FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03010
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Advisor Series VII
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
CYNTHIA LO BESSETTE, SECRETARY AND CHIEF LEGAL OFFICER, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 7/31
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Advisor Series VII
BY: /s/STACIE M. SMITH*
STACIE M. SMITH, TREASURER
DATE: 08/10/2020 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2019 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY ADVISOR BIOTECHNOLOGY FUND
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABBVIE INC. MEETING DATE: MAY 08, 2020 | ||||
| TICKER: ABBV SECURITY ID: 00287Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Melody B. Meyer | Management | For | For |
| 1.4 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| ACADIA PHARMACEUTICALS INC. MEETING DATE: JUN 23, 2020 | ||||
| TICKER: ACAD SECURITY ID: 004225108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James M. Daly | Management | For | For |
| 1.2 | Elect Director Edmund P. Harrigan | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Non-Employee Director Compensation Policy | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACCELERON PHARMA INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: XLRN SECURITY ID: 00434H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas A. McCourt | Management | For | For |
| 1b | Elect Director Francois Nader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 15, 2020 | ||||
| TICKER: ACOR SECURITY ID: 00484M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ron Cohen | Management | For | For |
| 1.2 | Elect Director Lorin J. Randall | Management | For | For |
| 1.3 | Elect Director Steven M. Rauscher | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Adjourn Meeting | Management | For | For |
| AGIOS PHARMACEUTICALS, INC. MEETING DATE: MAY 28, 2020 | ||||
| TICKER: AGIO SECURITY ID: 00847X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul J. Clancy | Management | For | For |
| 1b | Elect Director Ian T. Clark | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 13, 2020 | ||||
| TICKER: ALXN SECURITY ID: 015351109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Felix J. Baker | Management | For | For |
| 1.2 | Elect Director David R. Brennan | Management | For | For |
| 1.3 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.4 | Elect Director Deborah Dunsire | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | For |
| 1.6 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director Francois Nader | Management | For | For |
| 1.9 | Elect Director Judith A. Reinsdorf | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ALLERGAN PLC MEETING DATE: OCT 14, 2019 | ||||
| TICKER: AGN SECURITY ID: G0177J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Cancellation of Cancellation Shares | Management | For | For |
| 3 | Authorize Board to Allot and Issue Shares | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Advisory Vote on Golden Parachutes | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: MAY 06, 2020 | ||||
| TICKER: ALNY SECURITY ID: 02043Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael W. Bonney | Management | For | For |
| 1b | Elect Director John M. Maraganore | Management | For | For |
| 1c | Elect Director Phillip A. Sharp | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMGEN INC. MEETING DATE: MAY 19, 2020 | ||||
| TICKER: AMGN SECURITY ID: 031162100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director Robert A. Bradway | Management | For | For |
| 1c | Elect Director Brian J. Druker | Management | For | For |
| 1d | Elect Director Robert A. Eckert | Management | For | For |
| 1e | Elect Director Greg C. Garland | Management | For | For |
| 1f | Elect Director Fred Hassan | Management | For | For |
| 1g | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1h | Elect Director Tyler Jacks | Management | For | For |
| 1i | Elect Director Ellen J. Kullman | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| AMICUS THERAPEUTICS, INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: FOLD SECURITY ID: 03152W109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lynn D. Bleil | Management | For | For |
| 1.2 | Elect Director Bradley L. Campbell | Management | For | For |
| 1.3 | Elect Director Robert Essner | Management | For | For |
| 1.4 | Elect Director Ted W. Love | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| APREA THERAPEUTICS, INC. MEETING DATE: JUN 26, 2020 | ||||
| TICKER: APRE SECURITY ID: 03836J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bernd R. Seizinger | Management | For | For |
| 1.2 | Elect Director Jonathan Hepple | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ARGENX SE MEETING DATE: NOV 25, 2019 | ||||
| TICKER: ARGX SECURITY ID: 04016X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 3 | Amend Argenx Option Plan | Management | For | For |
| 4 | Approve Stock Option Grants up to a Maximum of 4 Percent of the Outstanding Capital | Management | For | For |
| 5 | Other Business (Non-Voting) | Management | None | None |
| 6 | Close Meeting | Management | None | None |
| ARGENX SE MEETING DATE: MAY 12, 2020 | ||||
| TICKER: ARGX SECURITY ID: 04016X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Adopt Remuneration Policy | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5.a | Discuss Annual Report for FY 2019 | Management | None | None |
| 5.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 5.d | Approve Allocation of Losses to the Retained Earnings of the Company | Management | For | For |
| 5.e | Approve Discharge of Directors | Management | For | For |
| 6 | Reelect Pamela Klein as Non-Executive Director | Management | For | For |
| 7 | Grant Board Authority to Issue Shares Up To 4 Percent of Outstanding Capital within the Limits of the Argenx Option Plan and Exclude Pre-emptive Rights | Management | For | For |
| 8 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | For | For |
| 9 | Grant Board Authority to Issue Additional Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | For | For |
| 10 | Ratify Deloitte as Auditors | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| ARVINAS, INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: ARVN SECURITY ID: 04335A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leslie V. Norwalk | Management | For | For |
| 1.2 | Elect Director Liam Ratcliffe | Management | For | For |
| 1.3 | Elect Director Timothy Shannon | Management | For | For |
| 2 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
| ASCENDIS PHARMA A/S MEETING DATE: MAY 29, 2020 | ||||
| TICKER: ASND SECURITY ID: 04351P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Report on Company's Activities Past Year | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
| 4 | Approve Treatment of Net Loss | Management | For | For |
| 5a | Reelect Albert Cha as Director (Class II) | Management | For | For |
| 5b | Reelect Birgitte Volck as Director (Class II) | Management | For | For |
| 5c | Reelect Lars Holtug as Director (Class II) | Management | For | For |
| 6 | Ratify Deloitte as Auditors | Management | For | For |
| 7 | Approve Issuance of Warrants for Board of Directors, Executive Management and Employees, Advisors and Consultants of the Company or its Subsidiaries; Approve Creation of DKK 2 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
| BEIGENE, LTD. MEETING DATE: DEC 27, 2019 | ||||
| TICKER: 6160 SECURITY ID: G1146Y101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares Pursuant to the Share Purchase Agreement | Management | For | For |
| 2 | Approve Collaboration Agreement with Amgen Inc. | Management | For | For |
| 3 | Approve the Annual Caps in Relation to the Collaboration Agreement | Management | For | For |
| 4 | Elect Director Anthony C. Hooper | Management | For | For |
| BEIGENE, LTD. MEETING DATE: DEC 27, 2019 | ||||
| TICKER: 6160 SECURITY ID: 07725L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares Pursuant to the Share Purchase Agreement | Management | For | For |
| 2 | Approve Collaboration Agreement with Amgen Inc. | Management | For | For |
| 3 | Approve the Annual Caps in Relation to the Collaboration Agreement | Management | For | For |
| 4 | Elect Director Anthony C. Hooper | Management | For | For |
| BEIGENE, LTD. MEETING DATE: JUN 17, 2020 | ||||
| TICKER: 6160 SECURITY ID: G1146Y101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John V. Oyler | Management | For | For |
| 2 | Elect Director Timothy Chen | Management | For | For |
| 3 | Elect Director Jing-Shyh (Sam) Su | Management | For | For |
| 4 | Ratify Ernst & Young Hua Ming LLP and Ernst & Young as Auditors | Management | For | For |
| 5 | Authorize the Board of Directors to Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares | Management | For | For |
| 6 | Approve Connected Person Placing Authorization I | Management | For | For |
| 7 | Approve Connected Person Placing Authorization II | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BEIGENE, LTD. MEETING DATE: JUN 17, 2020 | ||||
| TICKER: 6160 SECURITY ID: 07725L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John V. Oyler | Management | For | For |
| 2 | Elect Director Timothy Chen | Management | For | For |
| 3 | Elect Director Jing-Shyh (Sam) Su | Management | For | For |
| 4 | Ratify Ernst & Young Hua Ming LLP and Ernst & Young as Auditors | Management | For | For |
| 5 | Authorize the Board of Directors to Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares | Management | For | For |
| 6 | Approve Connected Person Placing Authorization I | Management | For | For |
| 7 | Approve Connected Person Placing Authorization II | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BELLUS HEALTH INC. MEETING DATE: MAY 14, 2020 | ||||
| TICKER: BLU SECURITY ID: 07987C204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Francesco Bellini | Management | For | For |
| 1.2 | Elect Director Roberto Bellini | Management | For | For |
| 1.3 | Elect Director Youssef L. Bennani | Management | For | For |
| 1.4 | Elect Director Franklin M. Berger | Management | For | For |
| 1.5 | Elect Director Clarissa Desjardins | Management | For | For |
| 1.6 | Elect Director Chau Q. Khuong | Management | For | For |
| 1.7 | Elect Director Pierre Larochelle | Management | For | For |
| 1.8 | Elect Director Joseph Rus | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 27, 2020 | ||||
| TICKER: BMRN SECURITY ID: 09061G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Elizabeth McKee Anderson | Management | For | For |
| 1.3 | Elect Director Willard Dere | Management | For | For |
| 1.4 | Elect Director Michael Grey | Management | For | For |
| 1.5 | Elect Director Elaine J. Heron | Management | For | For |
| 1.6 | Elect Director Robert J. Hombach | Management | For | For |
| 1.7 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.8 | Elect Director Richard A. Meier | Management | For | For |
| 1.9 | Elect Director David E.I. Pyott | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHEMOCENTRYX, INC. MEETING DATE: MAY 21, 2020 | ||||
| TICKER: CCXI SECURITY ID: 16383L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas A. Edwards | Management | For | For |
| 1b | Elect Director Rita I. Jain | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CRINETICS PHARMACEUTICALS, INC. MEETING DATE: JUN 19, 2020 | ||||
| TICKER: CRNX SECURITY ID: 22663K107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Weston Nichols | Management | For | For |
| 1.2 | Elect Director Stephanie S. Okey | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| EXACT SCIENCES CORPORATION MEETING DATE: JUL 25, 2019 | ||||
| TICKER: EXAS SECURITY ID: 30063P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin T. Conroy | Management | For | For |
| 1.2 | Elect Director Katherine S. Zanotti | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| FIBROGEN, INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: FGEN SECURITY ID: 31572Q808 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Enrique Conterno | Management | For | For |
| 1b | Elect Director Thomas F. Kearns, Jr. | Management | For | For |
| 1c | Elect Director Kalevi Kurkijarvi | Management | For | For |
| 1d | Elect Director Gerald Lema | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| G1 THERAPEUTICS, INC. MEETING DATE: JUN 11, 2020 | ||||
| TICKER: GTHX SECURITY ID: 3621LQ109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Garry A. Nicholson | Management | For | For |
| 1.2 | Elect Director Mark A. Velleca | Management | For | For |
| 1.3 | Elect Director Glenn P. Muir | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GALAPAGOS NV MEETING DATE: APR 28, 2020 | ||||
| TICKER: GLPG SECURITY ID: 36315X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 5 | Approve Remuneration Policy | Management | For | Against |
| 6 | Approve Remuneration Report | Management | For | Against |
| 7 | Approve Discharge of Directors and Auditor | Management | For | For |
| 8 | Acknowledge Information on Auditors' Remuneration | Management | None | None |
| 9 | Ratify Deloitte as Auditor and Approve Auditors' Remuneration | Management | For | For |
| 10 | Re-elect Mary Kerr as Independent Director | Management | For | For |
| 11 | Elect Elisabeth Svanberg as Independent Director | Management | For | For |
| 12 | Approve Remuneration of Directors | Management | For | For |
| 13 | Approve Offer of 85,000 Subscription Rights | Management | For | For |
| 1 | Receive Special Board Report Re: Change Purpose of Company | Management | None | None |
| 2 | Amend Corporate Purpose | Management | For | For |
| 3 | Amend Articles Re: New Code of Companies and Associations | Management | For | For |
| 4 | Elect Supervisory Board Members | Management | For | For |
| 5 | Authorize Implementation of Approved Resolutions and Coordination of Article | Management | For | For |
| 6 | Authorize Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| GLOBAL BLOOD THERAPEUTICS, INC. MEETING DATE: JUN 17, 2020 | ||||
| TICKER: GBT SECURITY ID: 37890U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willie L. Brown, Jr. | Management | For | For |
| 1.2 | Elect Director Philip A. Pizzo | Management | For | For |
| 1.3 | Elect Director Wendy Yarno | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GRITSTONE ONCOLOGY, INC. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: GRTS SECURITY ID: 39868T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard Heyman | Management | For | For |
| 1.2 | Elect Director Nicholas Simon | Management | For | For |
| 1.3 | Elect Director Thomas Woiwode | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| IMMUNOMEDICS, INC. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: IMMU SECURITY ID: 452907108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Election Director Behzad Aghazadeh | Management | For | For |
| 1.2 | Election Director Robert Azelby | Management | For | For |
| 1.3 | Election Director Charles M. Baum | Management | For | For |
| 1.4 | Election Director Scott Canute | Management | For | For |
| 1.5 | Election Director Barbara G. Duncan | Management | For | For |
| 1.6 | Election Director Peter Barton Hutt | Management | For | For |
| 1.7 | Election Director Khalid Islam | Management | For | For |
| 1.8 | Election Director Harout Semerjian *Withdrawn Resolution* | Management | None | None |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| INSMED INCORPORATED MEETING DATE: MAY 12, 2020 | ||||
| TICKER: INSM SECURITY ID: 457669307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clarissa Desjardins | Management | For | For |
| 1.2 | Elect Director David W.J. McGirr | Management | For | For |
| 1.3 | Elect Director Elizabeth McKee Anderson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC. MEETING DATE: MAY 28, 2020 | ||||
| TICKER: ICPT SECURITY ID: 45845P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paolo Fundaro | Management | For | For |
| 1b | Elect Director Mark Pruzanski | Management | For | For |
| 1c | Elect Director Srinivas Akkaraju | Management | For | For |
| 1d | Elect Director Luca Benatti | Management | For | For |
| 1e | Elect Director Daniel Bradbury | Management | For | For |
| 1f | Elect Director Keith Gottesdiener | Management | For | For |
| 1g | Elect Director Nancy Miller-Rich | Management | For | For |
| 1h | Elect Director Gino Santini | Management | For | For |
| 1i | Elect Director Glenn Sblendorio | Management | For | For |
| 1j | Elect Director Daniel Welch | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| IONIS PHARMACEUTICALS, INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: IONS SECURITY ID: 462222100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph H. Wender | Management | For | For |
| 1.2 | Elect Director B. Lynne Parshall | Management | For | For |
| 1.3 | Elect Director Spencer R. Berthelsen | Management | For | For |
| 1.4 | Elect Director Joan E. Herman | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Amending the Existing Stock Option and Restricted Stock Unit Awards of Directors to Adjust Vesting | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| KALA PHARMACEUTICALS, INC. MEETING DATE: JUN 25, 2020 | ||||
| TICKER: KALA SECURITY ID: 483119103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Paull | Management | For | Withhold |
| 1.2 | Elect Director Howard B. Rosen | Management | For | Withhold |
| 1.3 | Elect Director Rajeev Shah | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| KEZAR LIFE SCIENCES, INC. MEETING DATE: JUN 24, 2020 | ||||
| TICKER: KZR SECURITY ID: 49372L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Franklin Berger | Management | For | For |
| 1b | Elect Director Graham Cooper | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| KURA ONCOLOGY, INC. MEETING DATE: JUN 24, 2020 | ||||
| TICKER: KURA SECURITY ID: 50127T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven H. Stein | Management | For | For |
| 1.2 | Elect Director Mary T. Szela | Management | For | For |
| 1.3 | Elect Director Diane Parks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LA JOLLA PHARMACEUTICAL COMPANY MEETING DATE: OCT 08, 2019 | ||||
| TICKER: LJPC SECURITY ID: 503459604 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Tidmarsh | Management | For | For |
| 1.2 | Elect Director Kevin Tang | Management | For | For |
| 1.3 | Elect Director Laura Johnson Douglass | Management | For | For |
| 1.4 | Elect Director Craig Johnson | Management | For | For |
| 1.5 | Elect Director David Ramsay | Management | For | For |
| 1.6 | Elect Director Robert Rosen | Management | For | For |
| 2 | Ratify Squar Milner LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| MIRATI THERAPEUTICS, INC. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: MRTX SECURITY ID: 60468T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Baum | Management | For | For |
| 1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.3 | Elect Director Julie M. Cherrington | Management | For | For |
| 1.4 | Elect Director Aaron I. Davis | Management | For | For |
| 1.5 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.6 | Elect Director Michael Grey | Management | For | For |
| 1.7 | Elect Director Faheem Hasnain | Management | For | For |
| 1.8 | Elect Director Craig Johnson | Management | For | For |
| 1.9 | Elect Director Maya Martinez-Davis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MORPHIC HOLDING, INC. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: MORF SECURITY ID: 61775R105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Norbert Bischofberger | Management | For | For |
| 1.2 | Elect Director Joseph P. Slattery | Management | For | For |
| 1.3 | Elect Director Timothy A. Springer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MYOKARDIA, INC. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: MYOK SECURITY ID: 62857M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David P. Meeker | Management | For | For |
| 1.2 | Elect Director Mark L. Perry | Management | For | For |
| 1.3 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 19, 2020 | ||||
| TICKER: NBIX SECURITY ID: 64125C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PRECIPIO, INC. MEETING DATE: JUN 25, 2020 | ||||
| TICKER: PRPO SECURITY ID: BIG915000 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas Fisher | Management | For | For |
| 1.2 | Elect Director Jeffrey Cossman | Management | For | For |
| 1.3 | Elect Director Richard Sandberg | Management | For | For |
| 2 | Approve Issuance of Shares Pursuant to the Purchase Agreement with Lincoln Park Capital Fund, LLC | Management | For | For |
| 3 | Approve Issuance of Shares Pursuant to the Convertible Note Transaction | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Marcum LLP as Auditors | Management | For | For |
| PRINCIPIA BIOPHARMA INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: PRNB SECURITY ID: 74257L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dan Becker | Management | For | For |
| 1.2 | Elect Director Patrick Machado | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PROTAGONIST THERAPEUTICS, INC. MEETING DATE: MAY 28, 2020 | ||||
| TICKER: PTGX SECURITY ID: 74366E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dinesh V. Patel | Management | For | For |
| 1.2 | Elect Director Sarah Noonberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PTC THERAPEUTICS, INC. MEETING DATE: JUN 10, 2020 | ||||
| TICKER: PTCT SECURITY ID: 69366J200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephanie S. Okey | Management | For | For |
| 1.2 | Elect Director Stuart W. Peltz | Management | For | For |
| 1.3 | Elect Director Jerome B. Zeldis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 12, 2020 | ||||
| TICKER: REGN SECURITY ID: 75886F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director N. Anthony Coles | Management | For | For |
| 1b | Elect Director Joseph L. Goldstein | Management | For | For |
| 1c | Elect Director Christine A. Poon | Management | For | For |
| 1d | Elect Director P. Roy Vagelos | Management | For | For |
| 1e | Elect Director Huda Y. Zoghbi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAGE THERAPEUTICS, INC. MEETING DATE: JUN 09, 2020 | ||||
| TICKER: SAGE SECURITY ID: 78667J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael F. Cola | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Jonas | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAREPTA THERAPEUTICS, INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: SRPT SECURITY ID: 803607100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas S. Ingram | Management | For | For |
| 1.2 | Elect Director Hans Wigzell | Management | For | For |
| 1.3 | Elect Director Mary Ann Gray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| SCHOLAR ROCK HOLDING CORPORATION MEETING DATE: MAY 29, 2020 | ||||
| TICKER: SRRK SECURITY ID: 80706P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Hallal | Management | For | For |
| 1.2 | Elect Director Kristina Burow | Management | For | For |
| 1.3 | Elect Director Michael Gilman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SYROS PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2020 | ||||
| TICKER: SYRS SECURITY ID: 87184Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark J. Alles | Management | For | For |
| 1.2 | Elect Director Amir Nashat | Management | For | For |
| 1.3 | Elect Director Peter Wirth | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| TG THERAPEUTICS, INC. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: TGTX SECURITY ID: 88322Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurence N. Charney | Management | For | Withhold |
| 1.2 | Elect Director Yann Echelard | Management | For | Withhold |
| 1.3 | Elect Director William J. Kennedy | Management | For | Withhold |
| 1.4 | Elect Director Kenneth Hoberman | Management | For | Withhold |
| 1.5 | Elect Director Daniel Hume | Management | For | Withhold |
| 1.6 | Elect Director Sagar Lonial | Management | For | For |
| 1.7 | Elect Director Michael S. Weiss | Management | For | For |
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| THERAVANCE BIOPHARMA, INC. MEETING DATE: APR 28, 2020 | ||||
| TICKER: TBPH SECURITY ID: G8807B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dean J. Mitchell | Management | For | For |
| 1.2 | Elect Director George M. Whitesides | Management | For | For |
| 1.3 | Elect Director William D. Young | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TURNING POINT THERAPEUTICS, INC. MEETING DATE: JUN 15, 2020 | ||||
| TICKER: TPTX SECURITY ID: 90041T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Athena Countouriotis | Management | For | For |
| 1.2 | Elect Director Patrick Machado | Management | For | For |
| 1.3 | Elect Director Garry Nicholson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UNIQURE N.V. MEETING DATE: JUN 17, 2020 | ||||
| TICKER: QURE SECURITY ID: N90064101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Management Board | Management | For | For |
| 3 | Elect Director Madhavan Balachandran | Management | For | For |
| 4 | Elect Director Jack Kaye | Management | For | For |
| 5 | Elect Director Jeremy Springhorn | Management | For | For |
| 6 | Elect Director Leonard Post | Management | For | For |
| 7 | Grant Board Authority to Issue Shares and Options | Management | For | For |
| 8 | Grant Board Authority to Issue Shares and Restrict/Exclude Preemptive Rights | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: JUN 03, 2020 | ||||
| TICKER: VRTX SECURITY ID: 92532F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sangeeta N. Bhatia | Management | For | For |
| 1.2 | Elect Director Lloyd Carney | Management | For | For |
| 1.3 | Elect Director Alan Garber | Management | For | For |
| 1.4 | Elect Director Terrence Kearney | Management | For | For |
| 1.5 | Elect Director Reshma Kewalramani | Management | For | For |
| 1.6 | Elect Director Yuchun Lee | Management | For | For |
| 1.7 | Elect Director Jeffrey M. Leiden | Management | For | For |
| 1.8 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.9 | Elect Director Diana McKenzie | Management | For | For |
| 1.10 | Elect Director Bruce I. Sachs | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| VIELA BIO, INC. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: VIE SECURITY ID: 926613100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andreas Wicki | Management | For | For |
| 1.2 | Elect Director Rachelle Jacques | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| XENON PHARMACEUTICALS INC. MEETING DATE: JUN 01, 2020 | ||||
| TICKER: XENE SECURITY ID: 98420N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael M. Tarnow | Management | For | For |
| 1.2 | Elect Director Mohammad Azab | Management | For | For |
| 1.3 | Elect Director Clarissa Desjardins | Management | For | For |
| 1.4 | Elect Director Steven R. Gannon | Management | For | For |
| 1.5 | Elect Director Michael R. Hayden | Management | For | For |
| 1.6 | Elect Director Frank A. Holler | Management | For | For |
| 1.7 | Elect Director Gary Patou | Management | For | For |
| 1.8 | Elect Director Simon N. Pimstone | Management | For | For |
| 1.9 | Elect Director Dawn A. Svoronos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| ZOGENIX, INC. MEETING DATE: MAY 29, 2020 | ||||
| TICKER: ZGNX SECURITY ID: 98978L204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Louis C. Bock | Management | For | For |
| 1B | Elect Director Cam L. Garner | Management | For | For |
| 1C | Elect Director Mark Wiggins | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ZYMEWORKS INC. MEETING DATE: MAY 07, 2020 | ||||
| TICKER: ZYME SECURITY ID: 98985W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hollings C. Renton | Management | For | For |
| 1.2 | Elect Director Lota Zoth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR COMMUNICATIONS EQUIPMENT FUND
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACACIA COMMUNICATIONS, INC. MEETING DATE: SEP 06, 2019 | ||||
| TICKER: ACIA SECURITY ID: 00401C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| ALPHABET INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Sundar Pichai | Management | For | For |
| 1.4 | Elect Director John L. Hennessy | Management | For | For |
| 1.5 | Elect Director Frances H. Arnold | Management | For | For |
| 1.6 | Elect Director L. John Doerr | Management | For | For |
| 1.7 | Elect Director Roger W. Ferguson Jr. | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | Withhold |
| 1.10 | Elect Director K. Ram Shiram | Management | For | For |
| 1.11 | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Arbitration of Employment-Related Claims | Shareholder | Against | For |
| 7 | Establish Human Rights Risk Oversight Committee | Shareholder | Against | Against |
| 8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 10 | Report on Takedown Requests | Shareholder | Against | Against |
| 11 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 12 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| 13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 14 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
| ARISTA NETWORKS, INC. MEETING DATE: MAY 27, 2020 | ||||
| TICKER: ANET SECURITY ID: 040413106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark B. Templeton | Management | For | For |
| 1.2 | Elect Director Nikos Theodosopoulos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CALAMP CORP. MEETING DATE: JUL 24, 2019 | ||||
| TICKER: CAMP SECURITY ID: 128126109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director A.J. "Bert" Moyer | Management | For | For |
| 1b | Elect Director Scott Arnold | Management | For | For |
| 1c | Elect Director Michael Burdiek | Management | For | For |
| 1d | Elect Director Jason Cohenour | Management | For | For |
| 1e | Elect Director Jeffery Gardner | Management | For | For |
| 1f | Elect Director Amal Johnson | Management | For | For |
| 1g | Elect Director Roxanne Oulman | Management | For | For |
| 1h | Elect Director Jorge Titinger | Management | For | For |
| 1i | Elect Director Larry Wolfe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CIENA CORPORATION MEETING DATE: APR 02, 2020 | ||||
| TICKER: CIEN SECURITY ID: 171779309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Judith M. O'Brien | Management | For | For |
| 1b | Elect Director Joanne B. Olsen | Management | For | For |
| 1c | Elect Director Gary B. Smith | Management | For | For |
| 1d | Elect Director Devinder Kumar | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CISCO SYSTEMS, INC. MEETING DATE: DEC 10, 2019 | ||||
| TICKER: CSCO SECURITY ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Mark Garrett | Management | For | For |
| 1e | Elect Director Kristina M. Johnson | Management | For | For |
| 1f | Elect Director Roderick C. McGeary | Management | For | For |
| 1g | Elect Director Charles H. Robbins | Management | For | For |
| 1h | Elect Director Arun Sarin | Management | For | For |
| 1i | Elect Director Brenton L. Saunders | Management | For | For |
| 1j | Elect Director Carol B. Tome | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| CITRIX SYSTEMS, INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: CTXS SECURITY ID: 177376100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert M. Calderoni | Management | For | For |
| 1b | Elect Director Nanci E. Caldwell | Management | For | For |
| 1c | Elect Director Robert D. Daleo | Management | For | For |
| 1d | Elect Director Murray J. Demo | Management | For | For |
| 1e | Elect Director Ajei S. Gopal | Management | For | For |
| 1f | Elect Director David J. Henshall | Management | For | For |
| 1g | Elect Director Thomas E. Hogan | Management | For | For |
| 1h | Elect Director Moira A. Kilcoyne | Management | For | For |
| 1i | Elect Director Peter J. Sacripanti | Management | For | For |
| 1j | Elect Director J. Donald Sherman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CLOUDFLARE, INC. MEETING DATE: JUN 02, 2020 | ||||
| TICKER: NET SECURITY ID: 18915M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott Sandell | Management | For | For |
| 1.2 | Elect Director Michelle Zatlyn | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| COMMSCOPE HOLDING COMPANY, INC. MEETING DATE: MAY 08, 2020 | ||||
| TICKER: COMM SECURITY ID: 20337X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Director Frank M. Drendel | Management | For | For |
| 2b | Elect Director Joanne M. Maguire | Management | For | For |
| 2c | Elect Director Thomas J. Manning | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Removal of Common Shares Issuance Restriction in Connection with the Conversion or Redemption of Preferred Shares, Exercise of Participation Rights, and Voting of Preferred Shares | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | Against |
| COMTECH TELECOMMUNICATIONS CORP. MEETING DATE: DEC 03, 2019 | ||||
| TICKER: CMTL SECURITY ID: 205826209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fred Kornberg | Management | For | For |
| 1b | Elect Director Edwin Kantor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ECHOSTAR CORPORATION MEETING DATE: APR 30, 2020 | ||||
| TICKER: SATS SECURITY ID: 278768106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Stanton Dodge | Management | For | For |
| 1.2 | Elect Director Michael T. Dugan | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Anthony M. Federico | Management | For | For |
| 1.5 | Elect Director Pradman P. Kaul | Management | For | For |
| 1.6 | Elect Director C. Michael Schroeder | Management | For | For |
| 1.7 | Elect Director Jeffrey R. Tarr | Management | For | For |
| 1.8 | Elect Director William D. Wade | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXTREME NETWORKS, INC. MEETING DATE: NOV 07, 2019 | ||||
| TICKER: EXTR SECURITY ID: 30226D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Kathleen M. Holmgren | Management | For | For |
| 1.3 | Elect Director Rajendra Khanna | Management | For | For |
| 1.4 | Elect Director Edward H. Kennedy | Management | For | For |
| 1.5 | Elect Director Edward B. Meyercord | Management | For | For |
| 1.6 | Elect Director John C. Shoemaker | Management | For | For |
| 1.7 | Elect Director Ingrid J. Burton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| F5 NETWORKS, INC. MEETING DATE: MAR 12, 2020 | ||||
| TICKER: FFIV SECURITY ID: 315616102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director A. Gary Ames | Management | For | For |
| 1b | Elect Director Sandra E. Bergeron | Management | For | For |
| 1c | Elect Director Deborah L. Bevier | Management | For | For |
| 1d | Elect Director Michel Combes | Management | For | For |
| 1e | Elect Director Michael L. Dreyer | Management | For | For |
| 1f | Elect Director Alan J. Higginson | Management | For | For |
| 1g | Elect Director Peter S. Klein | Management | For | For |
| 1h | Elect Director Francois Locoh-Donou | Management | For | For |
| 1i | Elect Director Nikhil Mehta | Management | For | For |
| 1j | Elect Director Marie E. Myers | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FABRINET MEETING DATE: DEC 12, 2019 | ||||
| TICKER: FN SECURITY ID: G3323L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Homa Bahrami | Management | For | For |
| 1.2 | Elect Director Gregory P. Dougherty | Management | For | For |
| 1.3 | Elect Director Rollance E. Olson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FASTLY, INC. MEETING DATE: JUN 09, 2020 | ||||
| TICKER: FSLY SECURITY ID: 31188V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aida Alvarez | Management | For | For |
| 1.2 | Elect Director Joshua Bixby | Management | For | For |
| 1.3 | Elect Director Sunil Dhaliwal | Management | For | For |
| 2 | Amend Certificate of Incorporation to Change the Final Conversion Date of the Class B Common Stock | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| HARMONIC INC. MEETING DATE: JUN 10, 2020 | ||||
| TICKER: HLIT SECURITY ID: 413160102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick J. Harshman | Management | For | For |
| 1.2 | Elect Director Patrick Gallagher | Management | For | For |
| 1.3 | Elect Director Deborah L. Clifford | Management | For | For |
| 1.4 | Elect Director David Krall | Management | For | For |
| 1.5 | Elect Director Mitzi Reaugh | Management | For | For |
| 1.6 | Elect Director Susan G. Swenson | Management | For | For |
| 1.7 | Elect Director Nikos Theodosopoulos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Armanino LLP as Auditors | Management | For | For |
| INFINERA CORPORATION MEETING DATE: MAY 21, 2020 | ||||
| TICKER: INFN SECURITY ID: 45667G103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas J. Fallon | Management | For | For |
| 1b | Elect Director Kambiz Y. Hooshmand | Management | For | For |
| 1c | Elect Director Amy H. Rice | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INPHI CORPORATION MEETING DATE: MAY 21, 2020 | ||||
| TICKER: IPHI SECURITY ID: 45772F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas E. Brathwaite | Management | For | For |
| 1.2 | Elect Director David E. Liddle | Management | For | For |
| 1.3 | Elect Director Bruce M. McWilliams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INTERDIGITAL, INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: IDCC SECURITY ID: 45867G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joan H. Gillman | Management | For | For |
| 1b | Elect Director S. Douglas Hutcheson | Management | For | For |
| 1c | Elect Director John A. Kritzmacher | Management | For | For |
| 1d | Elect Director John D. Markley, Jr. | Management | For | For |
| 1e | Elect Director William J. Merritt | Management | For | For |
| 1f | Elect Director Jean F. Rankin | Management | For | For |
| 1g | Elect Director Philip P. Trahanas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| JUNIPER NETWORKS, INC. MEETING DATE: MAY 14, 2020 | ||||
| TICKER: JNPR SECURITY ID: 48203R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gary Daichendt | Management | For | For |
| 1b | Elect Director Anne DelSanto | Management | For | For |
| 1c | Elect Director Kevin DeNuccio | Management | For | For |
| 1d | Elect Director James Dolce | Management | For | For |
| 1e | Elect Director Christine Gorjanc | Management | For | For |
| 1f | Elect Director Janet Haugen | Management | For | For |
| 1g | Elect Director Scott Kriens | Management | For | For |
| 1h | Elect Director Rahul Merchant | Management | For | For |
| 1i | Elect Director Rami Rahim | Management | For | For |
| 1j | Elect Director William Stensrud | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| LUMENTUM HOLDINGS INC. MEETING DATE: NOV 14, 2019 | ||||
| TICKER: LITE SECURITY ID: 55024U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Penelope A. Herscher | Management | For | For |
| 1b | Elect Director Harold L. Covert | Management | For | For |
| 1c | Elect Director Julia S. Johnson | Management | For | For |
| 1d | Elect Director Brian J. Lillie | Management | For | For |
| 1e | Elect Director Alan S. Lowe | Management | For | For |
| 1f | Elect Director Ian S. Small | Management | For | For |
| 1g | Elect Director Samuel F. Thomas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 11, 2020 | ||||
| TICKER: MSI SECURITY ID: 620076307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory Q. Brown | Management | For | For |
| 1b | Elect Director Kenneth D. Denman | Management | For | For |
| 1c | Elect Director Egon P. Durban | Management | For | For |
| 1d | Elect Director Clayton M. Jones | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Gregory K. Mondre | Management | For | For |
| 1g | Elect Director Anne R. Pramaggiore | Management | For | For |
| 1h | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| NETGEAR, INC. MEETING DATE: MAY 28, 2020 | ||||
| TICKER: NTGR SECURITY ID: 64111Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Patrick C.S. Lo | Management | For | For |
| 1B | Elect Director Laura J. Durr | Management | For | For |
| 1C | Elect Director Jef T. Graham | Management | For | For |
| 1D | Elect Director Bradley L. Maiorino | Management | For | For |
| 1E | Elect Director Janice M. Roberts | Management | For | For |
| 1F | Elect Director Gregory J. Rossmann | Management | For | For |
| 1G | Elect Director Barbara V. Scherer | Management | For | For |
| 1H | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| NETSCOUT SYSTEMS, INC. MEETING DATE: SEP 12, 2019 | ||||
| TICKER: NTCT SECURITY ID: 64115T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anil K. Singhal | Management | For | For |
| 1.2 | Elect Director John R. Egan | Management | For | For |
| 1.3 | Elect Director Robert E. Donahue | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NOKIA OYJ MEETING DATE: MAY 27, 2020 | ||||
| TICKER: NOKIA SECURITY ID: 654902204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 12 | Fix Number of Directors at Nine | Management | For | For |
| 13.1 | Reelect Sari Baldauf as Director | Management | For | For |
| 13.2 | Reelect Bruce Brown as Director | Management | For | For |
| 13.3 | Elect Thomas Dannenfeldt as Director | Management | For | For |
| 13.4 | Reelect Jeanette Horan as Director | Management | For | For |
| 13.5 | Reelect Edward Kozel as Director | Management | For | For |
| 13.6 | Reelect Elizabeth Nelson as Director | Management | For | For |
| 13.7 | Reelect Soren Skou as Director | Management | For | For |
| 13.8 | Reelect Carla Smits-Nusteling as Director | Management | For | For |
| 13.9 | Reelect Kari Stadigh as Director | Management | For | For |
| 14 | Ratify Deloitte as Auditors for Financial Year 2021 | Management | For | For |
| 15 | Approve Remuneration of Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
| 17 | Authorize Issuance of up to 550 Million Shares without Preemptive Rights | Management | For | For |
| 18 | Amend Articles Re: Number of Directors; Age Limit of Directors; Strict Gender Balance in Board | Shareholder | Against | Against |
| 19 | Close Meeting | Management | None | None |
| ORANGE SA MEETING DATE: MAY 19, 2020 | ||||
| TICKER: ORA SECURITY ID: 684060106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Elect Frederic Sanchez as Director | Management | For | For |
| 6 | Reelect Christel Heydemann as Director | Management | For | For |
| 7 | Reelect Bernard Ramanantsoa as Director | Management | For | For |
| 8 | Elect Laurence Dalboussiere as Director | Management | For | For |
| 9 | Approve Compensation Report for Corporate Officers | Management | For | For |
| 10 | Approve Compensation of Stephane Richard, Chairman and CEO | Management | For | For |
| 11 | Approve Compensation of Ramon Fernandez, Vice-CEO | Management | For | For |
| 12 | Approve Compensation of Gervais Pellissier, Vice-CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 14 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 15 | Approve Remuneration Policy of Non-Executive Directors | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Amend Article 2 of Bylaws Re: Corporate Purpose | Management | For | For |
| 18 | Amend Article 13 of Bylaws Re: Employee Representative | Management | For | For |
| 19 | Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Amend Article 13 of Bylaws Re: Employee Shareholders | Management | For | For |
| 23 | Approve Stock Dividend Program | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Amend Item 16: Authorize Repurchase of Shares | Shareholder | Against | Against |
| B | Amend Article 13 of Bylaws Re: Plurality of Directorships | Shareholder | Against | Against |
| C | Amend Item 19: Authorize Shares for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached | Shareholder | Against | Against |
| D | Amend Employee Stock Purchase Plans in Favor of Employees | Shareholder | Against | Against |
| RAPID7, INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: RPD SECURITY ID: 753422104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Judy Bruner | Management | For | For |
| 1.2 | Elect Director Benjamin Holzman | Management | For | For |
| 1.3 | Elect Director Tom Schodorf | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| RINGCENTRAL, INC. MEETING DATE: JUN 05, 2020 | ||||
| TICKER: RNG SECURITY ID: 76680R206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Vladimir Shmunis | Management | For | For |
| 1b | Elect Director Kenneth Goldman | Management | For | For |
| 1c | Elect Director Michelle McKenna | Management | For | For |
| 1d | Elect Director Godfrey Sullivan | Management | For | For |
| 1e | Elect Director Robert Theis | Management | For | For |
| 1f | Elect Director Allan Thygesen | Management | For | For |
| 1g | Elect Director Neil Williams | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| T-MOBILE US, INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: TMUS SECURITY ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marcelo Claure | Management | For | For |
| 1.2 | Elect Director Srikant M. Datar | Management | For | For |
| 1.3 | Elect Director Ronald D. Fisher | Management | For | For |
| 1.4 | Elect Director Srini Gopalan | Management | For | For |
| 1.5 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.6 | Elect Director Timotheus Hottges | Management | For | For |
| 1.7 | Elect Director Christian P. Illek | Management | For | For |
| 1.8 | Elect Director Stephen Kappes | Management | For | For |
| 1.9 | Elect Director Raphael Kubler | Management | For | For |
| 1.10 | Elect Director Thorsten Langheim | Management | For | For |
| 1.11 | Elect Director G. Michael (Mike) Sievert | Management | For | For |
| 1.12 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.13 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
| TELEFONAKTIEBOLAGET LM ERICSSON MEETING DATE: MAR 31, 2020 | ||||
| TICKER: ERIC.B SECURITY ID: 294821608 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A | Indicate FOR if you are both the Record Holder and Beneficial Owner of the ADS or AGAINST if you are the Record Holder of such ADS Acting on Behalf of the Beneficial Owner | Management | None | Did Not Vote |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.3 | Approve Allocation of Income and Dividends of SEK 1.50 Per Share | Management | For | Did Not Vote |
| 9 | Determine Number of Directors (10) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of SEK 4.2 Million for Chairman and SEK 1.05 Million for Other Directors, Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 11.1 | Reelect Jon Baksaas as Director | Management | For | Did Not Vote |
| 11.2 | Reelect Jan Carlson as Director | Management | For | Did Not Vote |
| 11.3 | Reelect Nora Denzel as Director | Management | For | Did Not Vote |
| 11.4 | Reelect Borje Ekholm as Director | Management | For | Did Not Vote |
| 11.5 | Reelect Eric A. Elzvik as Director | Management | For | Did Not Vote |
| 11.6 | Reelect Kurt Jofs as Director | Management | For | Did Not Vote |
| 11.7 | Reelect Ronnie Leten as Director | Management | For | Did Not Vote |
| 11.8 | Reelect Kristin S. Rinne as Director | Management | For | Did Not Vote |
| 11.9 | Reelect Helena Stjernholm as Director | Management | For | Did Not Vote |
| 11.10 | Reelect Jacob Wallenberg as Director | Management | For | Did Not Vote |
| 12 | Reelect Ronnie Leten as Board Chairman | Management | For | Did Not Vote |
| 13 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17.1 | Approve Long-Term Variable Compensation Program 2020 (LTV 2020) | Management | For | Did Not Vote |
| 17.2 | Approve Equity Plan Financing of LTV 2020 | Management | For | Did Not Vote |
| 17.3 | Approve Alternative Equity Plan Financing of LTV 2020 | Management | For | Did Not Vote |
| 18 | Approve Equity Plan Financing of LTV 2018 and 2019 | Management | For | Did Not Vote |
| 19 | Approve Equity Plan Financing of LTV 2016 and 2017 | Management | For | Did Not Vote |
| 20.1 | Eliminate Differentiated Voting Rights | Shareholder | None | Did Not Vote |
| 20.2 | Amend Articles Re: Editorial Changes | Shareholder | None | Did Not Vote |
| 21.1 | Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished | Shareholder | None | Did Not Vote |
| 21.2 | Instruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee | Shareholder | None | Did Not Vote |
| 22 | Appoint Special Examination of the Company's and the Auditors' Actions | Shareholder | None | Did Not Vote |
| 23 | Instruct the Board to Propose Equal Voting Rights for All Shares on Annual Meeting 2021 | Shareholder | None | Did Not Vote |
| 24 | Close Meeting | Management | None | None |
| TUFIN SOFTWARE TECHNOLOGIES LTD. MEETING DATE: JUL 15, 2019 | ||||
| TICKER: TUFN SECURITY ID: M8893U102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Peter Campbell as External Director | Management | For | For |
| 1.2 | Elect Dafna Gruber as External Director | Management | For | For |
| 2 | Approve Compensation of External and Independent Directors | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| VIASAT, INC. MEETING DATE: SEP 04, 2019 | ||||
| TICKER: VSAT SECURITY ID: 92552V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard Baldridge | Management | For | For |
| 1.2 | Elect Director Sean Pak | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| VIAVI SOLUTIONS INC. MEETING DATE: NOV 13, 2019 | ||||
| TICKER: VIAV SECURITY ID: 925550105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director Keith Barnes | Management | For | For |
| 1.3 | Elect Director Laura Black | Management | For | For |
| 1.4 | Elect Director Tor Braham | Management | For | For |
| 1.5 | Elect Director Timothy Campos | Management | For | For |
| 1.6 | Elect Director Donald Colvin | Management | For | For |
| 1.7 | Elect Director Masood A. Jabbar | Management | For | For |
| 1.8 | Elect Director Oleg Khaykin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR CONSUMER DISCRETIONARY FUND
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALPHABET INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Sundar Pichai | Management | For | For |
| 1.4 | Elect Director John L. Hennessy | Management | For | For |
| 1.5 | Elect Director Frances H. Arnold | Management | For | For |
| 1.6 | Elect Director L. John Doerr | Management | For | For |
| 1.7 | Elect Director Roger W. Ferguson Jr. | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | Withhold |
| 1.10 | Elect Director K. Ram Shiram | Management | For | For |
| 1.11 | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Arbitration of Employment-Related Claims | Shareholder | Against | For |
| 7 | Establish Human Rights Risk Oversight Committee | Shareholder | Against | Against |
| 8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 10 | Report on Takedown Requests | Shareholder | Against | Against |
| 11 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 12 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| 13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 14 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
| AMAZON.COM, INC. MEETING DATE: MAY 27, 2020 | ||||
| TICKER: AMZN SECURITY ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Report on Management of Food Waste | Shareholder | Against | For |
| 6 | Report on Customers' Use of its Surveillance and Computer Vision Products or Cloud-Based Services | Shareholder | Against | Against |
| 7 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | Against |
| 8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | For |
| 11 | Report on Reducing Environmental and Health Harms to Communities of Color | Shareholder | Against | Against |
| 12 | Report on Viewpoint Discrimination | Shareholder | Against | Against |
| 13 | Report on Promotion Velocity | Shareholder | Against | Against |
| 14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 15 | Human Rights Risk Assessment | Shareholder | Against | For |
| 16 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ARAMARK MEETING DATE: JAN 29, 2020 | ||||
| TICKER: ARMK SECURITY ID: 03852U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan M. Cameron | Management | For | For |
| 1b | Elect Director Greg Creed | Management | For | For |
| 1c | Elect Director Calvin Darden | Management | For | For |
| 1d | Elect Director Richard W. Dreiling | Management | For | For |
| 1e | Elect Director Irene M. Esteves | Management | For | For |
| 1f | Elect Director Daniel J. Heinrich | Management | For | For |
| 1g | Elect Director Paul C. Hilal | Management | For | For |
| 1h | Elect Director Karen M. King | Management | For | For |
| 1i | Elect Director Stephen I. Sadove | Management | For | For |
| 1j | Elect Director Arthur B. Winkleblack | Management | For | For |
| 1k | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Permit Shareholders to Call a Special Meeting of Shareholders and Delete Certain Obsolete Provisions | Management | For | For |
| AUTOZONE, INC. MEETING DATE: DEC 18, 2019 | ||||
| TICKER: AZO SECURITY ID: 053332102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.4 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.5 | Elect Director Michael M. Calbert | Management | For | For |
| 1.6 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.7 | Elect Director Gale V. King | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.9 | Elect Director William C. Rhodes, III | Management | For | For |
| 1.10 | Elect Director Jill A. Soltau | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA MEETING DATE: JUL 26, 2019 | ||||
| TICKER: BME SECURITY ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Annual Accounts | Management | For | For |
| 4 | Approve Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
| 9 | Re-elect Peter Bamford as Director | Management | For | For |
| 10 | Re-elect Simon Arora as Director | Management | For | For |
| 11 | Re-elect Paul McDonald as Director | Management | For | For |
| 12 | Re-elect Ron McMillan as Director | Management | For | For |
| 13 | Re-elect Kathleen Guion as Director | Management | For | For |
| 14 | Re-elect Tiffany Hall as Director | Management | For | For |
| 15 | Elect Carolyn Bradley as Director | Management | For | For |
| 16 | Elect Gilles Petit as Director | Management | For | For |
| 17 | Approve Discharge of Auditors | Management | For | For |
| 18 | Reappoint KPMG Luxembourg Societe Cooperative as Auditors | Management | For | For |
| 19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| BEST BUY CO., INC. MEETING DATE: JUN 11, 2020 | ||||
| TICKER: BBY SECURITY ID: 086516101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Corie S. Barry | Management | For | For |
| 1b | Elect Director Lisa M. Caputo | Management | For | For |
| 1c | Elect Director J. Patrick Doyle | Management | For | For |
| 1d | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1e | Elect Director David W. Kenny | Management | For | For |
| 1f | Elect Director Karen A. McLoughlin | Management | For | For |
| 1g | Elect Director Thomas L. "Tommy" Millner | Management | For | For |
| 1h | Elect Director Claudia F. Munce | Management | For | For |
| 1i | Elect Director Richelle P. Parham | Management | For | For |
| 1j | Elect Director Eugene A. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Amend, Alter or Repeal the Provisions of Article IX | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement to Amend Section 1, Election of Directors, of Article III of the Amended and Restated By-laws | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement to Amend, Alter or Repeal the Provisions of Article X | Management | For | For |
| 8 | Amend the Anti-Greenmail Provision Voting Standard in Article X, Section 2 | Management | For | For |
| BJ'S WHOLESALE CLUB HOLDINGS, INC. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: BJ SECURITY ID: 05550J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Maile Clark | Management | For | For |
| 1.2 | Elect Director Thomas A. Kingsbury | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| BOOKING HOLDINGS INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: BKNG SECURITY ID: 09857L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.4 | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1.5 | Elect Director Wei Hopeman | Management | For | For |
| 1.6 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.7 | Elect Director Charles H. Noski | Management | For | For |
| 1.8 | Elect Director Nicholas J. Read | Management | For | For |
| 1.9 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.10 | Elect Director Bob van Dijk | Management | For | For |
| 1.11 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1.12 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| BRIGHT HORIZONS FAMILY SOLUTIONS INC. MEETING DATE: JUN 16, 2020 | ||||
| TICKER: BFAM SECURITY ID: 109194100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen H. Kramer | Management | For | For |
| 1b | Elect Director Sara Lawrence-Lightfoot | Management | For | For |
| 1c | Elect Director David H. Lissy | Management | For | For |
| 1d | Elect Director Cathy E. Minehan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BURLINGTON STORES, INC. MEETING DATE: MAY 20, 2020 | ||||
| TICKER: BURL SECURITY ID: 122017106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ted English | Management | For | For |
| 1.2 | Elect Director Jordan Hitch | Management | For | For |
| 1.3 | Elect Director Mary Ann Tocio | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CANADA GOOSE HOLDINGS INC. MEETING DATE: AUG 15, 2019 | ||||
| TICKER: GOOS SECURITY ID: 135086106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dani Reiss | Management | For | For |
| 1.2 | Elect Director Ryan Cotton | Management | For | For |
| 1.3 | Elect Director Joshua Bekenstein | Management | For | Withhold |
| 1.4 | Elect Director Stephen Gunn | Management | For | For |
| 1.5 | Elect Director Jean-Marc Huet | Management | For | For |
| 1.6 | Elect Director John Davison | Management | For | For |
| 1.7 | Elect Director Maureen Chiquet | Management | For | For |
| 1.8 | Elect Director Jodi Butts | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CAPRI HOLDINGS LIMITED MEETING DATE: AUG 01, 2019 | ||||
| TICKER: CPRI SECURITY ID: G1890L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Judy Gibbons | Management | For | For |
| 1b | Elect Director Jane Thompson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CARTER'S, INC. MEETING DATE: MAY 14, 2020 | ||||
| TICKER: CRI SECURITY ID: 146229109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hali Borenstein | Management | For | For |
| 1b | Elect Director Amy Woods Brinkley | Management | For | For |
| 1c | Elect Director Giuseppina Buonfantino | Management | For | For |
| 1d | Elect Director Michael D. Casey | Management | For | For |
| 1e | Elect Director A. Bruce Cleverly | Management | For | For |
| 1f | Elect Director Jevin S. Eagle | Management | For | For |
| 1g | Elect Director Mark P. Hipp | Management | For | For |
| 1h | Elect Director William J. Montgoris | Management | For | For |
| 1i | Elect Director Richard A. Noll | Management | For | For |
| 1j | Elect Director Gretchen W. Price | Management | For | For |
| 1k | Elect Director David Pulver | Management | For | For |
| 1l | Elect Director Thomas E. Whiddon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CAVCO INDUSTRIES, INC. MEETING DATE: JUL 09, 2019 | ||||
| TICKER: CVCO SECURITY ID: 149568107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Greenblatt | Management | For | For |
| 1.2 | Elect Director Richard A. Kerley | Management | For | For |
| 1.3 | Elect Director Julia W. Sze | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: MAY 19, 2020 | ||||
| TICKER: CMG SECURITY ID: 169656105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
| 1.2 | Elect Director Patricia Fili-Krushel | Management | For | For |
| 1.3 | Elect Director Neil W. Flanzraich | Management | For | For |
| 1.4 | Elect Director Robin Hickenlooper | Management | For | For |
| 1.5 | Elect Director Scott Maw | Management | For | For |
| 1.6 | Elect Director Ali Namvar | Management | For | For |
| 1.7 | Elect Director Brian Niccol | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Employment-Related Arbitration | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| CHURCHILL DOWNS INCORPORATED MEETING DATE: APR 21, 2020 | ||||
| TICKER: CHDN SECURITY ID: 171484108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Fealy | Management | For | For |
| 1.2 | Elect Director Douglas C. Grissom | Management | For | For |
| 1.3 | Elect Director Daniel P. Harrington | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONSTELLATION BRANDS, INC. MEETING DATE: JUL 16, 2019 | ||||
| TICKER: STZ SECURITY ID: 21036P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jennifer M. Daniels | Management | For | For |
| 1.2 | Elect Director Jerry Fowden | Management | For | For |
| 1.3 | Elect Director Ernesto M. Hernandez | Management | For | For |
| 1.4 | Elect Director Susan Somersille Johnson | Management | For | For |
| 1.5 | Elect Director James A. Locke, III | Management | For | For |
| 1.6 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.7 | Elect Director William A. Newlands | Management | For | For |
| 1.8 | Elect Director Richard Sands | Management | For | For |
| 1.9 | Elect Director Robert Sands | Management | For | For |
| 1.10 | Elect Director Judy A. Schmeling | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COPART, INC. MEETING DATE: DEC 06, 2019 | ||||
| TICKER: CPRT SECURITY ID: 217204106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willis J. Johnson | Management | For | For |
| 1.2 | Elect Director A. Jayson Adair | Management | For | For |
| 1.3 | Elect Director Matt Blunt | Management | For | For |
| 1.4 | Elect Director Steven D. Cohan | Management | For | For |
| 1.5 | Elect Director Daniel J. Englander | Management | For | For |
| 1.6 | Elect Director James E. Meeks | Management | For | For |
| 1.7 | Elect Director Thomas N. Tryforos | Management | For | For |
| 1.8 | Elect Director Diane M. Morefield | Management | For | For |
| 1.9 | Elect Director Stephen Fisher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| D.R. HORTON, INC. MEETING DATE: JAN 22, 2020 | ||||
| TICKER: DHI SECURITY ID: 23331A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 1f | Elect Director Maribess L. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DELIVERY HERO SE MEETING DATE: JUN 18, 2020 | ||||
| TICKER: DHER SECURITY ID: D1T0KZ103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Martin Enderle for Fiscal 2019 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Hilary Gosher for Fiscal 2019 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Patrick Kolek for Fiscal 2019 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Bjoern Ljungberg for Fiscal 2019 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Vera Stachowiak for Fiscal 2019 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Christian Graf von Hardenberg for Fiscal 2019 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Semih Yalcin for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| 6.1 | Elect Jeanette Gorgas to the Supervisory Board as Shareholder Representative | Management | For | For |
| 6.2 | Elect Martin Enderle to the Supervisory Board as Shareholder Representative | Management | For | For |
| 6.3 | Elect Patrick Kolek to the Supervisory Board as Shareholder Representative | Management | For | For |
| 6.4 | Elect Nils Engvall to the Supervisory Board as Employee Representative | Management | For | For |
| 6.5 | Elect Gabriella Ardbo to the Supervisory Board as Employee Representative | Management | For | For |
| 6.6 | Elect Gerald Taylor to the Supervisory Board as Employee Representative | Management | For | For |
| 6.7 | Elect Gabriela Chavez as Alternate Supervisory Board Member | Management | For | For |
| 6.8 | Elect Vera Stachowiak as Alternate Supervisory Board Member | Management | For | For |
| 7 | Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Creation of EUR 18.7 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Amend Articles Re: Shareholder Register | Management | For | For |
| 11 | Amend Articles Re: General Meeting Chairman | Management | For | For |
| 12 | Amend Articles Re: Majority Requirement for Passing Resolutions at General Meetings | Management | For | For |
| 13 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 14 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 15 | Approve Remuneration of the Supervisory Board Chairman | Management | For | For |
| DOLLAR GENERAL CORPORATION MEETING DATE: MAY 27, 2020 | ||||
| TICKER: DG SECURITY ID: 256677105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Warren F. Bryant | Management | For | For |
| 1b | Elect Director Michael M. Calbert | Management | For | For |
| 1c | Elect Director Sandra B. Cochran *Withdrawn Resolution* | Management | None | None |
| 1d | Elect Director Patricia D. Fili-Krushel | Management | For | For |
| 1e | Elect Director Timothy I. McGuire | Management | For | For |
| 1f | Elect Director William C. Rhodes, III | Management | For | For |
| 1g | Elect Director Debra A. Sandler | Management | For | For |
| 1h | Elect Director Ralph E. Santana | Management | For | For |
| 1i | Elect Director Todd J. Vasos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Charter Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement | Management | For | For |
| 5 | Approve Bylaw Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement | Management | For | For |
| DOLLAR TREE, INC. MEETING DATE: JUN 11, 2020 | ||||
| TICKER: DLTR SECURITY ID: 256746108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Arnold S. Barron | Management | For | For |
| 1b | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1c | Elect Director Thomas W. Dickson | Management | For | For |
| 1d | Elect Director Lemuel E. Lewis | Management | For | For |
| 1e | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1f | Elect Director Gary M. Philbin | Management | For | For |
| 1g | Elect Director Bob Sasser | Management | For | For |
| 1h | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1i | Elect Director Stephanie P. Stahl | Management | For | For |
| 1j | Elect Director Carrie A. Wheeler | Management | For | For |
| 1k | Elect Director Thomas E. Whiddon | Management | For | For |
| 1l | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Greenhouse Gas Emissions Goals | Shareholder | Against | For |
| ELDORADO RESORTS, INC. MEETING DATE: NOV 15, 2019 | ||||
| TICKER: ERI SECURITY ID: 28470R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Change State of Incorporation from Nevada to Delaware | Management | For | For |
| 3 | Approve the ERI A&R Nevada Charter | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| ELDORADO RESORTS, INC. MEETING DATE: JUN 29, 2020 | ||||
| TICKER: ERI SECURITY ID: 28470R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary L. Carano | Management | For | For |
| 1.2 | Elect Director Bonnie Biumi | Management | For | For |
| 1.3 | Elect Director Frank J. Fahrenkopf | Management | For | For |
| 1.4 | Elect Director James B. Hawkins | Management | For | For |
| 1.5 | Elect Director Gregory J. Kozicz | Management | For | For |
| 1.6 | Elect Director Michael E. Pegram | Management | For | For |
| 1.7 | Elect Director Thomas R. Reeg | Management | For | For |
| 1.8 | Elect Director David P. Tomick | Management | For | For |
| 1.9 | Elect Director Roger P. Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ELECTRONIC ARTS INC. MEETING DATE: AUG 08, 2019 | ||||
| TICKER: EA SECURITY ID: 285512109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1e | Elect Director Talbott Roche | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Heidi J. Ueberroth | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings | Management | For | For |
| 6 | Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings | Shareholder | Against | Against |
| FERRARI NV MEETING DATE: APR 16, 2020 | ||||
| TICKER: RACE SECURITY ID: N3167Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Director's Board Report (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Approve Remuneration Report | Management | For | For |
| 2.d | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.e | Approve Dividends of EUR 1.13 Per Share | Management | For | For |
| 2.f | Approve Discharge of Directors | Management | For | For |
| 3.a | Reelect John Elkann as Executive Director | Management | For | For |
| 3.b | Reelect Louis C. Camilleri as Executive Director | Management | For | For |
| 3.c | Reelect Piero Ferrari as Non-Executive Director | Management | For | For |
| 3.d | Reelect Delphine Arnault as Non-Executive Director | Management | For | Against |
| 3.e | Reelect Eduardo H. Cue as Non-Executive Director | Management | For | For |
| 3.f | Reelect Sergio Duca as Non-Executive Director | Management | For | For |
| 3.g | Reelect Maria Patrizia Grieco as Non-Executive Director | Management | For | For |
| 3.h | Reelect Adam Keswick as Non-Executive Director | Management | For | For |
| 3.i | Elect Francesca Bellettini as Non-Executive Director | Management | For | For |
| 3.j | Elect Roberto Cingolani as Non-Executive Director | Management | For | For |
| 3.k | Elect John Galantic as Non-Executive Director | Management | For | For |
| 4 | Appoint Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 5 | Amend Remuneration Policy | Management | For | Against |
| 6.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 6.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 6.3 | Grant Board Authority to Issue Special Voting Shares | Management | For | Against |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Awards to Chairman | Management | For | For |
| 9 | Close Meeting | Management | None | None |
| FIVE BELOW, INC. MEETING DATE: JUN 16, 2020 | ||||
| TICKER: FIVE SECURITY ID: 33829M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joel D. Anderson | Management | For | For |
| 1b | Elect Director Kathleen S. Barclay | Management | For | For |
| 1c | Elect Director Thomas M. Ryan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FLOOR & DECOR HOLDINGS, INC. MEETING DATE: MAY 13, 2020 | ||||
| TICKER: FND SECURITY ID: 339750101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David B. Kaplan | Management | For | For |
| 1b | Elect Director Peter M. Starrett | Management | For | For |
| 1c | Elect Director George Vincent West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| G-III APPAREL GROUP, LTD. MEETING DATE: JUN 11, 2020 | ||||
| TICKER: GIII SECURITY ID: 36237H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Victor Herrero | Management | For | For |
| 1.7 | Elect Director Jeanette Nostra | Management | For | For |
| 1.8 | Elect Director Laura Pomerantz | Management | For | Withhold |
| 1.9 | Elect Director Willem van Bokhorst | Management | For | Withhold |
| 1.10 | Elect Director Cheryl L. Vitali | Management | For | For |
| 1.11 | Elect Director Richard White | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GRAND CANYON EDUCATION, INC. MEETING DATE: JUN 11, 2020 | ||||
| TICKER: LOPE SECURITY ID: 38526M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian E. Mueller | Management | For | For |
| 1.2 | Elect Director Sara R. Dial | Management | For | For |
| 1.3 | Elect Director Jack A. Henry | Management | For | For |
| 1.4 | Elect Director Lisa Graham Keegan | Management | For | For |
| 1.5 | Elect Director Chevy Humphrey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| HERMES INTERNATIONAL SCA MEETING DATE: APR 24, 2020 | ||||
| TICKER: RMS SECURITY ID: F48051100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of General Managers | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 4.55 per Share | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 7 | Approve Compensation of Corporate Officers | Management | For | For |
| 8 | Approve Compensation of Axel Dumas, General Manager | Management | For | Against |
| 9 | Approve Compensation of Emile Hermes SARL, General Manager | Management | For | Against |
| 10 | Approve Compensation of Eric de Seynes, Chairman of the Supervisory Board | Management | For | For |
| 11 | Approve Remuneration Policy of General Managers | Management | For | Against |
| 12 | Approve Remuneration Policy of Supervisory Board Members | Management | For | For |
| 13 | Reelect Dorothee Altmayer as Supervisory Board Member | Management | For | For |
| 14 | Reelect Monique Cohen as Supervisory Board Member | Management | For | For |
| 15 | Reelect Renaud Mommeja as Supervisory Board Member | Management | For | For |
| 16 | Reelect Eric de Seynes as Supervisory Board Member | Management | For | For |
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 19 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 20 | Amend Articles 18 and 22 of Bylaws Re: Employee Reprensentative and Supervisory Board Members Remuneration | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| HILTON GRAND VACATIONS INC. MEETING DATE: MAY 07, 2020 | ||||
| TICKER: HGV SECURITY ID: 43283X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark D. Wang | Management | For | For |
| 1.2 | Elect Director Leonard A. Potter | Management | For | For |
| 1.3 | Elect Director Brenda J. Bacon | Management | For | For |
| 1.4 | Elect Director David W. Johnson | Management | For | For |
| 1.5 | Elect Director Mark H. Lazarus | Management | For | For |
| 1.6 | Elect Director Pamela H. Patsley | Management | For | For |
| 1.7 | Elect Director Paul W. Whetsell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HILTON WORLDWIDE HOLDINGS INC. MEETING DATE: JUN 05, 2020 | ||||
| TICKER: HLT SECURITY ID: 43300A203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christopher J. Nassetta | Management | For | For |
| 1b | Elect Director Jonathan D. Gray | Management | For | For |
| 1c | Elect Director Charlene T. Begley | Management | For | For |
| 1d | Elect Director Melanie L. Healey | Management | For | For |
| 1e | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
| 1f | Elect Director Judith A. McHale | Management | For | For |
| 1g | Elect Director John G. Schreiber | Management | For | For |
| 1h | Elect Director Elizabeth A. Smith | Management | For | For |
| 1i | Elect Director Douglas M. Steenland | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LENNAR CORPORATION MEETING DATE: APR 07, 2020 | ||||
| TICKER: LEN SECURITY ID: 526057104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rick Beckwitt | Management | For | For |
| 1b | Elect Director Irving Bolotin | Management | For | For |
| 1c | Elect Director Steven L. Gerard | Management | For | Against |
| 1d | Elect Director Tig Gilliam | Management | For | Against |
| 1e | Elect Director Sherrill W. Hudson | Management | For | Against |
| 1f | Elect Director Jonathan M. Jaffe | Management | For | For |
| 1g | Elect Director Sidney Lapidus | Management | For | For |
| 1h | Elect Director Teri P. McClure | Management | For | Against |
| 1i | Elect Director Stuart Miller | Management | For | For |
| 1j | Elect Director Armando Olivera | Management | For | For |
| 1k | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 1l | Elect Director Scott Stowell | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2020 | ||||
| TICKER: LOW SECURITY ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.8 | Elect Director Brian C. Rogers | Management | For | For |
| 1.9 | Elect Director Bertram L. Scott | Management | For | For |
| 1.10 | Elect Director Lisa W. Wardell | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| LULULEMON ATHLETICA INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: LULU SECURITY ID: 550021109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Casey | Management | For | For |
| 1b | Elect Director Glenn Murphy | Management | For | For |
| 1c | Elect Director David M. Mussafer | Management | For | For |
| 1d | Elect Director Stephanie Ferris | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy to Eliminate the Sale of Items Containing Down Feathers | Shareholder | Against | Against |
| LVMH MOET HENNESSY LOUIS VUITTON SE MEETING DATE: JUN 30, 2020 | ||||
| TICKER: MC SECURITY ID: F58485115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 4.80 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Delphine Arnault as Director | Management | For | For |
| 6 | Reelect Antonio Belloni as Director | Management | For | For |
| 7 | Reelect Diego Della Valle as Director | Management | For | Against |
| 8 | Reelect Marie-Josee Kravis as Director | Management | For | For |
| 9 | Reelect Marie-Laure Sauty de Chalon as Director | Management | For | For |
| 10 | Elect Natacha Valla as Director | Management | For | For |
| 11 | Appoint Lord Powell of Bayswater as Censor | Management | For | Against |
| 12 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | For |
| 14 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | For |
| 15 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 16 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 17 | Approve Remuneration Policy of Vice-CEO | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 21 | Amend Article 11 of Bylaws Re: Employee Representative | Management | For | For |
| 22 | Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
| 23 | Amend Article 14 of Bylaws Re: Board Powers | Management | For | For |
| 24 | Amend Article 20, 21, 23 and 25 of Bylaws to Comply with Legal Changes | Management | For | For |
| LYFT, INC. MEETING DATE: JUN 19, 2020 | ||||
| TICKER: LYFT SECURITY ID: 55087P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Logan Green | Management | For | For |
| 1.2 | Elect Director Ann Miura-Ko | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| M/I HOMES, INC. MEETING DATE: MAY 11, 2020 | ||||
| TICKER: MHO SECURITY ID: 55305B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phillip G. Creek | Management | For | For |
| 1.2 | Elect Director Nancy J. Kramer | Management | For | For |
| 1.3 | Elect Director Norman L. Traeger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MARRIOTT VACATIONS WORLDWIDE CORPORATION MEETING DATE: MAY 12, 2020 | ||||
| TICKER: VAC SECURITY ID: 57164Y107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C.E. Andrews | Management | For | For |
| 1.2 | Elect Director William W. McCarten | Management | For | For |
| 1.3 | Elect Director William J. Shaw | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| MCDONALD'S CORPORATION MEETING DATE: MAY 21, 2020 | ||||
| TICKER: MCD SECURITY ID: 580135101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Robert Eckert | Management | For | For |
| 1c | Elect Director Catherine Engelbert | Management | For | For |
| 1d | Elect Director Margaret Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Christopher Kempczinski | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director John Mulligan | Management | For | For |
| 1i | Elect Director Sheila Penrose | Management | For | For |
| 1j | Elect Director John Rogers, Jr. | Management | For | For |
| 1k | Elect Director Paul Walsh | Management | For | For |
| 1l | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Report on Sugar and Public Health | Shareholder | Against | Against |
| MONRO, INC. MEETING DATE: AUG 13, 2019 | ||||
| TICKER: MNRO SECURITY ID: 610236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick M. Danziger | Management | For | For |
| 1.2 | Elect Director Stephen C. McCluski | Management | For | For |
| 1.3 | Elect Director Robert E. Mellor | Management | For | For |
| 1.4 | Elect Director Peter J. Solomon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NATIONAL VISION HOLDINGS, INC. MEETING DATE: JUN 10, 2020 | ||||
| TICKER: EYE SECURITY ID: 63845R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David M. Tehle | Management | For | For |
| 1.2 | Elect Director Thomas V. Taylor, Jr. | Management | For | For |
| 1.3 | Elect Director Virginia A. Hepner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NETFLIX, INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: NFLX SECURITY ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Reed Hastings | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Mathias Dopfner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | For |
| 6 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 7 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | Shareholder | Against | Against |
| NIKE, INC. MEETING DATE: SEP 19, 2019 | ||||
| TICKER: NKE SECURITY ID: 654106103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director Peter B. Henry | Management | For | For |
| 1.3 | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NOODLES & COMPANY MEETING DATE: APR 30, 2020 | ||||
| TICKER: NDLS SECURITY ID: 65540B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Egan | Management | For | For |
| 1.2 | Elect Director Robert Hartnett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NVR, INC. MEETING DATE: MAY 05, 2020 | ||||
| TICKER: NVR SECURITY ID: 62944T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. E. Andrews | Management | For | For |
| 1.2 | Elect Director Sallie B. Bailey | Management | For | For |
| 1.3 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.4 | Elect Director Alfred E. Festa | Management | For | For |
| 1.5 | Elect Director Manuel H. Johnson | Management | For | For |
| 1.6 | Elect Director Alexandra A. Jung | Management | For | For |
| 1.7 | Elect Director Mel Martinez | Management | For | For |
| 1.8 | Elect Director William A. Moran | Management | For | For |
| 1.9 | Elect Director David A. Preiser | Management | For | For |
| 1.10 | Elect Director W. Grady Rosier | Management | For | For |
| 1.11 | Elect Director Susan Williamson Ross | Management | For | For |
| 1.12 | Elect Director Dwight C. Schar | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 14, 2020 | ||||
| TICKER: ORLY SECURITY ID: 67103H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Greg Henslee | Management | For | For |
| 1d | Elect Director Jay D. Burchfield | Management | For | For |
| 1e | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1f | Elect Director John R. Murphy | Management | For | For |
| 1g | Elect Director Dana M. Perlman | Management | For | For |
| 1h | Elect Director Maria A. Sastre | Management | For | For |
| 1i | Elect Director Andrea M. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Amend Articles of Incorporation | Management | For | For |
| 6 | Report on Material Human Capital Risks | Shareholder | Against | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| OLLIE'S BARGAIN OUTLET HOLDINGS, INC. MEETING DATE: JUN 22, 2020 | ||||
| TICKER: OLLI SECURITY ID: 681116109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Alissa Ahlman | Management | For | For |
| 1B | Elect Director Robert Fisch | Management | For | For |
| 1C | Elect Director John Swygert | Management | For | For |
| 1D | Elect Director Richard Zannino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PAYPAL HOLDINGS, INC. MEETING DATE: MAY 21, 2020 | ||||
| TICKER: PYPL SECURITY ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Belinda J. Johnson | Management | For | For |
| 1f | Elect Director Gail J. McGovern | Management | For | For |
| 1g | Elect Director Deborah M. Messemer | Management | For | For |
| 1h | Elect Director David M. Moffett | Management | For | For |
| 1i | Elect Director Ann M. Sarnoff | Management | For | For |
| 1j | Elect Director Daniel H. Schulman | Management | For | For |
| 1k | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Against |
| PERFORMANCE FOOD GROUP COMPANY MEETING DATE: NOV 13, 2019 | ||||
| TICKER: PFGC SECURITY ID: 71377A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director George L. Holm | Management | For | For |
| 1b | Elect Director Arthur B. Winkleblack - Withdrawn | Management | None | None |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement for Amending Government Documents and Removing Directors | Management | For | For |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| PLANET FITNESS, INC. MEETING DATE: APR 30, 2020 | ||||
| TICKER: PLNT SECURITY ID: 72703H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen Spinelli, Jr. | Management | For | For |
| 1.2 | Elect Director Enshalla Anderson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PVH CORP. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: PVH SECURITY ID: 693656100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary Baglivo | Management | For | For |
| 1b | Elect Director Brent Callinicos | Management | For | For |
| 1c | Elect Director Emanuel Chirico | Management | For | For |
| 1d | Elect Director Joseph B. Fuller | Management | For | For |
| 1e | Elect Director V. James Marino | Management | For | For |
| 1f | Elect Director G. Penny McIntyre | Management | For | For |
| 1g | Elect Director Amy McPherson | Management | For | For |
| 1h | Elect Director Henry Nasella | Management | For | For |
| 1i | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1j | Elect Director Craig Rydin | Management | For | For |
| 1k | Elect Director Judith Amanda Sourry Knox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| RESTAURANT BRANDS INTERNATIONAL INC. MEETING DATE: JUN 10, 2020 | ||||
| TICKER: QSR SECURITY ID: 76131D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexandre Behring | Management | For | For |
| 1.2 | Elect Director Joao M. Castro-Neves | Management | For | For |
| 1.3 | Elect Director Maximilien de Limburg Stirum | Management | For | For |
| 1.4 | Elect Director Paul J. Fribourg | Management | For | For |
| 1.5 | Elect Director Neil Golden | Management | For | For |
| 1.6 | Elect Director Ali Hedayat | Management | For | For |
| 1.7 | Elect Director Golnar Khosrowshahi | Management | For | For |
| 1.8 | Elect Director Giovanni (John) Prato | Management | For | For |
| 1.9 | Elect Director Daniel S. Schwartz | Management | For | For |
| 1.10 | Elect Director Carlos Alberto Sicupira | Management | For | For |
| 1.11 | Elect Director Roberto Moses Thompson Motta | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Report on Minimum Requirements and Standards Related to Workforce Practices | Shareholder | Against | Against |
| 5 | Report on Comprehensive Policy on Plastic Pollution and Sustainable Packaging | Shareholder | Against | For |
| ROSS STORES, INC. MEETING DATE: MAY 20, 2020 | ||||
| TICKER: ROST SECURITY ID: 778296103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director Stephen D. Milligan | Management | For | For |
| 1g | Elect Director Patricia H. Mueller | Management | For | For |
| 1h | Elect Director George P. Orban | Management | For | For |
| 1i | Elect Director Gregory L. Quesnel | Management | For | For |
| 1j | Elect Director Larree M. Renda | Management | For | For |
| 1k | Elect Director Barbara Rentler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| STARBUCKS CORPORATION MEETING DATE: MAR 18, 2020 | ||||
| TICKER: SBUX SECURITY ID: 855244109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Andrew Campion | Management | For | For |
| 1d | Elect Director Mary N. Dillon | Management | For | For |
| 1e | Elect Director Isabel Ge Mahe | Management | For | For |
| 1f | Elect Director Mellody Hobson | Management | For | For |
| 1g | Elect Director Kevin R. Johnson | Management | For | For |
| 1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1i | Elect Director Satya Nadella | Management | For | For |
| 1j | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1k | Elect Director Clara Shih | Management | For | For |
| 1l | Elect Director Javier G. Teruel | Management | For | For |
| 1m | Elect Director Myron E. Ullman, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | Shareholder | Against | Against |
| TAPESTRY, INC. MEETING DATE: NOV 07, 2019 | ||||
| TICKER: TPR SECURITY ID: 876030107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Darrell Cavens | Management | For | For |
| 1B | Elect Director David Denton | Management | For | For |
| 1C | Elect Director Anne Gates | Management | For | For |
| 1D | Elect Director Andrea Guerra | Management | For | For |
| 1E | Elect Director Susan Kropf | Management | For | For |
| 1F | Elect Director Annabelle Yu Long | Management | For | For |
| 1G | Elect Director Ivan Menezes | Management | For | For |
| 1H | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| TARGET CORPORATION MEETING DATE: JUN 10, 2020 | ||||
| TICKER: TGT SECURITY ID: 87612E106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director George S. Barrett | Management | For | For |
| 1c | Elect Director Brian C. Cornell | Management | For | For |
| 1d | Elect Director Calvin Darden | Management | For | For |
| 1e | Elect Director Robert L. Edwards | Management | For | For |
| 1f | Elect Director Melanie L. Healey | Management | For | For |
| 1g | Elect Director Donald R. Knauss | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Mary E. Minnick | Management | For | For |
| 1j | Elect Director Kenneth L. Salazar | Management | For | For |
| 1k | Elect Director Dmitri L. Stockton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| THE CHILDREN'S PLACE, INC. MEETING DATE: MAY 14, 2020 | ||||
| TICKER: PLCE SECURITY ID: 168905107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph Alutto | Management | For | For |
| 1b | Elect Director John E. Bachman | Management | For | For |
| 1c | Elect Director Marla Malcolm Beck | Management | For | For |
| 1d | Elect Director Elizabeth J. Boland | Management | For | For |
| 1e | Elect Director Jane Elfers | Management | For | For |
| 1f | Elect Director Joseph Gromek | Management | For | For |
| 1g | Elect Director Norman Matthews | Management | For | For |
| 1h | Elect Director Robert L. Mettler | Management | For | For |
| 1i | Elect Director Debby Reiner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE HOME DEPOT, INC. MEETING DATE: MAY 21, 2020 | ||||
| TICKER: HD SECURITY ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
| 6 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 7 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| THE KROGER CO. MEETING DATE: JUN 25, 2020 | ||||
| TICKER: KR SECURITY ID: 501044101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nora A. Aufreiter | Management | For | For |
| 1b | Elect Director Anne Gates | Management | For | For |
| 1c | Elect Director Karen M. Hoguet | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director W. Rodney McMullen | Management | For | For |
| 1f | Elect Director Clyde R. Moore | Management | For | For |
| 1g | Elect Director Ronald L. Sargent | Management | For | For |
| 1h | Elect Director Bobby S. Shackouls | Management | For | For |
| 1i | Elect Director Mark S. Sutton | Management | For | For |
| 1j | Elect Director Ashok Vemuri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLC as Auditor | Management | For | For |
| 4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
| 5 | Report on Human Rights Due Diligence Process in Operations and Supply Chain | Shareholder | Against | For |
| THE REALREAL, INC. MEETING DATE: JUN 16, 2020 | ||||
| TICKER: REAL SECURITY ID: 88339P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Michael A. Kumin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| THE TJX COMPANIES, INC. MEETING DATE: JUN 09, 2020 | ||||
| TICKER: TJX SECURITY ID: 872540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Alan M. Bennett | Management | For | For |
| 1c | Elect Director Rosemary T. Berkery | Management | For | For |
| 1d | Elect Director David T. Ching | Management | For | For |
| 1e | Elect Director Ernie Herrman | Management | For | For |
| 1f | Elect Director Michael F. Hines | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director Carol Meyrowitz | Management | For | For |
| 1i | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1j | Elect Director John F. O'Brien | Management | For | For |
| 1k | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Reduction of Chemical Footprint | Shareholder | Against | For |
| 5 | Report on Animal Welfare | Shareholder | Against | Against |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ULTA BEAUTY, INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: ULTA SECURITY ID: 90384S303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michelle L. Collins | Management | For | For |
| 1.2 | Elect Director Patricia A. Little | Management | For | For |
| 1.3 | Elect Director Michael C. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| US FOODS HOLDING CORP. MEETING DATE: MAY 13, 2020 | ||||
| TICKER: USFD SECURITY ID: 912008109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Court D. Carruthers | Management | For | For |
| 1b | Elect Director David M. Tehle | Management | For | For |
| 1c | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| VAIL RESORTS, INC. MEETING DATE: DEC 05, 2019 | ||||
| TICKER: MTN SECURITY ID: 91879Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan L. Decker | Management | For | For |
| 1b | Elect Director Robert A. Katz | Management | For | For |
| 1c | Elect Director John T. Redmond | Management | For | For |
| 1d | Elect Director Michele Romanow | Management | For | For |
| 1e | Elect Director Hilary A. Schneider | Management | For | For |
| 1f | Elect Director D. Bruce Sewell | Management | For | For |
| 1g | Elect Director John F. Sorte | Management | For | For |
| 1h | Elect Director Peter A. Vaughn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VF CORPORATION MEETING DATE: JUL 16, 2019 | ||||
| TICKER: VFC SECURITY ID: 918204108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard T. Carucci | Management | For | For |
| 1.2 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.3 | Elect Director Benno Dorer | Management | For | For |
| 1.4 | Elect Director Mark S. Hoplamazian | Management | For | For |
| 1.5 | Elect Director Laura W. Lang | Management | For | For |
| 1.6 | Elect Director W. Alan McCollough | Management | For | For |
| 1.7 | Elect Director W. Rodney McMullen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Steven E. Rendle | Management | For | For |
| 1.10 | Elect Director Carol L. Roberts | Management | For | For |
| 1.11 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.12 | Elect Director Veronica B. Wu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WALMART INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: WMT SECURITY ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cesar Conde | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Sarah J. Friar | Management | For | For |
| 1d | Elect Director Carla A. Harris | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Marissa A. Mayer | Management | For | For |
| 1g | Elect Director C. Douglas McMillon | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S Reinemund | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 5 | Report on Impacts of Single-Use Plastic Bags | Shareholder | Against | For |
| 6 | Report on Supplier Antibiotics Use Standards | Shareholder | Against | Against |
| 7 | Adopt Policy to Include Hourly Associates as Director Candidates | Shareholder | Against | Against |
| 8 | Report on Strengthening Prevention of Workplace Sexual Harassment | Shareholder | Against | Against |
| WAYFAIR INC. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: W SECURITY ID: 94419L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Niraj Shah | Management | For | For |
| 1b | Elect Director Steven Conine | Management | For | For |
| 1c | Elect Director Julie Bradley | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Michael Kumin | Management | For | For |
| 1f | Elect Director James Miller *Withdrawn Resolution* | Management | None | None |
| 1g | Elect Director Jeffrey Naylor | Management | For | For |
| 1h | Elect Director Anke Schaferkordt | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| YUM! BRANDS, INC. MEETING DATE: MAY 14, 2020 | ||||
| TICKER: YUM SECURITY ID: 988498101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paget L. Alves | Management | For | For |
| 1b | Elect Director Keith Barr | Management | For | For |
| 1c | Elect Director Michael J. Cavanagh | Management | For | For |
| 1d | Elect Director Christopher M. Connor | Management | For | For |
| 1e | Elect Director Brian C. Cornell | Management | For | For |
| 1f | Elect Director Tanya L. Domier | Management | For | For |
| 1g | Elect Director David W. Gibbs | Management | For | For |
| 1h | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1i | Elect Director Thomas C. Nelson | Management | For | For |
| 1j | Elect Director P. Justin Skala | Management | For | For |
| 1k | Elect Director Elane B. Stock | Management | For | For |
| 1l | Elect Director Annie Young-Scrivner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY ADVISOR ENERGY FUND
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| BAKER HUGHES COMPANY MEETING DATE: MAY 14, 2020 | ||||
| TICKER: BKR SECURITY ID: 05722G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
| 1.3 | Elect Director Cynthia B. Carroll | Management | For | For |
| 1.4 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.5 | Elect Director Nelda J. Connors | Management | For | For |
| 1.6 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.7 | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1.8 | Elect Director John G. Rice | Management | For | For |
| 1.9 | Elect Director Lorenzo Simonelli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BP PLC MEETING DATE: MAY 27, 2020 | ||||
| TICKER: BP SECURITY ID: 055622104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4(a) | Elect Bernard Looney as Director | Management | For | For |
| 4(b) | Re-elect Brian Gilvary as Director | Management | For | For |
| 4(c) | Re-elect Dame Alison Carnwath as Director | Management | For | For |
| 4(d) | Re-elect Pamela Daley as Director | Management | For | For |
| 4(e) | Re-elect Sir Ian Davis as Director | Management | For | For |
| 4(f) | Re-elect Dame Ann Dowling as Director | Management | For | For |
| 4(g) | Re-elect Helge Lund as Director | Management | For | For |
| 4(h) | Re-elect Melody Meyer as Director | Management | For | For |
| 4(i) | Re-elect Brendan Nelson as Director | Management | For | For |
| 4(j) | Re-elect Paula Reynolds as Director | Management | For | For |
| 4(k) | Re-elect Sir John Sawers as Director | Management | For | For |
| 5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 6 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 7 | Approve Executive Directors' Incentive Plan | Management | For | For |
| 8 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| CACTUS, INC. MEETING DATE: MAY 20, 2020 | ||||
| TICKER: WHD SECURITY ID: 127203107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott Bender | Management | For | For |
| 1.2 | Elect Director Bruce Rothstein | Management | For | For |
| 1.3 | Elect Director Gary Rosenthal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CALLON PETROLEUM COMPANY MEETING DATE: JUN 08, 2020 | ||||
| TICKER: CPE SECURITY ID: 13123X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew R. Bob | Management | For | For |
| 1.2 | Elect Director Anthony J. Nocchiero | Management | For | For |
| 1.3 | Elect Director James M. Trimble | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | For |
| 6 | Reduce Authorized Common Stock | Management | For | For |
| CANADIAN NATURAL RESOURCES LIMITED MEETING DATE: MAY 07, 2020 | ||||
| TICKER: CNQ SECURITY ID: 136385101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director M. Elizabeth Cannon | Management | For | For |
| 1.3 | Elect Director N. Murray Edwards | Management | For | For |
| 1.4 | Elect Director Christopher L. Fong | Management | For | For |
| 1.5 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.7 | Elect Director Steve W. Laut | Management | For | For |
| 1.8 | Elect Director Tim S. McKay | Management | For | For |
| 1.9 | Elect Director Frank J. McKenna | Management | For | For |
| 1.10 | Elect Director David A. Tuer | Management | For | For |
| 1.11 | Elect Director Annette M. Verschuren | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CHENIERE ENERGY, INC. MEETING DATE: MAY 14, 2020 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director G. Andrea Botta | Management | For | For |
| 1B | Elect Director Jack A. Fusco | Management | For | For |
| 1C | Elect Director Vicky A. Bailey | Management | For | For |
| 1D | Elect Director Nuno Brandolini | Management | For | For |
| 1E | Elect Director Michele A. Evans | Management | For | For |
| 1F | Elect Director David I. Foley | Management | For | For |
| 1G | Elect Director David B. Kilpatrick | Management | For | For |
| 1H | Elect Director Andrew Langham | Management | For | For |
| 1I | Elect Director Courtney R. Mather | Management | For | For |
| 1J | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1K | Elect Director Neal A. Shear | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Against |
| CHEVRON CORPORATION MEETING DATE: MAY 27, 2020 | ||||
| TICKER: CVX SECURITY ID: 166764100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1f | Elect Director Dambisa F. Moyo | Management | For | For |
| 1g | Elect Director Debra Reed-Klages | Management | For | For |
| 1h | Elect Director Ronald D. Sugar | Management | For | For |
| 1i | Elect Director D. James Umpleby, III | Management | For | For |
| 1j | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Establish Board Committee on Climate Risk | Shareholder | Against | Against |
| 6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | Shareholder | Against | Against |
| 7 | Report on Petrochemical Risk | Shareholder | Against | For |
| 8 | Report on Human Rights Practices | Shareholder | Against | Against |
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 10 | Require Independent Board Chair | Shareholder | Against | Against |
| CIMAREX ENERGY CO. MEETING DATE: MAY 06, 2020 | ||||
| TICKER: XEC SECURITY ID: 171798101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathleen A. Hogenson | Management | For | For |
| 1.2 | Elect Director Paul N. Eckley | Management | For | For |
| 1.3 | Elect Director Thomas E. Jorden | Management | For | For |
| 1.4 | Elect Director Floyd R. Price | Management | For | For |
| 1.5 | Elect Director Frances M. Vallejo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CONOCOPHILLIPS MEETING DATE: MAY 12, 2020 | ||||
| TICKER: COP SECURITY ID: 20825C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles E. Bunch | Management | For | For |
| 1b | Elect Director Caroline Maury Devine | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jody Freeman | Management | For | For |
| 1e | Elect Director Gay Huey Evans | Management | For | For |
| 1f | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1g | Elect Director Ryan M. Lance | Management | For | For |
| 1h | Elect Director William H. McRaven | Management | For | For |
| 1i | Elect Director Sharmila Mulligan | Management | For | For |
| 1j | Elect Director Arjun N. Murti | Management | For | For |
| 1k | Elect Director Robert A. Niblock | Management | For | For |
| 1l | Elect Director David T. Seaton | Management | For | For |
| 1m | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DEVON ENERGY CORPORATION MEETING DATE: JUN 03, 2020 | ||||
| TICKER: DVN SECURITY ID: 25179M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director Ann G. Fox | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Robert H. Henry | Management | For | For |
| 1.6 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.7 | Elect Director John Krenicki, Jr. | Management | For | For |
| 1.8 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.9 | Elect Director Duane C. Radtke | Management | For | For |
| 1.10 | Elect Director Keith O. Rattie | Management | For | For |
| 1.11 | Elect Director Mary P. Ricciardello | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| DIAMONDBACK ENERGY, INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: FANG SECURITY ID: 25278X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. West | Management | For | For |
| 1.2 | Elect Director Travis D. Stice | Management | For | For |
| 1.3 | Elect Director Vincent K. Brooks | Management | For | For |
| 1.4 | Elect Director Michael P. Cross | Management | For | For |
| 1.5 | Elect Director David L. Houston | Management | For | For |
| 1.6 | Elect Director Stephanie K. Mains | Management | For | For |
| 1.7 | Elect Director Mark L. Plaumann | Management | For | For |
| 1.8 | Elect Director Melanie M. Trent | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ENCANA CORPORATION MEETING DATE: JAN 14, 2020 | ||||
| TICKER: ECA SECURITY ID: 292505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reorganization Plan | Management | For | For |
| 2 | Other Business | Management | For | Against |
| EOG RESOURCES, INC. MEETING DATE: APR 30, 2020 | ||||
| TICKER: EOG SECURITY ID: 26875P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Robert P. Daniels | Management | For | For |
| 1d | Elect Director James C. Day | Management | For | For |
| 1e | Elect Director C. Christopher Gaut | Management | For | For |
| 1f | Elect Director Julie J. Robertson | Management | For | For |
| 1g | Elect Director Donald F. Textor | Management | For | For |
| 1h | Elect Director William R. Thomas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EURONAV NV MEETING DATE: MAY 20, 2020 | ||||
| TICKER: EURN SECURITY ID: B38564108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of USD 0.35 per Share | Management | For | For |
| 5.1 | Approve Discharge of Members of the Management and Supervisory Board | Management | For | For |
| 5.2 | Approve Discharge of Auditor | Management | For | For |
| 6 | Reelect Grace Reksten Skaugen as Independent Member of the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Members of the Supervisory Board | Management | For | For |
| 8 | Ratify KPMG as Auditor | Management | For | For |
| 9 | Approve Auditors' Remuneration | Management | For | For |
| 10 | Approve Change-of-Control Clause Re: Long Term Incentive Plans | Management | For | Against |
| 11 | Transact Other Business | Management | None | None |
| 11.1 | Receive Information on Resignation of Patrick Rodgers and Steven Smith as Directors | Management | None | None |
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| EXXON MOBIL CORPORATION MEETING DATE: MAY 27, 2020 | ||||
| TICKER: XOM SECURITY ID: 30231G102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan K. Avery | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.5 | Elect Director Joseph L. Hooley | Management | For | For |
| 1.6 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.7 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.8 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.9 | Elect Director William C. Weldon | Management | For | For |
| 1.10 | Elect Director Darren W. Woods | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Report on Costs & Benefits of Climate-Related Expenditures | Shareholder | Against | Against |
| 7 | Report on Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Against |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| FORUM ENERGY TECHNOLOGIES, INC. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: FET SECURITY ID: 34984V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Evelyn M. Angelle | Management | For | For |
| 1.2 | Elect Director John A. Carrig | Management | For | For |
| 1.3 | Elect Director Andrew L. Waite | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| GOLAR LNG LIMITED MEETING DATE: SEP 27, 2019 | ||||
| TICKER: GLNG SECURITY ID: G9456A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Director Tor Olav Troim | Management | For | For |
| 2 | Reelect Director Daniel Rabun | Management | For | For |
| 3 | Reelect Director Thorleif Egeli | Management | For | For |
| 4 | Reelect Director Carl Steen | Management | For | For |
| 5 | Reelect Director Niels G. Stolt-Nielsen | Management | For | For |
| 6 | Reelect Director Lori Wheeler Naess | Management | For | For |
| 7 | Elect Director Georgina Sousa | Management | For | For |
| 8 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| HESS CORPORATION MEETING DATE: JUN 03, 2020 | ||||
| TICKER: HES SECURITY ID: 42809H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence J. Checki | Management | For | For |
| 1b | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1c | Elect Director Joaquin Duato | Management | For | For |
| 1d | Elect Director John B. Hess | Management | For | For |
| 1e | Elect Director Edith E. Holiday | Management | For | For |
| 1f | Elect Director Marc S. Lipschultz | Management | For | For |
| 1g | Elect Director David McManus | Management | For | For |
| 1h | Elect Director Kevin O. Meyers | Management | For | For |
| 1i | Elect Director James H. Quigley | Management | For | For |
| 1j | Elect Director William G. Schrader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HOLLYFRONTIER CORPORATION MEETING DATE: MAY 13, 2020 | ||||
| TICKER: HFC SECURITY ID: 436106108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
| 1b | Elect Director Douglas Y. Bech | Management | For | For |
| 1c | Elect Director Anna C. Catalano | Management | For | For |
| 1d | Elect Director Leldon E. Echols | Management | For | For |
| 1e | Elect Director Michael C. Jennings | Management | For | For |
| 1f | Elect Director R. Craig Knocke | Management | For | For |
| 1g | Elect Director Robert J. Kostelnik | Management | For | For |
| 1h | Elect Director James H. Lee | Management | For | For |
| 1i | Elect Director Franklin Myers | Management | For | For |
| 1j | Elect Director Michael E. Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| KOSMOS ENERGY LTD. MEETING DATE: JUN 10, 2020 | ||||
| TICKER: KOS SECURITY ID: 500688106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Andrew G. Inglis | Management | For | For |
| 1B | Elect Director Richard Dearlove | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| LG CHEM LTD. MEETING DATE: MAR 20, 2020 | ||||
| TICKER: 051910 SECURITY ID: Y52758102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Kwon Young-soo as Non-Independent Non-Executive Director | Management | For | For |
| 2.2 | Elect Cha Dong-seok as Inside Director | Management | For | For |
| 2.3 | Elect Jeong Dong-min as Outside Director | Management | For | For |
| 3 | Elect Jeong Dong-min as a Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| LUNDIN PETROLEUM AB MEETING DATE: JUL 31, 2019 | ||||
| TICKER: LUPE SECURITY ID: W64566107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Approve Share Swap Agreement; Approve SEK 556,594 Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 556,594 | Management | For | Did Not Vote |
| 8 | Approve Subsidiary Lundin Norway AS' Sale of 2.6 Percent of Johan Sverdrup unit to Equinor Energy AS | Management | For | Did Not Vote |
| 9 | Close Meeting | Management | None | None |
| MAGNOLIA OIL & GAS CORPORATION MEETING DATE: MAY 04, 2020 | ||||
| TICKER: MGY SECURITY ID: 559663109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen "Steve" I. Chazen | Management | For | For |
| 1b | Elect Director Arcilia C. Acosta | Management | For | For |
| 1c | Elect Director Angela M. Busch | Management | For | For |
| 1d | Elect Director Edward P. Djerejian | Management | For | For |
| 1e | Elect Director James R. Larson | Management | For | For |
| 1f | Elect Director Dan F. Smith | Management | For | For |
| 1g | Elect Director John B. Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| MARATHON PETROLEUM CORPORATION MEETING DATE: APR 29, 2020 | ||||
| TICKER: MPC SECURITY ID: 56585A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Steven A. Davis | Management | For | For |
| 2b | Elect Director J. Michael Stice | Management | For | For |
| 2c | Elect Director John P. Surma | Management | For | For |
| 2d | Elect Director Susan Tomasky | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adopt Simple Majority Vote | Shareholder | For | For |
| 6 | Report on Integrating Community Impacts Into Executive Compensation Program | Shareholder | Against | Against |
| NABORS INDUSTRIES LTD. MEETING DATE: APR 20, 2020 | ||||
| TICKER: NBR SECURITY ID: G6359F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Amend Bye-Laws | Management | For | For |
| NABORS INDUSTRIES LTD. MEETING DATE: JUN 02, 2020 | ||||
| TICKER: NBR SECURITY ID: G6359F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tanya S. Beder | Management | For | Withhold |
| 1.2 | Elect Director Anthony R. Chase | Management | For | Withhold |
| 1.3 | Elect Director James R. Crane | Management | For | Withhold |
| 1.4 | Elect Director John P. Kotts | Management | For | Withhold |
| 1.5 | Elect Director Michael C. Linn | Management | For | Withhold |
| 1.6 | Elect Director Anthony G. Petrello | Management | For | Withhold |
| 1.7 | Elect Director John Yearwood | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NATIONAL ENERGY SERVICES REUNITED CORP. MEETING DATE: DEC 12, 2019 | ||||
| TICKER: NESR SECURITY ID: G6375R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sherif Foda | Management | For | For |
| 1.2 | Elect Director Yousef Al Nowais | Management | For | For |
| 1.3 | Elect Director Thomas Wood | Management | For | For |
| 2 | Ratify KPMG as Auditors | Management | For | For |
| NATIONAL ENERGY SERVICES REUNITED CORP. MEETING DATE: JUN 30, 2020 | ||||
| TICKER: NESR SECURITY ID: G6375R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Antonio J. Campo Mejia | Management | For | For |
| 1.2 | Elect Director Nadhmi Al-Nasr | Management | For | For |
| 1.3 | Elect Director Amr Al Menhali | Management | For | For |
| 1.4 | Elect Director Andrew Waite | Management | For | For |
| 1.5 | Elect Director Hala Zeibak | Management | For | For |
| 2 | Ratify KPMG as Auditors | Management | For | For |
| NEXTIER OILFIELD SOLUTIONS INC. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: NEX SECURITY ID: 65290C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Robert W. Drummond | Management | For | For |
| 1B | Elect Director Stuart Brightman | Management | For | For |
| 1C | Elect Director Gary M. Halverson | Management | For | For |
| 1D | Elect Director Patrick Murray | Management | For | For |
| 1E | Elect Director Amy H. Nelson | Management | For | For |
| 1F | Elect Director Mel G. Riggs | Management | For | For |
| 1G | Elect Director Michael Roemer | Management | For | For |
| 1H | Elect Director James C. Stewart | Management | For | For |
| 1I | Elect Director Scott Wille | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| NOBLE ENERGY, INC. MEETING DATE: APR 28, 2020 | ||||
| TICKER: NBL SECURITY ID: 655044105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1b | Elect Director James E. Craddock | Management | For | For |
| 1c | Elect Director Barbara J. Duganier | Management | For | For |
| 1d | Elect Director Thomas J. Edelman | Management | For | For |
| 1e | Elect Director Holli C. Ladhani | Management | For | For |
| 1f | Elect Director David L. Stover | Management | For | For |
| 1g | Elect Director Scott D. Urban | Management | For | For |
| 1h | Elect Director William T. Van Kleef | Management | For | For |
| 1i | Elect Director Martha B. Wyrsch | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| NORTHERN OIL AND GAS, INC. MEETING DATE: JUN 12, 2020 | ||||
| TICKER: NOG SECURITY ID: 665531109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bahram Akradi | Management | For | For |
| 1.2 | Elect Director Lisa Bromiley | Management | For | For |
| 1.3 | Elect Director Roy 'Ernie' Easley | Management | For | For |
| 1.4 | Elect Director Michael Frantz | Management | For | For |
| 1.5 | Elect Director Robert Grabb | Management | For | For |
| 1.6 | Elect Director Jack King | Management | For | For |
| 1.7 | Elect Director Stuart Lasher | Management | For | For |
| 1.8 | Elect Director Michael Popejoy | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: DEC 31, 2019 | ||||
| TICKER: OXY SECURITY ID: 674599105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1 | Revoke Consent to Request to Fix a Record Date | Shareholder | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Card | ||||
| 1 | Consent to Request to Fix a Record Date | Shareholder | For | Did Not Vote |
| OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 29, 2020 | ||||
| TICKER: OXY SECURITY ID: 674599105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen I. Chazen | Management | For | For |
| 1b | Elect Director Andrew Gould | Management | For | For |
| 1c | Elect Director Nicholas Graziano | Management | For | For |
| 1d | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1e | Elect Director Vicki Hollub | Management | For | For |
| 1f | Elect Director William R. Klesse | Management | For | For |
| 1g | Elect Director Andrew N. Langham | Management | For | For |
| 1h | Elect Director Jack B. Moore | Management | For | For |
| 1i | Elect Director Margarita Palau-Hernandez | Management | For | For |
| 1j | Elect Director Avedick B. Poladian | Management | For | For |
| 1k | Elect Director Robert M. Shearer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Issuance of the Warrant Shares Upon Exercise of the Warrant | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Amend Charter to Enhance Shareholders' Ability to Act by Written Consent | Management | For | For |
| 8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting and Approve Certain Additional Amendments | Management | For | For |
| 9 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 08, 2020 | ||||
| TICKER: OII SECURITY ID: 675232102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William B. Berry | Management | For | For |
| 1b | Elect Director T. Jay Collins | Management | For | For |
| 1c | Elect Director Jon Erik Reinhardsen | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ODFJELL DRILLING LTD. MEETING DATE: JUN 22, 2020 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Helene Odfjell as Director | Management | For | For |
| 1.2 | Elect Susanne Munch Thore as Director | Management | For | For |
| 1.3 | Elect Thomas Marsoner as Director | Management | For | For |
| 1.4 | Elect Alasdair Shiach as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers AS as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Remuneration of Directors in the Aggregate Amount of USD 200,000 | Management | For | For |
| OVINTIV, INC. MEETING DATE: APR 29, 2020 | ||||
| TICKER: OVV SECURITY ID: 69047Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 2a | Elect Director Peter A. Dea | Management | For | For |
| 2b | Elect Director Fred J. Fowler | Management | For | For |
| 2c | Elect Director Howard J. Mayson | Management | For | For |
| 2d | Elect Director Lee A. McIntire | Management | For | For |
| 2e | Elect Director Margaret A. McKenzie | Management | For | For |
| 2f | Elect Director Steven W. Nance | Management | For | For |
| 2g | Elect Director Suzanne P. Nimocks | Management | For | For |
| 2h | Elect Director Thomas G. Ricks | Management | For | For |
| 2i | Elect Director Brian G. Shaw | Management | For | For |
| 2j | Elect Director Douglas J. Suttles | Management | For | For |
| 2k | Elect Director Bruce G. Waterman | Management | For | For |
| 2l | Elect Director Clayton H. Woitas | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Climate Change | Shareholder | Against | For |
| PARSLEY ENERGY, INC. MEETING DATE: JAN 09, 2020 | ||||
| TICKER: PE SECURITY ID: 701877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| PARSLEY ENERGY, INC. MEETING DATE: MAY 21, 2020 | ||||
| TICKER: PE SECURITY ID: 701877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director A.R. Alameddine | Management | For | For |
| 1B | Elect Director Matt Gallagher | Management | For | For |
| 1C | Elect Director Karen Hughes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PATTERSON-UTI ENERGY, INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: PTEN SECURITY ID: 703481101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tiffany (TJ) Thom Cepak | Management | For | Withhold |
| 1.2 | Elect Director Michael W. Conlon | Management | For | Withhold |
| 1.3 | Elect Director William Andrew Hendricks, Jr. | Management | For | Withhold |
| 1.4 | Elect Director Curtis W. Huff | Management | For | Withhold |
| 1.5 | Elect Director Terry H. Hunt | Management | For | Withhold |
| 1.6 | Elect Director Janeen S. Judah | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PDC ENERGY, INC. MEETING DATE: JAN 13, 2020 | ||||
| TICKER: PDCE SECURITY ID: 69327R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| PDC ENERGY, INC. MEETING DATE: MAY 26, 2020 | ||||
| TICKER: PDCE SECURITY ID: 69327R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Barton R. Brookman | Management | For | For |
| 2b | Elect Director Anthony J. Crisafio | Management | For | For |
| 2c | Elect Director Mark E. Ellis | Management | For | For |
| 2d | Elect Director Christina M. Ibrahim | Management | For | For |
| 2e | Elect Director Paul J. Korus | Management | For | For |
| 2f | Elect Director Randy S. Nickerson | Management | For | For |
| 2g | Elect Director David C. Parke | Management | For | For |
| 2h | Elect Director Lynn A. Peterson | Management | For | For |
| 3a | Elect Director David C. Parke | Management | For | For |
| 3b | Elect Director Lynn A. Peterson | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| PHILLIPS 66 MEETING DATE: MAY 06, 2020 | ||||
| TICKER: PSX SECURITY ID: 718546104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles M. Holley | Management | For | For |
| 1b | Elect Director Glenn F. Tilton | Management | For | For |
| 1c | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risks of Gulf Coast Petrochemical Investments | Shareholder | Against | For |
| PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 21, 2020 | ||||
| TICKER: PXD SECURITY ID: 723787107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edison C. Buchanan | Management | For | For |
| 1b | Elect Director Andrew F. Cates | Management | For | For |
| 1c | Elect Director Phillip A. Gobe | Management | For | For |
| 1d | Elect Director Larry R. Grillot | Management | For | For |
| 1e | Elect Director Stacy P. Methvin | Management | For | For |
| 1f | Elect Director Royce W. Mitchell | Management | For | For |
| 1g | Elect Director Frank A. Risch | Management | For | For |
| 1h | Elect Director Scott D. Sheffield | Management | For | For |
| 1i | Elect Director Mona K. Sutphen | Management | For | For |
| 1j | Elect Director J. Kenneth Thompson | Management | For | For |
| 1k | Elect Director Phoebe A. Wood | Management | For | For |
| 1l | Elect Director Michael D. Wortley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RELIANCE INDUSTRIES LIMITED MEETING DATE: AUG 12, 2019 | ||||
| TICKER: 500325 SECURITY ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Elect Pawan Kumar Kapil as Director | Management | For | For |
| 4 | Elect Nita M. Ambani as Director | Management | For | For |
| 5 | Approve Reappointment and Remuneration of P.M.S. Prasad as Whole-time Director, Designated as Executive Director | Management | For | For |
| 6 | Reelect Raminder Singh Gujral as Director | Management | For | For |
| 7 | Elect Arundhati Bhattacharya as Director | Management | For | For |
| 8 | Approve Remuneration of Cost Auditors | Management | For | For |
| RIGNET, INC. MEETING DATE: MAY 06, 2020 | ||||
| TICKER: RNET SECURITY ID: 766582100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Mattia Caprioli | Management | For | For |
| 1.3 | Elect Director Kevin Mulloy | Management | For | For |
| 1.4 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.5 | Elect Director Keith Olsen | Management | For | For |
| 1.6 | Elect Director Brent K. Whittington | Management | For | For |
| 1.7 | Elect Director Ditlef de Vibe | Management | For | For |
| 1.8 | Elect Director Steven E. Pickett | Management | For | For |
| 1.9 | Elect Director Gail P. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SCHLUMBERGER N.V. MEETING DATE: APR 01, 2020 | ||||
| TICKER: SLB SECURITY ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patrick de La Chevardiere | Management | For | For |
| 1b | Elect Director Miguel M. Galuccio | Management | For | For |
| 1c | Elect Director Olivier Le Peuch | Management | For | For |
| 1d | Elect Director Tatiana A. Mitrova | Management | For | For |
| 1e | Elect Director Lubna S. Olayan | Management | For | For |
| 1f | Elect Director Mark G. Papa | Management | For | For |
| 1g | Elect Director Leo Rafael Reif | Management | For | For |
| 1h | Elect Director Henri Seydoux | Management | For | For |
| 1i | Elect Director Jeff W. Sheets | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SUNCOR ENERGY INC. MEETING DATE: MAY 06, 2020 | ||||
| TICKER: SU SECURITY ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director John D. Gass | Management | For | For |
| 1.4 | Elect Director Dennis M. Houston | Management | For | For |
| 1.5 | Elect Director Mark S. Little | Management | For | For |
| 1.6 | Elect Director Brian P. MacDonald | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Lorraine Mitchelmore | Management | For | For |
| 1.9 | Elect Director Eira M. Thomas | Management | For | For |
| 1.10 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TENARIS SA MEETING DATE: JUL 29, 2019 | ||||
| TICKER: TEN SECURITY ID: 88031M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Delisting of Shares from Bolsas y Mercados Argentinos S.A. | Management | For | For |
| 2 | Approve Share Repurchase | Management | For | For |
| THE WILLIAMS COMPANIES, INC. MEETING DATE: APR 28, 2020 | ||||
| TICKER: WMB SECURITY ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
| 1.3 | Elect Director Nancy K. Buese | Management | For | For |
| 1.4 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.5 | Elect Director Charles I. Cogut | Management | For | For |
| 1.6 | Elect Director Michael A. Creel | Management | For | For |
| 1.7 | Elect Director Vicki L. Fuller | Management | For | For |
| 1.8 | Elect Director Peter A. Ragauss | Management | For | For |
| 1.9 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.10 | Elect Director Murray D. Smith | Management | For | For |
| 1.11 | Elect Director William H. Spence | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TOTAL SA MEETING DATE: MAY 29, 2020 | ||||
| TICKER: FP SECURITY ID: 89151E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Reelect Patricia Barbizet as Director | Management | For | For |
| 7 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
| 8 | Reelect Mark Cutifani as Director | Management | For | For |
| 9 | Elect Jerome Contamine as Director | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Management | For | For |
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | Shareholder | Against | Against |
| VALARIS PLC MEETING DATE: JUN 15, 2020 | ||||
| TICKER: VAL SECURITY ID: G9402V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William E. Albrecht | Management | For | For |
| 1b | Elect Director Frederick Arnold | Management | For | For |
| 1c | Elect Director Thomas P. Burke | Management | For | For |
| 1d | Elect Director Mary E. Francis | Management | For | For |
| 1e | Elect Director Georges J. Lambert | Management | For | For |
| 1f | Elect Director Suzanne P. Nimocks | Management | For | For |
| 1g | Elect Director Thierry Pilenko | Management | For | For |
| 1h | Elect Director Paul E. Rowsey, III | Management | For | For |
| 1i | Elect Director Charles L. Szews | Management | For | For |
| 1j | Elect Director Adam Weitzman | Management | For | For |
| 2 | Ratify KPMG LLP as US Independent Auditor | Management | For | For |
| 3 | Appoint KPMG LLP as UK Statutory Auditor | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Authorize Issue of Equity | Management | For | For |
| 11 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorize Issue of Equity without Pre-emptive Rights In Connection with an Acquisition or Specified Capital Investment | Management | For | For |
| VALERO ENERGY CORPORATION MEETING DATE: APR 30, 2020 | ||||
| TICKER: VLO SECURITY ID: 91913Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director H. Paulett Eberhart | Management | For | For |
| 1B | Elect Director Joseph W. Gorder | Management | For | For |
| 1C | Elect Director Kimberly S. Greene | Management | For | For |
| 1D | Elect Director Deborah P. Majoras | Management | For | For |
| 1E | Elect Director Eric D. Mullins | Management | For | For |
| 1F | Elect Director Donald L. Nickles | Management | For | For |
| 1G | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1H | Elect Director Robert A. Profusek | Management | For | For |
| 1I | Elect Director Stephen M. Waters | Management | For | For |
| 1J | Elect Director Randall J. Weisenburger | Management | For | For |
| 1K | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| VISTRA ENERGY CORP. MEETING DATE: APR 29, 2020 | ||||
| TICKER: VST SECURITY ID: 92840M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Hilary E. Ackermann | Management | For | For |
| 2.2 | Elect Director Arcilia C. Acosta | Management | For | For |
| 2.3 | Elect Director Gavin R. Baiera | Management | For | For |
| 2.4 | Elect Director Paul M. Barbas | Management | For | For |
| 2.5 | Elect Director Lisa Crutchfield | Management | For | For |
| 2.6 | Elect Director Brian K. Ferraioli | Management | For | For |
| 2.7 | Elect Director Scott B. Helm | Management | For | For |
| 2.8 | Elect Director Jeff D. Hunter | Management | For | For |
| 2.9 | Elect Director Curtis A. Morgan | Management | For | For |
| 2.10 | Elect Director John R. (JR) Sult | Management | For | For |
| 3.1 | Elect Director Gavin R. Baiera | Management | For | For |
| 3.2 | Elect Director Scott B. Helm | Management | For | For |
| 3.3 | Elect Director Curtis A. Morgan | Management | For | For |
| 3.4 | Elect Director John R. (JR) Sult | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WORLD FUEL SERVICES CORPORATION MEETING DATE: MAY 22, 2020 | ||||
| TICKER: INT SECURITY ID: 981475106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Kasbar | Management | For | For |
| 1.2 | Elect Director Ken (Kanwaljit) Bakshi | Management | For | For |
| 1.3 | Elect Director Jorge L. Benitez | Management | For | For |
| 1.4 | Elect Director Sharda Cherwoo | Management | For | For |
| 1.5 | Elect Director Richard A. Kassar | Management | For | For |
| 1.6 | Elect Director John L. Manley | Management | For | For |
| 1.7 | Elect Director Stephen K. Roddenberry | Management | For | For |
| 1.8 | Elect Director Paul H. Stebbins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR FINANCIAL SERVICES FUND
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AFFILIATED MANAGERS GROUP, INC. MEETING DATE: JUN 09, 2020 | ||||
| TICKER: AMG SECURITY ID: 008252108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel T. Byrne | Management | For | For |
| 1b | Elect Director Dwight D. Churchill | Management | For | For |
| 1c | Elect Director Glenn Earle | Management | For | For |
| 1d | Elect Director Sean M. Healey | Management | For | For |
| 1e | Elect Director Jay C. Horgen | Management | For | For |
| 1f | Elect Director Reuben Jeffery, III | Management | For | For |
| 1g | Elect Director Tracy P. Palandjian | Management | For | For |
| 1h | Elect Director Patrick T. Ryan | Management | For | For |
| 1i | Elect Director Karen L. Yerburgh | Management | For | For |
| 1j | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AGNC INVESTMENT CORP. MEETING DATE: APR 23, 2020 | ||||
| TICKER: AGNC SECURITY ID: 00123Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donna J. Blank | Management | For | For |
| 1.2 | Elect Director Morris A. Davis | Management | For | For |
| 1.3 | Elect Director John D. Fisk | Management | For | For |
| 1.4 | Elect Director Prue B. Larocca | Management | For | For |
| 1.5 | Elect Director Paul E. Mullings | Management | For | For |
| 1.6 | Elect Director Frances R. Spark | Management | For | For |
| 1.7 | Elect Director Gary D. Kain | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AMALGAMATED BANK MEETING DATE: APR 29, 2020 | ||||
| TICKER: AMAL SECURITY ID: 022663108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lynne P. Fox | Management | For | For |
| 1b | Elect Director Donald E. Bouffard, Jr. | Management | For | For |
| 1c | Elect Director Maryann Bruce | Management | For | For |
| 1d | Elect Director Patricia Diaz Dennis | Management | For | For |
| 1e | Elect Director Robert C. Dinerstein | Management | For | For |
| 1f | Elect Director Mark A. Finser | Management | For | For |
| 1g | Elect Director Julie Kelly | Management | For | For |
| 1h | Elect Director John McDonagh | Management | For | For |
| 1i | Elect Director Keith Mestrich | Management | For | For |
| 1j | Elect Director Robert G. Romasco | Management | For | For |
| 1k | Elect Director Edgar Romney, Sr. | Management | For | For |
| 1l | Elect Director Stephen R. Sleigh | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Amend Articles of Incorporation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. MEETING DATE: MAY 13, 2020 | ||||
| TICKER: AIG SECURITY ID: 026874784 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Don Cornwell | Management | For | For |
| 1b | Elect Director Brian Duperreault | Management | For | For |
| 1c | Elect Director John H. Fitzpatrick | Management | For | For |
| 1d | Elect Director William G. Jurgensen | Management | For | For |
| 1e | Elect Director Christopher S. Lynch | Management | For | For |
| 1f | Elect Director Henry S. Miller | Management | For | For |
| 1g | Elect Director Linda A. Mills | Management | For | For |
| 1h | Elect Director Thomas F. Motamed | Management | For | For |
| 1i | Elect Director Peter R. Porrino | Management | For | For |
| 1j | Elect Director Amy L. Schioldager | Management | For | For |
| 1k | Elect Director Douglas M. Steenland | Management | For | For |
| 1l | Elect Director Therese M. Vaughan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Securities Transfer Restrictions | Management | For | For |
| 4 | Ratify NOL Rights Plan (NOL Pill) | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| AMERIS BANCORP MEETING DATE: JUN 11, 2020 | ||||
| TICKER: ABCB SECURITY ID: 03076K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney D. Bullard | Management | For | For |
| 1.2 | Elect Director James B. Miller, Jr. | Management | For | For |
| 1.3 | Elect Director William I. Bowen, Jr. | Management | For | For |
| 1.4 | Elect Director Wm. Millard Choate | Management | For | For |
| 1.5 | Elect Director Robert P. Lynch | Management | For | For |
| 1.6 | Elect Director Elizabeth A. McCague | Management | For | For |
| 1.7 | Elect Director Gloria A. O'Neal | Management | For | For |
| 1.8 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| ARTHUR J. GALLAGHER & CO. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: AJG SECURITY ID: 363576109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director William L. Bax | Management | For | For |
| 1c | Elect Director D. John Coldman | Management | For | For |
| 1d | Elect Director Frank E. English, Jr. | Management | For | For |
| 1e | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
| 1f | Elect Director David S. Johnson | Management | For | For |
| 1g | Elect Director Kay W. McCurdy | Management | For | For |
| 1h | Elect Director Christopher C. Miskel | Management | For | For |
| 1i | Elect Director Ralph J. Nicoletti | Management | For | For |
| 1j | Elect Director Norman L. Rosenthal | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt a Policy on Board Diversity | Shareholder | Against | For |
| ASSURANT, INC. MEETING DATE: MAY 07, 2020 | ||||
| TICKER: AIZ SECURITY ID: 04621X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Elaine D. Rosen | Management | For | For |
| 1b | Elect Director Paget L. Alves | Management | For | For |
| 1c | Elect Director Juan N. Cento | Management | For | For |
| 1d | Elect Director Alan B. Colberg | Management | For | For |
| 1e | Elect Director Harriet Edelman | Management | For | For |
| 1f | Elect Director Lawrence V. Jackson | Management | For | For |
| 1g | Elect Director Jean-Paul L. Montupet | Management | For | For |
| 1h | Elect Director Debra J. Perry | Management | For | For |
| 1i | Elect Director Ognjen (Ogi) Redzic | Management | For | For |
| 1j | Elect Director Paul J. Reilly | Management | For | For |
| 1k | Elect Director Robert W. Stein | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BANK OF AMERICA CORPORATION MEETING DATE: APR 22, 2020 | ||||
| TICKER: BAC SECURITY ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Denise L. Ramos | Management | For | For |
| 1m | Elect Director Clayton S. Rose | Management | For | For |
| 1n | Elect Director Michael D. White | Management | For | For |
| 1o | Elect Director Thomas D. Woods | Management | For | For |
| 1p | Elect Director R. David Yost | Management | For | For |
| 1q | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 7 | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices | Shareholder | Against | Against |
| BANK OZK MEETING DATE: MAY 04, 2020 | ||||
| TICKER: OZK SECURITY ID: 06417N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nicholas Brown | Management | For | For |
| 1b | Elect Director Paula Cholmondeley | Management | For | For |
| 1c | Elect Director Beverly Cole | Management | For | For |
| 1d | Elect Director Robert East | Management | For | For |
| 1e | Elect Director Kathleen Franklin | Management | For | For |
| 1f | Elect Director Catherine B. Freedberg | Management | For | For |
| 1g | Elect Director Jeffrey Gearhart | Management | For | For |
| 1h | Elect Director George G. Gleason | Management | For | For |
| 1i | Elect Director Peter Kenny | Management | For | For |
| 1j | Elect Director William Koefoed, Jr. | Management | For | For |
| 1k | Elect Director Walter J. (Jack) Mullen, Jr. | Management | For | For |
| 1l | Elect Director Christopher Orndorff | Management | For | For |
| 1m | Elect Director John Reynolds | Management | For | For |
| 1n | Elect Director Steven Sadoff | Management | For | For |
| 1o | Elect Director Ross Whipple | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BAYCOM CORP MEETING DATE: JUN 16, 2020 | ||||
| TICKER: BCML SECURITY ID: 07272M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lloyd W. Kendall, Jr. | Management | For | For |
| 1.2 | Elect Director George J. Guarini | Management | For | For |
| 1.3 | Elect Director James S. Camp | Management | For | For |
| 1.4 | Elect Director Harpreet S. Chaudhary | Management | For | For |
| 1.5 | Elect Director Rocco Davis | Management | For | For |
| 1.6 | Elect Director Malcolm F. Hotchkiss | Management | For | For |
| 1.7 | Elect Director Syvia L. Magid | Management | For | For |
| 1.8 | Elect Director Robert G. Laverne | Management | For | For |
| 1.9 | Elect Director David M. Spatz | Management | For | For |
| 2 | Establish Range For Board Size | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 02, 2020 | ||||
| TICKER: BRK.B SECURITY ID: 084670702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Gregory E. Abel | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Stephen B. Burke | Management | For | For |
| 1.6 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.7 | Elect Director Susan L. Decker | Management | For | For |
| 1.8 | Elect Director David S. Gottesman | Management | For | For |
| 1.9 | Elect Director Charlotte Guyman | Management | For | For |
| 1.10 | Elect Director Ajit Jain | Management | For | For |
| 1.11 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.12 | Elect Director Ronald L. Olson | Management | For | For |
| 1.13 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.14 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt a Policy on Board Diversity | Shareholder | Against | For |
| BLACK KNIGHT, INC. MEETING DATE: JUN 10, 2020 | ||||
| TICKER: BKI SECURITY ID: 09215C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony M. Jabbour | Management | For | For |
| 1.2 | Elect Director Richard N. Massey | Management | For | For |
| 1.3 | Elect Director John D. Rood | Management | For | For |
| 1.4 | Elect Director Nancy L. Shanik | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BOK FINANCIAL CORPORATION MEETING DATE: APR 28, 2020 | ||||
| TICKER: BOKF SECURITY ID: 05561Q201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director C. Fred Ball, Jr. | Management | For | For |
| 1.3 | Elect Director Steven Bangert | Management | For | For |
| 1.4 | Elect Director Peter C. Boylan, III | Management | For | For |
| 1.5 | Elect Director Steven G. Bradshaw | Management | For | For |
| 1.6 | Elect Director Chester E. Cadieux, III | Management | For | For |
| 1.7 | Elect Director Gerard P. Clancy | Management | For | Withhold |
| 1.8 | Elect Director John W. Coffey | Management | For | For |
| 1.9 | Elect Director Joseph W. Craft, III | Management | For | For |
| 1.10 | Elect Director Jack E. Finley | Management | For | For |
| 1.11 | Elect Director David F. Griffin | Management | For | Withhold |
| 1.12 | Elect Director V. Burns Hargis | Management | For | For |
| 1.13 | Elect Director Douglas D. Hawthorne | Management | For | For |
| 1.14 | Elect Director Kimberley D. Henry | Management | For | For |
| 1.15 | Elect Director E. Carey Joullian, IV | Management | For | For |
| 1.16 | Elect Director George B. Kaiser | Management | For | For |
| 1.17 | Elect Director Stanley A. Lybarger | Management | For | For |
| 1.18 | Elect Director Steven J. Malcolm | Management | For | For |
| 1.19 | Elect Director Steven E. Nell | Management | For | For |
| 1.20 | Elect Director E.C. Richards | Management | For | Withhold |
| 1.21 | Elect Director Claudia San Pedro | Management | For | Withhold |
| 1.22 | Elect Director Michael C. Turpen | Management | For | For |
| 1.23 | Elect Director R.A. Walker | Management | For | For |
| 1.24 | Elect Director Rose M. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CADENCE BANCORPORATION MEETING DATE: MAY 07, 2020 | ||||
| TICKER: CADE SECURITY ID: 12739A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1.2 | Elect Director Joseph W. Evans | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Amend Certificate of Incorporation Re: Obsolete Provisions | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CANNAE HOLDINGS, INC. MEETING DATE: JUN 17, 2020 | ||||
| TICKER: CNNE SECURITY ID: 13765N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hugh R. Harris | Management | For | For |
| 1.2 | Elect Director C. Malcolm Holland | Management | For | For |
| 1.3 | Elect Director Mark D. Linehan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: APR 30, 2020 | ||||
| TICKER: COF SECURITY ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Aparna Chennapragada | Management | For | Against |
| 1c | Elect Director Ann Fritz Hackett | Management | For | Against |
| 1d | Elect Director Peter Thomas Killalea | Management | For | Against |
| 1e | Elect Director Cornelis "Eli" Leenaars | Management | For | Against |
| 1f | Elect Director Pierre E. Leroy | Management | For | Against |
| 1g | Elect Director Francois Locoh-Donou | Management | For | Against |
| 1h | Elect Director Peter E. Raskind | Management | For | For |
| 1i | Elect Director Eileen Serra | Management | For | For |
| 1j | Elect Director Mayo A. Shattuck, III | Management | For | Against |
| 1k | Elect Director Bradford H. Warner | Management | For | For |
| 1l | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| CBOE GLOBAL MARKETS, INC. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: CBOE SECURITY ID: 12503M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward T. Tilly | Management | For | For |
| 1b | Elect Director Eugene S. Sunshine | Management | For | For |
| 1c | Elect Director William M. Farrow, III | Management | For | For |
| 1d | Elect Director Edward J. Fitzpatrick | Management | For | For |
| 1e | Elect Director Janet P. Froetscher | Management | For | For |
| 1f | Elect Director Jill R. Goodman | Management | For | For |
| 1g | Elect Director Roderick A. Palmore | Management | For | For |
| 1h | Elect Director James E. Parisi | Management | For | For |
| 1i | Elect Director Joseph P. Ratterman | Management | For | For |
| 1j | Elect Director Michael L. Richter | Management | For | For |
| 1k | Elect Director Jill E. Sommers | Management | For | For |
| 1l | Elect Director Fredric J. Tomczyk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CITIGROUP INC. MEETING DATE: APR 21, 2020 | ||||
| TICKER: C SECURITY ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Grace E. Dailey | Management | For | For |
| 1d | Elect Director Barbara J. Desoer | Management | For | For |
| 1e | Elect Director John C. Dugan | Management | For | For |
| 1f | Elect Director Duncan P. Hennes | Management | For | For |
| 1g | Elect Director Peter B. Henry | Management | For | For |
| 1h | Elect Director S. Leslie Ireland | Management | For | For |
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
| 1j | Elect Director Renee J. James | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Diana L. Taylor | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Alexander R. Wynaendts | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Review on Governance Documents | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| CNO FINANCIAL GROUP, INC. MEETING DATE: MAY 08, 2020 | ||||
| TICKER: CNO SECURITY ID: 12621E103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gary C. Bhojwani | Management | For | For |
| 1b | Elect Director Ellyn L. Brown | Management | For | For |
| 1c | Elect Director Stephen N. David | Management | For | For |
| 1d | Elect Director David B. Foss | Management | For | For |
| 1e | Elect Director Robert C. Greving | Management | For | For |
| 1f | Elect Director Mary R. (Nina) Henderson | Management | For | For |
| 1g | Elect Director Charles J. Jacklin | Management | For | For |
| 1h | Elect Director Daniel R. Maurer | Management | For | For |
| 1i | Elect Director Frederick J. Sievert | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CULLEN/FROST BANKERS, INC. MEETING DATE: APR 29, 2020 | ||||
| TICKER: CFR SECURITY ID: 229899109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carlos Alvarez | Management | For | For |
| 1.2 | Elect Director Chris M. Avery | Management | For | For |
| 1.3 | Elect Director Anthony R. (Tony) Chase | Management | For | For |
| 1.4 | Elect Director Cynthia J. Comparin | Management | For | For |
| 1.5 | Elect Director Samuel G. Dawson | Management | For | For |
| 1.6 | Elect Director Crawford H. Edwards | Management | For | For |
| 1.7 | Elect Director Patrick B. Frost | Management | For | For |
| 1.8 | Elect Director Phillip D. Green | Management | For | For |
| 1.9 | Elect Director David J. Haemisegger | Management | For | For |
| 1.10 | Elect Director Karen E. Jennings | Management | For | For |
| 1.11 | Elect Director Charles W. Matthews | Management | For | For |
| 1.12 | Elect Director Ida Clement Steen | Management | For | For |
| 1.13 | Elect Director Graham Weston | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| E*TRADE FINANCIAL CORPORATION MEETING DATE: MAY 07, 2020 | ||||
| TICKER: ETFC SECURITY ID: 269246401 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard J. Carbone | Management | For | For |
| 1b | Elect Director Robert J. Chersi | Management | For | For |
| 1c | Elect Director Jaime W. Ellertson | Management | For | For |
| 1d | Elect Director James P. Healy | Management | For | For |
| 1e | Elect Director Kevin T. Kabat | Management | For | For |
| 1f | Elect Director James Lam | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Shelley B. Leibowitz | Management | For | For |
| 1i | Elect Director Michael A. Pizzi | Management | For | For |
| 1j | Elect Director Rebecca Saeger | Management | For | For |
| 1k | Elect Director Donna L. Weaver | Management | For | For |
| 1l | Elect Director Joshua A. Weinreich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | None | For |
| EAST WEST BANCORP, INC. MEETING DATE: MAY 19, 2020 | ||||
| TICKER: EWBC SECURITY ID: 27579R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Molly Campbell | Management | For | For |
| 1.2 | Elect Director Iris S. Chan | Management | For | For |
| 1.3 | Elect Director Archana Deskus | Management | For | For |
| 1.4 | Elect Director Rudolph I. Estrada | Management | For | For |
| 1.5 | Elect Director Paul H. Irving | Management | For | For |
| 1.6 | Elect Director Jack C. Liu | Management | For | For |
| 1.7 | Elect Director Dominic Ng | Management | For | For |
| 1.8 | Elect Director Lester M. Sussman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ESSENT GROUP LTD. MEETING DATE: MAY 28, 2020 | ||||
| TICKER: ESNT SECURITY ID: G3198U102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Casale | Management | For | For |
| 1.2 | Elect Director Douglas J. Pauls | Management | For | For |
| 1.3 | Elect Director William Spiegel | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 28, 2020 | ||||
| TICKER: FIS SECURITY ID: 31620M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lee Adrean | Management | For | For |
| 1b | Elect Director Ellen R. Alemany | Management | For | For |
| 1c | Elect Director Lisa A. Hook | Management | For | For |
| 1d | Elect Director Keith W. Hughes | Management | For | For |
| 1e | Elect Director Gary L. Lauer | Management | For | For |
| 1f | Elect Director Gary A. Norcross | Management | For | For |
| 1g | Elect Director Louise M. Parent | Management | For | For |
| 1h | Elect Director Brian T. Shea | Management | For | For |
| 1i | Elect Director James B. Stallings, Jr. | Management | For | For |
| 1j | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| FIRST CITIZENS BANCSHARES, INC. MEETING DATE: APR 28, 2020 | ||||
| TICKER: FCNCA SECURITY ID: 31946M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Director Victor E. Bell, III | Management | For | For |
| 1.3 | Elect Director Peter M. Bristow | Management | For | For |
| 1.4 | Elect Director Hope H. Bryant | Management | For | For |
| 1.5 | Elect Director H. Lee Durham, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Director Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Director Robert R. Hoppe | Management | For | For |
| 1.9 | Elect Director Floyd L. Keels | Management | For | For |
| 1.10 | Elect Director Robert E. Mason, IV | Management | For | For |
| 1.11 | Elect Director Robert T. Newcomb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| FIRST HAWAIIAN, INC. MEETING DATE: APR 22, 2020 | ||||
| TICKER: FHB SECURITY ID: 32051X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Matthew J. Cox | Management | For | For |
| 1b | Elect Director W. Allen Doane | Management | For | For |
| 1c | Elect Director Faye Watanabe Kurren | Management | For | For |
| 1d | Elect Director Robert S. Harrison | Management | For | For |
| 1e | Elect Director Allen B. Uyeda | Management | For | For |
| 1f | Elect Director Jenai S. Wall | Management | For | For |
| 1g | Elect Director C. Scott Wo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIRST HORIZON NATIONAL CORPORATION MEETING DATE: APR 24, 2020 | ||||
| TICKER: FHN SECURITY ID: 320517105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| FIRST HORIZON NATIONAL CORPORATION MEETING DATE: APR 28, 2020 | ||||
| TICKER: FHN SECURITY ID: 320517105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth A. Burdick | Management | For | For |
| 1.2 | Elect Director John C. Compton | Management | For | For |
| 1.3 | Elect Director Wendy P. Davidson | Management | For | For |
| 1.4 | Elect Director Mark A. Emkes | Management | For | For |
| 1.5 | Elect Director Corydon J. Gilchrist | Management | For | For |
| 1.6 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.7 | Elect Director Vicki R. Palmer | Management | For | For |
| 1.8 | Elect Director Colin V. Reed | Management | For | For |
| 1.9 | Elect Director Cecelia D. Stewart | Management | For | For |
| 1.10 | Elect Director Rajesh Subramaniam | Management | For | For |
| 1.11 | Elect Director R. Eugene Taylor | Management | For | For |
| 1.12 | Elect Director Luke Yancy, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| FIRST INTERSTATE BANCSYSTEM, INC. MEETING DATE: MAY 05, 2020 | ||||
| TICKER: FIBK SECURITY ID: 32055Y201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alice S. Cho | Management | For | For |
| 1.2 | Elect Director Dana L. Crandall | Management | For | For |
| 1.3 | Elect Director Dennis L. Johnson | Management | For | For |
| 1.4 | Elect Director Patricia L. Moss | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| GREAT WESTERN BANCORP, INC. MEETING DATE: FEB 04, 2020 | ||||
| TICKER: GWB SECURITY ID: 391416104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frances Grieb | Management | For | For |
| 1.2 | Elect Director James Israel | Management | For | For |
| 1.3 | Elect Director Stephen Lacy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GREENSKY, INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: GSKY SECURITY ID: 39572G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joel Babbit | Management | For | For |
| 1.2 | Elect Director Arthur Bacci | Management | For | For |
| 1.3 | Elect Director Robert Sheft | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HAMILTON LANE INCORPORATED MEETING DATE: SEP 05, 2019 | ||||
| TICKER: HLNE SECURITY ID: 407497106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hartley R. Rogers | Management | For | For |
| 1.2 | Elect Director Mario L. Giannini | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 22, 2020 | ||||
| TICKER: HBAN SECURITY ID: 446150104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
| 1.2 | Elect Director Alanna Y. Cotton | Management | For | For |
| 1.3 | Elect Director Ann B. "Tanny" Crane | Management | For | For |
| 1.4 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.5 | Elect Director Steven G. Elliott | Management | For | For |
| 1.6 | Elect Director Gina D. France | Management | For | For |
| 1.7 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.8 | Elect Director John C. "Chris" Inglis | Management | For | For |
| 1.9 | Elect Director Katherine M. A. "Allie" Kline | Management | For | For |
| 1.10 | Elect Director Richard W. Neu | Management | For | For |
| 1.11 | Elect Director Kenneth J. Phelan | Management | For | For |
| 1.12 | Elect Director David L. Porteous | Management | For | For |
| 1.13 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KEYCORP MEETING DATE: MAY 21, 2020 | ||||
| TICKER: KEY SECURITY ID: 493267108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce D. Broussard | Management | For | For |
| 1.2 | Elect Director Gary M. Crosby | Management | For | For |
| 1.3 | Elect Director Alexander M. Cutler | Management | For | For |
| 1.4 | Elect Director H. James Dallas | Management | For | For |
| 1.5 | Elect Director Elizabeth R. Gile | Management | For | For |
| 1.6 | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1.7 | Elect Director Christopher M. Gorman | Management | For | For |
| 1.8 | Elect Director Carlton L. Highsmith | Management | For | For |
| 1.9 | Elect Director Richard J. Hipple | Management | For | For |
| 1.10 | Elect Director Kristen L. Manos | Management | For | For |
| 1.11 | Elect Director Barbara R. Snyder | Management | For | For |
| 1.12 | Elect Director David K. Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| M&T BANK CORPORATION MEETING DATE: APR 21, 2020 | ||||
| TICKER: MTB SECURITY ID: 55261F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.4 | Elect Director Gary N. Geisel | Management | For | For |
| 1.5 | Elect Director Richard S. Gold | Management | For | For |
| 1.6 | Elect Director Richard A. Grossi | Management | For | For |
| 1.7 | Elect Director John D. Hawke, Jr. | Management | For | For |
| 1.8 | Elect Director Rene F. Jones | Management | For | For |
| 1.9 | Elect Director Richard H. Ledgett, Jr. | Management | For | For |
| 1.10 | Elect Director Newton P.S. Merrill | Management | For | For |
| 1.11 | Elect Director Kevin J. Pearson | Management | For | For |
| 1.12 | Elect Director Melinda R. Rich | Management | For | For |
| 1.13 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.14 | Elect Director Denis J. Salamone | Management | For | For |
| 1.15 | Elect Director John R. Scannell | Management | For | For |
| 1.16 | Elect Director David S. Scharfstein | Management | For | For |
| 1.17 | Elect Director Herbert L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| METLIFE, INC. MEETING DATE: JUN 16, 2020 | ||||
| TICKER: MET SECURITY ID: 59156R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cheryl W. Grise | Management | For | For |
| 1b | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1c | Elect Director Gerald L. Hassell | Management | For | For |
| 1d | Elect Director David L. Herzog | Management | For | For |
| 1e | Elect Director R. Glenn Hubbard | Management | For | For |
| 1f | Elect Director Edward J. Kelly, III | Management | For | For |
| 1g | Elect Director William E. Kennard | Management | For | For |
| 1h | Elect Director Michel A. Khalaf | Management | For | For |
| 1i | Elect Director Catherine R. Kinney | Management | For | For |
| 1j | Elect Director Diana L. McKenzie | Management | For | For |
| 1k | Elect Director Denise M. Morrison | Management | For | For |
| 1l | Elect Director Mark A. Weinberger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MGIC INVESTMENT CORPORATION MEETING DATE: APR 23, 2020 | ||||
| TICKER: MTG SECURITY ID: 552848103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.3 | Elect Director Curt S. Culver | Management | For | For |
| 1.4 | Elect Director Jay C. Hartzell | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Jodeen A. Kozlak | Management | For | For |
| 1.8 | Elect Director Michael E. Lehman | Management | For | For |
| 1.9 | Elect Director Melissa B. Lora | Management | For | For |
| 1.10 | Elect Director Timothy J. Mattke | Management | For | For |
| 1.11 | Elect Director Gary A. Poliner | Management | For | For |
| 1.12 | Elect Director Sheryl L. Sculley | Management | For | For |
| 1.13 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MOELIS & COMPANY MEETING DATE: JUN 04, 2020 | ||||
| TICKER: MC SECURITY ID: 60786M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth Moelis | Management | For | For |
| 1.2 | Elect Director Navid Mahmoodzadegan | Management | For | For |
| 1.3 | Elect Director Jeffrey Raich | Management | For | For |
| 1.4 | Elect Director Eric Cantor | Management | For | For |
| 1.5 | Elect Director Elizabeth Crain | Management | For | For |
| 1.6 | Elect Director John A. Allison, IV | Management | For | For |
| 1.7 | Elect Director Yolonda Richardson | Management | For | For |
| 1.8 | Elect Director Kenneth L. Shropshire | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| MORGAN STANLEY MEETING DATE: MAY 21, 2020 | ||||
| TICKER: MS SECURITY ID: 617446448 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Elizabeth Corley | Management | For | For |
| 1b | Elect Director Alistair Darling | Management | For | For |
| 1c | Elect Director Thomas H. Glocer | Management | For | For |
| 1d | Elect Director James P. Gorman | Management | For | For |
| 1e | Elect Director Robert H. Herz | Management | For | For |
| 1f | Elect Director Nobuyuki Hirano | Management | For | For |
| 1g | Elect Director Stephen J. Luczo | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Dennis M. Nally | Management | For | For |
| 1j | Elect Director Takeshi Ogasawara | Management | For | For |
| 1k | Elect Director Hutham S. Olayan | Management | For | For |
| 1l | Elect Director Mary L. Schapiro | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NMI HOLDINGS, INC. MEETING DATE: MAY 14, 2020 | ||||
| TICKER: NMIH SECURITY ID: 629209305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley M. Shuster | Management | For | For |
| 1.2 | Elect Director Claudia J. Merkle | Management | For | For |
| 1.3 | Elect Director Michael Embler | Management | For | For |
| 1.4 | Elect Director James G. Jones | Management | For | For |
| 1.5 | Elect Director Lynn S. McCreary | Management | For | For |
| 1.6 | Elect Director Michael Montgomery | Management | For | For |
| 1.7 | Elect Director Regina Muehlhauser | Management | For | For |
| 1.8 | Elect Director James H. Ozanne | Management | For | For |
| 1.9 | Elect Director Steven L. Scheid | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| NORTHERN TRUST CORPORATION MEETING DATE: APR 21, 2020 | ||||
| TICKER: NTRS SECURITY ID: 665859104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda Walker Bynoe | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Dean M. Harrison | Management | For | For |
| 1d | Elect Director Jay L. Henderson | Management | For | For |
| 1e | Elect Director Marcy S. Klevorn | Management | For | For |
| 1f | Elect Director Siddharth N. "Bobby" Mehta | Management | For | For |
| 1g | Elect Director Michael G. O'Grady | Management | For | For |
| 1h | Elect Director Jose Luis Prado | Management | For | For |
| 1i | Elect Director Thomas E. Richards | Management | For | For |
| 1j | Elect Director Martin P. Slark | Management | For | For |
| 1k | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1l | Elect Director Donald Thompson | Management | For | For |
| 1m | Elect Director Charles A. Tribbett, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| OLD REPUBLIC INTERNATIONAL CORPORATION MEETING DATE: MAY 22, 2020 | ||||
| TICKER: ORI SECURITY ID: 680223104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles J. Kovaleski | Management | For | For |
| 1.2 | Elect Director Craig R. Smiddy | Management | For | For |
| 1.3 | Elect Director Arnold L. Steiner | Management | For | For |
| 1.4 | Elect Director Fredricka Taubitz | Management | For | For |
| 1.5 | Elect Director Aldo C. Zucaro | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ONEMAIN HOLDINGS, INC. MEETING DATE: MAY 19, 2020 | ||||
| TICKER: OMF SECURITY ID: 68268W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jay N. Levine | Management | For | For |
| 1.2 | Elect Director Roy A. Guthrie | Management | For | For |
| 1.3 | Elect Director Peter B. Sinensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PJT PARTNERS INC. MEETING DATE: APR 30, 2020 | ||||
| TICKER: PJT SECURITY ID: 69343T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dennis S. Hersch | Management | For | For |
| 1b | Elect Director Thomas M. Ryan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PRIMERICA, INC. MEETING DATE: MAY 13, 2020 | ||||
| TICKER: PRI SECURITY ID: 74164M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John A. Addison, Jr. | Management | For | For |
| 1b | Elect Director Joel M. Babbit | Management | For | For |
| 1c | Elect Director P. George Benson | Management | For | For |
| 1d | Elect Director C. Saxby Chambliss | Management | For | For |
| 1e | Elect Director Gary L. Crittenden | Management | For | For |
| 1f | Elect Director Cynthia N. Day | Management | For | For |
| 1g | Elect Director Sanjeev Dheer | Management | For | For |
| 1h | Elect Director Beatriz R. Perez | Management | For | For |
| 1i | Elect Director D. Richard Williams | Management | For | For |
| 1j | Elect Director Glenn J. Williams | Management | For | For |
| 1k | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
| PRUDENTIAL FINANCIAL, INC. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: PRU SECURITY ID: 744320102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1.2 | Elect Director Gilbert F. Casellas | Management | For | For |
| 1.3 | Elect Director Robert M. Falzon | Management | For | For |
| 1.4 | Elect Director Martina Hund-Mejean | Management | For | For |
| 1.5 | Elect Director Karl J. Krapek | Management | For | For |
| 1.6 | Elect Director Peter R. Lighte | Management | For | For |
| 1.7 | Elect Director Charles F. Lowrey | Management | For | For |
| 1.8 | Elect Director George Paz | Management | For | For |
| 1.9 | Elect Director Sandra Pianalto | Management | For | For |
| 1.10 | Elect Director Christine A. Poon | Management | For | For |
| 1.11 | Elect Director Douglas A. Scovanner | Management | For | For |
| 1.12 | Elect Director Michael A. Todman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| RAYMOND JAMES FINANCIAL, INC. MEETING DATE: FEB 20, 2020 | ||||
| TICKER: RJF SECURITY ID: 754730109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles G. von Arentschildt | Management | For | For |
| 1.2 | Elect Director Robert M. Dutkowsky | Management | For | For |
| 1.3 | Elect Director Jeffrey N. Edwards | Management | For | For |
| 1.4 | Elect Director Benjamin C. Esty | Management | For | For |
| 1.5 | Elect Director Anne Gates | Management | For | For |
| 1.6 | Elect Director Francis S. Godbold | Management | For | For |
| 1.7 | Elect Director Thomas A. James | Management | For | For |
| 1.8 | Elect Director Gordon L. Johnson | Management | For | For |
| 1.9 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.10 | Elect Director Paul C. Reilly | Management | For | For |
| 1.11 | Elect Director Raj Seshadri | Management | For | For |
| 1.12 | Elect Director Susan N. Story | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| REGIONS FINANCIAL CORPORATION MEETING DATE: APR 22, 2020 | ||||
| TICKER: RF SECURITY ID: 7591EP100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carolyn H. Byrd | Management | For | For |
| 1b | Elect Director Don DeFosset | Management | For | For |
| 1c | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1d | Elect Director Zhanna Golodryga | Management | For | For |
| 1e | Elect Director John D. Johns | Management | For | For |
| 1f | Elect Director Ruth Ann Marshall | Management | For | For |
| 1g | Elect Director Charles D. McCrary | Management | For | For |
| 1h | Elect Director James T. Prokopanko | Management | For | For |
| 1i | Elect Director Lee J. Styslinger, III | Management | For | For |
| 1j | Elect Director Jose S. Suquet | Management | For | For |
| 1k | Elect Director John M. Turner, Jr. | Management | For | For |
| 1l | Elect Director Timothy Vines | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SIGNATURE BANK MEETING DATE: APR 22, 2020 | ||||
| TICKER: SBNY SECURITY ID: 82669G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph J. DePaolo | Management | For | For |
| 1.2 | Elect Director Barney Frank | Management | For | For |
| 1.3 | Elect Director Scott A. Shay | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| SLM CORPORATION MEETING DATE: JUN 18, 2020 | ||||
| TICKER: SLM SECURITY ID: 78442P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul G. Child | Management | For | For |
| 1b | Elect Director Mary Carter Warren Franke | Management | For | For |
| 1c | Elect Director Earl A. Goode | Management | For | For |
| 1d | Elect Director Marianne M. Keler | Management | For | For |
| 1e | Elect Director Mark L. Lavelle | Management | For | For |
| 1f | Elect Director Jim Matheson | Management | For | For |
| 1g | Elect Director Frank C. Puleo | Management | For | For |
| 1h | Elect Director Vivian C. Schneck-Last | Management | For | For |
| 1i | Elect Director William N. Shiebler | Management | For | For |
| 1j | Elect Director Robert S. Strong | Management | For | For |
| 1k | Elect Director Jonathan W. Witter | Management | For | For |
| 1l | Elect Director Kirsten O. Wolberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| STATE STREET CORPORATION MEETING DATE: MAY 20, 2020 | ||||
| TICKER: STT SECURITY ID: 857477103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1b | Elect Director Marie A. Chandoha | Management | For | For |
| 1c | Elect Director Lynn A. Dugle | Management | For | For |
| 1d | Elect Director Amelia C. Fawcett | Management | For | For |
| 1e | Elect Director William C. Freda | Management | For | For |
| 1f | Elect Director Sara Mathew | Management | For | For |
| 1g | Elect Director William L. Meaney | Management | For | For |
| 1h | Elect Director Ronald P. O'Hanley | Management | For | For |
| 1i | Elect Director Sean O'Sullivan | Management | For | For |
| 1j | Elect Director Richard P. Sergel | Management | For | For |
| 1k | Elect Director Gregory L. Summe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SUNTRUST BANKS, INC. MEETING DATE: JUL 30, 2019 | ||||
| TICKER: STI SECURITY ID: 867914103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| THE ALLSTATE CORPORATION MEETING DATE: MAY 19, 2020 | ||||
| TICKER: ALL SECURITY ID: 020002101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kermit R. Crawford | Management | For | For |
| 1b | Elect Director Michael L. Eskew | Management | For | For |
| 1c | Elect Director Margaret M. Keane | Management | For | For |
| 1d | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
| 1e | Elect Director Jacques P. Perold | Management | For | For |
| 1f | Elect Director Andrea Redmond | Management | For | For |
| 1g | Elect Director Gregg M. Sherrill | Management | For | For |
| 1h | Elect Director Judith A. Sprieser | Management | For | For |
| 1i | Elect Director Perry M. Traquina | Management | For | For |
| 1j | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| THE GOLDMAN SACHS GROUP, INC. MEETING DATE: APR 30, 2020 | ||||
| TICKER: GS SECURITY ID: 38141G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Drew G. Faust | Management | For | For |
| 1c | Elect Director Mark A. Flaherty | Management | For | For |
| 1d | Elect Director Ellen J. Kullman | Management | For | For |
| 1e | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1f | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1g | Elect Director Peter Oppenheimer | Management | For | For |
| 1h | Elect Director David M. Solomon | Management | For | For |
| 1i | Elect Director Jan E. Tighe | Management | For | For |
| 1j | Elect Director David A. Viniar | Management | For | For |
| 1k | Elect Director Mark O. Winkelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Review of Statement on the Purpose of a Corporation | Shareholder | Against | Against |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. MEETING DATE: MAY 20, 2020 | ||||
| TICKER: HIG SECURITY ID: 416515104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert B. Allardice, III | Management | For | For |
| 1b | Elect Director Larry D. De Shon | Management | For | For |
| 1c | Elect Director Carlos Dominguez | Management | For | For |
| 1d | Elect Director Trevor Fetter | Management | For | For |
| 1e | Elect Director Kathryn A. Mikells | Management | For | For |
| 1f | Elect Director Michael G. Morris | Management | For | For |
| 1g | Elect Director Teresa W. Roseborough | Management | For | For |
| 1h | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1i | Elect Director Christopher J. Swift | Management | For | For |
| 1j | Elect Director Matt Winter | Management | For | For |
| 1k | Elect Director Greig Woodring | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 21, 2020 | ||||
| TICKER: TRV SECURITY ID: 89417E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan L. Beller | Management | For | For |
| 1b | Elect Director Janet M. Dolan | Management | For | For |
| 1c | Elect Director Patricia L. Higgins | Management | For | For |
| 1d | Elect Director William J. Kane | Management | For | For |
| 1e | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1f | Elect Director Elizabeth E. Robinson | Management | For | For |
| 1g | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
| 1h | Elect Director Todd C. Schermerhorn | Management | For | For |
| 1i | Elect Director Alan D. Schnitzer | Management | For | For |
| 1j | Elect Director Donald J. Shepard | Management | For | For |
| 1k | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRUIST FINANCIAL CORPORATION MEETING DATE: APR 28, 2020 | ||||
| TICKER: TFC SECURITY ID: 89832Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.2 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.3 | Elect Director Agnes Bundy Scanlan | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Dallas S. Clement | Management | For | For |
| 1.6 | Elect Director Paul D. Donahue | Management | For | For |
| 1.7 | Elect Director Paul R. Garcia | Management | For | For |
| 1.8 | Elect Director Patrick C. Graney, III | Management | For | For |
| 1.9 | Elect Director Linnie M. Haynesworth | Management | For | For |
| 1.10 | Elect Director Kelly S. King | Management | For | For |
| 1.11 | Elect Director Easter A. Maynard | Management | For | For |
| 1.12 | Elect Director Donna S. Morea | Management | For | For |
| 1.13 | Elect Director Charles A. Patton | Management | For | For |
| 1.14 | Elect Director Nido R. Qubein | Management | For | For |
| 1.15 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.16 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.17 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.18 | Elect Director Christine Sears | Management | For | For |
| 1.19 | Elect Director Thomas E. Skains | Management | For | For |
| 1.20 | Elect Director Bruce L. Tanner | Management | For | For |
| 1.21 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.22 | Elect Director Steven C. Voorhees | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| VIRTU FINANCIAL, INC. MEETING DATE: JUN 05, 2020 | ||||
| TICKER: VIRT SECURITY ID: 928254101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas A. Cifu | Management | For | For |
| 1.2 | Elect Director Joseph J. Grano, Jr. | Management | For | For |
| 1.3 | Elect Director Robert Greifeld | Management | For | For |
| 1.4 | Elect Director John F. (Jack) Sandner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| VISA INC. MEETING DATE: JAN 28, 2020 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon L. Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WELLS FARGO & COMPANY MEETING DATE: APR 28, 2020 | ||||
| TICKER: WFC SECURITY ID: 949746101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven D. Black | Management | For | For |
| 1b | Elect Director Celeste A. Clark | Management | For | For |
| 1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1d | Elect Director Wayne M. Hewett | Management | For | For |
| 1e | Elect Director Donald M. James | Management | For | For |
| 1f | Elect Director Maria R. Morris | Management | For | For |
| 1g | Elect Director Charles H. Noski | Management | For | For |
| 1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
| 1i | Elect Director Juan A. Pujadas | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Charles W. Scharf | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| 6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
| WESBANCO, INC. MEETING DATE: OCT 29, 2019 | ||||
| TICKER: WSBC SECURITY ID: 950810101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Shares in Connection with Merger | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| WESBANCO, INC. MEETING DATE: APR 22, 2020 | ||||
| TICKER: WSBC SECURITY ID: 950810101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Crawford | Management | For | For |
| 1.2 | Elect Director Todd F. Clossin | Management | For | For |
| 1.3 | Elect Director Abigail M. Feinknopf | Management | For | For |
| 1.4 | Elect Director Denise Knouse-Snyder | Management | For | For |
| 1.5 | Elect Director Jay T. McCamic | Management | For | For |
| 1.6 | Elect Director F. Eric Nelson, Jr. | Management | For | For |
| 1.7 | Elect Director James W. Cornelsen | Management | For | For |
| 1.8 | Elect Director Gregory S. Proctor, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY MEETING DATE: JUN 10, 2020 | ||||
| TICKER: WLTW SECURITY ID: G96629103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anna C. Catalano | Management | For | For |
| 1b | Elect Director Victor F. Ganzi | Management | For | For |
| 1c | Elect Director John J. Haley | Management | For | For |
| 1d | Elect Director Wendy E. Lane | Management | For | For |
| 1e | Elect Director Brendan R. O'Neill | Management | For | For |
| 1f | Elect Director Jaymin B. Patel | Management | For | For |
| 1g | Elect Director Linda D. Rabbitt | Management | For | For |
| 1h | Elect Director Paul D. Thomas | Management | For | For |
| 1i | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify the Appointment of Deloitte & Touche LLP as Auditor and Deloitte Ireland LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For |
| WINTRUST FINANCIAL CORPORATION MEETING DATE: MAY 28, 2020 | ||||
| TICKER: WTFC SECURITY ID: 97650W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter D. Crist | Management | For | For |
| 1.2 | Elect Director Bruce K. Crowther | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director Marla F. Glabe | Management | For | For |
| 1.5 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
| 1.6 | Elect Director Scott K. Heitmann | Management | For | For |
| 1.7 | Elect Director Deborah L. Hall Lefevre | Management | For | For |
| 1.8 | Elect Director Christopher J. Perry | Management | For | For |
| 1.9 | Elect Director Ingrid S. Stafford | Management | For | For |
| 1.10 | Elect Director Gary D. Sweeney | Management | For | For |
| 1.11 | Elect Director Karin Gustafson Teglia | Management | For | For |
| 1.12 | Elect Director Alex E. Washington, III | Management | For | For |
| 1.13 | Elect Director Edward J. Wehmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ZIONS BANCORPORATION, N.A. MEETING DATE: MAY 01, 2020 | ||||
| TICKER: ZION SECURITY ID: 989701107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jerry C. Atkin | Management | For | For |
| 1b | Elect Director Gary L. Crittenden | Management | For | For |
| 1c | Elect Director Suren K. Gupta | Management | For | For |
| 1d | Elect Director J. David Heaney | Management | For | For |
| 1e | Elect Director Vivian S. Lee | Management | For | For |
| 1f | Elect Director Scott J. McLean | Management | For | For |
| 1g | Elect Director Edward F. Murphy | Management | For | For |
| 1h | Elect Director Stephen D. Quinn | Management | For | For |
| 1i | Elect Director Harris H. Simmons | Management | For | For |
| 1j | Elect Director Aaron B. Skonnard | Management | For | For |
| 1k | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR GLOBAL REAL ESTATE FUND
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABACUS PROPERTY GROUP MEETING DATE: NOV 15, 2019 | ||||
| TICKER: ABP SECURITY ID: Q0015N229 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Remuneration Report | Management | For | For |
| 3.1 | Elect Holly Kramer as Director | Management | For | For |
| 3.2 | Elect Trent Alston as Director | Management | For | For |
| 3.3 | Elect Jingmin Qian as Director | Management | For | For |
| 4 | Approve Grant of Security Acquisition Rights to Steven Sewell | Management | For | For |
| 5 | Ratify Past Issuance of Securities to Professional and Sophisticated Institutional Investors | Management | For | Against |
| ACADIA REALTY TRUST MEETING DATE: MAY 07, 2020 | ||||
| TICKER: AKR SECURITY ID: 004239109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth F. Bernstein | Management | For | For |
| 1b | Elect Director Douglas Crocker, II | Management | For | For |
| 1c | Elect Director Lorrence T. Kellar | Management | For | For |
| 1d | Elect Director Wendy Luscombe | Management | For | For |
| 1e | Elect Director William T. Spitz | Management | For | For |
| 1f | Elect Director Lynn C. Thurber | Management | For | For |
| 1g | Elect Director Lee S. Wielansky | Management | For | For |
| 1h | Elect Director C. David Zoba | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| ADVANCE RESIDENCE INVESTMENT CORP. MEETING DATE: OCT 24, 2019 | ||||
| TICKER: 3269 SECURITY ID: J00184101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Amend Asset Management Compensation | Management | For | For |
| 2 | Elect Executive Director Higuchi, Wataru | Management | For | Against |
| 3 | Elect Alternate Executive Director Takano, Takeshi | Management | For | For |
| 4.1 | Elect Supervisory Director Oba, Yoshitsugu | Management | For | Against |
| 4.2 | Elect Supervisory Director Kobayashi, Satoru | Management | For | For |
| 5 | Elect Alternate Supervisory Director Yamauchi, Hiromitsu | Management | For | For |
| AEDIFICA SA MEETING DATE: JUN 08, 2020 | ||||
| TICKER: AED SECURITY ID: B0130A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 2.1 | Receive Special Board Report Re: Renewal of the Authorized Capital | Management | None | None |
| 2.2a | Renew Authorization to Increase Share Capital by Various Means With or Without Preemptive Rights That is Set Within the Limits of the Law | Management | For | For |
| 2.2b | If Item 2.2a is not Approved: Renew Authorization to Increase Share Capital by Various Means With or Without Preemptive Rights | Management | For | For |
| 3.1 | Approve Extension of Current Financial Year and Amend Article of Associations Accordingly | Management | For | For |
| 3.2 | If Item 3.1 is Approved: Approve an Additional One-off Fee to the Auditor | Management | For | For |
| 4 | Approve Transparency Threshold and Amend Article of Associations Accordingly | Management | For | For |
| 5 | Adopt New Articles of Association | Management | For | For |
| 6.1a | Elect Pertti Huuskonen as Independent Director | Management | For | For |
| 6.1b | Elect Sven Bogaerts as Director | Management | For | Against |
| 6.1c | Elect Ingrid Daerden as Director | Management | For | Against |
| 6.1d | Elect Laurence Gacoin as Director | Management | For | Against |
| 6.1e | Elect Charles-Antoine Van Aelst as Director | Management | For | Against |
| 6.1f | Approve Remuneration of Pertti Huuskonen as Independent Director | Management | For | For |
| 6.2a | Reelect Marleen Willekens as Independent Director | Management | For | For |
| 6.2b | Reelect Luc Plasman as Independent Non-Executive Director | Management | For | For |
| 6.2c | Approve Remuneration of Marleen Willekens as Director | Management | For | For |
| 6.2d | Approve Remuneration of Luc Plasman as Director | Management | For | For |
| 7.1 | Approve Change-of-Control Clause Re: Credit Agreement with BNP Paribas Fortis NV/SA | Management | For | For |
| 7.2 | Approve Change-of-Control Clause Re: Credit Agreement with BNP Paribas Fortis NV/SA, JP Morgan Securities PLC en ING Belgium NV/SA | Management | For | For |
| 7.3 | Approve Change-of-Control Clause Re: Credit Agreement with KBC Bank NV/SA | Management | For | For |
| 7.4 | Approve Change-of-Control Clause Re: Credit Agreement with BNP Paribas Niederlassing Deutschlannd | Management | For | For |
| 7.5 | Approve Change-of-Control Clause Re: Credit Agreement with Societe Generale | Management | For | For |
| 8.1 | Adopt Financial Statements of Residence de la Paix | Management | For | For |
| 8.2 | Adopt Financial Statements of Verlien | Management | For | For |
| 8.3 | Adopt Financial Statements of Buitenheide | Management | For | For |
| 9.1 | Approve Discharge of Aedifica SA for Fulfillment of Board Mandate at Residence de la Paix | Management | For | For |
| 9.2 | Approve Discharge of Stefaan Gielens for Fulfillment of Board Mandate at Residence de la Paix | Management | For | For |
| 9.3 | Approve Discharge of Laurence Gacoin for Fulfillment of Board Mandate at Residence de la Paix | Management | For | For |
| 9.4 | Approve Discharge of Charles-Antoine Van Aelst for Fulfillment of Board Mandate at Residence de la Paix | Management | For | For |
| 9.5 | Approve Discharge of Sven Bogaerts for Fulfillment of Board Mandate at Residence de la Paix | Management | For | For |
| 9.6 | Approve Discharge of Ingrid Daerden for Fulfillment of Board Mandate at Residence de la Paix | Management | For | For |
| 9.7 | Approve Discharge of Aedifica SA for Fulfillment of Board Mandate at Verlien | Management | For | For |
| 9.8 | Approve Discharge of Stefaan Gielens for Fulfillment of Board Mandate at Verlien | Management | For | For |
| 9.9 | Approve Discharge of Laurence Gacoin for Fulfillment of Board Mandate at Verlien | Management | For | For |
| 9.10 | Approve Discharge of Charles-Antoine Van Aelst for Fulfillment of Board Mandate at Verlien | Management | For | For |
| 9.11 | Approve Discharge of Sven Bogaerts for Fulfillment of Board Mandate at Verlien | Management | For | For |
| 9.12 | Approve Discharge of Ingrid Daerden for Fulfillment of Board Mandate at Verlien | Management | For | For |
| 9.13 | Approve Discharge of Aedifica SA for Fulfillment of Board Mandate at Buitenheide | Management | For | For |
| 9.14 | Approve Discharge of Stefaan Gielens for Fulfillment of Board Mandate at Buitenheide | Management | For | For |
| 9.15 | Approve Discharge of Laurence Gacoin for Fulfillment of Board Mandate at Buitenheide | Management | For | For |
| 9.16 | Approve Discharge of Charles-Antoine Van Aelst for Fulfillment of Board Mandate at Buitenheide | Management | For | For |
| 9.17 | Approve Discharge of Sven Bogaerts for Fulfillment of Board Mandate at Buitenheide | Management | For | For |
| 9.18 | Approve Discharge of Ingrid Daerden for Fulfillment of Board Mandate at Buitenheide | Management | For | For |
| 10.1 | Approve Discharge of Ernst & Young as Auditor for Residence de la Paix | Management | For | For |
| 10.2 | Approve Discharge of Ernst & Young as Auditor for Verlien | Management | For | For |
| 10.3 | Approve Discharge of Ernst & Young as Auditor for Buitenheide | Management | For | For |
| 11 | Authorize Implementation of Approved Resolutions, Coordination of Articles of Association, and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| AMERICAN ASSETS TRUST, INC. MEETING DATE: JUN 09, 2020 | ||||
| TICKER: AAT SECURITY ID: 024013104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ernest S. Rady | Management | For | For |
| 1.2 | Elect Director Duane A. Nelles | Management | For | For |
| 1.3 | Elect Director Thomas S. Olinger | Management | For | For |
| 1.4 | Elect Director Joy L. Schaefer | Management | For | For |
| 1.5 | Elect Director Robert S. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN HOMES 4 RENT MEETING DATE: MAY 07, 2020 | ||||
| TICKER: AMH SECURITY ID: 02665T306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.2 | Elect Director David P. Singelyn | Management | For | For |
| 1.3 | Elect Director Douglas N. Benham | Management | For | For |
| 1.4 | Elect Director John "Jack" Corrigan | Management | For | Against |
| 1.5 | Elect Director David Goldberg | Management | For | For |
| 1.6 | Elect Director Matthew J. Hart | Management | For | For |
| 1.7 | Elect Director James H. Kropp | Management | For | For |
| 1.8 | Elect Director Winifred "Wendy" M. Webb | Management | For | For |
| 1.9 | Elect Director Jay Willoughby | Management | For | For |
| 1.10 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.11 | Elect Director Matthew R. Zaist | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICOLD REALTY TRUST MEETING DATE: MAY 27, 2020 | ||||
| TICKER: COLD SECURITY ID: 03064D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fred W. Boehler | Management | For | For |
| 1b | Elect Director George J. Alburger, Jr. | Management | For | For |
| 1c | Elect Director Kelly H. Barrett | Management | For | For |
| 1d | Elect Director Antonio F. Fernandez | Management | For | For |
| 1e | Elect Director James R. Heistand | Management | For | For |
| 1f | Elect Director Michelle M. MacKay | Management | For | For |
| 1g | Elect Director David J. Neithercut | Management | For | For |
| 1h | Elect Director Mark R. Patterson | Management | For | For |
| 1i | Elect Director Andrew P. Power | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| APARTMENT INVESTMENT AND MANAGEMENT COMPANY MEETING DATE: APR 28, 2020 | ||||
| TICKER: AIV SECURITY ID: 03748R754 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terry Considine | Management | For | For |
| 1.2 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.3 | Elect Director Robert A. Miller | Management | For | For |
| 1.4 | Elect Director Devin I. Murphy | Management | For | For |
| 1.5 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.6 | Elect Director John D. Rayis | Management | For | For |
| 1.7 | Elect Director Ann Sperling | Management | For | For |
| 1.8 | Elect Director Michael A. Stein | Management | For | For |
| 1.9 | Elect Director Nina A. Tran | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| ARENA REIT MEETING DATE: NOV 22, 2019 | ||||
| TICKER: ARF SECURITY ID: Q0457C152 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Rosemary Hartnett as Director | Management | For | For |
| 3 | Elect Simon Parsons as Director | Management | For | For |
| 4 | Ratify Past Issuance of Securities to Existing and New Institutional Investors | Management | For | For |
| 5 | Approve Grant of Deferred STI Rights to Rob de Vos | Management | For | For |
| 6 | Approve Grant LTI Performance Rights to Rob de Vos | Management | For | For |
| 7 | Approve Grant of Deferred STI Rights to Gareth Winter | Management | For | For |
| 8 | Approve Grant of LTI Performance Rights to Gareth Winter | Management | For | For |
| ARGAN SA MEETING DATE: MAR 19, 2020 | ||||
| TICKER: ARG SECURITY ID: F0378V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Management and Supervisory Board | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Dividends of EUR 1.90 per Share | Management | For | For |
| 5 | Approve Stock Dividend Program | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 7 | Elect Constance De Poncins as Supervisory Board Member | Management | For | For |
| 8 | Approve Remuneration Policy for Corporate Officers | Management | For | For |
| 9 | Approve Compensation Report for Corporate Officers | Management | For | For |
| 10 | Approve Compensation of Ronan Le Lan, Chairman of the Management Board | Management | For | For |
| 11 | Approve Compensation of Francis Albertinelli, Management Board Member | Management | For | Against |
| 12 | Approve Compensation of Frederic Larroumets, Management Board Member | Management | For | For |
| 13 | Approve Compensation of Jean-Claude Le Lan Junior, Management Board Member | Management | For | For |
| 14 | Approve Compensation of Jean-Claude Le Lan, Chairman of the Supervisory Board | Management | For | For |
| 15 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 108,000 | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
| 18 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements | Management | For | Against |
| 19 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 21 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
| 23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AROUNDTOWN SA MEETING DATE: DEC 16, 2019 | ||||
| TICKER: AT1 SECURITY ID: L0269F109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Ran Laufer as Director | Management | For | Did Not Vote |
| 2 | Elect Simone Runge-Brandner as Director | Management | For | Did Not Vote |
| 3 | Reelect Jelena Afxentiou as Director | Management | For | Did Not Vote |
| 4 | Reelect Oschrie Massatschi as Director | Management | For | Did Not Vote |
| 5 | Reelect Frank Roseen as Director | Management | For | Did Not Vote |
| 6 | Reelect Markus Leininger as Director | Management | For | Did Not Vote |
| 7 | Reelect Markus Kreuter as Director | Management | For | Did Not Vote |
| AROUNDTOWN SA MEETING DATE: DEC 16, 2019 | ||||
| TICKER: AT1 SECURITY ID: L0269F109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Articles of Association | Management | For | Did Not Vote |
| ASSURA PLC MEETING DATE: JUL 02, 2019 | ||||
| TICKER: AGR SECURITY ID: G2386T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Ed Smith as Director | Management | For | For |
| 7 | Elect Louise Fowler as Director | Management | For | For |
| 8 | Re-elect Jonathan Murphy as Director | Management | For | For |
| 9 | Re-elect Jenefer Greenwood as Director | Management | For | For |
| 10 | Re-elect Jayne Cottam as Director | Management | For | For |
| 11 | Re-elect Jonathan Davies as Director | Management | For | For |
| 12 | Authorise Issue of Equity | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BOARDWALK REAL ESTATE INVESTMENT TRUST MEETING DATE: MAY 14, 2020 | ||||
| TICKER: BEI.UN SECURITY ID: 096631106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Trustees at Seven | Management | For | For |
| 2.1 | Elect Trustee Gary Goodman | Management | For | For |
| 2.2 | Elect Trustee Arthur L. Havener, Jr. | Management | For | For |
| 2.3 | Elect Trustee Sam Kolias | Management | For | For |
| 2.4 | Elect Trustee Samantha A. Kolias-Gunn | Management | For | For |
| 2.5 | Elect Trustee Scott Morrison | Management | For | For |
| 2.6 | Elect Trustee Brian G. Robinson | Management | For | For |
| 2.7 | Elect Trustee Andrea Goertz | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Re-approve Deferred Unit Plan | Management | For | For |
| BOSTON PROPERTIES, INC. MEETING DATE: MAY 20, 2020 | ||||
| TICKER: BXP SECURITY ID: 101121101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joel I. Klein | Management | For | For |
| 1b | Elect Director Kelly A. Ayotte | Management | For | For |
| 1c | Elect Director Bruce W. Duncan | Management | For | For |
| 1d | Elect Director Karen E. Dykstra | Management | For | For |
| 1e | Elect Director Carol B. Einiger | Management | For | For |
| 1f | Elect Director Diane J. Hoskins | Management | For | For |
| 1g | Elect Director Douglas T. Linde | Management | For | For |
| 1h | Elect Director Matthew J. Lustig | Management | For | For |
| 1i | Elect Director Owen D. Thomas | Management | For | For |
| 1j | Elect Director David A. Twardock | Management | For | For |
| 1k | Elect Director William H. Walton, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BRAEMAR HOTELS & RESORTS INC. MEETING DATE: JUL 31, 2019 | ||||
| TICKER: BHR SECURITY ID: 10482B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Monty J. Bennett | Management | For | For |
| 1.2 | Elect Director Stefani D. Carter | Management | For | For |
| 1.3 | Elect Director Candace Evans | Management | For | For |
| 1.4 | Elect Director Kenneth H. Fearn | Management | For | For |
| 1.5 | Elect Director Curtis B. McWilliams | Management | For | For |
| 1.6 | Elect Director Matthew D. Rinaldi | Management | For | For |
| 1.7 | Elect Director Abteen Vaziri | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| BRANDYWINE REALTY TRUST MEETING DATE: MAY 20, 2020 | ||||
| TICKER: BDN SECURITY ID: 105368203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James C. Diggs | Management | For | For |
| 1b | Elect Director Wyche Fowler | Management | For | For |
| 1c | Elect Director H. Richard Haverstick, Jr. | Management | For | For |
| 1d | Elect Director Terri A. Herubin | Management | For | For |
| 1e | Elect Director Michael J. Joyce | Management | For | For |
| 1f | Elect Director Charles P. Pizzi | Management | For | For |
| 1g | Elect Director Gerard H. Sweeney | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAPITALAND COMMERCIAL TRUST MEETING DATE: SEP 06, 2019 | ||||
| TICKER: C61U SECURITY ID: Y1091N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of 94.9 Percent Shares in Target Companies | Management | For | For |
| CAPITALAND COMMERCIAL TRUST MEETING DATE: JUN 26, 2020 | ||||
| TICKER: C61U SECURITY ID: Y1091N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Report of the Trustee, Statement by the Manager, and Audited Financial Statements and Auditors' Report | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 4 | Authorize Unit Repurchase Program | Management | For | For |
| CATENA AB MEETING DATE: APR 29, 2020 | ||||
| TICKER: CATE SECURITY ID: W2356E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Board's Report and Report on Committee Work | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 10 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 11 | Approve Allocation of Income and Dividends of SEK 6.50 Per Share | Management | For | Did Not Vote |
| 12 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 13 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Directors in the Amount of SEK 350,000 for Chairman, and SEK 175,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Reelect Gustaf Hermelin (Chairman), Katarina Wallin, Helene Briggert, Tomas Andersson and Magnus Sward as Directors; Elect Caesar Afors and Vesna Jovic as New Directors | Management | For | Did Not Vote |
| 16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 17 | Authorize Chairman of the Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 19 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 20 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 21 | Approve Issuance of up to 10 Percent of Issued Shares without Preemptive Rights | Management | For | Did Not Vote |
| 22 | Other Business | Management | None | None |
| 23 | Close Meeting | Management | None | None |
| CK ASSET HOLDINGS LIMITED MEETING DATE: OCT 09, 2019 | ||||
| TICKER: 1113 SECURITY ID: G2177B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Proposed Recommended Cash Acquisition of the Entire Issued and to be Issued Share Capital of Greene King Plc | Management | For | For |
| CK ASSET HOLDINGS LIMITED MEETING DATE: MAY 14, 2020 | ||||
| TICKER: 1113 SECURITY ID: G2177B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Li Tzar Kuoi, Victor as Director | Management | For | Against |
| 3.2 | Elect Chiu Kwok Hung, Justin as Director | Management | For | Against |
| 3.3 | Elect Cheong Ying Chew, Henry as Director | Management | For | For |
| 3.4 | Elect Hung Siu-lin, Katherine as Director | Management | For | For |
| 3.5 | Elect Colin Stevens Russel as Director | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Amend Articles of Association | Management | For | For |
| CLEAR CHANNEL OUTDOOR HOLDINGS, INC. MEETING DATE: MAY 19, 2020 | ||||
| TICKER: CCO SECURITY ID: 18453H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Dionne | Management | For | For |
| 1.2 | Elect Director Andrew Hobson | Management | For | For |
| 1.3 | Elect Director Joe Marchese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| COIMA RES SPA MEETING DATE: JUN 11, 2020 | ||||
| TICKER: CRES SECURITY ID: T3R2BL101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.1 | Approve Remuneration Policy | Management | For | For |
| 3.2 | Approve Second Section of the Remuneration Report | Management | For | For |
| 4.1 | Fix Number of Directors | Shareholder | None | For |
| 4.2 | Fix Board Terms for Directors | Management | For | For |
| 4.3 | Slate Submitted by Qatar Holding LLC, COIMA SGR SpA, COIMA Srl, and Manfredi Catella | Shareholder | None | For |
| 4.4 | Elect Massimo Capuano as Board Chair | Shareholder | None | For |
| 4.5 | Approve Remuneration of Directors | Shareholder | None | For |
| 5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| CUBESMART MEETING DATE: MAY 12, 2020 | ||||
| TICKER: CUBE SECURITY ID: 229663109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Piero Bussani | Management | For | For |
| 1.2 | Elect Director Dorothy Dowling | Management | For | For |
| 1.3 | Elect Director John W. Fain | Management | For | For |
| 1.4 | Elect Director Marianne M. Keler | Management | For | For |
| 1.5 | Elect Director Christopher P. Marr | Management | For | For |
| 1.6 | Elect Director Deborah R. Salzberg | Management | For | For |
| 1.7 | Elect Director John F. Remondi | Management | For | For |
| 1.8 | Elect Director Jeffrey F. Rogatz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CYRUSONE INC. MEETING DATE: APR 27, 2020 | ||||
| TICKER: CONE SECURITY ID: 23283R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David H. Ferdman | Management | For | For |
| 1.2 | Elect Director John W. Gamble, Jr. | Management | For | For |
| 1.3 | Elect Director Michael A. Klayko | Management | For | For |
| 1.4 | Elect Director T. Tod Nielsen | Management | For | For |
| 1.5 | Elect Director Alex Shumate | Management | For | For |
| 1.6 | Elect Director William E. Sullivan | Management | For | For |
| 1.7 | Elect Director Lynn A. Wentworth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DERWENT LONDON PLC MEETING DATE: MAY 15, 2020 | ||||
| TICKER: DLN SECURITY ID: G27300105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect John Burns as Director | Management | For | Against |
| 6 | Re-elect Claudia Arney as Director | Management | For | For |
| 7 | Re-elect Lucinda Bell as Director | Management | For | For |
| 8 | Re-elect Richard Dakin as Director | Management | For | For |
| 9 | Re-elect Simon Fraser as Director | Management | For | For |
| 10 | Re-elect Nigel George as Director | Management | For | Against |
| 11 | Re-elect Helen Gordon as Director | Management | For | For |
| 12 | Re-elect Simon Silver as Director | Management | For | Against |
| 13 | Re-elect David Silverman as Director | Management | For | Against |
| 14 | Re-elect Cilla Snowball as Director | Management | For | For |
| 15 | Re-elect Paul Williams as Director | Management | For | Against |
| 16 | Re-elect Damian Wisniewski as Director | Management | For | Against |
| 17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| DIAMONDROCK HOSPITALITY COMPANY MEETING DATE: MAY 06, 2020 | ||||
| TICKER: DRH SECURITY ID: 252784301 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William W. McCarten | Management | For | For |
| 1b | Elect Director Mark W. Brugger | Management | For | For |
| 1c | Elect Director Timothy R. Chi | Management | For | For |
| 1d | Elect Director Maureen L. McAvey | Management | For | For |
| 1e | Elect Director Gilbert T. Ray | Management | For | For |
| 1f | Elect Director William J. Shaw | Management | For | For |
| 1g | Elect Director Bruce D. Wardinski | Management | For | For |
| 1h | Elect Director Kathleen A. Wayton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| DIGITAL REALTY TRUST, INC. MEETING DATE: FEB 27, 2020 | ||||
| TICKER: DLR SECURITY ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| DIGITAL REALTY TRUST, INC. MEETING DATE: JUN 08, 2020 | ||||
| TICKER: DLR SECURITY ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Laurence A. Chapman | Management | For | For |
| 1b | Elect Director Alexis Black Bjorlin | Management | For | For |
| 1c | Elect Director Michael A. Coke | Management | For | For |
| 1d | Elect Director VeraLinn "Dash" Jamieson | Management | For | For |
| 1e | Elect Director Kevin J. Kennedy | Management | For | For |
| 1f | Elect Director William G. LaPerch | Management | For | For |
| 1g | Elect Director Jean F.H.P. Mandeville | Management | For | For |
| 1h | Elect Director Afshin Mohebbi | Management | For | For |
| 1i | Elect Director Mark R. Patterson | Management | For | For |
| 1j | Elect Director Mary Hogan Preusse | Management | For | For |
| 1k | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DREAM INDUSTRIAL REAL ESTATE INVESTMENT TRUST MEETING DATE: JUN 30, 2020 | ||||
| TICKER: DIR.UN SECURITY ID: 26153W109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Trustee R. Sacha Bhatia | Management | For | For |
| 1B | Elect Trustee Michael J. Cooper | Management | For | For |
| 1C | Elect Trustee J. Michael Knowlton | Management | For | For |
| 1D | Elect Trustee Ben Mulroney | Management | For | For |
| 1E | Elect Trustee Brian Pauls | Management | For | For |
| 1F | Elect Trustee Vicky Schiff | Management | For | For |
| 1G | Elect Trustee Vincenza Sera | Management | For | For |
| 1H | Elect Trustee Sheldon Wiseman | Management | For | For |
| 2 | Approve Pricewaterhousecoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
| DUKE REALTY CORPORATION MEETING DATE: APR 29, 2020 | ||||
| TICKER: DRE SECURITY ID: 264411505 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Case | Management | For | For |
| 1b | Elect Director James B. Connor | Management | For | For |
| 1c | Elect Director Ngaire E. Cuneo | Management | For | For |
| 1d | Elect Director Charles R. Eitel | Management | For | For |
| 1e | Elect Director Tamara D. Fischer | Management | For | For |
| 1f | Elect Director Norman K. Jenkins | Management | For | For |
| 1g | Elect Director Melanie R. Sabelhaus | Management | For | For |
| 1h | Elect Director Peter M. Scott, III | Management | For | For |
| 1i | Elect Director David P. Stockert | Management | For | For |
| 1j | Elect Director Chris T. Sultemeier | Management | For | For |
| 1k | Elect Director Michael E. Szymanczyk | Management | For | For |
| 1l | Elect Director Warren M. Thompson | Management | For | For |
| 1m | Elect Director Lynn C. Thurber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| EQUINIX, INC. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: EQIX SECURITY ID: 29444U700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Nanci Caldwell | Management | For | For |
| 1.3 | Elect Director Adaire Fox-Martin | Management | For | For |
| 1.4 | Elect Director Gary Hromadko | Management | For | For |
| 1.5 | Elect Director William Luby | Management | For | For |
| 1.6 | Elect Director Irving Lyons, III | Management | For | For |
| 1.7 | Elect Director Charles Meyers | Management | For | For |
| 1.8 | Elect Director Christopher Paisley | Management | For | For |
| 1.9 | Elect Director Sandra Rivera | Management | For | For |
| 1.10 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| EQUITY LIFESTYLE PROPERTIES, INC. MEETING DATE: APR 28, 2020 | ||||
| TICKER: ELS SECURITY ID: 29472R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew Berkenfield | Management | For | For |
| 1.2 | Elect Director Philip Calian | Management | For | For |
| 1.3 | Elect Director David Contis | Management | For | For |
| 1.4 | Elect Director Constance Freedman | Management | For | For |
| 1.5 | Elect Director Thomas Heneghan | Management | For | For |
| 1.6 | Elect Director Tao Huang | Management | For | For |
| 1.7 | Elect Director Marguerite Nader | Management | For | For |
| 1.8 | Elect Director Scott Peppet | Management | For | For |
| 1.9 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| EQUITY RESIDENTIAL MEETING DATE: JUN 25, 2020 | ||||
| TICKER: EQR SECURITY ID: 29476L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond Bennett | Management | For | For |
| 1.2 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.3 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.4 | Elect Director Mary Kay Haben | Management | For | For |
| 1.5 | Elect Director Tahsinul Zia Huque | Management | For | For |
| 1.6 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.7 | Elect Director John E. Neal | Management | For | For |
| 1.8 | Elect Director David J. Neithercut | Management | For | For |
| 1.9 | Elect Director Mark J. Parrell | Management | For | For |
| 1.10 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.11 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.12 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: ESS SECURITY ID: 297178105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith R. Guericke | Management | For | For |
| 1.2 | Elect Director Maria R. Hawthorne | Management | For | For |
| 1.3 | Elect Director Amal M. Johnson | Management | For | For |
| 1.4 | Elect Director Mary Kasaris | Management | For | For |
| 1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.6 | Elect Director George M. Marcus | Management | For | For |
| 1.7 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.8 | Elect Director Michael J. Schall | Management | For | For |
| 1.9 | Elect Director Byron A. Scordelis | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXTRA SPACE STORAGE INC. MEETING DATE: MAY 14, 2020 | ||||
| TICKER: EXR SECURITY ID: 30225T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.3 | Elect Director Roger B. Porter | Management | For | For |
| 1.4 | Elect Director Joseph J. Bonner | Management | For | For |
| 1.5 | Elect Director Gary L. Crittenden | Management | For | For |
| 1.6 | Elect Director Ashley Dreier | Management | For | For |
| 1.7 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.8 | Elect Director Dennis J. Letham | Management | For | For |
| 1.9 | Elect Director Diane Olmstead | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GAMING AND LEISURE PROPERTIES, INC. MEETING DATE: JUN 11, 2020 | ||||
| TICKER: GLPI SECURITY ID: 36467J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter M. Carlino | Management | For | For |
| 1.2 | Elect Director Carol ("Lili") Lynton | Management | For | For |
| 1.3 | Elect Director Joseph W. Marshall, III | Management | For | For |
| 1.4 | Elect Director James B. Perry | Management | For | For |
| 1.5 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.6 | Elect Director Earl C. Shanks | Management | For | For |
| 1.7 | Elect Director E. Scott Urdang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GECINA SA MEETING DATE: APR 23, 2020 | ||||
| TICKER: GFC SECURITY ID: F4268U171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Transfer of Asset Revaluation Gap to Corresponding Reserves Account | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 5.30 per Share | Management | For | For |
| 5 | Approve Stock Dividend Program Re: FY 2020 | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 7 | Approve Compensation of Corporate Officers | Management | For | For |
| 8 | Approve Compensation of Chairman of the Board | Management | For | For |
| 9 | Approve Compensation of CEO | Management | For | For |
| 10 | Approve Remuneration Policy of Directors | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 12 | Approve Remuneration Policy of CEO | Management | For | For |
| 13 | Ratify Appointment of Jerome Brunel as Censor | Management | For | For |
| 14 | Reelect Ines Reinmann Toper as Director | Management | For | For |
| 15 | Reelect Claude Gendron as Director | Management | For | For |
| 16 | Elect Jerome Brunel as Director | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Approve Spin-Off Agreement with GEC 25 | Management | For | For |
| 19 | Amend Article 7 of Bylaws Re: Shares | Management | For | For |
| 20 | Amend Article 9 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
| 21 | Amend Article 19 of Bylaws Re: Remuneration of Directors, Censors, Chairman of the Board, CEO and Vice-CEO | Management | For | For |
| 22 | Amend Article 23 of Bylaws Re: Allocation of Income | Management | For | For |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | Management | For | For |
| 24 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 25 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | Management | For | For |
| 26 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 27 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 28 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 29 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 30 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 31 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
| 32 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 33 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 34 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| GRAINGER PLC MEETING DATE: FEB 05, 2020 | ||||
| TICKER: GRI SECURITY ID: G40432117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Mark Clare as Director | Management | For | For |
| 6 | Re-elect Helen Gordon as Director | Management | For | For |
| 7 | Re-elect Vanessa Simms as Director | Management | For | For |
| 8 | Re-elect Andrew Carr-Locke as Director | Management | For | For |
| 9 | Re-elect Rob Wilkinson as Director | Management | For | For |
| 10 | Re-elect Justin Read as Director | Management | For | For |
| 11 | Elect Janette Bell as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Amend Long-Term Incentive Plan | Management | For | For |
| HEALTHCARE TRUST OF AMERICA, INC. MEETING DATE: JUL 09, 2019 | ||||
| TICKER: HTA SECURITY ID: 42225P501 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott D. Peters | Management | For | For |
| 1b | Elect Director W. Bradley Blair, II | Management | For | For |
| 1c | Elect Director Vicki U. Booth | Management | For | For |
| 1d | Elect Director Maurice J. DeWald | Management | For | For |
| 1e | Elect Director Warren D. Fix | Management | For | For |
| 1f | Elect Director Peter N. Foss | Management | For | For |
| 1g | Elect Director Daniel S. Henson | Management | For | For |
| 1h | Elect Director Larry L. Mathis | Management | For | For |
| 1i | Elect Director Gary T. Wescombe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| HIBERNIA REIT PLC MEETING DATE: JUL 31, 2019 | ||||
| TICKER: HBRN SECURITY ID: G4432Z105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Re-elect Daniel Kitchen as Director | Management | For | For |
| 3b | Re-elect Kevin Nowlan as Director | Management | For | For |
| 3c | Re-elect Thomas Edwards-Moss as Director | Management | For | For |
| 3d | Re-elect Colm Barrington as Director | Management | For | For |
| 3e | Elect Roisin Brennan as Director | Management | For | For |
| 3f | Re-elect Stewart Harrington as Director | Management | For | For |
| 3g | Re-elect Frank Kenny as Director | Management | For | For |
| 3h | Re-elect Terence O'Rourke as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Ratify Deloitte as Auditors | Management | For | For |
| 6 | Authorise Issue of Equity | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | Management | For | For |
| 13 | Approve Reduction of Capital by Cancellation of Share Premium Account | Management | For | For |
| HIGHWOODS PROPERTIES, INC. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: HIW SECURITY ID: 431284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles A. Anderson | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Thomas P. Anderson | Management | For | For |
| 1.4 | Elect Director Carlos E. Evans | Management | For | For |
| 1.5 | Elect Director David J. Hartzell | Management | For | For |
| 1.6 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.7 | Elect Director Theodore J. Klinck | Management | For | For |
| 1.8 | Elect Director Anne H. Lloyd | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Non-Qualified Employee Stock Purchase Plan | Management | For | For |
| HOST HOTELS & RESORTS, INC. MEETING DATE: MAY 15, 2020 | ||||
| TICKER: HST SECURITY ID: 44107P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary L. Baglivo | Management | For | For |
| 1.2 | Elect Director Sheila C. Bair | Management | For | For |
| 1.3 | Elect Director Richard E. Marriott | Management | For | Against |
| 1.4 | Elect Director Sandeep L. Mathrani | Management | For | For |
| 1.5 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.6 | Elect Director Mary Hogan Preusse | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director James F. Risoleo | Management | For | For |
| 1.9 | Elect Director Gordon H. Smith | Management | For | For |
| 1.10 | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| INGENIA COMMUNITIES GROUP MEETING DATE: NOV 12, 2019 | ||||
| TICKER: INA SECURITY ID: Q4912D185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendment to the Constitution of the Trust | Management | For | For |
| 2 | Approve Amendment to the Constitution of the Fund | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3.1 | Elect Robert Morrison as Director | Management | For | For |
| 3.2 | Elect Gary Shiffman as Director | Management | For | For |
| 4 | Approve Ingenia Communities Group Rights Plan | Management | For | For |
| 5 | Approve Grant of Short Term Incentive Plan Rights to Simon Owen | Management | For | For |
| 6 | Approve Grant of Long Term Incentive Plan Rights to Simon Owen | Management | For | For |
| INSTONE REAL ESTATE GROUP AG MEETING DATE: JUN 09, 2020 | ||||
| TICKER: INS SECURITY ID: D3706C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify Deloitte GmbH as Auditors | Management | For | For |
| 6 | Approve Affiliation Agreement with Instone Real Estate Property GmbH | Management | For | For |
| 7 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| INVITATION HOMES, INC. MEETING DATE: MAY 20, 2020 | ||||
| TICKER: INVH SECURITY ID: 46187W107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bryce Blair | Management | For | For |
| 1.2 | Elect Director Dallas B. Tanner | Management | For | For |
| 1.3 | Elect Director Jana Cohen Barbe | Management | For | For |
| 1.4 | Elect Director Richard D. Bronson | Management | For | For |
| 1.5 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.6 | Elect Director Jeffrey E. Kelter | Management | For | For |
| 1.7 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.8 | Elect Director John B. Rhea | Management | For | For |
| 1.9 | Elect Director J. Heidi Roizen | Management | For | For |
| 1.10 | Elect Director Janice L. Sears | Management | For | For |
| 1.11 | Elect Director William J. Stein | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| IRISH RESIDENTIAL PROPERTIES REIT PLC MEETING DATE: JUL 09, 2019 | ||||
| TICKER: IRES SECURITY ID: G49456109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Issue of Equity without Pre-emptive Rights Pursuant to a Placing | Management | For | For |
| KENEDIX OFFICE INVESTMENT CORP. MEETING DATE: JAN 27, 2020 | ||||
| TICKER: 8972 SECURITY ID: J32922106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Amend Asset Management Compensation | Management | For | For |
| 2 | Elect Executive Director Takeda, Jiro | Management | For | For |
| 3 | Elect Alternate Executive Director Momoi, Hiroaki | Management | For | For |
| 4.1 | Elect Supervisory Director Toba, Shiro | Management | For | For |
| 4.2 | Elect Supervisory Director Morishima, Yoshihiro | Management | For | Against |
| 4.3 | Elect Supervisory Director Seki, Takahiro | Management | For | For |
| KENEDIX RESIDENTIAL NEXT INVESTMENT CORP. MEETING DATE: OCT 30, 2019 | ||||
| TICKER: 3278 SECURITY ID: J3243Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Amend Asset Management Compensation | Management | For | For |
| 2.1 | Elect Executive Director Sato, Keisuke | Management | For | For |
| 2.2 | Elect Executive Director Okuda, Katsue | Management | For | For |
| 3 | Elect Alternate Executive Director Yamamoto, Shin | Management | For | For |
| 4.1 | Elect Supervisory Director Chiba, Osamu | Management | For | For |
| 4.2 | Elect Supervisory Director Ogawa, Satoshi | Management | For | For |
| 4.3 | Elect Supervisory Director Iwao, Soichiro | Management | For | For |
| KENEDIX, INC. MEETING DATE: MAR 25, 2020 | ||||
| TICKER: 4321 SECURITY ID: J3243N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 8.5 | Management | For | For |
| 2.1 | Elect Director Miyajima, Taisuke | Management | For | For |
| 2.2 | Elect Director Ikeda, Soshi | Management | For | For |
| 2.3 | Elect Director Komatsu, Koju | Management | For | For |
| 2.4 | Elect Director Kitsuda, Marie | Management | For | For |
| 2.5 | Elect Director Asano, Akihiro | Management | For | For |
| 2.6 | Elect Director Shiozawa, Shuhei | Management | For | For |
| 2.7 | Elect Director Yaze, Hiroki | Management | For | For |
| 2.8 | Elect Director Kotaka, Koji | Management | For | For |
| 2.9 | Elect Director Hara, Shinzo | Management | For | For |
| 3 | Appoint Statutory Auditor Okada, Takako | Management | For | For |
| KIMCO REALTY CORPORATION MEETING DATE: APR 28, 2020 | ||||
| TICKER: KIM SECURITY ID: 49446R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Milton Cooper | Management | For | For |
| 1b | Elect Director Philip E. Coviello | Management | For | For |
| 1c | Elect Director Conor C. Flynn | Management | For | For |
| 1d | Elect Director Frank Lourenso | Management | For | For |
| 1e | Elect Director Colombe M. Nicholas | Management | For | For |
| 1f | Elect Director Mary Hogan Preusse | Management | For | For |
| 1g | Elect Director Valerie Richardson | Management | For | For |
| 1h | Elect Director Richard B. Saltzman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Pricewaterhouse Coopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| KOJAMO OYJ MEETING DATE: MAR 12, 2020 | ||||
| TICKER: KOJAMO SECURITY ID: X4543E117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.34 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of EUR 65,000 for Chair, EUR 39,000 for Vice Chair and EUR 32,500 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 12 | Fix Number of Directors at Seven | Management | For | For |
| 13 | Reelect Mikael Aro (Chair), Mikko Mursula, Matti Harjuniemi, Anne Leskela, Minna Metsala, Heli Puura and Reima Rytsola as Directors | Management | For | For |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Ratify KPMG as Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
| 17 | Approve Issuance of up to 24.7 Million Shares without Preemptive Rights | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| LONDONMETRIC PROPERTY PLC MEETING DATE: JUL 11, 2019 | ||||
| TICKER: LMP SECURITY ID: G5689W109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Patrick Vaughan as Director | Management | For | For |
| 6 | Re-elect Andrew Jones as Director | Management | For | For |
| 7 | Re-elect Martin McGann as Director | Management | For | For |
| 8 | Re-elect James Dean as Director | Management | For | For |
| 9 | Re-elect Rosalyn Wilton as Director | Management | For | For |
| 10 | Re-elect Andrew Livingston as Director | Management | For | For |
| 11 | Re-elect Suzanne Avery as Director | Management | For | For |
| 12 | Elect Robert Fowlds as Director | Management | For | For |
| 13 | Authorise Issue of Equity | Management | For | For |
| 14 | Authorise Board to Offer Scrip Dividend | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| MAPLETREE COMMERCIAL TRUST MEETING DATE: JUL 24, 2019 | ||||
| TICKER: N2IU SECURITY ID: Y5759T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditor and Authorize Manager to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| MAPLETREE COMMERCIAL TRUST MEETING DATE: OCT 15, 2019 | ||||
| TICKER: N2IU SECURITY ID: Y5759T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Proposed Acquisition | Management | For | For |
| 2 | Approve Issuance of New Units Under the Equity Fund Raising | Management | For | For |
| 3 | Approve Whitewash Resolution | Management | For | For |
| MID-AMERICA APARTMENT COMMUNITIES, INC. MEETING DATE: MAY 19, 2020 | ||||
| TICKER: MAA SECURITY ID: 59522J103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Russell R. French | Management | For | For |
| 1c | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1d | Elect Director Toni Jennings | Management | For | For |
| 1e | Elect Director James K. Lowder | Management | For | For |
| 1f | Elect Director Thomas H. Lowder | Management | For | For |
| 1g | Elect Director Monica McGurk | Management | For | For |
| 1h | Elect Director Claude B. Nielsen | Management | For | For |
| 1i | Elect Director Philip W. Norwood | Management | For | For |
| 1j | Elect Director W. Reid Sanders | Management | For | For |
| 1k | Elect Director Gary Shorb | Management | For | For |
| 1l | Elect Director David P. Stockert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MITSUBISHI ESTATE CO., LTD. MEETING DATE: JUN 26, 2020 | ||||
| TICKER: 8802 SECURITY ID: J43916113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 18 | Management | For | Against |
| 2.1 | Elect Director Sugiyama, Hirotaka | Management | For | Against |
| 2.2 | Elect Director Yoshida, Junichi | Management | For | Against |
| 2.3 | Elect Director Tanisawa, Junichi | Management | For | Against |
| 2.4 | Elect Director Arimori, Tetsuji | Management | For | Against |
| 2.5 | Elect Director Katayama, Hiroshi | Management | For | Against |
| 2.6 | Elect Director Naganuma, Bunroku | Management | For | Against |
| 2.7 | Elect Director Kato, Jo | Management | For | Against |
| 2.8 | Elect Director Okusa, Toru | Management | For | Against |
| 2.9 | Elect Director Okamoto, Tsuyoshi | Management | For | Against |
| 2.10 | Elect Director Ebihara, Shin | Management | For | Against |
| 2.11 | Elect Director Narukawa, Tetsuo | Management | For | Against |
| 2.12 | Elect Director Shirakawa, Masaaki | Management | For | Against |
| 2.13 | Elect Director Nagase, Shin | Management | For | Against |
| 2.14 | Elect Director Egami, Setsuko | Management | For | Against |
| 2.15 | Elect Director Taka, Iwao | Management | For | Against |
| MITSUI FUDOSAN CO., LTD. MEETING DATE: JUN 26, 2020 | ||||
| TICKER: 8801 SECURITY ID: J4509L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines | Management | For | For |
| 3 | Elect Director Ueda, Takashi | Management | For | For |
| 4.1 | Appoint Statutory Auditor Ishigami, Hiroyuki | Management | For | For |
| 4.2 | Appoint Statutory Auditor Ozeki, Yukimi | Management | For | For |
| 5 | Approve Annual Bonus | Management | For | Against |
| 6 | Approve Restricted Stock Plan | Management | For | Against |
| NATIONAL RETAIL PROPERTIES, INC. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: NNN SECURITY ID: 637417106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela K. Beall | Management | For | For |
| 1.2 | Elect Director Steven D. Cosler | Management | For | For |
| 1.3 | Elect Director Don DeFosset | Management | For | For |
| 1.4 | Elect Director David M. Fick | Management | For | For |
| 1.5 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.6 | Elect Director Kevin B. Habicht | Management | For | For |
| 1.7 | Elect Director Betsy D. Holden | Management | For | For |
| 1.8 | Elect Director Julian E. Whitehurst | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NATIONAL STORAGE REIT MEETING DATE: NOV 13, 2019 | ||||
| TICKER: NSR SECURITY ID: Q6605D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Anthony Keane as Director | Management | For | For |
| 4 | Ratify Past Issuance of Stapled Securities to Institutional and Professional Securityholders | Management | For | For |
| 5 | Approve the Amendments to the Constitution | Management | For | For |
| 6 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| ORIX JREIT INC. MEETING DATE: NOV 27, 2019 | ||||
| TICKER: 8954 SECURITY ID: J8996L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Change Japanese Era Year to Western Year | Management | For | For |
| 2 | Elect Executive Director Ozaki, Teruo | Management | For | For |
| 3 | Elect Alternate Executive Director Hattori, Takeshi | Management | For | For |
| 4.1 | Elect Supervisory Director Koike, Toshio | Management | For | For |
| 4.2 | Elect Supervisory Director Hattori, Takeshi | Management | For | For |
| 4.3 | Elect Supervisory Director Kataoka, Ryohei | Management | For | For |
| PARKWAY LIFE REAL ESTATE INVESTMENT TRUST MEETING DATE: JUN 19, 2020 | ||||
| TICKER: C2PU SECURITY ID: Y67202104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Report of the Trustee, Statement by the Manager, and Audited Financial Statements and Auditors' Report | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | Management | For | For |
| 3 | Elect Jennifer Lee Gek Choo as Director | Management | For | For |
| 4 | Elect Kelvin Loh Chi-Keon as Director | Management | For | Against |
| 5 | Elect Sim Heng Joo Joe as Director | Management | For | Against |
| 6 | Elect Yong Yean Chau as Director | Management | For | Against |
| 7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| PIEDMONT OFFICE REALTY TRUST, INC. MEETING DATE: MAY 13, 2020 | ||||
| TICKER: PDM SECURITY ID: 720190206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank C. McDowell | Management | For | For |
| 1.2 | Elect Director Kelly H. Barrett | Management | For | For |
| 1.3 | Elect Director Wesley E. Cantrell | Management | For | For |
| 1.4 | Elect Director Glenn G. Cohen | Management | For | For |
| 1.5 | Elect Director Barbara B. Lang | Management | For | For |
| 1.6 | Elect Director C. Brent Smith | Management | For | For |
| 1.7 | Elect Director Jeffrey L. Swope | Management | For | For |
| 1.8 | Elect Director Dale H. Taysom | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PROLOGIS, INC. MEETING DATE: APR 29, 2020 | ||||
| TICKER: PLD SECURITY ID: 74340W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director Irving F. Lyons, III | Management | For | For |
| 1f | Elect Director Avid Modjtabai | Management | For | For |
| 1g | Elect Director David P. O'Connor | Management | For | For |
| 1h | Elect Director Olivier Piani | Management | For | For |
| 1i | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1j | Elect Director Carl B. Webb | Management | For | For |
| 1k | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| REGENCY CENTERS CORPORATION MEETING DATE: APR 29, 2020 | ||||
| TICKER: REG SECURITY ID: 758849103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin E. Stein, Jr. | Management | For | For |
| 1b | Elect Director Joseph F. Azrack | Management | For | For |
| 1c | Elect Director Bryce Blair | Management | For | For |
| 1d | Elect Director C. Ronald Blankenship | Management | For | For |
| 1e | Elect Director Deirdre J. Evens | Management | For | For |
| 1f | Elect Director Thomas W. Furphy | Management | For | For |
| 1g | Elect Director Karin M. Klein | Management | For | For |
| 1h | Elect Director Peter D. Linneman | Management | For | For |
| 1i | Elect Director David P. O'Connor | Management | For | For |
| 1j | Elect Director Lisa Palmer | Management | For | For |
| 1k | Elect Director Thomas G. Wattles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: SPG SECURITY ID: 828806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Stefan M. Selig | Management | For | For |
| 1h | Elect Director Daniel C. Smith | Management | For | For |
| 1i | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 1j | Elect Director Marta R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SINO LAND COMPANY LIMITED MEETING DATE: OCT 24, 2019 | ||||
| TICKER: 83 SECURITY ID: Y80267126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Daryl Ng Win Kong as Director | Management | For | For |
| 3.2 | Elect Ringo Chan Wing Kwong as Director | Management | For | For |
| 3.3 | Elect Gordon Lee Ching Keung as Director | Management | For | For |
| 3.4 | Elect Velencia Lee as Director | Management | For | For |
| 3.5 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| SIRIUS REAL ESTATE LTD. MEETING DATE: JUL 29, 2019 | ||||
| TICKER: SRE SECURITY ID: G8187C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Justin Atkinson as Director | Management | For | For |
| 3 | Elect Mark Cherry as Director | Management | For | For |
| 4 | Re-elect Andrew Coombs as Director | Management | For | Against |
| 5 | Elect Daniel Kitchen as Director | Management | For | For |
| 6 | Re-elect Alistair Marks as Director | Management | For | For |
| 7 | Re-elect Jill May as Director | Management | For | Against |
| 8 | Re-elect James Peggie as Director | Management | For | For |
| 9 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 10 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 11 | Approve Final Dividend | Management | For | For |
| 12 | Approve Remuneration Policy | Management | For | For |
| 13 | Approve Implementation Report | Management | For | For |
| 14 | Approve Scrip Dividend | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| SL GREEN REALTY CORP. MEETING DATE: JUN 01, 2020 | ||||
| TICKER: SLG SECURITY ID: 78440X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John H. Alschuler | Management | For | For |
| 1b | Elect Director Betsy Atkins | Management | For | For |
| 1c | Elect Director Edwin T. Burton, III | Management | For | For |
| 1d | Elect Director Lauren B. Dillard | Management | For | For |
| 1e | Elect Director Stephen L. Green | Management | For | For |
| 1f | Elect Director Craig M. Hatkoff | Management | For | For |
| 1g | Elect Director Marc Holliday | Management | For | For |
| 1h | Elect Director John S. Levy | Management | For | For |
| 1i | Elect Director Andrew W. Mathias | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SUN COMMUNITIES, INC. MEETING DATE: MAY 22, 2020 | ||||
| TICKER: SUI SECURITY ID: 866674104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gary A. Shiffman | Management | For | For |
| 1b | Elect Director Meghan G. Baivier | Management | For | For |
| 1c | Elect Director Stephanie W. Bergeron | Management | For | For |
| 1d | Elect Director Brian M. Hermelin | Management | For | For |
| 1e | Elect Director Ronald A. Klein | Management | For | For |
| 1f | Elect Director Clunet R. Lewis | Management | For | For |
| 1g | Elect Director Arthur A. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| U&I GROUP PLC MEETING DATE: SEP 04, 2019 | ||||
| TICKER: UAI SECURITY ID: G9159A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Sadie Morgan as Director | Management | For | For |
| 4 | Re-elect Peter Williams as Director | Management | For | For |
| 5 | Re-elect Matthew Weiner as Director | Management | For | For |
| 6 | Re-elect Richard Upton as Director | Management | For | For |
| 7 | Re-elect Marcus Shepherd as Director | Management | For | For |
| 8 | Re-elect Nick Thomlinson as Director | Management | For | For |
| 9 | Re-elect Barry Bennett as Director | Management | For | For |
| 10 | Re-elect Lynn Krige as Director | Management | For | For |
| 11 | Re-elect Ros Kerslake as Director | Management | For | For |
| 12 | Approve Final Dividend | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| UDR, INC. MEETING DATE: MAY 21, 2020 | ||||
| TICKER: UDR SECURITY ID: 902653104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Katherine A. Cattanach | Management | For | For |
| 1b | Elect Director Jon A. Grove | Management | For | For |
| 1c | Elect Director Mary Ann King | Management | For | For |
| 1d | Elect Director James D. Klingbeil | Management | For | For |
| 1e | Elect Director Clint D. McDonnough | Management | For | For |
| 1f | Elect Director Robert A. McNamara | Management | For | For |
| 1g | Elect Director Mark R. Patterson | Management | For | For |
| 1h | Elect Director Thomas W. Toomey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UOL GROUP LIMITED MEETING DATE: JUN 10, 2020 | ||||
| TICKER: U14 SECURITY ID: Y9299W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve First and Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Elect Low Weng Keong as Director | Management | For | For |
| 5 | Elect Tan Tiong Cheng as Director | Management | For | For |
| 6 | Elect Poon Hon Thang Samuel as Director | Management | For | For |
| 7 | Elect Lee Chin Yong Francis as Director | Management | For | For |
| 8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Grant of Options and Issuance of Shares Under the UOL 2012 Share Option Scheme | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| VENTAS, INC. MEETING DATE: MAY 18, 2020 | ||||
| TICKER: VTR SECURITY ID: 92276F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 2a | Elect Director Melody C. Barnes | Management | For | For |
| 2b | Elect Director Debra A. Cafaro | Management | For | For |
| 2c | Elect Director Jay M. Gellert | Management | For | For |
| 2d | Elect Director Richard I. Gilchrist | Management | For | For |
| 2e | Elect Director Matthew J. Lustig | Management | For | For |
| 2f | Elect Director Roxanne M. Martino | Management | For | For |
| 2g | Elect Director Sean P. Nolan | Management | For | For |
| 2h | Elect Director Walter C. Rakowich | Management | For | For |
| 2i | Elect Director Robert D. Reed | Management | For | For |
| 2j | Elect Director James D. Shelton | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| VEREIT, INC. MEETING DATE: MAY 21, 2020 | ||||
| TICKER: VER SECURITY ID: 92339V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glenn J. Rufrano | Management | For | For |
| 1b | Elect Director Hugh R. Frater | Management | For | For |
| 1c | Elect Director David B. Henry | Management | For | For |
| 1d | Elect Director Mary Hogan Preusse | Management | For | For |
| 1e | Elect Director Richard J. Lieb | Management | For | For |
| 1f | Elect Director Mark S. Ordan | Management | For | For |
| 1g | Elect Director Eugene A. Pinover | Management | For | For |
| 1h | Elect Director Julie G. Richardson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| VONOVIA SE MEETING DATE: JUN 30, 2020 | ||||
| TICKER: VNA SECURITY ID: D9581T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.57 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| VORNADO REALTY TRUST MEETING DATE: AUG 07, 2019 | ||||
| TICKER: VNO SECURITY ID: 929042109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Declaration of Trust to Add a Foreign Ownership Limit | Management | For | For |
| WASHINGTON REAL ESTATE INVESTMENT TRUST MEETING DATE: MAY 28, 2020 | ||||
| TICKER: WRE SECURITY ID: 939653101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 1.2 | Elect Director William G. Byrnes | Management | For | For |
| 1.3 | Elect Director Edward S. Civera | Management | For | For |
| 1.4 | Elect Director Ellen M. Goitia | Management | For | For |
| 1.5 | Elect Director Paul T. McDermott | Management | For | For |
| 1.6 | Elect Director Thomas H. Nolan, Jr. | Management | For | For |
| 1.7 | Elect Director Anthony L. Winns | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WELLTOWER INC. MEETING DATE: APR 30, 2020 | ||||
| TICKER: WELL SECURITY ID: 95040Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth J. Bacon | Management | For | For |
| 1b | Elect Director Thomas J. DeRosa | Management | For | For |
| 1c | Elect Director Karen B. DeSalvo | Management | For | For |
| 1d | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1e | Elect Director Sharon M. Oster | Management | For | For |
| 1f | Elect Director Sergio D. Rivera | Management | For | For |
| 1g | Elect Director Johnese M. Spisso | Management | For | For |
| 1h | Elect Director Kathryn M. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR HEALTH CARE FUND
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 10X GENOMICS, INC. MEETING DATE: JUN 15, 2020 | ||||
| TICKER: TXG SECURITY ID: 88025U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Serge Saxonov | Management | For | For |
| 1.2 | Elect Director Benjamin J. Hindson | Management | For | For |
| 1.3 | Elect Director John R. Stuelpnagel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ABBVIE INC. MEETING DATE: MAY 08, 2020 | ||||
| TICKER: ABBV SECURITY ID: 00287Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Melody B. Meyer | Management | For | For |
| 1.4 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| ACCELERON PHARMA INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: XLRN SECURITY ID: 00434H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas A. McCourt | Management | For | For |
| 1b | Elect Director Francois Nader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 13, 2020 | ||||
| TICKER: ALXN SECURITY ID: 015351109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Felix J. Baker | Management | For | For |
| 1.2 | Elect Director David R. Brennan | Management | For | For |
| 1.3 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.4 | Elect Director Deborah Dunsire | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | For |
| 1.6 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director Francois Nader | Management | For | For |
| 1.9 | Elect Director Judith A. Reinsdorf | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ALLOGENE THERAPEUTICS, INC. MEETING DATE: JUN 05, 2020 | ||||
| TICKER: ALLO SECURITY ID: 019770106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Deborah Messemer | Management | For | Withhold |
| 1b | Elect Director Todd Sisitsky | Management | For | Withhold |
| 1c | Elect Director Owen Witte | Management | For | Withhold |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: MAY 06, 2020 | ||||
| TICKER: ALNY SECURITY ID: 02043Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael W. Bonney | Management | For | For |
| 1b | Elect Director John M. Maraganore | Management | For | For |
| 1c | Elect Director Phillip A. Sharp | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMGEN INC. MEETING DATE: MAY 19, 2020 | ||||
| TICKER: AMGN SECURITY ID: 031162100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director Robert A. Bradway | Management | For | For |
| 1c | Elect Director Brian J. Druker | Management | For | For |
| 1d | Elect Director Robert A. Eckert | Management | For | For |
| 1e | Elect Director Greg C. Garland | Management | For | For |
| 1f | Elect Director Fred Hassan | Management | For | For |
| 1g | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1h | Elect Director Tyler Jacks | Management | For | For |
| 1i | Elect Director Ellen J. Kullman | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| APREA THERAPEUTICS, INC. MEETING DATE: JUN 26, 2020 | ||||
| TICKER: APRE SECURITY ID: 03836J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bernd R. Seizinger | Management | For | For |
| 1.2 | Elect Director Jonathan Hepple | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ARGENX SE MEETING DATE: NOV 25, 2019 | ||||
| TICKER: ARGX SECURITY ID: 04016X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 3 | Amend Argenx Option Plan | Management | For | For |
| 4 | Approve Stock Option Grants up to a Maximum of 4 Percent of the Outstanding Capital | Management | For | For |
| 5 | Other Business (Non-Voting) | Management | None | None |
| 6 | Close Meeting | Management | None | None |
| ARGENX SE MEETING DATE: MAY 12, 2020 | ||||
| TICKER: ARGX SECURITY ID: 04016X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Adopt Remuneration Policy | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5.a | Discuss Annual Report for FY 2019 | Management | None | None |
| 5.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 5.d | Approve Allocation of Losses to the Retained Earnings of the Company | Management | For | For |
| 5.e | Approve Discharge of Directors | Management | For | For |
| 6 | Reelect Pamela Klein as Non-Executive Director | Management | For | For |
| 7 | Grant Board Authority to Issue Shares Up To 4 Percent of Outstanding Capital within the Limits of the Argenx Option Plan and Exclude Pre-emptive Rights | Management | For | For |
| 8 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | For | For |
| 9 | Grant Board Authority to Issue Additional Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | For | For |
| 10 | Ratify Deloitte as Auditors | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| ARVINAS, INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: ARVN SECURITY ID: 04335A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leslie V. Norwalk | Management | For | For |
| 1.2 | Elect Director Liam Ratcliffe | Management | For | For |
| 1.3 | Elect Director Timothy Shannon | Management | For | For |
| 2 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
| ASCENDIS PHARMA A/S MEETING DATE: MAY 29, 2020 | ||||
| TICKER: ASND SECURITY ID: 04351P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Report on Company's Activities Past Year | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
| 4 | Approve Treatment of Net Loss | Management | For | For |
| 5a | Reelect Albert Cha as Director (Class II) | Management | For | For |
| 5b | Reelect Birgitte Volck as Director (Class II) | Management | For | For |
| 5c | Reelect Lars Holtug as Director (Class II) | Management | For | For |
| 6 | Ratify Deloitte as Auditors | Management | For | For |
| 7 | Approve Issuance of Warrants for Board of Directors, Executive Management and Employees, Advisors and Consultants of the Company or its Subsidiaries; Approve Creation of DKK 2 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
| ASTRAZENECA PLC MEETING DATE: APR 29, 2020 | ||||
| TICKER: AZN SECURITY ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Re-elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Graham Chipchase as Director | Management | For | For |
| 5g | Elect Michel Demare as Director | Management | For | For |
| 5h | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5i | Re-elect Sheri McCoy as Director | Management | For | For |
| 5j | Re-elect Tony Mok as Director | Management | For | For |
| 5k | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 14 | Approve Performance Share Plan | Management | For | For |
| ATRICURE, INC. MEETING DATE: MAY 20, 2020 | ||||
| TICKER: ATRC SECURITY ID: 04963C209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael H. Carrel | Management | For | For |
| 1b | Elect Director Mark A. Collar | Management | For | For |
| 1c | Elect Director Scott W. Drake | Management | For | For |
| 1d | Elect Director Daniel P. Florin | Management | For | For |
| 1e | Elect Director Regina E. Groves | Management | For | For |
| 1f | Elect Director B. Kristine Johnson | Management | For | For |
| 1g | Elect Director Mark R. Lanning | Management | For | For |
| 1h | Elect Director Karen N. Prange | Management | For | For |
| 1i | Elect Director Sven A. Wehrwein | Management | For | For |
| 1j | Elect Director Robert S. White | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BECTON, DICKINSON AND COMPANY MEETING DATE: JAN 28, 2020 | ||||
| TICKER: BDX SECURITY ID: 075887109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.2 | Elect Director R. Andrew Eckert | Management | For | For |
| 1.3 | Elect Director Vincent A. Forlenza | Management | For | For |
| 1.4 | Elect Director Claire M. Fraser | Management | For | For |
| 1.5 | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1.6 | Elect Director Christopher Jones | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director David F. Melcher | Management | For | For |
| 1.9 | Elect Director Thomas E. Polen | Management | For | For |
| 1.10 | Elect Director Claire Pomeroy | Management | For | For |
| 1.11 | Elect Director Rebecca W. Rimel | Management | For | For |
| 1.12 | Elect Director Timothy M. Ring | Management | For | For |
| 1.13 | Elect Director Bertram L. Scott | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| BEIGENE, LTD. MEETING DATE: DEC 27, 2019 | ||||
| TICKER: 6160 SECURITY ID: 07725L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares Pursuant to the Share Purchase Agreement | Management | For | For |
| 2 | Approve Collaboration Agreement with Amgen Inc. | Management | For | For |
| 3 | Approve the Annual Caps in Relation to the Collaboration Agreement | Management | For | For |
| 4 | Elect Director Anthony C. Hooper | Management | For | For |
| BEIGENE, LTD. MEETING DATE: JUN 17, 2020 | ||||
| TICKER: 6160 SECURITY ID: 07725L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John V. Oyler | Management | For | For |
| 2 | Elect Director Timothy Chen | Management | For | For |
| 3 | Elect Director Jing-Shyh (Sam) Su | Management | For | For |
| 4 | Ratify Ernst & Young Hua Ming LLP and Ernst & Young as Auditors | Management | For | For |
| 5 | Authorize the Board of Directors to Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares | Management | For | For |
| 6 | Approve Connected Person Placing Authorization I | Management | For | For |
| 7 | Approve Connected Person Placing Authorization II | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BELLUS HEALTH INC. MEETING DATE: MAY 14, 2020 | ||||
| TICKER: BLU SECURITY ID: 07987C204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Francesco Bellini | Management | For | For |
| 1.2 | Elect Director Roberto Bellini | Management | For | For |
| 1.3 | Elect Director Youssef L. Bennani | Management | For | For |
| 1.4 | Elect Director Franklin M. Berger | Management | For | For |
| 1.5 | Elect Director Clarissa Desjardins | Management | For | For |
| 1.6 | Elect Director Chau Q. Khuong | Management | For | For |
| 1.7 | Elect Director Pierre Larochelle | Management | For | For |
| 1.8 | Elect Director Joseph Rus | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| BIONTECH SE MEETING DATE: JUN 26, 2020 | ||||
| TICKER: BNTX SECURITY ID: 09075V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 4 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 5 | Amend Stock Option Plan | Management | For | For |
| 6 | Amend Articles Re: Exclusion of Preemptive Rights for Authorized Capital | Management | For | For |
| 7 | Amend Articles Re: Absentee Vote, Online Participation, Virtual General Meetings | Management | For | For |
| 8a | Approve Affiliation Agreement with BioNTech Small Molecules GmbH | Management | For | For |
| 8b | Approve Affiliation Agreement with BioNTech IVAC GmbH | Management | For | For |
| 8c | Approve Affiliation Agreement with BioNTech Real Estate Holding GmbH | Management | For | For |
| 8d | Approve Affiliation Agreement with JPT Peptide Technologies GmbH | Management | For | For |
| 8e | Approve Affiliation Agreement with BioNTech Cell & Gene Therapies GmbH | Management | For | For |
| BLUEPRINT MEDICINES CORPORATION MEETING DATE: JUN 23, 2020 | ||||
| TICKER: BPMC SECURITY ID: 09627Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexis Borisy | Management | For | For |
| 1.2 | Elect Director Charles A. Rowland, Jr. | Management | For | For |
| 1.3 | Elect Director Lonnel Coats | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 07, 2020 | ||||
| TICKER: BSX SECURITY ID: 101137107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Yoshiaki Fujimori | Management | For | For |
| 1d | Elect Director Donna A. James | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Stephen P. MacMillan | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director David J. Roux | Management | For | For |
| 1i | Elect Director John E. Sununu | Management | For | For |
| 1j | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
| BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 05, 2020 | ||||
| TICKER: BMY SECURITY ID: 110122108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Peter J. Arduini | Management | For | For |
| 1B | Elect Director Robert Bertolini | Management | For | For |
| 1C | Elect Director Michael W. Bonney | Management | For | For |
| 1D | Elect Director Giovanni Caforio | Management | For | For |
| 1E | Elect Director Matthew W. Emmens | Management | For | For |
| 1F | Elect Director Julia A. Haller | Management | For | For |
| 1G | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1H | Elect Director Theodore R. Samuels | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Karen H. Vousden | Management | For | For |
| 1L | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| BRUKER CORPORATION MEETING DATE: MAY 21, 2020 | ||||
| TICKER: BRKR SECURITY ID: 116794108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cynthia M. Friend | Management | For | For |
| 1.2 | Elect Director Marc A. Kastner | Management | For | For |
| 1.3 | Elect Director Hermann Requardt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CARRIAGE SERVICES, INC. MEETING DATE: MAY 19, 2020 | ||||
| TICKER: CSV SECURITY ID: 143905107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas B. Meehan | Management | For | For |
| 1.2 | Elect Director Donald D. Patteson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| CASTLIGHT HEALTH, INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: CSLT SECURITY ID: 14862Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Eberhard | Management | For | For |
| 1.2 | Elect Director David Ebersman | Management | For | For |
| 1.3 | Elect Director Maeve O'Meara | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Reverse Stock Split | Management | For | For |
| CASTLIGHT HEALTH, INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: CSLT SECURITY ID: 45J99M272 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Eberhard | Management | For | For |
| 1.2 | Elect Director David Ebersman | Management | For | For |
| 1.3 | Elect Director Maeve O'Meara | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Reverse Stock Split | Management | For | For |
| CENTENE CORPORATION MEETING DATE: APR 28, 2020 | ||||
| TICKER: CNC SECURITY ID: 15135B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael F. Neidorff | Management | For | For |
| 1b | Elect Director H. James Dallas | Management | For | For |
| 1c | Elect Director Robert K. Ditmore | Management | For | For |
| 1d | Elect Director Richard A. Gephardt | Management | For | For |
| 1e | Elect Director Lori J. Robinson | Management | For | For |
| 1f | Elect Director William L. Trubeck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| 6 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| CIGNA CORPORATION MEETING DATE: APR 22, 2020 | ||||
| TICKER: CI SECURITY ID: 125523100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David M. Cordani | Management | For | For |
| 1.2 | Elect Director William J. DeLaney | Management | For | For |
| 1.3 | Elect Director Eric J. Foss | Management | For | For |
| 1.4 | Elect Director Elder Granger | Management | For | For |
| 1.5 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1.6 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.7 | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1.8 | Elect Director Mark B. McClellan | Management | For | For |
| 1.9 | Elect Director John M. Partridge | Management | For | For |
| 1.10 | Elect Director William L. Roper | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 1.12 | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 5 | Report on Gender Pay Gap | Shareholder | Against | For |
| CLARIVATE ANALYTICS PLC MEETING DATE: MAY 07, 2020 | ||||
| TICKER: CCC SECURITY ID: G21810109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sheryl von Blucher | Management | For | For |
| 1b | Elect Director Jane Okun Bomba | Management | For | For |
| 1c | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1d | Elect Director Richard W. Roedel | Management | For | For |
| 2 | Change Company Name to Clarivate Plc | Management | For | For |
| 3 | Amend Memorandum and Articles of Association | Management | For | Against |
| 4 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 5 | Authorise Market Purchase of Ordinary Shares from Private Equity Sponsors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DANAHER CORPORATION MEETING DATE: MAY 05, 2020 | ||||
| TICKER: DHR SECURITY ID: 235851102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.2 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.3 | Elect Director Teri List-Stoll | Management | For | For |
| 1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.5 | Elect Director Jessica L. Mega | Management | For | For |
| 1.6 | Elect Director Pardis C. Sabeti | Management | For | For |
| 1.7 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.8 | Elect Director Steven M. Rales | Management | For | For |
| 1.9 | Elect Director John T. Schwieters | Management | For | For |
| 1.10 | Elect Director Alan G. Spoon | Management | For | For |
| 1.11 | Elect Director Raymond C. Stevens | Management | For | For |
| 1.12 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| DECHRA PHARMACEUTICALS PLC MEETING DATE: OCT 18, 2019 | ||||
| TICKER: DPH SECURITY ID: G2769C145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Lisa Bright as Director | Management | For | For |
| 5 | Re-elect Tony Rice as Director | Management | For | For |
| 6 | Re-elect Ian Page as Director | Management | For | For |
| 7 | Re-elect Anthony Griffin as Director | Management | For | For |
| 8 | Re-elect Julian Heslop as Director | Management | For | For |
| 9 | Re-elect Ishbel Macpherson as Director | Management | For | For |
| 10 | Re-elect Lawson Macartney as Director | Management | For | For |
| 11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 18 | Adopt New Articles of Association | Management | For | For |
| DENALI THERAPEUTICS INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: DNLI SECURITY ID: 24823R105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Schenkein | Management | For | For |
| 1.2 | Elect Director Jennifer Cook | Management | For | For |
| 1.3 | Elect Director Ryan J. Watts | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DEXCOM, INC. MEETING DATE: MAY 21, 2020 | ||||
| TICKER: DXCM SECURITY ID: 252131107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard A. Collins | Management | For | For |
| 1b | Elect Director Mark G. Foletta | Management | For | For |
| 1c | Elect Director Eric J. Topol | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EBOS GROUP LIMITED MEETING DATE: OCT 15, 2019 | ||||
| TICKER: EBO SECURITY ID: Q33853112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to the Constitution | Management | For | For |
| 2 | Elect Stuart McLauchlan as Director | Management | For | For |
| 3 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| ELI LILLY AND COMPANY MEETING DATE: MAY 04, 2020 | ||||
| TICKER: LLY SECURITY ID: 532457108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Eskew | Management | For | For |
| 1b | Elect Director William G. Kaelin, Jr. | Management | For | For |
| 1c | Elect Director David A. Ricks | Management | For | For |
| 1d | Elect Director Marschall S. Runge | Management | For | For |
| 1e | Elect Director Karen Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Voting Provisions | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Report on Forced Swim Test | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Disclose Board Matrix Including Ideological Perspectives | Shareholder | Against | Against |
| 10 | Report on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements | Shareholder | Against | Against |
| 11 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| 12 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| FIBROGEN, INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: FGEN SECURITY ID: 31572Q808 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Enrique Conterno | Management | For | For |
| 1b | Elect Director Thomas F. Kearns, Jr. | Management | For | For |
| 1c | Elect Director Kalevi Kurkijarvi | Management | For | For |
| 1d | Elect Director Gerald Lema | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| G1 THERAPEUTICS, INC. MEETING DATE: JUN 11, 2020 | ||||
| TICKER: GTHX SECURITY ID: 3621LQ109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Garry A. Nicholson | Management | For | For |
| 1.2 | Elect Director Mark A. Velleca | Management | For | For |
| 1.3 | Elect Director Glenn P. Muir | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GRITSTONE ONCOLOGY, INC. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: GRTS SECURITY ID: 39868T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard Heyman | Management | For | For |
| 1.2 | Elect Director Nicholas Simon | Management | For | For |
| 1.3 | Elect Director Thomas Woiwode | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HCA HEALTHCARE, INC. MEETING DATE: MAY 01, 2020 | ||||
| TICKER: HCA SECURITY ID: 40412C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas F. Frist, III | Management | For | For |
| 1b | Elect Director Samuel N. Hazen | Management | For | For |
| 1c | Elect Director Meg G. Crofton | Management | For | For |
| 1d | Elect Director Robert J. Dennis | Management | For | For |
| 1e | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1f | Elect Director William R. Frist | Management | For | For |
| 1g | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1h | Elect Director Michael W. Michelson | Management | For | For |
| 1i | Elect Director Wayne J. Riley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| HEALTH CATALYST, INC. MEETING DATE: JUN 12, 2020 | ||||
| TICKER: HCAT SECURITY ID: 42225T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy G. Ferris | Management | For | For |
| 1.2 | Elect Director Anita V. Pramoda | Management | For | For |
| 1.3 | Elect Director S. Dawn Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HOLOGIC, INC. MEETING DATE: MAR 05, 2020 | ||||
| TICKER: HOLX SECURITY ID: 436440101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.2 | Elect Director Sally W. Crawford | Management | For | For |
| 1.3 | Elect Director Charles J. Dockendorff | Management | For | For |
| 1.4 | Elect Director Scott T. Garrett | Management | For | For |
| 1.5 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.6 | Elect Director Namal Nawana | Management | For | For |
| 1.7 | Elect Director Christiana Stamoulis | Management | For | For |
| 1.8 | Elect Director Amy M. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HUMANA INC. MEETING DATE: APR 23, 2020 | ||||
| TICKER: HUM SECURITY ID: 444859102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kurt J. Hilzinger | Management | For | For |
| 1b | Elect Director Frank J. Bisignano | Management | For | For |
| 1c | Elect Director Bruce D. Broussard | Management | For | For |
| 1d | Elect Director Frank A. D'Amelio | Management | For | For |
| 1e | Elect Director W. Roy Dunbar | Management | For | For |
| 1f | Elect Director Wayne A.I. Frederick | Management | For | For |
| 1g | Elect Director John W. Garratt | Management | For | For |
| 1h | Elect Director David A. Jones, Jr. | Management | For | For |
| 1i | Elect Director Karen W. Katz | Management | For | For |
| 1j | Elect Director William J. McDonald | Management | For | For |
| 1k | Elect Director James J. O'Brien | Management | For | For |
| 1l | Elect Director Marissa T. Peterson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INNOVENT BIOLOGICS, INC. MEETING DATE: JUN 12, 2020 | ||||
| TICKER: 1801 SECURITY ID: G4818G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Ronnie Hao Xi Ede as Director | Management | For | Against |
| 2.2 | Elect Charles Leland Cooney as Director | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Directors | Management | For | Against |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| INNOVENT BIOLOGICS, INC. MEETING DATE: JUN 12, 2020 | ||||
| TICKER: 1801 SECURITY ID: G4818G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Approve Grant of Restricted Shares to De-Chao Michael Yu under the RS Plan | Management | For | For |
| 1b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to De-Chao Michael Yu under the RS Plan | Management | For | For |
| 2a | Approve Grant of Restricted Shares to Ronald Hao Xi Ede under the RS Plan | Management | For | For |
| 2b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Ronald Hao Xi Ede under the RS Plan | Management | For | For |
| 3a | Approve Grant of Restricted Shares to Charles Leland Cooney under the RS Plan | Management | For | For |
| 3b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Charles Leland Cooney under the RS Plan | Management | For | For |
| 4a | Approve Grant of Restricted Shares to Joyce I-Yin Hsu under the RS Plan | Management | For | For |
| 4b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Joyce I-Yin Hsu under the RS Plan | Management | For | For |
| 5a | Approve Grant of Restricted Shares to Kaixian Chen under the RS Plan | Management | For | For |
| 5b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Kaixian Chen under the RS Plan | Management | For | For |
| 6a | Approve Adoption of 2020 RS Plan Limit, 2020 RS Plan Listing Approval, 2020 RS Plan and Related Transactions | Management | For | For |
| 6b | Approve Grant of Specific Mandate to Issue Shares under the 2020 RS Plan | Management | For | For |
| INSMED INCORPORATED MEETING DATE: MAY 12, 2020 | ||||
| TICKER: INSM SECURITY ID: 457669307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clarissa Desjardins | Management | For | For |
| 1.2 | Elect Director David W.J. McGirr | Management | For | For |
| 1.3 | Elect Director Elizabeth McKee Anderson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| INSULET CORPORATION MEETING DATE: MAY 29, 2020 | ||||
| TICKER: PODD SECURITY ID: 45784P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sally W. Crawford | Management | For | For |
| 1.2 | Elect Director Michael R. Minogue | Management | For | For |
| 1.3 | Elect Director Corinne H. Nevinny | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC. MEETING DATE: MAY 28, 2020 | ||||
| TICKER: ICPT SECURITY ID: 45845P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paolo Fundaro | Management | For | For |
| 1b | Elect Director Mark Pruzanski | Management | For | For |
| 1c | Elect Director Srinivas Akkaraju | Management | For | For |
| 1d | Elect Director Luca Benatti | Management | For | For |
| 1e | Elect Director Daniel Bradbury | Management | For | For |
| 1f | Elect Director Keith Gottesdiener | Management | For | For |
| 1g | Elect Director Nancy Miller-Rich | Management | For | For |
| 1h | Elect Director Gino Santini | Management | For | For |
| 1i | Elect Director Glenn Sblendorio | Management | For | For |
| 1j | Elect Director Daniel Welch | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTUITIVE SURGICAL, INC. MEETING DATE: APR 23, 2020 | ||||
| TICKER: ISRG SECURITY ID: 46120E602 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig H. Barratt | Management | For | For |
| 1b | Elect Director Joseph C. Beery | Management | For | For |
| 1c | Elect Director Gary S. Guthart | Management | For | For |
| 1d | Elect Director Amal M. Johnson | Management | For | For |
| 1e | Elect Director Don R. Kania | Management | For | For |
| 1f | Elect Director Amy L. Ladd | Management | For | For |
| 1g | Elect Director Keith R. Leonard, Jr. | Management | For | For |
| 1h | Elect Director Alan J. Levy | Management | For | For |
| 1i | Elect Director Jami Dover Nachtsheim | Management | For | For |
| 1j | Elect Director Mark J. Rubash | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| KURA ONCOLOGY, INC. MEETING DATE: JUN 24, 2020 | ||||
| TICKER: KURA SECURITY ID: 50127T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven H. Stein | Management | For | For |
| 1.2 | Elect Director Mary T. Szela | Management | For | For |
| 1.3 | Elect Director Diane Parks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LONZA GROUP AG MEETING DATE: APR 28, 2020 | ||||
| TICKER: LONN SECURITY ID: H50524133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Management | For | For |
| 5.1.1 | Reelect Werner Bauer as Director | Management | For | For |
| 5.1.2 | Reelect Albert Baehny as Director | Management | For | For |
| 5.1.3 | Reelect Angelica Kohlmann as Director | Management | For | For |
| 5.1.4 | Reelect Christoph Maeder as Director | Management | For | For |
| 5.1.5 | Reelect Barbara Richmond as Director | Management | For | For |
| 5.1.6 | Reelect Juergen Steinemann as Director | Management | For | For |
| 5.1.7 | Reelect Olivier Verscheure as Director | Management | For | For |
| 5.2.1 | Elect Dorothee Deuring as Director | Management | For | For |
| 5.2.2 | Elect Moncef Slaoui as Director | Management | For | For |
| 5.3 | Reelect Albert Baehny as Board Chairman | Management | For | For |
| 5.4.1 | Reappoint Angelica Kohlmann as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.4.2 | Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.4.3 | Reappoint Juergen Steinemann as Member of the Nomination and Compensation Committee | Management | For | For |
| 6 | Ratify KPMG Ltd as Auditors | Management | For | For |
| 7 | Designate ThomannFischer as Independent Proxy | Management | For | For |
| 8 | Approve Remuneration of Directors in the Amount of CHF 2.9 Million | Management | For | For |
| 9.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.8 Million for the Period July 1, 2020 - June 30, 2021 | Management | For | For |
| 9.2 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 4 Million for Fiscal 2019 | Management | For | For |
| 9.3 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 12 Million for Fiscal 2020 | Management | For | For |
| 10 | Transact Other Business (Voting) | Management | For | Against |
| MASIMO CORPORATION MEETING DATE: MAY 29, 2020 | ||||
| TICKER: MASI SECURITY ID: 574795100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Julie A. Shimer | Management | For | For |
| 1.2 | Elect Director H Michael Cohen | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| MOLINA HEALTHCARE, INC. MEETING DATE: MAY 07, 2020 | ||||
| TICKER: MOH SECURITY ID: 60855R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Elect Director Ronna E. Romney | Management | For | For |
| 1.b | Elect Director Dale B. Wolf | Management | For | For |
| 1.c | Elect Director Joseph M. Zubretsky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MORPHIC HOLDING, INC. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: MORF SECURITY ID: 61775R105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Norbert Bischofberger | Management | For | For |
| 1.2 | Elect Director Joseph P. Slattery | Management | For | For |
| 1.3 | Elect Director Timothy A. Springer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MYOKARDIA, INC. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: MYOK SECURITY ID: 62857M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David P. Meeker | Management | For | For |
| 1.2 | Elect Director Mark L. Perry | Management | For | For |
| 1.3 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEKTAR THERAPEUTICS MEETING DATE: JUN 17, 2020 | ||||
| TICKER: NKTR SECURITY ID: 640268108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Karin Eastham | Management | For | For |
| 1b | Elect Director Myriam J. Curet | Management | For | For |
| 1c | Elect Director Howard W. Robin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 19, 2020 | ||||
| TICKER: NBIX SECURITY ID: 64125C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NOTRE DAME INTERMEDICA PARTICIPACOES SA MEETING DATE: NOV 19, 2019 | ||||
| TICKER: GNDI3 SECURITY ID: P7S227106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 6 to Increase Authorized Capital | Management | For | Against |
| PENUMBRA, INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: PEN SECURITY ID: 70975L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arani Bose | Management | For | For |
| 1.2 | Elect Director Bridget O'Rourke | Management | For | For |
| 1.3 | Elect Director Surbhi Sarna | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PREMIER, INC. MEETING DATE: DEC 06, 2019 | ||||
| TICKER: PINC SECURITY ID: 74051N102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan D. DeVore | Management | For | For |
| 1.2 | Elect Director Jody R. Davids | Management | For | For |
| 1.3 | Elect Director Peter S. Fine | Management | For | For |
| 1.4 | Elect Director David H. Langstaff | Management | For | For |
| 1.5 | Elect Director Marvin R. O'Quinn | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PRINCIPIA BIOPHARMA INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: PRNB SECURITY ID: 74257L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dan Becker | Management | For | For |
| 1.2 | Elect Director Patrick Machado | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| RECORDATI SPA MEETING DATE: APR 29, 2020 | ||||
| TICKER: REC SECURITY ID: T78458139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Approve Allocation of Income | Management | For | For |
| 2a | Fix Number of Directors | Management | For | For |
| 2b | Elect Directors (Bundled) | Management | For | Against |
| 2c | Approve Remuneration of Directors | Management | For | Against |
| 2d | Deliberations Pursuant to Article 2390 of Civil Code Re: Decisions Inherent to Authorization of Board Members to Assume Positions in Competing Companies | Management | For | Against |
| 3a.1 | Slate 1 Submitted by FIMEI SpA | Shareholder | None | For |
| 3a.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Against |
| 3b | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Remuneration Policy | Management | For | For |
| 5b | Approve Second Section of the Remuneration Report | Management | For | Against |
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 12, 2020 | ||||
| TICKER: REGN �� SECURITY ID: 75886F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director N. Anthony Coles | Management | For | For |
| 1b | Elect Director Joseph L. Goldstein | Management | For | For |
| 1c | Elect Director Christine A. Poon | Management | For | For |
| 1d | Elect Director P. Roy Vagelos | Management | For | For |
| 1e | Elect Director Huda Y. Zoghbi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAGE THERAPEUTICS, INC. MEETING DATE: JUN 09, 2020 | ||||
| TICKER: SAGE SECURITY ID: 78667J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael F. Cola | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Jonas | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SANOFI MEETING DATE: APR 28, 2020 | ||||
| TICKER: SAN SECURITY ID: F5548N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 3.15 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Paul Hudson as Director | Management | For | For |
| 6 | Reelect Laurent Attal as Director | Management | For | For |
| 7 | Reelect Carole Piwnica as Director | Management | For | For |
| 8 | Reelect Diane Souza as Director | Management | For | For |
| 9 | Reelect Thomas Sudhof as Director | Management | For | For |
| 10 | Elect Rachel Duan as Director | Management | For | For |
| 11 | Elect Lise Kingo as Director | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 15 | Approve Remuneration Policy of CEO | Management | For | For |
| 16 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 17 | Approve Compensation of Serge Weinberg, Chairman of the Board | Management | For | For |
| 18 | Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019 | Management | For | For |
| 19 | Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019 | Management | For | Against |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SAREPTA THERAPEUTICS, INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: SRPT SECURITY ID: 803607100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas S. Ingram | Management | For | For |
| 1.2 | Elect Director Hans Wigzell | Management | For | For |
| 1.3 | Elect Director Mary Ann Gray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| SCHOLAR ROCK HOLDING CORPORATION MEETING DATE: MAY 29, 2020 | ||||
| TICKER: SRRK SECURITY ID: 80706P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Hallal | Management | For | For |
| 1.2 | Elect Director Kristina Burow | Management | For | For |
| 1.3 | Elect Director Michael Gilman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SHOCKWAVE MEDICAL, INC. MEETING DATE: JUN 24, 2020 | ||||
| TICKER: SWAV SECURITY ID: 82489T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
| 1b | Elect Director Laura Francis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| STRYKER CORPORATION MEETING DATE: MAY 05, 2020 | ||||
| TICKER: SYK SECURITY ID: 863667101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary K. Brainerd | Management | For | For |
| 1b | Elect Director Srikant M. Datar | Management | For | For |
| 1c | Elect Director Roch Doliveux | Management | For | For |
| 1d | Elect Director Allan C. Golston | Management | For | For |
| 1e | Elect Director Kevin A. Lobo | Management | For | For |
| 1f | Elect Director Sherilyn S. McCoy | Management | For | For |
| 1g | Elect Director Andrew K. Silvernail | Management | For | For |
| 1h | Elect Director Lisa M. Skeete Tatum | Management | For | For |
| 1i | Elect Director Ronda E. Stryker | Management | For | For |
| 1j | Elect Director Rajeev Suri | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
| TANDEM DIABETES CARE, INC. MEETING DATE: MAY 27, 2020 | ||||
| TICKER: TNDM SECURITY ID: 875372203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.2 | Elect Director Christopher J. Twomey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TG THERAPEUTICS, INC. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: TGTX SECURITY ID: 88322Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurence N. Charney | Management | For | Withhold |
| 1.2 | Elect Director Yann Echelard | Management | For | Withhold |
| 1.3 | Elect Director William J. Kennedy | Management | For | Withhold |
| 1.4 | Elect Director Kenneth Hoberman | Management | For | Withhold |
| 1.5 | Elect Director Daniel Hume | Management | For | Withhold |
| 1.6 | Elect Director Sagar Lonial | Management | For | For |
| 1.7 | Elect Director Michael S. Weiss | Management | For | For |
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| THERAVANCE BIOPHARMA, INC. MEETING DATE: APR 28, 2020 | ||||
| TICKER: TBPH SECURITY ID: G8807B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dean J. Mitchell | Management | For | For |
| 1.2 | Elect Director George M. Whitesides | Management | For | For |
| 1.3 | Elect Director William D. Young | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TURNING POINT THERAPEUTICS, INC. MEETING DATE: JUN 15, 2020 | ||||
| TICKER: TPTX SECURITY ID: 90041T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Athena Countouriotis | Management | For | For |
| 1.2 | Elect Director Patrick Machado | Management | For | For |
| 1.3 | Elect Director Garry Nicholson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UNIQURE N.V. MEETING DATE: JUN 17, 2020 | ||||
| TICKER: QURE SECURITY ID: N90064101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Management Board | Management | For | For |
| 3 | Elect Director Madhavan Balachandran | Management | For | For |
| 4 | Elect Director Jack Kaye | Management | For | For |
| 5 | Elect Director Jeremy Springhorn | Management | For | For |
| 6 | Elect Director Leonard Post | Management | For | For |
| 7 | Grant Board Authority to Issue Shares and Options | Management | For | For |
| 8 | Grant Board Authority to Issue Shares and Restrict/Exclude Preemptive Rights | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 01, 2020 | ||||
| TICKER: UNH SECURITY ID: 91324P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard T. Burke | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Stephen J. Hemsley | Management | For | For |
| 1d | Elect Director Michele J. Hooper | Management | For | For |
| 1e | Elect Director F. William McNabb, III | Management | For | For |
| 1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director David S. Wichmann | Management | For | For |
| 1j | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| VARIAN MEDICAL SYSTEMS, INC. MEETING DATE: FEB 13, 2020 | ||||
| TICKER: VAR SECURITY ID: 92220P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anat Ashkenazi | Management | For | For |
| 1b | Elect Director Jeffrey R. Balser | Management | For | For |
| 1c | Elect Director Judy Bruner | Management | For | For |
| 1d | Elect Director Jean-Luc Butel | Management | For | For |
| 1e | Elect Director Regina E. Dugan | Management | For | For |
| 1f | Elect Director R. Andrew Eckert | Management | For | For |
| 1g | Elect Director Phillip G. Febbo | Management | For | For |
| 1h | Elect Director David J. Illingworth | Management | For | For |
| 1i | Elect Director Michelle M. Le Beau | Management | For | For |
| 1j | Elect Director Dow R. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VEEVA SYSTEMS INC. MEETING DATE: JUN 25, 2020 | ||||
| TICKER: VEEV SECURITY ID: 922475108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Carges | Management | For | For |
| 1.2 | Elect Director Paul E. Chamberlain | Management | For | For |
| 1.3 | Elect Director Paul Sekhri | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: JUN 03, 2020 | ||||
| TICKER: VRTX SECURITY ID: 92532F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sangeeta N. Bhatia | Management | For | For |
| 1.2 | Elect Director Lloyd Carney | Management | For | For |
| 1.3 | Elect Director Alan Garber | Management | For | For |
| 1.4 | Elect Director Terrence Kearney | Management | For | For |
| 1.5 | Elect Director Reshma Kewalramani | Management | For | For |
| 1.6 | Elect Director Yuchun Lee | Management | For | For |
| 1.7 | Elect Director Jeffrey M. Leiden | Management | For | For |
| 1.8 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.9 | Elect Director Diana McKenzie | Management | For | For |
| 1.10 | Elect Director Bruce I. Sachs | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| VIELA BIO, INC. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: VIE SECURITY ID: 926613100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andreas Wicki | Management | For | For |
| 1.2 | Elect Director Rachelle Jacques | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| VIKING THERAPEUTICS, INC. MEETING DATE: MAY 21, 2020 | ||||
| TICKER: VKTX SECURITY ID: 92686J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Matthew Singleton | Management | For | For |
| 1.2 | Elect Director S. Kathy Rouan | Management | For | For |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| XENCOR, INC. MEETING DATE: JUN 25, 2020 | ||||
| TICKER: XNCR SECURITY ID: 98401F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.2 | Elect Director Ellen G. Feigal | Management | For | For |
| 1.3 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.4 | Elect Director Kurt A. Gustafson | Management | For | For |
| 1.5 | Elect Director Yujiro S. Hata | Management | For | For |
| 1.6 | Elect Director A. Bruce Montgomery | Management | For | For |
| 1.7 | Elect Director Richard J. Ranieri | Management | For | For |
| 1.8 | Elect Director Dagmar Rosa-Bjorkeson | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZYMEWORKS INC. MEETING DATE: MAY 07, 2020 | ||||
| TICKER: ZYME SECURITY ID: 98985W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hollings C. Renton | Management | For | For |
| 1.2 | Elect Director Lota Zoth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR INDUSTRIALS FUND
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 3M COMPANY MEETING DATE: MAY 12, 2020 | ||||
| TICKER: MMM SECURITY ID: 88579Y101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas "Tony" K. Brown | Management | For | For |
| 1b | Elect Director Pamela J. Craig | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Michael L. Eskew | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Amy E. Hood | Management | For | For |
| 1g | Elect Director Muhtar Kent | Management | For | For |
| 1h | Elect Director Dambisa F. Moyo | Management | For | For |
| 1i | Elect Director Gregory R. Page | Management | For | For |
| 1j | Elect Director Michael F. Roman | Management | For | For |
| 1k | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| AMETEK, INC. MEETING DATE: MAY 06, 2020 | ||||
| TICKER: AME SECURITY ID: 031100100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas A. Amato | Management | For | For |
| 1b | Elect Director Anthony J. Conti | Management | For | For |
| 1c | Elect Director Gretchen W. McClain | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CINTAS CORPORATION MEETING DATE: OCT 29, 2019 | ||||
| TICKER: CTAS SECURITY ID: 172908105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerald S. Adolph | Management | For | For |
| 1b | Elect Director John F. Barrett | Management | For | For |
| 1c | Elect Director Melanie W. Barstad | Management | For | For |
| 1d | Elect Director Karen L. Carnahan | Management | For | For |
| 1e | Elect Director Robert E. Coletti | Management | For | For |
| 1f | Elect Director Scott D. Farmer | Management | For | For |
| 1g | Elect Director James J. Johnson | Management | For | For |
| 1h | Elect Director Joseph Scaminace | Management | For | For |
| 1i | Elect Director Ronald W. Tysoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| CLARIVATE ANALYTICS PLC MEETING DATE: MAY 07, 2020 | ||||
| TICKER: CCC SECURITY ID: G21810109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sheryl von Blucher | Management | For | For |
| 1b | Elect Director Jane Okun Bomba | Management | For | For |
| 1c | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1d | Elect Director Richard W. Roedel | Management | For | For |
| 2 | Change Company Name to Clarivate Plc | Management | For | For |
| 3 | Amend Memorandum and Articles of Association | Management | For | Against |
| 4 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 5 | Authorise Market Purchase of Ordinary Shares from Private Equity Sponsors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| COPART, INC. MEETING DATE: DEC 06, 2019 | ||||
| TICKER: CPRT SECURITY ID: 217204106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willis J. Johnson | Management | For | For |
| 1.2 | Elect Director A. Jayson Adair | Management | For | For |
| 1.3 | Elect Director Matt Blunt | Management | For | For |
| 1.4 | Elect Director Steven D. Cohan | Management | For | For |
| 1.5 | Elect Director Daniel J. Englander | Management | For | For |
| 1.6 | Elect Director James E. Meeks | Management | For | For |
| 1.7 | Elect Director Thomas N. Tryforos | Management | For | For |
| 1.8 | Elect Director Diane M. Morefield | Management | For | For |
| 1.9 | Elect Director Stephen Fisher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CSX CORPORATION MEETING DATE: MAY 06, 2020 | ||||
| TICKER: CSX SECURITY ID: 126408103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director Pamela L. Carter | Management | For | For |
| 1c | Elect Director James M. Foote | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | For |
| 1e | Elect Director Paul C. Hilal | Management | For | For |
| 1f | Elect Director John D. McPherson | Management | For | For |
| 1g | Elect Director David M. Moffett | Management | For | For |
| 1h | Elect Director Linda H. Riefler | Management | For | For |
| 1i | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 1j | Elect Director J. Steven Whisler | Management | For | For |
| 1k | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EATON CORPORATION PLC MEETING DATE: APR 22, 2020 | ||||
| TICKER: ETN SECURITY ID: G29183103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig Arnold | Management | For | For |
| 1b | Elect Director Christopher M. Connor | Management | For | For |
| 1c | Elect Director Michael J. Critelli | Management | For | For |
| 1d | Elect Director Richard H. Fearon | Management | For | For |
| 1e | Elect Director Olivier Leonetti | Management | For | For |
| 1f | Elect Director Deborah L. McCoy | Management | For | For |
| 1g | Elect Director Silvio Napoli | Management | For | For |
| 1h | Elect Director Gregory R. Page | Management | For | For |
| 1i | Elect Director Sandra Pianalto | Management | For | For |
| 1j | Elect Director Lori J. Ryerkerk | Management | For | For |
| 1k | Elect Director Gerald B. Smith | Management | For | For |
| 1l | Elect Director Dorothy C. Thompson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorize Share Repurchase of Issued Share Capital | Management | For | For |
| EQUIFAX INC. MEETING DATE: MAY 07, 2020 | ||||
| TICKER: EFX SECURITY ID: 294429105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark W. Begor | Management | For | For |
| 1b | Elect Director Mark L. Feidler | Management | For | For |
| 1c | Elect Director G. Thomas Hough | Management | For | For |
| 1d | Elect Director Robert D. Marcus | Management | For | For |
| 1e | Elect Director Siri S. Marshall | Management | For | For |
| 1f | Elect Director Scott A. McGregor | Management | For | For |
| 1g | Elect Director John A. McKinley | Management | For | For |
| 1h | Elect Director Robert W. Selander | Management | For | For |
| 1i | Elect Director Elane B. Stock | Management | For | For |
| 1j | Elect Director Heather H. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| EVOQUA WATER TECHNOLOGIES CORP. MEETING DATE: FEB 18, 2020 | ||||
| TICKER: AQUA SECURITY ID: 30057T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ron C. Keating | Management | For | For |
| 1.2 | Elect Director Martin J. Lamb | Management | For | For |
| 1.3 | Elect Director Peter M. Wilver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FORTIVE CORPORATION MEETING DATE: JUN 02, 2020 | ||||
| TICKER: FTV SECURITY ID: 34959J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Kate D. Mitchell | Management | For | For |
| 1B | Elect Director Mitchell P. Rales | Management | For | For |
| 1C | Elect Director Steven M. Rales | Management | For | For |
| 1D | Elect Director Jeannine Sargent | Management | For | For |
| 1E | Elect Director Alan G. Spoon | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| FORTUNE BRANDS HOME & SECURITY, INC. MEETING DATE: APR 28, 2020 | ||||
| TICKER: FBHS SECURITY ID: 34964C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nicholas I. Fink | Management | For | For |
| 1b | Elect Director A. D. David Mackay | Management | For | For |
| 1c | Elect Director David M. Thomas | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GARDNER DENVER HOLDINGS, INC. MEETING DATE: FEB 21, 2020 | ||||
| TICKER: GDI SECURITY ID: 36555P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 06, 2020 | ||||
| TICKER: GD SECURITY ID: 369550108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James S. Crown | Management | For | For |
| 1b | Elect Director Rudy F. deLeon | Management | For | For |
| 1c | Elect Director Cecil D. Haney | Management | For | For |
| 1d | Elect Director Mark M. Malcolm | Management | For | For |
| 1e | Elect Director James N. Mattis | Management | For | For |
| 1f | Elect Director Phebe N. Novakovic | Management | For | For |
| 1g | Elect Director C. Howard Nye | Management | For | For |
| 1h | Elect Director William A. Osborn | Management | For | For |
| 1i | Elect Director Catherine B. Reynolds | Management | For | For |
| 1j | Elect Director Laura J. Schumacher | Management | For | For |
| 1k | Elect Director John G. Stratton | Management | For | For |
| 1l | Elect Director Peter A. Wall | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| GENERAL ELECTRIC COMPANY MEETING DATE: MAY 05, 2020 | ||||
| TICKER: GE SECURITY ID: 369604103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sebastien Bazin | Management | For | For |
| 2 | Elect Director Ashton Carter | Management | For | For |
| 3 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Edward Garden | Management | For | For |
| 6 | Elect Director Thomas W. Horton | Management | For | For |
| 7 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 8 | Elect Director Catherine Lesjak | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Leslie Seidman | Management | For | For |
| 11 | Elect Director James Tisch | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify KPMG LLP as Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| HD SUPPLY HOLDINGS, INC. MEETING DATE: MAY 19, 2020 | ||||
| TICKER: HDS SECURITY ID: 40416M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathleen J. Affeldt | Management | For | For |
| 1.2 | Elect Director Joseph J. DeAngelo | Management | For | For |
| 1.3 | Elect Director Peter A. Dorsman | Management | For | For |
| 1.4 | Elect Director Stephen J. Konenkamp | Management | For | For |
| 1.5 | Elect Director Patrick R. McNamee | Management | For | For |
| 1.6 | Elect Director Scott D. Ostfeld | Management | For | For |
| 1.7 | Elect Director Charles W. Peffer | Management | For | For |
| 1.8 | Elect Director James A. Rubright | Management | For | For |
| 1.9 | Elect Director Lauren Taylor Wolfe | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HEICO CORPORATION MEETING DATE: MAR 20, 2020 | ||||
| TICKER: HEI SECURITY ID: 422806208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas M. Culligan | Management | For | For |
| 1.2 | Elect Director Adolfo Henriques | Management | For | For |
| 1.3 | Elect Director Mark H. Hildebrandt | Management | For | For |
| 1.4 | Elect Director Eric A. Mendelson | Management | For | For |
| 1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
| 1.6 | Elect Director Victor H. Mendelson | Management | For | For |
| 1.7 | Elect Director Julie Neitzel | Management | For | For |
| 1.8 | Elect Director Alan Schriesheim | Management | For | For |
| 1.9 | Elect Director Frank J. Schwitter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 27, 2020 | ||||
| TICKER: HON SECURITY ID: 438516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Darius Adamczyk | Management | For | For |
| 1B | Elect Director Duncan B. Angove | Management | For | For |
| 1C | Elect Director William S. Ayer | Management | For | For |
| 1D | Elect Director Kevin Burke | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Linnet F. Deily | Management | For | For |
| 1G | Elect Director Deborah Flint | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director Raymond T. Odierno | Management | For | For |
| 1L | Elect Director George Paz | Management | For | For |
| 1M | Elect Director Robin L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| IDEX CORPORATION MEETING DATE: MAY 07, 2020 | ||||
| TICKER: IEX SECURITY ID: 45167R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew K. Silvernail | Management | For | For |
| 1.2 | Elect Director Katrina L. Helmkamp | Management | For | For |
| 1.3 | Elect Director Mark A. Beck | Management | For | For |
| 1.4 | Elect Director Carl R. Christenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| ILLINOIS TOOL WORKS INC. MEETING DATE: MAY 08, 2020 | ||||
| TICKER: ITW SECURITY ID: 452308109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel J. Brutto | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director James W. Griffith | Management | For | For |
| 1d | Elect Director Jay L. Henderson | Management | For | For |
| 1e | Elect Director Richard H. Lenny | Management | For | For |
| 1f | Elect Director E. Scott Santi | Management | For | For |
| 1g | Elect Director David B. Smith, Jr. | Management | For | For |
| 1h | Elect Director Pamela B. Strobel | Management | For | For |
| 1i | Elect Director Kevin M. Warren | Management | For | For |
| 1j | Elect Director Anre D. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| INGERSOLL RAND, INC. MEETING DATE: JUN 16, 2020 | ||||
| TICKER: IR SECURITY ID: 45687V106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kirk E. Arnold | Management | For | For |
| 1b | Elect Director William P. Donnelly | Management | For | For |
| 1c | Elect Director Marc E. Jones | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| INGERSOLL-RAND PLC MEETING DATE: FEB 04, 2020 | ||||
| TICKER: IR SECURITY ID: G47791101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change Company Name to Trane Technologies plc | Management | For | For |
| ITT INC. MEETING DATE: MAY 15, 2020 | ||||
| TICKER: ITT SECURITY ID: 45073V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Orlando D. Ashford | Management | For | For |
| 1b | Elect Director Geraud Darnis | Management | For | For |
| 1c | Elect Director Donald DeFosset, Jr. | Management | For | For |
| 1d | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1e | Elect Director Richard P. Lavin | Management | For | For |
| 1f | Elect Director Mario Longhi | Management | For | For |
| 1g | Elect Director Rebecca A. McDonald | Management | For | For |
| 1h | Elect Director Timothy H. Powers | Management | For | For |
| 1i | Elect Director Luca Savi | Management | For | For |
| 1j | Elect Director Cheryl L. Shavers | Management | For | For |
| 1k | Elect Director Sabrina Soussan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 14, 2020 | ||||
| TICKER: J SECURITY ID: 469814107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven J. Demetriou | Management | For | For |
| 1b | Elect Director Christopher M.T. Thompson | Management | For | For |
| 1c | Elect Director Joseph R. Bronson | Management | For | For |
| 1d | Elect Director Robert C. Davidson, Jr. | Management | For | For |
| 1e | Elect Director Ralph E. Eberhart | Management | For | For |
| 1f | Elect Director Georgette D. Kiser | Management | For | For |
| 1g | Elect Director Linda Fayne Levinson | Management | For | For |
| 1h | Elect Director Barbara L. Loughran | Management | For | For |
| 1i | Elect Director Robert A. McNamara | Management | For | For |
| 1j | Elect Director Peter J. Robertson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| JETBLUE AIRWAYS CORPORATION MEETING DATE: MAY 14, 2020 | ||||
| TICKER: JBLU SECURITY ID: 477143101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Basil Ben Baldanza | Management | For | For |
| 1b | Elect Director Peter Boneparth | Management | For | For |
| 1c | Elect Director Virginia Gambale | Management | For | For |
| 1d | Elect Director Robin Hayes | Management | For | For |
| 1e | Elect Director Ellen Jewett | Management | For | For |
| 1f | Elect Director Robert Leduc | Management | For | For |
| 1g | Elect Director Teri McClure | Management | For | For |
| 1h | Elect Director Sarah Robb O'Hagan | Management | For | For |
| 1i | Elect Director Vivek Sharma | Management | For | For |
| 1j | Elect Director Thomas Winkelmann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Provide Right to Act by Written Consent | Management | For | For |
| 8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| JOHNSON CONTROLS INTERNATIONAL PLC MEETING DATE: MAR 04, 2020 | ||||
| TICKER: JCI SECURITY ID: G51502105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jean Blackwell | Management | For | Against |
| 1b | Elect Director Pierre Cohade | Management | For | For |
| 1c | Elect Director Michael E. Daniels | Management | For | Against |
| 1d | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
| 1e | Elect Director W. Roy Dunbar | Management | For | Against |
| 1f | Elect Director Gretchen R. Haggerty | Management | For | For |
| 1g | Elect Director Simone Menne | Management | For | For |
| 1h | Elect Director George R. Oliver | Management | For | For |
| 1i | Elect Director Jurgen Tinggren | Management | For | For |
| 1j | Elect Director Mark Vergnano | Management | For | Against |
| 1k | Elect Director R. David Yost | Management | For | For |
| 1l | Elect Director John D. Young | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Market Purchases of Company Shares | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Approve the Directors' Authority to Allot Shares | Management | For | For |
| 7 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| KANSAS CITY SOUTHERN MEETING DATE: MAY 21, 2020 | ||||
| TICKER: KSU SECURITY ID: 485170302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lydia I. Beebe | Management | For | For |
| 1.2 | Elect Director Lu M. Cordova | Management | For | For |
| 1.3 | Elect Director Robert J. Druten | Management | For | For |
| 1.4 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
| 1.5 | Elect Director David Garza-Santos | Management | For | For |
| 1.6 | Elect Director Janet H. Kennedy | Management | For | For |
| 1.7 | Elect Director Mitchell J. Krebs | Management | For | For |
| 1.8 | Elect Director Henry J. Maier | Management | For | For |
| 1.9 | Elect Director Thomas A. McDonnell | Management | For | For |
| 1.10 | Elect Director Patrick J. Ottensmeyer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC. MEETING DATE: MAY 19, 2020 | ||||
| TICKER: KNX SECURITY ID: 499049104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Jackson | Management | For | For |
| 1.2 | Elect Director Kevin Knight | Management | For | For |
| 1.3 | Elect Director Roberta Roberts Shank | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| L3HARRIS TECHNOLOGIES, INC. MEETING DATE: OCT 25, 2019 | ||||
| TICKER: LHX SECURITY ID: 502431109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sallie B. Bailey | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Peter W. Chiarelli | Management | For | For |
| 1d | Elect Director Thomas A. Corcoran | Management | For | For |
| 1e | Elect Director Thomas A. Dattilo | Management | For | For |
| 1f | Elect Director Roger B. Fradin | Management | For | For |
| 1g | Elect Director Lewis Hay, III | Management | For | For |
| 1h | Elect Director Lewis Kramer | Management | For | For |
| 1i | Elect Director Christopher E. Kubasik | Management | For | For |
| 1j | Elect Director Rita S. Lane | Management | For | For |
| 1k | Elect Director Robert B. Millard | Management | For | For |
| 1l | Elect Director Lloyd W. Newton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| L3HARRIS TECHNOLOGIES, INC. MEETING DATE: APR 24, 2020 | ||||
| TICKER: LHX SECURITY ID: 502431109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sallie B. Bailey | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Peter W. Chiarelli | Management | For | For |
| 1d | Elect Director Thomas A. Corcoran | Management | For | For |
| 1e | Elect Director Thomas A. Dattilo | Management | For | For |
| 1f | Elect Director Roger B. Fradin | Management | For | For |
| 1g | Elect Director Lewis Hay, III | Management | For | For |
| 1h | Elect Director Lewis Kramer | Management | For | For |
| 1i | Elect Director Christopher E. Kubasik | Management | For | For |
| 1j | Elect Director Rita S. Lane | Management | For | For |
| 1k | Elect Director Robert B. Millard | Management | For | For |
| 1l | Elect Director Lloyd W. Newton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement and Fair Price Requirements for Business Combinations | Management | For | For |
| 5 | Amend Certificate of Incorporation to Eliminate the Anti-Greenmail Provision | Management | For | For |
| 6 | Amend Certificate of Incorporation to Eliminate Cumulative Voting Provision | Management | For | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| LOCKHEED MARTIN CORPORATION MEETING DATE: APR 23, 2020 | ||||
| TICKER: LMT SECURITY ID: 539830109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director David B. Burritt | Management | For | For |
| 1.3 | Elect Director Bruce A. Carlson | Management | For | For |
| 1.4 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas J. Falk | Management | For | For |
| 1.7 | Elect Director Ilene S. Gordon | Management | For | For |
| 1.8 | Elect Director Marillyn A. Hewson | Management | For | For |
| 1.9 | Elect Director Vicki A. Hollub | Management | For | For |
| 1.10 | Elect Director Jeh C. Johnson | Management | For | For |
| 1.11 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.12 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| NORDSON CORPORATION MEETING DATE: FEB 25, 2020 | ||||
| TICKER: NDSN SECURITY ID: 655663102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sundaram Nagarajan | Management | For | For |
| 1.2 | Elect Director Ginger M. Jones | Management | For | For |
| 1.3 | Elect Director Joseph P. Keithley | Management | For | For |
| 1.4 | Elect Director Michael J. Merriman, Jr. | Management | For | For |
| 1.5 | Elect Director Mary G. Puma | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NORFOLK SOUTHERN CORPORATION MEETING DATE: MAY 14, 2020 | ||||
| TICKER: NSC SECURITY ID: 655844108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1b | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 1c | Elect Director Marcela E. Donadio | Management | For | For |
| 1d | Elect Director John C. Huffard, Jr. | Management | For | For |
| 1e | Elect Director Christopher T. Jones | Management | For | For |
| 1f | Elect Director Thomas C. Kelleher | Management | For | For |
| 1g | Elect Director Steven F. Leer | Management | For | For |
| 1h | Elect Director Michael D. Lockhart | Management | For | For |
| 1i | Elect Director Amy E. Miles | Management | For | For |
| 1j | Elect Director Claude Mongeau | Management | For | For |
| 1k | Elect Director Jennifer F. Scanlon | Management | For | For |
| 1l | Elect Director James A. Squires | Management | For | For |
| 1m | Elect Director John R. Thompson | Management | For | For |
| 2a | Amend Articles Re: Voting Standard for Amendment of Articles | Management | For | For |
| 2b | Amend Articles Re: Simple Majority Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation | Management | For | For |
| 2c | Amend Articles Re: Simple Majority Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 20, 2020 | ||||
| TICKER: NOC SECURITY ID: 666807102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathy J. Warden | Management | For | For |
| 1.2 | Elect Director Marianne C. Brown | Management | For | For |
| 1.3 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.4 | Elect Director Ann M. Fudge | Management | For | For |
| 1.5 | Elect Director Bruce S. Gordon | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Gary Roughead | Management | For | For |
| 1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.11 | Elect Director James S. Turley | Management | For | For |
| 1.12 | Elect Director Mark A. Welsh, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Human Rights Impact Assessment | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
| RAYTHEON COMPANY MEETING DATE: OCT 11, 2019 | ||||
| TICKER: RTN SECURITY ID: 755111507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| RAYTHEON TECHNOLOGIES CORPORATION MEETING DATE: APR 27, 2020 | ||||
| TICKER: RTX SECURITY ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1b | Elect Director Gregory J. Hayes | Management | For | For |
| 1c | Elect Director Marshall O. Larsen | Management | For | For |
| 1d | Elect Director Robert K. (Kelly) Ortberg | Management | For | For |
| 1e | Elect Director Margaret L. O'Sullivan | Management | For | For |
| 1f | Elect Director Denise L. Ramos | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Brian C. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | None | For |
| 5 | Report on Plant Closures | Shareholder | Against | Against |
| REGAL BELOIT CORPORATION MEETING DATE: APR 28, 2020 | ||||
| TICKER: RBC SECURITY ID: 758750103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jan A. Bertsch | Management | For | For |
| 1b | Elect Director Stephen M. Burt | Management | For | For |
| 1c | Elect Director Anesa T. Chaibi | Management | For | For |
| 1d | Elect Director Christopher L. Doerr | Management | For | For |
| 1e | Elect Director Dean A. Foate | Management | For | For |
| 1f | Elect Director Michael F. Hilton | Management | For | For |
| 1g | Elect Director Louis V. Pinkham | Management | For | For |
| 1h | Elect Director Rakesh Sachdev | Management | For | For |
| 1i | Elect Director Curtis W. Stoelting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ROCKWELL AUTOMATION, INC. MEETING DATE: FEB 04, 2020 | ||||
| TICKER: ROK SECURITY ID: 773903109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1 | Elect Director Steven R. Kalmanson | Management | For | For |
| A2 | Elect Director James P. Keane | Management | For | For |
| A3 | Elect Director Pam Murphy | Management | For | For |
| A4 | Elect Director Donald R. Parfet | Management | For | For |
| B | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| C | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| D | Approve Omnibus Stock Plan | Management | For | For |
| ROPER TECHNOLOGIES, INC. MEETING DATE: JUN 08, 2020 | ||||
| TICKER: ROP SECURITY ID: 776696106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Amy Woods Brinkley | Management | For | For |
| 1.3 | Elect Director John F. Fort, III | Management | For | For |
| 1.4 | Elect Director L. Neil Hunn | Management | For | For |
| 1.5 | Elect Director Robert D. Johnson | Management | For | For |
| 1.6 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1.7 | Elect Director Wilbur J. Prezzano | Management | For | For |
| 1.8 | Elect Director Laura G. Thatcher | Management | For | For |
| 1.9 | Elect Director Richard F. Wallman | Management | For | For |
| 1.10 | Elect Director Christopher Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Non-Employee Director Compensation Plan | Management | For | For |
| SAIA, INC. MEETING DATE: APR 28, 2020 | ||||
| TICKER: SAIA SECURITY ID: 78709Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donna E. Epps | Management | For | For |
| 1.2 | Elect Director John P. Gainor, Jr. | Management | For | For |
| 1.3 | Elect Director Randolph W. Melville | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SCHNEIDER NATIONAL, INC. MEETING DATE: APR 27, 2020 | ||||
| TICKER: SNDR SECURITY ID: 80689H102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary P. DePrey | Management | For | For |
| 1.2 | Elect Director James R. Giertz | Management | For | For |
| 1.3 | Elect Director Adam P. Godfrey | Management | For | For |
| 1.4 | Elect Director Robert W. Grubbs | Management | For | For |
| 1.5 | Elect Director Robert M. Knight, Jr. | Management | For | For |
| 1.6 | Elect Director Mark B. Rourke | Management | For | For |
| 1.7 | Elect Director Paul J. Schneider | Management | For | For |
| 1.8 | Elect Director Daniel J. Sullivan | Management | For | For |
| 1.9 | Elect Director John A. Swainson | Management | For | For |
| 1.10 | Elect Director James L. Welch | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 22, 2020 | ||||
| TICKER: TDY SECURITY ID: 879360105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Kenneth C. Dahlberg | Management | For | For |
| 1.3 | Elect Director Robert A. Malone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE BOEING COMPANY MEETING DATE: APR 27, 2020 | ||||
| TICKER: BA SECURITY ID: 097023105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert A. Bradway | Management | For | For |
| 1b | Elect Director David L. Calhoun | Management | For | For |
| 1c | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1e | Elect Director Lynn J. Good | Management | For | For |
| 1f | Elect Director Nikki R. Haley - Withdrawn Resolution | Management | None | None |
| 1g | Elect Director Akhil Johri | Management | For | For |
| 1h | Elect Director Lawrence W. Kellner | Management | For | For |
| 1i | Elect Director Caroline B. Kennedy | Management | For | For |
| 1j | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1k | Elect Director John M. Richardson | Management | For | For |
| 1l | Elect Director Susan C. Schwab | Management | For | For |
| 1m | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Director Nominee Qualifications | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 9 | Increase Disclosure of Compensation Adjustments | Shareholder | Against | Against |
| THE DESCARTES SYSTEMS GROUP INC. MEETING DATE: MAY 28, 2020 | ||||
| TICKER: DSG SECURITY ID: 249906108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Deepak Chopra | Management | For | For |
| 1.2 | Elect Director Deborah Close | Management | For | For |
| 1.3 | Elect Director Eric A. Demirian | Management | For | For |
| 1.4 | Elect Director Dennis Maple | Management | For | For |
| 1.5 | Elect Director Chris Muntwyler | Management | For | For |
| 1.6 | Elect Director Jane O'Hagan | Management | For | For |
| 1.7 | Elect Director Edward J. Ryan | Management | For | For |
| 1.8 | Elect Director John J. Walker | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| TRANE TECHNOLOGIES PLC MEETING DATE: JUN 04, 2020 | ||||
| TICKER: TT SECURITY ID: G8994E103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kirk E. Arnold | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director John Bruton | Management | For | For |
| 1d | Elect Director Jared L. Cohon | Management | For | For |
| 1e | Elect Director Gary D. Forsee | Management | For | For |
| 1f | Elect Director Linda P. Hudson | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Myles P. Lee | Management | For | For |
| 1i | Elect Director Karen B. Peetz | Management | For | For |
| 1j | Elect Director John P. Surma | Management | For | For |
| 1k | Elect Director Richard J. Swift | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Issue of Equity | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| TRANSDIGM GROUP INCORPORATED MEETING DATE: OCT 03, 2019 | ||||
| TICKER: TDG SECURITY ID: 893641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Stock Option Plan | Management | For | For |
| TRANSDIGM GROUP INCORPORATED MEETING DATE: JUN 29, 2020 | ||||
| TICKER: TDG SECURITY ID: 893641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Barr | Management | For | For |
| 1.2 | Elect Director William Dries *Withdrawn Resolution* | Management | None | None |
| 1.3 | Elect Director Mervin Dunn | Management | For | For |
| 1.4 | Elect Director Michael S. Graff | Management | For | For |
| 1.5 | Elect Director Sean P. Hennessy | Management | For | For |
| 1.6 | Elect Director W. Nicholas Howley | Management | For | For |
| 1.7 | Elect Director Raymond F. Laubenthal | Management | For | For |
| 1.8 | Elect Director Gary E. McCullough | Management | For | For |
| 1.9 | Elect Director Michele Santana | Management | For | For |
| 1.10 | Elect Director Robert J. Small | Management | For | For |
| 1.11 | Elect Director John Staer | Management | For | For |
| 1.12 | Elect Director Kevin Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Against |
| TRINET GROUP, INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: TNET SECURITY ID: 896288107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Angelakis | Management | For | For |
| 1.2 | Elect Director Burton M. Goldfield | Management | For | For |
| 1.3 | Elect Director David C. Hodgson | Management | For | For |
| 1.4 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| UNION PACIFIC CORPORATION MEETING DATE: MAY 14, 2020 | ||||
| TICKER: UNP SECURITY ID: 907818108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Lance M. Fritz | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Jane H. Lute | Management | For | For |
| 1g | Elect Director Michael R. McCarthy | Management | For | For |
| 1h | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1i | Elect Director Bhavesh V. Patel | Management | For | For |
| 1j | Elect Director Jose H. Villarreal | Management | For | For |
| 1k | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Climate Change | Shareholder | Against | Against |
| UNITED TECHNOLOGIES CORPORATION MEETING DATE: OCT 11, 2019 | ||||
| TICKER: UTX SECURITY ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| WASTE CONNECTIONS, INC. MEETING DATE: MAY 15, 2020 | ||||
| TICKER: WCN SECURITY ID: 94106B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 1.2 | Elect Director Edward E. "Ned" Guillet | Management | For | For |
| 1.3 | Elect Director Michael W. Harlan | Management | For | For |
| 1.4 | Elect Director Larry S. Hughes | Management | For | For |
| 1.5 | Elect Director Worthing F. Jackman | Management | For | For |
| 1.6 | Elect Director Elise L. Jordan | Management | For | For |
| 1.7 | Elect Director Susan "Sue" Lee | Management | For | For |
| 1.8 | Elect Director William J. Razzouk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| XPO LOGISTICS, INC. MEETING DATE: MAY 14, 2020 | ||||
| TICKER: XPO SECURITY ID: 983793100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley S. Jacobs | Management | For | For |
| 1.2 | Elect Director Gena L. Ashe | Management | For | For |
| 1.3 | Elect Director Marlene M. Colucci | Management | For | For |
| 1.4 | Elect Director AnnaMaria DeSalva | Management | For | For |
| 1.5 | Elect Director Michael G. Jesselson | Management | For | For |
| 1.6 | Elect Director Adrian P. Kingshott | Management | For | For |
| 1.7 | Elect Director Jason D. Papastavrou | Management | For | For |
| 1.8 | Elect Director Oren G. Shaffer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Integrating ESG Metrics Into Executive Compensation Program | Shareholder | Against | Against |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| 7 | Report on Sexual Harassment | Shareholder | Against | Against |
| 8 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY ADVISOR REAL ESTATE FUND
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACADIA REALTY TRUST MEETING DATE: MAY 07, 2020 | ||||
| TICKER: AKR SECURITY ID: 004239109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth F. Bernstein | Management | For | For |
| 1b | Elect Director Douglas Crocker, II | Management | For | For |
| 1c | Elect Director Lorrence T. Kellar | Management | For | For |
| 1d | Elect Director Wendy Luscombe | Management | For | For |
| 1e | Elect Director William T. Spitz | Management | For | For |
| 1f | Elect Director Lynn C. Thurber | Management | For | For |
| 1g | Elect Director Lee S. Wielansky | Management | For | For |
| 1h | Elect Director C. David Zoba | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. MEETING DATE: JUN 08, 2020 | ||||
| TICKER: ARE SECURITY ID: 015271109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Steven R. Hash | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | For |
| 1.4 | Elect Director James P. Cain | Management | For | For |
| 1.5 | Elect Director Maria C. Freire | Management | For | For |
| 1.6 | Elect Director Jennifer Friel Goldstein | Management | For | For |
| 1.7 | Elect Director Richard H. Klein | Management | For | For |
| 1.8 | Elect Director James H. Richardson | Management | For | For |
| 1.9 | Elect Director Michael A. Woronoff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AMERICAN TOWER CORPORATION MEETING DATE: MAY 18, 2020 | ||||
| TICKER: AMT SECURITY ID: 03027X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas A. Bartlett | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Robert D. Hormats | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director Grace D. Lieblein | Management | For | For |
| 1f | Elect Director Craig Macnab | Management | For | For |
| 1g | Elect Director JoAnn A. Reed | Management | For | For |
| 1h | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1i | Elect Director David E. Sharbutt | Management | For | For |
| 1j | Elect Director Bruce L. Tanner | Management | For | For |
| 1k | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| AMERICOLD REALTY TRUST MEETING DATE: MAY 27, 2020 | ||||
| TICKER: COLD SECURITY ID: 03064D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fred W. Boehler | Management | For | For |
| 1b | Elect Director George J. Alburger, Jr. | Management | For | For |
| 1c | Elect Director Kelly H. Barrett | Management | For | For |
| 1d | Elect Director Antonio F. Fernandez | Management | For | For |
| 1e | Elect Director James R. Heistand | Management | For | For |
| 1f | Elect Director Michelle M. MacKay | Management | For | For |
| 1g | Elect Director David J. Neithercut | Management | For | For |
| 1h | Elect Director Mark R. Patterson | Management | For | For |
| 1i | Elect Director Andrew P. Power | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: AVB SECURITY ID: 053484101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Terry S. Brown | Management | For | For |
| 1c | Elect Director Alan B. Buckelew | Management | For | For |
| 1d | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1e | Elect Director Stephen P. Hills | Management | For | For |
| 1f | Elect Director Richard J. Lieb | Management | For | For |
| 1g | Elect Director Timothy J. Naughton | Management | For | For |
| 1h | Elect Director H. Jay Sarles | Management | For | For |
| 1i | Elect Director Susan Swanezy | Management | For | For |
| 1j | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement for Future Charter Amendments and Other Extraordinary Actions | Management | For | For |
| BRAEMAR HOTELS & RESORTS INC. MEETING DATE: JUL 31, 2019 | ||||
| TICKER: BHR SECURITY ID: 10482B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Monty J. Bennett | Management | For | For |
| 1.2 | Elect Director Stefani D. Carter | Management | For | For |
| 1.3 | Elect Director Candace Evans | Management | For | For |
| 1.4 | Elect Director Kenneth H. Fearn | Management | For | For |
| 1.5 | Elect Director Curtis B. McWilliams | Management | For | For |
| 1.6 | Elect Director Matthew D. Rinaldi | Management | For | For |
| 1.7 | Elect Director Abteen Vaziri | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| BRAEMAR HOTELS & RESORTS INC. MEETING DATE: MAY 14, 2020 | ||||
| TICKER: BHR SECURITY ID: 10482B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Monty J. Bennett | Management | For | For |
| 1.2 | Elect Director Stefani D. Carter | Management | For | For |
| 1.3 | Elect Director Mary Candace Evans | Management | For | For |
| 1.4 | Elect Director Kenneth H. Fearn, Jr. | Management | For | For |
| 1.5 | Elect Director Curtis B. McWilliams | Management | For | For |
| 1.6 | Elect Director Matthew D. Rinaldi | Management | For | For |
| 1.7 | Elect Director Abteen Vaziri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| CEDAR REALTY TRUST, INC. MEETING DATE: MAY 27, 2020 | ||||
| TICKER: CDR SECURITY ID: 150602209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abraham Eisenstat | Management | For | For |
| 1b | Elect Director Gregg A. Gonsalves | Management | For | For |
| 1c | Elect Director Pamela N. Hootkin | Management | For | For |
| 1d | Elect Director Sabrina L. Kanner | Management | For | For |
| 1e | Elect Director Steven G. Rogers | Management | For | For |
| 1f | Elect Director Bruce J. Schanzer | Management | For | For |
| 1g | Elect Director Roger M. Widmann | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CLIPPER REALTY INC. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: CLPR SECURITY ID: 18885T306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Bistricer | Management | For | For |
| 1.2 | Elect Director Sam Levinson | Management | For | For |
| 1.3 | Elect Director Howard M. Lorber | Management | For | For |
| 1.4 | Elect Director Robert J. Ivanhoe | Management | For | For |
| 1.5 | Elect Director Roberto A. Verrone | Management | For | For |
| 1.6 | Elect Director Harmon S. Spolan | Management | For | For |
| 1.7 | Elect Director Richard N. Burger | Management | For | For |
| 2 | Ratify BDO USA LLP as Auditor | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| CUBESMART MEETING DATE: MAY 12, 2020 | ||||
| TICKER: CUBE SECURITY ID: 229663109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Piero Bussani | Management | For | For |
| 1.2 | Elect Director Dorothy Dowling | Management | For | For |
| 1.3 | Elect Director John W. Fain | Management | For | For |
| 1.4 | Elect Director Marianne M. Keler | Management | For | For |
| 1.5 | Elect Director Christopher P. Marr | Management | For | For |
| 1.6 | Elect Director Deborah R. Salzberg | Management | For | For |
| 1.7 | Elect Director John F. Remondi | Management | For | For |
| 1.8 | Elect Director Jeffrey F. Rogatz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DIGITAL REALTY TRUST, INC. MEETING DATE: FEB 27, 2020 | ||||
| TICKER: DLR SECURITY ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| DIGITAL REALTY TRUST, INC. MEETING DATE: JUN 08, 2020 | ||||
| TICKER: DLR SECURITY ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Laurence A. Chapman | Management | For | For |
| 1b | Elect Director Alexis Black Bjorlin | Management | For | For |
| 1c | Elect Director Michael A. Coke | Management | For | For |
| 1d | Elect Director VeraLinn "Dash" Jamieson | Management | For | For |
| 1e | Elect Director Kevin J. Kennedy | Management | For | For |
| 1f | Elect Director William G. LaPerch | Management | For | For |
| 1g | Elect Director Jean F.H.P. Mandeville | Management | For | For |
| 1h | Elect Director Afshin Mohebbi | Management | For | For |
| 1i | Elect Director Mark R. Patterson | Management | For | For |
| 1j | Elect Director Mary Hogan Preusse | Management | For | For |
| 1k | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOUGLAS EMMETT, INC. MEETING DATE: MAY 28, 2020 | ||||
| TICKER: DEI SECURITY ID: 25960P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dan A. Emmett | Management | For | For |
| 1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
| 1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
| 1.4 | Elect Director Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Director Leslie E. Bider | Management | For | For |
| 1.6 | Elect Director David T. Feinberg | Management | For | For |
| 1.7 | Elect Director Virginia A. McFerran | Management | For | For |
| 1.8 | Elect Director Thomas E. O'Hern | Management | For | For |
| 1.9 | Elect Director William E. Simon, Jr. | Management | For | For |
| 1.10 | Elect Director Johnese M. Spisso | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DUKE REALTY CORPORATION MEETING DATE: APR 29, 2020 | ||||
| TICKER: DRE SECURITY ID: 264411505 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Case | Management | For | For |
| 1b | Elect Director James B. Connor | Management | For | For |
| 1c | Elect Director Ngaire E. Cuneo | Management | For | For |
| 1d | Elect Director Charles R. Eitel | Management | For | For |
| 1e | Elect Director Tamara D. Fischer | Management | For | For |
| 1f | Elect Director Norman K. Jenkins | Management | For | For |
| 1g | Elect Director Melanie R. Sabelhaus | Management | For | For |
| 1h | Elect Director Peter M. Scott, III | Management | For | For |
| 1i | Elect Director David P. Stockert | Management | For | For |
| 1j | Elect Director Chris T. Sultemeier | Management | For | For |
| 1k | Elect Director Michael E. Szymanczyk | Management | For | For |
| 1l | Elect Director Warren M. Thompson | Management | For | For |
| 1m | Elect Director Lynn C. Thurber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| EQUITY LIFESTYLE PROPERTIES, INC. MEETING DATE: APR 28, 2020 | ||||
| TICKER: ELS SECURITY ID: 29472R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew Berkenfield | Management | For | For |
| 1.2 | Elect Director Philip Calian | Management | For | For |
| 1.3 | Elect Director David Contis | Management | For | For |
| 1.4 | Elect Director Constance Freedman | Management | For | For |
| 1.5 | Elect Director Thomas Heneghan | Management | For | For |
| 1.6 | Elect Director Tao Huang | Management | For | For |
| 1.7 | Elect Director Marguerite Nader | Management | For | For |
| 1.8 | Elect Director Scott Peppet | Management | For | For |
| 1.9 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: ESS SECURITY ID: 297178105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith R. Guericke | Management | For | For |
| 1.2 | Elect Director Maria R. Hawthorne | Management | For | For |
| 1.3 | Elect Director Amal M. Johnson | Management | For | For |
| 1.4 | Elect Director Mary Kasaris | Management | For | For |
| 1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.6 | Elect Director George M. Marcus | Management | For | For |
| 1.7 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.8 | Elect Director Michael J. Schall | Management | For | For |
| 1.9 | Elect Director Byron A. Scordelis | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXTRA SPACE STORAGE INC. MEETING DATE: MAY 14, 2020 | ||||
| TICKER: EXR SECURITY ID: 30225T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.3 | Elect Director Roger B. Porter | Management | For | For |
| 1.4 | Elect Director Joseph J. Bonner | Management | For | For |
| 1.5 | Elect Director Gary L. Crittenden | Management | For | For |
| 1.6 | Elect Director Ashley Dreier | Management | For | For |
| 1.7 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.8 | Elect Director Dennis J. Letham | Management | For | For |
| 1.9 | Elect Director Diane Olmstead | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HEALTHCARE REALTY TRUST INCORPORATED MEETING DATE: MAY 12, 2020 | ||||
| TICKER: HR SECURITY ID: 421946104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Todd J. Meredith | Management | For | For |
| 1.2 | Elect Director John V. Abbott | Management | For | For |
| 1.3 | Elect Director Nancy H. Agee | Management | For | For |
| 1.4 | Elect Director Edward H. Braman | Management | For | For |
| 1.5 | Elect Director James J. Kilroy | Management | For | For |
| 1.6 | Elect Director Peter F. Lyle, Sr. | Management | For | For |
| 1.7 | Elect Director John Knox Singleton | Management | For | For |
| 1.8 | Elect Director Bruce D. Sullivan | Management | For | For |
| 1.9 | Elect Director Christann M. Vasquez | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HIGHWOODS PROPERTIES, INC. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: HIW SECURITY ID: 431284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles A. Anderson | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Thomas P. Anderson | Management | For | For |
| 1.4 | Elect Director Carlos E. Evans | Management | For | For |
| 1.5 | Elect Director David J. Hartzell | Management | For | For |
| 1.6 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.7 | Elect Director Theodore J. Klinck | Management | For | For |
| 1.8 | Elect Director Anne H. Lloyd | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Non-Qualified Employee Stock Purchase Plan | Management | For | For |
| INVITATION HOMES, INC. MEETING DATE: MAY 20, 2020 | ||||
| TICKER: INVH SECURITY ID: 46187W107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bryce Blair | Management | For | For |
| 1.2 | Elect Director Dallas B. Tanner | Management | For | For |
| 1.3 | Elect Director Jana Cohen Barbe | Management | For | For |
| 1.4 | Elect Director Richard D. Bronson | Management | For | For |
| 1.5 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.6 | Elect Director Jeffrey E. Kelter | Management | For | For |
| 1.7 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.8 | Elect Director John B. Rhea | Management | For | For |
| 1.9 | Elect Director J. Heidi Roizen | Management | For | For |
| 1.10 | Elect Director Janice L. Sears | Management | For | For |
| 1.11 | Elect Director William J. Stein | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LEXINGTON REALTY TRUST MEETING DATE: MAY 19, 2020 | ||||
| TICKER: LXP SECURITY ID: 529043101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director T. Wilson Eglin | Management | For | For |
| 1.2 | Elect Director Richard S. Frary | Management | For | For |
| 1.3 | Elect Director Lawrence L. Gray | Management | For | For |
| 1.4 | Elect Director Jamie Handwerker | Management | For | For |
| 1.5 | Elect Director Claire A. Koeneman | Management | For | For |
| 1.6 | Elect Director Howard Roth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MID-AMERICA APARTMENT COMMUNITIES, INC. MEETING DATE: MAY 19, 2020 | ||||
| TICKER: MAA SECURITY ID: 59522J103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Russell R. French | Management | For | For |
| 1c | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1d | Elect Director Toni Jennings | Management | For | For |
| 1e | Elect Director James K. Lowder | Management | For | For |
| 1f | Elect Director Thomas H. Lowder | Management | For | For |
| 1g | Elect Director Monica McGurk | Management | For | For |
| 1h | Elect Director Claude B. Nielsen | Management | For | For |
| 1i | Elect Director Philip W. Norwood | Management | For | For |
| 1j | Elect Director W. Reid Sanders | Management | For | For |
| 1k | Elect Director Gary Shorb | Management | For | For |
| 1l | Elect Director David P. Stockert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PROLOGIS, INC. MEETING DATE: APR 29, 2020 | ||||
| TICKER: PLD SECURITY ID: 74340W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director Irving F. Lyons, III | Management | For | For |
| 1f | Elect Director Avid Modjtabai | Management | For | For |
| 1g | Elect Director David P. O'Connor | Management | For | For |
| 1h | Elect Director Olivier Piani | Management | For | For |
| 1i | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1j | Elect Director Carl B. Webb | Management | For | For |
| 1k | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| PUBLIC STORAGE MEETING DATE: APR 21, 2020 | ||||
| TICKER: PSA SECURITY ID: 74460D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director Leslie S. Heisz | Management | For | For |
| 1.5 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.6 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.7 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.8 | Elect Director John Reyes | Management | For | For |
| 1.9 | Elect Director Joseph D. Russell, Jr. | Management | For | For |
| 1.10 | Elect Director Tariq M. Shaukat | Management | For | For |
| 1.11 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.12 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| RLJ LODGING TRUST MEETING DATE: MAY 01, 2020 | ||||
| TICKER: RLJ SECURITY ID: 74965L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Johnson | Management | For | For |
| 1.2 | Elect Director Leslie D. Hale | Management | For | For |
| 1.3 | Elect Director Evan Bayh | Management | For | For |
| 1.4 | Elect Director Arthur R. Collins | Management | For | For |
| 1.5 | Elect Director Nathaniel A. Davis | Management | For | For |
| 1.6 | Elect Director Patricia L. Gibson | Management | For | For |
| 1.7 | Elect Director Robert M. La Forgia | Management | For | For |
| 1.8 | Elect Director Robert J. McCarthy | Management | For | For |
| 1.9 | Elect Director Glenda G. McNeal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: SPG SECURITY ID: 828806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Stefan M. Selig | Management | For | For |
| 1h | Elect Director Daniel C. Smith | Management | For | For |
| 1i | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 1j | Elect Director Marta R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SITE CENTERS CORP. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: SITC SECURITY ID: 82981J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Linda B. Abraham | Management | For | For |
| 1.2 | Elect Director Terrance R. Ahern | Management | For | For |
| 1.3 | Elect Director Jane E. DeFlorio | Management | For | For |
| 1.4 | Elect Director Thomas Finne | Management | For | For |
| 1.5 | Elect Director David R. Lukes | Management | For | For |
| 1.6 | Elect Director Victor B. MacFarlane | Management | For | For |
| 1.7 | Elect Director Alexander Otto | Management | For | For |
| 1.8 | Elect Director Dawn M. Sweeney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| SUNSTONE HOTEL INVESTORS, INC. MEETING DATE: APR 30, 2020 | ||||
| TICKER: SHO SECURITY ID: 867892101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director John V. Arabia | Management | For | For |
| 1B | Elect Director W. Blake Baird | Management | For | For |
| 1C | Elect Director Andrew Batinovich | Management | For | For |
| 1D | Elect Director Monica Digilio | Management | For | For |
| 1E | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
| 1F | Elect Director Murray J. McCabe | Management | For | For |
| 1G | Elect Director Douglas M. Pasquale | Management | For | For |
| 1H | Elect Director Keith P. Russell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TERRENO REALTY CORPORATION MEETING DATE: MAY 05, 2020 | ||||
| TICKER: TRNO SECURITY ID: 88146M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Blake Baird | Management | For | For |
| 1b | Elect Director Michael A. Coke | Management | For | For |
| 1c | Elect Director Linda Assante | Management | For | For |
| 1d | Elect Director LeRoy E. Carlson | Management | For | For |
| 1e | Elect Director David M. Lee | Management | For | For |
| 1f | Elect Director Gabriela Franco Parcella | Management | For | For |
| 1g | Elect Director Douglas M. Pasquale | Management | For | For |
| 1h | Elect Director Dennis Polk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UDR, INC. MEETING DATE: MAY 21, 2020 | ||||
| TICKER: UDR SECURITY ID: 902653104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Katherine A. Cattanach | Management | For | For |
| 1b | Elect Director Jon A. Grove | Management | For | For |
| 1c | Elect Director Mary Ann King | Management | For | For |
| 1d | Elect Director James D. Klingbeil | Management | For | For |
| 1e | Elect Director Clint D. McDonnough | Management | For | For |
| 1f | Elect Director Robert A. McNamara | Management | For | For |
| 1g | Elect Director Mark R. Patterson | Management | For | For |
| 1h | Elect Director Thomas W. Toomey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| URBAN EDGE PROPERTIES MEETING DATE: MAY 06, 2020 | ||||
| TICKER: UE SECURITY ID: 91704F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey S. Olson | Management | For | For |
| 1b | Elect Director Michael A. Gould | Management | For | For |
| 1c | Elect Director Steven H. Grapstein | Management | For | For |
| 1d | Elect Director Steven J. Guttman | Management | For | For |
| 1e | Elect Director Amy B. Lane | Management | For | For |
| 1f | Elect Director Kevin P. O'Shea | Management | For | For |
| 1g | Elect Director Steven Roth | Management | For | For |
| 1h | Elect Director Douglas W. Sesler | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VENTAS, INC. MEETING DATE: MAY 18, 2020 | ||||
| TICKER: VTR SECURITY ID: 92276F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 2a | Elect Director Melody C. Barnes | Management | For | For |
| 2b | Elect Director Debra A. Cafaro | Management | For | For |
| 2c | Elect Director Jay M. Gellert | Management | For | For |
| 2d | Elect Director Richard I. Gilchrist | Management | For | For |
| 2e | Elect Director Matthew J. Lustig | Management | For | For |
| 2f | Elect Director Roxanne M. Martino | Management | For | For |
| 2g | Elect Director Sean P. Nolan | Management | For | For |
| 2h | Elect Director Walter C. Rakowich | Management | For | For |
| 2i | Elect Director Robert D. Reed | Management | For | For |
| 2j | Elect Director James D. Shelton | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WELLTOWER INC. MEETING DATE: APR 30, 2020 | ||||
| TICKER: WELL SECURITY ID: 95040Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth J. Bacon | Management | For | For |
| 1b | Elect Director Thomas J. DeRosa | Management | For | For |
| 1c | Elect Director Karen B. DeSalvo | Management | For | For |
| 1d | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1e | Elect Director Sharon M. Oster | Management | For | For |
| 1f | Elect Director Sergio D. Rivera | Management | For | For |
| 1g | Elect Director Johnese M. Spisso | Management | For | For |
| 1h | Elect Director Kathryn M. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WEYERHAEUSER COMPANY MEETING DATE: MAY 15, 2020 | ||||
| TICKER: WY SECURITY ID: 962166104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark A. Emmert | Management | For | For |
| 1b | Elect Director Rick R. Holley | Management | For | For |
| 1c | Elect Director Sara Grootwassink Lewis | Management | For | For |
| 1d | Elect Director Al Monaco | Management | For | For |
| 1e | Elect Director Nicole W. Piasecki | Management | For | For |
| 1f | Elect Director Marc F. Racicot | Management | For | For |
| 1g | Elect Director Lawrence A. Selzer | Management | For | For |
| 1h | Elect Director D. Michael Steuert | Management | For | For |
| 1i | Elect Director Devin W. Stockfish | Management | For | For |
| 1j | Elect Director Kim Williams | Management | For | For |
| 1k | Elect Director Charles R. Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR SEMICONDUCTORS FUND
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ADVANCED ENERGY INDUSTRIES, INC. MEETING DATE: APR 30, 2020 | ||||
| TICKER: AEIS SECURITY ID: 007973100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Grant H. Beard | Management | For | For |
| 1.2 | Elect Director Frederick A. Ball | Management | For | For |
| 1.3 | Elect Director Tina M. Donikowski | Management | For | For |
| 1.4 | Elect Director Ronald C. Foster | Management | For | For |
| 1.5 | Elect Director Edward C. Grady | Management | For | For |
| 1.6 | Elect Director Thomas M. Rohrs | Management | For | For |
| 1.7 | Elect Director John A. Roush | Management | For | For |
| 1.8 | Elect Director Yuval Wasserman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALPHA AND OMEGA SEMICONDUCTOR LIMITED MEETING DATE: NOV 08, 2019 | ||||
| TICKER: AOSL SECURITY ID: G6331P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mike F. Chang | Management | For | For |
| 1.2 | Elect Director Yueh-Se Ho | Management | For | For |
| 1.3 | Elect Director Lucas S. Chang | Management | For | For |
| 1.4 | Elect Director Claudia Chen | Management | For | For |
| 1.5 | Elect Director King Owyang | Management | For | For |
| 1.6 | Elect Director Michael L. Pfeiffer | Management | For | For |
| 1.7 | Elect Director Michael J. Salameh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| AMBARELLA, INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: AMBA SECURITY ID: G037AX101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leslie Kohn | Management | For | For |
| 1.2 | Elect Director D. Jeffrey Richardson | Management | For | For |
| 1.3 | Elect Director Elizabeth M. Schwarting | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ANALOG DEVICES, INC. MEETING DATE: MAR 11, 2020 | ||||
| TICKER: ADI SECURITY ID: 032654105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent Roche | Management | For | For |
| 1c | Elect Director James A. Champy | Management | For | For |
| 1d | Elect Director Anantha P. Chandrakasan | Management | For | For |
| 1e | Elect Director Bruce R. Evans | Management | For | For |
| 1f | Elect Director Edward H. Frank | Management | For | For |
| 1g | Elect Director Karen M. Golz | Management | For | For |
| 1h | Elect Director Mark M. Little | Management | For | For |
| 1i | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1j | Elect Director Susie Wee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| APPLIED MATERIALS, INC. MEETING DATE: MAR 12, 2020 | ||||
| TICKER: AMAT SECURITY ID: 038222105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Judy Bruner | Management | For | For |
| 1b | Elect Director Xun (Eric) Chen | Management | For | For |
| 1c | Elect Director Aart J. de Geus | Management | For | For |
| 1d | Elect Director Gary E. Dickerson | Management | For | For |
| 1e | Elect Director Stephen R. Forrest | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Yvonne McGill | Management | For | For |
| 1j | Elect Director Scott A. McGregor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| ARROW ELECTRONICS, INC. MEETING DATE: MAY 13, 2020 | ||||
| TICKER: ARW SECURITY ID: 042735100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry W. Perry | Management | For | For |
| 1.2 | Elect Director William F. Austen | Management | For | For |
| 1.3 | Elect Director Steven H. Gunby | Management | For | For |
| 1.4 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.5 | Elect Director Richard S. Hill | Management | For | For |
| 1.6 | Elect Director M.F. (Fran) Keeth | Management | For | For |
| 1.7 | Elect Director Andrew C. Kerin | Management | For | For |
| 1.8 | Elect Director Laurel J. Krzeminski | Management | For | For |
| 1.9 | Elect Director Michael J. Long | Management | For | For |
| 1.10 | Elect Director Stephen C. Patrick | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BROADCOM INC. MEETING DATE: MAR 30, 2020 | ||||
| TICKER: AVGO SECURITY ID: 11135F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director Henry Samueli | Management | For | For |
| 1c | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1d | Elect Director Diane M. Bryant | Management | For | For |
| 1e | Elect Director Gayla J. Delly | Management | For | For |
| 1f | Elect Director Raul J. Fernandez | Management | For | For |
| 1g | Elect Director Check Kian Low | Management | For | For |
| 1h | Elect Director Justine F. Page | Management | For | For |
| 1i | Elect Director Harry L. You | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMMSCOPE HOLDING COMPANY, INC. MEETING DATE: MAY 08, 2020 | ||||
| TICKER: COMM SECURITY ID: 20337X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Director Frank M. Drendel | Management | For | For |
| 2b | Elect Director Joanne M. Maguire | Management | For | For |
| 2c | Elect Director Thomas J. Manning | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Removal of Common Shares Issuance Restriction in Connection with the Conversion or Redemption of Preferred Shares, Exercise of Participation Rights, and Voting of Preferred Shares | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | Against |
| CREE, INC. MEETING DATE: OCT 28, 2019 | ||||
| TICKER: CREE SECURITY ID: 225447101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Hodge | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Darren R. Jackson | Management | For | For |
| 1.4 | Elect Director Duy-Loan T. Le | Management | For | For |
| 1.5 | Elect Director Gregg A. Lowe | Management | For | For |
| 1.6 | Elect Director John B. Replogle | Management | For | For |
| 1.7 | Elect Director Thomas H. Werner | Management | For | For |
| 1.8 | Elect Director Anne C. Whitaker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FLEX LTD. MEETING DATE: AUG 20, 2019 | ||||
| TICKER: FLEX SECURITY ID: Y2573F112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| S1 | Declassify the Board of Directors | Management | For | For |
| S2 | Approve Increase in Size of Board | Management | For | For |
| S3 | Amend Constitution to Account for Changes in Singapore Law | Management | For | For |
| FLEX LTD. MEETING DATE: AUG 20, 2019 | ||||
| TICKER: FLEX SECURITY ID: Y2573F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Revathi Advaithi | Management | For | For |
| 1b | Elect Director Michael D. Capellas | Management | For | For |
| 1c | Elect Director Jill A. Greenthal | Management | For | For |
| 1d | Elect Director Jennifer Li | Management | For | Against |
| 1e | Elect Director Marc A. Onetto | Management | For | For |
| 1f | Elect Director Willy C. Shih | Management | For | For |
| 1g | Elect Director Charles K. Stevens, III | Management | For | For |
| 1h | Elect Director Lay Koon Tan | Management | For | For |
| 1i | Elect Director William D. Watkins | Management | For | For |
| 1j | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 2a | Elect Director Willy C. Shih | Management | For | For |
| 2b | Elect Director William D. Watkins | Management | For | For |
| 2c | Elect Director Revathi Advaithi | Management | For | For |
| 2d | Elect Director Jill A. Greenthal | Management | For | For |
| 2e | Elect Director Charles K. Stevens, III | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| HP INC. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: HPQ SECURITY ID: 40434L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aida M. Alvarez | Management | For | Withhold |
| 1.2 | Elect Director Shumeet Banerji | Management | For | Withhold |
| 1.3 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.4 | Elect Director Charles "Chip" V. Bergh | Management | For | Withhold |
| 1.5 | Elect Director Stacy Brown-Philpot | Management | For | Withhold |
| 1.6 | Elect Director Stephanie A. Burns | Management | For | Withhold |
| 1.7 | Elect Director Mary Anne Citrino | Management | For | Withhold |
| 1.8 | Elect Director Richard L. Clemmer | Management | For | For |
| 1.9 | Elect Director Enrique Lores | Management | For | Withhold |
| 1.10 | Elect Director Yoky Matsuoka | Management | For | Withhold |
| 1.11 | Elect Director Stacey Mobley | Management | For | Withhold |
| 1.12 | Elect Director Subra Suresh | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| INTEL CORPORATION MEETING DATE: MAY 14, 2020 | ||||
| TICKER: INTC SECURITY ID: 458140100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James J. Goetz | Management | For | For |
| 1b | Elect Director Alyssa Henry | Management | For | For |
| 1c | Elect Director Omar Ishrak | Management | For | For |
| 1d | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1e | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1f | Elect Director Gregory D. Smith | Management | For | For |
| 1g | Elect Director Robert 'Bob' H. Swan | Management | For | For |
| 1h | Elect Director Andrew Wilson | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| JABIL INC. MEETING DATE: JAN 23, 2020 | ||||
| TICKER: JBL SECURITY ID: 466313103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anousheh Ansari | Management | For | For |
| 1.2 | Elect Director Martha F. Brooks | Management | For | For |
| 1.3 | Elect Director Christopher S. Holland | Management | For | For |
| 1.4 | Elect Director Timothy L. Main | Management | For | For |
| 1.5 | Elect Director Mark T. Mondello | Management | For | For |
| 1.6 | Elect Director John C. Plant | Management | For | For |
| 1.7 | Elect Director Steven A. Raymund | Management | For | For |
| 1.8 | Elect Director Thomas A. Sansone | Management | For | For |
| 1.9 | Elect Director David M. Stout | Management | For | For |
| 1.10 | Elect Director Kathleen A. Walters | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KULICKE & SOFFA INDUSTRIES, INC. MEETING DATE: FEB 18, 2020 | ||||
| TICKER: KLIC SECURITY ID: 501242101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mui Sung Yeo | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LAM RESEARCH CORPORATION MEETING DATE: NOV 05, 2019 | ||||
| TICKER: LRCX SECURITY ID: 512807108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
| 1.2 | Elect Director Timothy M. Archer | Management | For | For |
| 1.3 | Elect Director Eric K. Brandt | Management | For | For |
| 1.4 | Elect Director Michael R. Cannon | Management | For | For |
| 1.5 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.9 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 1.10 | Elect Director Leslie F. Varon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 07, 2019 | ||||
| TICKER: MXIM SECURITY ID: 57772K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William (Bill) P. Sullivan | Management | For | For |
| 1b | Elect Director Tunc Doluca | Management | For | For |
| 1c | Elect Director Tracy C. Accardi | Management | For | For |
| 1d | Elect Director James R. Bergman | Management | For | For |
| 1e | Elect Director Joseph R. Bronson | Management | For | For |
| 1f | Elect Director Robert E. Grady | Management | For | For |
| 1g | Elect Director Mercedes Johnson | Management | For | For |
| 1h | Elect Director William D. Watkins | Management | For | For |
| 1i | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MAXLINEAR, INC. MEETING DATE: JUN 08, 2020 | ||||
| TICKER: MXL SECURITY ID: 57776J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolyn D. Beaver | Management | For | For |
| 1.2 | Elect Director Albert J. Moyer | Management | For | For |
| 1.3 | Elect Director Theodore L. Tewksbury | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| MEDIATEK, INC. MEETING DATE: JUN 11, 2020 | ||||
| TICKER: 2454 SECURITY ID: Y5945U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Approve Cash Distribution from Capital Reserve | Management | For | For |
| 4 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| MICROCHIP TECHNOLOGY INCORPORATED MEETING DATE: AUG 20, 2019 | ||||
| TICKER: MCHP SECURITY ID: 595017104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steve Sanghi | Management | For | For |
| 1.2 | Elect Director Matthew W. Chapman | Management | For | For |
| 1.3 | Elect Director L.B. Day | Management | For | For |
| 1.4 | Elect Director Esther L. Johnson | Management | For | For |
| 1.5 | Elect Director Wade F. Meyercord | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Human Rights Risks in Operations and Supply Chain | Shareholder | Against | Against |
| MICRON TECHNOLOGY, INC. MEETING DATE: JAN 16, 2020 | ||||
| TICKER: MU SECURITY ID: 595112103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Steven J. Gomo | Management | For | For |
| 1.4 | Elect Director Mary Pat McCarthy | Management | For | For |
| 1.5 | Elect Director Sanjay Mehrotra | Management | For | For |
| 1.6 | Elect Director Robert E. Switz | Management | For | For |
| 1.7 | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MKS INSTRUMENTS, INC. MEETING DATE: MAY 11, 2020 | ||||
| TICKER: MKSI SECURITY ID: 55306N104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph B. Donahue | Management | For | For |
| 1.2 | Elect Director Janice K. Henry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| NVIDIA CORPORATION MEETING DATE: JUN 09, 2020 | ||||
| TICKER: NVDA SECURITY ID: 67066G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director Persis S. Drell | Management | For | For |
| 1d | Elect Director Jen-Hsun Huang | Management | For | For |
| 1e | Elect Director Dawn Hudson | Management | For | For |
| 1f | Elect Director Harvey C. Jones | Management | For | For |
| 1g | Elect Director Michael G. McCaffery | Management | For | For |
| 1h | Elect Director Stephen C. Neal | Management | For | For |
| 1i | Elect Director Mark L. Perry | Management | For | For |
| 1j | Elect Director A. Brooke Seawell | Management | For | For |
| 1k | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| NXP SEMICONDUCTORS N.V. MEETING DATE: MAY 27, 2020 | ||||
| TICKER: NXPI SECURITY ID: N6596X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board Members | Management | For | For |
| 3a | Elect Kurt Sievers as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3d | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
| 3e | Reelect Lena Olving as Non-Executive Director | Management | For | For |
| 3f | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3g | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3h | Reelect Jasmin Staiblin as Non-Executive Director | Management | For | For |
| 3i | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 3j | Reelect Karl-Henrik Sundstrom as Non-Executive Director | Management | For | For |
| 4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| 8 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 9 | Approve Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board | Management | For | For |
| 10 | Amend Articles to Establish Quorum Requirement | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 20, 2020 | ||||
| TICKER: ON SECURITY ID: 682189105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Atsushi Abe | Management | For | For |
| 1b | Elect Director Alan Campbell | Management | For | For |
| 1c | Elect Director Gilles Delfassy | Management | For | For |
| 1d | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 1e | Elect Director Keith D. Jackson | Management | For | Against |
| 1f | Elect Director Paul A. Mascarenas | Management | For | For |
| 1g | Elect Director Christine Y. Yan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| QORVO, INC. MEETING DATE: AUG 06, 2019 | ||||
| TICKER: QRVO SECURITY ID: 74736K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.4 | Elect Director John R. Harding | Management | For | For |
| 1.5 | Elect Director David H. Y. Ho | Management | For | For |
| 1.6 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.7 | Elect Director Walden C. Rhines | Management | For | For |
| 1.8 | Elect Director Susan L. Spradley | Management | For | For |
| 1.9 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| QUALCOMM INCORPORATED MEETING DATE: MAR 10, 2020 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Fields | Management | For | For |
| 1b | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1c | Elect Director Ann M. Livermore | Management | For | For |
| 1d | Elect Director Harish Manwani | Management | For | For |
| 1e | Elect Director Mark D. McLaughlin | Management | For | For |
| 1f | Elect Director Steve Mollenkopf | Management | For | For |
| 1g | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1h | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1i | Elect Director Kornelis "Neil" Smit | Management | For | For |
| 1j | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| RENESAS ELECTRONICS CORP. MEETING DATE: MAR 27, 2020 | ||||
| TICKER: 6723 SECURITY ID: J4881V107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tsurumaru, Tetsuya | Management | For | For |
| 1.2 | Elect Director Shibata, Hidetoshi | Management | For | For |
| 1.3 | Elect Director Toyoda, Tetsuro | Management | For | For |
| 1.4 | Elect Director Iwasaki, Jiro | Management | For | For |
| 1.5 | Elect Director Slena Loh Lacroix | Management | For | For |
| 1.6 | Elect Director Arunjai Mittal | Management | For | For |
| 2 | Appoint Statutory Auditor Fukuda, Kazuki | Management | For | For |
| 3 | Approve Deep Discount Stock Option Plan | Management | For | For |
| SAMSUNG ELECTRONICS CO., LTD. MEETING DATE: MAR 18, 2020 | ||||
| TICKER: 005930 SECURITY ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Han Jong-hee as Inside Director | Management | For | For |
| 2.2 | Elect Choi Yoon-ho as Inside Director | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SANKEN ELECTRIC CO., LTD. MEETING DATE: JUN 26, 2020 | ||||
| TICKER: 6707 SECURITY ID: J67392134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2.1 | Elect Director Wada, Takashi | Management | For | For |
| 2.2 | Elect Director Hoshino, Masao | Management | For | For |
| 2.3 | Elect Director Suzuki, Yoshihiro | Management | For | For |
| 2.4 | Elect Director Suzuki, Kazunori | Management | For | For |
| 2.5 | Elect Director Takani, Hideo | Management | For | For |
| 2.6 | Elect Director Takahashi, Hiroshi | Management | For | For |
| 2.7 | Elect Director Richard R. Lury | Management | For | For |
| 2.8 | Elect Director Fujita, Noriharu | Management | For | For |
| 2.9 | Elect Director Higashi, Emiko | Management | For | For |
| 3 | Appoint Statutory Auditor Ota, Akira | Management | For | For |
| SILICON MOTION TECHNOLOGY CORP. MEETING DATE: SEP 25, 2019 | ||||
| TICKER: SIMO SECURITY ID: 82706C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Steve Chen and Tsung-Ming Chung as Directors | Management | For | For |
| 2 | Approve Appointment of Deloitte & Touche as Independent Auditor | Management | For | For |
| SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 06, 2020 | ||||
| TICKER: SWKS SECURITY ID: 83088M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David J. Aldrich | Management | For | For |
| 1b | Elect Director Alan S. Batey | Management | For | For |
| 1c | Elect Director Kevin L. Beebe | Management | For | For |
| 1d | Elect Director Timothy R. Furey | Management | For | For |
| 1e | Elect Director Liam K. Griffin | Management | For | For |
| 1f | Elect Director Christine King | Management | For | For |
| 1g | Elect Director David P. McGlade | Management | For | For |
| 1h | Elect Director Robert A. Schriesheim | Management | For | For |
| 1i | Elect Director Kimberly S. Stevenson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Approve Merger or Consolidation, Disposition of All or Substantially All of Assets, or Issuance of a Substantial Amount of Securities | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement to Approve Business Combination | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement to Amend Charter Provisions Governing Directors | Management | For | For |
| 8 | Eliminate Supermajority Vote Requirement to Amend Charter Provision Governing Action by Stockholders | Management | For | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| SMART GLOBAL HOLDINGS, INC. MEETING DATE: MAR 30, 2020 | ||||
| TICKER: SGH SECURITY ID: G8232Y101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| SYNAPTICS INCORPORATED MEETING DATE: OCT 29, 2019 | ||||
| TICKER: SYNA SECURITY ID: 87157D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kiva A. Allgood | Management | For | For |
| 1b | Elect Director Michael E. Hurlston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 23, 2020 | ||||
| TICKER: TXN SECURITY ID: 882508104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark A. Blinn | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Janet F. Clark | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Martin S. Craighead | Management | For | For |
| 1f | Elect Director Jean M. Hobby | Management | For | For |
| 1g | Elect Director Michael D. Hsu | Management | For | For |
| 1h | Elect Director Ronald Kirk | Management | For | For |
| 1i | Elect Director Pamela H. Patsley | Management | For | For |
| 1j | Elect Director Robert E. Sanchez | Management | For | For |
| 1k | Elect Director Richard k. Templeton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TTM TECHNOLOGIES, INC. MEETING DATE: MAY 07, 2020 | ||||
| TICKER: TTMI SECURITY ID: 87305R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenton K. Alder | Management | For | For |
| 1.2 | Elect Director Julie S. England | Management | For | For |
| 1.3 | Elect Director Philip G. Franklin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| WESTERN DIGITAL CORPORATION MEETING DATE: NOV 14, 2019 | ||||
| TICKER: WDC SECURITY ID: 958102105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kimberly E. Alexy | Management | For | For |
| 1b | Elect Director Martin I. Cole | Management | For | For |
| 1c | Elect Director Kathleen A. Cote | Management | For | For |
| 1d | Elect Director Tunc Doluca | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Stephen D. Milligan | Management | For | For |
| 1h | Elect Director Stephanie A. Streeter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| XEROX HOLDINGS CORPORATION MEETING DATE: MAY 21, 2020 | ||||
| TICKER: XRX SECURITY ID: 98421M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith Cozza | Management | For | For |
| 1.2 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.3 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.4 | Elect Director Nicholas Graziano | Management | For | For |
| 1.5 | Elect Director Cheryl Gordon Krongard | Management | For | For |
| 1.6 | Elect Director Scott Letier | Management | For | For |
| 1.7 | Elect Director Giovanni ('John') Visentin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| XILINX, INC. MEETING DATE: AUG 08, 2019 | ||||
| TICKER: XLNX SECURITY ID: 983919101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Segers | Management | For | For |
| 1.2 | Elect Director Raman K. Chitkara | Management | For | For |
| 1.3 | Elect Director Saar Gillai | Management | For | For |
| 1.4 | Elect Director Ronald S. Jankov | Management | For | For |
| 1.5 | Elect Director Mary Louise Krakauer | Management | For | For |
| 1.6 | Elect Director Thomas H. Lee | Management | For | For |
| 1.7 | Elect Director J. Michael Patterson | Management | For | For |
| 1.8 | Elect Director Victor Peng | Management | For | For |
| 1.9 | Elect Director Marshall C. Turner | Management | For | For |
| 1.10 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| XPERI CORPORATION MEETING DATE: MAY 29, 2020 | ||||
| TICKER: XPER SECURITY ID: 98421B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR TECHNOLOGY FUND
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACCENTURE PLC MEETING DATE: JAN 30, 2020 | ||||
| TICKER: ACN SECURITY ID: G1151C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jaime Ardila | Management | For | For |
| 1b | Elect Director Herbert Hainer | Management | For | For |
| 1c | Elect Director Nancy McKinstry | Management | For | For |
| 1d | Elect Director Gilles C. Pelisson | Management | For | For |
| 1e | Elect Director Paula A. Price | Management | For | For |
| 1f | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
| 1g | Elect Director David Rowland | Management | For | For |
| 1h | Elect Director Arun Sarin | Management | For | For |
| 1i | Elect Director Julie Sweet | Management | For | For |
| 1j | Elect Director Frank K. Tang | Management | For | For |
| 1k | Elect Director Tracey T. Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Board to Allot and Issue Shares | Management | For | For |
| 6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
| 7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| ADOBE INC. MEETING DATE: APR 09, 2020 | ||||
| TICKER: ADBE SECURITY ID: 00724F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Frank A. Calderoni | Management | For | For |
| 1c | Elect Director James E. Daley | Management | For | For |
| 1d | Elect Director Laura B. Desmond | Management | For | For |
| 1e | Elect Director Charles M. Geschke | Management | For | For |
| 1f | Elect Director Shantanu Narayen | Management | For | For |
| 1g | Elect Director Kathleen Oberg | Management | For | For |
| 1h | Elect Director Dheeraj Pandey | Management | For | For |
| 1i | Elect Director David A. Ricks | Management | For | For |
| 1j | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1k | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 07, 2020 | ||||
| TICKER: AMD SECURITY ID: 007903107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John E. Caldwell | Management | For | For |
| 1b | Elect Director Nora M. Denzel | Management | For | For |
| 1c | Elect Director Mark Durcan | Management | For | For |
| 1d | Elect Director Michael P. Gregoire | Management | For | For |
| 1e | Elect Director Joseph A. Householder | Management | For | For |
| 1f | Elect Director John W. Marren | Management | For | For |
| 1g | Elect Director Lisa T. Su | Management | For | For |
| 1h | Elect Director Abhi Y. Talwalkar | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMAZON.COM, INC. MEETING DATE: MAY 27, 2020 | ||||
| TICKER: AMZN SECURITY ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Report on Management of Food Waste | Shareholder | Against | For |
| 6 | Report on Customers' Use of its Surveillance and Computer Vision Products or Cloud-Based Services | Shareholder | Against | Against |
| 7 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | Against |
| 8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | For |
| 11 | Report on Reducing Environmental and Health Harms to Communities of Color | Shareholder | Against | Against |
| 12 | Report on Viewpoint Discrimination | Shareholder | Against | Against |
| 13 | Report on Promotion Velocity | Shareholder | Against | Against |
| 14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 15 | Human Rights Risk Assessment | Shareholder | Against | For |
| 16 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| APPLE INC. MEETING DATE: FEB 26, 2020 | ||||
| TICKER: AAPL SECURITY ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Ron Sugar | Management | For | For |
| 1g | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 6 | Report on Freedom of Expression and Access to Information Policies | Shareholder | Against | Against |
| APPLIED MATERIALS, INC. MEETING DATE: MAR 12, 2020 | ||||
| TICKER: AMAT SECURITY ID: 038222105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Judy Bruner | Management | For | For |
| 1b | Elect Director Xun (Eric) Chen | Management | For | For |
| 1c | Elect Director Aart J. de Geus | Management | For | For |
| 1d | Elect Director Gary E. Dickerson | Management | For | For |
| 1e | Elect Director Stephen R. Forrest | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Yvonne McGill | Management | For | For |
| 1j | Elect Director Scott A. McGregor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| ASML HOLDING NV MEETING DATE: APR 22, 2020 | ||||
| TICKER: ASML SECURITY ID: N07059202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3.a | Approve Remuneration Report | Management | For | For |
| 3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
| 3.d | Approve Dividends of EUR 2.40 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Number of Shares for Management Board | Management | For | For |
| 6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For |
| 7 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 8.a | Announce Vacancies on the Supervisory Board | Management | None | None |
| 8.b | Opportunity to Make Recommendations | Management | None | None |
| 8.c | Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board | Management | None | None |
| 8.d | Reelect A.P. (Annet) Aris to Supervisory Board | Management | For | For |
| 8.e | Elect D.M. (Mark) Durcan to Supervisory Board | Management | For | For |
| 8.f | Elect D.W.A. (Warren) East to Supervisory Board | Management | For | For |
| 8.g | Receive Information on the Composition of the Supervisory Board | Management | None | None |
| 9 | Ratify KPMG as Auditors | Management | For | For |
| 10.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
| 10.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a | Management | For | For |
| 10.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
| 10.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c | Management | For | For |
| 11.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| ATLASSIAN CORPORATION PLC MEETING DATE: DEC 04, 2019 | ||||
| TICKER: TEAM SECURITY ID: G06242104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Director Shona L. Brown | Management | For | For |
| 7 | Elect Director Michael Cannon-Brookes | Management | For | For |
| 8 | Elect Director Scott Farquhar | Management | For | For |
| 9 | Elect Director Heather Mirjahangir Fernandez | Management | For | For |
| 10 | Elect Director Sasan Goodarzi | Management | For | For |
| 11 | Elect Director Jay Parikh | Management | For | For |
| 12 | Elect Director Enrique Salem | Management | For | For |
| 13 | Elect Director Steven Sordello | Management | For | For |
| 14 | Elect Director Richard P. Wong | Management | For | For |
| AUTODESK, INC. MEETING DATE: JUN 18, 2020 | ||||
| TICKER: ADSK SECURITY ID: 052769106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew Anagnost | Management | For | For |
| 1b | Elect Director Karen Blasing | Management | For | For |
| 1c | Elect Director Reid French | Management | For | For |
| 1d | Elect Director Ayanna Howard | Management | For | For |
| 1e | Elect Director Blake Irving | Management | For | For |
| 1f | Elect Director Mary T. McDowell | Management | For | For |
| 1g | Elect Director Stephen Milligan | Management | For | For |
| 1h | Elect Director Lorrie M. Norrington | Management | For | For |
| 1i | Elect Director Betsy Rafael | Management | For | For |
| 1j | Elect Director Stacy J. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AUTOMATIC DATA PROCESSING, INC. MEETING DATE: NOV 12, 2019 | ||||
| TICKER: ADP SECURITY ID: 053015103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Bisson | Management | For | For |
| 1b | Elect Director Richard T. Clark | Management | For | For |
| 1c | Elect Director R. Glenn Hubbard | Management | For | For |
| 1d | Elect Director John P. Jones | Management | For | For |
| 1e | Elect Director Francine S. Katsoudas | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Scott F. Powers | Management | For | For |
| 1h | Elect Director William J. Ready | Management | For | For |
| 1i | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1j | Elect Director Sandra S. Wijnberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BROADRIDGE FINANCIAL SOLUTIONS, INC. MEETING DATE: NOV 14, 2019 | ||||
| TICKER: BR SECURITY ID: 11133T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Pamela L. Carter | Management | For | For |
| 1c | Elect Director Richard J. Daly | Management | For | For |
| 1d | Elect Director Robert N. Duelks | Management | For | For |
| 1e | Elect Director Timothy C. Gokey | Management | For | For |
| 1f | Elect Director Brett A. Keller | Management | For | For |
| 1g | Elect Director Maura A. Markus | Management | For | For |
| 1h | Elect Director Thomas J. Perna | Management | For | For |
| 1i | Elect Director Alan J. Weber | Management | For | For |
| 1j | Elect Director Amit K. Zavery | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CADENCE DESIGN SYSTEMS, INC. MEETING DATE: APR 30, 2020 | ||||
| TICKER: CDNS SECURITY ID: 127387108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark W. Adams | Management | For | For |
| 1.2 | Elect Director Susan L. Bostrom | Management | For | For |
| 1.3 | Elect Director Ita Brennan | Management | For | For |
| 1.4 | Elect Director Lewis Chew | Management | For | For |
| 1.5 | Elect Director James D. Plummer | Management | For | For |
| 1.6 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
| 1.7 | Elect Director John B. Shoven | Management | For | For |
| 1.8 | Elect Director Young K. Sohn | Management | For | For |
| 1.9 | Elect Director Lip-Bu Tan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| CAPGEMINI SE MEETING DATE: MAY 20, 2020 | ||||
| TICKER: CAP SECURITY ID: F4973Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Compensation of Paul Hermelin, Chairman and CEO | Management | For | For |
| 6 | Approve Compensation of Thierry Delaporte, Vice-CEO | Management | For | For |
| 7 | Approve Compensation of Aiman Ezzat, Vice-CEO | Management | For | For |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 12 | Approve Remuneration Policy of CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Reelect Sian Herbert-Jones as Director | Management | For | For |
| 15 | Elect Belen Moscoso del Prado Lopez-Doriga as Director | Management | For | For |
| 16 | Elect Aiman Ezzat as Director | Management | For | For |
| 17 | Elect Lucia Sinapi-Thomas as Director Shareholder Representative | Management | For | For |
| 17A | Elect Claire Sauvanaud as Director Shareholder Representative | Management | Against | Against |
| 18 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 19 | Appoint Mazars as Auditor | Management | For | For |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Amend Articles 7 and 17 of Bylaws to Comply with Legal Changes | Management | For | For |
| 22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 23 | Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million | Management | For | For |
| 25 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million | Management | For | For |
| 26 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million | Management | For | For |
| 27 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26 | Management | For | For |
| 28 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 30 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers | Management | For | For |
| 31 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 32 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 33 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CISCO SYSTEMS, INC. MEETING DATE: DEC 10, 2019 | ||||
| TICKER: CSCO SECURITY ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Mark Garrett | Management | For | For |
| 1e | Elect Director Kristina M. Johnson | Management | For | For |
| 1f | Elect Director Roderick C. McGeary | Management | For | For |
| 1g | Elect Director Charles H. Robbins | Management | For | For |
| 1h | Elect Director Arun Sarin | Management | For | For |
| 1i | Elect Director Brenton L. Saunders | Management | For | For |
| 1j | Elect Director Carol B. Tome | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| CITRIX SYSTEMS, INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: CTXS SECURITY ID: 177376100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert M. Calderoni | Management | For | For |
| 1b | Elect Director Nanci E. Caldwell | Management | For | For |
| 1c | Elect Director Robert D. Daleo | Management | For | For |
| 1d | Elect Director Murray J. Demo | Management | For | For |
| 1e | Elect Director Ajei S. Gopal | Management | For | For |
| 1f | Elect Director David J. Henshall | Management | For | For |
| 1g | Elect Director Thomas E. Hogan | Management | For | For |
| 1h | Elect Director Moira A. Kilcoyne | Management | For | For |
| 1i | Elect Director Peter J. Sacripanti | Management | For | For |
| 1j | Elect Director J. Donald Sherman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CLOUDFLARE, INC. MEETING DATE: JUN 02, 2020 | ||||
| TICKER: NET SECURITY ID: 18915M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott Sandell | Management | For | For |
| 1.2 | Elect Director Michelle Zatlyn | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| DATADOG, INC. MEETING DATE: JUN 11, 2020 | ||||
| TICKER: DDOG SECURITY ID: 23804L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Olivier Pomel | Management | For | For |
| 1b | Elect Director Dev Ittycheria | Management | For | For |
| 1c | Elect Director Shardul Shah | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DXC TECHNOLOGY COMPANY MEETING DATE: AUG 15, 2019 | ||||
| TICKER: DXC SECURITY ID: 23355L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mukesh Aghi | Management | For | For |
| 1b | Elect Director Amy E. Alving | Management | For | For |
| 1c | Elect Director David L. Herzog | Management | For | For |
| 1d | Elect Director Sachin Lawande | Management | For | For |
| 1e | Elect Director J. Michael Lawrie | Management | For | For |
| 1f | Elect Director Mary L. Krakauer | Management | For | For |
| 1g | Elect Director Julio A. Portalatin | Management | For | For |
| 1h | Elect Director Peter Rutland | Management | For | For |
| 1i | Elect Director Michael J. Salvino | Management | For | For |
| 1j | Elect Director Manoj P. Singh | Management | For | For |
| 1k | Elect Director Robert F. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EVERBRIDGE, INC. MEETING DATE: MAY 14, 2020 | ||||
| TICKER: EVBG SECURITY ID: 29978A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jaime Ellertson | Management | For | For |
| 1.2 | Elect Director Sharon Rowlands | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FACEBOOK, INC. MEETING DATE: MAY 27, 2020 | ||||
| TICKER: FB SECURITY ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.3 | Elect Director Andrew W. Houston | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Tracey T. Travis | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Non-Employee Director Compensation Policy | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Report on Political Advertising | Shareholder | Against | Against |
| 8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 9 | Report on Civil and Human Rights Risk Assessment | Shareholder | Against | Against |
| 10 | Report on Online Child Sexual Exploitation | Shareholder | Against | Against |
| 11 | Report on Median Gender/Racial Pay Gap | Shareholder | Against | For |
| FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: JUL 24, 2019 | ||||
| TICKER: FIS SECURITY ID: 31620M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 28, 2020 | ||||
| TICKER: FIS SECURITY ID: 31620M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lee Adrean | Management | For | For |
| 1b | Elect Director Ellen R. Alemany | Management | For | For |
| 1c | Elect Director Lisa A. Hook | Management | For | For |
| 1d | Elect Director Keith W. Hughes | Management | For | For |
| 1e | Elect Director Gary L. Lauer | Management | For | For |
| 1f | Elect Director Gary A. Norcross | Management | For | For |
| 1g | Elect Director Louise M. Parent | Management | For | For |
| 1h | Elect Director Brian T. Shea | Management | For | For |
| 1i | Elect Director James B. Stallings, Jr. | Management | For | For |
| 1j | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| FISERV, INC. MEETING DATE: MAY 14, 2020 | ||||
| TICKER: FISV SECURITY ID: 337738108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank J. Bisignano | Management | For | For |
| 1.2 | Elect Director Alison Davis | Management | For | For |
| 1.3 | Elect Director Henrique de Castro | Management | For | For |
| 1.4 | Elect Director Harry F. DiSimone | Management | For | For |
| 1.5 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.6 | Elect Director Heidi G. Miller | Management | For | For |
| 1.7 | Elect Director Scott C. Nuttall | Management | For | For |
| 1.8 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.9 | Elect Director Doyle R. Simons | Management | For | For |
| 1.10 | Elect Director Jeffery W. Yabuki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| GARTNER, INC. MEETING DATE: JUN 08, 2020 | ||||
| TICKER: IT SECURITY ID: 366651107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter E. Bisson | Management | For | For |
| 1b | Elect Director Richard J. Bressler | Management | For | For |
| 1c | Elect Director Raul E. Cesan | Management | For | For |
| 1d | Elect Director Karen E. Dykstra | Management | For | For |
| 1e | Elect Director Anne Sutherland Fuchs | Management | For | For |
| 1f | Elect Director William O. Grabe | Management | For | For |
| 1g | Elect Director Eugene A. Hall | Management | For | For |
| 1h | Elect Director Stephen G. Pagliuca | Management | For | For |
| 1i | Elect Director Eileen M. Serra | Management | For | For |
| 1j | Elect Director James C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GLOBAL PAYMENTS INC. MEETING DATE: AUG 29, 2019 | ||||
| TICKER: GPN SECURITY ID: 37940X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| GLOBAL PAYMENTS INC. MEETING DATE: APR 29, 2020 | ||||
| TICKER: GPN SECURITY ID: 37940X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director F. Thaddeus Arroyo | Management | For | For |
| 1b | Elect Director Robert H.B. Baldwin, Jr. | Management | For | For |
| 1c | Elect Director John G. Bruno | Management | For | For |
| 1d | Elect Director Kriss Cloninger, III | Management | For | For |
| 1e | Elect Director William I. Jacobs | Management | For | For |
| 1f | Elect Director Joia M. Johnson | Management | For | For |
| 1g | Elect Director Ruth Ann Marshall | Management | For | For |
| 1h | Elect Director Connie D. McDaniel | Management | For | For |
| 1i | Elect Director William B. Plummer | Management | For | For |
| 1j | Elect Director Jeffrey S. Sloan | Management | For | For |
| 1k | Elect Director John T. Turner | Management | For | For |
| 1l | Elect Director M. Troy Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GODADDY INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: GDDY SECURITY ID: 380237107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Garrett | Management | For | For |
| 1.2 | Elect Director Ryan Roslansky | Management | For | For |
| 1.3 | Elect Director Lee E. Wittlinger | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HUBSPOT, INC. MEETING DATE: JUN 17, 2020 | ||||
| TICKER: HUBS SECURITY ID: 443573100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Julie Herendeen | Management | For | For |
| 1b | Elect Director Michael Simon | Management | For | For |
| 1c | Elect Director Jay Simons | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTUIT INC. MEETING DATE: JAN 23, 2020 | ||||
| TICKER: INTU SECURITY ID: 461202103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eve Burton | Management | For | For |
| 1b | Elect Director Scott D. Cook | Management | For | For |
| 1c | Elect Director Richard L. Dalzell | Management | For | For |
| 1d | Elect Director Sasan K. Goodarzi | Management | For | For |
| 1e | Elect Director Deborah Liu | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director Dennis D. Powell | Management | For | For |
| 1h | Elect Director Brad D. Smith | Management | For | For |
| 1i | Elect Director Thomas Szkutak | Management | For | For |
| 1j | Elect Director Raul Vazquez | Management | For | For |
| 1k | Elect Director Jeff Weiner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt a Mandatory Arbitration Bylaw | Shareholder | Against | Against |
| JACK HENRY & ASSOCIATES, INC. MEETING DATE: NOV 14, 2019 | ||||
| TICKER: JKHY SECURITY ID: 426281101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew C. Flanigan | Management | For | For |
| 1.2 | Elect Director John F. Prim | Management | For | For |
| 1.3 | Elect Director Thomas H. Wilson, Jr. | Management | For | For |
| 1.4 | Elect Director Jacque R. Fiegel | Management | For | For |
| 1.5 | Elect Director Thomas A. Wimsett | Management | For | For |
| 1.6 | Elect Director Laura G. Kelly | Management | For | For |
| 1.7 | Elect Director Shruti S. Miyashiro | Management | For | For |
| 1.8 | Elect Director Wesley A. Brown | Management | For | For |
| 1.9 | Elect Director David B. Foss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| KLA CORPORATION MEETING DATE: NOV 05, 2019 | ||||
| TICKER: KLAC SECURITY ID: 482480100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward Barnholt | Management | For | For |
| 1.2 | Elect Director Robert Calderoni | Management | For | For |
| 1.3 | Elect Director Jeneanne Hanley | Management | For | For |
| 1.4 | Elect Director Emiko Higashi | Management | For | For |
| 1.5 | Elect Director Kevin Kennedy | Management | For | For |
| 1.6 | Elect Director Gary Moore | Management | For | For |
| 1.7 | Elect Director Kiran Patel | Management | For | For |
| 1.8 | Elect Director Victor Peng | Management | For | For |
| 1.9 | Elect Director Robert Rango | Management | For | For |
| 1.10 | Elect Director Richard Wallace | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LAM RESEARCH CORPORATION MEETING DATE: NOV 05, 2019 | ||||
| TICKER: LRCX SECURITY ID: 512807108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
| 1.2 | Elect Director Timothy M. Archer | Management | For | For |
| 1.3 | Elect Director Eric K. Brandt | Management | For | For |
| 1.4 | Elect Director Michael R. Cannon | Management | For | For |
| 1.5 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.9 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 1.10 | Elect Director Leslie F. Varon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LYFT, INC. MEETING DATE: JUN 19, 2020 | ||||
| TICKER: LYFT SECURITY ID: 55087P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Logan Green | Management | For | For |
| 1.2 | Elect Director Ann Miura-Ko | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MASTERCARD INCORPORATED MEETING DATE: JUN 16, 2020 | ||||
| TICKER: MA SECURITY ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Oki Matsumoto | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MERCADOLIBRE, INC. MEETING DATE: JUN 08, 2020 | ||||
| TICKER: MELI SECURITY ID: 58733R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan Segal | Management | For | For |
| 1.2 | Elect Director Mario Eduardo Vazquez | Management | For | For |
| 1.3 | Elect Director Alejandro Nicolas Aguzin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Co. S.A. as Auditors | Management | For | For |
| MICROCHIP TECHNOLOGY INCORPORATED MEETING DATE: AUG 20, 2019 | ||||
| TICKER: MCHP SECURITY ID: 595017104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steve Sanghi | Management | For | For |
| 1.2 | Elect Director Matthew W. Chapman | Management | For | For |
| 1.3 | Elect Director L.B. Day | Management | For | For |
| 1.4 | Elect Director Esther L. Johnson | Management | For | For |
| 1.5 | Elect Director Wade F. Meyercord | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Human Rights Risks in Operations and Supply Chain | Shareholder | Against | Against |
| MICRON TECHNOLOGY, INC. MEETING DATE: JAN 16, 2020 | ||||
| TICKER: MU SECURITY ID: 595112103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Steven J. Gomo | Management | For | For |
| 1.4 | Elect Director Mary Pat McCarthy | Management | For | For |
| 1.5 | Elect Director Sanjay Mehrotra | Management | For | For |
| 1.6 | Elect Director Robert E. Switz | Management | For | For |
| 1.7 | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MICROSOFT CORPORATION MEETING DATE: DEC 04, 2019 | ||||
| TICKER: MSFT SECURITY ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.7 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.10 | Elect Director John W. Stanton | Management | For | For |
| 1.11 | Elect Director John W. Thompson | Management | For | For |
| 1.12 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.13 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| MONGODB, INC. MEETING DATE: JUL 10, 2019 | ||||
| TICKER: MDB SECURITY ID: 60937P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Hazard, Jr. | Management | For | For |
| 1.2 | Elect Director Tom Killalea | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NETAPP, INC. MEETING DATE: SEP 12, 2019 | ||||
| TICKER: NTAP SECURITY ID: 64110D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director T. Michael Nevens | Management | For | For |
| 1b | Elect Director Gerald Held | Management | For | For |
| 1c | Elect Director Kathryn M. Hill | Management | For | For |
| 1d | Elect Director Deborah L. Kerr | Management | For | For |
| 1e | Elect Director George Kurian | Management | For | For |
| 1f | Elect Director Scott F. Schenkel | Management | For | For |
| 1g | Elect Director George T. Shaheen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NETFLIX, INC. MEETING DATE: JUN 04, 2020 | ||||
| TICKER: NFLX SECURITY ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Reed Hastings | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Mathias Dopfner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | For |
| 6 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 7 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | Shareholder | Against | Against |
| NUTANIX, INC. MEETING DATE: DEC 13, 2019 | ||||
| TICKER: NTNX SECURITY ID: BFI084000 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ravi Mhatre | Management | For | For |
| 1b | Elect Director Dheeraj Pandey | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| NVIDIA CORPORATION MEETING DATE: JUN 09, 2020 | ||||
| TICKER: NVDA SECURITY ID: 67066G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director Persis S. Drell | Management | For | For |
| 1d | Elect Director Jen-Hsun Huang | Management | For | For |
| 1e | Elect Director Dawn Hudson | Management | For | For |
| 1f | Elect Director Harvey C. Jones | Management | For | For |
| 1g | Elect Director Michael G. McCaffery | Management | For | For |
| 1h | Elect Director Stephen C. Neal | Management | For | For |
| 1i | Elect Director Mark L. Perry | Management | For | For |
| 1j | Elect Director A. Brooke Seawell | Management | For | For |
| 1k | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| NXP SEMICONDUCTORS N.V. MEETING DATE: MAY 27, 2020 | ||||
| TICKER: NXPI SECURITY ID: N6596X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board Members | Management | For | For |
| 3a | Elect Kurt Sievers as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3d | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
| 3e | Reelect Lena Olving as Non-Executive Director | Management | For | For |
| 3f | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3g | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3h | Reelect Jasmin Staiblin as Non-Executive Director | Management | For | For |
| 3i | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 3j | Reelect Karl-Henrik Sundstrom as Non-Executive Director | Management | For | For |
| 4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| 8 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 9 | Approve Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board | Management | For | For |
| 10 | Amend Articles to Establish Quorum Requirement | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PALO ALTO NETWORKS, INC. MEETING DATE: DEC 09, 2019 | ||||
| TICKER: PANW SECURITY ID: 697435105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Asheem Chandna | Management | For | For |
| 1b | Elect Director James J. Goetz | Management | For | For |
| 1c | Elect Director Mark D. McLaughlin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| PAYCHEX, INC. MEETING DATE: OCT 17, 2019 | ||||
| TICKER: PAYX SECURITY ID: 704326107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Thomas F. Bonadio | Management | For | For |
| 1c | Elect Director Joseph G. Doody | Management | For | For |
| 1d | Elect Director David J.S. Flaschen | Management | For | For |
| 1e | Elect Director Pamela A. Joseph | Management | For | For |
| 1f | Elect Director Martin Mucci | Management | For | For |
| 1g | Elect Director Joseph M. Tucci | Management | For | For |
| 1h | Elect Director Joseph M. Velli | Management | For | For |
| 1i | Elect Director Kara Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PAYPAL HOLDINGS, INC. MEETING DATE: MAY 21, 2020 | ||||
| TICKER: PYPL SECURITY ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Belinda J. Johnson | Management | For | For |
| 1f | Elect Director Gail J. McGovern | Management | For | For |
| 1g | Elect Director Deborah M. Messemer | Management | For | For |
| 1h | Elect Director David M. Moffett | Management | For | For |
| 1i | Elect Director Ann M. Sarnoff | Management | For | For |
| 1j | Elect Director Daniel H. Schulman | Management | For | For |
| 1k | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Against |
| QORVO, INC. MEETING DATE: AUG 06, 2019 | ||||
| TICKER: QRVO SECURITY ID: 74736K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.4 | Elect Director John R. Harding | Management | For | For |
| 1.5 | Elect Director David H. Y. Ho | Management | For | For |
| 1.6 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.7 | Elect Director Walden C. Rhines | Management | For | For |
| 1.8 | Elect Director Susan L. Spradley | Management | For | For |
| 1.9 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| QUALCOMM INCORPORATED MEETING DATE: MAR 10, 2020 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Fields | Management | For | For |
| 1b | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1c | Elect Director Ann M. Livermore | Management | For | For |
| 1d | Elect Director Harish Manwani | Management | For | For |
| 1e | Elect Director Mark D. McLaughlin | Management | For | For |
| 1f | Elect Director Steve Mollenkopf | Management | For | For |
| 1g | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1h | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1i | Elect Director Kornelis "Neil" Smit | Management | For | For |
| 1j | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SALESFORCE.COM, INC. MEETING DATE: JUN 11, 2020 | ||||
| TICKER: CRM SECURITY ID: 79466L302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc Benioff | Management | For | For |
| 1b | Elect Director Craig Conway | Management | For | For |
| 1c | Elect Director Parker Harris | Management | For | For |
| 1d | Elect Director Alan Hassenfeld | Management | For | For |
| 1e | Elect Director Neelie Kroes | Management | For | For |
| 1f | Elect Director Colin Powell | Management | For | For |
| 1g | Elect Director Sanford Robertson | Management | For | For |
| 1h | Elect Director John V. Roos | Management | For | For |
| 1i | Elect Director Robin Washington | Management | For | For |
| 1j | Elect Director Maynard Webb | Management | For | For |
| 1k | Elect Director Susan Wojcicki | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| SERVICENOW, INC. MEETING DATE: JUN 17, 2020 | ||||
| TICKER: NOW SECURITY ID: 81762P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William R. "Bill" McDermott | Management | For | For |
| 1b | Elect Director Anita M. Sands | Management | For | For |
| 1c | Elect Director Dennis M. Woodside | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SPLUNK INC. MEETING DATE: JUN 11, 2020 | ||||
| TICKER: SPLK SECURITY ID: 848637104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John Connors | Management | For | For |
| 1b | Elect Director Patricia Morrison | Management | For | For |
| 1c | Elect Director Stephen Newberry | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SQUARE, INC. MEETING DATE: JUN 16, 2020 | ||||
| TICKER: SQ SECURITY ID: 852234103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roelof Botha | Management | For | For |
| 1.2 | Elect Director Amy Brooks | Management | For | For |
| 1.3 | Elect Director James McKelvey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
| SS&C TECHNOLOGIES HOLDINGS, INC. MEETING DATE: MAY 20, 2020 | ||||
| TICKER: SSNC SECURITY ID: 78467J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Normand A. Boulanger | Management | For | For |
| 1.2 | Elect Director David A. Varsano | Management | For | For |
| 1.3 | Elect Director Michael J. Zamkow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SYNOPSYS, INC. MEETING DATE: APR 09, 2020 | ||||
| TICKER: SNPS SECURITY ID: 871607107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aart J. de Geus | Management | For | For |
| 1.2 | Elect Director Chi-Foon Chan | Management | For | For |
| 1.3 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director Mercedes Johnson | Management | For | For |
| 1.6 | Elect Director Chrysostomos L. "Max" Nikias | Management | For | For |
| 1.7 | Elect Director John Schwarz | Management | For | For |
| 1.8 | Elect Director Roy Vallee | Management | For | For |
| 1.9 | Elect Director Steven C. Walske | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| TOTAL SYSTEM SERVICES, INC. MEETING DATE: AUG 29, 2019 | ||||
| TICKER: TSS SECURITY ID: 891906109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| TWILIO INC. MEETING DATE: JUN 03, 2020 | ||||
| TICKER: TWLO SECURITY ID: 90138F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard Dalzell | Management | For | For |
| 1.2 | Elect Director Jeffrey Immelt | Management | For | For |
| 1.3 | Elect Director Erika Rottenberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UBER TECHNOLOGIES, INC. MEETING DATE: MAY 11, 2020 | ||||
| TICKER: UBER SECURITY ID: 90353T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald Sugar | Management | For | For |
| 1b | Elect Director Ursula Burns | Management | For | For |
| 1c | Elect Director Robert Eckert | Management | For | For |
| 1d | Elect Director Amanda Ginsberg | Management | For | For |
| 1e | Elect Director Dara Khosrowshahi | Management | For | For |
| 1f | Elect Director Wan Ling Martello | Management | For | For |
| 1g | Elect Director Yasir Al-Rumayyan | Management | For | For |
| 1h | Elect Director John Thain | Management | For | For |
| 1i | Elect Director David I. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VISA INC. MEETING DATE: JAN 28, 2020 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon L. Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WESTERN DIGITAL CORPORATION MEETING DATE: NOV 14, 2019 | ||||
| TICKER: WDC SECURITY ID: 958102105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kimberly E. Alexy | Management | For | For |
| 1b | Elect Director Martin I. Cole | Management | For | For |
| 1c | Elect Director Kathleen A. Cote | Management | For | For |
| 1d | Elect Director Tunc Doluca | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Stephen D. Milligan | Management | For | For |
| 1h | Elect Director Stephanie A. Streeter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| WISE TALENT INFORMATION TECHNOLOGY CO., LTD. MEETING DATE: JUN 15, 2020 | ||||
| TICKER: 6100 SECURITY ID: G9722R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Ye Yaming as Director | Management | For | For |
| 2b | Elect Zhang Ximeng as Director | Management | For | For |
| 2c | Elect Choi Onward as Director | Management | For | For |
| 2d | Authorize Board to Fix Remuneration of Directors | Management | For | Against |
| 3 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 7 | Change English Name and Chinese Name of the Company | Management | For | For |
| 8 | Amend Memorandum and Articles of Association of the Company | Management | For | For |
| WORKDAY, INC. MEETING DATE: JUN 09, 2020 | ||||
| TICKER: WDAY SECURITY ID: 98138H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael C. Bush | Management | For | For |
| 1.2 | Elect Director Christa Davies | Management | For | For |
| 1.3 | Elect Director Michael A. Stankey | Management | For | For |
| 1.4 | Elect Director George J. Still, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WORLDPAY, INC. MEETING DATE: JUL 24, 2019 | ||||
| TICKER: WP SECURITY ID: 981558109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| YEXT, INC. MEETING DATE: JUN 09, 2020 | ||||
| TICKER: YEXT SECURITY ID: 98585N106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jesse Lipson | Management | For | For |
| 1.2 | Elect Director Andrew Sheehan | Management | For | For |
| 1.3 | Elect Director Tamar Yehoshua | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR UTILITIES FUND
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALLIANT ENERGY CORPORATION MEETING DATE: MAY 21, 2020 | ||||
| TICKER: LNT SECURITY ID: 018802108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick E. Allen | Management | For | For |
| 1.2 | Elect Director Michael D. Garcia | Management | For | For |
| 1.3 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.4 | Elect Director Susan D. Whiting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ALTAGAS LTD. MEETING DATE: MAY 01, 2020 | ||||
| TICKER: ALA SECURITY ID: 021361100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2.1 | Elect Director Victoria A. Calvert | Management | For | For |
| 2.2 | Elect Director David W. Cornhill | Management | For | For |
| 2.3 | Elect Director Randall L. Crawford | Management | For | For |
| 2.4 | Elect Director Allan L. Edgeworth | Management | For | For |
| 2.5 | Elect Director Robert B. Hodgins | Management | For | For |
| 2.6 | Elect Director Cynthia Johnston | Management | For | For |
| 2.7 | Elect Director Pentti O. Karkkainen | Management | For | For |
| 2.8 | Elect Director Phillip R. Knoll | Management | For | For |
| 2.9 | Elect Director Terry D. McCallister | Management | For | For |
| 2.10 | Elect Director Linda G. Sullivan | Management | For | For |
| 2.11 | Elect Director Nancy G. Tower | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| AMEREN CORPORATION MEETING DATE: MAY 07, 2020 | ||||
| TICKER: AEE SECURITY ID: 023608102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Warner L. Baxter | Management | For | For |
| 1b | Elect Director Cynthia J. Brinkley | Management | For | For |
| 1c | Elect Director Catherine S. Brune | Management | For | For |
| 1d | Elect Director J. Edward Coleman | Management | For | For |
| 1e | Elect Director Ward H. Dickson | Management | For | For |
| 1f | Elect Director Noelle K. Eder | Management | For | For |
| 1g | Elect Director Ellen M. Fitzsimmons | Management | For | For |
| 1h | Elect Director Rafael Flores | Management | For | For |
| 1i | Elect Director Richard J. Harshman | Management | For | For |
| 1j | Elect Director Craig S. Ivey | Management | For | For |
| 1k | Elect Director James C. Johnson | Management | For | For |
| 1l | Elect Director Steven H. Lipstein | Management | For | For |
| 1m | Elect Director Stephen R. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 21, 2020 | ||||
| TICKER: AEP SECURITY ID: 025537101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director David J. Anderson | Management | For | For |
| 1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Art A. Garcia | Management | For | For |
| 1.6 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.7 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.8 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.9 | Elect Director Margaret M. McCarthy | Management | For | For |
| 1.10 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.11 | Elect Director Stephen S. Rasmussen | Management | For | For |
| 1.12 | Elect Director Oliver G. Richard, III | Management | For | For |
| 1.13 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ATMOS ENERGY CORPORATION MEETING DATE: FEB 05, 2020 | ||||
| TICKER: ATO SECURITY ID: 049560105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director J. Kevin Akers | Management | For | For |
| 1b | Elect Director Robert W. Best | Management | For | For |
| 1c | Elect Director Kim R. Cocklin | Management | For | For |
| 1d | Elect Director Kelly H. Compton | Management | For | For |
| 1e | Elect Director Sean Donohue | Management | For | For |
| 1f | Elect Director Rafael G. Garza | Management | For | For |
| 1g | Elect Director Richard K. Gordon | Management | For | For |
| 1h | Elect Director Robert C. Grable | Management | For | For |
| 1i | Elect Director Nancy K. Quinn | Management | For | For |
| 1j | Elect Director Richard A. Sampson | Management | For | For |
| 1k | Elect Director Stephen R. Springer | Management | For | For |
| 1l | Elect Director Diana J. Walters | Management | For | For |
| 1m | Elect Director Richard Ware, II | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CENTERPOINT ENERGY, INC. MEETING DATE: APR 24, 2020 | ||||
| TICKER: CNP SECURITY ID: 15189T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie D. Biddle | Management | For | For |
| 1b | Elect Director Milton Carroll | Management | For | For |
| 1c | Elect Director Scott J. McLean | Management | For | For |
| 1d | Elect Director Martin H. Nesbitt | Management | For | For |
| 1e | Elect Director Theodore F. Pound | Management | For | For |
| 1f | Elect Director Susan O. Rheney | Management | For | For |
| 1g | Elect Director Phillip R. Smith | Management | For | For |
| 1h | Elect Director John W. Somerhalder, II | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| CLEARWAY ENERGY, INC. MEETING DATE: APR 30, 2020 | ||||
| TICKER: CWEN SECURITY ID: 18539C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Bram | Management | For | For |
| 1.2 | Elect Director Nathaniel Anschuetz | Management | For | For |
| 1.3 | Elect Director Brian R. Ford | Management | For | For |
| 1.4 | Elect Director Bruce MacLennan | Management | For | For |
| 1.5 | Elect Director Ferrell P. McClean | Management | For | For |
| 1.6 | Elect Director Daniel B. More | Management | For | For |
| 1.7 | Elect Director E. Stanley O'Neal | Management | For | For |
| 1.8 | Elect Director Christopher S. Sotos | Management | For | For |
| 1.9 | Elect Director Scott Stanley | Management | For | For |
| 2 | Amend Certificate of Incorporation to Reflect Corporate Structure | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| CLEARWAY ENERGY, INC. MEETING DATE: APR 30, 2020 | ||||
| TICKER: CWEN SECURITY ID: 18539C204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Bram | Management | For | For |
| 1.2 | Elect Director Nathaniel Anschuetz | Management | For | For |
| 1.3 | Elect Director Brian R. Ford | Management | For | For |
| 1.4 | Elect Director Bruce MacLennan | Management | For | For |
| 1.5 | Elect Director Ferrell P. McClean | Management | For | For |
| 1.6 | Elect Director Daniel B. More | Management | For | For |
| 1.7 | Elect Director E. Stanley O'Neal | Management | For | For |
| 1.8 | Elect Director Christopher S. Sotos | Management | For | For |
| 1.9 | Elect Director Scott Stanley | Management | For | For |
| 2 | Amend Certificate of Incorporation to Reflect Corporate Structure | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP MEETING DATE: NOV 26, 2019 | ||||
| TICKER: SBSP3 SECURITY ID: 20441A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Angelo Luiz Moreira Grossi as Fiscal Council Member and Andrea Martins Botaro as Alternate | Management | For | For |
| 2 | Ratify Election of Wilson Newton de Mello Neto as Director | Management | For | For |
| 3 | Amend Article 14 | Management | For | For |
| 4 | Consolidate Bylaws | Management | For | For |
| 5 | Rectify Remuneration of Company's Management and Fiscal Council Members Approved at the June 3, 2019, EGM | Management | For | For |
| DOMINION ENERGY, INC. MEETING DATE: MAY 06, 2020 | ||||
| TICKER: D SECURITY ID: 25746U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Bennett | Management | For | For |
| 1b | Elect Director Helen E. Dragas | Management | For | For |
| 1c | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1d | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1e | Elect Director D. Maybank Hagood | Management | For | For |
| 1f | Elect Director John W. Harris | Management | For | For |
| 1g | Elect Director Ronald W. Jibson | Management | For | For |
| 1h | Elect Director Mark J. Kington | Management | For | For |
| 1i | Elect Director Joseph M. Rigby | Management | For | For |
| 1j | Elect Director Pamela J. Royal | Management | For | For |
| 1k | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 1l | Elect Director Susan N. Story | Management | For | For |
| 1m | Elect Director Michael E. Szymanczyk | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| DUKE ENERGY CORPORATION MEETING DATE: MAY 07, 2020 | ||||
| TICKER: DUK SECURITY ID: 26441C204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael G. Browning | Management | For | For |
| 1.2 | Elect Director Annette K. Clayton | Management | For | For |
| 1.3 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1.4 | Elect Director Robert M. Davis | Management | For | For |
| 1.5 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.6 | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1.7 | Elect Director Lynn J. Good | Management | For | For |
| 1.8 | Elect Director John T. Herron | Management | For | For |
| 1.9 | Elect Director William E. Kennard | Management | For | For |
| 1.10 | Elect Director E. Marie McKee | Management | For | For |
| 1.11 | Elect Director Marya M. Rose | Management | For | For |
| 1.12 | Elect Director Thomas E. Skains | Management | For | For |
| 1.13 | Elect Director William E. Webster, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Eliminate Supermajority Vote Requirement | Shareholder | None | For |
| 6 | Report on Political Contributions | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| EDISON INTERNATIONAL MEETING DATE: APR 23, 2020 | ||||
| TICKER: EIX SECURITY ID: 281020107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
| 1b | Elect Director Michael C. Camunez | Management | For | For |
| 1c | Elect Director Vanessa C.L. Chang | Management | For | For |
| 1d | Elect Director James T. Morris | Management | For | For |
| 1e | Elect Director Timothy T. O'Toole | Management | For | For |
| 1f | Elect Director Pedro J. Pizarro | Management | For | For |
| 1g | Elect Director Carey A. Smith | Management | For | For |
| 1h | Elect Director Linda G. Stuntz | Management | For | For |
| 1i | Elect Director William P. Sullivan | Management | For | For |
| 1j | Elect Director Peter J. Taylor | Management | For | For |
| 1k | Elect Director Keith Trent | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| ENTERGY CORPORATION MEETING DATE: MAY 08, 2020 | ||||
| TICKER: ETR SECURITY ID: 29364G103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John R. Burbank | Management | For | For |
| 1b | Elect Director Patrick J. Condon | Management | For | For |
| 1c | Elect Director Leo P. Denault | Management | For | For |
| 1d | Elect Director Kirkland H. Donald | Management | For | For |
| 1e | Elect Director Philip L. Frederickson | Management | For | For |
| 1f | Elect Director Alexis M. Herman | Management | For | For |
| 1g | Elect Director M. Elise Hyland | Management | For | For |
| 1h | Elect Director Stuart L. Levenick | Management | For | For |
| 1i | Elect Director Blanche Lambert Lincoln | Management | For | For |
| 1j | Elect Director Karen A. Puckett | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EVERGY, INC. MEETING DATE: MAY 05, 2020 | ||||
| TICKER: EVRG SECURITY ID: 30034W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kirkland B. Andrews | Management | For | For |
| 1b | Elect Director Terry Bassham | Management | For | For |
| 1c | Elect Director Mollie Hale Carter | Management | For | For |
| 1d | Elect Director Richard L. Hawley | Management | For | For |
| 1e | Elect Director Thomas D. Hyde | Management | For | For |
| 1f | Elect Director B. Anthony Isaac | Management | For | For |
| 1g | Elect Director Paul M. Keglevic | Management | For | For |
| 1h | Elect Director Sandra A.J. Lawrence | Management | For | For |
| 1i | Elect Director Ann D. Murtlow | Management | For | For |
| 1j | Elect Director Sandra J. Price | Management | For | For |
| 1k | Elect Director Mark A. Ruelle | Management | For | For |
| 1l | Elect Director S. Carl Soderstrom, Jr. | Management | For | For |
| 1m | Elect Director John Arthur Stall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EVERSOURCE ENERGY MEETING DATE: MAY 06, 2020 | ||||
| TICKER: ES SECURITY ID: 30040W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cotton M. Cleveland | Management | For | For |
| 1.2 | Elect Director James S. DiStasio | Management | For | For |
| 1.3 | Elect Director Francis A. Doyle | Management | For | For |
| 1.4 | Elect Director Linda Dorcena Forry | Management | For | For |
| 1.5 | Elect Director James J. Judge | Management | For | For |
| 1.6 | Elect Director John Y. Kim | Management | For | For |
| 1.7 | Elect Director Kenneth R. Leibler | Management | For | For |
| 1.8 | Elect Director David H. Long | Management | For | For |
| 1.9 | Elect Director William C. Van Faasen | Management | For | For |
| 1.10 | Elect Director Frederica M. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EXELON CORPORATION MEETING DATE: APR 28, 2020 | ||||
| TICKER: EXC SECURITY ID: 30161N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony Anderson | Management | For | For |
| 1b | Elect Director Ann Berzin | Management | For | For |
| 1c | Elect Director Laurie Brlas | Management | For | For |
| 1d | Elect Director Christopher M. Crane | Management | For | For |
| 1e | Elect Director Yves C. de Balmann | Management | For | For |
| 1f | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1g | Elect Director Linda P. Jojo | Management | For | For |
| 1h | Elect Director Paul Joskow | Management | For | For |
| 1i | Elect Director Robert J. Lawless | Management | For | For |
| 1j | Elect Director John Richardson | Management | For | For |
| 1k | Elect Director Mayo Shattuck, III | Management | For | For |
| 1l | Elect Director John F. Young | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| FIRSTENERGY CORP. MEETING DATE: MAY 19, 2020 | ||||
| TICKER: FE SECURITY ID: 337932107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Anderson | Management | For | For |
| 1.2 | Elect Director Steven J. Demetriou | Management | For | For |
| 1.3 | Elect Director Julia L. Johnson | Management | For | For |
| 1.4 | Elect Director Charles E. Jones | Management | For | For |
| 1.5 | Elect Director Donald T. Misheff | Management | For | For |
| 1.6 | Elect Director Thomas N. Mitchell | Management | For | For |
| 1.7 | Elect Director James F. O'Neil, III | Management | For | For |
| 1.8 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.9 | Elect Director Sandra Pianalto | Management | For | For |
| 1.10 | Elect Director Luis A. Reyes | Management | For | For |
| 1.11 | Elect Director Leslie M. Turner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Code of Regulations to Authorize Board to Make Certain Future Amendments | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| NATIONAL GRID PLC MEETING DATE: JUL 29, 2019 | ||||
| TICKER: NG SECURITY ID: 636274409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
| 4 | Re-elect John Pettigrew as Director | Management | For | For |
| 5 | Elect Andy Agg as Director | Management | For | For |
| 6 | Re-elect Dean Seavers as Director | Management | For | For |
| 7 | Re-elect Nicola Shaw as Director | Management | For | For |
| 8 | Re-elect Jonathan Dawson as Director | Management | For | For |
| 9 | Re-elect Therese Esperdy as Director | Management | For | For |
| 10 | Re-elect Paul Golby as Director | Management | For | For |
| 11 | Re-elect Amanda Mesler as Director | Management | For | For |
| 12 | Elect Earl Shipp as Director | Management | For | For |
| 13 | Elect Jonathan Silver as Director | Management | For | For |
| 14 | Re-elect Mark Williamson as Director | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Approve Remuneration Policy | Management | For | For |
| 18 | Approve Remuneration Report | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Issue of Equity | Management | For | For |
| 21 | Approve Scrip Dividend Scheme | Management | For | For |
| 22 | Authorise Directors to Capitalise the Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company's Scrip Dividend Scheme | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| NEXTERA ENERGY PARTNERS, LP MEETING DATE: APR 21, 2020 | ||||
| TICKER: NEP SECURITY ID: 65341B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan D. Austin | Management | For | For |
| 1b | Elect Director Robert J. Byrne | Management | For | For |
| 1c | Elect Director Peter H. Kind | Management | For | For |
| 1d | Elect Director James L. Robo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEXTERA ENERGY, INC. MEETING DATE: MAY 21, 2020 | ||||
| TICKER: NEE SECURITY ID: 65339F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Toni Jennings | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director David L. Porges | Management | For | For |
| 1i | Elect Director James L. Robo | Management | For | For |
| 1j | Elect Director Rudy E. Schupp | Management | For | For |
| 1k | Elect Director John L. Skolds | Management | For | For |
| 1l | Elect Director William H. Swanson | Management | For | For |
| 1m | Elect Director Darryl L. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| �� | NRG ENERGY, INC. MEETING DATE: APR 30, 2020 | |||
|---|---|---|---|---|
| TICKER: NRG SECURITY ID: 629377508 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director E. Spencer Abraham | Management | For | For |
| 1b | Elect Director Antonio Carrillo | Management | For | For |
| 1c | Elect Director Matthew Carter, Jr. | Management | For | For |
| 1d | Elect Director Lawrence S. Coben | Management | For | For |
| 1e | Elect Director Heather Cox | Management | For | For |
| 1f | Elect Director Mauricio Gutierrez | Management | For | For |
| 1g | Elect Director Paul W. Hobby | Management | For | For |
| 1h | Elect Director Alexandra Pruner | Management | For | For |
| 1i | Elect Director Anne C. Schaumburg | Management | For | For |
| 1j | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PNM RESOURCES, INC. MEETING DATE: MAY 12, 2020 | ||||
| TICKER: PNM SECURITY ID: 69349H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Vicky A. Bailey | Management | For | For |
| 1b | Elect Director Norman P. Becker | Management | For | For |
| 1c | Elect Director Patricia K. Collawn | Management | For | For |
| 1d | Elect Director E. Renae Conley | Management | For | For |
| 1e | Elect Director Alan J. Fohrer | Management | For | For |
| 1f | Elect Director Sidney M. Gutierrez | Management | For | For |
| 1g | Elect Director James A. Hughes | Management | For | For |
| 1h | Elect Director Maureen T. Mullarkey | Management | For | For |
| 1i | Elect Director Donald K. Schwanz | Management | For | For |
| 1j | Elect Director Bruce W. Wilkinson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Report on Coal Combustion Residual Matters at San Juan Generating Station | Shareholder | Against | Against |
| PPL CORPORATION MEETING DATE: MAY 13, 2020 | ||||
| TICKER: PPL SECURITY ID: 69351T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John W. Conway | Management | For | For |
| 1b | Elect Director Steven G. Elliott | Management | For | For |
| 1c | Elect Director Raja Rajamannar | Management | For | For |
| 1d | Elect Director Craig A. Rogerson | Management | For | For |
| 1e | Elect Director Vincent Sorgi | Management | For | For |
| 1f | Elect Director William H. Spence | Management | For | For |
| 1g | Elect Director Natica von Althann | Management | For | For |
| 1h | Elect Director Keith H. Williamson | Management | For | For |
| 1i | Elect Director Phoebe A. Wood | Management | For | For |
| 1j | Elect Director Armando Zagalo de Lima | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| SEMPRA ENERGY MEETING DATE: MAY 05, 2020 | ||||
| TICKER: SRE SECURITY ID: 816851109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director Kathleen L. Brown | Management | For | For |
| 1.3 | Elect Director Andres Conesa | Management | For | For |
| 1.4 | Elect Director Maria Contreras-Sweet | Management | For | For |
| 1.5 | Elect Director Pablo A. Ferrero | Management | For | For |
| 1.6 | Elect Director William D. Jones | Management | For | For |
| 1.7 | Elect Director Jeffrey W. Martin | Management | For | For |
| 1.8 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.9 | Elect Director Michael N. Mears | Management | For | For |
| 1.10 | Elect Director Jack T. Taylor | Management | For | For |
| 1.11 | Elect Director Cynthia L. Walker | Management | For | For |
| 1.12 | Elect Director Cynthia J. Warner | Management | For | For |
| 1.13 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| THE AES CORPORATION MEETING DATE: APR 23, 2020 | ||||
| TICKER: AES SECURITY ID: 00130H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Janet G. Davidson | Management | For | For |
| 1.2 | Elect Director Andres R. Gluski | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director Holly K. Koeppel | Management | For | For |
| 1.5 | Elect Director Julia M. Laulis | Management | For | For |
| 1.6 | Elect Director James H. Miller | Management | For | For |
| 1.7 | Elect Director Alain Monie | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Moises Naim | Management | For | For |
| 1.10 | Elect Director Jeffrey W. Ubben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| THE SOUTHERN COMPANY MEETING DATE: MAY 27, 2020 | ||||
| TICKER: SO SECURITY ID: 842587107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janaki Akella | Management | For | For |
| 1b | Elect Director Juanita Powell Baranco | Management | For | For |
| 1c | Elect Director Jon A. Boscia | Management | For | For |
| 1d | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
| 1e | Elect Director Anthony F. 'Tony' Earley, Jr. | Management | For | For |
| 1f | Elect Director Thomas A. Fanning | Management | For | For |
| 1g | Elect Director David J. Grain | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director John D. Johns | Management | For | For |
| 1j | Elect Director Dale E. Klein | Management | For | For |
| 1k | Elect Director Ernest J. Moniz | Management | For | For |
| 1l | Elect Director William G. Smith, Jr. | Management | For | For |
| 1m | Elect Director Steven R. Specker | Management | For | For |
| 1n | Elect Director E. Jenner Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| UGI CORPORATION MEETING DATE: JAN 22, 2020 | ||||
| TICKER: UGI SECURITY ID: 902681105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. Shawn Bort | Management | For | For |
| 1.2 | Elect Director Theodore A. Dosch | Management | For | For |
| 1.3 | Elect Director Alan N. Harris | Management | For | For |
| 1.4 | Elect Director Frank S. Hermance | Management | For | For |
| 1.5 | Elect Director William J. Marrazzo | Management | For | For |
| 1.6 | Elect Director Kelly A. Romano | Management | For | For |
| 1.7 | Elect Director Marvin O. Schlanger | Management | For | For |
| 1.8 | Elect Director James B. Stallings, Jr. | Management | For | For |
| 1.9 | Elect Director K. Richard Turner | Management | For | For |
| 1.10 | Elect Director John L. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VISTRA ENERGY CORP. MEETING DATE: APR 29, 2020 | ||||
| TICKER: VST SECURITY ID: 92840M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Hilary E. Ackermann | Management | For | For |
| 2.2 | Elect Director Arcilia C. Acosta | Management | For | For |
| 2.3 | Elect Director Gavin R. Baiera | Management | For | For |
| 2.4 | Elect Director Paul M. Barbas | Management | For | For |
| 2.5 | Elect Director Lisa Crutchfield | Management | For | For |
| 2.6 | Elect Director Brian K. Ferraioli | Management | For | For |
| 2.7 | Elect Director Scott B. Helm | Management | For | For |
| 2.8 | Elect Director Jeff D. Hunter | Management | For | For |
| 2.9 | Elect Director Curtis A. Morgan | Management | For | For |
| 2.10 | Elect Director John R. (JR) Sult | Management | For | For |
| 3.1 | Elect Director Gavin R. Baiera | Management | For | For |
| 3.2 | Elect Director Scott B. Helm | Management | For | For |
| 3.3 | Elect Director Curtis A. Morgan | Management | For | For |
| 3.4 | Elect Director John R. (JR) Sult | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
| Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Commonwealth Trust II Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Holly Grotnik my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2019.
WITNESS my hand on this 1st day of June 2019.
/s/Stacie M. Smith
Stacie M. Smith
Treasurer