect Director Gary E. Gist | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Gregory Lang | Management | For | For |
7 | Elect Director Jan Peeters | Management | For | For |
8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
9 | Elect Director James A. Urry | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JABIL CIRCUIT, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: JBL SECURITY ID: 466313103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel S. Lavitt | Management | For | For |
1.2 | Elect Director Timothy L. Main | Management | For | For |
1.3 | Elect Director William D. Morean | Management | For | For |
1.4 | Elect Director Lawrence J. Murphy | Management | For | For |
1.5 | Elect Director Frank A. Newman | Management | For | For |
1.6 | Elect Director Steven A. Raymund | Management | For | For |
1.7 | Elect Director Thomas A. Sansone | Management | For | For |
1.8 | Elect Director David M. Stout | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Other Business | Management | For | Against |
KLA-TENCOR CORPORATION MEETING DATE: NOV 03, 2010 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Barnholt | Management | For | For |
1.2 | Elect Director Emiko Higashi | Management | For | For |
1.3 | Elect Director Stephen P. Kaufman | Management | For | For |
1.4 | Elect Director Richard P. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LAM RESEARCH CORPORATION MEETING DATE: NOV 04, 2010 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Eric K. Brandt | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LSI CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: LSI SECURITY ID: 502161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles A. Haggerty | Management | For | For |
2 | Elect Director Richard S. Hill | Management | For | For |
3 | Elect Director John H.f. Miner | Management | For | For |
4 | Elect Director Arun Netravali | Management | For | For |
5 | Elect Director Charles C. Pope | Management | For | For |
6 | Elect Director Gregorio Reyes | Management | For | For |
7 | Elect Director Michael G. Strachan | Management | For | For |
8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
9 | Elect Director Susan M. Whitney | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 08, 2010 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ta-lin Hsu as Director | Management | For | For |
1b | Elect John G. Kassakian as Director | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Adopt Simple Majority Vote for Election of Directors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUN 28, 2011 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
2 | Elect Director Juergen Gromer | Management | For | For |
3 | Elect Director Arturo Krueger | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Reduction of Share Premium Account | Management | For | For |
7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MEMC ELECTRONIC MATERIALS, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: WFR SECURITY ID: 552715104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Blackmore | Management | For | For |
2 | Elect Director Ahmad R. Chatila | Management | For | For |
3 | Elect Director Marshall Turner | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Declassify the Board of Directors | Shareholder | Against | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MONOLITHIC POWER SYSTEMS, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: MPWR SECURITY ID: 609839105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor K. Lee | Management | For | For |
1.2 | Elect Director Douglas McBurnie | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MOTECH INDUSTRIES CO., LTD. MEETING DATE: MAY 30, 2011 | ||||
TICKER: 6244 SECURITY ID: Y61397108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of Profits and Issuance of New Shares | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve to Amend Trading Procedures Governing Derivatives Products | Management | For | For |
7 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
8 | Transact Other Business | Management | None | None |
MOTOROLA MOBILITY HOLDINGS, INC. MEETING DATE: MAY 09, 2011 | ||||
TICKER: MMI SECURITY ID: 620097105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sanjay K. Jha | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director William R. Hambrecht | Management | For | For |
4 | Elect Director Jeanne P. Jackson | Management | For | For |
5 | Elect Director Keith A. Meister | Management | For | For |
6 | Elect Director Thomas J. Meredith | Management | For | For |
7 | Elect Director Daniel A. Ninivaggi | Management | For | For |
8 | Elect Director James R. Stengel | Management | For | For |
9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
10 | Elect Director Andrew J. Viterbi | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: MSI SECURITY ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director William J. Bratton | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Michael V. Hayden | Management | For | For |
5 | Elect Director Vincent J. Intrieri | Management | For | For |
6 | Elect Director Judy C. Lewent | Management | For | For |
7 | Elect Director Samuel C. Scott III | Management | For | For |
8 | Elect Director John A. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Human Rights Policies | Shareholder | Against | Abstain |
MULTI-FINELINE ELECTRONIX, INC. MEETING DATE: MAR 09, 2011 | ||||
TICKER: MFLX SECURITY ID: 62541B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kheng-Joo Khaw | Management | For | For |
1.2 | Elect Director Linda Yuen-Ching Lim | Management | For | For |
1.3 | Elect Director Sam Yau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NANOMETRICS INCORPORATED MEETING DATE: MAY 26, 2011 | ||||
TICKER: NANO SECURITY ID: 630077105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard A. Bain, III | Management | For | For |
1.2 | Elect Director William G. Oldham, Ph.D. | Management | For | For |
1.3 | Elect Director Stephen J. Smith, Ph.D. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: SEP 24, 2010 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William J. Amelio | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director Gary P. Arnold | Management | For | For |
4 | Elect Director Richard J. Danzig | Management | For | For |
5 | Elect Director Robert J. Frankenberg | Management | For | For |
6 | Elect Director Donald Macleod | Management | For | For |
7 | Elect Director Edward R. McCracken | Management | For | For |
8 | Elect Director Roderick C. McGeary | Management | For | For |
9 | Elect Director William E. Mitchell | Management | For | For |
10 | Ratify Auditors | Management | For | For |
NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: JUN 21, 2011 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOVA MEASURING INSTRUMENTS LTD. MEETING DATE: JUN 30, 2011 | ||||
TICKER: NVMI SECURITY ID: M7516K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Joint Auditors | Management | For | For |
2 | Amend Articles | Management | For | Against |
3.1 | Elect Michael Brunstein as Director | Management | For | For |
3.2 | Elect Alon Dumanis as Director | Management | For | For |
3.3 | Elect Avi Cohen as Director | Management | For | For |
4 | Elect Dan Falk as External Director | Management | For | For |
4a | Indicate If You are a Controlling Shareholder | Management | None | Against |
5 | Amend Director Indemnification Agreements | Management | For | For |
NOVELLUS SYSTEMS, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NVLS SECURITY ID: 670008101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard S. Hill | Management | For | For |
1.2 | Elect Director Neil R. Bonke | Management | For | For |
1.3 | Elect Director Youssef A. El-Mansy | Management | For | For |
1.4 | Elect Director Glen G. Possley | Management | For | For |
1.5 | Elect Director Ann D. Rhoads | Management | For | For |
1.6 | Elect Director Krishna Saraswat | Management | For | For |
1.7 | Elect Director William R. Spivey | Management | For | For |
1.8 | Elect Director Delbert A. Whitaker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NVIDIA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harvey C. Jones | Management | For | For |
2 | Elect Director William J. Miller | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith D. Jackson | Management | For | For |
1.2 | Elect Director Phillip D. Hester | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
PMC-SIERRA, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director James V. Diller, Sr. | Management | For | For |
1.3 | Elect Director Michael R. Farese | Management | For | For |
1.4 | Elect Director Jonathan J. Judge | Management | For | For |
1.5 | Elect Director William H. Kurtz | Management | For | For |
1.6 | Elect Director Gregory S. Lang | Management | For | For |
1.7 | Elect Director Frank J. Marshall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2011 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
RENESAS ELECTRONICS CORP MEETING DATE: JUN 28, 2011 | ||||
TICKER: 6723 SECURITY ID: J4881U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Streamline Board Structure | Management | For | For |
2.1 | Elect Director Akao, Yasushi | Management | For | For |
2.2 | Elect Director Furukawa, Susumu | Management | For | Against |
2.3 | Elect Director Hashimoto, Noritomo | Management | For | For |
2.4 | Elect Director Niino, Takashi | Management | For | For |
2.5 | Elect Director Ogura, Kazuaki | Management | For | For |
2.6 | Elect Director Kato, Masaki | Management | For | For |
2.7 | Elect Director Yano, Yoichi | Management | For | For |
2.8 | Elect Director Iwakuma, Shozo | Management | For | For |
2.9 | Elect Director Yamamura, Masahiro | Management | For | For |
2.10 | Elect Director Mizugaki, Shigeo | Management | For | For |
3 | Appoint Statutory Auditor Nakamura, Toyoaki | Management | For | For |
SANDISK CORPORATION MEETING DATE: JUN 07, 2011 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Marks | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Sanjay Mehrotra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SEAGATE TECHNOLOGY PLC MEETING DATE: JAN 18, 2011 | ||||
TICKER: STX SECURITY ID: G7945M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Stephen Luczo as a Director | Management | For | For |
1b | Reelect Frank Biondi, Jr. as a Director | Management | For | For |
1c | Reelect Lydia Marshall as a Director | Management | For | For |
1d | Reelect Chong Sup Park as a Director | Management | For | For |
1e | Reelect Albert Pimentel as a Director | Management | For | For |
1f | Reelect Gregorio Reyes as a Director | Management | For | For |
1g | Reelect John Thompson as a Director | Management | For | For |
1h | Reelect Edward Zander as a Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Authorize the Holding of the 2011 AGM at a Location Outside Ireland | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
6 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SEMTECH CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: SMTC SECURITY ID: 816850101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen M. Antle | Management | For | For |
1.2 | Elect Director W. Dean Baker | Management | For | For |
1.3 | Elect Director James P. Burra | Management | For | For |
1.4 | Elect Director Bruce C. Edwards | Management | For | For |
1.5 | Elect Director Rockell N. Hankin | Management | For | For |
1.6 | Elect Director James T. Lindstrom | Management | For | For |
1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
1.8 | Elect Director John L. Piotrowski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director David J. McLachlan | Management | For | For |
2.2 | Elect Director David J. Aldrich | Management | For | For |
2.3 | Elect Director Kevin L. Beebe | Management | For | For |
2.4 | Elect Director Moiz M. Beguwala | Management | For | For |
2.5 | Elect Director Timothy R. Furey | Management | For | For |
2.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
2.7 | Elect Director Thomas C. Leonard | Management | For | For |
2.8 | Elect Director David P. McGlade | Management | For | For |
2.9 | Elect Director Robert A. Schriesheim | Management | For | For |
3.1 | Elect Director David J. Aldrich | Management | For | For |
3.2 | Elect Director Moiz M. Beguwala | Management | For | For |
3.3 | Elect Director David P. McGlade | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
9 | Ratify Auditors | Management | For | For |
SMART MODULAR TECHNOLOGIES (WWH), INC. MEETING DATE: JAN 07, 2011 | ||||
TICKER: SMOD SECURITY ID: G82245104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Iain MacKenzie as a Director | Management | For | For |
1.2 | Elect Ajay Shah as a Director | Management | For | For |
1.3 | Elect Kimberly E. Alexy as a Director | Management | For | For |
1.4 | Elect Dennis McKenna as a Director | Management | For | For |
1.5 | Elect Harry W. (Webb) McKinney as a Director | Management | For | For |
1.6 | Elect Mukesh Patel as a Director | Management | For | For |
1.7 | Elect Clifton Thomas Weatherford as a Director | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
SPANSION INC. MEETING DATE: MAY 31, 2011 | ||||
TICKER: CODE SECURITY ID: 84649R200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Mitchell | Management | For | For |
2 | Approve Increase in Size of Board | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
STANDARD MICROSYSTEMS CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: SMSC SECURITY ID: 853626109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy P. Craig | Management | For | For |
1.2 | Elect Director Ivan T. Frisch | Management | For | For |
1.3 | Elect Director Kenneth Kin | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Stock Appreciation Rights Exchange Program for Employees | Management | For | For |
4 | Approve Stock Appreciation Rights Exchange Program for Executive Officers and Directors | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
STATS CHIPPAC LIMITED MEETING DATE: APR 20, 2011 | ||||
TICKER: S24 SECURITY ID: Y8162B113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2a | Reelect Teng Cheong Kwee as Director | Management | For | For |
2b | Reelect Rohit Sipahimalani as Director | Management | For | For |
3a | Reelect Charles R. Wofford as Director | Management | For | For |
3b | Reelect R. Douglas Norby as Director | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Directors' Fees of $467,000 for the Year Ending Dec. 25, 2011 | Management | For | For |
6a | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
6b | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Substitute Share Purchase and Option Plan and the STATS ChipPAC Ltd. Substitute Equity Incentive Plan | Management | For | For |
6c | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Share Option Plan | Management | For | For |
6d | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Equity Grant Plan for Non-Executive Directors | Management | For | For |
6e | Amend STATS ChipPAC Ltd. Performance Share Plan 2009 and Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Performance Share Plan 2009 | Management | For | For |
SUNPOWER CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. McDaniel | Management | For | For |
1.2 | Elect Director Thomas H. Werner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SUPPORT.COM, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: SPRT SECURITY ID: 86858W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shawn Farshchi | Management | For | For |
1.2 | Elect Director Mark Fries | Management | For | For |
1.3 | Elect Director Michael Linton | Management | For | For |
1.4 | Elect Director J. Martin O'Malley | Management | For | For |
1.5 | Elect Director Joshua Pickus | Management | For | For |
1.6 | Elect Director Toni Portmann | Management | For | For |
1.7 | Elect Director Jim Stephens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TERADYNE, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Bagley | Management | For | For |
2 | Elect Director Michael A. Bradley | Management | For | For |
3 | Elect Director Albert Carnesale | Management | For | For |
4 | Elect Director Daniel W. Christman | Management | For | For |
5 | Elect Director Edwin J. Gillis | Management | For | For |
6 | Elect Director Timothy E. Guertin | Management | For | For |
7 | Elect Director Paul J. Tufano | Management | For | For |
8 | Elect Director Roy A. Vallee | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
TESSERA TECHNOLOGIES, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J Boehlke | Management | For | For |
1.2 | Elect Director John B Goodrich | Management | For | For |
1.3 | Elect Director David C Nagel | Management | For | For |
1.4 | Elect Director Henry R Nothhaft | Management | For | For |
1.5 | Elect Director Kevin G Rivette | Management | For | For |
1.6 | Elect Director Robert A Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R.W. Babb, Jr. | Management | For | For |
2 | Elect Director D.A. Carp | Management | For | For |
3 | Elect Director C.S. Cox | Management | For | For |
4 | Elect Director S.P. MacMillan | Management | For | For |
5 | Elect Director P.H. Patsley | Management | For | For |
6 | Elect Director R.E. Sanchez | Management | For | For |
7 | Elect Director W.R. Sanders | Management | For | For |
8 | Elect Director R.J. Simmons | Management | For | For |
9 | Elect Director R.K. Templeton | Management | For | For |
10 | Elect Director C.T. Whitman | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
TOKYO ELECTRON LTD. MEETING DATE: JUN 17, 2011 | ||||
TICKER: 8035 SECURITY ID: J86957115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Higashi, Tetsuro | Management | For | For |
1.2 | Elect Director Tsuneishi, Tetsuo | Management | For | For |
1.3 | Elect Director Takenaka, Hiroshi | Management | For | For |
1.4 | Elect Director Kitayama, Hirofumi | Management | For | For |
1.5 | Elect Director Sato, Kiyoshi | Management | For | For |
1.6 | Elect Director Iwatsu, Haruo | Management | For | For |
1.7 | Elect Director Washino, Kenji | Management | For | For |
1.8 | Elect Director Ito, Hikaru | Management | For | For |
1.9 | Elect Director Nakamura, Takashi | Management | For | For |
1.10 | Elect Director Matsuoka, Takaaki | Management | For | For |
1.11 | Elect Director Akimoto, Masami | Management | For | For |
1.12 | Elect Director Harada, Yoshiteru | Management | For | For |
1.13 | Elect Director Tsutsumi, Hideyuki | Management | For | For |
1.14 | Elect Director Inoue, Hiroshi | Management | For | For |
1.15 | Elect Director Sakane, Masahiro | Management | For | For |
2 | Appoint Statutory Auditor Yoshida, Mitsutaka | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
4 | Approve Deep Discount Stock Option Plan for Executive Directors | Management | For | For |
5 | Approve Deep Discount Stock Option Plan | Management | For | For |
6 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
7 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
TRIQUINT SEMICONDUCTOR, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: TQNT SECURITY ID: 89674K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles Scott Gibson | Management | For | For |
2 | Elect Director David H.y. Ho | Management | For | For |
3 | Elect Director Nicolas Kauser | Management | For | For |
4 | Elect Director Ralph G. Quinsey | Management | For | For |
5 | Elect Director Walden C. Rhines | Management | For | For |
6 | Elect Director Steven J. Sharp | Management | For | For |
7 | Elect Director Willis C. Young | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 09, 2011 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Pierre Brondeau as Director | Management | For | For |
2 | Reelect Juergen Gromer as Director | Management | For | For |
3 | Reelect Robert Hernandez as Director | Management | For | For |
4 | Reelect Thomas Lynch as Director | Management | For | For |
5 | Reelect Daniel Phelan as Director | Management | For | For |
6 | Reelect Frederic Poses as Director | Management | For | For |
7 | Reelect Lawrence Smith as Director | Management | For | For |
8 | Reelect Paula Sneed as Director | Management | For | For |
9 | Reelect David Steiner as Director | Management | For | For |
10 | Reelect John Van Scoter as Director | Management | For | For |
11 | Accept Annual Report for Fiscal 2009/2010 | Management | For | For |
12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Management | For | For |
13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Management | For | For |
14 | Approve Discharge of Board and Senior Management | Management | For | For |
15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Management | For | For |
17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
20 | Approve Ordinary Cash Dividend | Management | For | For |
21 | Change Company Name to TE Connectivity Ltd | Management | For | For |
22 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
23 | Approve Reduction in Share Capital | Management | For | For |
24 | Authorize Repurchase of up to USD 800 million of Share Capital | Management | For | For |
25 | Adjourn Meeting | Management | For | For |
ULTRATECH INC. MEETING DATE: JUL 20, 2010 | ||||
TICKER: UTEK SECURITY ID: 904034105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur W. Zafiropoulo | Management | For | Withhold |
1.2 | Elect Director Joel F. Gemunder | Management | For | Withhold |
1.3 | Elect Director Nicholas Konidaris | Management | For | Withhold |
1.4 | Elect Director Rick Timmins | Management | For | Withhold |
1.5 | Elect Director Ben Tsai | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
UNIVERSAL DISPLAY CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: PANL SECURITY ID: 91347P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven V. Abramson | Management | For | For |
1.2 | Elect Director Leonard Becker | Management | For | For |
1.3 | Elect Director Elizabeth H. Gemmill | Management | For | For |
1.4 | Elect Director C. Keith Hartley | Management | For | For |
1.5 | Elect Director Lawrence Lacerte | Management | For | For |
1.6 | Elect Director Sidney D. Rosenblatt | Management | For | For |
1.7 | Elect Director Sherwin I. Seligsohn | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Aurelio | Management | For | For |
1.2 | Elect Director Bin-ming (Benjamin) Tsai | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
VERIGY LIMITED MEETING DATE: JUN 17, 2011 | ||||
TICKER: VRGY SECURITY ID: Y93691106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VIASYSTEMS GROUP, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: VIAS SECURITY ID: 92553H803 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Burger | Management | For | For |
1.2 | Elect Director Timothy L. Conlon | Management | For | For |
1.3 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1.4 | Elect Director Kirby A. Dyess | Management | For | For |
1.5 | Elect Director Peter Frank | Management | For | For |
1.6 | Elect Director Jack D. Furst | Management | For | Withhold |
1.7 | Elect Director Edward Herring | Management | For | For |
1.8 | Elect Director William C. McCormick | Management | For | For |
1.9 | Elect Director Richard A. McGinn | Management | For | Withhold |
1.10 | Elect Director John K. Pruellage | Management | For | For |
1.11 | Elect Director David M. Sindelar | Management | For | For |
1.12 | Elect Director Christopher J. Steffen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VOLTERRA SEMICONDUCTOR CORPORATION MEETING DATE: APR 22, 2011 | ||||
TICKER: VLTR SECURITY ID: 928708106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fu-Tai Liou | Management | For | For |
1.2 | Elect Director Edward Ross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 11, 2010 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter D. Behrendt | Management | For | For |
2 | Elect Director Kathleen A. Cote | Management | For | For |
3 | Elect Director John F. Coyne | Management | For | For |
4 | Elect Director Henry T. DeNero | Management | For | For |
5 | Elect Director William L. Kimsey | Management | For | For |
6 | Elect Director Michael D. Lambert | Management | For | For |
7 | Elect Director Len J. Lauer | Management | For | For |
8 | Elect Director Matthew E. Massengill | Management | For | For |
9 | Elect Director Roger H. Moore | Management | For | For |
10 | Elect Director Thomas E. Pardun | Management | For | For |
11 | Elect Director Arif Shakeel | Management | For | For |
12 | Ratify Auditors | Management | For | For |
XILINX, INC. MEETING DATE: AUG 11, 2010 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philip T. Gianos | Management | For | For |
2 | Elect Director Moshe N. Gavrielov | Management | For | For |
3 | Elect Director John L. Doyle | Management | For | For |
4 | Elect Director Jerald G. Fishman | Management | For | For |
5 | Elect Director William G. Howard, Jr. | Management | For | For |
6 | Elect Director J. Michael Patterson | Management | For | For |
7 | Elect Director Albert A. Pimentel | Management | For | For |
8 | Elect Director Marshall C. Turner | Management | For | For |
9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
ZORAN CORPORATION MEETING DATE: MAR 08, 2011 | ||||
TICKER: ZRAN SECURITY ID: 98975F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Card) | ||||
1 | Revoke Consent to Repeal Any Provision of Bylaws or Amendments Adopted after April 23, 2009 | Shareholder | For | For |
2.1 | Revoke Consent to Remove Existing Director Raymond A. Burgess | Shareholder | For | For |
2.2 | Revoke Consent to Remove Existing Director Uzia Galil | Shareholder | For | For |
2.3 | Revoke Consent to Remove Existing Director James D. Meindl | Shareholder | For | For |
2.4 | Revoke Consent to Remove Existing Director James B. Owens | Shareholder | For | For |
2.5 | Revoke Consent to Remove Existing Director Arthur B. Stabenow | Shareholder | For | For |
2.6 | Revoke Consent to Remove Existing Director Philip M. Young | Shareholder | For | For |
3 | Revoke Consent Amend articles/bylaws/charter -- Filling Vacancies | Shareholder | For | For |
4.1 | Revoke Consent to Elect Director Jon S. Castor | Shareholder | For | For |
4.2 | Revoke Consent to Elect Director Dale Fuller | Shareholder | For | For |
4.3 | Revoke Consent to Elect Director Thomas Lacey | Shareholder | For | For |
4.4 | Revoke Consent to Elect Director Jeffrey McCreary | Shareholder | For | For |
4.5 | Revoke Consent to Elect Director Jeffrey C. Smith | Shareholder | For | For |
4.6 | Revoke Consent to Elect Director Edward Terino | Shareholder | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Card) | ||||
1 | Consent to Repeal Any Provision of Bylaws or Amendments Adopted after April 23, 2009 | Shareholder | For | Did Not Vote |
2.1 | Consent to Remove Existing Director Raymond A. Burgess | Shareholder | For | Did Not Vote |
2.2 | Consent to Remove Existing Director Uzia Galil | Shareholder | For | Did Not Vote |
2.3 | Consent to Remove Existing Director James D. Meindl | Shareholder | For | Did Not Vote |
2.4 | Consent to Remove Existing Director James B. Owens | Shareholder | For | Did Not Vote |
2.5 | Consent to Remove Existing Director Arthur B. Stabenow | Shareholder | For | Did Not Vote |
2.6 | Consent to Remove Existing Director Philip M. Young | Shareholder | For | Did Not Vote |
3 | Consent to Amend articles/bylaws/charter -- Filling Vacancies | Shareholder | For | Did Not Vote |
4.1 | Consent to Elect Director Jon S. Castor | Shareholder | For | Did Not Vote |
4.2 | Consent to Elect Director Dale Fuller | Shareholder | For | Did Not Vote |
4.3 | Consent to Elect Director Thomas Lacey | Shareholder | For | Did Not Vote |
4.4 | Consent to Elect Director Jeffrey McCreary | Shareholder | For | Did Not Vote |
4.5 | Consent to Elect Director Jeffrey C. Smith | Shareholder | For | Did Not Vote |
4.6 | Consent to Elect Director Edward Terino | Shareholder | For | Did Not Vote |
VOTE SUMMARY REPORT
FIDELITY ADVISOR ENERGY FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AKER DRILLING ASA MEETING DATE: APR 05, 2011 | ||||
TICKER: AKD SECURITY ID: R01667105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2.1 | Receive Financial Statements and Statutory Reports; Questions for Management | Management | None | None |
2.2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2.3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
2.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
2.5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
3 | Instructions for the Nominating Committee | Management | For | Did Not Vote |
AKER DRILLING ASA MEETING DATE: MAY 06, 2011 | ||||
TICKER: AKD SECURITY ID: R01667105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Butler, Jr. | Management | For | For |
2 | Elect Director Kevin P. Chilton | Management | For | For |
3 | Elect Director Luke R. Corbett | Management | For | For |
4 | Elect Director H. Paulett Eberhart | Management | For | For |
5 | Elect Director Preston M. Geren, III | Management | For | For |
6 | Elect Director John R. Gordon | Management | For | For |
7 | Elect Director James T. Hackett | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
APACHE CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director Randolph M. Ferlic | Management | For | For |
3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
4 | Elect Director John A. Kocur | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Increase Authorized Preferred Stock | Management | For | Against |
10 | Approve Omnibus Stock Plan | Management | For | Against |
BAKER HUGHES INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BANKERS PETROLEUM LTD. MEETING DATE: MAY 24, 2011 | ||||
TICKER: BNK SECURITY ID: 066286303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Abdel F. (Abby) Badwi | Management | For | For |
2.2 | Elect Director Eric Brown | Management | For | For |
2.3 | Elect Director General Wesley Clark | Management | For | For |
2.4 | Elect Director Robert Cross | Management | For | For |
2.5 | Elect Director Jonathan Harris | Management | For | For |
2.6 | Elect Director Phillip Knoll | Management | For | For |
2.7 | Elect Director Ian B. McMurtrie | Management | For | For |
2.8 | Elect Director John B. Zaozirny | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
BG GROUP PLC MEETING DATE: MAY 12, 2011 | ||||
TICKER: BG. SECURITY ID: G1245Z108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Fabio Barbosa as Director | Management | For | For |
5 | Elect Caio Koch-Weser as Director | Management | For | For |
6 | Elect Patrick Thomas as Director | Management | For | For |
7 | Re-elect Peter Backhouse as Director | Management | For | For |
8 | Re-elect Frank Chapman as Director | Management | For | For |
9 | Re-elect Baroness Hogg as Director | Management | For | For |
10 | Re-elect Dr John Hood as Director | Management | For | For |
11 | Re-elect Martin Houston as Director | Management | For | For |
12 | Re-elect Sir David Manning as Director | Management | For | For |
13 | Re-elect Mark Seligman as Director | Management | For | For |
14 | Re-elect Philippe Varin as Director | Management | For | For |
15 | Re-elect Sir Robert Wilson as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BRIGHAM EXPLORATION COMPANY MEETING DATE: JUN 21, 2011 | ||||
TICKER: BEXP SECURITY ID: 109178103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ben M. Brigham | Management | For | For |
1.2 | Elect Director David T. Brigham | Management | For | For |
1.3 | Elect Director Harold D. Carter | Management | For | For |
1.4 | Elect Director Stephen C. Hurley | Management | For | For |
1.5 | Elect Director Stephen P. Reynolds | Management | For | For |
1.6 | Elect Director Hobart A. Smith | Management | For | For |
1.7 | Elect Director Scott W. Tinker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
6 | Approve Stock Grant to Non-Employee Directors | Management | For | Against |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CHINA GAS HOLDINGS LTD. MEETING DATE: AUG 19, 2010 | ||||
TICKER: 00384 SECURITY ID: G2109G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.017 Per Share | Management | For | For |
3a1 | Reelect Li Xiao Yun as Director | Management | For | Against |
3a2 | Reelect Xu Ying as Director | Management | For | Against |
3a3 | Reelect Feng Zhuo Zhi as Director | Management | For | Against |
3a4 | Reelect Wong Sin Yue, Cynthia as Director | Management | For | Against |
3a5 | Reelect Moon Duk Kyu as Director | Management | For | Against |
3a6 | Reelect Mulham Al Jarf as Director | Management | For | Against |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CIMAREX ENERGY CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: XEC SECURITY ID: 171798101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Hentschel | Management | For | For |
2 | Elect Director F.H. Merelli | Management | For | For |
3 | Elect Director L. Paul Teague | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
CONCHO RESOURCES INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy A. Leach | Management | For | For |
1.2 | Elect Director William H. Easter III | Management | For | For |
1.3 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CVR ENERGY, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: CVI SECURITY ID: 12662P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Lipinski | Management | For | For |
1.2 | Elect Director Barbara M. Baumann | Management | For | For |
1.3 | Elect Director William J. Finnerty | Management | For | For |
1.4 | Elect Director C. Scott Hobbs | Management | For | For |
1.5 | Elect Director George E. Matelich | Management | For | For |
1.6 | Elect Director Steve A. Nordaker | Management | For | For |
1.7 | Elect Director Robert T. Smith | Management | For | For |
1.8 | Elect Director Joseph E. Sparano | Management | For | For |
1.9 | Elect Director Mark E. Tomkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulary | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ENSCO PLC MEETING DATE: MAY 24, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect J. Roderick Clark as Director | Management | For | For |
2 | Re-elect Daniel W. Rabun as Director | Management | For | For |
3 | Re-elect Keith O. Rattie as Director | Management | For | For |
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Management | For | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Special Dividends | Management | For | For |
8 | Authorize Associated Deed of Release for Historic Dividends | Management | For | For |
9 | Authorize Release All Claims Against Directors for Historic Dividends | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ENSCO PLC MEETING DATE: MAY 31, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FOSTER WHEELER AG MEETING DATE: FEB 24, 2011 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Umberto della Sala as Director | Management | For | For |
2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
FOSTER WHEELER AG MEETING DATE: MAY 03, 2011 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
1.2 | Elect Edward G. Galante as Director | Management | For | For |
1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Board and Senior Management | Management | For | For |
6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
FRONTIER OIL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: FTO SECURITY ID: 35914P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas Y. Bech | Management | For | For |
1.2 | Elect Director Michael C. Jennings | Management | For | For |
1.3 | Elect Director Robert J. Kostelnik | Management | For | For |
1.4 | Elect Director James H. Lee | Management | For | For |
1.5 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
1.6 | Elect Director Franklin Myers | Management | For | For |
1.7 | Elect Director Michael E. Rose | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FRONTIER OIL CORPORATION MEETING DATE: JUN 28, 2011 | ||||
TICKER: FTO SECURITY ID: 35914P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
GAZPROM OAO MEETING DATE: JUN 30, 2011 | ||||
TICKER: OGZRY SECURITY ID: 368287207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Dividends of RUB 3.85 per Share | Management | For | For |
5 | Ratify ZAO PricewaterhouseCoopers as Auditor | Management | For | For |
6 | Amend Charter | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | Abstain |
8 | Approve Remuneration of Members of Audit Commission | Management | For | For |
9.1 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | Management | For | For |
9.2 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | Management | For | For |
9.3 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | Management | For | For |
9.4 | Approve Related-Party Transaction with State Corporation 'Bank for Development and Foreign Economic Affairs (Vnesheconombank)' Re: Loan Agreements | Management | For | For |
9.5 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | Management | For | For |
9.6 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | Management | For | For |
9.7 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | Management | For | For |
9.8 | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | Management | For | For |
9.9 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | Management | For | For |
9.10 | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | Management | For | For |
9.11 | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | Management | For | For |
9.12 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
9.13 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
9.14 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
9.15 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
9.16 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | Management | For | For |
9.17 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | Management | For | For |
9.18 | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | Management | For | For |
9.19 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | Management | For | For |
9.20 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | Management | For | For |
9.21 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | Management | For | For |
9.22 | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | Management | For | For |
9.23 | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
9.24 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
9.25 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
9.26 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.27 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.28 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | Management | For | For |
9.29 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.30 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.31 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | Management | For | For |
9.32 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | Management | For | For |
9.33 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | Management | For | For |
9.34 | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | Management | For | For |
9.35 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | Management | For | For |
9.36 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | Management | For | For |
9.37 | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | Management | For | For |
9.38 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | Management | For | For |
9.39 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Management | For | For |
9.40 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Management | For | For |
9.41 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | Management | For | For |
9.42 | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | Management | For | For |
9.43 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | Management | For | For |
9.44 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | Management | For | For |
9.45 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | Management | For | For |
9.46 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | Management | For | For |
9.47 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | Management | For | For |
9.48 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | Management | For | For |
9.49 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | Management | For | For |
9.50 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | Management | For | For |
9.51 | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | Management | For | For |
9.52 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | Management | For | For |
9.53 | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | Management | For | For |
9.54 | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | Management | For | For |
9.55 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | Management | For | For |
9.56 | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | Management | For | For |
9.57 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.58 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.59 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.60 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.61 | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom's Specialized Subsidiaries | Management | For | For |
9.62 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | Management | For | For |
9.63 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | Management | For | For |
9.64 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | Management | For | For |
9.65 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | Management | For | For |
9.66 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | Management | For | For |
9.67 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | Management | For | For |
9.68 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | Management | For | For |
9.69 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | Management | For | For |
9.70 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | Management | For | For |
9.71 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees | Management | For | For |
9.72 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees | Management | For | For |
9.73 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | Management | For | For |
9.74 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | Management | For | For |
9.75 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | Management | For | For |
9.76 | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | Management | For | For |
9.77 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.78 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | Management | For | For |
9.79 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | Management | For | For |
9.80 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.81 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.82 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.83 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.84 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.85 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.86 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | Management | For | For |
9.87 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.88 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | Management | For | For |
9.89 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.90 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | Management | For | For |
9.91 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.92 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.93 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.94 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.95 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.96 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.97 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.98 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.99 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.100 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.101 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.102 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.103 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.104 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.105 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.106 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.107 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.108 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.109 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | Management | For | For |
9.110 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation's Regions to Use of Gas | Management | For | For |
9.111 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | Management | For | For |
9.112 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | Management | For | For |
9.113 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | Management | For | For |
9.114 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | Management | For | For |
9.115 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | Management | For | For |
9.116 | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.117 | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.118 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.119 | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.120 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | Management | For | For |
9.121 | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | Management | For | For |
9.122 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | Management | For | For |
9.123 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | Management | For | For |
10.1 | Elect Andrey Akimov as Director | Management | None | For |
10.2 | Elect Alexandr Ananenkov as Director | Management | For | For |
10.3 | Elect Farit Gazizullin as Director | Management | None | For |
10.4 | Elect Viktor Zubkov as Director | Management | None | For |
10.5 | Elect Elena Karpel as Director | Management | For | For |
10.6 | Elect Aleksey Miller as Director | Management | For | For |
10.7 | Elect Valery Musin as Director | Management | None | For |
10.8 | Elect Elvira Nabiullina as Director | Management | None | For |
10.9 | Elect Mikhail Sereda as Director | Management | For | For |
10.10 | Elect Sergey Shmatko as Director | Management | None | For |
10.11 | Elect Igor Yusufov as Director | Management | None | For |
11.1 | Elect Dmitry Arkhipov as Member of Audit Commission | Management | None | For |
11.2 | Elect Andrey Belobrov as Member of Audit Commission | Management | None | Against |
11.3 | Elect Vadim Bikulov as Member of Audit Commission | Management | None | For |
11.4 | Elect Aleksey Mironov as Member of Audit Commission | Management | None | Against |
11.5 | Elect Lidiya Morozova as Member of Audit Commission | Management | None | Against |
11.6 | Elect Anna Nesterova as Member of Audit Commission | Management | None | Against |
11.7 | Elect Yury Nosov as Member of Audit Commission | Management | None | For |
11.8 | Elect Karen Oganyan as Member of Audit Commission | Management | None | Against |
11.9 | Elect Konstantin Pesotsky as Member of Audit Commission | Management | None | For |
11.10 | Elect Maria Tikhonova as Member of Audit Commission | Management | None | For |
11.11 | Elect Aleksandr Yugov as Member of Audit Commission | Management | None | For |
GAZPROM OAO MEETING DATE: JUN 30, 2011 | ||||
TICKER: OGZRY SECURITY ID: 368287207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
2.1 | Elect Andrey Akimov as Director | Management | None | For |
2.2 | Elect Aleksandr Ananenkov as Director | Management | For | For |
2.3 | Elect Farit Gazizullin as Director | Management | None | For |
2.4 | Elect Elena Karpel as Director | Management | For | For |
2.5 | Elect Timur Kulibayev as Director | Management | None | For |
2.6 | Elect Viktor Martynov as Director | Management | None | For |
2.7 | Elect Vladimir Mau as Director | Management | None | For |
2.8 | Elect Aleksey Miller as Director | Management | For | For |
2.9 | Elect Valery Musin as Director | Management | None | For |
2.10 | Elect Mikhail Sereda as Director | Management | For | For |
2.11 | Elect Igor Yusufov as Director | Management | None | For |
2.12 | Elect Viktor Zubkov as Director | Management | None | For |
GRAN TIERRA ENERGY INC. MEETING DATE: JUN 28, 2011 | ||||
TICKER: GTE SECURITY ID: 38500T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dana Coffield | Management | For | For |
1.2 | Elect Director Jeffrey J. Scott | Management | For | For |
1.3 | Elect Director Verne Johnson | Management | For | For |
1.4 | Elect Director Nicholas G. Kirton | Management | For | For |
1.5 | Elect Director Ray Antony | Management | For | For |
1.6 | Elect Director J. Scott Price | Management | For | For |
1.7 | Elect Director Gerald Macey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HERCULES OFFSHORE, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: HERO SECURITY ID: 427093109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas N. Amonett | Management | For | Withhold |
1.2 | Elect Director Thomas J. Madonna | Management | For | Withhold |
1.3 | Elect Director F. Gardner Parker | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E.E. Holiday | Management | For | For |
2 | Elect Director J.H. Mullin | Management | For | For |
3 | Elect Director F.B. Walker | Management | For | For |
4 | Elect Director R.N. Wilson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
HOLLY CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Buford P. Berry | Management | For | For |
1.2 | Elect Director Matthew P. Clifton | Management | For | For |
1.3 | Elect Director Leldon E. Echols | Management | For | For |
1.4 | Elect Director R. Kevin Hardage | Management | For | For |
1.5 | Elect Director Robert G. McKenzie | Management | For | For |
1.6 | Elect Director Jack P. Reid | Management | For | For |
1.7 | Elect Director Tommy A. Valenta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
HOLLY CORPORATION MEETING DATE: JUN 28, 2011 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate of Incorporation to Increase Authorized Common and Preferred Stock and Change Company Name | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ION GEOPHYSICAL CORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: IO SECURITY ID: 462044108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael C. Jennings | Management | For | For |
1.2 | Elect Director Robert P. Peebler | Management | For | Withhold |
1.3 | Elect Director John N. Seitz | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John F. Coyne | Management | For | For |
2 | Elect Director Linda Fayne Levinson | Management | For | For |
3 | Elect Director Craig L. Martin | Management | For | For |
4 | Elect Director John P. Jumper | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
KBR, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: KBR SECURITY ID: 48242W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Lester L. Lyles | Management | For | For |
1.3 | Elect Director Richard J. Slater | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
KEYERA CORP. MEETING DATE: MAY 10, 2011 | ||||
TICKER: KEY SECURITY ID: 493271100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James V. Bertram | Management | For | For |
1.2 | Elect Director Robert B. Catell | Management | For | For |
1.3 | Elect Director Michael B.C. Davies | Management | For | For |
1.4 | Elect Director Nancy M. Laird | Management | For | For |
1.5 | Elect Director E. Peter Lougheed | Management | For | For |
1.6 | Elect Director Donald J. Nelson | Management | For | For |
1.7 | Elect Director H. Neil Nichols | Management | For | For |
1.8 | Elect Director William R. Stedman | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 05, 2011 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
MARATHON OIL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Pierre Brondeau | Management | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
4 | Elect Director David A. Daberko | Management | For | For |
5 | Elect Director William L. Davis | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Philip Lader | Management | For | For |
8 | Elect Director Charles R. Lee | Management | For | For |
9 | Elect Director Michael E. J. Phelps | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director Seth E. Schofield | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
MASSEY ENERGY COMPANY MEETING DATE: OCT 06, 2010 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: JUN 01, 2011 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NABORS INDUSTRIES LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Anthony G. Petrello as Director | Management | For | For |
1.2 | Elect Myron M. Sheinfeld as Director | Management | For | For |
2 | Approve Pricewaterhouse Coopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jeffery A. Smisek | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
NEWFIELD EXPLORATION COMPANY MEETING DATE: MAY 05, 2011 | ||||
TICKER: NFX SECURITY ID: 651290108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lee K. Boothby | Management | For | For |
2 | Elect Director Philip J. Burguieres | Management | For | For |
3 | Elect Director Pamela J. Gardner | Management | For | For |
4 | Elect Director John Randolph Kemp, lll | Management | For | For |
5 | Elect Director J. Michael Lacey | Management | For | For |
6 | Elect Director Joseph H. Netherland | Management | For | For |
7 | Elect Director Howard H. Newman | Management | For | For |
8 | Elect Director Thomas G. Ricks | Management | For | For |
9 | Elect Director Juanita F. Romans | Management | For | For |
10 | Elect Director C. E. (Chuck) Shultz | Management | For | For |
11 | Elect Director J. Terry Strange | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NIKO RESOURCES LTD. MEETING DATE: SEP 09, 2010 | ||||
TICKER: NKO SECURITY ID: 653905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Edward S. Sampson, C. J. (Jim) Cummings, Walter DeBoni, William T. Hornaday, Conrad P. Kathol, and Wendell W. Robinson as Directors | Management | For | Withhold |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Unallocated Options Under the Stock Option Plan | Management | For | For |
5 | Approve Stock Option Plan Grants | Management | For | For |
NOBLE CORPORATION MEETING DATE: APR 29, 2011 | ||||
TICKER: N0L SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
1.2 | Elect Director Jon A. Marshall | Management | For | For |
1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
8 | Approve Discharge of Board and Senior Management | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NOBLE ENERGY, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: NBL SECURITY ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey L. Berenson | Management | For | For |
2 | Elect Director Michael A. Cawley | Management | For | For |
3 | Elect Director Edward F. Cox | Management | For | For |
4 | Elect Director Charles D. Davidson | Management | For | For |
5 | Elect Director Thomas J. Edelman | Management | For | For |
6 | Elect Director Eric P. Grubman | Management | For | For |
7 | Elect Director Kirby L. Hedrick | Management | For | For |
8 | Elect Director Scott D. Urban | Management | For | For |
9 | Elect Director William T. Van Kleef | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | Against |
NORTHERN OFFSHORE LTD MEETING DATE: SEP 21, 2010 | ||||
TICKER: NOF SECURITY ID: G6635W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Acknowledge Proper Convening of Meeting | Management | None | None |
3 | Elect Chairman of Meeting | Management | None | None |
4 | Receive President's Report | Management | None | None |
5 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
6 | Approve PricewaterhouseCoopers, Houston as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7i | Fix Number of Directors at 5 | Management | For | For |
7ii.1 | Elect Cecilie Fredriksen as a Director | Management | For | For |
7ii.2 | Elect Hillel Y. Goldstein as a Director | Management | For | For |
7ii.3 | Elect Stephen Knudtzon as a Director | Management | For | Against |
7ii.4 | Elect Jim LaChance as a Director | Management | For | Against |
7iii | Authorize Board to Fill Vacancies | Management | For | Against |
8 | Approve Remuneration of $96,144 for Stephen Knudtzon | Management | For | For |
9 | Approve Amended and Restated 2008 Stock Incentive Plan | Management | For | Against |
10 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
NORTHERN OIL AND GAS, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: NOG SECURITY ID: 665531109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Reger | Management | For | For |
1.2 | Elect Director Ryan R. Gilbertson | Management | For | For |
1.3 | Elect Director Robert Grabb | Management | For | For |
1.4 | Elect Director Jack King | Management | For | For |
1.5 | Elect Director Lisa Bromiley Meier | Management | For | For |
1.6 | Elect Director Loren J. O'Toole | Management | For | For |
1.7 | Elect Director Carter Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 06, 2011 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Rodolfo Segovia | Management | For | For |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | For |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
OCEAN RIG UDW INC MEETING DATE: APR 15, 2011 | ||||
TICKER: SECURITY ID: Y64354106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Second Amended and Restated Articles of Incorporation | Management | For | Did Not Vote |
2 | Classify the Board of Directors | Management | For | Did Not Vote |
3 | Transact Other Business (Non-Voting) | Management | None | None |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Jay Collins | Management | For | For |
1.2 | Elect Director D. Michael Hughes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
OIL STATES INTERNATIONAL, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: OIS SECURITY ID: 678026105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher T. Seaver | Management | For | For |
1.2 | Elect Director Douglas E. Swanson | Management | For | For |
1.3 | Elect Director Cindy B. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PACIFIC RUBIALES ENERGY CORP. MEETING DATE: MAY 31, 2011 | ||||
TICKER: PRE SECURITY ID: 69480U206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Twelve | Management | For | For |
2.1 | Elect Director Serafino Iacono | Management | For | For |
2.2 | Elect Director Miguel de la Campa | Management | For | For |
2.3 | Elect Director Ronald Pantin | Management | For | For |
2.4 | Elect Director Jose Francisco Arata | Management | For | For |
2.5 | Elect Director German Efromovich | Management | For | For |
2.6 | Elect Director Neil Woodyer | Management | For | For |
2.7 | Elect Director Augusto Lopez | Management | For | For |
2.8 | Elect Director Miguel Rodriguez | Management | For | For |
2.9 | Elect Director Donald Ford | Management | For | For |
2.10 | Elect Director John Zaozirny | Management | For | For |
2.11 | Elect Director Victor Rivera | Management | For | For |
2.12 | Elect Director Hernan Martinez | Management | For | For |
3 | Approve Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
PAINTED PONY PETROLEUM LTD. MEETING DATE: JUN 06, 2011 | ||||
TICKER: PPY.A SECURITY ID: 695781104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Patrick R. Ward | Management | For | For |
2.2 | Elect Director Glenn R. Carley | Management | For | For |
2.3 | Elect Director Allan K. Ashton | Management | For | For |
2.4 | Elect Director Ronald R. Talbot | Management | For | For |
2.5 | Elect Director Kevin Angus | Management | For | For |
2.6 | Elect Director Arthur J.G. Madden | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
5 | Other Business | Management | For | Against |
PEABODY ENERGY CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn III | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Henry E. Lentz | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director William C. Rusnack | Management | For | For |
1.9 | Elect Director John F. Turner | Management | For | For |
1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | Against |
PETROBANK ENERGY & RESOURCES LTD. MEETING DATE: DEC 17, 2010 | ||||
TICKER: PBG SECURITY ID: 71645P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | For | For |
PETROBANK ENERGY & RESOURCES LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: PBG SECURITY ID: 71645P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chris J. Bloomer | Management | For | For |
1.2 | Elect Director Ian S. Brown | Management | For | For |
1.3 | Elect Director Louis L. Frank | Management | For | For |
1.4 | Elect Director M. Neil McCrank | Management | For | For |
1.5 | Elect Director Kenneth R. McKinnon | Management | For | For |
1.6 | Elect Director Jerald L. Oaks | Management | For | For |
1.7 | Elect Director Harrie Vredenburg | Management | For | For |
1.8 | Elect Director John D. Wright | Management | For | For |
1.9 | Elect Director Corey C. Ruttan | Management | For | For |
1.10 | Elect Director R. Gregg Smith | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PETROLEUM DEVELOPMENT CORPORATION MEETING DATE: JUN 10, 2011 | ||||
TICKER: PETD SECURITY ID: 716578109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph E. Casabona | Management | For | For |
1.2 | Elect Director David C. Parke | Management | For | For |
1.3 | Elect Director Jeffrey C. Swoveland | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
PETROMINERALES LTD MEETING DATE: DEC 17, 2010 | ||||
TICKER: PMG SECURITY ID: P7914K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization | Management | For | For |
PETROMINERALES LTD MEETING DATE: DEC 17, 2010 | ||||
TICKER: PMG SECURITY ID: P7914K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
PETROMINERALES LTD. MEETING DATE: MAY 12, 2011 | ||||
TICKER: PMG SECURITY ID: 71673R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alastair Macdonald as Director | Management | For | For |
1.2 | Elect Kenneth R. McKinnon as Director | Management | For | For |
1.3 | Elect Jerald L. Oaks as Director | Management | For | For |
1.4 | Elect Ernesto Sarpi as Director | Management | For | For |
1.5 | Elect Enrique Umana-Valenzuela as Director | Management | For | For |
1.6 | Elect John D. Wright as Director | Management | For | For |
1.7 | Elect Geir Ytreland as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PETROPLUS HOLDINGS AG MEETING DATE: MAY 05, 2011 | ||||
TICKER: PPHN SECURITY ID: H6212L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Accounting Transfers | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Reelect Walter Gruebler, Maria Cattaui, and Patrick Power as Directors | Management | For | Did Not Vote |
5 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
6 | Approve CHF 22.4 Million Increase in Existing Pool of Conditional Capital without Preemptive Rights | Management | For | Did Not Vote |
PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: PXD SECURITY ID: 723787107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director R. Hartwell Gardner | Management | For | For |
1.3 | Elect Director Jim A. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
ROWAN COMPANIES, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: RDC SECURITY ID: 779382100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R. G. Croyle | Management | For | For |
2 | Elect Director Lord Moynihan | Management | For | For |
3 | Elect Director W. Matt Ralls | Management | For | For |
4 | Elect Director John J. Quicke | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SAIPEM MEETING DATE: APR 30, 2011 | ||||
TICKER: SPM SECURITY ID: T82000117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.1 | Slate Submitted by ENI | Management | None | For |
3.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Did Not Vote |
4.1 | Slate Submitted by ENI | Management | None | For |
4.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Against |
1 | Amend Company Bylaws | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 06, 2011 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe Camus | Management | For | For |
1.2 | Elect Director Peter L.S. Currie | Management | For | For |
1.3 | Elect Director Andrew Gould | Management | For | For |
1.4 | Elect Director Tony Isaac | Management | For | For |
1.5 | Elect Director K. Vaman Kamath | Management | For | For |
1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.7 | Elect Director Adrian Lajous | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director Elizabeth Moler | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
1.13 | Elect Director Paal Kibsgaard | Management | For | For |
1.14 | Elect Director Lubna S. Olayan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
6 | Adopt and Approve Financials and Dividends | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG MEETING DATE: APR 28, 2011 | ||||
TICKER: SBO SECURITY ID: A7362J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
5 | Approve Remuneration of Supervisory Board Members | Management | For | Did Not Vote |
6 | Ratify Auditors | Management | For | Did Not Vote |
SMITH INTERNATIONAL, INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director James R. Gibbs | Management | For | For |
2.2 | Elect Director Duane C. Radtke | Management | For | For |
2.3 | Elect Director John Yearwood | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
SUNOCO, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: SUN SECURITY ID: 86764P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chris C. Casciato | Management | For | For |
1.2 | Elect Director Gary W. Edwards | Management | For | For |
1.3 | Elect Director Lynn L. Elsenhans | Management | For | For |
1.4 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.5 | Elect Director John P. Jones, III | Management | For | For |
1.6 | Elect Director James G. Kaiser | Management | For | For |
1.7 | Elect Director John W. Rowe | Management | For | For |
1.8 | Elect Director John K. Wulff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Double Trigger on Equity Plans | Shareholder | Against | Against |
SUPERIOR ENERGY SERVICES, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: SPN SECURITY ID: 868157108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
1.3 | Elect Director David D. Dunlap | Management | For | For |
1.4 | Elect Director James M. Funk | Management | For | For |
1.5 | Elect Director Terence E. Hall | Management | For | For |
1.6 | Elect Director Ernest E. Howard, III | Management | For | For |
1.7 | Elect Director Justin L. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
TALISMAN ENERGY INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: TLM SECURITY ID: 87425E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christiane Bergevin | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director William R.P. Dalton | Management | For | For |
1.4 | Elect Director Kevin S. Dunne | Management | For | For |
1.5 | Elect Director Harold N. Kvisle | Management | For | For |
1.6 | Elect Director John A. Manzoni | Management | For | For |
1.7 | Elect Director Lisa A. Stewart | Management | For | For |
1.8 | Elect Director Peter W. Tomsett | Management | For | For |
1.9 | Elect Director Charles R. Williamson | Management | For | For |
1.10 | Elect Director Charles M. Winograd | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TESORO CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: TSO SECURITY ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rodney F. Chase | Management | For | For |
2 | Elect Director Gregory J. Goff | Management | For | For |
3 | Elect Director Robert W. Goldman | Management | For | For |
4 | Elect Director Steven H. Grapstein | Management | For | For |
5 | Elect Director J.w. Nokes | Management | For | For |
6 | Elect Director Susan Tomasky | Management | For | For |
7 | Elect Director Michael E. Wiley | Management | For | For |
8 | Elect Director Patrick Y. Yang | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Approve Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
TRANSOCEAN LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TSC OFFSHORE GROUP LTD. MEETING DATE: MAR 04, 2011 | ||||
TICKER: 00206 SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name from TSC Offshore Group Limited to TSC Group Holdings Limited and Adopt New Chinese Name | Management | For | For |
TUSCANY INTERNATIONAL DRILLING INC MEETING DATE: JUN 29, 2011 | ||||
TICKER: TID SECURITY ID: 90069C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Walter A. Dawson, Reginald J. Greenslade, Jeffrey J. Scott, Donald A. Wright, William Dorson and Herb Snowdon as Directors | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VALERO ENERGY CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald K. Calgaard | Management | For | For |
2 | Elect Director Stephen M. Waters | Management | For | For |
3 | Elect Director Randall J. Weisenburger | Management | For | For |
4 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
11 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
12 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
VERMILION ENERGY INC MEETING DATE: MAY 06, 2011 | ||||
TICKER: VET SECURITY ID: 923725105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry J. Macdonald | Management | For | For |
1.2 | Elect Director W. Kenneth Davidson | Management | For | For |
1.3 | Elect Director Lorenzo Donadeo | Management | For | For |
1.4 | Elect Director Claudio A. Ghersinich | Management | For | For |
1.5 | Elect Director Joseph F. Killi | Management | For | For |
1.6 | Elect Director William F. Madison | Management | For | For |
1.7 | Elect Director Timothy R. Marchant | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
WALTER ENERGY, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: WLT SECURITY ID: 93317Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For |
1.2 | Elect Director Jerry W. Kolb | Management | For | For |
1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For |
1.4 | Elect Director Joseph B. Leonard | Management | For | For |
1.5 | Elect Director Bernard G. Rethore | Management | For | For |
1.6 | Elect Director Michael T. Tokarz | Management | For | For |
1.7 | Elect Director A.J. Wagner | Management | For | For |
1.8 | Elect Director David R. Beatty | Management | For | For |
1.9 | Elect Director Keith Calder | Management | For | For |
1.10 | Elect Director Graham Mascall | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
WEATHERFORD INTERNATIONAL LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
3.3 | Reelect Nicholas Brady as Director | Management | For | For |
3.4 | Reelect David Butters as Director | Management | For | For |
3.5 | Reelect William Macaulay as Director | Management | For | Against |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Reelect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WESTERN REFINING, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: WNR SECURITY ID: 959319104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carin M. Barth | Management | For | For |
1.2 | Elect Director Paul L. Foster | Management | For | For |
1.3 | Elect Director L. Frederick Francis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Sherwin Artus | Management | For | For |
1.2 | Elect Director Phillip E. Doty | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
WILLBROS GROUP, INC. MEETING DATE: MAY 23, 2011 | ||||
TICKER: WG SECURITY ID: 969203108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William B. Berry | Management | For | For |
1.2 | Elect Director Arlo B. DeKraai | Management | For | For |
1.3 | Elect Director Daniel E. Lonergan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WORLD FUEL SERVICES CORPORATION MEETING DATE: JUN 10, 2011 | ||||
TICKER: INT SECURITY ID: 981475106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul H. Stebbins | Management | For | For |
1.2 | Elect Director Michael J. Kasbar | Management | For | For |
1.3 | Elect Director Ken Bakshi | Management | For | For |
1.4 | Elect Director Richard A. Kassar | Management | For | For |
1.5 | Elect Director Myles Klein | Management | For | For |
1.6 | Elect Director John L. Manley | Management | For | For |
1.7 | Elect Director J. Thomas Presby | Management | For | For |
1.8 | Elect Director Stephen K. Roddenberry | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR FINANCIAL SERVICES FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AFFILIATED MANAGERS GROUP, INC. MEETING DATE: MAY 31, 2011 | ||||
TICKER: AMG SECURITY ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel T. Byrne | Management | For | For |
1.2 | Elect Director Dwight D. Churchill | Management | For | For |
1.3 | Elect Director Sean M. Healey | Management | For | For |
1.4 | Elect Director Harold J. Meyerman | Management | For | For |
1.5 | Elect Director William J. Nutt | Management | For | For |
1.6 | Elect Director Rita M. Rodriguez | Management | For | For |
1.7 | Elect Director Patrick T. Ryan | Management | For | For |
1.8 | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Approve Stock Option Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
AMERICAN EXPRESS COMPANY MEETING DATE: MAY 02, 2011 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
1.5 | Elect Director Peter Chernin | Management | For | For |
1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
1.7 | Director Jan Leschly | Management | For | For |
1.8 | Director Richard C. Levin | Management | For | For |
1.9 | Director Richard A. McGinn | Management | For | For |
1.10 | Director Edward D. Miller | Management | For | For |
1.11 | Director Steven S. Reinemund | Management | For | For |
1.12 | Director Robert D. Walter | Management | For | For |
1.13 | Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
BANCO PINE S.A MEETING DATE: APR 29, 2011 | ||||
TICKER: PINE4 SECURITY ID: P14995115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Dividend and Interest on Capital Stock Payments | Management | For | For |
4 | Elect Directors and Approve Their Remuneration | Management | For | Against |
5 | Approve Remuneration of Executive Officers | Management | For | Abstain |
BANCTRUST FINANCIAL GROUP, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: BTFG SECURITY ID: 05978R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tracy T. Conerly | Management | For | For |
1.2 | Elect Director Stephen G. Crawford | Management | For | For |
1.3 | Elect Director David C. De Laney | Management | For | For |
1.4 | Elect Director Robert M. Dixon, Jr. | Management | For | For |
1.5 | Elect Director Broox G. Garrett, Jr. | Management | For | For |
1.6 | Elect Director Carol F. Gordy | Management | For | For |
1.7 | Elect Director Barry E. Gritter | Management | For | For |
1.8 | Elect Director James M. Harrison, Jr. | Management | For | For |
1.9 | Elect Director Clifton C. Inge, Jr. | Management | For | For |
1.10 | Elect Director Kenneth S. Johnson | Management | For | For |
1.11 | Elect Director W. Bibb Lamar, Jr. | Management | For | For |
1.12 | Elect Director John H. Lewis, Jr. | Management | For | For |
1.13 | Elect Director Harris V. Morrissette | Management | For | For |
1.14 | Elect Director Paul D. Owens, Jr. | Management | For | For |
1.15 | Elect Director Mary Ann Patterson | Management | For | For |
1.16 | Elect Director Peter C. Sherman | Management | For | For |
1.17 | Elect Director Dennis A. Wallace | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Disclose Prior Government Service | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
BOFI HOLDING, INC. MEETING DATE: OCT 21, 2010 | ||||
TICKER: BOFI SECURITY ID: 05566U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Ratinoff | Management | For | For |
1.2 | Elect Director Gordon L. Witter, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRIDGE CAPITAL HOLDINGS MEETING DATE: MAY 26, 2011 | ||||
TICKER: BBNK SECURITY ID: 108030107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence Owen Brown | Management | For | For |
1.2 | Elect Director Howard N. Gould | Management | For | For |
1.3 | Elect Director Francis J. Harvey | Management | For | For |
1.4 | Elect Director Allan C. Kramer, M.D. | Management | For | For |
1.5 | Elect Director Robert P. Latta | Management | For | For |
1.6 | Elect Director Daniel P. Myers | Management | For | For |
1.7 | Elect Director Thomas M. Quigg | Management | For | For |
1.8 | Elect Director Terry Schwakopf | Management | For | For |
1.9 | Elect Director Barry A. Turkus | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CASTELLUM AB MEETING DATE: MAR 24, 2011 | ||||
TICKER: CAST SECURITY ID: W2084X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6a | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
6b | Receive Auditor's Report Regarding Compliance of the Guidelines for Executive Remuneration; Receive Chairman's and Managing Director's Review | Management | None | None |
7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of SEK 3.60 per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Amend Articles Re: Election of Auditors; Convocation of General Meeting | Management | For | Did Not Vote |
11 | Receive Election Committee's Report on Activities and Statement Concerning the Proposal Regarding the Board of Directors | Management | None | None |
12 | Determine Number of Members(6) and Deputy Members(0) of Board; Determine Number of Auditors and Deputy Auditors | Management | For | Did Not Vote |
13 | Approve Remuneration of Directors in the Amount of SEK 500,000 for Chairman and SEK 240,000 for Other Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Reelect Jan Kvarnstrom (Chair), Per Berggren, Marianne Alexandersson, Ulla-Britt Frajdin-Hellqvist, Christer Jacobson, and Johan Skoglund as Directors; Reelect Carl Lindgren as Auditor; Elect Magnus Fredmer as New Auditor | Management | For | Did Not Vote |
15 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
17 | Authorize Repurchase of Issued Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
CHEVIOT FINANCIAL CORP. MEETING DATE: APR 26, 2011 | ||||
TICKER: CHEV SECURITY ID: 166774109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Smith | Management | For | For |
1.2 | Elect Director Robert L. Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHINA CITIC BANK CORPORATION LTD. MEETING DATE: SEP 30, 2010 | ||||
TICKER: 601998 SECURITY ID: Y1434M116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Class and Par Value of Shares to be Issued Under the Proposed Rights Issue | Management | For | For |
1b | Approve Proportion and Number of the Rights Shares to be Issued | Management | For | For |
1c | Approve Subscription Price for the Rights Shares | Management | For | For |
1d | Approve Target Subscribers for the Rights Issue | Management | For | For |
1e | Approve Use of Proceeds Under the Proposed Rights Issue | Management | For | For |
1f | Approve Authorization for the Rights Issue | Management | For | For |
1g | Approve Validity of Rights Issue | Management | For | For |
2 | Approve Proposal in Relation to Undistributed Profits Prior to the Completion of the A Share Rights Issue and/or the H Share Rights Issue | Management | For | For |
3 | Approve Proposal in Relation to the Feasibility Study Report on the Use of Proceeds of the A Share Rights and H Share Rights Issue | Management | For | For |
4 | Approve Proposal in Relation to the Report on the Use of Proceeds from the Previous Fund Raising | Management | For | For |
5 | Approve Mid-Term Plan of Capital Management Plan | Management | For | For |
6 | Approve Connected Transaction with a Related Party and Proposed Annual Caps | Management | For | For |
CHINA CITIC BANK CORPORATION LTD. MEETING DATE: SEP 30, 2010 | ||||
TICKER: 601998 SECURITY ID: Y1434M116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Class and Par Value of Shares to be Issued Under the Proposed Rights Issue | Management | For | For |
1b | Approve Proportion and Number of the Rights Shares to be Issued | Management | For | For |
1c | Approve Subscription Price for the Rights Shares | Management | For | For |
1d | Approve Target Subscribers for the Rights Issue | Management | For | For |
1e | Approve Use of Proceeds from Fund Raising Activities | Management | For | For |
1f | Approve Authorization for the Rights Issue | Management | For | For |
1g | Approve Validity of Rights Issue | Management | For | For |
CHINA FINANCE ONLINE CO., LTD. MEETING DATE: JUN 30, 2011 | ||||
TICKER: JRJC SECURITY ID: 169379104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve to Re-Elect Hugo Shong as Director | Management | For | For |
1.2 | Approve to Re-Elect Ling Wang as Director | Management | For | For |
2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Independent Auditors and to Authorize the Board to Determine Their Remuneration | Management | For | For |
3 | Approve Audited Consolidated Financial Statements for the Fiscal Year Ending on December 31, 2010 Together with the Reports of the Directors and the Auditors | Management | For | For |
4 | Authorize the Board of Directors during the Next Year to Issue Ordinary Shares or Preferred Shares | Management | For | Abstain |
CIT GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CIT SECURITY ID: 125581801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Thain | Management | For | For |
2 | Elect Director Michael J. Embler | Management | For | For |
3 | Elect Director William M. Freeman | Management | For | For |
4 | Elect Director David M. Moffett | Management | For | For |
5 | Elect Director R. Brad Oates | Management | For | For |
6 | Elect Director Marianne Miller Parrs | Management | For | For |
7 | Elect Director Gerald Rosenfeld | Management | For | For |
8 | Elect Director John R. Ryan | Management | For | For |
9 | Elect Director Seymour Sternberg | Management | For | For |
10 | Elect Director Peter J. Tobin | Management | For | For |
11 | Elect Director Laura S. Unger | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
COBIZ FINANCIAL INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: COBZ SECURITY ID: 190897108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Bangert | Management | For | For |
1.2 | Elect Director Michael B. Burgamy | Management | For | For |
1.3 | Elect Director Morgan Gust | Management | For | For |
1.4 | Elect Director Evan Makovsky | Management | For | For |
1.5 | Elect Director Douglas L. Polson | Management | For | For |
1.6 | Elect Director Mary K. Rhinehart | Management | For | For |
1.7 | Elect Director Noel N. Rothman | Management | For | For |
1.8 | Elect Director Timothy J. Travis | Management | For | For |
1.9 | Elect Director Mary Beth Vitale | Management | For | For |
1.10 | Elect Director Mary M. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMERICA INCORPORATED MEETING DATE: APR 26, 2011 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger A. Cregg | Management | For | For |
2 | Elect Director T. Kevin DeNicola | Management | For | For |
3 | Elect Director Alfred A. Piergallini | Management | For | For |
4 | Elect Director Nina G. Vaca | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
E*TRADE FINANCIAL CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: ETFC SECURITY ID: 269246401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frederick W. Kanner | Management | For | For |
2 | Elect Director Joseph M. Velli | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
EVERCORE PARTNERS INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: EVR SECURITY ID: 29977A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Pedro Aspe | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
1.5 | Elect Director Gail B. Harris | Management | For | For |
1.6 | Elect Director Curt Hessler | Management | For | For |
1.7 | Elect Director Anthony N. Pritzker | Management | For | For |
1.8 | Elect Director Ralph L. Schlosstein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
FAIRFAX FINANCIAL HOLDINGS LIMITED MEETING DATE: APR 20, 2011 | ||||
TICKER: FFH SECURITY ID: 303901102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony F. Griffiths | Management | For | For |
1.2 | Elect Director Robert J. Gunn | Management | For | For |
1.3 | Elect Director Alan D. Horn | Management | For | For |
1.4 | Elect Director Timothy R. Price | Management | For | For |
1.5 | Elect Director Brandon W. Sweitzer | Management | For | For |
1.6 | Elect Director V. Prem Watsa | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
FIRST HORIZON NATIONAL CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: FHN SECURITY ID: 320517105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert B. Carter | Management | For | For |
2 | Elect Director John C. Compton | Management | For | For |
3 | Elect Director Mark A. Emkes | Management | For | For |
4 | Elect Director Vicky B. Gregg | Management | For | For |
5 | Elect Director James A. Haslam, III | Management | For | For |
6 | Elect Director D. Bryan Jordan | Management | For | For |
7 | Elect Director R. Brad Martin | Management | For | For |
8 | Elect Director Vicki R. Palmer | Management | For | For |
9 | Elect Director Colin V. Reed | Management | For | For |
10 | Elect Director Michael D. Rose | Management | For | For |
11 | Elect Director William B. Sansom | Management | For | For |
12 | Elect Director Luke Yancy III | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
FIRST INTERSTATE BANCSYSTEM, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: FIBK SECURITY ID: 32055Y201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven J. Corning | Management | For | For |
2 | Elect Director Charles E. Hart, M.D. | Management | For | For |
3 | Elect Director James W. Haugh | Management | For | For |
4 | Elect Director Charles M. Heyneman | Management | For | For |
5 | Elect Director Thomas W. Scott | Management | For | For |
6 | Elect Director Michael J. Sullivan | Management | For | For |
7 | Elect Director Martin A. White | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 15, 2011 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel H. Armacost | Management | For | For |
2 | Elect Director Charles Crocker | Management | For | For |
3 | Elect Director Joseph R. Hardiman | Management | For | For |
4 | Elect Director Charles B. Johnson | Management | For | For |
5 | Elect Director Gregory E. Johnson | Management | For | For |
6 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
7 | Elect Director Mark C. Pigott | Management | For | For |
8 | Elect Director Chutta Ratnathicam | Management | For | For |
9 | Elect Director Peter M. Sacerdote | Management | For | For |
10 | Elect Director Laura Stein | Management | For | For |
11 | Elect Director Anne M. Tatlock | Management | For | For |
12 | Elect Director Geoffrey Y. Yang | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director William H. Bolinder | Management | For | For |
3 | Elect Director Michael D. Fraizer | Management | For | For |
4 | Elect Director Nancy J. Karch | Management | For | For |
5 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
7 | Elect Director Christine B. Mead | Management | For | For |
8 | Elect Director Thomas E. Moloney | Management | For | For |
9 | Elect Director James A. Parke | Management | For | For |
10 | Elect Director James S. Riepe | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
GFI GROUP INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: GFIG SECURITY ID: 361652209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Gooch | Management | For | For |
1.2 | Elect Director Marisa Cassoni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GLACIER BANCORP, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: GBCI SECURITY ID: 37637Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Blodnick | Management | For | For |
1.2 | Elect Director Sherry L. Cladouhos | Management | For | For |
1.3 | Elect Director James M. English | Management | For | For |
1.4 | Elect Director Allen J. Fetscher | Management | For | For |
1.5 | Elect Director Dallas I. Herron | Management | For | For |
1.6 | Elect Director Craig A. Langel | Management | For | For |
1.7 | Elect Director L. Peter Larson | Management | For | For |
1.8 | Elect Director Douglas J. McBride | Management | For | For |
1.9 | Elect Director John W. Murdoch | Management | For | For |
1.10 | Elect Director Everit A. Sliter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto III | Management | For | For |
1.2 | Elect Director Ann B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director D. James Hilliker | Management | For | For |
1.7 | Elect Director David P. Lauer | Management | For | For |
1.8 | Elect Director Jonathan A. Levy | Management | For | For |
1.9 | Elect Director Gerard P. Mastroianni | Management | For | For |
1.10 | Elect Director Richard W. Neu | Management | For | For |
1.11 | Elect Director David L. Porteous | Management | For | For |
1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
1.13 | Elect Director William R. Robertson | Management | For | For |
1.14 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Deferred Compensation Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
INVESCO LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: IVZ SECURITY ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rex D. Adams | Management | For | For |
1.2 | Elect Director John Banham | Management | For | For |
1.3 | Elect Director Denis Kessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
JEFFERIES GROUP, INC. MEETING DATE: MAY 09, 2011 | ||||
TICKER: JEF SECURITY ID: 472319102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Handler | Management | For | For |
1.2 | Elect Director Brian P. Friedman | Management | For | For |
1.3 | Elect Director W. Patrick Campbell | Management | For | For |
1.4 | Elect Director Ian M. Cumming | Management | For | For |
1.5 | Elect Director Richard G. Dooley | Management | For | For |
1.6 | Elect Director Robert E. Joyal | Management | For | For |
1.7 | Elect Director Michael T. O'Kane | Management | For | For |
1.8 | Elect Director Joseph S. Steinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
LEGG MASON, INC. MEETING DATE: JUL 27, 2010 | ||||
TICKER: LM SECURITY ID: 524901105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Cahill | Management | For | For |
1.2 | Elect Director Dennis R. Beresford | Management | For | For |
1.3 | Elect Director Nelson Peltz | Management | For | For |
1.4 | Elect Director W. Allen Reed | Management | For | For |
1.5 | Elect Director Nicholas J. St. George | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Any Short-term Incentive Plans (STIP) as Applied to Senior Executives | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
MASTERCARD INCORPORATED MEETING DATE: SEP 21, 2010 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 07, 2011 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Olivie | Management | For | For |
2 | Elect Director Rima Qureshi | Management | For | For |
3 | Elect Director Mark Schwartz | Management | For | For |
4 | Elect Director Jackson P. Tai | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
MAYFLOWER BANCORP, INC MEETING DATE: AUG 24, 2010 | ||||
TICKER: MFLR SECURITY ID: 578321101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Bradford Buttner | Management | For | For |
1.2 | Elect Director Diane A. Maddigan | Management | For | For |
1.3 | Elect Director Edward J. Medeiros | Management | For | For |
1.4 | Elect Director David R. Smith | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MF GLOBAL HOLDINGS LTD MEETING DATE: AUG 12, 2010 | ||||
TICKER: MF SECURITY ID: 55277J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David P. Bolger | Management | For | For |
2 | Elect Director Jon S. Corzine | Management | For | For |
3 | Elect Director Eileen S. Fusco | Management | For | For |
4 | Elect Director David Gelber | Management | For | For |
5 | Elect Director Martin J. Glynn | Management | For | For |
6 | Elect Director Edward L. Goldberg | Management | For | For |
7 | Elect Director David I. Schamis | Management | For | For |
8 | Elect Director Robert S. Sloan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
MONROE BANCORP MEETING DATE: DEC 16, 2010 | ||||
TICKER: MROE SECURITY ID: 610313108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MORGAN STANLEY MEETING DATE: MAY 18, 2011 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director John J. Mack | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Hutham S. Olayan | Management | For | For |
10 | Elect Director James. W. Owens | Management | For | For |
11 | Elect Director O. Griffith Sexton | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MRV ENGENHARIA PARTICIPACOES S.A MEETING DATE: APR 30, 2011 | ||||
TICKER: MRVE3 SECURITY ID: P6986W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Reserves | Management | For | For |
4 | Approve Dividend Payment Date | Management | For | For |
5 | Amend Articles to Reflect Changes in Capital | Management | For | For |
6 | Amend Article 24 | Management | For | For |
7 | Amend Article 29 | Management | For | For |
8 | Consolidate Bylaws | Management | For | For |
9 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
10 | Elect Directors | Management | For | For |
NETSPEND HOLDINGS, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: NTSP SECURITY ID: 64118V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew W. Adams | Management | For | For |
1.2 | Elect Director Daniel R. Henry | Management | For | For |
1.3 | Elect Director Stephen A. Vogel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
NORTHERN TRUST CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Robert C. McCormack | Management | For | For |
1.7 | Elect Director Edward J. Mooney | Management | For | For |
1.8 | Elect Director John W. Rowe | Management | For | For |
1.9 | Elect DirectorMartin P. Slark | Management | For | For |
1.10 | Elect Director David H.B. Smith, Jr. | Management | For | For |
1.11 | Elect Director Enrique J. Sosa | Management | For | For |
1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.13 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
OLD NATIONAL BANCORP MEETING DATE: MAY 19, 2011 | ||||
TICKER: ONB SECURITY ID: 680033107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph D. Barnette, Jr. | Management | For | For |
1.2 | Elect Director Alan W. Braun | Management | For | For |
1.3 | Elect Director Larry E. Dunigan | Management | For | For |
1.4 | Elect Director Niel C. Ellerbrook | Management | For | For |
1.5 | Elect Director Andrew E. Goebel | Management | For | For |
1.6 | Elect Director Robert G. Jones | Management | For | For |
1.7 | Elect Director Phelps L. Lambert | Management | For | For |
1.8 | Elect Director Arthur H. McElwee, Jr. | Management | For | For |
1.9 | Elect Director James T. Morris | Management | For | For |
1.10 | Elect Director Marjorie Z. Soyugenc | Management | For | For |
1.11 | Elect Director Kelly N. Stanley | Management | For | For |
1.12 | Elect Director Linda E. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
OSAGE BANCSHARES, INC. MEETING DATE: NOV 17, 2010 | ||||
TICKER: OSBK SECURITY ID: 68764U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary D. Strahan | Management | For | For |
1.2 | Elect Director Richard J. Trolinger | Management | For | For |
PHH CORPORATION MEETING DATE: JUN 08, 2011 | ||||
TICKER: PHH SECURITY ID: 693320202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Brinkley | Management | For | For |
1.2 | Elect Director Jerome J. Selitto | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PREFERRED BANK MEETING DATE: JUL 30, 2010 | ||||
TICKER: PFBC SECURITY ID: 740367107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Li Yu | Management | For | For |
1.2 | Elect Director Gary S. Nunnelly | Management | For | For |
1.3 | Elect Director Frank T. Lin | Management | For | For |
1.4 | Elect Director Clark Hsu | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
3 | Approve Conversion of Securities | Management | For | Abstain |
4 | Ratify Auditors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
PRUDENTIAL FINANCIAL, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: PRU SECURITY ID: 744320102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
2 | Elect Director Gordon M. Bethune | Management | For | For |
3 | Elect Director Gaston Caperton | Management | For | For |
4 | Elect Director Gilbert F. Casellas | Management | For | For |
5 | Elect Director James G. Cullen | Management | For | For |
6 | Elect Director William H. Gray, III | Management | For | For |
7 | Elect Director Mark B. Grier | Management | For | For |
8 | Elect Director Constance J. Horner | Management | For | For |
9 | Elect Director Martina Hund-Mejean | Management | For | For |
10 | Elect Director Karl J. Krapek | Management | For | For |
11 | Elect Director Christine A. Poon | Management | For | For |
12 | Elect Director John R. Strangfield | Management | For | For |
13 | Elect Director James A. Unruh | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
18 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | Against |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director Charles D. McCrary | Management | For | For |
10 | Elect Director James R. Malone | Management | For | Against |
11 | Elect Director Susan W. Matlock | Management | For | Against |
12 | Elect Director John E. Maupin, Jr. | Management | For | For |
13 | Elect Director John R. Roberts | Management | For | For |
14 | Elect Director Lee J. Styslinger III | Management | For | Against |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
SLM CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Director W.m. Diefenderfer III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Director Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Michael E. Martin | Management | For | For |
8 | Elect Director Barry A. Munitz | Management | For | For |
9 | Elect Director Howard H. Newman | Management | For | For |
10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
11 | Elect Director Frank C. Puleo | Management | For | For |
12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
13 | Elect Director Steven L. Shapiro | Management | For | For |
14 | Elect Director J. Terry Strange | Management | For | For |
15 | Elect Director Anthony P. Terracciano | Management | For | For |
16 | Elect Director Barry L. Williams | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Ratify Auditors | Management | For | For |
STATE STREET CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director K. Burnes | Management | For | For |
2 | Elect Director P. Coym | Management | For | For |
3 | Elect Director P. De Saint-Aignan | Management | For | For |
4 | Elect Director A. Fawcett | Management | For | For |
5 | Elect Director D. Gruber | Management | For | For |
6 | Elect Director L. Hill | Management | For | For |
7 | Elect Director J. Hooley | Management | For | For |
8 | Elect Director R. Kaplan | Management | For | For |
9 | Elect Director C. LaMantia | Management | For | For |
10 | Elect Director R. Sergel | Management | For | For |
11 | Elect Director R. Skates | Management | For | For |
12 | Elect Director G. Summe | Management | For | For |
13 | Elect Director R. Weissman | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Approve Executive Incentive Bonus Plan | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
STRATEGIC HOTELS & RESORTS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: BEE SECURITY ID: 86272T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Bowen | Management | For | For |
1.2 | Elect Director Kenneth Fisher | Management | For | For |
1.3 | Elect Director Raymond L. Gellein, Jr. | Management | For | For |
1.4 | Elect Director Laurence S. Geller | Management | For | For |
1.5 | Elect Director James A. Jeffs | Management | For | For |
1.6 | Elect Director Richard D. Kincaid | Management | For | For |
1.7 | Elect Director Sir David M.c. Michels | Management | For | For |
1.8 | Elect Director William A. Prezant | Management | For | For |
1.9 | Elect Director Eugene F. Reilly | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
SUN BANCORP, INC. MEETING DATE: NOV 01, 2010 | ||||
TICKER: SNBC SECURITY ID: 86663B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bernard A. Brown | Management | For | Withhold |
1.2 | Elect Director Wilbur L. Ross, Jr. | Management | For | Withhold |
1.3 | Elect Director Jeffrey S. Brown | Management | For | Withhold |
1.4 | Elect Director Sidney R. Brown | Management | For | Withhold |
1.5 | Elect Director Peter Galetto, Jr. | Management | For | Withhold |
1.6 | Elect Director Thomas X. Geisel | Management | For | Withhold |
1.7 | Elect Director Douglas J. Heun | Management | For | Withhold |
1.8 | Elect Director Anne E. Koons | Management | For | Withhold |
1.9 | Elect Director Eli Kramer | Management | For | Withhold |
1.10 | Elect Director Alfonse M. Mattia | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Conversion of Securities | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Stock Option Plan | Management | For | For |
6 | Adjourn Meeting | Management | For | Against |
7 | Ratify Auditors | Management | For | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director J. Hicks Lanier | Management | For | For |
8 | Elect Director Kyle Prechtl Legg | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Frank S. Royal | Management | For | For |
12 | Elect Director Thomas R. Watjen | Management | For | For |
13 | Elect Director James M. Wells, III | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SUSQUEHANNA BANCSHARES, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: SUSQ SECURITY ID: 869099101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Agnone, Sr. | Management | For | Withhold |
1.2 | Elect Director Wayne E. Alter, Jr. | Management | For | Withhold |
1.3 | Elect Director Peter DeSoto | Management | For | For |
1.4 | Elect Director Eddie L. Dunklebarger | Management | For | For |
1.5 | Elect Director Henry R. Gibbel | Management | For | For |
1.6 | Elect Director Bruce A. Hepburn | Management | For | Withhold |
1.7 | Elect Director Donald L. Hoffman | Management | For | For |
1.8 | Elect Director Sara G. Kirkland | Management | For | For |
1.9 | Elect Director Guy W. Miller, Jr. | Management | For | For |
1.10 | Elect Director Michael A. Morello | Management | For | Withhold |
1.11 | Elect Director Scott J. Newkam | Management | For | For |
1.12 | Elect Director E. Susan Piersol | Management | For | For |
1.13 | Elect Director William J. Reuter | Management | For | For |
1.14 | Elect Director Christine Sears | Management | For | For |
1.15 | Elect Director James A. Ulsh | Management | For | For |
1.16 | Elect Director Roger V. Wiest, Sr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Approve Acquisition | Management | For | For |
9 | Adjourn Meeting | Management | For | Against |
SVB FINANCIAL GROUP MEETING DATE: APR 21, 2011 | ||||
TICKER: SIVB SECURITY ID: 78486Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg W. Becker | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director David M. Clapper | Management | For | For |
1.4 | Elect Director Roger F. Dunbar | Management | For | For |
1.5 | Elect Director Joel P. Friedman | Management | For | For |
1.6 | Elect Director G. Felda Hardymon | Management | For | For |
1.7 | Elect Director Alex W. Hart | Management | For | For |
1.8 | Elect Director C. Richard Kramlich | Management | For | For |
1.9 | Elect Director Lata Krishnan | Management | For | For |
1.10 | Elect Director Kate D. Mitchell | Management | For | For |
1.11 | Elect Director John F. Robinson | Management | For | For |
1.12 | Elect Director Kyung H. Yoon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Other Business | Management | None | Against |
SYNOVUS FINANCIAL CORP. MEETING DATE: APR 27, 2011 | ||||
TICKER: SNV SECURITY ID: 87161C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Catherine A. Allen | Management | For | For |
2 | Elect Director Richard E. Anthony | Management | For | For |
3 | Elect Director James H. Blanchard | Management | For | For |
4 | Elect Director Richard Y. Bradley | Management | For | For |
5 | Elect Director Frank W. Brumley | Management | For | For |
6 | Elect Director Elizabeth W. Camp | Management | For | For |
7 | Elect Director T. Michael Goodrich | Management | For | For |
8 | Elect Director V. Nathaniel Hansford | Management | For | For |
9 | Elect Director Mason H. Lampton | Management | For | For |
10 | Elect Director H. Lynn Page | Management | For | For |
11 | Elect Director Joseph J. Prochaska, Jr. | Management | For | For |
12 | Elect Director J. Neal Purcell | Management | For | For |
13 | Elect Director Kessel D. Stelling, Jr. | Management | For | For |
14 | Elect Director Melvin T. Stith | Management | For | For |
15 | Elect Director Philip W. Tomlinson | Management | For | For |
16 | Elect Director James D. Yancey | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
19 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
20 | Approve Nonqualified Director Stock Purchase Plan | Management | For | Against |
21 | Ratify Auditors | Management | For | For |
22 | If you Own, in all Capacities, More than 1,139,063 Common Shares, Please vote FOR. If you DO NOT Own, in all Capacities, More than 1,139,063 Common Shares, Please vote AGAINST | Management | None | Against |
23 | If you voted FOR Item 22, vote FOR this item if you acquired Morethan 1,136,063 Common Shares since 2/17/07. If you DID NOT acquire More than 1,139,063 since 2/17/07, vote AGAINST to confirm that shares Represented by Proxy are Entitled 10 Votes per share | Management | None | Abstain |
THE BANK OF NEW YORK MELLON CORPORATION MEETING DATE: APR 12, 2011 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruth E. Bruch | Management | For | For |
2 | Elect Director Nicholas M. Donofrio | Management | For | For |
3 | Elect Director Gerald L. Hassell | Management | For | For |
4 | Elect Director Edmund F. Kelly | Management | For | For |
5 | Elect Director Robert P. Kelly | Management | For | For |
6 | Elect Director Richard J. Kogan | Management | For | For |
7 | Elect Director Michael J. Kowalski | Management | For | For |
8 | Elect Director John A. Luke, Jr. | Management | For | For |
9 | Elect Director Mark A. Nordenberg | Management | For | For |
10 | Elect Director Catherine A. Rein | Management | For | For |
11 | Elect Director William C. Richardson | Management | For | For |
12 | Elect Director Samuel C. Scott III | Management | For | For |
13 | Elect Director John P. Surma | Management | For | For |
14 | Elect Director Wesley W. von Schack | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director James A. Johnson | Management | For | For |
8 | Elect Director Lois D. Juliber | Management | For | For |
9 | Elect Director Lakshmi N. Mittal | Management | For | For |
10 | Elect Director James J. Schiro | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Review Executive Compensation | Shareholder | Against | Against |
18 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
THE HOME DEPOT, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Francis S. Blake | Management | For | For |
3 | Elect Director Ari Bousbib | Management | For | For |
4 | Elect Director Gregory D. Brenneman | Management | For | For |
5 | Elect Director J. Frank Brown | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Elect Director Ronald L. Sargent | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Act by Written Consent | Management | For | For |
15 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
UNITED WESTERN BANCORP, INC. MEETING DATE: JUL 30, 2010 | ||||
TICKER: UWBK SECURITY ID: 913201109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey R. Leeds | Management | For | For |
1.2 | Elect Director William D. Snider | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
VISA INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.1 | Elect Director Gary P. Coughlan | Management | For | For |
3.2 | Elect Director Mary B. Cranston | Management | For | For |
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
3.4 | Elect Director Robert W. Matschullat | Management | For | For |
3.5 | Elect Director Cathy E. Minehan | Management | For | For |
3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
3.7 | Elect Director David J. Pang | Management | For | For |
3.8 | Elect Director Joseph W. Saunders | Management | For | For |
3.9 | Elect Director William S. Shanahan | Management | For | For |
3.10 | Elect Director John A. Swainson | Management | For | For |
4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
4.2 | Elect Director Joseph W. Saunders | Management | For | For |
4.3 | Elect Director John A. Swainson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
WEBSTER FINANCIAL CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: WBS SECURITY ID: 947890109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Crawford | Management | For | For |
1.2 | Elect Director C. Michael Jacobi | Management | For | For |
1.3 | Elect Director Karen R. Osar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
WESTERN ALLIANCE BANCORPORATION MEETING DATE: NOV 30, 2010 | ||||
TICKER: WAL SECURITY ID: 957638109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Securities Transfer Restrictions | Management | For | Against |
ZIONS BANCORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: ZION SECURITY ID: 989701107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry C. Atkin | Management | For | For |
2 | Elect Director Roger B. Porter | Management | For | For |
3 | Elect Director Stephen D. Quinn | Management | For | For |
4 | Elect Director L.E. Simmons | Management | For | For |
5 | Elect Director Shelley Thomas Williams | Management | For | For |
6 | Elect Director Steven C. Wheelwright | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR HEALTH CARE FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCRETIVE HEALTH, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: AH SECURITY ID: 00438V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary A. Tolan | Management | For | For |
1.2 | Elect Director J. Michael Cline | Management | For | For |
1.3 | Elect Director Denis J. Nayden | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ACHILLION PHARMACEUTICALS, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: ACHN SECURITY ID: 00448Q201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Kishbauch | Management | For | For |
1.2 | Elect Director Robert L. Van Nostrand | Management | For | For |
1.3 | Elect Director Nicole Vitullo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Cohen | Management | For | For |
1.2 | Elect Director Lorin J. Randall | Management | For | For |
1.3 | Elect Director Steven M. Rauscher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AFFYMAX, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: AFFY SECURITY ID: 00826A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hollings C. Renton | Management | For | For |
1.2 | Elect Director John P. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 01, 2011 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Heidi Fields | Management | For | For |
2 | Elect Director David M. Lawrence | Management | For | For |
3 | Elect Director A. Barry Rand | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: NOV 04, 2010 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Chookaszian | Management | For | For |
1.2 | Elect Director Eugene V. Fife | Management | For | For |
1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
1.4 | Elect Director Philip D. Green | Management | For | For |
1.5 | Elect Director Edward A. Kangas | Management | For | For |
1.6 | Elect Director John King | Management | For | For |
1.7 | Elect Director Michael J. Kluger | Management | For | For |
1.8 | Elect Director Philip M. Pead | Management | For | For |
1.9 | Elect Director Glen E. Tullman | Management | For | For |
1.10 | Elect Director Stephen Wilson | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Chookaszian | Management | For | For |
1.2 | Elect Director Eugene V. Fife | Management | For | For |
1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
1.4 | Elect Director Philip D. Green | Management | For | For |
1.5 | Elect Director Edward A. Kangas | Management | For | For |
1.6 | Elect Director Michael J. Kluger | Management | For | For |
1.7 | Elect Director Philip M. Pead | Management | For | For |
1.8 | Elect Director Glen E. Tullman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS, INC. MEETING DATE: AUG 13, 2010 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: AMMD SECURITY ID: 02744M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Emmitt | Management | For | For |
1.2 | Elect Director Christopher H. Porter | Management | For | For |
1.3 | Elect Director D. Verne Sharma | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: AMMD SECURITY ID: 02744M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AMGEN INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Vance D. Coffman | Management | For | For |
5 | Elect Director Rebecca M. Henderson | Management | For | For |
6 | Elect Director Frank C. Herringer | Management | For | For |
7 | Elect Director Gilbert S. Omenn | Management | For | For |
8 | Elect Director Judith C. Pelham | Management | For | For |
9 | Elect Director J. Paul Reason | Management | For | For |
10 | Elect Director Leonard D. Schaeffer | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
AMPLIFON S.P.A MEETING DATE: APR 20, 2011 | ||||
TICKER: AMP SECURITY ID: T0388E118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Director | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
ANTHERA PHARMACEUTICALS, INC. MEETING DATE: APR 19, 2011 | ||||
TICKER: ANTH SECURITY ID: 03674U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I Healy | Management | For | For |
1.2 | Elect Director Peter A. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARDEA BIOSCIENCES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RDEA SECURITY ID: 03969P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker, Ph.D. | Management | For | For |
1.2 | Elect Director Wendy L. Dixon, Ph.D. | Management | For | For |
1.3 | Elect Director Henry J. Fuchs, M.D. | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
1.6 | Elect Director Barry D. Quart | Management | For | For |
1.7 | Elect Director Kevin C. Tang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay R. LaMarche | Management | For | For |
1.2 | Elect Director Norbert G. Riedel, Ph.D. | Management | For | For |
1.3 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ARQULE, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: ARQL SECURITY ID: 04269E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. Lindsay | Management | For | For |
1.2 | Elect Director William G. Messenger | Management | For | For |
1.3 | Elect Director Patrick J. Zenner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARTHROCARE CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: ARTC SECURITY ID: 043136100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian P. Ahrens | Management | For | For |
1.2 | Elect Director Gregory A. Belinfanti | Management | For | For |
1.3 | Elect Director Barbara D. Boyan, Ph.D. | Management | For | For |
1.4 | Elect Director David Fitzgerald | Management | For | For |
1.5 | Elect Director James G. Foster | Management | For | For |
1.6 | Elect Director Terrence E. Geremski | Management | For | For |
1.7 | Elect Director Tord B. Lendau | Management | For | For |
1.8 | Elect Director Peter L. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Ratify Auditors | Management | For | For |
AVEO PHARMACEUTICALS, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: AVEO SECURITY ID: 053588109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Bate | Management | For | For |
1.2 | Elect Director Ronald A. DePinho, M.D. | Management | For | For |
1.3 | Elect Director Anthony B. Evnin, Ph.D. | Management | For | For |
1.4 | Elect Director Nicholas G. Galakatos, Ph.D. | Management | For | For |
1.5 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.6 | Elect Director Raju Kucherlapati, Ph.D. | Management | For | For |
1.7 | Elect Director Henri A. Termeer | Management | For | For |
1.8 | Elect Director Kenneth E. Weg | Management | For | For |
1.9 | Elect Director Robert C. Young, M.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne T. Hockmeyer | Management | For | For |
2 | Elect Director Robert L. Parkinson, Jr. | Management | For | For |
3 | Elect Director Thomas T. Stallkamp | Management | For | For |
4 | Elect Director Albert P.L. Stroucken | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Approve Omnibus Stock Plan | Management | For | Against |
10 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Caroline D. Dorsa | Management | For | For |
2 | Elect Director Stelios Papadopoulos | Management | For | For |
3 | Elect Director George A. Scangos | Management | For | For |
4 | Elect Director Lynn Schenk | Management | For | For |
5 | Elect Director Alexander J. Denner | Management | For | For |
6 | Elect Director Nancy L. Leaming | Management | For | For |
7 | Elect Director Richard C. Mulligan | Management | For | For |
8 | Elect Director Robert W. Pangia | Management | For | For |
9 | Elect Director Brian S. Posner | Management | For | For |
10 | Elect Director Eric K. Rowinsky | Management | For | For |
11 | Elect Director Stephen A. Sherwin | Management | For | For |
12 | Elect Director William D. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Declassify the Board of Directors | Management | For | For |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katharine T. Bartlett | Management | For | For |
1.2 | Elect Director Bruce L. Byrnes | Management | For | For |
1.3 | Elect Director Nelda J. Connors | Management | For | For |
1.4 | Elect Director J. Raymond Elliott | Management | For | For |
1.5 | Elect Director Kristina M. Johnson | Management | For | For |
1.6 | Elect Director Ernest Mario | Management | For | For |
1.7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1.8 | Elect Director Pete M. Nicholas | Management | For | For |
1.9 | Elect Director Uwe E. Reinhardt | Management | For | For |
1.10 | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
BRUKER CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: BRKR SECURITY ID: 116794108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Fesik | Management | For | For |
1.2 | Elect Director Dirk D. Laukien | Management | For | For |
1.3 | Elect Director Richard M. Stein | Management | For | For |
1.4 | Elect Director Charles F. Wagner, Jr. | Management | For | For |
1.5 | Elect Director Bernhard Wangler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
C. R. BARD, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Kelly | Management | For | For |
1.2 | Elect Director Gail K. Naughton | Management | For | For |
1.3 | Elect Director John H. Weiland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
6 | Declassify the Board of Directors | Shareholder | Against | For |
CARDIOME PHARMA CORP. MEETING DATE: JUN 06, 2011 | ||||
TICKER: COM SECURITY ID: 14159U202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert W. Rieder as Director | Management | For | For |
1.2 | Elect Jackie M. Clegg as Director | Management | For | For |
1.3 | Elect Peter W. Roberts as Director | Management | For | For |
1.4 | Elect Harold H. Shlevin as Director | Management | For | For |
1.5 | Elect Richard M. Glickman as Director | Management | For | For |
1.6 | Elect Douglass J. Janzen as Director | Management | For | For |
1.7 | Elect William L. Hunter as Director | Management | For | For |
2 | Approve KPMG, LLC as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CARRIAGE SERVICES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: CSV SECURITY ID: 143905107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. DeCarlo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CHELSEA THERAPEUTICS INTERNATIONAL, LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: CHTP SECURITY ID: 163428105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Simon Pedder | Management | For | For |
1.2 | Elect Director Michael Weiser | Management | For | For |
1.3 | Elect Director Kevan Clemens | Management | For | For |
1.4 | Elect Director Norman Hardman | Management | For | For |
1.5 | Elect Director Johnson Y.N. Lau | Management | For | For |
1.6 | Elect Director Roger Stoll | Management | For | For |
1.7 | Elect Director William Rueckert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roman Martinez IV | Management | For | For |
2 | Elect Director Carol Cox Wait | Management | For | For |
3 | Elect Director William D. Zollars | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
COLUMBIA LABORATORIES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: CBRX SECURITY ID: 197779101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Valerie L. Andrews | Management | For | Withhold |
1.2 | Elect Director Edward A. Blechschmidt | Management | For | Withhold |
1.3 | Elect Director Frank C. Condella, Jr. | Management | For | Withhold |
1.4 | Elect Director Cristina Csimma | Management | For | Withhold |
1.5 | Elect Director Stephen G. Kasnet | Management | For | Withhold |
1.6 | Elect Director G. Frederick Wilkinson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COMMUNITY HEALTH SYSTEMS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: CYH SECURITY ID: 203668108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Larry Cash | Management | For | For |
2 | Elect Director James S. Ely III | Management | For | For |
3 | Elect Director John A. Fry | Management | For | For |
4 | Elect Director William Norris Jennings | Management | For | For |
5 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
COMPUTER PROGRAMS AND SYSTEMS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: CPSI SECURITY ID: 205306103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest F. Ladd, III | Management | For | For |
1.2 | Elect Director David A. Dye | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
COVANCE INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: CVD SECURITY ID: 222816100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Costley | Management | For | For |
1.2 | Elect Director Sandra L. Helton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Welfare Act Violations | Shareholder | Against | Abstain |
COVIDIEN PUBLIC LIMITED COMPANY MEETING DATE: MAR 15, 2011 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Arnold | Management | For | For |
2 | Elect Director Robert H. Brust | Management | For | For |
3 | Elect Director John M. Connors, Jr. | Management | For | For |
4 | Elect Director Christopher J. Coughlin | Management | For | For |
5 | Elect Director Timothy M. Donahue | Management | For | For |
6 | Elect Director Kathy J. Herbert | Management | For | For |
7 | Elect Director Randall J. Hogan III | Management | For | For |
8 | Elect Director Richard J. Meelia | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Tadataka Yamada | Management | For | For |
11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DYNAVAX TECHNOLOGIES CORPORATION MEETING DATE: JAN 05, 2011 | ||||
TICKER: DVAX SECURITY ID: 268158102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
DYNAVAX TECHNOLOGIES CORPORATION MEETING DATE: JUN 01, 2011 | ||||
TICKER: DVAX SECURITY ID: 268158102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel Kisner | Management | For | For |
1.2 | Elect Director J. Tyler Martin | Management | For | For |
1.3 | Elect Director Stanley A. Plotkin | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cardis | Management | For | For |
2 | Elect Director David E.I. Pyott | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
EMERITUS CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. R. Brereton Barlow | Management | For | For |
1.2 | Elect Director Daniel R. Baty | Management | For | For |
1.3 | Elect Director Bruce L. Busby | Management | For | For |
1.4 | Elect Director James R. Ladd | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | For |
1.2 | Elect Director Maura C. Breen | Management | For | For |
1.3 | Elect Director Nicholas J. LaHowchic | Management | For | For |
1.4 | Elect Director Thomas P. Mac Mahon | Management | For | For |
1.5 | Elect Director Frank Mergenthaler | Management | For | For |
1.6 | Elect Director Woodrow A. Myers Jr. | Management | For | For |
1.7 | Elect Director John O. Parker, Jr. | Management | For | For |
1.8 | Elect Director George Paz | Management | For | For |
1.9 | Elect Director Samuel K. Skinner | Management | For | For |
1.10 | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
FRESENIUS MEDICAL CARE AG & CO. KGAA MEETING DATE: MAY 12, 2011 | ||||
TICKER: FME SECURITY ID: D2734Z107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010; Accept Financial Statements and Statutory Reports for Fiscal 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.65 per Common Share and EUR 0.67 per Preference Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Remuneration System for Management Board Members of Personally Liable Partner | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
7a | Elect Gerd Krick to the Supervisory Board | Management | For | For |
7b | Elect Dieter Schenk to the Supervisory Board | Management | For | For |
7c | Elect Bernd Fahrholz to the Supervisory Board | Management | For | For |
7d | Elect Walter Weisman to the Supervisory Board and Joint Committee | Management | For | For |
7e | Elect William Johnston to the Supervisory Board and Joint Committee | Management | For | For |
7f | Elect Rolf Classon to the Supervisory Board | Management | For | For |
8 | Approve Remuneration of Supervisory Board | Management | For | For |
9a | Approve Cancellation of Conditional Capital Pools | Management | For | For |
9b | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 12 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HANGER ORTHOPEDIC GROUP, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: HGR SECURITY ID: 41043F208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Cooper | Management | For | Withhold |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Eric A. Green | Management | For | Withhold |
1.4 | Elect Director Stephen E. Hare | Management | For | For |
1.5 | Elect Director Issac Kaufman | Management | For | For |
1.6 | Elect Director Thomas F. Kirk | Management | For | For |
1.7 | Elect Director Peter J. Nelf | Management | For | Withhold |
1.8 | Elect Director Bennett Rosenthal | Management | For | For |
1.9 | Elect Director Ivan R. Sabel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Eliminate Class of Common Stock | Management | For | For |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
6 | Amend Certificate of Incorporation to Remove Duplicative Provisions and Make Other Changes | Management | For | For |
7 | Ratify Auditors | Management | For | For |
HEALTHSOUTH CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: HLS SECURITY ID: 421924309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Blechschmidt | Management | For | For |
1.2 | Elect Director John W. Chidsey | Management | For | For |
1.3 | Elect Director Donald L. Correll | Management | For | For |
1.4 | Elect Director Yvonne M. Curl | Management | For | For |
1.5 | Elect Director Charles M. Elson | Management | For | For |
1.6 | Elect Director Jay Grinney | Management | For | For |
1.7 | Elect Director Jon F. Hanson | Management | For | For |
1.8 | Elect Director Leo I. Higdon, Jr. | Management | For | For |
1.9 | Elect Director John E. Maupin, Jr. | Management | For | For |
1.10 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
HEARTWARE INTERNATIONAL, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: HTWR SECURITY ID: 422368100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy Barberich | Management | For | For |
1.2 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
1.3 | Elect Director Robert Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Stock Option Plan Grants to Douglas Godshall | Management | For | For |
6 | Approve Stock Option Plan Grants to Robert Thomas | Management | For | For |
7 | Approve Stock Option Plan Grants to Seth Harrison | Management | For | For |
8 | Approve Stock Option Plan Grants to Timothy Barberich | Management | For | For |
9 | Approve Stock Option Plan Grants to Christine Bennett | Management | For | For |
10 | Approve Stock Option Plan Grants to Charles Raymond Larkin, Jr. | Management | For | For |
11 | Approve Stock Option Plan Grants to Robert Stockman | Management | For | For |
12 | Approve Stock Option Plan Grants to Denis Wade | Management | For | For |
13 | Approve Issuance of Convertible Debentures | Management | For | For |
14 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 5-12 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | Management | None | For |
HOLOGIC, INC. MEETING DATE: MAR 02, 2011 | ||||
TICKER: HOLX SECURITY ID: 436440101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Cumming | Management | For | For |
1.2 | Elect Director Robert A. Cascella | Management | For | For |
1.3 | Elect Director Glenn P. Muir | Management | For | For |
1.4 | Elect Director Sally W. Crawford | Management | For | For |
1.5 | Elect Director David R. Lavance, Jr. | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Lawrence M. Levy | Management | For | For |
1.8 | Elect Director Elaine S. Ullian | Management | For | For |
1.9 | Elect Director Wayne Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Colin Goddard | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director George J. Morrow | Management | For | For |
1.9 | Elect Director Gregory Norden | Management | For | For |
1.10 | Elect Director H. Thomas Watkins | Management | For | For |
1.11 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ICON PLC MEETING DATE: JUL 19, 2010 | ||||
TICKER: IJF SECURITY ID: 45103T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Bruce Given as Director | Management | For | For |
3 | Reelect Thomas Lynch as Director | Management | For | For |
4 | Reelect Declan McKeon as Director | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
7 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorise Shares for Market Purchase | Management | For | For |
9 | Amend Articles Re: Replacement to Form of Articles of Association | Management | For | For |
10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ILLUMINA, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Roy A. Whitfield | Management | For | For |
1.3 | Elect Director Gerald Moller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INCYTE CORPORATION MEETING DATE: MAY 20, 2011 | ||||
TICKER: INCY SECURITY ID: 45337C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director John F. Niblack | Management | For | For |
1.8 | Elect Director Roy A. Whitfield | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
INHIBITEX, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: INHX SECURITY ID: 45719T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. James Barrett, Ph.D. | Management | For | For |
1.2 | Elect Director Russell M. Medford, M.D., Ph.D. | Management | For | For |
1.3 | Elect Director A. Keith Willard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
KINDRED HEALTHCARE, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: KND SECURITY ID: 494580103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Elect Director Edward L. Kuntz | Management | For | For |
3 | Elect Director Joel Ackerman | Management | For | For |
4 | Elect Director Ann C. Berzin | Management | For | For |
5 | Elect Director Jonathan D. Blum | Management | For | For |
6 | Elect Director Thomas P. Cooper | Management | For | For |
7 | Elect Director Paul J. Diaz | Management | For | For |
8 | Elect Director Isaac Kaufman | Management | For | For |
9 | Elect Director Frederick J. Kleisner | Management | For | For |
10 | Elect Director Eddy J. Rogers, Jr. | Management | For | For |
11 | Elect Director Phyllis R. Yale | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Adjourn Meeting | Management | For | Against |
LABORATORY CORPORATION OF AMERICA HOLDINGS MEETING DATE: MAY 11, 2011 | ||||
TICKER: LH SECURITY ID: 50540R409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David P. King | Management | For | For |
2 | Elect Director Kerrii B. Anderson | Management | For | For |
3 | Elect Director Jean-luc Belingard | Management | For | For |
4 | Elect Director N. Anthony Coles, Jr. | Management | For | For |
5 | Elect Director Wendy E. Lane | Management | For | For |
6 | Elect Director Thomas P. Mac Mahon | Management | For | For |
7 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
8 | Elect Director Arthur H. Rubenstein | Management | For | For |
9 | Elect Director M. Keith Weikel | Management | For | For |
10 | Elect Director R. Sanders Williams | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
LCA-VISION INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: LCAV SECURITY ID: 501803308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Bahl | Management | For | For |
1.2 | Elect Director John H. Gutfreund | Management | For | For |
1.3 | Elect Director John C. Hassan | Management | For | For |
1.4 | Elect Director Edgar F. Heizer, III | Management | For | For |
1.5 | Elect Director E. Anthony Woods | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MASIMO CORPORATION MEETING DATE: JUN 01, 2011 | ||||
TICKER: MASI SECURITY ID: 574795100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Barker | Management | For | For |
1.2 | Elect Director Sanford Fitch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
MCKESSON CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Report on Pay Disparity | Shareholder | Against | Against |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MEDIVIR MEETING DATE: MAY 05, 2011 | ||||
TICKER: MVIR B SECURITY ID: W56151108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive President's Report and Chairman's Report | Management | None | None |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Members (5) and Deputy Members (0) of Board | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 450,000 for Chairman and SEK 200,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Bjorn Andersson, Anna Malm Bernsten, Ingemar Kihlstrom, Ron Long, and Goran Pettersson as Directors | Management | For | Did Not Vote |
14 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
MEDIVIR MEETING DATE: MAY 05, 2011 | ||||
TICKER: MVIR B SECURITY ID: W56151108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Approve Issuance of Shares in Connection with Acquisition of BioPhausia AB | Management | For | Did Not Vote |
MERCK & CO., INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Kenneth C. Frazier | Management | For | For |
5 | Elect Director Thomas H. Glocer | Management | For | For |
6 | Elect Director Steven F. Goldstone | Management | For | For |
7 | Elect Director William B. Harrison. Jr. | Management | For | For |
8 | Elect Director Harry R. Jacobson | Management | For | For |
9 | Elect Director William N. Kelley | Management | For | For |
10 | Elect Director C. Robert Kidder | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
12 | Elect Director Carlos E. Represas | Management | For | For |
13 | Elect Director Patricia F. Russo | Management | For | For |
14 | Elect Director Thomas E. Shenk | Management | For | For |
15 | Elect Director Anne M. Tatlock | Management | For | For |
16 | Elect Director Craig B. Thompson | Management | For | For |
17 | Elect Director Wendell P. Weeks | Management | For | For |
18 | Elect Director Peter C. Wendell | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
MERRIMACK PHARMACEUTICALS, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: SECURITY ID: 41E99L229 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2 | Elect Directors Gary Crocker, James Dresser, Gordon Fehr, Robert Gay, Walter Lovenberg, Robert Mulroy, Sarah Nash, Michael Porter and Anthony Sinskey | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MICROMET, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: MITI SECURITY ID: 59509C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian Itin, Ph.D. | Management | For | For |
1.2 | Elect Director Peter Johann, Ph.D. | Management | For | For |
1.3 | Elect Director Joseph P. Slattery | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: NBIX SECURITY ID: 64125C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Gorman | Management | For | For |
1.2 | Elect Director Gary A. Lyons | Management | For | For |
1.3 | Elect Director William H. Rastetter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Ratify Auditors | Management | For | For |
NORDION INC. MEETING DATE: MAR 10, 2011 | ||||
TICKER: NDN SECURITY ID: 65563C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Anderson | Management | For | For |
1.2 | Elect Director William G. Dempsey | Management | For | Withhold |
1.3 | Elect Director Robert W. Luba | Management | For | For |
1.4 | Elect Director Mary A. Mogford | Management | For | For |
1.5 | Elect Director Sean Murphy | Management | For | For |
1.6 | Elect Director Kenneth Newport | Management | For | For |
1.7 | Elect Director Adeoye Olukotun | Management | For | For |
1.8 | Elect Director Steven M. West | Management | For | For |
1.9 | Elect Director Janet Woodruff | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
OMNICARE, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: OCR SECURITY ID: 681904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John G. Figueroa | Management | For | For |
2 | Elect Director Steven J. Heyer | Management | For | For |
3 | Elect Director Andrea R. Lindell | Management | For | For |
4 | Elect Director James D. Shelton | Management | For | For |
5 | Elect Director Amy Wallman | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Ratify Auditors | Management | For | For |
OPTIMER PHARMACEUTICALS, INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: OPTR SECURITY ID: 68401H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony E. Altig | Management | For | For |
1.2 | Elect Director Michael N. Chang | Management | For | For |
1.3 | Elect Director Robert L. Zerbe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ORTHOVITA, INC. MEETING DATE: JUL 26, 2010 | ||||
TICKER: VITA SECURITY ID: 68750U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Scott Barry | Management | For | For |
1.2 | Elect Director Morris Cheston, Jr. | Management | For | For |
1.3 | Elect Director Antony Koblish | Management | For | For |
1.4 | Elect Director Mary E. Paetzold | Management | For | For |
1.5 | Elect Director Paul G. Thomas | Management | For | For |
1.6 | Elect Director William E. Tidmore, Jr. | Management | For | For |
1.7 | Elect Director Paul Touhey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
PAREXEL INTERNATIONAL CORPORATION MEETING DATE: DEC 09, 2010 | ||||
TICKER: PRXL SECURITY ID: 699462107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Dana Callow, Jr. | Management | For | For |
1.2 | Elect Director Christopher J. Lindop | Management | For | For |
1.3 | Elect Director Josef H. von Rickenbach | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PERRIGO COMPANY MEETING DATE: OCT 27, 2010 | ||||
TICKER: PRGO SECURITY ID: 714290103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurie Brlas | Management | For | For |
1.2 | Elect Director Michael J. Jandernoa | Management | For | For |
1.3 | Elect Director Joseph C. Papa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director W. Don Cornwell | Management | For | For |
5 | Elect Director Frances D. Fergusson | Management | For | For |
6 | Elect Director William H. Gray III | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director James M. Kilts | Management | For | For |
9 | Elect Director George A. Lorch | Management | For | For |
10 | Elect Director John P. Mascotte | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ian C. Read | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
17 | Publish Political Contributions | Shareholder | Against | Abstain |
18 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
20 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
22 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
PIRAMAL HEALTHCARE LIMITED MEETING DATE: JUL 09, 2010 | ||||
TICKER: 500302 SECURITY ID: Y6941N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 5.40 Per Share | Management | For | For |
3 | Reappoint R.A. Shah as Director | Management | For | For |
4 | Reappoint N. Vaghul as Director | Management | For | For |
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Commission Remuneration of Non-Executive Directors | Management | For | For |
7 | Approve Reappointment and Remuneration of N. Santhanam as Executive Director and COO | Management | For | For |
8 | Approve Transfer of Register of Members, Documents and Certificates to Share Transfer Agents | Management | For | For |
PIRAMAL HEALTHCARE LIMITED MEETING DATE: DEC 01, 2010 | ||||
TICKER: 500302 SECURITY ID: Y6941N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of up to 41.8 Million Equity Shares at a Price of INR 600 Per Share | Management | For | For |
2 | Approve Charitable Donations up to INR 2 Billion | Management | For | For |
PROTALIX BIOTHERAPEUTICS, INC. MEETING DATE: NOV 07, 2010 | ||||
TICKER: PLX SECURITY ID: 74365A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zeev Bronfeld | Management | For | For |
1.2 | Elect Director David Aviezer | Management | For | For |
1.3 | Elect Director Yoseph Shaaltiel | Management | For | For |
1.4 | Elect Director Alfred Akirov | Management | For | For |
1.5 | Elect Director Amos Bar-Shalev | Management | For | For |
1.6 | Elect Director Yodfat Harel Gross | Management | For | For |
1.7 | Elect Director Roger D. Kornberg | Management | For | For |
1.8 | Elect Director Eyal Sheratzky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PSS WORLD MEDICAL, INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: PSSI SECURITY ID: 69366A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary A. Corless | Management | For | For |
1.2 | Elect Director Melvin L. Hecktman | Management | For | For |
1.3 | Elect Director Delores M. Kesler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RAIA SA MEETING DATE: APR 29, 2011 | ||||
TICKER: RAIA3 SECURITY ID: P7991J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
RAIA SA MEETING DATE: APR 29, 2011 | ||||
TICKER: RAIA3 SECURITY ID: P7991J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Rectify Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2010 | Management | For | Abstain |
2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2011 | Management | For | For |
RITE AID CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: RAD SECURITY ID: 767754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
2 | Elect Director Andre Belzile | Management | For | For |
3 | Elect Director Francois J. Coutu | Management | For | For |
4 | Elect Director Michel Coutu | Management | For | For |
5 | Elect Director James L. Donald | Management | For | For |
6 | Elect Director David R. Jessick | Management | For | For |
7 | Elect Director Michael N. Regan | Management | For | For |
8 | Elect Director Mary F. Sammons | Management | For | For |
9 | Elect Director John T. Standley | Management | For | For |
10 | Elect Director Marcy Syms | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
RTI BIOLOGICS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: RTIX SECURITY ID: 74975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter F. Gearen | Management | For | For |
1.2 | Elect Director Adrian J. R. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SEATTLE GENETICS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: SGEN SECURITY ID: 812578102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
1.2 | Elect Director David W. Gryska | Management | For | For |
1.3 | Elect Director John P. McLaughlin | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SEQUENOM, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: SQNM SECURITY ID: 817337405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernst-Gunter Afting, Ph.D., M.D. | Management | For | For |
1.2 | Elect Director Kenneth F. Buechler, Ph.D. | Management | For | For |
1.3 | Elect Director John A. Fazio | Management | For | For |
1.4 | Elect Director Harry F. Hixson, Jr., Ph.D. | Management | For | For |
1.5 | Elect Director Richard A. Lerner, M.D. | Management | For | For |
1.6 | Elect Director Ronald M. Lindsay, Ph.D. | Management | For | For |
1.7 | Elect Director David Pendarvis | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
SHIRE PLC MEETING DATE: APR 26, 2011 | ||||
TICKER: SHP SECURITY ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Matthew Emmens as Director | Management | For | For |
4 | Re-elect Angus Russell as Director | Management | For | For |
5 | Re-elect Graham Hetherington as Director | Management | For | For |
6 | Re-elect David Kappler as Director | Management | For | For |
7 | Re-elect Patrick Langlois as Director | Management | For | For |
8 | Re-elect Dr Jeffrey Leiden as Director | Management | For | For |
9 | Elect Dr David Ginsburg as Director | Management | For | For |
10 | Elect Anne Minto as Director | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
12 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Adopt New Articles of Association | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SINOPHARM GROUP CO., LTD. MEETING DATE: JAN 07, 2011 | ||||
TICKER: 01099 SECURITY ID: Y8008N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chen Wenhao as Non-Executive Director | Management | For | For |
2 | Elect Zhou Bin as Non-Executive Director | Management | For | For |
3 | Elect Yao Fang as Supervisor | Management | For | For |
4 | Elect Lian Wanyong as Supervisor | Management | For | For |
5 | Approve Issuance of Medium-Term Bonds | Management | For | For |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard R. Devenuti | Management | For | For |
2 | Elect Director Thomas H. Garrett, III | Management | For | For |
3 | Elect Director Wendy L. Yarno | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Declassify the Board of Directors | Shareholder | None | For |
8 | Ratify Auditors | Management | For | For |
STEWART ENTERPRISES, INC. MEETING DATE: APR 07, 2011 | ||||
TICKER: STEI SECURITY ID: 860370105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Elstrott | Management | For | For |
1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
1.3 | Elect Director Alden J. McDonald, Jr | Management | For | For |
1.4 | Elect Director Ronald H. Patron | Management | For | For |
1.5 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
1.6 | Elect Director John K. Saer, Jr. | Management | For | For |
1.7 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
SUN HEALTHCARE GROUP, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: SUNH SECURITY ID: 86677E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory S. Anderson | Management | For | For |
2 | Elect Director Tony M. Astorga | Management | For | For |
3 | Elect Director Christian K. Bement | Management | For | For |
4 | Elect Director Michael J. Foster | Management | For | For |
5 | Elect Director Barbara B. Kennelly | Management | For | For |
6 | Elect Director William A. Mathies | Management | For | For |
7 | Elect Director Milton J. Walters | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SUNRISE SENIOR LIVING, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: SRZ SECURITY ID: 86768K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Thomas J. Donohue | Management | For | For |
1.3 | Elect Director Stephen D. Harlan | Management | For | For |
1.4 | Elect Director Paul J. Klaassen | Management | For | For |
1.5 | Elect Director Lynn Krominga | Management | For | For |
1.6 | Elect Director William G. Little | Management | For | For |
1.7 | Elect Director Mark S. Ordan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TARGACEPT, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: TRGT SECURITY ID: 87611R306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. James Barrett | Management | For | For |
1.2 | Elect Director Julia R. Brown | Management | For | For |
1.3 | Elect Director J. Donald DeBethizy | Management | For | For |
1.4 | Elect Director John P. Richard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
TEAM HEALTH HOLDINGS, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: TMH SECURITY ID: 87817A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg Roth | Management | For | For |
1.2 | Elect Director James L. Bierman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE COOPER COMPANIES, INC. MEETING DATE: MAR 16, 2011 | ||||
TICKER: COO SECURITY ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Thomas Bender | Management | For | For |
2 | Elect Director Michael H. Kalkstein | Management | For | For |
3 | Elect Director Jody S. Lindell | Management | For | For |
4 | Elect Director Donald Press | Management | For | For |
5 | Elect Director Steven Rosenberg | Management | For | For |
6 | Elect Director Allan E. Rubenstein | Management | For | For |
7 | Elect Director Robert S. Weiss | Management | For | For |
8 | Elect Director Stanley Zinberg | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THERAVANCE, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Jeffrey M. Drazan | Management | For | For |
1.3 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.5 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.6 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
1.7 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
1.8 | Elect Director William H. Waltrip | Management | For | For |
1.9 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
1.10 | Elect Director William D. Young | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Lynch | Management | For | For |
2 | Elect Director William G. Parrett | Management | For | For |
3 | Elect Director Michael E. Porter | Management | For | For |
4 | Elect Director Scott M. Sperling | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Declassify the Board of Directors | Shareholder | Against | For |
UNITED DRUG PLC MEETING DATE: FEB 17, 2011 | ||||
TICKER: UN6A SECURITY ID: G9230Q157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4a | Reelect Christopher Brinsmead as a Director | Management | For | For |
4b | Reelect Annette Flynn as a Director | Management | For | For |
4c | Reelect Peter Gray as a Director | Management | For | For |
4d | Reelect Ronnie Kells as a Director | Management | For | For |
4e | Reelect Gary McGann as a Director | Management | For | For |
4f | Reelect Barry McGrane as a Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9 | Authorize Share Repurchase Program | Management | For | For |
10 | Authorise Reissuance of Repurchased Shares | Management | For | For |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 29, 2011 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | For |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: MAY 23, 2011 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Rodger A. Lawson | Management | For | For |
7 | Elect Director Douglas W. Leatherdale | Management | For | For |
8 | Elect Director Glenn M. Renwick | Management | For | For |
9 | Elect Director Kenneth I. Shine | Management | For | For |
10 | Elect Director Gail R. Wilensky | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
UNIVERSAL AMERICAN CORP. MEETING DATE: APR 27, 2011 | ||||
TICKER: UAM SECURITY ID: 913377107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL MEETING DATE: SEP 27, 2010 | ||||
TICKER: VRX SECURITY ID: 91911X104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: MAY 16, 2011 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Ingram as Director | Management | For | For |
1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
1.3 | Elect G. Mason Morfit as Director | Management | For | For |
1.4 | Elect Laurence E. Paul as Director | Management | For | For |
1.5 | Elect J. Michael Pearson as Director | Management | For | For |
1.6 | Elect Robert N. Power as Director | Management | For | For |
1.7 | Elect Norma A. Provencio as Director | Management | For | For |
1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
1.9 | Elect Katharine Stevenson as Director | Management | For | For |
1.10 | Elect Michael R. Van Every as Director | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
WATSON PHARMACEUTICALS, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: WPI SECURITY ID: 942683103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael J. Fedida | Management | For | For |
2 | Elect Director Albert F. Hummel | Management | For | For |
3 | Elect Director Catherine M. Klema | Management | For | For |
4 | Elect Director Anthony Selwyn Tabatznik | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
WEBMD HEALTH CORP. MEETING DATE: OCT 21, 2010 | ||||
TICKER: WBMD SECURITY ID: 94770V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. Cameron | Management | For | For |
1.2 | Elect Director Wayne T. Gattinella | Management | For | For |
1.3 | Elect Director Abdool Rahim Moossa | Management | For | For |
1.4 | Elect Director Stanley S. Trotman, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WILLIAM DEMANT HOLDINGS MEETING DATE: APR 13, 2011 | ||||
TICKER: WDH SECURITY ID: K9898W129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4.1 | Reelect Lars Johansen as Director | Management | For | Did Not Vote |
4.2 | Reelect Peter Foss as Director | Management | For | Did Not Vote |
4.3 | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
4.4 | Reelect Thomas Hofman-Bang as Director | Management | For | Did Not Vote |
5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
6a | Amend Articles of Association Regarding Agenda for Annual General Meetings | Management | For | Did Not Vote |
6b | Approve Remuneration of Directors for Current Year in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Deputy Chairman, and DKK 300,000 for Other Directors | Management | For | Did Not Vote |
6c | Amend Articles Re: Amend Article 11.11 to Read: Board Members Receive an Annual Salary to be Approved by the Shareholders. | Management | For | Did Not Vote |
6d | Approve Renewal of Authorization to Increase Share Capital without Preemptive Rights | Management | For | Did Not Vote |
6e | Authorize Share Repurchase Program | Management | For | Did Not Vote |
6f | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
7 | Other Business | Management | None | None |
ZIOPHARM ONCOLOGY, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: ZIOP SECURITY ID: 98973P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis, M.D., Ph.D. | Management | For | For |
1.2 | Elect Director Richard E. Bagley | Management | For | For |
1.3 | Elect Director Murray Brennan, M.D. | Management | For | For |
1.4 | Elect Director James A. Cannon | Management | For | For |
1.5 | Elect Director Senator Wyche Fowler, Jr. | Management | For | For |
1.6 | Elect Director Randal J. Kirk | Management | For | For |
1.7 | Elect Director Timothy McInerney | Management | For | For |
1.8 | Elect Director Michael Weiser, M.D., Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
FIDELITY ADVISOR INDUSTRIALS FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M COMPANY MEETING DATE: MAY 10, 2011 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linda G. Alvarado | Management | For | For |
2 | Elect Director George W. Buckley | Management | For | For |
3 | Elect Director Vance D. Coffman | Management | For | For |
4 | Elect Director Michael L. Eskew | Management | For | For |
5 | Elect Director W. James Farrell | Management | For | For |
6 | Elect Director Herbert L. Henkel | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director Robert S. Morrison | Management | For | For |
9 | Elect Director Aulana L. Peters | Management | For | For |
10 | Elect Director Robert J. Ulrich | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
A. O. SMITH CORPORATION MEETING DATE: APR 11, 2011 | ||||
TICKER: AOS SECURITY ID: 831865209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
1.2 | Elect Director Robert J. O'Toole | Management | For | For |
1.3 | Elect Director Idelle K. Wolf | Management | For | For |
1.4 | Elect Director Gene C. Wulf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ACTUANT CORPORATION MEETING DATE: JAN 14, 2011 | ||||
TICKER: ATU SECURITY ID: 00508X203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
1.3 | Elect Director Gustav H.P. Boel | Management | For | For |
1.4 | Elect Director Thomas J. Fischer | Management | For | For |
1.5 | Elect Director William K. Hall | Management | For | For |
1.6 | Elect Director R. Alan Hunter | Management | For | For |
1.7 | Elect Director Robert A. Peterson | Management | For | For |
1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
1.9 | Elect Director Dennis K. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACUITY BRANDS, INC. MEETING DATE: JAN 07, 2011 | ||||
TICKER: AYI SECURITY ID: 00508Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon D. Harnett | Management | For | For |
1.2 | Elect Director Robert F. McCullough | Management | For | For |
1.3 | Elect Director Neil Williams | Management | For | For |
1.4 | Elect Director Norman H. Wesley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 01, 2011 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Heidi Fields | Management | For | For |
2 | Elect Director David M. Lawrence | Management | For | For |
3 | Elect Director A. Barry Rand | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALSTOM MEETING DATE: JUN 28, 2011 | ||||
TICKER: ALO SECURITY ID: F0259M475 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
4 | Reelect Patrick Kron as Director | Management | For | For |
5 | Reelect Candace Beinecke as Director | Management | For | For |
6 | Reelect Jean-Martin Folz as Director | Management | For | For |
7 | Reelect James W Leng as Director | Management | For | For |
8 | Reelect Klaus Mangold as Director | Management | For | For |
9 | Reelect Alan Thomson as Director | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AMETEK, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Conti | Management | For | For |
1.2 | Elect Director Frank S. Hermance | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUL 02, 2010 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | For |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director James J. Gaffney | Management | For | For |
1.5 | Elect Director Tao Huang | Management | For | For |
1.6 | Elect Director Michael F. Johnston | Management | For | For |
1.7 | Elect Director Larry S. McWilliams | Management | For | For |
1.8 | Elect Director James J. O'Connor | Management | For | For |
1.9 | Elect Director John J. Roberts | Management | For | For |
1.10 | Elect Director Richard E. Wenz | Management | For | For |
1.11 | Elect Director Bettina M. Whyte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BARLOWORLD LTD MEETING DATE: JAN 26, 2011 | ||||
TICKER: BAW SECURITY ID: S08470189 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2010 | Management | For | For |
2 | Elect Peter Bulterman as Director | Management | For | For |
3 | Re-elect Alexander Hamilton as Director | Management | For | For |
4 | Re-elect Martin Laubscher as Director | Management | For | For |
5 | Re-elect Thembalihle Nyasulu as Director | Management | For | Against |
6 | Re-elect Clive Thomson as Director | Management | For | For |
7 | Reappoint the Members of the Audit Committee | Management | For | For |
8 | Reappoint Deloitte & Touche as Auditors with G Berry as the Individual Registered Auditor and Authorise the Board to Determine Their Remuneration | Management | For | For |
9.1 | Approve Fees for the Chairman of the Board | Management | For | For |
9.2 | Approve Fees for the Resident Non-executive Directors | Management | For | For |
9.3 | Approve Fees for the Non-resident Non-executive Directors | Management | For | For |
9.4 | Approve Fees for the Chairman of the Audit Committee (Non-resident) | Management | For | For |
9.5 | Approve Fees for the Resident Members of the Audit Committee | Management | For | For |
9.6 | Approve Fees for the Chairman of the Remuneration Committee (Non-resident) | Management | For | For |
9.7 | Approve Fees for the Chairman of the Empowerment and Transformation Committee (Resident) | Management | For | For |
9.8 | Approve Fees for the Chairman of the Risk and Sustainability Committee (Resident) | Management | For | For |
9.9 | Approve Fees for the Chairman of the General Purposes Committee (Resident) | Management | For | For |
9.10 | Approve Fees for the Chairman of the Nomination Committee (Resident) | Management | For | For |
9.11 | Approve Fees for the Resident Members of Each of the Board Committees | Management | For | For |
9.12 | Approve Fees for the Non-resident Members of Each of the Board Committees | Management | For | For |
10 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
1 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
BE AEROSPACE, INC. MEETING DATE: JUL 29, 2010 | ||||
TICKER: BEAV SECURITY ID:�� 073302101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jim C. Cowart | Management | For | For |
1.2 | Elect Director Arthur E. Wegner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
BOMBARDIER INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: BBD.B SECURITY ID: 097751200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurent Beaudoin | Management | For | For |
1.2 | Elect Director Pierre Beaudoin | Management | For | For |
1.3 | Elect Director Andre Berard | Management | For | For |
1.4 | Elect Director J.R. Andre Bombardier | Management | For | For |
1.5 | Elect Director Janine Bombardier | Management | For | For |
1.6 | Elect Director Martha Finn Brooks | Management | For | For |
1.7 | Elect Director L. Denis Desautels | Management | For | For |
1.8 | Elect Director Thierry Desmarest | Management | For | For |
1.9 | Elect Director Jean-Louis Fontaine | Management | For | For |
1.10 | Elect Director Daniel Johnson | Management | For | For |
1.11 | Elect DirectorJean C. Monty | Management | For | For |
1.12 | Elect Director Carlos E. Represas | Management | For | For |
1.13 | Elect Director Jean-Pierre Rosso | Management | For | For |
1.14 | Elect Director Heinrich Weiss | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4.1 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
4.2 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
4.3 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
4.4 | Adopt Rules of Governance | Shareholder | Against | Against |
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFICATION DE NAVIRES ET D AERONEFS MEETING DATE: MAY 27, 2011 | ||||
TICKER: BVI SECURITY ID: F96888114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Non-Tax Deductible Expenses | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Reelect Patrick Buffet as Director | Management | For | For |
7 | Reelect Philippe Louis-Dreyfus as Director | Management | For | For |
8 | Reelect Pierre Hessler as Director | Management | For | For |
9 | Reelect Aldo Cardoso as Director | Management | For | For |
10 | Elect Barbara Vernicos as Director | Management | For | For |
11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Million | Management | For | For |
16 | Approve up to Aggregate Nominal Amount of EUR 1 Million for a Private Placement | Management | For | For |
17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 15 and 16 | Management | For | For |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 14, 15 and 16 Above | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | Against |
20 | Authorize Capitalization of Reserves of Up to EUR 1.5 Million for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
22 | Authorize Capital Increase of Up to EUR 1 Million for Future Exchange Offers | Management | For | For |
23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
24 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
25 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
26 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14, 15, 16, 18, 19, 21 and 22 at EUR 2 Million and from All Issuance Requests under Items 14, 15, 16, 18, 19, 20, 21 and 22 at EUR 3.5 Million | Management | For | For |
27 | Amend Article 26.3 of Bylaws to Comply with New Legislation Re: Attendance to General Meetings | Management | For | For |
28 | Amend Article 26.4 of Bylaws to Comply with New Legislation Re: Electronic Signature | Management | For | For |
29 | Amend Article 14.1 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: CHRW SECURITY ID: 12541W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert Ezrilov | Management | For | For |
2 | Elect Director Wayne M. Fortun | Management | For | For |
3 | Elect Director Brian P. Short | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
CATERPILLAR INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Eugene V. Fife | Management | For | For |
1.4 | Elect Director Juan Gallardo | Management | For | For |
1.5 | Elect Director David R. Goode | Management | For | For |
1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.7 | Elect Director Peter A. Magowan | Management | For | For |
1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Charles D. Powell | Management | For | For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Joshua I. Smith | Management | For | For |
1.15 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
10 | Require Independent Board Chairman | Shareholder | Against | Against |
11 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
CHARTER INTERNATIONAL PLC MEETING DATE: APR 20, 2011 | ||||
TICKER: CHTR SECURITY ID: G2110V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Lars Emilson as Director | Management | For | For |
4 | Re-elect John Biles as Director | Management | For | For |
5 | Re-elect Robert Careless as Director | Management | For | For |
6 | Re-elect James Deeley as Director | Management | For | For |
7 | Re-elect Grey Denham as Director | Management | For | For |
8 | Re-elect Michael Foster as Director | Management | For | For |
9 | Re-elect John Neill as Director | Management | For | For |
10 | Re-elect Andrew Osborne as Director | Management | For | For |
11 | Re-elect Manfred Wennemer as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CINTAS CORPORATION MEETING DATE: OCT 26, 2010 | ||||
TICKER: CTAS SECURITY ID: 172908105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gerald S. Adolph | Management | For | For |
2 | Elect Director Richard T. Farmer | Management | For | For |
3 | Elect Director Scott D. Farmer | Management | For | For |
4 | Elect Director James J. Johnson | Management | For | For |
5 | Elect Director Robert J. Kohlhepp | Management | For | For |
6 | Elect Director David C. Phillips | Management | For | For |
7 | Elect Director Joseph Scaminace | Management | For | For |
8 | Elect Director Ronald W. Tysoe | Management | For | For |
9 | Ratify Auditors | Management | For | For |
COOKSON GROUP PLC MEETING DATE: MAY 12, 2011 | ||||
TICKER: CKSN SECURITY ID: G24108246 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Mike Butterworth as Director | Management | For | For |
5 | Re-elect Jeff Harris as Director | Management | For | For |
6 | Re-elect Jeff Hewitt as Director | Management | For | For |
7 | Re-elect Peter Hill as Director | Management | For | For |
8 | Re-elect Jan Oosterveld as Director | Management | For | For |
9 | Re-elect Nick Salmon as Director | Management | For | For |
10 | Re-elect John Sussens as Director | Management | For | For |
11 | Re-elect Francois Wanecq as Director | Management | For | For |
12 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
COOPER INDUSTRIES PLC MEETING DATE: MAY 02, 2011 | ||||
TICKER: CBE SECURITY ID: G24140108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda A. Hill as Director | Management | For | For |
2 | Elect James J. Postl as Director | Management | For | For |
3 | Elect Mark S. Thompson as Director | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
9 | Authorize Share Repurchase by any Subsidiary of the Company | Management | For | For |
10 | Authorize the Reissue Price Range of Treasury Shares | Management | For | For |
COPA HOLDINGS S.A. MEETING DATE: MAY 04, 2011 | ||||
TICKER: CPAN SECURITY ID: P31076105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jose Castaneda as Director | Management | For | Did Not Vote |
2 | Elect Stanley Motta, Jaime Arias, Alberto C. Motta Jr., Joseph Fidanque, and Jose Castaneda as Directors | Management | For | Did Not Vote |
CSX CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donna M. Alvarado | Management | For | For |
2 | Elect Director John B. Breaux | Management | For | For |
3 | Elect Director Pamela L. Carter | Management | For | For |
4 | Elect Director Steven T. Halverson | Management | For | For |
5 | Elect Director Edward J. Kelly, III | Management | For | For |
6 | Elect Director Gilbert H. Lamphere | Management | For | For |
7 | Elect Director John D. McPherson | Management | For | For |
8 | Elect Director Timothy T. O'Toole | Management | For | For |
9 | Elect Director David M. Ratcliffe | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Michael J. Ward | Management | For | For |
12 | Elect Director J.C. Watts, Jr. | Management | For | For |
13 | Elect Director J. Steven Whisler | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CUMMINS INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Solso | Management | For | For |
2 | Elect Director N. Thomas Linebarger | Management | For | For |
3 | Elect Director William I. Miller | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Georgia R. Nelson | Management | For | For |
6 | Elect Director Carl Ware | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Robert J. Bernhard | Management | For | For |
9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
10 | Elect Director Stephen B. Dobbs | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
DANAHER CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Mitchell P. Rales | Management | For | For |
1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DIGITALGLOBE, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DGI SECURITY ID: 25389M877 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howell M. Estes, III | Management | For | For |
1.2 | Elect Director Alden Munson, Jr. | Management | For | For |
1.3 | Elect Director Eddy Zervigon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulary | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ECORODOVIAS INFRAESTRUTURA E LOGISTICA SA MEETING DATE: AUG 31, 2010 | ||||
TICKER: ECOR3 SECURITY ID: P3661R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Plan | Management | For | For |
2 | Approve Stock Option Awards up to the Limit of 685,764 Options | Management | For | For |
3 | Amend Article 14 | Management | For | For |
EMBRAER SA MEETING DATE: APR 26, 2011 | ||||
TICKER: ERJ SECURITY ID: 29082A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Increase the Size of Board, Increase the Maximum Number of Directors on Committees, and Increase the Number of Director Votes Needed to Remove Directors | Management | For | For |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Elect Fiscal Council Members | Management | For | For |
5 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Abstain |
6 | Approve Remuneration of Fiscal Council Members | Management | For | For |
EMCOR GROUP, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: EME SECURITY ID: 29084Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Bershad | Management | For | For |
1.2 | Elect Director David A.B. Brown | Management | For | For |
1.3 | Elect Director Larry J. Bump | Management | For | For |
1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
1.7 | Elect Director David H. Laidley | Management | For | For |
1.8 | Elect Director Frank T. MacInnis | Management | For | For |
1.9 | Elect Director Jerry E. Ryan | Management | For | For |
1.10 | Elect Director Michael T. Yonker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
EMERSON ELECTRIC CO. MEETING DATE: FEB 01, 2011 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D.N. Farr | Management | For | For |
1.2 | Elect Director H. Green | Management | For | For |
1.3 | Elect Director C.A. Peters | Management | For | For |
1.4 | Elect Director J.W. Prueher | Management | For | For |
1.5 | Elect Director R.L. Ridgway | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Report on Sustainability | Shareholder | Against | Abstain |
ESTERLINE TECHNOLOGIES CORPORATION MEETING DATE: MAR 02, 2011 | ||||
TICKER: ESL SECURITY ID: 297425100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Cremin | Management | For | For |
2 | Elect Director Anthony P. Franceschini | Management | For | For |
3 | Elect Director James J. Morris | Management | For | For |
4 | Elect Director Delores M. Etter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
FINNING INTERNATIONAL INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: FTT SECURITY ID: 318071404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ricardo Bacarreza as Director | Management | For | For |
1.2 | Elect James E.C. Carter as Director | Management | For | For |
1.3 | Elect David L. Emerson as Director | Management | For | For |
1.4 | Elect Kathleen M. O'Neill as Director | Management | For | For |
1.5 | Elect Christopher W. Patterson as Director | Management | For | For |
1.6 | Elect John M. Reid as Director | Management | For | For |
1.7 | Elect Andrew H. Simon as Director | Management | For | For |
1.8 | Elect Bruce L. Turner as Director | Management | For | For |
1.9 | Elect Michael T. Waites as Director | Management | For | For |
1.10 | Elect Douglas W.G. Whitehead as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Joseph W. Prueher | Management | For | For |
3 | Elect Director Suzanne H. Woolsey | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
FOSTER WHEELER AG MEETING DATE: FEB 24, 2011 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Umberto della Sala as Director | Management | For | For |
2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
FOSTER WHEELER AG MEETING DATE: MAY 03, 2011 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
1.2 | Elect Edward G. Galante as Director | Management | For | For |
1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Board and Senior Management | Management | For | For |
6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
GARDNER DENVER, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: GDI SECURITY ID: 365558105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald G. Barger, Jr. | Management | For | For |
1.2 | Elect Director Raymond R. Hipp | Management | For | For |
1.3 | Elect Director David D. Petratis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GENERAL CABLE CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: BGC SECURITY ID: 369300108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory B. Kenny | Management | For | For |
1.2 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.3 | Elect Director Patrick M. Prevost | Management | For | For |
1.4 | Elect Director Robert L. Smialek | Management | For | For |
1.5 | Elect Director John E. Welsh, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GEOEYE, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GEOY SECURITY ID: 37250W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Abrahamson | Management | For | For |
1.2 | Elect Director Joseph M. Ahearn | Management | For | For |
1.3 | Elect Director Martin C. Faga | Management | For | For |
1.4 | Elect Director Michael F. Horn, Sr. | Management | For | For |
1.5 | Elect Director Lawrence A. Hough | Management | For | For |
1.6 | Elect Director Matthew M. O'Connell | Management | For | For |
1.7 | Elect Director Roberta E. Lenczowski | Management | For | For |
1.8 | Elect Director James M. Simon, Jr. | Management | For | For |
1.9 | Elect Director William W. Sprague | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
GOODRICH CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: GR SECURITY ID: 382388106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
1.4 | Elect Director James W. Griffith | Management | For | For |
1.5 | Elect Director William R. Holland | Management | For | For |
1.6 | Elect Director John P. Jumper | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GRAFTECH INTERNATIONAL LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: GTI SECURITY ID: 384313102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy W. Carson | Management | For | For |
1.2 | Elect Director Mary B. Cranston | Management | For | For |
1.3 | Elect Director Harold E. Layman | Management | For | For |
1.4 | Elect Director Ferrell P. McClean | Management | For | For |
1.5 | Elect Director Nathan Milikowsky | Management | For | For |
1.6 | Elect Director Michael C. Nahl | Management | For | For |
1.7 | Elect Director Steven R. Shawley | Management | For | For |
1.8 | Elect Director Craig S. Shular | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HARSCO CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: HSC SECURITY ID: 415864107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. G. Eddy | Management | For | For |
1.2 | Elect Director D. C. Everitt | Management | For | For |
1.3 | Elect Director S. D. Fazzolari | Management | For | For |
1.4 | Elect Director S. E. Graham | Management | For | For |
1.5 | Elect Director T. D. Growcock | Management | For | For |
1.6 | Elect Director H. W. Knueppel | Management | For | For |
1.7 | Elect Director J. M. Loree | Management | For | For |
1.8 | Elect Director A. J. Sordoni, III | Management | For | For |
1.9 | Elect Director R. C. Wilburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
IHS INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: IHS SECURITY ID: 451734107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerre L. Stead | Management | For | For |
1.2 | Elect Director C. Michael Armstrong | Management | For | For |
1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.4 | Elect Director Brian H. Hall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
IRON MOUNTAIN INCORPORATED MEETING DATE: JUN 10, 2011 | ||||
TICKER: IRM SECURITY ID: 462846106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarke H. Bailey | Management | For | Withhold |
1.2 | Elect Director Kent P. Dauten | Management | For | Withhold |
1.3 | Elect Director Paul F. Deninger | Management | For | Withhold |
1.4 | Elect Director Per-Kristian Halvorsen | Management | For | Withhold |
1.5 | Elect Director Michael W. Lamach | Management | For | Withhold |
1.6 | Elect Director Allan Z. Loren | Management | For | For |
1.7 | Elect Director Arthur D. Little | Management | For | Withhold |
1.8 | Elect Director C. Richard Reese | Management | For | Withhold |
1.9 | Elect Director Vincent J. Ryan | Management | For | Withhold |
1.10 | Elect Director Laurie A. Tucker | Management | For | Withhold |
1.11 | Elect Director Alfred J. Verrecchia | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John F. Coyne | Management | For | For |
2 | Elect Director Linda Fayne Levinson | Management | For | For |
3 | Elect Director Craig L. Martin | Management | For | For |
4 | Elect Director John P. Jumper | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
KANSAS CITY SOUTHERN MEETING DATE: MAY 05, 2011 | ||||
TICKER: KSU SECURITY ID: 485170302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry R. Davis | Management | For | For |
1.2 | Elect Director Robert J. Druten | Management | For | For |
1.3 | Elect Director Rodney E. Slater | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
KUEHNE & NAGEL INTERNATIONAL AG MEETING DATE: MAY 10, 2011 | ||||
TICKER: KNIN SECURITY ID: H4673L145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 2.75 per Share from Balance Sheet Profit and CHF 1.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4a | Reelect Juergen Fitschen as Director | Management | For | Did Not Vote |
4b | Reelect Karl Gernandt as Director | Management | For | Did Not Vote |
4c | Reelect Hans-Joerg Hager as Director | Management | For | Did Not Vote |
4d | Reelect Klaus-Michael Kuehne as Director | Management | For | Did Not Vote |
4e | Reelect Hans Lerch as Director | Management | For | Did Not Vote |
4f | Reelect Wolfgang Peiner as Director | Management | For | Did Not Vote |
4g | Reelect Thomas Staehelin as Director | Management | For | Did Not Vote |
4h | Reelect Joerg Wolle as Director | Management | For | Did Not Vote |
4i | Reelect Bernd Wrede as Director | Management | For | Did Not Vote |
4j | Elect Renato Fassbind as Director | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janet K. Cooper | Management | For | For |
2 | Elect Director John W. Norris, Iii | Management | For | For |
3 | Elect Director Paul W. Schmidt | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MEGGITT PLC MEETING DATE: APR 20, 2011 | ||||
TICKER: MGGT SECURITY ID: G59640105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Stephen Young as Director | Management | For | Against |
5 | Re-elect Philip Green as Director | Management | For | Against |
6 | Re-elect David Robins as Director | Management | For | Against |
7 | Elect Paul Heiden as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise EU Political Donations and Expenditure | Management | For | For |
13 | Approve Increase in Directors' Fees | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Amend Equity Participation Plan 2005 | Management | For | For |
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD MEETING DATE: APR 19, 2011 | ||||
TICKER: MILS3 SECURITY ID: P6799C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Elect Director | Management | For | Against |
5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD MEETING DATE: APR 19, 2011 | ||||
TICKER: MILS3 SECURITY ID: P6799C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 3 Re: Company Offices | Management | For | For |
2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
3 | Amend Article 30 | Management | For | For |
4 | Consolidate Bylaws | Management | For | For |
MYR GROUP INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: MYRG SECURITY ID: 55405W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry W. Fayne | Management | For | For |
1.2 | Elect Director Gary R. Johnson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
NORFOLK SOUTHERN CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: NSC SECURITY ID: 655844108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gerald L. Baliles | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Karen N. Horn | Management | For | For |
4 | Elect Director J. Paul Reason | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
OWENS CORNING MEETING DATE: APR 14, 2011 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PACCAR INC MEETING DATE: APR 20, 2011 | ||||
TICKER: PCAR SECURITY ID: 693718108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Fluke, Jr. | Management | For | For |
1.2 | Elect Director Kirk S. Hachigian | Management | For | For |
1.3 | Elect Director Stephen F. Page | Management | For | For |
1.4 | Elect Director Thomas E. Plimpton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
POLYPORE INTERNATIONAL, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: PPO SECURITY ID: 73179V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Graff | Management | For | For |
1.2 | Elect Director W. Nicholas Howley | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 10, 2010 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Murphy | Management | For | For |
1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
1.3 | Elect Director Richard L. Wambold | Management | For | For |
1.4 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
PRYSMIAN S.P.A. MEETING DATE: JAN 21, 2011 | ||||
TICKER: PRY SECURITY ID: T7630L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors | Management | For | For |
1 | Issue Shares in Connection with Acquisition of Draka Holding NV | Management | For | For |
PRYSMIAN S.P.A. MEETING DATE: APR 12, 2011 | ||||
TICKER: PRY SECURITY ID: T7630L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Two Directors | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
1 | Approve Capital Increase to Service Stock Option Plan | Management | For | For |
2 | Amend Articles Re: 9 (Shareholder Meetings) | Management | For | For |
3 | Amend Nomination Procedures for the Board | Management | For | For |
4 | Amend Articles (Compensation Related) | Management | For | For |
QUANTA SERVICES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: PWR SECURITY ID: 74762E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James R. Ball | Management | For | For |
2 | Elect Director John R. Colson | Management | For | For |
3 | Elect Director J. Michal Conaway | Management | For | For |
4 | Elect Director Ralph R. DiSibio | Management | For | For |
5 | Elect Director Bernard Fried | Management | For | For |
6 | Elect Director Louis C. Golm | Management | For | For |
7 | Elect Director Worthing F. Jackman | Management | For | For |
8 | Elect Director James F. O'Neil III | Management | For | For |
9 | Elect Director Bruce Ranck | Management | For | For |
10 | Elect Director Pat Wood, III | Management | For | For |
11 | Increase Authorized Common Stock | Management | For | For |
12 | Approve Conversion of Securities | Management | For | For |
13 | Eliminate Provision Stating Directors May Only Be Removed for Cause | Management | For | For |
14 | Amend Director/Officer Liability and Indemnification | Management | For | For |
15 | Amend Quorum Requirements | Management | For | Against |
16 | Approve Preferred Stock Amendment | Management | For | Against |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
REGAL BELOIT CORPORATION MEETING DATE: MAY 02, 2011 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Burt | Management | For | For |
2 | Elect Director Thomas J. Fischer | Management | For | For |
3 | Elect Director Rakesh Sachdev | Management | For | For |
4 | Elect Director Carol N. Skornicka | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Crownover | Management | For | For |
2 | Elect Director John W. Croghan | Management | For | For |
3 | Elect Director William J. Flynn | Management | For | Against |
4 | Elect Director Michael Larson | Management | For | Against |
5 | Elect Director Nolan Lehmann | Management | For | For |
6 | Elect Director W. Lee Nutter | Management | For | For |
7 | Elect Director Ramon A. Rodriguez | Management | For | For |
8 | Elect Director Donald W. Slager | Management | For | For |
9 | Elect Director Allan C. Sorensen | Management | For | Against |
10 | Elect Director John M. Trani | Management | For | For |
11 | Elect Director Michael W. Wickham | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
RUSH ENTERPRISES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: RUSHA SECURITY ID: 781846209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Marvin Rush | Management | For | For |
1.2 | Elect Director W.M. 'Rusty' Rush | Management | For | For |
1.3 | Elect Director James C. Underwood | Management | For | For |
1.4 | Elect Director Harold D. Marshall | Management | For | For |
1.5 | Elect Director Thomas A. Akin | Management | For | For |
1.6 | Elect Director Gerald R. Szczepanski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SAIA, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: SAIA SECURITY ID: 78709Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linda J. French | Management | For | For |
2 | Elect Director William F. Martin, Jr. | Management | For | For |
3 | Elect Director Bjorn E. Olsson | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
SAUER-DANFOSS INC. MEETING DATE: JUN 17, 2011 | ||||
TICKER: SHS SECURITY ID: 804137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Niels B. Christiansen | Management | For | For |
1.2 | Elect Director Jorgen M. Clausen | Management | For | For |
1.3 | Elect Director Kim Fausing | Management | For | For |
1.4 | Elect Director Richard J. Freeland | Management | For | For |
1.5 | Elect Director Per Have | Management | For | For |
1.6 | Elect Director William E. Hoover, Jr. | Management | For | For |
1.7 | Elect Director Johannes F. Kirchhoff | Management | For | For |
1.8 | Elect Director Sven Ruder | Management | For | For |
1.9 | Elect Director Anders Stahlschmidt | Management | For | For |
1.10 | Elect Director Steven H. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SENSATA TECHNOLOGIES HOLDING N.V. MEETING DATE: MAR 09, 2011 | ||||
TICKER: 9ST SECURITY ID: N7902X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas Wroe, Jr as Director | Management | For | For |
1.2 | Elect Ed Conard as Director | Management | For | For |
1.3 | Elect Paul Edgerley as Director | Management | For | For |
1.4 | Elect Michael J. Jacobson as Director | Management | For | For |
1.5 | Elect John Lewis as Director | Management | For | For |
1.6 | Elect Seth Meisel as Director | Management | For | For |
1.7 | Elect Charles W. Peffer as Director | Management | For | For |
1.8 | Elect Michael Ward as Director | Management | For | For |
1.9 | Elect Stephen Zide as Director | Management | For | For |
1.10 | Elect Kirk P. Pond as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SPX CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: SPW SECURITY ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Kermit Campbell | Management | For | For |
2 | Elect Director Emerson U. Fullwood | Management | For | For |
3 | Elect Director Michael J. Mancuso | Management | For | For |
4 | Elect Director Terry S. Lisenby | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: APR 19, 2011 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | Withhold |
1.2 | Elect Director Carlos M. Cardoso | Management | For | Withhold |
1.3 | Elect Director Robert B. Coutts | Management | For | Withhold |
1.4 | Elect Director Manuel A. Fernandez | Management | For | Withhold |
1.5 | Elect Director Marianne M. Parrs | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TEXTRON INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Conway | Management | For | For |
2 | Elect Director Paul E. Gagne | Management | For | For |
3 | Elect Director Dain M. Hancock | Management | For | For |
4 | Elect Director Lloyd G. Trotter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE BOEING COMPANY MEETING DATE: MAY 02, 2011 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Bryson | Management | For | For |
2 | Elect Director David L. Calhoun | Management | For | For |
3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
4 | Elect Director Linda Z. Cook | Management | For | For |
5 | Elect Director Kenneth M. Duberstein | Management | For | For |
6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director John F. McDonnell | Management | For | For |
9 | Elect Director W. James McNerney, Jr. | Management | For | For |
10 | Elect Director Susan C. Schwab | Management | For | For |
11 | Elect Director Ronald A. Williams | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
THE GEO GROUP, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
THE GEO GROUP, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence E. Anthony | Management | For | For |
1.2 | Elect Director Norman A. Carlson | Management | For | For |
1.3 | Elect Director Anne N. Foreman | Management | For | For |
1.4 | Elect Director Richard H. Glanton | Management | For | For |
1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
1.6 | Elect Director George C. Zoley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Other Business | Management | For | Against |
THE SHAW GROUP INC. MEETING DATE: JAN 17, 2011 | ||||
TICKER: SHAW SECURITY ID: 820280105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.M. Bernhard, Jr. | Management | For | For |
1.2 | Elect Director James F. Barker | Management | For | Withhold |
1.3 | Elect Director Thos. E. Capps | Management | For | For |
1.4 | Elect Director Daniel A. Hoffler | Management | For | Withhold |
1.5 | Elect Director David W. Hoyle | Management | For | For |
1.6 | Elect Director Michael J. Mancuso | Management | For | For |
1.7 | Elect Director Albert D. McAlister | Management | For | Withhold |
1.8 | Elect Director Stephen R. Tritch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
TOWERS WATSON & CO. MEETING DATE: SEP 09, 2010 | ||||
TICKER: TW SECURITY ID: 891894107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Eliminate Five Percent Share Conversion Provision | Management | For | For |
TOWERS WATSON & CO. MEETING DATE: NOV 12, 2010 | ||||
TICKER: TW SECURITY ID: 891894107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John J. Gabarro | Management | For | For |
2 | Elect Director Victor F. Ganzi | Management | For | For |
3 | Elect Director John J. Haley | Management | For | For |
4 | Elect Director Mark V. Mactas | Management | For | For |
5 | Elect Director Mark Maselli | Management | For | For |
6 | Elect Director Gail E. McKee | Management | For | For |
7 | Elect Director Brendan R. O'Neill | Management | For | For |
8 | Elect Director Linda D. Rabbitt | Management | For | For |
9 | Elect Director Gilbert T. Ray | Management | For | For |
10 | Elect Director Paul Thomas | Management | For | For |
11 | Elect Director Wilhelm Zeller | Management | For | For |
12 | Ratify Auditors | Management | For | For |
TRANSDIGM GROUP INCORPORATED MEETING DATE: MAR 03, 2011 | ||||
TICKER: TDG SECURITY ID: 893641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sean P. Hennessy | Management | For | For |
1.2 | Elect Director Douglas W. Peacock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Ratify Auditors | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Richard D. McCormick | Management | For | For |
9 | Elect Director Harold McGraw III | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director H. Patrick Swygert | Management | For | For |
12 | Elect Director Andre Villeneuve | Management | For | For |
13 | Elect Director Christine Todd Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
WEG S.A MEETING DATE: APR 26, 2011 | ||||
TICKER: WEGE3 SECURITY ID: P9832B129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
4 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
5 | Authorize Capitalization of Reserves without Issuance of New Shares | Management | For | For |
6 | Consolidate Bylaws | Management | For | For |
7 | Designate Newspapers to Publish Company Announcements | Management | For | For |
WEG SA MEETING DATE: FEB 22, 2011 | ||||
TICKER: WEGE3 SECURITY ID: P9832B129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 5 to Allow the Company to Issue 12.418 Million Shares in Connection with a New Stock Option Plan | Management | For | Against |
2 | Amend Article 22 to Allow the Board of Directors to Submit the Stock Option Plan to the General Meeting | Management | For | For |
3 | Consolidate Bylaws | Management | For | Against |
4 | Approve Stock Option Plan | Management | For | Against |
WEICHAI POWER CO., LTD. MEETING DATE: OCT 26, 2010 | ||||
TICKER: 02338 SECURITY ID: Y9531A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Supplemental Agreement In Relation to the Provision of General Services and Labour Services by Weichai Hldgs. and its Associates to the Company and New Caps | Management | For | For |
2 | Approve Supplemental Agreement In Relation to the Supply and/or Connection of Utilities by Weichai Hldgs. and its Associates to the Company and New Caps | Management | For | For |
3 | Approve Supplemental Agreement In Relation to the Purchase of Diesel Engine parts and Components and Related Products and Processing Services by the Company from Weichai Hldgs. and its Associates and New Caps | Management | For | For |
4 | Approve Supplemental Agreement In Relation to the Sale of Diesel Engine parts and Components and Related Products and the Provision of Processing Services by the Company from Weichai Hldgs. and its Associates and New Caps | Management | For | For |
5 | Approve Supplemental Agreement In Relation to the Sale of Diesel Engines and Diesel Engine Parts by the Company to Fujian Longgong and Shanghai Longgong Machinery and Their Respective Associates and New Caps | Management | For | For |
6 | Approve Supplemental Agreement In Relation to the Sale of Semi-finished Diesel Engine Parts and Related Products by the Company to Weichai Deutz and New Caps | Management | For | For |
7 | Approve Supplemental Agreement In Relation to the Provision of Sales and Warranty Period Repair Services by the Company to Weichai Deutz and New Caps | Management | For | For |
8 | Approve Supplemental Agreement In Relation to the Purchase of Diesel Engine Parts and Components and Related Products by the Company to Weichai Deutz and New Caps | Management | For | For |
9 | Approve Supplemental Agreement In Relation to the Sale of Diesel Engine Parts and Related Products by the Company to Weichai Heavy Machinery and New Caps | Management | For | For |
10 | Approve Supplemental Agreement In Relation to the Purchase of Diesel Engines Parts and Components, Materials, Steel, Scrap Metal and Used Diesel Engines and Related Products by the Company from Weichai Heavy Machinery and New Caps | Management | For | For |
11 | Approve Supplemental Agreement In Relation to the Sale of Parts and Components of Transmissions and Related Products by SFGC from Fast Transmission and New Caps | Management | For | For |
12 | Approve Supplemental Agreement In Relation to the Purchase and Components of Transmissions and Related Products by SFGC from Fast Transmission and New Caps | Management | For | For |
13 | Approve Supplemental Agreement In Relation to the Sale of Vehicles, Parts and Components of Vehicles and Related Products and Provision of Relevant Services by Shaanxi Zhongqi to Shaanxi Automotive and its Associates and New Caps | Management | For | For |
14 | Approve Supplemental Agreement In Relation to the Purchase of Parts and Components of Vehicles and Related Products by Shaanxi Zhongqi to Shaanxi Automotive and New Caps | Management | For | For |
15 | Authorize Capitalization of Reserves for Bonus Issue and the Consequential Amendments to the Articles of Association of the Company as a Result of the Bonus Issue | Management | For | For |
16 | Amend Article 13 of the Articles of Association of the Company | Management | For | For |
WEICHAI POWER CO., LTD. MEETING DATE: OCT 26, 2010 | ||||
TICKER: 02338 SECURITY ID: Y9531A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Capitalization of Reserves for Bonus Issue and the Consequential Amendments to the Articles of Association of the Company as a Result of the Bonus Issue | Management | For | For |
WESCO INTERNATIONAL, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WCC SECURITY ID: 95082P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Miles Jr. | Management | For | For |
1.2 | Elect Director John K. Morgan | Management | For | For |
1.3 | Elect Director James L. Singleton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ZUMTOBEL AG MEETING DATE: JUL 23, 2010 | ||||
TICKER: ZAG SECURITY ID: A989A1109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Management and Supervisory Board | Management | For | For |
4.1 | Elect Juerg Zumtobel as Supervisory Board Member | Management | For | For |
4.2 | Elect Fritz Zumtobel as Supervisory Board Member | Management | For | For |
4.3 | Elect Hans-Peter Metzler as Supervisory Board Member | Management | For | For |
4.4 | Elect Hero Brahms as Supervisory Board Member | Management | For | For |
4.5 | Elect Johannes Burtscher as Supervisory Board Member | Management | For | For |
4.6 | Elect Stephan Hutter as Supervisory Board Member | Management | For | For |
5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
6 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR REAL ESTATE FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACADIA REALTY TRUST MEETING DATE: MAY 10, 2011 | ||||
TICKER: AKR SECURITY ID: 004239109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth F. Bernstein | Management | For | For |
2 | Elect Director Douglas Crocker II | Management | For | For |
3 | Elect Director Lorrence T. Kellar | Management | For | For |
4 | Elect Director Wendy Luscombe | Management | For | For |
5 | Elect Director William T. Spitz | Management | For | For |
6 | Elect Director Lee S. Wielansky | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ALEXANDRIA REAL ESTATE EQUITIES, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: ARE SECURITY ID: 015271109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Marcus | Management | For | For |
1.2 | Elect Director Richard B. Jennings | Management | For | For |
1.3 | Elect Director John L. Atkins, III | Management | For | For |
1.4 | Elect Director Richard H. Klein | Management | For | For |
1.5 | Elect Director James H. Richardson | Management | For | For |
1.6 | Elect Director Martin A. Simonetti | Management | For | For |
1.7 | Elect Director Alan G. Walton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMB PROPERTY CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: AMB SECURITY ID: 00163T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director T. Robert Burke | Management | For | For |
2 | Elect Director David A. Cole | Management | For | For |
3 | Elect Director Lydia H. Kennard | Management | For | For |
4 | Elect Director J. Michael Losh | Management | For | For |
5 | Elect Director Hamid R. Moghadam | Management | For | For |
6 | Elect Director Frederick W. Reid | Management | For | For |
7 | Elect Director Jeffrey L. Skelton | Management | For | For |
8 | Elect Director Thomas W. Tusher | Management | For | For |
9 | Elect Director Carl B. Webb | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
AMB PROPERTY CORPORATION MEETING DATE: JUN 01, 2011 | ||||
TICKER: AMB SECURITY ID: 00163T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Bylaws Providing for Certain Features of the Leadership Structure | Management | For | For |
3 | Amend Charter of Combined Company | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
AMERICAN CAMPUS COMMUNITIES, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: ACC SECURITY ID: 024835100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Bayless, Jr. | Management | For | For |
1.2 | Elect Director R.D. Burck | Management | For | For |
1.3 | Elect Director G. Steven Dawson | Management | For | For |
1.4 | Elect Director Cydney C. Donnell | Management | For | For |
1.5 | Elect Director Edward Lowenthal | Management | For | For |
1.6 | Elect Director Joseph M. Macchione | Management | For | For |
1.7 | Elect Director Winston W. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: AVB SECURITY ID: 053484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryce Blair | Management | For | For |
1.2 | Elect Director Bruce A. Choate | Management | For | For |
1.3 | Elect Director John J. Healy, Jr. | Management | For | For |
1.4 | Elect Director Timothy J. Naughton | Management | For | For |
1.5 | Elect Director Lance R. Primis | Management | For | For |
1.6 | Elect Director Peter S. Rummell | Management | For | For |
1.7 | Elect Director H. Jay Sarles | Management | For | For |
1.8 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BENI STABILI MEETING DATE: APR 26, 2011 | ||||
TICKER: BNS SECURITY ID: T19807139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Company Bylaws | Management | For | For |
2 | Approve Merger by Absorption of Beni Stabili Zero S.p.A., New Mall S.p.A., and Riqualificazione Grande Distribuzione S.p.A. | Management | For | For |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Director | Management | For | For |
BOSTON PROPERTIES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: BXP SECURITY ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence S. Bacow | Management | For | For |
2 | Elect Director Zoe Baird | Management | For | For |
3 | Elect Director Alan J. Patricof | Management | For | For |
4 | Elect Director Martin Turchin | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Prepare Sustainability Report | Shareholder | Against | Abstain |
BRANDYWINE REALTY TRUST MEETING DATE: JUN 01, 2011 | ||||
TICKER: BDN SECURITY ID: 105368203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter D'Alessio | Management | For | For |
1.2 | Elect Director Anthony A. Nichols, Sr. | Management | For | For |
1.3 | Elect Director Gerard H. Sweeney | Management | For | For |
1.4 | Elect Director D. Pike Aloian | Management | For | For |
1.5 | Elect Director Wyche Fowler | Management | For | For |
1.6 | Elect Director Michael J. Joyce | Management | For | For |
1.7 | Elect Director Charles P. Pizzi | Management | For | For |
1.8 | Elect Director James C. Diggs | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
1.2 | Elect Director Frank M. Bumstead | Management | For | For |
1.3 | Elect Director W.E. Sheriff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BROOKFIELD OFFICE PROPERTIES INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: BPO SECURITY ID: 112900105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board from Ten to Eleven | Management | For | For |
2 | Change Company Name to Brookfield Office Properties Inc. | Management | For | For |
3.1 | Elect Director Gordon E. Arnell | Management | For | For |
3.2 | Elect Director William T. Cahill | Management | For | For |
3.3 | Elect Director Richard B. Clark | Management | For | For |
3.4 | Elect Director Jack L. Cockwell | Management | For | For |
3.5 | Elect Director J. Bruce Flatt | Management | For | For |
3.6 | Elect Director Michael Hegarty | Management | For | For |
3.7 | Elect Director F. Allan McDonald | Management | For | For |
3.8 | Elect Director Allan S. Olson | Management | For | For |
3.9 | Elect Director Robert L. Stelzl | Management | For | For |
3.10 | Elect Director Diana L. Taylor | Management | For | For |
3.11 | Elect Director John E. Zuccotti | Management | For | For |
4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CAMDEN PROPERTY TRUST MEETING DATE: MAY 11, 2011 | ||||
TICKER: CPT SECURITY ID: 133131102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | For |
1.2 | Elect Director Scott S. Ingraham | Management | For | For |
1.3 | Elect Director Lewis A. Levey | Management | For | For |
1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
1.5 | Elect Director William F. Paulsen | Management | For | For |
1.6 | Elect Director D. Keith Oden | Management | For | For |
1.7 | Elect Director F. Gardner Parker | Management | For | For |
1.8 | Elect Director Steven A. Webster | Management | For | For |
1.9 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change State of Incorporation: From Texas to Maryland | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CAPITAL SENIOR LIVING CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: CSU SECURITY ID: 140475104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence A. Cohen | Management | For | For |
1.2 | Elect Director Craig F. Hartberg | Management | For | For |
1.3 | Elect Director E. Rodney Hornbake | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | For | Against |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
1.2 | Elect Director Gary L. Bryenton | Management | For | For |
1.3 | Elect Director Gary J. Nay | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Declassify the Board of Directors | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CHESAPEAKE LODGING TRUST MEETING DATE: MAY 26, 2011 | ||||
TICKER: CHSP SECURITY ID: 165240102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Francis | Management | For | For |
1.2 | Elect Director Douglas W. Vicari | Management | For | For |
1.3 | Elect Director Thomas A. Natelli | Management | For | For |
1.4 | Elect Director Thomas D. Eckert | Management | For | For |
1.5 | Elect Director John W. Hill | Management | For | For |
1.6 | Elect Director George F. McKenzie | Management | For | For |
1.7 | Elect Director Jeffrey D. Nuechterlein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COLONIAL PROPERTIES TRUST MEETING DATE: APR 27, 2011 | ||||
TICKER: CLP SECURITY ID: 195872106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl F. Bailey | Management | For | For |
1.2 | Elect Director Edwin M. Crawford | Management | For | For |
1.3 | Elect Director M. Miller Gorrie | Management | For | For |
1.4 | Elect Director William M. Johnson | Management | For | For |
1.5 | Elect Director James K. Lowder | Management | For | For |
1.6 | Elect Director Thomas H. Lowder | Management | For | For |
1.7 | Elect Director Herbert A. Meisler | Management | For | For |
1.8 | Elect Director Claude B. Nielsen | Management | For | For |
1.9 | Elect Director Harold W. Ripps | Management | For | For |
1.10 | Elect Director John W. Spiegel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CORESITE REALTY CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: COR SECURITY ID: 21870Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Stuckey | Management | For | For |
1.2 | Elect Director Thomas M. Ray | Management | For | For |
1.3 | Elect Director James A. Attwood, Jr. | Management | For | For |
1.4 | Elect Director Michael Koehler | Management | For | For |
1.5 | Elect Director Paul E. Szurek | Management | For | For |
1.6 | Elect Director J. David Thompson | Management | For | For |
1.7 | Elect Director David A. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Other Business | Management | For | Against |
DCT INDUSTRIAL TRUST INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: DCT SECURITY ID: 233153105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Wattles | Management | For | For |
1.2 | Elect Director Philip L. Hawkins | Management | For | For |
1.3 | Elect Director Phillip R. Altinger | Management | For | For |
1.4 | Elect Director Thomas F. August | Management | For | For |
1.5 | Elect Director John S. Gates, Jr. | Management | For | For |
1.6 | Elect Director Raymond B. Greer | Management | For | For |
1.7 | Elect Director Tripp H. Hardin | Management | For | For |
1.8 | Elect Director John C. O'keeffe | Management | For | For |
1.9 | Elect Director Bruce L. Warwick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
DIAMONDROCK HOSPITALITY COMPANY MEETING DATE: APR 26, 2011 | ||||
TICKER: DRH SECURITY ID: 252784301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. McCarten | Management | For | For |
1.2 | Elect Director Daniel J. Altobello | Management | For | For |
1.3 | Elect Director W. Robert Grafton | Management | For | For |
1.4 | Elect Director Maureen L. McAvey | Management | For | For |
1.5 | Elect Director Gilbert T. Ray | Management | For | For |
1.6 | Elect Director John L. Williams | Management | For | For |
1.7 | Elect Director Mark W. Brugger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
DIGITAL REALTY TRUST, INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: DLR SECURITY ID: 253868103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Magnuson | Management | For | For |
1.2 | Elect Director Michael F. Foust | Management | For | For |
1.3 | Elect Director Laurence A. Chapman | Management | For | For |
1.4 | Elect Director Kathleen Earley | Management | For | For |
1.5 | Elect Director Ruann F. Ernst | Management | For | For |
1.6 | Elect Director Dennis E. Singleton | Management | For | For |
1.7 | Elect Director Robert H. Zerbst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
EDUCATION REALTY TRUST, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: EDR SECURITY ID: 28140H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul O. Bower | Management | For | For |
1.2 | Elect Director Monte J. Barrow | Management | For | For |
1.3 | Elect Director William J. Cahill, III | Management | For | For |
1.4 | Elect Director Randall L. Churchey | Management | For | For |
1.5 | Elect Director John L. Ford | Management | For | For |
1.6 | Elect Director Howard A. Silver | Management | For | For |
1.7 | Elect Director Wendell W. Weakley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EMERITUS CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. R. Brereton Barlow | Management | For | For |
1.2 | Elect Director Daniel R. Baty | Management | For | For |
1.3 | Elect Director Bruce L. Busby | Management | For | For |
1.4 | Elect Director James R. Ladd | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
EQUITY RESIDENTIAL MEETING DATE: JUN 16, 2011 | ||||
TICKER: EQR SECURITY ID: 29476L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alexander | Management | For | For |
1.2 | Elect Director Charles L. Atwood | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Bradley A. Keywell | Management | For | For |
1.5 | Elect Director John E. Neal | Management | For | For |
1.6 | Elect Director David J. Neithercut | Management | For | For |
1.7 | Elect Director Mark S. Shapiro | Management | For | For |
1.8 | Elect Director Gerald A. Spector | Management | For | For |
1.9 | Elect Director B. Joseph White | Management | For | For |
1.10 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: ESS SECURITY ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Brady | Management | For | For |
1.2 | Elect Director Byron A. Scordelis | Management | For | For |
1.3 | Elect Director Janice L. Sears | Management | For | For |
1.4 | Elect Director Claude J. Zinngrabe, Jr | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EXCEL TRUST, INC. MEETING DATE: MAY 09, 2011 | ||||
TICKER: EXL SECURITY ID: 30068C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary B. Sabin | Management | For | For |
1.2 | Elect Director Spencer G. Plumb | Management | For | For |
1.3 | Elect Director Mark T. Burton | Management | For | For |
1.4 | Elect Director Bruce G. Blakley | Management | For | For |
1.5 | Elect Director Burland B. East III | Management | For | For |
1.6 | Elect Director Robert E. Parsons, Jr. | Management | For | For |
1.7 | Elect Director Warren R. Staley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
FOREST CITY ENTERPRISES, INC. MEETING DATE: JUN 10, 2011 | ||||
TICKER: FCE.A SECURITY ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
1.3 | Elect Director Deborah L. Harmon | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
GLIMCHER REALTY TRUST MEETING DATE: MAY 05, 2011 | ||||
TICKER: GRT SECURITY ID: 379302102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard F. Celeste | Management | For | Withhold |
1.2 | Elect Director Wayne S. Doran | Management | For | Withhold |
1.3 | Elect Director Michael P. Glimcher | Management | For | Withhold |
1.4 | Elect Director Alan R. Weiler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GRUBB & ELLIS COMPANY MEETING DATE: DEC 09, 2010 | ||||
TICKER: GBE SECURITY ID: 400095303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D'Arcy | Management | For | For |
1.2 | Elect Director C. Michael Kojaian | Management | For | For |
1.3 | Elect Director Robert J. McLaughlin | Management | For | For |
1.5 | Elect Director Devin I. Murphy | Management | For | For |
1.6 | Elect Director D. Fleet Wallace | Management | For | For |
1.7 | Elect Director Rodger D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GRUBB & ELLIS COMPANY MEETING DATE: DEC 09, 2010 | ||||
TICKER: GBE SECURITY ID: 400095501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D'Arcy | Management | For | For |
1.2 | Elect Director C. Michael Kojaian | Management | For | For |
1.3 | Elect Director Robert J. McLaughlin | Management | For | For |
1.5 | Elect Director Devin I. Murphy | Management | For | For |
1.6 | Elect Director D. Fleet Wallace | Management | For | For |
1.7 | Elect Director Rodger D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HCP, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James F. Flaherty III | Management | For | For |
2 | Elect Director Christine N. Garvey | Management | For | For |
3 | Elect Director David B. Henry | Management | For | For |
4 | Elect Director Lauralee E. Martin | Management | For | For |
5 | Elect Director Michael D. McKee | Management | For | For |
6 | Elect Director Peter L. Rhein | Management | For | For |
7 | Elect Director Kenneth B. Roath | Management | For | For |
8 | Elect Director Richard M. Rosenberg | Management | For | For |
9 | Elect Director Joseph P. Sullivan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HEALTH CARE REIT, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: HCN SECURITY ID: 42217K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Peter J. Grua | Management | For | For |
3 | Elect Director R. Scott Trumbull | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Increase Authorized Common Stock | Management | For | For |
7 | Ratify Auditors | Management | For | For |
HEALTHCARE REALTY TRUST INCORPORATED MEETING DATE: MAY 17, 2011 | ||||
TICKER: HR SECURITY ID: 421946104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Emery | Management | For | For |
1.2 | Elect Director Batey M. Gresham, Jr. | Management | For | For |
1.3 | Elect Director Dan S. Wilford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HIGHWOODS PROPERTIES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: HIW SECURITY ID: 431284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas W. Adler | Management | For | For |
1.2 | Elect Director Gene H. Anderson | Management | For | For |
1.3 | Elect Director Edward J. Fritsch | Management | For | For |
1.4 | Elect Director David J. Hartzell | Management | For | For |
1.5 | Elect Director Sherry A. Kellett | Management | For | For |
1.6 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
1.7 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HOST HOTELS & RESORTS, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: HST SECURITY ID: 44107P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Baylis | Management | For | For |
2 | Elect Director Willard W. Brittain | Management | For | For |
3 | Elect Director Terence C. Golden | Management | For | For |
4 | Elect Director Ann M. Korologos | Management | For | For |
5 | Elect Director Richard E. Marriott | Management | For | For |
6 | Elect Director John B. Morse, Jr. | Management | For | For |
7 | Elect Director Gordon H. Smith | Management | For | For |
8 | Elect Director W. Edward Walter | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KIMCO REALTY CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: KIM SECURITY ID: 49446R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Cooper | Management | For | For |
1.2 | Elect Director P. Coviello | Management | For | For |
1.3 | Elect Director R. Dooley | Management | For | For |
1.4 | Elect Director J. Grills | Management | For | For |
1.5 | Elect Director D. Henry | Management | For | For |
1.6 | Elect Director F. P. Hughes | Management | For | For |
1.7 | Elect Director F. Lourenso | Management | For | For |
1.8 | Elect Director C. Nicholas | Management | For | For |
1.9 | Elect Director R. Saltzman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
KITE REALTY GROUP TRUST MEETING DATE: MAY 03, 2011 | ||||
TICKER: KRG SECURITY ID: 49803T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Kite | Management | For | For |
1.2 | Elect Director William E. Bindley | Management | For | For |
1.3 | Elect Director Richard A. Cosier | Management | For | For |
1.4 | Elect Director Eugene Golub | Management | For | For |
1.5 | Elect Director Gerald L. Moss | Management | For | For |
1.6 | Elect Director Michael L. Smith | Management | For | For |
1.7 | Elect Director Darell E. Zink, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MID-AMERICA APARTMENT COMMUNITIES, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: MAA SECURITY ID: 59522J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Eric Bolton, Jr. | Management | For | For |
1.2 | Elect Director Alan B. Graf, jr. | Management | For | For |
1.3 | Elect Director John S. Grinalds | Management | For | For |
1.4 | Elect Director Ralph Horn | Management | For | For |
1.5 | Elect Director Philip W. Norwood | Management | For | For |
1.6 | Elect Director W. Reid Sanders | Management | For | For |
1.7 | Elect Director William B. Sansom | Management | For | For |
1.8 | Elect Director Simon R.C. Wadsworth | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
OMEGA HEALTHCARE INVESTORS, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: OHI SECURITY ID: 681936100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Kloosterman | Management | For | For |
1.2 | Elect Director C. Taylor Pickett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
POST PROPERTIES, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: PPS SECURITY ID: 737464107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Goddard, III | Management | For | For |
1.2 | Elect Director Douglas Crocker II | Management | For | For |
1.3 | Elect Director David P. Stockert | Management | For | For |
1.4 | Elect Director Herschel M. Bloom | Management | For | For |
1.5 | Elect Director Walter M. Deriso, Jr. | Management | For | For |
1.6 | Elect Director Russell R. French | Management | For | For |
1.7 | Elect Director Dale Anne Reiss | Management | For | For |
1.8 | Elect Director Stella F. Thayer | Management | For | For |
1.9 | Elect Director Ronald De Waal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
PROLOGIS MEETING DATE: JUN 01, 2011 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PUBLIC STORAGE MEETING DATE: MAY 05, 2011 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee B. Wayne Hughes | Management | For | For |
1.2 | Elect Trustee Ronald L. Havner, Jr. | Management | For | For |
1.3 | Elect Trustee Tamara Hughes Gustavson | Management | For | For |
1.4 | Elect Trustee Uri P. Harkham | Management | For | For |
1.5 | Elect Trustee B. Wayne Hughes, Jr. | Management | For | For |
1.6 | Elect Trustee Avedick B. Poladian | Management | For | For |
1.7 | Elect Trustee Gary E. Pruitt | Management | For | For |
1.8 | Elect Trustee Ronald P. Spogli | Management | For | For |
1.9 | Elect Trustee Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Melvyn E. Bergstein | Management | For | For |
2 | Elect Director Linda Walker Bynoe | Management | For | For |
3 | Elect Director Larry C. Glasscock | Management | For | For |
4 | Elect Director Karen N. Horn | Management | For | For |
5 | Elect Director Allan Hubbard | Management | For | For |
6 | Elect Director Reuben S. Leibowitz | Management | For | For |
7 | Elect Director Daniel C. Smith | Management | For | For |
8 | Elect Director J. Albert Smith, Jr. | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
SL GREEN REALTY CORP. MEETING DATE: JUN 15, 2011 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Holliday | Management | For | For |
1.2 | Elect Director John S. Levy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SUN COMMUNITIES, INC. MEETING DATE: JUL 28, 2010 | ||||
TICKER: SUI �� SECURITY ID: 866674104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Clunet R. Lewis | Management | For | For |
2 | Elect Director Arthur A. Weiss | Management | For | For |
3 | Elect Director Stephanie W. Bergeron | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SUNRISE SENIOR LIVING, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: SRZ SECURITY ID: 86768K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Thomas J. Donohue | Management | For | For |
1.3 | Elect Director Stephen D. Harlan | Management | For | For |
1.4 | Elect Director Paul J. Klaassen | Management | For | For |
1.5 | Elect Director Lynn Krominga | Management | For | For |
1.6 | Elect Director William G. Little | Management | For | For |
1.7 | Elect Director Mark S. Ordan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SUNSTONE HOTEL INVESTORS, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: SHO SECURITY ID: 867892101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Alter | Management | For | For |
1.2 | Elect Director Lewis N. Wolff | Management | For | For |
1.3 | Elect Director Z. Jamie Behar | Management | For | For |
1.4 | Elect Director Thomas A. Lewis | Management | For | For |
1.5 | Elect Director Keith M. Locker | Management | For | For |
1.6 | Elect Director Keith P. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TANGER FACTORY OUTLET CENTERS, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: SKT SECURITY ID: 875465106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Africk | Management | For | For |
1.2 | Elect Director Steven B. Tanger | Management | For | For |
1.3 | Elect Director William G. Benton | Management | For | For |
1.4 | Elect Director Bridget Ryan Berman | Management | For | For |
1.5 | Elect Director Donald G. Drapkin | Management | For | For |
1.6 | Elect Director Thomas J. Reddin | Management | For | For |
1.7 | Elect Director Thomas E. Robinson | Management | For | For |
1.8 | Elect Director Allan L. Schuman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE GEO GROUP, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence E. Anthony | Management | For | For |
1.2 | Elect Director Norman A. Carlson | Management | For | For |
1.3 | Elect Director Anne N. Foreman | Management | For | For |
1.4 | Elect Director Richard H. Glanton | Management | For | For |
1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
1.6 | Elect Director George C. Zoley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Other Business | Management | For | Against |
THE MACERICH COMPANY MEETING DATE: MAY 26, 2011 | ||||
TICKER: MAC SECURITY ID: 554382101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas D. Abbey | Management | For | For |
2 | Elect Director Dana K. Anderson | Management | For | For |
3 | Elect Director Arthur M. Coppola | Management | For | For |
4 | Elect Director Edward C. Coppola | Management | For | For |
5 | Elect Director James S. Cownie | Management | For | For |
6 | Elect Director Fred S. Hubbell | Management | For | For |
7 | Elect Director Diana M. Laing | Management | For | For |
8 | Elect Director Stanley A. Moore | Management | For | For |
9 | Elect Director Mason G. Ross | Management | For | For |
10 | Elect Director William P. Sexton | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE ST. JOE COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: JOE SECURITY ID: 790148100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce R. Berkowitz | Management | For | For |
2 | Elect Director Charles J. Crist, Jr. | Management | For | For |
3 | Elect Director Hugh M. Durden | Management | For | For |
4 | Elect Director Thomas A. Fanning | Management | For | For |
5 | Elect Director Charles M. Fernandez | Management | For | For |
6 | Elect Director Howard S. Frank | Management | For | For |
7 | Elect Director Delores M. Kesler | Management | For | For |
8 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
VENTAS, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Douglas Crocker II | Management | For | For |
1.3 | Elect Director Ronald G. Geary | Management | For | For |
1.4 | Elect Director Jay M. Gellert | Management | For | For |
1.5 | Elect Director Matthew J. Lustig | Management | For | For |
1.6 | Elect Director Robert D. Reed | Management | For | For |
1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.8 | Elect Director Glenn J. Rufrano | Management | For | For |
1.9 | Elect Director James D. Shelton | Management | For | For |
1.10 | Elect Director Thomas C. Theobald | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VORNADO REALTY TRUST MEETING DATE: MAY 26, 2011 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony W. Deering | Management | For | For |
1.2 | Elect Director Michael Lynne | Management | For | For |
1.3 | Elect Director Ronald G. Targan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Declassify the Board of Directors | Shareholder | Against | For |
WEYERHAEUSER COMPANY MEETING DATE: APR 14, 2011 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Elect Director John I. Kieckhefer | Management | For | For |
3 | Elect Director Charles R. Williamson | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR TECHNOLOGY FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3PAR INC. MEETING DATE: SEP 09, 2010 | ||||
TICKER: PAR SECURITY ID: 88580F109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Jung | Management | For | For |
1.2 | Elect Director David C. Scott | Management | For | For |
1.3 | Elect Director Michael J. Sheridan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
A123 SYSTEMS, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: AONE SECURITY ID: 03739T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gururaj Deshpande | Management | For | For |
1.2 | Elect Director Paul E. Jacobs | Management | For | For |
1.3 | Elect Director Mark M. Little | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ACCENTURE PLC MEETING DATE: FEB 03, 2011 | ||||
TICKER: CSA SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Charles H. Giancarlo as a Director | Management | For | For |
3 | Reelect Dennis F. Hightower as a Director | Management | For | For |
4 | Reelect Blythe J. McGarvie as a Director | Management | For | For |
5 | Reelect Mark Moody-Stuart as a Director | Management | For | For |
6 | Reelect Pierre Nanterme as a Director | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | Management | For | For |
11 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
12 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ACME PACKET, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: APKT SECURITY ID: 004764106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary J. Bowen | Management | For | For |
1.2 | Elect Director Robert C. Hower | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philippe G.H. Capron | Management | For | For |
2 | Elect Director Robert J. Corti | Management | For | For |
3 | Elect Director Frederic R. Crepin | Management | For | For |
4 | Elect Director Lucian Grainge | Management | For | For |
5 | Elect Director Brian G. Kelly | Management | For | For |
6 | Elect Director Robert A. Kotick | Management | For | For |
7 | Elect Director Jean-Bernard Levy | Management | For | For |
8 | Elect Director Robert J. Morgado | Management | For | For |
9 | Elect Director Stephane Roussel | Management | For | For |
10 | Elect Director Richard Sarnoff | Management | For | For |
11 | Elect Director Regis Turrini | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ACUITY BRANDS, INC. MEETING DATE: JAN 07, 2011 | ||||
TICKER: AYI SECURITY ID: 00508Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon D. Harnett | Management | For | For |
1.2 | Elect Director Robert F. McCullough | Management | For | For |
1.3 | Elect Director Neil Williams | Management | For | For |
1.4 | Elect Director Norman H. Wesley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ADOBE SYSTEMS INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: ADBE SECURITY ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert K. Burgess | Management | For | For |
2 | Elect Director Daniel Rosensweig | Management | For | For |
3 | Elect Director Robert Sedgewick | Management | For | For |
4 | Elect Director John E. Warnock | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ADTRAN, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: ADTN SECURITY ID: 00738A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Stanton | Management | For | For |
1.2 | Elect Director H. Fenwick Huss | Management | For | For |
1.3 | Elect Director Ross K. Ireland | Management | For | For |
1.4 | Elect Director William L. Marks | Management | For | For |
1.5 | Elect Director James E. Matthews | Management | For | For |
1.6 | Elect Director Balan Nair | Management | For | For |
1.7 | Elect Director Roy J. Nichols | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADVANCED ENERGY INDUSTRIES, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: AEIS SECURITY ID: 007973100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas S. Schatz | Management | For | For |
1.2 | Elect Director Frederick A. Ball | Management | For | For |
1.3 | Elect Director Richard P. Beck | Management | For | For |
1.4 | Elect Director Hans Georg Betz | Management | For | For |
1.5 | Elect Director Trung T. Doan | Management | For | For |
1.6 | Elect Director Edward C. Grady | Management | For | For |
1.7 | Elect Director Terry Hudgens | Management | For | For |
1.8 | Elect Director Thomas M. Rohrs | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director W. Michael Barnes | Management | For | For |
3 | Elect Director John E. Caldwell | Management | For | For |
4 | Elect Director Henry W.K. Chow | Management | For | For |
5 | Elect Director Craig A. Conway | Management | For | For |
6 | Elect Director Nicholas M. Donofrio | Management | For | For |
7 | Elect Director H. Paulett Eberhart | Management | For | For |
8 | Elect Director Waleed Al Muhairi | Management | For | For |
9 | Elect Director Robert B. Palmer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Executive Incentive Bonus Plan | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 01, 2011 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Heidi Fields | Management | For | For |
2 | Elect Director David M. Lawrence | Management | For | For |
3 | Elect Director A. Barry Rand | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: AKAM SECURITY ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C. Kim Goodwin | Management | For | For |
2 | Elect Director David W. Kenny | Management | For | For |
3 | Elect Director Peter J. Kight | Management | For | For |
4 | Elect Director Frederic V. Salerno | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Ratify Auditors | Management | For | For |
ALCATEL LUCENT MEETING DATE: MAY 27, 2011 | ||||
TICKER: ALU SECURITY ID: 013904305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Reelect Daniel Bernard as Director | Management | For | For |
5 | Reelect W. Frank Blount as Director | Management | For | For |
6 | Acknowledge Auditors' Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Amend Articles 16 and 21 of Bylaws Re: Electronic Signature and Shareholders Identification | Management | For | For |
10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALIBABA.COM LTD. MEETING DATE: DEC 10, 2010 | ||||
TICKER: 01688 SECURITY ID: G01717100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Share Option Scheme | Management | For | For |
2 | Amend Restricted Share Unit Scheme | Management | For | For |
3 | Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme or the Restricted Share Unit Scheme to 156 Million Shares | Management | For | For |
4 | Approve Replacement of Scheme Mandate to Allot, Issue, and Deal Shares Under the Restricted Share Unit Scheme to 156 Million Shares | Management | For | For |
ALIBABA.COM LTD. MEETING DATE: MAY 14, 2011 | ||||
TICKER: 01688 SECURITY ID: G01717100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Reelect Lu Zhaoxi, Jonathan as Director | Management | For | For |
3 | Reelect Wu Wei, Maggie as Director | Management | For | For |
4 | Reelect Shao Xiaofeng as Director | Management | For | For |
5 | Reelect Peng Yi Jie, Sabrina as Director | Management | For | For |
6 | Reelect Kwauk Teh Ming, Walter as Director | Management | For | For |
7 | Reelect Tsuei, Andrew Tian Yuan as Director | Management | For | For |
8 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
9 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Reissuance of Repurchased Shares | Management | For | For |
13 | Approve Issuance of Shares Pursuant to the Restricted Share Unit Scheme | Management | For | For |
ALPHA AND OMEGA SEMICONDUCTOR LIMITED MEETING DATE: NOV 18, 2010 | ||||
TICKER: AOSL SECURITY ID: G6331P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mike F. Chang as Director | Management | For | For |
1.2 | Elect Yueh-Se Ho as Director | Management | For | For |
1.3 | Elect Chung Te Chang as Director | Management | For | For |
1.4 | Elect Mark A. Stevens as Director | Management | For | For |
1.5 | Elect Howard M. Bailey as Director | Management | For | For |
1.6 | Elect Thomas W. Steipp as Director | Management | For | For |
1.7 | Elect Richard W. Sevcik as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALTERA CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
3 | Elect Director Kevin McGarity | Management | For | For |
4 | Elect Director T. Michael Nevens | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Susan Wang | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Reduce Supermajority Vote Requirement | Management | For | For |
11 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
12 | Provide Right to Call Special Meeting | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Jonathan J. Rubinstein | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
12 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
13 | Report on Climate Change | Shareholder | Against | Abstain |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Kenneth T. Joyce | Management | For | For |
1.3 | Elect Director Roger A. Carolin | Management | For | For |
1.4 | Elect Director Winston J. Churchill | Management | For | For |
1.5 | Elect Director John T. Kim | Management | For | For |
1.6 | Elect Director John F. Osborne | Management | For | For |
1.7 | Elect Director Dong Hyun Park | Management | For | For |
1.8 | Elect Director James W. Zug | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
AMPHENOL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: APH SECURITY ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald P. Badie | Management | For | For |
1.2 | Elect Director R. Adam Norwitt | Management | For | For |
1.3 | Elect Director Dean H. Secord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ANIXTER INTERNATIONAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: AXE SECURITY ID: 035290105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lord James Blyth | Management | For | For |
1.2 | Elect Director Frederic F. Brace | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Robert J. Eck | Management | For | For |
1.5 | Elect Director Robert W. Grubbs | Management | For | For |
1.6 | Elect Director F. Philip Handy | Management | For | For |
1.7 | Elect Director Melvyn N. Klein | Management | For | For |
1.8 | Elect Director George Munoz | Management | For | For |
1.9 | Elect Director Stuart M. Sloan | Management | For | For |
1.10 | Elect Director Matthew Zell | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ANSYS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Cashman III | Management | For | For |
1.2 | Elect Director William R. McDermott | Management | For | For |
1.3 | Elect Director Ajei S. Gopal | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 23, 2011 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
APPLIED MATERIALS, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Thomas J. Iannotti | Management | For | For |
1.4 | Elect Director Susan M. James | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Gerhard H. Parker | Management | For | For |
1.7 | Elect Director Dennis D. Powell | Management | For | For |
1.8 | Elect Director Willem P. Roelandts | Management | For | For |
1.9 | Elect Director James E. Rogers | Management | For | For |
1.10 | Elect Director Michael R. Splinter | Management | For | For |
1.11 | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
APPLIED MICRO CIRCUITS CORPORATION MEETING DATE: AUG 17, 2010 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cesar Cesaratto | Management | For | For |
2 | Elect Director Donald Colvin | Management | For | For |
3 | Elect Director Paramesh Gopi | Management | For | For |
4 | Elect Director Paul R. Gray | Management | For | For |
5 | Elect Director Fred Shlapak | Management | For | For |
6 | Elect Director Arthur B. Stabenow | Management | For | For |
7 | Elect Director Julie H. Sullivan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ARIBA, INC. MEETING DATE: JAN 18, 2011 | ||||
TICKER: ARBA SECURITY ID: 04033V203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Calderoni | Management | For | For |
1.2 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARM HOLDINGS PLC MEETING DATE: MAY 12, 2011 | ||||
TICKER: ARM SECURITY ID: 042068106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Larry Hirst as Director | Management | For | For |
5 | Elect Janice Roberts as Director | Management | For | For |
6 | Elect Andy Green as Director | Management | For | For |
7 | Re-elect Doug Dunn as Director | Management | For | For |
8 | Re-elect Warren East as Director | Management | For | For |
9 | Re-elect Tudor Brown as Director | Management | For | For |
10 | Re-elect Mike Inglis as Director | Management | For | For |
11 | Re-elect Mike Muller as Director | Management | For | For |
12 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
13 | Re-elect Philip Rowley as Director | Management | For | For |
14 | Re-elect Tim Score as Director | Management | For | For |
15 | Re-elect Simon Segars as Director | Management | For | For |
16 | Re-elect Young Sohn as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ARUBA NETWORKS, INC. MEETING DATE: DEC 10, 2010 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti G. Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Douglas Leone | Management | For | For |
1.7 | Elect Director Willem P. Roelandts | Management | For | For |
1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASAHI GLASS CO. LTD. MEETING DATE: MAR 30, 2011 | ||||
TICKER: 5201 SECURITY ID: J02394120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
2.1 | Elect Director Ishimura, Kazuhiko | Management | For | For |
2.2 | Elect Director Nishimi, Yuji | Management | For | For |
2.3 | Elect Director Kato, Katsuhisa | Management | For | For |
2.4 | Elect Director Fujino, Takashi | Management | For | For |
2.5 | Elect Director Matsuo, Kunihiro | Management | For | For |
2.6 | Elect Director Sawabe, Hajime | Management | For | For |
2.7 | Elect Director Sakane, Masahiro | Management | For | For |
3 | Appoint Statutory Auditor Haga, Kenji | Management | For | For |
4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
5 | Approve Stock Option Plan | Management | For | For |
ASIAINFO-LINKAGE, INC. MEETING DATE: SEP 29, 2010 | ||||
TICKER: ASIA SECURITY ID: 04518A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Zhang | Management | For | For |
1.2 | Elect Director Thomas Manning | Management | For | For |
1.3 | Elect Director Sean Shao | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASIAINFO-LINKAGE, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: ASIA SECURITY ID: 04518A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward Tian | Management | For | For |
1.2 | Elect Director Davin A. Mackenzie | Management | For | For |
1.3 | Elect Director Xiwei Huang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ASM INTERNATIONAL NV MEETING DATE: MAY 23, 2011 | ||||
TICKER: ASMI SECURITY ID: N07045102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Annual Report 2010 | Management | None | None |
3 | Adopt Financial Statements | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Ratify Deloitte Accountants as Auditors | Management | For | Did Not Vote |
7 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
8 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
9 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
10b | Grant Board Authority to Issue Shares in Connection with Remuneration Policy | Management | For | Did Not Vote |
10c | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7a and Item 7b | Management | For | Did Not Vote |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
ASM PACIFIC TECHNOLOGY LTD. MEETING DATE: APR 28, 2011 | ||||
TICKER: 00522 SECURITY ID: G0535Q133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$2.1 per Share and Special Dividend of HK$1.1 per Share | Management | For | For |
3a | Reelect Arthur H. Del Prado as Director | Management | For | For |
3b | Reelect Lee Wai Kwong as Director | Management | For | For |
3c | Reelect Chow Chuen, James as Director | Management | For | For |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Elect Robin Gerard Ng Cher Tat as Executive Director and Authorize Board to Fix His Remuneration | Management | For | For |
6 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
7 | Ratify Issue of Shares to Lee Wai Kwong, Lo Tsan Yin, Peter, and Chow Chuen, James Pursuant to the Employee Share Incentive Scheme on Dec. 15, 2010 | Management | For | Against |
ASML HOLDING NV MEETING DATE: APR 20, 2011 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business and Finacial Situation | Management | None | None |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
8 | Amend Articles Re: Legislative Changes | Management | For | Did Not Vote |
9 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
10a | Reelect W.T. Siegle to Supervisory Board | Management | For | Did Not Vote |
10b | Reelect J.W.B. Westerburgen to Supervisory Board | Management | For | Did Not Vote |
11 | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | Management | None | None |
12 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
13a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | Management | For | Did Not Vote |
13b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | Management | For | Did Not Vote |
13c | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
13d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | Management | For | Did Not Vote |
14 | Authorize Repurchase Shares | Management | For | Did Not Vote |
15 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
16 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
17 | Other Business | Management | None | None |
18 | Close Meeting | Management | None | None |
ATHENAHEALTH, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Bush | Management | For | For |
1.2 | Elect Director Brandon H. Hull | Management | For | For |
1.3 | Elect Director William Winkenwerder, Jr | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ATMEL CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven Laub | Management | For | For |
2 | Elect Director Tsung-Ching Wu | Management | For | For |
3 | Elect Director David Sugishita | Management | For | For |
4 | Elect Director Papken Der Torossian | Management | For | For |
5 | Elect Director Jack L. Saltich | Management | For | For |
6 | Elect Director Charles Carinalli | Management | For | For |
7 | Elect Director Edward Ross | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ATOS ORIGIN MEETING DATE: JUN 01, 2011 | ||||
TICKER: ATO SECURITY ID: F06116101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
6 | Renew Appointment of Colette Neuville as Censor | Management | For | For |
7 | Ratify Change of Registered Office to River Ouest, 80, Quai Voltaire 95870 Bezons | Management | For | For |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AU OPTRONICS CORP MEETING DATE: JUN 10, 2011 | ||||
TICKER: 2409 SECURITY ID: 002255107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
5 | Transact Other Business | Management | None | None |
AUTODESK, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ADSK SECURITY ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carl Bass | Management | For | For |
2 | Elect Director Crawford W. Beveridge | Management | For | For |
3 | Elect Director J. Hallam Dawson | Management | For | For |
4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
5 | Elect Director Sean M. Maloney | Management | For | For |
6 | Elect Director Mary T. McDowell | Management | For | For |
7 | Elect Director Lorrie M. Norrington | Management | For | For |
8 | Elect Director Charles J. Robel | Management | For | For |
9 | Elect Director Steven M. West | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AUTONOMY CORPORATION PLC MEETING DATE: MAR 24, 2011 | ||||
TICKER: AU. SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Robert Webb as Director | Management | For | For |
4 | Elect Jonathan Bloomer as Director | Management | For | For |
5 | Re-elect Richard Gaunt as Director | Management | For | For |
6 | Re-elect Sushovan Hussain as Director | Management | For | For |
7 | Elect Frank Kelly as Director | Management | For | For |
8 | Re-elect Michael Lynch as Director | Management | For | For |
9 | Re-elect John McMonigall as Director | Management | For | For |
10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Market Purchase | Management | For | For |
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: MAR 30, 2011 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Hock E. Tan as Director | Management | For | For |
1.2 | Reelect Adam H. Clammer as Director | Management | For | For |
1.3 | Reelect James A. Davidson as Director | Management | For | For |
1.4 | Reelect James V. Diller as Director | Management | For | For |
1.5 | Reelect Kenneth Y. Hao as Director | Management | For | For |
1.6 | Reelect John M. Hsuan as Director | Management | For | For |
1.7 | Reelect David Kerko as Director | Management | For | For |
1.8 | Reelect Justine F. Lien as Director | Management | For | For |
1.9 | Reelect Donald Macleod as Director | Management | For | For |
1.10 | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVNET, INC. MEETING DATE: NOV 05, 2010 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Ehud Houminer | Management | For | For |
1.4 | Elect Director Frank R. Noonan | Management | For | For |
1.5 | Elect Director Ray M. Robinson | Management | For | For |
1.6 | Elect Director William H. Schumann III | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BALDA AG MEETING DATE: MAY 27, 2011 | ||||
TICKER: BAF SECURITY ID: D05355108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2.1 | Approve Discharge of Management Board Member Rainer Mohr for Fiscal 2010 | Management | For | For |
2.2 | Approve Discharge of Management Board Member Michael Sienkiewicz for Fiscal 2010 | Management | For | For |
3.1 | Approve Discharge of Supervisory Board Member Alen Chen for Fiscal 2010 | Management | For | Against |
3.2 | Approve Discharge of Supervisory Board Member Kevin Kai for Fiscal 2010 | Management | For | Against |
3.3 | Approve Discharge of Supervisory Board Member Michael Naschke for Fiscal 2010 | Management | For | Against |
3.4 | Approve Discharge of Supervisory Board Member Dino Kitzinger for Fiscal 2010 | Management | For | Against |
3.5 | Approve Discharge of Supervisory Board Member Thomas Leonard for Fiscal 2010 | Management | For | Against |
3.6 | Approve Discharge of Supervisory Board Member Mark Littlefield for Fiscal 2010 | Management | For | Against |
4 | Ratify Deloitte & Touche as Auditors for Fiscal 2011 | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
6 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 20.6 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
7 | Approve Creation of EUR 29.4 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
8 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
9 | Approve Decrease in Size of Supervisory Board to Three Members | Management | For | Against |
10 | Amend Articles Re: Audio and Visual Broadcast of Annual Meeting | Management | For | For |
11 | Approve Remuneration System for Management Board Members | Management | For | Against |
BENCHMARK ELECTRONICS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: BHE SECURITY ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cary T. Fu | Management | For | For |
1.2 | Elect Director Michael R. Dawson | Management | For | For |
1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
1.4 | Elect Director Douglas G. Duncan | Management | For | For |
1.5 | Elect Director Bernee D.l. Strom | Management | For | For |
1.6 | Elect Director Clay C. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BIOSENSORS INTERNATIONAL GROUP LTD. MEETING DATE: JUN 15, 2011 | ||||
TICKER: B20 SECURITY ID: G11325100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Biosensors Employee Share Option Scheme 2004 | Management | For | Against |
2 | Approve Extension of the Duration of the Biosensors Employee Share Option Scheme 2004 | Management | For | Against |
3 | Approve Grant of Options at a Maximum of 20 Percent Discount under the Biosensors Employee Share Option Scheme 2004 | Management | For | Against |
4 | Approve Participation of John Zhao in the Biosensors Employee Share Option Scheme 2004 | Management | For | For |
5 | Approve Grant of Options for 100,000 Shares to John Zhao under the Biosensors Employee Share Option Scheme 2004 | Management | For | For |
BLACKBOARD INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: BBBB SECURITY ID: 091935502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Rogers Novak Jr. | Management | For | For |
1.2 | Elect Director Joseph L. Cowan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 21, 2010 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Gary L. Bloom | Management | For | For |
4 | Elect Director Meldon K. Gafner | Management | For | For |
5 | Elect Director Mark J. Hawkins | Management | For | For |
6 | Elect Director Stephan A. James | Management | For | For |
7 | Elect Director P. Thomas Jenkins | Management | For | For |
8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
9 | Elect Director Kathleen A. O'Neil | Management | For | For |
10 | Elect Director Tom C. Tinsley | Management | For | For |
11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Management | For | For |
12 | Ratify Auditors | Management | For | For |
BROADCOM CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy H. Handel | Management | For | For |
1.2 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.3 | Elect Director Maria Klawe | Management | For | For |
1.4 | Elect Director John E. Major | Management | For | Withhold |
1.5 | Elect Director Scott A. McGregor | Management | For | For |
1.6 | Elect Director William T. Morrow | Management | For | Withhold |
1.7 | Elect Director Henry Samueli | Management | For | For |
1.8 | Elect Director John A.C. Swainson | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
BROADSOFT, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: BSFT SECURITY ID: 11133B409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Markley, Jr. | Management | For | For |
1.2 | Elect Director David Bernardi | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
BYD COMPANY LTD. MEETING DATE: AUG 30, 2010 | ||||
TICKER: 01211 SECURITY ID: Y1023R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 12-month Extension Validity Period of the A Share Issue | Management | For | For |
2 | Authorized Board to Ratify and Execute Approved Resolutions | Management | For | For |
BYD COMPANY LTD. MEETING DATE: AUG 30, 2010 | ||||
TICKER: 01211 SECURITY ID: Y1023R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 12-month Extension Validity Period of the A Share Issue | Management | For | For |
2 | Authorized Board to Ratify and Execute Approved Resolutions | Management | For | For |
CADENCE DESIGN SYSTEMS, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CDNS SECURITY ID: 127387108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan L. Bostrom | Management | For | For |
2 | Elect Director Donald L. Lucas | Management | For | For |
3 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
4 | Elect Director George M. Scalise | Management | For | For |
5 | Elect Director John B. Shoven | Management | For | For |
6 | Elect Director Roger S. Siboni | Management | For | For |
7 | Elect Director John A.C. Swainson | Management | For | For |
8 | Elect Director Lip-Bu Tan | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
CANADIAN SOLAR INC. MEETING DATE: SEP 20, 2010 | ||||
TICKER: CSIQ SECURITY ID: 136635109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Shawn (Xiaohua) Qu as Director | Management | For | For |
1.2 | Elect Arthur Chien as Director | Management | For | For |
1.3 | Elect Robert McDermott as Director | Management | For | For |
1.4 | Elect Lars-Eric Johansson as Director | Management | For | For |
1.5 | Elect Michael G. Potter as Director | Management | For | For |
2 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
CANADIAN SOLAR INC. MEETING DATE: JUN 27, 2011 | ||||
TICKER: CSIQ SECURITY ID: 136635109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Shawn Qu as Director | Management | For | For |
1.2 | Elect Robert McDermott as Director | Management | For | For |
1.3 | Elect Lars-Eric Johansson as Director | Management | For | For |
1.4 | Elect Michael G. Potter as Director | Management | For | For |
2 | Approve Deloitte Touche Tohmatsu CPA, Ltd as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CANDO CORP. MEETING DATE: JUN 22, 2011 | ||||
TICKER: 8056 SECURITY ID: Y1082H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Statement of Profit and Loss Appropriation | Management | For | For |
3 | Approve Appropriation for Offsetting Deficit from Capital Reserves | Management | For | For |
4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
5 | Approve Option of Tax Benefit in Connection with 2009 Right Issue | Management | For | For |
6 | Approve Proposal of Asking Original Shareholders to Give Up the Subscription Rights When Listed by Public Underlying | Management | For | For |
7 | Approve By-Election of an Independent Director | Management | For | For |
8 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | For |
CAVIUM NETWORKS, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: CAVM SECURITY ID: 14965A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Pantuso | Management | For | For |
1.2 | Elect Director C.N. Reddy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: MAY 24, 2011 | ||||
TICKER: CPW SECURITY ID: M22465104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gil Shwed as Director | Management | For | For |
1.2 | Elect Marius Nacht as Director | Management | For | For |
1.3 | Elect Jerry Ungerman as Director | Management | For | For |
1.4 | Elect Dan Propper as Director | Management | For | For |
1.5 | Elect David Rubner as Director | Management | For | For |
1.6 | Elect Tal Shavit as Director | Management | For | For |
2.1 | Elect Ray Rothrock as External Director | Management | For | For |
2.2 | Elect Irwin Federman as External Director | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Compensation of Directors | Management | For | For |
5 | Approve Grant of Options to Executive Director | Management | For | For |
CHICONY ELECTRONICS CO., LTD. MEETING DATE: JUN 10, 2011 | ||||
TICKER: 2385 SECURITY ID: Y1364B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
7 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
8 | Approve to Amend Trading Procedures Governing Derivatives Products | Management | For | For |
9 | Transact Other Business (Non-Voting) | Management | None | None |
CHIMEI INNOLUX CORP MEETING DATE: JUN 28, 2011 | ||||
TICKER: 3481 SECURITY ID: Y4083P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Statement of Loss Appropriation | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6 | Approve Domestic Increase of Cash Capital, Increase of Cash Capital and Issuance of New Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
CHINA FINANCE ONLINE CO., LTD. MEETING DATE: JUN 30, 2011 | ||||
TICKER: JRJC SECURITY ID: 169379104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve to Re-Elect Hugo Shong as Director | Management | For | For |
1.2 | Approve to Re-Elect Ling Wang as Director | Management | For | For |
2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Independent Auditors and to Authorize the Board to Determine Their Remuneration | Management | For | For |
3 | Approve Audited Consolidated Financial Statements for the Fiscal Year Ending on December 31, 2010 Together with the Reports of the Directors and the Auditors | Management | For | For |
4 | Authorize the Board of Directors during the Next Year to Issue Ordinary Shares or Preferred Shares | Management | For | Abstain |
CHINA INFORMATION SECURITY TECHNOLOGY, INC. MEETING DATE: AUG 23, 2010 | ||||
TICKER: CNIT SECURITY ID: 16944F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name | Management | For | For |
CHINA INFORMATION TECHNOLOGY, INC. MEETING DATE: JUN 21, 2011 | ||||
TICKER: CNIT SECURITY ID: 16950L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jiang Huai Lin | Management | For | For |
1.2 | Elect Director Zhi Qiang Zhao | Management | For | For |
1.3 | Elect Director Qiang Lin | Management | For | For |
1.4 | Elect Director Yun Sen Huang | Management | For | For |
1.5 | Elect Director Remington Hu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
CHINA WIRELESS TECHNOLOGIES LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: 02369 SECURITY ID: G21165108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Yang Xianzu as Independent Non-Executive Director | Management | For | For |
3a2 | Reelect Huang Dazhan as Independent Non-Executive Director | Management | For | For |
3a3 | Reelect Xie Weixin as Independent Non-Executive Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | Management | For | For |
CHROMA ATE INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: 2360 SECURITY ID: Y1604M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of Income and Dividends and Issuance of New Shares | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5.1 | Elect Leo Huang with ID Number 1 as Director | Management | For | Against |
5.2 | Elect Ming Chang with ID Number 3 as Director | Management | For | Against |
5.3 | Elect Terry Cheng from Fer Mo Investment Co., Ltd. with ID Number 12723 as Director | Management | For | Against |
5.4 | Elect Tsung-Ming Chung with ID Number J102535596 as Independent Director | Management | For | For |
5.5 | Elect Quincy Lin with ID Number D100511842 as Independent Director | Management | For | For |
5.6 | Elect Chi-Jen Chou with ID Number T100113241 as Supervisor | Management | For | For |
5.7 | Elect Tsun I Wang from Case Investment Co., Ltd. with ID Number 319 as Supervisor | Management | For | For |
6 | Approve Release of Restrictions of Competitive Activities of New Directors and Their Representatives | Management | For | For |
CIENA CORPORATION MEETING DATE: MAR 23, 2011 | ||||
TICKER: CIEN SECURITY ID: 171779309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harvey B. Cash | Management | For | For |
2 | Elect Director Judith M. O'Brien | Management | For | For |
3 | Elect Director Gary B. Smith | Management | For | For |
4 | Approve Conversion of Securities | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CISCO SYSTEMS, INC. MEETING DATE: NOV 18, 2010 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Murray J. Demo | Management | For | For |
2 | Elect Director Asiff S. Hirji | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CME GROUP INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig S. Donohue | Management | For | For |
1.2 | Elect Director Timothy S. Bitsberger | Management | For | For |
1.3 | Elect Director Jackie M. Clegg | Management | For | For |
1.4 | Elect Director James A. Donaldson | Management | For | For |
1.5 | Elect Director J. Dennis Hastert | Management | For | For |
1.6 | Elect Director William P. Miller II | Management | For | For |
1.7 | Elect Director Terry L. Savage | Management | For | For |
1.8 | Elect Director Christopher Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Howe | Management | For | For |
2 | Elect Director Robert E. Weissman | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
COMMVAULT SYSTEMS, INC. MEETING DATE: AUG 25, 2010 | ||||
TICKER: CVLT SECURITY ID: 204166102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Armando Geday | Management | For | For |
1.2 | Elect Director F. Robert Kurimsky | Management | For | For |
1.3 | Elect Director David F. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONCUR TECHNOLOGIES, INC. MEETING DATE: MAR 15, 2011 | ||||
TICKER: CNQR SECURITY ID: 206708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey T. McCabe | Management | For | For |
1.2 | Elect Director Edward P. Gilligan | Management | For | For |
1.3 | Elect Director Rajeev Singh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CORNING INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Seely Brown | Management | For | For |
2 | Elect Director John A. Canning, Jr. | Management | For | For |
3 | Elect Director Gordon Gund | Management | For | For |
4 | Elect Director Kurt M. Landgraf | Management | For | For |
5 | Elect Director H. Onno Ruding | Management | For | For |
6 | Elect Director Glenn F. Tilton | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
CREE, INC. MEETING DATE: OCT 26, 2010 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director Dolph W. Von Arx | Management | For | For |
1.3 | Elect Director Clyde R. Hosein | Management | For | For |
1.4 | Elect Director Robert A. Ingram | Management | For | For |
1.5 | Elect Director Franco Plastina | Management | For | For |
1.6 | Elect Director Robert L. Tillman | Management | For | For |
1.7 | Elect Director Harvey A. Wagner | Management | For | For |
1.8 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Establish Range For Board Size | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 24, 2011 | ||||
TICKER: CCI SECURITY ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dale N. Hatfield | Management | For | For |
1.2 | Elect Director Lee W. Hogan | Management | For | For |
1.3 | Elect Director Robert F. Mckenzie | Management | For | For |
1.4 | Elect Director David C. Abrams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CSR PLC MEETING DATE: MAY 18, 2011 | ||||
TICKER: CSR SECURITY ID: G1790J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Joep van Beurden as Director | Management | For | Against |
4 | Re-elect Kanwar Chadha as Director | Management | For | Against |
5 | Re-elect Will Gardiner as Director | Management | For | Against |
6 | Re-elect Chris Ladas as Director | Management | For | Against |
7 | Re-elect Andrew Allner as Director | Management | For | Against |
8 | Re-elect Anthony Carlisle as Director | Management | For | Against |
9 | Re-elect James Collier as Director | Management | For | Against |
10 | Re-elect Sergio Giacoletto-Roggio as Director | Management | For | Against |
11 | Re-elect Ron Mackintosh as Director | Management | For | Against |
12 | Elect Teresa Vega as Director | Management | For | For |
13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Approve Final Dividend | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CYMER, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: CYMI SECURITY ID: 232572107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Robert P. Akins | Management | For | For |
1.3 | Elect Director Edward H. Braun | Management | For | For |
1.4 | Elect Director Michael R. Gaulke | Management | For | For |
1.5 | Elect Director William G. Oldham | Management | For | For |
1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
1.7 | Elect Director Peter J. Simone | Management | For | For |
1.8 | Elect Director Young K. Sohn | Management | For | For |
1.9 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CYPRESS SEMICONDUCTOR CORPORATION MEETING DATE: MAY 13, 2011 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director J. Donald Sherman | Management | For | For |
1.8 | Elect Director Wilbert Van Den Hoek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DEALERTRACK HOLDINGS, INC. MEETING DATE: MAY 23, 2011 | ||||
TICKER: TRAK SECURITY ID: 242309102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark F. O'Neil | Management | For | For |
1.2 | Elect Director Mary Cirillo-Goldberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DIGITAL CHINA HOLDINGS LIMITED MEETING DATE: SEP 29, 2010 | ||||
TICKER: 00861 SECURITY ID: G2759B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Lin Yang as Director | Management | For | Against |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Ernst and Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
DIGITAL RIVER, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: DRIV SECURITY ID: 25388B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas F. Madison | Management | For | For |
1.2 | Elect Director Cheryl F. Rosner | Management | For | For |
1.3 | Elect Director Alfred F. Castino | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
DIGITECH SYSTEMS CO. MEETING DATE: MAR 31, 2011 | ||||
TICKER: 091690 SECURITY ID: Y2073R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | Against |
3.1 | Reelect Lee Jin-Cheol as Inside Director | Management | For | Against |
3.2 | Elect Bae Jin-Soo as Inside Director | Management | For | Against |
4 | Reappoint Ko Young-Ha as Internal Auditor | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Director | Management | For | For |
6 | Authorize Board to Fix Remuneration of Internal Auditors | Management | For | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 07, 2011 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
DST SYSTEMS, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DST SECURITY ID: 233326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Argyros | Management | For | For |
1.2 | Elect Director Lawrence M. Higby | Management | For | For |
1.3 | Elect Director Thomas A. McDonnell | Management | For | For |
1.4 | Elect Director M. Jeannine Strandjord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DUKSAN HI METAL CO. MEETING DATE: MAR 25, 2011 | ||||
TICKER: 077360 SECURITY ID: Y2113Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Approve Stock Option Grants | Management | For | For |
4 | Elect Kwon Soon-Gi as Outside Director | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Against |
6 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
E INK HOLDINGS INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: 8069 SECURITY ID: 26854W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | Did Not Vote |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | Did Not Vote |
3 | Amend Articles of Association | Management | For | Did Not Vote |
4.1 | Elect Su-Cheng Liu, a Representative of Cheng-Yu Co., Ltd., with Shareholder Number 6637 as Director | Management | For | Did Not Vote |
4.2 | Elect Show-Chung Ho, a Representative of Cheng-Yu Co., Ltd., with Shareholder Number 6637 as Director | Management | For | Did Not Vote |
4.3 | Elect Ho Yi-Da, a Representative of Cheng-Yu Co., Ltd., with Shareholder Number 6637 as Director | Management | For | Did Not Vote |
4.4 | Elect Cheng-Hao Lee, a Representative of Cheng-Yu Co., Ltd., with Shareholder Number 6637 as Director | Management | For | Did Not Vote |
4.5 | Elect Chuang-Chuang Tsai, a Representative of Yuen Foong Yu Paper Manufacturing Co., Ltd., with Shareholder Number 1 as Director | Management | For | Did Not Vote |
4.6 | Elect Chun-Chieh Huang, a Representative of Yuen Foong Yu Paper Manufacturing Co., Ltd., with Shareholder Number 1 as Director | Management | For | Did Not Vote |
4.7 | Elect Chen, Ten-Chung with ID Number A102064307 as Independent Director | Management | For | Did Not Vote |
4.8 | Elect Chen, Yung-Cheng with ID Number A121232601 as Independent Director | Management | For | Did Not Vote |
4.9 | Elect Ching-Yuan Chang, a Representative of Yuen Foong Paper Co., Ltd., with Shareholder Number 1254 as Supervisor | Management | For | Did Not Vote |
4.10 | Elect Li-Chun Hsiao, a Representative of Yuen Foong Paper Co., Ltd., with Shareholder Number 1254 as Supervisor | Management | For | Did Not Vote |
5 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Management | For | Did Not Vote |
EASTMAN KODAK COMPANY MEETING DATE: MAY 11, 2011 | ||||
TICKER: EK SECURITY ID: 277461109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard S. Braddock | Management | For | For |
2 | Elect Director Herald Y. Chen | Management | For | For |
3 | Elect Director Adam H. Clammer | Management | For | For |
4 | Elect Director Timothy M. Donahue | Management | For | For |
5 | Elect Director Michael J. Hawley | Management | For | For |
6 | Elect Director William H. Hernandez | Management | For | For |
7 | Elect Director Douglas R. Lebda | Management | For | For |
8 | Elect Director Kyle P. Legg | Management | For | For |
9 | Elect Director Delano E. Lewis | Management | For | For |
10 | Elect Director William G. Parrett | Management | For | For |
11 | Elect Director Antonio M. Perez | Management | For | For |
12 | Elect Director Joel Seligman | Management | For | For |
13 | Elect Director Dennis F. Strigl | Management | For | For |
14 | Elect Director Laura D'Andrea Tyson | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EDUCOMP SOLUTIONS LTD. MEETING DATE: APR 11, 2011 | ||||
TICKER: 532696 SECURITY ID: Y22514114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Transfer of the Studyplaces.Com Business to Educomp Software Ltd., a Wholly-Owned Subsidiary | Management | For | For |
2 | Approve Increase in Investment of up to INR 25 Billion in Educomp Infrastructure & School Management Ltd., a Subsidiary of the Company | Management | For | For |
3 | Approve Issuance of Equity Shares up to an Aggregate Amount of INR 20 Million to the Shareholders of Gateforum Educational Services Pvt. Ltd. (Gateforum) as Part Consideration for the Acquisition of a Majority Stake in Gateforum | Management | For | For |
EMC CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director James S. DiStasio | Management | For | For |
6 | Elect Director John R. Egan | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EMULEX CORPORATION MEETING DATE: NOV 23, 2010 | ||||
TICKER: ELX SECURITY ID: 292475209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred B. Cox | Management | For | For |
1.2 | Elect Director Michael P. Downey | Management | For | For |
1.3 | Elect Director Bruce C. Edwards | Management | For | For |
1.4 | Elect Director Paul F. Folino | Management | For | For |
1.5 | Elect Director Robert H. Goon | Management | For | For |
1.6 | Elect Director Don M. Lyle | Management | For | For |
1.7 | Elect Director James M. McCluney | Management | For | For |
1.8 | Elect Director Dean A. Yoost | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ENERGY CONVERSION DEVICES, INC. MEETING DATE: DEC 14, 2010 | ||||
TICKER: ENER SECURITY ID: 292659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Avila | Management | For | For |
1.2 | Elect Director Alan E. Barton | Management | For | For |
1.3 | Elect Director Robert I. Frey | Management | For | For |
1.4 | Elect Director William J. Ketelhut | Management | For | For |
1.5 | Elect Director Mark D. Morelli | Management | For | For |
1.6 | Elect Director Stephen Rabinowitz | Management | For | For |
1.7 | Elect Director George A. Schreiber Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON) MEETING DATE: APR 13, 2011 | ||||
TICKER: ERICB SECURITY ID: 294821608 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael Treschow as Chairman of Meeting | Management | For | For |
2 | Prepare and Approve List of Shareholders | Management | None | None |
3 | Approve Agenda of Meeting | Management | None | None |
4 | Acknowledge Proper Convening of Meeting | Management | None | None |
5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
7 | Receive President's Report; Allow Questions | Management | None | None |
8.1 | Approve Financial Statements and Statutory Reports | Management | For | For |
8.2 | Approve Discharge of Board and President | Management | For | For |
8.3 | Approve Allocation of Income and Dividends of SEK 2.25 per Share; Set Record Date for Dividend as April 18, 2011 | Management | For | For |
9.1 | Determine Number of Members (12) and Deputy Members (0) of Board | Management | For | For |
9.2 | Approve Remuneration of Directors in the Amount of SEK 3.75 Million to the Chairman and SEK 825,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | Management | For | For |
9.3 | Reelect R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Martin-Lof, N. McKinstry, A. Nyren, C. Svanberg, H. Vestberg, and M. Volpi as Directors; Elect L. Johansson (Chair) and J. Wallenberg as New Directors | Management | For | Against |
9.4 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
9.5 | Approve Omission of Remuneration of Members of the Nomination Committee | Management | For | For |
9.6 | Approve Remuneration of Auditors | Management | For | For |
9.7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
11.1 | Approve 2011 Share Matching Plan for All Employees | Management | For | For |
11.2 | Authorize Reissuance of 11.7 Million Repurchased Class B Shares for 2011 Share Matching Plan for All Employees | Management | For | For |
11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | For |
11.4 | Approve 2011 Share Matching Plan for Key Contributors | Management | For | For |
11.5 | Authorize Reissuance of 7.3 Million Repurchased Class B Shares for 2011 Share Matching Plan for Key Contributors | Management | For | For |
11.6 | Approve Swap Agreement with Third Party as Alternative to Item 11.5 | Management | For | For |
11.7 | Approve 2011 Restricted Stock Plan for Executives | Management | For | For |
11.8 | Authorize Reissuance of 4.4 Million Repurchased Class B Shares for 2011 Restricted Stock Plan for Executives | Management | For | For |
11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | For |
12 | Authorize Reissuance of up to 13.8 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2007, 2008, 2009, and 2010 Long-Term Variable Compensation Plans | Management | For | For |
13 | Amend Corporate Purpose | Management | For | For |
14 | General Meeting Shall Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | Shareholder | None | For |
15 | Close Meeting | Management | None | None |
F5 NETWORKS, INC. MEETING DATE: MAR 14, 2011 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Chapple | Management | For | For |
2 | Elect Director A. Gary Ames | Management | For | For |
3 | Elect Director Scott Thompson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles P. Carinalli | Management | For | For |
2 | Elect Director Randy W. Carson | Management | For | For |
3 | Elect Director Anthony Lear | Management | For | For |
4 | Elect Director Thomas L. Magnanti | Management | For | For |
5 | Elect Director Kevin J. McGarity | Management | For | For |
6 | Elect Director Bryan R. Roub | Management | For | For |
7 | Elect Director Ronald W. Shelly | Management | For | For |
8 | Elect Director Mark S. Thompson | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
FANUC LTD. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 6954 SECURITY ID: J13440102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 98.59 | Management | For | For |
2 | Amend Articles To Change Company Name - Increase Maximum Board Size | Management | For | For |
3.1 | Elect Director Inaba, Yoshiharu | Management | For | For |
3.2 | Elect Director Kojima, Hideo | Management | For | For |
3.3 | Elect Director Yamaguchi, Kenji | Management | For | For |
3.4 | Elect Director Gonda, Yoshihiro | Management | For | For |
3.5 | Elect Director Ito, Takayuki | Management | For | For |
3.6 | Elect Director Kurakake, Mitsuo | Management | For | For |
3.7 | Elect Director Kishi, Hajimu | Management | For | For |
3.8 | Elect Director Uchida, Hiroyuki | Management | For | For |
3.9 | Elect Director Matsubara, Shunsuke | Management | For | For |
3.10 | Elect Director Miyajima, Hidehiro | Management | For | For |
3.11 | Elect Director Noda, Hiroshi | Management | For | For |
3.12 | Elect Director Araki, Hiroshi | Management | For | For |
3.13 | Elect Director Kohari, Katsuo | Management | For | For |
3.14 | Elect Director Yamasaki, Mineko | Management | For | For |
3.15 | Elect Director Richard E Schneider | Management | For | For |
3.16 | Elect Director Olaf C Gehrels | Management | For | For |
4.1 | Appoint Statutory Auditor Kimura, Shunsuke | Management | For | For |
4.2 | Appoint Statutory Auditor Shimizu, Naoki | Management | For | For |
4.3 | Appoint Statutory Auditor Nakagawa, Takeo | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David K. Hunt | Management | For | For |
2 | Elect Director Richard N. Massey | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
FINISAR CORPORATION MEETING DATE: OCT 28, 2010 | ||||
TICKER: FNSR SECURITY ID: 31787A507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry S. Rawls | Management | For | For |
1.2 | Elect Director Robert N. Stephens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIRST SOLAR, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Robert J. Gillette | Management | For | For |
1.3 | Elect Director Craig Kennedy | Management | For | For |
1.4 | Elect Director James F. Nolan | Management | For | For |
1.5 | Elect Director William J. Post | Management | For | For |
1.6 | Elect Director J. Thomas Presby | Management | For | For |
1.7 | Elect Director Paul H. Stebbins | Management | For | For |
1.8 | Elect Director Michael Sweeney | Management | For | For |
1.9 | Elect Director Jose H. Villarreal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Report on Potential Risks Related to Arizona Immigration Legislation and Public Reaction | Shareholder | Against | Abstain |
FISERV, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald F. Dillon | Management | For | For |
1.2 | Elect Director Denis J. O'Leary | Management | For | For |
1.3 | Elect Director Glenn M. Renwick | Management | For | For |
1.4 | Elect Director Carl W. Stern | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: JUL 23, 2010 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect H. Raymond Bingham as a Director | Management | For | For |
2 | Reelect Willy C. Shih as a Director | Management | For | For |
3 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
5 | Approve the Adoption of the Flextronics International Ltd. 2010 Equity Incentive Plan | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
FORTINET, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: FTNT SECURITY ID: 34959E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Walecka | Management | For | For |
1.2 | Elect Director Michael Xie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GCL-POLY ENERGY HOLDINGS LTD. MEETING DATE: JAN 05, 2011 | ||||
TICKER: 03800 SECURITY ID: G3774X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Renewed Jinshanqiao Steam Supply Agreement, Renewed Xuzhou Steam Supply Agreement, Jiangsu GCL Steam Supply Agreement, Connection Agreement, and Related Annual Caps | Management | For | For |
GCL-POLY ENERGY HOLDINGS LTD. MEETING DATE: APR 21, 2011 | ||||
TICKER: 03800 SECURITY ID: G3774X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Refreshment of Scheme Mandate Limit under the Share Option Scheme | Management | For | For |
GCL-POLY ENERGY HOLDINGS LTD. MEETING DATE: MAY 16, 2011 | ||||
TICKER: 03800 SECURITY ID: G3774X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Zhu Gong Shan as Executive Director | Management | For | Against |
3b | Reelect Sha Hong Qiu as Executive Director | Management | For | Against |
3c | Reelect Ji Jun as Executive Director | Management | For | Against |
3d | Reelect Yu Bao Dong as Executive Director | Management | For | Against |
3e | Reelect Tong Yee Ming as Executive Director | Management | For | Against |
3f | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
GEMALTO MEETING DATE: MAY 18, 2011 | ||||
TICKER: GTO SECURITY ID: N3465M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Adopt Financial Statements | Management | For | Did Not Vote |
4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4b | Approve Dividends of EUR 0.28 Per Share | Management | For | Did Not Vote |
5a | Approve Discharge of CEO | Management | For | Did Not Vote |
5b | Approve Discharge of Non-Excecutive Directors | Management | For | Did Not Vote |
6a | Reelect A.Mandl to Board of Directors | Management | For | Did Not Vote |
6b | Reelect M. Soublin to Board of Directors | Management | For | Did Not Vote |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
9 | Allow Questions | Management | None | None |
10 | Close Meeting | Management | None | None |
GIANT INTERACTIVE GROUP INC. MEETING DATE: SEP 16, 2010 | ||||
TICKER: GA SECURITY ID: 374511103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Wei Liu as Director | Management | For | For |
2 | Reelect Lv Zhang as Director | Management | For | For |
3 | Increase Number of Shares Reserved Under 2007 Performance Incentive Plan to 10,700,000 Ordinary Shares | Management | For | Against |
4 | Approve Repricing of Options | Management | For | Against |
5 | Ratify Ernst & Young Hua Ming as Auditors | Management | For | For |
GOLDEN MEDITECH HOLDINGS LTD MEETING DATE: SEP 09, 2010 | ||||
TICKER: 00801 SECURITY ID: G39580108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Jin Lu as Executive Director | Management | For | Against |
2b | Reelect Cao Gang as Independent Non-Executive Director | Management | For | For |
2c | Reelect Gu Qiao as Independent Non-Executive Director | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Approve Share Award Plan | Management | For | Against |
GOOGLE INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
GREE,INC. MEETING DATE: SEP 28, 2010 | ||||
TICKER: 3632 SECURITY ID: J18807107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 25 | Management | For | For |
2 | Amend Articles To Increase Maximum Number of Statutory Auditors | Management | For | For |
3.1 | Elect Director Yoshikazu Tanaka | Management | For | For |
3.2 | Elect Director Koutarou Yamagishi | Management | For | For |
3.3 | Elect Director Masaki Fujimoto | Management | For | For |
3.4 | Elect Director Naoki Aoyagi | Management | For | For |
3.5 | Elect Director Toshitake Amamiya | Management | For | For |
3.6 | Elect Director Takeshi Natsuno | Management | For | For |
4 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
GT SOLAR INTERNATIONAL, INC. MEETING DATE: AUG 11, 2010 | ||||
TICKER: SOLR SECURITY ID: 3623E0209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Bradford Forth | Management | For | For |
1.2 | Elect Director Fusen E. Chen | Management | For | For |
1.3 | Elect Director J. Michal Conaway | Management | For | For |
1.4 | Elect Director Ernest L. Godshalk | Management | For | For |
1.5 | Elect Director Thomas Gutierrez | Management | For | For |
1.6 | Elect Director Mathew E. Massengill | Management | For | For |
1.7 | Elect Director R. Chad Van Sweden | Management | For | For |
1.8 | Elect Director Noel G. Watson | Management | For | For |
HAIER ELECTRONICS GROUP CO LTD MEETING DATE: SEP 30, 2010 | ||||
TICKER: 01169 SECURITY ID: G42313125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by Qingdao New Goodaymart Logistics Company of the Entire Equity Interest in Qingdao Haier Logistics Company Ltd. from Haier Group Corporation | Management | For | For |
2 | Approve Logistics Services Agreement, Logistics Services Cap, and Related Transactions | Management | For | For |
3 | Approve Production and Experimental Equipment Agreement, Procurement Cap, and Related Transactions | Management | For | For |
4a | Approve Services Agreement, General Services Cap, and Related Transactions | Management | For | For |
4b | Approve Financial Services Cap under the Services Agreement, and Related Transactions | Management | For | For |
5 | Approve Export Agreement, Export Cap, and Related Transactions | Management | For | For |
6 | Approve Materials Procurement Agreement, Material Procurement Cap, and Related Transactions | Management | For | For |
7 | Approve Promotion Agreement, Promotion Cap, and Related Transactions | Management | For | For |
8 | Approve CB Subscription Agreement with Haier Shareholding (Hong Kong) Limited, in Relation to the Issuance of Convertible Bonds with a Principal Amount of HK$786.6 Million | Management | For | For |
9 | Approve Specific Mandate to Issue New Shares Upon Exercise of the Conversion Rights Attached to the Convertible Bonds | Management | For | For |
10 | Authorize any One Director, or any Two Directors, or One Directory and the Company Secretary to Do All Such Acts Necessary to Implement the Aforesaid Agreements and Related Transactions | Management | For | For |
HAIER ELECTRONICS GROUP CO LTD MEETING DATE: JAN 20, 2011 | ||||
TICKER: 01169 SECURITY ID: G42313125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Connected Transaction with a Related Party and Related Annual Caps | Management | For | For |
HAIER ELECTRONICS GROUP CO LTD MEETING DATE: JUN 08, 2011 | ||||
TICKER: 01169 SECURITY ID: G42313125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a1 | Reelect Wu Ke Song as Non-Executive Director | Management | For | Against |
2a2 | Reelect Liang Hai Shan as Non-Executive Director | Management | For | Against |
2a3 | Reelect Liu Xiao Feng as Independent Non-Executive Director | Management | For | Against |
2b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Adoption of New Share Option Scheme | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director M. L. Andreessen | Management | For | For |
2 | Elect Director L. Apotheker | Management | For | For |
3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
4 | Elect Director S.M. Baldauf | Management | For | For |
5 | Elect Director S. Banerji | Management | For | For |
6 | Elect Director R.L. Gupta | Management | For | For |
7 | Elect Director J.H. Hammergren | Management | For | For |
8 | Elect Director R.J. Lane | Management | For | For |
9 | Elect Director G.M. Reiner | Management | For | For |
10 | Elect Director P.F. Russo | Management | For | For |
11 | Elect Director D. Senequier | Management | For | For |
12 | Elect Director G.K. Thompson | Management | For | For |
13 | Elect Director M.C. Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
HI SUN TECHNOLOGY (CHINA) LTD (FORMERLY HI SUN GROUP LTD) MEETING DATE: NOV 24, 2010 | ||||
TICKER: 00818 SECURITY ID: G4512G126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Spin-Off of PAX Global Technology Limited and its Subsidiaries | Management | For | For |
2 | Adopt PAX Share Option Scheme | Management | For | For |
HI SUN TECHNOLOGY (CHINA) LTD (FORMERLY HI SUN GROUP LTD) MEETING DATE: APR 29, 2011 | ||||
TICKER: 00818 SECURITY ID: G4512G126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Cheung Yuk Fung as Director | Management | For | Against |
2b | Reelect Kui Man Chun as Director | Management | For | Against |
2c | Reelect Xu Changjun as Director | Management | For | Against |
2d | Reelect Xu Sitao as Director | Management | For | For |
2e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
7 | Adopt Share Option Scheme 2011 | Management | For | For |
HITTITE MICROWAVE CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: HITT SECURITY ID: 43365Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Daly | Management | For | For |
1.2 | Elect Director Ernest L. Godshalk | Management | For | For |
1.3 | Elect Director Rick D. Hess | Management | For | For |
1.4 | Elect Director Adrienne M. Markham | Management | For | For |
1.5 | Elect Director Brian P. McAloon | Management | For | For |
1.6 | Elect Director Cosmo S. Trapani | Management | For | For |
1.7 | Elect Director Franklin Weigold | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HTC CORPORATION MEETING DATE: JUN 15, 2011 | ||||
TICKER: 2498 SECURITY ID: Y3732M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6.1 | Elect David Bruce Yoffie with Shareholder Number 19540707DA as Director | Management | For | For |
6.2 | Elect Jerry H.C. Chu with ID Number A121108388 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
HYNIX SEMICONDUCTOR INC. MEETING DATE: MAR 30, 2011 | ||||
TICKER: 000660 SECURITY ID: Y3817W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 150 per Share | Management | For | For |
2 | Elect Nine Outside Directors (Bundled) | Management | For | For |
3 | Elect Three Members of Audit Committee (Bundled) | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
ILLUMINA, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Roy A. Whitfield | Management | For | For |
1.3 | Elect Director Gerald Moller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
IMAGINATION TECHNOLOGIES GROUP PLC MEETING DATE: AUG 13, 2010 | ||||
TICKER: IMG SECURITY ID: G47104107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Geoff Shingles as Director | Management | For | Against |
4 | Re-elect Ian Pearson as Director | Management | For | For |
5 | Re-elect David Hurst-Brown as Director | Management | For | For |
6 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase | Management | For | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
12 | Adopt New Articles of Association | Management | For | For |
INFINERA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Fallon | Management | For | For |
1.2 | Elect Director Kambiz Y. Hooshmand | Management | For | For |
1.3 | Elect Director Philip J. Koen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INFORMATICA CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark A. Bertelsen | Management | For | For |
2 | Elect Director A. Brooke Seawell | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INGRAM MICRO INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: IM SECURITY ID: 457153104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard I. Atkins | Management | For | For |
2 | Elect Director Leslie Stone Heisz | Management | For | For |
3 | Elect Director John R. Ingram | Management | For | For |
4 | Elect Director Orrin H. Ingram, II | Management | For | For |
5 | Elect Director Dale R. Laurance | Management | For | For |
6 | Elect Director Linda Fayne Levinson | Management | For | For |
7 | Elect Director Scott A. McGregor | Management | For | For |
8 | Elect Director Michael T. Smith | Management | For | For |
9 | Elect Director Gregory M.E. Spierkel | Management | For | For |
10 | Elect Director Joe B. Wyatt | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
INOTERA MEMORIES, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: 3474 SECURITY ID: Y4084K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Audited Accounting Ledgers | Management | For | For |
2 | Approve 2010 Statement of Profit and Loss Appropriation | Management | For | For |
3 | Approve Amendments on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
5 | Approve Enterprise Income Tax Exemption Regarding Capital Increase Under Statute for Upgrading Industry | Management | For | For |
6 | Approve Plan of Election of Directors and Supervisors | Management | For | Against |
7 | Elect Directors and Supervisors | Management | For | Against |
8 | Approve Release of Restrictions of Competitive Activities of New Directors and Their Representatives | Management | For | For |
9 | Transact Other Business | Management | None | None |
INPHI CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: IPHI SECURITY ID: 45772F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Ladd | Management | For | For |
1.2 | Elect Director Lip-Bu Tan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
INSPUR INTERNATIONAL LTD. MEETING DATE: JUL 14, 2010 | ||||
TICKER: 00596 SECURITY ID: G4820C122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Connected Transaction with a Related Party and Annual Caps | Management | For | For |
2 | Adoption of the registered Chinese name of the Company | Management | For | For |
INSPUR INTERNATIONAL LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: 00596 SECURITY ID: G4820C122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.01 Per Share | Management | For | For |
3a | Reelect Dong Hailong as Executive Director | Management | For | Against |
3b | Reelect Meng Xiangxu as Independent Non-Executive Director | Management | For | Against |
3c | Reelect Zhang Tiqin as Independent Non-Executive Director | Management | For | For |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
INSYDE SOFTWARE CORP. MEETING DATE: JUN 17, 2011 | ||||
TICKER: 6231 SECURITY ID: Y4092X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Investment in People's Republic of China | Management | For | For |
4 | Approve to Handle Domestic Private Placement of Unsecured Convertible Bone | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. J. P. Belda | Management | For | For |
2 | Elect Director W. R. Brody | Management | For | For |
3 | Elect Director K. I. Chenault | Management | For | For |
4 | Elect Director M. L. Eskew | Management | For | For |
5 | Elect Director S. A. Jackson | Management | For | For |
6 | Elect Director A. N. Liveris | Management | For | For |
7 | Elect Director W. J. McNerney, Jr. | Management | For | For |
8 | Elect Director J. W. Owens | Management | For | For |
9 | Elect Director S. J. Palmisano | Management | For | For |
10 | Elect Director J. E. Spero | Management | For | For |
11 | Elect Director S. Taurel | Management | For | For |
12 | Elect Director L. H. Zambrano | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
INTERNATIONAL RECTIFIER CORPORATION MEETING DATE: NOV 12, 2010 | ||||
TICKER: IRF SECURITY ID: 460254105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Thomas A. Lacey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTERSIL CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David B. Bell | Management | For | For |
2 | Elect Director Robert W. Conn | Management | For | For |
3 | Elect Director James V. Diller | Management | For | For |
4 | Elect Director Gary E. Gist | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Gregory Lang | Management | For | For |
7 | Elect Director Jan Peeters | Management | For | For |
8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
9 | Elect Director James A. Urry | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INTUIT INC. MEETING DATE: JAN 19, 2011 | ||||
TICKER: INTU SECURITY ID: 461202103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David H. Batchelder | Management | For | For |
2 | Elect Director Christopher W. Brody | Management | For | For |
3 | Elect Director William V. Campbell | Management | For | For |
4 | Elect Director Scott D. Cook | Management | For | For |
5 | Elect Director Diane B. Greene | Management | For | For |
6 | Elect Director Michael R. Hallman | Management | For | For |
7 | Elect Director Edward A. Kangas | Management | For | For |
8 | Elect Director Suzanne Nora Johnson | Management | For | For |
9 | Elect Director Dennis D. Powell | Management | For | For |
10 | Elect Director Brad D. Smith | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IPG PHOTONICS CORPORATION MEETING DATE: MAY 31, 2011 | ||||
TICKER: IPGP SECURITY ID: 44980X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Valentin P. Gapontsev, Ph.D. | Management | For | For |
1.2 | Elect Director Eugene Scherbakov, Ph.D. | Management | For | For |
1.3 | Elect Director Igor Samartsev | Management | For | For |
1.4 | Elect Director Robert A. Blair | Management | For | For |
1.5 | Elect Director Michael C. Child | Management | For | For |
1.6 | Elect Director Michael R. Kampfe | Management | For | For |
1.7 | Elect Director Henry E. Gauthier | Management | For | For |
1.8 | Elect Director William S. Hurley | Management | For | For |
1.9 | Elect Director William F. Krupke, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ITRON, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jon E. Eliassen | Management | For | For |
2 | Elect Director Charles H. Gaylord Jr. | Management | For | For |
3 | Elect Director Gary E. Pruitt | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
J TOUCH CORP MEETING DATE: JUN 02, 2011 | ||||
TICKER: 3584 SECURITY ID: Y44678103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Audited Accounting Ledgers | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of Capital Reserve and Issuance of New Shares | Management | For | For |
4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Approve Amendments on the Procedures for Loans to Other Parties and Endorsement and Guarantees | Management | For | For |
6 | Approve By-Election of Fan Guang long with ID Number K100491672 as Independent Director | Management | For | For |
7 | Transact Other Business | Management | None | None |
JABIL CIRCUIT, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: JBL SECURITY ID: 466313103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel S. Lavitt | Management | For | For |
1.2 | Elect Director Timothy L. Main | Management | For | For |
1.3 | Elect Director William D. Morean | Management | For | For |
1.4 | Elect Director Lawrence J. Murphy | Management | For | For |
1.5 | Elect Director Frank A. Newman | Management | For | For |
1.6 | Elect Director Steven A. Raymund | Management | For | For |
1.7 | Elect Director Thomas A. Sansone | Management | For | For |
1.8 | Elect Director David M. Stout | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Other Business | Management | For | Against |
JDA SOFTWARE GROUP, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: JDAS SECURITY ID: 46612K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James D. Armstrong | Management | For | For |
2 | Elect Director Hamish N. Brewer | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
JU TENG INTERNATIONAL HOLDINGS LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: 03336 SECURITY ID: G52105106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Cheng Li-Yen as Executive Director | Management | For | Against |
3b | Reelect Lo Jung-Te as Executive Director | Management | For | Against |
3c | Reelect Yip Wai Ming as Independent Non-Executive Director | Management | For | For |
3d | Authorixe Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KAKAKU.COM INC MEETING DATE: JUN 23, 2011 | ||||
TICKER: 2371 SECURITY ID: J29258100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3800 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Hayashi, Kaoru | Management | For | For |
3.2 | Elect Director Tanaka, Minoru | Management | For | For |
3.3 | Elect Director Hata, Shonosuke | Management | For | For |
3.4 | Elect Director Uchida, Yosuke | Management | For | For |
3.5 | Elect Director Ieuji, Taizo | Management | For | For |
3.6 | Elect Director Fujiwara, Kenji | Management | For | For |
3.7 | Elect Director Uemura, Hajime | Management | For | For |
3.8 | Elect Director Yuuki, Shingo | Management | For | For |
3.9 | Elect Director Matsumoto, Oki | Management | For | For |
3.10 | Elect Director Masuda, Muneaki | Management | For | Against |
4 | Appoint Statutory Auditor Maeno, Hiroshi | Management | For | For |
KENEXA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: KNXA SECURITY ID: 488879107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry M. Abelson | Management | For | For |
1.2 | Elect Director Nooruddin (Rudy) S. Karsan | Management | For | For |
1.3 | Elect Director John A. Nies | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD. MEETING DATE: APR 20, 2011 | ||||
TICKER: 00268 SECURITY ID: G52568147 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Feng Guo Hua as Director | Management | For | For |
3b | Reelect Gary Clark Biddle as Director | Management | For | For |
3c | Reelect James Ming King as Director | Management | For | For |
3d | Reelect Wu Cheng as Director | Management | For | For |
4 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Bonus Issue on the Basis of Two Bonus Shares for Every Ten Existing Shares of HK$0.025 Each in the Share Capital | Management | For | For |
7a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7c | Authorize Reissuance of Repurchased Shares | Management | For | For |
KULICKE AND SOFFA INDUSTRIES, INC. MEETING DATE: FEB 08, 2011 | ||||
TICKER: KLIC SECURITY ID: 501242101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruno Guilmart | Management | For | For |
1.2 | Elect Director Barry Waite | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KYOCERA CORP. MEETING DATE: JUN 28, 2011 | ||||
TICKER: 6971 SECURITY ID: 501556203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
2.1 | Elect Director Kawamura, Makoto | Management | For | For |
2.2 | Elect Director Kuba, Tetsuo | Management | For | For |
2.3 | Elect Director Maeda, Tatsumi | Management | For | For |
2.4 | Elect Director Hisaki, Hisao | Management | For | For |
2.5 | Elect Director Yamamoto, Yasuyuki | Management | For | For |
2.6 | Elect Director Yamaguchi, Goro | Management | For | For |
2.7 | Elect Director Aoki, Shoichi | Management | For | For |
2.8 | Elect Director Komaguchi, Katsumi | Management | For | For |
2.9 | Elect Director Yamori, Tsutomu | Management | For | For |
2.10 | Elect Director Ota, Yoshihito | Management | For | For |
2.11 | Elect Director Rodney Lanthorne | Management | For | For |
2.12 | Elect Director John Gilbertson | Management | For | For |
3 | Appoint Statutory Auditor Kano, Yoshihiro | Management | For | For |
LAM RESEARCH CORPORATION MEETING DATE: NOV 04, 2010 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Eric K. Brandt | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LG DISPLAY CO. MEETING DATE: MAR 11, 2011 | ||||
TICKER: 034220 SECURITY ID: 50186V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 500 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Elect Two Inside Directors and Three Outside Directors (Bundled) | Management | For | For |
4 | Elect Two Outside Directors as Members of Audit Committee (Bundled) | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
LOGMEIN, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: LOGM SECURITY ID: 54142L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Benson | Management | For | For |
1.2 | Elect Director Michael J. Christenson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LONGTOP FINANCIAL TECHNOLOGIES LTD. MEETING DATE: MAR 24, 2011 | ||||
TICKER: LFT SECURITY ID: 54318P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Yinhua Chen as Director | Management | For | Withhold |
1b | Elect Yifeng Shen as Director | Management | For | For |
2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
LSI CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: LSI SECURITY ID: 502161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles A. Haggerty | Management | For | For |
2 | Elect Director Richard S. Hill | Management | For | For |
3 | Elect Director John H.f. Miner | Management | For | For |
4 | Elect Director Arun Netravali | Management | For | For |
5 | Elect Director Charles C. Pope | Management | For | For |
6 | Elect Director Gregorio Reyes | Management | For | For |
7 | Elect Director Michael G. Strachan | Management | For | For |
8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
9 | Elect Director Susan M. Whitney | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LTX-CREDENCE CORPORATION MEETING DATE: JUL 08, 2010 | ||||
TICKER: LTXC SECURITY ID: 502403108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
LTX-CREDENCE CORPORATION MEETING DATE: DEC 07, 2010 | ||||
TICKER: LTXC SECURITY ID: 502403207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Ain | Management | For | For |
1.2 | Elect Director David G. Tacelli | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MANHATTAN ASSOCIATES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: MANH SECURITY ID: 562750109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Cassidy | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 08, 2010 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ta-lin Hsu as Director | Management | For | For |
1b | Elect John G. Kassakian as Director | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Adopt Simple Majority Vote for Election of Directors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUN 28, 2011 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
2 | Elect Director Juergen Gromer | Management | For | For |
3 | Elect Director Arturo Krueger | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Reduction of Share Premium Account | Management | For | For |
7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 07, 2011 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Olivie | Management | For | For |
2 | Elect Director Rima Qureshi | Management | For | For |
3 | Elect Director Mark Schwartz | Management | For | For |
4 | Elect Director Jackson P. Tai | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
MEDIAMIND TECHNOLOGIES INC. MEETING DATE: MAY 31, 2011 | ||||
TICKER: MDMD SECURITY ID: 58449C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy I. Maudlin | Management | For | For |
1.2 | Elect Director James Warner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MEDIDATA SOLUTIONS, INC. MEETING DATE: MAY 31, 2011 | ||||
TICKER: MDSO SECURITY ID: 58471A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tarek A. Sherif | Management | For | For |
1.2 | Elect Director Glen M. de Vries | Management | For | For |
1.3 | Elect Director Carlos Dominguez | Management | For | For |
1.4 | Elect Director Neil M. Kurtz | Management | For | For |
1.5 | Elect Director George W. McCulloch | Management | For | For |
1.6 | Elect Director Lee A. Shapiro | Management | For | For |
1.7 | Elect Director Robert B. Taylor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
MEMC ELECTRONIC MATERIALS, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: WFR SECURITY ID: 552715104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Blackmore | Management | For | For |
2 | Elect Director Ahmad R. Chatila | Management | For | For |
3 | Elect Director Marshall Turner | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Declassify the Board of Directors | Shareholder | Against | For |
MENTOR GRAPHICS CORPORATION MEETING DATE: JUL 01, 2010 | ||||
TICKER: MENT SECURITY ID: 587200106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L. Bonfield | Management | For | For |
1.2 | Elect Director Marsha B. Congdon | Management | For | For |
1.3 | Elect Director James R. Fiebiger | Management | For | For |
1.4 | Elect Director Gregory K. Hinckley | Management | For | For |
1.5 | Elect Director Kevin C. McDonough | Management | For | For |
1.6 | Elect Director Patrick B. McManus | Management | For | For |
1.7 | Elect Director Walden C. Rhines | Management | For | For |
1.8 | Elect Director Fontaine K. Richardson | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
MERCADOLIBRE, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: MELI SECURITY ID: 58733R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anton J. Levy | Management | For | Withhold |
1.2 | Elect Director Michael Spence | Management | For | Withhold |
1.3 | Elect Director Mario Eduardo Vazquez | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
MEYER BURGER TECHNOLOGY AG MEETING DATE: APR 21, 2011 | ||||
TICKER: MBTN SECURITY ID: H5498Z128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Elect Peter Pauli as Director | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MICROPORT SCIENTIFIC CORP MEETING DATE: MAY 25, 2011 | ||||
TICKER: 00853 SECURITY ID: G60837104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3a | Reelect Zhaohua Chang as Director | Management | For | For |
3b | Reelect Norihiro Ashida as Director | Management | For | For |
3c | Reelect Hiroshi Shirafuji as Director | Management | For | For |
3d | Reelect Zezhao Hua as Director | Management | For | For |
3e | Reelect Jonathan H. Chou as Director | Management | For | For |
3f | Reelect Guoen Liu as Director | Management | For | For |
3g | Approve Remuneration of Directors | Management | For | For |
4 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Share Repurchase Program | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
MICROSEMI CORPORATION MEETING DATE: JAN 19, 2011 | ||||
TICKER: MSCC SECURITY ID: 595137100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Peterson | Management | For | For |
1.2 | Elect Director Dennis R. Leibel | Management | For | For |
1.3 | Elect Director Thomas R. Anderson | Management | For | For |
1.4 | Elect Director William E. Bendush | Management | For | For |
1.5 | Elect Director William L. Healey | Management | For | For |
1.6 | Elect Director Paul F. Folino | Management | For | For |
1.7 | Elect Director Matthew E. Massengill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 16, 2010 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates III | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria M. Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
MICROSTRATEGY INCORPORATED MEETING DATE: MAY 09, 2011 | ||||
TICKER: MSTR SECURITY ID: 594972408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Saylor | Management | For | For |
1.2 | Elect Director Sanju K. Bansal | Management | For | For |
1.3 | Elect Director Matthew W. Calkins | Management | For | For |
1.4 | Elect Director Robert H. Epstein | Management | For | For |
1.5 | Elect Director David W. LaRue | Management | For | For |
1.6 | Elect Director Jarrod M. Patten | Management | For | For |
1.7 | Elect Director Carl J. Rickertsen | Management | For | For |
1.8 | Elect Director Thomas P. Spahr | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
MINGYUAN MEDICARE DEV'T CO. LTD. (FORMERLY SHANGHAI MING YUA MEETING DATE: AUG 20, 2010 | ||||
TICKER: 00233 SECURITY ID: G6179J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorized Share Capital from HK$200 Million to HK$300 Million by the Creation of 2 Billion New Shares of HK$0.05 Each | Management | For | For |
MINGYUAN MEDICARE DEV'T CO. LTD. (FORMERLY SHANGHAI MING YUA MEETING DATE: MAY 30, 2011 | ||||
TICKER: 00233 SECURITY ID: G6179J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Hu Jun as Executive Director | Management | For | Against |
2b | Reelect Hu Jin Hua as Independent Non-Executive Director | Management | For | Against |
2c | Reelect Tang Yan Qin as Independent Non-Executive Director | Management | For | For |
2d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
MIRLE AUTOMATION CORP MEETING DATE: JUN 22, 2011 | ||||
TICKER: 2464 SECURITY ID: Y6076J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of Income and Dividends and Issuance of New Shares | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
7 | Approve By-Election of Gao Zhiming with Shareholder Number 321 as Supervisor | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
MONOLITHIC POWER SYSTEMS, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: MPWR SECURITY ID: 609839105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor K. Lee | Management | For | For |
1.2 | Elect Director Douglas McBurnie | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MONSTER WORLDWIDE, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: MWW SECURITY ID: 611742107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Salvatore Iannuzzi | Management | For | For |
2 | Elect Director John Gaulding | Management | For | For |
3 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
4 | Elect Director Cynthia P. McCague | Management | For | For |
5 | Elect Director Jeffrey F. Rayport | Management | For | For |
6 | Elect Director Roberto Tunioli | Management | For | For |
7 | Elect Director Timothy T. Yates | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MOTOROLA MOBILITY HOLDINGS, INC. MEETING DATE: MAY 09, 2011 | ||||
TICKER: MMI SECURITY ID: 620097105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sanjay K. Jha | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director William R. Hambrecht | Management | For | For |
4 | Elect Director Jeanne P. Jackson | Management | For | For |
5 | Elect Director Keith A. Meister | Management | For | For |
6 | Elect Director Thomas J. Meredith | Management | For | For |
7 | Elect Director Daniel A. Ninivaggi | Management | For | For |
8 | Elect Director James R. Stengel | Management | For | For |
9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
10 | Elect Director Andrew J. Viterbi | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
MOTOROLA, INC. MEETING DATE: NOV 29, 2010 | ||||
TICKER: MSI SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
MULTI-FINELINE ELECTRONIX, INC. MEETING DATE: MAR 09, 2011 | ||||
TICKER: MFLX SECURITY ID: 62541B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kheng-Joo Khaw | Management | For | For |
1.2 | Elect Director Linda Yuen-Ching Lim | Management | For | For |
1.3 | Elect Director Sam Yau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NETAPP, INC. MEETING DATE: AUG 31, 2010 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffry R. Allen | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Gerald Held | Management | For | For |
1.5 | Elect Director Nicholas G. Moore | Management | For | For |
1.6 | Elect Director T. Michael Nevens | Management | For | For |
1.7 | Elect Director George T. Shaheen | Management | For | For |
1.8 | Elect Director Robert T. Wall | Management | For | For |
1.9 | Elect Director Daniel J. Warmenhoven | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald Jankov | Management | For | For |
1.2 | Elect Director Norman Godinho | Management | For | For |
1.3 | Elect Director Marvin Burkett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
NETSPEND HOLDINGS, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: NTSP SECURITY ID: 64118V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew W. Adams | Management | For | For |
1.2 | Elect Director Daniel R. Henry | Management | For | For |
1.3 | Elect Director Stephen A. Vogel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
NHN CORP. MEETING DATE: MAR 25, 2011 | ||||
TICKER: 035420 SECURITY ID: Y6347M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1.1 | Reelect Kim Sang-Heon as Inside Director | Management | For | Against |
3.1.2 | Reelect Lee Joon-Ho as Inside Director | Management | For | Against |
3.1.3 | Reelect Hwang In-Joon as Inside Director | Management | For | Against |
3.2 | Reelct Yoon Jae-Seung as Outside Director | Management | For | Against |
4 | Reelect Yoon Jae-Seung as Member of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NOVELL, INC. MEETING DATE: FEB 17, 2011 | ||||
TICKER: NOVL SECURITY ID: 670006105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOVELL, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: NOVL SECURITY ID: 670006105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Albert Aiello | Management | For | For |
2 | Elect Director Fred Corrado | Management | For | Against |
3 | Elect Director Richard L. Crandall | Management | For | For |
4 | Elect Director Gary G. Greenfield | Management | For | Against |
5 | Elect Director Judith H. Hamilton | Management | For | For |
6 | Elect Director Ronald W. Hovsepian | Management | For | For |
7 | Elect Director Patrick S. Jones | Management | For | For |
8 | Elect Director Richard L. Nolan | Management | For | For |
9 | Elect Director John W. Poduska, Sr. | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NOVELLUS SYSTEMS, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NVLS SECURITY ID: 670008101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard S. Hill | Management | For | For |
1.2 | Elect Director Neil R. Bonke | Management | For | For |
1.3 | Elect Director Youssef A. El-Mansy | Management | For | For |
1.4 | Elect Director Glen G. Possley | Management | For | For |
1.5 | Elect Director Ann D. Rhoads | Management | For | For |
1.6 | Elect Director Krishna Saraswat | Management | For | For |
1.7 | Elect Director William R. Spivey | Management | For | For |
1.8 | Elect Director Delbert A. Whitaker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul A. Ricci | Management | For | For |
2 | Elect Director Robert G. Teresi | Management | For | For |
3 | Elect Director Robert J. Frankenberg | Management | For | Against |
4 | Elect Director Katharine A. Martin | Management | For | For |
5 | Elect Director Patrick T. Hackett | Management | For | For |
6 | Elect Director William H. Janeway | Management | For | For |
7 | Elect Director Mark B. Myers | Management | For | Against |
8 | Elect Director Philip J. Quigley | Management | For | For |
9 | Elect Director Mark R. Laret | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harvey C. Jones | Management | For | For |
2 | Elect Director William J. Miller | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
O2MICRO INTERNATIONAL LTD. MEETING DATE: JUN 22, 2011 | ||||
TICKER: OIIM SECURITY ID: 67107W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Sterling Du as Director | Management | For | For |
1b | Elect Chuan Chiung "Perry" Kuo as Director | Management | For | For |
1c | Elect Teik Seng Tan as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Appoint Deloitte & Touche as Auditors of the Company | Management | For | For |
OMRON CORP. MEETING DATE: JUN 21, 2011 | ||||
TICKER: 6645 SECURITY ID: J61374120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
2.1 | Elect Director Sakuta, Hisao | Management | For | For |
2.2 | Elect Director Tateishi, Fumio | Management | For | For |
2.3 | Elect Director Yamada, Yoshihito | Management | For | For |
2.4 | Elect Director Morishita, Yoshinobu | Management | For | For |
2.5 | Elect Director Sakumiya, Akio | Management | For | For |
2.6 | Elect Director Toyama, Kazuhiko | Management | For | For |
2.7 | Elect Director Sakurai, Masamitsu | Management | For | For |
3 | Appoint Statutory Auditor Kawashima, Tokio | Management | For | For |
4 | Appoint Alternate Statutory Auditor Watanabe, Toru | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
OPEN TEXT CORPORATION MEETING DATE: DEC 02, 2010 | ||||
TICKER: OTC SECURITY ID: 683715106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
1.2 | Elect Director John Shackleton | Management | For | For |
1.3 | Elect Director Randy Fowlie | Management | For | For |
1.4 | Elect Director Gail Hamilton | Management | For | For |
1.5 | Elect Director Brian Jackman | Management | For | For |
1.6 | Elect Director Stephen J. Sadler | Management | For | For |
1.7 | Elect Director Michael Slaunwhite | Management | For | For |
1.8 | Elect Director Katharine B. Stevenson | Management | For | For |
1.9 | Elect Director Deborah Weinstein | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Amend Bylaws | Management | For | For |
OPENTABLE, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: OPEN SECURITY ID: 68372A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. William Gurley | Management | For | For |
1.2 | Elect Director Daniel Meyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
OPERA SOFTWARE ASA MEETING DATE: JUN 14, 2011 | ||||
TICKER: OPERA SECURITY ID: R6664U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
6 | Approve Allocation of Income and Dividends of NOK 0.18 per Share | Management | For | Did Not Vote |
7 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
8.1 | Approve Fixed Remuneration of Directors | Management | For | Did Not Vote |
8.2 | Approve Committee Fees of Directors | Management | For | Did Not Vote |
8.3 | Approve Stock Options for Certain Directors | Management | For | Did Not Vote |
9 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
10 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
11.1 | Approve Issuance of 12 Million Shares in Connection with Employee Incentive Programs | Management | For | Did Not Vote |
11.2 | Approve Creation of NOK 239,000 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
12 | Amend Articles Re: Term of Board Members | Management | For | Did Not Vote |
13.1 | Reelect Arve Johansen as Director | Management | For | Did Not Vote |
13.2 | Reelect Kari Stautland as Director | Management | For | Did Not Vote |
13.3 | Reelect Audun Iversen as Director | Management | For | Did Not Vote |
13.4 | Reelect Marianne Blystad as Director | Management | For | Did Not Vote |
13.5 | Elect Alberto Torres as New Director | Management | For | Did Not Vote |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
15 | Approval of Maximum Number of Options | Management | For | Did Not Vote |
16 | Authorize Company to Call EGM with Two Weeks' Notice | Management | For | Did Not Vote |
17.1 | Reelect Jakob Iqbal as Chairman of Nominating Committee | Management | For | Did Not Vote |
17.2 | Reelect Michael Tetzschner as Member of Nominating Committee | Management | For | Did Not Vote |
17.3 | Reelect Nils Foldal as Member of Nominating Committee | Management | For | Did Not Vote |
18 | Approval of Guidelines for Nominating Committee | Management | For | Did Not Vote |
19 | Close Meeting | Management | None | None |
ORACLE CORPORATION MEETING DATE: OCT 06, 2010 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
OZ OPTICS LTD MEETING DATE: AUG 26, 2010 | ||||
TICKER: SECURITY ID: 67107E985 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Omur Sezerman, Garland Best, Paul Damp and Shoa-kai Liu as Directors | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Certificate of Incorporation | Management | For | For |
PARAMETRIC TECHNOLOGY CORPORATION MEETING DATE: MAR 09, 2011 | ||||
TICKER: PMTC SECURITY ID: 699173209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Richard Harrison | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
PERFECT WORLD CO., LTD. MEETING DATE: AUG 14, 2010 | ||||
TICKER: PWRD SECURITY ID: 71372U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Share Incentive Plan | Management | For | Against |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
3 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
PMC-SIERRA, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director James V. Diller, Sr. | Management | For | For |
1.3 | Elect Director Michael R. Farese | Management | For | For |
1.4 | Elect Director Jonathan J. Judge | Management | For | For |
1.5 | Elect Director William H. Kurtz | Management | For | For |
1.6 | Elect Director Gregory S. Lang | Management | For | For |
1.7 | Elect Director Frank J. Marshall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
POWER INTEGRATIONS, INC. MEETING DATE: JUN 27, 2011 | ||||
TICKER: POWI SECURITY ID: 739276103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balu Balakrishnan | Management | For | For |
1.2 | Elect Director Alan D. Bickell | Management | For | For |
1.3 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.4 | Elect Director James R. Fiebiger | Management | For | For |
1.5 | Elect Director William George | Management | For | For |
1.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.7 | Elect Director E. Floyd Kvamme | Management | For | For |
1.8 | Elect Director Steven J. Sharp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
PRICELINE.COM INCORPORATED MEETING DATE: JUN 02, 2011 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
QLIK TECHNOLOGIES INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: QLIK SECURITY ID: 74733T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lars Bjork | Management | For | For |
1.2 | Elect Director Bruce Golden | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2011 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
QUEST SOFTWARE, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: QSFT SECURITY ID: 74834T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent C. Smith | Management | For | For |
1.2 | Elect Director Douglas F. Gam | Management | For | For |
1.3 | Elect Director Augustine L. Nieto II | Management | For | For |
1.4 | Elect Director Kevin M. Klausmeyer | Management | For | For |
1.5 | Elect Director Paul A. Sallaberry | Management | For | For |
1.6 | Elect Director H. John Dirks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RACKSPACE HOSTING, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Graham Weston | Management | For | For |
1.2 | Elect Director Palmer Moe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RADIANT OPTO-ELECTRONICS CORP. MEETING DATE: MAY 12, 2011 | ||||
TICKER: 6176 SECURITY ID: Y7174K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2010 Income and Dividends | Management | For | For |
4 | Approve to Amend Articles of Association | Management | For | For |
5 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
RAMBUS INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: RMBS SECURITY ID: 750917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Thomas Bentley | Management | For | For |
1.2 | Elect Director P. Michael Farmwald, Ph.D. | Management | For | For |
1.3 | Elect Director Penelope A. Herscher | Management | For | For |
1.4 | Elect Director David Shrigley | Management | For | For |
1.5 | Elect Director Eric Stang | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
REACHLOCAL, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: RLOC SECURITY ID: 75525F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Carlick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
REALPAGE, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: RP SECURITY ID: 75606N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred R. Berkeley, III | Management | For | For |
1.2 | Elect Director Peter Gyenes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RED HAT, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: RHT SECURITY ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey J. Clarke | Management | For | For |
2 | Elect Director H. Hugh Shelton | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: MAR 09, 2011 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Opening of the Meeting by the Chairman; Registration of Attending Shareholders and Proxies | Management | None | None |
2 | Elect Thomas Aanmoen as Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4a | Accept resignations of board members Dag Opedal and Roar Engeland | Management | For | Did Not Vote |
4b | Elect Bjorn Wiggen as New Director | Management | For | Did Not Vote |
4c | Elect Svein-Tore Holsether as New Director | Management | For | Did Not Vote |
RESEARCH IN MOTION LTD MEETING DATE: JUL 13, 2010 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James L. Balsillie as Director | Management | For | For |
1.2 | Elect Mike Lazaridis as Director | Management | For | For |
1.3 | Elect James Estill as Director | Management | For | For |
1.4 | Elect David Kerr as Director | Management | For | For |
1.5 | Elect Roger Martin as Director | Management | For | For |
1.6 | Elect John Richardson as Director | Management | For | For |
1.7 | Elect Barbara Stymiest as Director | Management | For | For |
1.8 | Elect Antonio Viana-Baptista as Director | Management | For | For |
1.9 | Elect John Wetmore as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RICHTEK TECHNOLOGY CORP. MEETING DATE: JUN 10, 2011 | ||||
TICKER: 6286 SECURITY ID: Y7286Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3.1 | Elect Tai, Chung-Hou with Shareholder Number 8 as Director | Management | For | Against |
3.2 | Elect Hsieh, Shwu-Liang with Shareholder Number 2 as Director | Management | For | Against |
3.3 | Elect Liu Jing-Meng with Shareholder Number 4 as Director | Management | For | Against |
3.4 | Elect Tai, Liang-Pin with Shareholder Number 3 as Director | Management | For | Against |
3.5 | Elect Lia, Shih-Fung with Shareholder Number 14 as Director | Management | For | Against |
3.6 | Elect Wu, Jung-Sheng with ID Number P102060007 as Independent Director | Management | For | For |
3.7 | Elect Ma, Chia-Ying with ID Number Q102972343 as Independent Director | Management | For | For |
3.8 | Elect Li Chung Investment Corp. with Shareholder Number 104 as Supervisor | Management | For | For |
3.9 | Elect Tsay, Chean-Lung with ID Number B120025489 as Supervisor | Management | For | For |
3.10 | Elect Shen,Yang-Pin with ID Number R121151258 as Supervisor | Management | For | For |
4 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
RIGHTNOW TECHNOLOGIES, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: RNOW SECURITY ID: 76657R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Lansing | Management | For | For |
1.2 | Elect Director Allen E. Snyder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
RIVERBED TECHNOLOGY, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael R. Kourey | Management | For | For |
2 | Elect Director Mark S. Lewis | Management | For | For |
3 | Elect Director Steven McCanne | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ROVI CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: ROVI SECURITY ID: 779376102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O?Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SALESFORCE.COM, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Benioff | Management | For | For |
2 | Elect Director Craig Conway | Management | For | For |
3 | Elect Director Alan Hassenfeld | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | Against | For |
SANDISK CORPORATION MEETING DATE: JUN 07, 2011 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Marks | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Sanjay Mehrotra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SANDVINE CORPORATION MEETING DATE: APR 06, 2011 | ||||
TICKER: SVC SECURITY ID: 800213100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Maggs | Management | For | For |
1.2 | Elect Director Mark Guibert | Management | For | For |
1.3 | Elect Director John Keating | Management | For | For |
1.4 | Elect Director Ken Taylor | Management | For | For |
1.5 | Elect Director David Caputo | Management | For | For |
1.6 | Elect Director Steven McCartney | Management | For | For |
1.7 | Elect Director Scott Hamilton | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
SANDVINE CORPORATION MEETING DATE: APR 06, 2011 | ||||
TICKER: SVC SECURITY ID: 800213928 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Maggs | Management | For | Did Not Vote |
1.2 | Elect Director Mark Guibert | Management | For | Did Not Vote |
1.3 | Elect Director John Keating | Management | For | Did Not Vote |
1.4 | Elect Director Ken Taylor | Management | For | Did Not Vote |
1.5 | Elect Director David Caputo | Management | For | Did Not Vote |
1.6 | Elect Director Steven McCartney | Management | For | Did Not Vote |
1.7 | Elect Director Scott Hamilton | Management | For | Did Not Vote |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
3 | Amend Stock Option Plan | Management | For | Did Not Vote |
SAPIENT CORPORATION MEETING DATE: JUN 08, 2011 | ||||
TICKER: SAPE SECURITY ID: 803062108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Benson | Management | For | For |
1.2 | Elect Director Hermann Buerger | Management | For | For |
1.3 | Elect Director Darius W. Gaskins, Jr. | Management | For | For |
1.4 | Elect Director Jerry A. Greenberg | Management | For | For |
1.5 | Elect Director Alan J. Herrick | Management | For | For |
1.6 | Elect Director J. Stuart Moore | Management | For | For |
1.7 | Elect Director Ashok Shah | Management | For | For |
1.8 | Elect Director Vijay Singal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
SAVVIS, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: SVVS SECURITY ID: 805423308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy E. Dobbs | Management | For | For |
1.2 | Elect Director Clyde A. Heintzelman | Management | For | For |
1.3 | Elect Director Thomas E. McInerney | Management | For | Withhold |
1.4 | Elect Director James E. Ousley | Management | For | For |
1.5 | Elect Director James P. Pellow | Management | For | For |
1.6 | Elect Director David C. Peterschmidt | Management | For | Withhold |
1.7 | Elect Director Mercedes A. Walton | Management | For | For |
1.8 | Elect Director Patrick J. Welsh | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
6 | Ratify Auditors | Management | For | For |
SBA COMMUNICATIONS CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven E. Bernstein | Management | For | For |
1.2 | Elect Director Duncan H. Cocroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
SEAGATE TECHNOLOGY PLC MEETING DATE: JAN 18, 2011 | ||||
TICKER: STX SECURITY ID: G7945M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Stephen Luczo as a Director | Management | For | For |
1b | Reelect Frank Biondi, Jr. as a Director | Management | For | For |
1c | Reelect Lydia Marshall as a Director | Management | For | For |
1d | Reelect Chong Sup Park as a Director | Management | For | For |
1e | Reelect Albert Pimentel as a Director | Management | For | For |
1f | Reelect Gregorio Reyes as a Director | Management | For | For |
1g | Reelect John Thompson as a Director | Management | For | For |
1h | Reelect Edward Zander as a Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Authorize the Holding of the 2011 AGM at a Location Outside Ireland | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
6 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SHANDA GAMES LIMITED MEETING DATE: OCT 22, 2010 | ||||
TICKER: GAME SECURITY ID: 81941U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Qunzhao Tan as Director | Management | For | For |
2 | Reelect Tianqiao Chen as Director | Management | For | For |
3 | Reelect Danian Chen as Director | Management | For | For |
4 | Reelect Lai Xing Cai as Director | Management | For | For |
5 | Reelect Andy Lin as Director | Management | For | For |
6 | Reelect Heng Wing Chan as Director | Management | For | For |
7 | Elect Grace Wu as Director | Management | For | For |
8 | Amend the Company's 2008 Amended and Restated Equity Compensation Plan by Increasing the Number of Authorized Shares Available for Grant from 44,000,000 Class A Ordinary Shares to 54,750,000 Class A Ordinary Shares | Management | For | Against |
9 | Ratify Pricewaterhousecoopers Zhongtian Cpas Limited Company as Auditors | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: OCT 08, 2010 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus H Share Issue on the Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue | Management | For | For |
2 | Approve Issuance of Shares Pursuant to the Bonus Issue | Management | For | For |
3 | Approve Increase of Authorized Share Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue | Management | For | For |
4 | Authorize Board to Do All Such Acts Necessary to Implement the Bonus Issue | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: OCT 08, 2010 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus H Share Issue on the Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue | Management | For | For |
2 | Approve Issuance of Shares Pursuant to the Bonus Issue | Management | For | For |
3 | Approve Increase of Authorized Share Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue | Management | For | For |
4 | Authorize Board to Do All Such Acts Necessary to Implement the Bonus Issue | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Issue | Management | For | For |
2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
5 | Amend Articles of Association of the Company | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Issue | Management | For | For |
2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
5 | Amend Articles of Association of the Company | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Report of Board of Directors | Management | For | For |
3 | Approve Report of Supervisory Committee | Management | For | For |
4 | Approve Final Distribution Plan and Authorize Board for Distribution of Final Dividends for the Year Ended Dec. 31, 2010 | Management | For | For |
5 | Reappointment of Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Board to Fix Remuneration of Directors, Supervisors, and Senior Management | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Connected Transactions with a Related Party and Related Annual Caps | Management | For | For |
2 | Authorize Any One Director to Do All Such Things and Acts Necessary to Necessary to Implement the Continuing Connected Transactions | Management | For | For |
SHORETEL, INC. MEETING DATE: NOV 03, 2010 | ||||
TICKER: SHOR SECURITY ID: 825211105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark F. Bregman | Management | For | For |
1.2 | Elect Director Edward F. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SILICON LABORATORIES INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: SLAB SECURITY ID: 826919102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Navdeep S. Sooch | Management | For | For |
1.2 | Elect Director Laurence G. Walker | Management | For | For |
1.3 | Elect Director William P. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SILICONWARE PRECISION INDUSTRIES CO., LTD. MEETING DATE: JUN 22, 2011 | ||||
TICKER: 2325 SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6.1 | Elect Bough Lin with Shareholder Number 3 as Director | Management | For | For |
6.2 | Elect Chi-wen Tsai with Shareholder Number 6 as Director | Management | For | For |
6.3 | Elect Wen-lung Lin with Shareholder Number 18 as Director | Management | For | For |
6.4 | Elect Yen-chun Chang with Shareholder Number 5 as Director | Management | For | For |
6.5 | Elect Wen-jung Lin with Shareholder Number 30 as Director | Management | For | For |
6.6 | Elect Cheng-chich Huang with Shareholder Number 1859 as Director | Management | For | For |
6.7 | Elect Ing-dar Liu with Shareholder Number 165941 as Director | Management | For | For |
6.8 | Elect Jing-shan Aur with Shareholder Number 245652 as Director | Management | For | For |
6.9 | Elect Hsiao-yu Lo with Shareholder Number 77800 as Director | Management | For | For |
6.10 | Elect Wen-lung Cheng with Shareholder Number 8 as Supervisor | Management | For | For |
6.11 | Elect Wen-ching Lin with Shareholder Number 36 as Supervisor | Management | For | For |
6.12 | Elect Yu-hu Liu with Shareholder Number 12 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
SINOPHARM GROUP CO., LTD. MEETING DATE: MAY 31, 2011 | ||||
TICKER: 01099 SECURITY ID: Y8008N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Report of Board of Directors | Management | For | For |
2 | Approve the Report of Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Auditor's Report | Management | For | For |
4 | Approve Profit Distribution Plan and Distribution of Final Dividend | Management | For | For |
5 | Reappoint PricewaterhouseCoopers Zhong Tian Certified Public Accountant Co., Ltd. as the PRC Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
6 | Reappoint PricewaterhouseCoopers Certified Public Accountants, Hong Kong as the International Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
7 | Authorize Board to Fix Remuneration of Directors for the Year Ended Dec. 31, 2010 and the Year Ending Dec. 31, 2011. | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9 | Other Business (Voting) | Management | For | Against |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director David J. McLachlan | Management | For | For |
2.2 | Elect Director David J. Aldrich | Management | For | For |
2.3 | Elect Director Kevin L. Beebe | Management | For | For |
2.4 | Elect Director Moiz M. Beguwala | Management | For | For |
2.5 | Elect Director Timothy R. Furey | Management | For | For |
2.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
2.7 | Elect Director Thomas C. Leonard | Management | For | For |
2.8 | Elect Director David P. McGlade | Management | For | For |
2.9 | Elect Director Robert A. Schriesheim | Management | For | For |
3.1 | Elect Director David J. Aldrich | Management | For | For |
3.2 | Elect Director Moiz M. Beguwala | Management | For | For |
3.3 | Elect Director David P. McGlade | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
9 | Ratify Auditors | Management | For | For |
SKYWORTH DIGITAL HOLDINGS LTD MEETING DATE: SEP 07, 2010 | ||||
TICKER: 00751 SECURITY ID: G8181C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve and Declare Final Dividend with Scrip Option | Management | For | For |
3a | Reelect Leung Chi Ching, Frederick as an Executive Director | Management | For | Against |
3b | Reelect Yang Dongwen as an Executive Director | Management | For | Against |
3c | Reeect Lu Rongchang as an Executive Director | Management | For | Against |
3d | Relect So Hon Cheung, Stephen as an Independent Non-Executive Director | Management | For | Against |
3e | Reelect Chan Wai Kay, Katherine as an Independent Non-Executive Director | Management | For | For |
4 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve the Refreshment of Limit on Grant of Options under the Share Option Scheme | Management | For | For |
7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
SMITH MICRO SOFTWARE, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: SMSI SECURITY ID: 832154108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. Smith, Jr. | Management | For | For |
1.2 | Elect Director William C. Keiper | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SOFTBANK CORP. MEETING DATE: JUN 24, 2011 | ||||
TICKER: 9984 SECURITY ID: J75963108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | Against |
3.1 | Elect Director Son, Masayoshi | Management | For | For |
3.2 | Elect Director Miyauchi, Ken | Management | For | For |
3.3 | Elect Director Kasai, Kazuhiko | Management | For | For |
3.4 | Elect Director Inoue, Masahiro | Management | For | For |
3.5 | Elect Director Ronald Fisher | Management | For | For |
3.6 | Elect Director Yun Ma | Management | For | For |
3.7 | Elect Director Yanai, Tadashi | Management | For | For |
3.8 | Elect Director Mark Schwartz | Management | For | For |
3.9 | Elect Director Sunil Bharti Mittal | Management | For | For |
SOLARWINDS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: SWI SECURITY ID: 83416B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Bonham | Management | For | For |
1.2 | Elect Director Steven M. Cakebread | Management | For | For |
1.3 | Elect Director Roger J. Sippl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SONIC SOLUTIONS MEETING DATE: OCT 07, 2010 | ||||
TICKER: SNIC SECURITY ID: 835460106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Establish Range For Board Size | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4.1 | Elect Director Robert J. Doris | Management | For | For |
4.2 | Elect Director Mary C. Sauer | Management | For | For |
4.3 | Elect Director Robert M. Greber | Management | For | For |
4.4 | Elect Director Peter J. Marguglio | Management | For | For |
4.5 | Elect Director R. Warren Langley | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
SONUS NETWORKS, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: SONS SECURITY ID: 835916107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James K. Brewington | Management | For | For |
1.2 | Elect Director John P. Cunningham | Management | For | For |
1.3 | Elect Director Raymond P. Dolan | Management | For | For |
1.4 | Elect Director Beatriz V. Infante | Management | For | For |
1.5 | Elect Director Howard E. Janzen | Management | For | For |
1.6 | Elect Director John A. Schofield | Management | For | For |
1.7 | Elect Director Scott E. Schubert | Management | For | For |
1.8 | Elect Director H. Brian Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SPREADTRUM COMMUNICATIONS, INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: SPRD SECURITY ID: 849415203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Hao Chen as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
STANDARD MICROSYSTEMS CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: SMSC SECURITY ID: 853626109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy P. Craig | Management | For | For |
1.2 | Elect Director Ivan T. Frisch | Management | For | For |
1.3 | Elect Director Kenneth Kin | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Stock Appreciation Rights Exchange Program for Employees | Management | For | For |
4 | Approve Stock Appreciation Rights Exchange Program for Executive Officers and Directors | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
STR HOLDINGS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: STRI SECURITY ID: 78478V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis L. Jilot | Management | For | For |
1.2 | Elect Director Scott S. Brown | Management | For | For |
1.3 | Elect Director Robert M. Chiste | Management | For | For |
1.4 | Elect Director John A. Janitz | Management | For | For |
1.5 | Elect Director Uwe Krueger | Management | For | For |
1.6 | Elect Director Andrew M. Leitch | Management | For | For |
1.7 | Elect Director Jason L. Metakis | Management | For | For |
1.8 | Elect Director Dominick J. Schiano | Management | For | For |
1.9 | Elect Director Susan C. Schnabel | Management | For | For |
1.10 | Elect Director Ryan M. Sprott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
STRATASYS, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: SSYS SECURITY ID: 862685104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Scott Crump | Management | For | For |
1.2 | Elect Director Ralph E. Crump | Management | For | For |
1.3 | Elect Director Edward J. Fierko | Management | For | For |
1.4 | Elect Director John J. McEleney | Management | For | For |
1.5 | Elect Director Clifford H. Schwieter | Management | For | For |
1.6 | Elect Director Gregory L. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SUCCESSFACTORS, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: SFSF SECURITY ID: 864596101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William H. Harris, Jr. | Management | For | For |
2 | Elect Director William E. McGlashan, Jr. | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
SUMCO CORP. MEETING DATE: APR 27, 2011 | ||||
TICKER: 3436 SECURITY ID: J76896109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hiramoto, Kazuo | Management | For | For |
2 | Appoint Statutory Auditor Yoshikawa, Hiroshi | Management | For | For |
SUNPOWER CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: SPWRA SECURITY ID: 867652109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. McDaniel | Management | For | For |
1.2 | Elect Director Thomas H. Werner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SUNPOWER GROUP LTD MEETING DATE: APR 27, 2011 | ||||
TICKER: 5GD SECURITY ID: G8585U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend of SGD 0.003 Per Share | Management | For | For |
3 | Approve Directors' Fees of SGD 177,000 for the Year Ended Dec. 31, 2010 | Management | For | For |
4a | Reelect Guo Hong Xin as Director | Management | For | Against |
4b | Reelect Chin Sek Peng as Director | Management | For | For |
5 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Approve Issuance of Shares and Grant of Options Under the Sunpower Employee Share Option Scheme | Management | For | Against |
SUNPOWER GROUP LTD MEETING DATE: APR 27, 2011 | ||||
TICKER: 5GD SECURITY ID: G8585U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
SYMANTEC CORPORATION MEETING DATE: SEP 20, 2010 | ||||
TICKER: SYMC SECURITY ID: 871503108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Bennett | Management | For | For |
2 | Elect Director Michael A. Brown | Management | For | For |
3 | Elect Director William T. Coleman, III | Management | For | For |
4 | Elect Director Frank E. Dangeard | Management | For | For |
5 | Elect Director Geraldine B. Laybourne | Management | For | For |
6 | Elect Director David L. Mahoney | Management | For | For |
7 | Elect Director Robert S. Miller | Management | For | For |
8 | Elect Director Enrique Salem | Management | For | For |
9 | Elect Director Daniel H. Schulman | Management | For | For |
10 | Elect Director John W. Thompson | Management | For | For |
11 | Elect Director V. Paul Unruh | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
SYNAPTICS INCORPORATED MEETING DATE: OCT 19, 2010 | ||||
TICKER: SYNA SECURITY ID: 87157D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Tiernan | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SYNOPSYS, INC. MEETING DATE: MAR 24, 2011 | ||||
TICKER: SNPS SECURITY ID: 871607107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Alfred Castino | Management | For | For |
1.3 | Elect Director Chi-Foon Chan | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director Deborah A. Coleman | Management | For | For |
1.6 | Elect Director John Schwarz | Management | For | For |
1.7 | Elect Director Roy Vallee | Management | For | For |
1.8 | Elect Director Steven C. Walske | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
SYNTEL, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: SYNT SECURITY ID: 87162H103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
1.2 | Elect Director Bharat Desai | Management | For | For |
1.3 | Elect Director Thomas Doke | Management | For | For |
1.4 | Elect Director Rajesh Mashruwala | Management | For | For |
1.5 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.6 | Elect Director Prashant Ranade | Management | For | For |
1.7 | Elect Director Neerja Sethi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
TALEO CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: TLEO SECURITY ID: 87424N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick Gross | Management | For | For |
1.2 | Elect Director Jeffrey Schwartz | Management | For | Withhold |
1.3 | Elect Director Jeffrey Stiefler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
TECHTRONIC INDUSTRIES CO., LTD. MEETING DATE: MAY 20, 2011 | ||||
TICKER: 00669 SECURITY ID: Y8563B159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.0625 Per Share | Management | For | For |
3a | Reelect Horst Julius Pudwill as Group Executive Director | Management | For | Against |
3b | Reelect Joseph Galli, Jr. as Group Executive Director | Management | For | Against |
3c | Reelect Christopher Patrick Langley as Independent Non-Executive Director | Management | For | Against |
3d | Reelect Peter David Sullivan as Independent Non-Executive Director | Management | For | For |
3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TERADATA CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: TDC SECURITY ID: 88076W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nancy E. Cooper | Management | For | For |
2 | Elect Director David E. Kepler | Management | For | For |
3 | Elect Director William S. Stavropoulos | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
TERADYNE, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Bagley | Management | For | For |
2 | Elect Director Michael A. Bradley | Management | For | For |
3 | Elect Director Albert Carnesale | Management | For | For |
4 | Elect Director Daniel W. Christman | Management | For | For |
5 | Elect Director Edwin J. Gillis | Management | For | For |
6 | Elect Director Timothy E. Guertin | Management | For | For |
7 | Elect Director Paul J. Tufano | Management | For | For |
8 | Elect Director Roy A. Vallee | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
TESLA MOTORS, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: TSLA SECURITY ID: 88160R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elon Musk | Management | For | For |
1.2 | Elect Director Stephen T. Jurvetson | Management | For | For |
1.3 | Elect Director Herbert Kohler | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
TESSERA TECHNOLOGIES, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J Boehlke | Management | For | For |
1.2 | Elect Director John B Goodrich | Management | For | For |
1.3 | Elect Director David C Nagel | Management | For | For |
1.4 | Elect Director Henry R Nothhaft | Management | For | For |
1.5 | Elect Director Kevin G Rivette | Management | For | For |
1.6 | Elect Director Robert A Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
TEST RESEARCH CO., LTD. MEETING DATE: JUN 09, 2011 | ||||
TICKER: 3030 SECURITY ID: Y8591M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of Income and Dividends and Issuance of New Shares | Management | For | For |
4.1 | Elect Chieh-Yuan Chen with ID Number 2 as Director | Management | For | For |
4.2 | Elect Chiang-Huai Lin with ID Number 48 as Director | Management | For | For |
4.3 | Elect Kuang-Chao Fan with ID Number 3428 as Director | Management | For | For |
4.4 | Elect Wen-Cheng Huang with ID Number P100261006 as Director | Management | For | For |
4.5 | Elect Hsu-Lin Wang with ID Number B220646202 as Director | Management | For | For |
4.6 | Elect a Representative from Der-Hong Investment Co., Ltd. with ID Number 68 as Supervisor | Management | For | For |
4.7 | Elect Chin-Lung Chen with ID Number 66 as Supervisor | Management | For | For |
4.8 | Elect Ming-Chuan Tsai with ID Number 3 as Supervisor | Management | For | For |
5 | Approve Release of Restrictions of Competitive Activities of New Directors | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R.W. Babb, Jr. | Management | For | For |
2 | Elect Director D.A. Carp | Management | For | For |
3 | Elect Director C.S. Cox | Management | For | For |
4 | Elect Director S.P. MacMillan | Management | For | For |
5 | Elect Director P.H. Patsley | Management | For | For |
6 | Elect Director R.E. Sanchez | Management | For | For |
7 | Elect Director W.R. Sanders | Management | For | For |
8 | Elect Director R.J. Simmons | Management | For | For |
9 | Elect Director R.K. Templeton | Management | For | For |
10 | Elect Director C.T. Whitman | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
THE DESCARTES SYSTEMS GROUP INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: DSG SECURITY ID: 249906108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect David Anderson as Director | Management | For | For |
1.2 | Elect David Beatson as Director | Management | For | For |
1.3 | Elect Eric Demirian as Director | Management | For | For |
1.4 | Elect Christopher Hewat as Director | Management | For | For |
1.5 | Elect Arthur Mesher as Director | Management | For | For |
1.6 | Elect Stephen Watt as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
THE KNOT, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: KNOT SECURITY ID: 499184109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Liu | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TIBCO SOFTWARE INC. MEETING DATE: APR 14, 2011 | ||||
TICKER: TIBX SECURITY ID: 88632Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
1.2 | Elect Director Nanci E.Caldwell | Management | For | For |
1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
1.4 | Elect Director Narendra K. Gupta | Management | For | For |
1.5 | Elect Director Peter J. Job | Management | For | For |
1.6 | Elect Director Philip K. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
TIMMINCO LIMITED MEETING DATE: MAY 18, 2011 | ||||
TICKER: TIM SECURITY ID: 887404101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heinz C. Schimmelbusch | Management | For | For |
1.2 | Elect Director John C. Fox | Management | For | For |
1.3 | Elect Director John W.W. Hick | Management | For | For |
1.4 | Elect Director Jack L. Messman | Management | For | For |
1.5 | Elect Director Arthur Spector | Management | For | For |
1.6 | Elect Director Michael D. Winfield | Management | For | For |
1.7 | Elect Director Mickey M. Yaksich | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Share Option Plan | Management | For | Against |
4 | Adopt New By-Law | Management | For | For |
TOKYO ELECTRON LTD. MEETING DATE: JUN 17, 2011 | ||||
TICKER: 8035 SECURITY ID: J86957115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Higashi, Tetsuro | Management | For | For |
1.2 | Elect Director Tsuneishi, Tetsuo | Management | For | For |
1.3 | Elect Director Takenaka, Hiroshi | Management | For | For |
1.4 | Elect Director Kitayama, Hirofumi | Management | For | For |
1.5 | Elect Director Sato, Kiyoshi | Management | For | For |
1.6 | Elect Director Iwatsu, Haruo | Management | For | For |
1.7 | Elect Director Washino, Kenji | Management | For | For |
1.8 | Elect Director Ito, Hikaru | Management | For | For |
1.9 | Elect Director Nakamura, Takashi | Management | For | For |
1.10 | Elect Director Matsuoka, Takaaki | Management | For | For |
1.11 | Elect Director Akimoto, Masami | Management | For | For |
1.12 | Elect Director Harada, Yoshiteru | Management | For | For |
1.13 | Elect Director Tsutsumi, Hideyuki | Management | For | For |
1.14 | Elect Director Inoue, Hiroshi | Management | For | For |
1.15 | Elect Director Sakane, Masahiro | Management | For | For |
2 | Appoint Statutory Auditor Yoshida, Mitsutaka | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
4 | Approve Deep Discount Stock Option Plan for Executive Directors | Management | For | For |
5 | Approve Deep Discount Stock Option Plan | Management | For | For |
6 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
7 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
TOMTOM NV MEETING DATE: APR 29, 2011 | ||||
TICKER: SECURITY ID: N87695107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Presentation by H.C.A. Goddijn, CEO | Management | None | None |
3 | Receive Annual Report | Management | None | None |
4 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
5 | Approve Discharge of Management Board | Management | For | Did Not Vote |
6 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
7 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
8a1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | Did Not Vote |
8a2 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger | Management | For | Did Not Vote |
8a3 | Grant Board Authority to Issue Preference Shares up to 50 Percent of the Issued Capital | Management | For | Did Not Vote |
8b | Authorize Board to Exclude Preemptive Rights for Issuance under Item 8a | Management | For | Did Not Vote |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
10 | Amend Stock Option Plan | Management | For | Did Not Vote |
11 | Approve Granting of Subscription Rights for Ordinary Shares under Employee Stock Option Plan and Management Board Stock Option Plan and Exclude Preemptive Rights | Management | For | Did Not Vote |
12a | Reelect D.J. Dunn to Supervisory Board | Management | For | Did Not Vote |
12b | Reelect R.F. van den Bergh to Supervisory Board | Management | For | Did Not Vote |
13 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
14 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | Did Not Vote |
15 | Allow Questions | Management | None | None |
16 | Close Meeting | Management | None | None |
TOSHIBA CORP. MEETING DATE: JUN 22, 2011 | ||||
TICKER: 6502 SECURITY ID: J89752117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nishida, Atsutoshi | Management | For | Against |
1.2 | Elect Director Sasaki, Norio | Management | For | Against |
1.3 | Elect Director Muromachi, Masashi | Management | For | Against |
1.4 | Elect Director Muraoka, Fumio | Management | For | Against |
1.5 | Elect Director Horioka, Hiroshi | Management | For | Against |
1.6 | Elect Director Hirabayashi, Hiroshi | Management | For | For |
1.7 | Elect Director Sasaki, Takeshi | Management | For | For |
1.8 | Elect Director Kosugi, Takeo | Management | For | For |
1.9 | Elect Director Shimomitsu, Hidejiro | Management | For | Against |
1.10 | Elect Director Tanaka, Hisao | Management | For | Against |
1.11 | Elect Director Kitamura, Hideo | Management | For | Against |
1.12 | Elect Director Watanabe, Toshiharu | Management | For | Against |
1.13 | Elect Director Kubo, Makoto | Management | For | Against |
2 | Amend Articles to Require Investigation, Disclosure to Mainichi Shimbun of Work Logs Used in Fraudulent Billing of NEDO | Shareholder | Against | Against |
3 | Amend Articles to Require Investigation, Disclosure to Yomiuri Shimbun of Employee's Refusal Document to Fabricate Work Logs Used in Behind Fraudulent Billing of NEDO | Shareholder | Against | Against |
4 | Amend Articles to Require Investigation, Disclosure to Asahi Shimbun of Keihin Office Head Warned About Fraudulent Billing of NEDO | Shareholder | Against | Against |
5 | Amend Articles to Require Investigation, Disclosure to Sankei Shimbun of Sr. VP of Energy System Group Who Oversaw Keihin Office | Shareholder | Against | Against |
6 | Amend Articles to Require Investigation, Disclosure to Nihon Keizai Shimbun of Document Notifying Then-President Sato of Fraudulent Billing of NEDO | Shareholder | Against | Against |
7 | Amend Articles to Require Investigation, Disclosure to Mainichi Shimbun of M.O. and Employee Criminal Awareness in Fraudulent Billing of NEDO | Shareholder | Against | Against |
8 | Amend Articles to Require Investigation, Disclosure to Yomiuri Shimbun of Organized Crime, Coverup 1 (Keihin Office), Coverup 2 (Headquarters), Coverup 3 (Unexplained Punishments) | Shareholder | Against | Against |
9 | Amend Articles to Require Investigation, Disclosure to Asahi Shimbun of Seven Measures Taken by Headquarters in NEDO Affair | Shareholder | Against | Against |
10 | Amend Articles to Require Investigation, Disclosure to Sankei Shimbun of NEDO Findings, Toshiba Reaction, Costs, Damage in NEDO Affair | Shareholder | Against | Against |
11 | Amend Articles to Require Investigation, Disclosure to Nihon Keizai Shimbun of Who Was Responsible for the NEDO Affair and Coverup | Shareholder | Against | Against |
12 | Amend Articles to Require Detailed Answers to All Questions at Shareholder Meetings | Shareholder | Against | Against |
13 | Amend Articles to Prohibit Deeming Non-Votes as Votes FOR Management Proposals, AGAINST Shareholder Proposals | Shareholder | Against | Against |
14 | Amend Articles to Systematize and Disclose Punitive Action Against Directors | Shareholder | Against | Against |
15 | Amend Articles to Require Detailed Historical Disclosure of Director and Officer Punitive Action | Shareholder | Against | Against |
16 | Amend Articles to Require Disclosure to Mainichi Shimbun of Specific Accomplishments and Compensation of Each Officer, and Costs Incurred in their Hiring | Shareholder | Against | Against |
17 | Amend Articles to Require Disclosure to Yomiuri Shimbun of Reasons for Retaining, Specific Tasks/Accomplishments, Compensation and Cost Incurred to Recruit Consultants and Friends of the Firm | Shareholder | Against | Against |
18 | Amend Articles to Require Disclosure to Asahi Shimbun of Number, Positions Held, Origin Agencies of All Hires of Civil Servants, with Annual Breakdown of Revenue from Each Agency | Shareholder | Against | Against |
19 | Amend Articles to Mandate JPY 2200 an Hour Minimum Wage to Temporary Workers | Shareholder | Against | Against |
20 | Amend Articles to Mandate JPY 5 per Share Minimum Dividend per Year for Five Years | Shareholder | Against | Against |
21.1 | Appoint Shareholder Nominee Watanabe, Seigo to the Board | Shareholder | Against | Against |
21.2 | Appoint Shareholder Nominee Koyama, Yoshio to the Board | Shareholder | Against | Against |
21.3 | Appoint Shareholder Nominee Ozono, Jiro to the Board | Shareholder | Against | Against |
21.4 | Appoint Shareholder Nominee Shintani, Masataka to the Board | Shareholder | Against | Against |
21.5 | Appoint Shareholder Nominee Isu, Yuichiro to the Board | Shareholder | Against | Against |
21.6 | Appoint Shareholder Nominee Tanigawa, Kazuo to the Board | Shareholder | Against | Against |
21.7 | Appoint Shareholder Nominee Hatano, Koichi to the Board | Shareholder | Against | Against |
21.8 | Appoint Shareholder Nominee Miki, Yoshiaki to the Board | Shareholder | Against | Against |
21.9 | Appoint Shareholder Nominee Sasaki, Tomohiko to the Board | Shareholder | Against | Against |
21.10 | Appoint Shareholder Nominee Miyamoto, Toshiki to the Board | Shareholder | Against | Against |
21.11 | Appoint Shareholder Nominee Oshima, Toshiyuki to the Board | Shareholder | Against | Against |
21.12 | Appoint Shareholder Nominee Sato, Fumio to the Board | Shareholder | Against | Against |
21.13 | Appoint Shareholder Nominee Nishimuro, Taizo to the Board | Shareholder | Against | Against |
21.14 | Appoint Shareholder Nominee Okamura, Tadashi to the Board | Shareholder | Against | Against |
21.15 | Appoint Shareholder Nominee Shimagami, Kiyoaki to the Board | Shareholder | Against | Against |
TRIMBLE NAVIGATION LIMITED MEETING DATE: MAY 03, 2011 | ||||
TICKER: TRMB SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director William Hart | Management | For | For |
1.4 | Elect Director Merit E. Janow | Management | For | For |
1.5 | Elect Director Ulf J. Johansson | Management | For | For |
1.6 | Elect Director Bradford W. Parkinson | Management | For | For |
1.7 | Elect Director Mark S. Peek | Management | For | For |
1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TRINA SOLAR LTD. MEETING DATE: AUG 06, 2010 | ||||
TICKER: TSL SECURITY ID: 89628E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election of Gao Jifan as Director | Management | For | For |
2 | Re-election of Zhao Qian as Director | Management | For | For |
3 | Re-election of Yeung Kwok On as Director | Management | For | For |
4 | Increase Number of Shares Reserved Under theCompany's Share Incentive Plan from 202,718,350 to 352,718,350 | Management | For | Against |
5 | Ratify Deloitte Touche Tohmatsu as Auditors | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 09, 2011 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Pierre Brondeau as Director | Management | For | For |
2 | Reelect Juergen Gromer as Director | Management | For | For |
3 | Reelect Robert Hernandez as Director | Management | For | For |
4 | Reelect Thomas Lynch as Director | Management | For | For |
5 | Reelect Daniel Phelan as Director | Management | For | For |
6 | Reelect Frederic Poses as Director | Management | For | For |
7 | Reelect Lawrence Smith as Director | Management | For | For |
8 | Reelect Paula Sneed as Director | Management | For | For |
9 | Reelect David Steiner as Director | Management | For | For |
10 | Reelect John Van Scoter as Director | Management | For | For |
11 | Accept Annual Report for Fiscal 2009/2010 | Management | For | For |
12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Management | For | For |
13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Management | For | For |
14 | Approve Discharge of Board and Senior Management | Management | For | For |
15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Management | For | For |
17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
20 | Approve Ordinary Cash Dividend | Management | For | For |
21 | Change Company Name to TE Connectivity Ltd | Management | For | For |
22 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
23 | Approve Reduction in Share Capital | Management | For | For |
24 | Authorize Repurchase of up to USD 800 million of Share Capital | Management | For | For |
25 | Adjourn Meeting | Management | For | For |
ULTICOM, INC. MEETING DATE: DEC 02, 2010 | ||||
TICKER: ULCMD SECURITY ID: 903844207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Aurelio | Management | For | For |
1.2 | Elect Director Bin-ming (Benjamin) Tsai | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
VERIFONE SYSTEMS, INC. MEETING DATE: JUN 29, 2011 | ||||
TICKER: PAY SECURITY ID: 92342Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
1.3 | Elect Director Leslie G. Denend | Management | For | For |
1.4 | Elect Director Alex W. Hart | Management | For | For |
1.5 | Elect Director Robert B. Henske | Management | For | For |
1.6 | Elect Director Richard A. McGinn | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Charles R. Rinehart | Management | For | For |
1.9 | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director D. James Bidzos | Management | For | For |
2 | Elect Director William L. Chenevich | Management | For | For |
3 | Elect Director Kathleen A. Cote | Management | For | For |
4 | Elect Director Mark D. Mclaughlin | Management | For | For |
5 | Elect Director Roger H. Moore | Management | For | For |
6 | Elect Director John D. Roach | Management | For | For |
7 | Elect Director Louis A. Simpson | Management | For | For |
8 | Elect Director Timothy Tomlinson | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Chiddix | Management | For | For |
1.2 | Elect Director William R. Huff | Management | For | For |
1.3 | Elect Director James F. Mooney | Management | For | For |
1.4 | Elect Director John N. Rigsby | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VISA INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.1 | Elect Director Gary P. Coughlan | Management | For | For |
3.2 | Elect Director Mary B. Cranston | Management | For | For |
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
3.4 | Elect Director Robert W. Matschullat | Management | For | For |
3.5 | Elect Director Cathy E. Minehan | Management | For | For |
3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
3.7 | Elect Director David J. Pang | Management | For | For |
3.8 | Elect Director Joseph W. Saunders | Management | For | For |
3.9 | Elect Director William S. Shanahan | Management | For | For |
3.10 | Elect Director John A. Swainson | Management | For | For |
4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
4.2 | Elect Director Joseph W. Saunders | Management | For | For |
4.3 | Elect Director John A. Swainson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
VISHAY INTERTECHNOLOGY, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: VSH SECURITY ID: 928298108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eliyahu Hurvitz | Management | For | For |
1.2 | Elect Director Abraham Ludomirski | Management | For | For |
1.3 | Elect Director Wayne M. Rogers | Management | For | For |
1.4 | Elect Director Ronald Ruzic | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VISHAY PRECISION GROUP INC MEETING DATE: JUN 02, 2011 | ||||
TICKER: VPG SECURITY ID: 92835K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Zandman | Management | For | For |
1.2 | Elect Director Samuel Broydo | Management | For | For |
1.3 | Elect Director Saul Reibstein | Management | For | For |
1.4 | Elect Director Timothy Talbert | Management | For | For |
1.5 | Elect Director Ziv Shoshani | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Certificate of Incorporation to Reflect Accurate Outstanding Share Base | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VISTAPRINT NV MEETING DATE: NOV 04, 2010 | ||||
TICKER: VPRT SECURITY ID: N93540107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Louis R. Page to Supervisory Board | Management | For | For |
2 | Elect Richard T. Riley to Supervisory Board | Management | For | For |
3 | Approve Financial Statements | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
7 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
8 | Other Business (Non-Voting) | Management | None | None |
VISTAPRINT NV MEETING DATE: JUN 30, 2011 | ||||
TICKER: VPRT SECURITY ID: N93540107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | Against |
2 | Elect Katryn Blake as Director | Management | For | For |
3 | Elect Donald Nelson as Director | Management | For | For |
4 | Elect Nicholas Ruotolo as Director | Management | For | For |
5 | Elect Ernst Teunissen as Director | Management | For | For |
VMWARE, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Renee J. James | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VOCUS, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: VOCS SECURITY ID: 92858J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin Burns | Management | For | For |
1.2 | Elect Director Ronald Kaiser | Management | For | For |
1.3 | Elect Director Richard Rudman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VST HOLDINGS LIMITED MEETING DATE: MAY 24, 2011 | ||||
TICKER: 00856 SECURITY ID: G9400C111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Tay Eng Hoe as Director | Management | For | Against |
2b | Reelect Ong Wei Hiam as Director | Management | For | Against |
2c | Reelect Li Wei as Director | Management | For | For |
2d | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4c | Authorize Reissuance of Repurchased Shares | Management | For | For |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 11, 2010 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter D. Behrendt | Management | For | For |
2 | Elect Director Kathleen A. Cote | Management | For | For |
3 | Elect Director John F. Coyne | Management | For | For |
4 | Elect Director Henry T. DeNero | Management | For | For |
5 | Elect Director William L. Kimsey | Management | For | For |
6 | Elect Director Michael D. Lambert | Management | For | For |
7 | Elect Director Len J. Lauer | Management | For | For |
8 | Elect Director Matthew E. Massengill | Management | For | For |
9 | Elect Director Roger H. Moore | Management | For | For |
10 | Elect Director Thomas E. Pardun | Management | For | For |
11 | Elect Director Arif Shakeel | Management | For | For |
12 | Ratify Auditors | Management | For | For |
WINTEK CORPORATION MEETING DATE: JUN 10, 2011 | ||||
TICKER: 2384 SECURITY ID: Y9664Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of Capital Reserve and Issuance of New Shares | Management | For | For |
4 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
WOLFSON MICROELECTRONICS PLC MEETING DATE: APR 21, 2011 | ||||
TICKER: WLF SECURITY ID: G97272101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Michael Ruettgers as Director | Management | For | For |
4 | Re-elect Robert Eckelmann as Director | Management | For | For |
5 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Authorise Market Purchase | Management | For | For |
10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
WPG HOLDINGS CO., LTD. MEETING DATE: JUN 22, 2011 | ||||
TICKER: 3702 SECURITY ID: Y9698R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Proposal of Cash Dividend Distribution from Capital Reserves | Management | For | For |
4 | Approve Capitalization of Capital Reserve and Issuance of New Shares | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6.1 | Elect Simon Huang with Shareholder Number 1 as Director | Management | For | Against |
6.2 | Elect Mike Chang with Shareholder Number 5 as Director | Management | For | Against |
6.3 | Elect T.L. Lin with Shareholder Number 2 as Director | Management | For | Against |
6.4 | Elect K.Y. Chen with Shareholder Number 3 as Director | Management | For | Against |
6.5 | Elect Thomas Pai with Shareholder Number 6 as Director | Management | For | Against |
6.6 | Elect David Lai, a Representative of Fullerton Technology Co. , with Shareholder Number 4 as Director | Management | For | Against |
6.7 | Elect Ken Hsu with Shareholder Number 9 as Director | Management | For | Against |
6.8 | Elect Henry Shaw, a Representative of Liang Xin Finance Co., Ltd., with Shareholder Number 20375 as Director | Management | For | Against |
6.9 | Elect Kai-Lu Cheng with Shareholder Number 70962 as Director | Management | For | Against |
6.10 | Elect Ming-Jen Hsu, a Representative of M & M Capital Co., Ltd., with Shareholder Number 104678 as Director | Management | For | Against |
6.11 | Elect K.D. TSENG with Shareholder Number 134074 as Director | Management | For | Against |
6.12 | Elect Peter Huang with Shareholder Number 134081 as Director | Management | For | Against |
6.13 | Elect Jack J. T. Huang with ID Number A100320106 as Independent Director | Management | For | For |
6.14 | Elect Chin-Yeong Hwang with ID Number G120051153 as Independent Director | Management | For | For |
6.15 | Elect Rong-Ruey Duh with ID Number D101417129 as Independent Director | Management | For | For |
6.16 | Elect Yung-Hong Yu with ID Number F121292344 as Independent Director | Management | For | For |
6.17 | Elect Chao-Tang Yue with ID Number E101392306 as Independent Director | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
XEROX CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert J. Keegan | Management | For | For |
6 | Elect Director Robert A. McDonald | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Charles Prince | Management | For | For |
9 | Elect Director Ann N. Reese | Management | For | For |
10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
XILINX, INC. MEETING DATE: AUG 11, 2010 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philip T. Gianos | Management | For | For |
2 | Elect Director Moshe N. Gavrielov | Management | For | For |
3 | Elect Director John L. Doyle | Management | For | For |
4 | Elect Director Jerald G. Fishman | Management | For | For |
5 | Elect Director William G. Howard, Jr. | Management | For | For |
6 | Elect Director J. Michael Patterson | Management | For | For |
7 | Elect Director Albert A. Pimentel | Management | For | For |
8 | Elect Director Marshall C. Turner | Management | For | For |
9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
XINGDA INTERNATIONAL HOLDINGS LTD MEETING DATE: MAY 27, 2011 | ||||
TICKER: 01899 SECURITY ID: G9827V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.15 Per Share | Management | For | For |
3a1 | Reelect Liu Xiang as Director | Management | For | Against |
3a2 | Reelect Koo Fook Sun, Louis as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
YINGLI GREEN ENERGY HOLDING COMPANY LTD. MEETING DATE: AUG 13, 2010 | ||||
TICKER: YGE SECURITY ID: 98584B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2.1 | Elect Iain Ferguson Bruce as Director | Management | For | For |
2.2 | Elect Chi Ping Martin Lau as Director | Management | For | For |
3 | Ratify KPMG as Auditors | Management | For | For |
YOUNG FAST OPTOELECTRONICS CO., LTD. MEETING DATE: JUN 15, 2011 | ||||
TICKER: 3622 SECURITY ID: Y98498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of Profits and Capital Reserve and Issuance of New Shares | Management | For | For |
4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Management | For | For |
8 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
9 | Approve to Formulate Scope and Rules for the Functions and Powers of Supervisors | Management | For | For |
10 | Approve 5-Year Income Tax Exemption Regarding Cash Capital Increase in 2010 | Management | For | For |
11.1 | Elect Tejen Lin with Shareholder Number 3032 as Director | Management | For | Against |
11.2 | Elect a Representative of Sol Young Enterprises Co., Ltd. with Shareholder Number 2395 as Director | Management | For | Against |
11.3 | Elect Sheng-hui Chen with Shareholder Number 2375 as Director | Management | For | Against |
11.4 | Elect Chih-chiang Pai with Shareholder Number 11 as Director | Management | For | Against |
11.5 | Elect Yi-chuan Hsu with Shareholder Number 3051 as Director | Management | For | Against |
11.6 | Elect Cheng-kun Kuo with Shareholder Number 3551 as Independent Director | Management | For | For |
11.7 | Elect Wei-lin Wang with Shareholder Number 3549 as Independent Director | Management | For | For |
11.8 | Elect a Representative of Hold-key Electric Wire & Cable Co., Ltd. with Shareholder Number 560 as Supervisor | Management | For | Against |
11.9 | Elect Wen-cheng Wu with Shareholder Number 3543 as Supervisor | Management | For | Against |
11.10 | Elect Chia-yen Lin with Shareholder Number 55903 as Supervisor | Management | For | Against |
12 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | For |
YOUNGTEK ELECTRONICS CORP. MEETING DATE: JUN 17, 2011 | ||||
TICKER: 6261 SECURITY ID: Y9859Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2010 Capital Reserve and Issuance of New Shares | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
ZTE CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: 000063 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report of the Board of Directors | Management | For | For |
3 | Accept Report of the Supervisory Committee | Management | For | For |
4 | Accept Report of the President of the Company | Management | For | For |
5 | Accept Final Financial Accounts of the Company | Management | For | For |
6a | Approve Application to the Bank of China Ltd., Shenzhen Branch for a Composite Credit Facility Amounting to RMB 23 Billion | Management | For | For |
6b | Approve Application to the China Development Bank Corporation, Shezhen Branch for a Composite Credit Facility Amounting to $4.5 Billion | Management | For | For |
7a | Reappoint Ernst & Young Hua Ming as PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7b | Reappoint Ernst & Young as Hong Kong Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8a | Approve Application for Investment Limits in Derivative Products for Value Protection Against US Dollar Risk Exposure for an Amount Not Exceeding $800 Million | Management | For | For |
8b | Approve Application for Investment Limits in Derivative Products for Value Protection Against Euro Risk Exposure for an Amount Not Exceeding EUR 150 Million | Management | For | For |
8c | Approve Application for Investment Limits in Fixed Income Derivative Products for an Amount Not Exceeding $1 Billion | Management | For | For |
9 | Approve Investment in the Research and Development Base in Yuhuatai District of Nanjing | Management | For | For |
9 | Approve Profit Distribution Proposal and Capitalization from Capital Reserves of the Company for 2010 | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
12a | Amend Clause Relating to Third-Party Guarantees in Article 160 of Chapter 10 of the Articles of Association | Shareholder | None | For |
12b | Amend Clause Specifying that the Board of Directors May Determine the Types of Derivative Investment at its Discretion in Article 160 of Chapter 10 of the Articles of Association | Shareholder | None | For |
13a | Approve Provision of Guarantee by ZTE in Relation to the Overseas Medium or Long-Term Debt Financing of ZTE (HK) Ltd. | Shareholder | None | For |
13b | Approve Authorization of the Conduct of Interest Rate Swap Transactions by ZTE (HK) Ltd. | Shareholder | None | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: SEP 10, 2010 | ||||
TICKER: 000063 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Investment in and Construction of ZTE Heyuan Production and Research and Development Training Base Project and the Execution of the Relevant Investment Contract | Management | For | For |
2 | Approve Application for Investment Limits in Foreign Exchange Derivative Products for Value-Protection | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: NOV 30, 2010 | ||||
TICKER: 000063 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve External Investment of the Company Pursuant to the Establishment of ZTE Finance Co., Ltd. | Management | For | For |
2 | Approve Resolution of the Company on Increasing the Insurance Amount of Directors', Supervisors' and Senior Management's Liability Insurance | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR UTILITIES FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADANI POWER LTD MEETING DATE: AUG 21, 2010 | ||||
TICKER: 533096 SECURITY ID: Y0019Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint G.S. Adani as Director | Management | For | Against |
3 | Reappoint R.S. Adani as Director | Management | For | Against |
4 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Appoint R.K. Madan as Director | Management | For | Against |
6 | Approve Appointment and Remuneration of A.H. Desai, Executive Director | Management | For | Against |
7 | Approve Commission Remuneration for Independent Non-Executive Directors | Management | For | For |
8 | Approve Increase in Borrowing Powers to INR 350 Million | Management | For | For |
9 | Approve Charitable Donations up to INR 300 Million of 5 Percent of the Company's Average Net Profits | Management | For | For |
10 | Amend Articles of Association Re: Company Seal | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Anderson | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
4 | Elect Director Linda A. Goodspeed | Management | For | For |
5 | Elect Director Thomas E. Hoaglin | Management | For | For |
6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
7 | Elect Director Michael G. Morris | Management | For | For |
8 | Elect Director Richard C. Notebaert | Management | For | For |
9 | Elect Director Lionel L. Nowell III | Management | For | For |
10 | Elect Director Richard L. Sandor | Management | For | For |
11 | Elect Director Kathryn D. Sullivan | Management | For | For |
12 | Elect Director Sara Martinez Tucker | Management | For | For |
13 | Elect Director John F. Turner | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERICAN WATER WORKS COMPANY, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: AWK SECURITY ID: 030420103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen P. Adik | Management | For | For |
2 | Elect Director Martha Clark Goss | Management | For | For |
3 | Elect Director Julie A. Dobson | Management | For | For |
4 | Elect Director Richard R. Grigg | Management | For | For |
5 | Elect Director Julia L. Johnson | Management | For | For |
6 | Elect Director George Mackenzie | Management | For | For |
7 | Elect Director William J. Marrazzo | Management | For | For |
8 | Election Of Director: Jeffry E. Sterba | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CALPINE CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director Robert C. Hinckley | Management | For | For |
1.4 | Elect Director David C. Merritt | Management | For | For |
1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
1.7 | Elect Director William E. Oberndorf | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director J. Stuart Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CANACOL ENERGY LTD MEETING DATE: FEB 08, 2011 | ||||
TICKER: CNE SECURITY ID: 134808104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Charle Gamba as Director | Management | For | For |
2.2 | Elect Michael Hibberd as Director | Management | For | For |
2.3 | Elect Jason Bednar as Director | Management | For | For |
2.4 | Elect Stuart Hensman as Director | Management | For | For |
2.5 | Elect Luis Baena as Director | Management | For | Withhold |
2.6 | Elect Alvaro Barrera as Director | Management | For | For |
2.7 | Elect David Winter as Director | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Stock Option Plan | Management | For | Against |
CENTERPOINT ENERGY, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: CNP SECURITY ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald R. Campbell | Management | For | For |
2 | Elect Director Milton Carroll | Management | For | For |
3 | Elect Director O. Holcombe Crosswell | Management | For | For |
4 | Elect Director Michael P. Johnson | Management | For | For |
5 | Elect Director Janiece M. Longoria | Management | For | For |
6 | Elect Director David M. McClanahan | Management | For | For |
7 | Elect Director Susan O. Rheney | Management | For | For |
8 | Elect Director R. A. Walker | Management | For | For |
9 | Elect Director Peter S. Wareing | Management | For | For |
10 | Elect Director Sherman M. Wolff | Management | For | For |
11 | Ratify The Appointment Of Deloitte & Touche Llp As Independentauditors For 2011. | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
15 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. De Balmann | Management | For | For |
2 | Elect Director Ann C. Berzin | Management | For | For |
3 | Elect Director James T. Brady | Management | For | For |
4 | Elect Director James R. Curtiss | Management | For | For |
5 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
6 | Elect Director Nancy Lampton | Management | For | For |
7 | Elect Director Robert J. Lawless | Management | For | For |
8 | Elect Director Mayo A. Shattuck III | Management | For | For |
9 | Elect Director John L. Skolds | Management | For | For |
10 | Elect Director Michael D. Sullivan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DOMINION RESOURCES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: D SECURITY ID: 25746U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William P. Barr | Management | For | For |
2 | Elect Director Peter W. Brown | Management | For | For |
3 | Elect Director George A. Davidson, Jr. | Management | For | For |
4 | Elect Director Helen E. Dragas | Management | For | For |
5 | Elect Director Thomas F. Farrell II | Management | For | For |
6 | Elect Director John W. Harris | Management | For | For |
7 | Elect Director Robert S. Jepson, Jr. | Management | For | For |
8 | Elect Director Mark J. Kington | Management | For | For |
9 | Elect Director Margaret A. McKenna | Management | For | For |
10 | Elect Director Frank S. Royal | Management | For | For |
11 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
12 | Elect Director David A. Wollard | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Report on Coal Use from Mountaintop Removal Mining | Shareholder | Against | Abstain |
17 | Adopt Renewable Energy Production Goal | Shareholder | Against | Abstain |
18 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
19 | Invest in Renewable Energy and Stop Construction of Nuclear Reactor | Shareholder | Against | Abstain |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
22 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
DUKE ENERGY CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: DUK SECURITY ID: 26441C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.3 | Elect Director Michael G. Browning | Management | For | For |
1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
1.5 | Elect Director John H. Forsgren | Management | For | For |
1.6 | Elect Director Ann Maynard Gray | Management | For | For |
1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
1.8 | Elect Director E. James Reinsch | Management | For | For |
1.9 | Elect Director James T. Rhodes | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Philip R. Sharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Global Warming Lobbying Activities | Shareholder | Against | Abstain |
6 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
EDISON INTERNATIONAL MEETING DATE: APR 28, 2011 | ||||
TICKER: EIX SECURITY ID: 281020107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jagjeet S. Bindra | Management | For | For |
2 | Elect Director Vanessa C.L. Chang | Management | For | For |
3 | Elect Director France A. Cordova | Management | For | For |
4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
5 | Elect Director Charles B. Curtis | Management | For | For |
6 | Elect Director Bradford M. Freeman | Management | For | For |
7 | Elect Director Luis G. Nogales | Management | For | For |
8 | Elect Director Ronald L. Olson | Management | For | For |
9 | Elect Director James M. Rosser | Management | For | For |
10 | Elect Director Richard T. Schlosberg, III | Management | For | For |
11 | Elect Director Thomas C. Sutton | Management | For | For |
12 | Elect Director Brett White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Amend Omnibus Stock Plan | Management | For | For |
EXELON CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Canning, Jr. | Management | For | For |
2 | Elect Director M. Walter D Alessio | Management | For | For |
3 | Elect Director Nicholas Debenedictis | Management | For | For |
4 | Elect Director Nelson A. Diaz | Management | For | For |
5 | Elect Director Sue L. Gin | Management | For | For |
6 | Elect Director Rosemarie B. Greco | Management | For | For |
7 | Elect Director Paul L. Joskow | Management | For | For |
8 | Elect Director Richard W. Mies | Management | For | For |
9 | Elect Director John M. Palms | Management | For | For |
10 | Elect Director William C. Richardson | Management | For | For |
11 | Elect Director Thomas J. Ridge | Management | For | For |
12 | Elect Director John W. Rogers, Jr. | Management | For | For |
13 | Elect Director John W. Rowe | Management | For | For |
14 | Elect Director Stephen D. Steinour | Management | For | For |
15 | Elect Director Don Thompson | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FIRSTENERGY CORP. MEETING DATE: SEP 14, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
GENON ENERGY, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: GEN SECURITY ID: 37244E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. William Barnett | Management | For | For |
1.2 | Elect Director Terry G. Dallas | Management | For | For |
1.3 | Elect Director Mark M. Jacobs | Management | For | For |
1.4 | Elect Director Thomas H. Johnson | Management | For | For |
1.5 | Elect Director Steven L. Miller | Management | For | For |
1.6 | Elect Director Edward R. Muller | Management | For | For |
1.7 | Elect Director Robert C. Murray | Management | For | For |
1.8 | Elect Director Laree E. Perez | Management | For | For |
1.9 | Elect Director Evan J. Silverstein | Management | For | For |
1.10 | Elect Director William L. Thacker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Protective Charter Amendment | Management | For | For |
4 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Adopt GHG and Other Air Emissions Reduction Goals | Shareholder | Against | Abstain |
INTERNATIONAL POWER PLC MEETING DATE: DEC 16, 2010 | ||||
TICKER: IPR SECURITY ID: G4890M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Combination of the Company and GDF SUEZ Energy International; Authorise Board to Allot New Ordinary Shares to be Issued Pursuant to the Combination | Management | For | For |
2 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
ITC HOLDINGS CORP. MEETING DATE: MAY 26, 2011 | ||||
TICKER: ITC SECURITY ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward G. Jepsen | Management | For | For |
1.2 | Elect Director Richard D. McLellan | Management | For | For |
1.3 | Elect Director William J. Museler | Management | For | For |
1.4 | Elect Director Hazel R. O'Leary | Management | For | For |
1.5 | Elect Director Gordon Bennett Stewart, III | Management | For | For |
1.6 | Elect Director Lee C. Stewart | Management | For | For |
1.7 | Elect Director Joseph L. Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
MIRANT CORPORATION MEETING DATE: OCT 25, 2010 | ||||
TICKER: MIR SECURITY ID: 60467R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NATIONAL FUEL GAS COMPANY MEETING DATE: MAR 10, 2011 | ||||
TICKER: NFG SECURITY ID: 636180101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert T. Brady | Management | For | For |
1.2 | Elect Director Rolland E. Kidder | Management | For | For |
1.3 | Elect Director Frederic V. Salerno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NATIONAL GRID PLC MEETING DATE: JUL 26, 2010 | ||||
TICKER: NG. SECURITY ID: G6375K151 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Sir John Parker as Director | Management | For | For |
4 | Re-elect Steve Holliday as Director | Management | For | For |
5 | Re-elect Ken Harvey as Director | Management | For | For |
6 | Re-elect Steve Lucas as Director | Management | For | For |
7 | Re-elect Stephen Pettit as Director | Management | For | For |
8 | Re-elect Nick Winser as Director | Management | For | For |
9 | Re-elect George Rose as Director | Management | For | For |
10 | Re-elect Tom King as Director | Management | For | For |
11 | Re-elect Maria Richter as Director | Management | For | For |
12 | Re-elect John Allan as Director | Management | For | For |
13 | Re-elect Linda Adamany as Director | Management | For | For |
14 | Re-elect Mark Fairbairn as Director | Management | For | For |
15 | Re-elect Philip Aiken as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Approve Remuneration Report | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
NEXTERA ENERGY, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: NEE SECURITY ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherry S. Barrat | Management | For | For |
1.2 | Elect Director Robert M. Beall, II | Management | For | For |
1.3 | Elect Director J. Hyatt Brown | Management | For | For |
1.4 | Elect Director James L. Camaren | Management | For | For |
1.5 | Elect Director Kenneth B. Dunn | Management | For | For |
1.6 | Elect Director J. Brian Ferguson | Management | For | For |
1.7 | Elect Director Lewis Hay, III | Management | For | For |
1.8 | Elect Director Toni Jennings | Management | For | For |
1.9 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
1.10 | Elect Director Rudy E. Schupp | Management | For | For |
1.11 | Elect Director William H. Swanson | Management | For | For |
1.12 | Elect Director Michael H. Thaman | Management | For | For |
1.13 | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NISOURCE INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NI SECURITY ID: 65473P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard A. Abdoo | Management | For | For |
2 | Elect Director Steven C. Beering | Management | For | For |
3 | Elect Director Michael E. Jesanis | Management | For | For |
4 | Elect Director Marty R. Kittrell | Management | For | For |
5 | Elect Director W. Lee Nutter | Management | For | For |
6 | Elect Director Deborah S. Parker | Management | For | For |
7 | Elect Director Ian M. Rolland | Management | For | For |
8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
9 | Elect Director Richard L. Thompson | Management | For | For |
10 | Elect Director Carolyn Y. Woo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
NRG ENERGY, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: NRG SECURITY ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence S. Coben | Management | For | For |
2 | Elect Director Paul W. Hobby | Management | For | For |
3 | Elect Director Gerald Luterman | Management | For | For |
4 | Elect Director Herbert H. Tate | Management | For | For |
5 | Elect Director Walter R. Young | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NV ENERGY, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: NVE SECURITY ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1.2 | Elect Director Glenn C. Christenson | Management | For | For |
1.3 | Elect Director Brian J. Kennedy | Management | For | For |
1.4 | Elect Director John F. O'Reilly | Management | For | For |
1.5 | Elect Director Philip G. Satre | Management | For | For |
1.6 | Elect Director Michael W. Yackira | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Reduce Supermajority Vote Requirement for Amending Articles on Director Elections and Removals | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Fair Price Provisions | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
OGE ENERGY CORP. MEETING DATE: MAY 19, 2011 | ||||
TICKER: OGE SECURITY ID: 670837103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirk Humphreys | Management | For | For |
1.2 | Elect Director Linda Petree Lambert | Management | For | For |
1.3 | Elect Director Leroy C. Richie | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
ONEOK, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: OKE SECURITY ID: 682680103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Day | Management | For | For |
2 | Elect Director Julie H. Edwards | Management | For | For |
3 | Elect Director William L. Ford | Management | For | For |
4 | Elect Director John W. Gibson | Management | For | For |
5 | Elect Director Bert H. Mackie | Management | For | For |
6 | Elect Director Jim W. Mogg | Management | For | For |
7 | Elect Director Pattye L. Moore | Management | For | For |
8 | Elect Director Gary D. Parker | Management | For | For |
9 | Elect Director Eduardo A. Rodriguez | Management | For | For |
10 | Elect Director Gerald B. Smith | Management | For | For |
11 | Elect Director David J. Tippeconnic | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PG&E CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Peter A. Darbee | Management | For | For |
5 | Elect Director Maryellen C. Herringer | Management | For | For |
6 | Elect Director Roger H. Kimmel | Management | For | For |
7 | Elect Director Richard A. Meserve | Management | For | For |
8 | Elect Director Forrest E. Miller | Management | For | For |
9 | Elect Director Rosendo G. Parra | Management | For | For |
10 | Elect Director Barbara L. Rambo | Management | For | For |
11 | Elect Director Barry Lawson Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
PINNACLE WEST CAPITAL CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: PNW SECURITY ID: 723484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Basha, Jr. | Management | For | For |
1.2 | Elect Director Donald E. Brandt | Management | For | For |
1.3 | Elect Director Susan Clark-Johnson | Management | For | For |
1.4 | Elect Director Denis A. Cortese | Management | For | For |
1.5 | Elect Director Michael L. Gallagher | Management | For | For |
1.6 | Elect Director Pamela Grant | Management | For | For |
1.7 | Elect Director R.A. Herberger, Jr | Management | For | For |
1.8 | Elect Director Dale E. Klein | Management | For | For |
1.9 | Elect Director Humberto S. Lopez | Management | For | For |
1.10 | Elect Director Kathryn L. Munro | Management | For | For |
1.11 | Elect Director Bruce J. Nordstrom | Management | For | For |
1.12 | Elect Director W. Douglas Parker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 19, 2011 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
2 | Elect Director Conrad K. Harper | Management | For | For |
3 | Elect Director William V. Hickey | Management | For | For |
4 | Elect Director Ralph Izzo | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director David Lilley | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Hak Cheol Shin | Management | For | For |
9 | Elect Director Richard J. Swift | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
RRI ENERGY, INC. MEETING DATE: OCT 25, 2010 | ||||
TICKER: GEN SECURITY ID: 74971X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
SCANA CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: SCG SECURITY ID: 80589M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bill L. Amick | Management | For | For |
1.2 | Elect Director Sharon A. Decker | Management | For | For |
1.3 | Elect Director D. Maybank Hagood | Management | For | For |
1.4 | Elect Director William B. Timmerman | Management | For | For |
1.5 | Elect Director Kevin B. Marsh | Management | For | For |
2 | Amend Outside Director Stock Awards in Lieu of Cash | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SEMPRA ENERGY MEETING DATE: MAY 13, 2011 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan L. Boeckmann | Management | For | For |
2 | Elect Director James G. Brocksmith Jr. | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director William G. Ouchi | Management | For | For |
7 | Elect Director Carlos Ruiz | Management | For | For |
8 | Elect Director William C. Rusnack | Management | For | For |
9 | Elect Director William P. Rutledge | Management | For | For |
10 | Elect Director Lynn Schenk | Management | For | For |
11 | Elect Director Neal E. Schmale | Management | For | For |
12 | Elect Director Luis M. Tellez | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
18 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
SHANGHAI ELECTRIC GROUP CO., LTD. MEETING DATE: OCT 15, 2010 | ||||
TICKER: 02727 SECURITY ID: Y76824104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividend of RMB 0.0589 Per Share | Management | For | For |
THE AES CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TOKYO ELECTRIC POWER CO. LTD. MEETING DATE: JUN 28, 2011 | ||||
TICKER: 9501 SECURITY ID: J86914108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aizawa, Zengo | Management | For | For |
1.2 | Elect Director Aoyama, Yasushi | Management | For | For |
1.3 | Elect Director Arai, Takao | Management | For | For |
1.4 | Elect Director Katsumata, Tsunehisa | Management | For | For |
1.5 | Elect Director Kimura, Shigeru | Management | For | For |
1.6 | Elect Director Komori, Akio | Management | For | For |
1.7 | Elect Director Sano, Toshihiro | Management | For | For |
1.8 | Elect Director Takatsu, Hiroaki | Management | For | For |
1.9 | Elect Director Takei, Masaru | Management | For | For |
1.10 | Elect Director Tsuzumi, Norio | Management | For | For |
1.11 | Elect Director Naito, Yoshihiro | Management | For | For |
1.12 | Elect Director Nishizawa, Toshio | Management | For | For |
1.13 | Elect Director Hirose, Naomi | Management | For | For |
1.14 | Elect Director Fujimoto, Takashi | Management | For | For |
1.15 | Elect Director Miyamoto, Fumiaki | Management | For | For |
1.16 | Elect Director Yamaguchi, Hiroshi | Management | For | For |
1.17 | Elect Director Yamazaki, Masao | Management | For | For |
2.1 | Appoint Statutory Auditor Fujiwara, Makio | Management | For | For |
2.2 | Appoint Statutory Auditor Matsumoto, Yoshihiko | Management | For | For |
3 | Shut Down and Retire Nuclear Plants Starting with Oldest and Cancel All Nuclear Construction Plans | Shareholder | Against | Abstain |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer