FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03010
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Advisor Series VII
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 7/31
DATE OF REPORTING PERIOD: 07/01/2011 - 06/30/2012
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Advisor Series VII
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/16/2012 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED April 1, 2012 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY ADVISOR BIOTECHNOLOGY FUND
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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ACADIA PHARMACEUTICALS INC.
MEETING DATE: JUN 08, 2012 | TICKER: ACAD SECURITY ID: 004225108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Uli Hacksell | Management | For | For |
| 1.2 | Elect Director Torsten Rasmussen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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ACHILLION PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2012 | TICKER: ACHN SECURITY ID: 00448Q201
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Jason S. Fisherman | Management | For | For |
| 2 | Elect Director Gary E. Frashier | Management | For | For |
| 3 | Elect Director David P. Wright | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
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ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 06, 2012 | TICKER: ACOR SECURITY ID: 00484M106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Barry Greene | Management | For | For |
| 1.2 | Elect Director Ian Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ADVENTRX PHARMACEUTICALS, INC.
MEETING DATE: JUN 20, 2012 | TICKER: ANX SECURITY ID: 00764X202
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Brian M. Culley | Management | For | For |
| 2 | Elect Director Jack Lief | Management | For | For |
| 3 | Elect Director David A. Ramsay | Management | For | For |
| 4 | Elect Director Lewis J. Shuster | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
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AEGERION PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2012 | TICKER: AEGR SECURITY ID: 00767E102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Sandford D. Smith | Management | For | For |
| 1.2 | Elect Director Paul G. Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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AFFYMAX, INC.
MEETING DATE: JUN 13, 2012 | TICKER: AFFY SECURITY ID: 00826A109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Ted W. Love | Management | For | Withhold |
| 1.2 | Elect Director John A. Orwin | Management | For | For |
| 1.3 | Elect Director Daniel K. Spiegelman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
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AGENUS INC.
MEETING DATE: JUN 13, 2012 | TICKER: AGEN SECURITY ID: 00847G705
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Wadih Jordan | Management | For | For |
| 1.2 | Elect Director Shalini Sharp | Management | For | For |
| 2 | Reduce Authorized Common and Preferred Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Deferred Compensation Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
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AKORN, INC.
MEETING DATE: DEC 29, 2011 | TICKER: AKRX SECURITY ID: 009728106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Amend Omnibus Stock Plan | Management | For | Against |
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AKORN, INC.
MEETING DATE: MAY 04, 2012 | TICKER: AKRX SECURITY ID: 009728106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director John N. Kapoor | Management | For | For |
| 1.2 | Elect Director Ronald M. Johnson | Management | For | For |
| 1.3 | Elect Director Brian Tambi | Management | For | For |
| 1.4 | Elect Director Steven J. Meyer | Management | For | For |
| 1.5 | Elect Director Alan Weinstein | Management | For | For |
| 1.6 | Elect Director Kenneth S. Abramowitz | Management | For | For |
| 1.7 | Elect Director Adrienne L. Graves | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 07, 2012 | TICKER: ALXN SECURITY ID: 015351109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 1.9 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ALKERMES PLC.
MEETING DATE: DEC 08, 2011 | TICKER: ALKS SECURITY ID: G01767105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Omnibus Stock Plan | Management | For | Against |
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ALKERMES, INC.
MEETING DATE: SEP 08, 2011 | TICKER: ALKS SECURITY ID: 01642T108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Creation of Distributable Reserves | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
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ALLOS THERAPEUTICS, INC.
MEETING DATE: OCT 21, 2011 | TICKER: ALTH SECURITY ID: 019777101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
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ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2012 | TICKER: ALNY SECURITY ID: 02043Q107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director John K. Clarke | Management | For | For |
| 1.2 | Elect Director Marsha H. Fanucci | Management | For | For |
| 1.3 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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AMAG PHARMACEUTICALS, INC.
MEETING DATE: OCT 21, 2011 | TICKER: AMAG SECURITY ID: 00163U106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| Management Proxy Card |
| 1 | Issue Shares in Connection with Acquisition | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
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| Dissident Proxy (Blue Card) |
| 1 | Issue Shares in Connection with Acquisition | Management | Against | Did Not Vote |
| 2 | Adjourn Meeting | Management | Against | Did Not Vote |
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AMAG PHARMACEUTICALS, INC.
MEETING DATE: MAY 23, 2012 | TICKER: AMAG SECURITY ID: 00163U106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Joseph V. Bonventre | Management | For | For |
| 1.2 | Elect Director Rajiv De Silva | Management | For | For |
| 1.3 | Elect Director Michael Narachi | Management | For | For |
| 1.4 | Elect Director Robert J. Perez | Management | For | For |
| 1.5 | Elect Director Lesley Russell | Management | For | For |
| 1.6 | Elect Director Gino Santini | Management | For | For |
| 1.7 | Elect Director Davey S. Scoon | Management | For | For |
| 1.8 | Elect Director William K. Heiden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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AMARIN CORPORATION PLC
MEETING DATE: JUL 12, 2011 | TICKER: AMRN SECURITY ID: 023111206
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Re-elect Dr Joseph Anderson as Director | Management | For | For |
| 2 | Re-elect Dr James Healy as Director | Management | For | For |
| 3 | Elect Kristine Peterson as Director | Management | For | For |
| 4 | Elect Dr David Feigal as Director | Management | For | For |
| 5 | Advisory Vote to Approve Compensation of Named Executive Officers | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Appoint Deloitte & Touche LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 9 | Approve 2011 Stock Incentive Plan | Management | For | For |
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AMGEN INC.
MEETING DATE: MAY 23, 2012 | TICKER: AMGN SECURITY ID: 031162100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Robert A. Bradway | Management | For | For |
| 4 | Elect Director Francois De Carbonnel | Management | For | For |
| 5 | Elect Director Vance D. Coffman | Management | For | For |
| 6 | Elect Director Rebecca M. Henderson | Management | For | For |
| 7 | Elect Director Frank C. Herringer | Management | For | For |
| 8 | Elect Director Tyler Jacks | Management | For | For |
| 9 | Elect Director Gilbert S. Omenn | Management | For | For |
| 10 | Elect Director Judith C. Pelham | Management | For | For |
| 11 | Elect Director J. Paul Reason | Management | For | For |
| 12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 13 | Elect Director Kevin W. Sharer | Management | For | For |
| 14 | Elect Director Ronald D. Sugar | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Provide Right to Act by Written Consent | Management | For | Against |
| 18 | Require Independent Board Chairman | Shareholder | Against | Against |
| 19 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Abstain |
| 20 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 21 | Limit CEO to Serving on only One Other Board | Shareholder | Against | Against |
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AMICUS THERAPEUTICS, INC.
MEETING DATE: JUN 13, 2012 | TICKER: FOLD SECURITY ID: 03152W109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Sol J. Barer | Management | For | Withhold |
| 1.2 | Elect Director Donald J. Hayden, Jr. | Management | For | Withhold |
| 1.3 | Elect Director J.n. Topper | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
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AMYLIN PHARMACEUTICALS, INC.
MEETING DATE: MAY 15, 2012 | TICKER: AMLN SECURITY ID: 032346108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Adrian Adams | Management | For | For |
| 1.2 | Elect Director Teresa Beck | Management | For | For |
| 1.3 | Elect Director M. Kathleen Behrens | Management | For | For |
| 1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.5 | Elect Director Paul N. Clark | Management | For | Withhold |
| 1.6 | Elect Director Paulo F. Costa | Management | For | For |
| 1.7 | Elect Director Alexander Denner | Management | For | For |
| 1.8 | Elect Director Karin Eastham | Management | For | For |
| 1.9 | Elect Director James R. Gavin, III | Management | For | For |
| 1.10 | Elect Director Jay S. Skyler | Management | For | For |
| 1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ANACOR PHARMACEUTICALS, INC.
MEETING DATE: MAY 30, 2012 | TICKER: ANAC SECURITY ID: 032420101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Mark Leschly | Management | For | For |
| 1.2 | Elect Director Paul H. Klingenstein | Management | For | For |
| 1.3 | Elect Director William J. Rieflin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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ARADIGM CORPORATION
MEETING DATE: MAY 25, 2012 | TICKER: ARDM SECURITY ID: 038505301
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Frank H. Barker | Management | For | For |
| 1.2 | Elect Director Igor Gonda | Management | For | For |
| 1.3 | Elect Director Tamar D. Howson | Management | For | For |
| 1.4 | Elect Director John M. Siebert | Management | For | For |
| 1.5 | Elect Director Virgil D. Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
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ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 31, 2012 | TICKER: RDEA SECURITY ID: 03969P107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Felix J. Baker | Management | For | For |
| 1.2 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.3 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director John W. Poyhonen | Management | For | For |
| 1.6 | Elect Director Barry D. Quart | Management | For | For |
| 1.7 | Elect Director Kevin C. Tang | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ARENA PHARMACEUTICALS, INC.
MEETING DATE: JUN 15, 2012 | TICKER: ARNA SECURITY ID: 040047102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Jack Lief | Management | For | For |
| 1.2 | Elect Director Dominic P. Behan | Management | For | For |
| 1.3 | Elect Director Donald D. Belcher | Management | For | For |
| 1.4 | Elect Director Scott H. Bice | Management | For | For |
| 1.5 | Elect Director Harry F. Hixson, Jr. | Management | For | For |
| 1.6 | Elect Director Tina S. Nova | Management | For | For |
| 1.7 | Elect Director Phillip M. Schneider | Management | For | For |
| 1.8 | Elect Director Christine A. White | Management | For | For |
| 1.9 | Elect Director Randall E. Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
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ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2012 | TICKER: ARIA SECURITY ID: 04033A100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Harvey J. Berger | Management | For | For |
| 1.2 | Elect Director Wayne Wilson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ARQULE, INC.
MEETING DATE: MAY 24, 2012 | TICKER: ARQL SECURITY ID: 04269E107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Timothy C. Barabe | Management | For | For |
| 1.2 | Elect Director Paolo Pucci | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AUXILIUM PHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2012 | TICKER: AUXL SECURITY ID: 05334D107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Rolf A. Classon | Management | For | For |
| 1.2 | Elect Director Adrian Adams | Management | For | For |
| 1.3 | Elect Director Peter C. Brandt | Management | For | For |
| 1.4 | Elect Director Oliver S. Fetzer | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | For |
| 1.6 | Elect Director Nancy S. Lurker | Management | For | For |
| 1.7 | Elect Director William T. McKee | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Bylaws to Adopt Director Resignation Policy | Management | For | For |
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AVANIR PHARMACEUTICALS, INC.
MEETING DATE: FEB 16, 2012 | TICKER: AVNR SECURITY ID: 05348P401
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Keith A. Katkin | Management | For | For |
| 1.2 | Elect Director Charles A. Mathews | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AVEO PHARMACEUTICALS, INC.
MEETING DATE: MAY 30, 2012 | TICKER: AVEO SECURITY ID: 053588109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.2 | Elect Director Ronald A. DePinho | Management | For | For |
| 1.3 | Elect Director Anthony B. Evnin | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director Raju Kucherlapati | Management | For | For |
| 1.6 | Elect Director Henri A. Termeer | Management | For | For |
| 1.7 | Elect Director Kenneth E. Weg | Management | For | Withhold |
| 1.8 | Elect Director Robert C. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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BG MEDICINE, INC.
MEETING DATE: JUN 11, 2012 | TICKER: BGMD SECURITY ID: 08861T107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Noubar Afeyan | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director Harrison M. Bains | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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BIOGEN IDEC INC.
MEETING DATE: JUN 08, 2012 | TICKER: BIIB SECURITY ID: 09062X103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 3 | Elect Director George A. Scangos | Management | For | For |
| 4 | Elect Director Lynn Schenk | Management | For | For |
| 5 | Elect Director Alexander J. Denner | Management | For | For |
| 6 | Elect Director Nancy L. Leaming | Management | For | For |
| 7 | Elect Director Richard C. Mulligan | Management | For | For |
| 8 | Elect Director Robert W. Pangia | Management | For | For |
| 9 | Elect Director Brian S. Posner | Management | For | For |
| 10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 12 | Elect Director William D. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 16 | Provide Right to Call Special Meeting | Management | For | For |
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BIOINVENT INTERNATIONAL AB
MEETING DATE: MAR 09, 2012 | TICKER: BINV SECURITY ID: W1674V125
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 7 | Approve Issuance of up to 6.7 Million Shares with Preemptive Rights | Management | For | Did Not Vote |
| 8 | Close Meeting | Management | None | None |
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BIOINVENT INTERNATIONAL AB
MEETING DATE: MAR 26, 2012 | TICKER: BINV SECURITY ID: W1674V125
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Bjorn Nilsson as Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 7 | Receive CEO's Report | Management | None | None |
| 8 | Receive Board's and Board Committees' Reports | Management | None | None |
| 9 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 10a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10b | Approve Allocation of Income and Omission of Dividend | Management | For | Did Not Vote |
| 10c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 11 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Ammount of SEK 400,000 for Chairman and SEK 160,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 13 | Reelect Lars Backsell, Carl Borrebaeck, Lars Ingelmark, Elisabeth Lindner, Svein Mathisen, Bjorn Nilsson, and Kenth Petersson as Directors; Reelect Bjorn Nilsson as Chairman | Management | For | Did Not Vote |
| 14 | Amend Articles Re: Auditors | Management | For | Did Not Vote |
| 15 | Set Number of Auditors at One | Management | For | Did Not Vote |
| 16 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 17 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 19 | Approve Issuance of up to 10 Percent of Share Capital without Preemptive Rights | Management | For | Did Not Vote |
| 20 | Close Meeting | Management | None | None |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 08, 2012 | TICKER: BMRN SECURITY ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BIONOVO, INC.
MEETING DATE: MAY 03, 2012 | TICKER: BNVI SECURITY ID: 090643206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
BIOSPECIFICS TECHNOLOGIES CORP.
MEETING DATE: JUN 15, 2012 | TICKER: BSTC SECURITY ID: 090931106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas L. Wegman | Management | For | For |
| 1.2 | Elect Director Paul Gitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIOTIME, INC.
MEETING DATE: JUN 26, 2012 | TICKER: BTX SECURITY ID: 09066L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neal C. Bradsher | Management | For | For |
| 1.2 | Elect Director Arnold I. Burns | Management | For | For |
| 1.3 | Elect Director Abraham E. Cohen | Management | For | For |
| 1.4 | Elect Director Alfred D. Kingsley | Management | For | For |
| 1.5 | Elect Director Pedro Lichtinger | Management | For | For |
| 1.6 | Elect Director Judith Segall | Management | For | For |
| 1.7 | Elect Director Andrew C. von Eschenbach | Management | For | For |
| 1.8 | Elect Director Michael D. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CATALYST PHARMACEUTICAL PARTNERS, INC.
MEETING DATE: JUN 01, 2012 | TICKER: CPRX SECURITY ID: 14888U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick J. McEnany | Management | For | Withhold |
| 1.2 | Elect Director Philip H. Coelho | Management | For | Withhold |
| 1.3 | Elect Director Hubert E. Huckel | Management | For | Withhold |
| 1.4 | Elect Director Charles B. O'Keeffe | Management | For | Withhold |
| 1.5 | Elect Director David S. Tierney | Management | For | Withhold |
| 1.6 | Elect Director Milton J. Wallace | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
CELGENE CORPORATION
MEETING DATE: JUN 13, 2012 | TICKER: CELG SECURITY ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Richard W. Barker | Management | For | For |
| 1.3 | Elect Director Michael D. Casey | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Rodman L. Drake | Management | For | For |
| 1.6 | Elect Director Michael A. Friedman | Management | For | For |
| 1.7 | Elect Director Gilla Kaplan | Management | For | For |
| 1.8 | Elect Director James J. Loughlin | Management | For | For |
| 1.9 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
CELL THERAPEUTICS, INC.
MEETING DATE: NOV 11, 2011 | TICKER: CTIC SECURITY ID: 150934602
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. Bianco, M.D. | Management | For | For |
| 1.2 | Elect Director Vartan Gregorian, Ph.D. | Management | For | For |
| 1.3 | Elect Director Frederick W. Telling, Ph.D. | Management | For | For |
| 1.4 | Elect Director Reed V. Tuckson, M.D. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Adjourn Meeting | Management | For | Against |
| |
|---|
CELLDEX THERAPEUTICS, INC.
MEETING DATE: JUN 13, 2012 | TICKER: CLDX SECURITY ID: 15117B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Timothy M. Shannon | Management | For | For |
| 1.7 | Elect Director Karen L. Shoos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CEPHEID
MEETING DATE: APR 24, 2012 | TICKER: CPHD SECURITY ID: 15670R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Bishop | Management | For | For |
| 1.2 | Elect Director Thomas D. Brown | Management | For | For |
| 1.3 | Elect Director Dean O. Morton | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHELSEA THERAPEUTICS INTERNATIONAL, LTD.
MEETING DATE: JUN 12, 2012 | TICKER: CHTP SECURITY ID: 163428105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Simon Pedder | Management | For | For |
| 1.2 | Elect Director Michael Weiser | Management | For | For |
| 1.3 | Elect Director Kevan Clemens | Management | For | For |
| 1.4 | Elect Director Norman Hardman | Management | For | For |
| 1.5 | Elect Director Johnson Y.N. Lau | Management | For | For |
| 1.6 | Elect Director Roger Stoll | Management | For | For |
| 1.7 | Elect Director Wiliam Rueckert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CLOVIS ONCOLOGY, INC.
MEETING DATE: JUN 14, 2012 | TICKER: CLVS SECURITY ID: 189464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. James Barrett | Management | For | Withhold |
| 1.2 | Elect Director Patrick J. Mahaffy | Management | For | Withhold |
| 1.3 | Elect Director Thorlef Spickschen | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CODEXIS, INC.
MEETING DATE: JUN 06, 2012 | TICKER: CDXS SECURITY ID: 192005106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernard J. Kelley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CORCEPT THERAPEUTICS INCORPORATED
MEETING DATE: JUN 13, 2012 | TICKER: CORT SECURITY ID: 218352102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. Leonard Baker, Jr. | Management | For | For |
| 1.2 | Elect Director Joseph K. Belanoff | Management | For | For |
| 1.3 | Elect Director Joseph C. Cook, Jr. | Management | For | For |
| 1.4 | Elect Director Patrick G. Enright | Management | For | For |
| 1.5 | Elect Director David L. Mahoney | Management | For | For |
| 1.6 | Elect Director Joseph L. Turner | Management | For | For |
| 1.7 | Elect Director James N. Wilson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CUBIST PHARMACEUTICALS, INC.
MEETING DATE: JUN 07, 2012 | TICKER: CBST SECURITY ID: 229678107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Bate | Management | For | For |
| 1.2 | Elect Director Nancy Hutson | Management | For | For |
| 1.3 | Elect Director Leon Moulder, Jr. | Management | For | For |
| 1.4 | Elect Director Martin Soeters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DENDREON CORPORATION
MEETING DATE: JUN 13, 2012 | TICKER: DNDN SECURITY ID: 24823Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John H. Johnson | Management | For | Against |
| 2 | Elect Director Susan B. Bayh | Management | For | Against |
| 3 | Elect Director Dennis M. Fenton | Management | For | Against |
| 4 | Elect Director David L. Urdal | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: MAY 30, 2012 | TICKER: DVAX SECURITY ID: 268158102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arnold L. Oronsky | Management | For | For |
| 1.2 | Elect Director Francis R. Cano | Management | For | For |
| 1.3 | Elect Director Peggy V. Phillips | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: MAY 24, 2012 | TICKER: DRX SECURITY ID: 284131208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Lars Ekman as Director | Management | For | For |
| 3 | Reelect Hans Hasler as Director | Management | For | For |
| 4 | Reelect Robert Ingram as Director | Management | For | For |
| 5 | Reelect Gary Kennedy as Director | Management | For | For |
| 6 | Reelect Patrick Kennedy as Director | Management | For | For |
| 7 | Reelect Giles Kerr as Director | Management | For | For |
| 8 | Reelect Kelly Martin as Director | Management | For | For |
| 9 | Reelect Kieran McGowan as Director | Management | For | For |
| 10 | Reelect Kyran McLaughlin as Director | Management | For | For |
| 11 | Reelect Donal O'Connor as Director | Management | For | For |
| 12 | Reelect Richard Pilnik as Director | Management | For | For |
| 13 | Reelect Dennis Selkoe as Director | Management | For | For |
| 14 | Reelect Andrew von Eschenbach as Director | Management | For | For |
| 15 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve 2012 Long Term Incentive Plan | Management | For | For |
| 17 | Approve Employee Equity Purchase Plan | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 20 | Approve Reduction of Share Premium Account | Management | For | For |
| 21 | Approve Conversion of Securities | Management | For | For |
| 22 | Amend Articles of Association Re: Share Conversion | Management | For | For |
| 23 | Authorize Share Repurchase Program | Management | For | For |
| 24 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 25 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
EMERGENT BIOSOLUTIONS INC.
MEETING DATE: MAY 17, 2012 | TICKER: EBS SECURITY ID: 29089Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Abdun-Nabi | Management | For | For |
| 1.2 | Elect Director Sue Bailey | Management | For | For |
| 1.3 | Elect Director John E. Niederhuber | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ENZON PHARMACEUTICALS, INC.
MEETING DATE: MAY 16, 2012 | TICKER: ENZN SECURITY ID: 293904108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alexander J. Denner | Management | For | For |
| 2 | Elect Director Richard C. Mulligan | Management | For | For |
| 3 | Elect Director Thomas F. Deuel | Management | For | For |
| 4 | Elect Director George W. Hebard, III | Management | For | For |
| 5 | Elect Director Robert LeBuhn | Management | For | For |
| 6 | Elect Director Robert C. Salisbury | Management | For | For |
| 7 | Elect Director Richard A. Young | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXELIXIS, INC.
MEETING DATE: MAY 23, 2012 | TICKER: EXEL SECURITY ID: 30161Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles Cohen | Management | For | For |
| 2 | Elect Director George Poste | Management | For | For |
| 3 | Elect Director Jack L. Wyszomierski | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
GENOMIC HEALTH, INC.
MEETING DATE: JUN 07, 2012 | TICKER: GHDX SECURITY ID: 37244C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimberly J. Popovits | Management | For | For |
| 1.2 | Elect Director Randal W. Scott | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Fred E. Cohen | Management | For | For |
| 1.5 | Elect Director Samuel D. Colella | Management | For | For |
| 1.6 | Elect Director Ginger L. Graham | Management | For | For |
| 1.7 | Elect Director Randall S. Livingston | Management | For | For |
| 1.8 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GERON CORPORATION
MEETING DATE: MAY 17, 2012 | TICKER: GERN SECURITY ID: 374163103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Hofstaetter | Management | For | For |
| 1.2 | ElectDirector John A. Scarlett | Management | For | For |
| 1.3 | ElectDirector Robert J. Spiegel | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 10, 2012 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Cogan | Management | For | For |
| 1.2 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.3 | Elect Director James M. Denny | Management | For | For |
| 1.4 | Elect Director Carla A. Hills | Management | For | For |
| 1.5 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.6 | Elect Director John W. Madigan | Management | For | For |
| 1.7 | Elect Director John C. Martin | Management | For | For |
| 1.8 | Elect Director Gordon E. Moore | Management | For | For |
| 1.9 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.10 | Elect Director Richard J. Whitley | Management | For | For |
| 1.11 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.12 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
HALOZYME THERAPEUTICS, INC.
MEETING DATE: MAY 03, 2012 | TICKER: HALO SECURITY ID: 40637H109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall J. Kirk | Management | For | For |
| 1.2 | Elect Director John S. Patton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HORIZON PHARMA, INC.
MEETING DATE: JUN 08, 2012 | TICKER: HZNP SECURITY ID: 44047T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Grey | Management | For | For |
| 1.2 | Elect Director Ronald Pauli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 16, 2012 | TICKER: HGSI SECURITY ID: 444903108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allan Baxter | Management | For | For |
| 1.2 | Elect Director Richard J. Danzig | Management | For | For |
| 1.3 | Elect Director Colin Goddard | Management | For | For |
| 1.4 | Elect Director Maxine Gowen | Management | For | For |
| 1.5 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.6 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
| 1.7 | Elect Director John L. LaMattina | Management | For | For |
| 1.8 | Elect Director Augustine Lawlor | Management | For | For |
| 1.9 | Elect Director George J. Morrow | Management | For | For |
| 1.10 | Elect Director Gregory Norden | Management | For | For |
| 1.11 | Elect Director H. Thomas Watkins | Management | For | For |
| 1.12 | Elect Director Robert C. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IDENIX PHARMACEUTICALS, INC.
MEETING DATE: JUN 07, 2012 | TICKER: IDIX SECURITY ID: 45166R204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian Goff -WITHDRAWN | Management | None | None |
| 1.2 | Elect Director Wayne T. Hockmeyer | Management | For | For |
| 1.3 | Elect Director Thomas R. Hodgson | Management | For | For |
| 1.4 | Elect Director Tamar D. Howson | Management | For | For |
| 1.5 | Elect Director Robert E. Pelzer | Management | For | For |
| 1.6 | Elect Director Denise Pollard-Knight | Management | For | For |
| 1.7 | Elect Director Ronald C. Renaud, Jr. | Management | For | For |
| 1.8 | Elect Director Michael S. Wyzga | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
IMMUNOGEN, INC.
MEETING DATE: NOV 08, 2011 | TICKER: IMGN SECURITY ID: 45253H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Mark Skaletsky | Management | For | For |
| 2.2 | Elect Director J. J. Villafranca, Phd | Management | For | For |
| 2.3 | Elect Director Nicole Onetto, MD | Management | For | For |
| 2.4 | Elect Director Stephen C. McCluski | Management | For | For |
| 2.5 | Elect Director Richard J. Wallace | Management | For | For |
| 2.6 | Elect Director Daniel M. Junius | Management | For | For |
| 2.7 | Elect Director Howard H. Pien | Management | For | For |
| 2.8 | Elect Director Mark Goldberg, MD | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
INCYTE CORPORATION
MEETING DATE: MAY 30, 2012 | TICKER: INCY SECURITY ID: 45337C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard U. De Schutter | Management | For | For |
| 1.2 | Elect Director Barry M. Ariko | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Paul A. Brooke | Management | For | For |
| 1.5 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.6 | Elect Director Paul A. Friedman | Management | For | For |
| 1.7 | Elect Director Roy A. Whitfield | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INTERMUNE, INC.
MEETING DATE: JUN 04, 2012 | TICKER: ITMN SECURITY ID: 45884X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lars G. Ekman | Management | For | For |
| 1.2 | Elect Director Jonathan S. Leff | Management | For | For |
| 1.3 | Elect Director Angus C. Russell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INVIVO THERAPEUTICS HOLDINGS CORP.
MEETING DATE: MAY 30, 2012 | TICKER: NVIV SECURITY ID: 46186M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Roberts | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
IRONWOOD PHARMACEUTICALS, INC.
MEETING DATE: MAY 31, 2012 | TICKER: IRWD SECURITY ID: 46333X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George H. Conrades | Management | For | For |
| 1.2 | Elect Director Joseph C. Cook, Jr. | Management | For | For |
| 1.3 | Elect Director David A. Ebersman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ISIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 07, 2012 | TICKER: ISIS SECURITY ID: 464330109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick T. Muto | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
JAZZ PHARMACEUTICALS, INC.
MEETING DATE: DEC 12, 2011 | TICKER: JAZZ SECURITY ID: 472147107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Dividend Reinvestment Plan | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| |
|---|
KERYX BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 19, 2012 | TICKER: KERX SECURITY ID: 492515101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Bentsur | Management | For | For |
| 1.2 | Elect Director Kevin J. Cameron | Management | For | For |
| 1.3 | Elect Director Joseph M. Feczko | Management | For | For |
| 1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.5 | Elect Director Jack Kaye | Management | For | For |
| 1.6 | Elect Director Michael P. Tarnok | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LEXICON PHARMACEUTICALS, INC.
MEETING DATE: APR 26, 2012 | TICKER: LXRX SECURITY ID: 528872104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur T. Sands | Management | For | For |
| 1.2 | Elect Director Philippe J. Amouyal | Management | For | For |
| 1.3 | Elect Director Frank P. Palantoni | Management | For | For |
| 2 | Amend Certificate of Incorporation to Increase the Board Size and Allowing for an Increase Above Thirteen Directors as Necessary | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
LIGAND PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 31, 2012 | TICKER: LGND SECURITY ID: 53220K504
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason M. Aryeh | Management | For | For |
| 1.2 | Elect Director Todd C. Davis | Management | For | For |
| 1.3 | Elect Director John L. Higgins | Management | For | For |
| 1.4 | Elect Director David M. Knott | Management | For | For |
| 1.5 | Elect Director John W. Kozarich | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Sunil Patel | Management | For | For |
| 1.8 | Elect Director Stephen L. Sabba | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MANNKIND CORPORATION
MEETING DATE: MAY 17, 2012 | TICKER: MNKD SECURITY ID: 56400P201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred E. Mann | Management | For | For |
| 1.2 | Elect Director Hakan S. Edstrom | Management | For | For |
| 1.3 | Elect Director Abraham E. Cohen | Management | For | For |
| 1.4 | Elect Director Ronald Consiglio | Management | For | For |
| 1.5 | Elect Director Michael Friedman | Management | For | For |
| 1.6 | Elect Director Kent Kresa | Management | For | For |
| 1.7 | Elect Director David H. MacCallum | Management | For | For |
| 1.8 | Elect Director Henry L. Nordhoff | Management | For | For |
| 1.9 | Elect Director James S. Shannon | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MEDIVATION, INC.
MEETING DATE: JUL 01, 2011 | TICKER: MDVN SECURITY ID: 58501N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel D. Adams | Management | For | For |
| 1.2 | Elect Director Gregory H. Bailey, M.D. | Management | For | For |
| 1.3 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.4 | Elect Director David T. Hung, M.D. | Management | For | For |
| 1.5 | Elect Director W. Anthony Vernon | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
METABOLIX, INC.
MEETING DATE: MAY 31, 2012 | TICKER: MBLX SECURITY ID: 591018809
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard P. Eno | Management | For | For |
| 1.2 | Elect Director Anthony J. Sinskey | Management | For | For |
| 1.3 | Elect Director Matthew Strobeck | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MOMENTA PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2012 | TICKER: MNTA SECURITY ID: 60877T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John K. Clarke | Management | For | For |
| 1.2 | Elect Director James R. Sulat | Management | For | For |
| 1.3 | Elect Director Craig A. Wheeler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MYREXIS, INC.
MEETING DATE: DEC 08, 2011 | TICKER: MYRX SECURITY ID: 62856H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Henderson | Management | For | For |
| 1.2 | Elect Director Robert M. Forrester | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 23, 2012 | TICKER: NBIX SECURITY ID: 64125C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Thomas Mitchell | Management | For | For |
| 1.2 | Elect Director Joseph A. Mollica | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEUROGESX, INC.
MEETING DATE: JUN 07, 2012 | TICKER: NGSX SECURITY ID: 641252101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary A. Lyons | Management | For | Withhold |
| 1.2 | Elect Director Robert T. Nelson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NOVAVAX, INC.
MEETING DATE: JUN 11, 2012 | TICKER: NVAX SECURITY ID: 670002104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Douglas | Management | For | For |
| 1.2 | Elect Director Gary C. Evans | Management | For | For |
| 1.3 | Elect Director John O. Marsh, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
NPS PHARMACEUTICALS, INC.
MEETING DATE: MAY 16, 2012 | TICKER: NPSP SECURITY ID: 62936P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael W. Bonney | Management | For | For |
| 1.2 | Elect Director Colin Broom | Management | For | For |
| 1.3 | Elect Director Georges Gemayel | Management | For | For |
| 1.4 | Elect Director Pedro Granadillo | Management | For | For |
| 1.5 | Elect Director James G. Groninger | Management | For | For |
| 1.6 | Elect Director Francois Nader | Management | For | For |
| 1.7 | Elect Director Rachel R. Selisker | Management | For | For |
| 1.8 | Elect Director Peter G. Tombros | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NUPATHE INC.
MEETING DATE: JUN 07, 2012 | TICKER: PATH SECURITY ID: 67059M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayne P. Yetter | Management | For | For |
| 1.2 | Elect Director Michael Cola | Management | For | Withhold |
| 1.3 | Elect Director Jeanne Cunicelli | Management | For | For |
| 1.4 | Elect Director William J. Federici | Management | For | For |
| 1.5 | Elect Director Jane H. Hollingsworth | Management | For | For |
| 1.6 | Elect Director Gary J. Kurtzman | Management | For | For |
| 1.7 | Elect Director Robert P. Roche, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OMEROS CORPORATION
MEETING DATE: JUN 01, 2012 | TICKER: OMER SECURITY ID: 682143102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory A. Demopulos | Management | For | For |
| 1.2 | Elect Director Leroy E. Hood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ONCOGENEX PHARMACEUTICALS, INC.
MEETING DATE: MAY 31, 2012 | TICKER: OGXI SECURITY ID: 68230A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Cormack | Management | For | For |
| 1.2 | Elect Director Neil Clendeninn | Management | For | For |
| 1.3 | Elect Director Jack Goldstein | Management | For | For |
| 1.4 | Elect Director Martin Mattingly | Management | For | For |
| 1.5 | Elect Director Stewart Parker | Management | For | For |
| 1.6 | Elect Director David Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ONCOTHYREON INC.
MEETING DATE: JUN 07, 2012 | TICKER: ONTY SECURITY ID: 682324108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher S. Henney | Management | For | For |
| 1.2 | Elect Director W. Vickery Stoughton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ONYX PHARMACEUTICALS, INC.
MEETING DATE: MAY 21, 2012 | TICKER: ONXX SECURITY ID: 683399109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Goddard | Management | For | For |
| 1.2 | Elect Director Antonio J. Grillo-Lopez | Management | For | For |
| 1.3 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
OPKO HEALTH, INC.
MEETING DATE: JUN 14, 2012 | TICKER: OPK SECURITY ID: 68375N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillip Frost | Management | For | For |
| 1.2 | Elect Director Jane H. Hsiao | Management | For | For |
| 1.3 | Elect Director Steven D. Rubin | Management | For | For |
| 1.4 | Elect Director Robert A. Baron | Management | For | For |
| 1.5 | Elect Director Thomas E. Beier | Management | For | For |
| 1.6 | Elect Director Dmitry Kolosov | Management | For | For |
| 1.7 | Elect Director Richard A. Lerner | Management | For | For |
| 1.8 | Elect Director John A. Paganelli | Management | For | For |
| 1.9 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
| 1.10 | Elect Director Alice Lin-Tsing Yu | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
OPTIMER PHARMACEUTICALS, INC.
MEETING DATE: MAY 09, 2012 | TICKER: OPTR SECURITY ID: 68401H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pedro Lichtinger | Management | For | For |
| 1.2 | Elect Director Henry A. McKinnell | Management | For | For |
| 1.3 | Elect Director Peter E. Grebow | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
OREXIGEN THERAPEUTICS, INC.
MEETING DATE: JUN 07, 2012 | TICKER: OREX SECURITY ID: 686164104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis C. Bock | Management | For | Withhold |
| 1.2 | Elect Director Wendy L. Dixon | Management | For | Withhold |
| 1.3 | Elect Director Peter K. Honig | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PACIRA PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2012 | TICKER: PCRX SECURITY ID: 695127100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laura Brege | Management | For | For |
| 1.2 | Elect Director Luke Evnin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PDL BIOPHARMA, INC.
MEETING DATE: JUN 05, 2012 | TICKER: PDLI SECURITY ID: 69329Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jody S. Lindell | Management | For | For |
| 1.2 | Elect Director John P. McLaughlin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PHARMACYCLICS, INC.
MEETING DATE: DEC 15, 2011 | TICKER: PCYC SECURITY ID: 716933106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Booth, Ph.D. | Management | For | For |
| 1.2 | Elect Director Robert W. Duggan | Management | For | For |
| 1.3 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.4 | Elect Director Roy C. Hardiman | Management | For | For |
| 1.5 | Elect Director Minesh P. Mehta, M.D. | Management | For | For |
| 1.6 | Elect Director David D. Smith, Ph.D. | Management | For | For |
| 1.7 | Elect Director Richard A. van den Broek | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
POLYMEDIX, INC.
MEETING DATE: MAY 01, 2012 | TICKER: PYMX SECURITY ID: 73174C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas Landekic | Management | For | For |
| 1.2 | Elect Director Brian Anderson | Management | For | For |
| 1.3 | Elect Director Michael E. Lewis | Management | For | For |
| 1.4 | Elect Director Stefan D. Loren | Management | For | For |
| 1.5 | Elect Director Shaun F. O'Malley | Management | For | For |
| 1.6 | Elect Director Frank Slattery, Jr. | Management | For | For |
| 1.7 | Elect Director Douglas J. Swirsky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROGENICS PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2012 | TICKER: PGNX SECURITY ID: 743187106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter J. Crowley | Management | For | For |
| 2 | Elect Director Paul J. Maddon | Management | For | For |
| 3 | Elect Director Charles A. Baker | Management | For | For |
| 4 | Elect Director Mark R. Baker | Management | For | For |
| 5 | Elect Director Kurt W. Briner | Management | For | For |
| 6 | Elect Director Stephen P. Goff | Management | For | For |
| 7 | Elect Director David A. Scheinberg | Management | For | For |
| 8 | Elect Director Nicole S. Williams | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
PROLOR BIOTECH, INC.
MEETING DATE: JUN 05, 2012 | TICKER: PBTH SECURITY ID: 74344F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillip Frost | Management | For | For |
| 1.2 | Elect Director Fuad Fares | Management | For | For |
| 1.3 | Elect Director Marian Gorecki | Management | For | For |
| 1.4 | Elect Director Abraham (Avri) Havron | Management | For | For |
| 1.5 | Elect Director Jane H. Hsiao | Management | For | For |
| 1.6 | Elect Director Shai Novik | Management | For | For |
| 1.7 | Elect Director Steven D. Rubin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PROTALIX BIOTHERAPEUTICS, INC.
MEETING DATE: NOV 07, 2011 | TICKER: PLX SECURITY ID: 74365A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zeev Bronfeld | Management | For | For |
| 1.2 | Elect Director David Aviezer, Ph.D. | Management | For | For |
| 1.3 | Elect Director Yoseph Shaaltiel, Ph.D. | Management | For | For |
| 1.4 | Elect Director Alfred Akirov | Management | For | For |
| 1.5 | Elect Director Amos Bar Shalev | Management | For | For |
| 1.6 | Elect Director Yodfat Harel Gross | Management | For | For |
| 1.7 | Elect Director Roger D. Kornberg, Ph.D. | Management | For | For |
| 1.8 | Elect Director Eyal Sheratzky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROTALIX BIOTHERAPEUTICS, INC.
MEETING DATE: JUN 17, 2012 | TICKER: PLX SECURITY ID: 74365A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Aviezer | Management | For | For |
| 1.2 | Elect Director Yoseph Shaaltiel | Management | For | For |
| 1.3 | Elect Director Zeev Bronfeld | Management | For | For |
| 1.4 | Elect Director Alfred Akirov | Management | For | For |
| 1.5 | Elect Director Amos Bar Shalev | Management | For | For |
| 1.6 | Elect Director Yodfat Harel Buchris | Management | For | For |
| 1.7 | Elect Director Roger D. Kornberg | Management | For | For |
| 1.8 | Elect Director Eyal Sheratzky | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PUMA BIOTECHNOLOGY, INC.
MEETING DATE: JUN 13, 2012 | TICKER: PBYI SECURITY ID: 74587V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan H. Auerbach | Management | For | Withhold |
| 1.2 | Elect Director Thomas R. Malley | Management | For | Withhold |
| 1.3 | Elect Director Jay M. Moyes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RAPTOR PHARMACEUTICAL CORP.
MEETING DATE: MAY 24, 2012 | TICKER: RPTP SECURITY ID: 75382F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Starr | Management | For | For |
| 1.2 | Elect Director Raymond W. Anderson | Management | For | For |
| 1.3 | Elect Director Suzanne L. Bruhn | Management | For | For |
| 1.4 | Elect Director Richard L. Franklin | Management | For | For |
| 1.5 | Elect Director Llew Keltner | Management | For | For |
| 1.6 | Elect Director Erich Sager | Management | For | For |
| 1.7 | Elect Director Vijay B. Samant | Management | For | For |
| 1.8 | Elect Director Timothy P. Walbert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 08, 2012 | TICKER: REGN SECURITY ID: 75886F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles A. Baker | Management | For | For |
| 1.2 | Elect Director Michael S. Brown | Management | For | For |
| 1.3 | Elect Director Arthur F. Ryan | Management | For | For |
| 1.4 | Elect Director George L. Sing | Management | For | For |
| 1.5 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RIGEL PHARMACEUTICALS, INC.
MEETING DATE: MAY 22, 2012 | TICKER: RIGL SECURITY ID: 766559603
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Gower | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | For |
| 1.3 | Elect Director Donald G. Payan | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
SANGAMO BIOSCIENCES, INC.
MEETING DATE: JUN 21, 2012 | TICKER: SGMO SECURITY ID: 800677106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward O. Lanphier, II | Management | For | For |
| 1.2 | Elect Director Paul B. Cleveland | Management | For | For |
| 1.3 | Elect Director Stephen G. Dilly | Management | For | For |
| 1.4 | Elect Director John W. Larson | Management | For | For |
| 1.5 | Elect Director Steven J. Mento | Management | For | For |
| 1.6 | Elect Director Saira Ramasastry | Management | For | For |
| 1.7 | Elect Director William R. Ringo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SANTARUS, INC.
MEETING DATE: JUN 13, 2012 | TICKER: SNTS SECURITY ID: 802817304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald T. Proehl | Management | For | For |
| 1.2 | Elect Director David F. Hale | Management | For | For |
| 1.3 | Elect Director Ted W. Love | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SAVIENT PHARMACEUTICALS, INC.
MEETING DATE: MAY 22, 2012 | TICKER: SVNT SECURITY ID: 80517Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ginger Constantine | Management | For | For |
| 1.2 | Elect Director Stephen O. Jaeger | Management | For | For |
| 1.3 | Elect Director David Y. Norton | Management | For | For |
| 1.4 | Elect Director William Owen, Jr. | Management | For | For |
| 1.5 | Elect Director Lee S. Simon | Management | For | For |
| 1.6 | Elect Director Virgil Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SEATTLE GENETICS, INC.
MEETING DATE: MAY 18, 2012 | TICKER: SGEN SECURITY ID: 812578102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clay B. Siegall | Management | For | For |
| 1.2 | Elect Director Felix Baker | Management | For | For |
| 1.3 | Elect Director Nancy A. Simonian | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SIGA TECHNOLOGIES, INC.
MEETING DATE: MAY 23, 2012 | TICKER: SIGA SECURITY ID: 826917106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric A. Rose | Management | For | For |
| 1.2 | Elect Director James J. Antal | Management | For | For |
| 1.3 | Elect Director Michael J. Bayer | Management | For | For |
| 1.4 | Elect Director William C. Bevins | Management | For | Withhold |
| 1.5 | Elect Director Thomas E. Constance | Management | For | For |
| 1.6 | Elect Director Joseph W. 'Chip' Marshall, III | Management | For | Withhold |
| 1.7 | Elect Director Paul G. Savas | Management | For | Withhold |
| 1.8 | Elect Director Bruce Slovin | Management | For | Withhold |
| 1.9 | Elect Director Andrew L. Stern | Management | For | For |
| 1.10 | Elect Director Frances Fragos Townsend | Management | For | For |
| 1.11 | Elect Director Michael A. Weiner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SOPHIRIS BIO INC.
MEETING DATE: JUN 06, 2012 | TICKER: SHS SECURITY ID: 83578Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Lars Ekman | Management | For | For |
| 2.2 | Elect Director Jim Heppell | Management | For | For |
| 2.3 | Elect Director John (Jack) Geltosky | Management | For | For |
| 2.4 | Elect Director Jonathan Leff | Management | For | For |
| 2.5 | Elect Director William R. Rohn | Management | For | For |
| 2.6 | Elect Director Amit Sobti | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
SUNESIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2012 | TICKER: SNSS SECURITY ID: 867328601
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward Hurwitz | Management | For | Withhold |
| 1.2 | Elect Director Helen S. Kim | Management | For | Withhold |
| 1.3 | Elect Director Dayton Misfeldt | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 27, 2012 | TICKER: GEVA SECURITY ID: 87159A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanj K. Patel | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.4 | Elect Director Stephen R. Davis | Management | For | For |
| 1.5 | Elect Director Thomas R. Malley | Management | For | For |
| 1.6 | Elect Director Barry Quart | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 1.8 | Elect Director Peter Wirth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYNTA PHARMACEUTICALS CORP.
MEETING DATE: JUN 14, 2012 | TICKER: SNTA SECURITY ID: 87162T206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith R. Gollust | Management | For | For |
| 1.2 | Elect Director Robert N. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
THERAVANCE, INC.
MEETING DATE: MAY 15, 2012 | TICKER: THRX SECURITY ID: 88338T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Henrietta Holsman Fore | Management | For | For |
| 1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.4 | Elect Director Arnold J. Levine | Management | For | For |
| 1.5 | Elect Director Burton G. Malkiel | Management | For | For |
| 1.6 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.7 | Elect Director William H. Waltrip | Management | For | For |
| 1.8 | Elect Director George M. Whitesides | Management | For | For |
| 1.9 | Elect Director William D. Young | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
THRESHOLD PHARMACEUTICALS, INC.
MEETING DATE: MAY 17, 2012 | TICKER: THLD SECURITY ID: 885807206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wilfred E. Jaeger | Management | For | For |
| 1.2 | Elect Director David R. Parkinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TRANSGENOMIC, INC.
MEETING DATE: MAY 23, 2012 | TICKER: TBIO SECURITY ID: 89365K206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney S. Markin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Certificate of Designation of Series A Convertible Preferred Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TRIUS THERAPEUTICS, INC.
MEETING DATE: MAY 22, 2012 | TICKER: TSRX SECURITY ID: 89685K100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David S. Kabakoff | Management | For | For |
| 1.2 | Elect Director Risa Stack | Management | For | For |
| 1.3 | Elect Director Paul Truex | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 26, 2012 | TICKER: UTHR SECURITY ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martine Rothblatt | Management | For | For |
| 1.2 | Elect Director Louis Sullivan | Management | For | For |
| 1.3 | Elect Director Ray Kurzweil | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VANDA PHARMACEUTICALS INC.
MEETING DATE: JUN 14, 2012 | TICKER: VNDA SECURITY ID: 921659108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mihael H. Polymeropoulos | Management | For | For |
| 1.2 | Elect Director Steven K. Galson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VENTRUS BIOSCIENCES, INC.
MEETING DATE: MAY 08, 2012 | TICKER: VTUS SECURITY ID: 922822101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Auerbach | Management | For | For |
| 1.2 | Elect Director Russell H. Ellison | Management | For | For |
| 1.3 | Elect Director Joseph Felder | Management | For | For |
| 1.4 | Elect Director Myron Z. Holubiak | Management | For | For |
| 1.5 | Elect Director Anthony Altig | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Other Business | Management | For | Withhold |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 16, 2012 | TICKER: VRTX SECURITY ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey M. Leiden | Management | For | For |
| 1.2 | Elect Director Bruce I. Sachs | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VICAL INCORPORATED
MEETING DATE: MAY 24, 2012 | TICKER: VICL SECURITY ID: 925602104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Gordon Douglas | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VIROPHARMA INCORPORATED
MEETING DATE: MAY 21, 2012 | TICKER: VPHM SECURITY ID: 928241108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul A. Brooke | Management | For | For |
| 1.2 | Elect Director Michael R. Dougherty | Management | For | For |
| 1.3 | Elect Director Robert J. Glaser | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VIVUS, INC.
MEETING DATE: JUN 15, 2012 | TICKER: VVUS SECURITY ID: 928551100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leland F. Wilson | Management | For | For |
| 1.2 | Elect Director Peter Y. Tam | Management | For | For |
| 1.3 | Elect Director Mark B. Logan | Management | For | For |
| 1.4 | Elect Director Charles J. Casamento | Management | For | For |
| 1.5 | Elect Director Linda M. Dairiki Shortliffe | Management | For | For |
| 1.6 | Elect Director Ernest Mario | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
XENOPORT, INC.
MEETING DATE: MAY 16, 2012 | TICKER: XNPT SECURITY ID: 98411C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis M. Fenton | Management | For | For |
| 1.2 | Elect Director Catherine J. Friedman | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 20, 2012 | TICKER: ZIOP SECURITY ID: 98973P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Lewis | Management | For | For |
| 1.2 | Elect Director Richard E. Bagley | Management | For | For |
| 1.3 | Elect Director Murray Brennan | Management | For | For |
| 1.4 | Elect Director James A. Cannon | Management | For | For |
| 1.5 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.6 | Elect Director Randal J. Kirk | Management | For | For |
| 1.7 | Elect Director Timothy McInerney | Management | For | For |
| 1.8 | Elect Director Michael Weiser | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZOGENIX, INC.
MEETING DATE: JUN 06, 2012 | TICKER: ZGNX SECURITY ID: 98978L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Blair | Management | For | For |
| 1.2 | Elect Director Stephen J. Farr | Management | For | For |
| 1.3 | Elect Director Arda M. Minocherhomjee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Increase Authorized Common Stock | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR COMMUNICATIONS EQUIPMENT FUND
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACME PACKET, INC.
MEETING DATE: MAY 04, 2012 | TICKER: APKT SECURITY ID: 004764106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David B. Elsbree | Management | For | For |
| 2 | Elect Director Patrick J. MeLampy | Management | For | For |
| 3 | Elect Director Robert G. Ory | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ADTRAN, INC.
MEETING DATE: MAY 09, 2012 | TICKER: ADTN SECURITY ID: 00738A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director Ross K. Ireland | Management | For | For |
| 1.4 | Elect Director William L. Marks | Management | For | For |
| 1.5 | Elect Director James E. Matthews | Management | For | For |
| 1.6 | Elect Director Balan Nair | Management | For | For |
| 1.7 | Elect Director Roy J. Nichols | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 16, 2012 | TICKER: AKAM SECURITY ID: 00971T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director George H. Conrades | Management | For | For |
| 2 | Elect Director Martin M. Coyne, II | Management | For | For |
| 3 | Elect Director Jill A. Greenthal | Management | For | For |
| 4 | Elect Director Geoffrey A. Moore | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ALCATEL LUCENT
MEETING DATE: JUN 08, 2012 | TICKER: ALU SECURITY ID: 013904305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Reelect Lady Sylvia Jay as Director | Management | For | For |
| 5 | Reelect Stuart E. Eizenstat as Director | Management | For | For |
| 6 | Reelect Louis R. Hughes as Director | Management | For | For |
| 7 | Reelect Olivier Piou as Director | Management | For | For |
| 8 | Reelect Jean Cyril Spinetta as Director | Management | For | For |
| 9 | Renew Appointment of Bertrand Lapraye as Censor | Management | For | For |
| 10 | Renew Appointment of Deloitte et Associes as Auditor | Management | For | For |
| 11 | Renew Appointment of Ernst and Young et Autres as Auditor | Management | For | For |
| 12 | Renew Appointment of BEAS as Alternate Auditor | Management | For | For |
| 13 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 920 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million | Management | For | For |
| 18 | Approve Issuance of up to 15 Percent of Issued Capital Per Year for a Private Placement | Management | For | For |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 21 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 16 and 19 at EUR 920 Million and from All Issuance Requests under Items 17, 18, 19 and 20 at EUR 700 Million | Management | For | For |
| 22 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 23 | Approve Employee Stock Purchase Plan | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 25 | Amendments or new resolutions proposed at the meeting | Management | For | For |
| |
|---|
ALLOT COMMUNICATIONS LTD.
MEETING DATE: NOV 30, 2011 | TICKER: ALLT SECURITY ID: M0854Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Itzhak Danziger as Director | Management | For | For |
| 2 | Approve Compensation of Itzhak Danziger, Including an Option Grant to Purchase 15,000 Ordinary Shares | Management | For | For |
| 3 | Approve Remuneration of Executive Director | Management | For | For |
| 4 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ALTERA CORPORATION
MEETING DATE: MAY 08, 2012 | TICKER: ALTR SECURITY ID: 021441100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John P. Daane | Management | For | For |
| 2 | Elect Director T. Michael Nevens | Management | For | For |
| 3 | Elect Director Elisha W. Finney | Management | For | For |
| 4 | Elect Director Kevin McGarity | Management | For | For |
| 5 | Elect Director Krish A. Prabhu | Management | For | For |
| 6 | Elect Director John Shoemaker | Management | For | For |
| 7 | Elect Director Thomas H. Waechter | Management | For | For |
| 8 | Elect Director Susan Wang | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: NOV 29, 2011 | TICKER: AMT SECURITY ID: 029912201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: MAR 13, 2012 | TICKER: ADI SECURITY ID: 032654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ray Stata | Management | For | For |
| 2 | Elect Director Jerald G. Fishman | Management | For | For |
| 3 | Elect Director James A. Champy | Management | For | For |
| 4 | Elect Director John C. Hodgson | Management | For | For |
| 5 | Elect Director Yves-Andre Istel | Management | For | For |
| 6 | Elect Director Neil Novich | Management | For | For |
| 7 | Elect Director F. Grant Saviers | Management | For | For |
| 8 | Elect Director Paul J. Severino | Management | For | For |
| 9 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 16, 2011 | TICKER: AMCC SECURITY ID: 03822W406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Cesar Cesaratto | Management | For | For |
| 2 | Elect Director H.K. Desai | Management | For | For |
| 3 | Elect Director Paramesh Gopi | Management | For | For |
| 4 | Elect Director Paul R. Gray | Management | For | For |
| 5 | Elect Director Fred Shlapak | Management | For | For |
| 6 | Elect Director Arthur B. Stabenow | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Approve Omnibus Stock Plan | Management | For | Against |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ARUBA NETWORKS, INC.
MEETING DATE: DEC 15, 2011 | TICKER: ARUN SECURITY ID: 043176106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominic P. Orr | Management | For | For |
| 1.2 | Elect Director Keerti Melkote | Management | For | For |
| 1.3 | Elect Director Bernard Guidon | Management | For | For |
| 1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
| 1.5 | Elect Director Michael R. Kourey | Management | For | For |
| 1.6 | Elect Director Douglas Leone | Management | For | For |
| 1.7 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.8 | Elect Director Juergen Rottler | Management | For | For |
| 1.9 | Elect Director Daniel Warmenhoven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 25, 2012 | TICKER: ASML SECURITY ID: N07059186
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 0.46 Per Share | Management | For | For |
| 8 | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
| 9 | Approve the Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
| 10 | Notification of the Intended Extension of the Appointment Term of E. Meurice to the Management Board | Management | None | None |
| 11a | Reelect O. Bilous to Supervisory Board | Management | For | For |
| 11b | Reelect F.W. Frohlich to Supervisory Board | Management | For | For |
| 11c | Reelect A.P.M. van der Poel to Supervisory Board | Management | For | For |
| 12 | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg, P.F.M. van der Meer Mohr, W.T. Siegle, J.W.B. Westerburgen and W.H. Ziebart by Rotation in 2013 | Management | None | None |
| 13 | Ratify Deloitte Accountants as Auditors | Management | For | For |
| 14a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
| 14b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14a | Management | For | For |
| 14c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 14d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14c | Management | For | For |
| 15a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15b | Authorize Additionnal Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 17 | Other Business (Non-Voting) | Management | None | None |
| 18 | Close Meeting | Management | None | None |
| |
|---|
AUTONAVI HOLDINGS LTD.
MEETING DATE: DEC 16, 2011 | TICKER: AMAP SECURITY ID: 05330F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| 2 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
AVIAT NETWORKS, INC.
MEETING DATE: NOV 17, 2011 | TICKER: AVNW SECURITY ID: 05366Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William A. Hasler | Management | For | For |
| 1.2 | Elect Director Clifford H. Higgerson | Management | For | For |
| 1.3 | Elect Director Charles D. Kissner | Management | For | For |
| 1.4 | Elect Director Michael A. Pangia | Management | For | For |
| 1.5 | Elect Director Raghavendra Rau | Management | For | For |
| 1.6 | Elect Director Dr. Mohsen Sohi | Management | For | For |
| 1.7 | Elect Director Dr. James C. Stoffel | Management | For | For |
| 1.8 | Elect Director Edward F. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 20, 2012 | TICKER: BRCD SECURITY ID: 111621306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Judy Bruner | Management | For | For |
| 2 | Elect Director John W. Gerdelman | Management | For | For |
| 3 | Elect Director David L. House | Management | For | For |
| 4 | Elect Director Glenn C. Jones | Management | For | For |
| 5 | Elect Director Michael Klayko | Management | For | For |
| 6 | Elect Director L. William Krause | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CALIX, INC.
MEETING DATE: MAY 23, 2012 | TICKER: CALX SECURITY ID: 13100M509
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Ashby | Management | For | For |
| 1.2 | Elect Director Michael Flynn | Management | For | For |
| 1.3 | Elect Director Carl Russo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
CERAGON NETWORKS LTD.
MEETING DATE: SEP 27, 2011 | TICKER: CRNT SECURITY ID: M22013102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Indemnification Policy | Management | For | For |
| 2 | Amend Director Indemnification Agreements | Management | For | For |
| 3 | Approve Director/Officer Liability and Indemnification Insurance | Management | For | For |
| 4 | Elect Yael Langer as Director | Management | For | For |
| 5 | Ratify Kost Forer Gabbay and Kasierer as Auditors | Management | For | For |
| |
|---|
CHINACACHE INTERNATIONAL HOLDINGS LTD.
MEETING DATE: JUL 12, 2011 | TICKER: CCIH SECURITY ID: 16950M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Adoption of 2011 Share Incentive Plan | Management | For | Against |
| |
|---|
CIENA CORPORATION
MEETING DATE: MAR 21, 2012 | TICKER: CIEN SECURITY ID: 171779309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bruce L. Claflin | Management | For | For |
| 2 | Elect Director Patrick T. Gallagher | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: DEC 07, 2011 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Arun Sarin | Management | For | For |
| 11 | Elect Director Steven M. West | Management | For | For |
| 12 | Elect Director Jerry Yang | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| 18 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| 19 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 24, 2012 | TICKER: CTXS SECURITY ID: 177376100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas F. Bogan | Management | For | For |
| 2 | Elect Director Nanci E. Caldwell | Management | For | For |
| 3 | Elect Director Gary E. Morin | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMTECH TELECOMMUNICATIONS CORP.
MEETING DATE: JAN 13, 2012 | TICKER: CMTL SECURITY ID: 205826209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ira S. Kaplan | Management | For | For |
| 1.2 | Elect Director Stanton D. Sloane | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Permit Separation of Chairman of the Board and Chief Executive Officer | Management | For | For |
| 7 | Amend Bylaws Relating to Stockholder Nominations | Management | For | For |
| 8 | Require Advance Notice for Shareholder Proposals | Management | For | For |
| |
|---|
COMVERSE TECHNOLOGY, INC.
MEETING DATE: JUN 28, 2012 | TICKER: CMVT SECURITY ID: 205862402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1 | Elect Director Susan D. Bowick | Management | For | For |
| 2 | Elect Director Charles J. Burdick | Management | For | For |
| 3 | Elect Director Robert Dubner | Management | For | For |
| 4 | Elect Director Augustus K. Oliver | Management | For | For |
| 5 | Elect Director Theodore H. Schell | Management | For | For |
| 6 | Elect Director Mark C. Terrell | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Stephen Andrews | Shareholder | Do Not Vote | Did Not Vote |
| 1.2 | Elect Director James Budge | Shareholder | Do Not Vote | Did Not Vote |
| 1.3 | Elect Director Doron Inbar | Shareholder | Do Not Vote | Did Not Vote |
| 1.4 | Elect Director Richard Nottenburg | Shareholder | Do Not Vote | Did Not Vote |
| 2 | Ratify Auditors | Management | Do Not Vote | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Did Not Vote |
| |
|---|
CSR PLC
MEETING DATE: AUG 30, 2011 | TICKER: CSR SECURITY ID: G1790J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger with Zoran Corporation | Management | For | For |
| 2 | Approve 2011 Executive Incentive Plan | Management | For | For |
| 3 | Amend Share Option Plan | Management | For | For |
| 4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 6 | Authorise Market Purchase | Management | For | For |
| |
|---|
DIGI INTERNATIONAL INC.
MEETING DATE: JAN 23, 2012 | TICKER: DGII SECURITY ID: 253798102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth E. Millard | Management | For | For |
| 1.2 | Elect Director William N. Priesmeyer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
MEETING DATE: MAY 03, 2012 | TICKER: ERIC SECURITY ID: 294821608
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
| 7 | Receive President's Report; Allow Questions | Management | None | None |
| 8.1 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.3 | Approve Allocation of Income and Dividends of SEK 2.50 per Share | Management | For | Did Not Vote |
| 9.1 | Determine Number of Members (12) and Deputy Members of Board (0) | Management | For | Did Not Vote |
| 9.2 | Approve Remuneration of Directors in the Amount of SEK 3.75 Million to the Chairman and SEK 875,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 9.3 | Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Martin-Lof, N. McKinstry, A. Nyren, H. Vestberg, M. Volpi, and J. Wallenberg as Directors; Elect A. Izosimov as New Director | Management | For | Did Not Vote |
| 9.4 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 9.5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 9.6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11.1 | Approve 2012 Share Matching Plan for All Employees | Management | For | Did Not Vote |
| 11.2 | Authorize Reissuance of 13.7 Million Repurchased Class B Shares for 2012 Share Matching Plan for All Employees | Management | For | Did Not Vote |
| 11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | Did Not Vote |
| 11.4 | Approve 2012 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
| 11.5 | Authorize Reissuance of 10.7 Million Repurchased Class B Shares for 2012 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
| 11.6 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5 | Management | For | Did Not Vote |
| 11.7 | Approve 2012 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
| 11.8 | Authorize Reissuance of 7.3 Million Repurchased Class B Shares for 2012 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
| 11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | Did Not Vote |
| 12 | Authorize Reissuance of up to 15.5 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2008, 2009, 2010, and 2011 Long-Term Variable Compensation Plans | Management | For | Did Not Vote |
| 13 | Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | Shareholder | For | Did Not Vote |
| 14 | Close Meeting | Management | None | None |
| |
|---|
EXAR CORPORATION
MEETING DATE: AUG 31, 2011 | TICKER: EXAR SECURITY ID: 300645108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Izak Bencuya | Management | For | For |
| 1.2 | Elect Director Pierre Guilbault | Management | For | For |
| 1.3 | Elect Director Brian Hilton | Management | For | For |
| 1.4 | Elect Director Richard L. Leza | Management | For | For |
| 1.5 | Elect Director Gary Meyers | Management | For | For |
| 1.6 | Elect Director Pedro P. Rodriguez | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
F5 NETWORKS, INC.
MEETING DATE: MAR 15, 2012 | TICKER: FFIV SECURITY ID: 315616102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jonathan Chadwick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FINISAR CORPORATION
MEETING DATE: NOV 28, 2011 | TICKER: FNSR SECURITY ID: 31787A507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eitan Gertel | Management | For | For |
| 1.2 | Elect Director Thomas E. Pardun | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GIANT INTERACTIVE GROUP INC.
MEETING DATE: SEP 16, 2011 | TICKER: GA SECURITY ID: 374511103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Andrew Y. Yan as Director | Management | For | Against |
| 2 | Reelect Jason Nanchun Jiang as Director | Management | For | Against |
| 3 | Appoint Ernst & Young Hua Ming as Auditors | Management | For | For |
| |
|---|
INFINERA CORPORATION
MEETING DATE: MAY 16, 2012 | TICKER: INFN SECURITY ID: 45667G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan Maydan | Management | For | For |
| 1.2 | Elect Director Paul J. Milbury | Management | For | For |
| 1.3 | Elect Director David F. Welch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
INPHI CORPORATION
MEETING DATE: DEC 08, 2011 | TICKER: IPHI SECURITY ID: 45772F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
INTERDIGITAL, INC.
MEETING DATE: JUN 07, 2012 | TICKER: IDCC SECURITY ID: 45867G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gilbert F. Amelio | Management | For | For |
| 2 | Elect Director Steven T. Clontz | Management | For | For |
| 3 | Elect Director Edward B. Kamins | Management | For | For |
| 4 | Elect Director John A. Kritzmacher | Management | For | For |
| 5 | Elect Director William J. Merritt | Management | For | For |
| 6 | Elect Director Jean F. Rankin | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
JDS UNIPHASE CORPORATION
MEETING DATE: NOV 16, 2011 | TICKER: JDSU SECURITY ID: 46612J507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Penelope A. Herscher | Management | For | For |
| 1.2 | Elect Director Masood Jabbar | Management | For | For |
| 1.3 | Elect Director Thomas Waechter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 22, 2012 | TICKER: JNPR SECURITY ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mercedes Johnson | Management | For | For |
| 1.2 | Elect Director Scott Kriens | Management | For | For |
| 1.3 | Elect Director William R. Stensrud | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KONGZHONG CORPORATION
MEETING DATE: DEC 28, 2011 | TICKER: KONG SECURITY ID: 50047P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Jay Chang as Director | Management | For | For |
| 2 | Reelect Charles Xue as Independent Director | Management | For | For |
| 3 | Reappoint Deloitte Touche Tohmatsu as Auditors | Management | For | For |
| |
|---|
LEAP WIRELESS INTERNATIONAL, INC.
MEETING DATE: JUL 28, 2011 | TICKER: LEAP SECURITY ID: 521863308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director John D. Harkey, Jr. | Management | For | For |
| 1.2 | Elect Director S. Douglas Hutcheson | Management | For | For |
| 1.3 | Elect Director Ronald J. Kramer | Management | For | For |
| 1.4 | Elect Director Paula Kruger | Management | For | For |
| 1.5 | Elect Director Robert V. LaPenta | Management | For | For |
| 1.6 | Elect Director Mark A. Leavitt | Management | For | For |
| 1.7 | Elect Director Mark H. Rachesky | Management | For | For |
| 1.8 | Elect Director Michael B. Targoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Stock Option Exchange Program | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Matthew C. Halbower | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Robert E. Switz | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Richard R. Roscitt | Shareholder | For | Did Not Vote |
| 1.4 | Management Nominee - S. Douglas Hutcheson | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Ronald J. Kramer | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Paula Kruger | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - Robert V. LaPenta | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Mark A. Leavitt | Shareholder | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 4 | Approve Stock Option Exchange Program | Management | For | Did Not Vote |
| 5 | Ratify Auditors | Management | For | Did Not Vote |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD.
MEETING DATE: JUN 28, 2012 | TICKER: MRVL SECURITY ID: G5876H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Sehat Sutardja | Management | For | For |
| 2 | Elect Director Pantas Sutardja | Management | For | For |
| 3 | Elect Director Juergen Gromer | Management | For | For |
| 4 | Elect Director Arturo Krueger | Management | For | For |
| 5 | Elect Director Randhir Thakur | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MOTOROLA SOLUTIONS, INC.
MEETING DATE: APR 30, 2012 | TICKER: MSI SECURITY ID: 620076307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory Q. Brown | Management | For | For |
| 2 | Elect Director William J. Bratton | Management | For | For |
| 3 | Elect Director Kenneth C. Dahlberg | Management | For | For |
| 4 | Elect Director David W. Dorman | Management | For | For |
| 5 | Elect Director Michael V. Hayden | Management | For | For |
| 6 | Elect Director Judy C. Lewent | Management | For | For |
| 7 | Elect Director Samuel C. Scott, III | Management | For | For |
| 8 | Elect Director John A. White | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Encourage Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
| 12 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
NETGEAR, INC.
MEETING DATE: JUN 06, 2012 | TICKER: NTGR SECURITY ID: 64111Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick C.S. Lo | Management | For | For |
| 1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
| 1.3 | Elect Director Ralph E. Faison | Management | For | For |
| 1.4 | Elect Director A. Timothy Godwin | Management | For | For |
| 1.5 | Elect Director Jef Graham | Management | For | For |
| 1.6 | Elect Director Linwood A. Lacy, Jr | Management | For | For |
| 1.7 | Elect Director Gregory J. Rossmann | Management | For | For |
| 1.8 | Elect Director Barbara V. Scherer | Management | For | For |
| 1.9 | Elect Director Julie A. Shimer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
NETSCOUT SYSTEMS, INC.
MEETING DATE: SEP 07, 2011 | TICKER: NTCT SECURITY ID: 64115T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph G. Hadzima, Jr. | Management | For | For |
| 1.2 | Elect Director Stephen G. Pearse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NOKIA CORP.
MEETING DATE: MAY 03, 2012 | TICKER: NOK1V SECURITY ID: 654902204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for the Chairman, EUR 150,000 for Deputy Chairman, and EUR 130,000 for Other Directors | Management | For | Did Not Vote |
| 11 | Fix Number of Directors at 11 | Management | For | Did Not Vote |
| 12.1 | Elect Bruce Brown as Director | Management | For | Did Not Vote |
| 12.2 | Elect Stephen Elop as Director | Management | For | Did Not Vote |
| 12.3 | Elect Henning Kagermann as Director | Management | For | Did Not Vote |
| 12.4 | Elect Jouko Karvinen as Director | Management | For | Did Not Vote |
| 12.5 | Elect Helge Lund as Director | Management | For | Did Not Vote |
| 12.6 | Elect Isabel Marey-Semper as Director | Management | For | Did Not Vote |
| 12.7 | Elect Marten Mickos as Director | Management | For | Did Not Vote |
| 12.8 | Elect Elizabeth Nelson as Director | Management | For | Did Not Vote |
| 12.9 | Elect Dame Marjorie Scardino as Director | Management | For | Did Not Vote |
| 12.10 | Elect Risto Siilasmaa as Director | Management | For | Did Not Vote |
| 12.11 | Elect Kari Stadigh as Director | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 16 | Close Meeting | Management | None | None |
| |
|---|
OCLARO, INC.
MEETING DATE: OCT 26, 2011 | TICKER: OCLR SECURITY ID: 67555N206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward Collins | Management | For | For |
| 1.2 | Elect Director Lori Holland | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 15, 2012 | TICKER: ONNN SECURITY ID: 682189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Atsushi Abe | Management | For | For |
| 2 | Elect Director Curtis J. Crawford | Management | For | For |
| 3 | Elect Director Daryl A. Ostrander | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
OPLINK COMMUNICATIONS, INC.
MEETING DATE: NOV 09, 2011 | TICKER: OPLK SECURITY ID: 68375Q403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chieh Chang | Management | For | For |
| 1.2 | Elect Director Hua Lee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
OPNET TECHNOLOGIES, INC.
MEETING DATE: SEP 12, 2011 | TICKER: OPNT SECURITY ID: 683757108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alain J. Cohen | Management | For | For |
| 1.2 | Elect Director Steven G. Finn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PCTEL, INC.
MEETING DATE: JUN 11, 2012 | TICKER: PCTI SECURITY ID: 69325Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Jackman | Management | For | For |
| 1.2 | Elect Director John R. Sheehan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PERICOM SEMICONDUCTOR CORPORATION
MEETING DATE: DEC 08, 2011 | TICKER: PSEM SECURITY ID: 713831105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alex Chiming Hui | Management | For | For |
| 1.2 | Elect Director Chi-Hung (John) Hui, Ph.D. | Management | For | For |
| 1.3 | Elect Director Hau L. Lee, Ph.D. | Management | For | For |
| 1.4 | Elect Director Michael J. Sophie | Management | For | For |
| 1.5 | Director Siu-Weng Simon Wong, Ph.D. | Management | For | For |
| 1.6 | Elect Director Edward Yang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
POLYCOM, INC.
MEETING DATE: MAY 24, 2012 | TICKER: PLCM SECURITY ID: 73172K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Directror Andrew M. Miller | Management | For | For |
| 2 | Elect Director Betsy S. Atkins | Management | For | For |
| 3 | Elect Director David G. DeWalt | Management | For | For |
| 4 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 5 | Elect Director D. Scott Mercer | Management | For | For |
| 6 | Elect Director William A. Owens | Management | For | For |
| 7 | Elect Director Kevin T. Parker | Management | For | For |
| 8 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
PRYSMIAN S.P.A.
MEETING DATE: APR 18, 2012 | TICKER: PRY SECURITY ID: T7630L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2.1 | Slate 1 Presented by Management | Management | For | For |
| 2.2 | Slate 2 Presented by Clubtre Srl | Shareholder | None | Did Not Vote |
| 2.3 | Slate 3 Presented by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 06, 2012 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.7 | Elect Director Robert E. Kahn | Management | For | For |
| 1.8 | Elect Director Sherry Lansing | Management | For | For |
| 1.9 | Elect Director Duane A. Nelles | Management | For | For |
| 1.10 | Elect Director Francisco Ros | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | Management | For | For |
| |
|---|
RESEARCH IN MOTION LIMITED
MEETING DATE: JUL 12, 2011 | TICKER: RIM SECURITY ID: 760975102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Balsillie | Management | For | For |
| 1.2 | Elect Director Mike Lazaridis | Management | For | For |
| 1.3 | Elect Director David Kerr | Management | For | For |
| 1.4 | Elect Director Claudia Kotchka | Management | For | For |
| 1.5 | Elect Director Roger Martin | Management | For | For |
| 1.6 | Elect Director John Richardson | Management | For | For |
| 1.7 | Elect Director Barbara Stymiest | Management | For | For |
| 1.8 | Elect Director Antonio Viana-Baptista | Management | For | For |
| 1.9 | Elect Director John Wetmore | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 30, 2012 | TICKER: RVBD SECURITY ID: 768573107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael Boustridge | Management | For | For |
| 2 | Elect Director Jerry M. Kennelly | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SHORETEL, INC.
MEETING DATE: NOV 15, 2011 | TICKER: SHOR SECURITY ID: 825211105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Blackmore | Management | For | For |
| 1.2 | Elect Director Kenneth D. Denman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
STANDARD MICROSYSTEMS CORPORATION
MEETING DATE: JUL 28, 2011 | TICKER: SMSC SECURITY ID: 853626109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Bilodeau | Management | For | For |
| 1.2 | Elect Director Peter F. Dicks | Management | For | For |
| 1.3 | Elect Director Stephen C. McCluski | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SYCAMORE NETWORKS, INC.
MEETING DATE: JAN 10, 2012 | TICKER: SCMR SECURITY ID: 871206405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel E. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
TE CONNECTIVITY LTD.
MEETING DATE: MAR 07, 2012 | TICKER: TEL SECURITY ID: H84989104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 2 | Reelect Juergen Gromer as Director | Management | For | For |
| 3 | Reelect William A. Jeffrey as Director | Management | For | For |
| 4 | Reelect Thomas Lynch as Director | Management | For | For |
| 5 | Reelect Yong Nam as Director | Management | For | For |
| 6 | Reelect Daniel Phelan as Director | Management | For | For |
| 7 | Reelect Frederic Poses as Director | Management | For | For |
| 8 | Reelect Lawrence Smith as Director | Management | For | For |
| 9 | Reelect Paula Sneed as Director | Management | For | For |
| 10 | Reelect David Steiner as Director | Management | For | For |
| 11 | Reelect John Van Scoter as Director | Management | For | For |
| 12 | Accept Annual Report for Fiscal 2010/2011 | Management | For | For |
| 13 | Accept Statutory Financial Statements for Fiscal 2011/2012 | Management | For | For |
| 14 | Accept Consolidated Financial Statements for Fiscal 2011/2012 | Management | For | For |
| 15 | Approve Discharge of Board and Senior Management | Management | For | For |
| 16 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2011/2012 | Management | For | For |
| 17 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2011/2012 | Management | For | For |
| 18 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2011/2012 | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Amend Omnibus Stock Plan | Management | For | For |
| 21 | Approve Reduction in Share Capital | Management | For | For |
| 22 | Authorize Share Repurchase Program | Management | For | For |
| 23 | Approve Ordinary Cash Dividend | Management | For | For |
| 24 | Approve Reallocation of Free Reserves to Legal Reserves | Management | For | For |
| 25 | Adjourn Meeting | Management | For | For |
| |
|---|
TEKELEC
MEETING DATE: JAN 25, 2012 | TICKER: TKLC SECURITY ID: 879101103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 19, 2012 | TICKER: TXN SECURITY ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director R.W. Babb, Jr. | Management | For | For |
| 2 | Elect Director D.A. Carp | Management | For | For |
| 3 | Elect Director C.S. Cox | Management | For | For |
| 4 | Elect Director P.H. Patsley | Management | For | For |
| 5 | Elect Director R.E. Sanchez | Management | For | For |
| 6 | Elect Director W.R. Sanders | Management | For | For |
| 7 | Elect Director R.J. Simmons | Management | For | For |
| 8 | Elect Director R.K. Templeton | Management | For | For |
| 9 | Elect Director C.T. Whitman | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
VIASAT, INC.
MEETING DATE: JAN 27, 2012 | TICKER: VSAT SECURITY ID: 92552V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Dankberg | Management | For | For |
| 1.2 | Elect Director Michael Targoff | Management | For | For |
| 1.3 | Elect Director Harvey White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| |
|---|
WI-LAN INC.
MEETING DATE: APR 19, 2012 | TICKER: WIN SECURITY ID: 928972108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Douglas Skippen | Management | For | For |
| 1.2 | Elect Director Michel Tewfik Fattouche | Management | For | For |
| 1.3 | Elect Director John Kendall Gillberry | Management | For | For |
| 1.4 | Elect Director William Keith Jenkins | Management | For | For |
| 1.5 | Elect Director W. Paul McCarten | Management | For | For |
| 1.6 | Elect Director Richard J. Shorkey | Management | For | For |
| 1.7 | Elect Director Robert S. Bramson | Management | For | For |
| 1.8 | Elect Director Jim Roche | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR CONSUMER DISCRETIONARY FUND
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ADVANCE AUTO PARTS, INC.
MEETING DATE: MAY 15, 2012 | TICKER: AAP SECURITY ID: 00751Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director John C. Brouillard | Management | For | For |
| 1.3 | Elect Director Fiona P. Dias | Management | For | For |
| 1.4 | Elect Director Frances X. Frei | Management | For | For |
| 1.5 | Elect Director Darren R. Jackson | Management | For | For |
| 1.6 | Elect Director William S. Oglesby | Management | For | For |
| 1.7 | Elect Director J. Paul Raines | Management | For | For |
| 1.8 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 1.10 | Elect Director Jimmie L. Wade | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 24, 2012 | TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director William B. Gordon | Management | For | For |
| 5 | Elect Director Jamie S. Gorelick | Management | For | For |
| 6 | Elect Director Blake G. Krikorian | Management | For | For |
| 7 | Elect Director Alain Monie | Management | For | For |
| 8 | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 9 | Elect Director Thomas O. Ryder | Management | For | For |
| 10 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Report on Climate Change | Shareholder | Against | Abstain |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ARCOS DORADOS HOLDINGS INC
MEETING DATE: APR 09, 2012 | TICKER: ARCO SECURITY ID: G0457F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Abstain |
| 3a | Elect Woods Staton as a Director | Management | For | For |
| 3b | Elect German Lemonnier as a Director | Management | For | For |
| |
|---|
AUTOZONE, INC.
MEETING DATE: DEC 14, 2011 | TICKER: AZO SECURITY ID: 053332102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Crowley | Management | For | For |
| 2 | Elect Director Sue E. Gove | Management | For | For |
| 3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 4 | Elect Director Robert R. Grusky | Management | For | For |
| 5 | Elect Director J. R. Hyde, III | Management | For | For |
| 6 | Elect Director W. Andrew McKenna | Management | For | For |
| 7 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 8 | Elect Director Luis P. Nieto | Management | For | For |
| 9 | Elect Director William C. Rhodes, III | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BED BATH & BEYOND INC.
MEETING DATE: JUN 22, 2012 | TICKER: BBBY SECURITY ID: 075896100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Warren Eisenberg | Management | For | For |
| 2 | Elect Director Leonard Feinstein | Management | For | For |
| 3 | Elect Director Steven H. Temares | Management | For | For |
| 4 | Elect Director Dean S. Adler | Management | For | For |
| 5 | Elect Director Stanley F. Barshay | Management | For | For |
| 6 | Elect Director Klaus Eppler | Management | For | For |
| 7 | Elect Director Patrick R. Gaston | Management | For | For |
| 8 | Elect Director Jordan Heller | Management | For | For |
| 9 | Elect Director Victoria A. Morrison | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BJ'S RESTAURANTS, INC.
MEETING DATE: JUN 05, 2012 | TICKER: BJRI SECURITY ID: 09180C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald (Jerry) W. Deitchle | Management | For | For |
| 1.2 | Elect Director James (Jim) A. Dal Pozzo | Management | For | For |
| 1.3 | Elect Director J. Roger King | Management | For | For |
| 1.4 | Elect Director Larry D. Bouts | Management | For | For |
| 1.5 | Elect Director John (Jack) F. Grundhofer | Management | For | For |
| 1.6 | Elect Director Peter (Pete) A. Bassi | Management | For | For |
| 1.7 | Elect Director William (Bill) L. Hyde, Jr. | Management | For | For |
| 1.8 | Elect Director Lea Anne S. Ottinger | Management | For | For |
| 1.9 | Elect Director Henry Gomez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 16, 2012 | TICKER: BMW SECURITY ID: D12096109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.32 per Preference Share and EUR 2.30 per Ordinary Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| |
|---|
BODY CENTRAL CORP.
MEETING DATE: MAY 24, 2012 | TICKER: BODY SECURITY ID: 09689U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Allen Weinstein | Management | For | For |
| 1.2 | Elect Director Beth R. Angelo | Management | For | For |
| 1.3 | Elect Director David A. Katz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BRAVO BRIO RESTAURANT GROUP, INC.
MEETING DATE: MAY 01, 2012 | TICKER: BBRG SECURITY ID: 10567B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alton F. Doody, III | Management | For | For |
| 2 | Elect Director David B. Pittaway | Management | For | For |
| 3 | Elect Director Harold O. Rosser, II | Management | For | For |
| 4 | Elect Director Fortunato N. Valenti | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COACH, INC.
MEETING DATE: NOV 03, 2011 | TICKER: COH SECURITY ID: 189754104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lew Frankfort | Management | For | For |
| 1.2 | Elect Director Susan Kropf | Management | For | For |
| 1.3 | Elect Director Gary Loveman | Management | For | For |
| 1.4 | Elect Director Ivan Menezes | Management | For | For |
| 1.5 | Elect Director Irene Miller | Management | For | For |
| 1.6 | Elect Director Michael Murphy | Management | For | For |
| 1.7 | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 31, 2012 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Joseph J. Collins | Management | For | For |
| 1.4 | Elect Director J. Michael Cook | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.8 | Elect Director Brian L. Roberts | Management | For | For |
| 1.9 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
DARDEN RESTAURANTS, INC.
MEETING DATE: SEP 22, 2011 | TICKER: DRI SECURITY ID: 237194105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard L. Berry | Management | For | For |
| 1.2 | Elect Director Odie C. Donald | Management | For | For |
| 1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
| 1.4 | Elect Director Victoria D. Harker | Management | For | For |
| 1.5 | Elect Director David H. Hughes | Management | For | For |
| 1.6 | Elect Director Charles A. Ledsinger Jr | Management | For | For |
| 1.7 | Elect Director William M. Lewis, Jr. | Management | For | For |
| 1.8 | Elect Director Senator Connie Mack III | Management | For | For |
| 1.9 | Elect Director Andrew H. Madsen | Management | For | For |
| 1.10 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.11 | Elect Director Michael D. Rose | Management | For | For |
| 1.12 | Director Maria A. Sastre | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DECKERS OUTDOOR CORPORATION
MEETING DATE: MAY 24, 2012 | TICKER: DECK SECURITY ID: 243537107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angel R. Martinez | Management | For | For |
| 1.2 | Elect Director Rex A. Licklider | Management | For | For |
| 1.3 | Elect Director John M. Gibbons | Management | For | For |
| 1.4 | Elect Director John G. Perenchio | Management | For | For |
| 1.5 | Elect Director Maureen Conners | Management | For | For |
| 1.6 | Elect Director Karyn O. Barsa | Management | For | For |
| 1.7 | Elect Director Michael F. Devine, III | Management | For | For |
| 1.8 | Elect Director James Quinn | Management | For | For |
| 1.9 | Elect Director Lauri Shanahan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELPHI AUTOMOTIVE PLC
MEETING DATE: JUN 14, 2012 | TICKER: DLPH SECURITY ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Gary Cowger as a Director | Management | For | For |
| 2 | Reelect Nicholas Donofrio as a Director | Management | For | For |
| 3 | Reelect Mark Frissora as a Director | Management | For | For |
| 4 | Reelect Rajiv Gupta as a Director | Management | For | For |
| 5 | Reelect John Krol as a Director | Management | For | For |
| 6 | Reelect Randall MacDonald as a Director | Management | For | For |
| 7 | Reelect Sean Mahoney as a Director | Management | For | For |
| 8 | Reelect Michael McNamara as a Director | Management | For | For |
| 9 | Reelect Rodney O'Neal as a Director | Management | For | For |
| 10 | Reelect Thomas Sidlik as a Director | Management | For | For |
| 11 | Reelect Bernd Wiedemann as a Director | Management | For | For |
| 12 | Reelect Lawrence Zimmerman as a Director | Management | For | For |
| 13 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DIRECTV
MEETING DATE: MAY 03, 2012 | TICKER: DTV SECURITY ID: 25490A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ralph Boyd, Jr. | Management | For | For |
| 2 | Elect Director David Dillon | Management | For | For |
| 3 | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
| 4 | Elect Director Dixon Doll | Management | For | For |
| 5 | Elect Director Peter Lund | Management | For | For |
| 6 | Elect Director Nancy Newcomb | Management | For | For |
| 7 | Elect Director Lorrie Norrington | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Eliminate Class of Common Stock | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 15, 2012 | TICKER: DISCA SECURITY ID: 25470F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Beck | Management | For | For |
| 1.2 | Elect Director J. David Wargo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DISH NETWORK CORPORATION
MEETING DATE: MAY 02, 2012 | TICKER: DISH SECURITY ID: 25470M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph P. Clayton | Management | For | For |
| 1.2 | Elect Director James DeFranco | Management | For | For |
| 1.3 | Elect Director Cantey M. Ergen | Management | For | For |
| 1.4 | Elect Director Charles W. Ergen | Management | For | For |
| 1.5 | Elect Director Steven R. Goodbarn | Management | For | For |
| 1.6 | Elect Director Gary S. Howard | Management | For | For |
| 1.7 | Elect Director David K. Moskowitz | Management | For | For |
| 1.8 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.9 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
DOLLAR TREE, INC.
MEETING DATE: JUN 14, 2012 | TICKER: DLTR SECURITY ID: 256746108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Macon F. Brock, Jr. | Management | For | For |
| 1.3 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.4 | Elect Director J. Douglas Perry | Management | For | For |
| 1.5 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1.6 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.7 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DUNKIN' BRANDS GROUP, INC.
MEETING DATE: MAY 15, 2012 | TICKER: DNKN SECURITY ID: 265504100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony DiNovi | Management | For | For |
| 1.2 | Elect Director Sandra Horbach | Management | For | For |
| 1.3 | Elect Director Mark Nunnelly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EXPRESS, INC.
MEETING DATE: MAY 31, 2012 | TICKER: EXPR SECURITY ID: 30219E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Devine, III | Management | For | For |
| 1.2 | Elect Director Mylle H. Mangum | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FORD MOTOR COMPANY
MEETING DATE: MAY 10, 2012 | TICKER: F SECURITY ID: 345370860
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen G. Butler | Management | For | For |
| 2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 4 | Elect Director Edsel B. Ford II | Management | For | For |
| 5 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 6 | Elect Director Richard A. Gephardt | Management | For | For |
| 7 | Elect Director James H. Hance, Jr. | Management | For | For |
| 8 | Elect Director William W. Helman IV | Management | For | For |
| 9 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
| 10 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 11 | Elect Director Richard A. Manoogian | Management | For | For |
| 12 | Elect Director Ellen R. Marram | Management | For | For |
| 13 | Elect Director Alan Mulally | Management | For | For |
| 14 | Elect Director Homer A. Neal | Management | For | For |
| 15 | Elect Director Gerald L. Shaheen | Management | For | For |
| 16 | Elect Director John L. Thornton | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 20 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
FOSCHINI GROUP LTD
MEETING DATE: SEP 05, 2011 | TICKER: TFG SECURITY ID: S29260155
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2011 | Management | For | For |
| 2 | Reappoint KPMG Inc as Auditors of the Company and Henry du Plessis as the Designated Partner | Management | For | For |
| 3 | Re-elect Fatima Abrahams as Director | Management | For | For |
| 4 | Elect Eddy Oblowitz as Director | Management | For | For |
| 5 | Re-elect Noma Simamane as Director | Management | For | For |
| 6 | Re-elect Ronnie Stein as Director | Management | For | For |
| 7 | Re-elect Sam Abrahams as Member of Audit Committee | Management | For | For |
| 8 | Re-elect Vuli Cuba as Member of Audit Committee | Management | For | For |
| 9 | Elect Eddy Oblowitz as Member of Audit Committee | Management | For | For |
| 10 | Re-elect Noma Simamane as Member of Audit Committee | Management | For | For |
| 11 | Approve Remuneration Policy (Non-binding Advisory Vote) | Management | For | For |
| 1 | Approve Remuneration of Non-executive Directors | Management | For | For |
| 2 | Authorise the Company to Provide Direct or Indirect Financial Assistance to a Related or Inter related Company or Corporation | Management | For | For |
| 3 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
| 12 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 05, 2012 | TICKER: GIII SECURITY ID: 36237H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Carl Katz | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.9 | Elect Director Cheryl Vitali | Management | For | For |
| 1.10 | Elect Director Richard White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GOOGLE INC.
MEETING DATE: JUN 21, 2012 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Authorize a New Class of Common Stock | Management | For | Against |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
| 9 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Shareholder | Against | Against |
| 10 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
| |
|---|
HASBRO, INC.
MEETING DATE: MAY 17, 2012 | TICKER: HAS SECURITY ID: 418056107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Alan R. Batkin | Management | For | For |
| 1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
| 1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
| 1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
| 1.7 | Elect Director Lisa Gersh | Management | For | For |
| 1.8 | Elect Director Brian D. Goldner | Management | For | For |
| 1.9 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
| 1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.12 | Elect Director Edward M. Philip | Management | For | For |
| 1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INDUSTRIA DE DISENO TEXTIL (INDITEX)
MEETING DATE: JUL 19, 2011 | TICKER: ITX SECURITY ID: E6282J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Information on Appointment of Pablo Isla Alvarez de Tejera as New Chairman of the Board, and Consequently, of AGM | Management | None | None |
| 2 | Accept Individual Financial Statements and Statutory Reports for FY 2010, Ended Jan. 31, 2011 | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports, and Discharge of Directors for FY 2010, Ended Jan. 31, 2011 | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 1.60 Per Share | Management | For | For |
| 5 | Re-elect Irene R. Miller as Director | Management | For | For |
| 6 | Re-elect KPMG Auditores SL as Auditor | Management | For | For |
| 7 | Amend Several Articles of Bylaws to Update Legal Reference and Textual Adjustments to Adapt to Applicable Legislation | Management | For | For |
| 8 | Amend Several Articles of General Meeting Regulations to Update Legal Reference and Textual Adjustments to Adapt to Applicable Legislation | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| 10 | Approve Share Award to Newly Appointed Chairman/CEO | Management | For | Against |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12 | Receive Changes to Board of Directors' Guidelines | Management | None | None |
| |
|---|
LAS VEGAS SANDS CORP.
MEETING DATE: JUN 07, 2012 | TICKER: LVS SECURITY ID: 517834107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason N. Ader | Management | For | For |
| 1.2 | Elect Director Michael A. Leven | Management | For | For |
| 1.3 | Elect Director Jeffrey H. Schwartz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 11, 2012 | TICKER: LEN SECURITY ID: 526057104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director R. Kirk Landon | Management | For | For |
| 1.6 | Elect Director Sidney Lapidus | Management | For | For |
| 1.7 | Elect Director Stuart A. Miller | Management | For | For |
| 1.8 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Assess Energy Use and Establish Reduction Targets | Shareholder | Against | Abstain |
| |
|---|
LIMITED BRANDS, INC.
MEETING DATE: MAY 24, 2012 | TICKER: LTD SECURITY ID: 532716107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James L. Heskett | Management | For | For |
| 2 | Elect Director Allan R. Tessler | Management | For | For |
| 3 | Elect Director Abigail S. Wexner | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Declassify the Board of Directors | Shareholder | Against | For |
| 9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: JUN 01, 2012 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Peter C. Browning | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.7 | Elect Director Robert L. Johnson | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.10 | Elect Director Robert A. Niblock | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
LUMBER LIQUIDATORS HOLDINGS, INC.
MEETING DATE: MAY 10, 2012 | TICKER: LL SECURITY ID: 55003T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas T. Moore | Management | For | For |
| 1.2 | Elect Director Jimmie L. Wade | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
MEETING DATE: MAY 24, 2012 | TICKER: MCD SECURITY ID: 580135101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert A. Eckert | Management | For | For |
| 2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 3 | Elect Director Jeanne P. Jackson | Management | For | For |
| 4 | Elect Director Andrew J. Mckenna | Management | For | For |
| 5 | Elect Director Donald Thompson | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Declassify the Board of Directors | Management | For | For |
| 9 | Provide Right to Call Special Meeting | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
| |
|---|
MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: MAY 23, 2012 | TICKER: 06883 SECURITY ID: 585464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 3b | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5a1 | Reelect Lawrence Yau Lung Ho as Director | Management | For | For |
| 5a2 | Reelect James Douglas Packer as Director | Management | For | For |
| 5a3 | Reelect John Peter Ben Wang as Director | Management | For | For |
| 5a4 | Reelect Yuk Man Chung as Director | Management | For | For |
| 5a5 | Reelect William Todd Nisbet as Director | Management | For | For |
| 5a6 | Reelect Rowen Bruce Craigie as Director | Management | For | For |
| 5a7 | Reelect James Andrew Charles MacKenzie as Director | Management | For | For |
| 5a8 | Reelect Thomas Jefferson Wu as Director | Management | For | For |
| 5a9 | Reelect Yiu Wa Alec Tsui as Director | Management | For | For |
| 5a10 | Reelect Robert Wason Mactier as Director | Management | For | For |
| 5b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 6 | Adopt Chinese Company Name | Management | For | For |
| 7 | Amend Existing Amended and Restated Memorandum and Articles of Association and Adopt New Memorandum and Articles | Management | For | For |
| |
|---|
O'REILLY AUTOMOTIVE, INC.
MEETING DATE: MAY 08, 2012 | TICKER: ORLY SECURITY ID: 67103H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles H. O'Reilly, Jr. | Management | For | For |
| 2 | Elect Director John Murphy | Management | For | For |
| 3 | Elect Director Ronald Rashkow | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
PIER 1 IMPORTS, INC.
MEETING DATE: JUN 26, 2012 | TICKER: PIR SECURITY ID: 720279108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Claire H. Babrowski | Management | For | For |
| 2 | Elect Director John H. Burgoyne | Management | For | For |
| 3 | Elect Director Hamish A. Dodds | Management | For | For |
| 4 | Elect Director Michael R. Ferrari | Management | For | For |
| 5 | Elect Director Brendan L. Hoffman | Management | For | For |
| 6 | Elect Director Terry E. London | Management | For | For |
| 7 | Elect Director Alexander W. Smith | Management | For | For |
| 8 | Elect Director Cece Smith | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
POLO RALPH LAUREN CORPORATION
MEETING DATE: AUG 11, 2011 | TICKER: RL SECURITY ID: 731572103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Steven P. Murphy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Change Company Name | Management | For | For |
| |
|---|
PRICELINE.COM INCORPORATED
MEETING DATE: JUN 07, 2012 | TICKER: PCLN SECURITY ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.2 | Elect Director Ralph M. Bahna | Management | For | For |
| 1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
PVH CORP.
MEETING DATE: JUN 21, 2012 | TICKER: PVH SECURITY ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Baglivo | Management | For | For |
| 2 | Elect Director Emanuel Chirico | Management | For | For |
| 3 | Elect Director Juan R. Figuereo | Management | For | For |
| 4 | Elect Director Joseph B. Fuller | Management | For | For |
| 5 | Elect Director Fred Gehring | Management | For | For |
| 6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 7 | Elect Director David A. Landau | Management | For | For |
| 8 | Elect Director Bruce Maggin | Management | For | For |
| 9 | Elect Director V. James Marino | Management | For | For |
| 10 | Elect Director Henry Nasella | Management | For | For |
| 11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 12 | Elect Director Craig Rydin | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
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|---|
RUTH'S HOSPITALITY GROUP, INC.
MEETING DATE: MAY 17, 2012 | TICKER: RUTH SECURITY ID: 783332109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. O'Donnell | Management | For | For |
| 1.2 | Elect Director Robin P. Selati | Management | For | For |
| 1.3 | Elect Director Carla R. Cooper | Management | For | For |
| 1.4 | Elect Director Bannus B. Hudson | Management | For | For |
| 1.5 | Elect Director Robert S. Merritt | Management | For | For |
| 1.6 | Elect Director Alan Vituli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SIRIUS XM RADIO INC.
MEETING DATE: MAY 22, 2012 | TICKER: SIRI SECURITY ID: 82967N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | Withhold |
| 1.2 | Elect Director Leon D. Black | Management | For | Withhold |
| 1.3 | Elect Director Lawrence F. Gilberti | Management | For | Withhold |
| 1.4 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
| 1.5 | Elect Director James P. Holden | Management | For | Withhold |
| 1.6 | Elect Director Mel Karmazin | Management | For | Withhold |
| 1.7 | Elect Director James F. Mooney | Management | For | Withhold |
| 1.8 | Elect Director Jack Shaw | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOTHEBY'S
MEETING DATE: MAY 08, 2012 | TICKER: BID SECURITY ID: 835898107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John M. Angelo | Management | For | For |
| 2 | Elect Director Michael Blakenham | Management | For | For |
| 3 | Elect Director Steven B. Dodge | Management | For | For |
| 4 | Elect Director The Duke Of Devonshire | Management | For | For |
| 5 | Elect Director Daniel Meyer | Management | For | For |
| 6 | Elect Director Allen Questrom | Management | For | For |
| 7 | Elect Director William F. Ruprecht | Management | For | For |
| 8 | Elect Director Marsha E. Simms | Management | For | For |
| 9 | Elect Director Michael I. Sovern | Management | For | For |
| 10 | Elect Director Robert S. Taubman | Management | For | For |
| 11 | Elect Director Diana L. Taylor | Management | For | For |
| 12 | Elect Director Dennis M. Weibling | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 17 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
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STARBUCKS CORPORATION
MEETING DATE: MAR 21, 2012 | TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Howard Schultz | Management | For | For |
| 2 | Elect Director William W. Bradley | Management | For | For |
| 3 | Elect Director Mellody Hobson | Management | For | For |
| 4 | Elect Director Kevin R. Johnson | Management | For | For |
| 5 | Elect Director Olden Lee | Management | For | For |
| 6 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 7 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 8 | Elect Director Clara Shih | Management | For | For |
| 9 | Elect Director Javier G. Teruel | Management | For | For |
| 10 | Elect Director Myron E. Ullman, III | Management | For | For |
| 11 | Elect Director Craig E. Weatherup | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
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TARGET CORPORATION
MEETING DATE: JUN 13, 2012 | TICKER: TGT SECURITY ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Calvin Darden | Management | For | For |
| 1.3 | Elect Director Mary N. Dillon | Management | For | For |
| 1.4 | Elect Director James A. Johnson | Management | For | For |
| 1.5 | Elect Director Mary E. Minnick | Management | For | For |
| 1.6 | Elect Director Anne M. Mulcahy | Management | For | For |
| 1.7 | Elect Director Derica W. Rice | Management | For | For |
| 1.8 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.9 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 1.10 | Elect Director John G. Stumpf | Management | For | For |
| 1.11 | Elect Director Solomon D. Trujillo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
| 6 | Prohibit Political Contributions | Shareholder | Against | Against |
| |
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TEMPUR-PEDIC INTERNATIONAL INC.
MEETING DATE: APR 25, 2012 | TICKER: TPX SECURITY ID: 88023U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Evelyn S. Dilsaver | Management | For | For |
| 2 | Elect Director Frank Doyle | Management | For | For |
| 3 | Elect Director John A. Heil | Management | For | For |
| 4 | Elect Director Peter K. Hoffman | Management | For | For |
| 5 | Elect Director Sir Paul Judge | Management | For | For |
| 6 | Elect Director Nancy F. Koehn | Management | For | For |
| 7 | Elect Director Christopher A. Masto | Management | For | For |
| 8 | Elect Director P. Andrews McLane | Management | For | For |
| 9 | Elect Director Mark Sarvary | Management | For | For |
| 10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TENNECO INC.
MEETING DATE: MAY 16, 2012 | TICKER: TEN SECURITY ID: 880349105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis J. Letham | Management | For | For |
| 2 | Elect Director Hari N. Nair | Management | For | For |
| 3 | Elect Director Roger B. Porter | Management | For | For |
| 4 | Elect Director David B. Price, Jr. | Management | For | For |
| 5 | Elect Director Gregg M. Sherrill | Management | For | For |
| 6 | Elect Director Paul T. Stecko | Management | For | For |
| 7 | Elect Director Mitsunobu Takeuchi | Management | For | For |
| 8 | Elect Director Jane L. Warner | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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|---|
TEXAS ROADHOUSE, INC.
MEETING DATE: MAY 17, 2012 | TICKER: TXRH SECURITY ID: 882681109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin T. Hart | Management | For | For |
| 1.2 | Elect Director W. Kent Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 17, 2012 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director Francis S. Blake | Management | For | For |
| 3 | Elect Director Ari Bousbib | Management | For | For |
| 4 | Elect Director Gregory D. Brenneman | Management | For | For |
| 5 | Elect Director J. Frank Brown | Management | For | For |
| 6 | Elect Director Albert P. Carey | Management | For | For |
| 7 | Elect Director Armando Codina | Management | For | For |
| 8 | Elect Director Bonnie G. Hill | Management | For | For |
| 9 | Elect Director Karen L. Katen | Management | For | For |
| 10 | Elect Director Ronald L. Sargent | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 14 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
| 15 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 16 | Amend Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 19 | Adopt Storm Water Run-off Management Policy | Shareholder | Against | Abstain |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 13, 2012 | TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Zein Abdalla | Management | For | For |
| 2 | Elect Director Jose B. Alvarez | Management | For | For |
| 3 | Elect Director Alan M. Bennett | Management | For | For |
| 4 | Elect Director Bernard Cammarata | Management | For | For |
| 5 | Elect Director David T. Ching | Management | For | For |
| 6 | Elect Director Michael F. Hines | Management | For | For |
| 7 | Elect Director Amy B. Lane | Management | For | For |
| 8 | Elect Director Carol Meyrowitz | Management | For | For |
| 9 | Elect Director John F. O'Brien | Management | For | For |
| 10 | Elect Director Willow B. Shire | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 13, 2012 | TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John S. Chen | Management | For | For |
| 3 | Elect Director Judith L. Estrin | Management | For | For |
| 4 | Elect Director Robert A. Iger | Management | For | For |
| 5 | Elect Director Fred H. Langhammer | Management | For | For |
| 6 | Elect Director Aylwin B. Lewis | Management | For | For |
| 7 | Elect Director Monica C. Lozano | Management | For | For |
| 8 | Elect Director Robert W. Matschullat | Management | For | For |
| 9 | Elect Director Sheryl Sandberg | Management | For | For |
| 10 | Elect Director Orin C. Smith | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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TIME WARNER INC.
MEETING DATE: MAY 15, 2012 | TICKER: TWX SECURITY ID: 887317303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James L. Barksdale | Management | For | For |
| 2 | Elect Director William P. Barr | Management | For | For |
| 3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 5 | Elect Director Robert C. Clark | Management | For | For |
| 6 | Elect Director Mathias Dopfner | Management | For | For |
| 7 | Elect Director Jessica P. Einhorn | Management | For | For |
| 8 | Elect Director Fred Hassan | Management | For | For |
| 9 | Elect Director Kenneth J. Novack | Management | For | For |
| 10 | Elect Director Paul D. Wachter | Management | For | For |
| 11 | Elect Director Deborah C. Wright | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
TITAN INDUSTRIES LTD.
MEETING DATE: JUL 28, 2011 | TICKER: 500114 SECURITY ID: Y88425148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 25 Per Share | Management | For | For |
| 3 | Reappoint I. Hussain as Director | Management | For | Against |
| 4 | Reappoint V. Bali as Director | Management | For | For |
| 5 | Reappoint V. Parthasarathy as Director | Management | For | Against |
| 6 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Appoint D. Naryandas as Director | Management | For | For |
| 8 | Appoint S. Mathew as Director | Management | For | Against |
| 9 | Appoint N. Sundaradevan as Director | Management | For | Against |
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TRACTOR SUPPLY COMPANY
MEETING DATE: MAY 03, 2012 | TICKER: TSCO SECURITY ID: 892356106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Wright | Management | For | For |
| 1.2 | Elect Director Johnston C. Adams | Management | For | For |
| 1.3 | Elect Director Peter D. Bewley | Management | For | For |
| 1.4 | Elect Director Jack C. Bingleman | Management | For | For |
| 1.5 | Elect Director Richard W. Frost | Management | For | For |
| 1.6 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.7 | Elect Director George MacKenzie | Management | For | For |
| 1.8 | Elect Director Edna K. Morris | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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|---|
ULTA SALON, COSMETICS & FRAGRANCE, INC.
MEETING DATE: MAY 31, 2012 | TICKER: ULTA SECURITY ID: 90384S303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. DiRomualdo | Management | For | For |
| 1.2 | Elect Director Catherine A. Halligan | Management | For | For |
| 1.3 | Elect Director Lorna E. Nagler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VF CORPORATION
MEETING DATE: APR 24, 2012 | TICKER: VFC SECURITY ID: 918204108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hurst | Management | For | For |
| 1.2 | Elect Director Laura W. Lang | Management | For | For |
| 1.3 | Elect Director W. Alan McCollough | Management | For | For |
| 1.4 | Elect Director Raymond G. Viault | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
VIRGIN MEDIA INC.
MEETING DATE: JUN 12, 2012 | TICKER: VMED SECURITY ID: 92769L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil Berkett | Management | For | For |
| 1.2 | Elect Director Steven Simmons | Management | For | For |
| 1.3 | Elect Director Doreen Toben | Management | For | For |
| 1.4 | Elect Director George Zoffinger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WEIGHT WATCHERS INTERNATIONAL, INC.
MEETING DATE: MAY 08, 2012 | TICKER: WTW SECURITY ID: 948626106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marsha Johnson Evans | Management | For | For |
| 1.2 | Elect Director Sacha Lainovic | Management | For | For |
| 1.3 | Elect Director Christopher J. Sobecki | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 10, 2012 | TICKER: WYN SECURITY ID: 98310W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen P. Holmes | Management | For | For |
| 1.2 | Elect Director Myra J. Biblowit | Management | For | For |
| 1.3 | Elect Director Pauline D.E. Richards | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR ELECTRONICS FUND
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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ACME PACKET, INC.
MEETING DATE: MAY 04, 2012 | TICKER: APKT SECURITY ID: 004764106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David B. Elsbree | Management | For | For |
| 2 | Elect Director Patrick J. MeLampy | Management | For | For |
| 3 | Elect Director Robert G. Ory | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ADVANCED ENERGY INDUSTRIES, INC.
MEETING DATE: MAY 02, 2012 | TICKER: AEIS SECURITY ID: 007973100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas S. Schatz | Management | For | For |
| 1.2 | Elect Director Frederick A. Ball | Management | For | For |
| 1.3 | Elect Director Richard P. Beck | Management | For | For |
| 1.4 | Elect Director Garry W. Rogerson | Management | For | For |
| 1.5 | Elect Director Trung T. Doan | Management | For | For |
| 1.6 | Elect Director Edward C. Grady | Management | For | For |
| 1.7 | Elect Director Terry Hudgens | Management | For | For |
| 1.8 | Elect Director Thomas M. Rohrs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
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ADVANCED MICRO DEVICES, INC.
MEETING DATE: MAY 10, 2012 | TICKER: AMD SECURITY ID: 007903107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bruce L. Claflin | Management | For | For |
| 2 | Elect Director W. Michael Barnes | Management | For | For |
| 3 | Elect Director John E. Caldwell | Management | For | For |
| 4 | Elect Director Henry WK Chow | Management | For | For |
| 5 | Elect Director Craig A. Conway | Management | For | For |
| 6 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 7 | Elect Director H. Paulett Eberhart | Management | For | For |
| 8 | Elect Director Waleed Muhairi | Management | For | For |
| 9 | Elect Director Robert B. Palmer | Management | For | For |
| 10 | Elect Director Rory P. Read | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
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AEROFLEX HOLDING CORP.
MEETING DATE: NOV 16, 2011 | TICKER: ARX SECURITY ID: 007767106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. McKeon | Management | For | For |
| 1.2 | Elect Director Leonard Borow | Management | For | For |
| 1.3 | Elect Director John Buyko | Management | For | For |
| 1.4 | Elect Director Prescott H. Ashe | Management | For | For |
| 1.5 | Elect Director Joe Benavides | Management | For | For |
| 1.6 | Elect Director Hugh Evans | Management | For | For |
| 1.7 | Elect Director Bradley J. Gross | Management | For | For |
| 1.8 | Elect Director John D. Knoll | Management | For | For |
| 1.9 | Elect Director Ramzi M. Musallam | Management | For | For |
| 1.10 | Elect Director Richard N. Nottenburg | Management | For | For |
| 1.11 | Elect Director Charles S. Ream | Management | For | For |
| 1.12 | Elect Director Mark H. Ronald | Management | For | For |
| 1.13 | Elect Director General Peter J. Schoomaker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
MEETING DATE: NOV 18, 2011 | TICKER: AOSL SECURITY ID: G6331P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Mike F. Chang as Director | Management | For | For |
| 1.2 | Elect Yueh-Se Ho as Director | Management | For | For |
| 1.3 | Elect Chung Te Chang as Director | Management | For | Withhold |
| 1.4 | Elect Mark A. Stevens as Director | Management | For | For |
| 1.5 | Elect Howard M. Bailey as Director | Management | For | For |
| 1.6 | Elect Thomas W. Steipp as Director | Management | For | For |
| 1.7 | Elect Richard W. Sevcik as Director | Management | For | For |
| 2 | Appoint Grant Thornton, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
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ALTERA CORPORATION
MEETING DATE: MAY 08, 2012 | TICKER: ALTR SECURITY ID: 021441100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John P. Daane | Management | For | For |
| 2 | Elect Director T. Michael Nevens | Management | For | For |
| 3 | Elect Director Elisha W. Finney | Management | For | For |
| 4 | Elect Director Kevin McGarity | Management | For | For |
| 5 | Elect Director Krish A. Prabhu | Management | For | For |
| 6 | Elect Director John Shoemaker | Management | For | For |
| 7 | Elect Director Thomas H. Waechter | Management | For | For |
| 8 | Elect Director Susan Wang | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
AMKOR TECHNOLOGY, INC.
MEETING DATE: MAY 08, 2012 | TICKER: AMKR SECURITY ID: 031652100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Kim | Management | For | For |
| 1.2 | Elect Director Kenneth T. Joyce | Management | For | For |
| 1.3 | Elect Director Roger A. Carolin | Management | For | For |
| 1.4 | Elect Director Winston J. Churchill | Management | For | For |
| 1.5 | Elect Director John T. Kim | Management | For | Withhold |
| 1.6 | Elect Director John F. Osborne | Management | For | For |
| 1.7 | Elect Director James W. Zug | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
AMPHENOL CORPORATION
MEETING DATE: MAY 23, 2012 | TICKER: APH SECURITY ID: 032095101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.2 | Elect Director John R. Lord | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: MAR 13, 2012 | TICKER: ADI SECURITY ID: 032654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ray Stata | Management | For | For |
| 2 | Elect Director Jerald G. Fishman | Management | For | For |
| 3 | Elect Director James A. Champy | Management | For | For |
| 4 | Elect Director John C. Hodgson | Management | For | For |
| 5 | Elect Director Yves-Andre Istel | Management | For | For |
| 6 | Elect Director Neil Novich | Management | For | For |
| 7 | Elect Director F. Grant Saviers | Management | For | For |
| 8 | Elect Director Paul J. Severino | Management | For | For |
| 9 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 06, 2012 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aart J. de Geus | Management | For | For |
| 2 | Elect Director Stephen R. Forrest | Management | For | For |
| 3 | Elect Director Thomas J. Iannotti | Management | For | For |
| 4 | Elect Director Susan M. James | Management | For | For |
| 5 | Elect Director Alexander A. Karsner | Management | For | For |
| 6 | Elect Director Gerhard H. Parker | Management | For | For |
| 7 | Elect Director Dennis D. Powell | Management | For | For |
| 8 | Elect Director Willem P. Roelandts | Management | For | For |
| 9 | Elect Director James E. Rogers | Management | For | For |
| 10 | Elect Director Michael R. Splinter | Management | For | For |
| 11 | Elect Director Robert H. Swan | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 16, 2011 | TICKER: AMCC SECURITY ID: 03822W406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Cesar Cesaratto | Management | For | For |
| 2 | Elect Director H.K. Desai | Management | For | For |
| 3 | Elect Director Paramesh Gopi | Management | For | For |
| 4 | Elect Director Paul R. Gray | Management | For | For |
| 5 | Elect Director Fred Shlapak | Management | For | For |
| 6 | Elect Director Arthur B. Stabenow | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Approve Omnibus Stock Plan | Management | For | Against |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 25, 2012 | TICKER: ASML SECURITY ID: N07059186
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 0.46 Per Share | Management | For | For |
| 8 | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
| 9 | Approve the Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
| 10 | Notification of the Intended Extension of the Appointment Term of E. Meurice to the Management Board | Management | None | None |
| 11a | Reelect O. Bilous to Supervisory Board | Management | For | For |
| 11b | Reelect F.W. Frohlich to Supervisory Board | Management | For | For |
| 11c | Reelect A.P.M. van der Poel to Supervisory Board | Management | For | For |
| 12 | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg, P.F.M. van der Meer Mohr, W.T. Siegle, J.W.B. Westerburgen and W.H. Ziebart by Rotation in 2013 | Management | None | None |
| 13 | Ratify Deloitte Accountants as Auditors | Management | For | For |
| 14a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
| 14b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14a | Management | For | For |
| 14c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 14d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14c | Management | For | For |
| 15a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15b | Authorize Additionnal Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 17 | Other Business (Non-Voting) | Management | None | None |
| 18 | Close Meeting | Management | None | None |
| |
|---|
ATMEL CORPORATION
MEETING DATE: MAY 17, 2012 | TICKER: ATML SECURITY ID: 049513104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven Laub | Management | For | For |
| 2 | Elect Director Tsung-ching Wu | Management | For | For |
| 3 | Elect Director David Sugishita | Management | For | For |
| 4 | Elect Director Papken Der Torossian | Management | For | For |
| 5 | Elect Director Jack L. Saltich | Management | For | For |
| 6 | Elect Director Charles Carinalli | Management | For | For |
| 7 | Elect Director Edward Ross | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVAGO TECHNOLOGIES LIMITED
MEETING DATE: APR 04, 2012 | TICKER: AVGO SECURITY ID: Y0486S104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Hock E. Tan as Director | Management | For | For |
| 1b | Reelect Adam H. Clammer as Director | Management | For | For |
| 1c | Reelect John T. Dickson as Director | Management | For | For |
| 1d | Reelect James V. Diller as Director | Management | For | For |
| 1e | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1f | Reelect John Min-Chih Hsuan as Director | Management | For | For |
| 1g | Reelect Justine F. Lien as Director | Management | For | For |
| 1h | Reelect Donald Macleod as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| |
|---|
AVX CORPORATION
MEETING DATE: JUL 20, 2011 | TICKER: AVX SECURITY ID: 002444107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kensuke Itoh | Management | For | Withhold |
| 1.2 | Elect Director Tatsumi Maeda | Management | For | For |
| 1.3 | Elect Director Donald B. Christiansen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
BCD SEMICONDUCTOR MANUFACTURING LIMITED
MEETING DATE: DEC 22, 2011 | TICKER: BCDS SECURITY ID: 055347207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Chieh Chang as a Director | Management | For | Against |
| 2 | Reelect Joseph Liu as a Director | Management | For | Against |
| |
|---|
BENCHMARK ELECTRONICS, INC.
MEETING DATE: MAY 09, 2012 | TICKER: BHE SECURITY ID: 08160H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cary T. Fu | Management | For | For |
| 1.2 | Elect Director Michael R. Dawson | Management | For | For |
| 1.3 | Elect Director Gayla J. Delly | Management | For | For |
| 1.4 | Elect Director Peter G. Dorflinger | Management | For | For |
| 1.5 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.6 | Elect Director David W. Scheible | Management | For | For |
| 1.7 | Elect Director Bernee D.L. Strom | Management | For | For |
| 1.8 | Elect Director Clay C. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 15, 2012 | TICKER: BRCM SECURITY ID: 111320107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 20, 2012 | TICKER: BRCD SECURITY ID: 111621306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Judy Bruner | Management | For | For |
| 2 | Elect Director John W. Gerdelman | Management | For | For |
| 3 | Elect Director David L. House | Management | For | For |
| 4 | Elect Director Glenn C. Jones | Management | For | For |
| 5 | Elect Director Michael Klayko | Management | For | For |
| 6 | Elect Director L. William Krause | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CABOT MICROELECTRONICS CORPORATION
MEETING DATE: MAR 06, 2012 | TICKER: CCMP SECURITY ID: 12709P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Frazee, Jr. | Management | For | For |
| 1.2 | Elect Director Barbara A. Klein | Management | For | For |
| 1.3 | Elect Director William P. Noglows | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: DEC 07, 2011 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Arun Sarin | Management | For | For |
| 11 | Elect Director Steven M. West | Management | For | For |
| 12 | Elect Director Jerry Yang | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| 18 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| 19 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
COHU, INC.
MEETING DATE: MAY 09, 2012 | TICKER: COHU SECURITY ID: 192576106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry L. Casari | Management | For | For |
| 1.2 | Elect Director Harold Harrigian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CORNING INCORPORATED
MEETING DATE: APR 26, 2012 | TICKER: GLW SECURITY ID: 219350105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John Seely Brown | Management | For | For |
| 2 | Elect Director Stephanie A. Burns | Management | For | For |
| 3 | Elect Director John A. Canning, Jr. | Management | For | For |
| 4 | Elect Director Richard T. Clark | Management | For | For |
| 5 | Elect Director James B. Flaws | Management | For | For |
| 6 | Elect Director Gordon Gund | Management | For | For |
| 7 | Elect Director Kurt M. Landgraf | Management | For | For |
| 8 | Elect Director Deborah D. Rieman | Management | For | For |
| 9 | Elect Director H. Onno Ruding | Management | For | For |
| 10 | Elect Director Mark S. Wrighton | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Reduce Supermajority Vote Requirement | Management | For | For |
| |
|---|
CREE, INC.
MEETING DATE: OCT 25, 2011 | TICKER: CREE SECURITY ID: 225447101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Franco Plastina | Management | For | For |
| 1.5 | Elect Director Alan J. Ruud | Management | For | For |
| 1.6 | Elect Director Robert L. Tillman | Management | For | For |
| 1.7 | Elect Director Harvey A. Wagner | Management | For | For |
| 1.8 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CSR PLC
MEETING DATE: MAY 23, 2012 | TICKER: CSR SECURITY ID: G1790J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Joep van Beurden as Director | Management | For | Against |
| 4 | Re-elect Kanwar Chadha as Director | Management | For | Against |
| 5 | Re-elect Will Gardiner as Director | Management | For | Against |
| 6 | Re-elect Chris Ladas as Director | Management | For | Against |
| 7 | Re-elect Andrew Allner as Director | Management | For | Against |
| 8 | Re-elect Anthony Carlisle as Director | Management | For | Against |
| 9 | Re-elect Sergio Giacoletto-Roggio as Director | Management | For | Against |
| 10 | Re-elect Ron Mackintosh as Director | Management | For | Against |
| 11 | Re-elect Teresa Vega as Director | Management | For | For |
| 12 | Elect Dr Levy Gerzberg as Director | Management | For | Against |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Global Employee Share Purchase Plan | Management | For | For |
| 17 | Amend Employee Share Purchase Plan | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
CYMER, INC.
MEETING DATE: MAY 22, 2012 | TICKER: CYMI SECURITY ID: 232572107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Abbe | Management | For | For |
| 1.2 | Elect Director Robert P. Akins | Management | For | For |
| 1.3 | Elect Director Edward H. Braun | Management | For | For |
| 1.4 | Elect Director Michael R. Gaulke | Management | For | For |
| 1.5 | Elect Director William G. Oldham | Management | For | For |
| 1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
| 1.7 | Elect Director Peter J. Simone | Management | For | For |
| 1.8 | Elect Director Young K. Sohn | Management | For | For |
| 1.9 | Elect Director Jon D. Tompkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 11, 2012 | TICKER: CY SECURITY ID: 232806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T.J. Rodgers | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.4 | Elect Director Lloyd Carney | Management | For | For |
| 1.5 | Elect Director James R. Long | Management | For | For |
| 1.6 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.7 | Elect Director J.D. Sherman | Management | For | For |
| 1.8 | Elect Director Wilbert van den Hoek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DEMAND MEDIA, INC.
MEETING DATE: JUN 13, 2012 | TICKER: DMD SECURITY ID: 24802N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gaurav Bhandari | Management | For | For |
| 1.2 | Elect Director Peter Guber | Management | For | Withhold |
| 1.3 | Elect Director Robert R. Bennett | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENTEGRIS, INC.
MEETING DATE: MAY 02, 2012 | TICKER: ENTG SECURITY ID: 29362U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gideon Argov | Management | For | For |
| 1.2 | Elect Director Michael A. Bradley | Management | For | For |
| 1.3 | Elect Director Marvin D. Burkett | Management | For | For |
| 1.4 | Elect Director R. Nicholas Burns | Management | For | For |
| 1.5 | Elect Director Daniel W. Christman | Management | For | For |
| 1.6 | Elect Director Roger D. McDaniel | Management | For | For |
| 1.7 | Elect Director Paul L.H. Olson | Management | For | For |
| 1.8 | Elect Director Brian F. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENTROPIC COMMUNICATIONS, INC.
MEETING DATE: MAY 15, 2012 | TICKER: ENTR SECURITY ID: 29384R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Merchant | Management | For | For |
| 1.2 | Elect Director Umesh Padval | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
MEETING DATE: MAY 03, 2012 | TICKER: ERIC SECURITY ID: 294821608
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
| 7 | Receive President's Report; Allow Questions | Management | None | None |
| 8.1 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.3 | Approve Allocation of Income and Dividends of SEK 2.50 per Share | Management | For | Did Not Vote |
| 9.1 | Determine Number of Members (12) and Deputy Members of Board (0) | Management | For | Did Not Vote |
| 9.2 | Approve Remuneration of Directors in the Amount of SEK 3.75 Million to the Chairman and SEK 875,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 9.3 | Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Martin-Lof, N. McKinstry, A. Nyren, H. Vestberg, M. Volpi, and J. Wallenberg as Directors; Elect A. Izosimov as New Director | Management | For | Did Not Vote |
| 9.4 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 9.5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 9.6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11.1 | Approve 2012 Share Matching Plan for All Employees | Management | For | Did Not Vote |
| 11.2 | Authorize Reissuance of 13.7 Million Repurchased Class B Shares for 2012 Share Matching Plan for All Employees | Management | For | Did Not Vote |
| 11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | Did Not Vote |
| 11.4 | Approve 2012 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
| 11.5 | Authorize Reissuance of 10.7 Million Repurchased Class B Shares for 2012 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
| 11.6 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5 | Management | For | Did Not Vote |
| 11.7 | Approve 2012 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
| 11.8 | Authorize Reissuance of 7.3 Million Repurchased Class B Shares for 2012 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
| 11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | Did Not Vote |
| 12 | Authorize Reissuance of up to 15.5 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2008, 2009, 2010, and 2011 Long-Term Variable Compensation Plans | Management | For | Did Not Vote |
| 13 | Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | Shareholder | For | Did Not Vote |
| 14 | Close Meeting | Management | None | None |
| |
|---|
EXAR CORPORATION
MEETING DATE: AUG 31, 2011 | TICKER: EXAR SECURITY ID: 300645108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Izak Bencuya | Management | For | For |
| 1.2 | Elect Director Pierre Guilbault | Management | For | For |
| 1.3 | Elect Director Brian Hilton | Management | For | For |
| 1.4 | Elect Director Richard L. Leza | Management | For | For |
| 1.5 | Elect Director Gary Meyers | Management | For | For |
| 1.6 | Elect Director Pedro P. Rodriguez | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
FABRINET
MEETING DATE: DEC 12, 2011 | TICKER: FN SECURITY ID: G3323L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas F. Kelly | Management | For | For |
| 1.2 | Elect Director Frank H. Levinson | Management | For | For |
| 1.3 | Elect Director Virapan Pulges | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 02, 2012 | TICKER: FCS SECURITY ID: 303726103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles P. Carinalli | Management | For | For |
| 2 | Elect Director Randy W. Carson | Management | For | For |
| 3 | Elect Director Terry A. Klebe | Management | For | For |
| 4 | Elect Director Anthony Lear | Management | For | For |
| 5 | Elect Director Thomas L. Magnanti | Management | For | For |
| 6 | Elect Director Kevin J. McGarity | Management | For | For |
| 7 | Elect Director Bryan R. Roub | Management | For | For |
| 8 | Elect Director Ronald W. Shelly | Management | For | For |
| 9 | Elect Director Mark S. Thompson | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Reduce Supermajority Vote Requirement | Management | For | For |
| 13 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIRST SOLAR, INC.
MEETING DATE: MAY 23, 2012 | TICKER: FSLR SECURITY ID: 336433107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Ahearn | Management | For | For |
| 1.2 | Elect Director Richard D. Chapman | Management | For | For |
| 1.3 | Elect Director George A. Hambro | Management | For | For |
| 1.4 | Elect Director Craig Kennedy | Management | For | For |
| 1.5 | Elect Director James F. Nolan | Management | For | For |
| 1.6 | Elect Director William J. Post | Management | For | For |
| 1.7 | Elect Director J. Thomas Presby | Management | For | For |
| 1.8 | Elect Director Paul H. Stebbins | Management | For | For |
| 1.9 | Elect Director Michael Sweeney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: JUL 22, 2011 | TICKER: FLEX SECURITY ID: Y2573F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Robert L. Edwards as Director | Management | For | For |
| 1b | Reelect Daniel H. Schulman as Director | Management | For | For |
| 2 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 4 | Approve Changes in the Cash Compensation Payable to Non-Employee Directors and Additional Cash Compensation for the Chairman of the Board | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
FREESCALE SEMICONDUCTOR HOLDINGS I, LTD.
MEETING DATE: APR 25, 2012 | TICKER: FSL SECURITY ID: G3727Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Beyer | Management | For | For |
| 1.2 | Elect Director Chinh E. Chu | Management | For | For |
| 1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.4 | Elect Director Thomas H. Lister | Management | For | For |
| 1.5 | Elect Director John W. Marren | Management | For | For |
| 1.6 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.7 | Elect Director James A. Quella | Management | For | For |
| 1.8 | Elect Director Peter Smitham | Management | For | For |
| 1.9 | Elect Director Gregory L. Summe | Management | For | For |
| 1.10 | Elect Director Claudius E. Watts, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change Company Name to Freescale Semiconductor, Ltd. | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HIMAX TECHNOLOGIES INC.
MEETING DATE: SEP 07, 2011 | TICKER: HIMX SECURITY ID: 43289P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports For the Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Reelect Chih-Chung Tsai as Director | Management | For | Against |
| 3 | Reelect Yuan-Chuan Horng as Independent Non-Executive Director | Management | For | Against |
| 4 | Adopt the Company's 2011 Long-Term Incentive Plan | Management | For | Against |
| 5 | Other Business (Voting) | Management | For | Against |
| |
|---|
INPHI CORPORATION
MEETING DATE: DEC 08, 2011 | TICKER: IPHI SECURITY ID: 45772F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 17, 2012 | TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Andy D. Bryant | Management | For | For |
| 3 | Elect Director Susan L. Decker | Management | For | For |
| 4 | Elect Director John J. Donahoe | Management | For | For |
| 5 | Elect Director Reed E. Hundt | Management | For | For |
| 6 | Elect Director Paul S. Otellini | Management | For | For |
| 7 | Elect Director James D. Plummer | Management | For | For |
| 8 | Elect Director David S. Pottruck | Management | For | For |
| 9 | Elect Director Frank D. Yeary | Management | For | For |
| 10 | Elect Director David B. Yoffie | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
| |
|---|
INTERMOLECULAR, INC.
MEETING DATE: MAY 30, 2012 | TICKER: IMI SECURITY ID: 45882D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marvin D. Burkett | Management | For | For |
| 1.2 | Elect Director John L. Walecka | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INTERNATIONAL RECTIFIER CORPORATION
MEETING DATE: NOV 11, 2011 | TICKER: IRF SECURITY ID: 460254105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Dahl | Management | For | For |
| 1.2 | Elect Director Dwight W. Decker | Management | For | For |
| 1.3 | Elect Director Rochus E. Vogt | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
INTERSIL CORPORATION
MEETING DATE: MAY 02, 2012 | TICKER: ISIL SECURITY ID: 46069S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David B. Bell | Management | For | For |
| 2 | Elect Director Robert W. Conn | Management | For | For |
| 3 | Elect Director James V. Diller | Management | For | For |
| 4 | Elect Director Gary E. Gist | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Gregory Lang | Management | For | For |
| 7 | Elect Director Jan Peeters | Management | For | For |
| 8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
| 9 | Elect Director James A. Urry | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JABIL CIRCUIT, INC.
MEETING DATE: JAN 26, 2012 | TICKER: JBL SECURITY ID: 466313103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martha F. Brooks | Management | For | For |
| 1.2 | Elect Director Mel S. Lavitt | Management | For | For |
| 1.3 | Elect Director Timothy L. Main | Management | For | For |
| 1.4 | Elect Director William D. Morean | Management | For | For |
| 1.5 | Elect Director Lawrence J. Murphy | Management | For | For |
| 1.6 | Elect Director Frank A. Newman | Management | For | For |
| 1.7 | Elect Director Steven A. Raymund | Management | For | For |
| 1.8 | Elect Director Thomas A. Sansone | Management | For | For |
| 1.9 | Elect Director David M. Stout | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Other Business | Management | For | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 22, 2012 | TICKER: JNPR SECURITY ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mercedes Johnson | Management | For | For |
| 1.2 | Elect Director Scott Kriens | Management | For | For |
| 1.3 | Elect Director William R. Stensrud | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KLA-TENCOR CORPORATION
MEETING DATE: NOV 03, 2011 | TICKER: KLAC SECURITY ID: 482480100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.2 | Elect Director John T. Dickson | Management | For | For |
| 1.3 | Elect Director Kevin J. Kennedy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 03, 2011 | TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.3 | Elect Director Eric K. Brandt | Management | For | For |
| 1.4 | Elect Director Michael R. Cannon | Management | For | For |
| 1.5 | Elect Director Christine A. Heckart | Management | For | For |
| 1.6 | Elect Director Grant M. Inman | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.9 | Elect Director Kim E. Perdikou | Management | For | For |
| 1.10 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: MAY 10, 2012 | TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: MAY 10, 2012 | TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
LINEAR TECHNOLOGY CORPORATION
MEETING DATE: NOV 02, 2011 | TICKER: LLTC SECURITY ID: 535678106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | For |
| 1.2 | Elect Director Lothar Maier | Management | For | For |
| 1.3 | Elect Director Arthur C. Agnos | Management | For | For |
| 1.4 | Elect Director John J. Gordon | Management | For | For |
| 1.5 | Elect Director David S. Lee | Management | For | For |
| 1.6 | Elect Director Richard M. Moley | Management | For | For |
| 1.7 | Elect Director Thomas S. Volpe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LSI CORPORATION
MEETING DATE: MAY 09, 2012 | TICKER: LSI SECURITY ID: 502161102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles A. Haggerty | Management | For | For |
| 2 | Elect Director Richard S. Hill | Management | For | For |
| 3 | Elect Director John H.F. Miner | Management | For | For |
| 4 | Elect Director Arun Netravali | Management | For | For |
| 5 | Elect Director Charles C. Pope | Management | For | For |
| 6 | Elect Director Gregorio Reyes | Management | For | For |
| 7 | Elect Director Michael G. Strachan | Management | For | For |
| 8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 9 | Elect Director Susan M. Whitney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD.
MEETING DATE: JUN 28, 2012 | TICKER: MRVL SECURITY ID: G5876H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Sehat Sutardja | Management | For | For |
| 2 | Elect Director Pantas Sutardja | Management | For | For |
| 3 | Elect Director Juergen Gromer | Management | For | For |
| 4 | Elect Director Arturo Krueger | Management | For | For |
| 5 | Elect Director Randhir Thakur | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: NOV 16, 2011 | TICKER: MXIM SECURITY ID: 57772K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tunc Doluca | Management | For | For |
| 1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
| 1.3 | Elect Director James R. Bergman | Management | For | For |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | For |
| 1.5 | Elect Director Robert E. Grady | Management | For | For |
| 1.6 | Elect Director William D. Watkins | Management | For | Withhold |
| 1.7 | Elect Director A. R. Frank Wazzan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MEMC ELECTRONIC MATERIALS, INC.
MEETING DATE: MAY 25, 2012 | TICKER: WFR SECURITY ID: 552715104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Boehlke | Management | For | For |
| 2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Repricing of Options | Management | For | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 24, 2012 | TICKER: MU SECURITY ID: 595112103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Robert L. Bailey | Management | For | For |
| 3 | Elect Director Patrick J. Byrne | Management | For | For |
| 4 | Elect Director Mercedes Johnson | Management | For | For |
| 5 | Elect Director Lawrence N. Mondry | Management | For | For |
| 6 | Elect Director Robert E. Switz | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | Against |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MOTECH INDUSTRIES CO., LTD.
MEETING DATE: JUN 06, 2012 | TICKER: 6244 SECURITY ID: Y61397108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2011 Statement of Profit and Loss Appropriation | Management | For | For |
| 3 | Amend the Articles of Association | Management | For | For |
| 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 6 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
| 7 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Management | For | For |
| 8 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 9 | Approve to Issue the Restricted Stock | Management | For | For |
| 10.1 | Elect Rick Tsai, a Representative of TSMC Solar Ltd. with Shareholder No. 107966, as Director | Shareholder | None | Against |
| 10.2 | Elect Jen-Chau Huang, a Representative of TSMC Solar Ltd. with Shareholder No. 107966, as Director | Shareholder | None | Against |
| 11 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Management | For | Against |
| 12 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
NANOMETRICS INCORPORATED
MEETING DATE: MAY 24, 2012 | TICKER: NANO SECURITY ID: 630077105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard A. Bain, III | Management | For | For |
| 1.2 | Elect Director J. Thomas Bentley | Management | For | For |
| 1.3 | Elect Director Norman V. Coates | Management | For | For |
| 1.4 | Elect Director William G. Oldham | Management | For | For |
| 1.5 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.6 | Elect Director Stephen J Smith | Management | For | For |
| 1.7 | Elect Director Timothy J. Stultz | Management | For | For |
| 1.8 | Elect Director Bruce C. Rhine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NOVA MEASURING INSTRUMENTS LTD.
MEETING DATE: JUN 21, 2012 | TICKER: NVMI SECURITY ID: M7516K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-Approve Brightman Almagor Zohar & Co. as Auditors | Management | For | For |
| 2 | Amend Articles Re: Indemnification of Directors & Officers | Management | For | For |
| 3.1 | Reelect Michael Brunstein as Director | Management | For | For |
| 3.2 | Reelect Alon Dumanis as Director | Management | For | For |
| 4 | Reelect Avi Cohen as Director and Classify Him as an Independent Director | Management | For | For |
| 5 | Relect Naama Zeldis as External Director | Management | For | For |
| 5a | Indicate Personal/Controlling Interest in Proposed Agenda Item | Management | None | Against |
| 6 | Approve Amended Director & Officer Indemnification Agreements | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Review Audited Consolidated Financial Statements for 2011 | Management | None | None |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 17, 2012 | TICKER: NVDA SECURITY ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tench Coxe | Management | For | For |
| 1.2 | Elect Director Mark L. Perry | Management | For | For |
| 1.3 | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAY 30, 2012 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Adopt Financial Statements | Management | For | For |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect J.P. Huth as Non-Executive Director | Management | For | For |
| 3d | Reelect N. Cattelain as Non-Executive Director | Management | For | For |
| 3e | Reelect E. Durban as Non-Executive Director | Management | For | For |
| 3f | Reelect K.A. Goldman as Non-Executive Director | Management | For | For |
| 3g | Reelect J. Kaeser as Non-Executive Director | Management | For | For |
| 3h | Reelect I. Loring as Non-Executive Director | Management | For | For |
| 3i | Reelect M. Plantevin as Non-Executive Director | Management | For | For |
| 3j | Reelect V. Bhatia as Non-Executive Director | Management | For | For |
| 3k | Elect R. Mackenzie as Non-Executive Director | Management | For | For |
| 4 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 5 | Authorize Repurchase of Shares | Management | For | For |
| 6 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
O2MICRO INTERNATIONAL LTD.
MEETING DATE: JUN 22, 2012 | TICKER: OIIM SECURITY ID: 67107W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect James Keim as Director | Management | For | For |
| 1b | Elect Lawrence Lai-Fu Lin as Director | Management | For | For |
| 1c | Elect Ji Liu as Director | Management | For | For |
| 2 | Amend 2005 Share Option Plan | Management | For | Against |
| 3 | Amend 2005 Share Incentive Plan | Management | For | Against |
| 4 | Amend 2009 Employee Stock Purchase Plan | Management | For | For |
| 5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 6 | Appoint Deloitte & Touche as Auditors of the Company | Management | For | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 15, 2012 | TICKER: ONNN SECURITY ID: 682189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Atsushi Abe | Management | For | For |
| 2 | Elect Director Curtis J. Crawford | Management | For | For |
| 3 | Elect Director Daryl A. Ostrander | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PMC-SIERRA, INC.
MEETING DATE: MAY 10, 2012 | TICKER: PMCS SECURITY ID: 69344F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 2 | Elect Director James V. Diller, Sr. | Management | For | For |
| 3 | Elect Director Michael R. Farese | Management | For | For |
| 4 | Elect Director Jonathan J. Judge | Management | For | For |
| 5 | Elect Director Michael A. Klayko | Management | For | For |
| 6 | Elect Director William H. Kurtz | Management | For | For |
| 7 | Elect Director Gregory S. Lang | Management | For | For |
| 8 | Elect Director Frank J. Marshall | Management | For | For |
| 9 | Elect Director Richard N. Nottenburg | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 06, 2012 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.7 | Elect Director Robert E. Kahn | Management | For | For |
| 1.8 | Elect Director Sherry Lansing | Management | For | For |
| 1.9 | Elect Director Duane A. Nelles | Management | For | For |
| 1.10 | Elect Director Francisco Ros | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | Management | For | For |
| |
|---|
RENESAS ELECTRONICS CORP
MEETING DATE: JUN 26, 2012 | TICKER: 6723 SECURITY ID: J4881U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Akao, Yasushi | Management | For | For |
| 1.2 | Elect Director Kato, Masaki | Management | For | For |
| 1.3 | Elect Director Furukawa, Susumu | Management | For | Against |
| 1.4 | Elect Director Yamamura, Masahiro | Management | For | For |
| 1.5 | Elect Director Yano, Yoichi | Management | For | For |
| 1.6 | Elect Director Iwakuma, Shozo | Management | For | For |
| 1.7 | Elect Director Mizugaki, Shigeo | Management | For | For |
| 1.8 | Elect Director Ichige, Masayuki | Management | For | For |
| 1.9 | Elect Director Yamamoto, Tokuo | Management | For | For |
| 1.10 | Elect Director Tsurumaru, Tetsuya | Management | For | For |
| 2.1 | Appoint Statutory Auditor Fukuda, Kazuki | Management | For | Against |
| 2.2 | Appoint Statutory Auditor Kitamatsu, Yoshihito | Management | For | Against |
| |
|---|
RF MICRO DEVICES, INC.
MEETING DATE: AUG 03, 2011 | TICKER: RFMD SECURITY ID: 749941100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter H. Wilkinson, Jr | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director John R. Harding | Management | For | For |
| 1.6 | Elect Director Masood A. Jabbar | Management | For | For |
| 1.7 | Elect Director Casimir S. Skrzypczak | Management | For | For |
| 1.8 | Elect Director Erik H. Van Der Kaay | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SANDISK CORPORARTION
MEETING DATE: JUN 12, 2012 | TICKER: SNDK SECURITY ID: 80004C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael E. Marks | Management | For | For |
| 2 | Elect Director Kevin DeNuccio | Management | For | For |
| 3 | Elect Director Irwin Federman | Management | For | For |
| 4 | Elect Director Steven J. Gomo | Management | For | For |
| 5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 6 | Elect Director Chenming Hu | Management | For | For |
| 7 | Elect Director Catherine P. Lego | Management | For | For |
| 8 | Elect Director Sanjay Mehrotra | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SEAGATE TECHNOLOGY PUBLIC LIMITED COMPANY
MEETING DATE: OCT 26, 2011 | TICKER: STX SECURITY ID: G7945M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Stephen J. Luczo as Director | Management | For | For |
| 2 | Reelect D Frank J. Biondi, Jr. as Director | Management | For | For |
| 3 | Reelect Michael R. Cannon as Director | Management | For | For |
| 4 | Reelect Lydia M. Marshall as Director | Management | For | For |
| 5 | Reelect C.S. Park as Director | Management | For | For |
| 6 | Reelect Gregorio Reyes as Director | Management | For | For |
| 7 | Reelect Edward J. Zander as Director | Management | For | For |
| 8 | Approve Omnibus Stock Plan | Management | For | Against |
| 9 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 10, 2012 | TICKER: SWKS SECURITY ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. McLachlan | Management | For | For |
| 1.2 | Elect Director David J. Aldrich | Management | For | For |
| 1.3 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.4 | Elect Director Moiz M. Beguwala | Management | For | For |
| 1.5 | Elect Director Timothy R. Furey | Management | For | For |
| 1.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.7 | Elect Director Thomas C. Leonard | Management | For | For |
| 1.8 | Elect Director David P. McGlade | Management | For | For |
| 1.9 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SMART MODULAR TECHNOLOGIES (WWH), INC.
MEETING DATE: AUG 12, 2011 | TICKER: SMOD SECURITY ID: G82245104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
SPANSION INC.
MEETING DATE: MAY 11, 2012 | TICKER: CODE SECURITY ID: 84649R200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans Geyer | Management | For | For |
| 1.2 | Elect Director Clifton Thomas Weatherford | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STANDARD MICROSYSTEMS CORPORATION
MEETING DATE: JUL 28, 2011 | TICKER: SMSC SECURITY ID: 853626109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Bilodeau | Management | For | For |
| 1.2 | Elect Director Peter F. Dicks | Management | For | For |
| 1.3 | Elect Director Stephen C. McCluski | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
STATS CHIPPAC LIMITED
MEETING DATE: APR 23, 2012 | TICKER: S24 SECURITY ID: Y8162B113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Charles R. Wofford as Director | Management | For | For |
| 1b | Reelect R. Douglas Norby as Director | Management | For | For |
| 2a | Reelect Peter Seah Lim Huat as Director | Management | For | For |
| 2b | Reelect Tan Lay Koon as Director | Management | For | For |
| 3 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Directors' Fees of $625,500 for the Year Ending Dec. 30, 2012 | Management | For | For |
| 6 | Elect Pasquale Pistorio as Director | Management | For | For |
| 7a | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 7b | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Substitute Share Purchase and Option Plan and the STATS ChipPAC Ltd. Substitute Equity Incentive Plan | Management | For | For |
| 7c | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Share Option Plan | Management | For | For |
| 7d | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Equity Grant Plan for Non-Executive Directors | Management | For | For |
| 7e | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Performance Share Plan 2009 | Management | For | For |
| |
|---|
STMICROELECTRONICS NV
MEETING DATE: MAY 30, 2012 | TICKER: STM SECURITY ID: 861012102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board | Management | None | None |
| 3 | Receive Report of Supervisory Board | Management | None | None |
| 4a | Adopt Financial Statements | Management | For | For |
| 4b | Approve Allocation of Income and Dividends of USD 0.40 per Share | Management | For | For |
| 4c | Approve Discharge of Management Board | Management | For | For |
| 4d | Approve Discharge of Supervisory Board | Management | For | For |
| 5a | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5b | Approve Restricted Stock Grants | Management | For | For |
| 6 | Elect M. Verluyten to Supervisory Board | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Allow Questions | Management | None | None |
| 9 | Close Meeting | Management | None | None |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: NOV 15, 2011 | TICKER: SPWRA SECURITY ID: 867652307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reclassification of Class A and Class B Common Stock into a Single Class of Common Stock and Eliminate Obsolete Provisions of the Certificate of Incorporation | Management | For | For |
| 2 | Provide Right to Act by Written Consent | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SUPERTEX, INC.
MEETING DATE: AUG 19, 2011 | TICKER: SUPX SECURITY ID: 868532102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry C. Pao | Management | For | For |
| 1.2 | Elect Director Benedict C.K. Choy | Management | For | For |
| 1.3 | Elect Director W. Mark Loveless | Management | For | For |
| 1.4 | Elect Director Elliott Schlam | Management | For | For |
| 1.5 | Elect Director Milton Feng | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
SYNAPTICS INCORPORATED
MEETING DATE: OCT 18, 2011 | TICKER: SYNA SECURITY ID: 87157D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francis F. Lee | Management | For | For |
| 1.2 | Elect Director Nelson C. Chan | Management | For | For |
| 1.3 | Elect Director Richard L. Sanquini | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TE CONNECTIVITY LTD.
MEETING DATE: MAR 07, 2012 | TICKER: TEL SECURITY ID: H84989104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 2 | Reelect Juergen Gromer as Director | Management | For | For |
| 3 | Reelect William A. Jeffrey as Director | Management | For | For |
| 4 | Reelect Thomas Lynch as Director | Management | For | For |
| 5 | Reelect Yong Nam as Director | Management | For | For |
| 6 | Reelect Daniel Phelan as Director | Management | For | For |
| 7 | Reelect Frederic Poses as Director | Management | For | For |
| 8 | Reelect Lawrence Smith as Director | Management | For | For |
| 9 | Reelect Paula Sneed as Director | Management | For | For |
| 10 | Reelect David Steiner as Director | Management | For | For |
| 11 | Reelect John Van Scoter as Director | Management | For | For |
| 12 | Accept Annual Report for Fiscal 2010/2011 | Management | For | For |
| 13 | Accept Statutory Financial Statements for Fiscal 2011/2012 | Management | For | For |
| 14 | Accept Consolidated Financial Statements for Fiscal 2011/2012 | Management | For | For |
| 15 | Approve Discharge of Board and Senior Management | Management | For | For |
| 16 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2011/2012 | Management | For | For |
| 17 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2011/2012 | Management | For | For |
| 18 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2011/2012 | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Amend Omnibus Stock Plan | Management | For | For |
| 21 | Approve Reduction in Share Capital | Management | For | For |
| 22 | Authorize Share Repurchase Program | Management | For | For |
| 23 | Approve Ordinary Cash Dividend | Management | For | For |
| 24 | Approve Reallocation of Free Reserves to Legal Reserves | Management | For | For |
| 25 | Adjourn Meeting | Management | For | For |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 22, 2012 | TICKER: TER SECURITY ID: 880770102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Bagley | Management | For | For |
| 2 | Elect Director Michael A. Bradley | Management | For | For |
| 3 | Elect Director Albert Carnesale | Management | For | For |
| 4 | Elect Director Daniel W. Christman | Management | For | For |
| 5 | Elect Director Edwin J. Gillis | Management | For | For |
| 6 | Elect Director Timothy E. Guertin | Management | For | For |
| 7 | Elect Director Paul J. Tufano | Management | For | For |
| 8 | Elect Director Roy A. Vallee | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
TESSERA TECHNOLOGIES, INC.
MEETING DATE: MAR 30, 2012 | TICKER: TSRA SECURITY ID: 88164L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Boehlke | Management | For | For |
| 2 | Elect Director John B. Goodrich | Management | For | For |
| 3 | Elect Director David C. Nagel, Ph.D. | Management | For | For |
| 4 | Elect Director Kevin G. Rivette | Management | For | For |
| 5 | Elect Director Anthony J. Tether, Ph.D. | Management | For | For |
| 6 | Elect Director Robert A. Young, Ph.D. | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 19, 2012 | TICKER: TXN SECURITY ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director R.W. Babb, Jr. | Management | For | For |
| 2 | Elect Director D.A. Carp | Management | For | For |
| 3 | Elect Director C.S. Cox | Management | For | For |
| 4 | Elect Director P.H. Patsley | Management | For | For |
| 5 | Elect Director R.E. Sanchez | Management | For | For |
| 6 | Elect Director W.R. Sanders | Management | For | For |
| 7 | Elect Director R.J. Simmons | Management | For | For |
| 8 | Elect Director R.K. Templeton | Management | For | For |
| 9 | Elect Director C.T. Whitman | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
TRINA SOLAR LTD.
MEETING DATE: SEP 13, 2011 | TICKER: TSL SECURITY ID: 89628E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Junfeng Li as Director | Management | For | For |
| 2 | Reelect Liping Qiu as Director | Management | For | For |
| 3 | Appoint Deloitte Touche Tohmatsu as Auditors | Management | For | For |
| |
|---|
TRIQUINT SEMICONDUCTOR, INC.
MEETING DATE: MAY 02, 2012 | TICKER: TQNT SECURITY ID: 89674K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles Scott Gibson | Management | For | For |
| 2 | Elect Director David H.Y. Ho | Management | For | For |
| 3 | Elect Director Nicolas Kauser | Management | For | For |
| 4 | Elect Director Ralph G. Quinsey | Management | For | For |
| 5 | Elect Director Walden C. Rhines | Management | For | For |
| 6 | Elect Director Steven J. Sharp | Management | For | For |
| 7 | Elect Director Willis C. Young | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Approve Omnibus Stock Plan | Management | For | Against |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TTM TECHNOLOGIES, INC.
MEETING DATE: APR 25, 2012 | TICKER: TTMI SECURITY ID: 87305R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald W. Iverson | Management | For | For |
| 1.2 | Elect Director Robert E. Klatell | Management | For | For |
| 1.3 | Elect Director John G. Mayer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ULTRATECH, INC.
MEETING DATE: JUL 19, 2011 | TICKER: UTEK SECURITY ID: 904034105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur W. Zafiropoulo | Management | For | For |
| 1.2 | Elect Director Joel F. Gemunder | Management | For | For |
| 1.3 | Elect Director Nicholas Konidaris | Management | For | For |
| 1.4 | Elect Director Dennis Raney | Management | For | For |
| 1.5 | Elect Director Henri Richard | Management | For | For |
| 1.6 | Elect Director Rick Timmins | Management | For | For |
| 1.7 | Elect Director Ben Tsai | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
VIASYSTEMS GROUP, INC.
MEETING DATE: MAY 08, 2012 | TICKER: VIAS SECURITY ID: 92553H803
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Burger | Management | For | For |
| 1.2 | Elect Director Timothy L. Conlon | Management | For | For |
| 1.3 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.4 | Elect Director Kirby A. Dyess | Management | For | For |
| 1.5 | Elect Director Peter Frank | Management | For | For |
| 1.6 | Elect Director Jack D. Furst | Management | For | For |
| 1.7 | Elect Director Edward Herring | Management | For | For |
| 1.8 | Elect Director Dominic J. Pileggi | Management | For | For |
| 1.9 | Elect Director John K. Pruellage | Management | For | For |
| 1.10 | Elect Director David M. Sindelar | Management | For | For |
| 1.11 | Elect Director Christopher J. Steffen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
VOLTERRA SEMICONDUCTOR CORPORATION
MEETING DATE: APR 20, 2012 | TICKER: VLTR SECURITY ID: 928708106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Paisley | Management | For | For |
| 1.2 | Elect Director Stephen Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 10, 2011 | TICKER: WDC SECURITY ID: 958102105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen A. Cote | Management | For | For |
| 2 | Elect Director John F. Coyne | Management | For | For |
| 3 | Elect Director Henry T. DeNero | Management | For | For |
| 4 | Elect Director William L. Kimsey | Management | For | For |
| 5 | Elect Director Michael D. Lambert | Management | For | For |
| 6 | Elect Director Len J. Lauer | Management | For | For |
| 7 | Elect Director Matthew E. Massengill | Management | For | For |
| 8 | Elect Director Roger H. Moore | Management | For | For |
| 9 | Elect Director Thomas E. Pardun | Management | For | For |
| 10 | Elect Director Arif Shakeel | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
XILINX, INC.
MEETING DATE: AUG 10, 2011 | TICKER: XLNX SECURITY ID: 983919101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Philip T. Gianos | Management | For | For |
| 2 | Elect Director Moshe N. Gavrielov | Management | For | For |
| 3 | Elect Director John L. Doyle | Management | For | For |
| 4 | Elect Director Jerald G. Fishman | Management | For | For |
| 5 | Elect Director William G. Howard, Jr. | Management | For | For |
| 6 | Elect Director J. Michael Patterson | Management | For | For |
| 7 | Elect Director Albert A. Pimentel | Management | For | For |
| 8 | Elect Director Marshall C. Turner | Management | For | For |
| 9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR ENERGY FUND
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 17, 2012 | TICKER: ANR SECURITY ID: 02076X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 2 | Elect Director William J. Crowley, Jr. | Management | For | For |
| 3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 4 | Elect Director Glenn A. Eisenberg | Management | For | For |
| 5 | Elect Director P. Michael Giftos | Management | For | For |
| 6 | Elect Director Deborah M. Fretz | Management | For | For |
| 7 | Elect Director Joel Richards, III | Management | For | For |
| 8 | Elect Director James F. Roberts | Management | For | For |
| 9 | Elect Director Ted G. Wood | Management | For | For |
| 10 | Approve Omnibus Stock Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 15, 2012 | TICKER: APC SECURITY ID: 032511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kevin P. Chilton | Management | For | For |
| 2 | Elect Director Luke R. Corbett | Management | For | For |
| 3 | Elect Director H. Paulett Eberhart | Management | For | For |
| 4 | Elect Director Peter J. Fluor | Management | For | For |
| 5 | Elect Director Richard L. George | Management | For | For |
| 6 | Elect Director Preston M. Geren, III | Management | For | For |
| 7 | Elect Director Charles W. Goodyear | Management | For | For |
| 8 | Elect Director John R. Gordon | Management | For | For |
| 9 | Elect Director James T. Hackett | Management | For | For |
| 10 | Elect Director Eric D. Mullins | Management | For | For |
| 11 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 12 | Elect Director R. A. Walker | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Require Independent Board Chairman | Shareholder | Against | Against |
| 17 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
| 18 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 19 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
APACHE CORPORATION
MEETING DATE: MAY 24, 2012 | TICKER: APA SECURITY ID: 037411105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott D. Josey | Management | For | For |
| 2 | Elect Director George D. Lawrence | Management | For | For |
| 3 | Elect Director Rodman D. Patton | Management | For | For |
| 4 | Elect Director Charles J. Pitman | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
ATLAS ENERGY, L.P.
MEETING DATE: APR 26, 2012 | TICKER: ATLS SECURITY ID: 04930A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Holtz | Management | For | For |
| 1.2 | Elect Director William G. Karis | Management | For | For |
| 1.3 | Elect Director Harvey G. Magarick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
BANKERS PETROLEUM LTD.
MEETING DATE: JUN 27, 2012 | TICKER: BNK SECURITY ID: 066286303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Abdel F. (Abby) Badwi | Management | For | For |
| 2.2 | Elect Director Eric Brown | Management | For | For |
| 2.3 | Elect Director Wesley Clark | Management | For | For |
| 2.4 | Elect Director Robert Cross | Management | For | For |
| 2.5 | Elect Director Jonathan Harris | Management | For | For |
| 2.6 | Elect Director Phillip Knoll | Management | For | For |
| 2.7 | Elect Director Ian B. McMurtrie | Management | For | For |
| 2.8 | Elect Director John B. Zaozirny | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: MAY 01, 2012 | TICKER: COG SECURITY ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Rhys J. Best | Management | For | For |
| 2 | Elect Director Robert Kelley | Management | For | For |
| 3 | Elect Director P. Dexter Peacock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 9 | Provide Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CAL DIVE INTERNATIONAL, INC.
MEETING DATE: MAY 15, 2012 | TICKER: DVR SECURITY ID: 12802T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Quinn J. Hebert | Management | For | For |
| 1.2 | Elect Director Todd A. Dittmann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CHENIERE ENERGY, INC.
MEETING DATE: JUN 01, 2012 | TICKER: LNG SECURITY ID: 16411R208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nuno Brandolini | Management | For | For |
| 1.2 | Elect Director John M. Deutch | Management | For | Withhold |
| 1.3 | Elect Director Paul J. Hoenmans | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 08, 2012 | TICKER: CHK SECURITY ID: 165167107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard K. Davidson | Management | For | Withhold |
| 1.2 | Elect Director V. Burns Hargis | Management | For | Withhold |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Reincorporate in Another State [from Oklahoma to Delaware] | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 9 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 10 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 30, 2012 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Linnet F. Deily | Management | For | For |
| 2 | Elect Director Robert E. Denham | Management | For | For |
| 3 | Elect Director Chuck Hagel | Management | For | For |
| 4 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 5 | Elect Director George L. Kirkland | Management | For | For |
| 6 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 7 | Elect Director Kevin W. Sharer | Management | For | For |
| 8 | Elect Director John G. Stumpf | Management | For | For |
| 9 | Elect Director Ronald D. Sugar | Management | For | For |
| 10 | Elect Director Carl Ware | Management | For | For |
| 11 | Elect Director John S. Watson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Remove Exclusive Venue Provision | Shareholder | Against | Against |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 17 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| 18 | Report on Hydraulic Fracturing Risks to Company | Shareholder | Against | Abstain |
| 19 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| |
|---|
COBALT INTERNATIONAL ENERGY, INC.
MEETING DATE: APR 26, 2012 | TICKER: CIE SECURITY ID: 19075F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph H. Bryant | Management | For | For |
| 1.2 | Elect Director Peter R. Coneway | Management | For | For |
| 1.3 | Elect Director Michael G. France | Management | For | For |
| 1.4 | Elect Director Jack E. Golden | Management | For | For |
| 1.5 | Elect Director N. John Lancaster | Management | For | For |
| 1.6 | Elect Director Scott L. Lebovitz | Management | For | For |
| 1.7 | Elect Director Jon A. Marshall | Management | For | For |
| 1.8 | Elect Director Kenneth W. Moore | Management | For | For |
| 1.9 | Elect Director Kenneth A. Pontarelli | Management | For | For |
| 1.10 | Elect Director Myles W. Scoggins | Management | For | For |
| 1.11 | Elect Director D. Jeff van Steenbergen | Management | For | For |
| 1.12 | Elect Director Martin H. Young, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMPAGNIE GENERALE DE GEOPHYSIQUE VERITAS
MEETING DATE: MAY 10, 2012 | TICKER: GA SECURITY ID: F2349S108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Reelect Robert Brunk as Director | Management | For | For |
| 5 | Reelect Olivier Appert as Director | Management | For | For |
| 6 | Reelect Daniel Valot as Director | Management | For | For |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 730,000 | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 10 | Approve Related-Party Transactions Regarding Corporate Officers' Remuneration | Management | For | For |
| 11 | Approve Severance Payment Agreement with Stephane Paul Frydman | Management | For | For |
| 12 | Approve Severance Payment Agreement with Pascal Rouiller | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
DISCOVERY OFFSHORE SA
MEETING DATE: MAY 16, 2012 | TICKER: SECURITY ID: L2549N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Board's Report | Management | None | None |
| 2 | Receive Auditor's Report | Management | None | None |
| 3.i | Accept Financial Statements | Management | For | For |
| 3.ii | Acknowledge Loss Incurred in Fiscal Year under Review | Management | For | For |
| 3.iii | Approve Treatment of Net Loss | Management | For | For |
| 4 | Accept Consolidated Financial Statements | Management | For | For |
| 5.i | Approve Discharge of Director Ketil Lenning | Management | For | For |
| 5.ii | Approve Discharge of Director Joost Mees | Management | For | For |
| 5.iii | Approve Discharge of Director Yves Wagner | Management | For | For |
| 5.iv | Approve Discharge of Director Richard G. Minor | Management | For | For |
| 5.v | Approve Discharge of Director Stephen Butz | Management | For | For |
| 5.vi | Approve Discharge of Director James W. Noe | Management | For | For |
| 6 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 22, 2012 | TICKER: ESV SECURITY ID: 29358Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect C. Christopher Gaut as Director | Management | For | For |
| 2 | Re-elect Gerald W. Haddock as Director | Management | For | For |
| 3 | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
| 4 | Re-elect Francis S. Kalman as Director | Management | For | For |
| 5 | Re-elect David A. B. Brown as Director | Management | For | For |
| 6 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
| 7 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
| 8 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Approve Omnibus Stock Plan | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers Compensation | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: MAY 02, 2012 | TICKER: EOG SECURITY ID: 26875P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director George A. Alcorn | Management | For | For |
| 2 | Elect Director Charles R. Crisp | Management | For | For |
| 3 | Elect Director James C. Day | Management | For | For |
| 4 | Elect Director Mark G. Papa | Management | For | For |
| 5 | Elect Director H. Leighton Steward | Management | For | For |
| 6 | Elect Director Donald F. Textor | Management | For | For |
| 7 | Elect Director Frank G. Wisner | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 11 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
| |
|---|
EQT CORPORATION
MEETING DATE: APR 18, 2012 | TICKER: EQT SECURITY ID: 26884L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.2 | Elect Director Margaret K. Dorman | Management | For | For |
| 1.3 | Elect Director Philip G. Behrman | Management | For | For |
| 1.4 | Elect Director A. Bray Cary, Jr. | Management | For | For |
| 1.5 | Elect Director Lee T. Todd, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
EXCO RESOURCES, INC.
MEETING DATE: OCT 06, 2011 | TICKER: XCO SECURITY ID: 269279402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Miller | Management | For | Withhold |
| 1.2 | Elect Director Stephen F. Smith | Management | For | Withhold |
| 1.3 | Elect Director Jeffrey D. Benjamin | Management | For | Withhold |
| 1.4 | Elect Director Earl E. Ellis | Management | For | Withhold |
| 1.5 | Elect Director B. James Ford | Management | For | Withhold |
| 1.6 | Elect Director Mark Mulhern | Management | For | Withhold |
| 1.7 | Elect Director T. Boone Pickens | Management | For | Withhold |
| 1.8 | Elect Director Jeffrey S. Serota | Management | For | Withhold |
| 1.9 | Elect Director Robert L. Stillwell | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
EXCO RESOURCES, INC.
MEETING DATE: MAY 31, 2012 | TICKER: XCO SECURITY ID: 269279402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Miller | Management | For | For |
| 1.2 | Elect Director Stephen F. Smith | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.4 | Elect Director Earl E. Ellis | Management | For | For |
| 1.5 | Elect Director B. James Ford | Management | For | For |
| 1.6 | Elect Director Mark Mulhern | Management | For | For |
| 1.7 | Elect Director T. Boone Pickens | Management | For | For |
| 1.8 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
| 1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
| 1.10 | Elect Director Robert L. Stillwell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 30, 2012 | TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director H.H. Fore | Management | For | For |
| 1.6 | Elect Director K.C. Frazier | Management | For | For |
| 1.7 | Elect Director W.W. George | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.S. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 8 | Report on Hydraulic Fracturing Risks to Company | Shareholder | Against | Abstain |
| 9 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FOSTER WHEELER AG
MEETING DATE: AUG 02, 2011 | TICKER: FWLT SECURITY ID: H27178104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Roberto Quarta as Director | Management | For | For |
| 2 | Elect John M. Malcolm as Director | Management | For | For |
| 3 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS. | Management | For | Abstain |
| |
|---|
FOSTER WHEELER AG
MEETING DATE: MAY 01, 2012 | TICKER: FWLT SECURITY ID: H27178104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Umberto della Sala as Director | Management | For | For |
| 2 | Elect J. Kent Masters as Director | Management | For | For |
| 3 | Elect Roberto Quarta as Director | Management | For | For |
| 4 | Elect Maureen B. Tart-Bezer as Director | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9 | Approve Discharge of Board and Senior Management | Management | For | For |
| 10 | Approve CHF 51,721,260 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 11 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | For |
| 12 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
| |
|---|
FUGRO NV
MEETING DATE: MAY 22, 2012 | TICKER: FUR SECURITY ID: N3385Q197
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management and Supervisory Board | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Approve Dividends of EUR 1.50 Per Share | Management | For | For |
| 7 | Elect H.L.J. Noy to Supervisory Board | Management | For | For |
| 8a | Reelect A. Jonkman to Management Board | Management | For | For |
| 8b | Reelect J. Ruegg to Management Board | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10a | Grant Board Authority to Issue Shares | Management | For | For |
| 10b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | Management | For | Against |
| 11 | Other Business | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| |
|---|
GRAN TIERRA ENERGY INC.
MEETING DATE: JUN 27, 2012 | TICKER: GTE SECURITY ID: 38500T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dana Coffield | Management | For | For |
| 1.2 | Elect Director Jeffrey Scott | Management | For | For |
| 1.3 | Elect Director Verne Johnson | Management | For | For |
| 1.4 | Elect Director Nicholas G. Kirton | Management | For | For |
| 1.5 | Elect Director Ray Antony | Management | For | For |
| 1.6 | Elect Director J. Scott Price | Management | For | For |
| 1.7 | Elect Director Gerald Macey | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GRANDE CACHE COAL CORP.
MEETING DATE: AUG 16, 2011 | TICKER: GCE SECURITY ID: 38655X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Robert H. Stan | Management | For | For |
| 2.2 | Elect Director Robert G. Brawn | Management | For | For |
| 2.3 | Elect Director Barry T. Davies | Management | For | For |
| 2.4 | Elect Director Donald J. Douglas | Management | For | For |
| 2.5 | Elect Director Nicholas G. Kirton | Management | For | For |
| 2.6 | Elect Director John R. Morgan | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| |
|---|
GULFMARK OFFSHORE, INC.
MEETING DATE: JUN 07, 2012 | TICKER: GLF SECURITY ID: 402629208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter I. Bijur | Management | For | For |
| 1.2 | Elect Director David J. Butters | Management | For | For |
| 1.3 | Elect Director Brian R. Ford | Management | For | For |
| 1.4 | Elect Director Louis S. Gimbel, III | Management | For | For |
| 1.5 | Elect Director Sheldon S. Gordon | Management | For | For |
| 1.6 | Elect Director Robert B. Millard | Management | For | For |
| 1.7 | Elect Director Rex C. Ross | Management | For | For |
| 1.8 | Elect Director Bruce A. Streeter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 16, 2012 | TICKER: HAL SECURITY ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan M. Bennett | Management | For | For |
| 2 | Elect Director James R. Boyd | Management | For | For |
| 3 | Elect Director Milton Carroll | Management | For | For |
| 4 | Elect Director Nance K. Dicciani | Management | For | For |
| 5 | Elect Director Murry S. Gerber | Management | For | For |
| 6 | Elect Director S. Malcolm Gillis | Management | For | For |
| 7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 8 | Elect Director David J. Lesar | Management | For | For |
| 9 | Elect Director Robert A. Malone | Management | For | For |
| 10 | Elect Director J. Landis Martin | Management | For | For |
| 11 | Elect Director Debra L. Reed | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
HESS CORPORATION
MEETING DATE: MAY 02, 2012 | TICKER: HES SECURITY ID: 42809H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J.B. Hess | Management | For | For |
| 2 | Elect Director S.W. Bodman | Management | For | For |
| 3 | Elect Director R. Lavizzo Mourey | Management | For | For |
| 4 | Elect Director C.G. Matthews | Management | For | For |
| 5 | Elect Director E.H. Von Metzsch | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| 9 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
HOLLYFRONTIER CORPORATION
MEETING DATE: MAY 16, 2012 | TICKER: HFC SECURITY ID: 436106108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas Y. Bech | Management | For | For |
| 2 | Elect Director Buford P. Berry | Management | For | For |
| 3 | Elect Director Matthew P. Clifton | Management | For | For |
| 4 | Elect Director Leldon E. Echols | Management | For | For |
| 5 | Elect Director R. Kevin Hardage | Management | For | For |
| 6 | Elect Director Michael C. Jennings | Management | For | For |
| 7 | Elect Director Robert J. Kostelnik | Management | For | For |
| 8 | Elect Director James H. Lee | Management | For | For |
| 9 | Elect Director Robert G. McKenzie | Management | For | For |
| 10 | Elect Director Franklin Myers | Management | For | For |
| 11 | Elect Director Michael E. Rose | Management | For | For |
| 12 | Elect Director Tommy A. Valenta | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
INTEROIL CORPORATION
MEETING DATE: JUN 15, 2012 | TICKER: IOC SECURITY ID: 460951106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gaylen J. Byker | Management | For | For |
| 1.2 | Elect Director Roger N. Grundy | Management | For | For |
| 1.3 | Elect Director Roger Lewis | Management | For | For |
| 1.4 | Elect Director Phil E. Mulacek | Management | For | For |
| 1.5 | Elect Director Ford Nicholson | Management | For | For |
| 1.6 | Elect Director Christian M. Vinson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
KEY ENERGY SERVICES, INC.
MEETING DATE: MAY 17, 2012 | TICKER: KEG SECURITY ID: 492914106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard J. Alario | Management | For | For |
| 2 | Elect Director Ralph S. Michael, III | Management | For | For |
| 3 | Elect Director Arlene M. Yocum | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KODIAK OIL & GAS CORP.
MEETING DATE: JUN 13, 2012 | TICKER: KOG SECURITY ID: 50015Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lynn A. Peterson | Management | For | For |
| 2 | Elect Director James E. Catlin | Management | For | For |
| 3 | Elect Director Rodney D. Knutson | Management | For | For |
| 4 | Elect Director Herrick K. Lidstone, Jr. | Management | For | For |
| 5 | Elect Director William J. Krysiak | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES N.V.
MEETING DATE: MAY 09, 2012 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Robin Buchanan as Class II Director to the Supervisory Board | Management | For | For |
| 1b | Elect Stephen F. Cooper as Class II Director to the Supervisory Board | Management | For | For |
| 1c | Elect Robert G. Gwin as Class II Director to the Supervisory Board | Management | For | For |
| 1d | Elect Marvin O. Schlanger as Class II Director to the Supervisory Board | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Dividends of USD 0.25 Per Share | Management | For | For |
| 9 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 25, 2012 | TICKER: MRO SECURITY ID: 565849106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Pierre Brondeau | Management | For | For |
| 3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 4 | Elect Director Linda Z. Cook | Management | For | For |
| 5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 6 | Elect Director Philip Lader | Management | For | For |
| 7 | Elect Director Michael E. J. Phelps | Management | For | For |
| 8 | Elect Director Dennis H. Reilley | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MARATHON PETROLEUM CORPORATION
MEETING DATE: APR 25, 2012 | TICKER: MPC SECURITY ID: 56585A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Daberko | Management | For | For |
| 1.2 | Elect Director Donna A. James | Management | For | For |
| 1.3 | Elect Director Charles R. Lee | Management | For | For |
| 1.4 | Elect Director Seth E. Schofield | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MCDERMOTT INTERNATIONAL, INC.
MEETING DATE: MAY 10, 2012 | TICKER: MDR SECURITY ID: 580037109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bookout, III | Management | For | For |
| 1.2 | Elect Director Roger A. Brown | Management | For | For |
| 1.3 | Elect Director Stephen G. Hanks | Management | For | For |
| 1.4 | Elect Director Stephen M. Johnson | Management | For | For |
| 1.5 | Elect Director D. Bradley McWilliams | Management | For | For |
| 1.6 | Elect Director Thomas C. Schievelbein | Management | For | For |
| 1.7 | Elect Director Mary Shafer-Malicki | Management | For | For |
| 1.8 | Elect Director David A. Trice | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MURPHY OIL CORPORATION
MEETING DATE: MAY 09, 2012 | TICKER: MUR SECURITY ID: 626717102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank W. Blue | Management | For | For |
| 2 | Elect Director Steven A. Cosse | Management | For | For |
| 3 | Elect Director Claiborne P. Deming | Management | For | For |
| 4 | Elect Director Robert A. Hermes | Management | For | For |
| 5 | Elect Director James V. Kelley | Management | For | For |
| 6 | Elect Director Walentin Mirosh | Management | For | For |
| 7 | Elect Director R. Madison Murphy | Management | For | For |
| 8 | Elect Director Neal E. Schmale | Management | For | For |
| 9 | Elect Director David J.H. Smith | Management | For | For |
| 10 | Elect Director Caroline G. Theus | Management | For | For |
| 11 | Elect Director David M. Wood | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 16, 2012 | TICKER: NOV SECURITY ID: 637071101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 2 | Elect Director Greg L. Armstrong | Management | For | For |
| 3 | Elect Director David D. Harrison | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NIKO RESOURCES LTD.
MEETING DATE: SEP 21, 2011 | TICKER: NKO SECURITY ID: 653905109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Five | Management | For | For |
| 2.1 | Elect Director Edward S. Sampson | Management | For | For |
| 2.2 | Elect Director William T. Hornaday | Management | For | For |
| 2.3 | Elect Director C. J. (Jim) Cummings | Management | For | For |
| 2.4 | Elect Director Conrad P. Kathol | Management | For | For |
| 2.5 | Elect Director Wendell W. Robinson | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: APR 27, 2012 | TICKER: NE SECURITY ID: H5833N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Decrease in Size of Board | Management | For | For |
| 2.1 | Elect Director Julie H. Edwards | Management | For | For |
| 2.2 | Elect Director David W. Williams | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Dividends | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NOBLE ENERGY, INC.
MEETING DATE: APR 24, 2012 | TICKER: NBL SECURITY ID: 655044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey L. Berenson | Management | For | For |
| 2 | Elect Director Michael A. Cawley | Management | For | For |
| 3 | Elect Director Edward F. Cox | Management | For | For |
| 4 | Elect Director Charles D. Davidson | Management | For | For |
| 5 | Elect Director Thomas J. Edelman | Management | For | For |
| 6 | Elect Director Eric P. Grubman | Management | For | For |
| 7 | Elect Director Kirby L. Hedrick | Management | For | For |
| 8 | Elect Director Scott D. Urban | Management | For | For |
| 9 | Elect Director William T. Van Kleef | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
NORTHERN OFFSHORE LTD
MEETING DATE: SEP 15, 2011 | TICKER: NOF SECURITY ID: G6635W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | None | None |
| 4 | Receive President's Report | Management | None | None |
| 5 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 6 | Approve PricewaterhouseCoopers, Houston as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| 7i | Fix Number of Directors at Five | Management | For | Did Not Vote |
| 7ii.1 | Elect Cecilie Fredriksen as a Director | Management | For | Did Not Vote |
| 7ii.2 | Elect Hillel Y. Goldstein as a Director | Management | For | Did Not Vote |
| 7ii.3 | Elect Stephen Knudtzon as a Director | Management | For | Did Not Vote |
| 7ii.4 | Elect Jim LaChance as a Director | Management | For | Did Not Vote |
| 7iii | Authorize Board to Fill Vacancies | Management | For | Did Not Vote |
| 8 | Approve Remuneration of US$146,144 for Stephen Knudtzon | Management | For | Did Not Vote |
| 9 | Approve Allocation of 10 Million Shares for Issuance under the Amended and Restated 2008 Stock Incentive Plan | Management | For | Did Not Vote |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 04, 2012 | TICKER: OXY SECURITY ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | For |
| 2 | Elect Director Howard I. Atkins | Management | For | For |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Margaret M. Foran | Management | For | For |
| 7 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 8 | Elect Director Ray R. Irani | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | For |
| 10 | Elect Director Aziz D. Syriani | Management | For | For |
| 11 | Elect Director Rosemary Tomich | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| |
|---|
OCEAN RIG UDW INC
MEETING DATE: DEC 23, 2011 | TICKER: OCRG SECURITY ID: Y64354205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect George Economou as Director | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| 3 | Approve Delisting of Shares from the Oslo Bors or, alternatively, the Oslo Axess | Management | For | For |
| |
|---|
OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 15, 2012 | TICKER: OIS SECURITY ID: 678026105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. James Nelson | Management | For | For |
| 1.2 | Elect Director Gary L. Rosenthal | Management | For | For |
| 1.3 | Elect Director William T. Van Kleef | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PAINTED PONY PETROLEUM LTD.
MEETING DATE: JUN 06, 2012 | TICKER: PPY.A SECURITY ID: ADPC01222
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Patrick R. Ward | Management | For | For |
| 2.2 | Elect Director Glenn R. Carley | Management | For | For |
| 2.3 | Elect Director Allan K. Ashton | Management | For | For |
| 2.4 | Elect Director Ronald R. Talbot | Management | For | For |
| 2.5 | Elect Director Kevin Angus | Management | For | For |
| 2.6 | Elect Director Arthur J.G. Madden | Management | For | For |
| 2.7 | Elect Director Kelly Drader | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Conversion of Class A Shares to Common Shares | Management | For | For |
| 5 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
PARKER DRILLING COMPANY
MEETING DATE: APR 26, 2012 | TICKER: PKD SECURITY ID: 701081101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Rudolph Reinfrank | Management | For | For |
| 1.2 | Elect Director Robert W. Goldman | Management | For | For |
| 1.3 | Elect Director Richard D. Paterson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 01, 2012 | TICKER: BTU SECURITY ID: 704549104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
| 1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 17, 2012 | TICKER: PXD SECURITY ID: 723787107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas D. Arthur | Management | For | For |
| 2 | Elect Director Andrew F. Cates | Management | For | For |
| 3 | Elect Director Scott J. Reiman | Management | For | For |
| 4 | Elect Director Scott D. Sheffield | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 18, 2012 | TICKER: PXP SECURITY ID: 726505100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Flores | Management | For | For |
| 2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
| 3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 4 | Elect Director Jerry L. Dees | Management | For | For |
| 5 | Elect Director Tom H. Delimitros | Management | For | For |
| 6 | Elect Director Thomas A. Fry, III | Management | For | For |
| 7 | Elect Director Charles G. Groat | Management | For | For |
| 8 | Elect Director John H. Lollar | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QEP RESOURCES, INC.
MEETING DATE: MAY 15, 2012 | TICKER: QEP SECURITY ID: 74733V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillips S. Baker | Management | For | For |
| 1.2 | Elect Director Charles B. Stanley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
ROSETTA RESOURCES INC.
MEETING DATE: MAY 17, 2012 | TICKER: ROSE SECURITY ID: 777779307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard W. Beckler | Management | For | For |
| 1.2 | Elect Director Matthew D. Fitzgerald | Management | For | For |
| 1.3 | Elect Director Philip L. Frederickson | Management | For | For |
| 1.4 | Elect Director D. Henry Houston | Management | For | For |
| 1.5 | Elect Director Randy L. Limbacher | Management | For | For |
| 1.6 | Elect Director Josiah O. Low, III | Management | For | For |
| 1.7 | Elect Director Donald D. Patteson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 22, 2012 | TICKER: RDSB SECURITY ID: 780259206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Sir Nigel Sheinwald as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | For |
| 5 | Re-elect Guy Elliott as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Charles Holliday as Director | Management | For | For |
| 8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 9 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 10 | Re-elect Jorma Ollila as Director | Management | For | For |
| 11 | Re-elect Linda Stuntz as Director | Management | For | For |
| 12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 13 | Re-elect Peter Voser as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| |
|---|
RPC, INC.
MEETING DATE: APR 24, 2012 | TICKER: RES SECURITY ID: 749660106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Hubbell | Management | For | For |
| 1.2 | Elect Director Linda H. Graham | Management | For | For |
| 1.3 | Elect Director Bill J. Dismuke | Management | For | For |
| 1.4 | Elect Director Larry L. Prince | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SCHLUMBERGER LIMITED
MEETING DATE: APR 11, 2012 | TICKER: SLB SECURITY ID: 806857108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter L.S. Currie | Management | For | For |
| 1.2 | Elect Director Tony Isaac | Management | For | For |
| 1.3 | Elect Director K. Vaman Kamath | Management | For | For |
| 1.4 | Elect Director Paal Kibsgaard | Management | For | For |
| 1.5 | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1.6 | Elect Director Adrian Lajous | Management | For | For |
| 1.7 | Elect Director Michael E. Marks | Management | For | For |
| 1.8 | Elect Director Elizabeth Moler | Management | For | For |
| 1.9 | Elect Director Lubna S. Olayan | Management | For | For |
| 1.10 | Elect Director Leo Rafael Reif | Management | For | For |
| 1.11 | Elect Director Tore I. Sandvold | Management | For | For |
| 1.12 | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG
MEETING DATE: APR 25, 2012 | TICKER: SBO SECURITY ID: A7362J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 7.1 | Elect Supervisory Board Member Norbert Zimmermann | Management | For | For |
| 7.2 | Elect Supervisory Board Member Peter Pichler | Management | For | For |
| 7.3 | Elect Supervisory Board Member Karl Schleinzer | Management | For | For |
| 7.4 | Elect Supervisory Board Member Helmut Langanger | Management | For | For |
| 7.5 | Elect Supervisory Board Member Karl Samstag | Management | For | For |
| 8 | Amend Articles Re: Cancel Capital Authorization, Supervisory Board, Compliance with Austrian Company Law Amendment Act 2011 | Management | For | For |
| 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| |
|---|
SM ENERGY COMPANY
MEETING DATE: MAY 23, 2012 | TICKER: SM SECURITY ID: 78454L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Barbara M. Baumann | Management | For | For |
| 2 | Elect Director Anthony J. Best | Management | For | For |
| 3 | Elect Director Larry W. Bickle | Management | For | For |
| 4 | Elect Director Stephen R. Brand | Management | For | For |
| 5 | Elect Director William J. Gardiner | Management | For | For |
| 6 | Elect Director Julio M. Quintana | Management | For | For |
| 7 | Elect Director John M. Seidl | Management | For | For |
| 8 | Elect Director William D. Sullivan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STONE ENERGY CORPORATION
MEETING DATE: MAY 24, 2012 | TICKER: SGY SECURITY ID: 861642106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George R. Christmas | Management | For | For |
| 1.2 | Elect Director B.J. Duplantis | Management | For | For |
| 1.3 | Elect Director Peter D. Kinnear | Management | For | For |
| 1.4 | Elect Director John P. Laborde | Management | For | For |
| 1.5 | Elect Director Robert S. Murley | Management | For | For |
| 1.6 | Elect Director Richard A. Pattarozzi | Management | For | For |
| 1.7 | Elect Director Donald E. Powell | Management | For | For |
| 1.8 | Elect Director Kay G. Priestly | Management | For | For |
| 1.9 | Elect Director Phyllis M. Taylor | Management | For | For |
| 1.10 | Elect Director David H. Welch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: MAY 01, 2012 | TICKER: SU SECURITY ID: 867224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.3 | Elect Director John T. Ferguson | Management | For | For |
| 1.4 | Elect Director W. Douglas Ford | Management | For | For |
| 1.5 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Jacques Lamarre | Management | For | For |
| 1.8 | Elect Director Maureen McCaw | Management | For | For |
| 1.9 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.10 | Elect Director James W. Simpson | Management | For | For |
| 1.11 | Elect Director Eira M. Thomas | Management | For | For |
| 1.12 | Elect Director Steven W. Williams | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SUPERIOR ENERGY SERVICES, INC.
MEETING DATE: FEB 07, 2012 | TICKER: SPN SECURITY ID: 868157108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | Against |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
SUPERIOR ENERGY SERVICES, INC.
MEETING DATE: MAY 16, 2012 | TICKER: SPN SECURITY ID: 868157108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold J. Bouillion | Management | For | For |
| 1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
| 1.3 | Elect Director David D. Dunlap | Management | For | For |
| 1.4 | Elect Director James M. Funk | Management | For | For |
| 1.5 | Elect Director Terence E. Hall | Management | For | For |
| 1.6 | Elect Director Ernest E. 'Wyn' Howard, III | Management | For | For |
| 1.7 | Elect Director Peter D. Kinnear | Management | For | For |
| 1.8 | Elect Director Michael M. McShane | Management | For | For |
| 1.9 | Elect Director W. Matt Ralls | Management | For | For |
| 1.10 | Elect Director Justin L. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SWIFT ENERGY COMPANY
MEETING DATE: MAY 08, 2012 | TICKER: SFY SECURITY ID: 870738101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clyde W. Smith, Jr. | Management | For | For |
| 1.2 | Elect Director Terry E. Swift | Management | For | For |
| 1.3 | Elect Director Charles J. Swindells | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TESORO CORPORATION
MEETING DATE: MAY 03, 2012 | TICKER: TSO SECURITY ID: 881609101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Rodney F. Chase | Management | For | For |
| 2 | Elect Director Gregory J. Goff | Management | For | For |
| 3 | Elect Director Robert W. Goldman | Management | For | For |
| 4 | Elect Director Steven H. Grapstein | Management | For | For |
| 5 | Elect Director David Lilley | Management | For | For |
| 6 | Elect Director J.W. Nokes | Management | For | For |
| 7 | Elect Director Susan Tomasky | Management | For | For |
| 8 | Elect Director Michael E. Wiley | Management | For | For |
| 9 | Elect Director Patrick Y. Yang | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
TOTAL ENERGY SERVICES INC.
MEETING DATE: MAY 22, 2012 | TICKER: TOT SECURITY ID: 89154B102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory S. Fletcher | Management | For | Withhold |
| 2 | Elect Director Daniel K. Halyk | Management | For | For |
| 3 | Elect Director Randy Kwasnicia | Management | For | Withhold |
| 4 | Elect Director Bruce L. Pachkowski | Management | For | For |
| 5 | Elect Director Gregory Melchin | Management | For | Withhold |
| 6 | Elect Director Andrew B. Wiswell | Management | For | For |
| 7 | Ratify KPMG LLP as Auditors | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| |
|---|
TOTAL SA
MEETING DATE: MAY 11, 2012 | TICKER: FP SECURITY ID: 89151E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Reelect Christophe de Margerie as Director | Management | For | For |
| 6 | Reelect Patrick Artus as Director | Management | For | For |
| 7 | Reelect Bertrand Collomb as Director | Management | For | For |
| 8 | Reelect Anne Lauvergeon as Director | Management | For | For |
| 9 | Reelect Michel Pebereau as Director | Management | For | For |
| 10 | Ratify Appointment of Gerard Lamarche as Director | Management | For | For |
| 11 | Elect Anne-Marie Idrac as Director | Management | For | For |
| 12 | Approve Severance Payment Agreement with Christophe de Margerie | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million | Management | For | For |
| 15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 14 | Management | For | For |
| 16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 17 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 18 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
| 19 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| A | Approve Additional Indicators to Include in the Information Provided on Corporate Executive Officers Remuneration | Shareholder | Against | Against |
| B | Allow Loyalty Dividends to Long-Term Registered Shareholders | Shareholder | Against | Against |
| |
|---|
TUSCANY INTERNATIONAL DRILLING INC
MEETING DATE: AUG 09, 2011 | TICKER: TID SECURITY ID: 90069C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares in Connection with Acquisition | Management | For | For |
| |
|---|
TUSCANY INTERNATIONAL DRILLING INC
MEETING DATE: MAY 24, 2012 | TICKER: TID SECURITY ID: 90069C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Walter A. Dawson | Management | For | For |
| 2.2 | Elect Director Reginald J. Greenslade | Management | For | For |
| 2.3 | Elect Director Donald A. Wright | Management | For | For |
| 2.4 | Elect Director Jeffrey J. Scott | Management | For | For |
| 2.5 | Elect Director William Dorson | Management | For | For |
| 2.6 | Elect Director Herb Snowdon | Management | For | For |
| 2.7 | Elect Director Michel Perret | Management | For | For |
| 2.8 | Elect Director Paul-Andre Canel | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
VALERO ENERGY CORPORATION
MEETING DATE: MAY 03, 2012 | TICKER: VLO SECURITY ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald K. Calgaard | Management | For | For |
| 2 | Elect Director Jerry D. Choate | Management | For | For |
| 3 | Elect Director Ruben M. Escobedo | Management | For | For |
| 4 | Elect Director William R. Klesse | Management | For | For |
| 5 | Elect Director Bob Marbut | Management | For | For |
| 6 | Elect Director Donald L. Nickles | Management | For | For |
| 7 | Elect Director Philip J. Pfeiffer | Management | For | For |
| 8 | Elect Director Robert A. Profusek | Management | For | For |
| 9 | Elect Director Susan Kaufman Purcell | Management | For | For |
| 10 | Elect Director Stephen M. Waters | Management | For | For |
| 11 | Elect Director Randall J. Weisenburger | Management | For | For |
| 12 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Report on Political Contributions | Shareholder | Against | Abstain |
| 16 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| |
|---|
WEATHERFORD INTERNATIONAL LTD.
MEETING DATE: MAY 23, 2012 | TICKER: WFT SECURITY ID: H27013103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Relect Bernard J. Duroc-Danner as Director | Management | For | For |
| 3.2 | Reelect Samuel W. Bodman, III as Director | Management | For | For |
| 3.3 | Reelect Nicholas F. Brady as Director | Management | For | For |
| 3.4 | Reelect David J. Butters as Director | Management | For | For |
| 3.5 | Reelect William E. Macaulay as Director | Management | For | For |
| 3.6 | Reelect Robert K. Moses, Jr. as Director | Management | For | For |
| 3.7 | Reelect Guillermo Ortiz as Director | Management | For | For |
| 3.8 | Reelect Emyr Jones Parry as Director | Management | For | For |
| 3.9 | Reelect Robert A. Rayne as Director | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Authorize Capital Increase for Future Acquisitions | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
WESTLAKE CHEMICAL CORPORATION
MEETING DATE: MAY 23, 2012 | TICKER: WLK SECURITY ID: 960413102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Chao | Management | For | For |
| 1.2 | Elect Director H. John Riley, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WILLBROS GROUP, INC.
MEETING DATE: MAY 23, 2012 | TICKER: WG SECURITY ID: 969203108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert R. Harl | Management | For | For |
| 2 | Elect Director Edward J. DiPaolo | Management | For | For |
| 3 | Elect Director Michael C. Lebens | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR FINANCIAL SERVICES FUND
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
A.F.P. PROVIDA S.A.
MEETING DATE: APR 27, 2012 | TICKER: PROVIDA SECURITY ID: 00709P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports for Fiscal Year 2011 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Present Dividend Policy | Management | None | None |
| 4 | Elect Directors and Fix Their Remuneration for Fiscal Year 2012 | Management | For | Abstain |
| 5 | Approve Remuneration and Budget of Directors' Committee and Their Alternates for 2012 | Management | For | Abstain |
| 6 | Elect External Auditors for Fiscal Year 2012 | Management | For | For |
| 7 | Designate Risk Assessment Company | Management | For | For |
| 8 | Receive Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
| 9 | Receive Report of Directors' Committee on Activities and Expenses | Management | None | None |
| 10 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
| 11 | Other Business (Voting) | Management | For | Against |
| |
|---|
ACCENTURE PLC
MEETING DATE: FEB 09, 2012 | TICKER: CSA SECURITY ID: G1151C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Dina Dublon as a Director | Management | For | For |
| 3 | Reelect William D. Green as a Director | Management | For | For |
| 4 | Reelect Nobuyuki Idei as a Director | Management | For | For |
| 5 | Reelect Marjorie Magner as a Director | Management | For | For |
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Declassify the Board of Directors | Management | For | For |
| 9 | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | Management | For | For |
| 10 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 11 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| |
|---|
ACE LIMITED
MEETING DATE: JAN 09, 2012 | TICKER: ACE SECURITY ID: H0023R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Dividend Distribution from Legal Reserves | Management | For | Did Not Vote |
| |
|---|
ACE LIMITED
MEETING DATE: MAY 16, 2012 | TICKER: ACE SECURITY ID: H0023R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael G. Atieh as Director | Management | For | For |
| 1.2 | Elect Mary A. Cirillo as Director | Management | For | For |
| 1.3 | Elect Thomas J. Neff as Director | Management | For | For |
| 2.1 | Approve Annual Report | Management | For | For |
| 2.2 | Accept Statutory Financial Statements | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5 | Approve Creation of CHF 4.2 Billion Pool of Capital without Preemptive Rights | Management | For | For |
| 6.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 6.2 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm as Auditors | Management | For | For |
| 6.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 7 | Approve Dividend Distribution From Legal Reserves Through Reduction in Share Capital | Management | For | For |
| 8 | Advisory Vote to ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ADVANCE AMERICA, CASH ADVANCE CENTERS, INC.
MEETING DATE: APR 20, 2012 | TICKER: AEA SECURITY ID: 00739W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
AFFILIATED MANAGERS GROUP, INC.
MEETING DATE: JUN 18, 2012 | TICKER: AMG SECURITY ID: 008252108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel T. Byrne | Management | For | For |
| 2 | Elect Director Dwight D. Churchill | Management | For | For |
| 3 | Elect Director Sean M. Healey | Management | For | For |
| 4 | Elect Director Harold J. Meyerman | Management | For | For |
| 5 | Elect Director William J. Nutt | Management | For | For |
| 6 | Elect Director Tracy P. Palandjian | Management | For | For |
| 7 | Elect Director Rita M. Rodriguez | Management | For | For |
| 8 | Elect Director Patrick T. Ryan | Management | For | For |
| 9 | Elect Director Jide J. Zeitlin | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
AFLAC INCORPORATED
MEETING DATE: MAY 07, 2012 | TICKER: AFL SECURITY ID: 001055102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Daniel P. Amos | Management | For | For |
| 2 | Elect Director John Shelby Amos, II | Management | For | For |
| 3 | Elect Director Paul S. Amos, II | Management | For | For |
| 4 | Elect Director Kriss Cloninger, III | Management | For | For |
| 5 | Elect Director Elizabeth J. Hudson | Management | For | For |
| 6 | Elect Director Douglas W. Johnson | Management | For | For |
| 7 | Elect Director Robert B. Johnson | Management | For | For |
| 8 | Elect Director Charles B. Knapp | Management | For | For |
| 9 | Elect Director E. Stephen Purdom | Management | For | For |
| 10 | Elect Director Barbara K. Rimer | Management | For | For |
| 11 | Elect Director Marvin R. Schuster | Management | For | For |
| 12 | Elect Director Melvin T. Stith | Management | For | For |
| 13 | Elect Director David Gary Thompson | Management | For | For |
| 14 | Elect Director Takuro Yoshida | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | For |
| 17 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| |
|---|
ALERUS FINANCIAL CORPORATION
MEETING DATE: MAY 08, 2012 | TICKER: ALRS SECURITY ID: 01446U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen M. Bohn | Management | For | For |
| 1.2 | Elect Director Harold A. Gershman | Management | For | For |
| 1.3 | Elect Director James J. Karley | Management | For | For |
| 1.4 | Elect Director Sally J. Smith | Management | For | For |
| 1.5 | Elect Director Kevin D. Lemke | Management | For | For |
| 1.6 | Elect Director Randy L. Newman | Management | For | For |
| 1.7 | Elect Director Lloyd G. Case | Management | For | For |
| 1.8 | Elect Director A. Bart Holaday | Management | For | For |
| |
|---|
ALLIANCE DATA SYSTEMS CORPORATION
MEETING DATE: JUN 07, 2012 | TICKER: ADS SECURITY ID: 018581108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward J. Heffernan | Management | For | For |
| 2 | Elect Director Robert A. Minicucci | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
MEETING DATE: MAY 03, 2012 | TICKER: AWH SECURITY ID: H01531104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Scott A. Carmilani as Director | Management | For | For |
| 2 | Elect James F. Duffy as Director | Management | For | For |
| 3 | Elect Bart Friedman as Director | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| 7 | Approve Reclassification of Free Reserves from Capital Contributions | Management | For | For |
| 8 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 9 | Approve Retention of Disposable Profits | Management | For | For |
| 10 | Approve Reduction in Share Capital | Management | For | For |
| 11 | Amend Articles to Eliminate Certain Conditional Share Capital | Management | For | For |
| 12 | Amend Articles to Extend Authorized Share Capital | Management | For | For |
| 13 | Approve Dividends | Management | For | For |
| 14 | Appoint Deloitte & Touche as Independent Auditors and Deloitte AG as Statutory Auditors | Management | For | For |
| 15 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
| 16 | Approve Discharge of Board and Senior Management | Management | For | For |
| |
|---|
AMERICAN CAMPUS COMMUNITIES, INC.
MEETING DATE: MAY 03, 2012 | TICKER: ACC SECURITY ID: 024835100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Bayless, Jr. | Management | For | For |
| 1.2 | Elect Director R.D. Burck | Management | For | For |
| 1.3 | Elect Director G. Steven Dawson | Management | For | For |
| 1.4 | Elect Director Cydney C. Donnell | Management | For | For |
| 1.5 | Elect Director Edward Lowenthal | Management | For | For |
| 1.6 | Elect Director Winston W. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN CAPITAL AGENCY CORP.
MEETING DATE: MAY 01, 2012 | TICKER: AGNC SECURITY ID: 02503X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Couch | Management | For | For |
| 2 | Elect Director Morris A. Davis | Management | For | For |
| 3 | Elect Director Randy E. Dobbs | Management | For | For |
| 4 | Elect Director Larry K. Harvey | Management | For | For |
| 5 | Elect Director Alvin N. Puryear | Management | For | For |
| 6 | Elect Director Malon Wilkus | Management | For | For |
| 7 | Elect Director Samuel A. Flax | Management | For | For |
| 8 | Increase Authorized Common Stock | Management | For | For |
| 9 | Increase Authorized Preferred Stock | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN CAPITAL MORTGAGE INVESTMENT CORP.
MEETING DATE: MAY 01, 2012 | TICKER: MTGE SECURITY ID: 02504A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Couch | Management | For | For |
| 1.2 | Elect Director Morris A. Davis | Management | For | For |
| 1.3 | Elect Director Randy E. Dobbs | Management | For | For |
| 1.4 | Elect Director Larry K. Harvey | Management | For | For |
| 1.5 | Elect Director Alvin N. Puryear | Management | For | For |
| 1.6 | Elect Director Malon Wilkus | Management | For | For |
| 1.7 | Elect Director John R. Erickson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: APR 30, 2012 | TICKER: AXP SECURITY ID: 025816109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Barshefsky | Management | For | For |
| 1.2 | Elect Director U.M. Burns | Management | For | For |
| 1.3 | Elect Director K.I. Chenault | Management | For | For |
| 1.4 | Elect Director P. Chernin | Management | For | For |
| 1.5 | Elect Director T.J. Leonsis | Management | For | For |
| 1.6 | Elect Director J. Leschly | Management | For | For |
| 1.7 | Elect Director R.C. Levin | Management | For | For |
| 1.8 | Elect Director R.A. McGinn | Management | For | For |
| 1.9 | Elect Director E.D. Miller | Management | For | For |
| 1.10 | Elect Director S.S. Reinemund | Management | For | For |
| 1.11 | Elect Director R.D. Walter | Management | For | For |
| 1.12 | Director R.A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AMERICAN INTERNATIONAL GROUP, INC.
MEETING DATE: MAY 16, 2012 | TICKER: AIG SECURITY ID: 026874784
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert H. Benmosche | Management | For | For |
| 2 | Elect Director W. Don Cornwell | Management | For | For |
| 3 | Elect Director John H. Fitzpatrick | Management | For | For |
| 4 | Elect Director Laurette T. Koellner | Management | For | For |
| 5 | Elect Director Donald H. Layton | Management | For | For |
| 6 | Elect Director Christopher S. Lynch | Management | For | For |
| 7 | Elect Director Arthur C. Martinez | Management | For | For |
| 8 | Elect Director George L. Miles, Jr. | Management | For | For |
| 9 | Elect Director Henry S. Miller | Management | For | For |
| 10 | Elect Director Robert S. Miller | Management | For | For |
| 11 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 12 | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 13 | Elect Director Douglas M. Steenland | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: NOV 29, 2011 | TICKER: AMT SECURITY ID: 029912201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: JUN 19, 2012 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Raymond P. Dolan | Management | For | For |
| 2 | Elect Director Ronald M. Dykes | Management | For | For |
| 3 | Elect Director Carolyn F. Katz | Management | For | For |
| 4 | Elect Director Gustavo Lara Cantu | Management | For | For |
| 5 | Elect Director Joann A. Reed | Management | For | For |
| 6 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 7 | Elect Director David E. Sharbutt | Management | For | For |
| 8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 9 | Elect Director Samme L. Thompson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 25, 2012 | TICKER: AMP SECURITY ID: 03076C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lon R. Greenberg | Management | For | For |
| 2 | Elect Director Warren D. Knowlton | Management | For | For |
| 3 | Elect Director Jeffrey Noddle | Management | For | For |
| 4 | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
AON CORPORATION
MEETING DATE: MAR 16, 2012 | TICKER: AON SECURITY ID: 037389103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
| 2 | Approve Reduction in Share Capital | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
AON PLC
MEETING DATE: MAY 18, 2012 | TICKER: AON SECURITY ID: G0408V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lester B. Knight | Management | For | For |
| 2 | Elect Director Gregory C. Case | Management | For | For |
| 3 | Elect Director Fulvio Conti | Management | For | For |
| 4 | Elect Director Cheryl A. Francis | Management | For | For |
| 5 | Elect Director Edgar D. Jannotta | Management | For | For |
| 6 | Elect Director J. Michael Losh | Management | For | For |
| 7 | Elect Director Robert S. Morrison | Management | For | For |
| 8 | Elect Director Richard B. Myers | Management | For | For |
| 9 | Elect Director Richard C. Notebaert | Management | For | For |
| 10 | Elect Director Gloria Santona | Management | For | For |
| 11 | Elect Director Carolyn Y. Woo | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
MEETING DATE: APR 30, 2012 | TICKER: AIV SECURITY ID: 03748R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James N. Bailey | Management | For | For |
| 2 | Elect Director Terry Considine | Management | For | For |
| 3 | Elect Director Thomas L. Keltner | Management | For | For |
| 4 | Elect Director J. Landis Martin | Management | For | For |
| 5 | Elect Director Robert A. Miller | Management | For | For |
| 6 | Elect Director Kathleen M. Nelson | Management | For | For |
| 7 | Elect Director Michael A. Stein | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARCH CAPITAL GROUP LTD.
MEETING DATE: MAY 09, 2012 | TICKER: ACGL SECURITY ID: G0450A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric W. Doppstadt | Management | For | For |
| 1.2 | Elect Director Constantine Iordanou | Management | For | For |
| 1.3 | Elect Director James J. Meenaghan | Management | For | For |
| 1.4 | Elect Director John M. Pasquesi | Management | For | Withhold |
| 2.1 | Elect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.2 | Elect Director Edgardo Balois as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.3 | Elect Director William E. Beveridge as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.4 | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.5 | Elect Director Peter Calleo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.6 | Elect Director Knud Christensen as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.7 | Elect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.8 | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.9 | Elect Director William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.10 | Elect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.11 | Elect Director Stephen Fogarty as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.12 | Elect Director E. Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.13 | Elect Director Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.14 | Elect Director Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.15 | Elect Director John C.R. Hele as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.16 | Elect Director David W. Hipkin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.17 | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.18 | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.19 | Elect Director Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.20 | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.21 | Elect Director Lin Li-Williams as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.22 | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.23 | Elect Director Adam Matteson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.24 | Elect Director David McElroy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.25 | Elect Director Rommel Mercado as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.26 | Elect Director Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.27 | Elect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.28 | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.29 | Elect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.30 | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.31 | Elect Director John F. Rathgeber as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.32 | Elect Director Andrew Rippert as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.33 | Elect Director Paul S. Robotham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.34 | Elect Director Carla Santamaria-Sena as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.35 | Elect Director Scott Schenker as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.36 | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.37 | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.38 | Elect Director Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.39 | Elect Director Iwan van Munster as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.40 | Elect Director Angus Watson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2.41 | Elect Director James R. Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 3 | Approve Arch Capital Group LTD. 2012 Long Term Incentive and Share Award Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARES CAPITAL CORPORATION
MEETING DATE: JUN 04, 2012 | TICKER: ARCC SECURITY ID: 04010L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory W. Penske | Management | For | For |
| 1.2 | Elect Director Robert L. Rosen | Management | For | For |
| 1.3 | Elect Director Bennett Rosenthal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
| |
|---|
ASSURED GUARANTY LTD.
MEETING DATE: MAY 09, 2012 | TICKER: AGO SECURITY ID: G0585R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Francisco L. Borges as Director | Management | For | For |
| 1.2 | Elect Stephen A. Cozen as Director | Management | For | For |
| 1.3 | Elect Patrick W. Kenny as Director | Management | For | For |
| 1.4 | Elect Donald H. Layton as Director | Management | For | For |
| 1.5 | Elect Robin Monro-Davies as Director | Management | For | For |
| 1.6 | Elect Michael T. O'Kane as Director | Management | For | For |
| 1.7 | Elect Wilbur L. Ross, Jr. as Director | Management | For | For |
| 1.8 | Elect Walter A. Scott as Director | Management | For | For |
| 1.9 | Elect Howard Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.10 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.11 | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.12 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.13 | Elect Dominic J. Frederico asDirector of Assured Guaranty Re Ltd | Management | For | For |
| 1.14 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.15 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.16 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re | Management | For | For |
| |
|---|
AVALONBAY COMMUNITIES, INC.
MEETING DATE: MAY 23, 2012 | TICKER: AVB SECURITY ID: 053484101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryce Blair | Management | For | For |
| 1.2 | Elect Director Alan B. Buckelew | Management | For | For |
| 1.3 | Elect Director Bruce A. Choate | Management | For | For |
| 1.4 | Elect Director John J. Healy, Jr. | Management | For | For |
| 1.5 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.6 | Elect Director Lance R. Primis | Management | For | For |
| 1.7 | Elect Director Peter S. Rummell | Management | For | For |
| 1.8 | Elect Director H. Jay Sarles | Management | For | For |
| 1.9 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
AXIS CAPITAL HOLDINGS LIMITED
MEETING DATE: MAY 03, 2012 | TICKER: AXS SECURITY ID: G0692U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael A. Butt as Director | Management | For | For |
| 1.2 | Elect John R. Charman as Director | Management | For | For |
| 1.3 | Elect Charles A. Davis as Director | Management | For | For |
| 1.4 | Elect Sir Andrew Large as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche Ltd as Auditors | Management | For | For |
| |
|---|
BANCO ABC BRASIL S.A.
MEETING DATE: APR 30, 2012 | TICKER: ABCB4 SECURITY ID: P0763M135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
BANCO DE CHILE
MEETING DATE: MAR 22, 2012 | TICKER: CHILE SECURITY ID: 059520106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CLP 2.98 Per Share | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Approve Remuneration and Budget of Directors and Audit Committee | Management | For | For |
| 5 | Elect External Auditors | Management | For | For |
| 6 | Receive Directors and Audit Committee Report | Management | None | None |
| 7 | Present Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| 1 | Authorize Increase in Capital via Capitalization of 30 Percent of Distributable Net Income for FY Ended Dec. 31, 2011 | Management | For | For |
| 2 | Amend Article 5 of Bylaws Re: Capital and Shares | Management | For | Abstain |
| 3 | Adopt All Necessary Agreements to Execute Approved Resolutions | Management | For | For |
| |
|---|
BANCO MACRO S.A.
MEETING DATE: APR 16, 2012 | TICKER: BMA SECURITY ID: 05961W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports for Fiscal Year 2011 | Management | For | Abstain |
| 3 | Approve Discharge of Management and Internal Statutory Auditors Committee | Management | For | For |
| 4 | Allocate Non-Assigned Income of Fiscal Year 2011 | Management | For | For |
| 5 | Approve Remuneration of Directors for Fiscal Year 2011 | Management | For | Abstain |
| 6 | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year 2011 | Management | For | Abstain |
| 7 | Approve Remuneration of External Auditors for Fiscal Year 2011 | Management | For | Abstain |
| 8 | Amend Article 14 of Bylaws Re: Increase to 13 Maximum Number of Directors | Management | For | For |
| 9 | Authorize Registration of Company Bylaws | Management | For | For |
| 10 | Fix Number of and Elect Five Directors and Their Alternates for a Three-Year Term | Management | For | Abstain |
| 11 | Fix Number of and Elect Members of Internal Statutory Auditors Committee and Alternates | Management | For | Abstain |
| 12 | Appoint External Auditor for Fiscal Year 2012 | Management | For | Abstain |
| 13 | Approve Budget of Audit Committee | Management | For | For |
| |
|---|
BANCO SANTANDER BRASIL SA
MEETING DATE: OCT 25, 2011 | TICKER: SANB4 SECURITY ID: 05967A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Appoint Celso Clemente Giacometti as Board Chairman | Management | For | For |
| 2 | Confirm Board Composition | Management | For | For |
| 3 | Amend Articles Re: Nivel 2 Regulations | Management | For | For |
| 4 | Approve Long-Term Incentive Plan | Management | For | For |
| |
|---|
BANCO SANTANDER BRASIL SA
MEETING DATE: DEC 16, 2011 | TICKER: SANB4 SECURITY ID: 05967A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Nivel2 Regulations | Management | For | For |
| |
|---|
BANCO SANTANDER BRASIL SA
MEETING DATE: FEB 07, 2012 | TICKER: SANB4 SECURITY ID: 05967A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Deferred Bonus Plan | Management | For | For |
| 2 | Amend Articles Re: Establishment of Remuneration Committee | Management | For | For |
| |
|---|
BANCO SANTANDER BRASIL SA
MEETING DATE: APR 25, 2012 | TICKER: SANB11 SECURITY ID: 05967A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members | Management | For | Against |
| 1 | Alter Dividend Payment Date | Management | For | For |
| 2 | Amend Articles Re: Executive Officers | Management | For | For |
| |
|---|
BANCO SANTANDER CHILE
MEETING DATE: APR 24, 2012 | TICKER: BSANTANDER SECURITY ID: 05965X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, Financial Statements and External Auditors' Report for Fiscal Year 2011 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Appoint External Auditors | Management | For | For |
| 4 | Designate Risk Assessment Companies | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | For |
| 6 | Receive Directors and Audit Committee's Report; Approve Remuneration and Budget of Directors' Committee and Audit Committee | Management | For | Abstain |
| 7 | Receive Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
BANCORP OF NEW JERSEY, INC.
MEETING DATE: MAY 23, 2012 | TICKER: BKJ SECURITY ID: 059915108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Bello | Management | For | For |
| 1.2 | Elect Director Jay Blau | Management | For | For |
| 1.3 | Elect Director Albert F. Buzzetti | Management | For | For |
| 1.4 | Elect Director Albert L. Buzzetti | Management | For | For |
| 1.5 | Elect Director Gerald A. Calabrese, Jr. | Management | For | For |
| 1.6 | Elect Director Stephen Crevani | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 09, 2012 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mukesh D. Ambani | Management | For | For |
| 2 | Elect Director Susan S. Bies | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director Monica C. Lozano | Management | For | For |
| 8 | Elect Director Thomas J. May | Management | For | For |
| 9 | Elect Director Brian T. Moynihan | Management | For | For |
| 10 | Elect Director Donald E. Powell | Management | For | For |
| 11 | Elect Director Charles O. Rossotti | Management | For | For |
| 12 | Elect Director Robert W. Scully | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Disclose Prior Government Service | Shareholder | Against | Against |
| 16 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 17 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 18 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| 19 | Prohibit Political Contributions | Shareholder | Against | Against |
| |
|---|
BANK OF BARODA LTD.
MEETING DATE: DEC 23, 2011 | TICKER: 532134 SECURITY ID: Y06451119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity Shares/Warrants up to an Aggregate Amount of INR 7.75 Billion to the Government of India, Promoter | Management | For | For |
| 2.1 | Elect S. Gupta as Director | Management | For | Did Not Vote |
| 2.2 | Elect M.P. Mehrotra as Director | Management | For | Did Not Vote |
| 2.3 | Elect M.P. Mehta as Director | Management | For | Did Not Vote |
| 2.4 | Elect M.A. Vaishnav as Director | Management | For | For |
| 2.5 | Elect R.S. Sahoo as Director | Management | For | Abstain |
| 2.6 | Elect S.S. Bhandari as Director | Management | For | Abstain |
| |
|---|
BANK OF BARODA LTD.
MEETING DATE: MAR 27, 2012 | TICKER: 532134 SECURITY ID: Y06451119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity Shares to Life Insurance Corp. of India | Management | For | For |
| |
|---|
BANK OF BARODA LTD.
MEETING DATE: JUN 28, 2012 | TICKER: 532134 SECURITY ID: Y06451119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 17.00 Per Share | Management | For | For |
| |
|---|
BANK OF HAWAII CORPORATION
MEETING DATE: APR 27, 2012 | TICKER: BOH SECURITY ID: 062540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Haunani Apoliona | Management | For | For |
| 1.2 | Elect Director Mary G.F. Bitterman | Management | For | For |
| 1.3 | Elect Director Mark A. Burak | Management | For | For |
| 1.4 | Elect Director Michael J. Chun | Management | For | For |
| 1.5 | Elect Director Clinton R. Churchill | Management | For | For |
| 1.6 | Elect Director David A. Heenan | Management | For | For |
| 1.7 | Elect Director Peter S. Ho | Management | For | For |
| 1.8 | Elect Director Robert Huret | Management | For | For |
| 1.9 | Elect Director Kent T. Lucien | Management | For | For |
| 1.10 | Elect Director Martin A. Stein | Management | For | For |
| 1.11 | Elect Director Donald M. Takaki | Management | For | For |
| 1.12 | Elect Director Barbara J. Tanabe | Management | For | For |
| 1.13 | Elect Director Robert W. Wo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BANK OF THE OZARKS, INC.
MEETING DATE: APR 17, 2012 | TICKER: OZRK SECURITY ID: 063904106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Gleason | Management | For | For |
| 1.2 | Elect Director Mark Ross | Management | For | For |
| 1.3 | Elect Director Jean Arehart | Management | For | For |
| 1.4 | Elect Director Nicholas Brown | Management | For | For |
| 1.5 | Elect Director Richard Cisne | Management | For | For |
| 1.6 | Elect Director Robert East | Management | For | For |
| 1.7 | Elect Director Linda Gleason | Management | For | For |
| 1.8 | Elect Director Henry Mariani | Management | For | For |
| 1.9 | Elect Director Robert Proost | Management | For | For |
| 1.10 | Elect Director R. L. Qualls | Management | For | For |
| 1.11 | Elect Director John Reynolds | Management | For | For |
| 1.12 | Elect Director Kennith Smith | Management | For | For |
| 1.13 | Elect Director Sherece West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANKUNITED, INC.
MEETING DATE: MAY 09, 2012 | TICKER: BKU SECURITY ID: 06652K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Bohlsen | Management | For | For |
| 1.2 | Elect Director Chinh E. Chu | Management | For | For |
| 1.3 | Elect Director Sue M. Cobb | Management | For | For |
| 1.4 | Elect Director Eugene F. DeMark | Management | For | For |
| 1.5 | Elect Director John A. Kanas | Management | For | For |
| 1.6 | Elect Director Richard LeFrak | Management | For | For |
| 1.7 | Elect Director Thomas O'Brien | Management | For | For |
| 1.8 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
| 1.9 | Elect Director Pierre Olivier Sarkozy | Management | For | For |
| 1.10 | Elect Director Lance N. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
BARCLAYS PLC
MEETING DATE: APR 27, 2012 | TICKER: BARC SECURITY ID: 06738E204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Marcus Agius as Director | Management | For | For |
| 4 | Re-elect David Booth as Director | Management | For | For |
| 5 | Re-elect Alison Carnwath as Director | Management | For | For |
| 6 | Re-elect Fulvio Conti as Director | Management | For | For |
| 7 | Re-elect Bob Diamond as Director | Management | For | For |
| 8 | Re-elect Simon Fraser as Director | Management | For | For |
| 9 | Re-elect Reuben Jeffery III as Director | Management | For | For |
| 10 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
| 11 | Re-elect Chris Lucas as Director | Management | For | For |
| 12 | Re-elect Dambisa Moyo as Director | Management | For | For |
| 13 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 14 | Re-elect Sir John Sunderland as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Approve EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BB&T CORPORATION
MEETING DATE: APR 24, 2012 | TICKER: BBT SECURITY ID: 054937107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Allison, IV | Management | For | For |
| 1.2 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Ronald E. Deal | Management | For | For |
| 1.6 | Elect Director J.L. Glover, Jr. | Management | For | For |
| 1.7 | Elect Director Jane P. Helm | Management | For | For |
| 1.8 | Elect Director John P. Howe, III | Management | For | For |
| 1.9 | Elect Director Kelly S. King | Management | For | For |
| 1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
| 1.11 | Elect Director Nido R. Qubein | Management | For | For |
| 1.12 | Elect Director Thomas E. Skains | Management | For | For |
| 1.13 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.14 | Elect Director Edwin H. Welch | Management | For | For |
| 1.15 | Elect Director Stephen T. Williams | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BBVA BANCO FRANCES S.A.
MEETING DATE: MAR 26, 2012 | TICKER: FRAN SECURITY ID: 07329M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Accept Annual Report, Corporate Responsibility Report, Financial Statements, and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 3 | Approve Discharge of Directors and Internal Statutory Auditors Committee | Management | For | For |
| 4 | Approve Allocation of Income and Dividends for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 5 | Approve Remuneration of Directors for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 6 | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 7 | Fix Number of and Elect Directors for a Three-Year Term | Management | For | Abstain |
| 8 | Elect Three Members of Internal Statutory Auditors Committee and their Alternates | Management | For | For |
| 9 | Approve Remuneration of Auditors for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 10 | Elect External Auditors | Management | For | For |
| 11 | Approve Budget of Audit Committee | Management | For | For |
| 12 | Amend Article 10 of Bylaws; Reorganize Company Bylaws | Management | For | For |
| 13 | Approve Merger by Absorption of Inversora Otar SA in Accordance With Article 82, Part 2 of Argentine Company Law | Management | For | For |
| 14 | Authorize Capital Increase of ARS 516,544 in Connection with the Acquisition in Item 13 | Management | For | For |
| 15 | Approve Capital Reduction via Cancellation of 50.41 Million Shares Incorporated as Part of Merger Agreement | Management | For | For |
| 16 | Authorize Increase of Issuance of Debt Securities Up to USD 500 Million within Global Debt Program | Management | For | For |
| 17 | Approve Merger Balance Sheets and other Reports of Consolidar Comercializadora SA as of June 30, 2011 | Management | For | For |
| 18 | Approve Discharge of Directors and Statutory Auditors Committee of Consolidar Comercializadora SA for Period Ended June 30, 2011 | Management | For | For |
| 19 | Approve Remuneration of Directors and Internal Statutory Auditors Committee of Consolidar Comercializadora SA for Period Ended June 30, 2011 | Management | For | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 05, 2012 | TICKER: BRK.B SECURITY ID: 084670702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates, III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | For |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| 2 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| |
|---|
BLACKROCK, INC.
MEETING DATE: MAY 24, 2012 | TICKER: BLK SECURITY ID: 09247X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William S. Demchak | Management | For | For |
| 2 | Elect Director Laurence D. Fink | Management | For | For |
| 3 | Elect Director Robert S. Kapito | Management | For | For |
| 4 | Elect Director Thomas H. O'Brien | Management | For | For |
| 5 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
BMF BOVESPA S.A. BOLSA VALORES MERC FUT
MEETING DATE: MAR 27, 2012 | TICKER: BVMF3 SECURITY ID: P73232103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
| |
|---|
BMF BOVESPA S.A. BOLSA VALORES MERC FUT
MEETING DATE: APR 10, 2012 | TICKER: BVMF3 SECURITY ID: P73232103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Amend Article 5 | Management | For | For |
| 1b | Amend Article 46 | Management | For | For |
| 1c | Amend Article 47 | Management | For | For |
| 1d | Amend Article 48 | Management | For | For |
| 1e | Amend Article 64 | Management | For | For |
| 1f | Amend Article 67 | Management | For | For |
| 1g | Amend Article 79 | Management | For | For |
| |
|---|
BNP PARIBAS SA
MEETING DATE: MAY 23, 2012 | TICKER: BNP SECURITY ID: F1058Q238
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Renew Appointments of Deloitte & Associes as Auditor and Beas as Alternate Auditor | Management | For | For |
| 7 | Renew Appointments of Mazars as Auditor and Michel Barbet Massin as Alternate Auditor | Management | For | For |
| 8 | Renew Appointment of PricewaterhouseCoopers as Auditors and Elect Anik Chaumartin as Alternate Auditor | Management | For | For |
| 9 | Reelect Denis Kessler as Director | Management | For | For |
| 10 | Reelect Laurence Parisot as Director | Management | For | For |
| 11 | Reelect Michel Pebereau as Director | Management | For | For |
| 12 | Elect Pierre Andre de Chalendar as Director | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Management | For | For |
| 15 | Authorize Capital Increase of Up to EUR 350 Million for Future Exchange Offers | Management | For | For |
| 16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 17 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14 to 16 at EUR 350 Million | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 13 to 16 at EUR 1 Billion | Management | For | For |
| 20 | Approve Employee Stock Purchase Plan | Management | For | For |
| 21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
MEETING DATE: APR 26, 2012 | TICKER: BPFH SECURITY ID: 101119105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert S. Alexander | Management | For | For |
| 1.2 | Elect Director Lynn Thompson Hoffman | Management | For | For |
| 1.3 | Elect Director John Morton, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | None | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
BOSTON PROPERTIES, INC.
MEETING DATE: MAY 15, 2012 | TICKER: BXP SECURITY ID: 101121101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lawrence S. Bacow | Management | For | For |
| 2 | Elect Director Zoe Baird Budinger | Management | For | For |
| 3 | Elect Director Douglas T. Linde | Management | For | For |
| 4 | Elect Director Matthew J. Lustig | Management | For | For |
| 5 | Elect Director Alan J. Patricof | Management | For | For |
| 6 | Elect Director Martin Turchin | Management | For | For |
| 7 | Elect Director David A. Twardock | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
BOYD GAMING CORPORATION
MEETING DATE: MAY 17, 2012 | TICKER: BYD SECURITY ID: 103304101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Boughner | Management | For | For |
| 1.2 | Elect Director William R. Boyd | Management | For | For |
| 1.3 | Elect Director William S. Boyd | Management | For | For |
| 1.4 | Elect Director Richard E. Flaherty | Management | For | For |
| 1.5 | Elect Director Thomas V. Girardi | Management | For | For |
| 1.6 | Elect Director Marianne Boyd Johnson | Management | For | For |
| 1.7 | Elect Director Billy G. McCoy | Management | For | For |
| 1.8 | Elect Director Frederick J. Schwab | Management | For | For |
| 1.9 | Elect Director Keith E. Smith | Management | For | For |
| 1.10 | Elect Director Christine J. Spadafor | Management | For | For |
| 1.11 | Elect Director Peter M. Thomas | Management | For | For |
| 1.12 | Elect Director Veronica J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BR MALLS PARTICIPACOES S.A.
MEETING DATE: SEP 12, 2011 | TICKER: BRML3 SECURITY ID: P1908S102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 2 | Amend Articles Re: Board Elections | Management | For | For |
| 3 | Amend Articles Re: Mandatory Bid Provision | Management | For | Against |
| 4 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
| |
|---|
BR MALLS PARTICIPACOES S.A.
MEETING DATE: APR 24, 2012 | TICKER: BRML3 SECURITY ID: P1908S102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
| 5 | Amend Article 19 | Management | For | For |
| |
|---|
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: JAN 25, 2012 | TICKER: BRIN3 SECURITY ID: P1830M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of 49.8 Percent of SHT Administracao e Corretora de Seguros Ltda. | Management | For | Did Not Vote |
| 2 | Approve Acquisition of Manindra Empreendimentos e Participacoes Ltda. and Issuance of 106,530 New Shares and 8 Subscription Warrants in Connection with Acquisition | Management | For | Did Not Vote |
| 3 | Approve Acquisition of 99.9 Percent of Adavo's Consultoria e Corretagem de Seguros Ltda. | Management | For | Did Not Vote |
| |
|---|
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: FEB 08, 2012 | TICKER: BRIN3 SECURITY ID: P1830M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of 99.99 Percent of Life Vitoria Consultoria e Corretora de Seguros Ltda. | Management | For | For |
| 2 | Approve Acquisition of 49.98 Percent Triunfo Corretora e Administradora de Seguros Ltda. | Management | For | For |
| 3 | Approve Acquisition of MPC- Empreendimentos Proprios Ltda. and Issuance of 204,650 New Shares and 8 Subscription Warrants in Connection with Acquisition | Management | For | For |
| |
|---|
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: MAR 21, 2012 | TICKER: BRIN3 SECURITY ID: P1830M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of 99.98 Percent of TGL Consultoria Administracao e Corretagem de Seguros Ltda. | Management | For | For |
| 2 | Approve Acquisition of 49.96 Percent of Economize no Seguro Administradora e Corretora de Seguros Ltda. | Management | For | For |
| 3 | Approve Acquisition of Owena Empreendimentos e Participacoes Ltda. and Issuance of 65,663 New Shares and 8 Subscription Warrants in Connection with Acquisition | Management | For | For |
| |
|---|
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: APR 26, 2012 | TICKER: BRIN3 SECURITY ID: P1830M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of 49.8 Percent of ZPS/MW Corretora de Seguros Ltda. | Management | For | For |
| 2 | Approve Acquisition of Borislav Empreendimentos e Participacoes Ltda. and Issuance of 215,878 New Shares and 8 Subscription Warrants in Connection with Acquisition | Management | For | For |
| |
|---|
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: MAY 04, 2012 | TICKER: BRIN3 SECURITY ID: P1830M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: MAY 11, 2012 | TICKER: BRIN3 SECURITY ID: P1830M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Change Location of Company Headquarters | Management | For | For |
| 1.b | Amend Article 7, Paragraph 3 | Management | For | For |
| 1.c | Amend Article 10, Paragraph 1 | Management | For | For |
| 1.d | Amend Article 10, Paragraph 2 | Management | For | For |
| 1.e | Amend Article 10, Paragraph 5 | Management | For | For |
| 1.f | Amend Article 12 | Management | For | For |
| 1.g | Amend Article 12, Paragraph 2 | Management | For | For |
| 1.h | Amend Article 17 | Management | For | For |
| 1.i | Amend Article 19 | Management | For | For |
| 2.1 | Amend Stock Option Plan Re: Administrating Committee | Management | For | Against |
| 2.2 | Amend Stock Option Plan Re: Committee Chair | Management | For | Against |
| 2.3 | Amend Stock Option Plan Re: Conflict of Interest | Management | For | Against |
| 3 | Discuss Date for EGM on June 11, 2012 | Management | For | For |
| |
|---|
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: JUN 05, 2012 | TICKER: BRIN3 SECURITY ID: P1830M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of 99.96 Percent of Coelho dos Santos Corretora de Seguros Ltda | Management | For | For |
| 2 | Approve Acquisition of 38.67 Percent of Kalassa Corretora de Seguros Ltda | Management | For | For |
| 3 | Approve Acquisition of PAAJ Holding Ltda and Issuance of 154,090 New Shares and 16 Subscription Warrants in Connection with Acquisition | Management | For | For |
| |
|---|
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: JUN 14, 2012 | TICKER: BRIN3 SECURITY ID: P1830M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Independent Director | Management | For | For |
| |
|---|
BRE PROPERTIES, INC.
MEETING DATE: MAY 15, 2012 | TICKER: BRE SECURITY ID: 05564E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.2 | Elect Director Paula F. Downey | Management | For | For |
| 1.3 | Elect Director Christopher J. McGurk | Management | For | For |
| 1.4 | Elect Director Matthew T. Medeiros | Management | For | For |
| 1.5 | Elect Director Constance B. Moore | Management | For | For |
| 1.6 | Elect Director Jeanne R. Myerson | Management | For | For |
| 1.7 | Elect Director Jeffrey T. Pero | Management | For | For |
| 1.8 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.9 | Elect Director Dennis E. Singleton | Management | For | For |
| 1.10 | Elect Director Thomas P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRIDGE CAPITAL HOLDINGS
MEETING DATE: MAY 24, 2012 | TICKER: BBNK SECURITY ID: 108030107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence Owen Brown | Management | For | For |
| 1.2 | Elect Director Howard N. Gould | Management | For | For |
| 1.3 | Elect Director Francis J. Harvey | Management | For | For |
| 1.4 | Elect Director Allan C. Kramer | Management | For | For |
| 1.5 | Elect Director Robert P. Latta | Management | For | For |
| 1.6 | Elect Director Daniel P. Myers | Management | For | For |
| 1.7 | Elect Director Chrsitopher B. Paisley | Management | For | For |
| 1.8 | Elect Director Thomas M. Quigg | Management | For | For |
| 1.9 | Elect Director Terry Schwakopf | Management | For | For |
| 1.10 | Elect Director Barry A. Turkus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BROOKLINE BANCORP, INC.
MEETING DATE: MAY 09, 2012 | TICKER: BRKL SECURITY ID: 11373M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Doyle, Jr. | Management | For | For |
| 1.2 | Elect Director Thomas J. Hollister | Management | For | For |
| 1.3 | Elect Director Charles H. Peck | Management | For | For |
| 1.4 | Elect Director Paul A. Perrault | Management | For | For |
| 1.5 | Elect Director Joseph J. Slotnik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAMDEN PROPERTY TRUST
MEETING DATE: MAY 11, 2012 | TICKER: CPT SECURITY ID: 133131102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Campo | Management | For | For |
| 1.2 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.3 | Elect Director Lewis A. Levey | Management | For | For |
| 1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
| 1.5 | Elect Director William F. Paulsen | Management | For | For |
| 1.6 | Elect Director D. Keith Oden | Management | For | For |
| 1.7 | Elect Director F. Gardner Parker | Management | For | For |
| 1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
| 1.9 | Elect Director Steven A. Webster | Management | For | For |
| 1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAMPUS CREST COMMUNITIES, INC.
MEETING DATE: APR 23, 2012 | TICKER: CCG SECURITY ID: 13466Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ted W. Rollins | Management | For | For |
| 1.2 | Elect Director Michael S. Hartnett | Management | For | For |
| 1.3 | Elect Director N. Anthony Coles | Management | For | For |
| 1.4 | Elect Director Richard S. Kahlbaugh | Management | For | For |
| 1.5 | Elect Director Denis McGlynn | Management | For | For |
| 1.6 | Elect Director William G. Popeo | Management | For | For |
| 1.7 | Elect Director Daniel L. Simmons | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CANADIAN WESTERN BANK
MEETING DATE: MAR 08, 2012 | TICKER: CWB SECURITY ID: 13677F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify KPMG LLP as Auditors | Management | For | For |
| 2.1 | Elect Director Albrecht W.A. Bellstedt | Management | For | For |
| 2.2 | Elect Director Linda M.O. Hohol | Management | For | For |
| 2.3 | Elect Director Allan W. Jackson | Management | For | For |
| 2.4 | Elect Director Wendy A. Leaney | Management | For | For |
| 2.5 | Elect Director Robert A. Manning | Management | For | For |
| 2.6 | Elect Director Gerald A.B. McGavin | Management | For | For |
| 2.7 | Elect Director Howard E. Pechet | Management | For | For |
| 2.8 | Elect Director Robert L. Phillips | Management | For | For |
| 2.9 | Elect Director L. (Larry) M. Pollock | Management | For | For |
| 2.10 | Elect Director Raymond J. Protti | Management | For | For |
| 2.11 | Elect Director Ian M. Reid | Management | For | For |
| 2.12 | Elect Director H.S. (Sandy) Riley | Management | For | For |
| 2.13 | Elect Director Alan M. Rowe | Management | For | For |
| 2.14 | Elect Director Arnold J. Shell | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CAPE BANCORP, INC.
MEETING DATE: APR 30, 2012 | TICKER: CBNJ SECURITY ID: 139209100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Benevento | Management | For | For |
| 1.2 | Elect Director Michael D. Devlin | Management | For | For |
| 1.3 | Elect Director Matthew J. Reynolds | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 08, 2012 | TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard D. Fairbank | Management | For | For |
| 2 | Elect Director Peter E. Raskind | Management | For | For |
| 3 | Elect Director Bradford H. Warner | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
CARVER BANCORP, INC.
MEETING DATE: OCT 25, 2011 | TICKER: CARV SECURITY ID: 146875109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Holland, Jr. | Management | For | For |
| 1.2 | Elect Director Janet L. Rolle | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | Against |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Approve Conversion of Securities | Management | For | For |
| 7 | Authorize New Class of Preferred Stock | Management | For | For |
| 8 | Approve Conversion of Securities | Management | For | For |
| 9 | Approve Conversion of Securities | Management | For | For |
| 10 | Amendment to the Certificate of Incorporation Permitting the U.S. Treasury to Vote Shares of Common Stock in Excess of 10% of Carver's Common Stock | Management | For | For |
| |
|---|
CASCADE BANCORP
MEETING DATE: MAY 08, 2012 | TICKER: CACB SECURITY ID: 147154207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerol E. Andres | Management | For | For |
| 1.2 | Elect Director Chris C. Casciato | Management | For | For |
| 1.3 | Elect Director Michael Connolly | Management | For | For |
| 1.4 | Elect Director Henry H. Hewitt | Management | For | For |
| 1.5 | Elect Director Judith A. Johansen | Management | For | For |
| 1.6 | Elect Director J. LaMont Keen | Management | For | For |
| 1.7 | Elect Director James B. Lockhart, III | Management | For | For |
| 1.8 | Elect Director Patricia L. Moss | Management | For | For |
| 1.9 | Elect Director Ryan R. Patrick | Management | For | For |
| 1.10 | Elect Director Thomas M. Wells | Management | For | For |
| 1.11 | Elect Director Terry E. Zink | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CASTELLUM AB
MEETING DATE: MAR 22, 2012 | TICKER: CAST SECURITY ID: W2084X107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6a | Receive Financial Statements and Statutory Reports; Receive Consolidated Statements and Statutory Reports | Management | None | None |
| 6b | Receive Auditor's Report Regarding Compliance of the Guidelines for Executive Remuneration; Receive Chairman's and Managing Director's Review | Management | None | None |
| 7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of SEK 3.70 per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Receive Election Committee's Report on Activities and Statement Concerning the Proposal Regarding the Board of Directors | Management | None | None |
| 11 | Determine Number of Members (7) and Deputy Members of Board | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 510,000 for Chairman, SEK 245,000 for Other Members | Management | For | Did Not Vote |
| 13 | Reelect Per Berggren, Marianne Alexandersson, Ulla-Britt Frajdin-Hellqvist, Christer Jacobson, and Johan Skoglund as Directors; Elect Charlotte Stromberg (Chair), and Jan-Ake Jonsson as New Directors | Management | For | Did Not Vote |
| 14 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| |
|---|
CBOE HOLDINGS, INC.
MEETING DATE: JUN 14, 2012 | TICKER: CBOE SECURITY ID: 12503M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Brodsky | Management | For | For |
| 1.2 | Elect Director James R. Boris | Management | For | For |
| 1.3 | Elect Director Mark F. Duffy | Management | For | For |
| 1.4 | Elect Director Frank E. English, Jr. | Management | For | For |
| 1.5 | Elect Director Janet P. Froetscher | Management | For | For |
| 1.6 | Elect Director Jill R. Goodman | Management | For | For |
| 1.7 | Elect Director Paul Kepes | Management | For | For |
| 1.8 | Elect Director Duane R. Kullberg | Management | For | For |
| 1.9 | Elect Director Benjamin R. Londergan | Management | For | For |
| 1.10 | Elect Director R. Eden Martin | Management | For | For |
| 1.11 | Elect Director Roderick A. Palmore | Management | For | For |
| 1.12 | Elect Director Susan M. Phillips | Management | For | For |
| 1.13 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.14 | Elect Director Carole E. Stone | Management | For | For |
| 1.15 | Elect Director Eugene S. Sunshine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CBRE GROUP, INC.
MEETING DATE: MAY 08, 2012 | TICKER: CBG SECURITY ID: 12504L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CETIP S.A. BALCAO ORGANIZADO DE ATIVOS E DERIVATIVOS
MEETING DATE: APR 17, 2012 | TICKER: CTIP3 SECURITY ID: P23840104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
| 4 | Elect Directors | Management | For | Against |
| |
|---|
CHEVIOT FINANCIAL CORP.
MEETING DATE: DEC 28, 2011 | TICKER: CHEV SECURITY ID: 166774109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Adopt Supermajority Vote Requirement for Amendments to Articles of Incorporation | Management | For | Against |
| 4 | Adopt Supermajority Vote Requirement for Amendments to Bylaws | Management | For | Against |
| 5 | Limit Voting Rights of Shares Beneficially Owned in Excess of 10% of Company's Stock | Management | For | Against |
| |
|---|
CHEVIOT FINANCIAL CORP.
MEETING DATE: APR 24, 2012 | TICKER: CHEV SECURITY ID: 16677X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven R. Hausfeld | Management | For | For |
| 1.2 | Elect Director Thomas J. Linneman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHINA CITIC BANK CORPORATION LTD.
MEETING DATE: MAR 06, 2012 | TICKER: 601998 SECURITY ID: Y1434M116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue of Subordinated Bonds | Management | For | For |
| 2 | Approve Issue of Financial Bonds Specialized for Small and Miniature Enterprises | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| |
|---|
CHINA CITIC BANK CORPORATION LTD.
MEETING DATE: MAY 30, 2012 | TICKER: 601998 SECURITY ID: Y1434M116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2011 Annual Report | Management | For | For |
| 4 | Approve Financial Report | Management | For | For |
| 5 | Approve Profit Distribution Plan for the Year 2011 | Management | For | For |
| 6 | Approve Financial Budget Plan for the Year 2012 | Management | For | For |
| 7 | Approve Resolution on Engagement of Accounting Firms and Their Service Fees | Management | For | For |
| 8a | Reelect Chen Xiaoxian as Executive Director | Management | For | For |
| 8b | Reelect Cao Tong as Executive Director | Management | For | For |
| 8c | Reelect Tian Guoli as Non-Executive Director | Management | For | For |
| 8d | Reelect Dou Jianzhong as Non-Executive Director | Management | For | For |
| 8e | Reelect Ju Weimin as Non-Executive Director | Management | For | For |
| 8f | Reelect Guo Ketong as Non-Executive Director | Management | For | For |
| 8g | Reelect Zhao Xiaofan as Non-Executive Director | Management | For | For |
| 8h | Reelect Chan Hui Dor Lam Doreen as Non-Executive Director | Management | For | For |
| 8i | Reelect Angel Cano Fernandez as Non-Executive Director | Management | For | For |
| 8j | Reelect Jose Andres Barreiro Hernandez as Non-Executive Director | Management | For | For |
| 8k | Reelect Li Zheping as Independent Non-Executive Director | Management | For | For |
| 8l | Reelect Xing Tiancai as Independent Non-Executive Director | Management | For | For |
| 8m | Elect Liu Shulan as Independent Non-Executive Director | Management | For | For |
| 8n | Elect Wu Xiaoqing as Independent Non-Executive Director | Management | For | For |
| 8o | Eelect Wang Lianzhang as Independent Non-Executive Director | Management | For | For |
| 9a | Reelect Zheng Xuexue as Supervisor | Management | For | For |
| 9b | Reelect Zhuang Yumin as External Supervisor | Management | For | For |
| 9c | Reelect Luo Xiaoyuan as External Supervisor | Management | For | For |
| 10 | Approve Grant of Credit Facilities by the Bank to CITIC Group | Management | For | For |
| 11 | Approve Special Report on Related Party Transactions of the Bank for the Year 2011 | Management | For | For |
| 12a | Amend Articles of Association, Rules of Procedures of the Shareholders General Meeting, and Rules of Procedures of the Board of Directors | Management | For | For |
| 12b | Amend Articles of Association and Rules of Procedures of the Board of Supervisors | Management | For | For |
| |
|---|
CIELO SA
MEETING DATE: APR 20, 2012 | TICKER: CIEL3 SECURITY ID: P2859E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Capitalization of Reserves for Bonus Issue | Management | For | For |
| 2 | Amend Corporate Purpose | Management | For | For |
| 3 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
| |
|---|
CIELO SA
MEETING DATE: APR 20, 2012 | TICKER: CIEL3 SECURITY ID: P2859E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 2 | Approve Capital Budget and Allocation of Income | Management | For | For |
| 3 | Elect Directors and Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
| |
|---|
CIT GROUP INC.
MEETING DATE: MAY 15, 2012 | TICKER: CIT SECURITY ID: 125581801
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John A. Thain | Management | For | For |
| 2 | Elect Director Michael J. Embler | Management | For | For |
| 3 | Elect Director William M. Freeman | Management | For | For |
| 4 | Elect Director David M. Moffett | Management | For | For |
| 5 | Elect Director R. Brad Oates | Management | For | For |
| 6 | Elect Director Marianne Miller Parrs | Management | For | For |
| 7 | Elect Director Gerald Rosenfeld | Management | For | For |
| 8 | Elect Director John R. Ryan | Management | For | For |
| 9 | Elect Director Seymour Sternberg | Management | For | For |
| 10 | Elect Director Peter J. Tobin | Management | For | For |
| 11 | Elect Director Laura S. Unger | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 17, 2012 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Franz B. Humer | Management | For | For |
| 2 | Elect Director Robert L. Joss | Management | For | For |
| 3 | Elect Director Michael E. O'Neill | Management | For | For |
| 4 | Elect Director Vikram S. Pandit | Management | For | For |
| 5 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 6 | Elect Director Judith Rodin | Management | For | For |
| 7 | Elect Director Robert L. Ryan | Management | For | For |
| 8 | Elect Director Anthony M. Santomero | Management | For | For |
| 9 | Elect Director Joan E. Spero | Management | For | For |
| 10 | Elect Director Diana L. Taylor | Management | For | For |
| 11 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 12 | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Disclose Prior Government Service | Shareholder | Against | Against |
| 17 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| |
|---|
CITIZENS & NORTHERN CORPORATION
MEETING DATE: APR 17, 2012 | TICKER: CZNC SECURITY ID: 172922106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond R. Mattie | Management | For | For |
| 1.2 | Elect Director Edward H. Owlett, III | Management | For | For |
| 1.3 | Elect Director James E. Towner | Management | For | For |
| 1.4 | Elect Director Charles H. Updegraff, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CITIZENS, INC.
MEETING DATE: JUN 05, 2012 | TICKER: CIA SECURITY ID: 174740100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. Dean Gage | Management | For | For |
| 1.2 | Elect Director Steven F. Shelton | Management | For | For |
| 1.3 | Elect Director Timothy T. Timmerman | Management | For | For |
| 1.4 | Elect Director Robert B. Sloan, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CITY HOLDING COMPANY
MEETING DATE: APR 25, 2012 | TICKER: CHCO SECURITY ID: 177835105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Elliot | Management | For | For |
| 1.2 | Elect Director David W. Hambrick | Management | For | For |
| 1.3 | Elect Director James L. Rossi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CITY NATIONAL CORPORATION
MEETING DATE: MAY 09, 2012 | TICKER: CYN SECURITY ID: 178566105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth L. Coleman | Management | For | For |
| 2 | Elect Director Bruce Rosenblum | Management | For | For |
| 3 | Elect Director Peter M. Thomas | Management | For | For |
| 4 | Elect Director Christopher J. Warmuth | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: JUN 13, 2012 | TICKER: CME SECURITY ID: 12572Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1.2 | Elect Director Larry G. Gerdes | Management | For | For |
| 1.3 | Elect Director Daniel R. Glickman | Management | For | For |
| 1.4 | Elect Director James E. Oliff | Management | For | For |
| 1.5 | Elect Director Edemir Pinto | Management | For | For |
| 1.6 | Elect Director Alex J. Pollock | Management | For | For |
| 1.7 | Elect Director William R. Shepard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Proxy Access | Shareholder | Against | Against |
| |
|---|
CNB FINANCIAL CORPORATION
MEETING DATE: APR 17, 2012 | TICKER: CCNE SECURITY ID: 126128107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph B. Bower, Jr. | Management | For | For |
| 1.2 | Elect Director Robert W. Montler | Management | For | For |
| 1.3 | Elect Director Joel E. Peterson | Management | For | For |
| 1.4 | Elect Director Richard B. Seager | Management | For | For |
| 1.5 | Elect Director Richard L. Greslick, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CNO FINANCIAL GROUP, INC.
MEETING DATE: MAY 09, 2012 | TICKER: CNO SECURITY ID: 12621E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward J. Bonach | Management | For | For |
| 2 | Elect Director Ellyn L. Brown | Management | For | For |
| 3 | Elect Director Robert C. Greving | Management | For | For |
| 4 | Elect Director R. Keith Long | Management | For | For |
| 5 | Elect Director Charles W. Murphy | Management | For | For |
| 6 | Elect Director Neal C. Schneider | Management | For | For |
| 7 | Elect Director Frederick J. Sievert | Management | For | For |
| 8 | Elect Director Michael T. Tokarz | Management | For | For |
| 9 | Elect Director John G. Turner | Management | For | For |
| 10 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COBIZ FINANCIAL INC.
MEETING DATE: MAY 17, 2012 | TICKER: COBZ SECURITY ID: 190897108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Bangert | Management | For | For |
| 1.2 | Elect Director Michael B. Burgamy | Management | For | For |
| 1.3 | Elect Director Morgan Gust | Management | For | For |
| 1.4 | Elect Director Evan Makovsky | Management | For | For |
| 1.5 | Elect Director Douglas L. Polson | Management | For | For |
| 1.6 | Elect Director Mary K. Rhinehart | Management | For | For |
| 1.7 | Elect Director Noel N. Rothman | Management | For | For |
| 1.8 | Elect Director Bruce H. Schroffel | Management | For | For |
| 1.9 | Elect Director Timothy J. Travis | Management | For | For |
| 1.10 | Elect Director Mary Beth Vitale | Management | For | For |
| 1.11 | Elect Director Mary M. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 05, 2012 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Francisco D'Souza | Management | For | For |
| 2 | Elect Director John N. Fox, Jr. | Management | For | For |
| 3 | Elect Director Thomas M. Wendel | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
COLONIAL PROPERTIES TRUST
MEETING DATE: APR 25, 2012 | TICKER: CLP SECURITY ID: 195872106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl F. Bailey | Management | For | For |
| 1.2 | Elect Director Edwin M. Crawford | Management | For | For |
| 1.3 | Elect Director M. Miller Gorrie | Management | For | For |
| 1.4 | Elect Director William M. Johnson | Management | For | For |
| 1.5 | Elect Director James K. Lowder | Management | For | For |
| 1.6 | Elect Director Thomas H. Lowder | Management | For | For |
| 1.7 | Elect Director Herbert A. Meisler | Management | For | For |
| 1.8 | Elect Director Claude B. Nielsen | Management | For | For |
| 1.9 | Elect Director Harold W. Ripps | Management | For | For |
| 1.10 | Elect Director John W. Spiegel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 24, 2012 | TICKER: CMA SECURITY ID: 200340107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard G. Lindner | Management | For | For |
| 2 | Elect Director Robert S. Taubman | Management | For | For |
| 3 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
| 4 | Elect Director Roger A. Cregg | Management | For | For |
| 5 | Elect Director T. Kevin DeNicola | Management | For | For |
| 6 | Elect Director Alfred A. Piergallini | Management | For | For |
| 7 | Elect Director Nina G. Vaca | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CORPBANCA
MEETING DATE: APR 10, 2012 | TICKER: BCA SECURITY ID: 21987A209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Cancellation of Unallocated Part of Capital Authorization Approved at EGM Held on Jan. 27, 2011 to Increase Capital | Management | For | For |
| 2 | Authorize Increase in Capital via Issuance of 48 Billion Shares; Authorize Board to Set Price, Terms of Issuance; Amend Article 5 of Bylaws | Management | For | For |
| 3 | Approve Registration of Capital Increase Shares in Chilean Superintendency of Banks and Financial Institutions; Adopt All Necessary Agreements to Execute Approved Resolutions | Management | For | For |
| |
|---|
CORPORATE OFFICE PROPERTIES TRUST
MEETING DATE: MAY 10, 2012 | TICKER: OFC SECURITY ID: 22002T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay H. Shidler | Management | For | For |
| 1.2 | Elect Director Clay W. Hamlin, III | Management | For | For |
| 1.3 | Elect Director Thomas F. Brady | Management | For | For |
| 1.4 | Elect Director Robert L. Denton | Management | For | For |
| 1.5 | Elect Director Elizabeth A. Hight | Management | For | For |
| 1.6 | Elect Director David M. Jacobstein | Management | For | For |
| 1.7 | Elect Director Steven D. Kesler | Management | For | For |
| 1.8 | Elect Director Richard Szafranski | Management | For | For |
| 1.9 | Elect Director Roger A. Waesche, Jr. | Management | For | For |
| 1.10 | Elect Director Kenneth D. Wethe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CREDICORP LTD.
MEETING DATE: MAR 30, 2012 | TICKER: BAP SECURITY ID: G2519Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Accept Consolidated Financial Statements and Statutory Reports for the Fiscal Year Ended December 31, 2011 | Management | For | For |
| 3 | Approve Remuneration of Directors; Approve Remuneration of Committee Members and Their Alternates | Management | For | Abstain |
| 4 | Appoint External Auditors for Fiscal Year 2012 | Management | For | For |
| |
|---|
CREDIT AGRICOLE SA
MEETING DATE: MAY 22, 2012 | TICKER: ACA SECURITY ID: F22797108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Transaction with Caisses Regionales Re : Guarantee Agreement | Management | For | For |
| 5 | Approve Severance Payment Agreement with Jean Yves Hocher | Management | For | For |
| 6 | Ratify Appointment of Jean Louis Delorme as Director | Management | For | For |
| 7 | Elect Jean Louis Roveyaz as Director | Management | For | For |
| 8 | Elect Marc Pouzet as Director | Management | For | For |
| 9 | Elect Francoise Gri as Director | Management | For | For |
| 10 | Elect Jean Claude Rigaud as Director | Management | For | For |
| 11 | Reelect Patrick Clavelou as Director | Management | For | For |
| 12 | Reelect Carole Giraud as Director | Management | For | For |
| 13 | Reelect Monica Mondardini as Director | Management | For | For |
| 14 | Reelect SAS Rue La Boetie as Director | Management | For | For |
| 15 | Renew Appointment of Ernst & Young et Autres as Auditor | Management | For | For |
| 16 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 17 | Renew Appointment of Picarle et Associes as Alternate Auditor | Management | For | For |
| 18 | Appoint Etienne Boris as Alternate Auditor | Management | For | For |
| 19 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.05 Million | Management | For | For |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Ratify Change of Registered Office to 12, Place des Etats Unis, 92120 Montrouge | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 3.75 Billion | Management | For | For |
| 23 | Approve Issuance of Shares up to Aggregate Nominal Amount of EUR 1.125 Billion for a Private Placement | Management | For | For |
| 24 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.125 Billion | Management | For | For |
| 25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 22, 23, 24, 26, 27, 31 and 32 | Management | For | For |
| 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 27 | Authorize Board to Set Issue Price for 5 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 28 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3.75 Billion | Management | For | For |
| 29 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 5 Billion | Management | For | For |
| 30 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 31 | Approve Employee Stock Purchase Plan | Management | For | For |
| 32 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
| 33 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 34 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
CREDIT SUISSE GROUP AG
MEETING DATE: APR 27, 2012 | TICKER: CSGN SECURITY ID: 225401108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3.1 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 3.2 | Approve Dividends of CHF 0.75 per Share from Capital Contribution Reserves to be Paid in Cash, Shares, or a Combination of Cash and Shares | Management | For | Did Not Vote |
| 4.1 | Approve Creation of CHF 8 Million Pool of Convertible Capital without Preemptive Rights | Management | For | Did Not Vote |
| 4.2 | Approve CHF 2 Million Increase to Existing Pool of Authorized Capital for the Purpose of Scrip Dividends with Preemptive Rights | Management | For | Did Not Vote |
| 5.1.1 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
| 5.1.2 | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
| 5.1.3 | Reelect Richard Thornburgh as Director | Management | For | Did Not Vote |
| 5.1.4 | Reelect John Tiner as Director | Management | For | Did Not Vote |
| 5.1.5 | Reelect Urs Rohner as Director | Management | For | Did Not Vote |
| 5.1.6 | Elect Iris Bohnet as Director | Management | For | Did Not Vote |
| 5.1.7 | Elect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
| 5.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5.3 | Ratify BDO AG as Special Auditor | Management | For | Did Not Vote |
| 6 | For Proposals that have not been Submitted until the AGM itself as defined in Art. 700 Paras. 3 and 4 of the Swiss Code of Obligations, I Hereby Authorize the Independent Proxy to Vote in Favor of the Proposal of the Board of Directors | Management | None | Did Not Vote |
| |
|---|
CUBESMART
MEETING DATE: MAY 30, 2012 | TICKER: CUBE SECURITY ID: 229663109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Diefenderfer, III | Management | For | For |
| 1.2 | Elect Director Piero Bussani | Management | For | For |
| 1.3 | Elect Director Dean Jernigan | Management | For | For |
| 1.4 | Elect Director Marianne M. Keler | Management | For | For |
| 1.5 | Elect Director David J. LaRue | Management | For | For |
| 1.6 | Elect Director John F. Remondi | Management | For | For |
| 1.7 | Elect Director Jeffrey F. Rogatz | Management | For | For |
| 1.8 | Elect Director John W. Fain | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CULLEN/FROST BANKERS, INC.
MEETING DATE: APR 26, 2012 | TICKER: CFR SECURITY ID: 229899109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Denny Alexander | Management | For | For |
| 1.2 | Elect Director Carlos Alvarez | Management | For | For |
| 1.3 | Elect Director Royce S. Caldwell | Management | For | For |
| 1.4 | Elect Director Crawford H. Edwards | Management | For | For |
| 1.5 | Elect Director Ruben M. Escobedo | Management | For | For |
| 1.6 | Elect Director Richard W. Evans, Jr. | Management | For | For |
| 1.7 | Elect Director Patrick B. Frost | Management | For | For |
| 1.8 | Elect Director David J. Haemisegger | Management | For | For |
| 1.9 | Elect Director Karen E. Jennings | Management | For | For |
| 1.10 | Elect Director Richard M. Kleberg, III | Management | For | For |
| 1.11 | Elect Director Charles W. Matthews | Management | For | For |
| 1.12 | Elect Director Ida Clement Steen | Management | For | For |
| 1.13 | Elect Director Horace Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DCT INDUSTRIAL TRUST INC.
MEETING DATE: APR 26, 2012 | TICKER: DCT SECURITY ID: 233153105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas G. Wattles | Management | For | For |
| 1.2 | Elect Director Philip L. Hawkins | Management | For | For |
| 1.3 | Elect Director Marilyn A. Alexander | Management | For | For |
| 1.4 | Elect Director Thomas F. August | Management | For | For |
| 1.5 | Elect Director John S. Gates, Jr. | Management | For | For |
| 1.6 | Elect Director Raymond B. Greer | Management | For | For |
| 1.7 | Elect Director Tripp H. Hardin | Management | For | For |
| 1.8 | Elect Director John C. O'keeffe | Management | For | For |
| 1.9 | Elect Director Bruce L. Warwick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DELTA LLOYD NV
MEETING DATE: MAY 23, 2012 | TICKER: DL SECURITY ID: N25633103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2 | Receive Report of Management Board | Management | None | None |
| 3a | Adopt Financial Statements | Management | For | For |
| 3b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3c | Approve Dividends of EUR 1.03 Per Share | Management | For | For |
| 4a | Approve Discharge of Management Board | Management | For | For |
| 4b | Approve Discharge of Supervisory Board | Management | For | For |
| 5a | Announce Vacancies on the Board | Management | None | None |
| 5b | Opportunity to Make Recommendations | Management | None | None |
| 5c | Announce Intention to Elect P.G. Boumeester and J.M.G. Frijns to Supervisory Board | Management | None | None |
| 5d | Reelect P.G. Boumeester to Supervisory Board | Management | For | For |
| 5e | Elect J.M.G. Frijns to Supervisory Board | Management | For | For |
| 6 | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
| 7 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 8 | Approve Publication of Financial Statements and Annual Report in English | Management | For | For |
| 9a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 9b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Interim Dividend | Management | For | For |
| 12 | Allow Questions and Close Meeting | Management | None | None |
| |
|---|
DEVELOPMENT CREDIT BANK LTD.
MEETING DATE: MAR 22, 2012 | TICKER: 532772 SECURITY ID: Y2051L134
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity Shares to Wolfensohn Capital Partners, L.P. or its Wholly-Owned Subsidiary, Tano Mauritius India FVCI II, and TVS Shriram Growth Fund I | Management | For | For |
| |
|---|
DEVELOPMENT CREDIT BANK LTD.
MEETING DATE: JUN 01, 2012 | TICKER: 532772 SECURITY ID: Y2051L134
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect D.E. Udwadia as Director | Management | For | Against |
| 3 | Reelect S.D. Nayyar as Director | Management | For | Against |
| 4 | Approve BSR & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect A. Manekia as Director | Management | For | For |
| 7 | Elect A. Jiwani as Director | Management | For | For |
| 8 | Approve Payment of Remuneration to N. Munjee, Part-time Chairman | Management | For | For |
| |
|---|
DIAMONDROCK HOSPITALITY COMPANY
MEETING DATE: APR 25, 2012 | TICKER: DRH SECURITY ID: 252784301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William W. McCarten | Management | For | For |
| 1.2 | Elect Director Daniel J. Altobello | Management | For | For |
| 1.3 | Elect Director W. Robert Grafton | Management | For | For |
| 1.4 | Elect Director Maureen L. McAvey | Management | For | For |
| 1.5 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.6 | Elect Director John L. Williams | Management | For | For |
| 1.7 | Elect Director Mark W. Brugger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 18, 2012 | TICKER: DFS SECURITY ID: 254709108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DOUGLAS EMMETT, INC.
MEETING DATE: MAY 24, 2012 | TICKER: DEI SECURITY ID: 25960P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan A. Emmett | Management | For | For |
| 1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
| 1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
| 1.4 | Elect Director Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Director Leslie E. Bider | Management | For | For |
| 1.6 | Elect Director David T. Feinberg | Management | For | For |
| 1.7 | Elect Director Thomas E. O'Hern | Management | For | For |
| 1.8 | Elect Director Andrea Rich | Management | For | For |
| 1.9 | Elect Director William E. Simon, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
E*TRADE FINANCIAL CORPORATION
MEETING DATE: MAY 10, 2012 | TICKER: ETFC SECURITY ID: 269246401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Rodger A. Lawson | Management | For | For |
| 2.2 | Elect Director Frank J. Petrilli | Management | For | For |
| 2.3 | Elect Director Rebecca Saeger | Management | For | For |
| 2.4 | Elect Director Joseph L. Sclafani | Management | For | For |
| 2.5 | Elect Director Stephen H. Willard | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: APR 26, 2012 | TICKER: EBAY SECURITY ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Marc L. Andreessen | Management | For | For |
| 2 | Elect Director William C. Ford, Jr. | Management | For | For |
| 3 | Elect Director Dawn G. Lepore | Management | For | For |
| 4 | Elect Director Kathleen C. Mitic | Management | For | For |
| 5 | Elect Director Pierre M. Omidyar | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | Against |
| 8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 9 | Declassify the Board of Directors | Management | For | For |
| 10 | Provide Right to Call Special Meeting | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
EPIQ SYSTEMS, INC.
MEETING DATE: JUN 05, 2012 | TICKER: EPIQ SECURITY ID: 26882D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom W. Olofson | Management | For | For |
| 1.2 | Elect Director Christopher E. Olofson | Management | For | For |
| 1.3 | Elect Director W. Bryan Satterlee | Management | For | For |
| 1.4 | Elect Director Edward M. Connolly, Jr. | Management | For | For |
| 1.5 | Elect Director James A. Byrnes | Management | For | For |
| 1.6 | Elect Director Joel Pelofsky | Management | For | For |
| 1.7 | Elect Director Charles C. Connely, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 03, 2012 | TICKER: EFX SECURITY ID: 294429105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 2 | Elect Director Robert D. Daleo | Management | For | For |
| 3 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 4 | Elect Director Mark L. Feidler | Management | For | For |
| 5 | Elect Director L. Phillip Humann | Management | For | For |
| 6 | Elect Director Siri S. Marshall | Management | For | For |
| 7 | Elect Director John A. McKinley | Management | For | For |
| 8 | Elect Director Richard F. Smith | Management | For | For |
| 9 | Elect Director Mark B. Templeton | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: MAY 08, 2012 | TICKER: ELS SECURITY ID: 29472R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip Calian | Management | For | For |
| 1.2 | Elect Director David Contis | Management | For | For |
| 1.3 | Elect Director Thomas Dobrowski | Management | For | For |
| 1.4 | Elect Director Thomas Heneghan | Management | For | For |
| 1.5 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.6 | Elect Director Howard Walker | Management | For | For |
| 1.7 | Elect Director Gary Waterman | Management | For | For |
| 1.8 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Conversion of Securities | Management | For | For |
| 5 | Increase Authorized Preferred Stock | Management | For | Against |
| |
|---|
EQUITY RESIDENTIAL
MEETING DATE: JUN 21, 2012 | TICKER: EQR SECURITY ID: 29476L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alexander | Management | For | For |
| 1.2 | Elect Director Charles L. Atwood | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Mary Kay Haben | Management | For | For |
| 1.5 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.6 | Elect Director John E. Neal | Management | For | For |
| 1.7 | Elect Director David J. Neithercut | Management | For | For |
| 1.8 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.9 | Elect Director Gerald A. Spector | Management | For | For |
| 1.10 | Elect Director B. Joseph White | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
ESSEX PROPERTY TRUST, INC.
MEETING DATE: MAY 15, 2012 | TICKER: ESS SECURITY ID: 297178105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George M. Marcus | Management | For | For |
| 1.2 | Elect Director Gary P. Martin | Management | For | For |
| 1.3 | Elect Director Michael J. Schall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
EVERCORE PARTNERS INC.
MEETING DATE: JUN 07, 2012 | TICKER: EVR SECURITY ID: 29977A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger C. Altman | Management | For | For |
| 1.2 | Elect Director Pedro Aspe | Management | For | For |
| 1.3 | Elect Director Richard I. Beattie | Management | For | For |
| 1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
| 1.5 | Elect Director Gail B. Harris | Management | For | For |
| 1.6 | Elect Director Curt Hessler | Management | For | For |
| 1.7 | Elect Director Anthony N. Pritzker | Management | For | For |
| 1.8 | Elect Director Ralph L. Schlosstein | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
F.N.B. CORPORATION
MEETING DATE: MAY 23, 2012 | TICKER: FNB SECURITY ID: 302520101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William B. Campbell | Management | For | For |
| 1.2 | Elect Director Vincent J. Delie, Jr. | Management | For | For |
| 1.3 | Elect Director Philip E. Gingerich | Management | For | For |
| 1.4 | Elect Director Robert B. Goldstein | Management | For | For |
| 1.5 | Elect Director Stephen J. Gurgovits | Management | For | For |
| 1.6 | Elect Director Dawne S. Hickton | Management | For | For |
| 1.7 | Elect Director David J. Malone | Management | For | For |
| 1.8 | Elect Director D. Stephen Martz | Management | For | For |
| 1.9 | Elect Director Robert J. McCarthy, Jr. | Management | For | For |
| 1.10 | Elect Director Harry F. Radcliffe | Management | For | For |
| 1.11 | Elect Director Arthur J. Rooney, II | Management | For | For |
| 1.12 | Elect Director John W. Rose | Management | For | For |
| 1.13 | Elect Director Stanton R. Sheetz | Management | For | For |
| 1.14 | Elect Director William J. Strimbu | Management | For | For |
| 1.15 | Elect Director Earl K. Wahl, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FAIR ISAAC CORPORATION
MEETING DATE: FEB 07, 2012 | TICKER: FICO SECURITY ID: 303250104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A. George Battle | Management | For | For |
| 2 | Elect Director Nicholas F. Graziano | Management | For | For |
| 3 | Elect Director Mark N. Greene | Management | For | For |
| 4 | Elect Director James D. Kirsner | Management | For | For |
| 5 | Elect Director William J. Lansing | Management | For | For |
| 6 | Elect Director Rahul N. Merchant | Management | For | For |
| 7 | Elect Director David A. Rey | Management | For | For |
| 8 | Elect Director Duane E. White | Management | For | For |
| 9 | Approve Omnibus Stock Plan | Management | For | Against |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
FAIRFAX FINANCIAL HOLDINGS LIMITED
MEETING DATE: APR 26, 2012 | TICKER: FFH SECURITY ID: 303901102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony F. Griffiths | Management | For | For |
| 1.2 | Elect Director Robert J. Gunn | Management | For | For |
| 1.3 | Elect Director Alan D. Horn | Management | For | For |
| 1.4 | Elect Director John R.V. Palmer | Management | For | For |
| 1.5 | Elect Director Timothy R. Price | Management | For | For |
| 1.6 | Elect Director Brandon W. Sweitzer | Management | For | For |
| 1.7 | Elect Director V. Prem Watsa | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
FBL FINANCIAL GROUP, INC.
MEETING DATE: MAY 16, 2012 | TICKER: FFG SECURITY ID: 30239F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger K. Brooks | Management | For | For |
| 1.2 | Elect Director Jerry L. Chicoine | Management | For | For |
| 1.3 | Elect Director Tim H. Gill | Management | For | For |
| 1.4 | Elect Director Robert H. Hanson | Management | For | For |
| 1.5 | Elect Director James E. Hohmann | Management | For | For |
| 1.6 | Elect Director Paul E. Larson | Management | For | For |
| 1.7 | Elect Director Edward W. Mehrer | Management | For | For |
| 1.8 | Elect Director John E. Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approval of the Material Terms of Officer Performance Goals | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
FEDERAL REALTY INVESTMENT TRUST
MEETING DATE: MAY 02, 2012 | TICKER: FRT SECURITY ID: 313747206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon E. Bortz | Management | For | For |
| 1.2 | Elect Director David W. Faeder | Management | For | For |
| 1.3 | Elect Director Kristin Gamble | Management | For | For |
| 1.4 | Elect Director Gail P. Steinel | Management | For | For |
| 1.5 | Elect Director Warren M. Thompson | Management | For | For |
| 1.6 | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 1.7 | Elect Director Donald C. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY NATIONAL FINANCIAL, INC.
MEETING DATE: MAY 23, 2012 | TICKER: FNF SECURITY ID: 31620R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank P. Willey | Management | For | For |
| 1.2 | Elect Director Willie D. Davis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 30, 2012 | TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William P. Foley, II | Management | For | For |
| 2 | Elect Director Thomas M. Hagerty | Management | For | For |
| 3 | Elect Director Keith W. Hughes | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| |
|---|
FIFTH THIRD BANCORP
MEETING DATE: APR 17, 2012 | TICKER: FITB SECURITY ID: 316773100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darryl F. Allen | Management | For | For |
| 1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
| 1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
| 1.4 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.5 | Elect Director James P. Hackett | Management | For | For |
| 1.6 | Elect Director Gary R. Heminger | Management | For | For |
| 1.7 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.8 | Elect Director William M. Isaac | Management | For | For |
| 1.9 | Elect Director Kevin T. Kabat | Management | For | For |
| 1.10 | Elect Director Mitchel D. Livingston | Management | For | For |
| 1.11 | Elect Director Michael B. McCallister | Management | For | For |
| 1.12 | Elect Director Hendrik G. Meijer | Management | For | For |
| 1.13 | Elect Director John J. Schiff, Jr. | Management | For | For |
| 1.14 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FIRST AMERICAN FINANCIAL CORPORATION
MEETING DATE: MAY 15, 2012 | TICKER: FAF SECURITY ID: 31847R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Argyros | Management | For | Withhold |
| 1.2 | Elect Director Dennis J. Gilmore | Management | For | For |
| 1.3 | Elect Director Herbert B. Tasker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST BUSINESS FINANCIAL SERVICES, INC.
MEETING DATE: MAY 14, 2012 | TICKER: FBIZ SECURITY ID: 319390100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Bugher | Management | For | For |
| 1.2 | Elect Director Corey A. Chambas | Management | For | For |
| 1.3 | Elect Director John J. Harris | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST CASH FINANCIAL SERVICES, INC.
MEETING DATE: JUN 12, 2012 | TICKER: FCFS SECURITY ID: 31942D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick L. Wessel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST COMMONWEALTH FINANCIAL CORPORATION
MEETING DATE: APR 24, 2012 | TICKER: FCF SECURITY ID: 319829107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julie A. Caponi | Management | For | For |
| 1.2 | Elect Director Ray T. Charley | Management | For | For |
| 1.3 | Elect Director Gary R. Claus | Management | For | For |
| 1.4 | Elect Director David S. Dahlmann | Management | For | For |
| 1.5 | Elect Director Johnston A. Glass | Management | For | For |
| 1.6 | Elect Director David W. Greenfield | Management | For | For |
| 1.7 | Elect Director Luke A. Latimer | Management | For | For |
| 1.8 | Elect Director James W. Newill | Management | For | For |
| 1.9 | Elect Director T. Michael Price | Management | For | For |
| 1.10 | Elect Director Laurie Stern Singer | Management | For | For |
| 1.11 | Elect Director Robert J. Ventura | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST HORIZON NATIONAL CORPORATION
MEETING DATE: APR 17, 2012 | TICKER: FHN SECURITY ID: 320517105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert B. Carter | Management | For | For |
| 2 | Elect Director John C. Compton | Management | For | For |
| 3 | Elect Director Mark A. Emkes | Management | For | For |
| 4 | Elect Director Vicky B. Gregg | Management | For | For |
| 5 | Elect Director James A. Haslam, III | Management | For | For |
| 6 | Elect Director D. Bryan Jordan | Management | For | For |
| 7 | Elect Director R. Brad Martin | Management | For | For |
| 8 | Elect Director Scott M. Niswonger | Management | For | For |
| 9 | Elect Director Vicki R. Palmer | Management | For | For |
| 10 | Elect Director Colin V. Reed | Management | For | For |
| 11 | Elect Director Luke Yancy, III | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST INTERSTATE BANCSYSTEM, INC.
MEETING DATE: MAY 23, 2012 | TICKER: FIBK SECURITY ID: 32055Y201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward Garding | Management | For | For |
| 2 | Elect Director David L. Jahnke | Management | For | For |
| 3 | Elect Director Ross E. Leckie | Management | For | For |
| 4 | Elect Director James R. Scott | Management | For | For |
| 5 | Elect Director Randall I. Scott | Management | For | For |
| 6 | Elect Director Teresa A. Taylor | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST MIDWEST BANCORP, INC.
MEETING DATE: MAY 16, 2012 | TICKER: FMBI SECURITY ID: 320867104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Barbara A. Boigegrain | Management | For | For |
| 2 | Elect Director Robert P. O'Meara | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FIRST REPUBLIC BANK
MEETING DATE: MAY 15, 2012 | TICKER: FRC SECURITY ID: 33616C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Herbert, II | Management | For | For |
| 1.2 | Elect Director K. August-dewilde | Management | For | For |
| 1.3 | Elect Director Thomas J. Barrack, Jr. | Management | For | Withhold |
| 1.4 | Elect Director F.J. Fahrenkopf, Jr. | Management | For | For |
| 1.5 | Elect Director William E. Ford | Management | For | For |
| 1.6 | Elect Director L. Martin Gibbs | Management | For | For |
| 1.7 | Elect Director Sandra R. Hernandez | Management | For | For |
| 1.8 | Elect Director Pamela J. Joyner | Management | For | For |
| 1.9 | Elect Director Jody S. Lindell | Management | For | For |
| 1.10 | Elect Director George G.C. Parker | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 23, 2012 | TICKER: FISV SECURITY ID: 337738108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel P. Kearney | Management | For | For |
| 1.2 | Elect Director Jeffery W. Yabuki | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
FOREST CITY ENTERPRISES, INC.
MEETING DATE: JUN 13, 2012 | TICKER: FCE.A SECURITY ID: 345550107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Scott S. Cowen | Management | For | For |
| 1.3 | Elect Director Michael P. Esposito, Jr | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FORTRESS INVESTMENT GROUP LLC
MEETING DATE: MAY 23, 2012 | TICKER: FIG SECURITY ID: 34958B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert I. Kauffman | Management | For | Withhold |
| 1.2 | Elect Director Michael E. Novogratz | Management | For | Withhold |
| 1.3 | Elect Director Takumi Shibata | Management | For | Withhold |
| 1.4 | Elect Director George W. Wellde, Jr. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FRANKLIN RESOURCES, INC.
MEETING DATE: MAR 14, 2012 | TICKER: BEN SECURITY ID: 354613101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel H. Armacost | Management | For | For |
| 2 | Elect Director Charles Crocker | Management | For | For |
| 3 | Elect Director Joseph R. Hardiman | Management | For | For |
| 4 | Elect Director Charles B. Johnson | Management | For | For |
| 5 | Elect Director Gregory E. Johnson | Management | For | For |
| 6 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
| 7 | Elect Director Mark C. Pigott | Management | For | For |
| 8 | Elect Director Chutta Ratnathicam | Management | For | For |
| 9 | Elect Director Laura Stein | Management | For | For |
| 10 | Elect Director Anne M. Tatlock | Management | For | For |
| 11 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 17, 2012 | TICKER: GNW SECURITY ID: 37247D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven W. Alesio | Management | For | For |
| 2 | Elect Director William H. Bolinder | Management | For | For |
| 3 | Elect Director Michael D. Fraizer | Management | For | For |
| 4 | Elect Director Nancy J. Karch | Management | For | For |
| 5 | Elect Director Christine B. Mead | Management | For | For |
| 6 | Elect Director Thomas E. Moloney | Management | For | For |
| 7 | Elect Director James A. Parke | Management | For | For |
| 8 | Elect Director James S. Riepe | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
GFI GROUP INC.
MEETING DATE: JUN 07, 2012 | TICKER: GFIG SECURITY ID: 361652209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Fanzilli, Jr. | Management | For | For |
| 1.2 | Elect Director Richard Magee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
GLACIER BANCORP, INC.
MEETING DATE: APR 25, 2012 | TICKER: GBCI SECURITY ID: 37637Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Blodnick | Management | For | For |
| 1.2 | Elect Director Sherry L. Cladouhos | Management | For | For |
| 1.3 | Elect Director James M. English | Management | For | For |
| 1.4 | Elect Director Allen J. Fetscher | Management | For | For |
| 1.5 | Elect Director Dallas I. Herron | Management | For | For |
| 1.6 | Elect Director Craig A. Langel | Management | For | For |
| 1.7 | Elect Director L. Peter Larson | Management | For | For |
| 1.8 | Elect Director Douglas J. McBride | Management | For | For |
| 1.9 | Elect Director John W. Murdoch | Management | For | For |
| 1.10 | Elect Director Everit A. Sliter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GLIMCHER REALTY TRUST
MEETING DATE: MAY 10, 2012 | TICKER: GRT SECURITY ID: 379302102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Aronowitz | Management | For | For |
| 1.2 | Elect Director Herbert Glimcher | Management | For | For |
| 1.3 | Elect Director Howard Gross | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Permit the Board of Trustees to Approve Amendments to the Amended Declaration Without Prior Shareholder Approval | Management | For | For |
| 6 | Approve Current Declaration to Update and Modernize Certain Provisions Relating to Corporate Governance | Management | For | For |
| 7 | Increase Authorized Preferred and Common Stock | Management | For | Against |
| |
|---|
GREEN DOT CORPORATION
MEETING DATE: MAY 24, 2012 | TICKER: GDOT SECURITY ID: 39304D102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth C. Aldrich | Management | For | For |
| 1.2 | Elect Director Virginia L. Hanna | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GRUPO FINANCIERO GALICIA S.A.
MEETING DATE: APR 19, 2012 | TICKER: GGAL SECURITY ID: 399909100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Present Financial Statements and Statutory Reports of Banco de Galicia y Buenos Aires S.A.; Determine Grupo Financiero Galicia's Position Regarding Banco Galicia's Next AGM | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Discharge of Directors and Internal Statutory Auditors Committee | Management | For | For |
| 6 | Approve Remuneration of Internal Statutory Auditors Committee | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Advance Remuneration of Independent Directors for Fiscal Year 2012 | Management | For | For |
| 9 | Fix Number of and Elect Directors and Their Alternates | Management | For | For |
| 10 | Elect Three Internal Statutory Auditors and Their Respective Alternates for a One-Year Term | Management | For | For |
| 11 | Approve Remuneration of Auditors for Fiscal Year 2011 | Management | For | For |
| 12 | Elect Principal and Alternate Auditors for Fiscal Year 2012 | Management | For | For |
| |
|---|
GUARANTY TRUST BANK PLC
MEETING DATE: APR 19, 2012 | TICKER: GTB SECURITY ID: 40124Q208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3.1 | Elect Demola Odeyemi as Director | Management | For | Against |
| 3.2 | Elect Ohis Ohiwerei as Director | Management | For | Against |
| 3.3 | Elect Olutola Omotola as Director | Management | For | Against |
| 3.4 | Elect Wale Oyedeji as Director | Management | For | Against |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect Members of Audit Committee | Management | For | For |
| |
|---|
HCP, INC.
MEETING DATE: APR 26, 2012 | TICKER: HCP SECURITY ID: 40414L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James F. Flaherty, III | Management | For | For |
| 2 | Elect Director Christine N. Garvey | Management | For | For |
| 3 | Elect Director David B. Henry | Management | For | For |
| 4 | Elect Director Lauralee E. Martin | Management | For | For |
| 5 | Elect Director Michael D. McKee | Management | For | For |
| 6 | Elect Director Peter L. Rhein | Management | For | For |
| 7 | Elect Director Kenneth B. Roath | Management | For | For |
| 8 | Elect Director Joseph P. Sullivan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEALTH CARE REIT, INC.
MEETING DATE: MAY 03, 2012 | TICKER: HCN SECURITY ID: 42217K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | Against |
| 2 | Elect Director George L. Chapman | Management | For | For |
| 3 | Elect Director Daniel A. Decker | Management | For | For |
| 4 | Elect Director Thomas J. DeRosa | Management | For | For |
| 5 | Elect Director Jeffrey H. Donahue | Management | For | Against |
| 6 | Elect Director Peter J. Grua | Management | For | For |
| 7 | Elect Director Fred S. Klipsch | Management | For | For |
| 8 | Elect Director Sharon M. Oster | Management | For | Against |
| 9 | Elect Director Jeffrey R. Otten | Management | For | For |
| 10 | Elect Director R. Scott Trumbull | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
HFF, INC.
MEETING DATE: MAY 24, 2012 | TICKER: HF SECURITY ID: 40418F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan P. McGalla | Management | For | For |
| 1.2 | Elect Director Lenore M. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HIGHWOODS PROPERTIES, INC.
MEETING DATE: MAY 15, 2012 | TICKER: HIW SECURITY ID: 431284108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas W. Adler | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.4 | Elect Director David J. Hartzell | Management | For | For |
| 1.5 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.6 | Elect Director Mark F. Mulhern | Management | For | For |
| 1.7 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
| 1.8 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HOME PROPERTIES, INC.
MEETING DATE: MAY 01, 2012 | TICKER: HME SECURITY ID: 437306103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen R. Blank | Management | For | For |
| 1.2 | Elect Director Alan L. Gosule | Management | For | For |
| 1.3 | Elect Director Leonard F. Helbig, III | Management | For | For |
| 1.4 | Elect Director Charles J. Koch | Management | For | For |
| 1.5 | Elect Director Thomas P. Lydon, Jr. | Management | For | For |
| 1.6 | Elect Director Edward J. Pettinella | Management | For | For |
| 1.7 | Elect Director Clifford W. Smith, Jr. | Management | For | For |
| 1.8 | Elect Director Amy L. Tait | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 10, 2012 | TICKER: HST SECURITY ID: 44107P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Baylis | Management | For | For |
| 2 | Elect Director Terence C. Golden | Management | For | For |
| 3 | Elect Director Ann M. Korologos | Management | For | For |
| 4 | Elect Director Richard E. Marriott | Management | For | For |
| 5 | Elect Director John B. Morse, Jr. | Management | For | For |
| 6 | Elect Director Walter C. Rakowich | Management | For | For |
| 7 | Elect Director Gordon H. Smith | Management | For | For |
| 8 | Elect Director W. Edward Walter | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HSBC HOLDINGS PLC
MEETING DATE: MAY 25, 2012 | TICKER: HSBA SECURITY ID: 404280406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Re-elect Safra Catz as Director | Management | For | For |
| 3b | Re-elect Laura Cha as Director | Management | For | For |
| 3c | Re-elect Marvin Cheung as Director | Management | For | For |
| 3d | Re-elect John Coombe as Director | Management | For | For |
| 3e | Elect Joachim Faber as Director | Management | For | For |
| 3f | Re-elect Rona Fairhead as Director | Management | For | For |
| 3g | Re-elect Douglas Flint as Director | Management | For | For |
| 3h | Re-elect Alexander Flockhart as Director | Management | For | For |
| 3i | Re-elect Stuart Gulliver as Director | Management | For | For |
| 3j | Re-elect James Hughes-Hallett as Director | Management | For | For |
| 3k | Re-elect William Laidlaw as Director | Management | For | For |
| 3l | Elect John Lipsky as Director | Management | For | For |
| 3m | Re-elect Janis Lomax as Director | Management | For | For |
| 3n | Re-elect Iain Mackay as Director | Management | For | For |
| 3o | Re-elect Nagavara Murthy as Director | Management | For | For |
| 3p | Re-elect Sir Simon Robertson as Director | Management | For | For |
| 3q | Re-elect John Thornton as Director | Management | For | For |
| 4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorise Market Purchase | Management | For | For |
| 8 | Approve Scrip Dividend Program | Management | For | For |
| 9 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
HUDSON CITY BANCORP, INC.
MEETING DATE: APR 25, 2012 | TICKER: HCBK SECURITY ID: 443683107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Denis J. Salamone | Management | For | For |
| 2 | Elect Director Michael W. Azzara | Management | For | For |
| 3 | Elect Director Victoria H. Bruni | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 19, 2012 | TICKER: HBAN SECURITY ID: 446150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don M. Casto, III | Management | For | For |
| 1.2 | Elect Director Ann B. Crane | Management | For | For |
| 1.3 | Elect Director Steven G. Elliott | Management | For | For |
| 1.4 | Elect Director Michael J. Endres | Management | For | For |
| 1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
| 1.6 | Elect Director David P. Lauer | Management | For | For |
| 1.7 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.8 | Elect Director Richard W. Neu | Management | For | For |
| 1.9 | Elect Director David L. Porteous | Management | For | For |
| 1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.11 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IHS INC.
MEETING DATE: APR 12, 2012 | TICKER: IHS SECURITY ID: 451734107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruann F. Ernst | Management | For | For |
| 1.2 | Elect Director Christoph v. Grolman | Management | For | For |
| 1.3 | Elect Director Richard W. Roedel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: NOV 29, 2011 | TICKER: 01398 SECURITY ID: ADPV10686
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Subordinated Bonds | Management | For | For |
| 2 | Elect Jiang Jianqing as Executive Director of the Bank | Management | For | Against |
| 3 | Elect Yang Kaisheng as Executive Director of the Bank | Management | For | Against |
| 4 | Elect Wong Kwong Shing, Frank as Independent Non-Executive Director of the Bank | Management | For | Against |
| 5 | Elect Tian Guoqiang as Independent Non-Executive Director of the Bank | Management | For | For |
| 6 | Elect Wang Chixi as Shareholder Supervisor of the Bank | Management | For | For |
| 7 | Elect Huan Huiwu as Non-Executive Director of the Bank | Shareholder | None | Against |
| 8 | Elect Wang Xiaoya as Non-Executive Director of the Bank | Shareholder | None | Against |
| 9 | Elect Ge Rongrong as Non-Executive Director of the Bank | Shareholder | None | Against |
| 10 | Elect Li Jun as Non-Executive Director of the Bank | Shareholder | None | Against |
| 11 | Elect Wang Xiaolan as Non-Executive Director of the Bank | Shareholder | None | Against |
| 12 | Elect Yao Zhongli as Non-Executive Director of the Bank | Shareholder | None | Against |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: FEB 23, 2012 | TICKER: 01398 SECURITY ID: ADPV10686
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Fixed Assets Investment Budget for 2012 | Management | For | For |
| 2 | Elect Or Ching Fai as Director | Management | For | For |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: MAY 31, 2012 | TICKER: 01398 SECURITY ID: Y3990B112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept 2011 Work Report of Board of Directors | Management | For | For |
| 2 | Accept 2011 Work Report of Board of Supervisors | Management | For | For |
| 3 | Accept Bank's 2011 Audited Accounts | Management | For | For |
| 4 | Approve 2011 Profit Distribution Plan | Management | For | For |
| 5 | Reappoint Ernst & Young and Ernst & Young Hua Ming as Auditors and Authorize Board to Fix Their Aggregate Audit Fees for 2012 of RMB 165.6 Million | Management | For | For |
| 6 | Elect Dong Juan as External Supervisor | Management | For | For |
| 7 | Elect Meng Yan as External Supervisor | Management | For | For |
| 8 | Elect Hong Yongmiao as Independent Non-Executive Director | Shareholder | None | For |
| 9 | Approve Payment of Remuneration to Directors and Supervisors | Shareholder | None | For |
| |
|---|
INTERCONTINENTALEXCHANGE, INC.
MEETING DATE: MAY 18, 2012 | TICKER: ICE SECURITY ID: 45865V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles R. Crisp | Management | For | For |
| 2 | Elect Director Jean-Marc Forneri | Management | For | For |
| 3 | Elect Director Judd A. Gregg | Management | For | For |
| 4 | Elect Director Fred W. Hatfield | Management | For | For |
| 5 | Elect Director Terrence F. Martell | Management | For | For |
| 6 | Elect Director Callum McCarthy | Management | For | For |
| 7 | Elect Director Sir Robert Reid | Management | For | For |
| 8 | Elect Director Frederic V. Salerno | Management | For | For |
| 9 | Elect Director Jeffrey C. Sprecher | Management | For | For |
| 10 | Elect Director Judith A. Sprieser | Management | For | For |
| 11 | Elect Director Vincent Tese | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
INTERNATIONAL PERSONAL FINANCE PLC
MEETING DATE: MAY 24, 2012 | TICKER: IPF SECURITY ID: G4906Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Gerard Ryan as Director | Management | For | For |
| 5 | Re-elect Christopher Rodrigues as Director | Management | For | For |
| 6 | Re-elect David Broadbent as Director | Management | For | For |
| 7 | Re-elect Tony Hales as Director | Management | For | For |
| 8 | Re-elect Edyta Kurek as Director | Management | For | For |
| 9 | Re-elect John Lorimer as Director | Management | For | For |
| 10 | Re-elect Nicholas Page as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
INTESA SANPAOLO SPA
MEETING DATE: MAY 28, 2012 | TICKER: ISP SECURITY ID: T55067101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Cover Losses and ApproveDividend through Partial Distribution of Reserves | Management | For | For |
| 2 | Elect Supervisory Board Members | Management | For | For |
| 3 | Elect Supervisory Board Vice-Chairman | Management | For | Abstain |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Approve Restricted Stock Plan; Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
INTRUM JUSTITIA AB
MEETING DATE: APR 25, 2012 | TICKER: IJ SECURITY ID: W4662R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7a | Receive Report on the Work of the Board | Management | None | None |
| 7b | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of SEK 4.50 per Share | Management | For | Did Not Vote |
| 11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 12 | Determine Number of Members (7) and Deputy Members (0) of Board; Receive Report from Nominating Committee | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Directors in the Amount of SEK 770,000 for Chairman, and SEK 320,000 for Other Directors; Approve Additional Compensation for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Reelect Matts Ekman, Helen Fasth-Gillstedt, Lars Lundquist (Chairman), Joakim Rubin, Charlotte Stromberg, Fredrik Tragardh, and Joakim Westh as Directors | Management | For | Did Not Vote |
| 15 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 16 | Authorize Representatives Five of Company's Largest Shareholders, and One Additional Co-Opted Member to Serve on Nominating Committee | Management | For | Did Not Vote |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 18 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 19 | Close Meeting | Management | None | None |
| |
|---|
INVESCO LTD.
MEETING DATE: MAY 17, 2012 | TICKER: IVZ SECURITY ID: G491BT108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin L. Flanagan | Management | For | For |
| 1.2 | Elect Director C. Robert Henrikson | Management | For | For |
| 1.3 | Elect Director Ben F. Johnson, II | Management | For | For |
| 1.4 | Elect Director J. Thomas Presby | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INVESCO MORTGAGE CAPITAL INC.
MEETING DATE: MAY 03, 2012 | TICKER: IVR SECURITY ID: 46131B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director G. Mark Armour | Management | For | For |
| 2 | Elect Director James S. Balloun | Management | For | For |
| 3 | Elect Director John S. Day | Management | For | For |
| 4 | Elect Director Karen Dunn Kelley | Management | For | For |
| 5 | Elect Director James R. Lientz, Jr. | Management | For | For |
| 6 | Elect Director Neil Williams | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
INVESTMENT TECHNOLOGY GROUP, INC.
MEETING DATE: JUN 12, 2012 | TICKER: ITG SECURITY ID: 46145F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. William Burdett | Management | For | For |
| 1.2 | Elect Director Minder Cheng | Management | For | For |
| 1.3 | Elect Director Christopher V. Dodds | Management | For | For |
| 1.4 | Elect Director Robert C. Gasser | Management | For | For |
| 1.5 | Elect Director Timothy L. Jones | Management | For | For |
| 1.6 | Elect Director Kevin J. P. O'Hara | Management | For | For |
| 1.7 | Elect Director Maureen O'Hara | Management | For | For |
| 1.8 | Elect Director Steven S. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JAMMU & KASHMIR BANK LTD. (THE)
MEETING DATE: JUL 09, 2011 | TICKER: 532209 SECURITY ID: Y8743F112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 26 Per Share | Management | For | For |
| 3 | Reappoint N. Ali as Director | Management | For | For |
| 4 | Reappoint R.K. Gupta as Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Amend Articles of Association Re: Sitting Fees to Independent Non-Executive Directors | Management | For | For |
| |
|---|
JONES LANG LASALLE INCORPORATED
MEETING DATE: MAY 31, 2012 | TICKER: JLL SECURITY ID: 48020Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Hugo Bague | Management | For | For |
| 2 | Elect Director Colin Dyer | Management | For | For |
| 3 | Elect Director Darryl Hartley-Leonard | Management | For | For |
| 4 | Elect Director DeAnne Julius | Management | For | For |
| 5 | Elect Director Ming Lu | Management | For | For |
| 6 | Elect Director Lauralee E. Martin | Management | For | For |
| 7 | Elect Director Martin H. Nesbitt | Management | For | For |
| 8 | Elect Director Sheila A. Penrose | Management | For | For |
| 9 | Elect Director David B. Rickard | Management | For | For |
| 10 | Elect Director Roger T. Staubach | Management | For | For |
| 11 | Elect Director Thomas C. Theobald | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 15, 2012 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James A. Bell | Management | For | For |
| 2 | Elect Director Crandall C. Bowles | Management | For | For |
| 3 | Elect Director Stephen B. Burke | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director James S. Crown | Management | For | For |
| 6 | Elect Director James Dimon | Management | For | For |
| 7 | Elect Director Timothy P. Flynn | Management | For | For |
| 8 | Elect Director Ellen V. Futter | Management | For | For |
| 9 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 10 | Elect Director Lee R. Raymond | Management | For | For |
| 11 | Elect Director William C. Weldon | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Report on Loan Modifications | Shareholder | Against | Against |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
| 19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 20 | Stock Retention | Shareholder | Against | Against |
| |
|---|
JULIUS BAER GRUPPE AG
MEETING DATE: APR 11, 2012 | TICKER: BAER SECURITY ID: H4414N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 1.00 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1.1 | Reelect Leonhard Fischer as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Claire Giraut as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Gilbert Achermann as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect Andreas Amschwand as Director | Management | For | Did Not Vote |
| 5 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 6 | Approve CHF 204,800 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| |
|---|
KENNEDY-WILSON HOLDINGS, INC.
MEETING DATE: JUN 14, 2012 | TICKER: KW SECURITY ID: 489398107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. McMorrow | Management | For | For |
| 1.2 | Elect Director Kent Mouton | Management | For | For |
| 1.3 | Elect Director Norman Creighton | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KEPPEL CORPORATION LTD.
MEETING DATE: APR 20, 2012 | TICKER: BN4 SECURITY ID: Y4722Z120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend of SGD 0.26 Per Share | Management | For | For |
| 3 | Reelect Lee Boon Yang as Director | Management | For | For |
| 4 | Reelect Choo Chiau Beng as Director | Management | For | For |
| 5 | Reelect Oon Kum Loon as Director | Management | For | For |
| 6 | Approve Directors' Fees of SGD 1.4 million and Award of 34,000 Existing Ordinary Shares to Identified Directors for the Year Ended Dec. 31, 2011 | Management | For | For |
| 7 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 9 | Authorize Share Repurchase Program | Management | For | For |
| 10 | Approve Mandate for Transactions with Related Parties | Management | For | For |
| |
|---|
KEYCORP
MEETING DATE: MAY 17, 2012 | TICKER: KEY SECURITY ID: 493267108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward P. Campbell | Management | For | For |
| 1.2 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.3 | Elect Director Charles P. Cooley | Management | For | For |
| 1.4 | Elect Director Alexander M. Cutler | Management | For | For |
| 1.5 | Elect Director H. James Dallas | Management | For | For |
| 1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
| 1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1.8 | Elect Director William G. Gisel, Jr. | Management | For | For |
| 1.9 | Elect Director Richard J. Hipple | Management | For | For |
| 1.10 | Elect Director Kristen L. Manos | Management | For | For |
| 1.11 | Elect Director Beth E. Mooney | Management | For | For |
| 1.12 | Elect Director Bill R. Sanford | Management | For | For |
| 1.13 | Elect Director Barbara R. Snyder | Management | For | For |
| 1.14 | Elect Director Thomas C. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
KIMCO REALTY CORPORATION
MEETING DATE: MAY 01, 2012 | TICKER: KIM SECURITY ID: 49446R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Milton Cooper | Management | For | For |
| 1.2 | Elect Director Philip E. Coviello | Management | For | For |
| 1.3 | Elect Director Richard G. Dooley | Management | For | For |
| 1.4 | Elect Director Joe Grills | Management | For | For |
| 1.5 | Elect Director David B. Henry | Management | For | For |
| 1.6 | Elect Director F. Patrick Hughes | Management | For | For |
| 1.7 | Elect Director Frank Lourenso | Management | For | For |
| 1.8 | Elect Director Colombe M. Nicholas | Management | For | For |
| 1.9 | Elect Director Richard Saltzman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
LAS VEGAS SANDS CORP.
MEETING DATE: JUN 07, 2012 | TICKER: LVS SECURITY ID: 517834107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason N. Ader | Management | For | For |
| 1.2 | Elect Director Michael A. Leven | Management | For | For |
| 1.3 | Elect Director Jeffrey H. Schwartz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LAZARD LTD
MEETING DATE: APR 24, 2012 | TICKER: LAZ SECURITY ID: G54050102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ashish Bhutani as Director | Management | For | For |
| 1.2 | Elect Steven J. Heyer as Director | Management | For | For |
| 1.3 | Elect Sylvia Jay as Director | Management | For | For |
| 1.4 | Elect Vernon E. Jordon, Jr. as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
LEGG MASON, INC.
MEETING DATE: JUL 26, 2011 | TICKER: LM SECURITY ID: 524901105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold L. Adams | Management | For | For |
| 1.2 | Elect Director John T. Cahill | Management | For | For |
| 1.3 | Elect Director Mark R. Fetting | Management | For | For |
| 1.4 | Elect Director Margaret Milner Richardson | Management | For | For |
| 1.5 | Elect Director Kurt L. Schmoke | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
LENDER PROCESSING SERVICES, INC.
MEETING DATE: MAY 24, 2012 | TICKER: LPS SECURITY ID: 52602E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David K. Hunt | Management | For | For |
| 1.2 | Elect Director James K. Hunt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
LEXINGTON REALTY TRUST
MEETING DATE: MAY 15, 2012 | TICKER: LXP SECURITY ID: 529043101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. Robert Roskind | Management | For | For |
| 1.2 | Elect Director T. Wilson Eglin | Management | For | For |
| 1.3 | Elect Director Clifford Broser | Management | For | For |
| 1.4 | Elect Director Harold First | Management | For | For |
| 1.5 | Elect Director Richard S. Frary | Management | For | For |
| 1.6 | Elect Director James Grosfeld | Management | For | For |
| 1.7 | Elect Director Kevin W. Lynch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIFE PARTNERS HOLDINGS, INC.
MEETING DATE: JAN 24, 2012 | TICKER: LPHI SECURITY ID: 53215T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian D. Pardo | Management | For | For |
| 1.2 | Elect Director R. Scott Peden | Management | For | For |
| 1.3 | Elect Director Tad Ballantyne | Management | For | For |
| 1.4 | Elect Director Fred Dewald | Management | For | For |
| 1.5 | Elect Director Harold Rafuse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LINCOLN NATIONAL CORPORATION
MEETING DATE: MAY 24, 2012 | TICKER: LNC SECURITY ID: 534187109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director George W. Henderson, III | Management | For | For |
| 2 | Elect Director Eric G. Johnson | Management | For | For |
| 3 | Elect Director M. Leanne Lachman | Management | For | For |
| 4 | Elect Director Isaiah Tidwell | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOEWS CORPORATION
MEETING DATE: MAY 08, 2012 | TICKER: L SECURITY ID: 540424108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lawrence S. Bacow | Management | For | For |
| 2 | Elect Director Ann E. Berman | Management | For | For |
| 3 | Elect Director Joseph L. Bower | Management | For | For |
| 4 | Elect Director Charles M. Diker | Management | For | For |
| 5 | Elect Director Jacob A. Frenkel | Management | For | For |
| 6 | Elect Director Paul J. Fribourg | Management | For | For |
| 7 | Elect Director Walter L. Harris | Management | For | For |
| 8 | Elect Director Philip A. Laskawy | Management | For | For |
| 9 | Elect Director Ken Miller | Management | For | For |
| 10 | Elect Director Gloria R. Scott | Management | For | For |
| 11 | Elect Director Andrew H. Tisch | Management | For | For |
| 12 | Elect Director James S. Tisch | Management | For | For |
| 13 | Elect Director Jonathan M. Tisch | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Amend Stock Option Plan | Management | For | For |
| 16 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| |
|---|
MACQUARIE GROUP LIMITED
MEETING DATE: JUL 28, 2011 | TICKER: MQG SECURITY ID: Q57085104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Elect Peter M Kirby as a Director | Management | For | For |
| 3 | Elect John R Niland as a Director | Management | For | For |
| 4 | Elect Helen M Nugent as a Director | Management | For | For |
| 5 | Elect H Kevin McCann as a Director | Management | For | For |
| 6 | Elect Diane J Grady as a Director | Management | For | For |
| 7 | Approve the Adoption of the Remuneration Report | Management | For | For |
| 8 | Approve the Grant of A$5.05 Million Worth of Restricted Share Units and A$2.49 Million Worth of Performance Share Units to Nicholas W Moore, Managing Director and CEO, Under the Macquarie Group Employee Retained Equity Plan | Management | For | For |
| |
|---|
MALAYAN BANKING BHD.
MEETING DATE: MAR 29, 2012 | TICKER: MAYBANK SECURITY ID: Y54671105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of MYR 0.36 Per Share | Management | For | For |
| 3 | Elect Johan Ariffin as Director | Management | For | For |
| 4 | Elect Abdul Wahid Omar as Director | Management | For | For |
| 5 | Elect Hadenan A. Jalil as Director | Management | For | For |
| 6 | Elect Alister Maitland as Director | Management | For | For |
| 7 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of New Ordinary Shares in Relation to the Company's Recurrent and Optional Dividend Reinvestment Plan | Management | For | For |
| 1 | Amend Memorandum and Articles of Association | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 05, 2012 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ajay Banga | Management | For | For |
| 2 | Elect Director David R. Carlucci | Management | For | For |
| 3 | Elect Director Steven J. Freiberg | Management | For | For |
| 4 | Elect Director Richard Haythornthwaite | Management | For | For |
| 5 | Elect Director Marc Olivie | Management | For | For |
| 6 | Elect Director Rima Qureshi | Management | For | For |
| 7 | Elect Director Mark Schwartz | Management | For | For |
| 8 | Elect Director Jackson P. Tai | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 24, 2012 | TICKER: MET SECURITY ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Keane | Management | For | For |
| 1.2 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.3 | Elect Director Hugh B. Price | Management | For | For |
| 1.4 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MF GLOBAL HOLDINGS LTD.
MEETING DATE: AUG 11, 2011 | TICKER: MF SECURITY ID: 55277J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David P. Bolger | Management | For | For |
| 2 | Elect Director Jon S. Corzine | Management | For | For |
| 3 | Elect Director Eileen S. Fusco | Management | For | For |
| 4 | Elect Director David Gelber | Management | For | For |
| 5 | Elect Director Martin J. Glynn | Management | For | For |
| 6 | Elect Director Edward L. Goldberg | Management | For | For |
| 7 | Elect Director David I. Schamis | Management | For | For |
| 8 | Elect Director Robert S. Sloan | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Conversion of Securities | Management | For | For |
| |
|---|
MGM RESORTS INTERNATIONAL
MEETING DATE: JUN 12, 2012 | TICKER: MGM SECURITY ID: 552953101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Baldwin | Management | For | For |
| 1.2 | Elect Director William A. Bible | Management | For | For |
| 1.3 | Elect Director Burton M. Cohen | Management | For | For |
| 1.4 | Elect Director Willie D. Davis | Management | For | For |
| 1.5 | Elect Director Alexis M. Herman | Management | For | For |
| 1.6 | Elect Director Roland Hernandez | Management | For | For |
| 1.7 | Elect Director Anthony Mandekic | Management | For | For |
| 1.8 | Elect Director Rose McKinney-James | Management | For | For |
| 1.9 | Elect Director James J. Murren | Management | For | For |
| 1.10 | Elect Director Daniel J. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MONEX GROUP INC
MEETING DATE: JUN 23, 2012 | TICKER: 8698 SECURITY ID: J4656U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
| 2 | Amend Articles To Decrease Maximum Board Size | Management | For | For |
| 3.1 | Elect Director Matsumoto, Oki | Management | For | For |
| 3.2 | Elect Director Kuwashima, Shoji | Management | For | For |
| 3.3 | Elect Director Oyagi, Takashi | Management | For | For |
| 3.4 | Elect Director Salomon Sredni | Management | For | For |
| 3.5 | Elect Director Kawamoto, Yuuko | Management | For | For |
| 3.6 | Elect Director Makihara, Jun | Management | For | For |
| 3.7 | Elect Director Kato, Takeo | Management | For | For |
| 3.8 | Elect Director Urata, Haruyuki | Management | For | For |
| 3.9 | Elect Director Hayashi, Kaoru | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Ito, Kenji | Management | For | Against |
| |
|---|
MONEYGRAM INTERNATIONAL, INC.
MEETING DATE: APR 17, 2012 | TICKER: MGI SECURITY ID: 60935Y208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J. Coley Clark | Management | For | For |
| 2 | Elect Director Victor W. Dahir | Management | For | For |
| 3 | Elect Director Antonio O. Garza | Management | For | For |
| 4 | Elect Director Thomas M. Hagerty | Management | For | For |
| 5 | Elect Director Scott L. Jaeckel | Management | For | For |
| 6 | Elect Director Seth W. Lawry | Management | For | For |
| 7 | Elect Director Ann Mather | Management | For | For |
| 8 | Elect Director Pamela H. Patsley | Management | For | For |
| 9 | Elect Director Ganesh B. Rao | Management | For | For |
| 10 | Elect Director W. Bruce Turner | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
MONTPELIER RE HOLDINGS LTD.
MEETING DATE: MAY 18, 2012 | TICKER: MRH SECURITY ID: G62185106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Fix Number at 12 and Elect four Class A Directors and one Class C Director and Elect John G. Bruton as Director | Management | For | For |
| 1.2 | Elect John D. Collins as Director | Management | For | For |
| 1.3 | Elect Candace L. Straight as Director | Management | For | For |
| 1.4 | Elect Anthony Taylor as Director | Management | For | For |
| 1.5 | Elect Michael R. Eisenson as Director | Management | For | For |
| 2.1 | Elect Thomas G. S. Busher as Director of Montpelier Reinsurance Ltd | Management | For | For |
| 2.2 | Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd | Management | For | For |
| 2.3 | Elect Christopher T. Schaper as Director of Montpelier Reinsurance Ltd | Management | For | For |
| 3 | Approve Montpelier Re Holdings Ltd. Long-term Incentive Plan | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 16, 2012 | TICKER: MCO SECURITY ID: 615369105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ewald Kist | Management | For | For |
| 2 | Elect Director Henry A. McKinnell, Jr., Ph.D. | Management | For | For |
| 3 | Elect Director John K. Wulff | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 15, 2012 | TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director C. Robert Kidder | Management | For | For |
| 6 | Elect Director Klaus Kleinfeld | Management | For | For |
| 7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 8 | Elect Director Hutham S. Olayan | Management | For | For |
| 9 | Elect Director James W. Owens | Management | For | For |
| 10 | Elect Director O. Griffith Sexton | Management | For | For |
| 11 | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 12 | Elect Director Masaaki Tanaka | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL AUSTRALIA BANK LIMITED
MEETING DATE: DEC 15, 2011 | TICKER: NAB SECURITY ID: Q65336119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect John Thorn as a Director | Management | For | For |
| 2b | Elect Geoff Tomlinson as a Director | Management | For | For |
| 2c | Elect Ken Henry as a Director | Management | For | For |
| 3a | Approve the Issuance of Shares and Performance Rights to Cameron Clyne, CEO of the company | Management | For | For |
| 3b | Approve the Issuance of Shares and Performance Rights to Mark Joiner, Execuive Director of Finance | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| |
|---|
NATIONAL FINANCIAL PARTNERS CORP.
MEETING DATE: MAY 23, 2012 | TICKER: NFP SECURITY ID: 63607P208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephanie W. Abramson | Management | For | For |
| 2 | Elect Director Patrick S. Baird | Management | For | For |
| 3 | Elect Director Jessica M. Bibliowicz | Management | For | For |
| 4 | Elect Director R. Bruce Callahan | Management | For | For |
| 5 | Elect Director John A. Elliott | Management | For | For |
| 6 | Elect Director J. Barry Griswell | Management | For | For |
| 7 | Elect Director Marshall A. Heinberg | Management | For | For |
| 8 | Elect Director Kenneth C. Mlekush | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
NBT BANCORP INC.
MEETING DATE: MAY 01, 2012 | TICKER: NBTB SECURITY ID: 628778102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Eleven | Management | For | For |
| 2.1 | Elect Director Martin A. Dietrich | Management | For | For |
| 2.2 | Elect Director John C. Mitchell | Management | For | For |
| 2.3 | Elect Director Michael M. Murphy | Management | For | For |
| 2.4 | Elect Director Joseph G. Nasser | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NELNET, INC.
MEETING DATE: MAY 24, 2012 | TICKER: NNI SECURITY ID: 64031N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael S. Dunlap | Management | For | For |
| 2 | Elect Director Stephen F. Butterfield | Management | For | For |
| 3 | Elect Director James P. Abel | Management | For | For |
| 4 | Elect Director William R. Cintani | Management | For | For |
| 5 | Elect Director Kathleen A. Farrell | Management | For | For |
| 6 | Elect Director Thomas E. Henning | Management | For | For |
| 7 | Elect Director Kimberly K. Rath | Management | For | For |
| 8 | Elect Director Michael D. Reardon | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NETSPEND HOLDINGS, INC.
MEETING DATE: APR 27, 2012 | TICKER: NTSP SECURITY ID: 64118V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. McCullough | Management | For | For |
| 1.2 | Elect Director Daniel M. Schley | Management | For | For |
| 1.3 | Elect Director Alexander R. Castaldi | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NOMURA HOLDINGS INC.
MEETING DATE: JUN 27, 2012 | TICKER: 8604 SECURITY ID: 65535H208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Koga, Nobuyuki | Management | For | For |
| 1.2 | Elect Director Watanabe, Kenichi | Management | For | For |
| 1.3 | Elect Director Shibata, Takumi | Management | For | For |
| 1.4 | Elect Director Itatani, Masanori | Management | For | For |
| 1.5 | Elect Director Nishimatsu, Masanori | Management | For | For |
| 1.6 | Elect Director David Benson | Management | For | For |
| 1.7 | Elect Director Sakane, Masahiro | Management | For | For |
| 1.8 | Elect Director Kanemoto, Toshinori | Management | For | For |
| 1.9 | Elect Director Tsuji, Haruo | Management | For | For |
| 1.10 | Elect Director Fujinuma, Tsuguoki | Management | For | For |
| 1.11 | Elect Director Clara Furse | Management | For | For |
| 1.12 | Elect Director Kusakari, Takao | Management | For | For |
| 1.13 | Elect Director Michael Lim Choo San | Management | For | For |
| 2 | Amend Articles to Stress Corporate Identity in Many Languages | Shareholder | Against | Against |
| 3 | Amend Articles to Require Use of YHD as the Firm's Abbreviated Name | Shareholder | Against | Against |
| 4 | Amend Articles to Prescribe a Formula Linking Officer Pay and Job Security to Share Price | Shareholder | Against | Against |
| 5 | Amend Articles to Mandate a Maximum Ratio of Profitability to Personnel Expense | Shareholder | Against | Against |
| 6 | Delete Director Indemnification Provision from the Articles of Association | Shareholder | Against | Against |
| 7 | Amend Articles to Add Subsidiary Operations to Approved Business Lines | Shareholder | Against | Against |
| 8 | Amend Articles to Ban Stock Options for Director & Officer Compensation | Shareholder | Against | Against |
| 9 | Amend Articles to Require Advance Shareholder Approval for Public Offerings other than Rights Issues | Shareholder | Against | Against |
| 10 | Amend Articles to Require Disclosure of Content of Shareholder Meeting Rehearsals 8 Weeks Before Meeting Date | Shareholder | Against | Against |
| 11 | Amend Articles to Ban Lending to, Investment in Tokyo Electric Power or Kansai Electric Power | Shareholder | Against | Against |
| 12 | Amend Articles to Require Only Japanese Style Toilets in Company Offices | Shareholder | Against | Against |
| 13 | Amend Articles to Require Directors to be called "Crystals" | Shareholder | Against | Against |
| 14 | Amend Articles to Require Outsourcing of Account Opening Paperwork, Website Help | Shareholder | Against | Against |
| 15 | Reduce Authorized Capital from 60 Billion [sic] to 5.966 Billion Shares | Shareholder | Against | For |
| 16 | Amend Articles to No Longer Specify Headquarters Location in Chuo-ku, Tokyo | Shareholder | Against | Against |
| 17 | Amend Articles to Define Timing of AGM as Within Three Months of Either April 1 or October 1, According to Gregorian Calendar, Coordinated Universal Time | Shareholder | Against | Against |
| 18 | Amend Articles to Define the Chairman as Group Chairman | Shareholder | Against | Against |
| 19 | Delete Supplementary Provisions from the Articles of Association | Shareholder | Against | Against |
| |
|---|
NORDEA BANK AB
MEETING DATE: MAR 22, 2012 | TICKER: NDA SECURITY ID: W57996105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Claes Beyer as Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive CEO's Speech | Management | None | None |
| 7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.26 per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Fix Number of Auditors at One | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13.1 | Reelect Bjorn Wahlroos (Chairman), Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Peter Braunwalder as New Director | Management | For | Did Not Vote |
| 13.2 | Elect Jorgen Hyldgaard as New Director | Shareholder | None | Did Not Vote |
| 14 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 16 | Authorize Repurchase of Shares in Connection with Securities Trading | Management | For | Did Not Vote |
| 17 | Approve Remuneration Policy and Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 18a | Approve 2012 Share Matching Plan | Management | For | Did Not Vote |
| 18b | Approve Issuance of up to 2.7 Million Class C-Shares, Approve Repurchase of up to 2.7 Million Class C-Shares, Approve Reallocation of Shares, and Approve Conveyance of up to 7.8 Million Class C-Shares | Management | For | Did Not Vote |
| 19 | Detach Remuneration from Economic Criteria; Reduce Director and Executive Management Remuneration by 10-20 percent; Allow Moral Criteria to Determine Remuneration; Specify how Financial Advisory Engagements are Evaluated | Shareholder | Against | Did Not Vote |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 17, 2012 | TICKER: NTRS SECURITY ID: 665859104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Edward J. Mooney | Management | For | For |
| 1.7 | Elect Director John W. Rowe | Management | For | For |
| 1.8 | Elect Director Martin P. Slark | Management | For | For |
| 1.9 | Elect Director David H.B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.11 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NORTHRIM BANCORP, INC.
MEETING DATE: MAY 17, 2012 | TICKER: NRIM SECURITY ID: 666762109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Marc Langland | Management | For | For |
| 1.2 | Elect Director Larry S. Cash | Management | For | For |
| 1.3 | Elect Director Mark G. Copeland | Management | For | For |
| 1.4 | Elect Director Ronald A. Davis | Management | For | For |
| 1.5 | Elect Director Anthony Drabek | Management | For | For |
| 1.6 | Elect Director Christopher N. Knudson | Management | For | For |
| 1.7 | Elect Director Richard L. Lowell | Management | For | For |
| 1.8 | Elect Director David J. McCambridge | Management | For | For |
| 1.9 | Elect Director Irene Sparks Rowan | Management | For | For |
| 1.10 | Elect Director John C. Swalling | Management | For | For |
| 1.11 | Elect Director David G. Wight | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NYSE EURONEXT
MEETING DATE: APR 26, 2012 | TICKER: NYX SECURITY ID: 629491101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andre Bergen | Management | For | For |
| 2 | Elect Director Ellyn L. Brown | Management | For | For |
| 3 | Elect Director Marshall N. Carter | Management | For | For |
| 4 | Elect Director Dominique Cerutti | Management | For | For |
| 5 | Elect Director Patricia M. Cloherty | Management | For | For |
| 6 | Elect Director George Cox | Management | For | For |
| 7 | Elect Director Sylvain Hefes | Management | For | For |
| 8 | Elect Director Jan-Michiel Hessels | Management | For | For |
| 9 | Elect Director Duncan M. McFarland | Management | For | For |
| 10 | Elect Director James J. McNulty | Management | For | For |
| 11 | Elect Director Duncan L. Niederauer | Management | For | For |
| 12 | Elect Director Ricardo Salgado | Management | For | Against |
| 13 | Elect Director Robert G. Scott | Management | For | For |
| 14 | Elect Director Jackson P. Tai | Management | For | For |
| 15 | Elect Director Rijnhard van Tets | Management | For | For |
| 16 | Elect Director Brian Williamson | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 19 | Call Special Meetings | Shareholder | Against | Against |
| |
|---|
PACIFIC CONTINENTAL CORPORATION
MEETING DATE: APR 30, 2012 | TICKER: PCBK SECURITY ID: 69412V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Ballin | Management | For | For |
| 1.2 | Elect Director Hal M. Brown | Management | For | For |
| 1.3 | Elect Director Michael E. Heijer | Management | For | For |
| 1.4 | Elect Director Michael S. Holcomb | Management | For | For |
| 1.5 | Elect Director Michael D. Holzgang | Management | For | For |
| 1.6 | Elect Director Donald L. Krahmer, Jr. | Management | For | For |
| 1.7 | Elect Director Donald G. Montgomery | Management | For | For |
| 1.8 | Elect Director John H. Rickman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PENNYMAC MORTGAGE INVESTMENT TRUST
MEETING DATE: MAY 16, 2012 | TICKER: PMT SECURITY ID: 70931T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall D. Hadley | Management | For | For |
| 1.2 | Elect Director Clay A. Halvorsen | Management | For | For |
| 1.3 | Elect Director Stanford L. Kurland | Management | For | For |
| 1.4 | Elect Director David A. Spector | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PEOPLE'S UNITED FINANCIAL, INC.
MEETING DATE: APR 19, 2012 | TICKER: PBCT SECURITY ID: 712704105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George P. Carter | Management | For | For |
| 1.2 | Elect Director Jerry Franklin | Management | For | For |
| 1.3 | Elect Director Kirk W. Walters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
PHH CORPORATION
MEETING DATE: JUN 06, 2012 | TICKER: PHH SECURITY ID: 693320202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James O. Egan | Management | For | For |
| 1.2 | Elect Director Allan Z. Loren | Management | For | For |
| 1.3 | Elect Director G.J. Parseghian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
MEETING DATE: FEB 08, 2012 | TICKER: 02318 SECURITY ID: Y69790106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 2a | Approve Type of Securities to be Issued in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2b | Approve Issue Size in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2c | Approve Par Value and Issue Price in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2d | Approve Term in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2e | Approve Interest Rate in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2f | Approve Method and Timing of the Interest Payment in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2g | Approve Conversion Period in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2h | Approve Determination and Adjustment to CB Conversion Price in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2i | Approve Downward Adjustment to CB Conversion Price in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2j | Approve Method for Determining the Number of Shares for Conversion in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2k | Approve Terms of Redemption in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2l | Approve Terms of Sale Back in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2m | Approve Entitlement to Dividend of the Year Conversion in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2n | Approve Method of Issuance and Target Subscribers in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2o | Approve Subscription Arrangement for the Existing A Shareholders in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2p | Approve the Relevant Matters of CB Holders' Meetings in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2q | Approve Use of Proceeds in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2r | Approve Special Provisions in Relation to Solvency Capital in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2s | Approve Guarantee and Security in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2t | Approve Validity Period of the Resolution in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 2u | Approve Matters Relating to Authorization in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 3 | Approve Feasibility Analysis on the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| 4 | Approve Utilization Report on the Use of Proceeds from the Previous Fund Raising Activity | Management | For | For |
| 5 | Elect Fan Mingchun as Non-Executive Director | Shareholder | None | Against |
| |
|---|
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
MEETING DATE: JUN 27, 2012 | TICKER: 02318 SECURITY ID: Y69790106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Report of Board of Directors for the Year Ended Dec. 31, 2011 | Management | For | For |
| 2 | Approve Report of Supervisory Committee for the Year Ended Dec. 31, 2011 | Management | For | For |
| 3 | Approve Annual Report and its Summary for the Year Ended Dec. 31, 2011 | Management | For | For |
| 4 | Approve Financial Statements and Auditors Report for the Year Ended Dec. 31, 2011 | Management | For | For |
| 5 | Approve Profit Distribution Plan for the Year Ended Dec. 31, 2011 and the Distribution of Final Dividends | Management | For | For |
| 6 | Reappoint Ernst & Young Hua Ming as the PRC Auditors and Ernst & Young as the International Auditors of the Company, and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7a | Reelect Ma Mingzhe as an Executive Director | Management | For | Against |
| 7b | Reelect Sun Jianyi as an Executive Director | Management | For | Against |
| 7c | Elect Ren Huichuan as an Executive Director | Management | For | Against |
| 7d | Reelect Yao Jason Bo as an Executive Director | Management | For | Against |
| 7e | Elect Ku Man as an Executive Director | Management | For | Against |
| 7f | Reelect Lin Lijun as a Non-Executive Director | Management | For | Against |
| 7g | Reelect Wong Tung Shun Peter as a Non-Executive Director | Management | For | Against |
| 7h | Reelect Ng Sing Yip as a Non-Executive Director | Management | For | Against |
| 7i | Reelect Li Zhe as a Non-Executive Director | Management | For | Against |
| 7j | Reelect Guo Limin as a Non-Executive Director | Management | For | Against |
| 7k | Reelect Fan Mingchun as a Non-Executive Director | Management | For | Against |
| 7l | Elect Cheng Siu Hong as a Non-Executive Director | Management | For | Against |
| 7m | Reelect Zhang Hongyi as an Independent Non-Executive Director | Management | For | Against |
| 7n | Reelect Chen Su as an Independent Non-Executive Director | Management | For | For |
| 7o | Reelect Xia Liping as an Independent Non-Executive Director | Management | For | Against |
| 7p | Reelect Tang Yunwei as an Independent Non-Executive Director | Management | For | For |
| 7q | Reelect Lee Ka Sze Carmelo as an Independent Non-Executive Director | Management | For | Against |
| 7r | Reelect Woo Ka Biu Jackson as an Independent Non-Executive Director | Management | For | For |
| 7s | Elect Stephen Thomas Meldrum as an Independent Non-Executive Director | Management | For | For |
| 8a | Reelect Gu Liji as an Independent Supervisor | Management | For | For |
| 8b | Reelect Sun Fuxin as an Independent Supervisor | Management | For | For |
| 8c | Reelect Peng Zhijian as an Independent Supervisor | Management | For | For |
| 8d | Elect Lin Li as a Supervisor | Management | For | For |
| 9 | Approve Resolution Relating to Reviewing the Continuing Connected Transactions Conducted Between Ping An Group and Connected Banks in the Ordinary and Usual Course of Business | Management | For | For |
| |
|---|
PLATINUM UNDERWRITERS HOLDINGS, LTD.
MEETING DATE: APR 24, 2012 | TICKER: PTP SECURITY ID: G7127P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dan R. Carmichael as Director | Management | For | For |
| 1.2 | Elect A. John Hass as Director | Management | For | For |
| 1.3 | Elect Antony P.D. Lancaster as Director | Management | For | For |
| 1.4 | Elect Edmund R. Megna as Director | Management | For | For |
| 1.5 | Elect Michael D. Price as Director | Management | For | For |
| 1.6 | Elect James P. Slattery as Director | Management | For | For |
| 1.7 | Elect Christopher J. Steffen as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG as Auditors | Management | For | For |
| |
|---|
PLUM CREEK TIMBER COMPANY, INC.
MEETING DATE: MAY 08, 2012 | TICKER: PCL SECURITY ID: 729251108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Rick R. Holley | Management | For | For |
| 2 | Elect Director Robin Josephs | Management | For | For |
| 3 | Elect Director John G. McDonald | Management | For | For |
| 4 | Elect Director Robert B. McLeod | Management | For | For |
| 5 | Elect Director John F. Morgan Sr. | Management | For | For |
| 6 | Elect Director Marc F. Racicot | Management | For | For |
| 7 | Elect Director John H. Scully | Management | For | For |
| 8 | Elect Director Lawrence A. Selzer | Management | For | For |
| 9 | Elect Director Stephen C. Tobias | Management | For | For |
| 10 | Elect Director Martin A. White | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
PORTO SEGURO SA
MEETING DATE: MAR 29, 2012 | TICKER: PSSA3 SECURITY ID: P7905C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Ratify Board of Directors Deliberations Re: Interest-On-Capital-Stock Payments | Management | For | For |
| 4 | Approve Dividends | Management | For | For |
| 5 | Approve Date of Dividend and Interest-On-Capital-Stock Payments | Management | For | For |
| 6 | Elect Directors | Management | For | For |
| 7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members | Management | For | Against |
| |
|---|
PORTO SEGURO SA
MEETING DATE: MAR 29, 2012 | TICKER: PSSA3 SECURITY ID: P7905C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Reflect Changes in Capital Resulting from Share Cancellation | Management | For | For |
| 2 | Amend Articles to Reflect Changes in Capital Resulting from Capitalization of Reserves | Management | For | For |
| 3 | Amend Article to Increase Number of Executive Committee Members | Management | For | For |
| 4 | Amend Article Re: Executive Committee | Management | For | For |
| 5 | Amend Articles Re: Power of Attorney | Management | For | For |
| 6 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
| 7 | Amend Articles | Management | For | For |
| 8 | Consolidate Bylaws | Management | For | For |
| |
|---|
POST PROPERTIES, INC.
MEETING DATE: MAY 30, 2012 | TICKER: PPS SECURITY ID: 737464107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Goddard, III | Management | For | For |
| 1.2 | Elect Director David P. Stockert | Management | For | For |
| 1.3 | Elect Director Herschel M. Bloom | Management | For | For |
| 1.4 | Elect Director Walter M. Deriso, Jr. | Management | For | For |
| 1.5 | Elect Director Russell R. French | Management | For | For |
| 1.6 | Elect Director Dale Anne Reiss | Management | For | For |
| 1.7 | Elect Director Stella F. Thayer | Management | For | For |
| 1.8 | Elect Director Ronald de Waal | Management | For | For |
| 1.9 | Elect Director Donald C. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
POTLATCH CORPORATION
MEETING DATE: MAY 07, 2012 | TICKER: PCH SECURITY ID: 737630103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Boh A. Dickey | Management | For | For |
| 2 | Elect Director William L. Driscoll | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PRIVATEBANCORP, INC.
MEETING DATE: MAY 24, 2012 | TICKER: PVTB SECURITY ID: 742962103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman R. Bobins | Management | For | For |
| 1.2 | Elect Director James B. Nicholson | Management | For | For |
| 1.3 | Elect Director Alejandro Silva | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PROLOGIS, INC.
MEETING DATE: MAY 03, 2012 | TICKER: PLD SECURITY ID: 74340W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Hamid R. Moghadam | Management | For | For |
| 2 | Elect Director Walter C. Rakowich | Management | For | For |
| 3 | Elect Director George L. Fotiades | Management | For | For |
| 4 | Elect Director Christine N. Garvey | Management | For | For |
| 5 | Elect Director Lydia H. Kennard | Management | For | For |
| 6 | Elect Director J. Michael Losh | Management | For | For |
| 7 | Elect Director Irving F. Lyons, III | Management | For | For |
| 8 | Elect Director Jeffrey L. Skelton | Management | For | For |
| 9 | Elect Director D. Michael Steuert | Management | For | For |
| 10 | Elect Director Carl B. Webb | Management | For | For |
| 11 | Elect Director William D. Zollars | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| |
|---|
PRUDENTIAL FINANCIAL, INC.
MEETING DATE: MAY 08, 2012 | TICKER: PRU SECURITY ID: 744320102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 2 | Elect Director Gordon M. Bethune | Management | For | For |
| 3 | Elect Director Gaston Caperton | Management | For | For |
| 4 | Elect Director Gilbert F. Casellas | Management | For | For |
| 5 | Elect Director James G. Cullen | Management | For | For |
| 6 | Elect Director William H. Gray, III | Management | For | For |
| 7 | Elect Director Mark B. Grier | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director Martina Hund-Mejean | Management | For | For |
| 10 | Elect Director Karl J. Krapek | Management | For | For |
| 11 | Elect Director Chrisitne A. Poon | Management | For | For |
| 12 | Elect Director John R. Strangfeld | Management | For | For |
| 13 | Elect Director James A. Unruh | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Eliminate Supermajority Voting Provisions | Management | For | For |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PT BANK BUKOPIN TBK
MEETING DATE: MAY 24, 2012 | TICKER: BBKP SECURITY ID: Y7125R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, Financial Statements, and Discharge Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Tantiem of Directors and Commissioners | Management | For | Abstain |
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Increase in Capital Pursuant to Management Stock Option Plan | Management | For | For |
| 6 | Elect Commissioners | Management | For | Abstain |
| 7 | Approve Honorarium, Salaries, and/or Allowances of Directors and Commissioners | Management | For | Abstain |
| 8 | Approve Report on Use of Proceeds from Rights Issue I and II and Subordinated Bonds I Stage I Year 2012 | Management | For | For |
| |
|---|
PT BANK CENTRAL ASIA TBK
MEETING DATE: MAY 16, 2012 | TICKER: BBCA SECURITY ID: Y7123P138
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, Financial Statements, Commissioners' Report, and Discharge of Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
| 4 | Approve Auditors | Management | For | For |
| 5 | Approve Interim Dividend for 2012 | Management | For | For |
| 1 | Amend Articles of Association Re: Term of Commissioners and Directors | Management | For | Abstain |
| |
|---|
PT BANK TABUNGAN NEGARA (PERSERO) TBK
MEETING DATE: APR 19, 2012 | TICKER: BBTN SECURITY ID: Y71197100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report and Financial Statements of the Company and Annual Report of the Partnership and Community Development Program (PCDP) | Management | For | Abstain |
| 2 | Approve Allocation of Income | Management | For | Abstain |
| 3 | Appoint Auditors of the Company and Its PCDP | Management | For | Abstain |
| 4 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
| 5 | Approve Increase in Benefits under the Pension Fund of the Company | Management | For | Abstain |
| 6 | Approve Increase in Issued and Paid-Up Capital for the Implementation of the Management & Employee Stock Option Plan | Management | For | Abstain |
| 7 | Approve Maximum Liimit of Removal of Accounts Receivable | Management | For | Abstain |
| 8 | Elect Commissioners | Management | For | Abstain |
| 9 | Accept Report on the Utilization of Proceeds from the Public Offering | Management | For | For |
| |
|---|
PT CLIPAN FINANCE INDONESIA TBK
MEETING DATE: SEP 23, 2011 | TICKER: CFIN SECURITY ID: Y7120B181
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Issuance of Equity Shares with Preemptive Rights and Issuance of Serie V Warrants (Proposed Rights Issue V) | Management | For | For |
| 2 | Amend Article 4 of the Articles of Association in Connection with the Execution of the Proposed Rights Issue V | Management | For | For |
| |
|---|
PT CLIPAN FINANCE INDONESIA TBK
MEETING DATE: JUN 28, 2012 | TICKER: CFIN SECURITY ID: Y7120B181
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, Financial Statements, and Discharge of Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Elect Directors and Commissioners | Management | For | Abstain |
| 4 | Approve Remuneration of Commissioners | Management | For | For |
| 5 | Approve Delegation of Duties and Remuneration of Directors | Management | For | For |
| 6 | Approve Auditors | Management | For | For |
| 1 | Approve Pledging of Assets for Debt | Management | For | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: MAY 03, 2012 | TICKER: PSA SECURITY ID: 74460D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.5 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.6 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.7 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.8 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 09, 2012 | TICKER: PHM SECURITY ID: 745867101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director Bryce Blair | Management | For | For |
| 1.3 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.4 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1.5 | Elect Director Patrick J. O'Leary | Management | For | For |
| 1.6 | Elect Director Bernard W. Reznicek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
| |
|---|
RAIFFEISEN BANK INTERNATIONAL AG
MEETING DATE: JUN 20, 2012 | TICKER: RBI SECURITY ID: A7111G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.05 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 6 | Ratify KPMG Austria AG as Auditors | Management | For | For |
| 7.1 | Elect Heinrich Schaller as Supervisory Board Member | Management | For | For |
| 7.2 | Elect Guenther Reibersdorfer as Supervisory Board Member | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
| 10 | Amend Articles Re: Compliance with Austrian Company Law Amendment Act 2011, Compensation Committee of Supervisory Board | Management | For | For |
| 11 | Approve Stock Option Plan for Management Board Members | Management | For | For |
| |
|---|
RAYONIER INC.
MEETING DATE: MAY 17, 2012 | TICKER: RYN SECURITY ID: 754907103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard D. Kincaid | Management | For | For |
| 2 | Elect Director V. Larkin Martin | Management | For | For |
| 3 | Elect Director James H. Miller | Management | For | For |
| 4 | Elect Director Thomas I. Morgan | Management | For | For |
| 5 | Elect Director Ronald Townsend | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Increase Authorized Common Stock | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REDECARD S.A
MEETING DATE: FEB 29, 2012 | TICKER: RDCD3 SECURITY ID: P79941103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Appoint Banco de Investimentos Credit Suisse S.A. to Prepare Valuation Report | Management | None | Did Not Vote |
| 1b | Appoint Bank of America Merrill Lynch Banco Multiplo S.A. to Prepare Valuation Report | Management | None | Did Not Vote |
| 1c | Appoint N M Rothschild & Sons Ltda. to Prepare Valuation Report | Management | None | For |
| |
|---|
REDECARD S.A
MEETING DATE: APR 05, 2012 | TICKER: RDCD3 SECURITY ID: P79941103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members | Management | For | Abstain |
| |
|---|
REDECARD S.A
MEETING DATE: APR 05, 2012 | TICKER: RDCD3 SECURITY ID: P79941103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Capitalization of Reserves Without Issuance of New Shares | Management | For | For |
| 2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| |
|---|
REDECARD S.A
MEETING DATE: MAY 18, 2012 | TICKER: RDCD3 SECURITY ID: P79941103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discuss New Valuation Report for Tender Offer | Shareholder | None | For |
| 2 | Appoint Banco de Investimentos Credit Suisse S.A. to Prepare New Valuation Report | Shareholder | None | For |
| 3 | Discuss Fees for New Valuation Report | Shareholder | None | For |
| 4 | Discuss Timeline for New Valuation Report | Shareholder | None | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 17, 2012 | TICKER: RF SECURITY ID: 7591EP100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director Carolyn H. Byrd | Management | For | For |
| 4 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 6 | Elect Director Don DeFosset | Management | For | For |
| 7 | Elect Director Eric C. Fast | Management | For | For |
| 8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 9 | Elect Director John D. Johns | Management | For | For |
| 10 | Elect Director Charles D. McCrary | Management | For | For |
| 11 | Elect Director James R. Malone | Management | For | For |
| 12 | Elect Director Ruth Ann Marshall | Management | For | For |
| 13 | Elect Director Susan W. Matlock | Management | For | For |
| 14 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 15 | Elect Director John R. Roberts | Management | For | For |
| 16 | Elect Director Lee J. Styslinger, III | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
RENAISSANCERE HOLDINGS LTD.
MEETING DATE: MAY 22, 2012 | TICKER: RNR SECURITY ID: G7496G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Cooper | Management | For | For |
| 1.2 | Elect Director Neill A. Currie | Management | For | For |
| 1.3 | Elect Director W. James MacGinnitie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
RENT-A-CENTER, INC.
MEETING DATE: MAY 10, 2012 | TICKER: RCII SECURITY ID: 76009N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael J. Gade | Management | For | For |
| 2 | Elect Director J. V. Lentell | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RESOLUTION LTD
MEETING DATE: JAN 13, 2012 | TICKER: RSL SECURITY ID: G7521S122
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Amended Operating Agreement, the New Lock-Up Agreement and the Company's Consent to the Amendment of the ROL Partnership Agreement | Management | For | For |
| |
|---|
RESOLUTION LTD
MEETING DATE: MAY 17, 2012 | TICKER: RSL SECURITY ID: G7521S122
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Jacques Aigrain as Director | Management | For | For |
| 6 | Re-elect Gerardo Arostegui as Director | Management | For | For |
| 7 | Re-elect Michael Biggs as Director | Management | For | For |
| 8 | Re-elect Mel Carvill as Director | Management | For | For |
| 9 | Re-elect Fergus Dunlop as Director | Management | For | For |
| 10 | Re-elect Phil Hodkinson as Director | Management | For | For |
| 11 | Re-elect Denise Mileham as Director | Management | For | For |
| 12 | Re-elect Peter Niven as Director | Management | For | Against |
| 13 | Re-elect Gerhard Roggemann as Director | Management | For | For |
| 14 | Re-elect Tim Wade as Director | Management | For | For |
| 15 | Elect Andy Briggs as Director of Friends Life Group plc | Management | For | For |
| 16 | Elect Peter Gibbs as Director of Friends Life Group plc | Management | For | For |
| 17 | Elect Mary Phibbs as Director of Friends Life Group plc | Management | For | For |
| 18 | Elect Tim Tookey as Director of Friends Life Group plc | Management | For | For |
| 19 | Re-elect Clive Cowdery as Director of Friends Life Group plc | Management | For | For |
| 20 | Re-elect John Tiner as Director of Friends Life Group plc | Management | For | For |
| 21 | Approve Final Dividend | Management | For | For |
| 22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase | Management | For | For |
| |
|---|
SANDY SPRING BANCORP, INC.
MEETING DATE: MAY 02, 2012 | TICKER: SASR SECURITY ID: 800363103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan D. Goff | Management | For | Withhold |
| 1.2 | Elect Director Robert L. Orndorff | Management | For | Withhold |
| 1.3 | Elect Director Daniel J. Schrider | Management | For | Withhold |
| 1.4 | Elect Director Gary G. Nakamoto | Management | For | Withhold |
| 1.5 | Elect Director Robert E. Henel, Jr. | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SBERBANK OF RUSSIA
MEETING DATE: JUN 01, 2012 | TICKER: SBER SECURITY ID: 80585Y308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of RUB 2.08 per Common Share and RUB 2.59 per Preferred Share | Management | For | For |
| 4 | Ratify Auditor | Management | For | For |
| 5.1 | Elect German Gref as Director | Management | None | For |
| 5.2 | Elect Sergey Guriyev as Director | Management | None | For |
| 5.3 | Elect Anton Danilov-Danilyan as Director | Management | None | For |
| 5.4 | Elect Mikhail Dmitriev as Director | Management | None | For |
| 5.5 | Elect Bella Zlatkis as Director | Management | None | For |
| 5.6 | Elect Nadezhda Ivanova as Director | Management | None | For |
| 5.7 | Elect Sergey Ignatyev as Director | Management | None | For |
| 5.8 | Elect Georgy Luntovsky as Director | Management | None | For |
| 5.9 | Elect Mikhail Matovnikov as Director | Management | None | For |
| 5.10 | Elect Vladimir Mau as Director | Management | None | For |
| 5.11 | Elect Alessandro Profumo as Director | Management | None | For |
| 5.12 | Elect Aleksey Savatuygin as Director | Management | None | For |
| 5.13 | Elect Rair Simonyan as Director | Management | None | For |
| 5.14 | Elect Sergey Sinelnikov-Murylev as Director | Management | None | For |
| 5.15 | Elect Valery Tkachenko as Director | Management | None | For |
| 5.16 | Elect Dimitriy Tulin as Director | Management | None | For |
| 5.17 | Elect Aleksey Ulyukaev as Director | Management | None | For |
| 5.18 | Elect Ronald Freeman as Director | Management | None | For |
| 5.19 | Elect Sergey Shvetsov as Director | Management | None | For |
| 6.1 | Elect Natalya Borodina as Member of Audit Commission | Management | For | For |
| 6.2 | Elect Vladimir Volkov as Member of Audit Commission | Management | For | For |
| 6.3 | Elect Maksim Dolzhnikov as Member of Audit Commission | Management | For | For |
| 6.4 | Elect Yuliya Isakhanova as Member of Audit Commission | Management | For | For |
| 6.5 | Elect Irina Kremleva as Member of Audit Commission | Management | For | For |
| 6.6 | Elect Aleksey Minenko as Member of Audit Commission | Management | For | For |
| 6.7 | Elect Olga Polyakova as Member of Audit Commission | Management | For | For |
| 7 | Approve Remuneration of Directors and Members of Audit Commission | Management | For | Against |
| 8 | Approve Charter in New Edition | Management | For | For |
| |
|---|
SBM OFFSHORE NV
MEETING DATE: DEC 14, 2011 | TICKER: SBMO SECURITY ID: N7752F148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect B.Y.R. Chabas to Executive Board | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| |
|---|
SBM OFFSHORE NV
MEETING DATE: MAY 16, 2012 | TICKER: SBMO SECURITY ID: N7752F148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board | Management | None | None |
| 3 | Receive Report of Supervisory Board | Management | None | None |
| 4 | Adopt Financial Statements, Allocation of Income and Omit Dividends | Management | For | For |
| 5.1 | Approve Discharge of Management Board | Management | For | For |
| 5.2 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 7 | Ratify KPMG as Auditors | Management | For | For |
| 8.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 8.2 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 8.1 | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10.1 | Reelect F.G.H Deckers to Supervisory Board | Management | For | For |
| 10.2 | Reelect T.M.E Ehret to Supervisory Board | Management | For | For |
| 12 | Other Business and Allow Questions | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| |
|---|
SBM OFFSHORE NV
MEETING DATE: JUN 27, 2012 | TICKER: SBMO SECURITY ID: N7752F148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect S. Hepkema to Executive Board | Management | For | For |
| 3 | Elect P.M. van Rossum to Executive Board | Management | For | For |
| 4 | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
| 5 | Close Meeting | Management | None | None |
| |
|---|
SCBT FINANCIAL CORPORATION
MEETING DATE: APR 24, 2012 | TICKER: SCBT SECURITY ID: 78401V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Oswald Fogle | Management | For | For |
| 1.2 | Elect Director Herbert G. Gray | Management | For | For |
| 1.3 | Elect Director Cynthia A. Hartley | Management | For | For |
| 1.4 | Elect Director Thomas E. Suggs | Management | For | For |
| 1.5 | Elect Director Kevin P. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 17, 2012 | TICKER: SPG SECURITY ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Melvyn E. Bergstein | Management | For | For |
| 2 | Elect Director Larry C. Glasscock | Management | For | For |
| 3 | Elect Director Karen N. Horn | Management | For | For |
| 4 | Elect Director Allan Hubbard | Management | For | For |
| 5 | Elect Director Reuben S. Leibowitz | Management | For | For |
| 6 | Elect Director Daniel C. Smith | Management | For | For |
| 7 | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 19, 2012 | TICKER: SLG SECURITY ID: 78440X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Alschuler, Jr. | Management | For | For |
| 1.2 | Elect Director Stephen L. Green | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SLM CORPORATION
MEETING DATE: MAY 24, 2012 | TICKER: SLM SECURITY ID: 78442P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Elect Director W.m. Diefenderfer III | Management | For | For |
| 3 | Elect Director Diane Suitt Gilleland | Management | For | For |
| 4 | Elect Director Earl A. Goode | Management | For | For |
| 5 | Elect Director Ronald F. Hunt | Management | For | For |
| 6 | Elect Director Albert L. Lord | Management | For | For |
| 7 | Elect Director Barry A. Munitz | Management | For | For |
| 8 | Elect Director Howard H. Newman | Management | For | For |
| 9 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
| 10 | Elect Director Frank C. Puleo | Management | For | For |
| 11 | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 12 | Elect Director Steven L. Shapiro | Management | For | For |
| 13 | Elect Director J. Terry Strange | Management | For | For |
| 14 | Elect Director Anthony P. Terracciano | Management | For | For |
| 15 | Elect Director Barry L. Williams | Management | For | For |
| 16 | Approve Omnibus Stock Plan | Management | For | For |
| 17 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| |
|---|
SOTHEBY'S
MEETING DATE: MAY 08, 2012 | TICKER: BID SECURITY ID: 835898107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John M. Angelo | Management | For | For |
| 2 | Elect Director Michael Blakenham | Management | For | For |
| 3 | Elect Director Steven B. Dodge | Management | For | For |
| 4 | Elect Director The Duke Of Devonshire | Management | For | For |
| 5 | Elect Director Daniel Meyer | Management | For | For |
| 6 | Elect Director Allen Questrom | Management | For | For |
| 7 | Elect Director William F. Ruprecht | Management | For | For |
| 8 | Elect Director Marsha E. Simms | Management | For | For |
| 9 | Elect Director Michael I. Sovern | Management | For | For |
| 10 | Elect Director Robert S. Taubman | Management | For | For |
| 11 | Elect Director Diana L. Taylor | Management | For | For |
| 12 | Elect Director Dennis M. Weibling | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 17 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
STAG INDUSTRIAL, INC.
MEETING DATE: MAY 07, 2012 | TICKER: STAG SECURITY ID: 85254J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 1.2 | Elect Director F. Alexander Fraser | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Furber | Management | For | For |
| 1.4 | Elect Director Larry T. Guillemette | Management | For | For |
| 1.5 | Elect Director Francis X. Jacoby, III | Management | For | For |
| 1.6 | Elect Director Hans S. Weger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
STANCORP FINANCIAL GROUP, INC.
MEETING DATE: MAY 07, 2012 | TICKER: SFG SECURITY ID: 852891100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Virginia L. Anderson | Management | For | For |
| 2 | Elect Director Stanley R. Fallis | Management | For | For |
| 3 | Elect Director Eric E. Parsons | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STANDARD CHARTERED PLC
MEETING DATE: MAY 09, 2012 | TICKER: STAN SECURITY ID: G84228157
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Viswanathan Shankar as Director | Management | For | For |
| 5 | Re-elect Stefano Bertamini as Director | Management | For | For |
| 6 | Re-elect Jaspal Bindra as Director | Management | For | For |
| 7 | Re-elect Richard Delbridge as Director | Management | For | For |
| 8 | Re-elect James Dundas as Director | Management | For | For |
| 9 | Re-elect Valerie Gooding as Director | Management | For | For |
| 10 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
| 11 | Re-elect Simon Lowth as Director | Management | For | For |
| 12 | Re-elect Rudolph Markham as Director | Management | For | For |
| 13 | Re-elect Ruth Markland as Director | Management | For | For |
| 14 | Re-elect Richard Meddings as Director | Management | For | For |
| 15 | Re-elect John Paynter as Director | Management | For | For |
| 16 | Re-elect Sir John Peace as Director | Management | For | For |
| 17 | Re-elect Alun Rees as Director | Management | For | For |
| 18 | Re-elect Peter Sands as Director | Management | For | For |
| 19 | Re-elect Paul Skinner as Director | Management | For | For |
| 20 | Re-elect Oliver Stocken as Director | Management | For | For |
| 21 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 22 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 23 | Approve EU Political Donations and Expenditure | Management | For | For |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 28 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
STANDARD PACIFIC CORP.
MEETING DATE: MAY 09, 2012 | TICKER: SPF SECURITY ID: 85375C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce A. Choate | Management | For | For |
| 1.2 | Elect Director Ronald R. Foell | Management | For | For |
| 1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
| 1.4 | Elect Director David J. Matlin | Management | For | For |
| 1.5 | Elect Director John R. Peshkin | Management | For | For |
| 1.6 | Elect Director Peter Schoels | Management | For | For |
| 1.7 | Elect Director Scott D. Stowell | Management | For | For |
| 2 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 03, 2012 | TICKER: HOT SECURITY ID: 85590A401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frits van Paasschen | Management | For | For |
| 1.2 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.3 | Elect Director Adam M. Aron | Management | For | For |
| 1.4 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.5 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.6 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.7 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.8 | Elect Director Eric Hippeau | Management | For | For |
| 1.9 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.10 | Elect Director Thomas O. Ryder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STATE STREET CORPORATION
MEETING DATE: MAY 16, 2012 | TICKER: STT SECURITY ID: 857477103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kennett F. Burnes | Management | For | For |
| 2 | Elect Director Peter Coym | Management | For | For |
| 3 | Elect Director Patrick De Saint-Aignan | Management | For | For |
| 4 | Elect Director Amellia C. Fawcett | Management | For | For |
| 5 | Elect Director David P. Gruber | Management | For | For |
| 6 | Elect Director Linda A. Hill | Management | For | For |
| 7 | Elect Director Joseph L. Hooley | Management | For | For |
| 8 | Elect Director Robert S. Kaplan | Management | For | For |
| 9 | Elect Director Richard P. Sergel | Management | For | For |
| 10 | Elect Director Ronald L. Skates | Management | For | For |
| 11 | Elect Director Gregory L. Summe | Management | For | For |
| 12 | Elect Director Robert E. Weissman | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
STRATEGIC HOTELS & RESORTS, INC.
MEETING DATE: MAY 24, 2012 | TICKER: BEE SECURITY ID: 86272T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Bowen | Management | For | For |
| 1.2 | Elect Director Kenneth Fisher | Management | For | For |
| 1.3 | Elect Director Raymond L. Gellein, Jr. | Management | For | For |
| 1.4 | Elect Director Laurence S. Geller | Management | For | For |
| 1.5 | Elect Director James A. Jeffs | Management | For | For |
| 1.6 | Elect Director Richard D. Kincaid | Management | For | For |
| 1.7 | Elect Director David M.C. Michels | Management | For | For |
| 1.8 | Elect Director William A. Prezant | Management | For | For |
| 1.9 | Elect Director Eugene F. Reilly | Management | For | For |
| 1.10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUMITOMO MITSUI FINANCIAL GROUP, INC.
MEETING DATE: JUN 28, 2012 | TICKER: 8316 SECURITY ID: J7771X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2.1 | Elect Director Miyata, Koichi | Management | For | For |
| 2.2 | Elect Director Kurumatani, Nobuaki | Management | For | For |
| 2.3 | Elect Director Yokoyama, Yoshinori | Management | For | For |
| 3.1 | Appoint Statutory Auditor Yamaguchi, Yoji | Management | For | For |
| 3.2 | Appoint Statutory Auditor Tsuruta, Rokuro | Management | For | For |
| |
|---|
SUNSTONE HOTEL INVESTORS, INC.
MEETING DATE: MAY 01, 2012 | TICKER: SHO SECURITY ID: 867892101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew Batinovich | Management | For | For |
| 1.2 | Elect Director Z. Jamie Behar | Management | For | For |
| 1.3 | Elect Director Kenneth E. Cruse | Management | For | For |
| 1.4 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
| 1.5 | Elect Director Keith M. Locker | Management | For | For |
| 1.6 | Elect Director Douglas M. Pasquale | Management | For | For |
| 1.7 | Elect Director Keith P. Russell | Management | For | For |
| 1.8 | Elect Director Lewis N. Wolff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 24, 2012 | TICKER: STI SECURITY ID: 867914103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 5 | Elect Director David H. Hughes | Management | For | For |
| 6 | Elect Director M. Douglas Ivester | Management | For | For |
| 7 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 8 | Elect Director William A. Linnenbringer | Management | For | For |
| 9 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 10 | Elect Director Donna Morea | Management | For | For |
| 11 | Elect Director David M. Ratcliffe | Management | For | For |
| 12 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 13 | Elect Director Thomas R. Watjen | Management | For | For |
| 14 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUSQUEHANNA BANCSHARES, INC.
MEETING DATE: NOV 16, 2011 | TICKER: SUSQ SECURITY ID: 869099101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
SUSQUEHANNA BANCSHARES, INC.
MEETING DATE: MAY 04, 2012 | TICKER: SUSQ SECURITY ID: 869099101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony J. Agnone, Sr. | Management | For | For |
| 1.2 | Elect Director Wayne E. Alter, Jr. | Management | For | For |
| 1.3 | Elect Director Eddie L. Dunklebarger | Management | For | For |
| 1.4 | Elect Director Henry R. Gibbel | Management | For | For |
| 1.5 | Elect Director Bruce A. Hepburn | Management | For | For |
| 1.6 | Elect Director Donald L. Hoffman | Management | For | For |
| 1.7 | Elect Director Sara G. Kirkland | Management | For | For |
| 1.8 | Elect Director Jeffrey F. Lehman | Management | For | For |
| 1.9 | Elect Director Michael A. Morello | Management | For | For |
| 1.10 | Elect Director Scott J. Newkam | Management | For | For |
| 1.11 | Elect Director Robert E. Poole, Jr. | Management | For | For |
| 1.12 | Elect Director William J. Reuter | Management | For | For |
| 1.13 | Elect Director Andrew S. Samuel | Management | For | For |
| 1.14 | Elect Director Christine Sears | Management | For | For |
| 1.15 | Elect Director James A. Ulsh | Management | For | For |
| 1.16 | Elect Director Robert W. White | Management | For | For |
| 1.17 | Elect Director Roger V. Wiest, Sr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SVB FINANCIAL GROUP
MEETING DATE: APR 26, 2012 | TICKER: SIVB SECURITY ID: 78486Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director David M. Clapper | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.7 | Elect Director Lata Krishnan | Management | For | For |
| 1.8 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 1.9 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.10 | Elect Director John F. Robinson | Management | For | For |
| 1.11 | Elect Director Garen K. Staglin | Management | For | For |
| 1.12 | Elect Director Kyung H. Yoon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
SWEDBANK AB
MEETING DATE: MAR 27, 2012 | TICKER: SWEDA SECURITY ID: W9423X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Recieve Address by Chairman of the Board | Management | None | None |
| 2 | Elect Claes Beyer as Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7b | Receive Auditor's Report | Management | None | None |
| 7c | Receive President's Report | Management | None | None |
| 8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Allocation of Income and Dividends of SEK 5.30 Per Preference Share and SEK 5.30 Per Common Share | Management | For | Did Not Vote |
| 10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 11 | Determine Number of Members (10) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Reelect Olav Fjell, Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom, Karl-Henrik Sundstrom, and Siv Svensson as Directors; Elect Charlotte Stromberg as New Director | Management | For | Did Not Vote |
| 14 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Amend Articles Re: Conversion of Preference Shares | Management | For | Did Not Vote |
| 17a | Approve SEK 610.8 Million Reduction In Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 17b | Approve Capitalization of Reserves of SEK 1.13 Billion for a Bonus Issue | Management | For | Did Not Vote |
| 18 | Authorize Repurchase Program of up to One Percent of Issued Share Capital in Accordance with the Securities Market Act | Management | For | Did Not Vote |
| 19 | Authorize Repurchase Program of up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 20 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | Did Not Vote |
| 21a | Approve Collective Remuneration Program 2012 | Management | For | Did Not Vote |
| 21b | Approve Resolution Regarding Deferred Variable Remuneration in the form of Shares under Program 2012 | Management | For | Did Not Vote |
| 21c | Authorize Transfer of Own Ordinary Shares under Program 2012 | Management | For | Did Not Vote |
| 22 | Remove the "Swedbank Arena" Sign from the Football Stadium in Solna, Sweden; Change the Name of "Swedbank Arena" | Shareholder | None | Did Not Vote |
| 23 | Close Meeting | Management | None | None |
| |
|---|
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
MEETING DATE: APR 13, 2012 | TICKER: SREN SECURITY ID: H8431B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Remuneration Report | Management | For | Did Not Vote |
| 1.2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 3 | Approve Dividends of CHF 3.00 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 5.1.1 | Reelect Jakob Baer as Director | Management | For | Did Not Vote |
| 5.1.2 | Reelect John Coomber as Director | Management | For | Did Not Vote |
| 5.1.3 | Elect Robert Henrikson as Director | Management | For | Did Not Vote |
| 5.2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| |
|---|
SYMETRA FINANCIAL CORPORATION
MEETING DATE: MAY 04, 2012 | TICKER: SYA SECURITY ID: 87151Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sander M. Levy | Management | For | For |
| 1.2 | Elect Director Lowndes A. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYNOVUS FINANCIAL CORP.
MEETING DATE: APR 26, 2012 | TICKER: SNV SECURITY ID: 87161C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Catherine A. Allen | Management | For | For |
| 2 | Elect Director Frank W. Brumley | Management | For | For |
| 3 | Elect Director Stephen T. Butler | Management | For | For |
| 4 | Elect Director Elizabeth W. Camp | Management | For | For |
| 5 | Elect Director T. Michael Goodrich | Management | For | For |
| 6 | Elect Director V. Nathaniel Hansford | Management | For | For |
| 7 | Elect Director Mason H. Lampton | Management | For | For |
| 8 | Elect Director Jerry W. Nix | Management | For | For |
| 9 | Elect Director H. Lynn Page | Management | For | For |
| 10 | Elect Director Joseph J. Prochaska, Jr. | Management | For | For |
| 11 | Elect Director J. Neal Purcell | Management | For | For |
| 12 | Elect Director Kessel D. Stelling | Management | For | For |
| 13 | Elect Director Melvin T. Stith | Management | For | For |
| 14 | Elect Director Philip W. Tomlinson | Management | For | For |
| 15 | Elect Director James D. Yancey | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | If you Own, in all Capacities, More than 1,139,063 Common Shares, Please vote FOR. If you DO NOT Own, in all Capacities, More than 1,139,063 Common Shares, Please vote AGAINST | Management | None | Against |
| 20 | If you voted FOR Item 19, vote FOR this item if you acquired More than 1,139,063 Common Shares since 2/16/08. If you DID NOT acquire More than 1,139,063 since 2/16/08, vote AGAINST to confirm | Management | None | For |
| |
|---|
TCF FINANCIAL CORPORATION
MEETING DATE: APR 25, 2012 | TICKER: TCB SECURITY ID: 872275102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond L. Barton | Management | For | For |
| 1.2 | Elect Director Peter Bell | Management | For | For |
| 1.3 | Elect Director William F. Bieber | Management | For | For |
| 1.4 | Elect Director Theodore J. Bigos | Management | For | For |
| 1.5 | Elect Director William A. Cooper | Management | For | For |
| 1.6 | Elect Director Thomas A. Cusick | Management | For | For |
| 1.7 | Elect Director Craig R. Dahl | Management | For | For |
| 1.8 | Elect Director Karen L. Grandstrand | Management | For | For |
| 1.9 | Elect Director Thomas F. Jasper | Management | For | For |
| 1.10 | Elect Director George G. Johnson | Management | For | For |
| 1.11 | Elect Director Vance K. Opperman | Management | For | For |
| 1.12 | Elect Director James M. Ramstad | Management | For | For |
| 1.13 | Elect Director Gerald A. Schwalbach | Management | For | For |
| 1.14 | Elect Director Barry N. Winslow | Management | For | For |
| 1.15 | Elect Director Richard A. Zona | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Director Stock Award Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
TEJON RANCH CO.
MEETING DATE: MAY 08, 2012 | TICKER: TRC SECURITY ID: 879080109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Geoffrey L. Stack | Management | For | For |
| 1.2 | Elect Director Michael H. Winer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TEXAS CAPITAL BANCSHARES, INC.
MEETING DATE: MAY 15, 2012 | TICKER: TCBI SECURITY ID: 88224Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Jones, Jr. | Management | For | For |
| 1.2 | Elect Director Peter B. Bartholow | Management | For | For |
| 1.3 | Elect Director James H. Browning | Management | For | For |
| 1.4 | Elect Director Joseph M. (Jody) Grant | Management | For | Withhold |
| 1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | For |
| 1.6 | Elect Director Larry L. Helm | Management | For | For |
| 1.7 | Elect Director James R. Holland, Jr. | Management | For | For |
| 1.8 | Elect Director W.w. McAllister, III | Management | For | For |
| 1.9 | Elect Director Elysia Holt Ragusa | Management | For | For |
| 1.10 | Elect Director Steven P. Rosenberg | Management | For | For |
| 1.11 | Elect Director Grant E. Sims | Management | For | For |
| 1.12 | Elect Director Robert W. Stallings | Management | For | For |
| 1.13 | Elect Director Dale W. Tremblay | Management | For | For |
| 1.14 | Elect Director Ian J. Turpin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE ALLSTATE CORPORATION
MEETING DATE: MAY 22, 2012 | TICKER: ALL SECURITY ID: 020002101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director Robert D. Beyer | Management | For | For |
| 3 | Elect Director W. James Farrell | Management | For | For |
| 4 | Elect Director Jack M. Greenberg | Management | For | For |
| 5 | Elect Director Ronald T. LeMay | Management | For | For |
| 6 | Elect Director Andrea Redmond | Management | For | For |
| 7 | Elect Director H. John Riley, Jr. | Management | For | For |
| 8 | Elect Director John W. Rowe | Management | For | For |
| 9 | Elect Director Joshua I. Smith | Management | For | For |
| 10 | Elect Director Judith A. Sprieser | Management | For | For |
| 11 | Elect Director Mary Alice Taylor | Management | For | For |
| 12 | Elect Director Thomas J. Wilson | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Management | For | Against |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
THE BANK OF NEW YORK MELLON CORPORATION
MEETING DATE: APR 10, 2012 | TICKER: BK SECURITY ID: 064058100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ruth E. Bruch | Management | For | Against |
| 2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 3 | Elect Director Gerald L. Hassell | Management | For | For |
| 4 | Elect Director Edmund F. Kelly | Management | For | Against |
| 5 | Elect Director Richard J. Kogan | Management | For | Against |
| 6 | Elect Director Michael J. Kowalski | Management | For | Against |
| 7 | Elect Director John A. Luke, Jr. | Management | For | For |
| 8 | Elect Director Mark A. Nordenberg | Management | For | For |
| 9 | Elect Director Catherine A. Rein | Management | For | For |
| 10 | Elect Director William C. Richardson | Management | For | For |
| 11 | Elect Director Samuel C. Scott, III | Management | For | Against |
| 12 | Elect Director Wesley W. von Schack | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 17, 2012 | TICKER: SCHW SECURITY ID: 808513105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nancy H. Bechtle | Management | For | For |
| 2 | Elect Director Walter W. Bettinger, II | Management | For | For |
| 3 | Elect Director C. Preston Butcher | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: MAY 24, 2012 | TICKER: GS SECURITY ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Gary D. Cohn | Management | For | For |
| 4 | Elect Director Claes Dahlback | Management | For | For |
| 5 | Elect Director Stephen Friedman | Management | For | For |
| 6 | Elect Director William W. George | Management | For | For |
| 7 | Elect Director James A. Johnson | Management | For | For |
| 8 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 9 | Elect Director James J. Schiro | Management | For | For |
| 10 | Elect Director Debora L. Spar | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 14 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 15 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
MEETING DATE: MAY 16, 2012 | TICKER: HIG SECURITY ID: 416515104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert B. Allardice, III | Management | For | For |
| 2 | Elect Director Trevor Fetter | Management | For | For |
| 3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 4 | Elect Director Liam E. Mcgee | Management | For | For |
| 5 | Elect Director Kathryn A. Mikells | Management | For | For |
| 6 | Elect Director Michael G. Morris | Management | For | For |
| 7 | Elect Director Thomas A. Renyi | Management | For | For |
| 8 | Elect Director Charles B. Strauss | Management | For | For |
| 9 | Elect Director H. Patrick Swygert | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 17, 2012 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director Francis S. Blake | Management | For | For |
| 3 | Elect Director Ari Bousbib | Management | For | For |
| 4 | Elect Director Gregory D. Brenneman | Management | For | For |
| 5 | Elect Director J. Frank Brown | Management | For | For |
| 6 | Elect Director Albert P. Carey | Management | For | For |
| 7 | Elect Director Armando Codina | Management | For | For |
| 8 | Elect Director Bonnie G. Hill | Management | For | For |
| 9 | Elect Director Karen L. Katen | Management | For | For |
| 10 | Elect Director Ronald L. Sargent | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 14 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
| 15 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 16 | Amend Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 19 | Adopt Storm Water Run-off Management Policy | Shareholder | Against | Abstain |
| |
|---|
THE PHOENIX COMPANIES, INC.
MEETING DATE: MAY 15, 2012 | TICKER: PNX SECURITY ID: 71902E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanford Cloud, Jr. | Management | For | For |
| 1.2 | Elect Director Gordon J. Davis | Management | For | For |
| 1.3 | Elect Director Augustus K. Oliver, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
THE PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 24, 2012 | TICKER: PNC SECURITY ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Kay Coles James | Management | For | For |
| 5 | Elect Director Richard B. Kelson | Management | For | For |
| 6 | Elect Director Bruce C. Lindsay | Management | For | For |
| 7 | Elect Director Anthony A. Massaro | Management | For | For |
| 8 | Elect Director Jane G. Pepper | Management | For | For |
| 9 | Elect Director James E. Rohr | Management | For | For |
| 10 | Elect Director Donald J. Shepard | Management | For | For |
| 11 | Elect Director Lorene K. Steffes | Management | For | For |
| 12 | Elect Director Dennis F. Strigl | Management | For | For |
| 13 | Elect Director Thomas J. Usher | Management | For | For |
| 14 | Elect Director George H. Walls, Jr. | Management | For | For |
| 15 | Elect Director Helge H. Wehmeier | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE RYLAND GROUP, INC.
MEETING DATE: APR 25, 2012 | TICKER: RYL SECURITY ID: 783764103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Jews | Management | For | For |
| 1.2 | Elect Director Ned Mansour | Management | For | For |
| 1.3 | Elect Director Robert E. Mellor | Management | For | For |
| 1.4 | Elect Director Norman J. Metcalfe | Management | For | For |
| 1.5 | Elect Director Larry T. Nicholson | Management | For | For |
| 1.6 | Elect Director Charlotte St. Martin | Management | For | For |
| 1.7 | Elect Director Robert G. van Schoonenberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE SAVANNAH BANCORP, INC.
MEETING DATE: APR 26, 2012 | TICKER: SAVB SECURITY ID: 804748101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Demere, Jr. | Management | For | For |
| 1.2 | Elect Director Berryman W. Edwards, Jr. | Management | For | For |
| 1.3 | Elect Director J. Curtis Lewis, III | Management | For | For |
| 1.4 | Elect Director M. Lane Morrison | Management | For | For |
| 1.5 | Elect Director James Toby Roberts, Sr. | Management | For | For |
| 1.6 | Elect Director James W. Royal, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
THE ST. JOE COMPANY
MEETING DATE: MAY 17, 2012 | TICKER: JOE SECURITY ID: 790148100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Cesar L. Alvarez | Management | For | For |
| 2 | Elect Director Bruce R. Berkowitz | Management | For | For |
| 3 | Elect Director Park Brady | Management | For | For |
| 4 | Elect Director Charles J. Crist, Jr. | Management | For | For |
| 5 | Elect Director Howard S. Frank | Management | For | For |
| 6 | Elect Director Jeffrey C. Keil | Management | For | For |
| 7 | Elect Director Stanley Martin | Management | For | For |
| 8 | Elect Director Thomas P. Murphy, Jr. | Management | For | Against |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE TRAVELERS COMPANIES, INC.
MEETING DATE: MAY 23, 2012 | TICKER: TRV SECURITY ID: 89417E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan L. Beller | Management | For | For |
| 2 | Elect Director John H. Dasburg | Management | For | For |
| 3 | Elect Director Janet M. Dolan | Management | For | For |
| 4 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 5 | Elect Director Jay S. Fishman | Management | For | For |
| 6 | Elect Director Lawrence G. Graev | Management | For | For |
| 7 | Elect Director Patricia L. Higgins | Management | For | For |
| 8 | Elect Director Thomas R. Hodgson | Management | For | For |
| 9 | Elect Director William J. Kane | Management | For | For |
| 10 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Laurie J. Thomsen | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
THE WESTERN UNION COMPANY
MEETING DATE: MAY 23, 2012 | TICKER: WU SECURITY ID: 959802109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard A. Goodman | Management | For | For |
| 2 | Elect Director Roberto G. Mendoza | Management | For | For |
| 3 | Elect Director Michael A. Miles, Jr. | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 9 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
| |
|---|
THOMAS PROPERTIES GROUP, INC.
MEETING DATE: JUN 01, 2012 | TICKER: TPGI SECURITY ID: 884453101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. Thomas | Management | For | For |
| 1.2 | Elect Director R. Bruce Andrews | Management | For | Withhold |
| 1.3 | Elect Director Edward D. Fox | Management | For | Withhold |
| 1.4 | Elect Director John L. Goolsby | Management | For | For |
| 1.5 | Elect Director Winston H. Hickox | Management | For | Withhold |
| 1.6 | Elect Director Randall L. Scott | Management | For | For |
| 1.7 | Elect Director John R. Sischo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TORCHMARK CORPORATION
MEETING DATE: APR 26, 2012 | TICKER: TMK SECURITY ID: 891027104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David L. Boren | Management | For | For |
| 2 | Elect Director M. Jane Buchan | Management | For | For |
| 3 | Elect Director Robert W. Ingram | Management | For | For |
| 4 | Elect Director Mark S. McAndrew | Management | For | For |
| 5 | Elect Director Sam R. Perry | Management | For | For |
| 6 | Elect Director Lamar C. Smith | Management | For | For |
| 7 | Elect Director Paul J. Zucconi | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TOTAL SYSTEM SERVICES, INC.
MEETING DATE: MAY 01, 2012 | TICKER: TSS SECURITY ID: 891906109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James H. Blanchard | Management | For | For |
| 2 | Elect Director Richard Y. Bradley | Management | For | For |
| 3 | Elect Director Kriss Cloninger, III | Management | For | For |
| 4 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 5 | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
| 6 | Elect Director Sidney E. Harris | Management | For | For |
| 7 | Elect Director Mason H. Lampton | Management | For | For |
| 8 | Elect Director H. Lynn Page | Management | For | For |
| 9 | Elect Director Philip W. Tomlinson | Management | For | For |
| 10 | Elect Director John T. Turner | Management | For | For |
| 11 | Elect Director Richard W. Ussery | Management | For | For |
| 12 | Elect Director M. Troy Woods | Management | For | For |
| 13 | Elect Director James D. Yancey | Management | For | For |
| 14 | Elect Director Rebecca K. Yarbrough | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
TWO HARBORS INVESTMENT CORP.
MEETING DATE: MAY 22, 2012 | TICKER: TWO SECURITY ID: 90187B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Ein | Management | For | For |
| 1.2 | Elect Director William W. Johnson | Management | For | For |
| 1.3 | Elect Director Stephen G. Kasnet | Management | For | For |
| 1.4 | Elect Director Peter Niculescu | Management | For | For |
| 1.5 | Elect Director W. Reid Sanders | Management | For | For |
| 1.6 | Elect Director Thomas Siering | Management | For | For |
| 1.7 | Elect Director Brian C. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 17, 2012 | TICKER: USB SECURITY ID: 902973304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Roland A. Hernandez | Management | For | For |
| 7 | Elect Director Joel W. Johnson | Management | For | For |
| 8 | Elect Director Olivia F. Kirtley | Management | For | For |
| 9 | Elect Director Jerry W. Levin | Management | For | For |
| 10 | Elect Director David B. O'Maley | Management | For | For |
| 11 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Elect Director Doreen Woo Ho | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UBS AG
MEETING DATE: MAY 03, 2012 | TICKER: UBSN SECURITY ID: H89231338
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 0.10 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1.1 | Reelect Michel Demare as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect David Sidwell as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
| 4.1.5 | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
| 4.1.6 | Reelect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
| 4.1.7 | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
| 4.1.8 | Reelect William Parrett as Director | Management | For | Did Not Vote |
| 4.1.9 | Reelect Joseph Yam as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Isabelle Romy as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
| 4.2.3 | Elect Axel Weber as Director | Management | For | Did Not Vote |
| 4.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 4.4 | Ratify BDO AG as Special Auditor | Management | For | Did Not Vote |
| 5 | Increase Pool of Conditional Capital by CHF 15.1 Million for Issuance of Stock Options and Other Equity Awards to Employees, Senior Executives, and Members of the Board | Management | For | Did Not Vote |
| 6.1 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
| 6.2 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
| |
|---|
UDR, INC.
MEETING DATE: MAY 16, 2012 | TICKER: UDR SECURITY ID: 902653104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
| 1.2 | Elect Director Eric J. Foss | Management | For | For |
| 1.3 | Elect Director Robert P. Freeman | Management | For | For |
| 1.4 | Elect Director Jon A. Grove | Management | For | For |
| 1.5 | Elect Director James D. Klingbeil | Management | For | For |
| 1.6 | Elect Director Lynne B. Sagalyn | Management | For | For |
| 1.7 | Elect Director Mark J. Sandler | Management | For | For |
| 1.8 | Elect Director Thomas W. Toomey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UMB FINANCIAL CORPORATION
MEETING DATE: APR 24, 2012 | TICKER: UMBF SECURITY ID: 902788108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nancy K. Buese | Management | For | For |
| 1.2 | Elect Director J. Mariner Kemper | Management | For | For |
| 1.3 | Elect Director Thomas D. Sanders | Management | For | For |
| 1.4 | Elect Director L. Joshua Sosland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt a Policy Prohibiting Derivative, Speculative and Pledging Transactions | Shareholder | Against | Against |
| |
|---|
UMPQUA HOLDINGS CORPORATION
MEETING DATE: APR 17, 2012 | TICKER: UMPQ SECURITY ID: 904214103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Raymond P. Davis | Management | For | For |
| 2 | Elect Director Peggy Y. Fowler | Management | For | For |
| 3 | Elect Director Stephen M. Gambee | Management | For | For |
| 4 | Elect Director William A. Lansing | Management | For | For |
| 5 | Elect Director Luis F. Machuca | Management | For | For |
| 6 | Elect Director Diane D. Miller | Management | For | For |
| 7 | Elect Director Dudley R. Slater | Management | For | For |
| 8 | Elect Director Hilliard C. Terry, III | Management | For | For |
| 9 | Elect Director Bryan L. Timm | Management | For | For |
| 10 | Elect Director Frank R.J. Whittaker | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNICREDIT SPA
MEETING DATE: DEC 15, 2011 | TICKER: UCG SECURITY ID: T95132105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reduction of Share Premium Account and Related Increase of Shares' Par Value | Management | For | For |
| 2 | Eliminate the Par Value of Shares | Management | For | For |
| 3 | Authorize Issuance of Shares in the Maximum Amount of EUR 7.5 Billion With Preemptive Rights | Management | For | For |
| 4 | Approve Share Consolidation | Management | For | For |
| 5 | Approve Stock Dividend Program | Management | For | For |
| |
|---|
UNICREDIT SPA
MEETING DATE: MAY 11, 2012 | TICKER: UCG SECURITY ID: T960AS101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Financial Statements of UniCredit Real Estate S.c.p.A. | Management | For | For |
| 4 | Distribute Profits from UniCredit Real Estate S.c.p.A. | Management | For | For |
| 5 | Accept Financial Statements of Medioinvest Srl | Management | For | For |
| 6 | Approve Treatment of Net Losses of Medioinvest Srl | Management | For | For |
| 7.1 | Slate 1 - Submitted by Fondazione Cassa di Risparmio di Torino, Fondazione Cassa di Risparmio di Verona, Vicenza, Belluno e Ancona, Fondazione Cassa di Risparmio di Modena e Fondazione Monte di Bologna e Ravenna | Shareholder | None | Did Not Vote |
| 7.2 | Slate 2 - Submitted by Institutional Investors | Shareholder | None | For |
| 8 | Deliberations Pursuant to Article 2390 of Civil Code Re: Decisions Inherent to Authorization of Board Members To Assume Positions In Competing Companies | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | Abstain |
| 10 | Approve Director and Internal Auditors Liability Provisions | Management | For | For |
| 11 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Approve 2012 Group Incentive System | Management | For | For |
| 14 | Approve Group Employees Share Ownership Plan 2012 | Management | For | For |
| 1 | Amend Company Bylaws Re: Art. 20, 29, and 31 | Management | For | For |
| 2 | Authorize Board to Increase Capital to Service Incentive Plans | Management | For | For |
| |
|---|
UNITED OVERSEAS BANK LIMITED
MEETING DATE: APR 26, 2012 | TICKER: U11 SECURITY ID: V96194127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees of SGD 1.7 Million for 2011 | Management | For | For |
| 4 | Approve Fee of SGD 2.2 Million to the Chairman of the Bank for the Period from Jan. 2011 to Dec. 2011. | Management | For | For |
| 5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Reelect Wong Meng Meng as Director | Management | For | For |
| 7 | Reelect Cheng Jue Hiang Willie as Director | Management | For | For |
| 8 | Reelect Hsieh Fu Hua as Director | Management | For | For |
| 9 | Reelect Wee Cho Yaw as Director | Management | For | For |
| 10 | Reelect Cham Tao Soon as Director | Management | For | For |
| 11 | Reelect Thein Reggie as Director | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 13 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Management | For | For |
| 14 | Approve Issuance of Preference Shares | Management | For | For |
| |
|---|
UNITED OVERSEAS BANK LIMITED
MEETING DATE: APR 26, 2012 | TICKER: U11 SECURITY ID: V96194127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 24, 2012 | TICKER: UNM SECURITY ID: 91529Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Pamela H. Godwin | Management | For | For |
| 2 | Elect Director Thomas Kinser | Management | For | For |
| 3 | Elect Director A.S. MacMillan, Jr. | Management | For | For |
| 4 | Elect Director Edward J. Muhl | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
URSTADT BIDDLE PROPERTIES INC.
MEETING DATE: MAR 06, 2012 | TICKER: UBA SECURITY ID: 917286205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Grellier | Management | For | For |
| 1.2 | Elect Director Robert R. Douglass | Management | For | For |
| 1.3 | Elect Director George H.C. Lawrence | Management | For | For |
| 1.4 | Elect Director Charles J. Urstadt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VALIDUS HOLDINGS, LTD.
MEETING DATE: MAY 02, 2012 | TICKER: VR SECURITY ID: G9319H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael E. A. Carpenter | Management | For | For |
| 1.2 | Elect Director Alok Singh | Management | For | For |
| 1.3 | Elect Director Christopher E. Watson | Management | For | For |
| 2.4 | Elect Edward J. Noonan as Subsidiary Director | Management | For | For |
| 2.5 | Elect C.N. Rupert Atkin as Subsidiary Director | Management | For | For |
| 2.6 | Elect Patrick G. Barry as Subsidiary Director | Management | For | For |
| 2.7 | Elect Peter A. Bilsby as Subsidiary Director | Management | For | For |
| 2.8 | Elect Alan Bossin as Subsidiary Director | Management | For | For |
| 2.9 | Elect Julian P. Bosworth as Subsidiary Director | Management | For | For |
| 2.10 | Elect Janita A. Burke as Subsidiary Director | Management | For | For |
| 2.11 | Elect Michael E.A. Carpenter as Subsidiary Director | Management | For | For |
| 2.12 | Elect Rodrigo Castro as Subsidiary Director | Management | For | For |
| 2.13 | Elect Jane S. Clouting as Subsidiary Director | Management | For | For |
| 2.14 | Elect Joseph E. Consolino as Subsidiary Director | Management | For | For |
| 2.15 | Elect C. Jerome Dill as Subsidiary Director | Management | For | For |
| 2.16 | Elect Andrew Downey as Subsidiary Director | Management | For | For |
| 2.17 | Elect Kerry A. Emanuel as Subsidiary Director | Management | For | For |
| 2.18 | Elect Jonathan D. Ewington as Subsidiary Director | Management | For | For |
| 2.19 | Elect Andrew M. Gibbs as Subsidiary Director | Management | For | For |
| 2.20 | Elect Michael Greene as Subsidiary Director | Management | For | For |
| 2.21 | Elect Barnabas Hurst-Bannister as Subsidiary Director | Management | For | For |
| 2.22 | Elect Anthony J. Keys as Subsidiary Director | Management | For | For |
| 2.23 | Elect Robert F. Kuzloski as Subsidiary Director | Management | For | For |
| 2.24 | Elect Stuart W. Mercer as Subsidiary Director | Management | For | For |
| 2.25 | Elect Jean-Marie Nessi as Subsidiary Director | Management | For | For |
| 2.26 | Elect Andre Perez as Subsidiary Director | Management | For | For |
| 2.27 | Elect Julian G. Ross as Subsidiary Director | Management | For | For |
| 2.28 | Elect Rafael Saer as Subsidiary Director | Management | For | For |
| 2.29 | Elect Matthew Scales as Subsidiary Director | Management | For | For |
| 2.30 | Elect James E. Skinner as Subsidiary Director | Management | For | For |
| 2.31 | Elect Verner G. Southey as Subsidiary Director | Management | For | For |
| 2.32 | Elect Nigel D. Wachman as Subsidiary Director | Management | For | For |
| 2.33 | Elect Lixin Zeng as Subsidiary Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
| |
|---|
VALLEY NATIONAL BANCORP
MEETING DATE: APR 18, 2012 | TICKER: VLY SECURITY ID: 919794107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Abramson | Management | For | For |
| 1.2 | Elect Director Peter J. Baum | Management | For | For |
| 1.3 | Elect Director Pamela R. Bronander | Management | For | For |
| 1.4 | Elect Director Peter Crocitto | Management | For | For |
| 1.5 | Elect Director Eric P. Edelstein | Management | For | For |
| 1.6 | Elect Director Alan D. Eskow | Management | For | For |
| 1.7 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.8 | Elect Director Graham O. Jones | Management | For | For |
| 1.9 | Elect Director Walter H. Jones, III | Management | For | For |
| 1.10 | Elect Director Gerald Korde | Management | For | For |
| 1.11 | Elect Director Michael L. LaRusso | Management | For | For |
| 1.12 | Elect Director Marc J. Lenner | Management | For | For |
| 1.13 | Elect Director Gerald H. Lipkin | Management | For | For |
| 1.14 | Elect Director Barnett Rukin | Management | For | For |
| 1.15 | Elect Director Suresh L. Sani | Management | For | For |
| 1.16 | Elect Director Robert C. Soldoveri | Management | For | For |
| 1.17 | Elect Director Jeffrey S. Wilks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VENTAS, INC.
MEETING DATE: MAY 17, 2012 | TICKER: VTR SECURITY ID: 92276F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Debra A. Cafaro | Management | For | For |
| 2 | Elect Director Douglas Crocker, II | Management | For | For |
| 3 | Elect Director Ronald G. Geary | Management | For | For |
| 4 | Elect Director Jay M. Gellert | Management | For | For |
| 5 | Elect Director Richard I. Gilchrist | Management | For | For |
| 6 | Elect Director Matthew J. Lustig | Management | For | For |
| 7 | Elect Director Douglas M. Pasquale | Management | For | For |
| 8 | Elect Director Robert D. Reed | Management | For | For |
| 9 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 10 | Elect Director Glenn J. Rufrano | Management | For | For |
| 11 | Elect Director James D. Shelton | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
VERIFONE SYSTEMS, INC.
MEETING DATE: JUN 27, 2012 | TICKER: PAY SECURITY ID: 92342Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
| 1.3 | Elect Director Dr. Leslie G. Denend | Management | For | For |
| 1.4 | Elect Director Alex W. Hart | Management | For | For |
| 1.5 | Elect Director Robert B. Henske | Management | For | For |
| 1.6 | Elect Director Richard A. McGinn | Management | For | For |
| 1.7 | Elect Director Eitan Raff | Management | For | For |
| 1.8 | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VIRGINIA COMMERCE BANCORP, INC.
MEETING DATE: APR 25, 2012 | TICKER: VCBI SECURITY ID: 92778Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Adler | Management | For | For |
| 1.2 | Elect Director Michael G. Anzilotti | Management | For | For |
| 1.3 | Elect Director Thomas E. Burdette | Management | For | For |
| 1.4 | Elect Director Peter A. Converse | Management | For | For |
| 1.5 | Elect Director W. Douglas Fisher | Management | For | For |
| 1.6 | Elect Director David M. Guernsey | Management | For | For |
| 1.7 | Elect Director Kenneth R. Lehman | Management | For | For |
| 1.8 | Elect Director Norris E. Mitchell | Management | For | For |
| 1.9 | Elect Director Todd A. Stottlemyer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 31, 2012 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary P. Coughlan | Management | For | For |
| 2 | Elect Director Mary B. Cranston | Management | For | For |
| 3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 4 | Elect Director Robert W. Matschullat | Management | For | For |
| 5 | Elect Director Cathy E. Minehan | Management | For | For |
| 6 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 7 | Elect Director David J. Pang | Management | For | For |
| 8 | Elect Director Joseph W. Saunders | Management | For | For |
| 9 | Elect Director William S. Shanahan | Management | For | For |
| 10 | Elect Director John A. Swainson | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
VORNADO REALTY TRUST
MEETING DATE: MAY 24, 2012 | TICKER: VNO SECURITY ID: 929042109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Roth | Management | For | For |
| 1.2 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.3 | Elect Director Russell B. Wight, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
W. R. BERKLEY CORPORATION
MEETING DATE: MAY 22, 2012 | TICKER: WRB SECURITY ID: 084423102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William R. Berkley | Management | For | For |
| 2 | Elect Director Christopher L. Augostini | Management | For | For |
| 3 | Elect Director George G. Daly | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
WASHINGTON TRUST BANCORP, INC.
MEETING DATE: APR 24, 2012 | TICKER: WASH SECURITY ID: 940610108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Crandall | Management | For | For |
| 1.2 | Elect Director Joseph J. MarcAurele | Management | For | For |
| 1.3 | Elect Director Victor J. Orsinger, II | Management | For | For |
| 1.4 | Elect Director Edwin J. Santos | Management | For | For |
| 1.5 | Elect Director Patrick J. Shanahan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WEBSTER FINANCIAL CORPORATION
MEETING DATE: APR 26, 2012 | TICKER: WBS SECURITY ID: 947890109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Finkenzeller | Management | For | For |
| 1.2 | Elect Director Laurence C. Morse | Management | For | For |
| 1.3 | Elect Director Mark Pettie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 24, 2012 | TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John D. Baker, II | Management | For | For |
| 2 | Elect Director Elaine L. Chao | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Lloyd H. Dean | Management | For | For |
| 5 | Elect Director Susan E. Engel | Management | For | For |
| 6 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 7 | Elect Director Donald M. James | Management | For | For |
| 8 | Elect Director Cynthia H. Milligan | Management | For | For |
| 9 | Elect Director Nicholas G. Moore | Management | For | For |
| 10 | Elect Director Federico F. Pena | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director John G. Stumpf | Management | For | For |
| 15 | Elect Director Susan G. Swenson | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Require Independent Board Chairman | Shareholder | Against | Against |
| 19 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 20 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 21 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| |
|---|
WESTAMERICA BANCORPORATION
MEETING DATE: APR 26, 2012 | TICKER: WABC SECURITY ID: 957090103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Etta Allen | Management | For | For |
| 1.2 | Elect Director Louis E. Bartolini | Management | For | For |
| 1.3 | Elect Director E. Joseph Bowler | Management | For | For |
| 1.4 | Elect Director Arthur C. Latno, Jr. | Management | For | For |
| 1.5 | Elect Director Patrick D. Lynch | Management | For | For |
| 1.6 | Elect Director Catherine Cope MacMillan | Management | For | For |
| 1.7 | Elect Director Ronald A. Nelson | Management | For | For |
| 1.8 | Elect Director David L. Payne | Management | For | For |
| 1.9 | Elect Director Edward B. Sylvester | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WESTERN ALLIANCE BANCORPORATION
MEETING DATE: APR 24, 2012 | TICKER: WAL SECURITY ID: 957638109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Beach | Management | For | For |
| 1.2 | Elect Director William S. Boyd | Management | For | For |
| 1.3 | Elect Director Steven J. Hilton | Management | For | For |
| 1.4 | Elect Director Marianne Boyd Johnson | Management | For | For |
| 1.5 | Elect Director Kenneth A. Vecchione | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 12, 2012 | TICKER: WY SECURITY ID: 962166104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Debra A. Cafaro | Management | For | For |
| 2 | Elect Director Mark A. Emmert | Management | For | Against |
| 3 | Elect Director Daniel S. Fulton | Management | For | For |
| 4 | Elect Director John I. Kieckhefer | Management | For | For |
| 5 | Elect Director Wayne W. Murdy | Management | For | For |
| 6 | Elect Director Nicole W. Piasecki | Management | For | For |
| 7 | Elect Director Charles R. Williamson | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
XL GROUP PLC
MEETING DATE: APR 27, 2012 | TICKER: XL SECURITY ID: G98290102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ramani Ayer as Director | Management | For | For |
| 2 | Elect Dale R. Comey as Director | Management | For | For |
| 3 | Elect Robert R. Glauber as Director | Management | For | For |
| 4 | Elect Suzanne B. Labarge as Director | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZIONS BANCORPORATION
MEETING DATE: MAY 25, 2012 | TICKER: ZION SECURITY ID: 989701107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jerry C. Atkin | Management | For | For |
| 2 | Elect Director R.D. Cash | Management | For | For |
| 3 | Elect Director Patricia Frobes | Management | For | For |
| 4 | Elect Director J. David Heaney | Management | For | For |
| 5 | Elect Director Roger B. Porter | Management | For | For |
| 6 | Elect Director Stephen D. Quinn | Management | For | For |
| 7 | Elect Director Harris H. Simmons | Management | For | For |
| 8 | Elect Director L.E. Simmons | Management | For | For |
| 9 | Elect Director Shelley Thomas Williams | Management | For | For |
| 10 | Elect Director Steven C. Wheelwright | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| 14 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 15 | Claw-back of Payments under Restatements | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR HEALTH CARE FUND
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACCRETIVE HEALTH, INC.
MEETING DATE: MAY 02, 2012 | TICKER: AH SECURITY ID: 00438V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edgar Bronfman, Jr. | Management | For | For |
| 1.2 | Elect Director Steven N. Kaplan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ACHILLION PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2012 | TICKER: ACHN SECURITY ID: 00448Q201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jason S. Fisherman | Management | For | For |
| 2 | Elect Director Gary E. Frashier | Management | For | For |
| 3 | Elect Director David P. Wright | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 06, 2012 | TICKER: ACOR SECURITY ID: 00484M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry Greene | Management | For | For |
| 1.2 | Elect Director Ian Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AETNA INC.
MEETING DATE: MAY 18, 2012 | TICKER: AET SECURITY ID: 00817Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Fernando Aguirre | Management | For | For |
| 2 | Elect Director Mark T. Bertolini | Management | For | For |
| 3 | Elect Director Frank M. Clark | Management | For | For |
| 4 | Elect Director Betsy Z. Cohen | Management | For | For |
| 5 | Elect Director Molly J. Coye | Management | For | For |
| 6 | Elect Director Roger N. Farah | Management | For | For |
| 7 | Elect Director Barbara Hackman Franklin | Management | For | For |
| 8 | Elect Director Jeffrey E. Garten | Management | For | For |
| 9 | Elect Director Ellen M. Hancock | Management | For | For |
| 10 | Elect Director Richard J. Harrington | Management | For | For |
| 11 | Elect Director Edward J. Ludwig | Management | For | For |
| 12 | Elect Director Joseph P. Newhouse | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 07, 2012 | TICKER: ALXN SECURITY ID: 015351109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 1.9 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMAG PHARMACEUTICALS, INC.
MEETING DATE: MAY 23, 2012 | TICKER: AMAG SECURITY ID: 00163U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph V. Bonventre | Management | For | For |
| 1.2 | Elect Director Rajiv De Silva | Management | For | For |
| 1.3 | Elect Director Michael Narachi | Management | For | For |
| 1.4 | Elect Director Robert J. Perez | Management | For | For |
| 1.5 | Elect Director Lesley Russell | Management | For | For |
| 1.6 | Elect Director Gino Santini | Management | For | For |
| 1.7 | Elect Director Davey S. Scoon | Management | For | For |
| 1.8 | Elect Director William K. Heiden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 23, 2012 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Robert A. Bradway | Management | For | For |
| 4 | Elect Director Francois De Carbonnel | Management | For | For |
| 5 | Elect Director Vance D. Coffman | Management | For | For |
| 6 | Elect Director Rebecca M. Henderson | Management | For | For |
| 7 | Elect Director Frank C. Herringer | Management | For | For |
| 8 | Elect Director Tyler Jacks | Management | For | For |
| 9 | Elect Director Gilbert S. Omenn | Management | For | For |
| 10 | Elect Director Judith C. Pelham | Management | For | For |
| 11 | Elect Director J. Paul Reason | Management | For | For |
| 12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 13 | Elect Director Kevin W. Sharer | Management | For | For |
| 14 | Elect Director Ronald D. Sugar | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Provide Right to Act by Written Consent | Management | For | Against |
| 18 | Require Independent Board Chairman | Shareholder | Against | Against |
| 19 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Abstain |
| 20 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 21 | Limit CEO to Serving on only One Other Board | Shareholder | Against | Against |
| |
|---|
AMPLIFON S.P.A
MEETING DATE: APR 18, 2012 | TICKER: AMP SECURITY ID: T0388E118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Appoint Internal Statutory Auditors and Approve Auditors' Remuneration | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| |
|---|
ANTHERA PHARMACEUTICALS, INC.
MEETING DATE: MAY 08, 2012 | TICKER: ANTH SECURITY ID: 03674U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James I. Healy | Management | For | For |
| 1.2 | Elect Director Christopher S. Henney | Management | For | For |
| 1.3 | Elect Director Daniel K. Spiegelman | Management | For | For |
| 1.4 | Elect Director Paul F. Truex | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 31, 2012 | TICKER: RDEA SECURITY ID: 03969P107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Felix J. Baker | Management | For | For |
| 1.2 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.3 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director John W. Poyhonen | Management | For | For |
| 1.6 | Elect Director Barry D. Quart | Management | For | For |
| 1.7 | Elect Director Kevin C. Tang | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2012 | TICKER: ARIA SECURITY ID: 04033A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harvey J. Berger | Management | For | For |
| 1.2 | Elect Director Wayne Wilson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATHENAHEALTH, INC.
MEETING DATE: JUN 07, 2012 | TICKER: ATHN SECURITY ID: 04685W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Mann | Management | For | For |
| 1.2 | Elect Director David E. Robinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVEO PHARMACEUTICALS, INC.
MEETING DATE: MAY 30, 2012 | TICKER: AVEO SECURITY ID: 053588109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.2 | Elect Director Ronald A. DePinho | Management | For | For |
| 1.3 | Elect Director Anthony B. Evnin | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director Raju Kucherlapati | Management | For | For |
| 1.6 | Elect Director Henri A. Termeer | Management | For | For |
| 1.7 | Elect Director Kenneth E. Weg | Management | For | Withhold |
| 1.8 | Elect Director Robert C. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 08, 2012 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 3 | Elect Director George A. Scangos | Management | For | For |
| 4 | Elect Director Lynn Schenk | Management | For | For |
| 5 | Elect Director Alexander J. Denner | Management | For | For |
| 6 | Elect Director Nancy L. Leaming | Management | For | For |
| 7 | Elect Director Richard C. Mulligan | Management | For | For |
| 8 | Elect Director Robert W. Pangia | Management | For | For |
| 9 | Elect Director Brian S. Posner | Management | For | For |
| 10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 12 | Elect Director William D. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 16 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 08, 2012 | TICKER: BMRN SECURITY ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 08, 2012 | TICKER: BSX SECURITY ID: 101137107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katharine T. Bartlett | Management | For | For |
| 1.2 | Elect Director Bruce L. Byrnes | Management | For | For |
| 1.3 | Elect Director Nelda J. Connors | Management | For | For |
| 1.4 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.5 | Elect Director William H. Kucheman | Management | For | For |
| 1.6 | Elect Director Ernest Mario | Management | For | For |
| 1.7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1.8 | Elect Director Pete M. Nicholas | Management | For | For |
| 1.9 | Elect Director Uwe E. Reinhardt | Management | For | For |
| 1.10 | Elect Director John E. Sununu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
C. R. BARD, INC.
MEETING DATE: APR 18, 2012 | TICKER: BCR SECURITY ID: 067383109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Marc C. Breslawsky | Management | For | For |
| 2 | Elect Director Herbert L. Henkel | Management | For | For |
| 3 | Elect Director Tommy G. Thompson | Management | For | For |
| 4 | Elect Director Timothy M. Ring | Management | For | For |
| 5 | Elect Director G. Mason Morfit | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 10 | Declassify the Board of Directors | Management | For | For |
| 11 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CADENCE PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2012 | TICKER: CADX SECURITY ID: 12738T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cam L. Garner | Management | For | Withhold |
| 1.2 | Elect Director Brian G. Atwood | Management | For | Withhold |
| 1.3 | Elect Director Samuel L. Barker | Management | For | Withhold |
| 1.4 | Elect Director Michael L. Eagle | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CARDIOME PHARMA CORP.
MEETING DATE: JUN 11, 2012 | TICKER: COM SECURITY ID: 14159U202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Rieder | Management | For | For |
| 1.2 | Elect Director Peter W. Roberts | Management | For | For |
| 1.3 | Elect Director Harold H. Shlevin | Management | For | For |
| 1.4 | Elect Director Richard M. Glickman | Management | For | For |
| 1.5 | Elect Director Douglas G. Janzen | Management | For | For |
| 1.6 | Elect Director William L. Hunter | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CARRIAGE SERVICES, INC.
MEETING DATE: MAY 23, 2012 | TICKER: CSV SECURITY ID: 143905107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Melvin C. Payne | Management | For | For |
| 1.2 | Elect Director Richard W. Scott | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CATALYST HEALTH SOLUTIONS, INC.
MEETING DATE: JUN 04, 2012 | TICKER: CHSI SECURITY ID: 14888B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven B. Epstein | Management | For | For |
| 1.2 | Elect Director Michael R. McDonnell | Management | For | For |
| 1.3 | Elect Director Dale B. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONCEPTUS, INC.
MEETING DATE: MAY 22, 2012 | TICKER: CPTS SECURITY ID: 206016107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathryn A. Tunstall | Management | For | For |
| 1.2 | Elect Director Robert V. Toni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONMED CORPORATION
MEETING DATE: MAY 21, 2012 | TICKER: CNMD SECURITY ID: 207410101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene R. Corasanti | Management | For | For |
| 1.2 | Elect Director Joseph J. Corasanti | Management | For | For |
| 1.3 | Elect Director Bruce F. Daniels | Management | For | For |
| 1.4 | Elect Director Jo Ann Golden | Management | For | For |
| 1.5 | Elect Director Stephen M. Mandia | Management | For | For |
| 1.6 | Elect Director Stuart J. Schwartz | Management | For | For |
| 1.7 | Elect Director Mark E. Tryniski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
COVIDIEN PUBLIC LIMITED COMPANY
MEETING DATE: MAR 13, 2012 | TICKER: COV SECURITY ID: G2554F113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jose E. Almeida | Management | For | For |
| 2 | Elect Director Craig Arnold | Management | For | For |
| 3 | Elect Director Robert H. Brust | Management | For | For |
| 4 | Elect Director John M. Connors, Jr | Management | For | For |
| 5 | Elect Director Christopher J. Coughlin | Management | For | For |
| 6 | Elect Director Timothy M. Donahue | Management | For | For |
| 7 | Elect Director Randall J. Hogan, III | Management | For | For |
| 8 | Elect Director Martin D. Madaus | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 11 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
| 14 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
| 15 | Amend Articles of Association to Provide for Escheatment under U.S. Law | Management | For | For |
| 16 | Amend Articles of Association to Allow Board to Declare Non-Cash Dividends | Management | For | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 10, 2012 | TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director C. David Brown, II | Management | For | For |
| 2 | Elect Director David W. Dorman | Management | For | For |
| 3 | Elect Director Anne M. Finucane | Management | For | For |
| 4 | Elect Director Kristen Gibney Williams | Management | For | For |
| 5 | Elect Director Marian L. Heard | Management | For | For |
| 6 | Elect Director Larry J. Merlo | Management | For | For |
| 7 | Elect Director Jean-Pierre Millon | Management | For | For |
| 8 | Elect Director C.A. Lance Piccolo | Management | For | For |
| 9 | Elect Director Richard J. Swift | Management | For | For |
| 10 | Elect Director Tony L. White | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Provide Right to Act by Written Consent | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
CYBERONICS, INC.
MEETING DATE: SEP 22, 2011 | TICKER: CYBX SECURITY ID: 23251P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Guy C. Jackson | Management | For | For |
| 1.2 | Elect Director Joseph E. Laptewicz, Jr. | Management | For | For |
| 1.3 | Elect Director Daniel J. Moore | Management | For | For |
| 1.4 | Elect Director Hugh M. Morrison | Management | For | For |
| 1.5 | Elect Director Alfred J. Novak | Management | For | For |
| 1.6 | Elect Director Arthur L.Rosenthal, Ph.D. | Management | For | For |
| 1.7 | Elect Director Jon T. Tremmel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
DROGASIL S.A
MEETING DATE: NOV 10, 2011 | TICKER: DROG3 SECURITY ID: P3587W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger between the Company and Raia SA | Management | For | For |
| 2 | Approve Merger Agreement between the Company and Raia SA | Management | For | For |
| 3 | Appoint Independent Firm to Appraise Proposed Merger | Management | For | For |
| 4 | Approve Independent Firm's Appraisal | Management | For | For |
| 5 | Approve Issuance of 142.07 Million New Shares in Connection with Merger | Management | For | For |
| 6 | Amend Articles | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 8 | Elect Directors | Management | For | Against |
| 9 | Elect Board Chairman | Management | For | Against |
| 10 | Cancel 2007 Stock Option Plan | Management | For | For |
| 11 | Approve New Stock Option Plan | Management | For | For |
| |
|---|
DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: MAY 30, 2012 | TICKER: DVAX SECURITY ID: 268158102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arnold L. Oronsky | Management | For | For |
| 1.2 | Elect Director Francis R. Cano | Management | For | For |
| 1.3 | Elect Director Peggy V. Phillips | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: MAY 24, 2012 | TICKER: DRX SECURITY ID: 284131208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Lars Ekman as Director | Management | For | For |
| 3 | Reelect Hans Hasler as Director | Management | For | For |
| 4 | Reelect Robert Ingram as Director | Management | For | For |
| 5 | Reelect Gary Kennedy as Director | Management | For | For |
| 6 | Reelect Patrick Kennedy as Director | Management | For | For |
| 7 | Reelect Giles Kerr as Director | Management | For | For |
| 8 | Reelect Kelly Martin as Director | Management | For | For |
| 9 | Reelect Kieran McGowan as Director | Management | For | For |
| 10 | Reelect Kyran McLaughlin as Director | Management | For | For |
| 11 | Reelect Donal O'Connor as Director | Management | For | For |
| 12 | Reelect Richard Pilnik as Director | Management | For | For |
| 13 | Reelect Dennis Selkoe as Director | Management | For | For |
| 14 | Reelect Andrew von Eschenbach as Director | Management | For | For |
| 15 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve 2012 Long Term Incentive Plan | Management | For | For |
| 17 | Approve Employee Equity Purchase Plan | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 20 | Approve Reduction of Share Premium Account | Management | For | For |
| 21 | Approve Conversion of Securities | Management | For | For |
| 22 | Amend Articles of Association Re: Share Conversion | Management | For | For |
| 23 | Authorize Share Repurchase Program | Management | For | For |
| 24 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 25 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ELI LILLY AND COMPANY
MEETING DATE: APR 16, 2012 | TICKER: LLY SECURITY ID: 532457108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director K. Baicker | Management | For | For |
| 2 | Elect Director J. E. Fyrwald | Management | For | For |
| 3 | Elect Director E. R. Marram | Management | For | For |
| 4 | Elect Director D. R. Oberhelman | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement | Management | For | For |
| 9 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Shareholder | Against | Against |
| 10 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Abstain |
| |
|---|
EMERITUS CORPORATION
MEETING DATE: MAY 09, 2012 | TICKER: ESC SECURITY ID: 291005106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. R. Brereton Barlow | Management | For | For |
| 1.2 | Elect Director Stuart Koenig | Management | For | For |
| 1.3 | Elect Director Robert E. Marks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENDO PHARMACEUTICALS HOLDINGS INC.
MEETING DATE: MAY 23, 2012 | TICKER: ENDP SECURITY ID: 29264F205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roger H. Kimmel | Management | For | For |
| 2 | Elect Director John J. Delucca | Management | For | For |
| 3 | Elect Director David P. Holveck | Management | For | For |
| 4 | Elect Director Nancy J. Hutson | Management | For | For |
| 5 | Elect Director Michael Hyatt | Management | For | For |
| 6 | Elect Director William P. Montague | Management | For | For |
| 7 | Elect Director David B. Nash | Management | For | For |
| 8 | Elect Director Joseph C. Scodari | Management | For | For |
| 9 | Elect Director William F. Spengler | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Change Company Name | Management | For | For |
| |
|---|
EXPRESS SCRIPTS HOLDING COMPANY
MEETING DATE: MAY 30, 2012 | TICKER: ESRX SECURITY ID: 30219G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary G. Benanav | Management | For | For |
| 2 | Elect Director Maura C. Breen | Management | For | For |
| 3 | Elect Director William J. Delaney | Management | For | For |
| 4 | Elect Director Nicholas J. Lahowchic | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Frank Mergenthaler | Management | For | For |
| 7 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 8 | Elect Director John O. Parker, Jr. | Management | For | For |
| 9 | Election Of Director: George Paz | Management | For | For |
| 10 | Election Of Director: Myrtle S. Potter | Management | For | For |
| 11 | Elect Director William L. Roper | Management | For | For |
| 12 | Elect Director Samuel K. Skinner | Management | For | For |
| 13 | Elect Director Seymour Sternberg | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: DEC 21, 2011 | TICKER: ESRX SECURITY ID: 302182100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FRESENIUS MEDICAL CARE AG & CO. KGAA
MEETING DATE: MAY 10, 2012 | TICKER: FME SECURITY ID: D2734Z107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2011; Accept Financial Statements and Statutory Reports for Fiscal 2011 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.69 per Common Share and EUR 0.71 per Preference Share | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2011 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | For |
| 6 | Amend Articles Re: Composition of Audit Committee and Corporate Governance Committee | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 10, 2012 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Cogan | Management | For | For |
| 1.2 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.3 | Elect Director James M. Denny | Management | For | For |
| 1.4 | Elect Director Carla A. Hills | Management | For | For |
| 1.5 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.6 | Elect Director John W. Madigan | Management | For | For |
| 1.7 | Elect Director John C. Martin | Management | For | For |
| 1.8 | Elect Director Gordon E. Moore | Management | For | For |
| 1.9 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.10 | Elect Director Richard J. Whitley | Management | For | For |
| 1.11 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.12 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 03, 2012 | TICKER: GSK SECURITY ID: 37733W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Sir Christopher Gent as Director | Management | For | For |
| 4 | Re-elect Sir Andrew Witty as Director | Management | For | For |
| 5 | Re-elect Sir Roy Anderson as Director | Management | For | For |
| 6 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
| 7 | Re-elect Stacey Cartwright as Director | Management | For | For |
| 8 | Re-elect Larry Culp as Director | Management | For | For |
| 9 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 10 | Re-elect Simon Dingemans as Director | Management | For | For |
| 11 | Re-elect Judy Lewent as Director | Management | For | For |
| 12 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
| 13 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
| 14 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
| 15 | Re-elect Tom de Swaan as Director | Management | For | For |
| 16 | Re-elect Sir Robert Wilson as Director | Management | For | For |
| 17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase | Management | For | For |
| 23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 25 | Approve 2012 ShareSave Plan | Management | For | For |
| 26 | Approve 2012 ShareReward Plan | Management | For | For |
| |
|---|
GRIFOLS SA
MEETING DATE: MAY 23, 2012 | TICKER: GRF SECURITY ID: 398438309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone Financial Statements, Management Report, and Allocation of Income for FY 2011 | Management | For | For |
| 2 | Approve Consolidated Financial Statements for FY 2011 | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
| 5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
| 6.1 | Reelect Victor Grifols Roura as Director | Management | For | Against |
| 6.2 | Reelect Juan Ignacio Twose Roura as Director | Management | For | Against |
| 6.3 | Reelect Ramon Riera Roca as Director | Management | For | Against |
| 6.4 | Reelect Thorthol Holdings BV as Director | Management | For | Against |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Advisory Vote on Remuneration Report | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
HANGER ORTHOPEDIC GROUP, INC.
MEETING DATE: MAY 10, 2012 | TICKER: HGR SECURITY ID: 41043F208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas P. Cooper | Management | For | For |
| 1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1.3 | Elect Director Eric A. Green | Management | For | For |
| 1.4 | Elect Director Stephen E. Hare | Management | For | For |
| 1.5 | Elect Director Isaac Kaufman | Management | For | For |
| 1.6 | Elect Director Thomas F. Kirk | Management | For | For |
| 1.7 | Elect Director Peter J. Neff | Management | For | For |
| 1.8 | Elect Director Ivan R. Sabel | Management | For | For |
| 1.9 | Elect Director Patricia B. Shrader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HEALTH NET, INC.
MEETING DATE: MAY 22, 2012 | TICKER: HNT SECURITY ID: 42222G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Anne Citrino | Management | For | For |
| 2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 3 | Elect Director Vicki B. Escarra | Management | For | For |
| 4 | Elect Director Gale S. Fitzgerald | Management | For | For |
| 5 | Elect Director Patrick Foley | Management | For | For |
| 6 | Elect Director Jay M. Gellert | Management | For | For |
| 7 | Elect Director Roger F. Greaves | Management | For | For |
| 8 | Elect Director Bruce G. Willison | Management | For | For |
| 9 | Elect Director Frederick C. Yeager | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEALTHSTREAM, INC.
MEETING DATE: MAY 24, 2012 | TICKER: HSTM SECURITY ID: 42222N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Martin Harris | Management | For | For |
| 1.2 | Elect Director Frank Gordon | Management | For | For |
| 1.3 | Elect Director Robert A. Frist, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HEARTWARE INTERNATIONAL, INC.
MEETING DATE: MAY 31, 2012 | TICKER: HTWR SECURITY ID: 422368100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia Feldmann | Management | For | For |
| 1.2 | Elect Director Denis Wade | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Stock Option Plan Grants to Douglas Godshall | Management | For | For |
| 6 | Approve Stock Option Plan Grants to Robert Thomas | Management | For | For |
| 7 | Approve Stock Option Plan Grants to Seth Harrison | Management | For | For |
| 8 | Approve Stock Option Plan Grants to Timothy Barberich | Management | For | For |
| 9 | Approve Stock Option Plan Grants to Charles Raymond Larkin, Jr. | Management | For | For |
| 10 | Approve Stock Option Plan Grants to Robert Stockman | Management | For | For |
| 11 | Approve Stock Option Plan Grants to Denis Wade | Management | For | For |
| 12 | Approve Stock Option Plan Grants to Cynthia Feldman | Management | For | For |
| |
|---|
HMS HOLDINGS CORP.
MEETING DATE: JUL 06, 2011 | TICKER: HMSY SECURITY ID: 40425J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William F. Miller III | Management | For | For |
| 1.2 | Elect Director Ellen A. Rudnick | Management | For | For |
| 1.3 | Elect Director Michael A. Stocker | Management | For | For |
| 1.4 | Elect Director Richard H. Stowe | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
HMS HOLDINGS CORP.
MEETING DATE: JUN 26, 2012 | TICKER: HMSY SECURITY ID: 40425J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert. M. Holster | Management | For | For |
| 2 | Elect Director James T. Kelly | Management | For | For |
| 3 | Elect Director William C. Lucia | Management | For | For |
| 4 | Elect Director William S. Mosakowski | Management | For | For |
| 5 | Elect Director Bart M. Schwartz | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
HUMANA INC.
MEETING DATE: APR 26, 2012 | TICKER: HUM SECURITY ID: 444859102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank A. D'Amelio | Management | For | For |
| 2 | Elect Director W. Roy Dunbar | Management | For | For |
| 3 | Elect Director Kurt J. Hilzinger | Management | For | For |
| 4 | Elect Director David A. Jones, Jr. | Management | For | For |
| 5 | Elect Director Michael B. McCallister | Management | For | For |
| 6 | Elect Director William J. McDonald | Management | For | For |
| 7 | Elect Director William E. Mitchell | Management | For | For |
| 8 | Elect Director David B. Nash | Management | For | For |
| 9 | Elect Director James J. O'Brien | Management | For | For |
| 10 | Elect Director Marissa T. Peterson | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: APR 18, 2012 | TICKER: ILMN SECURITY ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director A. Blaine Bowman | Management | For | For |
| 1.2 | Elect Director Karin Eastham | Management | For | For |
| 1.3 | Elect Director Jay T. Flatley | Management | For | For |
| 1.4 | Elect Director William H. Rastetter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | Against | Against |
| 5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | Against | Against |
| 6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | Withhold | Withhold |
| 6.2 | Elect Shareholder Nominee David Dodd | Shareholder | Withhold | Withhold |
| 7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Bary Bailey | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Dwight Crane | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Michael Griffith | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Jay Hunt | Shareholder | For | Did Not Vote |
| 2 | Ratify Auditors | Management | None | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | For | Did Not Vote |
| 5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | For | Did Not Vote |
| 6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | For | Did Not Vote |
| 6.2 | Elect Shareholder Nominee David Dodd | Shareholder | For | Did Not Vote |
| 7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | For | Did Not Vote |
| |
|---|
INFINITY PHARMACEUTICALS, INC.
MEETING DATE: MAY 16, 2012 | TICKER: INFI SECURITY ID: 45665G303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Martin Babler | Management | For | For |
| 2 | Elect Director Anthony B. Evnin | Management | For | For |
| 3 | Elect Director Gwen A. Fyfe | Management | For | For |
| 4 | Elect Director Steven H. Holtzman | Management | For | For |
| 5 | Elect Director Eric S. Lander | Management | For | For |
| 6 | Elect Director Patrick P. Lee | Management | For | For |
| 7 | Elect Director Thomas J. Lynch | Management | For | For |
| 8 | Elect Director Adelene Q. Perkins | Management | For | For |
| 9 | Elect Director Norman C. Selby | Management | For | For |
| 10 | Elect Director Ian F. Smith | Management | For | For |
| 11 | Elect Director Michael C. Venuti | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
INSULET CORPORATION
MEETING DATE: MAY 02, 2012 | TICKER: PODD SECURITY ID: 45784P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Liamos | Management | For | For |
| 1.2 | Elect Director Daniel Levangie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LABORATORY CORPORATION OF AMERICA HOLDINGS
MEETING DATE: MAY 01, 2012 | TICKER: LH SECURITY ID: 50540R409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David P. King | Management | For | For |
| 2 | Elect Director Kerrii B. Anderson | Management | For | For |
| 3 | Elect Director Jean-Luc Belingard | Management | For | For |
| 4 | Elect Director N. Anthony Coles, Jr. | Management | For | For |
| 5 | Elect Director Wendy E. Lane | Management | For | For |
| 6 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 7 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 8 | Elect Director Arthur H. Rubenstein | Management | For | For |
| 9 | Elect Director M. Keith Weikel | Management | For | For |
| 10 | Elect Director R. Sanders Williams | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | For |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
LCA-VISION INC.
MEETING DATE: MAY 15, 2012 | TICKER: LCAV SECURITY ID: 501803308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William F. Bahl | Management | For | For |
| 1.2 | Elect Director John H. Gutfreund | Management | For | For |
| 1.3 | Elect Director John C. Hassan | Management | For | For |
| 1.4 | Elect Director Edgar F. Heizer, III | Management | For | For |
| 1.5 | Elect Director James C. Wachtman | Management | For | For |
| 1.6 | Elect Director E. Anthony Woods | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MCKESSON CORPORATION
MEETING DATE: JUL 27, 2011 | TICKER: MCK SECURITY ID: 58155Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andy D. Bryant | Management | For | For |
| 2 | Elect Director Wayne A. Budd | Management | For | For |
| 3 | Elect Director John H. Hammergren | Management | For | For |
| 4 | Elect Director Alton F. Irby III | Management | For | For |
| 5 | Elect Director M. Christine Jacobs | Management | For | For |
| 6 | Elect Director Marie L. Knowles | Management | For | For |
| 7 | Elect Director David M. Lawrence | Management | For | For |
| 8 | Elect Director Edward A. Mueller | Management | For | For |
| 9 | Elect Director Jane E. Shaw | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation That Adversely Affects Holders of Series A Junior Participating Preferred Stock | Management | For | For |
| 14 | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 15 | Reduce Supermajority Vote Requirement and "Fair Price" Provision Applicable to Certain Business Combinations | Management | For | For |
| 16 | Amend Certificate of Incorporation to Remove Transitional Provision Related to Eliminated Classified Board Structure | Management | For | For |
| 17 | Amend Certificate of Incorporation to Conform the "Interested Transactions" Provisions and the Stockholder Action Provision | Management | For | For |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
MEDA AB
MEETING DATE: MAY 09, 2012 | TICKER: MEDA A SECURITY ID: W5612K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Allow Questions | Management | None | None |
| 10a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10b | Approve Allocation of Income and Dividends of SEK 2.25 per Share | Management | For | Did Not Vote |
| 10c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 11 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 750,000 for Chairman and SEK 325,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Reelect Maria Carell, Peter Claesson, Peter von Ehrenheim, Bert-Ake Eriksson, Marianne Hamilton, Tuve Johannesson, and Anders Lonner as Directors; Elect Lars Westerberg as New Director; Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 14 | Elect Bert-Ake Eriksson as Chairman of the Board | Management | For | Did Not Vote |
| 15 | Authorize Chairman and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Approve Issuance of up to 30.2 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 18 | Approve Issuance of Convertible Bonds without Preemptive Rights | Management | For | Did Not Vote |
| 19 | Authorize Repurchase of Class A Shares up to Ten Percent of Share Capital and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 20 | Amend Articles Re: Editorial Changes | Management | For | Did Not Vote |
| 21 | Other Business | Management | None | None |
| 22 | Close Meeting | Management | None | None |
| |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: DEC 21, 2011 | TICKER: MHS SECURITY ID: 58405U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
MEDNAX, INC.
MEETING DATE: MAY 10, 2012 | TICKER: MD SECURITY ID: 58502B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
| 1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
| 1.3 | Elect Director Michael B. Fernandez | Management | For | For |
| 1.4 | Elect Director Roger K. Freeman | Management | For | For |
| 1.5 | Elect Director Paul G. Gabos | Management | For | For |
| 1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
| 1.7 | Elect Director Manuel Kadre | Management | For | For |
| 1.8 | Elect Director Roger J. Medel | Management | For | For |
| 1.9 | Elect Director Donna E. Shalala | Management | For | For |
| 1.10 | Elect Director Enrique J. Sosa | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 22, 2012 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Kenneth C. Frazier | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director William B. Harrison Jr. | Management | For | For |
| 6 | Elect Director C. Robert Kidder | Management | For | For |
| 7 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 8 | Elect Director Carlos E. Represas | Management | For | For |
| 9 | Elect Director Patricia F. Russo | Management | For | For |
| 10 | Elect Director Craig B. Thompson | Management | For | For |
| 11 | Elect Director Wendell P. Weeks | Management | For | For |
| 12 | Elect Director Peter C. Wendell | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Report on Charitable and Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 23, 2012 | TICKER: NBIX SECURITY ID: 64125C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Thomas Mitchell | Management | For | For |
| 1.2 | Elect Director Joseph A. Mollica | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NPS PHARMACEUTICALS, INC.
MEETING DATE: MAY 16, 2012 | TICKER: NPSP SECURITY ID: 62936P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael W. Bonney | Management | For | For |
| 1.2 | Elect Director Colin Broom | Management | For | For |
| 1.3 | Elect Director Georges Gemayel | Management | For | For |
| 1.4 | Elect Director Pedro Granadillo | Management | For | For |
| 1.5 | Elect Director James G. Groninger | Management | For | For |
| 1.6 | Elect Director Francois Nader | Management | For | For |
| 1.7 | Elect Director Rachel R. Selisker | Management | For | For |
| 1.8 | Elect Director Peter G. Tombros | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 27, 2012 | TICKER: NUAN SECURITY ID: 67020Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul A. Ricci | Management | For | For |
| 2 | Elect Director Robert G. Teresi | Management | For | For |
| 3 | Elect Director Robert J. Frankenberg | Management | For | For |
| 4 | Elect Director Katharine A. Martin | Management | For | For |
| 5 | Elect Director Patrick T. Hackett | Management | For | For |
| 6 | Elect Director William H. Janeway | Management | For | For |
| 7 | Elect Director Mark B. Myers | Management | For | For |
| 8 | Elect Director Philip J. Quigley | Management | For | For |
| 9 | Elect Director Mark R. Laret | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
OMNICARE, INC.
MEETING DATE: MAY 23, 2012 | TICKER: OCR SECURITY ID: 681904108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark A. Emmert | Management | For | For |
| 2 | Elect Director John Figueroa | Management | For | For |
| 3 | Elect Director Steven J. Heyer | Management | For | For |
| 4 | Elect Director Andrea R. Lindell | Management | For | For |
| 5 | Elect Director Barry Schochet | Management | For | For |
| 6 | Elect Director James D. Shelton | Management | For | For |
| 7 | Elect Director Amy Wallman | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
OPTIMER PHARMACEUTICALS, INC.
MEETING DATE: MAY 09, 2012 | TICKER: OPTR SECURITY ID: 68401H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pedro Lichtinger | Management | For | For |
| 1.2 | Elect Director Henry A. McKinnell | Management | For | For |
| 1.3 | Elect Director Peter E. Grebow | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
OPTO CIRCUITS INDIA LTD.
MEETING DATE: SEP 28, 2011 | TICKER: 532391 SECURITY ID: Y6495Y115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 4.50 Per Share | Management | For | For |
| 3 | Reappoint A. Mulay as Director | Management | For | For |
| 4 | Reappoint R. Raisinghani as Director | Management | For | For |
| 5 | Reappoint J.C. Patel as Director | Management | For | Against |
| 6 | Approve Anand Amarnath & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Increase in Limit on Foreign Shareholdings to 49 Percent | Management | For | For |
| |
|---|
OPTO CIRCUITS INDIA LTD.
MEETING DATE: MAR 19, 2012 | TICKER: 532391 SECURITY ID: Y6495Y115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Share Capital | Management | For | For |
| 2 | Amend Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
| 3 | Amend Articles of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
| 4 | Approve Bonus Issue | Management | For | For |
| |
|---|
ORTHOFIX INTERNATIONAL NV
MEETING DATE: AUG 16, 2011 | TICKER: OFIX SECURITY ID: N6748L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James F. Gero as Director | Management | For | For |
| 1.2 | Elect Guy J. Jordan as Director | Management | For | For |
| 1.3 | Elect Michael R. Mainelli as Director | Management | For | For |
| 1.4 | Elect Alan W. Milinazzo as Director | Management | For | For |
| 1.5 | Elect Maria Sainz as Director | Management | For | For |
| 1.6 | Elect Davey S. Scoon as Director | Management | For | For |
| 1.7 | Elect Robert S. Vaters as Director | Management | For | For |
| 1.8 | Elect Walter P. von Wartburg as Director | Management | For | For |
| 1.9 | Elect Kenneth R. Weisshaar as Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PACIRA PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2012 | TICKER: PCRX SECURITY ID: 695127100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laura Brege | Management | For | For |
| 1.2 | Elect Director Luke Evnin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PERRIGO COMPANY
MEETING DATE: OCT 26, 2011 | TICKER: PRGO SECURITY ID: 714290103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary K. Kunkle, Jr. | Management | For | For |
| 1.2 | Elect Director Herman Morris, Jr. | Management | For | For |
| 1.3 | Elect Director Ben-Zion Zilberfarb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 26, 2012 | TICKER: PFE SECURITY ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director M. Anthony Burns | Management | For | For |
| 3 | Elect Director W. Don Cornwell | Management | For | For |
| 4 | Elect Director Frances D. Fergusson | Management | For | For |
| 5 | Elect Director William H. Gray, III | Management | For | For |
| 6 | Elect Director Helen H. Hobbs | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director James M. Kilts | Management | For | For |
| 9 | Elect Director George A. Lorch | Management | For | For |
| 10 | Elect Director John P. Mascotte | Management | For | For |
| 11 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 12 | Elect Director Ian C. Read | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Publish Political Contributions | Shareholder | Against | Abstain |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Non-Employee Director Compensation | Shareholder | Against | Abstain |
| |
|---|
PRESTIGE BRANDS HOLDINGS, INC.
MEETING DATE: AUG 02, 2011 | TICKER: PBH SECURITY ID: 74112D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew M. Mannelly | Management | For | For |
| 1.2 | Elect Director John E. Byom | Management | For | For |
| 1.3 | Elect Director Gary E. Costley | Management | For | For |
| 1.4 | Elect Director Charles J. Hinkaty | Management | For | For |
| 1.5 | Elect Director Patrick M. Lonergan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PRESTIGE BRANDS HOLDINGS, INC.
MEETING DATE: JUN 29, 2012 | TICKER: PBH SECURITY ID: 74112D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew M. Mannelly | Management | For | Withhold |
| 1.2 | Elect Director John E. Byom | Management | For | Withhold |
| 1.3 | Elect Director Gary E. Costley | Management | For | Withhold |
| 1.4 | Elect Director Charles J. Hinkaty | Management | For | Withhold |
| 1.5 | Elect Director Patrick M. Lonergan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUALICORP SA
MEETING DATE: NOV 11, 2011 | TICKER: QUAL3 SECURITY ID: P7S21H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Article 16 | Management | For | For |
| |
|---|
QUALICORP SA
MEETING DATE: APR 17, 2012 | TICKER: QUAL3 SECURITY ID: P7S21H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 2 | Elect Directors and Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Abstain |
| |
|---|
QUEST DIAGNOSTICS INCORPORATED
MEETING DATE: MAY 11, 2012 | TICKER: DGX SECURITY ID: 74834L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jenne K. Britell | Management | For | For |
| 2 | Elect Director Gail R. Wilensky | Management | For | For |
| 3 | Elect Director John B. Ziegler | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
RAIA DROGASIL S.A
MEETING DATE: APR 27, 2012 | TICKER: RADL3 SECURITY ID: P7987N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | Abstain |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| |
|---|
RITE AID CORPORATION
MEETING DATE: JUN 21, 2012 | TICKER: RAD SECURITY ID: 767754104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 2 | Elect Director Francois J. Coutu | Management | For | For |
| 3 | Elect Director Michel Coutu | Management | For | For |
| 4 | Elect Director James L. Donald | Management | For | For |
| 5 | Elect Director David R. Jessick | Management | For | For |
| 6 | Elect Director Michael N. Regan | Management | For | For |
| 7 | Elect Director Mary F. Sammons | Management | For | For |
| 8 | Elect Director John T. Standley | Management | For | For |
| 9 | Elect Director Marcy Syms | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 14 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
| 15 | Approve Proposal Relating to the Relationships of Directors | Shareholder | Against | Against |
| |
|---|
SANOFI
MEETING DATE: MAY 04, 2012 | TICKER: SAN SECURITY ID: 80105N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.65 per Share | Management | For | For |
| 4 | Elect Laurent Attal as Director | Management | For | For |
| 5 | Reelect Uwe Bicker as Director | Management | For | For |
| 6 | Reelect Jean Rene Fourtou as Director | Management | For | For |
| 7 | Reelect Claudie Haignere as Director | Management | For | For |
| 8 | Reelect Carole Piwnica as Director | Management | For | For |
| 9 | Reelect Klaus Pohle as Director | Management | For | For |
| 10 | Appoint Ernst & Young et Autres as Auditor | Management | For | For |
| 11 | Appoint Auditex as Alternate Auditor | Management | For | For |
| 12 | Ratify Change of Registered Office to 54, rue La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SEATTLE GENETICS, INC.
MEETING DATE: MAY 18, 2012 | TICKER: SGEN SECURITY ID: 812578102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clay B. Siegall | Management | For | For |
| 1.2 | Elect Director Felix Baker | Management | For | For |
| 1.3 | Elect Director Nancy A. Simonian | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: APR 24, 2012 | TICKER: SHP SECURITY ID: 82481R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect William Burns as Director | Management | For | For |
| 4 | Re-elect Matthew Emmens as Director | Management | For | For |
| 5 | Re-elect Dr David Ginsburg as Director | Management | For | For |
| 6 | Re-elect Graham Hetherington as Director | Management | For | For |
| 7 | Re-elect David Kappler as Director | Management | For | For |
| 8 | Re-elect Anne Minto as Director | Management | For | For |
| 9 | Re-elect Angus Russell as Director | Management | For | For |
| 10 | Re-elect David Stout as Director | Management | For | For |
| 11 | Elect Susan Kilsby as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
STEWART ENTERPRISES, INC.
MEETING DATE: APR 19, 2012 | TICKER: STEI SECURITY ID: 860370105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John B. Elstrott, Jr. | Management | For | For |
| 1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
| 1.3 | Elect Director Alden J. McDonald, Jr. | Management | For | For |
| 1.4 | Elect Director Ronald H. Patron | Management | For | For |
| 1.5 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
| 1.6 | Elect Director John K. Saer, Jr. | Management | For | For |
| 1.7 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SUNRISE SENIOR LIVING, INC.
MEETING DATE: MAY 02, 2012 | TICKER: SRZ SECURITY ID: 86768K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
| 1.2 | Elect Director Thomas J. Donohue | Management | For | For |
| 1.3 | Elect Director Stephen D. Harlan | Management | For | For |
| 1.4 | Elect Director Paul J. Klaassen | Management | For | For |
| 1.5 | Elect Director Lynn Krominga | Management | For | For |
| 1.6 | Elect Director William G. Little | Management | For | For |
| 1.7 | Elect Director Mark S. Ordan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SXC HEALTH SOLUTIONS CORP.
MEETING DATE: MAY 16, 2012 | TICKER: SXCI SECURITY ID: 78505P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Thierer | Management | For | For |
| 1.2 | Elect Director Steven D. Cosler | Management | For | For |
| 1.3 | Elect Director Peter J. Bensen | Management | For | For |
| 1.4 | Elect Director William J. Davis | Management | For | For |
| 1.5 | Elect Director Philip R. Reddon | Management | For | For |
| 1.6 | Elect Director Curtis J. Thorne | Management | For | For |
| 1.7 | Elect Director Anthony Masso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve KPMG US as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 27, 2012 | TICKER: GEVA SECURITY ID: 87159A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanj K. Patel | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.4 | Elect Director Stephen R. Davis | Management | For | For |
| 1.5 | Elect Director Thomas R. Malley | Management | For | For |
| 1.6 | Elect Director Barry Quart | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 1.8 | Elect Director Peter Wirth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TARGACEPT, INC.
MEETING DATE: MAY 31, 2012 | TICKER: TRGT SECURITY ID: 87611R306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. Steven Burrill | Management | For | For |
| 1.2 | Elect Director Errol B. De Souza | Management | For | For |
| 1.3 | Elect Director Mark Skaletsky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE COOPER COMPANIES, INC.
MEETING DATE: MAR 20, 2012 | TICKER: COO SECURITY ID: 216648402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A. Thomas Bender | Management | For | For |
| 2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 3 | Elect Director Jody S. Lindell | Management | For | For |
| 4 | Elect Director Donald Press | Management | For | For |
| 5 | Elect Director Steven Rosenberg | Management | For | For |
| 6 | Elect Director Allan E. Rubenstein | Management | For | For |
| 7 | Elect Director Robert S. Weiss | Management | For | For |
| 8 | Elect Director Stanley Zinberg | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THERAVANCE, INC.
MEETING DATE: MAY 15, 2012 | TICKER: THRX SECURITY ID: 88338T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Henrietta Holsman Fore | Management | For | For |
| 1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.4 | Elect Director Arnold J. Levine | Management | For | For |
| 1.5 | Elect Director Burton G. Malkiel | Management | For | For |
| 1.6 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.7 | Elect Director William H. Waltrip | Management | For | For |
| 1.8 | Elect Director George M. Whitesides | Management | For | For |
| 1.9 | Elect Director William D. Young | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 26, 2012 | TICKER: UTHR SECURITY ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martine Rothblatt | Management | For | For |
| 1.2 | Elect Director Louis Sullivan | Management | For | For |
| 1.3 | Elect Director Ray Kurzweil | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 04, 2012 | TICKER: UNH SECURITY ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Rodger A. Lawson | Management | For | For |
| 7 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 8 | Elect Director Glenn M. Renwick | Management | For | For |
| 9 | Elect Director Kenneth I. Shine | Management | For | For |
| 10 | Elect Director Gail R. Wilensky | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
UNIVERSAL AMERICAN CORP.
MEETING DATE: MAY 30, 2012 | TICKER: UAM SECURITY ID: 91338E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard A. Barasch | Management | For | For |
| 2 | Elect Director Barry W. Averill | Management | For | For |
| 3 | Elect Director Sally W. Crawford | Management | For | For |
| 4 | Elect Director Matthew W. Etheridge | Management | For | For |
| 5 | Elect Director Mark K. Gormley | Management | For | For |
| 6 | Elect Director Mark M. Harmeling | Management | For | Against |
| 7 | Elect Director David S. Katz | Management | For | For |
| 8 | Elect Director Linda H. Lamel | Management | For | For |
| 9 | Elect Director Patrick J. McLaughlin | Management | For | For |
| 10 | Elect Director Richard C. Perry | Management | For | Against |
| 11 | Elect Director Thomas A. Scully | Management | For | For |
| 12 | Elect Director Robert A. Spass | Management | For | For |
| 13 | Elect Director Sean M. Traynor | Management | For | Against |
| 14 | Elect Director Christopher E. Wolfe | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
MEETING DATE: MAY 30, 2012 | TICKER: VRX SECURITY ID: 91911K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald H. Farmer | Management | For | For |
| 1.2 | Elect Director Robert A. Ingram | Management | For | For |
| 1.3 | Elect Director Theo Melas-Kyriazi | Management | For | For |
| 1.4 | Elect Director G. Mason Morfit | Management | For | For |
| 1.5 | Elect Director Laurence E. Paul | Management | For | For |
| 1.6 | Elect Director J. Michael Pearson | Management | For | For |
| 1.7 | Elect Director Robert N. Power | Management | For | For |
| 1.8 | Elect Director Norma A. Provencio | Management | For | For |
| 1.9 | Elect Director Lloyd M. Segal | Management | For | For |
| 1.10 | Elect Director Katharine B. Stevenson | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
VICAL INCORPORATED
MEETING DATE: MAY 24, 2012 | TICKER: VICL SECURITY ID: 925602104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Gordon Douglas | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WATSON PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2012 | TICKER: WPI SECURITY ID: 942683103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jack Michelson | Management | For | For |
| 2 | Elect Director Ronald R. Taylor | Management | For | For |
| 3 | Elect Director Andrew L. Turner | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
WEBMD HEALTH CORP.
MEETING DATE: OCT 04, 2011 | TICKER: WBMD SECURITY ID: 94770V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerome C. Keller | Management | For | For |
| 1.2 | Elect Director Herman Sarkowsky | Management | For | For |
| 1.3 | Elect Director Martin J. Wygod | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WELLPOINT, INC.
MEETING DATE: MAY 16, 2012 | TICKER: WLP SECURITY ID: 94973V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lenox D. Baker, Jr. | Management | For | For |
| 2 | Elect Director Susan B. Bayh | Management | For | For |
| 3 | Elect Director Julie A. Hill | Management | For | For |
| 4 | Elect Director Ramiro G. Peru | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WILLIAM DEMANT HOLDING A/S
MEETING DATE: APR 11, 2012 | TICKER: WDH SECURITY ID: K9898W129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Directors in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Vice Chairman, and DKK 300,000 for Other Directors | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 5a | Reelect Lars Johansen as Director | Management | For | Did Not Vote |
| 5b | Reelect Peter Foss as Director | Management | For | Did Not Vote |
| 5c | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
| 5d | Reelect Thomas Hofman-Bang as Director | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7a | Authorize Repurchase of Issued Shares | Management | For | Did Not Vote |
| 7b | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| |
|---|
WRIGHT MEDICAL GROUP, INC.
MEETING DATE: MAY 09, 2012 | TICKER: WMGI SECURITY ID: 98235T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary D. Blackford | Management | For | For |
| 1.2 | Elect Director Martin J. Emerson | Management | For | For |
| 1.3 | Elect Director Lawrence W. Hamilton | Management | For | For |
| 1.4 | Elect Director Ronald K. Labrum | Management | For | For |
| 1.5 | Elect Director John L. Miclot | Management | For | For |
| 1.6 | Elect Director Robert J. Palmisano | Management | For | For |
| 1.7 | Elect Director Amy S. Paul | Management | For | For |
| 1.8 | Elect Director Robert J. Quillinan | Management | For | For |
| 1.9 | Elect Director David D. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
XENOPORT, INC.
MEETING DATE: MAY 16, 2012 | TICKER: XNPT SECURITY ID: 98411C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis M. Fenton | Management | For | For |
| 1.2 | Elect Director Catherine J. Friedman | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
YM BIOSCIENCES INC.
MEETING DATE: NOV 22, 2011 | TICKER: YM SECURITY ID: 984238105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Ten | Management | For | For |
| 2.1 | Elect Director David G.P. Allan | Management | For | For |
| 2.2 | Elect Director Thomas I.A. Allen | Management | For | For |
| 2.3 | Elect Director Mark Entwistle | Management | For | For |
| 2.4 | Elect Director Henry Friesen | Management | For | For |
| 2.5 | Elect Director Philip Frost | Management | For | For |
| 2.6 | Elect Director Nick Glover | Management | For | For |
| 2.7 | Elect Director Catherine J. Mackey | Management | For | For |
| 2.8 | Elect Director Nicole Onetto | Management | For | For |
| 2.9 | Elect Director Francois Thomas | Management | For | For |
| 2.10 | Elect Director Tryon M. Williams | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
ZELTIQ AESTHETICS, INC.
MEETING DATE: JUN 15, 2012 | TICKER: ZLTQ SECURITY ID: 98933Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean George | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ZIMMER HOLDINGS, INC.
MEETING DATE: MAY 08, 2012 | TICKER: ZMH SECURITY ID: 98956P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Betsy J. Bernard | Management | For | For |
| 2 | Elect Director Marc N. Casper | Management | For | For |
| 3 | Elect Director David C. Dvorak | Management | For | For |
| 4 | Elect Director Larry C. Glasscock | Management | For | For |
| 5 | Elect Director Robert A. Hagemann | Management | For | For |
| 6 | Elect Director Arthur J. Higgins | Management | For | For |
| 7 | Elect Director John L. McGoldrick | Management | For | For |
| 8 | Elect Director Cecil B. Pickett | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 20, 2012 | TICKER: ZIOP SECURITY ID: 98973P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Lewis | Management | For | For |
| 1.2 | Elect Director Richard E. Bagley | Management | For | For |
| 1.3 | Elect Director Murray Brennan | Management | For | For |
| 1.4 | Elect Director James A. Cannon | Management | For | For |
| 1.5 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.6 | Elect Director Randal J. Kirk | Management | For | For |
| 1.7 | Elect Director Timothy McInerney | Management | For | For |
| 1.8 | Elect Director Michael Weiser | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR INDUSTRIALS FUND
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3M COMPANY
MEETING DATE: MAY 08, 2012 | TICKER: MMM SECURITY ID: 88579Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Linda G. Alvarado | Management | For | For |
| 2 | Elect Director Vance D. Coffman | Management | For | For |
| 3 | Elect Director Michael L. Eskew | Management | For | For |
| 4 | Elect Director W. James Farrell | Management | For | For |
| 5 | Elect Director Herbert L. Henkel | Management | For | For |
| 6 | Elect Director Edward M. Liddy | Management | For | For |
| 7 | Elect Director Robert S. Morrison | Management | For | For |
| 8 | Elect Director Aulana L. Peters | Management | For | For |
| 9 | Elect Director Inge G. Thulin | Management | For | For |
| 10 | Elect Director Robert J. Ulrich | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 16 | Prohibit Political Contributions | Shareholder | Against | Against |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ACTUANT CORPORATION
MEETING DATE: JAN 10, 2012 | TICKER: ATU SECURITY ID: 00508X203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
| 1.3 | Elect Director Gustav H.p. Boel | Management | For | For |
| 1.4 | Elect Director Thomas J. Fischer | Management | For | For |
| 1.5 | Elect Director William K. Hall | Management | For | For |
| 1.6 | Elect Director R. Alan Hunter | Management | For | For |
| 1.7 | Elect Director Robert A. Peterson | Management | For | For |
| 1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
| 1.9 | Elect Director Dennis K. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AECOM TECHNOLOGY CORPORATION
MEETING DATE: MAR 08, 2012 | TICKER: ACM SECURITY ID: 00766T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Fordyce | Management | For | For |
| 1.2 | Elect Director Linda Griego | Management | For | For |
| 1.3 | Elect Director Richard G. Newman | Management | For | For |
| 1.4 | Elect Director William G. Ouchi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 21, 2012 | TICKER: A SECURITY ID: 00846U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Herbold | Management | For | For |
| 2 | Elect Director Koh Boon Hwee | Management | For | For |
| 3 | Elect Director William P. Sullivan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMETEK, INC.
MEETING DATE: MAY 01, 2012 | TICKER: AME SECURITY ID: 031100100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Malone | Management | For | For |
| 1.2 | Elect Director Elizabeth R. Varet | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUN 22, 2012 | TICKER: AWI SECURITY ID: 04247X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director Kevin R. Burns | Management | For | For |
| 1.3 | Elect Director Matthew J. Espe | Management | For | For |
| 1.4 | Elect Director James J. Gaffney | Management | For | For |
| 1.5 | Elect Director Tao Huang | Management | For | For |
| 1.6 | Elect Director Michael F. Johnston | Management | For | For |
| 1.7 | Elect Director Jeffrey Liaw | Management | For | For |
| 1.8 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.9 | Elect Director James C. Melville | Management | For | For |
| 1.10 | Elect Director James J. O'Connor | Management | For | For |
| 1.11 | Elect Director John J. Roberts | Management | For | For |
| 1.12 | Elect Director Richard E. Wenz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AUTOLIV, INC.
MEETING DATE: MAY 08, 2012 | TICKER: ALV SECURITY ID: 052800109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xiaozhi Liu | Management | For | For |
| 1.2 | Elect Director George A. Lorch | Management | For | For |
| 1.3 | Elect Director Kazuhiko Sakamoto | Management | For | For |
| 1.4 | Elect Director Wolfgang Ziebart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFICATION DE NAVIRES ET
MEETING DATE: MAY 31, 2012 | TICKER: BVI SECURITY ID: F96888114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Non-Tax Deductible Expenses | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 1.27 per Share | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Approve Severance Payment Agreement with Daniel Michaud | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 8 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
CARLISLE COMPANIES INCORPORATED
MEETING DATE: MAY 02, 2012 | TICKER: CSL SECURITY ID: 142339100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen P. Munn | Management | For | For |
| 2 | Elect Director Lawrence A. Sala | Management | For | For |
| 3 | Elect Director Magalen C. Webert | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 13, 2012 | TICKER: CAT SECURITY ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Eugene V. Fife | Management | For | For |
| 1.4 | Elect Director Juan Gallardo | Management | For | For |
| 1.5 | Elect Director David R. Goode | Management | For | For |
| 1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.7 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.8 | Elect Director Peter A. Magowan | Management | For | For |
| 1.9 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.10 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.11 | Elect Director William A. Osborn | Management | For | For |
| 1.12 | Elect Director Charles D. Powell | Management | For | For |
| 1.13 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.14 | Elect Director Susan C. Schwab | Management | For | For |
| 1.15 | Elect Director Joshua I. Smith | Management | For | For |
| 1.16 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Amend Advance Notice Provisions for Shareholder Proposals/Nominations | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 8 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: APR 23, 2012 | TICKER: CBE SECURITY ID: G24140108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ivor J. Evans as Director | Management | For | For |
| 2 | Elect Kirk S. Hachigian as Director | Management | For | For |
| 3 | Elect Lawrence D. Kingsley as Director | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix their Remuneration | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Authorize Share Repurchase by Any Subsidiary of the Company | Management | For | For |
| 8 | Authorize the Reissue Price Range of Treasury Shares | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 09, 2012 | TICKER: CSX SECURITY ID: 126408103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donna M. Alvarado | Management | For | For |
| 2 | Elect Director John B. Breaux | Management | For | For |
| 3 | Elect Director Pamela L. Carter | Management | For | For |
| 4 | Elect Director Steven T. Halverson | Management | For | For |
| 5 | Elect Director Edward J. Kelly, III | Management | For | For |
| 6 | Elect Director Gilbert H. Lamphere | Management | For | For |
| 7 | Elect Director John D. McPherson | Management | For | For |
| 8 | Elect Director Timothy T. O'Toole | Management | For | For |
| 9 | Elect Director David M. Ratcliffe | Management | For | For |
| 10 | Elect Director Donald J. Shepard | Management | For | For |
| 11 | Elect Director Michael J. Ward | Management | For | For |
| 12 | Elect Director J.C. Watts, Jr. | Management | For | For |
| 13 | Elect Director J. Steven Whisler | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 08, 2012 | TICKER: CMI SECURITY ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director William I. Miller | Management | For | For |
| 3 | Elect Director Alexis M. Herman | Management | For | For |
| 4 | Elect Director Georgia R. Nelson | Management | For | For |
| 5 | Elect Director Carl Ware | Management | For | For |
| 6 | Elect Director Robert K. Herdman | Management | For | For |
| 7 | Elect Director Robert J. Bernhard | Management | For | For |
| 8 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 9 | Elect Director Stephen B. Dobbs | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | For |
| 13 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 08, 2012 | TICKER: DHR SECURITY ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mortimer M. Caplin | Management | For | For |
| 2 | Elect Director Donald J. Ehrlich | Management | For | For |
| 3 | Elect Director Linda P. Hefner | Management | For | For |
| 4 | Elect Director Teri List-Stoll | Management | For | For |
| 5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Increase Authorized Common Stock | Management | For | For |
| 8 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DOVER CORPORATION
MEETING DATE: MAY 03, 2012 | TICKER: DOV SECURITY ID: 260003108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David H. Benson | Management | For | For |
| 2 | Elect Director Robert W. Cremin | Management | For | For |
| 3 | Elect Director Jean-Pierre M. Ergas | Management | For | For |
| 4 | Elect Director Peter T. Francis | Management | For | For |
| 5 | Elect Director Kristiane C. Graham | Management | For | For |
| 6 | Elect Director Robert A. Livingston | Management | For | For |
| 7 | Elect Director Richard K. Lochridge | Management | For | For |
| 8 | Elect Director Bernard G. Rethore | Management | For | For |
| 9 | Elect Director Michael B. Stubbs | Management | For | For |
| 10 | Elect Director Stephen M. Todd | Management | For | For |
| 11 | Elect Director Stephen K. Wagner | Management | For | For |
| 12 | Elect Director Mary A. Winston | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EMCOR GROUP, INC.
MEETING DATE: MAY 31, 2012 | TICKER: EME SECURITY ID: 29084Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Bershad | Management | For | For |
| 1.2 | Elect Director David A.B. Brown | Management | For | For |
| 1.3 | Elect Director Larry J. Bump | Management | For | For |
| 1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
| 1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
| 1.7 | Elect Director David H. Laidley | Management | For | For |
| 1.8 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.9 | Elect Director Jerry E. Ryan | Management | For | For |
| 1.10 | Elect Director Michael T. Yonker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EMERSON ELECTRIC CO.
MEETING DATE: FEB 07, 2012 | TICKER: EMR SECURITY ID: 291011104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Fernandez G. | Management | For | For |
| 1.2 | Elect Director A.F. Golden | Management | For | For |
| 1.3 | Elect Director W.R. Johnson | Management | For | For |
| 1.4 | Elect Director J.B. Menzer | Management | For | For |
| 1.5 | Elect Director A.A. Busch, III | Management | For | For |
| 1.6 | Elect Director R.I. Ridgway | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Abstain |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
ENPRO INDUSTRIES, INC.
MEETING DATE: MAY 02, 2012 | TICKER: NPO SECURITY ID: 29355X107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen E. Macadam | Management | For | For |
| 1.2 | Elect Director Peter C. Browning | Management | For | For |
| 1.3 | Elect Director B. Bernard Burns, Jr. | Management | For | For |
| 1.4 | Elect Director Diane C. Creel | Management | For | For |
| 1.5 | Elect Director Gordon D. Harnett | Management | For | For |
| 1.6 | Elect Director David L. Hauser | Management | For | For |
| 1.7 | Elect Director Wilbur J. Prezzano, Jr. | Management | For | For |
| 1.8 | Elect Director Kees van der Graaf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ESTERLINE TECHNOLOGIES CORPORATION
MEETING DATE: MAR 07, 2012 | TICKER: ESL SECURITY ID: 297425100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Delores M. Etter | Management | For | For |
| 2 | Elect Director Mary L. Howell | Management | For | For |
| 3 | Elect Director Jerry D. Leitman | Management | For | For |
| 4 | Elect Director Gary E. Pruitt | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
FIAT INDUSTRIAL SPA
MEETING DATE: APR 05, 2012 | TICKER: FI SECURITY ID: T42136100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2.a | Fix Number of Directors and Approve Their Remuneration | Management | For | For |
| 2.b1 | Slate 1 - Submitted by Exor SpA | Shareholder | None | Did Not Vote |
| 2.b2 | Slate 2 - Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 3.a | Approve Remuneration Report | Management | For | Against |
| 3.b | Approve Restricted Stock Plan | Management | For | For |
| 3.c | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4 | Approve Mandatory Conversion of Preferred and Saving Shares into Ordinary Shares | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FLOWSERVE CORPORATION
MEETING DATE: MAY 17, 2012 | TICKER: FLS SECURITY ID: 34354P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Blinn | Management | For | For |
| 1.2 | Elect Director Roger L. Fix | Management | For | For |
| 1.3 | Elect Director David E. Roberts | Management | For | For |
| 1.4 | Elect Director James O. Rollans | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 03, 2012 | TICKER: FLR SECURITY ID: 343412102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter K. Barker | Management | For | For |
| 2 | Elect Director Alan M. Bennett | Management | For | For |
| 3 | Elect Director Dean R. O'Hare | Management | For | For |
| 4 | Elect Director David T. Seaton | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
FORTUNE BRANDS HOME & SECURITY, INC.
MEETING DATE: APR 23, 2012 | TICKER: FBHS SECURITY ID: 34964C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann Fritz Hackett | Management | For | Against |
| 2 | Elect Director John G. Morikis | Management | For | For |
| 3 | Elect Director Ronald V. Waters, III | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FOSTER WHEELER AG
MEETING DATE: AUG 02, 2011 | TICKER: FWLT SECURITY ID: H27178104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Roberto Quarta as Director | Management | For | For |
| 2 | Elect John M. Malcolm as Director | Management | For | For |
| 3 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS. | Management | For | Abstain |
| |
|---|
FOSTER WHEELER AG
MEETING DATE: NOV 01, 2011 | TICKER: FWLT SECURITY ID: H27178104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect J. Kent Masters as Director | Management | For | For |
| 2 | Elect Henri Philippe Reichstul as Director | Management | For | For |
| 3 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
| |
|---|
FOSTER WHEELER AG
MEETING DATE: MAY 01, 2012 | TICKER: FWLT SECURITY ID: H27178104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Umberto della Sala as Director | Management | For | For |
| 2 | Elect J. Kent Masters as Director | Management | For | For |
| 3 | Elect Roberto Quarta as Director | Management | For | For |
| 4 | Elect Maureen B. Tart-Bezer as Director | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9 | Approve Discharge of Board and Senior Management | Management | For | For |
| 10 | Approve CHF 51,721,260 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 11 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | For |
| 12 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 25, 2012 | TICKER: GE SECURITY ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director James I. Cash, Jr. | Management | For | For |
| 3 | Elect Director Ann M. Fudge | Management | For | For |
| 4 | Elect Director Susan Hockfield | Management | For | For |
| 5 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 6 | Elect Director Andrea Jung | Management | For | For |
| 7 | Elect Director Alan G. Lafley | Management | For | For |
| 8 | Elect Director Robert W. Lane | Management | For | For |
| 9 | Elect Director Ralph S. Larsen | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director James J. Mulva | Management | For | For |
| 12 | Elect Director Sam Nunn | Management | For | For |
| 13 | Elect Director Roger S. Penske | Management | For | For |
| 14 | Elect Director Robert J. Swieringa | Management | For | For |
| 15 | Elect Director James S. Tisch | Management | For | For |
| 16 | Elect Director Douglas A. Warner, III | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Amend Omnibus Stock Plan | Management | For | For |
| 20 | Approve Material Terms of Senior Officer Performance Goals | Management | For | For |
| 21 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 22 | Phase Out Nuclear Activities | Shareholder | Against | Against |
| 23 | Require Independent Board Chairman | Shareholder | Against | Against |
| 24 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
GENESEE & WYOMING INC.
MEETING DATE: MAY 22, 2012 | TICKER: GWR SECURITY ID: 371559105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Allert | Management | For | For |
| 1.2 | Elect Director Michael Norkus | Management | For | For |
| 1.3 | Elect Director Ann N. Reese | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GRACO INC.
MEETING DATE: APR 20, 2012 | TICKER: GGG SECURITY ID: 384109104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Carroll | Management | For | For |
| 1.2 | Elect Director Jack W. Eugster | Management | For | For |
| 1.3 | Elect Director R. William Van Sant | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
GRAFTECH INTERNATIONAL LTD.
MEETING DATE: MAY 15, 2012 | TICKER: GTI SECURITY ID: 384313102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randy W. Carson | Management | For | For |
| 1.2 | Elect Director Mary B. Cranston | Management | For | For |
| 1.3 | Elect Director Harold E. Layman | Management | For | For |
| 1.4 | Elect Director Ferrell P. McClean | Management | For | For |
| 1.5 | Elect Director Nathan Milikowsky | Management | For | For |
| 1.6 | Elect Director Michael C. Nahl | Management | For | For |
| 1.7 | Elect Director Steven R. Shawley | Management | For | For |
| 1.8 | Elect Director Craig S. Shular | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HARSCO CORPORATION
MEETING DATE: APR 24, 2012 | TICKER: HSC SECURITY ID: 415864107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director K. G. Eddy | Management | For | For |
| 1.2 | Elect Director D. C. Everitt | Management | For | For |
| 1.3 | Elect Director S. E. Graham | Management | For | For |
| 1.4 | Elect Director T. D. Growcock | Management | For | For |
| 1.5 | Elect Director H. W. Knueppel | Management | For | For |
| 1.6 | Elect Director J. M. Loree | Management | For | For |
| 1.7 | Elect Director A. J. Sordoni, III | Management | For | For |
| 1.8 | Elect Director R. C. Wilburn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 23, 2012 | TICKER: HON SECURITY ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Judd Gregg | Management | For | For |
| 8 | Elect Director Clive R. Hollick | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Bradley T. Sheares | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Require Independent Board Chairman | Shareholder | Against | Against |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
HUBBELL INCORPORATED
MEETING DATE: MAY 08, 2012 | TICKER: HUB.B SECURITY ID: 443510201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lynn J. Good | Management | For | For |
| 1.2 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.3 | Elect Director Neal J. Keating | Management | For | For |
| 1.4 | Elect Director John F. Malloy | Management | For | For |
| 1.5 | Elect Director Andrew McNally, IV | Management | For | For |
| 1.6 | Elect Director Timothy H. Powers | Management | For | For |
| 1.7 | Elect Director G. Jackson Ratcliffe | Management | For | For |
| 1.8 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.9 | Elect Director John G. Russell | Management | For | For |
| 1.10 | Elect Director Richard J. Swift | Management | For | For |
| 1.11 | Elect Director Daniel S. Van Riper | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
IHS INC.
MEETING DATE: APR 12, 2012 | TICKER: IHS SECURITY ID: 451734107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruann F. Ernst | Management | For | For |
| 1.2 | Elect Director Christoph v. Grolman | Management | For | For |
| 1.3 | Elect Director Richard W. Roedel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ILLINOIS TOOL WORKS INC.
MEETING DATE: MAY 04, 2012 | TICKER: ITW SECURITY ID: 452308109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Daniel J. Brutto | Management | For | For |
| 2 | Elect Director Susan Crown | Management | For | For |
| 3 | Elect Director Don H. Davis, Jr. | Management | For | For |
| 4 | Elect Director James W. Griffith | Management | For | For |
| 5 | Elect Director Robert C. McCormack | Management | For | For |
| 6 | Elect Director Robert S. Morrison | Management | For | For |
| 7 | Elect Director James A. Skinner | Management | For | For |
| 8 | Elect Director David B. Smith, Jr. | Management | For | For |
| 9 | Elect Director David B. Speer | Management | For | For |
| 10 | Elect Director Pamela B. Strobel | Management | For | For |
| 11 | Elect Director Kevin M. Warren | Management | For | For |
| 12 | Elect Director Anre D. Williams | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 07, 2012 | TICKER: IR SECURITY ID: G47791101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann C. Berzin | Management | For | For |
| 2 | Elect Director John Bruton | Management | For | For |
| 3 | Elect Director Jared L. Cohon | Management | For | For |
| 4 | Elect Director Gary D. Forsee | Management | For | For |
| 5 | Elect Director Peter C. Godsoe | Management | For | For |
| 6 | Elect Director Edward E. Hagenlocker | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director Michael W. Lamach | Management | For | For |
| 9 | Elect Director Theodore E. Martin | Management | For | For |
| 10 | Elect Director Richard J. Swift | Management | For | For |
| 11 | Elect Director Tony L. White | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 26, 2012 | TICKER: JEC SECURITY ID: 469814107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Noel G. Watson | Management | For | For |
| 2 | Elect Director Joseph R. Bronson | Management | For | For |
| 3 | Elect Director Peter J. Robertson | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
JAIN IRRIGATION SYSTEMS LTD
MEETING DATE: SEP 30, 2011 | TICKER: 500219 SECURITY ID: Y42531148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Approve Dividend on Redeemable Preference Shares | Management | For | For |
| 2b | Approve Dividend on Equity Shares of INR 1.00 Per Share | Management | For | For |
| 3 | Reappoint D.R. Mehta as Director | Management | For | For |
| 4 | Reappoint G. Dass as Director | Management | For | For |
| 5 | Approve Haribhakti and Co as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Appoint A.K. Jain as Director | Management | For | For |
| 7 | Approve Increase in Limit on Shareholdings of Foreign Institutional Investors to 60 Percent | Management | For | For |
| 8a | Approve Jain Irrigation Employee Stock Option Plan 2011 (ESOP 2011) | Management | For | Against |
| 8b | Approve Stock Option Plan Grants to the Employees of Subsidiary Companies under the ESOP 2011 | Management | For | Against |
| |
|---|
MANPOWERGROUP
MEETING DATE: MAY 02, 2012 | TICKER: MAN SECURITY ID: 56418H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Elect Director John R. Walter | Management | For | For |
| 3 | Elect Director Marc J. Bolland | Management | For | For |
| 4 | Elect Director Ulice Payne, Jr. | Management | For | For |
| 5 | Change Company Name | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MCDERMOTT INTERNATIONAL, INC.
MEETING DATE: MAY 10, 2012 | TICKER: MDR SECURITY ID: 580037109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bookout, III | Management | For | For |
| 1.2 | Elect Director Roger A. Brown | Management | For | For |
| 1.3 | Elect Director Stephen G. Hanks | Management | For | For |
| 1.4 | Elect Director Stephen M. Johnson | Management | For | For |
| 1.5 | Elect Director D. Bradley McWilliams | Management | For | For |
| 1.6 | Elect Director Thomas C. Schievelbein | Management | For | For |
| 1.7 | Elect Director Mary Shafer-Malicki | Management | For | For |
| 1.8 | Elect Director David A. Trice | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD
MEETING DATE: AUG 01, 2011 | TICKER: MILS3 SECURITY ID: P6799C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
| 2 | Approve Agreement to Absorb GP Andaimes Sul Locadora Ltda | Management | For | For |
| 3 | Approve Independent Firm's Appraisal | Management | For | For |
| 4 | Approve Absorption of GP Andaimes Sul Locadora Ltda | Management | For | For |
| 5 | Elect Jorge Marques de Toledo Camargo as Independent Director | Management | For | For |
| |
|---|
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD
MEETING DATE: AUG 01, 2011 | TICKER: MILS3 SECURITY ID: P6799C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles and Consolidate Bylaws | Management | For | For |
| |
|---|
MINE SAFETY APPLIANCES COMPANY
MEETING DATE: MAY 08, 2012 | TICKER: MSA SECURITY ID: 602720104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas B. Hotopp | Management | For | For |
| 1.2 | Elect Director John T. Ryan, III | Management | For | For |
| 1.3 | Elect Director Thomas H. Witmer | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: APR 19, 2012 | TICKER: OC SECURITY ID: 690742101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
| 1.2 | Elect Director James J. McMonagle | Management | For | For |
| 1.3 | Elect Director W. Howard Morris | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PALL CORPORATION
MEETING DATE: DEC 14, 2011 | TICKER: PLL SECURITY ID: 696429307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Amy E. Alving | Management | For | For |
| 2 | Elect Director Daniel J. Carroll, Jr. | Management | For | For |
| 3 | Elect Director Robert B. Coutts | Management | For | For |
| 4 | Elect Director Cheryl W. Grise | Management | For | For |
| 5 | Elect Director Ronald L. Hoffman | Management | For | For |
| 6 | Elect Director Lawrence D. Kingsley | Management | For | For |
| 7 | Elect Director Dennis N. Longstreet | Management | For | For |
| 8 | Elect Director B. Craig Owens | Management | For | For |
| 9 | Elect Director Katharine L. Plourde | Management | For | For |
| 10 | Elect Director Edward L. Snyder | Management | For | For |
| 11 | Elect Director Edward Travaglianti | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 16 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
PITNEY BOWES INC.
MEETING DATE: MAY 14, 2012 | TICKER: PBI SECURITY ID: 724479100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Rodney C. Adkins | Management | For | For |
| 2 | Elect Director Anne M. Busquet | Management | For | For |
| 3 | Elect Director Roger Fradin | Management | For | For |
| 4 | Elect Director Anne Sutherland Fuchs | Management | For | For |
| 5 | Elect Director James H. Keyes | Management | For | For |
| 6 | Elect Director Murray D. Martin | Management | For | For |
| 7 | Elect Director Michael I. Roth | Management | For | For |
| 8 | Elect Director David L. Shedlarz | Management | For | For |
| 9 | Elect Director David B. Snow, Jr. | Management | For | For |
| 10 | Elect Director Robert E. Weissman | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
POLYPORE INTERNATIONAL, INC.
MEETING DATE: MAY 09, 2012 | TICKER: PPO SECURITY ID: 73179V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Dries | Management | For | For |
| 1.2 | Elect Director Frederick C. Flynn, Jr. | Management | For | For |
| 1.3 | Elect Director Michael Chesser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 16, 2011 | TICKER: PCP SECURITY ID: 740189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don R. Graber | Management | For | For |
| 1.2 | Elect Director Lester L. Lyles | Management | For | For |
| 1.3 | Elect Director Timothy A. Wicks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PRYSMIAN S.P.A.
MEETING DATE: APR 18, 2012 | TICKER: PRY SECURITY ID: T7630L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2.1 | Slate 1 Presented by Management | Management | For | For |
| 2.2 | Slate 2 Presented by Clubtre Srl | Shareholder | None | Did Not Vote |
| 2.3 | Slate 3 Presented by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| |
|---|
QUANTA SERVICES, INC.
MEETING DATE: MAY 17, 2012 | TICKER: PWR SECURITY ID: 74762E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James R. Ball | Management | For | For |
| 2 | Elect Director John R. Colson | Management | For | For |
| 3 | Elect Director J. Michal Conaway | Management | For | For |
| 4 | Elect Director Ralph R. DiSibio | Management | For | For |
| 5 | Elect Director Vincent D. Foster | Management | For | For |
| 6 | Elect Director Bernard Fried | Management | For | For |
| 7 | Elect Director Louis C. Golm | Management | For | For |
| 8 | Elect Director Worthing F. Jackman | Management | For | For |
| 9 | Elect Director James F. O'Neil III | Management | For | For |
| 10 | Elect Director Bruce Ranck | Management | For | For |
| 11 | Elect Director Pat Wood, III | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RANDSTAD HOLDING NV
MEETING DATE: MAR 29, 2012 | TICKER: RAND SECURITY ID: N7291Y137
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Receive Report of Management Board and Preceding Advice of the Supervisory Board | Management | None | None |
| 2b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2d | Approve Dividends of EUR 1.25 Per Share | Management | For | For |
| 3a | Approve Discharge of Management Board | Management | For | For |
| 3b | Approve Discharge of Supervisory Board | Management | For | For |
| 4a | Reelect Brian Wilkinson to Executive Board | Management | For | For |
| 4b | Elect Linda Galipeau to Executive Board | Management | For | For |
| 5a | Reelect Beverley Hodson to Supervisory Board | Management | For | For |
| 5b | Reelect Henri Giscard d'Estaing to Supervisory Board | Management | For | For |
| 5c | Elect Wout Dekker to Supervisory Board | Management | For | For |
| 6a | Grant Board Authority to Issue Shares Up To 3 Percent of Issued Capital | Management | For | For |
| 6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
| 7 | Proposal to Appoint Sjoerd Van Keulen as Director of Foundation Stichting Administratiekantoor Preferente Aandelen Randstad Holding | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 9 | Approve Remuneration of Supervisory Board | Management | For | For |
| 10 | Allow Questions | Management | None | None |
| 11 | Close Meeting | Management | None | None |
| |
|---|
REGAL BELOIT CORPORATION
MEETING DATE: APR 30, 2012 | TICKER: RBC SECURITY ID: 758750103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen M. Burt | Management | For | For |
| 2 | Elect Director Henry W. Knueppel | Management | For | For |
| 3 | Elect Director Dean A. Foate | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 17, 2012 | TICKER: RSG SECURITY ID: 760759100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Crownover | Management | For | For |
| 2 | Elect Director William J. Flynn | Management | For | For |
| 3 | Elect Director Michael Larson | Management | For | For |
| 4 | Elect Director Nolan Lehmann | Management | For | For |
| 5 | Elect Director W. Lee Nutter | Management | For | For |
| 6 | Elect Director Ramon A. Rodriguez | Management | For | For |
| 7 | Elect Director Donald W. Slager | Management | For | For |
| 8 | Elect Director Allan C. Sorensen | Management | For | For |
| 9 | Elect Director John M. Trani | Management | For | For |
| 10 | Elect Director Michael W. Wickham | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
MEETING DATE: MAY 24, 2012 | TICKER: RHI SECURITY ID: 770323103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
| 1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.4 | Elect Director Robert J. Pace | Management | For | For |
| 1.5 | Elect Director Frederick A. Richman | Management | For | For |
| 1.6 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROCKWELL COLLINS, INC.
MEETING DATE: FEB 03, 2012 | TICKER: COL SECURITY ID: 774341101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A.J. Carbone | Management | For | For |
| 1.2 | Elect Director C.M. Jones | Management | For | For |
| 1.3 | Elect Director C.L. Shavers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ROPER INDUSTRIES, INC.
MEETING DATE: JUN 04, 2012 | TICKER: ROP SECURITY ID: 776696106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert D. Johnson | Management | For | For |
| 1.2 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1.3 | Elect Director Wilbur J. Prezzano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SNC-LAVALIN GROUP INC.
MEETING DATE: MAY 03, 2012 | TICKER: SNC SECURITY ID: 78460T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ian A. Bourne | Management | For | For |
| 1.2 | Elect Director David Goldman | Management | For | For |
| 1.3 | Elect Director Patricia A. Hammick | Management | For | For |
| 1.4 | Elect Director Pierre H. Lessard | Management | For | For |
| 1.5 | Elect Director Edythe (Dee) A. Marcoux | Management | For | For |
| 1.6 | Elect Director Lorna R. Marsden | Management | For | For |
| 1.7 | Elect Director Claude Mongeau | Management | For | For |
| 1.8 | Elect Director Gwyn Morgan | Management | For | For |
| 1.9 | Elect Director Michael D. Parker | Management | For | For |
| 1.10 | Elect Director Eric D. Siegel | Management | For | For |
| 1.11 | Elect Director Lawrence N. Stevenson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SPX CORPORATION
MEETING DATE: MAY 03, 2012 | TICKER: SPW SECURITY ID: 784635104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Christopher J. Kearney | Management | For | For |
| 2 | Elect Director Martha B. Wyrsch | Management | For | For |
| 3 | Elect Director Peter Volanakis | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 25, 2012 | TICKER: TXT SECURITY ID: 883203101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott C. Donnelly | Management | For | For |
| 2 | Elect Director James T. Conway | Management | For | For |
| 3 | Elect Director Lawrence K. Fish | Management | For | For |
| 4 | Elect Director Paul E. Gagne | Management | For | For |
| 5 | Elect Director Dain M. Hancock | Management | For | For |
| 6 | Elect Director Lloyd G. Trotter | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
THE DUN & BRADSTREET CORPORATION
MEETING DATE: MAY 09, 2012 | TICKER: DNB SECURITY ID: 26483E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Austin A. Adams | Management | For | For |
| 2 | Elect Director John W. Alden | Management | For | For |
| 3 | Elect Director Christopher J. Coughlin | Management | For | For |
| 4 | Elect Director James N. Fernandez | Management | For | For |
| 5 | Elect Director Paul R. Garcia | Management | For | For |
| 6 | Elect Director Douglas A. Kehring | Management | For | For |
| 7 | Elect Director Sara Mathew | Management | For | For |
| 8 | Elect Director Sandra E. Peterson | Management | For | For |
| 9 | Elect Director Michael J. Winkler | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
THE MANITOWOC COMPANY, INC.
MEETING DATE: MAY 01, 2012 | TICKER: MTW SECURITY ID: 563571108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy V. Armes | Management | For | For |
| 1.2 | Elect Director Cynthia M. Egnotovich | Management | For | For |
| 1.3 | Elect Director James L. Packard | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TOWERS WATSON & CO.
MEETING DATE: NOV 11, 2011 | TICKER: TW SECURITY ID: 891894107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John J. Gabarro | Management | For | For |
| 2 | Elect Director Victor F. Ganzi | Management | For | For |
| 3 | Elect Director John J. Haley | Management | For | For |
| 4 | Elect Director Brendan R. O'Neill | Management | For | For |
| 5 | Elect Director Linda D. Rabbitt | Management | For | For |
| 6 | Elect Director Gilbert T. Ray | Management | For | For |
| 7 | Elect Director Paul Thomas | Management | For | For |
| 8 | Elect Director Wilhelm Zeller | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TRIMAS CORPORATION
MEETING DATE: MAY 10, 2012 | TICKER: TRS SECURITY ID: 896215209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel P. Tredwell | Management | For | For |
| 1.2 | Elect Director Samuel Valenti, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TYCO INTERNATIONAL LTD.
MEETING DATE: MAR 07, 2012 | TICKER: TYC SECURITY ID: H89128104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2010/2011 | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Elect Edward D. Breen as Director | Management | For | For |
| 3.2 | Elect Michael Daniels as Director | Management | For | For |
| 3.3 | Reelect Timothy Donahue as Director | Management | For | For |
| 3.4 | Reelect Brian Duperreault as Director | Management | For | For |
| 3.5 | Reelect Bruce Gordon as Director | Management | For | For |
| 3.6 | Reelect Rajiv L. Gupta as Director | Management | For | For |
| 3.7 | Reelect John Krol as Director | Management | For | For |
| 3.8 | Reelect Brendan O'Neill as Director | Management | For | For |
| 3.9 | Reelect Dinesh Paliwal as Director | Management | For | For |
| 3.10 | Reelect William Stavropoulos as Director | Management | For | For |
| 3.11 | Reelect Sandra Wijnberg as Director | Management | For | For |
| 3.12 | Reelect R. David Yost as Director | Management | For | For |
| 4a | Ratify Deloitte AG as Auditors | Management | For | For |
| 4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2011/2012 | Management | For | For |
| 4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 5a | Approve Allocation of Income | Management | For | For |
| 5b | Approve Consolidated Reserves | Management | For | For |
| 5c | Approve Ordinary Cash Dividend | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Amend Articles of Association Regarding Book Entry Securities and Transfer of Registered Seat | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 10, 2012 | TICKER: UNP SECURITY ID: 907818108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty, III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 16 | Stock Retention | Shareholder | Against | Against |
| |
|---|
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 03, 2012 | TICKER: UPS SECURITY ID: 911312106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director Michael J. Burns | Management | For | For |
| 3 | Elect Director D. Scott Davis | Management | For | For |
| 4 | Elect Director Stuart E. Eizenstat | Management | For | For |
| 5 | Elect Director Michael L. Eskew | Management | For | For |
| 6 | Elect Director William R. Johnson | Management | For | For |
| 7 | Elect Director Candace Kendle | Management | For | For |
| 8 | Elect Director Ann M. Livermore | Management | For | For |
| 9 | Elect Director Rudy H.P. Markham | Management | For | For |
| 10 | Elect Director Clark T. Randt, Jr. | Management | For | For |
| 11 | Elect Director John W. Thompson | Management | For | For |
| 12 | Elect Director Carol B. Tome | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 16 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 11, 2012 | TICKER: UTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Louis R. Chenevert | Management | For | For |
| 2 | Elect Director John V. Faraci | Management | For | For |
| 3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
| 4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 5 | Elect Director Edward A. Kangas | Management | For | For |
| 6 | Elect Director Ellen J. Kullman | Management | For | For |
| 7 | Elect Director Richard D. McCormick | Management | For | For |
| 8 | Elect Director Harold McGraw, III | Management | For | For |
| 9 | Elect Director Richard B. Myers | Management | For | For |
| 10 | Elect Director H. Patrick Swygert | Management | For | For |
| 11 | Elect Director Andre Villeneuve | Management | For | For |
| 12 | Elect Director Christine Todd Whitman | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
W.W. GRAINGER, INC.
MEETING DATE: APR 25, 2012 | TICKER: GWW SECURITY ID: 384802104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director Wilbur H. Gantz | Management | For | For |
| 1.3 | Elect Director V. Ann Hailey | Management | For | For |
| 1.4 | Elect Director William K. Hall | Management | For | For |
| 1.5 | Elect Director Stuart L. Levenick | Management | For | For |
| 1.6 | Elect Director John W. McCarter, Jr. | Management | For | For |
| 1.7 | Elect Director Neil S. Novich | Management | For | For |
| 1.8 | Elect Director Michael J. Roberts | Management | For | For |
| 1.9 | Elect Director Gary L. Rogers | Management | For | For |
| 1.10 | Elect Director James T. Ryan | Management | For | For |
| 1.11 | Elect Director E. Scott Santi | Management | For | For |
| 1.12 | Elect Director James D. Slavik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WABCO HOLDINGS INC.
MEETING DATE: MAY 25, 2012 | TICKER: WBC SECURITY ID: 92927K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael T. Smith | Management | For | For |
| 1.2 | Elect Director John F. Fiedler | Management | For | For |
| 1.3 | Elect Director Jean-Paul L. Montupet | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WATSCO, INC.
MEETING DATE: MAY 25, 2012 | TICKER: WSO SECURITY ID: 942622200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry S. Logan | Management | For | For |
| 1.2 | Elect Director Aaron J. Nahmad | Management | For | For |
| 2 | Amend Articles of Incorporation Changing the Director Class from A, B and C to I, II and III | Management | For | For |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 23, 2012 | TICKER: WCC SECURITY ID: 95082P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Engel | Management | For | For |
| 1.2 | Elect Director Steven A. Raymund | Management | For | For |
| 1.3 | Elect Director Lynn M. Utter | Management | For | For |
| 1.4 | Elect Director William J. Vareschi, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR REAL ESTATE FUND
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACADIA REALTY TRUST
MEETING DATE: MAY 16, 2012 | TICKER: AKR SECURITY ID: 004239109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth F. Bernstein | Management | For | For |
| 2 | Elect Director Douglas Crocker II | Management | For | For |
| 3 | Elect Director Lorrence T. Kellar | Management | For | For |
| 4 | Elect Director Wendy Luscombe | Management | For | For |
| 5 | Elect Director William T. Spitz | Management | For | For |
| 6 | Elect Director Lee S. Wielansky | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
MEETING DATE: MAY 21, 2012 | TICKER: ARE SECURITY ID: 015271109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Richard B. Jennings | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | For |
| 1.4 | Elect Director Maria C. Freire | Management | For | For |
| 1.5 | Elect Director Richard H. Klein | Management | For | For |
| 1.6 | Elect Director James H. Richardson | Management | For | For |
| 1.7 | Elect Director Martin A. Simonetti | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVALONBAY COMMUNITIES, INC.
MEETING DATE: MAY 23, 2012 | TICKER: AVB SECURITY ID: 053484101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryce Blair | Management | For | For |
| 1.2 | Elect Director Alan B. Buckelew | Management | For | For |
| 1.3 | Elect Director Bruce A. Choate | Management | For | For |
| 1.4 | Elect Director John J. Healy, Jr. | Management | For | For |
| 1.5 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.6 | Elect Director Lance R. Primis | Management | For | For |
| 1.7 | Elect Director Peter S. Rummell | Management | For | For |
| 1.8 | Elect Director H. Jay Sarles | Management | For | For |
| 1.9 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
BOSTON PROPERTIES, INC.
MEETING DATE: MAY 15, 2012 | TICKER: BXP SECURITY ID: 101121101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lawrence S. Bacow | Management | For | For |
| 2 | Elect Director Zoe Baird Budinger | Management | For | For |
| 3 | Elect Director Douglas T. Linde | Management | For | For |
| 4 | Elect Director Matthew J. Lustig | Management | For | For |
| 5 | Elect Director Alan J. Patricof | Management | For | For |
| 6 | Elect Director Martin Turchin | Management | For | For |
| 7 | Elect Director David A. Twardock | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
BROOKDALE SENIOR LIVING INC.
MEETING DATE: JUN 12, 2012 | TICKER: BKD SECURITY ID: 112463104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey R. Leeds | Management | For | For |
| 1.2 | Elect Director Mark J. Schulte | Management | For | For |
| 1.3 | Elect Director Dr. Samuel Waxman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BROOKFIELD OFFICE PROPERTIES INC.
MEETING DATE: MAY 03, 2012 | TICKER: BPO SECURITY ID: 112900105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gordon E. Arnell | Management | For | For |
| 1.2 | Elect Director William T. Cahill | Management | For | Withhold |
| 1.3 | Elect Director Christie J.B. Clark | Management | For | For |
| 1.4 | Elect Director Richard B. Clark | Management | For | For |
| 1.5 | Elect Director Jack L. Cockwell | Management | For | For |
| 1.6 | Elect Director J. Bruce Flatt | Management | For | For |
| 1.7 | Elect Director Michael Hegarty | Management | For | For |
| 1.8 | Elect Director Paul J. Massey Jr. | Management | For | For |
| 1.9 | Elect Director F. Allan McDonald | Management | For | For |
| 1.10 | Elect Director Robert L. Stelzl | Management | For | For |
| 1.11 | Elect Director John E. Zuccotti | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CAMDEN PROPERTY TRUST
MEETING DATE: MAY 11, 2012 | TICKER: CPT SECURITY ID: 133131102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Campo | Management | For | For |
| 1.2 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.3 | Elect Director Lewis A. Levey | Management | For | For |
| 1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
| 1.5 | Elect Director William F. Paulsen | Management | For | For |
| 1.6 | Elect Director D. Keith Oden | Management | For | For |
| 1.7 | Elect Director F. Gardner Parker | Management | For | For |
| 1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
| 1.9 | Elect Director Steven A. Webster | Management | For | For |
| 1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 07, 2012 | TICKER: CBL SECURITY ID: 124830100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John N. Foy | Management | For | For |
| 1.2 | Elect Director Thomas J. DeRosa | Management | For | For |
| 1.3 | Elect Director Matthew S. Dominski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CHESAPEAKE LODGING TRUST
MEETING DATE: MAY 25, 2012 | TICKER: CHSP SECURITY ID: 165240102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Francis | Management | For | For |
| 1.2 | Elect Director Douglas W. Vicari | Management | For | For |
| 1.3 | Elect Director Thomas A. Natelli | Management | For | For |
| 1.4 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.5 | Elect Director John W. Hill | Management | For | For |
| 1.6 | Elect Director George F. McKenzie | Management | For | For |
| 1.7 | Elect Director Jeffrey D. Nuechterlein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DCT INDUSTRIAL TRUST INC.
MEETING DATE: APR 26, 2012 | TICKER: DCT SECURITY ID: 233153105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas G. Wattles | Management | For | For |
| 1.2 | Elect Director Philip L. Hawkins | Management | For | For |
| 1.3 | Elect Director Marilyn A. Alexander | Management | For | For |
| 1.4 | Elect Director Thomas F. August | Management | For | For |
| 1.5 | Elect Director John S. Gates, Jr. | Management | For | For |
| 1.6 | Elect Director Raymond B. Greer | Management | For | For |
| 1.7 | Elect Director Tripp H. Hardin | Management | For | For |
| 1.8 | Elect Director John C. O'keeffe | Management | For | For |
| 1.9 | Elect Director Bruce L. Warwick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DDR CORP.
MEETING DATE: MAY 15, 2012 | TICKER: DDR SECURITY ID: 23317H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Terrance R. Ahern | Management | For | For |
| 2 | Elect Director James C. Boland | Management | For | For |
| 3 | Elect Director Thomas Finne | Management | For | For |
| 4 | Elect Director Robert H. Gidel | Management | For | For |
| 5 | Elect Director Daniel B. Hurwitz | Management | For | For |
| 6 | Elect Director Volker Kraft | Management | For | For |
| 7 | Elect Director Rebecca L. Maccardini | Management | For | For |
| 8 | Elect Director tor B. MacFarlane | Management | For | For |
| 9 | Elect Director Craig Macnab | Management | For | For |
| 10 | Elect Director Scott D. Roulston | Management | For | For |
| 11 | Elect Director Barry A. Sholem | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
DIAMONDROCK HOSPITALITY COMPANY
MEETING DATE: APR 25, 2012 | TICKER: DRH SECURITY ID: 252784301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William W. McCarten | Management | For | For |
| 1.2 | Elect Director Daniel J. Altobello | Management | For | For |
| 1.3 | Elect Director W. Robert Grafton | Management | For | For |
| 1.4 | Elect Director Maureen L. McAvey | Management | For | For |
| 1.5 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.6 | Elect Director John L. Williams | Management | For | For |
| 1.7 | Elect Director Mark W. Brugger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DIGITAL REALTY TRUST, INC.
MEETING DATE: APR 23, 2012 | TICKER: DLR SECURITY ID: 253868103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael F. Foust | Management | For | For |
| 2 | Elect Director Laurence A. Chapman | Management | For | For |
| 3 | Elect Director Kathleen Earley | Management | For | For |
| 4 | Elect Director Ruann F. Ernst, Ph.D. | Management | For | For |
| 5 | Elect Director Dennis E. Singleton | Management | For | For |
| 6 | Elect Director Robert H. Zerbst | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DOUGLAS EMMETT, INC.
MEETING DATE: MAY 24, 2012 | TICKER: DEI SECURITY ID: 25960P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan A. Emmett | Management | For | For |
| 1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
| 1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
| 1.4 | Elect Director Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Director Leslie E. Bider | Management | For | For |
| 1.6 | Elect Director David T. Feinberg | Management | For | For |
| 1.7 | Elect Director Thomas E. O'Hern | Management | For | For |
| 1.8 | Elect Director Andrea Rich | Management | For | For |
| 1.9 | Elect Director William E. Simon, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EDUCATION REALTY TRUST, INC.
MEETING DATE: MAY 16, 2012 | TICKER: EDR SECURITY ID: 28140H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul O. Bower | Management | For | For |
| 1.2 | Elect Director Monte J. Barrow | Management | For | For |
| 1.3 | Elect Director William J. Cahill, III | Management | For | For |
| 1.4 | Elect Director Randall L. Churchey | Management | For | For |
| 1.5 | Elect Director John L. Ford | Management | For | For |
| 1.6 | Elect Director Howard A. Silver | Management | For | For |
| 1.7 | Elect Director Wendell W. Weakley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EMERITUS CORPORATION
MEETING DATE: MAY 09, 2012 | TICKER: ESC SECURITY ID: 291005106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. R. Brereton Barlow | Management | For | For |
| 1.2 | Elect Director Stuart Koenig | Management | For | For |
| 1.3 | Elect Director Robert E. Marks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EQUITY ONE, INC.
MEETING DATE: MAY 14, 2012 | TICKER: EQY SECURITY ID: 294752100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. Cassel | Management | For | For |
| 1.2 | Elect Director Cynthia R. Cohen | Management | For | For |
| 1.3 | Elect Director Neil Flanzraich | Management | For | For |
| 1.4 | Elect Director Nathan Hetz | Management | For | For |
| 1.5 | Elect Director Chaim Katzman | Management | For | For |
| 1.6 | Elect Director Peter Linneman | Management | For | For |
| 1.7 | Elect Director Jeffrey S. Olson | Management | For | For |
| 1.8 | Elect Director Dori Segal | Management | For | For |
| 1.9 | Elect Director David Fischel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EQUITY RESIDENTIAL
MEETING DATE: JUN 21, 2012 | TICKER: EQR SECURITY ID: 29476L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alexander | Management | For | For |
| 1.2 | Elect Director Charles L. Atwood | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Mary Kay Haben | Management | For | For |
| 1.5 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.6 | Elect Director John E. Neal | Management | For | For |
| 1.7 | Elect Director David J. Neithercut | Management | For | For |
| 1.8 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.9 | Elect Director Gerald A. Spector | Management | For | For |
| 1.10 | Elect Director B. Joseph White | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
ESSEX PROPERTY TRUST, INC.
MEETING DATE: MAY 15, 2012 | TICKER: ESS SECURITY ID: 297178105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George M. Marcus | Management | For | For |
| 1.2 | Elect Director Gary P. Martin | Management | For | For |
| 1.3 | Elect Director Michael J. Schall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
EXCEL TRUST, INC.
MEETING DATE: APR 30, 2012 | TICKER: EXL SECURITY ID: 30068C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary B. Sabin | Management | For | For |
| 1.2 | Elect Director Spencer G. Plumb | Management | For | For |
| 1.3 | Elect Director Mark T. Burton | Management | For | For |
| 1.4 | Elect Director Bruce G. Blakley | Management | For | For |
| 1.5 | Elect Director Burland B. East, III | Management | For | For |
| 1.6 | Elect Director Robert E. Parsons, Jr. | Management | For | For |
| 1.7 | Elect Director Warren R. Staley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FOREST CITY ENTERPRISES, INC.
MEETING DATE: JUN 13, 2012 | TICKER: FCE.A SECURITY ID: 345550107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Scott S. Cowen | Management | For | For |
| 1.3 | Elect Director Michael P. Esposito, Jr | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GLIMCHER REALTY TRUST
MEETING DATE: MAY 10, 2012 | TICKER: GRT SECURITY ID: 379302102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Aronowitz | Management | For | For |
| 1.2 | Elect Director Herbert Glimcher | Management | For | For |
| 1.3 | Elect Director Howard Gross | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Permit the Board of Trustees to Approve Amendments to the Amended Declaration Without Prior Shareholder Approval | Management | For | For |
| 6 | Approve Current Declaration to Update and Modernize Certain Provisions Relating to Corporate Governance | Management | For | For |
| 7 | Increase Authorized Preferred and Common Stock | Management | For | Against |
| |
|---|
GRUBB & ELLIS COMPANY
MEETING DATE: DEC 29, 2011 | TICKER: GBE SECURITY ID: 400095303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas P. D'arcy | Management | For | For |
| 1.2 | Elect Director C. Michael Kojaian | Management | For | For |
| 1.3 | Elect Director Robert J. McLaughlin | Management | For | For |
| 1.4 | Elect Director Devin I. Murphy | Management | For | For |
| 1.5 | Elect Director D. Fleet Wallace | Management | For | For |
| 1.6 | Elect Director Rodger D. Young | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GRUBB & ELLIS COMPANY
MEETING DATE: DEC 29, 2011 | TICKER: GBE SECURITY ID: 400095501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas P. D'arcy | Management | For | For |
| 1.2 | Elect Director C. Michael Kojaian | Management | For | For |
| 1.3 | Elect Director Robert J. McLaughlin | Management | For | For |
| 1.4 | Elect Director Devin I. Murphy | Management | For | For |
| 1.5 | Elect Director D. Fleet Wallace | Management | For | For |
| 1.6 | Elect Director Rodger D. Young | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HCP, INC.
MEETING DATE: APR 26, 2012 | TICKER: HCP SECURITY ID: 40414L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James F. Flaherty, III | Management | For | For |
| 2 | Elect Director Christine N. Garvey | Management | For | For |
| 3 | Elect Director David B. Henry | Management | For | For |
| 4 | Elect Director Lauralee E. Martin | Management | For | For |
| 5 | Elect Director Michael D. McKee | Management | For | For |
| 6 | Elect Director Peter L. Rhein | Management | For | For |
| 7 | Elect Director Kenneth B. Roath | Management | For | For |
| 8 | Elect Director Joseph P. Sullivan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEALTH CARE REIT, INC.
MEETING DATE: MAY 03, 2012 | TICKER: HCN SECURITY ID: 42217K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | Against |
| 2 | Elect Director George L. Chapman | Management | For | For |
| 3 | Elect Director Daniel A. Decker | Management | For | For |
| 4 | Elect Director Thomas J. DeRosa | Management | For | For |
| 5 | Elect Director Jeffrey H. Donahue | Management | For | Against |
| 6 | Elect Director Peter J. Grua | Management | For | For |
| 7 | Elect Director Fred S. Klipsch | Management | For | For |
| 8 | Elect Director Sharon M. Oster | Management | For | Against |
| 9 | Elect Director Jeffrey R. Otten | Management | For | For |
| 10 | Elect Director R. Scott Trumbull | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
HIGHWOODS PROPERTIES, INC.
MEETING DATE: MAY 15, 2012 | TICKER: HIW SECURITY ID: 431284108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas W. Adler | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.4 | Elect Director David J. Hartzell | Management | For | For |
| 1.5 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.6 | Elect Director Mark F. Mulhern | Management | For | For |
| 1.7 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
| 1.8 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 10, 2012 | TICKER: HST SECURITY ID: 44107P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Baylis | Management | For | For |
| 2 | Elect Director Terence C. Golden | Management | For | For |
| 3 | Elect Director Ann M. Korologos | Management | For | For |
| 4 | Elect Director Richard E. Marriott | Management | For | For |
| 5 | Elect Director John B. Morse, Jr. | Management | For | For |
| 6 | Elect Director Walter C. Rakowich | Management | For | For |
| 7 | Elect Director Gordon H. Smith | Management | For | For |
| 8 | Elect Director W. Edward Walter | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KITE REALTY GROUP TRUST
MEETING DATE: MAY 09, 2012 | TICKER: KRG SECURITY ID: 49803T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Kite | Management | For | For |
| 1.2 | Elect Director William E. Bindley | Management | For | For |
| 1.3 | Elect Director Richard A. Cosier | Management | For | For |
| 1.4 | Elect Director Eugene Golub | Management | For | For |
| 1.5 | Elect Director Gerald L. Moss | Management | For | For |
| 1.6 | Elect Director Michael L. Smith | Management | For | For |
| 1.7 | Elect Director Darell E. Zink, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LASALLE HOTEL PROPERTIES
MEETING DATE: APR 20, 2012 | TICKER: LHO SECURITY ID: 517942108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey T. Foland | Management | For | For |
| 1.2 | Elect Director Darryl Hartley-Leonard | Management | For | For |
| 1.3 | Elect Director William S. McCalmont | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POST PROPERTIES, INC.
MEETING DATE: MAY 30, 2012 | TICKER: PPS SECURITY ID: 737464107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Goddard, III | Management | For | For |
| 1.2 | Elect Director David P. Stockert | Management | For | For |
| 1.3 | Elect Director Herschel M. Bloom | Management | For | For |
| 1.4 | Elect Director Walter M. Deriso, Jr. | Management | For | For |
| 1.5 | Elect Director Russell R. French | Management | For | For |
| 1.6 | Elect Director Dale Anne Reiss | Management | For | For |
| 1.7 | Elect Director Stella F. Thayer | Management | For | For |
| 1.8 | Elect Director Ronald de Waal | Management | For | For |
| 1.9 | Elect Director Donald C. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PROLOGIS, INC.
MEETING DATE: MAY 03, 2012 | TICKER: PLD SECURITY ID: 74340W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Hamid R. Moghadam | Management | For | For |
| 2 | Elect Director Walter C. Rakowich | Management | For | For |
| 3 | Elect Director George L. Fotiades | Management | For | For |
| 4 | Elect Director Christine N. Garvey | Management | For | For |
| 5 | Elect Director Lydia H. Kennard | Management | For | For |
| 6 | Elect Director J. Michael Losh | Management | For | For |
| 7 | Elect Director Irving F. Lyons, III | Management | For | For |
| 8 | Elect Director Jeffrey L. Skelton | Management | For | For |
| 9 | Elect Director D. Michael Steuert | Management | For | For |
| 10 | Elect Director Carl B. Webb | Management | For | For |
| 11 | Elect Director William D. Zollars | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: MAY 03, 2012 | TICKER: PSA SECURITY ID: 74460D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.5 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.6 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.7 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.8 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 17, 2012 | TICKER: SPG SECURITY ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Melvyn E. Bergstein | Management | For | For |
| 2 | Elect Director Larry C. Glasscock | Management | For | For |
| 3 | Elect Director Karen N. Horn | Management | For | For |
| 4 | Elect Director Allan Hubbard | Management | For | For |
| 5 | Elect Director Reuben S. Leibowitz | Management | For | For |
| 6 | Elect Director Daniel C. Smith | Management | For | For |
| 7 | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 19, 2012 | TICKER: SLG SECURITY ID: 78440X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Alschuler, Jr. | Management | For | For |
| 1.2 | Elect Director Stephen L. Green | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STAG INDUSTRIAL, INC.
MEETING DATE: MAY 07, 2012 | TICKER: STAG SECURITY ID: 85254J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 1.2 | Elect Director F. Alexander Fraser | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Furber | Management | For | For |
| 1.4 | Elect Director Larry T. Guillemette | Management | For | For |
| 1.5 | Elect Director Francis X. Jacoby, III | Management | For | For |
| 1.6 | Elect Director Hans S. Weger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SUNRISE SENIOR LIVING, INC.
MEETING DATE: MAY 02, 2012 | TICKER: SRZ SECURITY ID: 86768K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
| 1.2 | Elect Director Thomas J. Donohue | Management | For | For |
| 1.3 | Elect Director Stephen D. Harlan | Management | For | For |
| 1.4 | Elect Director Paul J. Klaassen | Management | For | For |
| 1.5 | Elect Director Lynn Krominga | Management | For | For |
| 1.6 | Elect Director William G. Little | Management | For | For |
| 1.7 | Elect Director Mark S. Ordan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SUNSTONE HOTEL INVESTORS, INC.
MEETING DATE: MAY 01, 2012 | TICKER: SHO SECURITY ID: 867892101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew Batinovich | Management | For | For |
| 1.2 | Elect Director Z. Jamie Behar | Management | For | For |
| 1.3 | Elect Director Kenneth E. Cruse | Management | For | For |
| 1.4 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
| 1.5 | Elect Director Keith M. Locker | Management | For | For |
| 1.6 | Elect Director Douglas M. Pasquale | Management | For | For |
| 1.7 | Elect Director Keith P. Russell | Management | For | For |
| 1.8 | Elect Director Lewis N. Wolff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE MACERICH COMPANY
MEETING DATE: MAY 30, 2012 | TICKER: MAC SECURITY ID: 554382101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas D. Abbey | Management | For | For |
| 2 | Elect Director Dana K. Anderson | Management | For | For |
| 3 | Elect Director Arthur M. Coppola | Management | For | For |
| 4 | Elect Director Edward C. Coppola | Management | For | For |
| 5 | Elect Director Fred S. Hubbell | Management | For | For |
| 6 | Elect Director Diana M. Laing | Management | For | For |
| 7 | Elect Director Stanley A. Moore | Management | For | For |
| 8 | Elect Director Mason G. Ross | Management | For | For |
| 9 | Elect Director William P. Sexton | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VENTAS, INC.
MEETING DATE: JUL 01, 2011 | TICKER: VTR SECURITY ID: 92276F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
VENTAS, INC.
MEETING DATE: MAY 17, 2012 | TICKER: VTR SECURITY ID: 92276F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Debra A. Cafaro | Management | For | For |
| 2 | Elect Director Douglas Crocker, II | Management | For | For |
| 3 | Elect Director Ronald G. Geary | Management | For | For |
| 4 | Elect Director Jay M. Gellert | Management | For | For |
| 5 | Elect Director Richard I. Gilchrist | Management | For | For |
| 6 | Elect Director Matthew J. Lustig | Management | For | For |
| 7 | Elect Director Douglas M. Pasquale | Management | For | For |
| 8 | Elect Director Robert D. Reed | Management | For | For |
| 9 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 10 | Elect Director Glenn J. Rufrano | Management | For | For |
| 11 | Elect Director James D. Shelton | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
VORNADO REALTY TRUST
MEETING DATE: MAY 24, 2012 | TICKER: VNO SECURITY ID: 929042109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Roth | Management | For | For |
| 1.2 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.3 | Elect Director Russell B. Wight, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR TECHNOLOGY FUND
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
51JOB, INC.
MEETING DATE: DEC 21, 2011 | TICKER: JOBS SECURITY ID: 316827104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect David K. Chao as Director | Management | For | Against |
| 2 | Reelect Hisayuki Idekoba as Director | Management | For | Against |
| 3 | Reelect James Jianzhang Liang as Director | Management | For | Against |
| 4 | Reelect Donald L. Lucas as Director | Management | For | For |
| 5 | Reelect Rick Yan as Director | Management | For | Against |
| 6 | Amend 2009 Share Option Plan | Management | For | Against |
| |
|---|
ACACIA RESEARCH CORPORATION
MEETING DATE: MAY 17, 2012 | TICKER: ACTG SECURITY ID: 003881307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul R. Ryan | Management | For | For |
| 1.2 | Elect Director G. Louis Graziadio, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
ACCENTURE PLC
MEETING DATE: FEB 09, 2012 | TICKER: CSA SECURITY ID: G1151C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Dina Dublon as a Director | Management | For | For |
| 3 | Reelect William D. Green as a Director | Management | For | For |
| 4 | Reelect Nobuyuki Idei as a Director | Management | For | For |
| 5 | Reelect Marjorie Magner as a Director | Management | For | For |
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Declassify the Board of Directors | Management | For | For |
| 9 | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | Management | For | For |
| 10 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 11 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| |
|---|
ACME PACKET, INC.
MEETING DATE: MAY 04, 2012 | TICKER: APKT SECURITY ID: 004764106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David B. Elsbree | Management | For | For |
| 2 | Elect Director Patrick J. MeLampy | Management | For | For |
| 3 | Elect Director Robert G. Ory | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ACTIVE NETWORK INC
MEETING DATE: MAY 23, 2012 | TICKER: ACTV SECURITY ID: 00506D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruns H. Grayson | Management | For | For |
| 1.2 | Elect Director Joseph Levin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 07, 2012 | TICKER: ATVI SECURITY ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Philippe G. H. Capron | Management | For | For |
| 2 | Elect Director Robert J. Corti | Management | For | Against |
| 3 | Elect Director Frederic R. Crepin | Management | For | Against |
| 4 | Elect Director Lucian Grainge | Management | For | For |
| 5 | Elect Director Brian G. Kelly | Management | For | For |
| 6 | Elect Director Robert A. Kotick | Management | For | For |
| 7 | Elect Director Jean-Bernard Levy | Management | For | Against |
| 8 | Elect Director Robert J. Morgado | Management | For | Against |
| 9 | Elect Director Stephane Roussel | Management | For | Against |
| 10 | Elect Director Richard Sarnoff | Management | For | For |
| 11 | Elect Director Regis Turrini | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
ADLINK TECHNOLOGY INC.
MEETING DATE: JUN 22, 2012 | TICKER: 6166 SECURITY ID: Y0014R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
| 4 | Amend the Articles of Association | Management | For | For |
| 5 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 7 | Approve Issuance of Shares via a Private Placement | Management | For | For |
| 8 | Elect Director No.1 | Shareholder | None | Abstain |
| 9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
ADTRAN, INC.
MEETING DATE: MAY 09, 2012 | TICKER: ADTN SECURITY ID: 00738A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director Ross K. Ireland | Management | For | For |
| 1.4 | Elect Director William L. Marks | Management | For | For |
| 1.5 | Elect Director James E. Matthews | Management | For | For |
| 1.6 | Elect Director Balan Nair | Management | For | For |
| 1.7 | Elect Director Roy J. Nichols | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ADVA AG OPTICAL NETWORKING
MEETING DATE: MAY 24, 2012 | TICKER: ADV SECURITY ID: D0190E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2012 | Management | For | For |
| 6 | Approve Variable Remuneration of Each Supervisory Board in Amount of EUR 5,000 | Management | For | For |
| 7 | Approve Creation of EUR 22.4 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Reduce Conditional Capital Reductions; Amend 2011 Stock Option Plan and Create EUR 1.9 Million Conditional Capital Pool to Guarantee Conversion Rights | Management | For | For |
| 9 | Amend 2010 Share Repurchase Program | Management | For | For |
| 10 | Change of Corporate Form to SE; Approve Initial Supervisory Board; Approve PricewaterhouseCoopers as Auditors for First Year as SE | Management | For | For |
| 11.1 | Elect Nikolaus Zwick to the Supervisory Board | Management | For | For |
| 11.2 | Elect Frank Fischer to the Supervisory Board | Management | For | For |
| |
|---|
ADVANCED ENERGY INDUSTRIES, INC.
MEETING DATE: MAY 02, 2012 | TICKER: AEIS SECURITY ID: 007973100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas S. Schatz | Management | For | For |
| 1.2 | Elect Director Frederick A. Ball | Management | For | For |
| 1.3 | Elect Director Richard P. Beck | Management | For | For |
| 1.4 | Elect Director Garry W. Rogerson | Management | For | For |
| 1.5 | Elect Director Trung T. Doan | Management | For | For |
| 1.6 | Elect Director Edward C. Grady | Management | For | For |
| 1.7 | Elect Director Terry Hudgens | Management | For | For |
| 1.8 | Elect Director Thomas M. Rohrs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ADVANCED MICRO DEVICES, INC.
MEETING DATE: MAY 10, 2012 | TICKER: AMD SECURITY ID: 007903107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bruce L. Claflin | Management | For | For |
| 2 | Elect Director W. Michael Barnes | Management | For | For |
| 3 | Elect Director John E. Caldwell | Management | For | For |
| 4 | Elect Director Henry WK Chow | Management | For | For |
| 5 | Elect Director Craig A. Conway | Management | For | For |
| 6 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 7 | Elect Director H. Paulett Eberhart | Management | For | For |
| 8 | Elect Director Waleed Muhairi | Management | For | For |
| 9 | Elect Director Robert B. Palmer | Management | For | For |
| 10 | Elect Director Rory P. Read | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ADVANTECH CO., LTD.
MEETING DATE: JUN 13, 2012 | TICKER: 2395 SECURITY ID: Y0017P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Amend the Articles of Association | Management | For | For |
| 4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
AIRTAC INTERNATIONAL GROUP
MEETING DATE: JUN 14, 2012 | TICKER: 1590 SECURITY ID: G01408106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| 6 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 16, 2012 | TICKER: AKAM SECURITY ID: 00971T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director George H. Conrades | Management | For | For |
| 2 | Elect Director Martin M. Coyne, II | Management | For | For |
| 3 | Elect Director Jill A. Greenthal | Management | For | For |
| 4 | Elect Director Geoffrey A. Moore | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
MEETING DATE: NOV 18, 2011 | TICKER: AOSL SECURITY ID: G6331P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Mike F. Chang as Director | Management | For | For |
| 1.2 | Elect Yueh-Se Ho as Director | Management | For | For |
| 1.3 | Elect Chung Te Chang as Director | Management | For | Withhold |
| 1.4 | Elect Mark A. Stevens as Director | Management | For | For |
| 1.5 | Elect Howard M. Bailey as Director | Management | For | For |
| 1.6 | Elect Thomas W. Steipp as Director | Management | For | For |
| 1.7 | Elect Richard W. Sevcik as Director | Management | For | For |
| 2 | Appoint Grant Thornton, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ALTERA CORPORATION
MEETING DATE: MAY 08, 2012 | TICKER: ALTR SECURITY ID: 021441100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John P. Daane | Management | For | For |
| 2 | Elect Director T. Michael Nevens | Management | For | For |
| 3 | Elect Director Elisha W. Finney | Management | For | For |
| 4 | Elect Director Kevin McGarity | Management | For | For |
| 5 | Elect Director Krish A. Prabhu | Management | For | For |
| 6 | Elect Director John Shoemaker | Management | For | For |
| 7 | Elect Director Thomas H. Waechter | Management | For | For |
| 8 | Elect Director Susan Wang | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 24, 2012 | TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director William B. Gordon | Management | For | For |
| 5 | Elect Director Jamie S. Gorelick | Management | For | For |
| 6 | Elect Director Blake G. Krikorian | Management | For | For |
| 7 | Elect Director Alain Monie | Management | For | For |
| 8 | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 9 | Elect Director Thomas O. Ryder | Management | For | For |
| 10 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Report on Climate Change | Shareholder | Against | Abstain |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: NOV 29, 2011 | TICKER: AMT SECURITY ID: 029912201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
AMPHENOL CORPORATION
MEETING DATE: MAY 23, 2012 | TICKER: APH SECURITY ID: 032095101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.2 | Elect Director John R. Lord | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: MAR 13, 2012 | TICKER: ADI SECURITY ID: 032654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ray Stata | Management | For | For |
| 2 | Elect Director Jerald G. Fishman | Management | For | For |
| 3 | Elect Director James A. Champy | Management | For | For |
| 4 | Elect Director John C. Hodgson | Management | For | For |
| 5 | Elect Director Yves-Andre Istel | Management | For | For |
| 6 | Elect Director Neil Novich | Management | For | For |
| 7 | Elect Director F. Grant Saviers | Management | For | For |
| 8 | Elect Director Paul J. Severino | Management | For | For |
| 9 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
ANSYS, INC.
MEETING DATE: MAY 17, 2012 | TICKER: ANSS SECURITY ID: 03662Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Smith | Management | For | For |
| 1.2 | Elect Director Bradford C. Morley | Management | For | For |
| 1.3 | Elect Director Patrick J. Zilvitis | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 23, 2012 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Timothy D. Cook | Management | For | For |
| 1.3 | Elect Director Millard S. Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert A. Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.8 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Conflict of Interest Report | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 16, 2011 | TICKER: AMCC SECURITY ID: 03822W406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Cesar Cesaratto | Management | For | For |
| 2 | Elect Director H.K. Desai | Management | For | For |
| 3 | Elect Director Paramesh Gopi | Management | For | For |
| 4 | Elect Director Paul R. Gray | Management | For | For |
| 5 | Elect Director Fred Shlapak | Management | For | For |
| 6 | Elect Director Arthur B. Stabenow | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Approve Omnibus Stock Plan | Management | For | Against |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ARIBA, INC.
MEETING DATE: JAN 20, 2012 | TICKER: ARBA SECURITY ID: 04033V203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harriet Edelman | Management | For | Withhold |
| 1.2 | Elect Director Richard A. Kashnow | Management | For | Withhold |
| 1.3 | Elect Director Robert D. Johnson | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ARM HOLDINGS PLC
MEETING DATE: MAY 03, 2012 | TICKER: ARM SECURITY ID: 042068106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4.0 | Elect Sir John Buchanan as Director | Management | For | For |
| 4.1 | Re-elect Warren East as Director | Management | For | For |
| 5 | Re-elect Andy Green as Director | Management | For | For |
| 6 | Re-elect Larry Hirst as Director | Management | For | For |
| 7 | Re-elect Mike Inglis as Director | Management | For | For |
| 8 | Re-elect Mike Muller as Director | Management | For | For |
| 9 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
| 10 | Re-elect Janice Roberts as Director | Management | For | For |
| 11 | Re-elect Philip Rowley as Director | Management | For | For |
| 12 | Re-elect Tim Score as Director | Management | For | For |
| 13 | Re-elect Simon Segars as Director | Management | For | For |
| 14 | Re-elect Young Sohn as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ARROW ELECTRONICS, INC.
MEETING DATE: MAY 04, 2012 | TICKER: ARW SECURITY ID: 042735100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry W. Perry | Management | For | For |
| 1.2 | Elect Director Philip K. Asherman | Management | For | For |
| 1.3 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.4 | Elect Director John N. Hanson | Management | For | For |
| 1.5 | Elect Director Richard S. Hill | Management | For | For |
| 1.6 | Elect Director M.F. (Fran) Keeth | Management | For | For |
| 1.7 | Elect Director Andrew C. Kerin | Management | For | For |
| 1.8 | Elect Director Michael J. Long | Management | For | For |
| 1.9 | Elect Director Stephen C. Patrick | Management | For | For |
| 1.10 | Elect Director John C. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARUBA NETWORKS, INC.
MEETING DATE: DEC 15, 2011 | TICKER: ARUN SECURITY ID: 043176106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominic P. Orr | Management | For | For |
| 1.2 | Elect Director Keerti Melkote | Management | For | For |
| 1.3 | Elect Director Bernard Guidon | Management | For | For |
| 1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
| 1.5 | Elect Director Michael R. Kourey | Management | For | For |
| 1.6 | Elect Director Douglas Leone | Management | For | For |
| 1.7 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.8 | Elect Director Juergen Rottler | Management | For | For |
| 1.9 | Elect Director Daniel Warmenhoven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ASIA PACIFIC SYSTEMS INC
MEETING DATE: JAN 16, 2012 | TICKER: 054620 SECURITY ID: Y22907102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Spin-Off Agreement | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| |
|---|
ASIA PACIFIC SYSTEMS INC
MEETING DATE: MAR 19, 2012 | TICKER: 054620 SECURITY ID: Y22907102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Elect Three Inside Directors and One Non-Independent Non-Executive Director (Bundled) | Management | For | Against |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| |
|---|
ASIAINFO-LINKAGE, INC.
MEETING DATE: APR 20, 2012 | TICKER: ASIA SECURITY ID: 04518A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jian (James) Ding | Management | For | For |
| 1.2 | Elect Director Yungang Lu | Management | For | For |
| 1.3 | Elect Director Libin Sun | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ASM INTERNATIONAL NV
MEETING DATE: MAY 15, 2012 | TICKER: ASM SECURITY ID: N07045201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2 | Receive Report of Management Board | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Approve Dividends of EUR 0.50 Per Share | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | For |
| 8a | Amend Articles Re: Dematerialization of Bearer Shares | Management | For | For |
| 8b | Amend Articles Re: Abolition of Maximum Term for Supervisory Board Members | Management | For | For |
| 9a | Reelect J.M.R. Danneels to Supervisory Board | Management | For | For |
| 9b | Reelect U. Schumacher to Supervisory Board | Management | For | For |
| 10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 10b | Grant Board Authority to Issue Shares in Connection with Remuneration Policy | Management | For | For |
| 10c | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a and 10b | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Receive Announcements Re: Investigation Concerning Market Valuation of the Company | Management | None | None |
| 13 | Allow Questions | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| |
|---|
ASM INTERNATIONAL NV
MEETING DATE: MAY 15, 2012 | TICKER: ASM SECURITY ID: N07045102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2 | Receive Report of Management Board | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Approve Dividends of EUR 0.50 Per Share | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | For |
| 8a | Amend Articles Re: Dematerialization of Bearer Shares | Management | For | For |
| 8b | Amend Articles Re: Abolition of Maximum Term for Supervisory Board Members | Management | For | For |
| 9a | Reelect J.M.R. Danneels to Supervisory Board | Management | For | For |
| 9b | Reelect U. Schumacher to Supervisory Board | Management | For | For |
| 10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 10b | Grant Board Authority to Issue Shares in Connection with Remuneration Policy | Management | For | For |
| 10c | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a and 10b | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Receive Announcements Re: Investigation Concerning Market Valuation of the Company | Management | None | None |
| 13 | Allow Questions | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| |
|---|
ASM PACIFIC TECHNOLOGY LTD.
MEETING DATE: APR 27, 2012 | TICKER: 00522 SECURITY ID: G0535Q133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of HK$0.80 Per Share | Management | For | For |
| 3 | Authorize Board to Fix Directors' Remuneration | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Share Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Amend Articles of Association of the Company | Management | For | For |
| 7 | Adopt Amended and Restated Articles of Association of the Company | Management | For | For |
| 8 | Fix Current Term of Appointment for all Existing Directors | Management | For | For |
| 9 | Reelect Lok Kam Chong, John as Director | Management | For | For |
| 10 | Reelect Lo Tsan Yin, Peter as Director | Management | For | For |
| 11 | Reelect Lee Shiu Hung, Robert as Director | Management | For | For |
| 12 | Reelect Orasa Livasiri as Independent Non-Executive Director | Management | For | For |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 25, 2012 | TICKER: ASML SECURITY ID: N07059186
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 0.46 Per Share | Management | For | For |
| 8 | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
| 9 | Approve the Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
| 10 | Notification of the Intended Extension of the Appointment Term of E. Meurice to the Management Board | Management | None | None |
| 11a | Reelect O. Bilous to Supervisory Board | Management | For | For |
| 11b | Reelect F.W. Frohlich to Supervisory Board | Management | For | For |
| 11c | Reelect A.P.M. van der Poel to Supervisory Board | Management | For | For |
| 12 | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg, P.F.M. van der Meer Mohr, W.T. Siegle, J.W.B. Westerburgen and W.H. Ziebart by Rotation in 2013 | Management | None | None |
| 13 | Ratify Deloitte Accountants as Auditors | Management | For | For |
| 14a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
| 14b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14a | Management | For | For |
| 14c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 14d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14c | Management | For | For |
| 15a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15b | Authorize Additionnal Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 17 | Other Business (Non-Voting) | Management | None | None |
| 18 | Close Meeting | Management | None | None |
| |
|---|
ASPEN TECHNOLOGY, INC.
MEETING DATE: DEC 08, 2011 | TICKER: AZPN SECURITY ID: 045327103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan C. Mcardle | Management | For | For |
| 1.2 | Elect Director Simon J. Orebi Gann | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ATHENAHEALTH, INC.
MEETING DATE: JUN 07, 2012 | TICKER: ATHN SECURITY ID: 04685W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Mann | Management | For | For |
| 1.2 | Elect Director David E. Robinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATMEL CORPORATION
MEETING DATE: MAY 17, 2012 | TICKER: ATML SECURITY ID: 049513104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven Laub | Management | For | For |
| 2 | Elect Director Tsung-ching Wu | Management | For | For |
| 3 | Elect Director David Sugishita | Management | For | For |
| 4 | Elect Director Papken Der Torossian | Management | For | For |
| 5 | Elect Director Jack L. Saltich | Management | For | For |
| 6 | Elect Director Charles Carinalli | Management | For | For |
| 7 | Elect Director Edward Ross | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATOS ORIGIN
MEETING DATE: JUL 01, 2011 | TICKER: ATO SECURITY ID: F06116101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Contribution from Siemens Beteiligungen Inland GmbH, its Valuation, its Remuneration, the Resulting Capital Increase, and Delegation of Powers to the Board to Acknowledge Completion of the Operation and Amend Bylaws to Reflect Changes in Capital | Management | For | For |
| 2 | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named OCEANE Reserved for Siemens Inland, up to an Aggregate Nominal Amount EUR 249,999,985 | Management | For | For |
| 3 | Approve Employee Stock Purchase Plan | Management | Against | Against |
| 4 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 5 | Change Company Name to AtoS, and Amend Article 3 of Bylaws Accordingly | Management | For | For |
| 6 | Amend Article 10.1 of Bylaws Re: Share Ownership Disclosure Threshold | Management | For | Against |
| 7 | Amend Article 28.5 of Bylaws Re: Attendance to General Meetings | Management | For | For |
| 8 | Elect Dr Roland Emil Busch as Director | Management | For | For |
| 9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
AUTODESK, INC.
MEETING DATE: JAN 06, 2012 | TICKER: ADSK SECURITY ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
AUTODESK, INC.
MEETING DATE: JUN 07, 2012 | TICKER: ADSK SECURITY ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carl Bass | Management | For | For |
| 2 | Elect Director Crawford W. Beveridge | Management | For | For |
| 3 | Elect Director J. Hallam Dawson | Management | For | For |
| 4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 5 | Elect Director Mary T. McDowell | Management | For | For |
| 6 | Elect Director Lorrie M. Norrington | Management | For | For |
| 7 | Elect Director Charles J. Robel | Management | For | For |
| 8 | Elect Director Stacy J. Smith | Management | For | For |
| 9 | Elect Director Steven M. West | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
AUTONAVI HOLDINGS LTD.
MEETING DATE: DEC 16, 2011 | TICKER: AMAP SECURITY ID: 05330F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| 2 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
AVAGO TECHNOLOGIES LIMITED
MEETING DATE: APR 04, 2012 | TICKER: AVGO SECURITY ID: Y0486S104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Hock E. Tan as Director | Management | For | For |
| 1b | Reelect Adam H. Clammer as Director | Management | For | For |
| 1c | Reelect John T. Dickson as Director | Management | For | For |
| 1d | Reelect James V. Diller as Director | Management | For | For |
| 1e | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1f | Reelect John Min-Chih Hsuan as Director | Management | For | For |
| 1g | Reelect Justine F. Lien as Director | Management | For | For |
| 1h | Reelect Donald Macleod as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 04, 2011 | TICKER: AVT SECURITY ID: 053807103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Richard Hamada | Management | For | For |
| 1.4 | Elect Director Ehud Houminer | Management | For | For |
| 1.5 | Elect Director James A. Lawrence | Management | For | For |
| 1.6 | Elect Director Frank R. Noonan | Management | For | For |
| 1.7 | Elect Director Ray M. Robinson | Management | For | For |
| 1.8 | Elect Director William H. Schumann, III | Management | For | For |
| 1.9 | Elect Director William P. Sullivan | Management | For | For |
| 1.10 | Elect Director Roy Vallee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
AXCELIS TECHNOLOGIES, INC.
MEETING DATE: MAY 02, 2012 | TICKER: ACLS SECURITY ID: 054540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward H. Braun | Management | For | For |
| 1.2 | Elect Director R. John Fletcher | Management | For | For |
| 1.3 | Elect Director Stephen R. Hardis | Management | For | For |
| 1.4 | Elect Director William C. Jennings | Management | For | For |
| 1.5 | Elect Director Joseph P. Keithley | Management | For | For |
| 1.6 | Elect Director Patrick H. Nettles | Management | For | For |
| 1.7 | Elect Director Mary G. Puma | Management | For | For |
| 1.8 | Elect Director H. Brian Thompson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANKRATE, INC.
MEETING DATE: JUN 13, 2012 | TICKER: RATE SECURITY ID: 06647F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Nelson | Management | For | For |
| 1.2 | Elect Director Richard J. Pinola | Management | For | For |
| 1.3 | Elect Director James Tieng | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
BENCHMARK ELECTRONICS, INC.
MEETING DATE: MAY 09, 2012 | TICKER: BHE SECURITY ID: 08160H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cary T. Fu | Management | For | For |
| 1.2 | Elect Director Michael R. Dawson | Management | For | For |
| 1.3 | Elect Director Gayla J. Delly | Management | For | For |
| 1.4 | Elect Director Peter G. Dorflinger | Management | For | For |
| 1.5 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.6 | Elect Director David W. Scheible | Management | For | For |
| 1.7 | Elect Director Bernee D.L. Strom | Management | For | For |
| 1.8 | Elect Director Clay C. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BIOSENSORS INTERNATIONAL GROUP LTD.
MEETING DATE: JUL 28, 2011 | TICKER: B20 SECURITY ID: G11325100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2a | Reelect Yoh-Chie Lu as Director | Management | For | Against |
| 2b | Reelect Peter V. Huggler as Director | Management | For | Against |
| 2c | Reelect Jeffrey B. Jump as Director | Management | For | Against |
| 3a | Reelect Soon Beng Aw as Director | Management | For | For |
| 3b | Reelect Vincent Ong as Director | Management | For | For |
| 3c | Reelect Adrian Chan Pengee as Director | Management | For | Against |
| 3d | Reelect Jack Wang Chicheng as Director | Management | For | Against |
| 3e | Reelect Bing Yuan as Director | Management | For | Against |
| 4 | Record the Retirement of John Zhao as Director | Management | None | None |
| 5 | Approve Directors' Fees of SGD 377,848 for the Year Ended March 31, 2011 | Management | For | For |
| 6 | Approve Directors' Fees of SGD 600,000 for the Year Ending March 31, 2012 | Management | For | For |
| 7 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Shares and Grant of Awards Pursuant to the Biosensors Performance Share Plan | Management | For | Against |
| |
|---|
BIOSENSORS INTERNATIONAL GROUP LTD.
MEETING DATE: SEP 28, 2011 | TICKER: B20 SECURITY ID: G11325100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of the Entire Equity Interest in Treasure Solution Ltd. | Management | For | For |
| 2 | Approve Issue of 260 Million New Shares for Payment of Part of the Consideration for the Acquisition | Management | For | For |
| 3 | Approve Issue of Convertible Notes in the Principal Amount of $120 Million as Part of the Consideration for the Acquisition | Management | For | For |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 21, 2011 | TICKER: BMC SECURITY ID: 055921100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert E. Beauchamp | Management | For | For |
| 2 | Elect Director Jon E. Barfield | Management | For | For |
| 3 | Elect Director Gary L. Bloom | Management | For | For |
| 4 | Elect Director Meldon K. Gafner | Management | For | For |
| 5 | Elect Director Mark J. Hawkins | Management | For | For |
| 6 | Elect Director Stephan A. James | Management | For | For |
| 7 | Elect Director P. Thomas Jenkins | Management | For | For |
| 8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 9 | Elect Director Kathleen A. O Neil | Management | For | For |
| 10 | Elect Director Tom C. Tinsley | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 15, 2012 | TICKER: BRCM SECURITY ID: 111320107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BROADSOFT, INC.
MEETING DATE: MAY 04, 2012 | TICKER: BSFT SECURITY ID: 11133B409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Goodman | Management | For | For |
| 1.2 | Elect Director Douglas L. Maine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 20, 2012 | TICKER: BRCD SECURITY ID: 111621306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Judy Bruner | Management | For | For |
| 2 | Elect Director John W. Gerdelman | Management | For | For |
| 3 | Elect Director David L. House | Management | For | For |
| 4 | Elect Director Glenn C. Jones | Management | For | For |
| 5 | Elect Director Michael Klayko | Management | For | For |
| 6 | Elect Director L. William Krause | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CAMELOT INFORMATION SYSTEMS INC
MEETING DATE: SEP 21, 2011 | TICKER: CIS SECURITY ID: 13322V105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Third Amended and Restated Memorandum and Articles of Association | Management | For | For |
| |
|---|
CANADIAN SOLAR INC.
MEETING DATE: JUN 11, 2012 | TICKER: CSIQ SECURITY ID: 136635109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Shawn (Xiaohua) Qu, Michael G. Potter, Robert McDermott, Lars-Eric Johansson and Harry E. Ruda as Directors | Management | For | For |
| 2 | Approve Deloitte Touche Tohmatsu CPA, Ltd as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CANDO CORP.
MEETING DATE: AUG 16, 2011 | TICKER: 8056 SECURITY ID: Y1082H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Sun Da-ming, a Representative of TPK Universal Solutions Limited, with Shareholder Number 21046 as Director | Management | For | Against |
| 1.2 | Elect Liu Shih-liang, a Representative of TPK Universal Solutions Limited, with Shareholder Number 21046 as Director | Management | For | Against |
| 1.3 | Elect Liu Shih-ming, a Representative of TPK Universal Solutions Limited, with Shareholder Number 21046 as Director | Management | For | Against |
| 1.4 | Elect Han Ching-shih, a Representative of China Development Venture Capital Co., Ltd., with Shareholder Number 18379 as Director | Management | For | Against |
| 1.5 | Elect Chang Tsui-yun with ID Number K200230662 as Independent Director | Management | For | For |
| 1.6 | Elect Chang Chia-ping with ID Number A100065708 as Independent Director | Management | For | For |
| 2 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Management | For | For |
| |
|---|
CANDO CORP.
MEETING DATE: OCT 05, 2011 | TICKER: 8056 SECURITY ID: Y1082H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Amendments on Articles of Association | Management | For | For |
| |
|---|
CAVIUM, INC.
MEETING DATE: JUN 08, 2012 | TICKER: CAVM SECURITY ID: 14964U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanjay Mehrotra | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CENTROTHERM PHOTOVOLTAICS AG
MEETING DATE: AUG 18, 2011 | TICKER: CTN SECURITY ID: D1498H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income, Dividends of EUR 0.50 per Share, and Bonus Dividends of EUR 0.20 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 5 | Authorize Management Board Not to Disclose Individualized Remuneration of its Members | Management | For | Against |
| 6 | Ratify ROEVERBROENNER GmbH & Co. KG as Auditors for Fiscal 2011 | Management | For | For |
| 7 | Approve Creation of EUR 2.8 Million Pool of Capital without Preemptive Rights | Management | For | For |
| |
|---|
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: JUN 07, 2012 | TICKER: CPW SECURITY ID: M22465104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Directors | Management | For | For |
| 2 | Reelect External Directors | Management | For | For |
| 2a | Indicate Personal/Controlling Interest in Proposed Agenda Item | Management | None | Against |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | Management | For | For |
| 4 | Approve Compensation of Chairman/CEO Including Option Grant | Management | For | For |
| 4a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
| 5 | Reauthorize Board Chairman to Serve as CEO | Management | For | For |
| 5a | Indicate Personal/Controlling Interest in Proposed Agenda Item | Management | None | Against |
| |
|---|
CHENG UEI PRECISION INDUSTRY CO. LTD.
MEETING DATE: JUN 12, 2012 | TICKER: 2392 SECURITY ID: Y13077105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings and Staff Bonus | Management | For | For |
| 4 | Amend the Articles of Association | Management | For | For |
| 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| |
|---|
CHIMEI INNOLUX CORP
MEETING DATE: JUN 29, 2012 | TICKER: 3481 SECURITY ID: Y14056108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Loss Appropriation | Management | For | For |
| 3 | Approve to Amend the Articles of Association | Management | For | For |
| 4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 5 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| 6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 7 | Approve Proposal of Capital Increase by Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Issuance of Marketable Securities via Private Placement According to the Market Conditions | Management | For | For |
| 8 | Approve to Issue the Restricted Stock | Management | For | For |
| 9.1 | Approve By-election of Director No.1 | Shareholder | None | Abstain |
| 9.2 | Approve By-election of Wang BoBo with ID No. A100072829 as Independent Director | Shareholder | For | For |
| 9.3 | Approve By-election of Supervisor No.1 | Shareholder | None | Abstain |
| 9.4 | Approve By-election of Supervisor No.2 | Shareholder | None | Abstain |
| 10 | Approve Release of Restrictions of Competitive Activities of Directors and Representatives | Management | For | Abstain |
| 11 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
CHINA KANGHUI HOLDINGS
MEETING DATE: SEP 05, 2011 | TICKER: KH SECURITY ID: 16890V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Yikang Jiang as Director | Management | For | For |
| 2 | Reelect Jun Du as Director | Management | For | For |
| 3 | Reelect Shuchun Gao as Director | Management | For | For |
| 4 | Ratify Ernst & Young Hua Ming as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Other Business (Voting) | Management | For | Against |
| |
|---|
CHINA MEDICAL SYSTEM HOLDINGS LTD.
MEETING DATE: SEP 14, 2011 | TICKER: 00867 SECURITY ID: G21108116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Bonus Issue | Management | For | For |
| |
|---|
CHINA MEDICAL SYSTEM HOLDINGS LTD.
MEETING DATE: APR 25, 2012 | TICKER: 00867 SECURITY ID: G21108124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of $0.008 Per Share for the Year Ended Dec. 31, 2011 | Management | For | For |
| 3a | Reelect Chen Hongbing as Executive Director | Management | For | For |
| 3b | Reelect Hui Ki Fat as Executive Director | Management | For | For |
| 3c | Reelect Hou Xiaoxuan as Non-Executive Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Bonus Issue | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CHINA REAL ESTATE INFORMATION CORPORATION
MEETING DATE: APR 19, 2012 | TICKER: CRIC SECURITY ID: 16948Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CHINACACHE INTERNATIONAL HOLDINGS LTD.
MEETING DATE: JUL 12, 2011 | TICKER: CCIH SECURITY ID: 16950M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Adoption of 2011 Share Incentive Plan | Management | For | Against |
| |
|---|
CHINASOFT INTERNATIONAL LTD.
MEETING DATE: MAR 12, 2012 | TICKER: 00354 SECURITY ID: G2110A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Huawei IT Outsourcing Agreement and Related Annual Caps | Management | For | For |
| |
|---|
CHINASOFT INTERNATIONAL LTD.
MEETING DATE: MAY 18, 2012 | TICKER: 00354 SECURITY ID: G2110A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Reelect Chen Yuhong as Director | Management | For | Against |
| 2b | Reelect Tang Zhenming as Director | Management | For | Against |
| 2c | Reelect Zhang Yaqin as Director | Management | For | Against |
| 2d | Reelect Leung Wing Yin Patrick as Director | Management | For | Against |
| 2e | Reelect Zhao John Huan as Director | Management | For | Against |
| 2f | Reelect Lin Sheng as Director | Management | For | Against |
| 3 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | Management | For | For |
| |
|---|
CHROMA ATE INC.
MEETING DATE: JUN 06, 2012 | TICKER: 2360 SECURITY ID: Y1604M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Amend the Articles of Association | Management | For | For |
| 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5 | Approve to Amend Trading Procedures Governing Derivatives Products | Management | For | For |
| 6 | Elect I-Shih Tseng, a Representative of CHROMA INVESTMENT CO., LTD with Shareholder No.12744, as Director | Shareholder | None | Abstain |
| 7 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Management | For | Abstain |
| |
|---|
CIENA CORPORATION
MEETING DATE: MAR 21, 2012 | TICKER: CIEN SECURITY ID: 171779309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bruce L. Claflin | Management | For | For |
| 2 | Elect Director Patrick T. Gallagher | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: DEC 07, 2011 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Arun Sarin | Management | For | For |
| 11 | Elect Director Steven M. West | Management | For | For |
| 12 | Elect Director Jerry Yang | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| 18 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| 19 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 24, 2012 | TICKER: CTXS SECURITY ID: 177376100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas F. Bogan | Management | For | For |
| 2 | Elect Director Nanci E. Caldwell | Management | For | For |
| 3 | Elect Director Gary E. Morin | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 05, 2012 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Francisco D'Souza | Management | For | For |
| 2 | Elect Director John N. Fox, Jr. | Management | For | For |
| 3 | Elect Director Thomas M. Wendel | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
COMBA TELECOM SYSTEMS HOLDINGS LTD.
MEETING DATE: MAY 17, 2012 | TICKER: 02342 SECURITY ID: G22972114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of HK$0.07 Per Share | Management | For | For |
| 3a | Reelect Tong Chak Wai, Wilson as Executive Director | Management | For | Against |
| 3b | Reelect Zheng Guo Bao as Executive Director | Management | For | Against |
| 3c | Reelect Zhang Yuan Jian as Executive Director | Management | For | Against |
| 3d | Reelect Lau Siu Ki, Kevin as Independent Non-Executive Director | Management | For | Against |
| 3e | Reelect Liu Cai as Independent Non-Executive Director | Management | For | Against |
| 3f | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Approve Refreshment of the Scheme Mandate Limit Under the Share Option Scheme | Management | For | For |
| 9 | Approve Refreshment of the Scheme Mandate Limit Under the Share Award Scheme | Management | For | For |
| 10 | Approve Amendments of Memorandum and Articles of Association of the Company | Management | For | For |
| 11 | Adopt Amended Memorandum of Association of the Company | Management | For | For |
| 12 | Adopt Amended Articles of Association of the Company | Management | For | For |
| |
|---|
COMMVAULT SYSTEMS, INC.
MEETING DATE: AUG 24, 2011 | TICKER: CVLT SECURITY ID: 204166102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allan G. Bunte | Management | For | For |
| 1.2 | Elect Director Frank J. Fanzilli, Jr. | Management | For | For |
| 1.3 | Elect Director Daniel Pulver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COMPUWARE CORPORATION
MEETING DATE: AUG 23, 2011 | TICKER: CPWR SECURITY ID: 205638109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis W. Archer | Management | For | For |
| 1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
| 1.3 | Elect Director William O. Grabe | Management | For | For |
| 1.4 | Elect Director Frederick A. Henderson | Management | For | For |
| 1.5 | Elect Director Peter Karmanos, Jr. | Management | For | For |
| 1.6 | Elect Director Faye Alexander Nelson | Management | For | For |
| 1.7 | Elect Director Robert C. Paul | Management | For | For |
| 1.8 | Elect Director Glenda D. Price | Management | For | For |
| 1.9 | Elect Director W. James Prowse | Management | For | For |
| 1.10 | Elect Director G. Scott Romney | Management | For | For |
| 1.11 | Elect Director Ralph J. Szygenda | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
COMVERSE TECHNOLOGY, INC.
MEETING DATE: JUN 28, 2012 | TICKER: CMVT SECURITY ID: 205862402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1 | Elect Director Susan D. Bowick | Management | For | For |
| 2 | Elect Director Charles J. Burdick | Management | For | For |
| 3 | Elect Director Robert Dubner | Management | For | For |
| 4 | Elect Director Augustus K. Oliver | Management | For | For |
| 5 | Elect Director Theodore H. Schell | Management | For | For |
| 6 | Elect Director Mark C. Terrell | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Stephen Andrews | Shareholder | Do Not Vote | Did Not Vote |
| 1.2 | Elect Director James Budge | Shareholder | Do Not Vote | Did Not Vote |
| 1.3 | Elect Director Doron Inbar | Shareholder | Do Not Vote | Did Not Vote |
| 1.4 | Elect Director Richard Nottenburg | Shareholder | Do Not Vote | Did Not Vote |
| 2 | Ratify Auditors | Management | Do Not Vote | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Did Not Vote |
| |
|---|
CONCUR TECHNOLOGIES, INC.
MEETING DATE: MAR 14, 2012 | TICKER: CNQR SECURITY ID: 206708109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Steven Singh | Management | For | For |
| 1.2 | Elect Director Jeffrey T. Seely | Management | For | For |
| 1.3 | Elect Director Randall H. Talbot | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 04, 2012 | TICKER: CSOD SECURITY ID: 21925Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Byron B. Deeter | Management | For | For |
| 1.2 | Elect Director S. Steven Singh | Management | For | For |
| 1.3 | Elect Director Robert D. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CREE, INC.
MEETING DATE: OCT 25, 2011 | TICKER: CREE SECURITY ID: 225447101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Franco Plastina | Management | For | For |
| 1.5 | Elect Director Alan J. Ruud | Management | For | For |
| 1.6 | Elect Director Robert L. Tillman | Management | For | For |
| 1.7 | Elect Director Harvey A. Wagner | Management | For | For |
| 1.8 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CSR PLC
MEETING DATE: AUG 30, 2011 | TICKER: CSR SECURITY ID: G1790J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger with Zoran Corporation | Management | For | For |
| 2 | Approve 2011 Executive Incentive Plan | Management | For | For |
| 3 | Amend Share Option Plan | Management | For | For |
| 4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 6 | Authorise Market Purchase | Management | For | For |
| |
|---|
CYMER, INC.
MEETING DATE: MAY 22, 2012 | TICKER: CYMI SECURITY ID: 232572107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Abbe | Management | For | For |
| 1.2 | Elect Director Robert P. Akins | Management | For | For |
| 1.3 | Elect Director Edward H. Braun | Management | For | For |
| 1.4 | Elect Director Michael R. Gaulke | Management | For | For |
| 1.5 | Elect Director William G. Oldham | Management | For | For |
| 1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
| 1.7 | Elect Director Peter J. Simone | Management | For | For |
| 1.8 | Elect Director Young K. Sohn | Management | For | For |
| 1.9 | Elect Director Jon D. Tompkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 11, 2012 | TICKER: CY SECURITY ID: 232806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T.J. Rodgers | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.4 | Elect Director Lloyd Carney | Management | For | For |
| 1.5 | Elect Director James R. Long | Management | For | For |
| 1.6 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.7 | Elect Director J.D. Sherman | Management | For | For |
| 1.8 | Elect Director Wilbert van den Hoek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DAINIPPON SCREEN MFG. CO. LTD.
MEETING DATE: JUN 27, 2012 | TICKER: 7735 SECURITY ID: J10626109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| 2.1 | Elect Director Ishida, Akira | Management | For | For |
| 2.2 | Elect Director Hashimoto, Masahiro | Management | For | For |
| 2.3 | Elect Director Ryonai, Osamu | Management | For | For |
| 2.4 | Elect Director Arita, Masashi | Management | For | For |
| 2.5 | Elect Director Kakiuchi, Eiji | Management | For | For |
| 2.6 | Elect Director Minamishima, Shin | Management | For | For |
| 2.7 | Elect Director Tateishi, Yoshio | Management | For | For |
| 2.8 | Elect Director Isayama, Takeshi | Management | For | For |
| 2.9 | Elect Director Matsumoto, Toru | Management | For | For |
| 3.1 | Appoint Statutory Auditor Noguri, Kazuya | Management | For | For |
| 3.2 | Appoint Statutory Auditor Miyawaki, Tatsuo | Management | For | For |
| 3.3 | Appoint Statutory Auditor Mori, Mikio | Management | For | Against |
| 3.4 | Appoint Statutory Auditor Tsutsumi, Tsutomu | Management | For | Against |
| 4 | Appoint Alternate Statutory Auditor Toyobe, Katsuyuki | Management | For | Against |
| |
|---|
DEALERTRACK HOLDINGS, INC.
MEETING DATE: JUN 20, 2012 | TICKER: TRAK SECURITY ID: 242309102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Foy | Management | For | For |
| 1.2 | Elect Director James David Power, III | Management | For | For |
| 1.3 | Elect Director Howard L. Tischler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Change Company Name | Management | For | For |
| |
|---|
DEMANDTEC, INC
MEETING DATE: AUG 03, 2011 | TICKER: DMAN SECURITY ID: 24802R506
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald R. Baker | Management | For | For |
| 2 | Elect Director Linda Fayne Levinson | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DEMANDTEC, INC.
MEETING DATE: FEB 14, 2012 | TICKER: DMAN SECURITY ID: 24802R506
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
DENTSU INC.
MEETING DATE: JUN 28, 2012 | TICKER: 4324 SECURITY ID: J1207N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
| 2.1 | Elect Director Ishii, Tadashi | Management | For | For |
| 2.2 | Elect Director Takashima, Tatsuyoshi | Management | For | For |
| 2.3 | Elect Director Nakamoto, Shoichi | Management | For | For |
| 2.4 | Elect Director Utsumi, Tomoki | Management | For | For |
| 2.5 | Elect Director Sugimoto, Akira | Management | For | For |
| 2.6 | Elect Director Shimura, Kaoru | Management | For | For |
| 2.7 | Elect Director Kato, Yuzuru | Management | For | For |
| 2.8 | Elect Director Akiyama, Ryuuhei | Management | For | For |
| 2.9 | Elect Director Matsushima, Kunihiro | Management | For | For |
| 2.10 | Elect Director Ishikawa, Satoshi | Management | For | For |
| 2.11 | Elect Director Nakata, Masahiro | Management | For | For |
| 3.1 | Appoint Statutory Auditor Tsuruda, Tomoharu | Management | For | For |
| 3.2 | Appoint Statutory Auditor Toyama, Atsuko | Management | For | For |
| 3.3 | Appoint Statutory Auditor Koga, Kentaro | Management | For | For |
| 4 | Approve Annual Bonus Payment to Directors | Management | For | For |
| |
|---|
DIGITAL CHINA HOLDINGS LIMITED
MEETING DATE: AUG 15, 2011 | TICKER: 00861 SECURITY ID: G2759B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Andrew Y. Yan as Director | Management | For | For |
| 3b | Reelect Hu Zhaoguang as Director | Management | For | For |
| 3c | Reelect Ni Hong (Hope) as Director | Management | For | For |
| 3d | Reelect Ong Ka Lueng, Peter as Director | Management | For | For |
| 3e | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 6 | Adopt New Share Option Scheme | Management | For | For |
| 7a | Amend Bylaws of the Company | Management | For | For |
| 7b | Adopt the Amended and Restated Bylaws | Management | For | For |
| |
|---|
DIGITAL GARAGE, INC.
MEETING DATE: SEP 27, 2011 | TICKER: 4819 SECURITY ID: J1229F109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Iwai, Naohiko | Management | For | For |
| 1.2 | Elect Director Soda, Makoto | Management | For | For |
| 2 | Approve Deep Discount Stock Option Plan | Management | For | For |
| 3 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| |
|---|
DIODES INCORPORATED
MEETING DATE: MAY 22, 2012 | TICKER: DIOD SECURITY ID: 254543101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C.H. Chen | Management | For | For |
| 1.2 | Elect Director Michael R. Giordano | Management | For | For |
| 1.3 | Elect Director L.P. Hsu | Management | For | For |
| 1.4 | Elect Director Keh-Shew Lu | Management | For | For |
| 1.5 | Elect Director Raymond Soong | Management | For | For |
| 1.6 | Elect Director John M. Stich | Management | For | For |
| 1.7 | Elect Director Michael K.C. Tsai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DISH NETWORK CORPORATION
MEETING DATE: MAY 02, 2012 | TICKER: DISH SECURITY ID: 25470M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph P. Clayton | Management | For | For |
| 1.2 | Elect Director James DeFranco | Management | For | For |
| 1.3 | Elect Director Cantey M. Ergen | Management | For | For |
| 1.4 | Elect Director Charles W. Ergen | Management | For | For |
| 1.5 | Elect Director Steven R. Goodbarn | Management | For | For |
| 1.6 | Elect Director Gary S. Howard | Management | For | For |
| 1.7 | Elect Director David K. Moskowitz | Management | For | For |
| 1.8 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.9 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
DUKSAN HI METAL CO.
MEETING DATE: MAR 23, 2012 | TICKER: 077360 SECURITY ID: Y2113Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | Against |
| 3.1 | Reelect Lee Joon-Ho as Inside Director | Management | For | Against |
| 3.2 | Reelect Gang Byung-Joo as Inside Director | Management | For | Against |
| 3.3 | Reelect Lee Soo-Hoon as Inside Director | Management | For | Against |
| 3.4 | Elect Kim Yoon-Hee as OutsideDirector | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| 6 | Approve Stock Option Grants | Management | For | For |
| 7 | Amend Terms of Severance Payments to Executives | Management | For | Against |
| |
|---|
EBAY INC.
MEETING DATE: APR 26, 2012 | TICKER: EBAY SECURITY ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Marc L. Andreessen | Management | For | For |
| 2 | Elect Director William C. Ford, Jr. | Management | For | For |
| 3 | Elect Director Dawn G. Lepore | Management | For | For |
| 4 | Elect Director Kathleen C. Mitic | Management | For | For |
| 5 | Elect Director Pierre M. Omidyar | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | Against |
| 8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 9 | Declassify the Board of Directors | Management | For | For |
| 10 | Provide Right to Call Special Meeting | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
EDUCOMP SOLUTIONS LTD.
MEETING DATE: JUL 23, 2011 | TICKER: 532696 SECURITY ID: Y22514114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $250 Million and Restructuring of $78.5 Million Outstanding Foreign Currency Convertible Bonds | Management | For | For |
| 2 | Approve Increase in Authorized Share Capital from INR 250 Million to INR 300 Million by the Creation of 25 Million Equity Shares of INR 2.00 Each and Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
| 3 | Approve Employee Stock Option Scheme 2011 (ESOP Scheme 2011) | Management | For | For |
| 4 | Approve Stock Option Plan Grants to Employees of Subsidiary Companies Under the ESOP Scheme 2011 | Management | For | For |
| |
|---|
EDUCOMP SOLUTIONS LTD.
MEETING DATE: SEP 24, 2011 | TICKER: 532696 SECURITY ID: Y22514114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 0.60 Per Share | Management | For | For |
| 3 | Reappoint S. Srivastava as Director | Management | For | For |
| 4 | Reappoint R.K. Luthra as Director | Management | For | Against |
| 5 | Approve Anupam Bansal & Co and Haribhakti & Co as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
EMC CORPORATION
MEETING DATE: MAY 01, 2012 | TICKER: EMC SECURITY ID: 268648102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael W. Brown | Management | For | For |
| 2 | Elect Director Randolph L. Cowen | Management | For | For |
| 3 | Elect Director Gail Deegan | Management | For | For |
| 4 | Elect Director James S. DiStasio | Management | For | For |
| 5 | Elect Director John R. Egan | Management | For | For |
| 6 | Elect Director Edmund F. Kelly | Management | For | For |
| 7 | Elect Director Windle B. Priem | Management | For | For |
| 8 | Elect Director Paul Sagan | Management | For | For |
| 9 | Elect Director David N. Strohm | Management | For | For |
| 10 | Elect Director Joseph M. Tucci | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENTEGRIS, INC.
MEETING DATE: MAY 02, 2012 | TICKER: ENTG SECURITY ID: 29362U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gideon Argov | Management | For | For |
| 1.2 | Elect Director Michael A. Bradley | Management | For | For |
| 1.3 | Elect Director Marvin D. Burkett | Management | For | For |
| 1.4 | Elect Director R. Nicholas Burns | Management | For | For |
| 1.5 | Elect Director Daniel W. Christman | Management | For | For |
| 1.6 | Elect Director Roger D. McDaniel | Management | For | For |
| 1.7 | Elect Director Paul L.H. Olson | Management | For | For |
| 1.8 | Elect Director Brian F. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EPISTAR CORP.
MEETING DATE: JUN 27, 2012 | TICKER: 2448 SECURITY ID: Y2298F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Approve Allocation of Cash Dividend from Capital Reserves | Management | For | For |
| 4 | Approve Issuance of Ordinary Shares via Private Placement | Management | For | For |
| 5 | Approve to Issue the Restricted Stock | Management | For | For |
| 6 | Approve to Amend the Articles of Association | Management | For | For |
| 7 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 8 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| 9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
F5 NETWORKS, INC.
MEETING DATE: MAR 15, 2012 | TICKER: FFIV SECURITY ID: 315616102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jonathan Chadwick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 02, 2012 | TICKER: FCS SECURITY ID: 303726103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles P. Carinalli | Management | For | For |
| 2 | Elect Director Randy W. Carson | Management | For | For |
| 3 | Elect Director Terry A. Klebe | Management | For | For |
| 4 | Elect Director Anthony Lear | Management | For | For |
| 5 | Elect Director Thomas L. Magnanti | Management | For | For |
| 6 | Elect Director Kevin J. McGarity | Management | For | For |
| 7 | Elect Director Bryan R. Roub | Management | For | For |
| 8 | Elect Director Ronald W. Shelly | Management | For | For |
| 9 | Elect Director Mark S. Thompson | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Reduce Supermajority Vote Requirement | Management | For | For |
| 13 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
FANUC CORP.
MEETING DATE: JUN 28, 2012 | TICKER: 6954 SECURITY ID: J13440102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 99.01 | Management | For | For |
| 2.1 | Elect Director Inaba, Yoshiharu | Management | For | For |
| 2.2 | Elect Director Yamaguchi, Kenji | Management | For | For |
| 2.3 | Elect Director Gonda, Yoshihiro | Management | For | For |
| 2.4 | Elect Director Richard E. Schneider | Management | For | For |
| 2.5 | Elect Director Uchida, Hiroyuki | Management | For | For |
| 2.6 | Elect Director Matsubara, Shunsuke | Management | For | For |
| 2.7 | Elect Director Kosaka, Tetsuya | Management | For | For |
| 2.8 | Elect Director Kohari, Katsuo | Management | For | For |
| 2.9 | Elect Director Okada, Toshiya | Management | For | For |
| 2.10 | Elect Director Hiramoto, Kazuyuki | Management | For | For |
| 2.11 | Elect Director Olaf C. Gehrels | Management | For | For |
| 2.12 | Elect Director Aoyama, Kazunari | Management | For | For |
| 2.13 | Elect Director Ito, Takayuki | Management | For | For |
| 2.14 | Elect Director Yamada, Yuusaku | Management | For | For |
| 2.15 | Elect Director Hishikawa, Tetsuo | Management | For | For |
| 2.16 | Elect Director Noda, Hiroshi | Management | For | For |
| 3 | Appoint Statutory Auditor Harada, Hajime | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 30, 2012 | TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William P. Foley, II | Management | For | For |
| 2 | Elect Director Thomas M. Hagerty | Management | For | For |
| 3 | Elect Director Keith W. Hughes | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| |
|---|
FINISAR CORPORATION
MEETING DATE: NOV 28, 2011 | TICKER: FNSR SECURITY ID: 31787A507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eitan Gertel | Management | For | For |
| 1.2 | Elect Director Thomas E. Pardun | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 23, 2012 | TICKER: FISV SECURITY ID: 337738108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel P. Kearney | Management | For | For |
| 1.2 | Elect Director Jeffery W. Yabuki | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
FORTINET, INC.
MEETING DATE: JUN 14, 2012 | TICKER: FTNT SECURITY ID: 34959E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chenming Hu | Management | For | For |
| 1.2 | Elect Director Hong Liang Lu | Management | For | For |
| 1.3 | Elect Director Ken Xie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FREESCALE SEMICONDUCTOR HOLDINGS I, LTD.
MEETING DATE: APR 25, 2012 | TICKER: FSL SECURITY ID: G3727Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Beyer | Management | For | For |
| 1.2 | Elect Director Chinh E. Chu | Management | For | For |
| 1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.4 | Elect Director Thomas H. Lister | Management | For | For |
| 1.5 | Elect Director John W. Marren | Management | For | For |
| 1.6 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.7 | Elect Director James A. Quella | Management | For | For |
| 1.8 | Elect Director Peter Smitham | Management | For | For |
| 1.9 | Elect Director Gregory L. Summe | Management | For | For |
| 1.10 | Elect Director Claudius E. Watts, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change Company Name to Freescale Semiconductor, Ltd. | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FURUKAWA ELECTRIC CO. LTD.
MEETING DATE: JUN 26, 2012 | TICKER: 5801 SECURITY ID: J16464117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Accounting Transfers | Management | For | For |
| 2.1 | Elect Director Yoshida, Masao | Management | For | For |
| 2.2 | Elect Director Shibata, Mitsuyoshi | Management | For | For |
| 2.3 | Elect Director Yoshino, Tetsuo | Management | For | For |
| 2.4 | Elect Director Fujita, Sumitaka | Management | For | For |
| 2.5 | Elect Director Sakura, Hideo | Management | For | For |
| 2.6 | Elect Director Yanagimoto, Masahiro | Management | For | For |
| 2.7 | Elect Director Sato, Tetsuya | Management | For | For |
| 2.8 | Elect Director Ueyama, Michio | Management | For | For |
| 2.9 | Elect Director Yanagawa, Hisaharu | Management | For | For |
| 2.10 | Elect Director Amano, Nozomu | Management | For | For |
| 2.11 | Elect Director Suzuki, Yoshihiro | Management | For | For |
| 3.1 | Appoint Statutory Auditor Ogawa, Hiromasa | Management | For | For |
| 3.2 | Appoint Statutory Auditor Ito, Takahiko | Management | For | For |
| 3.3 | Appoint Statutory Auditor Fujita, Yuzuru | Management | For | Against |
| |
|---|
GCL-POLY ENERGY HOLDINGS LTD.
MEETING DATE: JUL 12, 2011 | TICKER: 03800 SECURITY ID: G3774X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Connected Transactions with Related Parties and Related Annual Caps | Management | For | For |
| |
|---|
GCL-POLY ENERGY HOLDINGS LTD.
MEETING DATE: MAY 28, 2012 | TICKER: 03800 SECURITY ID: G3774X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Sun Wei as Executive Director | Management | For | Against |
| 3b | Reelect Zhu Yu Feng as Executive Director | Management | For | Against |
| 3c | Reelect Chau Kwok Man, Cliff as Non-Executive Director | Management | For | Against |
| 3d | Reelect Zhang Qing as Non-Executive Director | Management | For | Against |
| 3e | Reelect Qian Zhi Xin as Independent Non-Executive Director | Management | For | Against |
| 3f | Reelect Yip Tai Him as Independent Non-Executive Director | Management | For | For |
| 3g | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
GEMALTO
MEETING DATE: MAY 24, 2012 | TICKER: GTO SECURITY ID: N3465M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | For |
| 4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4b | Approve Dividends of EUR 0.31 Per Share | Management | For | For |
| 5a | Approve Discharge of CEO | Management | For | For |
| 5b | Approve Discharge of Non-Executive Directors | Management | For | For |
| 6a | Elect Olivier Piou as Executive to Board of Directors | Management | For | For |
| 6b | Reelect Johannes Fritz to Board of Directors | Management | For | For |
| 6c | Reelect Arthur van der Poel to Board of Directors | Management | For | For |
| 6d | Elect Yen Yen Tan to Board of Directors | Management | For | For |
| 6e | Elect Drina Yue to Board of Directors | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 9 | Allow Questions | Management | None | None |
| 10 | Close Meeting | Management | None | None |
| |
|---|
GENESIS PHOTONICS INC.
MEETING DATE: JUN 19, 2012 | TICKER: 3383 SECURITY ID: Y26927106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
| 4 | Amend the Articles of Association | Management | For | For |
| 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
| 7 | Approve Cash Capital Increase by Issuing New Shares via Private Placement | Management | For | For |
| 8 | Approve to Issue the Restricted Stock | Management | For | For |
| 9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
GLOBAL UNICHIP CORP.
MEETING DATE: MAY 17, 2012 | TICKER: 3443 SECURITY ID: Y2724H106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
GOOGLE INC.
MEETING DATE: JUN 21, 2012 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Authorize a New Class of Common Stock | Management | For | Against |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
| 9 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Shareholder | Against | Against |
| 10 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
| |
|---|
HAIER ELECTRONICS GROUP CO LTD
MEETING DATE: MAY 29, 2012 | TICKER: 01169 SECURITY ID: G42313125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a1 | Reelect Yang Mian Mian as Executive Director | Management | For | For |
| 2a2 | Reelect Zhou Yun Jie as Executive Director | Management | For | For |
| 2a3 | Reelect Janine Junyuan Feng as Non-Executive Director | Management | For | For |
| 2a4 | Reelect Yu Hon To, David as Independent Non-Executive Director | Management | For | For |
| 2a5 | Reelect Gui Zhaoyu as Alternate Director to Janine Junyuan Feng | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HANWHA SOLARONE CO., LTD.
MEETING DATE: DEC 20, 2011 | TICKER: HSOL SECURITY ID: 41135V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David N.K. Wang as Director | Management | For | For |
| 2 | Elect Hee Cheul Kim as Director | Management | For | For |
| 3 | Authorize Board to Determine the Manner and Any Other Terms of Any Repurchase or Redemption of Ordinary Shares and ADSs of the Company | Management | For | For |
| 4 | Approve All Prior Repurchases of Ordinary Shares and ADSs of the Company | Management | For | For |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 21, 2012 | TICKER: HPQ SECURITY ID: 428236103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Marc L. Andreessen | Management | For | For |
| 2 | Elect Director Shumeet Banerji | Management | For | For |
| 3 | Elect Director Rajiv L. Gupta | Management | For | For |
| 4 | Elect Director John H. Hammergren | Management | For | For |
| 5 | Elect Director Raymond. J. Lane | Management | For | For |
| 6 | Elect Director Ann M. Livermore | Management | For | For |
| 7 | Elect Director G. M. Reiner | Management | For | For |
| 8 | Elect Director Patricia. F. Russo | Management | For | For |
| 9 | Elect Director G. Kennedy Thompson | Management | For | For |
| 10 | Elect Director Margaret C. Whitman | Management | For | For |
| 11 | Elect Director Ralph. V. Whitworth | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
| |
|---|
HISOFT TECHNOLOGY INTERNATIONAL LIMITED
MEETING DATE: OCT 17, 2011 | TICKER: HSFT SECURITY ID: 43358R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Pehong Chen | Management | For | For |
| 2 | Elect Director Lau Chun Wah Davy | Management | For | For |
| 3 | Elect Director Lee Hongwei Jenny | Management | For | For |
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration for Fiscal Year 2010 | Management | For | For |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration Fiscal Year 2011 | Management | For | For |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
HITTITE MICROWAVE CORPORATION
MEETING DATE: MAY 15, 2012 | TICKER: HITT SECURITY ID: 43365Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Daly | Management | For | For |
| 1.2 | Elect Director Ernest L. Godshalk | Management | For | For |
| 1.3 | Elect Director Rick D. Hess | Management | For | For |
| 1.4 | Elect Director Adrienne M. Markham | Management | For | For |
| 1.5 | Elect Director Brian P. McAloon | Management | For | For |
| 1.6 | Elect Director Cosmo S. Trapani | Management | For | For |
| 1.7 | Elect Director Franklin Weigold | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HIWIN TECHNOLOGIES CORP.
MEETING DATE: JUN 22, 2012 | TICKER: 2049 SECURITY ID: Y3226A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
| 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| |
|---|
HON HAI PRECISION INDUSTRY CO., LTD.
MEETING DATE: JUN 18, 2012 | TICKER: 2317 SECURITY ID: Y36861105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of 2011 Profit | Management | For | For |
| 4 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
| 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| 7 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 8 | Amend the Articles of Association | Management | For | For |
| 9 | Approve to Issue the Restricted Stock | Management | For | For |
| 10 | Approve to Issue the Employee Stock Options with Price Lower than the Current Price | Management | For | Against |
| |
|---|
ILLUMINA, INC.
MEETING DATE: APR 18, 2012 | TICKER: ILMN SECURITY ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director A. Blaine Bowman | Management | For | For |
| 1.2 | Elect Director Karin Eastham | Management | For | For |
| 1.3 | Elect Director Jay T. Flatley | Management | For | For |
| 1.4 | Elect Director William H. Rastetter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | Against | Against |
| 5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | Against | Against |
| 6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | Withhold | Withhold |
| 6.2 | Elect Shareholder Nominee David Dodd | Shareholder | Withhold | Withhold |
| 7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Bary Bailey | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Dwight Crane | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Michael Griffith | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Jay Hunt | Shareholder | For | Did Not Vote |
| 2 | Ratify Auditors | Management | None | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | For | Did Not Vote |
| 5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | For | Did Not Vote |
| 6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | For | Did Not Vote |
| 6.2 | Elect Shareholder Nominee David Dodd | Shareholder | For | Did Not Vote |
| 7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | For | Did Not Vote |
| |
|---|
IMAGINATION TECHNOLOGIES GROUP PLC
MEETING DATE: AUG 19, 2011 | TICKER: IMG SECURITY ID: G47104107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Geoff Shingles as Director | Management | For | Against |
| 4 | Re-elect Hossein Yassaie as Director | Management | For | Against |
| 5 | Elect Richard Smith as Director | Management | For | Against |
| 6 | Elect David Anderson as Director | Management | For | For |
| 7 | Re-elect Ian Pearson as Director | Management | For | For |
| 8 | Re-elect David Hurst-Brown as Director | Management | For | For |
| 9 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
IMAX CORPORATION
MEETING DATE: JUN 05, 2012 | TICKER: IMX SECURITY ID: 45245E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil S. Braun | Management | For | For |
| 1.2 | Elect Director Garth M. Girvan | Management | For | For |
| 1.3 | Elect Director David W. Leebron | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INFINEON TECHNOLOGIES AG
MEETING DATE: MAR 08, 2012 | TICKER: IFX SECURITY ID: D35415104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010/2011 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2010/2011 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2010/2011 | Management | For | For |
| 5 | Ratify KPMG as Auditors for Fiscal 2011/2012 | Management | For | For |
| |
|---|
INFINERA CORPORATION
MEETING DATE: MAY 16, 2012 | TICKER: INFN SECURITY ID: 45667G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan Maydan | Management | For | For |
| 1.2 | Elect Director Paul J. Milbury | Management | For | For |
| 1.3 | Elect Director David F. Welch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
INFO EDGE (INDIA) LIMITED
MEETING DATE: JUN 13, 2012 | TICKER: 532777 SECURITY ID: Y40353107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Share Capital and Amend Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
| 2 | Approve Bonus Issue | Management | For | For |
| |
|---|
INFORMATICA CORPORATION
MEETING DATE: MAY 31, 2012 | TICKER: INFA SECURITY ID: 45666Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Sohaib Abbasi | Management | For | For |
| 2 | Elect Director Geoffrey W. Squire | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INOTERA MEMORIES, INC.
MEETING DATE: MAY 31, 2012 | TICKER: 3474 SECURITY ID: Y4084K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Statement of Profit and Loss Appropriation | Management | For | For |
| 3 | Approve to Amend the Articles of Association | Management | For | For |
| 4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 5 | Approve to Amend Trading Procedures Governing Derivatives Products | Management | For | For |
| 6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 7 | Transact Other Business | Management | None | None |
| |
|---|
INPHI CORPORATION
MEETING DATE: DEC 08, 2011 | TICKER: IPHI SECURITY ID: 45772F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
INPHI CORPORATION
MEETING DATE: MAY 24, 2012 | TICKER: IPHI SECURITY ID: 45772F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Diosdado P. Banatao | Management | For | For |
| 1.2 | Elect Director Ford Tamer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INSYDE SOFTWARE CORP.
MEETING DATE: NOV 10, 2011 | TICKER: 6231 SECURITY ID: Y4092X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of 2011 Second Domestic Unsecured Convertible Bonds via a Private Placement | Management | For | For |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 24, 2012 | TICKER: IBM SECURITY ID: 459200101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director William R. Brody | Management | For | For |
| 3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 4 | Elect Director Michael L. Eskew | Management | For | For |
| 5 | Elect Director David N. Farr | Management | For | For |
| 6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Director James W. Owens | Management | For | For |
| 10 | Elect Director Samuel J. Palmisano | Management | For | For |
| 11 | Elect Director Virginia M. Rometty | Management | For | For |
| 12 | Elect Director Joan E. Spero | Management | For | For |
| 13 | Elect Director Sidney Taurel | Management | For | For |
| 14 | Elect Director Lorenzo H. Zambrano | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| 19 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| |
|---|
INTERNATIONAL RECTIFIER CORPORATION
MEETING DATE: NOV 11, 2011 | TICKER: IRF SECURITY ID: 460254105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Dahl | Management | For | For |
| 1.2 | Elect Director Dwight W. Decker | Management | For | For |
| 1.3 | Elect Director Rochus E. Vogt | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
INTERXION HOLDING NV
MEETING DATE: JUN 27, 2012 | TICKER: INXN SECURITY ID: N47279109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements | Management | For | For |
| 2 | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Reelect R. Manning as Director | Management | For | For |
| 3b | Reelect C. van Luijk as Director | Management | For | For |
| 4 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 5 | Ratify KPMG Accountants N.V as Auditors | Management | For | For |
| 6 | Other Business | Management | None | None |
| |
|---|
INTRALINKS HOLDINGS INC.
MEETING DATE: JUL 27, 2011 | TICKER: IL SECURITY ID: 46118H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Hale | Management | For | For |
| 1.2 | Elect Director J. Chris Scalet | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INTUIT INC.
MEETING DATE: JAN 19, 2012 | TICKER: INTU SECURITY ID: 461202103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Christopher W. Brody | Management | For | For |
| 2 | Elect Director William V. Campbell | Management | For | For |
| 3 | Elect Director Scott D. Cook | Management | For | For |
| 4 | Elect Director Diane B. Greene | Management | For | For |
| 5 | Elect Director Edward A. Kangas | Management | For | For |
| 6 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 7 | Elect Director Dennis D. Powell | Management | For | For |
| 8 | Elect Director Brad D. Smith | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
IPG PHOTONICS CORPORATION
MEETING DATE: JUN 05, 2012 | TICKER: IPGP SECURITY ID: 44980X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Valentin P. Gapontsev | Management | For | For |
| 1.2 | Elect Director Eugene Scherbakov | Management | For | For |
| 1.3 | Elect Director Igor Samartsev | Management | For | For |
| 1.4 | Elect Director Robert A. Blair | Management | For | For |
| 1.5 | Elect Director Michael C. Child | Management | For | For |
| 1.6 | Elect Director Michael R. Kampfe | Management | For | For |
| 1.7 | Elect Director Henry E. Gauthier | Management | For | For |
| 1.8 | Elect Director William S. Hurley | Management | For | For |
| 1.9 | Elect Director William F. Krupke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ITRON, INC.
MEETING DATE: MAY 04, 2012 | TICKER: ITRI SECURITY ID: 465741106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kirby A. Dyess | Management | For | For |
| 2 | Elect Director Leroy D. Nosbaum | Management | For | For |
| 3 | Elect Director Graham M. Wilson | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
JA SOLAR HOLDINGS CO. LTD.
MEETING DATE: AUG 15, 2011 | TICKER: JASO SECURITY ID: 466090107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Reports of Chairman and Chief Executive Officer | Management | For | For |
| 2 | Reelect Erying Jia as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3 | Elect Yong Liu as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4 | Other Business (Voting) | Management | For | Against |
| |
|---|
JABIL CIRCUIT, INC.
MEETING DATE: JAN 26, 2012 | TICKER: JBL SECURITY ID: 466313103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martha F. Brooks | Management | For | For |
| 1.2 | Elect Director Mel S. Lavitt | Management | For | For |
| 1.3 | Elect Director Timothy L. Main | Management | For | For |
| 1.4 | Elect Director William D. Morean | Management | For | For |
| 1.5 | Elect Director Lawrence J. Murphy | Management | For | For |
| 1.6 | Elect Director Frank A. Newman | Management | For | For |
| 1.7 | Elect Director Steven A. Raymund | Management | For | For |
| 1.8 | Elect Director Thomas A. Sansone | Management | For | For |
| 1.9 | Elect Director David M. Stout | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Other Business | Management | For | Against |
| |
|---|
JDS UNIPHASE CORPORATION
MEETING DATE: NOV 16, 2011 | TICKER: JDSU SECURITY ID: 46612J507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Penelope A. Herscher | Management | For | For |
| 1.2 | Elect Director Masood Jabbar | Management | For | For |
| 1.3 | Elect Director Thomas Waechter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
JIVE SOFTWARE, INC.
MEETING DATE: MAY 23, 2012 | TICKER: JIVE SECURITY ID: 47760A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan G. Heiliger | Management | For | Withhold |
| 1.2 | Elect Director Sundar Pichai | Management | For | Withhold |
| 1.3 | Elect Director Matthew A. Tucker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
JSR CORP.
MEETING DATE: JUN 15, 2012 | TICKER: 4185 SECURITY ID: J2856K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
| 2 | Amend Articles To Clarify Director Authorities | Management | For | For |
| 3.1 | Elect Director Koshiba, Mitsunobu | Management | For | For |
| 3.2 | Elect Director Hirose, Masaki | Management | For | For |
| 3.3 | Elect Director Yoshida, Yoshinori | Management | For | For |
| 3.4 | Elect Director Sato, Hozumi | Management | For | For |
| 3.5 | Elect Director Hirano, Hayato | Management | For | For |
| 3.6 | Elect Director Goto, Takuya | Management | For | For |
| 3.7 | Elect Director Kariya, Michio | Management | For | For |
| 3.8 | Elect Director Yagi, Kazunori | Management | For | For |
| 4 | Appoint Statutory Auditor Kataoka, Shoichi | Management | For | For |
| 5 | Appoint Alternate Statutory Auditor Doi, Makoto | Management | For | For |
| 6 | Approve Annual Bonus Payment to Directors | Management | For | For |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 22, 2012 | TICKER: JNPR SECURITY ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mercedes Johnson | Management | For | For |
| 1.2 | Elect Director Scott Kriens | Management | For | For |
| 1.3 | Elect Director William R. Stensrud | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KAKAKU.COM INC
MEETING DATE: JUN 26, 2012 | TICKER: 2371 SECURITY ID: J29258100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
| 2 | Amend Articles To Clarify Terms of Alternate Statutory Auditors - Increase Maximum Board Size | Management | For | For |
| 3.1 | Elect Director Hayashi, Kaoru | Management | For | For |
| 3.2 | Elect Director Tanaka, Minoru | Management | For | For |
| 3.3 | Elect Director Hata, Shonosuke | Management | For | For |
| 3.4 | Elect Director Ieuji, Taizo | Management | For | For |
| 3.5 | Elect Director Fujiwara, Kenji | Management | For | For |
| 3.6 | Elect Director Uemura, Hajime | Management | For | For |
| 3.7 | Elect Director Yuuki, Shingo | Management | For | For |
| 3.8 | Elect Director Murakami, Atsuhiro | Management | For | For |
| 3.9 | Elect Director Matsumoto, Oki | Management | For | For |
| 3.10 | Elect Director Hayakawa, Yoshiharu | Management | For | For |
| 3.11 | Elect Director Akiyama, Ryuuhei | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| |
|---|
KEMET CORPORATION
MEETING DATE: JUL 27, 2011 | TICKER: KEM SECURITY ID: 488360207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank G. Brandenberg | Management | For | For |
| 2 | Elect Director Joseph V. Borruso | Management | For | For |
| 3 | Elect Director E. Erwin Maddrey, II | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Reduce Authorized Common Stock | Management | For | For |
| 7 | Amend Certificate of Incorporation to Combine all Provisions | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
KEYENCE CORP.
MEETING DATE: JUN 13, 2012 | TICKER: 6861 SECURITY ID: J32491102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2 | Amend Articles to Set a One-Time Shortened Fiscal Term for Accelerated Tax Benefit | Management | For | For |
| 3.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
| 3.2 | Elect Director Yamamoto, Akinori | Management | For | For |
| 3.3 | Elect Director Kanzawa, Akira | Management | For | For |
| 3.4 | Elect Director Kimura, Tsuyoshi | Management | For | For |
| 3.5 | Elect Director Ueda, Yoshihiro | Management | For | For |
| 3.6 | Elect Director Konishi, Masayuki | Management | For | For |
| 3.7 | Elect Director Ideno, Tomohide | Management | For | For |
| 3.8 | Elect Director Sasaki, Michio | Management | For | For |
| 4.1 | Appoint Statutory Auditor Kosaka, Keizo | Management | For | Against |
| 4.2 | Appoint Statutory Auditor Ogawa, Koichi | Management | For | For |
| 5 | Appoint Alternate Statutory Auditor Kitamura, Tomiji | Management | For | For |
| |
|---|
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD.
MEETING DATE: MAY 10, 2012 | TICKER: 00268 SECURITY ID: G52568147
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Reelect Ho Ching-hua as Independent Non-Executive Director | Management | For | For |
| 2b | Reelect Yeung Kwok On as Independent Non-Executive Director | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 5d | Approve Refreshment of Scheme Limit Under Share Option Scheme | Management | For | For |
| |
|---|
KINGSOFT CORPORATION LTD.
MEETING DATE: DEC 09, 2011 | TICKER: 03888 SECURITY ID: G5264Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt 2011 Share Option Scheme | Management | For | For |
| 2 | Reelect Chi Ping Lau as Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3 | Reelect Chuan Wang as Independent Non-executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4 | Reelect Tat Joel, Chang as Independent Non-executive Director and Authorize Board to Fix His Remuneration | Management | For | For |
| |
|---|
KLA-TENCOR CORPORATION
MEETING DATE: NOV 03, 2011 | TICKER: KLAC SECURITY ID: 482480100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.2 | Elect Director John T. Dickson | Management | For | For |
| 1.3 | Elect Director Kevin J. Kennedy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 03, 2011 | TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.3 | Elect Director Eric K. Brandt | Management | For | For |
| 1.4 | Elect Director Michael R. Cannon | Management | For | For |
| 1.5 | Elect Director Christine A. Heckart | Management | For | For |
| 1.6 | Elect Director Grant M. Inman | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.9 | Elect Director Kim E. Perdikou | Management | For | For |
| 1.10 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LOGMEIN, INC.
MEETING DATE: MAY 24, 2012 | TICKER: LOGM SECURITY ID: 54142L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edwin J. Gillis | Management | For | For |
| 1.2 | Elect Director Michael K. Simon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LSI CORPORATION
MEETING DATE: MAY 09, 2012 | TICKER: LSI SECURITY ID: 502161102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles A. Haggerty | Management | For | For |
| 2 | Elect Director Richard S. Hill | Management | For | For |
| 3 | Elect Director John H.F. Miner | Management | For | For |
| 4 | Elect Director Arun Netravali | Management | For | For |
| 5 | Elect Director Charles C. Pope | Management | For | For |
| 6 | Elect Director Gregorio Reyes | Management | For | For |
| 7 | Elect Director Michael G. Strachan | Management | For | For |
| 8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 9 | Elect Director Susan M. Whitney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
LTX-CREDENCE CORPORATION
MEETING DATE: DEC 09, 2011 | TICKER: LTXC SECURITY ID: 502403207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen M. Jennings | Management | For | For |
| 1.2 | Elect Director Bruce R. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
M3 INC
MEETING DATE: JUN 25, 2012 | TICKER: 2413 SECURITY ID: J4697J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Delete Language Authorizing Board to Determine Income Allocation - Extend Directors' Term | Management | For | Against |
| 2.1 | Elect Director Tanimura, Itaru | Management | For | For |
| 2.2 | Elect Director Nishi, Akihiko | Management | For | For |
| 2.3 | Elect Director Nagata, Tomoyuki | Management | For | For |
| 2.4 | Elect Director Chuujo, Osamu | Management | For | For |
| 2.5 | Elect Director Yokoi, Satoshi | Management | For | For |
| 2.6 | Elect Director Tsuji, Takahiro | Management | For | For |
| 2.7 | Elect Director Tomaru, Akihiko | Management | For | For |
| 2.8 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 2.9 | Elect Director Yoshida, Yasuhiko | Management | For | For |
| 3 | Appoint Statutory Auditor Yoshimura, Masanao | Management | For | For |
| 4 | Approve Stock Option Plan and Deep Discount Stock Option Plan | Management | For | For |
| |
|---|
MAGMA DESIGN AUTOMATION, INC.
MEETING DATE: OCT 20, 2011 | TICKER: LAVA SECURITY ID: 559181102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy E. Jewell | Management | For | For |
| 1.2 | Elect Director Thomas M. Rohrs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MAGMA DESIGN AUTOMATION, INC.
MEETING DATE: FEB 16, 2012 | TICKER: LAVA SECURITY ID: 559181102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
MAGNACHIP SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 30, 2012 | TICKER: MX SECURITY ID: 55933J203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ilbok Lee | Management | For | For |
| 1.2 | Elect Director R. Douglas Norby | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MANHATTAN ASSOCIATES, INC.
MEETING DATE: MAY 24, 2012 | TICKER: MANH SECURITY ID: 562750109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deepak Raghavan | Management | For | For |
| 1.2 | Elect Director Peter F. Sinisgalli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD.
MEETING DATE: JUN 28, 2012 | TICKER: MRVL SECURITY ID: G5876H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Sehat Sutardja | Management | For | For |
| 2 | Elect Director Pantas Sutardja | Management | For | For |
| 3 | Elect Director Juergen Gromer | Management | For | For |
| 4 | Elect Director Arturo Krueger | Management | For | For |
| 5 | Elect Director Randhir Thakur | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 05, 2012 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ajay Banga | Management | For | For |
| 2 | Elect Director David R. Carlucci | Management | For | For |
| 3 | Elect Director Steven J. Freiberg | Management | For | For |
| 4 | Elect Director Richard Haythornthwaite | Management | For | For |
| 5 | Elect Director Marc Olivie | Management | For | For |
| 6 | Elect Director Rima Qureshi | Management | For | For |
| 7 | Elect Director Mark Schwartz | Management | For | For |
| 8 | Elect Director Jackson P. Tai | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MELFAS INC.
MEETING DATE: MAR 23, 2012 | TICKER: 096640 SECURITY ID: Y59686108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Appropriation of Income and Dividend of KRW 100 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | Against |
| 3 | Approve Total Remuneration of Inside Directors and Outside Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| |
|---|
MELLANOX TECHNOLOGIES LTD.
MEETING DATE: MAY 14, 2012 | TICKER: MLNX SECURITY ID: M51363113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Eyal Waldman as Director | Management | For | For |
| 2 | Elect Dov Baharav as Director | Management | For | For |
| 3 | Elect Glenda Dorchak as Director | Management | For | For |
| 4 | Elect Irwin Federman as Director | Management | For | For |
| 5 | Elect Thomas Weatherford as Director | Management | For | For |
| 6 | Approve Bonus/Compensation/Remuneration of Eyal Waldman | Management | For | For |
| 7 | Approve Restricted Stock Units to Eyal Waldman | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 10 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MERCADOLIBRE, INC.
MEETING DATE: JUN 14, 2012 | TICKER: MELI SECURITY ID: 58733R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin de los Santos | Management | For | For |
| 1.2 | Elect Director Nicolas Galperin | Management | For | Withhold |
| 1.3 | Elect Director Susan Segal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MICREL, INCORPORATED
MEETING DATE: MAY 24, 2012 | TICKER: MCRL SECURITY ID: 594793101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond D. Zinn | Management | For | For |
| 1.2 | Elect Director John E. Bourgoin | Management | For | For |
| 1.3 | Elect Director Michael J. Callahan | Management | For | For |
| 1.4 | Elect Director Daniel Heneghan | Management | For | For |
| 1.5 | Elect Director Neil J. Miotto | Management | For | For |
| 1.6 | Elect Director Frank W. Schneider | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 24, 2012 | TICKER: MU SECURITY ID: 595112103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Robert L. Bailey | Management | For | For |
| 3 | Elect Director Patrick J. Byrne | Management | For | For |
| 4 | Elect Director Mercedes Johnson | Management | For | For |
| 5 | Elect Director Lawrence N. Mondry | Management | For | For |
| 6 | Elect Director Robert E. Switz | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | Against |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MICROSEMI CORPORATION
MEETING DATE: JAN 31, 2012 | TICKER: MSCC SECURITY ID: 595137100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Peterson | Management | For | For |
| 1.2 | Elect Director Dennis R. Leibel | Management | For | For |
| 1.3 | Elect Director Thomas R. Anderson | Management | For | For |
| 1.4 | Elect Director William E. Bendush | Management | For | For |
| 1.5 | Elect Director William L. Healey | Management | For | For |
| 1.6 | Elect Director Paul F. Folino | Management | For | For |
| 1.7 | Elect Director Matthew E. Massengill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 15, 2011 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates, III | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria M. Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| |
|---|
MICROSTRATEGY INCORPORATED
MEETING DATE: MAY 09, 2012 | TICKER: MSTR SECURITY ID: 594972408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Saylor | Management | For | For |
| 1.2 | Elect Director Sanju K. Bansal | Management | For | For |
| 1.3 | Elect Director Matthew W. Calkins | Management | For | For |
| 1.4 | Elect Director Robert H. Epstein | Management | For | For |
| 1.5 | Elect Director David W. LaRue | Management | For | For |
| 1.6 | Elect Director Jarrod M. Patten | Management | For | For |
| 1.7 | Elect Director Carl J. Rickertsen | Management | For | For |
| 1.8 | Elect Director Thomas P. Spahr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MIRLE AUTOMATION CORP
MEETING DATE: JUN 27, 2012 | TICKER: 2464 SECURITY ID: Y6076J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of 2011 Profit | Management | For | For |
| 4 | Amend the Articles of Association | Management | For | For |
| 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 14, 2012 | TICKER: MPWR SECURITY ID: 609839105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Moyer | Management | For | For |
| 1.2 | Elect Director Karen A. Smith Bogart | Management | For | For |
| 1.3 | Elect Director Jeff Zhou | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MOTOROLA SOLUTIONS, INC.
MEETING DATE: APR 30, 2012 | TICKER: MSI SECURITY ID: 620076307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory Q. Brown | Management | For | For |
| 2 | Elect Director William J. Bratton | Management | For | For |
| 3 | Elect Director Kenneth C. Dahlberg | Management | For | For |
| 4 | Elect Director David W. Dorman | Management | For | For |
| 5 | Elect Director Michael V. Hayden | Management | For | For |
| 6 | Elect Director Judy C. Lewent | Management | For | For |
| 7 | Elect Director Samuel C. Scott, III | Management | For | For |
| 8 | Elect Director John A. White | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Encourage Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
| 12 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
MSTAR SEMICONDUCTOR INC.
MEETING DATE: JUN 15, 2012 | TICKER: 3697 SECURITY ID: G6320A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
| 4 | Approve to Amend the Articles of Association | Management | For | For |
| 5 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| |
|---|
NATIONAL INSTRUMENTS CORPORATION
MEETING DATE: MAY 08, 2012 | TICKER: NATI SECURITY ID: 636518102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Duy-Loan T. Le | Management | For | For |
| 1.2 | Elect Director Charles J. Roesslein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NCSOFT CORP.
MEETING DATE: MAR 29, 2012 | TICKER: 036570 SECURITY ID: Y6258Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appropriation of Income and Dividend of KRW 600 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Reelect Kim Taek-Jin as Inside Director | Management | For | Against |
| 4 | Reelect Park Byung-Moo as Outside Director | Management | For | For |
| 5 | Reelect Park Byung-Moo as Member of Audit Committee | Management | For | For |
| 6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
NETAPP, INC.
MEETING DATE: AUG 31, 2011 | TICKER: NTAP SECURITY ID: 64110D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
| 1.2 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.3 | Elect Director Thomas Georgens | Management | For | For |
| 1.4 | Elect Director Jeffry R. Allen | Management | For | For |
| 1.5 | Elect Director Allan L. Earhart | Management | For | For |
| 1.6 | Elect Director Gerald Held | Management | For | For |
| 1.7 | Elect Director T. Michael Nevens | Management | For | For |
| 1.8 | Elect Director George T. Shaheen | Management | For | For |
| 1.9 | Elect Director Robert T. Wall | Management | For | For |
| 1.10 | Elect Director Richard P. Wallace | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NETGEAR, INC.
MEETING DATE: JUN 06, 2012 | TICKER: NTGR SECURITY ID: 64111Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick C.S. Lo | Management | For | For |
| 1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
| 1.3 | Elect Director Ralph E. Faison | Management | For | For |
| 1.4 | Elect Director A. Timothy Godwin | Management | For | For |
| 1.5 | Elect Director Jef Graham | Management | For | For |
| 1.6 | Elect Director Linwood A. Lacy, Jr | Management | For | For |
| 1.7 | Elect Director Gregory J. Rossmann | Management | For | For |
| 1.8 | Elect Director Barbara V. Scherer | Management | For | For |
| 1.9 | Elect Director Julie A. Shimer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
NETSUITE INC.
MEETING DATE: JUN 13, 2012 | TICKER: N SECURITY ID: 64118Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evan Goldberg | Management | For | For |
| 1.2 | Elect Director Steven J. Gomo | Management | For | For |
| 1.3 | Elect Director Catherine R. Kinney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NEXON CO.,LTD.
MEETING DATE: MAR 27, 2012 | TICKER: 3659 SECURITY ID: J4914X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Seungwoo Choi | Management | For | For |
| 1.2 | Elect Director Jiwon Park | Management | For | For |
| 1.3 | Elect Director Owen Mahoney | Management | For | For |
| 1.4 | Elect Director Jungju Kim | Management | For | For |
| 1.5 | Elect Director Honda, Satoshi | Management | For | For |
| 1.6 | Elect Director Kuniya, Shiro | Management | For | For |
| 2 | Approve Reduction in Capital Reserves | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| |
|---|
NHN CORP.
MEETING DATE: MAR 23, 2012 | TICKER: 035420 SECURITY ID: Y6347M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appropriation of Income and Dividend of KRW 536 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1.1 | Reelect Lee Hae-Jin as Inside Director | Management | For | Against |
| 3.2.1 | Elect Hur Yong-soo as Outside Director | Management | For | For |
| 3.2.2 | Elect Lee Jong-Woo as Outside Director | Management | For | For |
| 4.1 | Elect Hur Yong-Soo as Member of Audit Committee | Management | For | For |
| 4.2 | Elect Lee Jong-woo as Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
NIPPON THOMPSON CO. LTD.
MEETING DATE: JUN 28, 2012 | TICKER: 6480 SECURITY ID: J56257116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6.5 | Management | For | For |
| 2.1 | Elect Director Komaba, Kiyoshi | Management | For | For |
| 2.2 | Elect Director Kondo, Toshio | Management | For | For |
| 2.3 | Elect Director Tanaka, Kazuhiko | Management | For | For |
| 2.4 | Elect Director Miyachi, Shigeki | Management | For | For |
| 2.5 | Elect Director Tanaka, Kiyoharu | Management | For | For |
| 2.6 | Elect Director Hattori, Shinichi | Management | For | For |
| 2.7 | Elect Director Akimoto, Toshitaka | Management | For | For |
| 2.8 | Elect Director Kimura, Toshinao | Management | For | For |
| 2.9 | Elect Director Miura, Toshio | Management | For | For |
| 2.10 | Elect Director Shimomura, Koji | Management | For | For |
| |
|---|
NOVELLUS SYSTEMS, INC.
MEETING DATE: MAY 10, 2012 | TICKER: NVLS SECURITY ID: 670008101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 27, 2012 | TICKER: NUAN SECURITY ID: 67020Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul A. Ricci | Management | For | For |
| 2 | Elect Director Robert G. Teresi | Management | For | For |
| 3 | Elect Director Robert J. Frankenberg | Management | For | For |
| 4 | Elect Director Katharine A. Martin | Management | For | For |
| 5 | Elect Director Patrick T. Hackett | Management | For | For |
| 6 | Elect Director William H. Janeway | Management | For | For |
| 7 | Elect Director Mark B. Myers | Management | For | For |
| 8 | Elect Director Philip J. Quigley | Management | For | For |
| 9 | Elect Director Mark R. Laret | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
NVC LIGHTING HOLDING LTD
MEETING DATE: JUN 19, 2012 | TICKER: 02222 SECURITY ID: G6700A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Reelect Mu Yu as Executive Director | Management | For | Against |
| 4 | Reelect Yan Andrew Y as Non-executive Director | Management | For | Against |
| 5 | Reelect Lin Ho-Ping as Non-executive Director | Management | For | Against |
| 6 | Reelect Zhu Hai as Non-executive Director | Management | For | Against |
| 7 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 8 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 17, 2012 | TICKER: NVDA SECURITY ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tench Coxe | Management | For | For |
| 1.2 | Elect Director Mark L. Perry | Management | For | For |
| 1.3 | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAY 30, 2012 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Adopt Financial Statements | Management | For | For |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect J.P. Huth as Non-Executive Director | Management | For | For |
| 3d | Reelect N. Cattelain as Non-Executive Director | Management | For | For |
| 3e | Reelect E. Durban as Non-Executive Director | Management | For | For |
| 3f | Reelect K.A. Goldman as Non-Executive Director | Management | For | For |
| 3g | Reelect J. Kaeser as Non-Executive Director | Management | For | For |
| 3h | Reelect I. Loring as Non-Executive Director | Management | For | For |
| 3i | Reelect M. Plantevin as Non-Executive Director | Management | For | For |
| 3j | Reelect V. Bhatia as Non-Executive Director | Management | For | For |
| 3k | Elect R. Mackenzie as Non-Executive Director | Management | For | For |
| 4 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 5 | Authorize Repurchase of Shares | Management | For | For |
| 6 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
O2MICRO INTERNATIONAL LTD.
MEETING DATE: JUN 22, 2012 | TICKER: OIIM SECURITY ID: 67107W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect James Keim as Director | Management | For | For |
| 1b | Elect Lawrence Lai-Fu Lin as Director | Management | For | For |
| 1c | Elect Ji Liu as Director | Management | For | For |
| 2 | Amend 2005 Share Option Plan | Management | For | Against |
| 3 | Amend 2005 Share Incentive Plan | Management | For | Against |
| 4 | Amend 2009 Employee Stock Purchase Plan | Management | For | For |
| 5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 6 | Appoint Deloitte & Touche as Auditors of the Company | Management | For | For |
| |
|---|
OCLARO, INC.
MEETING DATE: OCT 26, 2011 | TICKER: OCLR SECURITY ID: 67555N206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward Collins | Management | For | For |
| 1.2 | Elect Director Lori Holland | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
OMRON CORP.
MEETING DATE: JUN 21, 2012 | TICKER: 6645 SECURITY ID: J61374120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
| 2.1 | Elect Director Sakuta, Hisao | Management | For | For |
| 2.2 | Elect Director Tateishi, Fumio | Management | For | For |
| 2.3 | Elect Director Yamada, Yoshihito | Management | For | For |
| 2.4 | Elect Director Morishita, Yoshinobu | Management | For | For |
| 2.5 | Elect Director Sakumiya, Akio | Management | For | For |
| 2.6 | Elect Director Toyama, Kazuhiko | Management | For | For |
| 2.7 | Elect Director Sakurai, Masamitsu | Management | For | For |
| 3 | Appoint Statutory Auditor Nagatomo, Eisuke | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Watanabe, Toru | Management | For | For |
| 5 | Approve Annual Bonus Payment to Directors | Management | For | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 15, 2012 | TICKER: ONNN SECURITY ID: 682189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Atsushi Abe | Management | For | For |
| 2 | Elect Director Curtis J. Crawford | Management | For | For |
| 3 | Elect Director Daryl A. Ostrander | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
OPEN TEXT CORPORATION
MEETING DATE: DEC 15, 2011 | TICKER: OTC SECURITY ID: 683715106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect Director John Shackleton | Management | For | For |
| 1.3 | Elect Director Randy Fowlie | Management | For | For |
| 1.4 | Elect Director Gail Hamilton | Management | For | For |
| 1.5 | Elect Director Brian J. Jackman | Management | For | For |
| 1.6 | Elect Director Stephen J. Sadler | Management | For | For |
| 1.7 | Elect Director Michael Slaunwhite | Management | For | For |
| 1.8 | Elect Director Katharine B. Stevenson | Management | For | For |
| 1.9 | Elect Director Deborah Weinstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ORACLE CORPORATION
MEETING DATE: OCT 12, 2011 | TICKER: ORCL SECURITY ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Donald L. Lucas | Management | For | For |
| 1.12 | Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
PARAMETRIC TECHNOLOGY CORPORATION
MEETING DATE: MAR 07, 2012 | TICKER: PMTC SECURITY ID: 699173209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald K. Grierson | Management | For | For |
| 1.2 | Elect Director James E. Heppelmann | Management | For | For |
| 1.3 | Elect Director Renato Zambonini | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PAYCHEX, INC.
MEETING DATE: OCT 11, 2011 | TICKER: PAYX SECURITY ID: 704326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director B. Thomas Golisano | Management | For | For |
| 2 | Elect Director Joseph G. Doody | Management | For | For |
| 3 | Elect Director David J. S. Flaschen | Management | For | For |
| 4 | Elect Director Phillip Horsley | Management | For | For |
| 5 | Elect Director Grant M. Inman | Management | For | For |
| 6 | Elect Director Pamela A. Joseph | Management | For | For |
| 7 | Elect Director Martin Mucci | Management | For | For |
| 8 | Elect Director Joseph M. Tucci | Management | For | For |
| 9 | Elect Director Joseph M. Velli | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
PCHOME ONLINE INC.
MEETING DATE: JUN 19, 2012 | TICKER: 8044 SECURITY ID: Y6801R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Amend the Articles of Association | Management | For | For |
| 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
| 6.1 | Elect Jan Hung-Tze, with Shareholder No.0001, as Director | Shareholder | None | Against |
| 6.2 | Elect Lee Hung-Lin, with Shareholder No.0002, as Director | Shareholder | None | Against |
| 6.3 | Elect Hsu Sheng-Syong, with Shareholder No.0019, as Director | Shareholder | None | Against |
| 6.4 | Elect Su Yun, with Shareholder No.0004, as Director | Shareholder | None | Against |
| 6.5 | Elect Hsieh Jhen-Li, with Shareholder No.0404, as Director | Shareholder | None | Against |
| 6.6 | Elect a Representative of Site Infornation Serve Ltd., Co., with Shareholder No.0618, as Director | Shareholder | None | Against |
| 6.7 | Elect a Representative of Site Infornation Serve Ltd., Co., with Shareholder No.0618, as Director | Shareholder | None | Against |
| 6.8 | Elect Huang Shao-Hua, with ID A101313365, as Independent Director | Shareholder | For | For |
| 6.9 | Elect Chang-Sung Yu, with ID G101386579, as Independent Director | Shareholder | For | For |
| 6.10 | Elect Natalie Chen, with Shareholder No.0013, as Supervisor | Shareholder | None | Abstain |
| 6.11 | Elect Johnson Fong, with ID B120157253, as Supervisor | Shareholder | None | Abstain |
| 7 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
| |
|---|
PEGASYSTEMS INC.
MEETING DATE: JUL 12, 2011 | TICKER: PEGA SECURITY ID: 705573103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter Gyenes | Management | For | For |
| 2 | Elect Director Richard H. Jones | Management | For | For |
| 3 | Elect Director Steven F. Kaplan | Management | For | For |
| 4 | Elect Director James P. O'Halloran | Management | For | For |
| 5 | Elect Director Alan Trefler | Management | For | For |
| 6 | Elect Director William W. Wyman | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
PEGASYSTEMS INC.
MEETING DATE: MAY 23, 2012 | TICKER: PEGA SECURITY ID: 705573103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter Gyenes | Management | For | For |
| 2 | Elect Director Richard H. Jones | Management | For | For |
| 3 | Elect Director Steven F. Kaplan | Management | For | For |
| 4 | Elect Director James P. O'Halloran | Management | For | For |
| 5 | Elect Director Alan Trefler | Management | For | For |
| 6 | Elect Director William W. Wyman | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Increase Authorized Common Stock | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
PEGATRON CORP.
MEETING DATE: JUN 27, 2012 | TICKER: 4938 SECURITY ID: Y6784J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 4 | Approve Amendments on the Procedures for Lending Funds to Other Parties, and Endorsement and Guarantees | Management | For | For |
| 5 | Amend the Articles of Association | Management | For | For |
| 6 | Approve to Issue the Restricted Stock | Management | For | For |
| |
|---|
PERFECT WORLD CO., LTD.
MEETING DATE: AUG 21, 2011 | TICKER: PWRD SECURITY ID: 71372U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend the Amended and Restated Memorandum and Articles of Association | Management | For | For |
| 2 | Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
PMC-SIERRA, INC.
MEETING DATE: MAY 10, 2012 | TICKER: PMCS SECURITY ID: 69344F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 2 | Elect Director James V. Diller, Sr. | Management | For | For |
| 3 | Elect Director Michael R. Farese | Management | For | For |
| 4 | Elect Director Jonathan J. Judge | Management | For | For |
| 5 | Elect Director Michael A. Klayko | Management | For | For |
| 6 | Elect Director William H. Kurtz | Management | For | For |
| 7 | Elect Director Gregory S. Lang | Management | For | For |
| 8 | Elect Director Frank J. Marshall | Management | For | For |
| 9 | Elect Director Richard N. Nottenburg | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
POLYCOM, INC.
MEETING DATE: MAY 24, 2012 | TICKER: PLCM SECURITY ID: 73172K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Directror Andrew M. Miller | Management | For | For |
| 2 | Elect Director Betsy S. Atkins | Management | For | For |
| 3 | Elect Director David G. DeWalt | Management | For | For |
| 4 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 5 | Elect Director D. Scott Mercer | Management | For | For |
| 6 | Elect Director William A. Owens | Management | For | For |
| 7 | Elect Director Kevin T. Parker | Management | For | For |
| 8 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
PRICELINE.COM INCORPORATED
MEETING DATE: JUN 07, 2012 | TICKER: PCLN SECURITY ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.2 | Elect Director Ralph M. Bahna | Management | For | For |
| 1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
PROGRESS SOFTWARE CORPORATION
MEETING DATE: MAY 31, 2012 | TICKER: PRGS SECURITY ID: 743312100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Gold Card) |
| 1.1 | Elect Director Jay H. Bhatt | Management | For | For |
| 1.2 | Elect Director Barry N. Bycoff | Management | For | For |
| 1.3 | Elect Director John R. Egan | Management | For | For |
| 1.4 | Elect Director Ram Gupta | Management | For | For |
| 1.5 | Elect Director Charles F. Kane | Management | For | For |
| 1.6 | Elect Director David A. Krall | Management | For | For |
| 1.7 | Elect Director Michael L. Mark | Management | For | For |
| 1.8 | Elect Director Philip M. Pead | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Card) |
| 1.1 | Elect Director Dale L. Fuller | Shareholder | Do Not Vote | Did Not Vote |
| 1.2 | Elect Director Jeffrey C. Smith | Shareholder | Do Not Vote | Did Not Vote |
| 1.3 | Elect Director Edward Terino | Shareholder | Do Not Vote | Did Not Vote |
| 1.4 | Management Nominee - Jay H. Bhatt | Shareholder | Do Not Vote | Did Not Vote |
| 1.5 | Management Nominee - Barry N. Bycoff | Shareholder | Do Not Vote | Did Not Vote |
| 1.6 | Management Nominee - John R. Egan | Shareholder | Do Not Vote | Did Not Vote |
| 1.7 | Management Nominee - Charles F. Kane | Shareholder | Do Not Vote | Did Not Vote |
| 1.8 | Management Nominee - Philip M. Pead | Shareholder | Do Not Vote | Did Not Vote |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | Do Not Vote | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Did Not Vote |
| 4 | Ratify Auditors | Management | Do Not Vote | Did Not Vote |
| |
|---|
PROS HOLDINGS, INC.
MEETING DATE: JUN 07, 2012 | TICKER: PRO SECURITY ID: 74346Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ellen Keszler | Management | For | For |
| 1.2 | Elect Director William Russell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PRYSMIAN S.P.A.
MEETING DATE: APR 18, 2012 | TICKER: PRY SECURITY ID: T7630L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2.1 | Slate 1 Presented by Management | Management | For | For |
| 2.2 | Slate 2 Presented by Clubtre Srl | Shareholder | None | Did Not Vote |
| 2.3 | Slate 3 Presented by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| |
|---|
QLIK TECHNOLOGIES INC.
MEETING DATE: MAY 16, 2012 | TICKER: QLIK SECURITY ID: 74733T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deborah C. Hopkins | Management | For | For |
| 1.2 | Elect Director Paul Wahl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 06, 2012 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.7 | Elect Director Robert E. Kahn | Management | For | For |
| 1.8 | Elect Director Sherry Lansing | Management | For | For |
| 1.9 | Elect Director Duane A. Nelles | Management | For | For |
| 1.10 | Elect Director Francisco Ros | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | Management | For | For |
| |
|---|
RACKSPACE HOSTING, INC.
MEETING DATE: MAY 02, 2012 | TICKER: RAX SECURITY ID: 750086100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director S. James Bishkin | Management | For | For |
| 2 | Elect Director Fred Reichheld | Management | For | For |
| 3 | Elect Director Mark P. Mellin | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
RAKUTEN CO.
MEETING DATE: MAR 29, 2012 | TICKER: 4755 SECURITY ID: J64264104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Increase Authorized Capital to Reflect Stock Split - Allow Sales of Supplementary Shares to Odd-Lot Holders - Limit Rights of Odd-Lot Holders | Management | For | For |
| 2.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
| 2.2 | Elect Director Kunishige, Atsushi | Management | For | For |
| 2.3 | Elect Director Kobayashi, Masatada | Management | For | For |
| 2.4 | Elect Director Shimada, Toru | Management | For | For |
| 2.5 | Elect Director Sugihara, Akio | Management | For | For |
| 2.6 | Elect Director Suzuki, Hisashi | Management | For | For |
| 2.7 | Elect Director Takayama, Ken | Management | For | For |
| 2.8 | Elect Director Takeda, Kazunori | Management | For | For |
| 2.9 | Elect Director Yasutake, Hiroaki | Management | For | For |
| 2.10 | Elect Director Charles B.Baxter | Management | For | For |
| 2.11 | Elect Director Kusano, Koichi | Management | For | Against |
| 2.12 | Elect Director Kutaragi, Ken | Management | For | For |
| 2.13 | Elect Director Joshua G.James | Management | For | Against |
| 2.14 | Elect Director Fukino, Hiroshi | Management | For | For |
| 2.15 | Elect Director Yamada, Yoshihisa | Management | For | For |
| 2.16 | Elect Director Murai, Jun | Management | For | For |
| 3 | Appoint Statutory Auditor Yamaguchi, Katsuyuki | Management | For | Against |
| 4 | Approve Deep Discount Stock Option Plans | Management | For | For |
| |
|---|
RAMBUS INC.
MEETING DATE: APR 26, 2012 | TICKER: RMBS SECURITY ID: 750917106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Sunlin Chou, Ph.D. | Management | For | For |
| 2 | Elect Director Harold Hughes | Management | For | For |
| 3 | Elect Director Abraham D. Sofaer | Management | For | For |
| 4 | Elect Director J. Thomas Bentley | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 8 | Approve Repricing of Options | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
REACHLOCAL, INC.
MEETING DATE: MAY 22, 2012 | TICKER: RLOC SECURITY ID: 75525F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Geiger | Management | For | For |
| 1.2 | Elect Director Habib Kairouz | Management | For | For |
| 2 | Approve Repricing of Options | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REALD INC.
MEETING DATE: JUL 29, 2011 | TICKER: RLD SECURITY ID: 75604L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Greer | Management | For | For |
| 1.2 | Elect Director James Cameron | Management | For | For |
| 1.3 | Elect Director David Habiger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
REALPAGE, INC.
MEETING DATE: JUN 06, 2012 | TICKER: RP SECURITY ID: 75606N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey T. Leeds | Management | For | For |
| 1.2 | Elect Director Scott S. Ingraham | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RED HAT, INC.
MEETING DATE: AUG 11, 2011 | TICKER: RHT SECURITY ID: 756577102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Sohaib Abbasi | Management | For | For |
| 2 | Elect Director Narendra K. Gupta | Management | For | For |
| 3 | Elect Director William S. Kaiser | Management | For | For |
| 4 | Elect Director James M. Whitehurst | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
RESPONSYS, INC.
MEETING DATE: MAY 30, 2012 | TICKER: MKTG SECURITY ID: 761248103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Golden | Management | For | For |
| 1.2 | Elect Director Michael N. Schuh | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 30, 2012 | TICKER: RVBD SECURITY ID: 768573107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael Boustridge | Management | For | For |
| 2 | Elect Director Jerry M. Kennelly | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RUBICON TECHNOLOGY, INC.
MEETING DATE: JUN 15, 2012 | TICKER: RBCN SECURITY ID: 78112T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael E. Mikolajczyk | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: JUN 07, 2012 | TICKER: CRM SECURITY ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Craig Ramsey | Management | For | For |
| 2 | Elect Director Sanford R. Robertson | Management | For | For |
| 3 | Elect Director Maynard Webb | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 16, 2012 | TICKER: 005930 SECURITY ID: Y74718100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Appropriation of Income and Year-End Dividend of KRW 5,000 per Common Share and KRW 5,050 per Preferred Share | Management | For | For |
| 2.1 | Elect Three Outside Directors (Bundled) | Management | For | For |
| 2.2 | Elect Three Inside Directors (Bundled) | Management | For | For |
| 2.3 | Elect Two Members of Audit Committee (Bundled) | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Approve Spinoff of LCD Business | Management | For | For |
| |
|---|
SANDISK CORPORARTION
MEETING DATE: JUN 12, 2012 | TICKER: SNDK SECURITY ID: 80004C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael E. Marks | Management | For | For |
| 2 | Elect Director Kevin DeNuccio | Management | For | For |
| 3 | Elect Director Irwin Federman | Management | For | For |
| 4 | Elect Director Steven J. Gomo | Management | For | For |
| 5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 6 | Elect Director Chenming Hu | Management | For | For |
| 7 | Elect Director Catherine P. Lego | Management | For | For |
| 8 | Elect Director Sanjay Mehrotra | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SANDVINE CORPORATION
MEETING DATE: APR 05, 2012 | TICKER: SVC SECURITY ID: 800213100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger Maggs | Management | For | For |
| 1.2 | Elect Director Mark Guibert | Management | For | For |
| 1.3 | Elect Director John Keating | Management | For | For |
| 1.4 | Elect Director Ken Taylor | Management | For | For |
| 1.5 | Elect Director David Caputo | Management | For | For |
| 1.6 | Elect Director David Thomson | Management | For | For |
| 1.7 | Elect Director Scott Hamilton | Management | For | For |
| 2 | Ratify PricewatershouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| |
|---|
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 17, 2012 | TICKER: SBAC SECURITY ID: 78388J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Brian C. Carr | Management | For | For |
| 2 | Elect Director George R. Krouse, Jr. | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SCIQUEST, INC.
MEETING DATE: APR 25, 2012 | TICKER: SQI SECURITY ID: 80908T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen J. Wiehe | Management | For | For |
| 1.2 | Elect Director Jeffrey T. Barber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SEAGATE TECHNOLOGY PUBLIC LIMITED COMPANY
MEETING DATE: OCT 26, 2011 | TICKER: STX SECURITY ID: G7945M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Stephen J. Luczo as Director | Management | For | For |
| 2 | Reelect D Frank J. Biondi, Jr. as Director | Management | For | For |
| 3 | Reelect Michael R. Cannon as Director | Management | For | For |
| 4 | Reelect Lydia M. Marshall as Director | Management | For | For |
| 5 | Reelect C.S. Park as Director | Management | For | For |
| 6 | Reelect Gregorio Reyes as Director | Management | For | For |
| 7 | Reelect Edward J. Zander as Director | Management | For | For |
| 8 | Approve Omnibus Stock Plan | Management | For | Against |
| 9 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
SEOUL SEMICONDUCTOR CO LTD
MEETING DATE: MAR 23, 2012 | TICKER: 046890 SECURITY ID: Y7666J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Appropriation of Income and Dividend of KRW 119 per Share | Management | For | For |
| 2.1 | Reelect Choi Jae-Bin as Inside Director | Management | For | Against |
| 2.2 | Elect Shin Se-Gil as Inside Director | Management | For | Against |
| 2.3 | Elect Chang Dae-Ryun as Outside Director | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| 5 | Amend Articles of Incorporation | Management | For | Against |
| |
|---|
SERVICESOURCE INTERNATIONAL, INC.
MEETING DATE: MAY 30, 2012 | TICKER: SREV SECURITY ID: 81763U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce W. Dunlevie | Management | For | For |
| 1.2 | Elect Director Barry D. Reynolds | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SFA ENGINEERING CORP.
MEETING DATE: DEC 21, 2011 | TICKER: 056190 SECURITY ID: Y7676C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lee In-Ho as Inside Director | Management | For | For |
| 2 | Elect Lee In-Ho as Member of Audit Committee | Management | For | For |
| |
|---|
SFA ENGINEERING CORP.
MEETING DATE: MAR 23, 2012 | TICKER: 056190 SECURITY ID: Y7676C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appropriation of Income and Dividend of KRW 1,280 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | Against |
| 3.1 | Reelect Bae Hyo-Jeom as Inside Director | Management | For | Against |
| 3.2 | Reelect Kim Young-Min as Inside Director | Management | For | Against |
| 3.3 | Reelect Lee Myung-Jae as Inside Director | Management | For | Against |
| 3.4 | Elect Seo Hyun-Soo as Outside Director | Management | For | For |
| 3.5 | Elect Ko Bong-Chan as Outside Director | Management | For | For |
| 4.1 | Elect Seo Hyun-soo as Member of Audit Committee | Management | For | For |
| 4.2 | Elect Ko Bong-Chan as Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: OCT 10, 2011 | TICKER: 01066 SECURITY ID: Y76810103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Fu Mingzhong as Independent Non-Executive Director | Management | For | For |
| 2 | Approve Interim Dividend | Management | For | For |
| |
|---|
SHIN ZU SHING CO., LTD.
MEETING DATE: JUN 15, 2012 | TICKER: 3376 SECURITY ID: Y7755T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Amend the Articles of Association | Management | For | For |
| 4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| |
|---|
SILICON LABORATORIES INC.
MEETING DATE: APR 19, 2012 | TICKER: SLAB SECURITY ID: 826919102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harvey B. Cash | Management | For | For |
| 1.2 | Elect Director G. Tyson Tuttle | Management | For | For |
| 1.3 | Elect Director David R. Welland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SILICON MOTION TECHNOLOGY CORPORATION
MEETING DATE: SEP 28, 2011 | TICKER: SIMO SECURITY ID: 82706C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Tsung-Ming Chung as Director | Management | For | For |
| 2 | Approve Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SINA CORPORATION
MEETING DATE: NOV 04, 2011 | TICKER: SINA SECURITY ID: G81477104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Pehong Chen as Director | Management | For | For |
| 2 | Elect Lip-Bu Tan as Director | Management | For | For |
| 3 | Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 10, 2012 | TICKER: SWKS SECURITY ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. McLachlan | Management | For | For |
| 1.2 | Elect Director David J. Aldrich | Management | For | For |
| 1.3 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.4 | Elect Director Moiz M. Beguwala | Management | For | For |
| 1.5 | Elect Director Timothy R. Furey | Management | For | For |
| 1.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.7 | Elect Director Thomas C. Leonard | Management | For | For |
| 1.8 | Elect Director David P. McGlade | Management | For | For |
| 1.9 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SMART TECHNOLOGIES INC
MEETING DATE: AUG 10, 2011 | TICKER: SMA SECURITY ID: 83172R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director David A. Martin | Management | For | For |
| 2.2 | Elect Director Nancy L. Knowlton | Management | For | For |
| 2.3 | Elect Director Salim Nathoo | Management | For | For |
| 2.4 | Elect Director Arvind Sodhani | Management | For | For |
| 2.5 | Elect Director Michael J. Mueller | Management | For | For |
| 2.6 | Elect Director Robert C. Hagerty | Management | For | For |
| 2.7 | Elect Director David B. Sutcliffe | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SNU PRECISION CO.
MEETING DATE: MAR 23, 2012 | TICKER: 080000 SECURITY ID: Y806A0101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Reelect Park Hee-Jae as Inside Director | Management | For | Against |
| 3.2 | Reelect Park Choon-Jae as Inside Director | Management | For | Against |
| 3.3 | Elect Yoon Jae-Min as Non-Independent Non-Executive Director | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| |
|---|
SOLARWINDS, INC.
MEETING DATE: MAY 17, 2012 | TICKER: SWI SECURITY ID: 83416B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ellen F. Siminoff | Management | For | For |
| 1.2 | Elect Director Lloyd G. Waterhouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
SOURCEFIRE, INC.
MEETING DATE: MAY 31, 2012 | TICKER: FIRE SECURITY ID: 83616T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Cristinziano | Management | For | For |
| 1.2 | Elect Director Charles E. Peters, Jr. | Management | For | For |
| 1.3 | Elect Director Steven R. Polk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SPANSION INC.
MEETING DATE: MAY 11, 2012 | TICKER: CODE SECURITY ID: 84649R200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans Geyer | Management | For | For |
| 1.2 | Elect Director Clifton Thomas Weatherford | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SPIRENT COMMUNICATIONS PLC
MEETING DATE: MAY 02, 2012 | TICKER: SPT SECURITY ID: G83562101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Sue Swenson as Director | Management | For | For |
| 5 | Re-elect Ian Brindle as Director | Management | For | For |
| 6 | Re-elect Bill Burns as Director | Management | For | For |
| 7 | Re-elect Alex Walker as Director | Management | For | For |
| 8 | Re-elect Eric Hutchinson as Director | Management | For | For |
| 9 | Re-elect Duncan Lewis as Director | Management | For | For |
| 10 | Re-elect Tom Maxwell as Director | Management | For | For |
| 11 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
STANDARD MICROSYSTEMS CORPORATION
MEETING DATE: JUL 28, 2011 | TICKER: SMSC SECURITY ID: 853626109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Bilodeau | Management | For | For |
| 1.2 | Elect Director Peter F. Dicks | Management | For | For |
| 1.3 | Elect Director Stephen C. McCluski | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
START TODAY CO LTD
MEETING DATE: JUN 24, 2012 | TICKER: 3092 SECURITY ID: J7665M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2.1 | Appoint Statutory Auditor Morita, Junko | Management | For | For |
| 2.2 | Appoint Statutory Auditor Hatakeyama, Seiji | Management | For | For |
| |
|---|
STMICROELECTRONICS NV
MEETING DATE: MAY 30, 2012 | TICKER: STM SECURITY ID: N83574108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board | Management | None | None |
| 3 | Receive Report of Supervisory Board | Management | None | None |
| 4a | Adopt Financial Statements | Management | For | For |
| 4b | Approve Allocation of Income and Dividends of USD 0.40 per Share | Management | For | For |
| 4c | Approve Discharge of Management Board | Management | For | For |
| 4d | Approve Discharge of Supervisory Board | Management | For | For |
| 5a | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5b | Approve Restricted Stock Grants | Management | For | For |
| 6 | Elect M. Verluyten to Supervisory Board | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Allow Questions | Management | None | None |
| 9 | Close Meeting | Management | None | None |
| |
|---|
STMICROELECTRONICS NV
MEETING DATE: MAY 30, 2012 | TICKER: STM SECURITY ID: 861012102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board | Management | None | None |
| 3 | Receive Report of Supervisory Board | Management | None | None |
| 4a | Adopt Financial Statements | Management | For | For |
| 4b | Approve Allocation of Income and Dividends of USD 0.40 per Share | Management | For | For |
| 4c | Approve Discharge of Management Board | Management | For | For |
| 4d | Approve Discharge of Supervisory Board | Management | For | For |
| 5a | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5b | Approve Restricted Stock Grants | Management | For | For |
| 6 | Elect M. Verluyten to Supervisory Board | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Allow Questions | Management | None | None |
| 9 | Close Meeting | Management | None | None |
| |
|---|
SUMCO CORP.
MEETING DATE: APR 26, 2012 | TICKER: 3436 SECURITY ID: J76896109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Accounting Transfers | Management | For | For |
| 2 | Amend Articles To Create Classes A and B Shares - Increase Maximum Number of Statutory Auditors | Management | For | For |
| 3 | Approve Issuance of Class A Shares for Private Placements | Management | For | For |
| 4 | Approve Accounting Transfer in Connection with Issuance of Class A Shares | Management | For | For |
| 5.1 | Elect Director Hashimoto, Mayuki | Management | For | For |
| 5.2 | Elect Director Takii, Michiharu | Management | For | For |
| 5.3 | Elect Director Saeki, Yukihiro | Management | For | For |
| 5.4 | Elect Director Tsuchiya, Yoichi | Management | For | For |
| 5.5 | Elect Director Endo, Harumitsu | Management | For | For |
| 5.6 | Elect Director Hiramoto, Kazuo | Management | For | For |
| 5.7 | Elect Director Miyahara, Hironori | Management | For | For |
| 5.8 | Elect Director Nakaoka, Makoto | Management | For | For |
| 5.9 | Elect Director Sumita, Masahiro | Management | For | For |
| 6.1 | Appoint Statutory Auditor Hosaka, Hidemasa | Management | For | For |
| 6.2 | Appoint Statutory Auditor Oka, Shoichi | Management | For | Against |
| |
|---|
SYMANTEC CORPORATION
MEETING DATE: OCT 25, 2011 | TICKER: SYMC SECURITY ID: 871503108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen M. Bennett | Management | For | For |
| 2 | Elect Director Michael A. Brown | Management | For | For |
| 3 | Elect Director Frank E. Dangeard | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director David L. Mahoney | Management | For | For |
| 6 | Elect Director Robert S. Miller | Management | For | For |
| 7 | Elect Director Enrique Salem | Management | For | For |
| 8 | Elect Director Daniel H. Schulman | Management | For | For |
| 9 | Elect Director V. Paul Unruh | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Outside Director Stock Awards/Options in Lieu of Cash | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 08, 2012 | TICKER: SNCR SECURITY ID: 87157B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Waldis | Management | For | For |
| 1.2 | Elect Director William J. Cadogan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SYNOPSYS, INC.
MEETING DATE: APR 03, 2012 | TICKER: SNPS SECURITY ID: 871607107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aart J. De Geus | Management | For | For |
| 1.2 | Elect Director Alfred Castino | Management | For | For |
| 1.3 | Elect Director Chi-Foon Chan | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director Deborah A. Coleman | Management | For | For |
| 1.6 | Elect Director Chrysostomos L. "Max" Nikias | Management | For | For |
| 1.7 | Elect Director John Schwarz | Management | For | For |
| 1.8 | Elect Director Roy Vallee | Management | For | For |
| 1.9 | Elect Director Steven C. Walske | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SYNTEL, INC.
MEETING DATE: JUN 05, 2012 | TICKER: SYNT SECURITY ID: 87162H103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
| 1.2 | Elect Director Bharat Desai | Management | For | For |
| 1.3 | Elect Director Thomas Doke | Management | For | For |
| 1.4 | Elect Director Rajesh Mashruwala | Management | For | For |
| 1.5 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.6 | Elect Director Prashant Ranade | Management | For | For |
| 1.7 | Elect Director Neerja Sethi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TAIYO YUDEN CO. LTD.
MEETING DATE: JUN 28, 2012 | TICKER: 6976 SECURITY ID: J80206113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 2.5 | Management | For | For |
| 2.1 | Elect Director Kanzaki, Yoshiro | Management | For | For |
| 2.2 | Elect Director Watanuki, Eiji | Management | For | For |
| 2.3 | Elect Director Yanagisawa, Katsumi | Management | For | For |
| 2.4 | Elect Director Tosaka, Shoichi | Management | For | For |
| 2.5 | Elect Director Tsutsumi, Seiichi | Management | For | For |
| 2.6 | Elect Director Takahashi, Osamu | Management | For | For |
| 2.7 | Elect Director Iwanaga, Yuuji | Management | For | For |
| 2.8 | Elect Director Agata, Hisaji | Management | For | For |
| 3 | Appoint Statutory Auditor Akisaka, Tomonori | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Arai, Hiroshi | Management | For | For |
| |
|---|
TDK CORP.
MEETING DATE: JUN 28, 2012 | TICKER: 6762 SECURITY ID: J82141136
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
| 2.1 | Elect Director Kamigama, Takehiro | Management | For | For |
| 2.2 | Elect Director Mori, Kenichi | Management | For | For |
| 2.3 | Elect Director Yanase, Yukio | Management | For | For |
| 2.4 | Elect Director Yoneyama, Junji | Management | For | For |
| 2.5 | Elect Director Ono, Ryoichi | Management | For | For |
| 2.6 | Elect Director Kobayashi, Atsuo | Management | For | For |
| 2.7 | Elect Director Uemura, Hiroyuki | Management | For | For |
| 3 | Amend Articles To Change Location of Head Office | Management | For | For |
| |
|---|
TE CONNECTIVITY LTD.
MEETING DATE: MAR 07, 2012 | TICKER: TEL SECURITY ID: H84989104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 2 | Reelect Juergen Gromer as Director | Management | For | For |
| 3 | Reelect William A. Jeffrey as Director | Management | For | For |
| 4 | Reelect Thomas Lynch as Director | Management | For | For |
| 5 | Reelect Yong Nam as Director | Management | For | For |
| 6 | Reelect Daniel Phelan as Director | Management | For | For |
| 7 | Reelect Frederic Poses as Director | Management | For | For |
| 8 | Reelect Lawrence Smith as Director | Management | For | For |
| 9 | Reelect Paula Sneed as Director | Management | For | For |
| 10 | Reelect David Steiner as Director | Management | For | For |
| 11 | Reelect John Van Scoter as Director | Management | For | For |
| 12 | Accept Annual Report for Fiscal 2010/2011 | Management | For | For |
| 13 | Accept Statutory Financial Statements for Fiscal 2011/2012 | Management | For | For |
| 14 | Accept Consolidated Financial Statements for Fiscal 2011/2012 | Management | For | For |
| 15 | Approve Discharge of Board and Senior Management | Management | For | For |
| 16 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2011/2012 | Management | For | For |
| 17 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2011/2012 | Management | For | For |
| 18 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2011/2012 | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Amend Omnibus Stock Plan | Management | For | For |
| 21 | Approve Reduction in Share Capital | Management | For | For |
| 22 | Authorize Share Repurchase Program | Management | For | For |
| 23 | Approve Ordinary Cash Dividend | Management | For | For |
| 24 | Approve Reallocation of Free Reserves to Legal Reserves | Management | For | For |
| 25 | Adjourn Meeting | Management | For | For |
| |
|---|
TECHTRONIC INDUSTRIES CO., LTD.
MEETING DATE: MAY 18, 2012 | TICKER: 00669 SECURITY ID: Y8563B159
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of HK$0.0775 Per Share | Management | For | For |
| 3a | Reelect Frank Chi Chung Chan as Group Executive Director | Management | For | Against |
| 3b | Reelect Stephan Horst Pudwill as Group Executive Director | Management | For | Against |
| 3c | Reelect Vincent Ting Kau Cheung as Independent Non-Executive Director | Management | For | Against |
| 3d | Reelect Manfred Kuhlmann as Independent Non-Executive Director | Management | For | Against |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Amend Articles of Association | Management | For | For |
| |
|---|
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 16, 2012 | TICKER: 00700 SECURITY ID: G87572148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Reelect Li Dong Sheng as Director | Management | For | Against |
| 3a2 | Reelect Iain Ferguson Bruce as Director | Management | For | Against |
| 3b | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TERADATA CORPORATION
MEETING DATE: APR 20, 2012 | TICKER: TDC SECURITY ID: 88076W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael F. Koehler | Management | For | For |
| 2 | Elect Director James M. Ringler | Management | For | For |
| 3 | Elect Director John G. Schwarz | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 22, 2012 | TICKER: TER SECURITY ID: 880770102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Bagley | Management | For | For |
| 2 | Elect Director Michael A. Bradley | Management | For | For |
| 3 | Elect Director Albert Carnesale | Management | For | For |
| 4 | Elect Director Daniel W. Christman | Management | For | For |
| 5 | Elect Director Edwin J. Gillis | Management | For | For |
| 6 | Elect Director Timothy E. Guertin | Management | For | For |
| 7 | Elect Director Paul J. Tufano | Management | For | For |
| 8 | Elect Director Roy A. Vallee | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
TESLA MOTORS, INC.
MEETING DATE: JUN 06, 2012 | TICKER: TSLA SECURITY ID: 88160R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Antonio J. Gracias | Management | For | For |
| 1.2 | Elect Director Kimbal Musk | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TEST RESEARCH CO., LTD.
MEETING DATE: JUN 06, 2012 | TICKER: 3030 SECURITY ID: Y8591M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Approve Issuance of New Shares by Capitalization of Profit | Management | For | For |
| 4 | Approve to Amend the Articles of Association | Management | For | For |
| 5 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 7 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 19, 2012 | TICKER: TXN SECURITY ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director R.W. Babb, Jr. | Management | For | For |
| 2 | Elect Director D.A. Carp | Management | For | For |
| 3 | Elect Director C.S. Cox | Management | For | For |
| 4 | Elect Director P.H. Patsley | Management | For | For |
| 5 | Elect Director R.E. Sanchez | Management | For | For |
| 6 | Elect Director W.R. Sanders | Management | For | For |
| 7 | Elect Director R.J. Simmons | Management | For | For |
| 8 | Elect Director R.K. Templeton | Management | For | For |
| 9 | Elect Director C.T. Whitman | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
THE DESCARTES SYSTEMS GROUP INC.
MEETING DATE: MAY 31, 2012 | TICKER: DSG SECURITY ID: 249906108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Anderson | Management | For | For |
| 1.2 | Elect Director David I. Beatson | Management | For | For |
| 1.3 | Elect Director Eric Demirian | Management | For | For |
| 1.4 | Elect Director Christopher Hewat | Management | For | For |
| 1.5 | Elect Director Arthur Mesher | Management | For | For |
| 1.6 | Elect Director John Walker | Management | For | For |
| 1.7 | Elect Director Stephen Watt | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Performance and Restricted Share Unit Plan | Management | For | For |
| |
|---|
THK CO. LTD.
MEETING DATE: JUN 16, 2012 | TICKER: 6481 SECURITY ID: J83345108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
| 2.1 | Elect Director Teramachi, Akihiro | Management | For | For |
| 2.2 | Elect Director Teramachi, Toshihiro | Management | For | For |
| 2.3 | Elect Director Imano, Hiroshi | Management | For | For |
| 2.4 | Elect Director Okubo, Takashi | Management | For | For |
| 2.5 | Elect Director Hayashida, Tetsuya | Management | For | For |
| 2.6 | Elect Director Kuwabara, Junichi | Management | For | For |
| 2.7 | Elect Director Hoshino, Takanobu | Management | For | For |
| 2.8 | Elect Director Maki, Nobuyuki | Management | For | For |
| 2.9 | Elect Director Kiuchi, Hideyuki | Management | For | For |
| 2.10 | Elect Director Sakai, Junichi | Management | For | For |
| 2.11 | Elect Director Ishikawa, Hirokazu | Management | For | For |
| 2.12 | Elect Director Shimomaki, Junji | Management | For | For |
| 2.13 | Elect Director Hoshide, Kaoru | Management | For | For |
| 2.14 | Elect Director Kambe, Akihiko | Management | For | For |
| 2.15 | Elect Director Ito, Sakae | Management | For | For |
| 2.16 | Elect Director Kainosho, Masaaki | Management | For | For |
| 3 | Appoint Statutory Auditor Sato, Yoshimi | Management | For | For |
| |
|---|
TIBCO SOFTWARE INC.
MEETING DATE: APR 26, 2012 | TICKER: TIBX SECURITY ID: 88632Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
| 1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
| 1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
| 1.4 | Elect Director Narendra K. Gupta | Management | For | For |
| 1.5 | Elect Director Peter J. Job | Management | For | For |
| 1.6 | Elect Director Philip K. Wood | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TIVO INC.
MEETING DATE: AUG 03, 2011 | TICKER: TIVO SECURITY ID: 888706108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Rogers | Management | For | For |
| 1.2 | Elect Director J. Heidi Roizen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
TONG HSING ELECTRONIC INDUSTRIES LTD.
MEETING DATE: JUN 19, 2012 | TICKER: 6271 SECURITY ID: Y8862W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Approve to Amend the Articles of Association | Management | For | For |
| 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| |
|---|
TOTVS SA
MEETING DATE: MAY 17, 2012 | TICKER: TOTS3 SECURITY ID: P92184103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Agreement to Absorb Gens Tecnologia e Informatica Ltda; TOTVS Servicos em Informatica e Consultoria Ltda; Midbyte Informatica Ltda; BCS Comercio e Servicos de Informatica Ltda, and TOTALBANCO Participacoes S.A. | Management | For | For |
| 2 | Appoint Independent Appraisers for the Proposed Transactions | Management | For | For |
| 3 | Approve Appraisal for the Proposed Transactions | Management | For | For |
| 4 | Approve Absorption of Gens Tecnologia e Informatica Ltda; TOTVS Servicos em Informatica e Consultoria Ltda; Midbyte Informatica Ltda; BCS Comercio e Servicos de Informatica Ltda, and TOTALBANCO Participacoes S.A. | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
TRIMBLE NAVIGATION LIMITED
MEETING DATE: MAY 01, 2012 | TICKER: TRMB SECURITY ID: 896239100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director John B. Goodrich | Management | For | For |
| 1.3 | Elect Director William Hart | Management | For | For |
| 1.4 | Elect Director Merit E. Janow | Management | For | For |
| 1.5 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.6 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.7 | Elect Director Bradford W. Parkinson | Management | For | For |
| 1.8 | Elect Director Mark S. Peek | Management | For | For |
| 1.9 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
TRINA SOLAR LTD.
MEETING DATE: SEP 13, 2011 | TICKER: TSL SECURITY ID: 89628E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Junfeng Li as Director | Management | For | For |
| 2 | Reelect Liping Qiu as Director | Management | For | For |
| 3 | Appoint Deloitte Touche Tohmatsu as Auditors | Management | For | For |
| |
|---|
UNITED MICROELECTRONICS CORP
MEETING DATE: JUN 12, 2012 | TICKER: 2303 SECURITY ID: Y92370108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3.1 | Elect Chun-Yen Chang with ID No.D100****75 as Independent Director | Management | For | For |
| 3.2 | Elect Chung Laung Liu with ID No.S124****49 as Independent Director | Management | For | For |
| 3.3 | Elect Paul S.C. Hsu with ID No.F102****90 as Independent Director | Management | For | For |
| 3.4 | Elect Cheng-Li Huang with ID No.R100****90 as Independent Director | Management | For | For |
| 3.5 | Elect Ting-Yu Lin with Shareholder Number 5015 as Director | Management | For | Against |
| 3.6 | Elect Stan Hung with Shareholder Number 111699 as Director | Management | For | Against |
| 3.7 | Elect Shih-Wei Sun, a Representative of Silicon Integrated Systems Corp. with Shareholder Number 1569628, as Director | Management | For | Against |
| 3.8 | Elect Wen-Yang Chen, a Representative of UMC Science and Culture Foundation with Shareholder Number 1910537, as Director | Management | For | Against |
| 3.9 | Elect Po-Wen Yen, a Representative of Hsun Chieh Investment Co. with Shareholder Number 195818, as Director | Management | For | Against |
| 4 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6 | Approve Non-Public Issuance of Ordinary Shares, Issuance of New Shares to Participate in the Issuance of Global Depository Receipt or Issuance of Convertible Corporate Bonds with Amount Less than 10% of the Outstanding Ordinary Shares | Management | For | For |
| |
|---|
UNIVERSAL DISPLAY CORPORATION
MEETING DATE: JUN 21, 2012 | TICKER: PANL SECURITY ID: 91347P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven V. Abramson | Management | For | For |
| 1.2 | Elect Director Leonard Becker | Management | For | For |
| 1.3 | Elect Director Elizabeth H. Gemmill | Management | For | For |
| 1.4 | Elect Director C. Keith Hartley | Management | For | For |
| 1.5 | Elect Director Lawrence Lacerte | Management | For | For |
| 1.6 | Elect Director Sidney D. Rosenblatt | Management | For | For |
| 1.7 | Elect Director Sherwin I. Seligsohn | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VANCEINFO TECHNOLOGIES INC.
MEETING DATE: NOV 11, 2011 | TICKER: VIT SECURITY ID: 921564100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Chris Shuning Chen as Director | Management | For | For |
| 2 | Reelect David Lifeng Chen as Director | Management | For | For |
| 3 | Approve Deloitte Touche Tohmatsu CPA Ltd. as Auditors for Fiscal Year 2010 and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu CPA Ltd. as Auditors for Fiscal Year 2011 and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
VANGUARD INTERNATIONAL SEMICONDUCTOR CORP.
MEETING DATE: JUN 12, 2012 | TICKER: 5347 SECURITY ID: Y9353N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Approve to Amend the Articles of Association | Management | For | For |
| 4 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
| 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets, Procedures for Endorsement and Guarantees, Procedures for Lending Funds to Other Parties and Trading Procedures Governing Derivatives Products | Management | For | For |
| 6.1 | Elect Ching-Chu Chang with ID No.B100204117 as Director | Shareholder | None | Against |
| 6.2 | Elect Edward Y. Way ( tsmc representative ) with ID No.A102143652 as Director | Shareholder | None | Against |
| 6.3 | Elect Jason C.S. Chen ( tsmc representative ) with ID No.L120036613 as Director | Shareholder | None | Against |
| 6.4 | Elect K.H. Hsiao ( National Development Fund, Executive Yuanrepresentative ) with ID No.R102280476 as Director | Shareholder | None | Against |
| 6.5 | Elect Chintay Shih with ID No.R101349958 as Independent Director | Shareholder | For | For |
| 6.6 | Elect Benson W.C. Liu with ID No.P100215255 as Independent Director | Shareholder | For | For |
| 6.7 | Elect Kenneth Kin with ID No.F102831367 as Independent Director | Shareholder | For | For |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| 8 | Transact Other Business | Management | None | None |
| |
|---|
VERIFONE SYSTEMS, INC.
MEETING DATE: JUN 27, 2012 | TICKER: PAY SECURITY ID: 92342Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
| 1.3 | Elect Director Dr. Leslie G. Denend | Management | For | For |
| 1.4 | Elect Director Alex W. Hart | Management | For | For |
| 1.5 | Elect Director Robert B. Henske | Management | For | For |
| 1.6 | Elect Director Richard A. McGinn | Management | For | For |
| 1.7 | Elect Director Eitan Raff | Management | For | For |
| 1.8 | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 24, 2012 | TICKER: VRSN SECURITY ID: 92343E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director William L. Chenevich | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Roger H. Moore | Management | For | For |
| 1.5 | Elect Director John D. Roach | Management | For | For |
| 1.6 | Elect Director Louis A. Simpson | Management | For | For |
| 1.7 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 31, 2012 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary P. Coughlan | Management | For | For |
| 2 | Elect Director Mary B. Cranston | Management | For | For |
| 3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 4 | Elect Director Robert W. Matschullat | Management | For | For |
| 5 | Elect Director Cathy E. Minehan | Management | For | For |
| 6 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 7 | Elect Director David J. Pang | Management | For | For |
| 8 | Elect Director Joseph W. Saunders | Management | For | For |
| 9 | Elect Director William S. Shanahan | Management | For | For |
| 10 | Elect Director John A. Swainson | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
VISHAY INTERTECHNOLOGY, INC.
MEETING DATE: MAY 24, 2012 | TICKER: VSH SECURITY ID: 928298108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc Zandman | Management | For | For |
| 1.2 | Elect Director Ziv Shoshani | Management | For | For |
| 1.3 | Elect Director Ruta Zandman | Management | For | For |
| 1.4 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amended Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
VISUAL PHOTONICS EPITAXY CO., LTD.
MEETING DATE: JUN 27, 2012 | TICKER: 2455 SECURITY ID: Y9379U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Capital Reserve | Management | For | For |
| 4 | Approve to Amend the Articles of Association | Management | For | For |
| 5 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| |
|---|
VMWARE, INC.
MEETING DATE: MAY 31, 2012 | TICKER: VMW SECURITY ID: 928563402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VOCUS, INC.
MEETING DATE: JUN 07, 2012 | TICKER: VOCS SECURITY ID: 92858J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary Golding | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
VST HOLDINGS LIMITED
MEETING DATE: MAY 24, 2012 | TICKER: 00856 SECURITY ID: G9400C111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of HK$0.08 Per Share | Management | For | For |
| 3a | Reelect Chan Hoi Chau as Director | Management | For | Against |
| 3b | Reelect Mao Xiangqian as Director | Management | For | Against |
| 3c | Reelect Liu Li as Director | Management | For | Against |
| 3d | Reelect Chan Po Fun Peter as Director | Management | For | Against |
| 3e | Reelect Ng Yat Cheung as Director | Management | For | Against |
| 3f | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
WACOM CO LTD
MEETING DATE: JUN 22, 2012 | TICKER: 6727 SECURITY ID: J9467Z109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yamada, Masahiko | Management | For | For |
| 1.2 | Elect Director Komiyama, Shigeki | Management | For | For |
| 1.3 | Elect Director Hasegawa, Wataru | Management | For | For |
| 1.4 | Elect Director Yamamoto, Sadao | Management | For | For |
| 1.5 | Elect Director Fujishima, Yasuyuki | Management | For | For |
| 2 | Appoint Statutory Auditor Mizuno, Haruo | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Kobayashi, Shin | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| |
|---|
WIN SEMICONDUCTORS CORP
MEETING DATE: JUN 05, 2012 | TICKER: 3105 SECURITY ID: Y9588T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Amend the Articles of Association | Management | For | For |
| 4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6 | Approve Proposal of Capital Increase by Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or by Domestic Issuance of New Ordinary Shares or by Issuance of Convertible Corporate Bonds | Management | For | For |
| |
|---|
WISTRON CORP.
MEETING DATE: JUN 21, 2012 | TICKER: 3231 SECURITY ID: Y96738102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Simon Lin (Hsien-Ming Lin) with Shareholder No.000002 as Director | Management | For | For |
| 1.2 | Elect Stan Shih (Chen-Jung Shih) with Shareholder No.000003 as Director | Management | For | For |
| 1.3 | Elect Haydn Hsieh (Hong-Po Hsieh) with Shareholder No.000004 as Director | Management | For | For |
| 1.4 | Elect Robert Huang (Po-Tuan Huang) with Shareholder No.000642 as Director | Management | For | For |
| 1.5 | Elect John Hsuan (Min-Chih Hsuan) with ID F100588265 as Independent Director | Management | For | For |
| 1.6 | Elect Michael Tsai (Kuo-Chih Tsai) with ID A100138304 as Independent Director | Management | For | For |
| 1.7 | Elect James K.F. Wu (Kuo-Feng Wu) with ID N100666626 as Independent Director | Management | For | For |
| 1.8 | Elect Victor C.J. Cheng (Chung-Jen Cheng) with Shareholder No.181362 as Independent Director | Management | For | For |
| 1.9 | Elect Duh-Kung Tsai with ID L101428771 as Independent Director | Management | For | For |
| 2 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 3 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 4 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
| 5 | Amend the Articles of Association | Management | For | For |
| 6 | Approve Amendment to Rules and Procedure for Election of Directors | Management | For | For |
| 7 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 8 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Management | For | For |
| 9 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 10 | Approve to Issue the Restricted Stock | Management | For | For |
| |
|---|
WPG HOLDINGS CO., LTD.
MEETING DATE: NOV 23, 2011 | TICKER: 3702 SECURITY ID: Y9698R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Company to Obtain All Shares of AECO Technology Co., Ltd. through Share Swap Agreement and to Issue New Share by Capital Increase | Management | For | For |
| |
|---|
WPG HOLDINGS CO., LTD.
MEETING DATE: JUN 22, 2012 | TICKER: 3702 SECURITY ID: Y9698R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Amend the Articles of Association | Management | For | For |
| 4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
WT MICROELECTRONICS CO., LTD.
MEETING DATE: JUN 13, 2012 | TICKER: 3036 SECURITY ID: Y9657B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Approve Proposal of Capital Increase by Issuing New Shares | Management | For | For |
| 4 | Approve the Issuance of New Shares by Capitalization of 2011 Distributable Earnings | Management | For | For |
| 5 | Amend the Articles of Association | Management | For | For |
| 6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| |
|---|
WUXI PHARMATECH (CAYMAN) INC.
MEETING DATE: AUG 09, 2011 | TICKER: WX SECURITY ID: 929352102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Xiaozhong Liu as a Director for a Three-year Term | Management | For | For |
| 2 | Re-elect Ying Han as a Director for a Three-year Term | Management | For | For |
| 3 | Re-elect Kian Wee Seah as a Director for a Three-year Term | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 24, 2012 | TICKER: XRX SECURITY ID: 984121103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert J. Keegan | Management | For | For |
| 6 | Elect Director Robert A. McDonald | Management | For | For |
| 7 | Elect Director Charles Prince | Management | For | For |
| 8 | Elect Director Ann N. Reese | Management | For | For |
| 9 | Elect Director Sara Martinez Tucker | Management | For | For |
| 10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XILINX, INC.
MEETING DATE: AUG 10, 2011 | TICKER: XLNX SECURITY ID: 983919101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Philip T. Gianos | Management | For | For |
| 2 | Elect Director Moshe N. Gavrielov | Management | For | For |
| 3 | Elect Director John L. Doyle | Management | For | For |
| 4 | Elect Director Jerald G. Fishman | Management | For | For |
| 5 | Elect Director William G. Howard, Jr. | Management | For | For |
| 6 | Elect Director J. Michael Patterson | Management | For | For |
| 7 | Elect Director Albert A. Pimentel | Management | For | For |
| 8 | Elect Director Marshall C. Turner | Management | For | For |
| 9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
XO GROUP INC
MEETING DATE: JUN 13, 2012 | TICKER: XOXO SECURITY ID: 983772104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ira Carlin | Management | For | For |
| 1.2 | Elect Director Eileen Naughton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
YAGEO CORP
MEETING DATE: JUN 13, 2012 | TICKER: 2327 SECURITY ID: Y9723R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Amend the Articles of Association | Management | For | For |
| 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 6 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| 7 | Approve Proposal of Cash Capital Increase by Issuing Oridary Shares via Private Placement | Management | For | For |
| 8.1 | Elect Pierre T.M. Chen, with Shareholder No.2, as Director | Shareholder | None | Against |
| 8.2 | Elect Victor C. Wang, a Representative of Hsu Chang Investment Ltd., with ID Q100187784 and Shareholder No.99108, as Director | Shareholder | None | Against |
| 8.3 | Elect Bob P.Y. Wang, a Representative of Hsu Chang Investment Ltd., with ID F100181373 and Shareholder No.99108, as Director | Shareholder | None | Against |
| 8.4 | Elect Tzong-Yeong Lin, a Representative of Hsu Chang Investment Ltd., with ID R102669431 and Shareholder No.99108, as Director | Shareholder | None | Against |
| 8.5 | Elect Dora C.W. Chang, a Representative of Hsu Chang Investment Ltd., with ID A220828829 and Shareholder No.99108, as Director | Shareholder | None | Against |
| 8.6 | Elect Shih-Chien Yang, a Representative of Hsu Chang Investment Ltd., with ID A102691671 and Shareholder No.99108, as Director | Shareholder | None | Against |
| 8.7 | Elect Li Zhenling as Independent Director | Shareholder | For | For |
| 8.8 | Elect Chen Hongshou as Independent Director | Shareholder | For | For |
| 8.9 | Elect Hong Xingcheng as Independent Director | Shareholder | For | For |
| 8.10 | Elect Yuan Ho Lai, a Representative of Hung Tai Investment Ltd., with ID M100671680 and Shareholder No.395156, as Supervisor | Shareholder | None | For |
| 8.11 | Elect Lawrence . Lai-Fu Lin, a Representative of Hung Tai Investment Ltd., with ID F102340709 and Shareholder No.395156, as Supervisor | Shareholder | None | For |
| 9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Abstain |
| 10 | Transact Other Business | Management | None | None |
| |
|---|
YANDEX NV
MEETING DATE: MAY 15, 2012 | TICKER: YNDX SECURITY ID: N97284108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Adopt Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Discharge of Board of Directors | Management | For | For |
| 5.1 | Reelect J. Boynton as Director | Management | For | For |
| 5.2 | Reelect E. Dyson as Director | Management | For | For |
| 6 | Approve Cancellation of Class C Shares Held in Treasury | Management | For | For |
| 7 | Amend Articles Re: Reduce Authorized Share Capital | Management | For | For |
| 8 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 9 | Ratify ZAO Deloitte & Touche CIS as Auditors | Management | For | For |
| 10 | Grant Board Authority to Issue Shares | Management | For | For |
| 11 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10 | Management | For | For |
| 12 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 13 | Confirm Representation of Company in Case of Conflict of Interests | Management | For | For |
| 15 | Other Business | Management | None | None |
| |
|---|
YINGLI GREEN ENERGY HOLDING COMPANY LTD.
MEETING DATE: AUG 12, 2011 | TICKER: YGE SECURITY ID: 98584B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Reelect Ming Huang as Director | Management | For | For |
| 2b | Reelect Junmin Liu as Director | Management | For | For |
| 3 | Appoint KPMG as Independent Auditors | Management | For | For |
| |
|---|
YOUNGTEK ELECTRONICS CORP.
MEETING DATE: JUN 27, 2012 | TICKER: 6261 SECURITY ID: Y9859Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
| 3 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 4 | Approve the Issuance of New Shares by Capitalization of 2011 Profit | Management | For | For |
| 5.1 | Elect Wang Ping-Lung, a Representative of Chung Shih Corp with Shareholder No.198, as Director | Shareholder | None | Against |
| 5.2 | Elect Chang Cheng-Kung, with Shareholder No.2, as Director | Shareholder | None | Against |
| 5.3 | Elect Chen Kuei-Pao, with Shareholder No.9, as Director | Shareholder | None | Against |
| 5.4 | Elect Liu Tseng-Feng with ID M101173727 as Independent Director | Shareholder | For | For |
| 5.5 | Elect Yao Te-Chang with ID A121296909 as Independent Director | Shareholder | For | For |
| 5.6 | Elect a Representative of Li Yang Investment Corp. with Shareholder No.435, as Supervisor | Shareholder | None | Abstain |
| 5.7 | Elect Lee Chang-Hsien with ID J120702826 as Supervisor | Shareholder | None | Abstain |
| 5.8 | Elect Tsai Yu-Ching with ID JL221567833 as Supervisor | Shareholder | None | Abstain |
| 6 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Management | For | Abstain |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
ZTE CORPORATION
MEETING DATE: APR 11, 2012 | TICKER: 000063 SECURITY ID: Y0004F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Zhang Jianheng as Non-Independent Director | Management | For | Against |
| 2 | Approve Company's Fulfillment of Conditions for Bond Issue | Shareholder | None | For |
| 3 | Approve Proposed Issue of Bonds | Shareholder | None | For |
| 4 | Approve Mandate for the Board to Deal with Matters Pertaining to the Bond Issue with Full Discretion | Shareholder | None | For |
| |
|---|
ZTE CORPORATION
MEETING DATE: MAY 25, 2012 | TICKER: 000063 SECURITY ID: Y0004F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Report of Board of Directors | Management | For | For |
| 3 | Accept Report of Supervisory Committee | Management | For | For |
| 4 | Accept Report of the President of the Company | Management | For | For |
| 5 | Accept Final Financial Accounts of the Company | Management | For | For |
| 6 | Approve Profit Distribution Proposal for the Year Ended Dec. 31, 2011 | Management | For | For |
| 7a | Approve Application to Bank of China Ltd., Shenzhen Branch for a Composite Credit Facility of RMB 23 Billion | Management | For | For |
| 7b | Approve Application to the China Development Bank Corp., Shenzhen Branch for a Composite Credit Facility of $5 Billion | Management | For | For |
| 8a | Reappoint Ernst & Young Hua Ming as PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8b | Reappoint Ernst & Young as Hong Kong Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9a | Approve Application for Investment Limits in Derivative Products for Value Protection Against Foreign Exchange Risk Exposure for an Amount Not Exceeding $1.5 Billion | Management | For | For |
| 9b | Approve Application for Investment Limits in Fixed Income Derivative Products for an Amount Not Exceeding $500 Million | Management | For | For |
| 10 | Approve Waiver by the Company of the First Right of Refusal | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 12 | Amend Articles of Association of the Company | Management | For | For |
| 13 | Amend Rules of Procedure of the Board of Directors Meetings | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR UTILITIES FUND
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 24, 2012 | TICKER: AEP SECURITY ID: 025537101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nicholas K. Akins | Management | For | For |
| 2 | Elect Director David J. Anderson | Management | For | For |
| 3 | Elect Director James F. Cordes | Management | For | For |
| 4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 6 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 7 | Elect Director Michael G. Morris | Management | For | For |
| 8 | Elect Director Richard C. Notebaert | Management | For | For |
| 9 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 10 | Elect Director Richard L. Sandor | Management | For | For |
| 11 | Elect Director Sara Martinez Tucker | Management | For | For |
| 12 | Elect Director John F. Turner | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN WATER WORKS COMPANY, INC.
MEETING DATE: MAY 11, 2012 | TICKER: AWK SECURITY ID: 030420103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen P. Adik | Management | For | For |
| 2 | Elect Director Martha Clark Goss | Management | For | For |
| 3 | Elect Director Julie A. Dobson | Management | For | For |
| 4 | Elect Director Richard R. Grigg | Management | For | For |
| 5 | Elect Director Julia L. Johnson | Management | For | For |
| 6 | Elect Director George MacKenzie | Management | For | For |
| 7 | Elect Director William J. Marrazzo | Management | For | For |
| 8 | Elect Director Jeffry E. Sterba | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| |
|---|
ATLAS ENERGY, L.P.
MEETING DATE: APR 26, 2012 | TICKER: ATLS SECURITY ID: 04930A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Holtz | Management | For | For |
| 1.2 | Elect Director William G. Karis | Management | For | For |
| 1.3 | Elect Director Harvey G. Magarick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CALPINE CORPORATION
MEETING DATE: MAY 15, 2012 | TICKER: CPN SECURITY ID: 131347304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director Robert C. Hinckley | Management | For | For |
| 1.4 | Elect Director David C. Merritt | Management | For | For |
| 1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.7 | Elect Director William E. Oberndorf | Management | For | For |
| 1.8 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.9 | Elect Director J. Stuart Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHENIERE ENERGY, INC.
MEETING DATE: JUN 01, 2012 | TICKER: LNG SECURITY ID: 16411R208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nuno Brandolini | Management | For | For |
| 1.2 | Elect Director John M. Deutch | Management | For | Withhold |
| 1.3 | Elect Director Paul J. Hoenmans | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMPANHIA PARANAENSE DE ENERGIA - COPEL
MEETING DATE: APR 26, 2012 | TICKER: CPLE6 SECURITY ID: 20441B407
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | None | None |
| 2 | Approve Allocation of Income and Dividends | Management | None | None |
| 3 | Amend Article 4 | Management | None | None |
| 4 | Elect Fiscal Council Members | Management | For | For |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | None | None |
| 6 | Present Information in Accordance with Brazilian Corporate Law | Management | None | None |
| 1 | Elect Director | Management | None | None |
| 2 | Establish New Executive Office | Management | None | None |
| 3a | Amend Article 1 | Management | None | None |
| 3b | Amend Article 6 | Management | None | None |
| 3c | Amend Article 11 Re: Nivel 1 Regulations | Management | None | None |
| 3d | Amend Article 15 | Management | None | None |
| 3e | Amend Article 7 | Management | None | None |
| 3f | Amend Article 20 | Management | None | None |
| 3g | Amend Articles 21-28 | Management | None | None |
| 3h | Amend Article 29 | Management | None | None |
| 3i | Amend Articles 32 and 33 | Management | None | None |
| 3j | Amend Article 43 | Management | None | None |
| 4 | Consolidate Bylaws | Management | None | None |
| |
|---|
CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: NOV 17, 2011 | TICKER: CEG SECURITY ID: 210371100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
DUKE ENERGY CORPORATION
MEETING DATE: MAY 03, 2012 | TICKER: DUK SECURITY ID: 26441C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Barnet, III | Management | For | For |
| 1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
| 1.3 | Elect Director Michael G. Browning | Management | For | For |
| 1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.5 | Elect Director John H. Forsgren | Management | For | For |
| 1.6 | Elect Director Ann Maynard Gray | Management | For | For |
| 1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.8 | Elect Director E. James Reinsch | Management | For | For |
| 1.9 | Elect Director James T. Rhodes | Management | For | For |
| 1.10 | Elect Director James E. Rogers | Management | For | For |
| 1.11 | Elect Director Philip R. Sharp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
EDISON INTERNATIONAL
MEETING DATE: APR 26, 2012 | TICKER: EIX SECURITY ID: 281020107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jagjeet S. Bindra | Management | For | For |
| 2 | Elect Director Vanessa C.L. Chang | Management | For | For |
| 3 | Elect Director France A. Cordova | Management | For | For |
| 4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 5 | Elect Director Charles B. Curtis | Management | For | For |
| 6 | Elect Director Bradford M. Freeman | Management | For | For |
| 7 | Elect Director Luis G. Nogales | Management | For | For |
| 8 | Elect Director Ronald L. Olson | Management | For | For |
| 9 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 10 | Elect Director Thomas C. Sutton | Management | For | For |
| 11 | Elect Director Peter J. Taylor | Management | For | For |
| 12 | Elect Director Brett White | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
EL PASO CORPORATION
MEETING DATE: MAR 09, 2012 | TICKER: EP SECURITY ID: 28336L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
EXELON CORPORATION
MEETING DATE: NOV 17, 2011 | TICKER: EXC SECURITY ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 15, 2012 | TICKER: FE SECURITY ID: 337932107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.5 | Elect Director William T. Cottle | Management | For | For |
| 1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
| 1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
| 1.9 | Elect Director Donald T. Misheff | Management | For | For |
| 1.10 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.11 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.12 | Elect Director Catherine A. Rein | Management | For | For |
| 1.13 | Elect Director George M. Smart | Management | For | For |
| 1.14 | Elect Director Wes M. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
| 6 | Report on Plans to Reduce Coal-Related Costs and Risks | Shareholder | Against | Abstain |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
GENON ENERGY, INC.
MEETING DATE: MAY 09, 2012 | TICKER: GEN SECURITY ID: 37244E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. Spencer Abraham | Management | For | For |
| 2 | Elect Director Terry G. Dallas | Management | For | For |
| 3 | Elect Director Thomas H. Johnson | Management | For | For |
| 4 | Elect Director Steven L. Miller | Management | For | For |
| 5 | Elect Director Elizabeth A. Moler | Management | For | For |
| 6 | Elect Director Edward R. Muller | Management | For | For |
| 7 | Elect Director Robert C. Murray | Management | For | For |
| 8 | Elect Director Laree E. Perez | Management | For | For |
| 9 | Elect Director Evan J. Silverstein | Management | For | For |
| 10 | Elect Director William L. Thacker | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Abstain |
| |
|---|
ITC HOLDINGS CORP.
MEETING DATE: MAY 23, 2012 | TICKER: ITC SECURITY ID: 465685105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher H. Franklin | Management | For | For |
| 1.2 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.3 | Elect Director Richard D. McLellan | Management | For | For |
| 1.4 | Elect Director William J. Museler | Management | For | For |
| 1.5 | Elect Director Hazel R. O'Leary | Management | For | For |
| 1.6 | Elect Director M. Michael Rounds | Management | For | For |
| 1.7 | Elect Director G. Bennett Stewart, III | Management | For | For |
| 1.8 | Elect Director Lee C. Stewart | Management | For | For |
| 1.9 | Elect Director J.C. Watts, Jr. | Management | For | For |
| 1.10 | Elect Director Joseph L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KINDER MORGAN, INC.
MEETING DATE: MAY 09, 2012 | TICKER: KMI SECURITY ID: 49456B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Kinder | Management | For | For |
| 1.2 | Elect Director C. Park Shaper | Management | For | For |
| 1.3 | Elect Director Steven J. Kean | Management | For | For |
| 1.4 | Elect Director Henry Cornell | Management | For | For |
| 1.5 | Elect Director Deborah A. Macdonald | Management | For | For |
| 1.6 | Elect Director Michael Miller | Management | For | For |
| 1.7 | Elect Director Michael C. Morgan | Management | For | For |
| 1.8 | Elect Director Kenneth A. Pontarelli | Management | For | For |
| 1.9 | Elect Director Fayez Sarofim | Management | For | For |
| 1.10 | Elect Director Joel V. Staff | Management | For | For |
| 1.11 | Elect Director John Stokes | Management | For | For |
| 1.12 | Elect Director R. Baran Tekkora | Management | For | For |
| 1.13 | Elect Director Glenn A. Youngkin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NATIONAL FUEL GAS COMPANY
MEETING DATE: MAR 08, 2012 | TICKER: NFG SECURITY ID: 636180101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip C. Ackerman | Management | For | For |
| 1.2 | Elect Director R. Don Cash | Management | For | For |
| 1.3 | Elect Director Stephen E. Ewing | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
NEXTERA ENERGY, INC.
MEETING DATE: MAY 25, 2012 | TICKER: NEE SECURITY ID: 65339F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Sherry S. Barrat | Management | For | For |
| 2 | Elect Director Robert M. Beall, Ii | Management | For | For |
| 3 | Elect Director James L. Camaren | Management | For | For |
| 4 | Elect Director Kenneth B. Dunn | Management | For | For |
| 5 | Elect Director J. Brian Ferguson | Management | For | For |
| 6 | Elect Director Lewis Hay, Iii | Management | For | For |
| 7 | Elect Director Toni Jennings | Management | For | For |
| 8 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
| 9 | Elect Director Rudy E. Schupp | Management | For | For |
| 10 | Elect Director William H. Swanson | Management | For | For |
| 11 | Elect Director Michael H. Thaman | Management | For | For |
| 12 | Elect Director Hansel E. Tookes, Ii | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NISOURCE INC.
MEETING DATE: MAY 15, 2012 | TICKER: NI SECURITY ID: 65473P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard A. Abdoo | Management | For | For |
| 2 | Elect Director Aristides S. Candris | Management | For | For |
| 3 | Elect Director Sigmund L. Cornelius | Management | For | For |
| 4 | Elect Director Michael E. Jesanis | Management | For | For |
| 5 | Elect Director Marty R. Kittrell | Management | For | For |
| 6 | Elect Director W. Lee Nutter | Management | For | For |
| 7 | Elect Director Deborah S. Parker | Management | For | For |
| 8 | Elect Director Ian M. Rolland | Management | For | For |
| 9 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
| 10 | Elect Director Teresa A. Taylor | Management | For | For |
| 11 | Elect Director Richard L. Thompson | Management | For | For |
| 12 | Elect Director Carolyn Y. Woo | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 16 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
OGE ENERGY CORP.
MEETING DATE: MAY 17, 2012 | TICKER: OGE SECURITY ID: 670837103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayne H. Brunetti | Management | For | For |
| 1.2 | Elect Director John D. Groendyke | Management | For | For |
| 1.3 | Elect Director Kirk Humphreys | Management | For | For |
| 1.4 | Elect Director Robert Kelley | Management | For | For |
| 1.5 | Elect Director Robert O. Lorenz | Management | For | For |
| 1.6 | Elect Director Judy R. McReynolds | Management | For | For |
| 1.7 | Elect Director Leroy C. Richie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
ONEOK, INC.
MEETING DATE: MAY 23, 2012 | TICKER: OKE SECURITY ID: 682680103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Day | Management | For | For |
| 2 | Elect Director Julie H. Edwards | Management | For | For |
| 3 | Elect Director William L. Ford | Management | For | For |
| 4 | Elect Director John W. Gibson | Management | For | For |
| 5 | Elect Director Bert H. Mackie | Management | For | For |
| 6 | Elect Director Steven J. Malcolm | Management | For | For |
| 7 | Elect Director Jim W. Mogg | Management | For | For |
| 8 | Elect Director Pattye L. Moore | Management | For | For |
| 9 | Elect Director Gary D. Parker | Management | For | For |
| 10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 11 | Elect Director Gerald B. Smith | Management | For | For |
| 12 | Elect Director David J. Tippeconnic | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Restricted Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 16 | Increase Authorized Common Stock | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PG&E CORPORATION
MEETING DATE: MAY 14, 2012 | TICKER: PCG SECURITY ID: 69331C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David R. Andrews | Management | For | For |
| 2 | Elect Director Lewis Chew | Management | For | For |
| 3 | Elect Director C. Lee Cox | Management | For | For |
| 4 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 5 | Elect Director Fred J. Fowler | Management | For | For |
| 6 | Elect Director Maryellen C. Herringer | Management | For | For |
| 7 | Elect Director Roger H. Kimmel | Management | For | For |
| 8 | Elect Director Richard A. Meserve | Management | For | For |
| 9 | Elect Director Forrest E. Miller | Management | For | For |
| 10 | Elect Director Rosendo G. Parra | Management | For | For |
| 11 | Elect Director Barbara L. Rambo | Management | For | For |
| 12 | Elect Director Barry Lawson Williams | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 10, 2012 | TICKER: SRE SECURITY ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
| 3 | Elect Director Donald E. Felsinger | Management | For | For |
| 4 | Elect Director Wilford D. Godbold, Jr. | Management | For | For |
| 5 | Elect Director William D. Jones | Management | For | For |
| 6 | Elect Director William G. Ouchi | Management | For | For |
| 7 | Elect Director Debra L. Reed | Management | For | For |
| 8 | Elect Director Carlos Ruiz | Management | For | For |
| 9 | Elect Director William C. Rusnack | Management | For | For |
| 10 | Elect Director William P. Rutledge | Management | For | For |
| 11 | Elect Director Lynn Schenk | Management | For | For |
| 12 | Elect Director Luis M. Tellez | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
SUNOCO, INC.
MEETING DATE: MAY 03, 2012 | TICKER: SUN SECURITY ID: 86764P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director I.C. Britt | Management | For | For |
| 1.2 | Elect Director C.C. Casciato | Management | For | For |
| 1.3 | Elect Director W.H. Easter, III | Management | For | For |
| 1.4 | Elect Director G.W. Edwards | Management | For | For |
| 1.5 | Elect Director U.O. Fairbairn | Management | For | For |
| 1.6 | Elect Director J.P. Jones, III | Management | For | For |
| 1.7 | Elect Director J.G. Kaiser | Management | For | For |
| 1.8 | Elect Director B.P. MacDonald | Management | For | For |
| 1.9 | Elect Director J.K. Wulff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
TARGA RESOURCES CORP.
MEETING DATE: MAY 25, 2012 | TICKER: TRGP SECURITY ID: 87612G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director In Seon Hwang | Management | For | For |
| 1.2 | Elect Director Joe Bob Perkins | Management | For | For |
| 1.3 | Elect Director Ershel C. Redd, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
THE AES CORPORATION
MEETING DATE: APR 19, 2012 | TICKER: AES SECURITY ID: 00130H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andres Gluski | Management | For | For |
| 1.2 | Elect Director Zhang Guo Bao | Management | For | For |
| 1.3 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.4 | Elect Director Tarun Khanna | Management | For | For |
| 1.5 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WILLIAMS COMPANIES, INC.
MEETING DATE: MAY 17, 2012 | TICKER: WMB SECURITY ID: 969457100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan S. Armstrong | Management | For | For |
| 2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 3 | Elect Director Irl F. Engelhardt | Management | For | For |
| 4 | Elect Director John A. Hagg | Management | For | For |
| 5 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 6 | Elect Director Frank T. Macinnis | Management | For | For |
| 7 | Elect Director Steven W. Nance | Management | For | For |
| 8 | Elect Director Murray D. Smith | Management | For | For |
| 9 | Elect Director Janice D. Stoney | Management | For | For |
| 10 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VEOLIA ENVIRONNEMENT
MEETING DATE: MAY 16, 2012 | TICKER: VIE SECURITY ID: 92334N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Non-Tax Deductible Expenses | Management | For | For |
| 4 | Approve Treatment of Losses and Dividends of EUR 0.70 per Share | Management | For | For |
| 5 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 6 | Approve Auditors' Special Report Regarding New Related-Party Transactions and Acknowledge Ongoing Transactions | Management | For | For |
| 7 | Elect Jacques Aschenbroich as Director | Management | For | For |
| 8 | Elect Maryse Aulagnon as Director | Management | For | For |
| 9 | Elect Nathalie Rachou as Director | Management | For | For |
| 10 | Elect Groupama SA as Director | Management | For | For |
| 11 | Reelect Serge Michel as Director | Management | For | For |
| 12 | Ratify Appointment of Caisse des Depots et Consignations as Director | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 260 Million | Management | For | For |
| 16 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement up to Aggregate Nominal Amount of EUR 260 Million | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions, up to Aggregate Nominal Amount of EUR 260 Million | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 400 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 20 | Approve Employee Stock Purchase Plan | Management | For | For |
| 21 | Approve Employee Stock Purchase Plan for International Employees | Management | For | For |
| 22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I
Fidelity Advisor Series VII
Fidelity Advisor Series VIII
Fidelity Beacon Street Trust
Fidelity Capital Trust
Fidelity Central Investment Portfolios LLC
Fidelity Commonwealth Trust
Fidelity Concord Street Trust
Fidelity Congress Street Fund
Fidelity Contrafund
Fidelity Covington Trust
Fidelity Destiny Portfolios
Fidelity Devonshire Trust
Fidelity Exchange Fund
Fidelity Financial Trust | Fidelity Hanover Street Trust
Fidelity Hastings Street Trust
Fidelity Investment Trust
Fidelity Magellan Fund
Fidelity Mt. Vernon Street Trust
Fidelity Puritan Trust
Fidelity Securities Fund
Fidelity Select Portfolios
Fidelity Summer Street Trust
Fidelity Trend Fund
Variable Insurance Products Fund
Variable Insurance Products Fund II
Variable Insurance Products Fund III
Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after April 1, 2012.
WITNESS my hand on this 1st day of April 2012.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer
