UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-03023
FORUM FUNDS
Three Canal Plaza, Suite 600
Portland, Maine 04101
207-347-2090
Jessica Chase, President
Three Canal Plaza, Suite 600
Portland, Maine 04101
Date of fiscal year end:
MARCH 31
Absolute Capital Opportunities Fund, Absolute Convertible Arbitrage Fund, Absolute Strategies Fund, Beck, Mack & Oliver Partners Fund, LMCG International Small Cap Fund*, Merk Hard Currency Fund, Payson Total Return Fund
APRIL 30
Monongahela All Cap Value Fund
JUNE 30
Auxier Focus Fund, DF Dent Midcap Growth Fund, DF Dent Premier Growth Fund, DF Dent Small Cap Growth Fund
AUGUST 31
MAI Managed Volatility Fund
DECEMBER 31
Lisanti Small Cap Growth Fund, Polaris Global Value Fund, The BeeHive Fund
Date of reporting period: July 1, 2020—June 30, 2021
* | Voting information for LMCG International Small Cap Fund is for the period July 1, 2020 through October 12, 2020 (termination of operations) |
ITEM 1: PROXY VOTING RECORD
Absolute Capital Opportunities Fund Proxy Voting Record July 1, 2020-June 30, 2021 | Did Fund Cast | How Vote was Cast (For/Against | Fund Vote For/ | |||||||||||||||||
Issuer Name | Exchange | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by | Vote on Matter (Y/N) | Proposal or | Against | ||||||||||||
Absolute Strategies Fund | ASFIX | 34984T600 | 9/25/2020 | The Board of Trustees (the “Board”) of Forum Funds (the “Trust”) has called a special meeting (the “Special Meeting”) of the shareholders of Absolute Strategies Fund (the “Strategies Fund”), Absolute Capital Opportunities Fund (the “Opportunities Fund”) and Absolute Convertible Arbitrage Fund (the “Arbitrage Fund”, and together with the Strategies Fund and the Opportunities Fund, the “Funds”), each a series of the Trust, to approve a new investment advisory agreement for the Funds (the “New Agreement”) between the Trust and Absolute Investment Advisers LLC (“Absolute”). The Special Meeting is scheduled to be held on September 25, 2020 at 10:00 a.m. Eastern Time. | Issuer | Y | For | For |
Kovitz\ABSOLUTE CAPITAL OPPORTUNITIES FUND
Proxy Voting Record
July 1, 2020-June 30, 2021
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | Yes | N/A | No | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Approve Discharge of Board of Directors for Fiscal 2019 | Management | Yes | For | No | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Approve Discharge of Managing Directors for Fiscal 2019 | Management | Yes | For | No | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | Yes | For | No | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Approve Decrease in Size of Supervisory Board to Seven Members | Management | Yes | For | No | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Approve Remuneration of Supervisory Board | Management | Yes | For | No | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Amend Articles Re: Electronic Participation at the General Meeting for Members of the Board of Directors | Management | Yes | For | No | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Elect Eric Eichmann to the Board of Directors | Management | Yes | For | No | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Elect David Khalil to the Board of Directors | Management | Yes | For | No | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Elect Bradley Goldberg to the Board of Directors | Management | Yes | For | No | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Elect Colleen Brown to the Board of Directors | Management | Yes | For | No | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Elect Axel Hefer to the Board of Directors | Management | Yes | For | No | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Elect Cheryl Law to the Board of Directors | Management | Yes | For | No | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Elect Chelsea Grayson to the Board of Directors | Management | Yes | For | No | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Amend Articles Re: Electronic Shareholder Register | Management | Yes | For | No | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Approve Creation of EUR 266,138 Pool of Capital without Preemptive Rights | Management | Yes | Against | Yes | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | Yes | For | No | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million; Approve Creation of EUR 1.3 Million Pool of Capital to Guarantee Conversion Rights | Management | Yes | Against | Yes | ||||||||||
Spark Networks SE | LOV | 846517100 | 29-Jul-20 | Approve Long Term Incentive Plan | Management | Yes | Against | Yes | ||||||||||
AMERCO | UHAL | 023586100 | 20-Aug-20 | Elect Director Edward J. (Joe) Shoen | Management | Yes | Withhold | Yes |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
AMERCO | UHAL | 023586100 | 20-Aug-20 | Elect Director James E. Acridge | Management | Yes | For | No | ||||||||||
AMERCO | UHAL | 023586100 | 20-Aug-20 | Elect Director John P. Brogan | Management | Yes | For | No | ||||||||||
AMERCO | UHAL | 023586100 | 20-Aug-20 | Elect Director James J. Grogan | Management | Yes | For | No | ||||||||||
AMERCO | UHAL | 023586100 | 20-Aug-20 | Elect Director Richard J. Herrera | Management | Yes | For | No | ||||||||||
AMERCO | UHAL | 023586100 | 20-Aug-20 | Elect Director Karl A. Schmidt | Management | Yes | For | No | ||||||||||
AMERCO | UHAL | 023586100 | 20-Aug-20 | Elect Director Roberta R. Shank | Management | Yes | For | No | ||||||||||
AMERCO | UHAL | 023586100 | 20-Aug-20 | Elect Director Samuel J. Shoen | Management | Yes | Withhold | Yes | ||||||||||
AMERCO | UHAL | 023586100 | 20-Aug-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
AMERCO | UHAL | 023586100 | 20-Aug-20 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Yes | ||||||||||
AMERCO | UHAL | 023586100 | 20-Aug-20 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | No | ||||||||||
AMERCO | UHAL | 023586100 | 20-Aug-20 | Ratify and Affirm Decisions and Actions Taken by the Board and Executive Officers for Fiscal 2020 | Share Holder | Yes | Against | Yes | ||||||||||
Aon Plc | AON | G0403H108 | 26-Aug-20 | Approve the Issuance of the Aggregate Scheme Consideration | Management | Yes | For | No | ||||||||||
Aon Plc | AON | G0403H108 | 26-Aug-20 | Adjourn Meeting | Management | Yes | For | No | ||||||||||
Tapestry, Inc. | TPR | 876030107 | 05-Nov-20 | Elect Director John P. Bilbrey | Management | Yes | For | No | ||||||||||
Tapestry, Inc. | TPR | 876030107 | 05-Nov-20 | Elect Director Darrell Cavens | Management | Yes | For | No | ||||||||||
Tapestry, Inc. | TPR | 876030107 | 05-Nov-20 | Elect Director David Denton | Management | Yes | For | No | ||||||||||
Tapestry, Inc. | TPR | 876030107 | 05-Nov-20 | Elect Director Anne Gates | Management | Yes | For | No | ||||||||||
Tapestry, Inc. | TPR | 876030107 | 05-Nov-20 | Elect Director Susan Kropf | Management | Yes | For | No | ||||||||||
Tapestry, Inc. | TPR | 876030107 | 05-Nov-20 | Elect Director Annabelle Yu Long | Management | Yes | For | No | ||||||||||
Tapestry, Inc. | TPR | 876030107 | 05-Nov-20 | Elect Director Ivan Menezes | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Tapestry, Inc. | TPR | 876030107 | 05-Nov-20 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | No | ||||||||||
Tapestry, Inc. | TPR | 876030107 | 05-Nov-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Tapestry, Inc. | TPR | 876030107 | 05-Nov-20 | Amend Omnibus Stock Plan | Management | Yes | Against | Yes | ||||||||||
Covetrus, Inc. | CVET | 22304C100 | 17-Nov-20 | Approve Conversion of Securities | Management | Yes | For | No | ||||||||||
Covetrus, Inc. | CVET | 22304C100 | 17-Nov-20 | Adjourn Meeting | Management | Yes | For | No | ||||||||||
Becton, Dickinson and Company | BDX | 075887109 | 26-Jan-21 | Elect Director Catherine M. Burzik | Management | Yes | For | No | ||||||||||
Becton, Dickinson and Company | BDX | 075887109 | 26-Jan-21 | Elect Director R. Andrew Eckert | Management | Yes | For | No | ||||||||||
Becton, Dickinson and Company | BDX | 075887109 | 26-Jan-21 | Elect Director Vincent A. Forlenza | Management | Yes | For | No | ||||||||||
Becton, Dickinson and Company | BDX | 075887109 | 26-Jan-21 | Elect Director Claire M. Fraser | Management | Yes | For | No | ||||||||||
Becton, Dickinson and Company | BDX | 075887109 | 26-Jan-21 | Elect Director Jeffrey W. Henderson | Management | Yes | For | No | ||||||||||
Becton, Dickinson and Company | BDX | 075887109 | 26-Jan-21 | Elect Director Christopher Jones | Management | Yes | For | No | ||||||||||
Becton, Dickinson and Company | BDX | 075887109 | 26-Jan-21 | Elect Director Marshall O. Larsen | Management | Yes | For | No | ||||||||||
Becton, Dickinson and Company | BDX | 075887109 | 26-Jan-21 | Elect Director David F. Melcher | Management | Yes | For | No | ||||||||||
Becton, Dickinson and Company | BDX | 075887109 | 26-Jan-21 | Elect Director Thomas E. Polen | Management | Yes | For | No | ||||||||||
Becton, Dickinson and Company | BDX | 075887109 | 26-Jan-21 | Elect Director Claire Pomeroy | Management | Yes | For | No | ||||||||||
Becton, Dickinson and Company | BDX | 075887109 | 26-Jan-21 | Elect Director Rebecca W. Rimel | Management | Yes | For | No | ||||||||||
Becton, Dickinson and Company | BDX | 075887109 | 26-Jan-21 | Elect Director Timothy M. Ring | Management | Yes | For | No | ||||||||||
Becton, Dickinson and Company | BDX | 075887109 | 26-Jan-21 | Elect Director Bertram L. Scott | Management | Yes | For | No | ||||||||||
Becton, Dickinson and Company | BDX | 075887109 | 26-Jan-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Becton, Dickinson and Company | BDX | 075887109 | 26-Jan-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Yes |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Becton, Dickinson and Company | BDX | 075887109 | 26-Jan-21 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Yes | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 26-Jan-21 | Elect Director Steven J. Demetriou | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 26-Jan-21 | Elect Director Christopher M.T. Thompson | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 26-Jan-21 | Elect Director Vincent K. Brooks | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 26-Jan-21 | Elect Director Robert C. Davidson, Jr. | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 26-Jan-21 | Elect Director Ralph E. (Ed) Eberhart | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 26-Jan-21 | Elect Director Manny Fernandez | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 26-Jan-21 | Elect Director Georgette D. Kiser | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 26-Jan-21 | Elect Director Linda Fayne Levinson | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 26-Jan-21 | Elect Director Barbara L. Loughran | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 26-Jan-21 | Elect Director Robert A. McNamara | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 26-Jan-21 | Elect Director Peter J. Robertson | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 26-Jan-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 26-Jan-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Lloyd A. Carney | Management | Yes | For | No | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Mary B. Cranston | Management | Yes | For | No | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Francisco Javier Fernandez-Carbajal | Management | Yes | For | No | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Alfred F. Kelly, Jr. | Management | Yes | For | No | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Ramon Laguarta | Management | Yes | For | No | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director John F. Lundgren | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Robert W. Matschullat | Management | Yes | For | No | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Denise M. Morrison | Management | Yes | For | No | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Suzanne Nora Johnson | Management | Yes | For | No | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Linda J. Rendle | Management | Yes | For | No | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director John A. C. Swainson | Management | Yes | For | No | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Maynard G. Webb, Jr. | Management | Yes | For | No | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Amend Omnibus Stock Plan | Management | Yes | For | No | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | Yes | For | No | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Yes | ||||||||||
Visa Inc. | V | 92826C839 | 26-Jan-21 | Amend Principles of Executive Compensation Program | Share Holder | Yes | Against | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Elect Director James Bell | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Elect Director Tim Cook | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Elect Director Al Gore | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Elect Director Andrea Jung | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Elect Director Art Levinson | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Elect Director Monica Lozano | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Elect Director Ron Sugar | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Elect Director Sue Wagner | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Proxy Access Amendments | Share Holder | Yes | For | Yes | ||||||||||
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Improve Principles of Executive Compensation Program | Share Holder | Yes | Against | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 09-Mar-21 | Elect Director Susan E. Arnold | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 09-Mar-21 | Elect Director Mary T. Barra | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 09-Mar-21 | Elect Director Safra A. Catz | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 09-Mar-21 | Elect Director Robert A. Chapek | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 09-Mar-21 | Elect Director Francis A. deSouza | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 09-Mar-21 | Elect Director Michael B.G. Froman | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 09-Mar-21 | Elect Director Robert A. Iger | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 09-Mar-21 | Elect Director Maria Elena Lagomasino | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 09-Mar-21 | Elect Director Mark G. Parker | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 09-Mar-21 | Elect Director Derica W. Rice | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 09-Mar-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 09-Mar-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 09-Mar-21 | Report on Lobbying Payments and Policy | Share Holder | Yes | Against | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 09-Mar-21 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Share Holder | Yes | Against | No | ||||||||||
Keysight Technologies, Inc. | KEYS | 49338L103 | 18-Mar-21 | Elect Director Ronald S. Nersesian | Management | Yes | For | No | ||||||||||
Keysight Technologies, Inc. | KEYS | 49338L103 | 18-Mar-21 | Elect Director Charles J. Dockendorff | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Keysight Technologies, Inc. | KEYS | 49338L103 | 18-Mar-21 | Elect Director Robert A. Rango | Management | Yes | For | No | ||||||||||
Keysight Technologies, Inc. | KEYS | 49338L103 | 18-Mar-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||||
Keysight Technologies, Inc. | KEYS | 49338L103 | 18-Mar-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Keysight Technologies, Inc. | KEYS | 49338L103 | 18-Mar-21 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No | ||||||||||
Northern Trust Corporation | NTRS | 665859104 | 20-Apr-21 | Elect Director Linda Walker Bynoe | Management | Yes | For | No | ||||||||||
Northern Trust Corporation | NTRS | 665859104 | 20-Apr-21 | Elect Director Susan Crown | Management | Yes | For | No | ||||||||||
Northern Trust Corporation | NTRS | 665859104 | 20-Apr-21 | Elect Director Dean M. Harrison | Management | Yes | For | No | ||||||||||
Northern Trust Corporation | NTRS | 665859104 | 20-Apr-21 | Elect Director Jay L. Henderson | Management | Yes | For | No | ||||||||||
Northern Trust Corporation | NTRS | 665859104 | 20-Apr-21 | Elect Director Marcy S. Klevorn | Management | Yes | For | No | ||||||||||
Northern Trust Corporation | NTRS | 665859104 | 20-Apr-21 | Elect Director Siddharth N. (Bobby) Mehta | Management | Yes | For | No | ||||||||||
Northern Trust Corporation | NTRS | 665859104 | 20-Apr-21 | Elect Director Michael G. O’Grady | Management | Yes | For | No | ||||||||||
Northern Trust Corporation | NTRS | 665859104 | 20-Apr-21 | Elect Director Jose Luis Prado | Management | Yes | For | No | ||||||||||
Northern Trust Corporation | NTRS | 665859104 | 20-Apr-21 | Elect Director Thomas E. Richards | Management | Yes | For | No | ||||||||||
Northern Trust Corporation | NTRS | 665859104 | 20-Apr-21 | Elect Director Martin P. Slark | Management | Yes | For | No | ||||||||||
Northern Trust Corporation | NTRS | 665859104 | 20-Apr-21 | Elect Director David H. B. Smith, Jr. | Management | Yes | For | No | ||||||||||
Northern Trust Corporation | NTRS | 665859104 | 20-Apr-21 | Elect Director Donald Thompson | Management | Yes | For | No | ||||||||||
Northern Trust Corporation | NTRS | 665859104 | 20-Apr-21 | Elect Director Charles A. Tribbett, III | Management | Yes | For | No | ||||||||||
Northern Trust Corporation | NTRS | 665859104 | 20-Apr-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Northern Trust Corporation | NTRS | 665859104 | 20-Apr-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
Lockheed Martin Corporation | LMT | 539830109 | 22-Apr-21 | Elect Director Daniel F. Akerson | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Lockheed Martin Corporation | LMT | 539830109 | 22-Apr-21 | Elect Director David B. Burritt | Management | Yes | For | No | ||||||||||
Lockheed Martin Corporation | LMT | 539830109 | 22-Apr-21 | Elect Director Bruce A. Carlson | Management | Yes | For | No | ||||||||||
Lockheed Martin Corporation | LMT | 539830109 | 22-Apr-21 | Elect Director Joseph F. Dunford, Jr. | Management | Yes | For | No | ||||||||||
Lockheed Martin Corporation | LMT | 539830109 | 22-Apr-21 | Elect Director James O. Ellis, Jr. | Management | Yes | For | No | ||||||||||
Lockheed Martin Corporation | LMT | 539830109 | 22-Apr-21 | Elect Director Thomas J. Falk | Management | Yes | For | No | ||||||||||
Lockheed Martin Corporation | LMT | 539830109 | 22-Apr-21 | Elect Director Ilene S. Gordon | Management | Yes | For | No | ||||||||||
Lockheed Martin Corporation | LMT | 539830109 | 22-Apr-21 | Elect Director Vicki A. Hollub | Management | Yes | For | No | ||||||||||
Lockheed Martin Corporation | LMT | 539830109 | 22-Apr-21 | Elect Director Jeh C. Johnson | Management | Yes | For | No | ||||||||||
Lockheed Martin Corporation | LMT | 539830109 | 22-Apr-21 | Elect Director Debra L. Reed-Klages | Management | Yes | For | No | ||||||||||
Lockheed Martin Corporation | LMT | 539830109 | 22-Apr-21 | Elect Director James D. Taiclet | Management | Yes | For | No | ||||||||||
Lockheed Martin Corporation | LMT | 539830109 | 22-Apr-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Lockheed Martin Corporation | LMT | 539830109 | 22-Apr-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Lockheed Martin Corporation | LMT | 539830109 | 22-Apr-21 | Provide Right to Act by Written Consent | Share Holder | Yes | Against | No | ||||||||||
Lockheed Martin Corporation | LMT | 539830109 | 22-Apr-21 | Report on Human Rights Due Diligence | Share Holder | Yes | Against | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Elect Director W. Lance Conn | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Elect Director Kim C. Goodman | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Elect Director Craig A. Jacobson | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Elect Director Gregory B. Maffei | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Elect Director John D. Markley, Jr. | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Elect Director David C. Merritt | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Elect Director James E. Meyer | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Elect Director Steven A. Miron | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Elect Director Balan Nair | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Elect Director Michael A. Newhouse | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Elect Director Mauricio Ramos | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Elect Director Thomas M. Rutledge | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Elect Director Eric L. Zinterhofer | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Report on Lobbying Payments and Policy | Share Holder | Yes | Against | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Require Independent Board Chair | Share Holder | Yes | Against | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | Share Holder | Yes | Against | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Report on Greenhouse Gas Emissions Disclosure | Share Holder | Yes | Against | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 27-Apr-21 | Adopt Policy to Annually Disclose EEO-1 Data | Share Holder | Yes | Against | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Elect Director Ellen M. Costello | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Elect Director Grace E. Dailey | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Elect Director Barbara J. Desoer | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Elect Director John C. Dugan | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Elect Director Jane N. Fraser | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Elect Director Duncan P. Hennes | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Elect Director Peter B. Henry | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Elect Director S. Leslie Ireland | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Elect Director Lew W. (Jay) Jacobs, IV | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Elect Director Renee J. James | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Elect Director Gary M. Reiner | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Elect Director Diana L. Taylor | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Elect Director James S. Turley | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Elect Director Deborah C. Wright | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Elect Director Alexander R. Wynaendts | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Elect Director Ernesto Zedillo Ponce de Leon | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Amend Omnibus Stock Plan | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Amend Proxy Access Right | Share Holder | Yes | Against | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Require Independent Board Chair | Share Holder | Yes | Against | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Share Holder | Yes | Against | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Report on Lobbying Payments and Policy | Share Holder | Yes | Against | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Report on Racial Equity Audit | Share Holder | Yes | Against | No | ||||||||||
Citigroup Inc. | C | 172967424 | 27-Apr-21 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Yes | Against | No | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Elect Director Thomas Buberl | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Elect Director Michael L. Eskew | Management | Yes | For | No | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Elect Director David N. Farr | Management | Yes | For | No | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Elect Director Alex Gorsky | Management | Yes | For | No | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Elect Director Michelle J. Howard | Management | Yes | For | No | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Elect Director Arvind Krishna | Management | Yes | For | No | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Elect Director Andrew N. Liveris | Management | Yes | For | No | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Elect Director Frederick William McNabb, III | Management | Yes | For | No | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Elect Director Martha E. Pollack | Management | Yes | For | No | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Elect Director Joseph R. Swedish | Management | Yes | For | No | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Elect Director Peter R. Voser | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Elect Director Frederick H. Waddell | Management | Yes | For | No | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Yes | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Require Independent Board Chair | Share Holder | Yes | For | Yes | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Lower Ownership Threshold for Action by Written Consent | Share Holder | Yes | For | Yes | ||||||||||
International Business Machines Corporation | IBM | 459200101 | 27-Apr-21 | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | Share Holder | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Warren E. Buffett | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Charles T. Munger | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Gregory E. Abel | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Howard G. Buffett | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Stephen B. Burke | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Kenneth I. Chenault | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Susan L. Decker | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director David S. Gottesman | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Charlotte Guyman | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Ajit Jain | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Thomas S. Murphy | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Ronald L. Olson | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Walter Scott, Jr. | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Meryl B. Witmer | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Report on Climate-Related Risks and Opportunities | Share Holder | Yes | Against | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Share Holder | Yes | Against | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Warren E. Buffett | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Charles T. Munger | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Gregory E. Abel | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Howard G. Buffett | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Stephen B. Burke | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Kenneth I. Chenault | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Susan L. Decker | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director David S. Gottesman | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Charlotte Guyman | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Ajit Jain | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Thomas S. Murphy | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Ronald L. Olson | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Walter Scott, Jr. | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Elect Director Meryl B. Witmer | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Report on Climate-Related Risks and Opportunities | Share Holder | Yes | Against | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 01-May-21 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Share Holder | Yes | Against | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Thomas J. Baltimore | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Charlene Barshefsky | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director John J. Brennan | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Peter Chernin | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Ralph de la Vega | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Michael O. Leavitt | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Theodore J. Leonsis | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Karen L. Parkhill | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Charles E. Phillips | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Lynn A. Pike | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Stephen J. Squeri | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Daniel L. Vasella | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Lisa W. Wardell | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Ronald A. Williams | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Christopher D. Young | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Provide Right to Act by Written Consent | Share Holder | Yes | Against | No | ||||||||||
American Express Company | AXP | 025816109 | 04-May-21 | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | Share Holder | Yes | Against | No | ||||||||||
NVR, Inc. | NVR | 62944T105 | 05-May-21 | Elect Director Dwight C. Schar | Management | Yes | For | No | ||||||||||
NVR, Inc. | NVR | 62944T105 | 05-May-21 | Elect Director C. E. Andrews | Management | Yes | For | No | ||||||||||
NVR, Inc. | NVR | 62944T105 | 05-May-21 | Elect Director Sallie B. Bailey | Management | Yes | For | No | ||||||||||
NVR, Inc. | NVR | 62944T105 | 05-May-21 | Elect Director Thomas D. Eckert | Management | Yes | For | No | ||||||||||
NVR, Inc. | NVR | 62944T105 | 05-May-21 | Elect Director Alfred E. Festa | Management | Yes | For | No | ||||||||||
NVR, Inc. | NVR | 62944T105 | 05-May-21 | Elect Director Manuel H. Johnson | Management | Yes | For | No | ||||||||||
NVR, Inc. | NVR | 62944T105 | 05-May-21 | Elect Director Alexandra A. Jung | Management | Yes | For | No | ||||||||||
NVR, Inc. | NVR | 62944T105 | 05-May-21 | Elect Director Mel Martinez | Management | Yes | For | No | ||||||||||
NVR, Inc. | NVR | 62944T105 | 05-May-21 | Elect Director William A. Moran | Management | Yes | For | No | ||||||||||
NVR, Inc. | NVR | 62944T105 | 05-May-21 | Elect Director David A. Preiser | Management | Yes | For | No | ||||||||||
NVR, Inc. | NVR | 62944T105 | 05-May-21 | Elect Director W. Grady Rosier | Management | Yes | For | No | ||||||||||
NVR, Inc. | NVR | 62944T105 | 05-May-21 | Elect Director Susan Williamson Ross | Management | Yes | For | No | ||||||||||
NVR, Inc. | NVR | 62944T105 | 05-May-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
NVR, Inc. | NVR | 62944T105 | 05-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Brant Bonin Bough | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Andre Calantzopoulos | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Michel Combes | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Juan Jose Daboub | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Werner Geissler | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Lisa A. Hook | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Jun Makihara | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Kalpana Morparia | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Lucio A. Noto | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Jacek Olczak | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Frederik Paulsen | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Robert B. Polet | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Shlomo Yanai | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Ratify PricewaterhouseCoopers SA as Auditor | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 06-May-21 | Elect Director Donald C. Berg | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 06-May-21 | Elect Director Maryse Bertrand | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 06-May-21 | Elect Director Marc Caira | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 06-May-21 | Elect Director Glenn J. Chamandy | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 06-May-21 | Elect Director Shirley E. Cunningham | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 06-May-21 | Elect Director Russell Goodman | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 06-May-21 | Elect Director Charles M. Herington | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 06-May-21 | Elect Director Luc Jobin | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 06-May-21 | Elect Director Craig A. Leavitt | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 06-May-21 | Elect Director Anne Martin-Vachon | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 06-May-21 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 06-May-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
Covetrus, Inc. | CVET | 22304C100 | 12-May-21 | Elect Director Mark J. Manoff | Management | Yes | For | No | ||||||||||
Covetrus, Inc. | CVET | 22304C100 | 12-May-21 | Elect Director Edward M. McNamara | Management | Yes | For | No | ||||||||||
Covetrus, Inc. | CVET | 22304C100 | 12-May-21 | Elect Director Steven Paladino | Management | Yes | For | No | ||||||||||
Covetrus, Inc. | CVET | 22304C100 | 12-May-21 | Elect Director Sandra Peterson | Management | Yes | For | No | ||||||||||
Covetrus, Inc. | CVET | 22304C100 | 12-May-21 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | No | ||||||||||
Covetrus, Inc. | CVET | 22304C100 | 12-May-21 | Eliminate Supermajority Vote Requirement | Management | Yes | For | No | ||||||||||
Covetrus, Inc. | CVET | 22304C100 | 12-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Elect Director Walter W. Bettinger, II | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Elect Director Joan T. Dea | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Elect Director Christopher V. Dodds | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Elect Director Mark A. Goldfarb | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Elect Director Bharat B. Masrani | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Elect Director Charles A. Ruffel | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Report on Lobbying Payments and Policy | Share Holder | Yes | Against | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Declassify the Board of Directors | Share Holder | Yes | Against | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 18-May-21 | Elect Director Linda B. Bammann | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 18-May-21 | Elect Director Stephen B. Burke | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 18-May-21 | Elect Director Todd A. Combs | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 18-May-21 | Elect Director James S. Crown | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 18-May-21 | Elect Director James Dimon | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 18-May-21 | Elect Director Timothy P. Flynn | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 18-May-21 | Elect Director Mellody Hobson | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 18-May-21 | Elect Director Michael A. Neal | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 18-May-21 | Elect Director Phebe N. Novakovic | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | �� | 46625H100 | 18-May-21 | Elect Director Virginia M. Rometty | Management | Yes | For | No | |||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 18-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 18-May-21 | Amend Omnibus Stock Plan | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 18-May-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 18-May-21 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Share Holder | Yes | Against | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 18-May-21 | Report on Racial Equity Audit | Share Holder | Yes | Against | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 18-May-21 | Require Independent Board Chair | Share Holder | Yes | Against | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 18-May-21 | Report on Congruency Political Analysis and Electioneering Expenditures | Share Holder | Yes | Against | No | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 18-May-21 | Elect Director Gregory Q. Brown | Management | Yes | For | No | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 18-May-21 | Elect Director Kenneth D. Denman | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 18-May-21 | Elect Director Egon P. Durban | Management | Yes | For | No | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 18-May-21 | Elect Director Clayton M. Jones | Management | Yes | For | No | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 18-May-21 | Elect Director Judy C. Lewent | Management | Yes | For | No | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 18-May-21 | Elect Director Gregory K. Mondre | Management | Yes | For | No | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 18-May-21 | Elect Director Joseph M. Tucci | Management | Yes | For | No | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 18-May-21 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | No | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 18-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 19-May-21 | Elect Director Brandon B. Boze | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 19-May-21 | Elect Director Beth F. Cobert | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 19-May-21 | Elect Director Reginald H. Gilyard | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 19-May-21 | Elect Director Shira D. Goodman | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 19-May-21 | Elect Director Christopher T. Jenny | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 19-May-21 | Elect Director Gerardo I. Lopez | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 19-May-21 | Elect Director Oscar Munoz | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 19-May-21 | Elect Director Robert E. Sulentic | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 19-May-21 | Elect Director Laura D. Tyson | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 19-May-21 | Elect Director Sanjiv Yajnik | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 19-May-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 19-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 19-May-21 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | Against | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 19-May-21 | Elect Director Jonathan E. Michael | Management | Yes | For | No | ||||||||||
SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 19-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 19-May-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 20-May-21 | Elect Director Kenneth A. Bronfin | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 20-May-21 | Elect Director Michael R. Burns | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 20-May-21 | Elect Director Hope F. Cochran | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 20-May-21 | Elect Director Lisa Gersh | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 20-May-21 | Elect Director Brian D. Goldner | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 20-May-21 | Elect Director Tracy A. Leinbach | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 20-May-21 | Elect Director Edward M. Philip | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 20-May-21 | Elect Director Laurel J. Richie | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 20-May-21 | Elect Director Richard S. Stoddart | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 20-May-21 | Elect Director Mary Beth West | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 20-May-21 | Elect Director Linda K. Zecher | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 20-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 20-May-21 | Ratify KPMG LLP as Auditor | Management | Yes | For | No | ||||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 20-May-21 | Elect Director Bruce C. Bruckmann | Management | Yes | For | No | ||||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 20-May-21 | Elect Director John M. Engquist | Management | Yes | For | No | ||||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 20-May-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 20-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 20-May-21 | Elect Director Bruce C. Bruckmann | Management | Yes | For | No | ||||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 20-May-21 | Elect Director John M. Engquist | Management | Yes | For | No | ||||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 20-May-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 20-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Liberty Media Corporation | FWONA | 531229870 | 25-May-21 | Elect Director Brian M. Deevy | Management | Yes | Withhold | Yes | ||||||||||
Liberty Media Corporation | FWONA | 531229870 | 25-May-21 | Elect Director Gregory B. Maffei | Management | Yes | For | No | ||||||||||
Liberty Media Corporation | FWONA | 531229870 | 25-May-21 | Elect Director Andrea L. Wong | Management | Yes | For | No | ||||||||||
Liberty Media Corporation | FWONA | 531229870 | 25-May-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
Liberty Media Corporation | FWONA | 531229870 | 25-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Yes | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Elect Director Jeffrey P. Bezos | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Elect Director Keith B. Alexander | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Elect Director Jamie S. Gorelick | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Elect Director Daniel P. Huttenlocher | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Elect Director Judith A. McGrath | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Elect Director Indra K. Nooyi | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Elect Director Jonathan J. Rubinstein | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Elect Director Thomas O. Ryder | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Elect Director Patricia Q. Stonesifer | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Elect Director Wendell P. Weeks | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | Share Holder | Yes | Against | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Require Independent Board Chair | Share Holder | Yes | Against | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Report on Gender/Racial Pay Gap | Share Holder | Yes | Against | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Report on Promotion Data | Share Holder | Yes | Against | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Report on the Impacts of Plastic Packaging | Share Holder | Yes | Against | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Share Holder | Yes | Against | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Adopt a Policy to Include Hourly Employees as Director Candidates | Share Holder | Yes | Against | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | Share Holder | Yes | Against | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | Against | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Report on Lobbying Payments and Policy | Share Holder | Yes | Against | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 26-May-21 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | Share Holder | Yes | Against | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Peggy Alford | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Marc L. Andreessen | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Andrew W. Houston | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Nancy Killefer | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Robert M. Kimmitt | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Sheryl K. Sandberg | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Peter A. Thiel | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Tracey T. Travis | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Mark Zuckerberg | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Amend Non-Employee Director Compensation Policy | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Yes | Against | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Require Independent Board Chair | Share Holder | Yes | Against | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Report on Online Child Sexual Exploitation | Share Holder | Yes | Against | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Share Holder | Yes | Against | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Report on Platform Misuse | Share Holder | Yes | Against | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Yes | Against | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Peggy Alford | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Marc L. Andreessen | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Andrew W. Houston | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Nancy Killefer | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Robert M. Kimmitt | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Sheryl K. Sandberg | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Peter A. Thiel | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Tracey T. Travis | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Mark Zuckerberg | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Amend Non-Employee Director Compensation Policy | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Yes | Against | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Require Independent Board Chair | Share Holder | Yes | Against | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Report on Online Child Sexual Exploitation | Share Holder | Yes | Against | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Share Holder | Yes | Against | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Report on Platform Misuse | Share Holder | Yes | Against | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Yes | Against | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director Earl C. (Duke) Austin, Jr. | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director Doyle N. Beneby | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director Vincent D. Foster | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director Bernard Fried | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director Worthing F. Jackman | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director David M. McClanahan | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director Margaret B. Shannon | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director Pat Wood, III | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director Martha B. Wyrsch | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director Earl C. (Duke) Austin, Jr. | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director Doyle N. Beneby | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director Vincent D. Foster | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director Bernard Fried | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director Worthing F. Jackman | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director David M. McClanahan | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director Margaret B. Shannon | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director Pat Wood, III | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Elect Director Martha B. Wyrsch | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 27-May-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||||
Lowe’s Companies, Inc. | LOW | 548661107 | 28-May-21 | Elect Director Raul Alvarez | Management | Yes | For | No | ||||||||||
Lowe’s Companies, Inc. | LOW | 548661107 | 28-May-21 | Elect Director David H. Batchelder | Management | Yes | For | No | ||||||||||
Lowe’s Companies, Inc. | LOW | 548661107 | 28-May-21 | Elect Director Angela F. Braly | Management | Yes | For | No | ||||||||||
Lowe’s Companies, Inc. | LOW | 548661107 | 28-May-21 | Elect Director Sandra B. Cochran | Management | Yes | For | No | ||||||||||
Lowe’s Companies, Inc. | LOW | 548661107 | 28-May-21 | Elect Director Laurie Z. Douglas | Management | Yes | For | No | ||||||||||
Lowe’s Companies, Inc. | LOW | 548661107 | 28-May-21 | Elect Director Richard W. Dreiling | Management | Yes | For | No | ||||||||||
Lowe’s Companies, Inc. | LOW | 548661107 | 28-May-21 | Elect Director Marvin R. Ellison | Management | Yes | For | No | ||||||||||
Lowe’s Companies, Inc. | LOW | 548661107 | 28-May-21 | Elect Director Daniel J. Heinrich | Management | Yes | For | No | ||||||||||
Lowe’s Companies, Inc. | LOW | 548661107 | 28-May-21 | Elect Director Brian C. Rogers | Management | Yes | For | No | ||||||||||
Lowe’s Companies, Inc. | LOW | 548661107 | 28-May-21 | Elect Director Bertram L. Scott | Management | Yes | For | No | ||||||||||
Lowe’s Companies, Inc. | LOW | 548661107 | 28-May-21 | Elect Director Mary Beth West | Management | Yes | For | No | ||||||||||
Lowe’s Companies, Inc. | LOW | 548661107 | 28-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Lowe’s Companies, Inc. | LOW | 548661107 | 28-May-21 | Ratify Deloitte & Touche LLP as Auditor | Management | Yes | For | No | ||||||||||
Lowe’s Companies, Inc. | LOW | 548661107 | 28-May-21 | Amend Proxy Access Right | Share Holder | Yes | Against | No | ||||||||||
Arista Networks, Inc. | ANET | 040413106 | 01-Jun-21 | Elect Director Kelly Battles | Management | Yes | For | No | ||||||||||
Arista Networks, Inc. | ANET | 040413106 | 01-Jun-21 | Elect Director Andreas Bechtolsheim | Management | Yes | For | No | ||||||||||
Arista Networks, Inc. | ANET | 040413106 | 01-Jun-21 | Elect Director Jayshree Ullal | Management | Yes | For | No | ||||||||||
Arista Networks, Inc. | ANET | 040413106 | 01-Jun-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Arista Networks, Inc. | ANET | 040413106 | 01-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Larry Page | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Sergey Brin | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Sundar Pichai | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director John L. Hennessy | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Frances H. Arnold | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director L. John Doerr | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Roger W. Ferguson, Jr. | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Ann Mather | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Alan R. Mulally | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director K. Ram Shriram | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Robin L. Washington | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Approve Omnibus Stock Plan | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Report on Takedown Requests | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Report on Whistleblower Policies and Practices | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Report on Charitable Contributions | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Report on Risks Related to Anticompetitive Practices | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Larry Page | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Sergey Brin | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Sundar Pichai | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director John L. Hennessy | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Frances H. Arnold | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director L. John Doerr | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Roger W. Ferguson, Jr. | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Ann Mather | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Alan R. Mulally | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director K. Ram Shriram | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Robin L. Washington | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Approve Omnibus Stock Plan | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Report on Takedown Requests | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Report on Whistleblower Policies and Practices | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Report on Charitable Contributions | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Report on Risks Related to Anticompetitive Practices | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Yes | Against | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Elect Director Lester B. Knight | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Elect Director Gregory C. Case | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Elect Director Jin-Yong Cai | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Elect Director Jeffrey C. Campbell | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Elect Director Fulvio Conti | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Elect Director Cheryl A. Francis | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Elect Director J. Michael Losh | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Elect Director Richard B. Myers | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Elect Director Richard C. Notebaert | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Elect Director Gloria Santona | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Elect Director Byron O. Spruell | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Elect Director Carolyn Y. Woo | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Authorize Board to Fix Remuneration of Auditors | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Amend Articles of Association Re: Article 190 | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Authorize the Board of Directors to Capitalize Certain Non-distributable Reserves | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 02-Jun-21 | Approve Creation of Distributable Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7 | Management | Yes | For | No | ||||||||||
GoDaddy Inc. | GDDY | 380237107 | 02-Jun-21 | Elect Director Herald Y. Chen | Management | Yes | For | No | ||||||||||
GoDaddy Inc. | GDDY | 380237107 | 02-Jun-21 | Elect Director Brian H. Sharples | Management | Yes | For | No | ||||||||||
GoDaddy Inc. | GDDY | 380237107 | 02-Jun-21 | Elect Director Leah Sweet | Management | Yes | For | No | ||||||||||
GoDaddy Inc. | GDDY | 380237107 | 02-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
GoDaddy Inc. | GDDY | 380237107 | 02-Jun-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Elect Director Timothy M. Armstrong | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Elect Director Glenn D. Fogel | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Elect Director Mirian M. Graddick-Weir | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Elect Director Wei Hopeman | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Elect Director Robert J. Mylod, Jr. | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Elect Director Charles H. Noski | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Elect Director Nicholas J. Read | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Elect Director Thomas E. Rothman | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Elect Director Bob van Dijk | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Elect Director Lynn M. Vojvodich | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Elect Director Vanessa A. Wittman | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Amend Omnibus Stock Plan | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Provide Right to Act by Written Consent | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Provide Right to Act by Written Consent | Share Holder | Yes | Against | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Report on Annual Climate Transition | Share Holder | Yes | Against | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 03-Jun-21 | Annual Investor Advisory Vote on Climate Plan | Share Holder | Yes | Against | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Elect Director Samuel Altman | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Elect Director Beverly Anderson | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Elect Director Susan Athey | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Elect Director Chelsea Clinton | Management | Yes | Withhold | Yes | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Elect Director Barry Diller | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Elect Director Jon Gieselman—Withdrawn | Management | Yes | N/A | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Elect Director Craig Jacobson | Management | Yes | Withhold | Yes | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Elect Director Peter Kern | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Elect Director Dara Khosrowshahi | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Elect Director Patricia Menendez-Cambo | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Elect Director Greg Mondre | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Elect Director David Sambur—Withdrawn | Management | Yes | N/A | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Elect Director Alex von Furstenberg | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Elect Director Julie Whalen | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 09-Jun-21 | Report on Political Contributions and Expenditures | Share Holder | Yes | Against | No | ||||||||||
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Marc Benioff | Management | Yes | For | No | ||||||||||
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Craig Conway | Management | Yes | For | No | ||||||||||
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Parker Harris | Management | Yes | For | No | ||||||||||
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Alan Hassenfeld | Management | Yes | For | No | ||||||||||
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Neelie Kroes | Management | Yes | For | No | ||||||||||
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Colin Powell | Management | Yes | For | No | ||||||||||
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Sanford Robertson | Management | Yes | For | No | ||||||||||
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director John V. Roos | Management | Yes | For | No | ||||||||||
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Robin Washington | Management | Yes | For | No | ||||||||||
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Maynard Webb | Management | Yes | For | No | ||||||||||
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Susan Wojcicki | Management | Yes | For | No | ||||||||||
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Amend Omnibus Stock Plan | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Yes | Against | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Mary T. Barra | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Wesley G. Bush | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Linda R. Gooden | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Joseph Jimenez | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Jane L. Mendillo | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Judith A. Miscik | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Patricia F. Russo | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Thomas M. Schoewe | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Carol M. Stephenson | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Mark A. Tatum | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Devin N. Wenig | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Margaret C. Whitman | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Provide Right to Act by Written Consent | Share Holder | Yes | Against | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Link Executive Pay to Social Criteria | Share Holder | Yes | Against | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Mary T. Barra | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Wesley G. Bush | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Linda R. Gooden | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Joseph Jimenez | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Jane L. Mendillo | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Judith A. Miscik | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Patricia F. Russo | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Thomas M. Schoewe | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Carol M. Stephenson | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Mark A. Tatum | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Devin N. Wenig | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Elect Director Margaret C. Whitman | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Provide Right to Act by Written Consent | Share Holder | Yes | Against | No | ||||||||||
General Motors Company | GM | 37045V100 | 14-Jun-21 | Link Executive Pay to Social Criteria | Share Holder | Yes | Against | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 16-Jun-21 | Elect Director Andrew Anagnost | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 16-Jun-21 | Elect Director Karen Blasing | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 16-Jun-21 | Elect Director Reid French | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 16-Jun-21 | Elect Director Ayanna Howard | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 16-Jun-21 | Elect Director Blake Irving | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 16-Jun-21 | Elect Director Mary T. McDowell | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 16-Jun-21 | Elect Director Stephen Milligan | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 16-Jun-21 | Elect Director Lorrie M. Norrington | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 16-Jun-21 | Elect Director Elizabeth (Betsy) Rafael | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 16-Jun-21 | Elect Director Stacy J. Smith | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 16-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 16-Jun-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Splunk Inc. | SPLK | 848637104 | 17-Jun-21 | Elect Director Sara Baack | Management | Yes | For | No | ||||||||||
Splunk Inc. | SPLK | 848637104 | 17-Jun-21 | Elect Director Sean Boyle | Management | Yes | For | No | ||||||||||
Splunk Inc. | SPLK | 848637104 | 17-Jun-21 | Elect Director Douglas Merritt | Management | Yes | For | No | ||||||||||
Splunk Inc. | SPLK | 848637104 | 17-Jun-21 | Elect Director Graham Smith | Management | Yes | For | No | ||||||||||
Splunk Inc. | SPLK | 848637104 | 17-Jun-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||||
Splunk Inc. | SPLK | 848637104 | 17-Jun-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 29-Jun-21 | Elect Director Peter J. Bensen | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 29-Jun-21 | Elect Director Ronald E. Blaylock | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 29-Jun-21 | Elect Director Sona Chawla | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 29-Jun-21 | Elect Director Thomas J. Folliard | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 29-Jun-21 | Elect Director Shira Goodman | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 29-Jun-21 | Elect Director Robert J. Hombach | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 29-Jun-21 | Elect Director David W. McCreight | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
CarMax, Inc. | KMX | 143130102 | 29-Jun-21 | Elect Director William D. Nash | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 29-Jun-21 | Elect Director Mark F. O’Neil | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 29-Jun-21 | Elect Director Pietro Satriano | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 29-Jun-21 | Elect Director Marcella Shinder | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 29-Jun-21 | Elect Director Mitchell D. Steenrod | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 29-Jun-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 29-Jun-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 29-Jun-21 | Report on Political Contributions and Expenditures | Share Holder | Yes | Against | No |
St. James Investment Company /
Absolute Strategies Fund (ASFIX)
Proxy Voting Record
July 1, 2020-June 30, 2021
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
DIAGEO, PLC | DEO | 25243Q205 | 9/28/2020 | 1. Report and accounts 2020. | Issuer | Y | For | For | ||||||||
2. Directors’ remuneration report 2020. | Issuer | Y | For | For | ||||||||||||
3. Directors’ remuneration policy 2020. | Issuer | Y | For | For | ||||||||||||
4. Declaration of final dividend. | Issuer | Y | For | For | ||||||||||||
5. Election of Melissa Bethell (1,3,4) as a director. | Issuer | Y | For | For | ||||||||||||
6. Re-election of Javier Ferrán (3*) as a director. | Issuer | Y | For | For | ||||||||||||
7. Re-election of Susan Kilsby (1,3,4*) as a director. | Issuer | Y | For | For | ||||||||||||
8. Re-election of Lady Mendelsohn (1,3,4) as a director. | Issuer | Y | For | For | ||||||||||||
9. Re-election of Ivan Menezes (2*) as a director. | Issuer | Y | For | For | ||||||||||||
10. Re-election of Kathryn Mikells (2) as a director. | Issuer | Y | For | For | ||||||||||||
11. Re-election of Alan Stewart (1*,3,4) as a director. | Issuer | Y | For | For | ||||||||||||
12. Re-appointment of auditor. | Issuer | Y | For | For | ||||||||||||
13. Remuneration of auditor. | Issuer | Y | For | For | ||||||||||||
14. Authority to make political donations and/or to incur political expenditure. | Issuer | Y | For | For | ||||||||||||
15. Authority to allot shares. | Issuer | Y | For | For | ||||||||||||
16. Amendment of the Diageo 2001 Share Incentive Plan. | Issuer | Y | For | For | ||||||||||||
17. Adoption of the Diageo 2020 Sharesave Plan. | Issuer | Y | For | For | ||||||||||||
18. Adoption of the Diageo Deferred Bonus Share Plan. | Issuer | Y | For | For | ||||||||||||
19. Authority to establish international share plans. | Issuer | Y | For | For | ||||||||||||
20. Disapplication of pre-emption rights. | Issuer | Y | For | For | ||||||||||||
21. Authority to purchase own shares. | Issuer | Y | For | For | ||||||||||||
22. Reduced notice of a general meeting other than an AGM. | Issuer | Y | For | For | ||||||||||||
23. Approval and adoption of new articles of association. | Issuer | Y | For | For | ||||||||||||
24. 2019 Share buy-backs and employee benefit and share ownership trust transactions. | Issuer | Y | No Action | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
UNILEVER PLC | UL | 904767704 | 10/12/2020 | C1. To approve the Cross-Border Merger: Please refer to the notice of Court Meeting contained in Schedule 1 of the Circular for further details. | Issuer | Y | No Action | For | ||||||||
G1. To vote For or Against the Special Resolution: The Special Resolution is to approve: (i) Unification, including all such steps as are necessary to be taken for the purpose of effecting Unification; and (ii) the related amendments to the Company’s articles of association. The Special Resolution is set out in full in the notice of General Meeting contained in Schedule 2 of the Circular. | Issuer | Y | No Action | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 12/10/2020 | 1a. Election of Director: M. Michele Burns | Issuer | Y | For | For | ||||||||
1b. Election of Director: Wesley G. Bush | Issuer | Y | For | For | ||||||||||||
1c. Election of Director: Michael D. Capellas | Issuer | Y | For | For | ||||||||||||
1d. Election of Director: Mark Garrett | Issuer | Y | For | For | ||||||||||||
1e. Election of Director: Dr. Kristina M. Johnson | Issuer | Y | For | For | ||||||||||||
1f. Election of Director: Roderick C. McGeary | Issuer | Y | For | For | ||||||||||||
1g.Election of Director: Charles H. Robbins | Issuer | Y | For | For | ||||||||||||
1h. Election of Director: Arun Sarin | Issuer | Y | For | For | ||||||||||||
1i. Election of Director: Brenton L. Saunders | Issuer | Y | For | For | ||||||||||||
1j. Election of Director: Dr. Lisa T. Su | Issuer | Y | For | For | ||||||||||||
2. Approval of the reincorporation of Cisco from California to Delaware. | Issuer | Y | For | For | ||||||||||||
3. Approval of amendment and restatement of the 2005 Stock Incentive Plan. | Issuer | Y | For | For | ||||||||||||
4. Approval, on an advisory basis, of executive compensation. | Issuer | Y | For | For | ||||||||||||
5. Ratification of PricewaterhouseCoopers LLP as Cisco’s independent registered public accounting firm for fiscal 2021. | Issuer | Y | For | For | ||||||||||||
6. Approval to have Cisco’s Board adopt a policy to have an independent Board chairman. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
MEDTRONIC PLC | MDT | G5960L103 | 12/11/2020 | 1A. Election of Director: Richard H. Anderson | Issuer | Y | For | For | ||||||||
1B. Election of Director: Craig Arnold | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Scott C. Donnelly | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Andrea J. Goldsmith, Ph.D. | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Randall J. Hogan, III | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Michael O. Leavitt | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: James T. Lenehan | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Kevin E. Lofton | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Geoffrey S. Martha | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: Elizabeth G. Nabel, M.D. | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: Denise M. O’Leary | Issuer | Y | For | For | ||||||||||||
1L. Election of Director: Kendall J. Powell | Issuer | Y | For | For | ||||||||||||
2. To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company’s independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor’s remuneration. | Issuer | Y | For | For | ||||||||||||
3. To approve, in a non-binding advisory vote, named executive officer compensation (a “Say-on-Pay” vote). | Issuer | Y | For | For | ||||||||||||
4. To renew the Board’s authority to issue shares. | Issuer | Y | For | For | ||||||||||||
5. To renew the Board’s authority to opt out of pre-emption rights. | Issuer | Y | For | For | ||||||||||||
6. Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
GUIDEWIRE SOFTWARE, INC. | GWRE | 40171V100 | 12/15/2020 | 1a. Election of Director: Andrew Brown | Issuer | Y | For | For | ||||||||
1b. Election of Director: Margaret Dillon | Issuer | Y | For | For | ||||||||||||
1c. Election of Director: Michael Keller | Issuer | Y | For | For | ||||||||||||
1d. Election of Director: Catherine P. Lego | Issuer | Y | For | For | ||||||||||||
1e. Election of Director: Mike Rosenbaum | Issuer | Y | For | For | ||||||||||||
2. To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending July 31, 2021. | Issuer | Y | For | For | ||||||||||||
3. To approve, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the Proxy Statement. | Issuer | Y | For | For | ||||||||||||
4. To approve, on an advisory basis, the frequency of future non-binding, advisory votes to approve the compensation of the Company’s named executive officers. | Issuer | Y | 1 Year | For | ||||||||||||
5. To approve the Guidewire Software, Inc. 2020 Stock Plan. | Issuer | Y | For | For | ||||||||||||
6. To consider a stockholder proposal regarding adoption of a simple majority voting standard in the Company’s Certificate of Incorporation and Bylaws for all actions that require a vote by stockholders, if properly presented at the meeting. | Shareholder | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 3/17/2021 | 1A. Election of Director: Richard E. Allison, Jr. | Issuer | Y | For | For | ||||||||
1B. Election of Director: Rosalind G. Brewer (Withdrawn) | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Andrew Campion | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Mary N. Dillon | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Isabel Ge Mahe | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Mellody Hobson | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Kevin R. Johnson | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Jørgen Vig Knudstorp | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Satya Nadella | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: Joshua Cooper Ramo | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: Clara Shih | Issuer | Y | For | For | ||||||||||||
1L. Election of Director: Javier G. Teruel | Issuer | Y | For | For | ||||||||||||
2. Advisory resolution to approve our executive officer compensation. | Issuer | Y | For | For | ||||||||||||
3. Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | Issuer | Y | For | For | ||||||||||||
4. Employee Board Representation. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
PFIZER INC. | PFE | 717081103 | 4/22/2021 | 1A. Election of Director: Ronald E. Blaylock | Issuer | Y | For | For | ||||||||
1B. Election of Director: Albert Bourla | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Susan Desmond-Hellmann | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Joseph J. Echevarria | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Scott Gottlieb | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Helen H. Hobbs | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Susan Hockfield | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Dan R. Littman | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Shantanu Narayen | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: Suzanne Nora Johnson | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: James Quincey | Issuer | Y | For | For | ||||||||||||
1L. Election of Director: James C. Smith | Issuer | Y | For | For | ||||||||||||
2. Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021. | Issuer | Y | For | For | ||||||||||||
3. 2021 advisory approval of executive compensation. | Issuer | Y | For | For | ||||||||||||
4. Shareholder proposal regarding independent chair policy. | Shareholder | Y | Against | For | ||||||||||||
5. Shareholder proposal regarding political spending report. | Shareholder | Y | Against | For | ||||||||||||
6. Shareholder proposal regarding access to COVID-19 products. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
ALLEGHANY CORPORATION | Y | 017175100 | 4/23/2021 | 1.1 Election of Director for term expiring in 2024: Phillip M. Martineau | Issuer | Y | For | For | ||||||||
1.2 Election of Director for term expiring in 2024: Raymond L.M. Wong | Issuer | Y | For | For | ||||||||||||
2. To hold an advisory, non-binding vote to approve the compensation of the named executive officers of Alleghany Corporation. | Issuer | Y | For | For | ||||||||||||
3. To ratify the selection of Ernst & Young LLP as Alleghany Corporation’s independent registered public accounting firm for fiscal 2021. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
DUPONT DE NEMOURS INC | DD | 26614N102 | 4/28/2021 | 1A. Election of Director: Amy G. Brady | Issuer | Y | For | For | ||||||||
1B. Election of Director: Edward D. Breen | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Ruby R. Chandy | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Franklin K. Clyburn, Jr. | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Terrence R. Curtin | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Alexander M. Cutler | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Eleuthère I. du Pont | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Luther C. Kissam | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Frederick M. Lowery | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: Raymond J. Milchovich | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: Deanna M. Mulligan | Issuer | Y | For | For | ||||||||||||
1L. Election of Director: Steven M. Sterin | Issuer | Y | For | For | ||||||||||||
2. Advisory Resolution to Approve Executive Compensation. | Issuer | Y | For | For | ||||||||||||
3. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2021. | Issuer | Y | For | For | ||||||||||||
4. Amendment and Restatement of the Company’s Certificate of Incorporation to Decrease the Ownership Threshold for Stockholders to Call a Special Meeting. | Issuer | Y | For | For | ||||||||||||
5. Right to Act by Written Consent. | Shareholder | Y | Against | For | ||||||||||||
6. Annual Disclosure of EEO-1 Data. | Shareholder | Y | Against | For | ||||||||||||
7. Annual Report on Plastic Pollution. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
AGNICO EAGLE MINES LIMITED | AEM | 008474108 | 4/30/2021 | 1. DIRECTOR | ||||||||||||
1. Leona Aglukkaq | Issuer | Y | For | For | ||||||||||||
2. Sean Boyd | Issuer | Y | For | For | ||||||||||||
3. Martine A. Celej | Issuer | Y | For | For | ||||||||||||
4. Robert J. Gemmell | Issuer | Y | For | For | ||||||||||||
5. Mel Leiderman | Issuer | Y | For | For | ||||||||||||
6. Deborah McCombe | Issuer | Y | For | For | ||||||||||||
7. James D. Nasso | Issuer | Y | For | For | ||||||||||||
8. Dr. Sean Riley | Issuer | Y | For | For | ||||||||||||
9. J. Merfyn Roberts | Issuer | Y | For | For | ||||||||||||
10. Jamie C. Sokalsky | Issuer | Y | For | For | ||||||||||||
2. Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Issuer | Y | For | For | ||||||||||||
3. An ordinary resolution approving amendments of Agnico Eagle’s Stock Option Plan. | Issuer | Y | For | For | ||||||||||||
4. Consideration of and, if deemed advisable, the passing of a non- binding, advisory resolution accepting the Company’s approach to executive compensation. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 5/1/2021 | 1. DIRECTOR | ||||||||||||
1. Warren E. Buffett | Issuer | Y | For | For | ||||||||||||
2. Charles T. Munger | Issuer | Y | For | For | ||||||||||||
3. Gregory E. Abel | Issuer | Y | For | For | ||||||||||||
4. Howard G. Buffett | Issuer | Y | For | For | ||||||||||||
5. Stephen B. Burke | Issuer | Y | For | For | ||||||||||||
6. Kenneth I. Chenault | Issuer | Y | For | For | ||||||||||||
7. Susan L. Decker | Issuer | Y | For | For | ||||||||||||
8. David S. Gottesman | Issuer | Y | For | For | ||||||||||||
9. Charlotte Guyman | Issuer | Y | For | For | ||||||||||||
10. Ajit Jain | Issuer | Y | For | For | ||||||||||||
11. Thomas S. Murphy | Issuer | Y | For | For | ||||||||||||
12. Ronald L. Olson | Issuer | Y | For | For | ||||||||||||
13. Walter Scott, Jr. | Issuer | Y | For | For | ||||||||||||
14. Meryl B. Witmer | Issuer | Y | For | For | ||||||||||||
2. Shareholder proposal regarding the reporting of climate-related risks and opportunities. | Shareholder | Y | Against | For | ||||||||||||
3. Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
EXPEDITORS INT’L OF WASHINGTON, INC. | EXPD | 302130109 | 5/4/2021 | 1.1 Election of Director: Robert R. Wright | Issuer | Y | For | For | ||||||||
1.2 Election of Director: Glenn M. Alger | Issuer | Y | For | For | ||||||||||||
1.3 Election of Director: Robert P. Carlile | Issuer | Y | For | For | ||||||||||||
1.4 Election of Director: James M. DuBois | Issuer | Y | For | For | ||||||||||||
1.5 Election of Director: Mark A. Emmert | Issuer | Y | For | For | ||||||||||||
1.6 Election of Director: Diane H. Gulyas | Issuer | Y | For | For | ||||||||||||
1.7 Election of Director: Jeffrey S. Musser | Issuer | Y | For | For | ||||||||||||
1.8 Election of Director: Liane J. Pelletier | Issuer | Y | For | For | ||||||||||||
2. Advisory Vote to Approve Named Executive Officer Compensation. | Issuer | Y | For | For | ||||||||||||
3. Ratification of Independent Registered Public Accounting Firm. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
BARRICK GOLD CORPORATION | GOLD | 067901108 | 5/4/2021 | 1. DIRECTOR | ||||||||||||
1. D. M. Bristow | Issuer | Y | For | For | ||||||||||||
2. G. A. Cisneros | Issuer | Y | For | For | ||||||||||||
3. C. L. Coleman | Issuer | Y | For | For | ||||||||||||
4. J. M. Evans | Issuer | Y | For | For | ||||||||||||
5. B. L. Greenspun | Issuer | Y | For | For | ||||||||||||
6. J. B. Harvey | Issuer | Y | For | For | ||||||||||||
7. A. N. Kabagambe | Issuer | Y | For | For | ||||||||||||
8. A. J. Quinn | Issuer | Y | For | For | ||||||||||||
9. M. L. Silva | Issuer | Y | For | For | ||||||||||||
10. J. L. Thornton | Issuer | Y | For | For | ||||||||||||
2. Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration. | Issuer | Y | For | For | ||||||||||||
3. Advisory resolution on approach to executive compensation. | Issuer | Y | For | For | ||||||||||||
4. Special resolution approving the capital reduction in order to enable the Return of Capital. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 5/5/2021 | 1A. Election of Director: James A. Bennett | Issuer | Y | For | For | ||||||||
1B. Election of Director: Robert M. Blue | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Helen E. Dragas | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: James O. Ellis, Jr. | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: D. Maybank Hagood | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Ronald W. Jibson | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Mark J. Kington | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Joseph M. Rigby | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Pamela J. Royal, M.D. | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: Robert H. Spilman, Jr. | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: Susan N. Story | Issuer | Y | For | For | ||||||||||||
1L. Election of Director: Michael E. Szymanczyk | Issuer | Y | For | For | ||||||||||||
2. Advisory Vote on Approval of Executive Compensation (Say on Pay). | Issuer | Y | For | For | ||||||||||||
3. Ratification of Appointment of Independent Auditor. | Issuer | Y | For | For | ||||||||||||
4. Shareholder Proposal Regarding a Report on Lobbying. | Shareholder | Y | Against | For | ||||||||||||
5. Shareholder Proposal Regarding a Policy to Require an Independent Chair. | Shareholder | Y | Against | For | ||||||||||||
6. Shareholder Proposal Regarding Proxy Access Shareholder Aggregation. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
UNILEVER PLC | UL | 904767704 | 5/5/2021 | 1. To receive the Report and Accounts for the year ended 31 December 2020. | Issuer | Y | For | For | ||||||||
2. To approve the Directors’ Remuneration Report. | Issuer | Y | For | For | ||||||||||||
3. To approve the Directors’ Remuneration Policy. | Issuer | Y | For | For | ||||||||||||
4. To approve the Climate Transition Action Plan. | Issuer | Y | For | For | ||||||||||||
5. To re-elect Mr N Andersen as a Non-Executive Director. | Issuer | Y | For | For | ||||||||||||
6. To re-elect Mrs L Cha as a Non-Executive Director. | Issuer | Y | For | For | ||||||||||||
7. To re-elect Dr J Hartmann as a Non-Executive Director. | Issuer | Y | For | For | ||||||||||||
8. To re-elect Mr A Jope as an Executive Director. | Issuer | Y | For | For | ||||||||||||
9. To re-elect Ms A Jung as a Non-Executive Director. | Issuer | Y | For | For | ||||||||||||
10. To re-elect Ms S Kilsby as a Non-Executive Director. | Issuer | Y | For | For | ||||||||||||
11. To re-elect Mr S Masiyiwa as a Non-Executive Director. | Issuer | Y | For | For | ||||||||||||
12. To re-elect Professor Y Moon as a Non-Executive Director. | Issuer | Y | For | For | ||||||||||||
13. To re-elect Mr G Pitkethly as an Executive Director. | Issuer | Y | For | For | ||||||||||||
14. To re-elect Mr J Rishton as a Non-Executive Director. | Issuer | Y | For | For | ||||||||||||
15. To re-elect Mr F Sijbesma as a Non-Executive Director. | Issuer | Y | For | For | ||||||||||||
16. To reappoint KPMG LLP as Auditors of the Company. | Issuer | Y | For | For | ||||||||||||
17. To authorise the Directors to fix the remuneration of the Auditors. | Issuer | Y | For | For | ||||||||||||
18. To authorise Political Donations and expenditure. | Issuer | Y | For | For | ||||||||||||
19. To approve the SHARES Plan. | Issuer | Y | For | For | ||||||||||||
20. To renew the authority to Directors to issue shares. | Issuer | Y | For | For | ||||||||||||
21. To renew the authority to Directors to disapply pre-emption rights. | Issuer | Y | For | For | ||||||||||||
22. To renew the authority to Directors to disapply pre-emption rights for the purposes of acquisitions or capital investments. | Issuer | Y | For | For | ||||||||||||
�� | 23. To renew the authority to the Company to purchase its own shares. | Issuer | Y | For | For | |||||||||||
24. To shorten the notice period for General Meetings. | Issuer | Y | For | For | ||||||||||||
25. To adopt new Articles of Association. | Issuer | Y | For | For | ||||||||||||
26. To reduce the share premium account. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
ENBRIDGE INC. | ENB | 29250N105 | 5/5/2021 | 1. DIRECTOR | ||||||||||||
1. Pamela L. Carter | Issuer | Y | For | For | ||||||||||||
2. Marcel R. Coutu | Issuer | Y | For | For | ||||||||||||
3. Susan M. Cunningham | Issuer | Y | For | For | ||||||||||||
4. Gregory L. Ebel | Issuer | Y | For | For | ||||||||||||
5. J. Herb England | Issuer | Y | For | For | ||||||||||||
6. Gregory J. Goff | Issuer | Y | For | For | ||||||||||||
7. V. Maureen K. Darkes | Issuer | Y | For | For | ||||||||||||
8. Teresa S. Madden | Issuer | Y | For | For | ||||||||||||
9. Al Monaco | Issuer | Y | For | For | ||||||||||||
10. Stephen S. Poloz | Issuer | Y | For | For | ||||||||||||
11. Dan C. Tutcher | Issuer | Y | For | For | ||||||||||||
2. Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to set their remuneration | Issuer | Y | For | For | ||||||||||||
3. Advisory vote on executive compensation Accept Enbridge’s approach to executive compensation, as disclosed in the Management Information Circular | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
GRAHAM HOLDINGS COMPANY | GHC | 384637104 | 5/6/2021 | 1. DIRECTOR | ||||||||||||
1. Tony Allen | Issuer | Y | For | For | ||||||||||||
2. Christopher C. Davis | Issuer | Y | For | For | ||||||||||||
3. Anne M. Mulcahy | Issuer | Y | For | For | ||||||||||||
KIRKLAND LAKE GOLD LTD. | KL | 49741E100 | 5/6/2021 | 1. DIRECTOR | ||||||||||||
1. Jonathan Gill | Issuer | Y | For | For | ||||||||||||
2. Peter Grosskopf | Issuer | Y | For | For | ||||||||||||
3. Ingrid Hibbard | Issuer | Y | For | For | ||||||||||||
4. Arnold Klassen | Issuer | Y | For | For | ||||||||||||
5. Elizabeth Lewis-Gray | Issuer | Y | For | For | ||||||||||||
6. Anthony Makuch | Issuer | Y | For | For | ||||||||||||
7. Barry Olson | Issuer | Y | For | For | ||||||||||||
8. Jeff Parr | Issuer | Y | For | For | ||||||||||||
2. To appoint KPMG LLP, Chartered Professional Accountants as auditor of the Company and authorize the Board to fix their remuneration. | Issuer | Y | For | For | ||||||||||||
3. To consider and, if deemed appropriate, pass, with or without variation, a non-binding advisory resolution on the Company’s approach to executive compensation. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
CORTEVA INC. | CTVA | 22052L104 | 5/7/2021 | 1A. Election of Director: Lamberto Andreotti | Issuer | Y | For | For | ||||||||
1B. Election of Director: James C. Collins, Jr. | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Klaus A. Engel | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: David C. Everitt | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Janet P. Giesselman | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Karen H. Grimes | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Michael O. Johanns | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Rebecca B. Liebert | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Marcos M. Lutz | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: Nayaki Nayyar | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: Gregory R. Page | Issuer | Y | For | For | ||||||||||||
1L. Election of Director: Kerry J. Preete | Issuer | Y | For | For | ||||||||||||
1M. Election of Director: Patrick J. Ward | Issuer | Y | For | For | ||||||||||||
2. Advisory resolution to approve executive compensation of the Company’s named executive officers. | Issuer | Y | For | For | ||||||||||||
3. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2021. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
LOEWS CORPORATION | L | 540424108 | 5/11/2021 | 1A. Election of Director: Ann E. Berman | Issuer | Y | For | For | ||||||||
1B. Election of Director: Joseph L. Bower | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Charles D. Davidson | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Charles M. Diker | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Paul J. Fribourg | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Walter L. Harris | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Philip A. Laskawy | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Susan P. Peters | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Andrew H. Tisch | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: James S. Tisch | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: Jonathan M. Tisch | Issuer | Y | For | For | ||||||||||||
1L. Election of Director: Anthony Welters | Issuer | Y | For | For | ||||||||||||
2. Approve, on an advisory basis, executive compensation. | Issuer | Y | For | For | ||||||||||||
3. Ratify Deloitte & Touche LLP as independent auditors. | Issuer | Y | For | For | ||||||||||||
4. Shareholder proposal requesting certain disclosures regarding political contributions, if presented at the meeting. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
PAN AMERICAN SILVER CORP. | PAAS | 697900108 | 5/12/2021 | 1. DIRECTOR | ||||||||||||
1. Michael Carroll | Issuer | Y | For | For | ||||||||||||
2. Neil de Gelder | Issuer | Y | For | For | ||||||||||||
3. Charles Jeannes | Issuer | Y | For | For | ||||||||||||
4. Jennifer Maki | Issuer | Y | For | For | ||||||||||||
5. Walter Segsworth | Issuer | Y | For | For | ||||||||||||
6. Kathleen Sendall | Issuer | Y | For | For | ||||||||||||
7. Michael Steinmann | Issuer | Y | For | For | ||||||||||||
8. Gillian Winckler | Issuer | Y | For | For | ||||||||||||
2. Appointment of Deloitte LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Issuer | Y | For | For | ||||||||||||
3. To consider and, if thought appropriate, to pass an ordinary, non-binding “say on pay” resolution approving the Company’s approach to executive compensation, the complete text of which is set out in the information circular for the Meeting. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
CERNER CORPORATION | CERN | 156782104 | 5/19/2021 | 1A. Election of Class II Director: Mitchell E. Daniels, Jr. | Issuer | y | For | For | ||||||||
1B. Election of Class II Director: Elder Granger, M.D. | Issuer | Y | For | For | ||||||||||||
1C. Election of Class II Director: John J. Greisch | Issuer | Y | For | For | ||||||||||||
1D. Election of Class II Director: Melinda J. Mount | Issuer | Y | For | For | ||||||||||||
2. Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2021. | Issuer | Y | For | For | ||||||||||||
3. Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Issuer | Y | For | For | ||||||||||||
4. Shareholder proposal to eliminate supermajority voting, if properly presented at the meeting. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
INGREDION INC. | INGR | 457187102 | 5/19/2021 | 1A. Election of Director for a term of one year: Luis Aranguren- Trellez | Issuer | Y | For | For | ||||||||
1B. Election of Director for a term of one year: David B. Fischer | Issuer | Y | For | For | ||||||||||||
1C. Election of Director for a term of one year: Paul Hanrahan | Issuer | Y | For | For | ||||||||||||
1D. Election of Director for a term of one year: Rhonda L. Jordan | Issuer | Y | For | For | ||||||||||||
1E. Election of Director for a term of one year: Gregory B. Kenny | Issuer | Y | For | For | ||||||||||||
1F. Election of Director for a term of one year: Barbara A. Klein | Issuer | Y | For | For | ||||||||||||
1G. Election of Director for a term of one year: Victoria J. Reich | Issuer | Y | For | For | ||||||||||||
1H. Election of Director for a term of one year: Stephan B. Tanda | Issuer | Y | For | For | ||||||||||||
1I. Election of Director for a term of one year: Jorge A. Uribe | Issuer | Y | For | For | ||||||||||||
1J. Election of Director for a term of one year: Dwayne A. Wilson | Issuer | Y | For | For | ||||||||||||
1K. Election of Director for a term of one year: James P. Zallie | Issuer | Y | For | For | ||||||||||||
2. To approve, by advisory vote, the compensation of the Company’s “named executive officers.” | Issuer | Y | For | For | ||||||||||||
3. To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Issuer | Y | For | For | ||||||||||||
4. To approve an amendment to the Ingredion Incorporated Stock Incentive Plan to increase the number of shares of common stock authorized for issuance under the plan. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 5/20/2021 | 1A. Election of Director: Alan L. Beller | Issuer | Y | For | For | ||||||||
1B. Election of Director: Janet M. Dolan | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Patricia L. Higgins | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: William J. Kane | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Thomas B. Leonardi | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Clarence Otis Jr. | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Elizabeth E. Robinson | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Philip T. Ruegger III | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Todd C. Schermerhorn | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: Alan D. Schnitzer | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: Laurie J. Thomsen | Issuer | Y | For | For | ||||||||||||
2. Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc.’s independent registered public accounting firm for 2021. | Issuer | Y | For | For | ||||||||||||
3. Non-binding vote to approve executive compensation. | Issuer | Y | For | For | ||||||||||||
4. Approve an amendment to The Travelers Companies, Inc. Amended and Restated 2014 Stock Incentive Plan. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
JONES LANG LASALLE INCORPORATED | JLL | 48020Q107 | 5/27/2021 | 1A. Election of Director: Hugo Bagué | Issuer | Y | For | For | ||||||||
1B. Election of Director: Matthew Carter, Jr. | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Samuel A. Di Piazza, Jr. | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Tina Ju | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Bridget Macaskill | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Deborah H. McAneny | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Siddharth N. Mehta | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Jeetendra I. Patel | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Sheila A. Penrose | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: Ann Marie Petach | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: Christian Ulbrich | Issuer | Y | For | For | ||||||||||||
2. Non-binding, advisory “say-on-pay” vote approving executive compensation. | Issuer | Y | For | For | ||||||||||||
3. Approval of the Amended and Restated 2019 Stock Award and Incentive Plan. | Issuer | Y | For | For | ||||||||||||
4. Ratification of Appointment of Independent Registered Public Accounting Firm. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 6/2/2021 | 1. DIRECTOR | ||||||||||||
1. Kenneth J. Bacon | Issuer | Y | For | For | ||||||||||||
2. Madeline S. Bell | Issuer | Y | For | For | ||||||||||||
3. Naomi M. Bergman | Issuer | Y | For | For | ||||||||||||
4. Edward D. Breen | Issuer | Y | For | For | ||||||||||||
5. Gerald L. Hassell | Issuer | Y | For | For | ||||||||||||
6. Jeffrey A. Honickman | Issuer | Y | For | For | ||||||||||||
7. Maritza G. Montiel | Issuer | Y | For | For | ||||||||||||
8. Asuka Nakahara | Issuer | Y | For | For | ||||||||||||
9. David C. Novak | Issuer | Y | For | For | ||||||||||||
10. Brian L. Roberts | Issuer | Y | For | For | ||||||||||||
2. Advisory vote on executive compensation. | Issuer | Y | For | For | ||||||||||||
3. Ratification of the appointment of our independent auditors. | Issuer | Y | For | For | ||||||||||||
4. Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 6/7/2021 | 1A. Election of Director: Richard T. Burke | Issuer | Y | For | For | ||||||||
1B. Election of Director: Timothy P. Flynn | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Stephen J. Hemsley | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Michele J. Hooper | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: F. William McNabb III | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Valerie C. Montgomery Rice, M.D. | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: John H. Noseworthy, M.D. | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Gail R. Wilensky, Ph.D. | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Andrew Witty | Issuer | Y | For | For | ||||||||||||
2. Advisory approval of the Company’s executive compensation. | Issuer | Y | For | For | ||||||||||||
3. Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Issuer | Y | For | For | ||||||||||||
4. Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Issuer | Y | For | For | ||||||||||||
5. If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 6/8/2021 | 1A. Election of Director: Zein Abdalla | Issuer | Y | For | For | ||||||||
1B. Election of Director: José B. Alvarez | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Alan M. Bennett | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Rosemary T. Berkery | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: David T. Ching | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: C. Kim Goodwin | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Ernie Herrman | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Michael F. Hines | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Amy B. Lane | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: Carol Meyrowitz | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: Jackwyn L. Nemerov | Issuer | Y | For | For | ||||||||||||
1L. Election of Director: John F. O’Brien | Issuer | Y | For | For | ||||||||||||
2. Ratification of appointment of PricewaterhouseCoopers as TJX’s independent registered public accounting firm for fiscal 2022. | Issuer | Y | For | For | ||||||||||||
3. Advisory approval of TJX’s executive compensation (the say-on-pay vote). | Issuer | Y | For | For | ||||||||||||
4. Shareholder proposal for a report on animal welfare. | Shareholder | Y | Against | For | ||||||||||||
5. Shareholder proposal for setting target amounts for CEO compensation. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
EQUITY COMMONWEALTH | EQC | 294628102 | 6/23/2021 | 1. DIRECTOR | ||||||||||||
1. Sam Zell | Issuer | Y | For | For | ||||||||||||
2. Ellen-Blair Chube | Issuer | Y | For | For | ||||||||||||
3. Martin L. Edelman | Issuer | Y | For | For | ||||||||||||
4. David A. Helfand | Issuer | Y | For | For | ||||||||||||
5. Peter Linneman | Issuer | Y | For | For | ||||||||||||
6. Mary Jane Robertson | Issuer | Y | For | For | ||||||||||||
7. Gerald A. Spector | Issuer | Y | For | For | ||||||||||||
8. James A. Star | Issuer | Y | For | For | ||||||||||||
2. To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Issuer | Y | For | For | ||||||||||||
3. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Issuer | Y | For | For |
Beck, Mack & Oliver Partners Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
Investment Company Report
CREDIT ACCEPTANCE CORPORATION
Security | 225310101 | Meeting Type | Annual | |||
Ticker Symbol | CACC | Meeting Date | 15-Jul-2020 | |||
ISIN | US2253101016 | Agenda | 935232025 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Glenda J. Flanagan | For | For | ||||||
2 Brett A. Roberts | For | For | ||||||
3 Thomas N. Tryforos | For | For | ||||||
4 Scott J. Vassalluzzo | For | For | ||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | Ratification of the selection of Grant Thornton LLP as Credit Acceptance Corporation’s independent registered public accounting firm for 2020. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 4,400 | 0 | 12-Jul-2020 | 12-Jul-2020 |
ADVANCED DRAINAGE SYSTEMS, INC./WMS
Security | 00790R104 | Meeting Type | Annual | |||
Ticker Symbol | WMS | Meeting Date | 23-Jul-2020 | |||
ISIN | US00790R1041 | Agenda | 935235881 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: D. Scott Barbour | Management | For | For | ||||
1B. | Election of Director: Michael B. Coleman | Management | For | For | ||||
1C. | Election of Director: Tanya Fratto | Management | For | For | ||||
1D. | Election of Director: Carl A. Nelson, Jr. | Management | For | For | ||||
1E. | Election of Director: Anesa T. Chaibi | Management | For | For | ||||
2. | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm for fiscal year 2021. | Management | For | For | ||||
4. | Approval of amendments to the Company’s Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) to declassify the Board of Directors over a three-year period and provide that directors elected on or after the 2021 Annual Meeting serve for one-year terms. | Management | For | For | ||||
5. | Approval of amendments to the Company’s Certificate of Incorporation to eliminate provisions requiring supermajority stockholder approval to amend certain provisions of the Certificate of Incorporation and to amend the Bylaws. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 25,000 | 0 | 18-Jul-2020 | 18-Jul-2020 |
ASHTEAD GROUP PLC
Security | G05320109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | AHT | Meeting Date | 08-Sep-2020 | |||
ISIN | GB0000536739 | Agenda | 712977024 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1 | THAT THE COMPANY’S ANNUAL ACCOUNTS FOR THE YEAR ENDED 30 APRIL 2020, TOGETHER WITH THE DIRECTORS’ REPORT AND THE AUDITORS’ REPORT ON THOSE ACCOUNTS AND ON THE AUDITABLE PART OF THE REMUNERATION REPORT, BE ADOPTED | Management | For | For | ||||
2 | THAT THE REMUNERATION REPORT FOR THE YEAR ENDED 30 APRIL 2020 (OTHER THAN THE PART CONTAINING THE REMUNERATION POLICY), WHICH IS SET OUT IN THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR ENDED 30 APRIL 2020, BE APPROVED | Management | For | For | ||||
3 | THAT THE FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 33.5P PER ORDINARY SHARE FOR THE YEAR ENDED 30 APRIL 2020 BE DECLARED PAYABLE ON 11 SEPTEMBER 2020 TO HOLDERS OF ORDINARY SHARES REGISTERED AT THE CLOSE OF BUSINESS ON 14 AUGUST 2020 | Management | For | For | ||||
4 | THAT PAUL WALKER BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||
5 | THAT BRENDAN HORGAN BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||
6 | THAT MICHAEL PRATT BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||
7 | THAT ANGUS COCKBURN BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||
8 | THAT LUCINDA RICHES BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||
9 | THAT TANYA FRATTO BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||
10 | THAT LINDSLEY RUTH BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||
11 | THAT JILL EASTERBROOK WHO HAS BEEN APPOINTED AS A DIRECTOR SINCE THE LAST ANNUAL GENERAL MEETING OF THE COMPANY BE ELECTED AS A DIRECTOR | Management | For | For | ||||
12 | THAT DELOITTE LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | ||||
13 | THAT THE DIRECTORS BE AUTHORISED TO FIX THE REMUNERATION OF THE AUDITOR OF THE COMPANY | Management | For | For | ||||
14 | THAT, FOR THE PURPOSES OF SECTION 551 OF THE COMPANIES ACT 2006 (THE ‘ACT’) (AND SO THAT EXPRESSIONS USED IN THIS RESOLUTION SHALL BEAR THE SAME MEANINGS AS IN THE SAID SECTION 551): 14.1 THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES AND TO GRANT SUCH SUBSCRIPTION AND CONVERSION RIGHTS AS ARE CONTEMPLATED BY SECTIONS 551(1)(A) AND (B) OF THE ACT RESPECTIVELY UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 14,976,994 TO SUCH PERSONS AND AT SUCH TIMES AND ON SUCH TERMS AS THEY THINK PROPER DURING THE PERIOD EXPIRING AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (UNLESS PREVIOUSLY REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER; AND 14.2 THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) IN CONNECTION WITH A RIGHTS ISSUE IN FAVOUR OF THE HOLDERS OF EQUITY SECURITIES AND ANY OTHER PERSONS ENTITLED TO PARTICIPATE IN SUCH ISSUE WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH HOLDERS AND PERSONS ARE PROPORTIONATE (AS NEARLY AS MAY BE) TO THE RESPECTIVE NUMBER OF EQUITY SECURITIES HELD BY THEM UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 29,953,989, INCLUDING WITHIN SUCH LIMIT ANY EQUITY SECURITIES ALLOTTED UNDER RESOLUTION 14.1 ABOVE, DURING THE PERIOD EXPIRING AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER, SUBJECT ONLY TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR EXPEDIENT TO DEAL WITH FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OR REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY; AND 14.3 THE COMPANY BE AND IS HEREBY AUTHORISED TO MAKE, PRIOR TO THE EXPIRY OF SUCH PERIOD, ANY OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SUCH SHARES OR RIGHTS TO BE ALLOTTED OR GRANTED AFTER THE EXPIRY OF THE SAID PERIOD AND THE DIRECTORS MAY ALLOT SUCH SHARES OR GRANT SUCH RIGHTS IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT NOTWITHSTANDING THE EXPIRY OF THE AUTHORITY GIVEN BY THIS RESOLUTION; SO THAT ALL PREVIOUS AUTHORITIES OF THE DIRECTORS PURSUANT TO THE SAID SECTION 551 BE AND ARE HEREBY REVOKED | Management | For | For | ||||
15 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 14, THE DIRECTORS BE AND ARE EMPOWERED IN ACCORDANCE WITH SECTION 570 OF THE ACT TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) FOR CASH, PURSUANT TO THE AUTHORITY CONFERRED ON THEM TO ALLOT SUCH SHARES OR GRANT SUCH RIGHTS BY THAT RESOLUTION AND/OR WHERE THE ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(3) OF THE ACT, AS IF SECTION 561(1) AND SUB- SECTIONS (1) - (6) OF SECTION 562 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THE POWER CONFERRED BY THIS RESOLUTION SHALL BE LIMITED TO: 15.1 THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN ISSUE OR OFFERING IN FAVOUR OF HOLDERS OF EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER RESOLUTION 14.2 BY WAY OF A RIGHTS ISSUE ONLY) AND ANY OTHER PERSONS ENTITLED TO PARTICIPATE IN SUCH ISSUE OR OFFERING WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH HOLDERS AND PERSONS ARE PROPORTIONATE (AS NEARLY AS MAY BE) TO THE RESPECTIVE NUMBER OF EQUITY SECURITIES HELD BY OR DEEMED TO BE HELD BY THEM ON THE RECORD DATE OF SUCH ALLOTMENT, SUBJECT ONLY TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR EXPEDIENT TO DEAL WITH FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OR REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY; AND 15.2 THE ALLOTMENT (OTHERWISE THAN PURSUANT TO PARAGRAPH 15.1 ABOVE) OF EQUITY SECURITIES UP TO AN AGGREGATE NOMINAL VALUE NOT EXCEEDING GBP 2,246,549; AND THIS POWER, UNLESS RENEWED, SHALL EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER, BUT SHALL EXTEND TO THE MAKING, BEFORE SUCH EXPIRY, OF AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED | Management | For | For | ||||
16 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 14, THE DIRECTORS BE AUTHORISED IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 15 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 14 AND/OR TO SELL TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: 16.1 LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL VALUE OF GBP 2,246,549; AND 16.2 USED ONLY FOR THE PURPOSE OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS OF THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER, BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | For | For | ||||
17 | THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THE ACT) OF ORDINARY SHARES OF 10P EACH IN THE CAPITAL OF THE COMPANY (‘ORDINARY SHARES’) PROVIDED THAT: 17.1 THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 67,351,544; 17.2 THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR SUCH ORDINARY SHARES IS 10P PER SHARE, BEING THE NOMINAL AMOUNT THEREOF; 17.3 THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR SUCH ORDINARY SHARES SHALL BE AN AMOUNT EQUAL TO THE HIGHER OF (I) 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE PURCHASE IS MADE AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE AS DERIVED FROM THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT; 17.4 THE AUTHORITY HEREBY CONFERRED SHALL (UNLESS PREVIOUSLY RENEWED OR REVOKED) EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER; AND 17.5 THE COMPANY MAY MAKE A CONTRACT TO PURCHASE ITS OWN ORDINARY SHARES UNDER THE AUTHORITY CONFERRED BY THIS RESOLUTION PRIOR TO THE EXPIRY OF SUCH AUTHORITY, AND SUCH CONTRACT WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY, AND THE COMPANY MAY MAKE A PURCHASE OF ITS OWN ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT | Management | For | For | ||||
18 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | For | For | ||||
19 | THAT THE CAPITAL OF THE COMPANY BE REDUCED BY CANCELLING AND EXTINGUISHING ALL OF THE 2,840,000 ORDINARY SHARES OF 10P EACH PURPORTEDLY PURCHASED BY THE COMPANY BETWEEN 5 FEBRUARY 2020 AND 18 MARCH 2020, AS FURTHER DESCRIBED ON PAGE 103 OF THE ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 APRIL 2020 | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
839431 | FF BM O PARTNERS | 839431 | BANK OF NEW YORK MELLON | 18,000 | 0 | 30-Aug-2020 | 30-Aug-2020 |
APOLLO GLOBAL MANAGEMENT, INC.
Security | 03768E105 | Meeting Type | Annual | |||
Ticker Symbol | APO | Meeting Date | 01-Oct-2020 | |||
ISIN | US03768E1055 | Agenda | 935262333 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Leon Black | For | For | ||||||
2 Joshua Harris | For | For | ||||||
3 Marc Rowan | For | For | ||||||
4 Michael Ducey | For | For | ||||||
5 Robert Kraft | For | For | ||||||
6 A.B. Krongard | For | For | ||||||
7 Pauline Richards | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | For | ||||
4. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 52,000 | 0 | 15-Sep-2020 | 15-Sep-2020 |
MICROSOFT CORPORATION
Security | 594918104 | Meeting Type | Annual | |||
Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 | |||
ISIN | US5949181045 | Agenda | 935284478 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: Reid G. Hoffman | Management | For | For | ||||
1B. | Election of Director: Hugh F. Johnston | Management | For | For | ||||
1C. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||
1D. | Election of Director: Satya Nadella | Management | For | For | ||||
1E. | Election of Director: Sandra E. Peterson | Management | For | For | ||||
1F. | Election of Director: Penny S. Pritzker | Management | For | For | ||||
1G. | Election of Director: Charles W. Scharf | Management | For | For | ||||
1H. | Election of Director: Arne M. Sorenson | Management | For | For | ||||
1I. | Election of Director: John W. Stanton | Management | For | For | ||||
1J. | Election of Director: John W. Thompson | Management | For | For | ||||
1K. | Election of Director: Emma N. Walmsley | Management | For | For | ||||
1L. | Election of Director: Padmasree Warrior | Management | For | For | ||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | For | For | ||||
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | Against | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 10,500 | 0 | 23-Nov-2020 | 23-Nov-2020 |
THE SHERWIN-WILLIAMS COMPANY
Security | 824348106 | Meeting Type | Annual | |||
Ticker Symbol | SHW | Meeting Date | 21-Apr-2021 | |||
ISIN | US8243481061 | Agenda | 935342585 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: Kerrii B. Anderson | Management | For | For | ||||
1B. | Election of Director: Arthur F. Anton | Management | For | For | ||||
1C. | Election of Director: Jeff M. Fettig | Management | For | For | ||||
1D. | Election of Director: Richard J. Kramer | Management | For | For | ||||
1E. | Election of Director: John G. Morikis | Management | For | For | ||||
1F. | Election of Director: Christine A. Poon | Management | For | For | ||||
1G. | Election of Director: Aaron M. Powell | Management | For | For | ||||
1H. | Election of Director: Michael H. Thaman | Management | For | For | ||||
1I. | Election of Director: Matthew Thornton III | Management | For | For | ||||
1J. | Election of Director: Steven H. Wunning | Management | For | For | ||||
2. | Advisory approval of the compensation of the named executives. | Management | For | For | ||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 1,300 | 0 | 15-Mar-2021 | 15-Mar-2021 |
ABBOTT LABORATORIES
Security | 002824100 | Meeting Type | Annual | |||
Ticker Symbol | ABT | Meeting Date | 23-Apr-2021 | |||
ISIN | US0028241000 | Agenda | 935345125 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 R.J. Alpern | For | For | ||||||
2 R.S. Austin | Withheld | Against | ||||||
3 S.E. Blount | For | For | ||||||
4 R.B. Ford | For | For | ||||||
5 M.A. Kumbier | For | For | ||||||
6 D.W. McDew | Withheld | Against | ||||||
7 N. McKinstry | For | For | ||||||
8 W.A. Osborn | For | For | ||||||
9 M.F. Roman | For | For | ||||||
10 D.J. Starks | For | For | ||||||
11 J.G. Stratton | For | For | ||||||
12 G.F. Tilton | Withheld | Against | ||||||
13 M.D. White | For | For | ||||||
2. | Ratification of Ernst & Young LLP as Auditors. | Management | For | For | ||||
3. | Say on Pay - An Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||
4A. | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Amendments to the Articles of Incorporation. | Management | For | For | ||||
4B. | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Approval of Certain Extraordinary Transactions. | Management | For | For | ||||
5. | Shareholder Proposal - Lobbying Disclosure. | Shareholder | For | Against | ||||
6. | Shareholder Proposal - Report on Racial Justice. | Shareholder | For | Against | ||||
7. | Shareholder Proposal - Independent Board Chairman. | Shareholder | For | Against |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 6,000 | 0 | 19-Apr-2021 | 19-Apr-2021 |
WATERS CORPORATION
Security | 941848103 | Meeting Type | Annual | |||
Ticker Symbol | WAT | Meeting Date | 11-May-2021 | |||
ISIN | US9418481035 | Agenda | 935361888 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1.1 | Election of Director to serve for a term of one year: Udit Batra | Management | For | For | ||||
1.2 | Election of Director to serve for a term of one year: Linda Baddour | Management | For | For | ||||
1.3 | Election of Director to serve for a term of one year: Michael J. Berendt | Management | For | For | ||||
1.4 | Election of Director to serve for a term of one year: Edward Conard | Management | For | For | ||||
1.5 | Election of Director to serve for a term of one year: Gary E. Hendrickson | Management | For | For | ||||
1.6 | Election of Director to serve for a term of one year: Pearl S. Huang | Management | For | For | ||||
1.7 | Election of Director to serve for a term of one year: Christopher A. Kuebler | Management | For | For | ||||
1.8 | Election of Director to serve for a term of one year: Flemming Ornskov | Management | For | For | ||||
1.9 | Election of Director to serve for a term of one year: Thomas P. Salice | Management | For | For | ||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company’s Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, by non-binding vote, named executive officer compensation. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 3,500 | 0 | 15-Apr-2021 | 15-Apr-2021 |
LABORATORY CORP. OF AMERICA HOLDINGS
Security | 50540R409 | Meeting Type | Annual | |||
Ticker Symbol | LH | Meeting Date | 12-May-2021 | |||
ISIN | US50540R4092 | Agenda | 935373059 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: Kerrii B. Anderson | Management | Against | Against | ||||
1B. | Election of Director: Jean-Luc Bélingard | Management | For | For | ||||
1C. | Election of Director: Jeffrey A. Davis | Management | For | For | ||||
1D. | Election of Director: D. Gary Gilliland, M.D., Ph.D. | Management | For | For | ||||
1E. | Election of Director: Garheng Kong, M.D., Ph.D. | Management | Against | Against | ||||
1F. | Election of Director: Peter M. Neupert | Management | For | For | ||||
1G. | Election of Director: Richelle P. Parham | Management | For | For | ||||
1H. | Election of Director: Adam H. Schechter | Management | For | For | ||||
1I. | Election of Director: Kathryn E. Wengel | Management | For | For | ||||
1J. | Election of Director: R. Sanders Williams, M.D. | Management | For | For | ||||
2. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte and Touche LLP as Laboratory Corporation of America Holdings’ independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
4. | Shareholder proposal seeking an amendment to our proxy access by-law to remove the aggregation limit. | Shareholder | Against | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 9,000 | 0 | 04-May-2021 | 04-May-2021 |
THE CHARLES SCHWAB CORPORATION
Security | 808513105 | Meeting Type | Annual | |||
Ticker Symbol | SCHW | Meeting Date | 13-May-2021 | |||
ISIN | US8085131055 | Agenda | 935378302 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: Walter W. Bettinger II | Management | For | For | ||||
1B. | Election of Director: Joan T. Dea | Management | For | For | ||||
1C. | Election of Director: Christopher V. Dodds | Management | For | For | ||||
1D. | Election of Director: Mark A. Goldfarb | Management | For | For | ||||
1E. | Election of Director: Bharat B. Masrani | Management | For | For | ||||
1F. | Election of Director: Charles A. Ruffel | Management | For | For | ||||
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Management | For | For | ||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
4. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | Shareholder | Against | For | ||||
5. | Stockholder Proposal requesting declassification of the board of directors to elect each director annually. | Shareholder | Against | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 16,000 | 0 | 05-May-2021 | 05-May-2021 |
JPMORGAN CHASE & CO.
Security | 46625H100 | Meeting Type | Annual | |||
Ticker Symbol | JPM | Meeting Date | 18-May-2021 | |||
ISIN | US46625H1005 | Agenda | 935372285 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: Linda B. Bammann | Management | For | For | ||||
1B. | Election of Director: Stephen B. Burke | Management | For | For | ||||
1C. | Election of Director: Todd A. Combs | Management | For | For | ||||
1D. | Election of Director: James S. Crown | Management | For | For | ||||
1E. | Election of Director: James Dimon | Management | For | For | ||||
1F. | Election of Director: Timothy P. Flynn | Management | For | For | ||||
1G. | Election of Director: Mellody Hobson | Management | For | For | ||||
1H. | Election of Director: Michael A. Neal | Management | For | For | ||||
1I. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||
1J. | Election of Director: Virginia M. Rometty | Management | For | For | ||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||
3. | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | For | For | ||||
4. | Ratification of independent registered public accounting firm. | Management | For | For | ||||
5. | Improve shareholder written consent. | Shareholder | Against | For | ||||
6. | Racial equity audit and report. | Shareholder | Against | For | ||||
7. | Independent board chairman. | Shareholder | Against | For | ||||
8. | Political and electioneering expenditure congruency report. | Shareholder | Against | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 16,000 | 0 | 05-May-2021 | 05-May-2021 |
FISERV, INC.
Security | 337738108 | Meeting Type | Annual | |||
Ticker Symbol | FISV | Meeting Date | 19-May-2021 | |||
ISIN | US3377381088 | Agenda | 935377893 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Frank J. Bisignano | For | For | ||||||
2 Alison Davis | For | For | ||||||
3 Henrique de Castro | For | For | ||||||
4 Harry F. DiSimone | For | For | ||||||
5 Dennis F. Lynch | For | For | ||||||
6 Heidi G. Miller | For | For | ||||||
7 Scott C. Nuttall | For | For | ||||||
8 Denis J. O’Leary | For | For | ||||||
9 Doyle R. Simons | For | For | ||||||
10 Kevin M. Warren | For | For | ||||||
2. | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | For | For | ||||
3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2021. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 9,000 | 0 | 06-May-2021 | 06-May-2021 |
HILTON WORLDWIDE HOLDINGS INC.
Security | 43300A203 | Meeting Type | Annual | |||
Ticker Symbol | HLT | Meeting Date | 19-May-2021 | |||
ISIN | US43300A2033 | Agenda | 935382527 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: Christopher J. Nassetta | Management | For | For | ||||
1B. | Election of Director: Jonathan D. Gray | Management | For | For | ||||
1C. | Election of Director: Charlene T. Begley | Management | For | For | ||||
1D. | Election of Director: Chris Carr | Management | For | For | ||||
1E. | Election of Director: Melanie L. Healey | Management | For | For | ||||
1F. | Election of Director: Raymond E. Mabus, Jr. | Management | For | For | ||||
1G. | Election of Director: Judith A. McHale | Management | For | For | ||||
1H. | Election of Director: John G. Schreiber | Management | For | For | ||||
1I. | Election of Director: Elizabeth A. Smith | Management | For | For | ||||
1J. | Election of Director: Douglas M. Steenland | Management | For | For | ||||
2. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Approval, in a non-binding advisory vote, of the compensation paid to the Company’s named executive officers. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 6,000 | 0 | 05-May-2021 | 05-May-2021 |
LUMEN TECHNOLOGIES, INC.
Security | 550241103 | Meeting Type | Annual | |||
Ticker Symbol | LUMN | Meeting Date | 19-May-2021 | |||
ISIN | US5502411037 | Agenda | 935382832 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: Quincy L. Allen | Management | For | For | ||||
1B. | Election of Director: Martha Helena Bejar | Management | For | For | ||||
1C. | Election of Director: Peter C. Brown | Management | Against | Against | ||||
1D. | Election of Director: Kevin P. Chilton | Management | For | For | ||||
1E. | Election of Director: Steven T. “Terry” Clontz | Management | For | For | ||||
1F. | Election of Director: T. Michael Glenn | Management | For | For | ||||
1G. | Election of Director: W. Bruce Hanks | Management | Against | Against | ||||
1H. | Election of Director: Hal Stanley Jones | Management | For | For | ||||
1I. | Election of Director: Michael Roberts | Management | For | For | ||||
1J. | Election of Director: Laurie Siegel | Management | Against | Against | ||||
1K. | Election of Director: Jeffrey K. Storey | Management | For | For | ||||
2. | Ratify the appointment of KPMG LLP as our independent auditor for 2021. | Management | For | For | ||||
3. | Ratify the amendment to our Amended and Restated NOL Rights Plan. | Management | For | For | ||||
4. | Advisory vote to approve our executive compensation. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 176,000 | 0 | 10-May-2021 | 10-May-2021 |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
Security | 929740108 | Meeting Type | Annual | |||
Ticker Symbol | WAB | Meeting Date | 19-May-2021 | |||
ISIN | US9297401088 | Agenda | 935373516 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Linda Harty | For | For | ||||||
2 Brian Hehir | For | For | ||||||
3 Michael Howell | For | For | ||||||
2. | Approve an advisory (non-binding) resolution relating to the approval of 2020 named executive officer compensation. | Management | For | For | ||||
3. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 19,000 | 0 | 06-May-2021 | 06-May-2021 |
MATADOR RESOURCES COMPANY
Security | 576485205 | Meeting Type | Annual | |||
Ticker Symbol | MTDR | Meeting Date | 04-Jun-2021 | |||
ISIN | US5764852050 | Agenda | 935411190 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: William M. Byerley | Management | For | For | ||||
1B. | Election of Director: Monika U. Ehrman | Management | For | For | ||||
1C. | Election of Director: Julia P. Forrester Rogers | Management | For | For | ||||
1D. | Election of Director: James M. Howard | Management | For | For | ||||
1E. | Election of Director: Kenneth L. Stewart | Management | For | For | ||||
2. | Advisory vote to approve the compensation of the Company’s named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 35,000 | 0 | 02-Jun-2021 | 02-Jun-2021 |
ENSTAR GROUP LIMITED
Security | G3075P101 | Meeting Type | Annual | |||
Ticker Symbol | ESGR | Meeting Date | 09-Jun-2021 | |||
ISIN | BMG3075P1014 | Agenda | 935415186 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | Approval of an amendment to our Bye-Laws to declassify the Board of Directors over a three-year period. | Management | For | For | ||||
2A. | Election of Class III Director: Susan L. Cross (to hold office until 2022, if Proposal 1 is approved by the shareholders, or, if Proposal 1 is not approved, to hold office until 2024) | Management | For | For | ||||
2B. | Election of Class III Director: Hans-Peter Gerhardt (to hold office until 2022, if Proposal 1 is approved by the shareholders, or, if Proposal 1 is not approved, to hold office until 2024) | Management | For | For | ||||
2C. | Election of Class III Director: Dominic Silvester (to hold office until 2022, if Proposal 1 is approved by the shareholders, or, if Proposal 1 is not approved, to hold office until 2024) | Management | For | For | ||||
2D. | Election of Class III Director: Poul Winslow (to hold office until 2022, if Proposal 1 is approved by the shareholders, or, if Proposal 1 is not approved, to hold office until 2024) | Management | For | For | ||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||
4. | To ratify the appointment of KPMG Audit Limited as our independent registered public accounting firm for 2021 and to authorize the Board of Directors, acting through the Audit Committee, to approve the fees for the independent registered public accounting firm. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 11,500 | 0 | 04-Jun-2021 | 04-Jun-2021 |
RADNET, INC.
Security | 750491102 | Meeting Type | Annual | |||
Ticker Symbol | RDNT | Meeting Date | 10-Jun-2021 | |||
ISIN | US7504911022 | Agenda | 935410744 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Howard G. Berger, M.D. | For | For | ||||||
2 Christine N. Gordon | For | For | ||||||
3 Laura P. Jacobs | For | For | ||||||
4 Lawrence L. Levitt | For | For | ||||||
5 Gregory E. Spurlock | For | For | ||||||
6 David L. Swartz | For | For | ||||||
7 Ruth V. Wilson | For | For | ||||||
2. | The ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | An advisory vote to approve the compensation of the Company’s Named Executive Officers. | Management | For | For | ||||
4. | The approval of the amendment and restatement of the 2006 Equity Incentive Plan. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 65,000 | 0 | 06-Jun-2021 | 06-Jun-2021 |
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Security | 881624209 | Meeting Type | Annual | |||
Ticker Symbol | TEVA | Meeting Date | 14-Jun-2021 | |||
ISIN | US8816242098 | Agenda | 935414110 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Rosemary A. Crane | Management | For | For | ||||
1B. | Election of Director: Abbas Hussain | Management | For | For | ||||
1C. | Election of Director: Gerald M. Lieberman | Management | For | For | ||||
1D. | Election of Director: Prof. Ronit Satchi-Fainaro | Management | For | For | ||||
2. | To approve, on a non-binding advisory basis, the compensation for Teva’s named executive officers. | Management | For | For | ||||
3. | To appoint Kesselman & Kesselman, a member of PricewaterhouseCoopers International Ltd., as Teva’s independent registered public accounting firm until Teva’s 2022 annual meeting of shareholders. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 160,000 | 0 | 09-Jun-2021 | 09-Jun-2021 |
MASTERCARD INCORPORATED
Security | 57636Q104 | Meeting Type | Annual | |||
Ticker Symbol | MA | Meeting Date | 22-Jun-2021 | |||
ISIN | US57636Q1040 | Agenda | 935420644 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Ajay Banga | Management | For | For | ||||
1B. | Election of Director: Merit E. Janow | Management | For | For | ||||
1C. | Election of Director: Richard K. Davis | Management | For | For | ||||
1D. | Election of Director: Steven J. Freiberg | Management | For | For | ||||
1E. | Election of Director: Julius Genachowski | Management | For | For | ||||
1F. | Election of Director: Choon Phong Goh | Management | For | For | ||||
1G. | Election of Director: Oki Matsumoto | Management | For | For | ||||
1H. | Election of Director: Michael Miebach | Management | For | For | ||||
1I. | Election of Director: Youngme Moon | Management | For | For | ||||
1J. | Election of Director: Rima Qureshi | Management | For | For | ||||
1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | ||||
1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | ||||
1M. | Election of Director: Jackson Tai | Management | For | For | ||||
1N. | Election of Director: Lance Uggla | Management | For | For | ||||
2. | Advisory approval of Mastercard’s executive compensation. | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Management | For | For | ||||
4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Management | For | For | ||||
5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. | Management | For | For | ||||
6. | Approval of amendments to Mastercard’s Certificate of Incorporation to remove supermajority voting requirements. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 3,500 | 0 | 18-Jun-2021 | 18-Jun-2021 |
BLACKBERRY LIMITED
Security | 09228F103 | Meeting Type | Annual | |||
Ticker Symbol | BB | Meeting Date | 23-Jun-2021 | |||
ISIN | CA09228F1036 | Agenda | 935433184 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 John Chen | For | For | ||||||
2 Michael A. Daniels | For | For | ||||||
3 Timothy Dattels | For | For | ||||||
4 Lisa Disbrow | For | For | ||||||
5 Richard Lynch | For | For | ||||||
6 Laurie Smaldone Alsup | For | For | ||||||
7 Barbara Stymiest | For | For | ||||||
8 V. Prem Watsa | Withheld | Against | ||||||
9 Wayne Wouters | For | For | ||||||
2. | Re-appointment of Auditors - Resolution approving the re- appointment of PricewaterhouseCoopers LLP as auditors of the Company and authorizing the Board of Directors to fix their remuneration. | Management | For | For | ||||
3. | Advisory Vote on Executive Compensation - Non-binding advisory resolution that the shareholders accept the Company’s approach to executive compensation as disclosed in the Management Proxy Circular for the Meeting. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 80,000 | 0 | 24-May-2021 | 24-May-2021 |
ARMSTRONG WORLD INDUSTRIES, INC.
Security | 04247X102 | Meeting Type | Annual | |||
Ticker Symbol | AWI | Meeting Date | 24-Jun-2021 | |||
ISIN | US04247X1028 | Agenda | 935414956 - Management |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Stan A. Askren | For | For | ||||||
2 Victor D. Grizzle | For | For | ||||||
3 Tao Huang | For | For | ||||||
4 Barbara L. Loughran | For | For | ||||||
5 Larry S. McWilliams | For | For | ||||||
6 James C. Melville | For | For | ||||||
7 Wayne R. Shurts | For | For | ||||||
8 Roy W. Templin | For | For | ||||||
9 Cherryl T. Thomas | For | For | ||||||
2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, our Executive Compensation Program. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 14,000 | 0 | 18-Jun-2021 | 18-Jun-2021 |
LMCG International Small Cap Fund
Proxy Voting Record
July 1, 2020- October 12, 2020
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 2 | Approve Allocation of Income and Dividends of EUR 0.35 per Share | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 3 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 4 | Approve Auditors’ Special Report on Related-Party Transactions | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 5 | Approve Compensation Report of Corporate Officers | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 6 | Approve Compensation of Denis Thiery, Chairman of the Board Until June 28, 2019 | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 7 | Approve Compensation of Didier Lamouche, Chairman of the Board Since June 28, 2019 | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 8 | Approve Compensation of Geoffrey Godet, CEO | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 9 | Approve Remuneration Policy of Chairman of the Board | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 10 | Approve Remuneration Policy of CEO | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 11 | Approve Remuneration Policy of Directors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 12 | Reelect Eric Courteille as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 13 | Reelect William Hoover Jr as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 14 | Renew Appointment of Auditex as Alternate Auditor | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 16 | Change Company Name to Quadient and Amend Article 3 of Bylaws Accordingly | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 17 | Amend Article 13 of Bylaws Re: Employee Representatives | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 18 | Amend Article 14 of Bylaws Re: Board Members Deliberation via Written Consultation | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 3.4 Million | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 21 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 3.4 Million | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 3.4 Million | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 23 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 3.4 Million | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 25 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 27 | Authorize Capital Increase for Future Exchange Offers | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 30 | Authorize up to 400,000 Shares for Use in Restricted Stock Plans | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 31 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Quadient SA | QDT | France | F7488R100 | Annual/Special | 06-Jul-20 | 02-Jul-20 | Management | 32 | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | BPER Banca SpA | BPE | Italy | T1325T119 | Special | 06-Jul-20 | 25-Jun-20 | Share Holder | 1 | Elect Silvia Elisabetta Candini as Director | None | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | BPER Banca SpA | BPE | Italy | T1325T119 | Special | 06-Jul-20 | 25-Jun-20 | Management | 1 | Approve Merger by Incorporation of Cassa di Risparmio di Saluzzo SpA and Cassa di Risparmio di Bra SpA into BPER Banca SpA | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Salzgitter AG | SZG | Germany | D80900109 | Annual | 08-Jul-20 | 16-Jun-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Salzgitter AG | SZG | Germany | D80900109 | Annual | 08-Jul-20 | 16-Jun-20 | Management | 2 | Approve Allocation of Income and Omission of Dividends | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Salzgitter AG | SZG | Germany | D80900109 | Annual | 08-Jul-20 | 16-Jun-20 | Management | 3 | Approve Discharge of Management Board for Fiscal 2019 | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Salzgitter AG | SZG | Germany | D80900109 | Annual | 08-Jul-20 | 16-Jun-20 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Salzgitter AG | SZG | Germany | D80900109 | Annual | 08-Jul-20 | 16-Jun-20 | Management | 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Salzgitter AG | SZG | Germany | D80900109 | Annual | 08-Jul-20 | 16-Jun-20 | Management | 6 | Approve Remuneration Policy | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Salzgitter AG | SZG | Germany | D80900109 | Annual | 08-Jul-20 | 16-Jun-20 | Management | 7 | Approve Remuneration of Supervisory Board | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Salzgitter AG | SZG | Germany | D80900109 | Annual | 08-Jul-20 | 16-Jun-20 | Management | 8 | �� | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | Against | Yes | Yes | ||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019/20 (Non-Voting) | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 2.1 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 2.2 | Approve Transfer of EUR 80 Million from Allocated Retained Earnings to Free Reserves | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 3 | Approve Discharge of Management Board for Fiscal 2019/20 | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2019/20 | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 5 | Approve Remuneration of Supervisory Board Members | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 6 | Receive Report on Share Repurchase Program (Non-Voting) | n/a | n/a | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 7 | Ratify Deloitte Audit Wirtschaftspruefungs GmbH as Auditors for Fiscal 2020/21 | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 8.1 | Approve Increase in Size of Management Board to Nine Members | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 8.2 | Elect Hannes Androsch as Supervisory Board Member | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 8.3 | Elect Lars Reger as Supervisory Board Member | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 8.4 | Elect Hermann Eul as Supervisory Board Member | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 8.5 | Elect Robert Lasshofer as Supervisory Board Member | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 8.6 | Elect Georg Hansis as Supervisory Board Member | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 9 | Approve Remuneration Policy for Management Board | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 10 | Approve Remuneration Policy for Supervisory Board | For | Against | Yes | Yes | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | AT & S Austria Technologie & Systemtechnik AG | ATS | Austria | A05345110 | Annual | 09-Jul-20 | 29-Jun-20 | Management | 11 | Amend Articles of Association | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | �� | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 3 | Approve Remuneration Policy | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 4 | Approve Final Dividend | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 5A | Re-elect Peter Pritchard as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 5B | Re-elect Mike Iddon as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 5C | Re-elect Dennis Millard as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 5D | Re-elect Sharon Flood as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 5E | Re-elect Stanislas Laurent as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 5F | Re-elect Susan Dawson as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 6 | Elect Ian Burke as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 7 | Reappoint KPMG LLP as Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 8 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 9 | Authorise Issue of Equity | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 10 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 11 | Approve Restricted Stock Plan | For | Abstain | Yes | Yes | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 12 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 13 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 14 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 15 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | G7041J107 | Annual | 09-Jul-20 | 07-Jul-20 | Management | 16 | Adopt New Articles of Association | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | VTech Holdings Ltd. | 303 | Bermuda | G9400S132 | Annual | 10-Jul-20 | 06-Jul-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | VTech Holdings Ltd. | 303 | Bermuda | G9400S132 | Annual | 10-Jul-20 | 06-Jul-20 | Management | 2 | Approve Final Dividend | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | VTech Holdings Ltd. | 303 | Bermuda | G9400S132 | Annual | 10-Jul-20 | 06-Jul-20 | Management | 3a | Elect Pang King Fai as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | VTech Holdings Ltd. | 303 | Bermuda | G9400S132 | Annual | 10-Jul-20 | 06-Jul-20 | Management | 3b | Elect William Wong Yee Lai as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | VTech Holdings Ltd. | 303 | Bermuda | G9400S132 | Annual | 10-Jul-20 | 06-Jul-20 | Management | 3c | Elect Wong Kai Man as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | VTech Holdings Ltd. | 303 | Bermuda | G9400S132 | Annual | 10-Jul-20 | 06-Jul-20 | Management | 3d | Approve Directors’ Fee | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | VTech Holdings Ltd. | 303 | Bermuda | G9400S132 | Annual | 10-Jul-20 | 06-Jul-20 | Management | 4 | Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | VTech Holdings Ltd. | 303 | Bermuda | G9400S132 | Annual | 10-Jul-20 | 06-Jul-20 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | VTech Holdings Ltd. | 303 | Bermuda | G9400S132 | Annual | 10-Jul-20 | 06-Jul-20 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | G9424B107 | Special | 14-Jul-20 | 10-Jul-20 | Management | 1 | Approve the Bonus Issue | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | G9424B107 | Special | 14-Jul-20 | 10-Jul-20 | Management | 2 | Authorise Issue of Bonus Issue Shares | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mapletree Commercial Trust | N2IU | Singapore | Y5759T101 | Annual | 22-Jul-20 | Management | 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors’ Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mapletree Commercial Trust | N2IU | Singapore | Y5759T101 | Annual | 22-Jul-20 | Management | 2 | Approve PricewaterhouseCoopers LLP as Auditor and Authorize Manager to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mapletree Commercial Trust | N2IU | Singapore | Y5759T101 | Annual | 22-Jul-20 | Management | 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 3 | Approve Remuneration Policy | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 4 | Elect Dame Inga Beale as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 5 | Elect Tom Singer as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 6 | Re-elect Dr Ronnie van der Merwe as Director | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 7 | Re-elect Jurgens Myburgh as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 8 | Re-elect Alan Grieve as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 9 | Re-elect Dr Muhadditha Al Hashimi as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 10 | Re-elect Jannie Durand as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 11 | Re-elect Dr Felicity Harvey as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 12 | Re-elect Danie Meintjes as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 13 | Re-elect Dr Anja Oswald as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 14 | Re-elect Trevor Petersen as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 16 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 17 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 18 | Authorise Issue of Equity | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 19 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 21 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediclinic International Plc | MDC | United Kingdom | G5960R100 | Annual | 22-Jul-20 | 20-Jul-20 | Management | 22 | Adopt New Articles of Association | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 2 | Approve Remuneration Policy | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 3 | Approve Remuneration Report | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 4 | Approve Final Dividend | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 5 | Re-elect Dr Gerry Murphy as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 6 | Re-elect Nick Hampton as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 7 | Re-elect Imran Nawaz as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 8 | Re-elect Paul Forman as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 9 | Re-elect Lars Frederiksen as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 10 | Re-elect Anne Minto as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 11 | Re-elect Kimberly Nelson as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 12 | Re-elect Dr Ajai Puri as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 13 | Re-elect Sybella Stanley as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 14 | Re-elect Warren Tucker as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 15 | Reappoint Ernst & Young LLP as Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 17 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 18 | Approve Sharesave Plan | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 19 | Approve Performance Share Plan | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 20 | Authorise Issue of Equity | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 21 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 23 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | G86838128 | Annual | 23-Jul-20 | 21-Jul-20 | Management | 24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASKUL Corp. | 2678 | Japan | J03325107 | Annual | 13-Aug-20 | 20-May-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 19 | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASKUL Corp. | 2678 | Japan | J03325107 | Annual | 13-Aug-20 | 20-May-20 | Management | 2 | Amend Articles to Amend Provisions on Number of Directors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASKUL Corp. | 2678 | Japan | J03325107 | Annual | 13-Aug-20 | 20-May-20 | Management | 3.1 | Elect Director Yoshioka, Akira | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASKUL Corp. | 2678 | Japan | J03325107 | Annual | 13-Aug-20 | 20-May-20 | Management | 3.2 | Elect Director Yoshida, Hitoshi | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASKUL Corp. | 2678 | Japan | J03325107 | Annual | 13-Aug-20 | 20-May-20 | Management | 3.3 | Elect Director Koshimizu, Hironori | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASKUL Corp. | 2678 | Japan | J03325107 | Annual | 13-Aug-20 | 20-May-20 | Management | 3.4 | Elect Director Kimura, Miyoko | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASKUL Corp. | 2678 | Japan | J03325107 | Annual | 13-Aug-20 | 20-May-20 | Management | 3.5 | Elect Director Tamai, Tsuguhiro | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASKUL Corp. | 2678 | Japan | J03325107 | Annual | 13-Aug-20 | 20-May-20 | Management | 3.6 | Elect Director Ozawa, Takao | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASKUL Corp. | 2678 | Japan | J03325107 | Annual | 13-Aug-20 | 20-May-20 | Management | 3.7 | Elect Director Ichige, Yumiko | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASKUL Corp. | 2678 | Japan | J03325107 | Annual | 13-Aug-20 | 20-May-20 | Management | 3.8 | Elect Director Goto, Genri | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASKUL Corp. | 2678 | Japan | J03325107 | Annual | 13-Aug-20 | 20-May-20 | Management | 3.9 | Elect Director Taka, Iwao | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASKUL Corp. | 2678 | Japan | J03325107 | Annual | 13-Aug-20 | 20-May-20 | Management | 3.10 | Elect Director Tsukahara, Kazuo | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASKUL Corp. | 2678 | Japan | J03325107 | Annual | 13-Aug-20 | 20-May-20 | Management | 3.11 | Elect Director Imaizumi, Tadahisa | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASKUL Corp. | 2678 | Japan | J03325107 | Annual | 13-Aug-20 | 20-May-20 | Management | 4 | Appoint Statutory Auditor Asaeda, Yoshitaka | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | N0157T177 | Special | 24-Aug-20 | 27-Jul-20 | Management | 1 | Open Meeting and Receive Announcements | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | N0157T177 | Special | 24-Aug-20 | 27-Jul-20 | Management | 2.a | Elect D. Koopmans to Supervisory Board | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | N0157T177 | Special | 24-Aug-20 | 27-Jul-20 | Management | 2.b | Elect B. Elfring to Supervisory Board | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | N0157T177 | Special | 24-Aug-20 | 27-Jul-20 | Management | 3 | Elect R. Joosten to Executive Board | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | N0157T177 | Special | 24-Aug-20 | 27-Jul-20 | Management | 4 | Amend Remuneration Policy | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | N0157T177 | Special | 24-Aug-20 | 27-Jul-20 | Management | 5 | Other Business (Non-Voting) | n/a | n/a | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | N0157T177 | Special | 24-Aug-20 | 27-Jul-20 | Management | 6 | Close Meeting | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Metcash Limited | MTS | Australia | Q6014C106 | Annual | 26-Aug-20 | 24-Aug-20 | Management | 2a | Elect Robert Murray as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Metcash Limited | MTS | Australia | Q6014C106 | Annual | 26-Aug-20 | 24-Aug-20 | Management | 2b | Elect Tonianne Dwyer as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Metcash Limited | MTS | Australia | Q6014C106 | Annual | 26-Aug-20 | 24-Aug-20 | Management | 3 | Approve Remuneration Report | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Metcash Limited | MTS | Australia | Q6014C106 | Annual | 26-Aug-20 | 24-Aug-20 | Management | 4 | Adopt New Constitution | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mimasu Semiconductor Industry Co., Ltd. | 8155 | Japan | J42798108 | Annual | 27-Aug-20 | 31-May-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Ocean Group Limited | GOGL | Bermuda | G39637205 | Annual | 31-Aug-20 | 17-Jul-20 | Management | 1 | Fix Number of Directors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Ocean Group Limited | GOGL | Bermuda | G39637205 | Annual | 31-Aug-20 | 17-Jul-20 | Management | 2 | Authorize Board to Fill Vacancies | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Ocean Group Limited | GOGL | Bermuda | G39637205 | Annual | 31-Aug-20 | 17-Jul-20 | Management | 3 | Elect Director John Fredriksen | For | Against | Yes | Yes | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Ocean Group Limited | GOGL | Bermuda | G39637205 | Annual | 31-Aug-20 | 17-Jul-20 | Management | 4 | Elect Director Ola Lorentzon | For | Against | Yes | Yes | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Ocean Group Limited | GOGL | Bermuda | G39637205 | Annual | 31-Aug-20 | 17-Jul-20 | Management | 5 | Elect Director James O’Shaughnessy | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Ocean Group Limited | GOGL | Bermuda | G39637205 | Annual | 31-Aug-20 | 17-Jul-20 | Management | 6 | Elect Director Marius Hermansen | For | Against | Yes | Yes | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Ocean Group Limited | GOGL | Bermuda | G39637205 | Annual | 31-Aug-20 | 17-Jul-20 | Management | 7 | Elect Director Tor Svelland | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Ocean Group Limited | GOGL | Bermuda | G39637205 | Annual | 31-Aug-20 | 17-Jul-20 | Management | 8 | Approve PricewaterhouseCoopers AS as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Ocean Group Limited | GOGL | Bermuda | G39637205 | Annual | 31-Aug-20 | 17-Jul-20 | Management | 9 | Approve Remuneration of Directors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Zip Co Limited | Z1P | Australia | Q9899L134 | Special | 31-Aug-20 | 29-Aug-20 | Management | 1 | Approve Issuance of Merger Consideration Shares to QuadPay Inc. Stockholders and Approve Issuance of Performance Consideration Shares and Tenure Consideration Shares to QuadPay Inc. Founders | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Zip Co Limited | Z1P | Australia | Q9899L134 | Special | 31-Aug-20 | 29-Aug-20 | Management | 2 | Approve Grant of New Options to QuadPay Inc. Optionholders | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Zip Co Limited | Z1P | Australia | Q9899L134 | Special | 31-Aug-20 | 29-Aug-20 | Management | 3 | Approve Issuance of Convertible Notes to CVI Investments, Inc. | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Zip Co Limited | Z1P | Australia | Q9899L134 | Special | 31-Aug-20 | 29-Aug-20 | Management | 4 | Approve Issuance of Warrants to CVI Investments, Inc. | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Zip Co Limited | Z1P | Australia | Q9899L134 | Special | 31-Aug-20 | 29-Aug-20 | Management | 5 | Ratify Past Issuance of Shares to Certain Institutional, Sophisticated and Professional Investors | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Zip Co Limited | Z1P | Australia | Q9899L134 | Special | 31-Aug-20 | 29-Aug-20 | Management | 6 | Ratify Past Issuance of Warrants to Amazon.com NV Investment Holdings LLC | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Zip Co Limited | Z1P | Australia | Q9899L134 | Special | 31-Aug-20 | 29-Aug-20 | Management | 7 | Ratify Past Issuance of Shares to SpotCap Vendors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | G2657C132 | Annual | 03-Sep-20 | 01-Sep-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | G2657C132 | Annual | 03-Sep-20 | 01-Sep-20 | Management | 2 | Elect Robin Terrell as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | G2657C132 | Annual | 03-Sep-20 | 01-Sep-20 | Management | 3 | Re-elect Philip Meeson as Director | For | Abstain | Yes | Yes | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | G2657C132 | Annual | 03-Sep-20 | 01-Sep-20 | Management | 4 | Re-elect Gary Brown as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | G2657C132 | Annual | 03-Sep-20 | 01-Sep-20 | Management | 5 | Reappoint KPMG LLP as Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | G2657C132 | Annual | 03-Sep-20 | 01-Sep-20 | Management | 6 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | G2657C132 | Annual | 03-Sep-20 | 01-Sep-20 | Management | 7 | Authorise Issue of Equity | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | G2657C132 | Annual | 03-Sep-20 | 01-Sep-20 | Management | 8 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | G2657C132 | Annual | 03-Sep-20 | 01-Sep-20 | Management | 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | G2657C132 | Annual | 03-Sep-20 | 01-Sep-20 | Management | 10 | Adopt New Articles of Association | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 3 | Approve Remuneration Policy | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 4 | Re-elect Keith Williams as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 5 | Re-elect Stuart Simpson as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 6 | Re-elect Maria da Cunha as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 7 | Re-elect Michael Findlay as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 8 | Re-elect Rita Griffin as Director | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 9 | Re-elect Simon Thompson as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 10 | Elect Baroness Sarah Hogg as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 11 | Elect Lynne Peacock as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 12 | Reappoint KPMG LLP as Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 13 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 14 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 15 | Authorise Issue of Equity | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 16 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 18 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal Mail Plc | RMG | United Kingdom | G7368G108 | Annual | 08-Sep-20 | 04-Sep-20 | Management | 19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 3 | Appropriation of Retained Earnings and Declaration of Dividend | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 4 | Approve Creation of CHF 4.3 Million Pool of Authorized Capital without Preemptive Rights | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 5 | Approve Discharge of Board and Senior Management | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 6A | Elect Director Patrick Aebischer | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 6B | Elect Director Wendy Becker | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 6C | Elect Director Edouard Bugnion | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 6D | Elect Director Bracken Darrell | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 6E | Elect Director Guy Gecht | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 6F | Elect Director Didier Hirsch | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 6G | Elect Director Neil Hunt | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 6H | Elect Director Marjorie Lao | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 6I | Elect Director Neela Montgomery | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 6J | Elect Director Michael Polk | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 6K | Elect Director Riet Cadonau | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 6L | Elect Director Deborah Thomas | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 7 | Elect Wendy Becker as Board Chairman | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 8A | Appoint Edouard Bugnion as Member of the Compensation Committee | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 8B | Appoint Neil Hunt as Member of the Compensation Committee | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 8C | Appoint Michael Polk as Member of the Compensation Committee | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 8D | Appoint Riet Cadonau as Member of the Compensation Committee | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 9 | Approve Remuneration of Board of Directors in the Amount of CHF 3,500,000 | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 10 | Approve Remuneration of the Group Management Team in the Amount of USD 29,400,000 | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 11 | Ratify KPMG AG as Auditors and Ratify KPMG LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021 | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | 12 | Designate Etude Regina Wenger & Sarah Keiser-Wuger as Independent Representative | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | H50430232 | Annual | 09-Sep-20 | 03-Sep-20 | Management | A | Authorize Independent Representative to Vote on Any Amendment to Previous Resolutions | For | Against | Yes | Yes | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 3 | Re-elect Alex Baldock as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 4 | Re-elect Eileen Burbidge as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 5 | Re-elect Tony DeNunzio as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 6 | Re-elect Andrea Gisle Joosen as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 7 | Re-elect Lord Livingston of Parkhead as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 8 | Re-elect Jonny Mason as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 9 | Re-elect Fiona McBain as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 10 | Re-elect Gerry Murphy as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 11 | Reappoint Deloitte LLP as Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 12 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 13 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 14 | Amend Long-Term Incentive Plan | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 15 | Authorise Issue of Equity | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 16 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 17 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dixons Carphone Plc | DC | United Kingdom | G2903R107 | Annual | 10-Sep-20 | 08-Sep-20 | Management | 18 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 1 | Elect Chairman of Meeting | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 2.a | Designate Fredrik Ahlin as Inspector of Minutes of Meeting | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 2.b | Designate Erik Durhan as Inspector of Minutes of Meeting | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 3 | Prepare and Approve List of Shareholders | For | For | No | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 4 | Approve Agenda of Meeting | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 5 | Acknowledge Proper Convening of Meeting | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 6 | Receive Financial Statements and Statutory Reports | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 7 | Accept Financial Statements and Statutory Reports | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 8 | Approve Allocation of Income and Omission of Dividends | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 9.a | Approve Discharge of Kenneth Bengtsson | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 9.b | Approve Discharge of Mathias Haid | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 9.c | Approve Discharge of Margareta Lehmann | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 9.d | Approve Discharge of Hakan Lundstedt | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 9.e | Approve Discharge of Goran Nasholm | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 9.f | Approve Discharge of Charlotte Stromberg | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 9.g | Approve Discharge of Goran Sundstrom | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 9.h | Approve Discharge of Anne Thorstvedt Sjoberg | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 9.i | Approve Discharge of Caroline Ostning (Employee Representative) | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 9.j | Approve Discharge of Lasse Zwetsloot (Employee Representative) | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 9.k | Approve Discharge of Freja Aleman (Deputy Employee Representative) | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 9.l | Approve Discharge of Emma Zetterqvist (Deputy Employee Representative) | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 9.m | Approve Discharge of Lotta Lyra | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 10.a | Determine Number of Members (8) and Deputy Members (0) of Board | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 10.b | Determine Number of Auditors (1) and Deputy Auditors (0) | For | For | No | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 11.a | Approve Remuneration of Directors in the Aggregate Amount of SEK 3.7 Million | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 11.b | Approve Remuneration of Auditors | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 12.a | Reelect Kenneth Bengtsson as Director | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 12.b | Reelect Mathias Haid as Director | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 12.c | Reelect Hakan Lundstedt as Director | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 12.d | Reelect Charlotte Stromberg as Director | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 12.e | Reelect Goran Sundstrom as Director | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 12.f | Reelect Anne Thorstvedt Sjoberg as Director | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 12.g | Elect Mengmeng Du as New Director | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 12.h | Elect Patrik Hofbauer as New Director | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 13 | Reappoint Kenneth Bengtsson as Board Chairman | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 14 | Ratify Deloitte as Auditors | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Clas Ohlson AB | CLAS.B | Sweden | W22137108 | Annual | 12-Sep-20 | 04-Sep-20 | Management | 16 | Amend Articles of Association Re: Company Name; Participation at General Meeting; Share Registrar | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 3 | Approve Remuneration Policy | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 4 | Re-elect Keith Williams as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 5 | Re-elect David Adams as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 6 | Re-elect Helen Jones as Director | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 7 | Re-elect Jill Caseberry as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 8 | Re-elect Graham Stapleton as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 9 | Re-elect Loraine Woodhouse as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 10 | Reappoint BDO LLP as Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 11 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 12 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 13 | Authorise Issue of Equity | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 14 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 15 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 16 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halfords Group Plc | HFD | United Kingdom | G4280E105 | Annual | 15-Sep-20 | 11-Sep-20 | Management | 17 | Adopt New Articles of Association | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Games Workshop Group Plc | GAW | United Kingdom | G3715N102 | Annual | 16-Sep-20 | 14-Sep-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Games Workshop Group Plc | GAW | United Kingdom | G3715N102 | Annual | 16-Sep-20 | 14-Sep-20 | Management | 2 | Re-elect Kevin Rountree as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Games Workshop Group Plc | GAW | United Kingdom | G3715N102 | Annual | 16-Sep-20 | 14-Sep-20 | Management | 3 | Re-elect Rachel Tongue as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Games Workshop Group Plc | GAW | United Kingdom | G3715N102 | Annual | 16-Sep-20 | 14-Sep-20 | Management | 4 | Re-elect Nick Donaldson as Director | For | Against | Yes | Yes | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Games Workshop Group Plc | GAW | United Kingdom | G3715N102 | Annual | 16-Sep-20 | 14-Sep-20 | Management | 5 | Re-elect Elaine O’Donnell as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Games Workshop Group Plc | GAW | United Kingdom | G3715N102 | Annual | 16-Sep-20 | 14-Sep-20 | Management | 6 | Re-elect John Brewis as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Games Workshop Group Plc | GAW | United Kingdom | G3715N102 | Annual | 16-Sep-20 | 14-Sep-20 | Management | 7 | Re-elect Kate Marsh as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Games Workshop Group Plc | GAW | United Kingdom | G3715N102 | Annual | 16-Sep-20 | 14-Sep-20 | Management | 8 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Games Workshop Group Plc | GAW | United Kingdom | G3715N102 | Annual | 16-Sep-20 | 14-Sep-20 | Management | 9 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Games Workshop Group Plc | GAW | United Kingdom | G3715N102 | Annual | 16-Sep-20 | 14-Sep-20 | Management | 10 | Approve Remuneration Report | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Games Workshop Group Plc | GAW | United Kingdom | G3715N102 | Annual | 16-Sep-20 | 14-Sep-20 | Management | 11 | Authorise Issue of Equity | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Games Workshop Group Plc | GAW | United Kingdom | G3715N102 | Annual | 16-Sep-20 | 14-Sep-20 | Management | 12 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Games Workshop Group Plc | GAW | United Kingdom | G3715N102 | Annual | 16-Sep-20 | 14-Sep-20 | Management | 13 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 1 | Re-elect Penelope Judd as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 2 | Re-elect Gal Haber as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 3 | Elect David Zruia as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 4 | Re-elect Elad Even-Chen as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 5 | Re-elect Steven Baldwin as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 6 | Elect Anne Grim as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 7 | Reappoint Kesselman & Kesselman as Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 8 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 9 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 11 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 12 | Amend Articles of Association to Increase the Maximum Number of Directors to Eight | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 13 | Amend Remuneration Policy | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 14 | Approve Compensation of Anne Grim, Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 15 | Approve Compensation of Steven Baldwin, Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 16 | Approve Compensation of Daniel King, Director | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 17 | Approve Special Bonus Payment to Elad Even-Chen, CFO | For | Against | Yes | Yes | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 18 | Approve Increase to the Annual Salary of David Zruia, CEO | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | 19 | Approve Grant of Restricted Share Unit Award to David Zruia, CEO | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Plus500 Ltd. | PLUS | Israel | M7S2CK109 | Annual | 16-Sep-20 | 17-Aug-20 | Management | A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | None | Against | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 1.1 | Elect Amir Elstein as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 1.2 | Elect Russell Ellwanger as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 1.3 | Elect Kalman Kaufman as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 1.4 | Elect Alex Kornhauser as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 1.5 | Elect Dana Gross as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 1.6 | Elect Ilan Flato as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 1.7 | Elect Rami Guzman as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 1.8 | Elect Yoav Chelouche as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 1.9 | Elect Iris Avner as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | �� | 1.10 | Elect Michal Vakrat Wolkin as Director | For | For | Yes | No | ||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 1.11 | Elect Avi Hasson as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 2 | Appoint Amir Elstein as Chairman and Approve His Terms of Compensation | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 3 | Approve Amended Compensation Policy for the Directors and Officers of the Company | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 4 | Approve Amended Compensation of Russell Ellwanger, CEO | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 5 | Approve Equity-Based Compensation to Russell Ellwanger, CEO | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 6 | Approve Amended Compensation of Certain Directors | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 7 | Approve Equity Grants to Each Director (Excluding Amir Elstein and Russell Ellwanger) | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 8 | Appoint Brightman Almagor & Co. as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | 9 | Discuss Financial Statements and the Report of the Board | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | None | Against | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | None | Against | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | None | Against | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tower Semiconductor Ltd. | TSEM | Israel | M87915274 | Annual | 17-Sep-20 | 10-Aug-20 | Management | B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | None | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cromwell Property Group | CMW | Australia | Q2995J103 | Special | 18-Sep-20 | 16-Sep-20 | Share Holder | 1 | Elect Gary Weiss as Director | Against | Against | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cromwell Property Group | CMW | Australia | Q2995J103 | Special | 18-Sep-20 | 16-Sep-20 | Share Holder | 2 | Elect Joseph Gersh as Director | Against | For | Yes | Yes | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors’ Reports Thereon | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 3 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 4 | Approve Unconsolidated Financial Statements and Annual Accounts | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 5 | Approve Allocation of Income | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 6 | Approve Dividends | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 7 | Approve Remuneration Report | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 8 | Approve Discharge of Directors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 9 | Re-elect Peter Bamford as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 10 | Re-elect Simon Arora as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 11 | Re-elect Paul McDonald as Director | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 12 | Re-elect Ron McMillan as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 13 | Re-elect Tiffany Hall as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 14 | Re-elect Carolyn Bradley as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 15 | Re-elect Gilles Petit as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 16 | Approve Discharge of Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 17 | Reappoint KPMG Luxembourg as Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 18 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 19 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 18-Sep-20 | 04-Sep-20 | Management | 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | W3287P115 | Special | 24-Sep-20 | 16-Sep-20 | Management | 1 | Open Meeting | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | W3287P115 | Special | 24-Sep-20 | 16-Sep-20 | Management | 2 | Elect Chairman of Meeting | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | W3287P115 | Special | 24-Sep-20 | 16-Sep-20 | Management | 3 | Prepare and Approve List of Shareholders | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | W3287P115 | Special | 24-Sep-20 | 16-Sep-20 | Management | 4 | Approve Agenda of Meeting | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | W3287P115 | Special | 24-Sep-20 | 16-Sep-20 | Management | 5 | Designate Inspector(s) of Minutes of Meeting | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | W3287P115 | Special | 24-Sep-20 | 16-Sep-20 | Management | 6 | Acknowledge Proper Convening of Meeting | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | W3287P115 | Special | 24-Sep-20 | 16-Sep-20 | Management | 7 | Approve Issuance of Shares for a Private Placement for NetEnt AB (publ) | For | For | No | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | W3287P115 | Special | 24-Sep-20 | 16-Sep-20 | Management | 8 | Close Meeting | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vienna Insurance Group AG | VIG | Austria | A9142L128 | Annual | 25-Sep-20 | 15-Sep-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | n/a | n/a | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vienna Insurance Group AG | VIG | Austria | A9142L128 | Annual | 25-Sep-20 | 15-Sep-20 | Management | 2 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vienna Insurance Group AG | VIG | Austria | A9142L128 | Annual | 25-Sep-20 | 15-Sep-20 | Management | 3 | Approve Discharge of Management Board for Fiscal 2019 | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vienna Insurance Group AG | VIG | Austria | A9142L128 | Annual | 25-Sep-20 | 15-Sep-20 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vienna Insurance Group AG | VIG | Austria | A9142L128 | Annual | 25-Sep-20 | 15-Sep-20 | Management | 5 | Ratify KPMG Austria GmbH as Auditors for Fiscal 2021 | For | Against | Yes | Yes | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vienna Insurance Group AG | VIG | Austria | A9142L128 | Annual | 25-Sep-20 | 15-Sep-20 | Management | 6 | Elect Katarina Slezakova as Supervisory Board Member | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vienna Insurance Group AG | VIG | Austria | A9142L128 | Annual | 25-Sep-20 | 15-Sep-20 | Management | 7 | Approve Remuneration of Supervisory Board Members | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vienna Insurance Group AG | VIG | Austria | A9142L128 | Annual | 25-Sep-20 | 15-Sep-20 | Management | 8 | Approve Remuneration Policy | For | Against | Yes | Yes | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 3 | Approve Remuneration Policy | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 4 | Elect Lynne Weedall as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 5 | Re-elect Gregor Alexander as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 6 | Re-elect James Bilefield as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 7 | Re-elect Martin Griffiths as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 8 | Re-elect Ross Paterson as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 9 | Re-elect Sir Brian Souter as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 10 | Re-elect Ray O’Toole as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 11 | Re-elect Karen Thomson as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 12 | Reappoint Ernst & Young LLP as Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 14 | Authorise EU Political Donations and Expenditure | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 15 | Approve Restricted Share Plan | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 16 | Authorise Issue of Equity | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 19 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Stagecoach Group Plc | SGC | United Kingdom | G8403M233 | Annual | 25-Sep-20 | 23-Sep-20 | Management | 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Viva Energy Group Limited | VEA | Australia | Q9478L109 | Special | 30-Sep-20 | 28-Sep-20 | Management | 1 | Approve Return of Capital to Shareholders | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Viva Energy Group Limited | VEA | Australia | Q9478L109 | Special | 30-Sep-20 | 28-Sep-20 | Management | 2 | Approve Consolidation of Shares | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | G7770H108 | Special | 02-Oct-20 | 30-Sep-20 | Management | 1 | Authorise Issue of Equity to Roger De Haan Pursuant to the First Firm Placing, Second Firm Placing and Placing and Open Offer | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | G7770H108 | Special | 02-Oct-20 | 30-Sep-20 | Management | 2 | Authorise Issue of Equity in Connection with the Firm Placing and the Placing and Open Offer | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | G7770H108 | Special | 02-Oct-20 | 30-Sep-20 | Management | 3 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Placing and Open Offer | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | G7770H108 | Special | 02-Oct-20 | 30-Sep-20 | Management | 4 | Approve Share Consolidation | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Perenti Global Limited | PRN | Australia | Q73992101 | Annual | 02-Oct-20 | 30-Sep-20 | Management | 1 | Approve Remuneration Report | For | Against | Yes | Yes | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Perenti Global Limited | PRN | Australia | Q73992101 | Annual | 02-Oct-20 | 30-Sep-20 | Management | 2 | Elect Ian Howard Cochrane as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Perenti Global Limited | PRN | Australia | Q73992101 | Annual | 02-Oct-20 | 30-Sep-20 | Management | 3 | Elect Alexandra Clare Atkins as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Perenti Global Limited | PRN | Australia | Q73992101 | Annual | 02-Oct-20 | 30-Sep-20 | Management | 4 | Elect Andrea Hall as Director | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Perenti Global Limited | PRN | Australia | Q73992101 | Annual | 02-Oct-20 | 30-Sep-20 | Management | 5 | Approve Issuance of Performance Rights to Mark Norwell | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Perenti Global Limited | PRN | Australia | Q73992101 | Annual | 02-Oct-20 | 30-Sep-20 | Management | 6 | Approve Issuance of STI Rights to Mark Norwell | For | Against | Yes | Yes | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | N8063K107 | Special | 27-Oct-20 | 29-Sep-20 | Management | 1 | Elect Francisco Javier van Engelen Sousa to Management Board | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASR Nederland NV | ASRNL | Netherlands | N0709G103 | Special | 28-Oct-20 | 30-Sep-20 | Management | 1 | Open Meeting | For | For | Yes | No |
Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASR Nederland NV | ASRNL | Netherlands | N0709G103 | Special | 28-Oct-20 | 30-Sep-20 | Management | 2a | Announce Intention to Appoint Joop Wijn as Supervisory Board Member | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASR Nederland NV | ASRNL | Netherlands | N0709G103 | Special | 28-Oct-20 | 30-Sep-20 | Management | 2b | Elect Joop Wijn to Supervisory Board | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASR Nederland NV | ASRNL | Netherlands | N0709G103 | Special | 28-Oct-20 | 30-Sep-20 | Management | 3 | Allow Questions | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASR Nederland NV | ASRNL | Netherlands | N0709G103 | Special | 28-Oct-20 | 30-Sep-20 | Management | 4 | Close Meeting | For | For | Yes | No |
Payson Total Return Fund
Proxy Voting Record
July 1, 2020 - June 30, 2021
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN / WITHHOLD | ||||||||||||
LAM RESEARCH CORPORATION | LRCX | 512807108 | 03-Nov-2020 | Election of Directors | Management | F | F | F | 8470 | 8470 | 0 | 0 | ||||||||||||
LAM RESEARCH CORPORATION | LRCX | 512807108 | 03-Nov-2020 | Election of Directors | Management | F | F | F | 8470 | 8470 | 0 | 0 | ||||||||||||
LAM RESEARCH CORPORATION | LRCX | 512807108 | 03-Nov-2020 | Election of Directors | Management | F | F | F | 8470 | 8470 | 0 | 0 | ||||||||||||
LAM RESEARCH CORPORATION | LRCX | 512807108 | 03-Nov-2020 | Election of Directors | Management | F | F | F | 8470 | 8470 | 0 | 0 | ||||||||||||
LAM RESEARCH CORPORATION | LRCX | 512807108 | 03-Nov-2020 | Election of Directors | Management | F | F | F | 8470 | 8470 | 0 | 0 | ||||||||||||
LAM RESEARCH CORPORATION | LRCX | 512807108 | 03-Nov-2020 | Election of Directors | Management | F | F | F | 8470 | 8470 | 0 | 0 | ||||||||||||
LAM RESEARCH CORPORATION | LRCX | 512807108 | 03-Nov-2020 | Election of Directors | Management | F | F | F | 8470 | 8470 | 0 | 0 | ||||||||||||
LAM RESEARCH CORPORATION | LRCX | 512807108 | 03-Nov-2020 | Election of Directors | Management | F | F | F | 8470 | 8470 | 0 | 0 | ||||||||||||
LAM RESEARCH CORPORATION | LRCX | 512807108 | 03-Nov-2020 | Election of Directors | Management | F | F | F | 8470 | 8470 | 0 | 0 | ||||||||||||
LAM RESEARCH CORPORATION | LRCX | 512807108 | 03-Nov-2020 | Ratify Appointment of Independent Auditors | Management | F | F | F | 8470 | 8470 | 0 | 0 | ||||||||||||
LAM RESEARCH CORPORATION | LRCX | 512807108 | 03-Nov-2020 | 14A Executive Compensation | Management | F | F | F | 8470 | 8470 | 0 | 0 | ||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | 11133T103 | 19-Nov-2020 | S/H Proposal—Political/Government | Shareholder | F | N | F | 8650 | 0 | 8650 | 0 | ||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | 11133T103 | 19-Nov-2020 | Ratify Appointment of Independent Auditors | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | 11133T103 | 19-Nov-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | 11133T103 | 19-Nov-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | 11133T103 | 19-Nov-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | 11133T103 | 19-Nov-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | 11133T103 | 19-Nov-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | 11133T103 | 19-Nov-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | 11133T103 | 19-Nov-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | 11133T103 | 19-Nov-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | 11133T103 | 19-Nov-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | 11133T103 | 19-Nov-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | 11133T103 | 19-Nov-2020 | 14A Executive Compensation | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Ratify Appointment of Independent Auditors | Management | F | F | F | 27260 | 27260 | 0 | 0 | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 27260 | 0 | 27260 | 0 | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 27260 | 27260 | 0 | 0 | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 27260 | 27260 | 0 | 0 | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 27260 | 27260 | 0 | 0 | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 27260 | 27260 | 0 | 0 | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 27260 | 27260 | 0 | 0 | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 27260 | 27260 | 0 | 0 | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 27260 | 27260 | 0 | 0 | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 27260 | 27260 | 0 | 0 | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 27260 | 27260 | 0 | 0 | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 27260 | 27260 | 0 | 0 | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 27260 | 27260 | 0 | 0 | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 27260 | 27260 | 0 | 0 | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | 14A Executive Compensation | Management | F | F | F | 27260 | 27260 | 0 | 0 | ||||||||||||
AUTOZONE, INC. | AZO | 053332102 | 16-Dec-2020 | Ratify Appointment of Independent Auditors | Management | F | F | F | 1650 | 1650 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
AUTOZONE, INC. | AZO | 053332102 | 16-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 1650 | 1650 | 0 | 0 | ||||||||||||
AUTOZONE, INC. | AZO | 053332102 | 16-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 1650 | 1650 | 0 | 0 | ||||||||||||
AUTOZONE, INC. | AZO | 053332102 | 16-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 1650 | 1650 | 0 | 0 | ||||||||||||
AUTOZONE, INC. | AZO | 053332102 | 16-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 1650 | 1650 | 0 | 0 | ||||||||||||
AUTOZONE, INC. | AZO | 053332102 | 16-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 1650 | 1650 | 0 | 0 | ||||||||||||
AUTOZONE, INC. | AZO | 053332102 | 16-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 1650 | 1650 | 0 | 0 | ||||||||||||
AUTOZONE, INC. | AZO | 053332102 | 16-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 1650 | 1650 | 0 | 0 | ||||||||||||
AUTOZONE, INC. | AZO | 053332102 | 16-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 1650 | 1650 | 0 | 0 | ||||||||||||
AUTOZONE, INC. | AZO | 053332102 | 16-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 1650 | 1650 | 0 | 0 | ||||||||||||
AUTOZONE, INC. | AZO | 053332102 | 16-Dec-2020 | Election of Directors (Majority Voting) | Management | F | F | F | 1650 | 1650 | 0 | 0 | ||||||||||||
AUTOZONE, INC. | AZO | 053332102 | 16-Dec-2020 | Approve Stock Compensation Plan | Management | F | F | F | 1650 | 1650 | 0 | 0 | ||||||||||||
AUTOZONE, INC. | AZO | 053332102 | 16-Dec-2020 | 14A Executive Compensation | Management | F | F | F | 1650 | 1650 | 0 | 0 | ||||||||||||
D.R. HORTON, INC. | DHI | 23331A109 | 20-Jan-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 18500 | 18500 | 0 | 0 | ||||||||||||
D.R. HORTON, INC. | DHI | 23331A109 | 20-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 18500 | 18500 | 0 | 0 | ||||||||||||
D.R. HORTON, INC. | DHI | 23331A109 | 20-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 18500 | 18500 | 0 | 0 | ||||||||||||
D.R. HORTON, INC. | DHI | 23331A109 | 20-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 18500 | 18500 | 0 | 0 | ||||||||||||
D.R. HORTON, INC. | DHI | 23331A109 | 20-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 18500 | 18500 | 0 | 0 | ||||||||||||
D.R. HORTON, INC. | DHI | 23331A109 | 20-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 18500 | 18500 | 0 | 0 | ||||||||||||
D.R. HORTON, INC. | DHI | 23331A109 | 20-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 18500 | 18500 | 0 | 0 | ||||||||||||
D.R. HORTON, INC. | DHI | 23331A109 | 20-Jan-2021 | 14A Executive Compensation | Management | F | F | F | 18500 | 18500 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 27300 | 27300 | 0 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | S/H Proposal—Proxy Process/Statement | Shareholder | F | N | F | 27300 | 0 | 27300 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Miscellaneous Corporate Actions | Management | F | F | F | 27300 | 27300 | 0 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 27300 | 27300 | 0 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 27300 | 27300 | 0 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 27300 | 27300 | 0 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 27300 | 27300 | 0 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 27300 | 27300 | 0 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 27300 | 27300 | 0 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 27300 | 27300 | 0 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 27300 | 27300 | 0 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 27300 | 27300 | 0 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 27300 | 27300 | 0 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 27300 | 27300 | 0 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 27300 | 27300 | 0 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Approve Stock Compensation Plan | Management | F | F | F | 27300 | 27300 | 0 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | S/H Proposal—Executive Compensation | Shareholder | F | N | F | 27300 | 0 | 27300 | 0 | ||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 14A Executive Compensation | Management | F | F | F | 27300 | 27300 | 0 | 0 | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 13779 | 13779 | 0 | 0 | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Eliminate Pre-Emptive Rights | Management | F | F | F | 13779 | 13779 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Allot Securities | Management | F | F | F | 13779 | 13779 | 0 | 0 | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13779 | 13779 | 0 | 0 | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13779 | 13779 | 0 | 0 | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13779 | 13779 | 0 | 0 | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13779 | 13779 | 0 | 0 | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13779 | 13779 | 0 | 0 | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13779 | 13779 | 0 | 0 | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13779 | 13779 | 0 | 0 | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13779 | 13779 | 0 | 0 | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13779 | 13779 | 0 | 0 | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13779 | 13779 | 0 | 0 | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13779 | 13779 | 0 | 0 | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13779 | 13779 | 0 | 0 | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Approve Option Grants | Management | F | F | F | 13779 | 13779 | 0 | 0 | ||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | 14A Executive Compensation | Management | F | F | F | 13779 | 13779 | 0 | 0 | ||||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | S/H Proposal—Report on Executive Compensation | Shareholder | F | N | F | 76200 | 0 | 76200 | 0 | ||||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 76200 | 76200 | 0 | 0 | ||||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 76200 | 0 | 76200 | 0 | ||||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 76200 | 76200 | 0 | 0 | ||||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 76200 | 76200 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 76200 | 76200 | 0 | 0 | ||||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 76200 | 76200 | 0 | 0 | ||||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 76200 | 76200 | 0 | 0 | ||||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 76200 | 76200 | 0 | 0 | ||||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 76200 | 76200 | 0 | 0 | ||||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 76200 | 76200 | 0 | 0 | ||||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | 14A Executive Compensation | Management | F | F | F | 76200 | 76200 | 0 | 0 | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 11-Mar-2021 | Stock Issuance | Management | F | F | F | 10350 | 10350 | 0 | 0 | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 12180 | 12180 | 0 | 0 | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12180 | 12180 | 0 | 0 | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12180 | 12180 | 0 | 0 | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12180 | 12180 | 0 | 0 | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12180 | 12180 | 0 | 0 | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12180 | 12180 | 0 | 0 | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12180 | 12180 | 0 | 0 | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12180 | 12180 | 0 | 0 | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12180 | 12180 | 0 | 0 | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12180 | 12180 | 0 | 0 | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | Amend Stock Compensation Plan | Management | F | F | F | 12180 | 12180 | 0 | 0 | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | 14A Executive Compensation | Management | F | F | F | 12180 | 12180 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
HP INC. | HPQ | 40434L105 | 13-Apr-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 253440 | 253440 | 0 | 0 | ||||||||||||
HP INC. | HPQ | 40434L105 | 13-Apr-2021 | S/H Proposal—Proxy Process/Statement | Shareholder | F | N | F | 253440 | 0 | 253440 | 0 | ||||||||||||
HP INC. | HPQ | 40434L105 | 13-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 253440 | 253440 | 0 | 0 | ||||||||||||
HP INC. | HPQ | 40434L105 | 13-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 253440 | 253440 | 0 | 0 | ||||||||||||
HP INC. | HPQ | 40434L105 | 13-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 253440 | 253440 | 0 | 0 | ||||||||||||
HP INC. | HPQ | 40434L105 | 13-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 253440 | 253440 | 0 | 0 | ||||||||||||
HP INC. | HPQ | 40434L105 | 13-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 253440 | 253440 | 0 | 0 | ||||||||||||
HP INC. | HPQ | 40434L105 | 13-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 253440 | 253440 | 0 | 0 | ||||||||||||
HP INC. | HPQ | 40434L105 | 13-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 253440 | 253440 | 0 | 0 | ||||||||||||
HP INC. | HPQ | 40434L105 | 13-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 253440 | 253440 | 0 | 0 | ||||||||||||
HP INC. | HPQ | 40434L105 | 13-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 253440 | 253440 | 0 | 0 | ||||||||||||
HP INC. | HPQ | 40434L105 | 13-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 253440 | 253440 | 0 | 0 | ||||||||||||
HP INC. | HPQ | 40434L105 | 13-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 253440 | 253440 | 0 | 0 | ||||||||||||
HP INC. | HPQ | 40434L105 | 13-Apr-2021 | 14A Executive Compensation | Management | F | F | F | 253440 | 253440 | 0 | 0 | ||||||||||||
WHIRLPOOL CORPORATION | WHR | 963320106 | 20-Apr-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 17000 | 17000 | 0 | 0 | ||||||||||||
WHIRLPOOL CORPORATION | WHR | 963320106 | 20-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17000 | 17000 | 0 | 0 | ||||||||||||
WHIRLPOOL CORPORATION | WHR | 963320106 | 20-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17000 | 17000 | 0 | 0 | ||||||||||||
WHIRLPOOL CORPORATION | WHR | 963320106 | 20-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17000 | 17000 | 0 | 0 | ||||||||||||
WHIRLPOOL CORPORATION | WHR | 963320106 | 20-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17000 | 17000 | 0 | 0 | ||||||||||||
WHIRLPOOL CORPORATION | WHR | 963320106 | 20-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17000 | 17000 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
WHIRLPOOL CORPORATION | WHR | 963320106 | 20-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17000 | 17000 | 0 | 0 | ||||||||||||
WHIRLPOOL CORPORATION | WHR | 963320106 | 20-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17000 | 17000 | 0 | 0 | ||||||||||||
WHIRLPOOL CORPORATION | WHR | 963320106 | 20-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17000 | 17000 | 0 | 0 | ||||||||||||
WHIRLPOOL CORPORATION | WHR | 963320106 | 20-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17000 | 17000 | 0 | 0 | ||||||||||||
WHIRLPOOL CORPORATION | WHR | 963320106 | 20-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17000 | 17000 | 0 | 0 | ||||||||||||
WHIRLPOOL CORPORATION | WHR | 963320106 | 20-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17000 | 17000 | 0 | 0 | ||||||||||||
WHIRLPOOL CORPORATION | WHR | 963320106 | 20-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17000 | 17000 | 0 | 0 | ||||||||||||
WHIRLPOOL CORPORATION | WHR | 963320106 | 20-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17000 | 17000 | 0 | 0 | ||||||||||||
WHIRLPOOL CORPORATION | WHR | 963320106 | 20-Apr-2021 | 14A Executive Compensation | Management | F | F | F | 17000 | 17000 | 0 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | S/H Proposal—Political/Government | Shareholder | F | N | F | 42330 | 0 | 42330 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | S/H Proposal—Political/Government | Shareholder | F | N | F | 42330 | 0 | 42330 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 42330 | 42330 | 0 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 42330 | 42330 | 0 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 42330 | 42330 | 0 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 42330 | 42330 | 0 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 42330 | 42330 | 0 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 42330 | 42330 | 0 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 42330 | 42330 | 0 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 42330 | 42330 | 0 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 42330 | 42330 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 42330 | 42330 | 0 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 42330 | 42330 | 0 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 42330 | 42330 | 0 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 42330 | 42330 | 0 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 42330 | 42330 | 0 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 42330 | 42330 | 0 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | S/H Proposal—Establish Independent Chairman | Shareholder | F | N | F | 42330 | 0 | 42330 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | S/H Proposal—Executive Compensation | Shareholder | F | N | F | 42330 | 0 | 42330 | 0 | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 14A Executive Compensation | Management | F | F | F | 42330 | 42330 | 0 | 0 | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | S/H Proposal—Health Issues | Shareholder | F | N | F | 50650 | 0 | 50650 | 0 | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | S/H Proposal—Political/Government | Shareholder | F | N | F | 50650 | 0 | 50650 | 0 | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 50650 | 50650 | 0 | 0 | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 50650 | 50650 | 0 | 0 | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 50650 | 50650 | 0 | 0 | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 50650 | 50650 | 0 | 0 | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 50650 | 50650 | 0 | 0 | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 50650 | 50650 | 0 | 0 | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 50650 | 50650 | 0 | 0 | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 50650 | 50650 | 0 | 0 | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 50650 | 50650 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 50650 | 50650 | 0 | 0 | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 50650 | 50650 | 0 | 0 | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 50650 | 50650 | 0 | 0 | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 50650 | 50650 | 0 | 0 | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | S/H Proposal—Establish Independent Chairman | Shareholder | F | N | F | 50650 | 0 | 50650 | 0 | ||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 14A Executive Compensation | Management | F | F | F | 50650 | 50650 | 0 | 0 | ||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 15590 | 15590 | 0 | 0 | ||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | S/H Proposal—Proxy Process/Statement | Shareholder | N | N | F | 15590 | 15590 | 0 | 0 | ||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 15590 | 15590 | 0 | 0 | ||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 15590 | 15590 | 0 | 0 | ||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 15590 | 15590 | 0 | 0 | ||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 15590 | 15590 | 0 | 0 | ||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 15590 | 15590 | 0 | 0 | ||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 15590 | 15590 | 0 | 0 | ||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 15590 | 15590 | 0 | 0 | ||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 15590 | 15590 | 0 | 0 | ||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 15590 | 15590 | 0 | 0 | ||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 15590 | 15590 | 0 | 0 | ||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 15590 | 15590 | 0 | 0 | ||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | 14A Executive Compensation | Management | F | F | F | 15590 | 15590 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 28145 | 0 | 28145 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Approve Stock Compensation Plan | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Amend Stock Compensation Plan | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 14A Executive Compensation | Management | F | F | F | 28145 | 28145 | 0 | 0 | ||||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 8650 | 8650 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | 14A Executive Compensation Vote Frequency | Management | F | 1 | F | 8650 | 0 | 0 | 0 | ||||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | 14A Executive Compensation | Management | F | F | F | 8650 | 8650 | 0 | 0 | ||||||||||||
POLARIS INC. | PII | 731068102 | 29-Apr-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 30610 | 30610 | 0 | 0 | ||||||||||||
POLARIS INC. | PII | 731068102 | 29-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 30610 | 30610 | 0 | 0 | ||||||||||||
POLARIS INC. | PII | 731068102 | 29-Apr-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 30610 | 30610 | 0 | 0 | ||||||||||||
POLARIS INC. | PII | 731068102 | 29-Apr-2021 | 14A Executive Compensation | Management | F | F | F | 30610 | 30610 | 0 | 0 | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | F | N | F | 20305 | 0 | 20305 | 0 | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | S/H Proposal—Environmental | Shareholder | F | N | F | 20305 | 0 | 20305 | 0 | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Election of Directors | Management | F | F | F | 20305 | 20305 | 0 | 0 | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Election of Directors | Management | F | F | F | 20305 | 20305 | 0 | 0 | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Election of Directors | Management | F | F | F | 20305 | 20305 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Election of Directors | Management | F | F | F | 20305 | 20305 | 0 | 0 | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Election of Directors | Management | F | F | F | 20305 | 20305 | 0 | 0 | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Election of Directors | Management | F | F | F | 20305 | 20305 | 0 | 0 | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Election of Directors | Management | F | F | F | 20305 | 20305 | 0 | 0 | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Election of Directors | Management | F | F | F | 20305 | 20305 | 0 | 0 | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Election of Directors | Management | F | F | F | 20305 | 20305 | 0 | 0 | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Election of Directors | Management | F | F | F | 20305 | 20305 | 0 | 0 | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Election of Directors | Management | F | F | F | 20305 | 20305 | 0 | 0 | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Election of Directors | Management | F | F | F | 20305 | 20305 | 0 | 0 | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Election of Directors | Management | F | F | F | 20305 | 20305 | 0 | 0 | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Election of Directors | Management | F | F | F | 20305 | 20305 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | F | N | F | 20700 | 0 | 20700 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 20700 | 20700 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | S/H Proposal—Corporate Governance | Shareholder | N | N | F | 20700 | 20700 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 20700 | 20700 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 20700 | 20700 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 20700 | 20700 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 20700 | 20700 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 20700 | 20700 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 20700 | 20700 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 20700 | 20700 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 20700 | 20700 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 20700 | 20700 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 20700 | 20700 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 20700 | 20700 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 20700 | 20700 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 20700 | 20700 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 20700 | 20700 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 20700 | 20700 | 0 | 0 | ||||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 04-May-2021 | 14A Executive Compensation | Management | F | F | F | 20700 | 20700 | 0 | 0 | ||||||||||||
FORTUNE BRANDS HOME & SECURITY, INC. | FBHS | 34964C106 | 04-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 38220 | 38220 | 0 | 0 | ||||||||||||
FORTUNE BRANDS HOME & SECURITY, INC. | FBHS | 34964C106 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 38220 | 38220 | 0 | 0 | ||||||||||||
FORTUNE BRANDS HOME & SECURITY, INC. | FBHS | 34964C106 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 38220 | 38220 | 0 | 0 | ||||||||||||
FORTUNE BRANDS HOME & SECURITY, INC. | FBHS | 34964C106 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 38220 | 38220 | 0 | 0 | ||||||||||||
FORTUNE BRANDS HOME & SECURITY, INC. | FBHS | 34964C106 | 04-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 38220 | 38220 | 0 | 0 | ||||||||||||
FORTUNE BRANDS HOME & SECURITY, INC. | FBHS | 34964C106 | 04-May-2021 | 14A Executive Compensation | Management | F | F | F | 38220 | 38220 | 0 | 0 | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 05-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 10350 | 10350 | 0 | 0 | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 05-May-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 10350 | 0 | 10350 | 0 | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 05-May-2021 | Miscellaneous Corporate Actions | Management | F | F | F | 10350 | 10350 | 0 | 0 | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 10350 | 10350 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 10350 | 10350 | 0 | 0 | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 10350 | 10350 | 0 | 0 | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 10350 | 10350 | 0 | 0 | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 10350 | 10350 | 0 | 0 | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 10350 | 10350 | 0 | 0 | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 10350 | 10350 | 0 | 0 | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 10350 | 10350 | 0 | 0 | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 10350 | 10350 | 0 | 0 | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 10350 | 10350 | 0 | 0 | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 10350 | 10350 | 0 | 0 | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 10350 | 10350 | 0 | 0 | ||||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 05-May-2021 | 14A Executive Compensation | Management | F | F | F | 10350 | 10350 | 0 | 0 | ||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 13100 | 13100 | 0 | 0 | ||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 13100 | 0 | 13100 | 0 | ||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13100 | 13100 | 0 | 0 | ||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13100 | 13100 | 0 | 0 | ||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13100 | 13100 | 0 | 0 | ||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13100 | 13100 | 0 | 0 | ||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13100 | 13100 | 0 | 0 | ||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13100 | 13100 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13100 | 13100 | 0 | 0 | ||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13100 | 13100 | 0 | 0 | ||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13100 | 13100 | 0 | 0 | ||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13100 | 13100 | 0 | 0 | ||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13100 | 13100 | 0 | 0 | ||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 13100 | 13100 | 0 | 0 | ||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | 14A Executive Compensation | Management | F | F | F | 13100 | 13100 | 0 | 0 | ||||||||||||
AMETEK INC. | AME | 031100100 | 06-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 22000 | 22000 | 0 | 0 | ||||||||||||
AMETEK INC. | AME | 031100100 | 06-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22000 | 22000 | 0 | 0 | ||||||||||||
AMETEK INC. | AME | 031100100 | 06-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22000 | 22000 | 0 | 0 | ||||||||||||
AMETEK INC. | AME | 031100100 | 06-May-2021 | 14A Executive Compensation | Management | F | F | F | 22000 | 22000 | 0 | 0 | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | S/H Proposal—Political/Government | Shareholder | F | N | F | 37625 | 0 | 37625 | 0 | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Election of Directors | Management | F | F | F | 37625 | 37625 | 0 | 0 | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Election of Directors | Management | F | F | F | 37625 | 37625 | 0 | 0 | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Election of Directors | Management | F | F | F | 37625 | 37625 | 0 | 0 | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Election of Directors | Management | F | F | F | 37625 | 37625 | 0 | 0 | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 37625 | 37625 | 0 | 0 | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Eliminate Supermajority Requirements | Management | F | F | F | 37625 | 37625 | 0 | 0 | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Amend Employee Stock Purchase Plan | Management | F | F | F | 37625 | 37625 | 0 | 0 | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Amend Stock Compensation Plan | Management | F | F | F | 37625 | 37625 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | S/H Proposal—Establish Independent Chairman | Shareholder | F | N | F | 37625 | 0 | 37625 | 0 | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | 14A Executive Compensation | Management | F | F | F | 37625 | 37625 | 0 | 0 | ||||||||||||
CSX CORPORATION | CSX | 126408103 | 07-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 21810 | 21810 | 0 | 0 | ||||||||||||
CSX CORPORATION | CSX | 126408103 | 07-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 21810 | 21810 | 0 | 0 | ||||||||||||
CSX CORPORATION | CSX | 126408103 | 07-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 21810 | 21810 | 0 | 0 | ||||||||||||
CSX CORPORATION | CSX | 126408103 | 07-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 21810 | 21810 | 0 | 0 | ||||||||||||
CSX CORPORATION | CSX | 126408103 | 07-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 21810 | 21810 | 0 | 0 | ||||||||||||
CSX CORPORATION | CSX | 126408103 | 07-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 21810 | 21810 | 0 | 0 | ||||||||||||
CSX CORPORATION | CSX | 126408103 | 07-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 21810 | 21810 | 0 | 0 | ||||||||||||
CSX CORPORATION | CSX | 126408103 | 07-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 21810 | 21810 | 0 | 0 | ||||||||||||
CSX CORPORATION | CSX | 126408103 | 07-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 21810 | 21810 | 0 | 0 | ||||||||||||
CSX CORPORATION | CSX | 126408103 | 07-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 21810 | 21810 | 0 | 0 | ||||||||||||
CSX CORPORATION | CSX | 126408103 | 07-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 21810 | 21810 | 0 | 0 | ||||||||||||
CSX CORPORATION | CSX | 126408103 | 07-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 21810 | 21810 | 0 | 0 | ||||||||||||
CSX CORPORATION | CSX | 126408103 | 07-May-2021 | 14A Executive Compensation | Management | F | F | F | 21810 | 21810 | 0 | 0 | ||||||||||||
CUMMINS INC. | CMI | 231021106 | 11-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 9600 | 9600 | 0 | 0 | ||||||||||||
CUMMINS INC. | CMI | 231021106 | 11-May-2021 | S/H Proposal—Proxy Process/Statement | Shareholder | F | N | F | 9600 | 0 | 9600 | 0 | ||||||||||||
CUMMINS INC. | CMI | 231021106 | 11-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 9600 | 9600 | 0 | 0 | ||||||||||||
CUMMINS INC. | CMI | 231021106 | 11-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 9600 | 9600 | 0 | 0 | ||||||||||||
CUMMINS INC. | CMI | 231021106 | 11-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 9600 | 9600 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
CUMMINS INC. | CMI | 231021106 | 11-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 9600 | 9600 | 0 | 0 | ||||||||||||
CUMMINS INC. | CMI | 231021106 | 11-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 9600 | 9600 | 0 | 0 | ||||||||||||
CUMMINS INC. | CMI | 231021106 | 11-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 9600 | 9600 | 0 | 0 | ||||||||||||
CUMMINS INC. | CMI | 231021106 | 11-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 9600 | 9600 | 0 | 0 | ||||||||||||
CUMMINS INC. | CMI | 231021106 | 11-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 9600 | 9600 | 0 | 0 | ||||||||||||
CUMMINS INC. | CMI | 231021106 | 11-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 9600 | 9600 | 0 | 0 | ||||||||||||
CUMMINS INC. | CMI | 231021106 | 11-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 9600 | 9600 | 0 | 0 | ||||||||||||
CUMMINS INC. | CMI | 231021106 | 11-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 9600 | 9600 | 0 | 0 | ||||||||||||
CUMMINS INC. | CMI | 231021106 | 11-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 9600 | 9600 | 0 | 0 | ||||||||||||
CUMMINS INC. | CMI | 231021106 | 11-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 9600 | 9600 | 0 | 0 | ||||||||||||
CUMMINS INC. | CMI | 231021106 | 11-May-2021 | 14A Executive Compensation | Management | F | F | F | 9600 | 9600 | 0 | 0 | ||||||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 152500 | 152500 | 0 | 0 | ||||||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 152500 | 0 | 152500 | 0 | ||||||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 152500 | 152500 | 0 | 0 | ||||||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 152500 | 152500 | 0 | 0 | ||||||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 152500 | 152500 | 0 | 0 | ||||||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 152500 | 152500 | 0 | 0 | ||||||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 152500 | 152500 | 0 | 0 | ||||||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 152500 | 152500 | 0 | 0 | ||||||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 152500 | 152500 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 152500 | 152500 | 0 | 0 | ||||||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 152500 | 152500 | 0 | 0 | ||||||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 152500 | 152500 | 0 | 0 | ||||||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 152500 | 152500 | 0 | 0 | ||||||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | 14A Executive Compensation | Management | F | F | F | 152500 | 152500 | 0 | 0 | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 22215 | 22215 | 0 | 0 | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22215 | 22215 | 0 | 0 | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22215 | 22215 | 0 | 0 | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22215 | 22215 | 0 | 0 | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22215 | 22215 | 0 | 0 | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22215 | 22215 | 0 | 0 | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22215 | 22215 | 0 | 0 | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22215 | 22215 | 0 | 0 | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22215 | 22215 | 0 | 0 | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22215 | 22215 | 0 | 0 | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22215 | 22215 | 0 | 0 | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22215 | 22215 | 0 | 0 | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | 14A Executive Compensation | Management | F | F | F | 22215 | 22215 | 0 | 0 | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | S/H Proposal—Political/Government | Shareholder | F | N | F | 22516 | 0 | 22516 | 0 | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 22516 | 22516 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | S/H Proposal—Corporate Governance | Shareholder | N | N | F | 22516 | 22516 | 0 | 0 | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22516 | 22516 | 0 | 0 | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22516 | 22516 | 0 | 0 | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22516 | 22516 | 0 | 0 | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22516 | 22516 | 0 | 0 | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22516 | 22516 | 0 | 0 | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22516 | 22516 | 0 | 0 | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22516 | 22516 | 0 | 0 | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22516 | 22516 | 0 | 0 | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22516 | 22516 | 0 | 0 | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 22516 | 22516 | 0 | 0 | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Amend Stock Compensation Plan | Management | F | F | F | 22516 | 22516 | 0 | 0 | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | S/H Proposal—Establish Independent Chairman | Shareholder | F | N | F | 22516 | 0 | 22516 | 0 | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 14A Executive Compensation | Management | F | F | F | 22516 | 22516 | 0 | 0 | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | S/H Proposal—Gender Pay Equality | Shareholder | F | N | F | 22516 | 0 | 22516 | 0 | ||||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 11410 | 11410 | 0 | 0 | ||||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 11410 | 0 | 11410 | 0 | ||||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11410 | 11410 | 0 | 0 | ||||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11410 | 11410 | 0 | 0 | ||||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11410 | 11410 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11410 | 11410 | 0 | 0 | ||||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11410 | 11410 | 0 | 0 | ||||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11410 | 11410 | 0 | 0 | ||||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11410 | 11410 | 0 | 0 | ||||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11410 | 11410 | 0 | 0 | ||||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11410 | 11410 | 0 | 0 | ||||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11410 | 11410 | 0 | 0 | ||||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11410 | 11410 | 0 | 0 | ||||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11410 | 11410 | 0 | 0 | ||||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | 14A Executive Compensation | Management | F | F | F | 11410 | 11410 | 0 | 0 | ||||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 19-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 16410 | 16410 | 0 | 0 | ||||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 16410 | 16410 | 0 | 0 | ||||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 16410 | 16410 | 0 | 0 | ||||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 16410 | 16410 | 0 | 0 | ||||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 16410 | 16410 | 0 | 0 | ||||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 16410 | 16410 | 0 | 0 | ||||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 16410 | 16410 | 0 | 0 | ||||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 16410 | 16410 | 0 | 0 | ||||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 16410 | 16410 | 0 | 0 | ||||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 16410 | 16410 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 19-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 16410 | 16410 | 0 | 0 | ||||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 19-May-2021 | 14A Executive Compensation | Management | F | F | F | 16410 | 16410 | 0 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | S/H Proposal—Political/Government | Shareholder | F | N | F | 12831 | 0 | 12831 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 12831 | 12831 | 0 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 12831 | 0 | 12831 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 12831 | 0 | 12831 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12831 | 12831 | 0 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12831 | 12831 | 0 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12831 | 12831 | 0 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12831 | 12831 | 0 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12831 | 12831 | 0 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12831 | 12831 | 0 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12831 | 12831 | 0 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12831 | 12831 | 0 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12831 | 12831 | 0 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12831 | 12831 | 0 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12831 | 12831 | 0 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12831 | 12831 | 0 | 0 | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 14A Executive Compensation | Management | F | F | F | 12831 | 12831 | 0 | 0 | ||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 25830 | 25830 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Eliminate Supermajority Requirements | Management | F | F | F | 25830 | 25830 | 0 | 0 | ||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Adopt Employee Stock Purchase Plan | Management | F | F | F | 25830 | 25830 | 0 | 0 | ||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Miscellaneous Corporate Actions | Management | F | F | F | 25830 | 25830 | 0 | 0 | ||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 25830 | 25830 | 0 | 0 | ||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 25830 | 25830 | 0 | 0 | ||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 25830 | 25830 | 0 | 0 | ||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 25830 | 25830 | 0 | 0 | ||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 25830 | 25830 | 0 | 0 | ||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 25830 | 25830 | 0 | 0 | ||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 25830 | 25830 | 0 | 0 | ||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 25830 | 25830 | 0 | 0 | ||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 25830 | 25830 | 0 | 0 | ||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 25830 | 25830 | 0 | 0 | ||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Approve Stock Compensation Plan | Management | F | F | F | 25830 | 25830 | 0 | 0 | ||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | 14A Executive Compensation | Management | F | F | F | 25830 | 25830 | 0 | 0 | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 12900 | 12900 | 0 | 0 | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 12900 | 0 | 12900 | 0 | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12900 | 12900 | 0 | 0 | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12900 | 12900 | 0 | 0 | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12900 | 12900 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12900 | 12900 | 0 | 0 | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12900 | 12900 | 0 | 0 | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12900 | 12900 | 0 | 0 | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12900 | 12900 | 0 | 0 | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12900 | 12900 | 0 | 0 | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12900 | 12900 | 0 | 0 | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12900 | 12900 | 0 | 0 | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 12900 | 12900 | 0 | 0 | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | 14A Executive Compensation | Management | F | F | F | 12900 | 12900 | 0 | 0 | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 39045 | 39045 | 0 | 0 | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 39045 | 0 | 39045 | 0 | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 39045 | 0 | 39045 | 0 | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 39045 | 39045 | 0 | 0 | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 39045 | 39045 | 0 | 0 | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 39045 | 39045 | 0 | 0 | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 39045 | 39045 | 0 | 0 | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 39045 | 39045 | 0 | 0 | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 39045 | 39045 | 0 | 0 | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 39045 | 39045 | 0 | 0 | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 39045 | 39045 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 39045 | 39045 | 0 | 0 | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 39045 | 39045 | 0 | 0 | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 39045 | 39045 | 0 | 0 | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 39045 | 39045 | 0 | 0 | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 39045 | 39045 | 0 | 0 | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 14A Executive Compensation | Management | F | F | F | 39045 | 39045 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Eliminate Pre-Emptive Rights | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Stock Issuance | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Authorize Directors to Repurchase Shares | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Miscellaneous Corporate Actions | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Miscellaneous Corporate Actions | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Election of Directors (Full Slate) | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Election of Directors (Full Slate) | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Election of Directors (Full Slate) | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Election of Directors (Full Slate) | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Election of Directors (Full Slate) | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Election of Directors (Full Slate) | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Election of Directors (Full Slate) | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Election of Directors (Full Slate) | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Election of Directors (Full Slate) | Management | F | F | F | 18860 | 18860 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Election of Directors (Full Slate) | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Adopt Accounts for Past Year | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | 26-May-2021 | 14A Executive Compensation | Management | F | F | F | 18860 | 18860 | 0 | 0 | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | S/H Proposal—Change Compensation Structure | Shareholder | F | N | F | 11567 | 0 | 11567 | 0 | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Election of Directors | Management | F | F | F | 11567 | 11567 | 0 | 0 | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Election of Directors | Management | F | F | F | 11567 | 11567 | 0 | 0 | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Election of Directors | Management | F | F | F | 11567 | 11567 | 0 | 0 | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Election of Directors | Management | F | F | F | 11567 | 11567 | 0 | 0 | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Election of Directors | Management | F | F | F | 11567 | 11567 | 0 | 0 | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Election of Directors | Management | F | F | F | 11567 | 11567 | 0 | 0 | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Election of Directors | Management | F | F | F | 11567 | 11567 | 0 | 0 | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Election of Directors | Management | F | F | F | 11567 | 11567 | 0 | 0 | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Election of Directors | Management | F | F | F | 11567 | 11567 | 0 | 0 | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 11567 | 11567 | 0 | 0 | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 11567 | 0 | 11567 | 0 | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 11567 | 0 | 11567 | 0 | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Miscellaneous Corporate Actions | Management | F | F | F | 11567 | 11567 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | S/H Proposal—Establish Independent Chairman | Shareholder | F | N | F | 11567 | 0 | 11567 | 0 | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | S/H Proposal—Human Rights Related | Shareholder | F | N | F | 11567 | 0 | 11567 | 0 | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | S/H Proposal—Human Rights Related | Shareholder | F | N | F | 11567 | 0 | 11567 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Approve Charter Amendment | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Miscellaneous Corporate Actions | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Miscellaneous Corporate Actions | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17320 | 17320 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | Approve Remuneration of Directors and Auditors | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
AON PLC | AON | G0403H108 | 02-Jun-2021 | 14A Executive Compensation | Management | F | F | F | 17320 | 17320 | 0 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 5640 | 5640 | 0 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Adopt Stock Option Plan | Management | F | F | F | 5640 | 5640 | 0 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 5640 | 0 | 5640 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 5640 | 0 | 5640 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 5640 | 0 | 5640 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 5640 | 0 | 5640 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 5640 | 0 | 5640 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 5640 | 0 | 5640 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | S/H Proposal—Corporate Governance | Shareholder | F | N | F | 5640 | 0 | 5640 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5640 | 5640 | 0 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5640 | 5640 | 0 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5640 | 5640 | 0 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5640 | 5640 | 0 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5640 | 5640 | 0 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5640 | 5640 | 0 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5640 | 5640 | 0 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5640 | 5640 | 0 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5640 | 5640 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5640 | 5640 | 0 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5640 | 5640 | 0 | 0 | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | S/H Proposal—Human Rights Related | Shareholder | F | N | F | 5640 | 0 | 5640 | 0 | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 5940 | 5940 | 0 | 0 | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Authorize Common Stock Increase | Management | F | F | F | 5940 | 5940 | 0 | 0 | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5940 | 5940 | 0 | 0 | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5940 | 5940 | 0 | 0 | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5940 | 5940 | 0 | 0 | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5940 | 5940 | 0 | 0 | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5940 | 5940 | 0 | 0 | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5940 | 5940 | 0 | 0 | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5940 | 5940 | 0 | 0 | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5940 | 5940 | 0 | 0 | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5940 | 5940 | 0 | 0 | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5940 | 5940 | 0 | 0 | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5940 | 5940 | 0 | 0 | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5940 | 5940 | 0 | 0 | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 5940 | 5940 | 0 | 0 | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 14A Executive Compensation | Management | F | F | F | 5940 | 5940 | 0 | 0 | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | S/H Proposal—Create Threshold as to Number of Shares Held to be Director | Shareholder | F | N | F | 11680 | 0 | 11680 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 11680 | 11680 | 0 | 0 | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | Amend Employee Stock Purchase Plan | Management | F | F | F | 11680 | 11680 | 0 | 0 | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11680 | 11680 | 0 | 0 | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11680 | 11680 | 0 | 0 | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11680 | 11680 | 0 | 0 | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11680 | 11680 | 0 | 0 | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11680 | 11680 | 0 | 0 | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11680 | 11680 | 0 | 0 | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11680 | 11680 | 0 | 0 | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11680 | 11680 | 0 | 0 | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 11680 | 11680 | 0 | 0 | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | 14A Executive Compensation | Management | F | F | F | 11680 | 11680 | 0 | 0 | ||||||||||||
GENERAC HOLDINGS INC. | GNRC | 368736104 | 17-Jun-2021 | Election of Directors | Management | F | F | F | 13925 | 13925 | 0 | 0 | ||||||||||||
GENERAC HOLDINGS INC. | GNRC | 368736104 | 17-Jun-2021 | Election of Directors | Management | F | F | F | 13925 | 13925 | 0 | 0 | ||||||||||||
GENERAC HOLDINGS INC. | GNRC | 368736104 | 17-Jun-2021 | Election of Directors | Management | F | F | F | 13925 | 13925 | 0 | 0 | ||||||||||||
GENERAC HOLDINGS INC. | GNRC | 368736104 | 17-Jun-2021 | Election of Directors | Management | F | F | F | 13925 | 13925 | 0 | 0 | ||||||||||||
GENERAC HOLDINGS INC. | GNRC | 368736104 | 17-Jun-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 13925 | 13925 | 0 | 0 | ||||||||||||
GENERAC HOLDINGS INC. | GNRC | 368736104 | 17-Jun-2021 | 14A Executive Compensation | Management | F | F | F | 13925 | 13925 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Ratify Appointment of Independent Auditors | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Eliminate Supermajority Requirements | Management | F | F | F | 17310 | 17310 | 0 | 0 |
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Short Text | Proposed By | For/Against Recommended Vote | Recommended Vote | For/Against Preferred Provider Recommendation | Voted Shares | Shares FOR | Shares AGAINST | Shares ABSTAIN /WITHHOLD | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Amend Non-Employee Director Plan | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Election of Directors (Majority Voting) | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Amend Stock Compensation Plan | Management | F | F | F | 17310 | 17310 | 0 | 0 | ||||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | 14A Executive Compensation | Management | F | F | F | 17310 | 17310 | 0 | 0 |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
INTERNATIONAL FLAVORS & FRAGS | IFF | 459506101 | 8/27/2020 | ISSUE STOCK PER MERGER | ISSUER | FOR | FOR | |||||||
INTERNATIONAL FLAVORS & FRAGS | IFF | 459506101 | 8/27/2020 | ADJOURN SPECIAL MEETING | ISSUER | FOR | FOR | |||||||
GENERAL MILLS | GIS | 370334104 | 9/22/2020 | DIRECTOR R KERRY CLARK | ISSUER | FOR | FOR | |||||||
GENERAL MILLS | GIS | 370334104 | 9/22/2020 | DIRECTOR DAVID M CORDANI | ISSUER | FOR | FOR | |||||||
GENERAL MILLS | GIS | 370334104 | 9/22/2020 | DIRECTOR ROGER W FERGUSON JR | ISSUER | FOR | FOR | |||||||
GENERAL MILLS | GIS | 370334104 | 9/22/2020 | DIRECTOR JEFFREY L HARMENING | ISSUER | FOR | FOR | |||||||
GENERAL MILLS | GIS | 370334104 | 9/22/2020 | DIRECTOR MARIA G HENRY | ISSUER | FOR | FOR | |||||||
GENERAL MILLS | GIS | 370334104 | 9/22/2020 | DIRECTOR JO ANN JENKINS | ISSUER | FOR | FOR | |||||||
GENERAL MILLS | GIS | 370334104 | 9/22/2020 | DIRECTOR ELIZABETH C LEMPRES | ISSUER | FOR | FOR | |||||||
GENERAL MILLS | GIS | 370334104 | 9/22/2020 | DIRECTOR DIANE L NEAL | ISSUER | FOR | FOR | |||||||
GENERAL MILLS | GIS | 370334104 | 9/22/2020 | DIRECTOR STEVE ODLAND | ISSUER | FOR | FOR | |||||||
GENERAL MILLS | GIS | 370334104 | 9/22/2020 | DIRECTOR MARIA A SASTRE | ISSUER | FOR | FOR | |||||||
GENERAL MILLS | GIS | 370334104 | 9/22/2020 | DIRECTOR ERIC D SPRUNK | ISSUER | FOR | FOR | |||||||
GENERAL MILLS | GIS | 370334104 | 9/22/2020 | DIRECTOR JORGE A URIBE | ISSUER | FOR | FOR | |||||||
GENERAL MILLS | GIS | 370334104 | 9/22/2020 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
GENERAL MILLS | GIS | 370334104 | 9/22/2020 | RATIFY PUBLIC ACCOUNTING FIRM | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | REPORTS AND ACCOUNTS 2020 | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | DIRECTORS RENUMERATION REPORT 2020 | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | DIRECTORS RENUMERATION POLICY 2020 | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | DECLARATION OF FINAL DIVIDEND | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | DIRECTOR MELISSA BETHELL | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | DIRECTOR JAVIER FERRAN | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | DIRECTOR SUSAN KILSBY | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | DIRECTOR LADY MENDELSOHN | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | DIRECTOR IVAN MENEZES | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | DIRECTOR KATHRYN MIKELLS | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | DIRECTOR ALAN STEWART | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | REAPPOINTMENT OF AUDITOR | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | RENUMERATION OF AUDITOR | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | POLITICAL DONATIONS/ EXPENDITURES | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | AUTHORITY TO ALLOT SHARES | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | DIAGEO 2001 SHARE INCENTIVE PLAN | ISSUER | AGAINST | AGAINST | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | DIAGEO 2020 SHARESAVE PLAN | ISSUER | AGAINST | AGAINST | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | DIAGEO DEFERRED BONUS SHARE PLAN | ISSUER | AGAINST | AGAINST | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | INTERNATIONAL SHARE PLANS | ISSUER | AGAINST | AGAINST | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | DISAPPLICATION OF PREEMPTION RIGHTS | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | AUTHORITY TO PURCHASE OWN SHARES | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | REDUCING NOTICE OF A GENERAL MEETING | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | APPROVE & ADOPT ARTICLES OF ASSOC | ISSUER | FOR | FOR | |||||||
DIAGEO | DEO | 25243Q205 | 9/28/2020 | 2019 SHARE BUY BACK & EMPLOYEE BENEFIT | ISSUER | FOR | AGAINST |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
HERMAN MILLER INC | MLHR | 600544100 | 10/12/2020 | ELECT MARY VERMEER ANDRINGA | ISSUER | FOR | FOR | |||||||
HERMAN MILLER INC | MLHR | 600544100 | 10/12/2020 | ELECT ANDREA R OWENS | ISSUER | FOR | FOR | |||||||
HERMAN MILLER INC | MLHR | 600544100 | 10/12/2020 | ELECT CANDACE S MATTHEWS | ISSUER | FOR | FOR | |||||||
HERMAN MILLER INC | MLHR | 600544100 | 10/12/2020 | RATIFY KPMG AS PUBLIC ACCOUNTING FIRM | ISSUER | FOR | FOR | |||||||
HERMAN MILLER INC | MLHR | 600544100 | 10/12/2020 | APPROVE LONG TERM INCENTIVE PLAN | ISSUER | AGAINST | AGAINST | |||||||
HERMAN MILLER INC | MLHR | 600544100 | 10/12/2020 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | DIRECTOR FRANCIS S BLAKE | ISSUER | FOR | FOR | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | DIRECTOR ANGELA F BRALY | ISSUER | FOR | FOR | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | DIRECTOR AMY L CHANG | ISSUER | FOR | FOR | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | DIRECTOR JOSEPH JIMENEZ | ISSUER | FOR | FOR | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | DIRECTOR DEBRA L LEE | ISSUER | FOR | FOR | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | DIRECTOR TERRY J LUNDGREN | ISSUER | FOR | FOR | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | DIRECTOR CHRISTINE M MCCARTHY | ISSUER | FOR | FOR | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | DIRECTOR W JAMES MCNERNEY JR | ISSUER | FOR | FOR | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | DIRECTOR NELSON PELTZ | ISSUER | FOR | FOR | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | DIRECTOR DAVID S TAYLOR | ISSUER | FOR | FOR | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | DIRECTOR MARGARET C WHITMAN | ISSUER | FOR | FOR | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | DIRECTOR PATRICIA A WOERTZ | ISSUER | FOR | FOR | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | RATIFY PUBLIC ACCOUNTING FIRM | ISSUER | FOR | FOR | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | APPROVE INTERNATIONAL STOCK PLAN | ISSUER | FOR | FOR | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | ELIMINATE DEFORESTATION | SHAREHOLDERS | AGAINST | FOR | |||||||
PROCTER & GAMBLE | PG | 742718109 | 10/13/2020 | DIVERSITY REPORT | SHAREHOLDERS | AGAINST | FOR | |||||||
SEAGATE TECHNOLOGY | STX | G7945M107 | 10/22/2020 | DIRECTOR MARK W ADAMS | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY | STX | G7945M107 | 10/22/2020 | DIRECTOR JUDY BRUNER | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY | STX | G7945M107 | 10/22/2020 | DIRECTOR MICHAEL R CANNON | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY | STX | G7945M107 | 10/22/2020 | DIRECTOR WILLIAM T COLEMAN | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY | STX | G7945M107 | 10/22/2020 | DIRECTOR JAY L GELDMACHER | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY | STX | G7945M107 | 10/22/2020 | DIRECTOR DYLAN G HAGGART | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY | STX | G7945M107 | 10/22/2020 | DIRECTOR STEPHEN J LUCZO | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY | STX | G7945M107 | 10/22/2020 | DIRETOR WILLIAM D MOSLEY | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY | STX | G7945M107 | 10/22/2020 | DIRECTOR STEPHANIE TILENIUS | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY | STX | G7945M107 | 10/22/2020 | DIRECTOR EDWARD J ZANDER | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY | STX | G7945M107 | 10/22/2020 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY | STX | G7945M107 | 10/22/2020 | RATIFY ERNST & YOUNG AS AUDITOR | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY | STX | G7945M107 | 10/22/2020 | SET PRICE OF REALLOT TREASURY SHARES | ISSUER | FOR | FOR | |||||||
PHIBRO ANIMAL HEALTH | PAHC | 71742Q106 | 11/2/2020 | DIRECTOR DANIEL M BENDHEIM | ISSUER | AGAINST | AGAINST | |||||||
PHIBRO ANIMAL HEALTH | PAHC | 71742Q106 | 11/2/2020 | DIRECTOR JONATHAN BENDHEIM | ISSUER | AGAINST | AGAINST | |||||||
PHIBRO ANIMAL HEALTH | PAHC | 71742Q106 | 11/2/2020 | DIRECTOR SAM GEJDENSON | ISSUER | AGAINST | AGAINST | |||||||
PHIBRO ANIMAL HEALTH | PAHC | 71742Q106 | 11/2/2020 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
TAPESTRY INC | TPR | 876030107 | 11/5/2020 | DIRECTOR JOHN P BILBREY | ISSUER | FOR | FOR | |||||||
TAPESTRY INC | TPR | 876030107 | 11/5/2020 | DIRECTOR DARRELL CAVERNS | ISSUER | FOR | FOR | |||||||
TAPESTRY INC | TPR | 876030107 | 11/5/2020 | DIRECTOR DAVID DENTON | ISSUER | FOR | FOR | |||||||
TAPESTRY INC | TPR | 876030107 | 11/5/2020 | DIRECTOR ANNE GATES | ISSUER | FOR | FOR | |||||||
TAPESTRY INC | TPR | 876030107 | 11/5/2020 | DIRECTOR SUSAN KROPF | ISSUER | FOR | FOR | |||||||
TAPESTRY INC | TPR | 876030107 | 11/5/2020 | DIRECTOR ANNABELLE YU LONG | ISSUER | FOR | FOR | |||||||
TAPESTRY INC | TPR | 876030107 | 11/5/2020 | DIRECTOR IVAN MENEZES | ISSUER | FOR | FOR | |||||||
TAPESTRY INC | TPR | 876030107 | 11/5/2020 | RATIFY DELOITTE & TOUCHE | ISSUER | FOR | FOR | |||||||
TAPESTRY INC | TPR | 876030107 | 11/5/2020 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
TAPESTRY INC | TPR | 876030107 | 11/5/2020 | RATIFY 2018 STOCK INCENTIVE PLAN | ISSUER | AGAINST | AGAINST | |||||||
IIVI INC | IIVI | 902104108 | 11/9/2020 | DIRECTOR JOSEPH J CORASANTI | ISSUER | FOR | FOR | |||||||
IIVI INC | IIVI | 902104108 | 11/9/2020 | DIRECTOR PATRICIA HATTER | ISSUER | FOR | FOR | |||||||
IIVI INC | IIVI | 902104108 | 11/9/2020 | DIRECTOR MARC Y E PELAEZ | ISSUER | FOR | FOR | |||||||
IIVI INC | IIVI | 902104108 | 11/9/2020 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
IIVI INC | IIVI | 902104108 | 11/9/2020 | 2018 OMNIBUS INCENTIVE PLAN | ISSUER | AGAINST | AGAINST | |||||||
IIVI INC | IIVI | 902104108 | 11/9/2020 | RATIFY ERNST & YOUNG AS AUDITOR | ISSUER | FOR | FOR | |||||||
MEREDITH CORPORATION | MDP | 589433101 | 11/11/2020 | DIRECTOR ELIZABETH E TALLETT | ISSUER | FOR | FOR | |||||||
MEREDITH CORPORATION | MDP | 589433101 | 11/11/2020 | DIRECTOR DONALD A BAER | ISSUER | FOR | FOR | |||||||
MEREDITH CORPORATION | MDP | 589433101 | 11/11/2020 | DIRECTOR GREGORY G COLEMAN | ISSUER | FOR | FOR | |||||||
MEREDITH CORPORATION | MDP | 589433101 | 11/11/2020 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
MEREDITH CORPORATION | MDP | 589433101 | 11/11/2020 | MEREDITH CORP EMPLOYEE STOCK PURCHASE PLAN | ISSUER | AGAINST | AGAINST | |||||||
MEREDITH CORPORATION | MDP | 589433101 | 11/11/2020 | RATIFY KPMG AS PUBLIC ACCOUNTING FIRM | ISSUER | FOR | FOR | |||||||
MEREDITH CORPORATION | MDP | 589433101 | 11/11/2020 | MAKE DISTRIBUTIONS TO SHAREHOLDERS | ISSUER | FOR | FOR | |||||||
BROOKS AUTOMATION | BRKS | 114340102 | 1/26/2021 | DIRECTOR ROBYN C DAVIS | ISSUER | FOR | FOR | |||||||
BROOKS AUTOMATION | BRKS | 114340102 | 1/26/2021 | DIRECTOR JOSEPH R MARTIN | ISSUER | FOR | FOR | |||||||
BROOKS AUTOMATION | BRKS | 114340102 | 1/26/2021 | DIRECTOR ERICA J MCLAUGHLIN | ISSUER | FOR | FOR | |||||||
BROOKS AUTOMATION | BRKS | 114340102 | 1/26/2021 | DIRECTOR KRISHNA G PALEPU | ISSUER | FOR | FOR | |||||||
BROOKS AUTOMATION | BRKS | 114340102 | 1/26/2021 | DIRECTOR MICHAEL ROSENBLATT | ISSUER | FOR | FOR | |||||||
BROOKS AUTOMATION | BRKS | 114340102 | 1/26/2021 | DIRECTOR STEPHEN S SCHWARTZ | ISSUER | FOR | FOR | |||||||
BROOKS AUTOMATION | BRKS | 114340102 | 1/26/2021 | DIRECTOR ALFRED WOOLLACOTT III | ISSUER | FOR | FOR | |||||||
BROOKS AUTOMATION | BRKS | 114340102 | 1/26/2021 | DIRECTOR MARK S WRIGHTON | ISSUER | FOR | FOR | |||||||
BROOKS AUTOMATION | BRKS | 114340102 | 1/26/2021 | DIRECTOR ELLEN M ZANE | ISSUER | FOR | FOR | |||||||
BROOKS AUTOMATION | BRKS | 114340102 | 1/26/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
BROOKS AUTOMATION | BRKS | 114340102 | 1/26/2021 | APPROVE 2020 EQUITY INCENTIVE PLAN | ISSUER | FOR | FOR | |||||||
BROOKS AUTOMATION | BRKS | 114340102 | 1/26/2021 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | FOR | FOR | |||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/28/2021 | DIRECTOR JOSE A ALMEIDA | ISSUER | FOR | FOR | |||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/28/2021 | DIRECTOR JANICE M BABIAK | ISSUER | FOR | FOR | |||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/28/2021 | DIRECTOR DAVID J BRAILER | ISSUER | FOR | FOR | |||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/28/2021 | DIRECTOR WILLIAM C FOOTE | ISSUER | FOR | FOR | |||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/28/2021 | DIRECTOR GINGER L GRAHAM | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/28/2021 | DIRECTOT VALERIE B JARRETT | ISSUER | FOR | FOR | |||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/28/2021 | DIRECTOR JOHN A LEDERER | ISSUER | FOR | FOR | |||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/28/2021 | DIRECTOR DOMINIC P MURPHY | ISSUER | FOR | FOR | |||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/28/2021 | DIRECTOR STEFANO PESSINA | ISSUER | FOR | FOR | |||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/28/2021 | DIRECTOR NANCY M SCHLICHTING | ISSUER | FOR | FOR | |||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/28/2021 | DIRECTOR JAMES A SKINNER | ISSUER | FOR | FOR | |||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/28/2021 | RATIFY DELOITTE & TOUCHE | ISSUER | FOR | FOR | |||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/28/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/28/2021 | APPROVE 2021 OMIBUS INCENTIVE PROGRAMS | ISSUER | AGAINST | AGAINST | |||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/28/2021 | INDEPENDENT BOARD CHAIRMAN | SHAREHOLDERS | FOR | AGAINST | |||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/28/2021 | COVID 19- TOBACCO SALES | SHAREHOLDERS | AGAINST | FOR | |||||||
EMERSON ELECTRIC | EMR | 291011104 | 2/1/2021 | ELECT M A BLINN | ISSUER | FOR | FOR | |||||||
EMERSON ELECTRIC | EMR | 291011104 | 2/1/2021 | ELECT A F GOLDEN | ISSUER | FOR | FOR | |||||||
EMERSON ELECTRIC | EMR | 291011104 | 2/1/2021 | ELECT C KENDLE | ISSUER | FOR | FOR | |||||||
EMERSON ELECTRIC | EMR | 291011104 | 2/1/2021 | J S TURLEY | ISSUER | FOR | FOR | |||||||
EMERSON ELECTRIC | EMR | 291011104 | 2/1/2021 | RATIFY KPMG AS PUBLIC ACCOUNTING FIRM | ISSUER | FOR | FOR | |||||||
EMERSON ELECTRIC | EMR | 291011104 | 2/1/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
HOLOGIC | HOLX | 436440101 | 3/11/2021 | DIRECTOR STEPHEN P MACMILLAN | ISSUER | FOR | FOR | |||||||
HOLOGIC | HOLX | 436440101 | 3/11/2021 | DIRECTOR SALLY W CRAWFORD | ISSUER | FOR | FOR | |||||||
HOLOGIC | HOLX | 436440101 | 3/11/2021 | DIRECTOR CHARLES J DOCKENDORFF | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
HOLOGIC | HOLX | 436440101 | 3/11/2021 | DIRECTOR SCOTT T GARRETT | ISSUER | FOR | FOR | |||||||
HOLOGIC | HOLX | 436440101 | 3/11/2021 | DIRECTOR LUDWIG N HANTSON | ISSUER | FOR | FOR | |||||||
HOLOGIC | HOLX | 436440101 | 3/11/2021 | DIRECTOR NAMAL NAWANA | ISSUER | FOR | FOR | |||||||
HOLOGIC | HOLX | 436440101 | 3/11/2021 | DIRECTOR CHRISTIANA STAMOULIS | ISSUER | FOR | FOR | |||||||
HOLOGIC | HOLX | 436440101 | 3/11/2021 | DIRECTOR AMY M WENDELL | ISSUER | FOR | FOR | |||||||
HOLOGIC | HOLX | 436440101 | 3/11/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
HOLOGIC | HOLX | 436440101 | 3/11/2021 | RATIFY ERNST & YOUNG AS AUDITOR | ISSUER | FOR | FOR | |||||||
NATIONAL FUEL GAS | NFG | 636180101 | 3/11/2021 | DIRECTOR DAVID H ANDERSON | ISSUER | FOR | FOR | |||||||
NATIONAL FUEL GAS | NFG | 636180101 | 3/11/2021 | DIRECTOR DAVID P BAUER | ISSUER | FOR | FOR | |||||||
NATIONAL FUEL GAS | NFG | 636180101 | 3/11/2021 | DIRECTOR BARBARA M BAUMANN | ISSUER | FOR | FOR | |||||||
NATIONAL FUEL GAS | NFG | 636180101 | 3/11/2021 | DIRECTOR REBECCA RANICH | ISSUER | FOR | FOR | |||||||
NATIONAL FUEL GAS | NFG | 636180101 | 3/11/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
NATIONAL FUEL GAS | NFG | 636180101 | 3/11/2021 | DECLASSIFY BOARD OF DIRECTORS | ISSUER | FOR | FOR | |||||||
NATIONAL FUEL GAS | NFG | 636180101 | 3/11/2021 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | FOR | FOR | |||||||
F5 NETWORKS | FFIV | 315616102 | 3/11/2021 | DIRECTOR SANDRA E BERGERON | ISSUER | FOR | FOR | |||||||
F5 NETWORKS | FFIV | 315616102 | 3/11/2021 | DIRECTOR ELIZABETH L BUSE | ISSUER | FOR | FOR | |||||||
F5 NETWORKS | FFIV | 315616102 | 3/11/2021 | DIRECTOR MICHEL COMBES | ISSUER | FOR | FOR | |||||||
F5 NETWORKS | FFIV | 315616102 | 3/11/2021 | DIRECTOR MICHAEL L DREYER | ISSUER | FOR | FOR | |||||||
F5 NETWORKS | FFIV | 315616102 | 3/11/2021 | DIRECTOR ALAN J HIGGINSON | ISSUER | FOR | FOR | |||||||
F5 NETWORKS | FFIV | 315616102 | 3/11/2021 | DIRECTOR PETER S KLEIN | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
F5 NETWORKS | FFIV | 315616102 | 3/11/2021 | DIRECTOR FRANCOIS LOCOH-DONOU | ISSUER | FOR | FOR | |||||||
F5 NETWORKS | FFIV | 315616102 | 3/11/2021 | DIRECTOR NIKHIL MEHTA | ISSUER | FOR | FOR | |||||||
F5 NETWORKS | FFIV | 315616102 | 3/11/2021 | DIRECTOR MARIE E MYERS | ISSUER | FOR | FOR | |||||||
F5 NETWORKS | FFIV | 315616102 | 3/11/2021 | DIRECTOR SRIPADA SHIVANANDA | ISSUER | FOR | FOR | |||||||
F5 NETWORKS | FFIV | 315616102 | 3/11/2021 | APPROVE 2014 INCENTIVE PLAN | ISSUER | AGAINST | AGAINST | |||||||
F5 NETWORKS | FFIV | 315616102 | 3/11/2021 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | FOR | FOR | |||||||
F5 NETWORKS | FFIV | 315616102 | 3/11/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
STARBUCKS | SBUX | 855244109 | 3/17/2021 | DIRECTOR RIRCHARD E ALLISON JF | ISSUER | FOR | FOR | |||||||
STARBUCKS | SBUX | 855244109 | 3/17/2021 | DIRECTOR ROSALINE G BREWER | ISSUER | FOR | FOR | |||||||
STARBUCKS | SBUX | 855244109 | 3/17/2021 | DIRECTOR ANDREW CAMPION | ISSUER | FOR | FOR | |||||||
STARBUCKS | SBUX | 855244109 | 3/17/2021 | DIRECTOR MARY N DILLON | ISSUER | FOR | FOR | |||||||
STARBUCKS | SBUX | 855244109 | 3/17/2021 | DIRECTOR ISABEL GE MAHE | ISSUER | FOR | FOR | |||||||
STARBUCKS | SBUX | 855244109 | 3/17/2021 | DIRECTOR MELLODY HOBSON | ISSUER | FOR | FOR | |||||||
STARBUCKS | SBUX | 855244109 | 3/17/2021 | DIRECTOR KEVIN R JOHNSON | ISSUER | FOR | FOR | |||||||
STARBUCKS | SBUX | 855244109 | 3/17/2021 | DIRECTOR JORGEN VIG KNUDSTORP | ISSUER | FOR | FOR | |||||||
STARBUCKS | SBUX | 855244109 | 3/17/2021 | DIRECTOR SATYA NADELLA | ISSUER | FOR | FOR | |||||||
STARBUCKS | SBUX | 855244109 | 3/17/2021 | DIRECTOR JOSEPH COOPER RAMO | ISSUER | FOR | FOR | |||||||
STARBUCKS | SBUX | 855244109 | 3/17/2021 | DIRECTOR CLARA SHIH | ISSUER | FOR | FOR | |||||||
STARBUCKS | SBUX | 855244109 | 3/17/2021 | DIRECTOR JAVIER G TERUEL | ISSUER | FOR | FOR | |||||||
STARBUCKS | SBUX | 855244109 | 3/17/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
STARBUCKS | SBUX | 855244109 | 3/17/2021 | RATIFY DELOITTE & TOUCHE | ISSUER | FOR | FOR | |||||||
STARBUCKS | SBUX | 855244109 | 3/17/2021 | EMPLOYEE BOARD REPRESENTATION | SHAREHOLDERS | AGAINST | FOR | |||||||
CANON INC | CAJ | 138006309 | 3/30/2021 | DIVIDEND FROM SURPLUS | ISSUER | FOR | FOR | |||||||
CANON INC | CAJ | 138006309 | 3/30/2021 | DIRECTOR FUJIO MITERAI | ISSUER | FOR | FOR | |||||||
CANON INC | CAJ | 138006309 | 3/30/2021 | DIRECTOR TOSHIZO TANAKA | ISSUER | FOR | FOR | |||||||
CANON INC | CAJ | 138006309 | 3/30/2021 | DIRECTOR TSHOIO HOMMA | ISSUER | FOR | FOR | |||||||
CANON INC | CAJ | 138006309 | 3/30/2021 | DIRECTOR KUNITARO SAIDA | ISSUER | FOR | FOR | |||||||
CANON INC | CAJ | 138006309 | 3/30/2021 | DIRECTOR YUSUKE KAWAMURA | ISSUER | FOR | FOR | |||||||
CANON INC | CAJ | 138006309 | 3/30/2021 | AUDIT & SUPERVISORY BOARD HIROSHI YOSHIDA | ISSUER | FOR | FOR | |||||||
CANON INC | CAJ | 138006309 | 3/30/2021 | STOCK ACQUISTION RIGHTS TO DIRECTORS | ISSUER | AGAINST | AGAINST | |||||||
CUBIC CORP | CUB | 229669106 | 4/13/2021 | DIRECTOR PRITHVIRAJ BANERJEE | ISSUER | FOR | FOR | |||||||
CUBIC CORP | CUB | 229669106 | 4/13/2021 | DIRECTOR BRUCE BLAKLEY | ISSUER | FOR | FOR | |||||||
CUBIC CORP | CUB | 229669106 | 4/13/2021 | DIRECTOR MAUREEN BREAKIRON EVANS | ISSUER | FOR | FOR | |||||||
CUBIC CORP | CUB | 229669106 | 4/13/2021 | DIRECTOR DENISE DEVINE | ISSUER | FOR | FOR | |||||||
CUBIC CORP | CUB | 229669106 | 4/13/2021 | DIRECTOR BRADLEY FELDMAN | ISSUER | FOR | FOR | |||||||
CUBIC CORP | CUB | 229669106 | 4/13/2021 | DIRECTOR CAROLYN FLOWERS | ISSUER | FOR | FOR | |||||||
CUBIC CORP | CUB | 229669106 | 4/13/2021 | DIRECTOR JANICE HAMBY | ISSUER | FOR | FOR | |||||||
CUBIC CORP | CUB | 229669106 | 4/13/2021 | DIRECTOR DAVID MELCHER | ISSUER | FOR | FOR | |||||||
CUBIC CORP | CUB | 229669106 | 4/13/2021 | DIRECTOR STEVEN NORRIS | ISSUER | FOR | FOR | |||||||
CUBIC CORP | CUB | 229669106 | 4/13/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
CUBIC CORP | CUB | 229669106 | 4/13/2021 | RATIFY ERNST & YOUNG AS AUDITOR | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 4/14/2021 | SCHEME OF ARRANGEMENT | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 4/14/2021 | SHARES ISSUED SUBJECT TO SCHEME OF ARRANGMENT | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 4/14/2021 | REDUCE SHARE PREMIUM OF HOLDINGS | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 4/14/2021 | ADJOURNMENT | ISSUER | FOR | FOR | |||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 4/14/2021 | APPROVE SCHEME OF ARRANGEMENT | ISSUER | FOR | FOR | |||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/20/2021 | DIRECTOR HERBERT A ALLEN | ISSUER | FOR | FOR | |||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/20/2021 | DIRECTOR MARC BOLLAND | ISSUER | FOR | FOR | |||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/20/2021 | DIRECTOR ANA BOTIN | ISSUER | FOR | FOR | |||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/20/2021 | DIRECTOR CHRISTOPHER C DAVIS | ISSUER | FOR | FOR | |||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/20/2021 | DIRECTOR BARRY DILLER | ISSUER | FOR | FOR | |||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/20/2021 | DIRECTOR HELENE D GAYLE | ISSUER | FOR | FOR | |||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/20/2021 | DIRECTOR ALEXIS M HERMAN | ISSUER | FOR | FOR | |||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/20/2021 | DIRECTOR ROBERT A KOTICK | ISSUER | FOR | FOR | |||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/20/2021 | DIRECTOR MARIA ELENA LAGOMASINO | ISSUER | FOR | FOR | |||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/20/2021 | DIRECTOR JAMES QUINCEY | ISSUER | FOR | FOR | |||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/20/2021 | DIRECTOR CAROLINE J TSAY | ISSUER | FOR | FOR | |||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/20/2021 | DIRECTOR DAVID B WEINBERG | ISSUER | FOR | FOR | |||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/20/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/20/2021 | RATIFY ERNST & YOUNG AS AUDITOR | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/20/2021 | SUGAR AND PUBLIC HEALTH REPORT | SHAREHOLDER | AGAINST | FOR | |||||||
TEXAS INSTRUMENTS | TXN | 882508104 | 4/22/2021 | DIRECTOR MARK A BLINN | ISSUER | FOR | FOR | |||||||
TEXAS INSTRUMENTS | TXN | 882508104 | 4/22/2021 | DIRECTOR TODD M BLUEDORN | ISSUER | FOR | FOR | |||||||
TEXAS INSTRUMENTS | TXN | 882508104 | 4/22/2021 | DIRECTOR JANET F CLARK | ISSUER | FOR | FOR | |||||||
TEXAS INSTRUMENTS | TXN | 882508104 | 4/22/2021 | DIRECCTOR CARRIE S COX | ISSUER | FOR | FOR | |||||||
TEXAS INSTRUMENTS | TXN | 882508104 | 4/22/2021 | DIRECTOR MATIN S CRAIGHEAD | ISSUER | FOR | FOR | |||||||
TEXAS INSTRUMENTS | TXN | 882508104 | 4/22/2021 | DIRECTOR JEAN M HOBBY | ISSUER | FOR | FOR | |||||||
TEXAS INSTRUMENTS | TXN | 882508104 | 4/22/2021 | DIRECCTOR MICHAEL D HSU | ISSUER | FOR | FOR | |||||||
TEXAS INSTRUMENTS | TXN | 882508104 | 4/22/2021 | DIRECTOR RONALD KIRK | ISSUER | FOR | FOR | |||||||
TEXAS INSTRUMENTS | TXN | 882508104 | 4/22/2021 | DIRECTOR PAMELA H PATSLEY | ISSUER | FOR | FOR | |||||||
TEXAS INSTRUMENTS | TXN | 882508104 | 4/22/2021 | DIRECTOR ROBERT E SANCHEZ | ISSUER | FOR | FOR | |||||||
TEXAS INSTRUMENTS | TXN | 882508104 | 4/22/2021 | DIRECTOR RICHARD K TEMPLETON | ISSUER | FOR | FOR | |||||||
TEXAS INSTRUMENTS | TXN | 882508104 | 4/22/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
TEXAS INSTRUMENTS | TXN | 882508104 | 4/22/2021 | RATIFY ERNST & YOUNG AS AUDITOR | ISSUER | FOR | FOR | |||||||
TEXAS INSTRUMENTS | TXN | 882508104 | 4/22/2021 | SHAREHOLDER ACTION BY WRITTEN CONSENT | SHAREHOLDER | AGAINST | FOR | |||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/22/2021 | DIRECTOR DONALD H BULLOCK JR | ISSUER | FOR | FOR | |||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/22/2021 | DIRECTOR JEFFREY S GORMAN | ISSUER | FOR | FOR | |||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/22/2021 | DIRECTOR M ANN HARLAN | ISSUER | FOR | FOR | |||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/22/2021 | DIRECTOR SCOTT A KING | ISSUER | FOR | FOR | |||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/22/2021 | DIRECTOR CHRISTOPHER H LAKE | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/22/2021 | DIRETOR SONJA K MCCLELLAND | ISSUER | FOR | FOR | |||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/22/2021 | DIRECTOR VINCENT K PETRELLA | ISSUER | FOR | FOR | |||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/22/2021 | DIRECTOR KENNETH R REYNOLDS | ISSUER | FOR | FOR | |||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/22/2021 | DIRECTOR RICK R TAYLOR | ISSUER | FOR | FOR | |||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/22/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/22/2021 | RATIFY ERNST & YOUNG AS AUDITOR | ISSUER | FOR | FOR | |||||||
CUBIC CORP | CUB | 229669106 | 4/27/2021 | ADOPT MERGER | ISSUER | FOR | FOR | |||||||
CUBIC CORP | CUB | 229669106 | 4/27/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
CUBIC CORP | CUB | 229669106 | 4/27/2021 | ADJOURNMENT | ISSUER | FOR | FOR | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | DIRECTOR THOMAS BUBERL | ISSUER | FOR | FOR | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | DIRECTOR MICHAEL L ESKEW | ISSUER | FOR | FOR | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | DIRECTOR DAVID N FARR | ISSUER | FOR | FOR | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | DIRECTOR ALEX GORSKY | ISSUER | FOR | FOR | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | DIRECTOR MICHELLE J HOWARD | ISSUER | FOR | FOR | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | DIRECTOR ARVIND KRISHNA | ISSUER | FOR | FOR | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | DIRECTOR ANDREW N LIVERIS | ISSUER | FOR | FOR | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | DIRECTOR F WILLIAM MCNABB III | ISSUER | FOR | FOR | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | DIRECTOR MARTHA E POLLACK | ISSUER | FOR | FOR | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | DIRECTOR JOSEPH R SWEDISH | ISSUER | FOR | FOR | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | DIRECTOR PETER R VOSER | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | DIRECTOR FREDERICK H WADDELL | ISSUER | FOR | FOR | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | RATIFY PUBLIC ACCOUNTING FIRM | ISSUER | FOR | FOR | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | INDEPENDENT BOARD CHAIRMAN | SHAREHOLDER | FOR | AGAINST | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | RIGHT TO ACT BY WRITTEN CONSENT | SHAREHOLDER | AGAINST | FOR | |||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/27/2021 | DIVERSITY. EQUITY, INCLUSION | SHAREHOLDER | AGAINST | AGAINST | |||||||
PERKINELMER INC | PKI | 714046109 | 4/27/2021 | DIRECTOR PETER BARRETT PhD | ISSUER | FOR | FOR | |||||||
PERKINELMER INC | PKI | 714046109 | 4/27/2021 | DIRECTOR SAMUEL CHAPIN | ISSUER | FOR | FOR | |||||||
PERKINELMER INC | PKI | 714046109 | 4/27/2021 | DIRECTOR SYLVIE GREGOIRE Pharm D | ISSUER | FOR | FOR | |||||||
PERKINELMER INC | PKI | 714046109 | 4/27/2021 | DIRECTOR ALEXIS P MICHAS | ISSUER | FOR | FOR | |||||||
PERKINELMER INC | PKI | 714046109 | 4/27/2021 | DIRECTOR PRAHLAD R SINGH PhD | ISSUER | FOR | FOR | |||||||
PERKINELMER INC | PKI | 714046109 | 4/27/2021 | DIRECTOR MICHEL VOUNATSOS | ISSUER | FOR | FOR | |||||||
PERKINELMER INC | PKI | 714046109 | 4/27/2021 | DIRECTOR FRANK WHITNEY PhD | ISSUER | FOR | FOR | |||||||
PERKINELMER INC | PKI | 714046109 | 4/27/2021 | DIRECTOR PASCALE WITZ | ISSUER | FOR | FOR | |||||||
PERKINELMER INC | PKI | 714046109 | 4/27/2021 | RATIFY DELOITTE & TOUCHE | ISSUER | FOR | FOR | |||||||
PERKINELMER INC | PKI | 714046109 | 4/27/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
DELUXE CORP | DLX | 248019101 | 4/28/2021 | DIRECTOR WILLIAM C COBB | ISSUER | FOR | FOR | |||||||
DELUXE CORP | DLX | 248019101 | 4/28/2021 | DIRECTOR PAUL R GARCIA | ISSUER | FOR | FOR | |||||||
DELUXE CORP | DLX | 248019101 | 4/28/2021 | DIRECTOR C E MAYBERRY MCKISSACK | ISSUER | FOR | FOR | |||||||
DELUXE CORP | DLX | 248019101 | 4/28/2021 | DIRECTOR BARRY C MCCARTHY | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
DELUXE CORP | DLX | 248019101 | 4/28/2021 | DIRECTOR DON J MCGRATH | ISSUER | FOR | FOR | |||||||
DELUXE CORP | DLX | 248019101 | 4/28/2021 | DIRECTOR THOMAS J REDDIN | ISSUER | FOR | FOR | |||||||
DELUXE CORP | DLX | 248019101 | 4/28/2021 | DIRECTOR MARTYN R REDGRAVE | ISSUER | FOR | FOR | |||||||
DELUXE CORP | DLX | 248019101 | 4/28/2021 | DIRECTOR JOHN L STAUCH | ISSUER | FOR | FOR | |||||||
DELUXE CORP | DLX | 248019101 | 4/28/2021 | DIRECTOR VICTORIA A TREYGER | ISSUER | FOR | FOR | |||||||
DELUXE CORP | DLX | 248019101 | 4/28/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
DELUXE CORP | DLX | 248019101 | 4/28/2021 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | FOR | FOR | |||||||
DOUGLAS DYNAMICS | PLOW | 25960R105 | 4/28/2021 | DIRECTOR KENNETH W KRUEGER | ISSUER | FOR | FOR | |||||||
DOUGLAS DYNAMICS | PLOW | 25960R105 | 4/28/2021 | DIRECTOR LISA R BACUS | ISSUER | FOR | FOR | |||||||
DOUGLAS DYNAMICS | PLOW | 25960R105 | 4/28/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
DOUGLAS DYNAMICS | PLOW | 25960R105 | 4/28/2021 | RATIFY DELOITTE & TOUCHE | ISSUER | FOR | FOR | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | DIRECTOR DONALD W BLAIR | ISSUER | FOR | FOR | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | DIRECTOR LESLIE A BRUN | ISSUER | FOR | FOR | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | DIRECTOR STEPHANIE A BURNS | ISSUER | FOR | FOR | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | DIRECTOR RICHARD T CLARK | ISSUER | FOR | FOR | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | DIRECTOR ROBERT F CUMMINGS JR | ISSUER | FOR | FOR | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | DIRECTOR ROGER W FERGUSON JR | ISSUER | FOR | FOR | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | DIRECTOR DEBORAH A HENRETTA | ISSUER | FOR | FOR | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | DIRECTOR DANIEL P HUTTENLOCHER | ISSUER | FOR | FOR | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | DIRECTOR KURT M LANDGRAF | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | DIRECTOR KEVIN J MARTIN | ISSUER | FOR | FOR | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | DIRECTOR DEBORAH D RIEMAN | ISSUER | FOR | FOR | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | DIRECTOR HANSEL E TOOKES II | ISSUER | FOR | FOR | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | DIRECTOR WENDELL P WEEKS | ISSUER | FOR | FOR | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | DIRECTOR MARK S WRIGHTON | ISSUER | FOR | FOR | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | FOR | FOR | |||||||
CORNING INC | GLW | 219350105 | 4/29/2021 | APPROVE 2021 LONG TERM INCENTIVE PLAN | ISSUER | FOR | FOR | |||||||
AGNICO EAGLE MINES | AEM | 008474108 | 4/30/2021 | DIRECTOR LEONA AGLUKKAQ | ISSUER | FOR | FOR | |||||||
AGNICO EAGLE MINES | AEM | 008474108 | 4/30/2021 | DIRECTOR SEAN BOYD | ISSUER | FOR | FOR | |||||||
AGNICO EAGLE MINES | AEM | 008474108 | 4/30/2021 | DIRECTOR MARTINE A CELEJ | ISSUER | FOR | FOR | |||||||
AGNICO EAGLE MINES | AEM | 008474108 | 4/30/2021 | DIRECTOR ROBERT J GEMMELL | ISSUER | FOR | FOR | |||||||
AGNICO EAGLE MINES | AEM | 008474108 | 4/30/2021 | DIRECTOR MEL LEIDERMAN | ISSUER | FOR | FOR | |||||||
AGNICO EAGLE MINES | AEM | 008474108 | 4/30/2021 | DIRECTOR DEBORAH MCCOMBE | ISSUER | FOR | FOR | |||||||
AGNICO EAGLE MINES | AEM | 008474108 | 4/30/2021 | DIRECTOR JAMES D NASSO | ISSUER | FOR | FOR | |||||||
AGNICO EAGLE MINES | AEM | 008474108 | 4/30/2021 | DIRECTOR DR SEAN RILEY | ISSUER | FOR | FOR | |||||||
AGNICO EAGLE MINES | AEM | 008474108 | 4/30/2021 | DIRECTOR MERFYN ROBERTS | ISSUER | FOR | FOR | |||||||
AGNICO EAGLE MINES | AEM | 008474108 | 4/30/2021 | DIRECTOR JAMIE C SOKALSKY | ISSUER | FOR | FOR | |||||||
AGNICO EAGLE MINES | AEM | 008474108 | 4/30/2021 | RATIFY ERNST & YOUNG AS AUDITOR | ISSUER | FOR | FOR | |||||||
AGNICO EAGLE MINES | AEM | 008474108 | 4/30/2021 | AMEND AGNICO EAGLE STOCK OPTION PLAN | ISSUER | AGAINST | AGAINST |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
AGNICO EAGLE MINES | AEM | 008474108 | 4/30/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
BADGER METER INC | BMI | 056525108 | 4/30/2021 | DIRECTOR TODD A ADAMS | ISSUER | FOR | FOR | |||||||
BADGER METER INC | BMI | 056525108 | 4/30/2021 | DIRECTOR KENNETH C BOCKHORST | ISSUER | FOR | FOR | |||||||
BADGER METER INC | BMI | 056525108 | 4/30/2021 | DIRECTOR GALE E KLAPPA | ISSUER | FOR | FOR | |||||||
BADGER METER INC | BMI | 056525108 | 4/30/2021 | DIRECTOR GAIL A LIONE | ISSUER | FOR | FOR | |||||||
BADGER METER INC | BMI | 056525108 | 4/30/2021 | DIRECTOR JAMES W MCGILL | ISSUER | FOR | FOR | |||||||
BADGER METER INC | BMI | 056525108 | 4/30/2021 | DIRECTOR TESSA M MYERS | ISSUER | FOR | FOR | |||||||
BADGER METER INC | BMI | 056525108 | 4/30/2021 | DIRECTOR JAMES F STERN | ISSUER | FOR | FOR | |||||||
BADGER METER INC | BMI | 056525108 | 4/30/2021 | DIRECTOR GLEN E TELLOCK | ISSUER | FOR | FOR | |||||||
BADGER METER INC | BMI | 056525108 | 4/30/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
BADGER METER INC | BMI | 056525108 | 4/30/2021 | RATIFY ERNST & YOUNG AS AUDITOR | ISSUER | FOR | FOR | |||||||
BADGER METER INC | BMI | 056525108 | 4/30/2021 | APPROVE OMNIBUS INCENTIVE PROGRAM | ISSUER | FOR | FOR | |||||||
BADGER METER INC | BMI | 056525108 | 4/30/2021 | BOARD DIVERSITY | SHAREHOLDER | AGAINST | FOR | |||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/3/2021 | DIRECTOR K BAICKER PhD | ISSUER | FOR | FOR | |||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/3/2021 | DIRECTOR J E FRYWAID | ISSUER | FOR | FOR | |||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/3/2021 | DIRECTOR J JACKSON | ISSUER | FOR | FOR | |||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/3/2021 | DIRECTOR G SULZBERGER | ISSUER | FOR | FOR | |||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/3/2021 | DIRECTOR J P TAI | ISSUER | FOR | FOR | |||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/3/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/3/2021 | RATIFY ERNST & YOUNG AS AUDITOR | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/3/2021 | ELIMINATE CLASSIFIED BOARD STRUCTURE | ISSUER | FOR | FOR | |||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/3/2021 | ELIMINATE SUPERMAJORITY VOTING | ISSUER | FOR | FOR | |||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/3/2021 | DISCLOSE LOBBYING | SHAREHOLDER | AGAINST | FOR | |||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/3/2021 | INDEPENDENT BOARD CHAIRMAN | SHAREHOLDER | AGAINST | FOR | |||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/3/2021 | BONUS DEFERRAL POLICY | SHAREHOLDER | AGAINST | FOR | |||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/3/2021 | CLAWBACKS ON EXECUTIVE COMPSENSATION RE MISCONDUCT | SHAREHOLDER | AGAINST | FOR | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | DIRECTOR PETER J ARDUINI | ISSUER | FOR | FOR | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | DIRECTOR MICHAEL W BONNEY | ISSUER | FOR | FOR | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | DIRECTOR GIOVANNI CAFORIO MD | ISSUER | FOR | FOR | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | DIRECTOR JULIA HALLER MD | ISSUER | FOR | FOR | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | DIRECTOR PAULA A PRICE | ISSUER | FOR | FOR | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | DIRECTOR DERICA W RICE | ISSUER | FOR | FOR | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | DIRECTOR THEODORE R SAMUELS | ISSUER | FOR | FOR | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | DIRECTOR GERALD L STORCH | ISSUER | FOR | FOR | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | DIRECTOR KAREN VOUSDEN PhD | ISSUER | FOR | FOR | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | DIRECTOR PHYLLIS R YALE | ISSUER | FOR | FOR | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | 2021 STOCK AWARD & INCENTIVE PLAN | ISSUER | AGAINST | AGAINST | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | RATIFY PUBLIC ACCOUNTING FIRM | ISSUER | FOR | FOR | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | LOWER OWNERSHIP THRESHHOLD TO 15% OF SHAREHOLDER MEETING | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | INDEPENDENT BOARD CHAIRMAN | SHAREHOLDER | AGAINST | FOR | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT | SHAREHOLDER | AGAINST | FOR | |||||||
BRISTOL MYERS SQUIBB | BMY | 110122108 | 5/3/2021 | OWNERSHIP THRESHOLD 10% FOR SPECIAL SHAREHOLDER MEETING | SHAREHOLDER | AGAINST | FOR | |||||||
HUBBELL INC | HUBB | 443510607 | 5/4/2021 | DIRECTOR GERBEN W BAKKER | ISSUER | FOR | FOR | |||||||
HUBBELL INC | HUBB | 443510607 | 5/4/2021 | DIRECTOR CARLOS M CARDOSO | ISSUER | FOR | FOR | |||||||
HUBBELL INC | HUBB | 443510607 | 5/4/2021 | DIRECTOR ANTHONY J GUZZI | ISSUER | FOR | FOR | |||||||
HUBBELL INC | HUBB | 443510607 | 5/4/2021 | DIRECTOR RHETT A HERNANDEZ | ISSUER | FOR | FOR | |||||||
HUBBELL INC | HUBB | 443510607 | 5/4/2021 | DIRECTOR NEAL J KEATING | ISSUER | FOR | FOR | |||||||
HUBBELL INC | HUBB | 443510607 | 5/4/2021 | DIRECTOR BONNIE C LIND | ISSUER | FOR | FOR | |||||||
HUBBELL INC | HUBB | 443510607 | 5/4/2021 | DIRECTOR JOHN F MALLOY | ISSUER | FOR | FOR | |||||||
HUBBELL INC | HUBB | 443510607 | 5/4/2021 | DIRECTOR JENNIFER M POLLINO | ISSUER | FOR | FOR | |||||||
HUBBELL INC | HUBB | 443510607 | 5/4/2021 | DIRECTOR JOHN G RUSSELL | ISSUER | FOR | FOR | |||||||
HUBBELL INC | HUBB | 443510607 | 5/4/2021 | DIRECTOR STEVEN R SHAWLEY | ISSUER | FOR | FOR | |||||||
HUBBELL INC | HUBB | 443510607 | 5/4/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
HUBBELL INC | HUBB | 443510607 | 5/4/2021 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | FOR | FOR | |||||||
FORTUNE BRANDS HOME & SECURITY | FBHS | 34964C106 | 5/4/2021 | DIRECTOR ANN F HACKETT | ISSUER | FOR | FOR | |||||||
FORTUNE BRANDS HOME & SECURITY | FBHS | 34964C106 | 5/4/2021 | DIRECTOR JOHN G MORIKIS | ISSUER | FOR | FOR | |||||||
FORTUNE BRANDS HOME & SECURITY | FBHS | 34964C106 | 5/4/2021 | DIRECTOR JEFFERY S PERRY | ISSUER | FOR | FOR | |||||||
FORTUNE BRANDS HOME & SECURITY | FBHS | 34964C106 | 5/4/2021 | DIRECTOR RONALD V WATERS III | ISSUER | FOR | FOR | |||||||
FORTUNE BRANDS HOME & SECURITY | FBHS | 34964C106 | 5/4/2021 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
FORTUNE BRANDS HOME & SECURITY | FBHS | 34964C106 | 5/4/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
UNIVERSAL STAINLESS & ALLOY | USAP | 913837100 | 5/5/2021 | DIRECTOR CHRISTOPHER L AYERS | YES | FOR | FOR | |||||||
UNIVERSAL STAINLESS & ALLOY | USAP | 913837100 | 5/5/2021 | DIRECTOR JUDITH L BACCHUS | YES | FOR | FOR | |||||||
UNIVERSAL STAINLESS & ALLOY | USAP | 913837100 | 5/5/2021 | DIRECTOR M DAVID KORNBLASTT | YES | FOR | FOR | |||||||
UNIVERSAL STAINLESS & ALLOY | USAP | 913837100 | 5/5/2021 | DIRECTOR DENNIS M OATES | YES | FOR | FOR | |||||||
UNIVERSAL STAINLESS & ALLOY | USAP | 913837100 | 5/5/2021 | DIRECTOR UDI TOLEDANO | YES | FOR | FOR | |||||||
UNIVERSAL STAINLESS & ALLOY | USAP | 913837100 | 5/5/2021 | EXECUTIVE COMPENSATION | YES | AGAINST | AGAINST | |||||||
UNIVERSAL STAINLESS & ALLOY | USAP | 913837100 | 5/5/2021 | RATIFY TAX BENEFIT PRESERVATION PLAN | YES | AGAINST | AGAINST | |||||||
UNIVERSAL STAINLESS & ALLOY | USAP | 913837100 | 5/5/2021 | APPROVE 2017 EQUITY INCENTIVE PLAN | YES | AGAINST | AGAINST | |||||||
UNIVERSAL STAINLESS & ALLOY | USAP | 913837100 | 5/5/2021 | APPROVE 1996 EMPLOYEE STOCK PURCHASE PLAN | YES | AGAINST | AGAINST | |||||||
UNIVERSAL STAINLESS & ALLOY | USAP | 913837100 | 5/5/2021 | RATIFY SCHNEIDER DOWNS & CO AS PUBLIC ACCOUNTANT | YES | FOR | FOR | |||||||
CURTISS WRIGHT | CW | 231561101 | 5/6/2021 | DIRECTOR DAVID C ADAMS | ISSUER | FOR | FOR | |||||||
CURTISS WRIGHT | CW | 231561101 | 5/6/2021 | DIRECTOR LYNN M BAMFORD | ISSUER | FOR | FOR | |||||||
CURTISS WRIGHT | CW | 231561101 | 5/6/2021 | DIRECTOR DEAN M FLATT | ISSUER | FOR | FOR | |||||||
CURTISS WRIGHT | CW | 231561101 | 5/6/2021 | DIRECTOR S MARCE FULLER | ISSUER | FOR | FOR | |||||||
CURTISS WRIGHT | CW | 231561101 | 5/6/2021 | DIRECTOR BRUCE DHOECHNER | ISSUER | FOR | FOR | |||||||
CURTISS WRIGHT | CW | 231561101 | 5/6/2021 | DIRECTOR GLENDA J MINOR | ISSUER | FOR | FOR | |||||||
CURTISS WRIGHT | CW | 231561101 | 5/6/2021 | DIRECTOR ANTHONY J MORACO | ISSUER | FOR | FOR | |||||||
CURTISS WRIGHT | CW | 231561101 | 5/6/2021 | DIRECTOR JOHN B NATHMAN | ISSUER | FOR | FOR | |||||||
CURTISS WRIGHT | CW | 231561101 | 5/6/2021 | DIRECTOR ROBERT J RIVET | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
CURTISS WRIGHT | CW | 231561101 | 5/6/2021 | DIRECTOR PETER C WALLACE | ISSUER | FOR | FOR | |||||||
CURTISS WRIGHT | CW | 231561101 | 5/6/2021 | RATIFY DELOITTE & TOUCHE | ISSUER | FOR | FOR | |||||||
CURTISS WRIGHT | CW | 231561101 | 5/6/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
GCP APPLIED TECHNOLOGIES | GCP | 36164Y101 | 5/6/2021 | DIRECTOR SIMON MBATES | ISSUER | FOR | FOR | |||||||
GCP APPLIED TECHNOLOGIES | GCP | 36164Y101 | 5/6/2021 | DIRECTOR PETER A FELD | ISSUER | FOR | FOR | |||||||
GCP APPLIED TECHNOLOGIES | GCP | 36164Y101 | 5/6/2021 | DIRECTOR JANET PLALUT GIESSELMAN | ISSUER | FOR | FOR | |||||||
GCP APPLIED TECHNOLOGIES | GCP | 36164Y101 | 5/6/2021 | DIRECTOR CLAY H KIEFABER | ISSUER | FOR | FOR | |||||||
GCP APPLIED TECHNOLOGIES | GCP | 36164Y101 | 5/6/2021 | DIRECTOR ARMAND F LAUZON | ISSUER | FOR | FOR | |||||||
GCP APPLIED TECHNOLOGIES | GCP | 36164Y101 | 5/6/2021 | DIRECTOR MARRAN H OGILVIE | ISSUER | FOR | FOR | |||||||
GCP APPLIED TECHNOLOGIES | GCP | 36164Y101 | 5/6/2021 | DIRECTOR ANDREW M ROSS | ISSUER | FOR | FOR | |||||||
GCP APPLIED TECHNOLOGIES | GCP | 36164Y101 | 5/6/2021 | DIRECTOR LINDA J WELTY | ISSUER | FOR | FOR | |||||||
GCP APPLIED TECHNOLOGIES | GCP | 36164Y101 | 5/6/2021 | DIRECTOR ROBERT H YANKER | ISSUER | FOR | FOR | |||||||
GCP APPLIED TECHNOLOGIES | GCP | 36164Y101 | 5/6/2021 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | FOR | FOR | |||||||
GCP APPLIED TECHNOLOGIES | GCP | 36164Y101 | 5/6/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
CORTEVA INC | CTVA | 22050L104 | 5/7/2021 | DIRECTOR LAMBERTO ANDREOTTI | ISSUER | FOR | FOR | |||||||
CORTEVA INC | CTVA | 22050L104 | 5/7/2021 | DIRECTOR JAMES C COLLINS JR | ISSUER | FOR | FOR | |||||||
CORTEVA INC | CTVA | 22050L104 | 5/7/2021 | DIRECTOR KLAUS A ENGEL | ISSUER | FOR | FOR | |||||||
CORTEVA INC | CTVA | 22050L104 | 5/7/2021 | DIRECTOR DAVID C EVERITT | ISSUER | FOR | FOR | |||||||
CORTEVA INC | CTVA | 22050L104 | 5/7/2021 | DIRECTOR JANET P GIESSELMAN | ISSUER | FOR | FOR | |||||||
CORTEVA INC | CTVA | 22050L104 | 5/7/2021 | DIRECTOR KAREN H GRIMES | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
CORTEVA INC | CTVA | 22050L104 | 5/7/2021 | DIRECTOR MICHAEL O JOHANNS | ISSUER | FOR | FOR | |||||||
CORTEVA INC | CTVA | 22050L104 | 5/7/2021 | DIRECTOR REBECCA B LIEBERT | ISSUER | FOR | FOR | |||||||
CORTEVA INC | CTVA | 22050L104 | 5/7/2021 | DIRECTOR MARCOS M LUTZ | ISSUER | FOR | FOR | |||||||
CORTEVA INC | CTVA | 22050L104 | 5/7/2021 | DIRECTOR NAYAKI NAYYAR | ISSUER | FOR | FOR | |||||||
CORTEVA INC | CTVA | 22050L104 | 5/7/2021 | DIRECTOR GREGORY R PAGE | ISSUER | FOR | FOR | |||||||
CORTEVA INC | CTVA | 22050L104 | 5/7/2021 | DIRECTOR KERRY J PREETE | ISSUER | FOR | FOR | |||||||
CORTEVA INC | CTVA | 22050L104 | 5/7/2021 | DIRECTOR PATRICK J WARD | ISSUER | FOR | FOR | |||||||
CORTEVA INC | CTVA | 22050L104 | 5/7/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
CORTEVA INC | CTVA | 22050L104 | 5/7/2021 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | FOR | FOR | |||||||
ABBVIE INC | ABBV | 00287Y109 | 5/7/2021 | DIRECTOR ROXANNE S AUSTIN | ISSUER | FOR | FOR | |||||||
ABBVIE INC | ABBV | 00287Y109 | 5/7/2021 | DIRECTOR RICHARD A GONZALEZ | ISSUER | FOR | FOR | |||||||
ABBVIE INC | ABBV | 00287Y109 | 5/7/2021 | DIRECTOR REBECCA B ROBERTS | ISSUER | FOR | FOR | |||||||
ABBVIE INC | ABBV | 00287Y109 | 5/7/2021 | DIRECTOR GLENN F TILTON | ISSUER | FOR | FOR | |||||||
ABBVIE INC | ABBV | 00287Y109 | 5/7/2021 | RATIFY ERNST & YOUNG AS AUDITOR | ISSUER | FOR | FOR | |||||||
ABBVIE INC | ABBV | 00287Y109 | 5/7/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
ABBVIE INC | ABBV | 00287Y109 | 5/7/2021 | APPROVE 2013 INCENTIVE STOCK PLAN | ISSUER | FOR | FOR | |||||||
ABBVIE INC | ABBV | 00287Y109 | 5/7/2021 | APPROVE 2013 EMPLOYEE STOCK PLAN | ISSUER | FOR | FOR | |||||||
ABBVIE INC | ABBV | 00287Y109 | 5/7/2021 | ELIMINATE SUPERMAJORITY VOTING | ISSUER | FOR | FOR | |||||||
ABBVIE INC | ABBV | 00287Y109 | 5/7/2021 | LOBBYING REPORT | SHAREHOLDER | AGAINST | FOR | |||||||
ABBVIE INC | ABBV | 00287Y109 | 5/7/2021 | INDEPENDENT BOARD CHAIRMAN | SHAREHOLDER | AGAINST | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
HYSTER YALE MATERIAL HANDLING | HY | 449172105 | 5/12/2021 | DIRECTOR JAMES B BEMOWSKI | ISSUER | FOR | FOR | |||||||
HYSTER YALE MATERIAL HANDLING | HY | 449172105 | 5/12/2021 | DIRECTOR J C BUTLER | ISSUER | FOR | FOR | |||||||
HYSTER YALE MATERIAL HANDLING | HY | 449172105 | 5/12/2021 | DIRECTOR CAROLYN CORVI | ISSUER | FOR | FOR | |||||||
HYSTER YALE MATERIAL HANDLING | HY | 449172105 | 5/12/2021 | DIRECTOR EDWARD T ELIOPOULOS | ISSUER | FOR | FOR | |||||||
HYSTER YALE MATERIAL HANDLING | HY | 449172105 | 5/12/2021 | DIRECTOR JOHN P JUMPER | ISSUER | FOR | FOR | |||||||
HYSTER YALE MATERIAL HANDLING | HY | 449172105 | 5/12/2021 | DIRECTOR DENNIS W LABARRE | ISSUER | FOR | FOR | |||||||
HYSTER YALE MATERIAL HANDLING | HY | 449172105 | 5/12/2021 | DIRECTOR H VINCENT POOR | ISSUER | FOR | FOR | |||||||
HYSTER YALE MATERIAL HANDLING | HY | 449172105 | 5/12/2021 | DIRECTOR ALFRED M RANKIN JR | ISSUER | FOR | FOR | |||||||
HYSTER YALE MATERIAL HANDLING | HY | 449172105 | 5/12/2021 | DIRECTOR CLAIBORNE R RANKIN | ISSUER | FOR | FOR | |||||||
HYSTER YALE MATERIAL HANDLING | HY | 449172105 | 5/12/2021 | DIRECTOR BRITTON T TAPLIN | ISSUER | FOR | FOR | |||||||
HYSTER YALE MATERIAL HANDLING | HY | 449172105 | 5/12/2021 | DIRECTOR DAVID B H WILLIAMS | ISSUER | FOR | FOR | |||||||
HYSTER YALE MATERIAL HANDLING | HY | 449172105 | 5/12/2021 | DIRECTOR EUGENE WONG | ISSUER | FOR | FOR | |||||||
HYSTER YALE MATERIAL HANDLING | HY | 449172105 | 5/12/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
HYSTER YALE MATERIAL HANDLING | HY | 449172105 | 5/12/2021 | RATIFY ERNST & YOUNG AS AUDITOR | ISSUER | FOR | FOR | |||||||
PHILLIPS 66 | PSX | 718546104 | 5/12/2021 | DIRECTOR JULIE L BUSHMAN | ISSUER | FOR | FOR | |||||||
PHILLIPS 66 | PSX | 718546104 | 5/12/2021 | DIRECTOR LISA A DAVIS | ISSUER | FOR | FOR | |||||||
PHILLIPS 66 | PSX | 718546104 | 5/12/2021 | ANNUAL ELECTION OF DIRECTORS | ISSUER | FOR | FOR | |||||||
PHILLIPS 66 | PSX | 718546104 | 5/12/2021 | RATIFY ERNST & YOUNG AS AUDITOR | ISSUER | FOR | FOR | |||||||
PHILLIPS 66 | PSX | 718546104 | 5/12/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
PHILLIPS 66 | PSX | 718546104 | 5/12/2021 | GREENHOUSE GAS TARGETS | SHAREHOLDER | AGAINST | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
PHILLIPS 66 | PSX | 718546104 | 5/12/2021 | CLIMATE LOBBYING REPORT | SHAREHOLDER | AGAINST | FOR | |||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/13/2021 | DIRECTOR SHELLYE L ARCHAMBEAU | ISSUER | FOR | FOR | |||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/13/2021 | DIRECTOR ROXANNE S AUSTIN | ISSUER | FOR | FOR | |||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/13/2021 | DIRETOR MARK T BERTOLINI | ISSUER | FOR | FOR | |||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/13/2021 | DIRECTOR MELANIE L HEALEY | ISSUER | FOR | FOR | |||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/13/2021 | DIRECTOR CLARENCE OTIS JR | ISSUER | FOR | FOR | |||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/13/2021 | DIRECTOR DANIEL H SCHULMAN | ISSUER | FOR | FOR | |||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/13/2021 | DIRECTOR RODNEY E SLATER | ISSUER | FOR | FOR | |||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/13/2021 | DIRECTOR HANS E VESTBERG | ISSUER | FOR | FOR | |||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/13/2021 | DIRECTOR GREGORY G WEAVER | ISSUER | FOR | FOR | |||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/13/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/13/2021 | RATIFY PUBLIC ACCOUNTING FIRM | ISSUER | FOR | FOR | |||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/13/2021 | SHAREHOLDER ACTION BY WRITTEN CONSENT | SHAREHOLDER | AGAINST | FOR | |||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/13/2021 | AMEND CLAWBACK POLICY | SHAREHOLDER | AGAINST | FOR | |||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/13/2021 | SHAREHOLDER RATIFICATION OF ANNUAL EQUITY AWARDS | SHAREHOLDER | FOR | AGAINST | |||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/18/2021 | DIRECTOR KEN GLOBUS | ISSUER | FOR | FOR | |||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/18/2021 | DIRECTOR LAWRENCE F MAIETTA | ISSUER | FOR | FOR | |||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/18/2021 | DIRECTOR ARTHUR M DRESNER | ISSUER | FOR | FOR | |||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/18/2021 | DIRECTOR ANDREW A BOCCONE | ISSUER | FOR | FOR | |||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/18/2021 | DIRECTOR S ARI PAPOULIAS | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/18/2021 | VOTE EVERY YEAR ON EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/18/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/18/2021 | RATIFY BAKER TILLY AS PUBLIC ACCOUNTING FIRM | ISSUER | FOR | FOR | |||||||
CB FINANCIAL SERVICES | CBFV | 12479G101 | 5/19/2021 | DIRECTOR KARL G BAILY | ISSUER | FOR | FOR | |||||||
CB FINANCIAL SERVICES | CBFV | 12479G101 | 5/19/2021 | DIRECTOR RALPH BURCHIANTI | ISSUER | FOR | FOR | |||||||
CB FINANCIAL SERVICES | CBFV | 12479G101 | 5/19/2021 | DIRECTOR ROBERTA ROBINSONOLEJASZ | ISSUER | FOR | FOR | |||||||
CB FINANCIAL SERVICES | CBFV | 12479G101 | 5/19/2021 | DIRECTOR JOHN M SWIATEK | ISSUER | FOR | FOR | |||||||
CB FINANCIAL SERVICES | CBFV | 12479G101 | 5/19/2021 | APPROVE 2021 EQUITY INCENTIVE PROGRAM | ISSUER | AGAINST | AGAINST | |||||||
CB FINANCIAL SERVICES | CBFV | 12479G101 | 5/19/2021 | RATIFY BKD AS PUBLIC ACCOUNTING FIRM | ISSUER | FOR | FOR | |||||||
CB FINANCIAL SERVICES | CBFV | 12479G101 | 5/19/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
HASBRO INC | HAS | 418056107 | 5/20/2021 | DIRECTOR KENNETH A BRONFIN | ISSUER | FOR | FOR | |||||||
HASBRO INC | HAS | 418056107 | 5/20/2021 | DIRECTOR MICHAEL R BURNS | ISSUER | FOR | FOR | |||||||
HASBRO INC | HAS | 418056107 | 5/20/2021 | DIRECTOR HOPE COCHRAN | ISSUER | FOR | FOR | |||||||
HASBRO INC | HAS | 418056107 | 5/20/2021 | DIRECTOR LISA GERSH | ISSUER | FOR | FOR | |||||||
HASBRO INC | HAS | 418056107 | 5/20/2021 | DIRECTOR BRIAN D GOLDNER | ISSUER | FOR | FOR | |||||||
HASBRO INC | HAS | 418056107 | 5/20/2021 | DIRECTOR TRACY A LEINBACH | ISSUER | FOR | FOR | |||||||
HASBRO INC | HAS | 418056107 | 5/20/2021 | DIRECTOR EDWARD M PHILIP | ISSUER | FOR | FOR | |||||||
HASBRO INC | HAS | 418056107 | 5/20/2021 | DIRECTOR LAUREL J RICHIE | ISSUER | FOR | FOR | |||||||
HASBRO INC | HAS | 418056107 | 5/20/2021 | DIRECTOR RICHARD S STODDART | ISSUER | FOR | FOR | |||||||
HASBRO INC | HAS | 418056107 | 5/20/2021 | DIRECTOR MARY BETH WEST | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
HASBRO INC | HAS | 418056107 | 5/20/2021 | DIRECTOR LINDA K ZECHER | ISSUER | FOR | FOR | |||||||
HASBRO INC | HAS | 418056107 | 5/20/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
HASBRO INC | HAS | 418056107 | 5/20/2021 | RATIFY KPMG AS PUBLIC ACCOUNTING FIRM | ISSUER | FOR | FOR | |||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2021 | DIRECTOR FRANCIS A HONDAL | ISSUER | FOR | FOR | |||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2021 | DIRECTOR DANIEL G KAYE | ISSUER | FOR | FOR | |||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2021 | DIRECTOR JOAN LAMM-TENNANT | ISSUER | FOR | FOR | |||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2021 | DIRECTOR KRISTI A MATUS | ISSUER | FOR | FOR | |||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2021 | DIRECTOR RAMON DE OLIVEIRA | ISSUER | FOR | FOR | |||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2021 | DIRECTOR MARK PEARSON | ISSUER | FOR | FOR | |||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2021 | DIRECTOR BERTRAM L SCOTT | ISSUER | FOR | FOR | |||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2021 | DIRECTOR GEORGE STANSFIELD | ISSUER | FOR | FOR | |||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2021 | DIRECTOR CHARLES G T STONEHILL | ISSUER | FOR | FOR | |||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2021 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | FOR | FOR | |||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
ROCKET COMPANIES | RKT | 77311W101 | 5/25/2021 | DIRECTOR JAY FARNER | ISSUER | FOR | FOR | |||||||
ROCKET COMPANIES | RKT | 77311W101 | 5/25/2021 | DIRECTOR JENNIFER GILBERT | ISSUER | FOR | FOR | |||||||
ROCKET COMPANIES | RKT | 77311W101 | 5/25/2021 | DIRECTOR JONATHAN MARINER | ISSUER | FOR | FOR | |||||||
ROCKET COMPANIES | RKT | 77311W101 | 5/25/2021 | RATIFY ERNST & YOUNG AS AUDITOR | ISSUER | FOR | FOR | |||||||
ROCKET COMPANIES | RKT | 77311W101 | 5/25/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
ROCKET COMPANIES | RKT | 77311W101 | 5/25/2021 | YEARLY VOTE ON EXECUTIVE COMPENSATION | ISSUER | 1 YEAR | AGAINST |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | DIRECTOR LESLIE A BRUN | ISSUER | FOR | FOR | |||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | DIRECOTR MARY ELLEN COE | ISSUER | FOR | ||||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | DIRECTOR PAMELA J CRAIG | ISSUER | FOR | FOR | |||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | DIRECTOR KENNETH C FRAZIER | ISSUER | FOR | FOR | |||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | DIRECTOR THOMAS H GLOCER | ISSUER | FOR | FOR | |||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | DIRECTOR RISA J LAVIZZO-MOUREY | ISSUER | FOR | FOR | |||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | DIRECTOR STEPHEN L MAYO | ISSUER | FOR | FOR | |||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | DIRECTOR PAUL B ROTHMAN | ISSUER | FOR | FOR | |||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | DIRECTOR PATRICIA F RUSSO | ISSUER | FOR | FOR | |||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | DIRECTOR CHRISTINE E SEIDMAN | ISSUER | FOR | FOR | |||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | DIRECTOR INGE G THULIN | ISSUER | FOR | FOR | |||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | DIRECTOR KATHY J WARDEN | ISSUER | FOR | FOR | |||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | DIRECTOR PETER C WENDELL | ISSUER | FOR | FOR | |||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | RATIFY PUBLIC ACCOUNTING FIRM | ISSUER | FOR | FOR | |||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | ACT BY WRITTEN CONSENT | ISSUER | AGAINST | FOR | |||||||
MERCK & CO | MRK | 58933Y105 | 5/25/2021 | ACCESS TO COVID 19 PRODUCTS | ISSUER | AGAINST | FOR | |||||||
ONEOK INC | OKE | 682680103 | 5/26/2021 | DIRECTOR BRIAN L DERKSON | ISSUER | FOR | FOR | |||||||
ONEOK INC | OKE | 682680103 | 5/26/2021 | DIRECTOR JULIE H EDWARDS | ISSUER | FOR | FOR | |||||||
ONEOK INC | OKE | 682680103 | 5/26/2021 | DIRECTOR JOHN W GIBSON | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
ONEOK INC | OKE | 682680103 | 5/26/2021 | DIRECTOR MARK W HELDERMAN | ISSUER | FOR | FOR | |||||||
ONEOK INC | OKE | 682680103 | 5/26/2021 | DIRECTOR RANDALL J LARSON | ISSUER | FOR | FOR | |||||||
ONEOK INC | OKE | 682680103 | 5/26/2021 | DIRECTOR STEVEN J MALCOLM | ISSUER | FOR | FOR | |||||||
ONEOK INC | OKE | 682680103 | 5/26/2021 | DIRECTOR JIM W MOGG | ISSUER | FOR | FOR | |||||||
ONEOK INC | OKE | 682680103 | 5/26/2021 | DIRECTOR PATTYE L MOORE | ISSUER | FOR | FOR | |||||||
ONEOK INC | OKE | 682680103 | 5/26/2021 | DIRECTOR EDUARDO A RODRIGUEZ | ISSUER | FOR | FOR | |||||||
ONEOK INC | OKE | 682680103 | 5/26/2021 | DIRECTOR GERALD B SMITH | ISSUER | FOR | FOR | |||||||
ONEOK INC | OKE | 682680103 | 5/26/2021 | DIRECTOR TERRY K SPENCER | ISSUER | FOR | FOR | |||||||
ONEOK INC | OKE | 682680103 | 5/26/2021 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | FOR | FOR | |||||||
ONEOK INC | OKE | 682680103 | 5/26/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
OLD REPUBLIC INTERNATIONAL CORP | ORI | 680223104 | 5/28/2021 | DIRCTOR MICHAEL D KENNEDY | ISSUER | FOR | FOR | |||||||
OLD REPUBLIC INTERNATIONAL CORP | ORI | 680223104 | 5/28/2021 | DIRECTOR SPENCER LEROY III | ISSUER | FOR | FOR | |||||||
OLD REPUBLIC INTERNATIONAL CORP | ORI | 680223104 | 5/28/2021 | DIRECTOR PETER B MCNITT | ISSUER | FOR | FOR | |||||||
OLD REPUBLIC INTERNATIONAL CORP | ORI | 680223104 | 5/28/2021 | DIRECTOR STEVEN R WALKER | ISSUER | FOR | FOR | |||||||
OLD REPUBLIC INTERNATIONAL CORP | ORI | 680223104 | 5/28/2021 | RATIFY KPMG AS PUBLIC ACCOUNTING FIRM | ISSUER | FOR | FOR | |||||||
OLD REPUBLIC INTERNATIONAL CORP | ORI | 680223104 | 5/28/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 6/1/2021 | DIRECTOR JOHN M BRIGGS | ISSUER | FOR | FOR | |||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 6/1/2021 | DIRECTOR DIANE S CASEY | ISSUER | FOR | FOR | |||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 6/1/2021 | DIRECTOR DANIELA CASTAGNINO | ISSUER | FOR | FOR | |||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 6/1/2021 | DIRECTOR ROBERT L FROME | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 6/1/2021 | DIRECTOR LAURA GRANT | ISSUER | FOR | FOR | |||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 6/1/2021 | DIRECTOR JOHN J MCFADDEN | ISSUER | FOR | FOR | |||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 6/1/2021 | DIRECTOR DINO D OTTAVIANO | ISSUER | FOR | FOR | |||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 6/1/2021 | DIRECTOR JUDE VISCONTO | ISSUER | FOR | FOR | |||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 6/1/2021 | DIRECTOR THEODORE WAHL | ISSUER | FOR | FOR | |||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 6/1/2021 | RATIFY GRANT THORNTON AS PUBLIC ACCOUNTING FIRM | ISSUER | FOR | FOR | |||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 6/1/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
COGNIZANT TECHNOLOGY SOLUTIONS | CTSH | 192446102 | 6/1/2021 | DIRECTOR ZEIN ABDALLA | ISSUER | FOR | FOR | |||||||
COGNIZANT TECHNOLOGY SOLUTIONS | CTSH | 192446102 | 6/1/2021 | DIRECTOR VINITA BALI | ISSUER | FOR | FOR | |||||||
COGNIZANT TECHNOLOGY SOLUTIONS | CTSH | 192446102 | 6/1/2021 | DIRECTOR MAUREEN BREAKIRONS-EVANS | ISSUER | FOR | FOR | |||||||
COGNIZANT TECHNOLOGY SOLUTIONS | CTSH | 192446102 | 6/1/2021 | DIRECTOR ARCHANA DESKUS | ISSUER | FOR | FOR | |||||||
COGNIZANT TECHNOLOGY SOLUTIONS | CTSH | 192446102 | 6/1/2021 | DIRECTOR JOHN M DINEEN | ISSUER | FOR | FOR | |||||||
COGNIZANT TECHNOLOGY SOLUTIONS | CTSH | 192446102 | 6/1/2021 | DIRECTOR BRIAN HUMPHIES | ISSUER | FOR | FOR | |||||||
COGNIZANT TECHNOLOGY SOLUTIONS | CTSH | 192446102 | 6/1/2021 | DIRECTOR LEON S MACKAY JR | ISSUER | FOR | FOR | |||||||
COGNIZANT TECHNOLOGY SOLUTIONS | CTSH | 192446102 | 6/1/2021 | DIRECCTOR MICHAEL PATSALOS-FOX | ISSUER | FOR | FOR | |||||||
COGNIZANT TECHNOLOGY SOLUTIONS | CTSH | 192446102 | 6/1/2021 | DIRECTOR JOSEPH M VELLI | ISSUER | FOR | FOR | |||||||
COGNIZANT TECHNOLOGY SOLUTIONS | CTSH | 192446102 | 6/1/2021 | DIRECTOR SANDRA S WIJNBERG | ISSUER | FOR | FOR | |||||||
COGNIZANT TECHNOLOGY SOLUTIONS | CTSH | 192446102 | 6/1/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
COGNIZANT TECHNOLOGY SOLUTIONS | CTSH | 192446102 | 6/1/2021 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | FOR | FOR | |||||||
COGNIZANT TECHNOLOGY SOLUTIONS | CTSH | 192446102 | 6/1/2021 | ACT BY WRITTEN CONSENT | SHAREHOLDER | AGAINST | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/2/2021 | DIRECTOR LAURA ALBER | ISSUER | FOR | FOR | |||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/2/2021 | DIRECTOR ESI EGGLESTON BRACEY | ISSUER | FOR | FOR | |||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/2/2021 | DIRECTOR SCOTT DAHNKE, CHAIR | ISSUER | FOR | FOR | |||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/2/2021 | DIRECTOR ANNE MULCAHY | ISSUER | FOR | FOR | |||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/2/2021 | DIRECTOR WILLIAM READY | ISSUER | FOR | FOR | |||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/2/2021 | DIRECTOR SABRINA SIMMONS | ISSUER | FOR | FOR | |||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/2/2021 | DIRECTOR FRITS VAN PAASSCHEN | ISSUER | FOR | FOR | |||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/2/2021 | LONG TERM INCENTIVE PLAN | ISSUER | FOR | FOR | |||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/2/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/2/2021 | RATIFY DELOITTE & TOUCHE | ISSUER | FOR | FOR | |||||||
EL POLLO LOCO HOLDINGS INC | LOCO | 268603107 | 6/8/2021 | DIRECTOR BERNARD ACOCA | ISSUER | FOR | FOR | |||||||
EL POLLO LOCO HOLDINGS INC | LOCO | 268603107 | 6/8/2021 | DIRECTOR CAROL “LILI“LYNTON | ISSUER | FOR | FOR | |||||||
EL POLLO LOCO HOLDINGS INC | LOCO | 268603107 | 6/8/2021 | DIRECTOR MICHAEL G MASELLI | ISSUER | FOR | FOR | |||||||
EL POLLO LOCO HOLDINGS INC | LOCO | 268603107 | 6/8/2021 | RATIFY BDO AS PUBLIC ACCOUNTING FIRM | ISSUER | FOR | FOR | |||||||
EL POLLO LOCO HOLDINGS INC | LOCO | 268603107 | 6/8/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
EL POLLO LOCO HOLDINGS INC | LOCO | 268603107 | 6/8/2021 | EQUITY INCENTIVE PLAN | ISSUER | FOR | FOR | |||||||
TARGET CORP | TGT | 87612E106 | 6/9/2021 | DIRECTOR DOUGLAS M BAKER JT | ISSUER | FOR | FOR | |||||||
TARGET CORP | TGT | 87612E106 | 6/9/2021 | DIRECTOR GEORGE S BARRETT | ISSUER | FOR | FOR | |||||||
TARGET CORP | TGT | 87612E106 | 6/9/2021 | DIRECTOR BRIAN C CORNELL | ISSUER | FOR | FOR | |||||||
TARGET CORP | TGT | 87612E106 | 6/9/2021 | DIRECTOR ROBERT L EDWARDS | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
TARGET CORP | TGT | 87612E106 | 6/9/2021 | DIRECTOR MELANIE L HEALEY | ISSUER | FOR | FOR | |||||||
TARGET CORP | TGT | 87612E106 | 6/9/2021 | DIRECTOR DONALD R KNAUSS | ISSUER | FOR | FOR | |||||||
TARGET CORP | TGT | 87612E106 | 6/9/2021 | DIRECTOR CHRISTINE A LEAHY | ISSUER | FOR | FOR | |||||||
TARGET CORP | TGT | 87612E106 | 6/9/2021 | DIRECTOR MONICA C LOZANO | ISSUER | FOR | FOR | |||||||
TARGET CORP | TGT | 87612E106 | 6/9/2021 | DIRECTOR MARY E MINNICK | ISSUER | FOR | FOR | |||||||
TARGET CORP | TGT | 87612E106 | 6/9/2021 | DIRECTOR DERICA W RICE | ISSUER | FOR | FOR | |||||||
TARGET CORP | TGT | 87612E106 | 6/9/2021 | DIRECTOR KENNETH L SALAZAR | ISSUER | FOR | FOR | |||||||
TARGET CORP | TGT | 87612E106 | 6/9/2021 | DIRECTOR DMITRI L STOCKTON | ISSUER | FOR | FOR | |||||||
TARGET CORP | TGT | 87612E106 | 6/9/2021 | RATIFY ERNST & YOUNG AS AUDITOR | ISSUER | FOR | FOR | |||||||
TARGET CORP | TGT | 87612E106 | 6/9/2021 | EXECUTIVE COMPENSATION | ISSUER | FOR | FOR | |||||||
TARGET CORP | TGT | 87612E106 | 6/9/2021 | REMOVE SHAREHOLDER GROUP LIMIT | SHAREHOLDER | AGAINST | FOR | |||||||
METLIFE | MET | 59156R108 | 6/15/2021 | DIRECTOR CHERYL W GRISE | ISSUER | FOR | FOR | |||||||
METLIFE | MET | 59156R108 | 6/15/2021 | DIRECTOR CARLOS M GUTIERREZ | ISSUER | FOR | FOR | |||||||
METLIFE | MET | 59156R108 | 6/15/2021 | DIRECTOR GERALD L HASSELL | ISSUER | FOR | FOR | |||||||
METLIFE | MET | 59156R108 | 6/15/2021 | DIRECTOR DAVID L HERZOG | ISSUER | FOR | FOR | |||||||
METLIFE | MET | 59156R108 | 6/15/2021 | DIRECTOR R GLENN HUBBARD PhD | ISSUER | FOR | FOR | |||||||
METLIFE | MET | 59156R108 | 6/15/2021 | DIRECTOR EDWARD J KELLY III | ISSUER | FOR | FOR | |||||||
METLIFE | MET | 59156R108 | 6/15/2021 | DIRECTOR WILLIAM E KENNARD | ISSUER | FOR | FOR | |||||||
METLIFE | MET | 59156R108 | 6/15/2021 | DIRECTOR MACHEL A KHALAF | ISSUER | FOR | FOR | |||||||
METLIFE | MET | 59156R108 | 6/15/2021 | DIRECTOR CATHERINE R KINNEY | ISSUER | FOR | FOR |
Monongahela Capital Management
All Cap Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
NAME OF | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | How Vote was | FOR/ | |||||||
METLIFE | MET | 59156R108 | 6/15/2021 | DIRECTOR DIANA L MCKENZIE | ISSUER | FOR | FOR | |||||||
METLIFE | MET | 59156R108 | 6/15/2021 | DIRECTOR DENISE M MORRISON | ISSUER | FOR | FOR | |||||||
METLIFE | MET | 59156R108 | 6/15/2021 | DIRECTOR MARK A WEINBERGER | ISSUER | FOR | FOR | |||||||
METLIFE | MET | 59156R108 | 6/15/2021 | RATIFY DELOITTE & TOUCHE | ISSUER | FOR | FOR | |||||||
METLIFE | MET | 59156R108 | 6/15/2021 | EXECUTIVE COMPENSATION | ISSUER | AGAINST | AGAINST | |||||||
IIVI INC | IIVI | 902104108 | 6/24/2021 | ISSUE STOCK PER MERGER | ISSUER | AGAINST | AGAINST | |||||||
IIVI INC | IIVI | 902104108 | 6/24/2021 | ADJOURNMENT | ISSUER | AGAINST | AGAINST |
Auxier Focus Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
58.com | WUBA | 31680q104 | 9/7/2020 | merger | M | Y | for | with | ||||||||||
58.com | WUBA | 31680q104 | 9/7/2020 | directors to effect merger | M | Y | for | with | ||||||||||
58.com | WUBA | 31680q104 | 9/7/2020 | general meeting be adjourned | M | Y | for | with | ||||||||||
Unilever | UN | 904784709 | 9/21/2020 | unification | M | Y | for | none | ||||||||||
Unilever | UN | 904784709 | 9/21/2020 | approve unification | M | Y | for | none | ||||||||||
Unilever | UN | 904784709 | 9/21/2020 | discharge directors | M | Y | for | none | ||||||||||
Unilever | UN | 904784709 | 9/21/2020 | discharge non-directors | M | Y | for | none | ||||||||||
FedEx Corp | FDX | 31428x106 | 9/21/2020 | directors | M | Y | for | with | ||||||||||
FedEx Corp | FDX | 31428x106 | 9/21/2020 | �� | executive compensation | M | Y | for | with | |||||||||
FedEx Corp | FDX | 31428x106 | 9/21/2020 | auditors | M | Y | for | with | ||||||||||
FedEx Corp | FDX | 31428x106 | 9/21/2020 | lobbying | S | Y | against | with | ||||||||||
FedEx Corp | FDX | 31428x106 | 9/21/2020 | political disclosure | S | Y | against | with | ||||||||||
FedEx Corp | FDX | 31428x106 | 9/21/2020 | employee rep | S | Y | against | with | ||||||||||
FedEx Corp | FDX | 31428x106 | 9/21/2020 | written consent | S | Y | against | with | ||||||||||
FedEx Corp | FDX | 31428x106 | 9/21/2020 | ESG metrics | S | Y | against | with | ||||||||||
Lamb Weston | LW | 513272104 | 9/24/2020 | directors | M | Y | for | with | ||||||||||
Lamb Weston | LW | 513272104 | 9/24/2020 | executive compensation | M | Y | for | with | ||||||||||
Lamb Weston | LW | 513272104 | 9/24/2020 | auditors | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | reports & accts | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | directors renuneration report | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | directors renuneration policy | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | final dividend | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | directors | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | reaapoint auditors | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | renumeration auditors | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | political donations | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | allot shares | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | amend 2001 share incentive | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | adopt 202 sharesave plan | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | adopt deferred bounus plan | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | establish international share plan | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | pre-emption rights | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | purchase own shares | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | reduced notice of general meeting | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | new articles of association | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/28/2020 | share buy backs | M | Y | for | with | ||||||||||
Procter & Gamble Company | PG | 742718109 | 10/13/2020 | directors | M | Y | for | with | ||||||||||
Procter & Gamble Company | PG | 742718109 | 10/13/2020 | executive compensation | M | Y | for | with | ||||||||||
Procter & Gamble Company | PG | 742718109 | 10/13/2020 | auditors | M | Y | for | with | ||||||||||
Procter & Gamble Company | PG | 742718109 | 10/13/2020 | international stock ownership plan | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Procter & Gamble Company | PG | 742718109 | 10/13/2020 | eliminate deforstation | S | Y | against | with | ||||||||||
Procter & Gamble Company | PG | 742718109 | 10/13/2020 | diversity | S | Y | against | with | ||||||||||
Becle, SAB | BCCLF | p0929y106 | 11/3/2020 | directors | M | Y | for | with | ||||||||||
Microsoft Corp | MSFT | 594918104 | 12/2/2020 | directors | M | Y | for | with | ||||||||||
Microsoft Corp | MSFT | 594918104 | 12/2/2020 | executive compensation | M | Y | for | with | ||||||||||
Microsoft Corp | MSFT | 594918104 | 12/2/2020 | auditors | M | Y | for | with | ||||||||||
Microsoft Corp | MSFT | 594918104 | 12/2/2020 | employee rep | S | Y | against | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 11/27/2020 | distribution of dividend | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 11/27/2020 | shareholder proposals | M | Y | for | with | ||||||||||
Credit Suisse | CS | 225401108 | 11/27/2020 | directors proposals | M | Y | for | with | ||||||||||
Arcos Dorados | ARCO | G0457f107 | 11/20/2020 | directors | M | N | ||||||||||||
Arcos Dorados | ARCO | G0457f107 | 11/20/2020 | auditors | M | N | ||||||||||||
Arcos Dorados | ARCO | G0457f107 | 11/20/2020 | appointment and renumeration of auditors | M | N | ||||||||||||
Cisco Systems | CSCO | 17275R102 | 12/10/2020 | directors | M | Y | for | with | ||||||||||
Cisco Systems | CSCO | 17275R102 | 12/10/2020 | reincorporation | M | Y | for | with | ||||||||||
Cisco Systems | CSCO | 17275R102 | 12/10/2020 | stock incentive plan | M | Y | for | with | ||||||||||
Cisco Systems | CSCO | 17275R102 | 12/10/2020 | executive compensation | M | Y | for | with | ||||||||||
Cisco Systems | CSCO | 17275R102 | 12/10/2020 | auditors | M | Y | for | with | ||||||||||
Cisco Systems | CSCO | 17275R102 | 12/10/2020 | independent board chair | S | Y | against | with | ||||||||||
Medtronic | MDT | G5960L103 | 12/11/2020 | directors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Medtronic | MDT | G5960L103 | 12/11/2020 | auditors | M | Y | for | with | ||||||||||
Medtronic | MDT | G5960L103 | 12/11/2020 | executive compensation | M | Y | for | with | ||||||||||
Medtronic | MDT | G5960L103 | 12/11/2020 | issue shares | M | Y | for | with | ||||||||||
Medtronic | MDT | G5960L103 | 12/11/2020 | pre-emption rights | M | Y | for | with | ||||||||||
Medtronic | MDT | G5960L103 | 12/11/2020 | overseas share purchases | M | Y | for | with | ||||||||||
ConocoPhillips | COP | 20825c104 | 1/15/2021 | merger | M | Y | for | with | ||||||||||
Becton Dickinson | BDX | 075887109 | 1/26/2021 | directors | M | Y | for | with | ||||||||||
Becton Dickinson | BDX | 075887109 | 1/26/2021 | auditors | M | Y | for | with | ||||||||||
Becton Dickinson | BDX | 075887109 | 1/26/2021 | executive compensation | M | Y | for | with | ||||||||||
Becton Dickinson | BDX | 075887109 | 1/26/2021 | special shareholder meetings | S | Y | against | with | ||||||||||
Visa Inc. | V | 92826C839 | 1/26/2021 | directors | M | Y | for | with | ||||||||||
Visa Inc. | V | 92826C839 | 1/26/2021 | auditors | M | Y | for | with | ||||||||||
Visa Inc. | V | 92826C839 | 1/26/2021 | executive compensation | M | Y | for | with | ||||||||||
Visa Inc. | V | 92826C839 | 1/26/2021 | incentive plan | M | Y | for | with | ||||||||||
Visa Inc. | V | 92826C839 | 1/26/2021 | special meeting rights | M | Y | for | with | ||||||||||
Visa Inc. | V | 92826C839 | 1/26/2021 | written consent | S | Y | against | with | ||||||||||
Visa Inc. | V | 92826C839 | 1/26/2021 | amend executive compensation | S | Y | against | with | ||||||||||
Sally Beauty | SBH | 79546e104 | 1/28/2021 | directors | M | Y | for | with | ||||||||||
Sally Beauty | SBH | 79546e104 | 1/28/2021 | executive compensation | M | Y | for | with | ||||||||||
Sally Beauty | SBH | 79546e104 | 1/28/2021 | auditors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
D.R. Horton | DHI | 23331a109 | 1/20/2021 | directors | M | Y | for | with | ||||||||||
D.R. Horton | DHI | 23331a109 | 1/20/2021 | executive compensation | M | Y | for | with | ||||||||||
D.R. Horton | DHI | 23331a109 | 1/20/2021 | auditors | M | Y | for | with | ||||||||||
Franklin Resources | BEN | 354613101 | 2/9/2021 | directors | M | Y | for | with | ||||||||||
Franklin Resources | BEN | 354613101 | 2/9/2021 | executive compensation | M | Y | for | with | ||||||||||
Franklin Resources | BEN | 354613101 | 2/9/2021 | auditors | M | Y | for | with | ||||||||||
Bank of NY | BK | 064058100 | 4/13/2021 | directors | M | Y | for | with | ||||||||||
Bank of NY | BK | 064058100 | 4/13/2021 | executive compensation | M | Y | for | with | ||||||||||
Bank of NY | BK | 064058100 | 4/13/2021 | auditors | M | Y | for | with | ||||||||||
Bank of NY | BK | 064058100 | 4/13/2021 | written consent | S | Y | against | with | ||||||||||
Celanese Corp | CE | 150870103 | 4/15/2021 | directors | M | Y | for | with | ||||||||||
Celanese Corp | CE | 150870103 | 4/15/2021 | executive compensation | M | Y | for | with | ||||||||||
Celanese Corp | CE | 150870103 | 4/15/2021 | auditors | M | Y | for | with | ||||||||||
Colliers Intl Group | CIGI | 194693107 | 4/14/2021 | directors | M | Y | for | with | ||||||||||
Colliers Intl Group | CIGI | 194693107 | 4/14/2021 | auditors | M | Y | for | with | ||||||||||
Colliers Intl Group | CIGI | 194693107 | 4/14/2021 | amend stock option plan | M | Y | for | with | ||||||||||
Colliers Intl Group | CIGI | 194693107 | 4/14/2021 | executive compensation | M | Y | for | with | ||||||||||
Colliers Intl Group | CIGI | 194693107 | 4/14/2021 | subbordinate voting shares | M | Y | for | with | ||||||||||
Dow Inc. | DOW | 260557103 | 4/14/2021 | directors | M | Y | for | with | ||||||||||
Dow Inc. | DOW | 260557103 | 4/14/2021 | executive compensation | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Dow Inc. | DOW | 260557103 | 4/14/2021 | stock incentive plan | M | Y | for | with | ||||||||||
Dow Inc. | DOW | 260557103 | 4/14/2021 | employee stock purchase | M | Y | for | with | ||||||||||
Dow Inc. | DOW | 260557103 | 4/14/2021 | auditors | M | Y | for | with | ||||||||||
Dow Inc. | DOW | 260557103 | 4/14/2021 | written consent | S | Y | against | with | ||||||||||
US Bancorp | USB | 902973304 | 4/20/2021 | directors | M | Y | for | with | ||||||||||
US Bancorp | USB | 902973304 | 4/20/2021 | auditors | M | Y | for | with | ||||||||||
US Bancorp | USB | 902973304 | 4/20/2021 | executive compensation | M | Y | for | with | ||||||||||
Coca-Cola Company | KO | 191216100 | 4/20/2021 | directors | M | Y | for | with | ||||||||||
Coca-Cola Company | KO | 191216100 | 4/20/2021 | auditors | M | Y | for | with | ||||||||||
Coca-Cola Company | KO | 191216100 | 4/20/2021 | executive compensation | M | Y | for | with | ||||||||||
Coca-Cola Company | KO | 191216100 | 4/20/2021 | sugar & public health | S | Y | against | with | ||||||||||
Bank of America | BAC | 060505104 | 4/20/2021 | directors | M | Y | for | with | ||||||||||
Bank of America | BAC | 060505104 | 4/20/2021 | auditors | M | Y | for | with | ||||||||||
Bank of America | BAC | 060505104 | 4/20/2021 | executive compensation | M | Y | for | with | ||||||||||
Bank of America | BAC | 060505104 | 4/20/2021 | employee equity plan | M | Y | for | with | ||||||||||
Bank of America | BAC | 060505104 | 4/20/2021 | proxy access | S | Y | against | with | ||||||||||
Bank of America | BAC | 060505104 | 4/20/2021 | written consent | S | Y | against | with | ||||||||||
Bank of America | BAC | 060505104 | 4/20/2021 | change in orginizational form | �� | S | Y | against | with | |||||||||
Bank of America | BAC | 060505104 | 4/20/2021 | racial equity audit | S | Y | against | with | ||||||||||
The Boeing Company | BA | 097023105 | 4/20/2021 | directors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
The Boeing Company | BA | 097023105 | 4/20/2021 | auditors | M | Y | for | with | ||||||||||
The Boeing Company | BA | 097023105 | 4/20/2021 | executive compensation | M | Y | for | with | ||||||||||
The Boeing Company | BA | 097023105 | 4/20/2021 | lobbying | S | Y | against | with | ||||||||||
The Boeing Company | BA | 097023105 | 4/20/2021 | written consent | S | Y | against | with | ||||||||||
Pfizer Inc. | PFE | 717081103 | 4/22/2021 | directors | M | Y | for | with | ||||||||||
Pfizer Inc. | PFE | 717081103 | 4/22/2021 | auditors | M | Y | for | with | ||||||||||
Pfizer Inc. | PFE | 717081103 | 4/22/2021 | executive compensation | M | Y | for | with | ||||||||||
Pfizer Inc. | PFE | 717081103 | 4/22/2021 | independent board chair | S | Y | against | with | ||||||||||
Pfizer Inc. | PFE | 717081103 | 4/22/2021 | political spending | S | Y | against | with | ||||||||||
Pfizer Inc. | PFE | 717081103 | 4/22/2021 | access to COVID 19 products | S | Y | against | with | ||||||||||
Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | directors | M | Y | for | with | ||||||||||
Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | auditors | M | Y | for | with | ||||||||||
Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | executive compensation | M | Y | for | with | ||||||||||
Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | access to COVID 19 products | S | Y | against | with | ||||||||||
Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | independent board chair | S | Y | against | with | ||||||||||
Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | civil rights audit | S | Y | against | with | ||||||||||
Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | executive compensation bonus deferral | S | Y | against | with | ||||||||||
Telefonica | TEF | 879382208 | 4/21/2021 | annual accts | M | Y | for | with | ||||||||||
Telefonica | TEF | 879382208 | 4/21/2021 | non-financial info | M | Y | for | with | ||||||||||
Telefonica | TEF | 879382208 | 4/21/2021 | management directors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Telefonica | TEF | 879382208 | 4/21/2021 | profit/losses | M | Y | for | with | ||||||||||
Telefonica | TEF | 879382208 | 4/21/2021 | auditors | M | Y | for | with | ||||||||||
Telefonica | TEF | 879382208 | 4/21/2021 | directors | M | Y | for | no recommendation | ||||||||||
Telefonica | TEF | 879382208 | 4/21/2021 | reduction of share capital | M | Y | for | no recommendation | ||||||||||
Telefonica | TEF | 879382208 | 4/21/2021 | scrip dividend | M | Y | for | no recommendation | ||||||||||
Abbott Laboratories | ABT | 002824100 | 4/23/2021 | directors | M | Y | for | with | ||||||||||
Abbott Laboratories | ABT | 002824100 | 4/23/2021 | auditors | M | Y | for | with | ||||||||||
Abbott Laboratories | ABT | 002824100 | 4/23/2021 | executive compensation | M | Y | for | with | ||||||||||
Abbott Laboratories | ABT | 002824100 | 4/23/2021 | eliminate supermajority voting | M | Y | for | with | ||||||||||
Abbott Laboratories | ABT | 002824100 | 4/23/2021 | lobbying | S | Y | against | with | ||||||||||
Abbott Laboratories | ABT | 002824100 | 4/23/2021 | racial justice | S | Y | against | with | ||||||||||
Abbott Laboratories | ABT | 002824100 | 4/23/2021 | independent board chair | S | Y | against | with | ||||||||||
Americal Movil | AMX | 02364w105 | 4/26/2021 | directors | M | N | ||||||||||||
Americal Movil | AMX | 02364w105 | 4/26/2021 | appointment of delegates | M | N | ||||||||||||
Raytheon Technologies | RTX | 75513e101 | 4/26/2021 | directors | M | Y | for | with | ||||||||||
Raytheon Technologies | RTX | 75513e101 | 4/26/2021 | executive compensation | M | Y | for | with | ||||||||||
Raytheon Technologies | RTX | 75513e101 | 4/26/2021 | auditors | M | Y | for | with | ||||||||||
Raytheon Technologies | RTX | 75513e101 | 4/26/2021 | incentive plan | M | Y | for | with | ||||||||||
Raytheon Technologies | RTX | 75513e101 | 4/26/2021 | long term incentive plan | M | Y | for | with | ||||||||||
Raytheon Technologies | RTX | 75513e101 | 4/26/2021 | proxy access | S | Y | against | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Cigna Corp | CI | 125523100 | 4/28/2021 | directors | M | Y | for | with | ||||||||||
Cigna Corp | CI | 125523100 | 4/28/2021 | executive compensation | M | Y | for | with | ||||||||||
Cigna Corp | CI | 125523100 | 4/28/2021 | auditors | M | Y | for | with | ||||||||||
Cigna Corp | CI | 125523100 | 4/28/2021 | long term incentive plan | M | Y | for | with | ||||||||||
Cigna Corp | CI | 125523100 | 4/28/2021 | written consent | S | Y | against | with | ||||||||||
Cigna Corp | CI | 125523100 | 4/28/2021 | gender pay gap | S | Y | against | with | ||||||||||
Cigna Corp | CI | 125523100 | 4/28/2021 | ideology disclosure | S | Y | against | with | ||||||||||
Citigroup Inc. | C | 172967424 | 4/27/2021 | directors | M | Y | for | with | ||||||||||
Citigroup Inc. | C | 172967424 | 4/27/2021 | executive compensation | M | Y | for | with | ||||||||||
Citigroup Inc. | C | 172967424 | 4/27/2021 | auditors | M | Y | for | with | ||||||||||
Citigroup Inc. | C | 172967424 | 4/27/2021 | long term incentive plan | M | Y | for | with | ||||||||||
Citigroup Inc. | C | 172967424 | 4/27/2021 | proxy access | S | Y | against | with | ||||||||||
Citigroup Inc. | C | 172967424 | 4/27/2021 | independent board chair | S | Y | against | with | ||||||||||
Citigroup Inc. | C | 172967424 | 4/27/2021 | non-management employee as director | S | Y | against | with | ||||||||||
Wells Fargo & Co | WFC | 949746101 | 4/27/2021 | directors | M | Y | for | with | ||||||||||
Wells Fargo & Co | WFC | 949746102 | 4/27/2021 | executive compensation | M | Y | for | with | ||||||||||
Wells Fargo & Co | WFC | 949746103 | 4/27/2021 | auditors | M | Y | for | with | ||||||||||
Wells Fargo & Co | WFC | 949746104 | 4/27/2021 | proxy access | S | Y | against | with | ||||||||||
Wells Fargo & Co | WFC | 949746105 | 4/27/2021 | public benefit company | S | Y | against | with | ||||||||||
Wells Fargo & Co | WFC | 949746106 | 4/27/2021 | incentive based compensation | S | Y | against | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Wells Fargo & Co | WFC | 949746107 | 4/27/2021 | racial equity audit | S | Y | against | with | ||||||||||
Ameriprise Financial | AMP | 03076c106 | 4/28/2021 | directors | M | Y | for | with | ||||||||||
Ameriprise Financial | AMP | 03076c106 | 4/28/2021 | executive compensation | M | Y | for | with | ||||||||||
Ameriprise Financial | AMP | 03076c106 | 4/28/2021 | auditors | M | Y | for | with | ||||||||||
Dupont De Nemours | DD | 26614N102 | 4/28/2021 | directors | M | Y | for | with | ||||||||||
Dupont De Nemours | DD | 26614N102 | 4/28/2021 | executive compensation | M | Y | for | with | ||||||||||
Dupont De Nemours | DD | 26614N102 | 4/28/2021 | auditors | M | Y | for | with | ||||||||||
Dupont De Nemours | DD | 26614N102 | 4/28/2021 | decrease stockholder threshold | M | Y | for | with | ||||||||||
Dupont De Nemours | DD | 26614N102 | 4/28/2021 | written consent | S | Y | against | with | ||||||||||
Dupont De Nemours | DD | 26614N102 | 4/28/2021 | EEO-1 data | S | Y | against | with | ||||||||||
Dupont De Nemours | DD | 26614N102 | 4/28/2021 | plastic pollution | S | Y | against | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/28/2021 | 2020 annual report | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/28/2021 | directors renumeration | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/28/2021 | auditors renumeration | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/28/2021 | directors | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/28/2021 | allot shares | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/28/2021 | disapply pre-emption rights | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/28/2021 | purchase shares | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/28/2021 | political expenditures | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/28/2021 | general meetings | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Central Pacific Financial | CPF | 154760409 | 4/29/2021 | directors | M | Y | for | with | ||||||||||
Central Pacific Financial | CPF | 154760409 | 4/29/2021 | executive compensation | M | Y | for | with | ||||||||||
Central Pacific Financial | CPF | 154760409 | 4/29/2021 | auditors | M | Y | for | with | ||||||||||
Corning Inc. | GLW | 219350105 | 4/29/2021 | directors | M | Y | for | with | ||||||||||
Corning Inc. | GLW | 219350105 | 4/29/2021 | executive compensation | M | Y | for | with | ||||||||||
Corning Inc. | GLW | 219350105 | 4/29/2021 | auditors | M | Y | for | with | ||||||||||
Corning Inc. | GLW | 219350105 | 4/29/2021 | long term incentive plan | M | Y | for | with | ||||||||||
Valero Energy Corp | VLO | 91913y100 | 4/29/2021 | directors | M | Y | for | with | ||||||||||
Valero Energy Corp | VLO | 91913y100 | 4/29/2021 | executive compensation | M | Y | for | with | ||||||||||
Valero Energy Corp | VLO | 91913y100 | 4/29/2021 | auditors | M | Y | for | with | ||||||||||
MSCI Inc | MSCI | 55354g100 | 4/26/2021 | directors | M | Y | for | with | ||||||||||
MSCI Inc | MSCI | 55354g100 | 4/26/2021 | executive compensation | M | Y | for | with | ||||||||||
MSCI Inc | MSCI | 55354g100 | 4/26/2021 | auditors | M | Y | for | with | ||||||||||
Domino’s Pizza Inc | DPZ | 25754a201 | 4/26/2021 | directors | M | Y | for | with | ||||||||||
Domino’s Pizza Inc | DPZ | 25754a201 | 4/26/2021 | executive compensation | M | Y | for | with | ||||||||||
Domino’s Pizza Inc | DPZ | 25754a201 | 4/26/2021 | auditors | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2021 | 2020 compensation report | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2021 | 2020 management report | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2021 | discharge board | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2021 | retained earnings | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2021 | authorized capital | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2021 | directors | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2021 | board compensation | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2021 | S/T incentive | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2021 | fixed compensation | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2021 | L/T compensation | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2021 | auditors | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2021 | special auditors | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2021 | independent proxy | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2021 | shareholder proposals | S | Y | against | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2021 | board proposals | M | Y | for | with | ||||||||||
Arcos Dorados Holdings | ARCO | g0457f107 | 4/28/2021 | directors | M | Y | for | with | ||||||||||
Arcos Dorados Holdings | ARCO | g0457f107 | 4/28/2021 | executive compensation | M | Y | for | with | ||||||||||
Arcos Dorados Holdings | ARCO | g0457f107 | 4/28/2021 | auditors | M | Y | for | with | ||||||||||
Berkshire Hathaway, inc. | BRK.B | 084670702 | 5/1/2021 | directors | M | Y | for | with | ||||||||||
Berkshire Hathaway, inc. | BRK.B | 084670702 | 5/1/2021 | climate related risks | S | Y | against | with | ||||||||||
Berkshire Hathaway, inc. | BRK.B | 084670702 | 5/1/2021 | diversity | S | Y | against | with | ||||||||||
Aflac Inc. | AFL | 001055102 | 5/3/2021 | directors | M | Y | for | with | ||||||||||
Aflac Inc. | AFL | 001055102 | 5/3/2021 | executive compensation | M | Y | for | with | ||||||||||
Aflac Inc. | AFL | 001055102 | 5/3/2021 | auditors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
International Flavors & Fragances | IFF | 459506101 | 5/5/2021 | directors | M | Y | for | with | ||||||||||
International Flavors & Fragances | IFF | 459506101 | 5/5/2021 | executive compensation | M | Y | for | with | ||||||||||
International Flavors & Fragances | IFF | 459506101 | 5/5/2021 | auditors | M | Y | for | with | ||||||||||
International Flavors & Fragances | IFF | 459506101 | 5/5/2021 | 2021 stock incentive plan | M | Y | for | with | ||||||||||
Pepsico | PEP | 713448108 | 5/5/2021 | directors | M | Y | for | with | ||||||||||
Pepsico | PEP | 713448108 | 5/5/2021 | executive compensation | M | Y | for | with | ||||||||||
Pepsico | PEP | 713448108 | 5/5/2021 | auditors | M | Y | for | with | ||||||||||
Pepsico | PEP | 713448108 | 5/5/2021 | shareholer vote threshold | S | Y | against | with | ||||||||||
Pepsico | PEP | 713448108 | 5/5/2021 | sugar & public health | S | Y | against | with | ||||||||||
Pepsico | PEP | 713448108 | 5/5/2021 | external public health costs | S | Y | against | with | ||||||||||
Philip Morris Intl | PM | 718172109 | 5/5/2021 | directors | M | Y | for | with | ||||||||||
Philip Morris Intl | PM | 718172109 | 5/5/2021 | executive compensation | M | Y | for | with | ||||||||||
Philip Morris Intl | PM | 718172109 | 5/5/2021 | auditors | M | Y | for | with | ||||||||||
Unilever PLC | UL | 904767704 | 5/5/2021 | 2020 reports | M | Y | for | with | ||||||||||
Unilever PLC | UL | 904767704 | 5/5/2021 | directors renumeration report | M | Y | for | with | ||||||||||
Unilever PLC | UL | 904767704 | 5/5/2021 | directors renumeration policy | M | Y | for | with | ||||||||||
Unilever PLC | UL | 904767704 | 5/5/2021 | climate transition action plan | M | Y | for | with | ||||||||||
Unilever PLC | UL | 904767704 | 5/5/2021 | directors | M | Y | for | with | ||||||||||
Unilever PLC | UL | 904767704 | 5/5/2021 | auditors | M | Y | for | with | ||||||||||
Unilever PLC | UL | 904767704 | 5/5/2021 | fix renumeration of auditors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Unilever PLC | UL | 904767704 | 5/5/2021 | political donations | M | Y | for | with | ||||||||||
Unilever PLC | UL | 904767704 | 5/5/2021 | SHARES plan | M | Y | for | with | ||||||||||
Unilever PLC | UL | 904767704 | 5/5/2021 | issue shares | M | Y | for | with | ||||||||||
Unilever PLC | UL | 904767704 | 5/5/2021 | disapply pre-emption rights | M | Y | for | with | ||||||||||
Unilever PLC | UL | 904767704 | 5/5/2021 | disapply pre-emption rights for capital investment | M | Y | for | with | ||||||||||
Unilever PLC | UL | 904767704 | 5/5/2021 | share buyback | M | Y | for | with | ||||||||||
Unilever PLC | UL | 904767704 | 5/5/2021 | shorten notice period for meetings | M | Y | for | with | ||||||||||
Unilever PLC | UL | 904767704 | 5/5/2021 | adopt new articles | M | Y | for | with | ||||||||||
Unilever PLC | UL | 904767704 | 5/5/2021 | reduce share premium | M | Y | for | with | ||||||||||
Lincoln Educational Services | LINC | 533535100 | 5/6/2021 | directors | M | Y | for | with | ||||||||||
Lincoln Educational Services | LINC | 533535100 | 5/6/2021 | executive compensation | M | Y | for | with | ||||||||||
Lincoln Educational Services | LINC | 533535100 | 5/6/2021 | auditors | M | Y | for | with | ||||||||||
Corteva Inc. | CTVA | 22052L104 | 5/7/2021 | directors | M | Y | for | with | ||||||||||
Corteva Inc. | CTVA | 22052L104 | 5/7/2021 | executive compensation | M | Y | for | with | ||||||||||
Corteva Inc. | CTVA | 22052L104 | 5/7/2021 | auditors | M | Y | for | with | ||||||||||
Abbvie Inc. | ABBV | 00287y109 | 5/7/2021 | directors | M | Y | for | with | ||||||||||
Abbvie Inc. | ABBV | 00287y109 | 5/7/2021 | auditors | M | Y | for | with | ||||||||||
Abbvie Inc. | ABBV | 00287y109 | 5/7/2021 | executive compensation | M | Y | for | with | ||||||||||
Abbvie Inc. | ABBV | 00287y109 | 5/7/2021 | 2013 Stock incentive plan | M | Y | for | with | ||||||||||
Abbvie Inc. | ABBV | 00287y109 | 5/7/2021 | 2013 employee stock purchase | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Abbvie Inc. | ABBV | 00287y109 | 5/7/2021 | eliminate supermajority voting | M | Y | for | with | ||||||||||
Abbvie Inc. | ABBV | 00287y109 | 5/7/2021 | lobbying | S | Y | against | with | ||||||||||
Abbvie Inc. | ABBV | 00287y109 | 5/7/2021 | independent board chair | S | Y | against | with | ||||||||||
Yum Brands | YUM | 988498101 | 5/11/2021 | directors | M | Y | for | with | ||||||||||
Yum Brands | YUM | 988498101 | 5/11/2021 | executive compensation | M | Y | for | with | ||||||||||
Yum Brands | YUM | 988498101 | 5/11/2021 | auditors | M | Y | for | with | ||||||||||
Forrester Research | FORR | 346563109 | 5/11/2021 | directors | M | Y | for | with | ||||||||||
Forrester Research | FORR | 346563109 | 5/11/2021 | executive compensation | M | Y | for | with | ||||||||||
Forrester Research | FORR | 346563109 | 5/11/2021 | auditors | M | Y | for | with | ||||||||||
Conocophillips | COP | 20825c104 | 5/11/2021 | directors | M | Y | for | with | ||||||||||
Conocophillips | COP | 20825c104 | 5/11/2021 | executive compensation | M | Y | for | with | ||||||||||
Conocophillips | COP | 20825c104 | 5/11/2021 | auditors | M | Y | for | with | ||||||||||
Conocophillips | COP | 20825c104 | 5/11/2021 | simple majority vote | M | Y | for | with | ||||||||||
Conocophillips | COP | 20825c104 | 5/11/2021 | emission reduction | S | Y | against | with | ||||||||||
BP PLC | BP | 055622104 | 5/12/2021 | annual accts | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/12/2021 | directors renumeration report | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/12/2021 | directors | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/12/2021 | fix auditors report | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/12/2021 | political donations | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/12/2021 | scrip dividend | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
BP PLC | BP | 055622104 | 5/12/2021 | allot shares | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/12/2021 | allot shares for pre-emption rights | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/12/2021 | allot shares for additional pre-emption rights | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/12/2021 | company share purchase | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/12/2021 | call general meetings | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/12/2021 | climate change targets | S | Y | against | with | ||||||||||
American International Group | AIG | 026874784 | 5/12/2021 | directors | M | Y | for | with | ||||||||||
American International Group | AIG | 026874784 | 5/12/2021 | executive compensation | M | Y | for | with | ||||||||||
American International Group | AIG | 026874784 | 5/12/2021 | auditors | M | Y | for | with | ||||||||||
American International Group | AIG | 026874784 | 5/12/2021 | incentive plan | M | Y | for | with | ||||||||||
American International Group | AIG | 026874784 | 5/12/2021 | right to casll special meetings | S | Y | against | with | ||||||||||
Phillips 66 | PSX | 718546104 | 5/12/2021 | directors | M | Y | for | with | ||||||||||
Phillips 66 | PSX | 718546104 | 5/12/2021 | annual election of directors | M | Y | for | with | ||||||||||
Phillips 66 | PSX | 718546104 | 5/12/2021 | auditors | M | Y | for | with | ||||||||||
Phillips 66 | PSX | 718546104 | 5/12/2021 | executive comprnsation | M | Y | for | with | ||||||||||
Phillips 66 | PSX | 718546104 | 5/12/2021 | greenhouse gas emissions | S | Y | against | with | ||||||||||
Phillips 66 | PSX | 718546104 | 5/12/2021 | climate lobbying | S | Y | against | with | ||||||||||
United Parcel Service | UPS | 911312106 | 5/13/2021 | directors | M | Y | for | with | ||||||||||
United Parcel Service | UPS | 911312106 | 5/13/2021 | executive compensation | M | Y | for | with | ||||||||||
United Parcel Service | UPS | 911312106 | 5/13/2021 | incentive plan | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
United Parcel Service | UPS | 911312106 | 5/13/2021 | auditors | M | Y | for | with | ||||||||||
United Parcel Service | UPS | 911312106 | 5/13/2021 | lobbying | S | Y | against | with | ||||||||||
United Parcel Service | UPS | 911312106 | 5/13/2021 | reduce voting power class A shares | S | Y | against | with | ||||||||||
United Parcel Service | UPS | 911312106 | 5/13/2021 | climate report | S | Y | against | with | ||||||||||
United Parcel Service | UPS | 911312106 | 5/13/2021 | change to a public benefit corp | S | Y | against | with | ||||||||||
United Parcel Service | UPS | 911312106 | 5/13/2021 | diversity report | S | Y | against | with | ||||||||||
Union Pacific Corp | UNP | 907818108 | 5/13/2021 | directors | M | Y | for | with | ||||||||||
Union Pacific Corp | UNP | 907818108 | 5/13/2021 | auditors | M | Y | for | with | ||||||||||
Union Pacific Corp | UNP | 907818108 | 5/13/2021 | executive comprnsation | M | Y | for | with | ||||||||||
Union Pacific Corp | UNP | 907818108 | 5/13/2021 | 2021 stock incentive plan | M | Y | for | with | ||||||||||
Union Pacific Corp | UNP | 907818108 | 5/13/2021 | 2021employee stock purchase plan | M | Y | for | with | ||||||||||
Union Pacific Corp | UNP | 907818108 | 5/13/2021 | EEO-1 data | S | Y | against | with | ||||||||||
Union Pacific Corp | UNP | 907818108 | 5/13/2021 | diversity report | S | Y | against | with | ||||||||||
Union Pacific Corp | UNP | 907818108 | 5/13/2021 | emissions reduction plan | S | Y | against | with | ||||||||||
CVS Health Corp | CVS | 126650100 | 5/13/2021 | directors | M | Y | for | with | ||||||||||
CVS Health Corp | CVS | 126650100 | 5/13/2021 | auditors | M | Y | for | with | ||||||||||
CVS Health Corp | CVS | 126650100 | 5/13/2021 | executive compensation | M | Y | for | with | ||||||||||
CVS Health Corp | CVS | 126650100 | 5/13/2021 | written consent | S | Y | against | with | ||||||||||
CVS Health Corp | CVS | 126650100 | 5/13/2021 | independent board chair | S | Y | against | with | ||||||||||
Zimmer Biomet Holdings | ZBH | 98956p102 | 5/14/2021 | directors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Zimmer Biomet Holdings | ZBH | 98956p102 | 5/14/2021 | auditors | M | Y | for | with | ||||||||||
Zimmer Biomet Holdings | ZBH | 98956p102 | 5/14/2021 | executive compensation | M | Y | for | with | ||||||||||
Zimmer Biomet Holdings | ZBH | 98956p102 | 5/14/2021 | stock incentive plan | M | Y | for | with | ||||||||||
Zimmer Biomet Holdings | ZBH | 98956p102 | 5/14/2021 | non-employee directors | M | Y | for | with | ||||||||||
Zimmer Biomet Holdings | ZBH | 98956p102 | 5/14/2021 | deferred comp for non employee directors | M | Y | for | with | ||||||||||
Zimmer Biomet Holdings | ZBH | 98956p102 | 5/14/2021 | special meetings | M | Y | for | with | ||||||||||
Lumen Technologies | LUMN | 550241103 | 5/19/2021 | directors | M | Y | for | with | ||||||||||
Lumen Technologies | LUMN | 550241103 | 5/19/2021 | executive compensation | M | Y | for | with | ||||||||||
Lumen Technologies | LUMN | 550241103 | 5/19/2021 | auditors | M | Y | for | with | ||||||||||
Lumen Technologies | LUMN | 550241103 | 5/19/2021 | NOL rights plan | M | Y | for | with | ||||||||||
McDonald’s Corp | MCD | 580135101 | 5/20/2021 | directors | M | Y | for | with | ||||||||||
McDonald’s Corp | MCD | 580135101 | 5/20/2021 | executive compensation | M | Y | for | with | ||||||||||
McDonald’s Corp | MCD | 580135101 | 5/20/2021 | auditors | M | Y | for | with | ||||||||||
McDonald’s Corp | MCD | 580135101 | 5/20/2021 | sugar & public health | S | Y | against | with | ||||||||||
McDonald’s Corp | MCD | 580135101 | 5/20/2021 | antibotics and public health | S | Y | against | with | ||||||||||
McDonald’s Corp | MCD | 580135101 | 5/20/2021 | written consent | S | Y | against | with | ||||||||||
Altria Group | MO | 02209s103 | 5/20/2021 | directors | M | Y | for | with | ||||||||||
Altria Group | MO | 02209s103 | 5/20/2021 | executive compensation | M | Y | for | with | ||||||||||
Altria Group | MO | 02209s103 | 5/20/2021 | auditors | M | Y | for | with | ||||||||||
Altria Group | MO | 02209s103 | 5/20/2021 | tobacco prevention | S | Y | against | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Altria Group | MO | 02209s103 | 5/20/2021 | lobbying | S | Y | against | with | ||||||||||
The Mosiac Company | MOS | 61945C103 | 5/20/2021 | directors | M | Y | for | with | ||||||||||
The Mosiac Company | MOS | 61945C103 | 5/20/2021 | executive compensation | M | Y | for | with | ||||||||||
The Mosiac Company | MOS | 61945C103 | 5/20/2021 | auditors | M | Y | for | with | ||||||||||
The Mosiac Company | MOS | 61945C103 | 5/20/2021 | written consent | S | Y | against | with | ||||||||||
Cerner Corp | CERN | 156782104 | 5/19/2021 | directors | M | Y | for | with | ||||||||||
Cerner Corp | CERN | 156782104 | 5/19/2021 | executive compensation | M | Y | for | with | ||||||||||
Cerner Corp | CERN | 156782104 | 5/19/2021 | auditors | M | Y | for | with | ||||||||||
Cerner Corp | CERN | 156782104 | 5/19/2021 | eliminate supermajority voting | S | Y | against | with | ||||||||||
March & McLennan Companies | MMC | 571748102 | 5/20/2021 | directors | M | Y | for | with | ||||||||||
March & McLennan Companies | MMC | 571748102 | 5/20/2021 | executive compensation | M | Y | for | with | ||||||||||
March & McLennan Companies | MMC | 571748102 | 5/20/2021 | auditors | M | Y | for | with | ||||||||||
The Home Depot | HD | 437076102 | 5/20/2021 | directors | M | Y | for | with | ||||||||||
The Home Depot | HD | 437076102 | 5/20/2021 | executive compensation | M | Y | for | with | ||||||||||
The Home Depot | HD | 437076102 | 5/20/2021 | auditors | M | Y | for | with | ||||||||||
The Home Depot | HD | 437076102 | 5/20/2021 | written consent | S | Y | against | with | ||||||||||
The Home Depot | HD | 437076102 | 5/20/2021 | political donations | S | Y | against | with | ||||||||||
The Home Depot | HD | 437076102 | 5/20/2021 | prison labor in supply chain | S | Y | against | with | ||||||||||
The Travelers Companies | TRV | 89417E109 | 5/20/2021 | directors | M | N | ||||||||||||
The Travelers Companies | TRV | 89417E109 | 5/20/2021 | executive compensation | M | N |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
The Travelers Companies | TRV | 89417E109 | 5/20/2021 | auditors | M | N | ||||||||||||
The Travelers Companies | TRV | 89417E109 | 5/20/2021 | stock incentive plan | M | N | ||||||||||||
Quest Diagnostics Inc. | DGX | 74834L100 | 5/21/2021 | directors | M | Y | for | with | ||||||||||
Quest Diagnostics Inc. | DGX | 74834L100 | 5/21/2021 | executive compensation | M | Y | for | with | ||||||||||
Quest Diagnostics Inc. | DGX | 74834L100 | 5/21/2021 | auditors | M | Y | for | with | ||||||||||
Quest Diagnostics Inc. | DGX | 74834L100 | 5/21/2021 | written consent | S | Y | against | with | ||||||||||
Paypal Holdings | PYPL | 70450Y103 | 5/26/2021 | directors | M | Y | for | with | ||||||||||
Paypal Holdings | PYPL | 70450Y103 | 5/26/2021 | executive compensation | M | Y | for | with | ||||||||||
Paypal Holdings | PYPL | 70450Y103 | 5/26/2021 | auditors | M | Y | for | with | ||||||||||
Paypal Holdings | PYPL | 70450Y103 | 5/26/2021 | written consent | S | Y | against | with | ||||||||||
Paypal Holdings | PYPL | 70450Y103 | 5/26/2021 | workplace inclusion | S | Y | against | with | ||||||||||
Molson Coors Beverage Company | TAP | 60871r209 | 5/26/2021 | directors | M | Y | for | with | ||||||||||
Molson Coors Beverage Company | TAP | 60871r209 | 5/26/2021 | executive compensation | M | Y | for | with | ||||||||||
Anthem Inc | ANTM | 036752103 | 5/26/2021 | directors | M | Y | for | with | ||||||||||
Anthem Inc | ANTM | 036752103 | 5/26/2021 | executive compensation | M | Y | for | with | ||||||||||
Anthem Inc | ANTM | 036752103 | 5/26/2021 | auditors | M | Y | for | with | ||||||||||
Chevron Corp | CVX | 166764100 | 5/26/2021 | directors | M | Y | for | with | ||||||||||
Chevron Corp | CVX | 166764100 | 5/26/2021 | executive compensation | M | Y | for | with | ||||||||||
Chevron Corp | CVX | 166764100 | 5/26/2021 | auditors | M | Y | for | with | ||||||||||
Chevron Corp | CVX | 166764100 | 5/26/2021 | emissions reduction plan | S | Y | against | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Chevron Corp | CVX | 166764100 | 5/26/2021 | net zero 2050 scenario | S | Y | against | with | ||||||||||
Chevron Corp | CVX | 166764100 | 5/26/2021 | public benefit company | S | Y | against | with | ||||||||||
Chevron Corp | CVX | 166764100 | 5/26/2021 | lobbying | S | Y | against | with | ||||||||||
Chevron Corp | CVX | 166764100 | 5/26/2021 | independent chair | S | Y | against | with | ||||||||||
Chevron Corp | CVX | 166764100 | 5/26/2021 | special meetings | S | Y | against | with | ||||||||||
Facebook Inc. | FB | 30303m102 | 5/26/2021 | directors | M | Y | for | with | ||||||||||
Facebook Inc. | FB | 30303m102 | 5/26/2021 | executive compensation | M | Y | for | with | ||||||||||
Facebook Inc. | FB | 30303m102 | 5/26/2021 | auditors | M | Y | for | with | ||||||||||
Facebook Inc. | FB | 30303m102 | 5/26/2021 | dual class capital structure | S | Y | against | with | ||||||||||
Facebook Inc. | FB | 30303m102 | 5/26/2021 | independent chair | S | Y | against | with | ||||||||||
Facebook Inc. | FB | 30303m102 | 5/26/2021 | child exploitation | S | Y | against | with | ||||||||||
Facebook Inc. | FB | 30303m102 | 5/26/2021 | human/civil rights expert | S | Y | against | with | ||||||||||
Facebook Inc. | FB | 30303m102 | 5/26/2021 | platform misuse | S | Y | against | with | ||||||||||
Facebook Inc. | FB | 30303m102 | 5/26/2021 | public benefit company | S | Y | against | with | ||||||||||
Lowe’s Companies | LOW | 548661107 | 5/28/2021 | directors | M | Y | for | with | ||||||||||
Lowe’s Companies | LOW | 548661107 | 5/28/2021 | executive compensation | M | Y | for | with | ||||||||||
Lowe’s Companies | LOW | 548661107 | 5/28/2021 | auditors | M | Y | for | with | ||||||||||
Lowe’s Companies | LOW | 548661107 | 5/28/2021 | proxy access | S | Y | against | with | ||||||||||
Yum China Holdings | YUMC | 98850p109 | 5/27/2021 | directors | M | Y | for | with | ||||||||||
Yum China Holdings | YUMC | 98850p109 | 5/27/2021 | executive compensation | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Yum China Holdings | YUMC | 98850p109 | 5/27/2021 | auditors | M | Y | for | with | ||||||||||
Yum China Holdings | YUMC | 98850p109 | 5/27/2021 | special meetings | M | Y | for | with | ||||||||||
Lyondellbasell Industries | LYB | N53745100 | 5/28/2021 | directors | M | Y | for | with | ||||||||||
Lyondellbasell Industries | LYB | N53745100 | 5/28/2021 | discharge directors | M | Y | for | with | ||||||||||
Lyondellbasell Industries | LYB | N53745100 | 5/28/2021 | annual accts | M | Y | for | with | ||||||||||
Lyondellbasell Industries | LYB | N53745100 | 5/28/2021 | appoint auditors | M | Y | for | with | ||||||||||
Lyondellbasell Industries | LYB | N53745100 | 5/28/2021 | ratify auditors | M | Y | for | with | ||||||||||
Lyondellbasell Industries | LYB | N53745100 | 5/28/2021 | executive compensation | M | Y | for | with | ||||||||||
Lyondellbasell Industries | LYB | N53745100 | 5/28/2021 | conduct share repurchase | M | Y | for | with | ||||||||||
Lyondellbasell Industries | LYB | N53745100 | 5/28/2021 | cancellation of shares | M | Y | for | with | ||||||||||
Lyondellbasell Industries | LYB | N53745100 | 5/28/2021 | incentive plan | M | Y | for | with | ||||||||||
Lyondellbasell Industries | LYB | N53745100 | 5/28/2021 | employee stock purchase | M | Y | for | with | ||||||||||
Unum Group | UNM | 91529y106 | 5/27/2021 | directors | M | Y | for | with | ||||||||||
Unum Group | UNM | 91529y106 | 5/27/2021 | executive compensation | M | Y | for | with | ||||||||||
Unum Group | UNM | 91529y106 | 5/27/2021 | auditors | M | Y | for | with | ||||||||||
Cognizant Technology Solutions | CTSH | 192446102 | 6/1/2021 | directors | M | Y | for | with | ||||||||||
Cognizant Technology Solutions | CTSH | 192446102 | 6/1/2021 | executive compensation | M | Y | for | with | ||||||||||
Cognizant Technology Solutions | CTSH | 192446102 | 6/1/2021 | auditors | M | Y | for | with | ||||||||||
Cognizant Technology Solutions | CTSH | 192446102 | 6/1/2021 | written consent | S | y | against | with | ||||||||||
Comcast Corp | CMCSA | 20030n101 | 6/2/2021 | directors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Comcast Corp | CMCSA | 20030n101 | 6/2/2021 | executive compensation | M | Y | for | with | ||||||||||
Comcast Corp | CMCSA | 20030n101 | 6/2/2021 | auditors | M | Y | for | with | ||||||||||
Comcast Corp | CMCSA | 20030n101 | 6/2/2021 | sexual harassment | S | y | against | with | ||||||||||
Walmart Inc. | WMT | 931142103 | 6/2/2021 | directors | M | Y | for | with | ||||||||||
Walmart Inc. | WMT | 931142103 | 6/2/2021 | executive compensation | M | Y | for | with | ||||||||||
Walmart Inc. | WMT | 931142103 | 6/2/2021 | auditors | M | Y | for | with | ||||||||||
Walmart Inc. | WMT | 931142103 | 6/2/2021 | refrigerants released from operations | S | y | against | with | ||||||||||
Walmart Inc. | WMT | 931142103 | 6/2/2021 | lobbying | S | y | against | with | ||||||||||
Walmart Inc. | WMT | 931142103 | 6/2/2021 | alignment of racial justice | S | y | against | with | ||||||||||
Walmart Inc. | WMT | 931142103 | 6/2/2021 | workforce advisory council | S | y | against | with | ||||||||||
Walmart Inc. | WMT | 931142103 | 6/2/2021 | purpose of a corp | S | y | against | with | ||||||||||
Biogen Inc. | BIIB | 09062x103 | 6/2/2021 | directors | M | Y | for | with | ||||||||||
Biogen Inc. | BIIB | 09062x103 | 6/2/2021 | executive compensation | M | Y | for | with | ||||||||||
Biogen Inc. | BIIB | 09062x103 | 6/2/2021 | auditors | M | Y | for | with | ||||||||||
Biogen Inc. | BIIB | 09062x103 | 6/2/2021 | cert of incorporation | M | Y | for | with | ||||||||||
Biogen Inc. | BIIB | 09062x103 | 6/2/2021 | lobbying | S | Y | against | with | ||||||||||
Biogen Inc. | BIIB | 09062x103 | 6/2/2021 | gender pay gap | S | Y | against | with | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 6/3/2021 | directors | M | Y | for | with | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 6/3/2021 | executive compensation | M | Y | for | with | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 6/3/2021 | auditors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 6/3/2021 | amned Ominbus plam | M | Y | for | with | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 6/3/2021 | written consent | M | Y | for | with | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 6/3/2021 | written consent | S | Y | against | with | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 6/3/2021 | climate transition report | S | Y | against | with | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 6/3/2021 | climate policies | S | Y | against | with | ||||||||||
Manitex Intl | �� | MNTX | 563420108 | 6/3/2021 | directors | M | Y | for | with | |||||||||
Manitex Intl | MNTX | 563420108 | 6/3/2021 | executive compensation | M | Y | for | with | ||||||||||
Manitex Intl | MNTX | 563420108 | 6/3/2021 | auditors | M | Y | for | with | ||||||||||
UnitedHealth Group | UNH | 91324P102 | 6/7/2021 | directors | M | Y | for | with | ||||||||||
UnitedHealth Group | UNH | 91324P102 | 6/7/2021 | executive compensation | M | Y | for | with | ||||||||||
UnitedHealth Group | UNH | 91324P102 | 6/7/2021 | auditors | M | Y | for | with | ||||||||||
UnitedHealth Group | UNH | 91324P102 | 6/7/2021 | employee stock purchase | M | Y | for | with | ||||||||||
UnitedHealth Group | UNH | 91324P102 | 6/7/2021 | special meetings | S | Y | against | with | ||||||||||
Alphabet Inc | GOOGL | 02079k305 | 6/2/2021 | directors | M | Y | for | with | ||||||||||
Alphabet Inc | GOOGL | 02079k305 | 6/2/2021 | executive compensation | M | Y | for | with | ||||||||||
Alphabet Inc | GOOGL | 02079k305 | 6/2/2021 | 2021 stock incentive plan | M | Y | for | with | ||||||||||
Alphabet Inc | GOOGL | 02079k305 | 6/2/2021 | equal shareholder voting | S | Y | against | with | ||||||||||
Alphabet Inc | GOOGL | 02079k305 | 6/2/2021 | human/civil rights expert | S | Y | against | with | ||||||||||
Alphabet Inc | GOOGL | 02079k305 | 6/2/2021 | sustainability metrics | S | Y | against | with | ||||||||||
Alphabet Inc | GOOGL | 02079k305 | 6/2/2021 | takedown request | S | Y | against | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Alphabet Inc | GOOGL | 02079k305 | 6/2/2021 | whistleblower policies | S | Y | against | with | ||||||||||
Alphabet Inc | GOOGL | 02079k305 | 6/2/2021 | charitable donations | S | Y | against | with | ||||||||||
Alphabet Inc | GOOGL | 02079k305 | 6/2/2021 | anticompetitive practices | S | Y | against | with | ||||||||||
Alphabet Inc | GOOGL | 02079k305 | 6/2/2021 | public benefit company | S | Y | against | with | ||||||||||
Monster Beverage | MNST | 61174x109 | 6/15/2021 | auditors | M | Y | for | with | ||||||||||
Monster Beverage | MNST | 61174x109 | 6/15/2021 | directors | M | Y | for | with | ||||||||||
Monster Beverage | MNST | 61174x109 | 6/15/2021 | executive compensation | M | Y | for | with | ||||||||||
Monster Beverage | MNST | 61174x109 | 6/15/2021 | climate change | S | Y | against | with | ||||||||||
Gates Industrial Corp | GTES | G39108108 | 6/17/2021 | auditors | M | Y | for | with | ||||||||||
Gates Industrial Corp | GTES | G39108108 | 6/17/2021 | directors | M | Y | for | with | ||||||||||
Gates Industrial Corp | GTES | G39108108 | 6/17/2021 | executive compensation | M | Y | for | with | ||||||||||
Gates Industrial Corp | GTES | G39108108 | 6/17/2021 | directors renumeration | M | Y | for | with | ||||||||||
Gates Industrial Corp | GTES | G39108108 | 6/17/2021 | re-appoint auditors | M | Y | �� | for | with | |||||||||
Gates Industrial Corp | GTES | G39108108 | 6/17/2021 | auditors renumeration | M | Y | for | with | ||||||||||
Mastercard Inc | MA | 57636Q104 | 6/22/2021 | auditors | M | Y | for | with | ||||||||||
Mastercard Inc | MA | 57636Q104 | 6/22/2021 | directors | M | Y | for | with | ||||||||||
Mastercard Inc | MA | 57636Q104 | 6/22/2021 | executive compensation | M | Y | for | with | ||||||||||
Mastercard Inc | MA | 57636Q104 | 6/22/2021 | long term incentive plan | M | Y | for | with | ||||||||||
Mastercard Inc | MA | 57636Q104 | 6/22/2021 | non-employee directors compensation | M | Y | for | with | ||||||||||
Mastercard Inc | MA | 57636Q104 | 6/22/2021 | remove supermajority | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/Against Management | ||||||||||
Discovery Communications Inc | DISCA | 25470f104 | 6/10/2021 | auditors | M | Y | for | with | ||||||||||
Discovery Communications Inc | DISCA | 25470f104 | 6/10/2021 | directors | M | Y | for | with | ||||||||||
Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | directors | M | Y | for | with | ||||||||||
Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | executive compensation | M | Y | for | with | ||||||||||
Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | auditors | M | Y | for | with | ||||||||||
Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | climate policy | S | Y | against | with | ||||||||||
Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | diversity report | S | Y | against | with | ||||||||||
Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | public benefit company | S | Y | against | with | ||||||||||
Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | written consent | S | Y | against | with | ||||||||||
General Motors | GM | 37045v100 | 6/14/2021 | directors | M | Y | for | with | ||||||||||
General Motors | GM | 37045v100 | 6/14/2021 | executive compensation | M | Y | for | with | ||||||||||
General Motors | GM | 37045v100 | 6/14/2021 | auditors | M | Y | for | with | ||||||||||
General Motors | GM | 37045v100 | 6/14/2021 | written consent | S | Y | against | with | ||||||||||
General Motors | GM | 37045v100 | 6/14/2021 | greenhouse gas emissions | S | Y | against | with | ||||||||||
The Kroger Co. | KR | 501044101 | 6/24/2021 | directors | M | Y | for | with | ||||||||||
The Kroger Co. | KR | 501044101 | 6/24/2021 | executive compensation | M | Y | for | with | ||||||||||
The Kroger Co. | KR | 501044101 | 6/24/2021 | auditors | M | Y | for | with | ||||||||||
The Kroger Co. | KR | 501044101 | 6/24/2021 | packaging for private labels | S | Y | against | with |
DF Dent Midcap Growth Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
Vote Summary
BIO-TECHNE CORP
Security | 09073M104 | Meeting Type | Annual | |||
Ticker Symbol | TECH | Meeting Date | 29-Oct-2020 | |||
ISIN | US09073M1045 | Agenda | 935270570 - Management | |||
Record Date | 03-Sep-2020 | Holding Recon Date | 03-Sep-2020 | |||
City / Country | / United States | Vote Deadline Date | 28-Oct-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1. | To set the number of Directors at nine. | Management | For | For | ||||
2A. | Election of Director: Robert V. Baumgartner | Management | For | For | ||||
2B. | Election of Director: Julie L. Bushman | Management | For | For | ||||
2C. | Election of Director: John L. Higgins | Management | For | For | ||||
2D. | Election of Director: Joseph D. Keegan | Management | For | For | ||||
2E. | Election of Director: Charles R. Kummeth | Management | For | For | ||||
2F. | Election of Director: Roeland Nusse | Management | For | For | ||||
2G. | Election of Director: Alpna Seth | Management | For | For | ||||
2H. | Election of Director: Randolph Steer | Management | For | For | ||||
2I. | Election of Director: Rupert Vessey | Management | For | For | ||||
3. | Cast a non-binding vote on named executive officer compensation. | Management | For | For | ||||
4. | Approve an amendment and restatement to the Company’s Second Amended and Restated 2010 Equity Incentive Plan to allocate 1,300,000 additional shares to the Plan reserve and to make certain additional amendments. | Management | For | For | ||||
5. | Ratify the appointment of the Company’s independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
ATLASSIAN CORPORATION PLC
Security | G06242104 | Meeting Type | Annual | |||
Ticker Symbol | TEAM | Meeting Date | 03-Dec-2020 | |||
ISIN | GB00BZ09BD16 | Agenda | 935287513 - Management | |||
Record Date | 06-Oct-2020 | Holding Recon Date | 06-Oct-2020 | |||
City / Country | / United Kingdom | Vote Deadline Date | 02-Dec-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1. | To receive the Company’s accounts and the reports of the directors and the auditors for the year ended June 30, 2020 (the Annual Report). | Management | For | For | ||||
2. | To approve the Directors’ Remuneration Report, as set forth in the Annual Report. | Management | For | For | ||||
3. | To reappoint Ernst & Young LLP as auditor of the Company to hold office until the conclusion of the next annual general meeting of the Company. | Management | For | For | ||||
4. | To authorize the Audit Committee of the Board of Directors to determine the remuneration of the auditor. | Management | For | For | ||||
5. | To re-elect Shona L. Brown as a director of the Company. | Management | For | For | ||||
6. | To re-elect Michael Cannon-Brookes as a director of the Company. | Management | For | For | ||||
7. | To re-elect Scott Farquhar as a director of the Company. | Management | For | For | ||||
8. | To re-elect Heather Mirjahangir Fernandez as a director of the Company. | Management | For | For | ||||
9. | To re-elect Sasan Goodarzi as a director of the Company. | Management | For | For | ||||
10. | To re-elect Jay Parikh as a director of the Company. | Management | For | For | ||||
11. | To re-elect Enrique Salem as a director of the Company. | Management | For | For | ||||
12. | To re-elect Steven Sordello as a director of the Company. | Management | For | For | ||||
13. | To re-elect Richard P. Wong as a director of the Company. | Management | For | For | ||||
14. | To consider and, if thought fit, pass the following as an ordinary resolution: That the Company be generally and unconditionally authorized in accordance with section 693A of the Companies Act 2006 to make off- market purchases (within the meaning of section 693 of the Companies Act 2006) of its own Class A ordinary shares for the purposes of, or pursuant to, an employee share scheme (within the meaning of section 1166 of the Companies Act 2006). | Management | For | For | ||||
15. | To consider and, if thought fit, pass the following as an ordinary resolution: That the Company be authorized pursuant to section 694 of Companies Act 2006 to repurchase up to a maximum of 65,081 of its own Class A ordinary shares pursuant to, & on terms described in, a Securities Restriction Agreement and produced at meeting (“Securities Restriction Agreement”) & that the terms, & entry into, of Securities Restriction Agreement is hereby approved, ratified & confirmed (authority conferred on Company by this Resolution 15 to expire on December 3, 2025). | Management | For | For |
VEEVA SYSTEMS INC.
Security | 922475108 | Meeting Type | Special | |||
Ticker Symbol | VEEV | Meeting Date | 13-Jan-2021 | |||
ISIN | US9224751084 | Agenda | 935312518 - Management | |||
Record Date | 27-Nov-2020 | Holding Recon Date | 27-Nov-2020 | |||
City / Country | / United States | Vote Deadline Date | 12-Jan-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1. | The adoption and approval of the amendments to our Restated Certificate of Incorporation to become a public benefit corporation. | Management | For | For | ||||
2. | The adoption and approval of the amendments to our Restated Certificate of Incorporation to eliminate the classified structure of our Board of Directors. | Management | For | For |
BROOKS AUTOMATION, INC.
Security | 114340102 | Meeting Type | Annual | |||
Ticker Symbol | BRKS | Meeting Date | 26-Jan-2021 | |||
ISIN | US1143401024 | Agenda | 935317291 - Management | |||
Record Date | 09-Dec-2020 | Holding Recon Date | 09-Dec-2020 | |||
City / Country | / United States | Vote Deadline Date | 25-Jan-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1. | DIRECTOR | Management | ||||||
1 Robyn C. Davis | For | For | ||||||
2 Joseph R. Martin | For | For | ||||||
3 Erica J. McLaughlin | For | For | ||||||
4 Krishna G. Palepu | For | For | ||||||
5 Michael Rosenblatt | For | For | ||||||
6 Stephen S. Schwartz | For | For | ||||||
7 Alfred Woollacott, III | For | For | ||||||
8 Mark S. Wrighton | For | For | ||||||
9 Ellen M. Zane | For | For | ||||||
2. | To approve by a non-binding advisory vote the compensation of the Company’s named executive officers. | Management | For | For | ||||
3. | To approve the Company’s 2020 Equity Incentive Plan. | Management | For | For | ||||
4. | To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered accounting firm for the 2021 fiscal year. | Management | For | For |
TRANSDIGM GROUP INCORPORATED
Security | 893641100 | Meeting Type | Annual | |||
Ticker Symbol | TDG | Meeting Date | 18-Mar-2021 | |||
ISIN | US8936411003 | Agenda | 935331873 - Management | |||
Record Date | 27-Jan-2021 | Holding Recon Date | 27-Jan-2021 | |||
City / Country | / United States | Vote Deadline Date | 17-Mar-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1. | DIRECTOR | Management | ||||||
1 David Barr | For | For | ||||||
2 Mervin Dunn | For | For | ||||||
3 Michael Graff | For | For | ||||||
4 Sean Hennessy | For | For | ||||||
5 W. Nicholas Howley | For | For | ||||||
6 Raymond Laubenthal | For | For | ||||||
7 Gary E. McCullough | For | For | ||||||
8 Michele Santana | For | For | ||||||
9 Robert Small | For | For | ||||||
10 John Staer | For | For | ||||||
11 Kevin Stein | For | For | ||||||
2. | To approve (in an advisory vote) compensation paid to the Company’s named executive officers. | Management | For | For | ||||
3. | To ratify the selection of Ernst & Young LLP as the Company’s independent accountants for the fiscal year ending September 30, 2021. | Management | For | For |
HEICO CORPORATION
Security | 422806208 | Meeting Type | Annual | |||
Ticker Symbol | HEIA | Meeting Date | 19-Mar-2021 | |||
ISIN | US4228062083 | Agenda | 935332508 - Management | |||
Record Date | 22-Jan-2021 | Holding Recon Date | 22-Jan-2021 | |||
City / Country | / United States | Vote Deadline Date | 18-Mar-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1. | DIRECTOR | Management | ||||||
1 Thomas M. Culligan | For | For | ||||||
2 Adolfo Henriques | For | For | ||||||
3 Mark H. Hildebrandt | For | For | ||||||
4 Eric A. Mendelson | For | For | ||||||
5 Laurans A. Mendelson | For | For | ||||||
6 Victor H. Mendelson | For | For | ||||||
7 Julie Neitzel | For | For | ||||||
8 Dr. Alan Schriesheim | For | For | ||||||
9 Frank J. Schwitter | For | For | ||||||
2. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2021. | Management | For | For |
MOODY’S CORPORATION
Security | 615369105 | Meeting Type | Annual | |||
Ticker Symbol | MCO | Meeting Date | 20-Apr-2021 | |||
ISIN | US6153691059 | Agenda | 935344438 - Management | |||
Record Date | 23-Feb-2021 | Holding Recon Date | 23-Feb-2021 | |||
City / Country | / United States | Vote Deadline Date | 19-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Director: Jorge A. Bermudez | Management | For | For | ||||
1B. | Election of Director: Thérèse Esperdy | Management | For | For | ||||
1C. | Election of Director: Robert Fauber | Management | For | For | ||||
1D. | Election of Director: Vincent A. Forlenza | Management | For | For | ||||
1E. | Election of Director: Kathryn M. Hill | Management | For | For | ||||
1F. | Election of Director: Lloyd W. Howell, Jr. | Management | For | For | ||||
1G. | Election of Director: Raymond W. McDaniel, Jr. | Management | For | For | ||||
1H. | Election of Director: Leslie F. Seidman | Management | For | For | ||||
1I. | Election of Director: Bruce Van Saun | Management | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2021. | Management | For | For | ||||
3. | Advisory resolution approving executive compensation. | Management | For | For | ||||
4. | Advisory “Say-on-Climate Plan” resolution approving the Company’s 2020 Decarbonization Plan. | Management | For | For |
INTUITIVE SURGICAL, INC.
Security | 46120E602 | Meeting Type | Annual | |||
Ticker Symbol | ISRG | Meeting Date | 22-Apr-2021 | |||
ISIN | US46120E6023 | Agenda | 935347460 - Management | |||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 21-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | ||||
1B. | Election of Director: Joseph C. Beery | Management | For | For | ||||
1C. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | ||||
1D. | Election of Director: Amal M. Johnson | Management | For | For | ||||
1E. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | ||||
1F. | Election of Director: Amy L. Ladd, M.D. | Management | For | For | ||||
1G. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | ||||
1H. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | ||||
1I. | Election of Director: Jami Dover Nachtsheim | Management | For | For | ||||
1J. | Election of Director: Monica P. Reed, M.D. | Management | For | For | ||||
1K. | Election of Director: Mark J. Rubash | Management | For | For | ||||
2. | To approve, by advisory vote, the compensation of the Company’s Named Executive Officers. | Management | For | For | ||||
3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
4. | To approve the Company’s Amended and Restated 2010 Incentive Award Plan. | Management | For | For |
FASTENAL COMPANY
Security | 311900104 | Meeting Type | Annual | |||
Ticker Symbol | FAST | Meeting Date | 24-Apr-2021 | |||
ISIN | US3119001044 | Agenda | 935342270 - Management | |||
Record Date | 24-Feb-2021 | Holding Recon Date | 24-Feb-2021 | |||
City / Country | / United States | Vote Deadline Date | 23-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Director: Scott A. Satterlee | Management | For | For | ||||
1B. | Election of Director: Michael J. Ancius | Management | For | For | ||||
1C. | Election of Director: Stephen L. Eastman | Management | For | For | ||||
1D. | Election of Director: Daniel L. Florness | Management | For | For | ||||
1E. | Election of Director: Rita J. Heise | Management | For | For | ||||
1F. | Election of Director: Hsenghung Sam Hsu | Management | For | For | ||||
1G. | Election of Director: Daniel L. Johnson | Management | For | For | ||||
1H. | Election of Director: Nicholas J. Lundquist | Management | For | For | ||||
1I. | Election of Director: Reyne K. Wisecup | Management | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||
3. | Approval, by non-binding vote, of executive compensation. | Management | For | For |
TELEFLEX INCORPORATED
Security | 879369106 | Meeting Type | Annual | |||
Ticker Symbol | TFX | Meeting Date | 30-Apr-2021 | |||
ISIN | US8793691069 | Agenda | 935371194 - Management | |||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 29-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Director: Candace H. Duncan | Management | For | For | ||||
1B. | Election of Director: Stephen K. Klasko, M.D. | Management | For | For | ||||
1C. | Election of Director: Stuart A. Randle | Management | For | For | ||||
2. | Approval, on an advisory basis, of named executive officer compensation. | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2021. | Management | For | For | ||||
4. | Stockholder proposal, if properly presented at the Annual Meeting, to declassify our Board of Directors. | Shareholder | Against | None |
ECOLAB INC.
Security | 278865100 | Meeting Type | Annual | |||
Ticker Symbol | ECL | Meeting Date | 06-May-2021 | |||
ISIN | US2788651006 | Agenda | 935355405 - Management | |||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||
1B. | Election of Director: Shari L. Ballard | Management | For | For | ||||
1C. | Election of Director: Barbara J. Beck | Management | For | For | ||||
1D. | Election of Director: Christophe Beck | Management | For | For | ||||
1E. | Election of Director: Jeffrey M. Ettinger | Management | For | For | ||||
1F. | Election of Director: Arthur J. Higgins | Management | For | For | ||||
1G. | Election of Director: Michael Larson | Management | For | For | ||||
1H. | Election of Director: David W. MacLennan | Management | For | For | ||||
1I. | Election of Director: Tracy B. McKibben | Management | For | For | ||||
1J. | Election of Director: Lionel L. Nowell, III | Management | For | For | ||||
1K. | Election of Director: Victoria J. Reich | Management | For | For | ||||
1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||
1M. | Election of Director: John J. Zillmer | Management | For | For | ||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2021. | Management | For | For | ||||
3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | Management | For | For | ||||
4. | Stockholder proposal regarding proxy access, if properly presented. | Shareholder | Against | Against |
MARKEL CORPORATION
Security | 570535104 | Meeting Type | Annual | |||
Ticker Symbol | MKL | Meeting Date | 10-May-2021 | |||
ISIN | US5705351048 | Agenda | 935359174 - Management | |||
Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 07-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Director: Mark M. Besca | Management | For | For | ||||
1B. | Election of Director: K. Bruce Connell | Management | For | For | ||||
1C. | Election of Director: Thomas S. Gayner | Management | For | For | ||||
1D. | Election of Director: Greta J. Harris | Management | For | For | ||||
1E. | Election of Director: Diane Leopold | Management | For | For | ||||
1F. | Election of Director: Lemuel E. Lewis | Management | For | For | ||||
1G. | Election of Director: Anthony F. Markel | Management | For | For | ||||
1H. | Election of Director: Steven A. Markel | Management | For | For | ||||
1I. | Election of Director: Harold L. Morrison, Jr. | Management | For | For | ||||
1J. | Election of Director: Michael O’Reilly | Management | For | For | ||||
1K. | Election of Director: A. Lynne Puckett | Management | For | For | ||||
1L. | Election of Director: Richard R. Whitt, III | Management | For | For | ||||
2. | Advisory vote on approval of executive compensation. | Management | For | For | ||||
3. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
IDEXX LABORATORIES, INC.
Security | 45168D104 | Meeting Type | Annual | |||
Ticker Symbol | IDXX | Meeting Date | 12-May-2021 | |||
ISIN | US45168D1046 | Agenda | 935370508 - Management | |||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Director: Bruce L. Claflin | Management | For | For | ||||
1B. | Election of Director: Asha S. Collins, PhD | Management | For | For | ||||
1C. | Election of Director: Daniel M. Junius | Management | For | For | ||||
1D. | Election of Director: Sam Samad | Management | For | For | ||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the current fiscal year (Proposal Two). | Management | For | For | ||||
3. | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company’s executive compensation (Proposal Three). | Management | For | For |
PROS HOLDINGS, INC.
| ||||||
Security | 74346Y103 | Meeting Type | Annual | |||
Ticker Symbol | PRO | Meeting Date | 12-May-2021 | |||
ISIN | US74346Y1038 | Agenda | 935372463 - Management | |||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1. | DIRECTOR | Management | ||||||
1 Raja Hammoud | For | For | ||||||
2 William V. Russell | For | For | ||||||
2. | To conduct an advisory vote on executive compensation. | Management | For | For | ||||
3. | Approval of amendments to our Amended and Restated 2017 Equity Incentive Plan. | Management | For | For | ||||
4. | Approval of an amendment to our 2013 Employee Stock Purchase Plan. | Management | For | For | ||||
5. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of PROS Holdings, Inc. for the fiscal year ending December 31, 2021. | Management | For | For |
ENVESTNET, INC.
| ||||||
Security | 29404K106 | Meeting Type | Annual | |||
Ticker Symbol | ENV | Meeting Date | 12-May-2021 | |||
ISIN | US29404K1060 | Agenda | 935390411 - Management | |||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1. | DIRECTOR | Management | ||||||
1 Valerie Mosley | For | For | ||||||
2 Gregory Smith | For | For | ||||||
2. | The approval, on an advisory basis, of 2020 executive compensation. | Management | For | For | ||||
3. | The ratification of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
4. | The approval of the Envestnet, Inc. Long- Term Incentive Plan, as amended through the Fifth Amendment. | Management | For | For |
BLACKLINE, INC.
| ||||||
Security | 09239B109 | Meeting Type | Annual | |||
Ticker Symbol | BL | Meeting Date | 13-May-2021 | |||
ISIN | US09239B1098 | Agenda | 935359441 - Management | |||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1. | DIRECTOR | Management | ||||||
1 Owen Ryan | For | For | ||||||
2 Kevin Thompson | For | For | ||||||
3 Sophia Velastegui | For | For | ||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP (“PwC”) as the Company’s independent registered public accounting firm for its fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Approval, on a non-binding, advisory basis, of the 2020 compensation of the Company’s named executive officers. | Management | For | For |
SBA COMMUNICATIONS CORPORATION
Security | 78410G104 | Meeting Type | Annual | |||
Ticker Symbol | SBAC | Meeting Date | 13-May-2021 | |||
ISIN | US78410G1040 | Agenda | 935375938 - Management | |||
Record Date | 11-Mar-2021 | Holding Recon Date | 11-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1.1 | Election of Director For a three-year term expiring at the 2024 Annual Meeting: Mary S. Chan | Management | For | For | ||||
1.2 | Election of Director For a three-year term expiring at the 2024 Annual Meeting: George R. Krouse, Jr. | Management | For | For | ||||
2. | Ratification of the appointment of Ernst & Young LLP as SBA’s independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation of SBA’s named executive officers. | Management | For | For |
VULCAN MATERIALS COMPANY
| ||||||
Security | 929160109 | Meeting Type | Annual | |||
Ticker Symbol | VMC | Meeting Date | 14-May-2021 | |||
ISIN | US9291601097 | Agenda | 935362917 - Management | |||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Director: Thomas A. Fanning | Management | For | For | ||||
1B. | Election of Director: J. Thomas Hill | Management | For | For | ||||
1C. | Election of Director: Cynthia L. Hostetler | Management | For | For | ||||
1D. | Election of Director: Richard T. O’Brien | Management | For | For | ||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For |
WASTE CONNECTIONS, INC.
| ||||||
Security | 94106B101 | Meeting Type | Annual | |||
Ticker Symbol | WCN | Meeting Date | 14-May-2021 | |||
ISIN | CA94106B1013 | Agenda | 935371283 - Management | |||
Record Date | 16-Mar-2021 | Holding Recon Date | 16-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Director to serve for a one year term: Edward E. “Ned” Guillet | Management | For | For | ||||
1B. | Election of Director to serve for a one year term: Michael W. Harlan | Management | For | For | ||||
1C. | Election of Director to serve for a one year term: Larry S. Hughes | Management | For | For | ||||
1D. | Election of Director to serve for a one year term: Worthing F. Jackman | Management | For | For | ||||
1E. | Election of Director to serve for a one year term: Elise L. Jordan | Management | For | For | ||||
1F. | Election of Director to serve for a one year term: Susan “Sue” Lee | Management | For | For | ||||
1G. | Election of Director to serve for a one year term: Ronald J. Mittelstaedt | Management | For | For | ||||
1H. | Election of Director to serve for a one year term: William J. Razzouk | Management | For | For | ||||
2. | Say on Pay—Approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||
3. | Appoint Grant Thornton LLP as the Company’s independent registered public accounting firm until the close of the Company’s 2022 Annual Meeting of Shareholders and authorize the Company’s Board of Directors to fix the remuneration of the independent registered public accounting firm. | Management | For | For |
ANSYS, INC.
| ||||||
Security | 03662Q105 | Meeting Type | Annual | |||
Ticker Symbol | ANSS | Meeting Date | 14-May-2021 | |||
ISIN | US03662Q1058 | Agenda | 935371459 - Management | |||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Class I Director for Three-Year Term: Jim Frankola | Management | For | For | ||||
1B. | Election of Class I Director for Three-Year Term: Alec D. Gallimore | Management | For | For | ||||
1C. | Election of Class I Director for Three-Year Term: Ronald W. Hovsepian | Management | For | For | ||||
2. | Ratification of the Selection of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | ||||
3. | Approval of the ANSYS, Inc. 2021 Equity and Incentive Compensation Plan. | Management | For | For | ||||
4. | Advisory Approval of the Compensation of Our Named Executive Officers. | Management | For | For | ||||
5. | Stockholder Proposal Requesting the Adoption of a Simple Majority Voting Provision, if Properly Presented. | Shareholder | Against | Against |
CBRE GROUP, INC.
| ||||||
Security | 12504L109 | Meeting Type | Annual | |||
Ticker Symbol | CBRE | Meeting Date | 19-May-2021 | |||
ISIN | US12504L1098 | Agenda | 935375534 - Management | |||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Director: Brandon B. Boze | Management | For | For | ||||
1B. | Election of Director: Beth F. Cobert | Management | For | For | ||||
1C. | Election of Director: Reginald H. Gilyard | Management | For | For | ||||
1D. | Election of Director: Shira D. Goodman | Management | For | For | ||||
1E. | Election of Director: Christopher T. Jenny | Management | For | For | ||||
1F. | Election of Director: Gerardo I. Lopez | Management | For | For | ||||
1G. | Election of Director: Oscar Munoz | Management | For | For | ||||
1H. | Election of Director: Robert E. Sulentic | Management | For | For | ||||
1I. | Election of Director: Laura D. Tyson | Management | For | For | ||||
1J. | Election of Director: Sanjiv Yajnik | Management | For | For | ||||
2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Advisory vote to approve named executive officer compensation for 2020. | Management | For | For | ||||
4. | Stockholder proposal regarding our stockholders’ ability to call special stockholder meetings. | Shareholder | Against | Against |
VERISK ANALYTICS, INC.
| ||||||
Security | 92345Y106 | Meeting Type | Annual | |||
Ticker Symbol | VRSK | Meeting Date | 19-May-2021 | |||
ISIN | US92345Y1064 | Agenda | 935377475 - Management | |||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Director: Samuel G. Liss | Management | For | For | ||||
1B. | Election of Director: Bruce E. Hansen | Management | For | For | ||||
1C. | Election of Director: Therese M. Vaughan | Management | For | For | ||||
1D. | Election of Director: Kathleen A. Hogenson | Management | For | For | ||||
2. | To approve executive compensation on an advisory, non-binding basis. | Management | For | For | ||||
3. | To approve the 2021 Equity Incentive Plan. | Management | For | For | ||||
4. | To ratify the appointment of Deloitte & Touche LLP as our independent auditor for the 2021 fiscal year. | Management | For | For |
OLD DOMINION FREIGHT LINE, INC.
| ||||||
Security | 679580100 | Meeting Type | Annual | |||
Ticker Symbol | ODFL | Meeting Date | 19-May-2021 | |||
ISIN | US6795801009 | Agenda | 935402317 - Management | |||
Record Date | 11-Mar-2021 | Holding Recon Date | 11-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal Proposed by |
| Vote | Management Recommendation | ||||
1. | DIRECTOR | Management | ||||||
1 Sherry A. Aaholm | For | For | ||||||
2 David S. Congdon | For | For | ||||||
3 John R. Congdon, Jr. | For | For | ||||||
4 Bradley R. Gabosch | For | For | ||||||
5 Greg C. Gantt | For | For | ||||||
6 Patrick D. Hanley | For | For | ||||||
7 John D. Kasarda | For | For | ||||||
8 Wendy T. Stallings | For | For | ||||||
9 Thomas A. Stith, III | For | For | ||||||
10 Leo H. Suggs | For | For | ||||||
11 D. Michael Wray | For | For | ||||||
2. | Approval, on an advisory basis, of the compensation of the Company’s named executive officers. | Management | Against | For | ||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
CABLE ONE, INC.
| ||||||
Security | 12685J105 | Meeting Type | Annual | |||
Ticker Symbol | CABO | Meeting Date | 21-May-2021 | |||
ISIN | US12685J1051 | Agenda | 935410364 - Management | |||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 20-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Director: Thomas S. Gayner | Management | For | For | ||||
1B. | Election of Director: Deborah J. Kissire | Management | For | For | ||||
1C. | Election of Director: Thomas O. Might | Management | For | For | ||||
1D. | Election of Director: Kristine E. Miller | Management | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers for 2020. | Management | For | For |
COUPA SOFTWARE INCORPORATED
| ||||||
Security | 22266L106 | Meeting Type | Annual | |||
Ticker Symbol | COUP | Meeting Date | 26-May-2021 | |||
ISIN | US22266L1061 | Agenda | 935391639 - Management | |||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1. | DIRECTOR | Management | ||||||
1 Roger Siboni | For | For | ||||||
2 Tayloe Stansbury | For | For | ||||||
2. | Ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending January 31, 2022. | Management | For | For | ||||
3. | Advisory (non-binding) vote to approve named executive officer compensation. | Management | For | For |
ILLUMINA, INC.
| ||||||
Security | 452327109 | Meeting Type | Annual | |||
Ticker Symbol | ILMN | Meeting Date | 26-May-2021 | |||
ISIN | US4523271090 | Agenda | 935395485 - Management | |||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Director: Caroline D. Dorsa | Management | For | For | ||||
1B. | Election of Director: Robert S. Epstein, M.D. | Management | For | For | ||||
1C. | Election of Director: Scott Gottlieb, M.D. | Management | For | For | ||||
1D. | Election of Director: Gary S. Guthart | Management | For | For | ||||
1E. | Election of Director: Philip W. Schiller | Management | For | For | ||||
1F. | Election of Director: John W. Thompson | Management | For | For | ||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | For | For |
MASIMO CORPORATION
| ||||||
Security | 574795100 | Meeting Type | Annual | |||
Ticker Symbol | MASI | Meeting Date | 27-May-2021 | |||
ISIN | US5747951003 | Agenda | 935399534 - Management | |||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1.1 | Election of Class II Director: Mr. Joe Kiani | Management | For | For | ||||
2. | To ratify the selection of Grant Thornton as the Company’s independent registered public accounting firm for fiscal year ended January 1, 2022. | Management | For | For | ||||
3. | To provide an advisory vote to approve the compensation of our named executive officers. | Management | For | For |
COSTAR GROUP, INC.
| ||||||
Security | 22160N109 | Meeting Type | Annual | |||
Ticker Symbol | CSGP | Meeting Date | 02-Jun-2021 | |||
ISIN | US22160N1090 | Agenda | 935407684 - Management | |||
Record Date | 07-Apr-2021 | Holding Recon Date | 07-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 01-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of director: Michael R. Klein | Management | For | For | ||||
1B. | Election of director: Andrew C. Florance | Management | For | For | ||||
1C. | Election of director: Laura Cox Kaplan | Management | For | For | ||||
1D. | Election of director: Michael J. Glosserman | Management | For | For | ||||
1E. | Election of director: John W. Hill | Management | For | For | ||||
1F. | Election of director: Robert W. Musslewhite | Management | For | For | ||||
1G. | Election of director: Christopher J. Nassetta | Management | For | For | ||||
1H. | Election of director: Louise S. Sams | Management | For | For | ||||
2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Proposal to approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | ||||
4. | Proposal to approve the adoption of the Company’s Fourth Amended and Restated Certificate of Incorporation to increase the total number of shares of common stock that the Company is authorized to issue from 60,000,000 to 1,200,000,000 and correspondingly increase the total number of shares of capital stock that the Company is authorized to issue from 62,000,000 to 1,202,000,000. | Management | For | For | ||||
5. | Proposal to approve the amendment and restatement of the CoStar Employee Stock Purchase Plan to increase the number of shares authorized for issuance thereunder. | Management | For | For | ||||
6. | Stockholder proposal regarding simple majority vote, if properly presented. | Shareholder | Against | Against |
WORKIVA INC.
| ||||||
Security | 98139A105 | Meeting Type | Annual | |||
Ticker Symbol | WK | Meeting Date | 03-Jun-2021 | |||
ISIN | US98139A1051 | Agenda | 935407088 - Management | |||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 02-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1. | DIRECTOR | Management | ||||||
1 Robert H. Herz | For | For | ||||||
2 David S. Mulcahy | For | For | ||||||
2. | Approval, on an advisory basis, of the compensation of Workiva’s named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For |
QUALYS, INC.
| ||||||
Security | 74758T303 | Meeting Type | Annual | |||
Ticker Symbol | QLYS | Meeting Date | 09-Jun-2021 | |||
ISIN | US74758T3032 | Agenda | 935410693 - Management | |||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 08-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1. | DIRECTOR | Management | ||||||
1 Jeffrey P. Hank | For | For | ||||||
2 Sumedh Thakar | For | For | ||||||
2. | To ratify the appointment of Grant Thornton LLP as Qualys, Inc.’s independent registered public accounting firm for its fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory and non- binding basis, the compensation of Qualys, Inc.’s named executive officers as described in the Proxy Statement. | Management | For | For | ||||
4. | To approve Qualys, Inc.’s 2021 Employee Stock Purchase Plan and its material terms. | Management | For | For |
ROPER TECHNOLOGIES, INC.
| ||||||
Security | 776696106 | Meeting Type | Annual | |||
Ticker Symbol | ROP | Meeting Date | 14-Jun-2021 | |||
ISIN | US7766961061 | Agenda | 935422775 - Management | |||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 11-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1.1 | Election of Director: Shellye L. Archambeau | Management | For | For | ||||
1.2 | Election of Director: Amy Woods Brinkley | Management | For | For | ||||
1.3 | Election of Director: John F. Fort III | Management | For | For | ||||
1.4 | Election of Director: L. Neil Hunn | Management | For | For | ||||
1.5 | Election of Director: Robert D. Johnson | Management | For | For | ||||
1.6 | Election of Director: Laura G. Thatcher | Management | For | For | ||||
1.7 | Election of Director: Richard F. Wallman | Management | For | For | ||||
1.8 | Election of Director: Christopher Wright | Management | For | For | ||||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
4. | Approval of the Roper Technologies, Inc. 2021 Incentive Plan. | Management | For | For |
TWILIO INC.
| ||||||
Security | 90138F102 | Meeting Type | Annual | |||
Ticker Symbol | TWLO | Meeting Date | 16-Jun-2021 | |||
ISIN | US90138F1021 | Agenda | 935414716 - Management | |||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 15-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1. | DIRECTOR | Management | ||||||
1 Jeff Lawson | For | For | ||||||
2 Byron Deeter | For | For | ||||||
3 Jeffrey Epstein | For | For | ||||||
2. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Approval of, on a non-binding advisory basis, the compensation of the Company’s named executive officers. | Management | For | For |
BLACK KNIGHT, INC.
| ||||||
Security | 09215C105 | Meeting Type | Annual | |||
Ticker Symbol | BKI | Meeting Date | 16-Jun-2021 | |||
ISIN | US09215C1053 | Agenda | 935418752 - Management | |||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 15-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1. | DIRECTOR | Management | ||||||
1 William P. Foley, II | For | For | ||||||
2 Anthony M. Jabbour | For | For | ||||||
3 Catherine L. Burke | For | For | ||||||
4 Thomas M. Hagerty | For | For | ||||||
5 Joseph M. Otting | For | For | ||||||
6 John D. Rood | For | For | ||||||
7 Nancy L. Shanik | For | For | ||||||
2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
OKTA, INC.
| ||||||
Security | 679295105 | Meeting Type | Annual | |||
Ticker Symbol | OKTA | Meeting Date | 17-Jun-2021 | |||
ISIN | US6792951054 | Agenda | 935426418 - Management | |||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 16-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1. | DIRECTOR | Management | ||||||
1 Todd McKinnon | For | For | ||||||
2 Michael Stankey | For | For | ||||||
2. | A proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | For | For | ||||
3. | To approve, on an advisory non-binding basis, the compensation of our named executive officers. | Management | For | For |
VEEVA SYSTEMS INC.
| ||||||
Security | 922475108 | Meeting Type | Annual | |||
Ticker Symbol | VEEV | Meeting Date | 23-Jun-2021 | |||
ISIN | US9224751084 | Agenda | 935433677 - Management | |||
Record Date | 30-Apr-2021 | Holding Recon Date | 30-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 22-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Director to serve until the 2022 annual meeting: Mark Carges | Management | For | For | ||||
1B. | Election of Director to serve until the 2022 annual meeting: Paul E. Chamberlain | Management | For | For | ||||
1C. | Election of Director to serve until the 2022 annual meeting: Ronald E.F. Codd | Management | For | For | ||||
1D. | Election of Director to serve until the 2022 annual meeting: Peter P. Gassner | Management | For | For | ||||
1E. | Election of Director to serve until the 2022 annual meeting: Mary Lynne Hedley | Management | For | For | ||||
1F. | Election of Director to serve until the 2022 annual meeting: Gordon Ritter | Management | For | For | ||||
1G. | Election of Director to serve until the 2022 annual meeting: Paul Sekhri | Management | For | For | ||||
1H. | Election of Director to serve until the 2022 annual meeting: Matthew J. Wallach | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | For | For | ||||
3. | To hold an advisory (non-binding) vote to approve named executive officer compensation. | Management | For | For | ||||
4. | To hold an advisory (non-binding) vote on the frequency of future shareholder advisory votes to approve named executive officer compensation. | Management | 1 Year | 3 Years | ||||
5. | To amend and restate our Restated Certificate of Incorporation to permit shareholders to call special meetings as specified in our amended and restated bylaws, which would allow shareholders holding 25% or more of the voting power of our capital stock for at least one year to call special meetings. | Management | For | For | ||||
6. | To consider and vote upon a shareholder proposal, if properly presented, to enable shareholders holding 15% or more of our common stock to call special meetings. | Shareholder | Against | Against |
BRIGHT HORIZONS FAMILY SOLUTIONS INC.
| ||||||
Security | 109194100 | Meeting Type | Annual | |||
Ticker Symbol | BFAM | Meeting Date | 24-Jun-2021 | |||
ISIN | US1091941005 | Agenda | 935424818 - Management | |||
Record Date | 26-Apr-2021 | Holding Recon Date | 26-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 23-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Class II Director for a term of three years: Julie Atkinson | Management | For | For | ||||
1B. | Election of Class II Director for a term of three years: Jordan Hitch | Management | For | For | ||||
1C. | Election of Class II Director for a term of three years: Laurel J. Richie | Management | For | For | ||||
1D. | Election of Class II Director for a term of three years: Mary Ann Tocio | Management | For | For | ||||
2. | To approve, on an advisory basis, the compensation paid by the Company to its Named Executive Officers. | Management | For | For | ||||
3. | To approve, on an advisory basis, the frequency of future advisory votes to approve the compensation paid by the Company to its Named Executive Officers. | Management | 1 Year | 1 Year | ||||
4. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For |
CARMAX, INC.
| ||||||
Security | 143130102 | Meeting Type | Annual | |||
Ticker Symbol | KMX | Meeting Date | 29-Jun-2021 | |||
ISIN | US1431301027 | Agenda | 935430188 - Management | |||
Record Date | 23-Apr-2021 | Holding Recon Date | 23-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 28-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1A. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Peter J. Bensen | Management | For | For | ||||
1B. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Ronald E. Blaylock | Management | For | For | ||||
1C. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Sona Chawla | Management | For | For | ||||
1D. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Thomas J. Folliard | Management | For | For | ||||
1E. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Shira Goodman | Management | For | For | ||||
1F. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Robert J. Hombach | Management | For | For | ||||
1G. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: David W. McCreight | Management | For | For | ||||
1H. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: William D. Nash | Management | For | For | ||||
1I. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Mark F. O’Neil | Management | For | For | ||||
1J. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Pietro Satriano | Management | For | For | ||||
1K. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Marcella Shinder | Management | For | For | ||||
1L. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Mitchell D. Steenrod | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as independent registered public accounting firm. | Management | For | For | ||||
3. | To vote on an advisory resolution to approve the compensation of our named executive officers. | Management | For | For | ||||
4. | To vote on a shareholder proposal regarding a report on political contributions, if properly presented at the meeting. | Shareholder | Against | Against |
CROWDSTRIKE HOLDINGS, INC.
| ||||||
Security | 22788C105 | Meeting Type | Annual | |||
Ticker Symbol | CRWD | Meeting Date | 30-Jun-2021 | |||
ISIN | US22788C1053 | Agenda | 935436003 - Management | |||
Record Date | 05-May-2021 | Holding Recon Date | 05-May-2021 | |||
City / Country | / United States | Vote Deadline Date | 29-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||
1. | DIRECTOR | Management | ||||||
1 Roxanne S. Austin | For | For | ||||||
2 Sameer K. Gandhi | For | For | ||||||
3 Gerhard Watzinger | For | For | ||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike’s independent registered public accounting firm for its fiscal year ending January 31, 2022. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of CrowdStrike’s named executive officers. | Management | For | For | ||||
4. | To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of CrowdStrike’s named executive officers. | Management | 1 Year | 3 Years | ||||
5. | To approve an amendment to CrowdStrike’s 2019 Employee Stock Purchase Plan. | Management | For | For |
DF Dent Premier Growth Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
Vote Summary
BIO-TECHNE CORP
Security | 09073M104 | Meeting Type | Annual | |||
Ticker Symbol | TECH | Meeting Date | 29-Oct-2020 | |||
ISIN | US09073M1045 | Agenda | 935270570 - Management | |||
Record Date | 03-Sep-2020 | Holding Recon Date | 03-Sep-2020 | |||
City / Country | / United States | Vote Deadline Date | 28-Oct-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | To set the number of Directors at nine. | Management | For | For | ||||
2A. | Election of Director: Robert V. Baumgartner | Management | For | For | ||||
2B. | Election of Director: Julie L. Bushman | Management | For | For | ||||
2C. | Election of Director: John L. Higgins | Management | For | For | ||||
2D. | Election of Director: Joseph D. Keegan | Management | For | For | ||||
2E. | Election of Director: Charles R. Kummeth | Management | For | For | ||||
2F. | Election of Director: Roeland Nusse | Management | For | For | ||||
2G. | Election of Director: Alpna Seth | Management | For | For | ||||
2H. | Election of Director: Randolph Steer | Management | For | For | ||||
2I. | Election of Director: Rupert Vessey | Management | For | For | ||||
3. | Cast a non-binding vote on named executive officer compensation. | Management | For | For | ||||
4. | Approve an amendment and restatement to the Company’s Second Amended and Restated 2010 Equity Incentive Plan to allocate 1,300,000 additional shares to the Plan reserve and to make certain additional amendments. | Management | For | For | ||||
5. | Ratify the appointment of the Company’s independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
ATLASSIAN CORPORATION PLC
Security | G06242104 | Meeting Type | Annual | |||
Ticker Symbol | TEAM | Meeting Date | 03-Dec-2020 | |||
ISIN | GB00BZ09BD16 | Agenda | 935287513 - Management | |||
Record Date | 06-Oct-2020 | Holding Recon Date | 06-Oct-2020 | |||
City / Country | / United Kingdom | Vote Deadline Date | 02-Dec-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | To receive the Company’s accounts and the reports of the directors and the auditors for the year ended June 30, 2020 (the Annual Report). | Management | For | For | ||||
2. | To approve the Directors’ Remuneration Report, as set forth in the Annual Report. | Management | For | For | ||||
3. | To reappoint Ernst & Young LLP as auditor of the Company to hold office until the conclusion of the next annual general meeting of the Company. | Management | For | For | ||||
4. | To authorize the Audit Committee of the Board of Directors to determine the remuneration of the auditor. | Management | For | For | ||||
5. | To re-elect Shona L. Brown as a director of the Company. | Management | For | For | ||||
6. | To re-elect Michael Cannon-Brookes as a director of the Company. | Management | For | For | ||||
7. | To re-elect Scott Farquhar as a director of the Company. | Management | For | For | ||||
8. | To re-elect Heather Mirjahangir Fernandez as a director of the Company. | Management | For | For | ||||
9. | To re-elect Sasan Goodarzi as a director of the Company. | Management | For | For | ||||
10. | To re-elect Jay Parikh as a director of the Company. | Management | For | For | ||||
11. | To re-elect Enrique Salem as a director of the Company. | Management | For | For | ||||
12. | To re-elect Steven Sordello as a director of the Company. | Management | For | For | ||||
13. | To re-elect Richard P. Wong as a director of the Company. | Management | For | For | ||||
14. | To consider and, if thought fit, pass the following as an ordinary resolution: That the Company be generally and unconditionally authorized in accordance with section 693A of the Companies Act 2006 to make off- market purchases (within the meaning of section 693 of the Companies Act 2006) of its own Class A ordinary shares for the purposes of, or pursuant to, an employee share scheme (within the meaning of section 1166 of the Companies Act 2006). | Management | For | For | ||||
15. | To consider and, if thought fit, pass the following as an ordinary resolution: That the Company be authorized pursuant to section 694 of Companies Act 2006 to repurchase up to a maximum of 65,081 of its own Class A ordinary shares pursuant to, & on terms described in, a Securities Restriction Agreement and produced at meeting (“Securities Restriction Agreement”) & that the terms, & entry into, of Securities Restriction Agreement is hereby approved, ratified & confirmed (authority conferred on Company by this Resolution 15 to expire on December 3, 2025). | Management | For | For |
GUIDEWIRE SOFTWARE, INC.
Security | 40171V100 | Meeting Type | Annual | |||
Ticker Symbol | GWRE | Meeting Date | 15-Dec-2020 | |||
ISIN | US40171V1008 | Agenda | 935299429 - Management | |||
Record Date | 19-Oct-2020 | Holding Recon Date | 19-Oct-2020 | |||
City / Country | / United States | Vote Deadline Date | 14-Dec-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1a. | Election of Director: Andrew Brown | Management | For | For | ||||
1b. | Election of Director: Margaret Dillon | Management | For | For | ||||
1c. | Election of Director: Michael Keller | Management | For | For | ||||
1d. | Election of Director: Catherine P. Lego | Management | For | For | ||||
1e. | Election of Director: Mike Rosenbaum | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||
4. | To approve, on an advisory basis, the frequency of future non-binding, advisory votes to approve the compensation of the Company’s named executive officers. | Management | 1 Year | 1 Year | ||||
5. | To approve the Guidewire Software, Inc. 2020 Stock Plan. | Management | For | For | ||||
6. | To consider a stockholder proposal regarding adoption of a simple majority voting standard in the Company’s Certificate of Incorporation and Bylaws for all actions that require a vote by stockholders, if properly presented at the meeting. | Shareholder | Against | For |
VEEVA SYSTEMS INC.
Security | 922475108 | Meeting Type | Special | |||
Ticker Symbol | VEEV | Meeting Date | 13-Jan-2021 | |||
ISIN | US9224751084 | Agenda | 935312518 - Management | |||
Record Date | 27-Nov-2020 | Holding Recon Date | 27-Nov-2020 | |||
City / Country | / United States | Vote Deadline Date | 12-Jan-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | The adoption and approval of the amendments to our Restated Certificate of Incorporation to become a public benefit corporation. | Management | For | For | ||||
2. | The adoption and approval of the amendments to our Restated Certificate of Incorporation to eliminate the classified structure of our Board of Directors. | Management | For | For |
VISA INC.
Security | 92826C839 | Meeting Type | Annual | |||
Ticker Symbol | V | Meeting Date | 26-Jan-2021 | |||
ISIN | US92826C8394 | Agenda | 935315576 - Management | |||
Record Date | 27-Nov-2020 | Holding Recon Date | 27-Nov-2020 | |||
City / Country | / United States | Vote Deadline Date | 25-Jan-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Lloyd A. Carney | Management | For | For | ||||
1B. | Election of Director: Mary B. Cranston | Management | For | For | ||||
1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | ||||
1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||||
1E. | Election of Director: Ramon Laguarta | Management | For | For | ||||
1F. | Election of Director: John F. Lundgren | Management | For | For | ||||
1G. | Election of Director: Robert W. Matschullat | Management | For | For | ||||
1H. | Election of Director: Denise M. Morrison | Management | For | For | ||||
1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||
1J. | Election of Director: Linda J. Rendle | Management | For | For | ||||
1K. | Election of Director: John A. C. Swainson | Management | For | For | ||||
1L. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||||
2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||
4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | For | For | ||||
5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | For | For | ||||
6. | To vote on a stockholder proposal requesting stockholders’ right to act by written consent, if properly presented. | Shareholder | Against | Against | ||||
7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | Against | Against |
QUALCOMM INCORPORATED
Security | 747525103 | Meeting Type | Annual | |||
Ticker Symbol | QCOM | Meeting Date | 10-Mar-2021 | |||
ISIN | US7475251036 | Agenda | 935327569 - Management | |||
Record Date | 11-Jan-2021 | Holding Recon Date | 11-Jan-2021 | |||
City / Country | / United States | Vote Deadline Date | 09-Mar-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Sylvia Acevedo | Management | For | For | ||||
1B. | Election of Director: Mark Fields | Management | For | For | ||||
1C. | Election of Director: Jeffrey W. Henderson | Management | For | For | ||||
1D. | Election of Director: Gregory N. Johnson | Management | For | For | ||||
1E. | Election of Director: Ann M. Livermore | Management | For | For | ||||
1F. | Election of Director: Harish Manwani | Management | For | For | ||||
1G. | Election of Director: Mark D. McLaughlin | Management | For | For | ||||
1H. | Election of Director: Jamie S. Miller | Management | For | For | ||||
1I. | Election of Director: Steve Mollenkopf | Management | For | For | ||||
1J. | Election of Director: Clark T. Randt, Jr. | Management | For | For | ||||
1K. | Election of Director: Irene B. Rosenfeld | Management | For | For | ||||
1L. | Election of Director: Kornelis “Neil” Smit | Management | For | For | ||||
1M. | Election of Director: Jean-Pascal Tricoire | Management | For | For | ||||
1N. | Election of Director: Anthony J. Vinciquerra | Management | For | For | ||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 26, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, our executive compensation. | Management | For | For |
S&P GLOBAL INC.
Security | 78409V104 | Meeting Type | Special | |||
Ticker Symbol | SPGI | Meeting Date | 11-Mar-2021 | |||
ISIN | US78409V1044 | Agenda | 935329816 - Management | |||
Record Date | 19-Jan-2021 | Holding Recon Date | 19-Jan-2021 | |||
City / Country | / United States | Vote Deadline Date | 10-Mar-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | Approval of the S&P Global Share Issuance. To vote on a proposal to approve the issuance of S&P Global Inc. common stock, par value $1.00 per share, to the shareholders of IHS Markit Ltd. in connection with the merger contemplated by Agreement and Plan of Merger dated Nov. 29, 2020, as amended by Amendment No. 1, dated as of January 20, 2021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd. and IHS Markit Ltd. | Management | For | For |
TRANSDIGM GROUP INCORPORATED
Security | 893641100 | Meeting Type | Annual | |||
Ticker Symbol | TDG | Meeting Date | 18-Mar-2021 | |||
ISIN | US8936411003 | Agenda | 935331873 - Management | |||
Record Date | 27-Jan-2021 | Holding Recon Date | 27-Jan-2021 | |||
City / Country | / United States | Vote Deadline Date | 17-Mar-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 David Barr | For | For | ||||||
2 Mervin Dunn | For | For | ||||||
3 Michael Graff | For | For | ||||||
4 Sean Hennessy | For | For | ||||||
5 W. Nicholas Howley | For | For | ||||||
6 Raymond Laubenthal | For | For | ||||||
7 Gary E. McCullough | For | For | ||||||
8 Michele Santana | For | For | ||||||
9 Robert Small | For | For | ||||||
10 John Staer | For | For | ||||||
11 Kevin Stein | For | For | ||||||
2. | To approve (in an advisory vote) compensation paid to the Company’s named executive officers. | Management | For | For | ||||
3. | To ratify the selection of Ernst & Young LLP as the Company’s independent accountants for the fiscal year ending September 30, 2021. | Management | For | For |
HEICO CORPORATION
Security | 422806208 | Meeting Type | Annual | |||
Ticker Symbol | HEIA | Meeting Date | 19-Mar-2021 | |||
ISIN | US4228062083 | Agenda | 935332508 - Management | |||
Record Date | 22-Jan-2021 | Holding Recon Date | 22-Jan-2021 | |||
City / Country | / United States | Vote Deadline Date | 18-Mar-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Thomas M. Culligan | For | For | ||||||
2 Adolfo Henriques | For | For | ||||||
3 Mark H. Hildebrandt | For | For | ||||||
4 Eric A. Mendelson | For | For | ||||||
5 Laurans A. Mendelson | For | For | ||||||
6 Victor H. Mendelson | For | For | ||||||
7 Julie Neitzel | For | For | ||||||
8 Dr. Alan Schriesheim | For | For | ||||||
9 Frank J. Schwitter | For | For | ||||||
2. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2021. | Management | For | For |
MOODY’S CORPORATION
Security | 615369105 | Meeting Type | Annual | |||
Ticker Symbol | MCO | Meeting Date | 20-Apr-2021 | |||
ISIN | US6153691059 | Agenda | 935344438 - Management | |||
Record Date | 23-Feb-2021 | Holding Recon Date | 23-Feb-2021 | |||
City / Country | / United States | Vote Deadline Date | 19-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Jorge A. Bermudez | Management | For | For | ||||
1B. | Election of Director: Thérèse Esperdy | Management | For | For | ||||
1C. | Election of Director: Robert Fauber | Management | For | For | ||||
1D. | Election of Director: Vincent A. Forlenza | Management | For | For | ||||
1E. | Election of Director: Kathryn M. Hill | Management | For | For | ||||
1F. | Election of Director: Lloyd W. Howell, Jr. | Management | For | For | ||||
1G. | Election of Director: Raymond W. McDaniel, Jr. | Management | For | For | ||||
1H. | Election of Director: Leslie F. Seidman | Management | For | For | ||||
1I. | Election of Director: Bruce Van Saun | Management | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2021. | Management | For | For | ||||
3. | Advisory resolution approving executive compensation. | Management | For | For | ||||
4. | Advisory “Say-on-Climate Plan” resolution approving the Company’s 2020 Decarbonization Plan. | Management | For | For |
INTUITIVE SURGICAL, INC.
Security | 46120E602 | Meeting Type | Annual | |||
Ticker Symbol | ISRG | Meeting Date | 22-Apr-2021 | |||
ISIN | US46120E6023 | Agenda | 935347460 - Management | |||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 21-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | ||||
1B. | Election of Director: Joseph C. Beery | Management | For | For | ||||
1C. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | ||||
1D. | Election of Director: Amal M. Johnson | Management | For | For | ||||
1E. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | ||||
1F. | Election of Director: Amy L. Ladd, M.D. | Management | For | For | ||||
1G. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | ||||
1H. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | ||||
1I. | Election of Director: Jami Dover Nachtsheim | Management | For | For | ||||
1J. | Election of Director: Monica P. Reed, M.D. | Management | For | For | ||||
1K. | Election of Director: Mark J. Rubash | Management | For | For | ||||
2. | To approve, by advisory vote, the compensation of the Company’s Named Executive Officers. | Management | For | For | ||||
3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
4. | To approve the Company’s Amended and Restated 2010 Incentive Award Plan. | Management | For | For |
FASTENAL COMPANY
Security | 311900104 | Meeting Type | Annual | |||
Ticker Symbol | FAST | Meeting Date | 24-Apr-2021 | |||
ISIN | US3119001044 | Agenda | 935342270 - Management | |||
Record Date | 24-Feb-2021 | Holding Recon Date | 24-Feb-2021 | |||
City / Country | / United States | Vote Deadline Date | 23-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Scott A. Satterlee | Management | For | For | ||||
1B. | Election of Director: Michael J. Ancius | Management | For | For | ||||
1C. | Election of Director: Stephen L. Eastman | Management | For | For | ||||
1D. | Election of Director: Daniel L. Florness | Management | For | For | ||||
1E. | Election of Director: Rita J. Heise | Management | For | For | ||||
1F. | Election of Director: Hsenghung Sam Hsu | Management | For | For | ||||
1G. | Election of Director: Daniel L. Johnson | Management | For | For | ||||
1H. | Election of Director: Nicholas J. Lundquist | Management | For | For | ||||
1I. | Election of Director: Reyne K. Wisecup | Management | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||
3. | Approval, by non-binding vote, of executive compensation. | Management | For | For |
TELEFLEX INCORPORATED
Security | 879369106 | Meeting Type | Annual | |||
Ticker Symbol | TFX | Meeting Date | 30-Apr-2021 | |||
ISIN | US8793691069 | Agenda | 935371194 - Management | |||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 29-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Candace H. Duncan | Management | For | For | ||||
1B. | Election of Director: Stephen K. Klasko, M.D. | Management | For | For | ||||
1C. | Election of Director: Stuart A. Randle | Management | For | For | ||||
2. | Approval, on an advisory basis, of named executive officer compensation. | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2021. | Management | For | For | ||||
4. | Stockholder proposal, if properly presented at the Annual Meeting, to declassify our Board of Directors. | Shareholder | Against | None |
DANAHER CORPORATION
Security | 235851102 | Meeting Type | Annual | |||
Ticker Symbol | DHR | Meeting Date | 05-May-2021 | |||
ISIN | US2358511028 | Agenda | 935360292 - Management | |||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 04-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director to hold office until the 2022 Annual Meeting: Rainer M. Blair | Management | For | For | ||||
1B. | Election of Director to hold office until the 2022 Annual Meeting: Linda Hefner Filler | Management | For | For | ||||
1C. | Election of Director to hold office until the 2022 Annual Meeting: Teri List | Management | For | For | ||||
1D. | Election of Director to hold office until the 2022 Annual Meeting: Walter G. Lohr, Jr. | Management | For | For | ||||
1E. | Election of Director to hold office until the 2022 Annual Meeting: Jessica L. Mega, MD | Management | For | For | ||||
1F. | Election of Director to hold office until the 2022 Annual Meeting: Mitchell P. Rales | Management | For | For | ||||
1G. | Election of Director to hold office until the 2022 Annual Meeting: Steven M. Rales | Management | For | For | ||||
1H. | Election of Director to hold office until the 2022 Annual Meeting: Pardis C. Sabeti, MD | Management | For | For | ||||
1I. | Election of Director to hold office until the 2022 Annual Meeting: John T. Schwieters | Management | For | For | ||||
1J. | Election of Director to hold office until the 2022 Annual Meeting: Alan G. Spoon | Management | For | For | ||||
1K. | Election of Director to hold office until the 2022 Annual Meeting: Raymond C. Stevens, Ph.D | Management | For | For | ||||
1L. | Election of Director to hold office until the 2022 Annual Meeting: Elias A. Zerhouni, MD | Management | For | For | ||||
2. | To ratify the selection of Ernst & Young LLP as Danaher’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | To approve on an advisory basis the Company’s named executive officer compensation. | Management | For | For | ||||
4. | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%. | Shareholder | Against | Against |
S&P GLOBAL INC.
Security | 78409V104 | Meeting Type | Annual | |||
Ticker Symbol | SPGI | Meeting Date | 05-May-2021 | |||
ISIN | US78409V1044 | Agenda | 935381462 - Management | |||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 04-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1a. | Election of Director: Marco Alverà | Management | For | For | ||||
1b. | Election of Director: William J. Amelio | Management | For | For | ||||
1c. | Election of Director: William D. Green | Management | For | For | ||||
1d. | Election of Director: Stephanie C. Hill | Management | For | For | ||||
1e. | Election of Director: Rebecca Jacoby | Management | For | For | ||||
1f. | Election of Director: Monique F. Leroux | Management | For | For | ||||
1g. | Election of Director: Ian P. Livingston | Management | For | For | ||||
1h. | Election of Director: Maria R. Morris | Management | For | For | ||||
1i. | Election of Director: Douglas L. Peterson | Management | For | For | ||||
1j. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||
1k. | Election of Director: Kurt L. Schmoke | Management | For | For | ||||
1l. | Election of Director: Richard E. Thornburgh | Management | For | For | ||||
2. | Approve, on an advisory basis, the executive compensation program for the Company’s named executive officers. | Management | For | For | ||||
3. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2021. | Management | For | For | ||||
4. | Approve, on an advisory basis, the Company’s Greenhouse Gas (GHG) Emissions Reduction Plan. | Management | For | For | ||||
5. | Shareholder proposal to transition to a Public Benefit Corporation. | Shareholder | Against | Against |
ECOLAB INC.
Security | 278865100 | Meeting Type | Annual | |||
Ticker Symbol | ECL | Meeting Date | 06-May-2021 | |||
ISIN | US2788651006 | Agenda | 935355405 - Management | |||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||
1B. | Election of Director: Shari L. Ballard | Management | For | For | ||||
1C. | Election of Director: Barbara J. Beck | Management | For | For | ||||
1D. | Election of Director: Christophe Beck | Management | For | For | ||||
1E. | Election of Director: Jeffrey M. Ettinger | Management | For | For | ||||
1F. | Election of Director: Arthur J. Higgins | Management | For | For | ||||
1G. | Election of Director: Michael Larson | Management | For | For | ||||
1H. | Election of Director: David W. MacLennan | Management | For | For | ||||
1I. | Election of Director: Tracy B. McKibben | Management | For | For | ||||
1J. | Election of Director: Lionel L. Nowell, III | Management | For | For | ||||
1K. | Election of Director: Victoria J. Reich | Management | For | For | ||||
1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||
1M. | Election of Director: John J. Zillmer | Management | For | For | ||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2021. | Management | For | For | ||||
3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | Management | For | For | ||||
4. | Stockholder proposal regarding proxy access, if properly presented. | Shareholder | Against | Against |
MARKEL CORPORATION
Security | 570535104 | Meeting Type | Annual | |||
Ticker Symbol | MKL | Meeting Date | 10-May-2021 | |||
ISIN | US5705351048 | Agenda | 935359174 - Management | |||
Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 07-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Mark M. Besca | Management | For | For | ||||
1B. | Election of Director: K. Bruce Connell | Management | For | For | ||||
1C. | Election of Director: Thomas S. Gayner | Management | For | For | ||||
1D. | Election of Director: Greta J. Harris | Management | For | For | ||||
1E. | Election of Director: Diane Leopold | Management | For | For | ||||
1F. | Election of Director: Lemuel E. Lewis | Management | For | For | ||||
1G. | Election of Director: Anthony F. Markel | Management | For | For | ||||
1H. | Election of Director: Steven A. Markel | Management | For | For | ||||
1I. | Election of Director: Harold L. Morrison, Jr. | Management | For | For | ||||
1J. | Election of Director: Michael O’Reilly | Management | For | For | ||||
1K. | Election of Director: A. Lynne Puckett | Management | For | For | ||||
1L. | Election of Director: Richard R. Whitt, III | Management | For | For | ||||
2. | Advisory vote on approval of executive compensation. | Management | For | For | ||||
3. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
IDEXX LABORATORIES, INC.
Security | 45168D104 | Meeting Type | Annual | |||
Ticker Symbol | IDXX | Meeting Date | 12-May-2021 | |||
ISIN | US45168D1046 | Agenda | 935370508 - Management | |||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Bruce L. Claflin | Management | For | For | ||||
1B. | Election of Director: Asha S. Collins, PhD | Management | For | For | ||||
1C. | Election of Director: Daniel M. Junius | Management | For | For | ||||
1D. | Election of Director: Sam Samad | Management | For | For | ||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the current fiscal year (Proposal Two). | Management | For | For | ||||
3. | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company’s executive compensation (Proposal Three). | Management | For | For |
PROS HOLDINGS, INC.
Security | 74346Y103 | Meeting Type | Annual | |||
Ticker Symbol | PRO | Meeting Date | 12-May-2021 | |||
ISIN | US74346Y1038 | Agenda | 935372463 - Management | |||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Raja Hammoud | For | For | ||||||
2 William V. Russell | For | For | ||||||
2. | To conduct an advisory vote on executive compensation. | Management | For | For | ||||
3. | Approval of amendments to our Amended and Restated 2017 Equity Incentive Plan. | Management | For | For | ||||
4. | Approval of an amendment to our 2013 Employee Stock Purchase Plan. | Management | For | For | ||||
5. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of PROS Holdings, Inc. for the fiscal year ending December 31, 2021. | Management | For | For |
ENVESTNET, INC.
Security | 29404K106 | Meeting Type | Annual | |||
Ticker Symbol | ENV | Meeting Date | 12-May-2021 | |||
ISIN | US29404K1060 | Agenda | 935390411 - Management | |||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Valerie Mosley | For | For | ||||||
2 Gregory Smith | For | For | ||||||
2. | The approval, on an advisory basis, of 2020 executive compensation. | Management | For | For | ||||
3. | The ratification of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
4. | The approval of the Envestnet, Inc. Long- Term Incentive Plan, as amended through the Fifth Amendment. | Management | For | For |
BLACKLINE, INC.
Security | 09239B109 | Meeting Type | Annual | |||
Ticker Symbol | BL | Meeting Date | 13-May-2021 | |||
ISIN | US09239B1098 | Agenda | 935359441 - Management | |||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Owen Ryan | For | For | ||||||
2 Kevin Thompson | For | For | ||||||
3 Sophia Velastegui | For | For | ||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP (“PwC”) as the Company’s independent registered public accounting firm for its fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Approval, on a non-binding, advisory basis, of the 2020 compensation of the Company’s named executive officers. | Management | For | For |
SBA COMMUNICATIONS CORPORATION
Security | 78410G104 | Meeting Type | Annual | |||
Ticker Symbol | SBAC | Meeting Date | 13-May-2021 | |||
ISIN | US78410G1040 | Agenda | 935375938 - Management | |||
Record Date | 11-Mar-2021 | Holding Recon Date | 11-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1.1 | Election of Director For a three-year term expiring at the 2024 Annual Meeting: Mary S. Chan | Management | For | For | ||||
1.2 | Election of Director For a three-year term expiring at the 2024 Annual Meeting: George R. Krouse, Jr. | Management | For | For | ||||
2. | Ratification of the appointment of Ernst & Young LLP as SBA’s independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation of SBA’s named executive officers. | Management | For | For |
VULCAN MATERIALS COMPANY
Security | 929160109 | Meeting Type | Annual | |||
Ticker Symbol | VMC | Meeting Date | 14-May-2021 | |||
ISIN | US9291601097 | Agenda | 935362917 - Management | |||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Thomas A. Fanning | Management | For | For | ||||
1B. | Election of Director: J. Thomas Hill | Management | For | For | ||||
1C. | Election of Director: Cynthia L. Hostetler | Management | For | For | ||||
1D. | Election of Director: Richard T. O’Brien | Management | For | For | ||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For |
WASTE CONNECTIONS, INC.
Security | 94106B101 | Meeting Type | Annual | |||
Ticker Symbol | WCN | Meeting Date | 14-May-2021 | |||
ISIN | CA94106B1013 | Agenda | 935371283 - Management | |||
Record Date | 16-Mar-2021 | Holding Recon Date | 16-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director to serve for a one year term: Edward E. “Ned” Guillet | Management | For | For | ||||
1B. | Election of Director to serve for a one year term: Michael W. Harlan | Management | For | For | ||||
1C. | Election of Director to serve for a one year term: Larry S. Hughes | Management | For | For | ||||
1D. | Election of Director to serve for a one year term: Worthing F. Jackman | Management | For | For | ||||
1E. | Election of Director to serve for a one year term: Elise L. Jordan | Management | For | For | ||||
1F. | Election of Director to serve for a one year term: Susan “Sue” Lee | Management | For | For | ||||
1G. | Election of Director to serve for a one year term: Ronald J. Mittelstaedt | Management | For | For | ||||
1H. | Election of Director to serve for a one year term: William J. Razzouk | Management | For | For | ||||
2. | Say on Pay - Approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||
3. | Appoint Grant Thornton LLP as the Company’s independent registered public accounting firm until the close of the Company’s 2022 Annual Meeting of Shareholders and authorize the Company’s Board of Directors to fix the remuneration of the independent registered public accounting firm. | Management | For | For |
ANSYS, INC.
Security | 03662Q105 | Meeting Type | Annual | |||
Ticker Symbol | ANSS | Meeting Date | 14-May-2021 | |||
ISIN | US03662Q1058 | Agenda | 935371459 - Management | |||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Class I Director for Three-Year Term: Jim Frankola | Management | For | For | ||||
1B. | Election of Class I Director for Three-Year Term: Alec D. Gallimore | Management | For | For | ||||
1C. | Election of Class I Director for Three-Year Term: Ronald W. Hovsepian | Management | For | For | ||||
2. | Ratification of the Selection of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | ||||
3. | Approval of the ANSYS, Inc. 2021 Equity and Incentive Compensation Plan. | Management | For | For | ||||
4. | Advisory Approval of the Compensation of Our Named Executive Officers. | Management | For | For | ||||
5. | Stockholder Proposal Requesting the Adoption of a Simple Majority Voting Provision, if Properly Presented. | Shareholder | Against | Against |
CBRE GROUP, INC.
Security | 12504L109 | Meeting Type | Annual | |||
Ticker Symbol | CBRE | Meeting Date | 19-May-2021 | |||
ISIN | US12504L1098 | Agenda | 935375534 - Management | |||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Brandon B. Boze | Management | For | For | ||||
1B. | Election of Director: Beth F. Cobert | Management | For | For | ||||
1C. | Election of Director: Reginald H. Gilyard | Management | For | For | ||||
1D. | Election of Director: Shira D. Goodman | Management | For | For | ||||
1E. | Election of Director: Christopher T. Jenny | Management | For | For | ||||
1F. | Election of Director: Gerardo I. Lopez | Management | For | For | ||||
1G. | Election of Director: Oscar Munoz | Management | For | For | ||||
1H. | Election of Director: Robert E. Sulentic | Management | For | For | ||||
1I. | Election of Director: Laura D. Tyson | Management | For | For | ||||
1J. | Election of Director: Sanjiv Yajnik | Management | For | For | ||||
2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Advisory vote to approve named executive officer compensation for 2020. | Management | For | For | ||||
4. | Stockholder proposal regarding our stockholders’ ability to call special stockholder meetings. | Shareholder | Against | Against |
THERMO FISHER SCIENTIFIC INC.
Security | 883556102 | Meeting Type | Annual | |||
Ticker Symbol | TMO | Meeting Date | 19-May-2021 | |||
ISIN | US8835561023 | Agenda | 935375736 - Management | |||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Marc N. Casper | Management | For | For | ||||
1B. | Election of Director: Nelson J. Chai | Management | For | For | ||||
1C. | Election of Director: C. Martin Harris | Management | For | For | ||||
1D. | Election of Director: Tyler Jacks | Management | For | For | ||||
1E. | Election of Director: R. Alexandra Keith | Management | For | For | ||||
1F. | Election of Director: Thomas J. Lynch | Management | For | For | ||||
1G. | Election of Director: Jim P. Manzi | Management | For | For | ||||
1H. | Election of Director: James C. Mullen | Management | For | For | ||||
1I. | Election of Director: Lars R. Sørensen | Management | For | For | ||||
1J. | Election of Director: Debora L. Spar | Management | For | For | ||||
1K. | Election of Director: Scott M. Sperling | Management | For | For | ||||
1L. | Election of Director: Dion J. Weisler | Management | For | For | ||||
2. | An advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2021. | Management | For | For | ||||
4. | A shareholder Proposal regarding special Shareholder Meetings. | Shareholder | Against | Against |
VERISK ANALYTICS, INC.
Security | 92345Y106 | Meeting Type | Annual | |||
Ticker Symbol | VRSK | Meeting Date | 19-May-2021 | |||
ISIN | US92345Y1064 | Agenda | 935377475 - Management | |||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Samuel G. Liss | Management | For | For | ||||
1B. | Election of Director: Bruce E. Hansen | Management | For | For | ||||
1C. | Election of Director: Therese M. Vaughan | Management | For | For | ||||
1D. | Election of Director: Kathleen A. Hogenson | Management | For | For | ||||
2. | To approve executive compensation on an advisory, non-binding basis. | Management | For | For | ||||
3. | To approve the 2021 Equity Incentive Plan. | Management | For | For | ||||
4. | To ratify the appointment of Deloitte & Touche LLP as our independent auditor for the 2021 fiscal year. | Management | For | For |
CABLE ONE, INC.
Security | 12685J105 | Meeting Type | Annual | |||
Ticker Symbol | CABO | Meeting Date | 21-May-2021 | |||
ISIN | US12685J1051 | Agenda | 935410364 - Management | |||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 20-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Thomas S. Gayner | Management | For | For | ||||
1B. | Election of Director: Deborah J. Kissire | Management | For | For | ||||
1C. | Election of Director: Thomas O. Might | Management | For | For | ||||
1D. | Election of Director: Kristine E. Miller | Management | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers for 2020. | Management | For | For |
DOLLAR GENERAL CORPORATION
Security | 256677105 | Meeting Type | Annual | |||
Ticker Symbol | DG | Meeting Date | 26-May-2021 | |||
ISIN | US2566771059 | Agenda | 935374924 - Management | |||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Warren F. Bryant | Management | For | For | ||||
1B. | Election of Director: Michael M. Calbert | Management | For | For | ||||
1C. | Election of Director: Patricia D. Fili-Krushel | Management | For | For | ||||
1D. | Election of Director: Timothy I. McGuire | Management | For | For | ||||
1E. | Election of Director: William C. Rhodes, III | Management | For | For | ||||
1F. | Election of Director: Debra A. Sandler | Management | For | For | ||||
1G. | Election of Director: Ralph E. Santana | Management | For | For | ||||
1H. | Election of Director: Todd J. Vasos | Management | For | For | ||||
2. | To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation’s named executive officers as disclosed in the proxy statement. | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation’s independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||
4. | To approve the Dollar General Corporation 2021 Stock Incentive Plan. | Management | For | For | ||||
5. | To approve an amendment to the amended and restated charter of Dollar General Corporation to allow shareholders holding 25% or more of our common stock to request special meetings of shareholders. | Management | For | For | ||||
6. | To vote on a shareholder proposal regarding shareholders’ ability to call special meetings of shareholders. | Shareholder | Against | Against |
AMERICAN TOWER CORPORATION
Security | 03027X100 | Meeting Type | Annual | |||
Ticker Symbol | AMT | Meeting Date | 26-May-2021 | |||
ISIN | US03027X1000 | Agenda | 935387755 - Management | |||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Thomas A. Bartlett | Management | For | For | ||||
1B. | Election of Director: Raymond P. Dolan | Management | For | For | ||||
1C. | Election of Director: Kenneth R. Frank | Management | For | For | ||||
1D. | Election of Director: Robert D. Hormats | Management | For | For | ||||
1E. | Election of Director: Gustavo Lara Cantu | Management | For | For | ||||
1F. | Election of Director: Grace D. Lieblein | Management | For | For | ||||
1G. | Election of Director: Craig Macnab | Management | For | For | ||||
1H. | Election of Director: JoAnn A. Reed | Management | For | For | ||||
1I. | Election of Director: Pamela D.A. Reeve | Management | For | For | ||||
1J. | Election of Director: David E. Sharbutt | Management | For | For | ||||
1K. | Election of Director: Bruce L. Tanner | Management | For | For | ||||
1L. | Election of Director: Samme L. Thompson | Management | For | For | ||||
2. | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | ||||
4. | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shareholder | Against | Against | ||||
5. | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shareholder | Against | Against |
ILLUMINA, INC.
Security | 452327109 | Meeting Type | Annual | |||
Ticker Symbol | ILMN | Meeting Date | 26-May-2021 | |||
ISIN | US4523271090 | Agenda | 935395485 - Management | |||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Caroline D. Dorsa | Management | For | For | ||||
1B. | Election of Director: Robert S. Epstein, M.D. | Management | For | For | ||||
1C. | Election of Director: Scott Gottlieb, M.D. | Management | For | For | ||||
1D. | Election of Director: Gary S. Guthart | Management | For | For | ||||
1E. | Election of Director: Philip W. Schiller | Management | For | For | ||||
1F. | Election of Director: John W. Thompson | Management | For | For | ||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | For | For |
AMAZON.COM, INC.
Security | 023135106 | Meeting Type | Annual | |||
Ticker Symbol | AMZN | Meeting Date | 26-May-2021 | |||
ISIN | US0231351067 | Agenda | 935397592 - Management | |||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||
1B. | Election of Director: Keith B. Alexander | Management | For | For | ||||
1C. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||
1D. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||
1E. | Election of Director: Judith A. McGrath | Management | For | For | ||||
1F. | Election of Director: Indra K. Nooyi | Management | For | For | ||||
1G. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||
1H. | Election of Director: Thomas O. Ryder | Management | For | For | ||||
1I. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||
1J. | Election of Director: Wendell P. Weeks | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | Against | Against | ||||
5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | Against | Against | ||||
6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | Against | Against | ||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | Against | Against | ||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | Against | Against | ||||
9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | Against | Against | ||||
10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | Against | Against | ||||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | Against | Against | ||||
12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | Against | ||||
13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | Against | Against | ||||
14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | Against | Against |
MASIMO CORPORATION
Security | 574795100 | Meeting Type | Annual | |||
Ticker Symbol | MASI | Meeting Date | 27-May-2021 | |||
ISIN | US5747951003 | Agenda | 935399534 - Management | |||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1.1 | Election of Class II Director: Mr. Joe Kiani | Management | For | For | ||||
2. | To ratify the selection of Grant Thornton as the Company’s independent registered public accounting firm for fiscal year ended January 1, 2022. | Management | For | For | ||||
3. | To provide an advisory vote to approve the compensation of our named executive officers. | Management | For | For |
COSTAR GROUP, INC.
Security | 22160N109 | Meeting Type | Annual | |||
Ticker Symbol | CSGP | Meeting Date | 02-Jun-2021 | |||
ISIN | US22160N1090 | Agenda | 935407684 - Management | |||
Record Date | 07-Apr-2021 | Holding Recon Date | 07-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 01-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of director: Michael R. Klein | Management | For | For | ||||
1B. | Election of director: Andrew C. Florance | Management | For | For | ||||
1C. | Election of director: Laura Cox Kaplan | Management | For | For | ||||
1D. | Election of director: Michael J. Glosserman | Management | For | For | ||||
1E. | Election of director: John W. Hill | Management | For | For | ||||
1F. | Election of director: Robert W. Musslewhite | Management | For | For | ||||
1G. | Election of director: Christopher J. Nassetta | Management | For | For | ||||
1H. | Election of director: Louise S. Sams | Management | For | For | ||||
2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Proposal to approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | ||||
4. | Proposal to approve the adoption of the Company’s Fourth Amended and Restated Certificate of Incorporation to increase the total number of shares of common stock that the Company is authorized to issue from 60,000,000 to 1,200,000,000 and correspondingly increase the total number of shares of capital stock that the Company is authorized to issue from 62,000,000 to 1,202,000,000. | Management | For | For | ||||
5. | Proposal to approve the amendment and restatement of the CoStar Employee Stock Purchase Plan to increase the number of shares authorized for issuance thereunder. | Management | For | For | ||||
6. | Stockholder proposal regarding simple majority vote, if properly presented. | Shareholder | Against | Against |
WORKIVA INC.
Security | 98139A105 | Meeting Type | Annual | |||
Ticker Symbol | WK | Meeting Date | 03-Jun-2021 | |||
ISIN | US98139A1051 | Agenda | 935407088 - Management | |||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 02-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Robert H. Herz | For | For | ||||||
2 David S. Mulcahy | For | For | ||||||
2. | Approval, on an advisory basis, of the compensation of Workiva’s named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For |
ROPER TECHNOLOGIES, INC.
Security | 776696106 | Meeting Type | Annual | |||
Ticker Symbol | ROP | Meeting Date | 14-Jun-2021 | |||
ISIN | US7766961061 | Agenda | 935422775 - Management | |||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 11-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1.1 | Election of Director: Shellye L. Archambeau | Management | For | For | ||||
1.2 | Election of Director: Amy Woods Brinkley | Management | For | For | ||||
1.3 | Election of Director: John F. Fort III | Management | For | For | ||||
1.4 | Election of Director: L. Neil Hunn | Management | For | For | ||||
1.5 | Election of Director: Robert D. Johnson | Management | For | For | ||||
1.6 | Election of Director: Laura G. Thatcher | Management | For | For | ||||
1.7 | Election of Director: Richard F. Wallman | Management | For | For | ||||
1.8 | Election of Director: Christopher Wright | Management | For | For | ||||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
4. | Approval of the Roper Technologies, Inc. 2021 Incentive Plan. | Management | For | For |
TWILIO INC.
Security | 90138F102 | Meeting Type | Annual | |||
Ticker Symbol | TWLO | Meeting Date | 16-Jun-2021 | |||
ISIN | US90138F1021 | Agenda | 935414716 - Management | |||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 15-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Jeff Lawson | For | For | ||||||
2 Byron Deeter | For | For | ||||||
3 Jeffrey Epstein | For | For | ||||||
2. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Approval of, on a non-binding advisory basis, the compensation of the Company’s named executive officers. | Management | For | For |
BLACK KNIGHT, INC.
Security | 09215C105 | Meeting Type | Annual | |||
Ticker Symbol | BKI | Meeting Date | 16-Jun-2021 | |||
ISIN | US09215C1053 | Agenda | 935418752 - Management | |||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 15-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 William P. Foley, II | For | For | ||||||
2 Anthony M. Jabbour | For | For | ||||||
3 Catherine L. Burke | For | For | ||||||
4 Thomas M. Hagerty | For | For | ||||||
5 Joseph M. Otting | For | For | ||||||
6 John D. Rood | For | For | ||||||
7 Nancy L. Shanik | For | For | ||||||
2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
OKTA, INC.
Security | 679295105 | Meeting Type | Annual | |||
Ticker Symbol | OKTA | Meeting Date | 17-Jun-2021 | |||
ISIN | US6792951054 | Agenda | 935426418 - Management | |||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 16-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Todd McKinnon | For | For | ||||||
2 Michael Stankey | For | For | ||||||
2. | A proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | For | For | ||||
3. | To approve, on an advisory non-binding basis, the compensation of our named executive officers. | Management | For | For |
MASTERCARD INCORPORATED
Security | 57636Q104 | Meeting Type | Annual | |||
Ticker Symbol | MA | Meeting Date | 22-Jun-2021 | |||
ISIN | US57636Q1040 | Agenda | 935420644 - Management | |||
Record Date | 23-Apr-2021 | Holding Recon Date | 23-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 21-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Ajay Banga | Management | For | For | ||||
1B. | Election of Director: Merit E. Janow | Management | For | For | ||||
1C. | Election of Director: Richard K. Davis | Management | For | For | ||||
1D. | Election of Director: Steven J. Freiberg | Management | For | For | ||||
1E. | Election of Director: Julius Genachowski | Management | For | For | ||||
1F. | Election of Director: Choon Phong Goh | Management | For | For | ||||
1G. | Election of Director: Oki Matsumoto | Management | For | For | ||||
1H. | Election of Director: Michael Miebach | Management | For | For | ||||
1I. | Election of Director: Youngme Moon | Management | For | For | ||||
1J. | Election of Director: Rima Qureshi | Management | For | For | ||||
1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | ||||
1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | ||||
1M. | Election of Director: Jackson Tai | Management | For | For | ||||
1N. | Election of Director: Lance Uggla | Management | For | For | ||||
2. | Advisory approval of Mastercard’s executive compensation. | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Management | For | For | ||||
4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Management | For | For | ||||
5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. | Management | For | For | ||||
6. | Approval of amendments to Mastercard’s Certificate of Incorporation to remove supermajority voting requirements. | Management | For | For |
VEEVA SYSTEMS INC.
Security | 922475108 | Meeting Type | Annual | |||
Ticker Symbol | VEEV | Meeting Date | 23-Jun-2021 | |||
ISIN | US9224751084 | Agenda | 935433677 - Management | |||
Record Date | 30-Apr-2021 | Holding Recon Date | 30-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 22-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director to serve until the 2022 annual meeting: Mark Carges | Management | For | For | ||||
1B. | Election of Director to serve until the 2022 annual meeting: Paul E. Chamberlain | Management | For | For | ||||
1C. | Election of Director to serve until the 2022 annual meeting: Ronald E.F. Codd | Management | For | For | ||||
1D. | Election of Director to serve until the 2022 annual meeting: Peter P. Gassner | Management | For | For | ||||
1E. | Election of Director to serve until the 2022 annual meeting: Mary Lynne Hedley | Management | For | For | ||||
1F. | Election of Director to serve until the 2022 annual meeting: Gordon Ritter | Management | For | For | ||||
1G. | Election of Director to serve until the 2022 annual meeting: Paul Sekhri | Management | For | For | ||||
1H. | Election of Director to serve until the 2022 annual meeting: Matthew J. Wallach | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | For | For | ||||
3. | To hold an advisory (non-binding) vote to approve named executive officer compensation. | Management | For | For | ||||
4. | To hold an advisory (non-binding) vote on the frequency of future shareholder advisory votes to approve named executive officer compensation. | Management | 1 Year | 3 Years | ||||
5. | To amend and restate our Restated Certificate of Incorporation to permit shareholders to call special meetings as specified in our amended and restated bylaws, which would allow shareholders holding 25% or more of the voting power of our capital stock for at least one year to call special meetings. | Management | For | For | ||||
6. | To consider and vote upon a shareholder proposal, if properly presented, to enable shareholders holding 15% or more of our common stock to call special meetings. | Shareholder | Against | Against |
CARMAX, INC.
Security | 143130102 | Meeting Type | Annual | |||
Ticker Symbol | KMX | Meeting Date | 29-Jun-2021 | |||
ISIN | US1431301027 | Agenda | 935430188 - Management | |||
Record Date | 23-Apr-2021 | Holding Recon Date | 23-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 28-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Peter J. Bensen | Management | For | For | ||||
1B. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Ronald E. Blaylock | Management | For | For | ||||
1C. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Sona Chawla | Management | For | For | ||||
1D. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Thomas J. Folliard | Management | For | For | ||||
1E. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Shira Goodman | Management | For | For | ||||
1F. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Robert J. Hombach | Management | For | For | ||||
1G. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: David W. McCreight | Management | For | For | ||||
1H. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: William D. Nash | Management | For | For | ||||
1I. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Mark F. O’Neil | Management | For | For | ||||
1J. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Pietro Satriano | Management | For | For | ||||
1K. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Marcella Shinder | Management | For | For | ||||
1L. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Mitchell D. Steenrod | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as independent registered public accounting firm. | Management | For | For | ||||
3. | To vote on an advisory resolution to approve the compensation of our named executive officers. | Management | For | For | ||||
4. | To vote on a shareholder proposal regarding a report on political contributions, if properly presented at the meeting. | Shareholder | Against | Against |
CROWDSTRIKE HOLDINGS, INC.
Security | 22788C105 | Meeting Type | Annual | |||
Ticker Symbol | CRWD | Meeting Date | 30-Jun-2021 | |||
ISIN | US22788C1053 | Agenda | 935436003 - Management | |||
Record Date | 05-May-2021 | Holding Recon Date | 05-May-2021 | |||
City / Country | / United States | Vote Deadline Date | 29-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Roxanne S. Austin | For | For | ||||||
2 Sameer K. Gandhi | For | For | ||||||
3 Gerhard Watzinger | For | For | ||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike’s independent registered public accounting firm for its fiscal year ending January 31, 2022. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of CrowdStrike’s named executive officers. | Management | For | For | ||||
4. | To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of CrowdStrike’s named executive officers. | Management | 1 Year | 3 Years | ||||
5. | To approve an amendment to CrowdStrike’s 2019 Employee Stock Purchase Plan. | Management | For | For |
DF Dent Small Cap Growth Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
Vote Summary
LEMAITRE VASCULAR, INC.
Security | 525558201 | Meeting Type | Annual | |||
Ticker Symbol | LMAT | Meeting Date | 30-Jul-2020 | |||
ISIN | US5255582018 | Agenda | 935242204 - Management | |||
Record Date | 11-Jun-2020 | Holding Recon Date | 11-Jun-2020 | |||
City / Country | / United States | Vote Deadline Date | 29-Jul-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Bridget A. Ross | For | For | ||||||
2 John A. Roush | For | For | ||||||
2. | To approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||
3. | To ratify Grant Thornton LLP as our independent registered public accounting firm for 2020. | Management | For | For |
HELIOS TECHNOLOGIES, INC.
Security | 42328H109 | Meeting Type | Annual | |||
Ticker Symbol | HLIO | Meeting Date | 06-Aug-2020 | |||
ISIN | US42328H1095 | Agenda | 935237570 - Management | |||
Record Date | 01-Jun-2020 | Holding Recon Date | 01-Jun-2020 | |||
City / Country | / United States | Vote Deadline Date | 05-Aug-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Laura Dempsey Brown* | For | For | ||||||
2 Cariappa M. Chenanda* | For | For | ||||||
3 Dr. Alexander Schuetz* | For | For | ||||||
4 Josef Matosevic# | For | For | ||||||
5 Gregory C. Yadley# | For | For | ||||||
2. | Ratify Appointment of Grant Thornton LLP as the Independent Registered Public Accounting Firm of the Corporation for 2020. | Management | For | For | ||||
3. | Advisory Vote on Executive Compensation. | Management | For | For |
MONRO, INC.
Security | 610236101 | Meeting Type | Annual | |||
Ticker Symbol | MNRO | Meeting Date | 18-Aug-2020 | |||
ISIN | US6102361010 | Agenda | 935245705 - Management | |||
Record Date | 29-Jun-2020 | Holding Recon Date | 29-Jun-2020 | |||
City / Country | / United States | Vote Deadline Date | 17-Aug-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 John L. Auerbach | For | For | ||||||
2 Donald Glickman | For | For | ||||||
3 Lindsay N. Hyde | For | For | ||||||
4 Leah C. Johnson | For | For | ||||||
2. | To approve, on a non-binding, advisory basis, the compensation paid to the Company’s Named Executive Officers. | Management | For | For | ||||
3. | To ratify the re-appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the fiscal year ending March 27, 2021. | Management | For | For |
MESA LABORATORIES, INC.
Security | 59064R109 | Meeting Type | Annual | |||
Ticker Symbol | MLAB | Meeting Date | 28-Aug-2020 | |||
ISIN | US59064R1095 | Agenda | 935248535 - Management | |||
Record Date | 07-Jul-2020 | Holding Recon Date | 07-Jul-2020 | |||
City / Country | / United States | Vote Deadline Date | 27-Aug-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 J. Alltoft | For | For | ||||||
2 E. Guillemin | For | For | ||||||
3 S. Hall | For | For | ||||||
4 D. Kelly | For | For | ||||||
5 G. Owens | For | For | ||||||
6 D. Perez | For | For | ||||||
7 J. Schmieder | For | For | ||||||
8 J. Sullivan | For | For | ||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Compensation Discussion and Analysis section and the Executive Compensation section of our Proxy Statement. | Management | For | For | ||||
3. | To ratify the appointment of Plante & Moran, PLLC (“The Audit Firm”) as the Company’s independent registered public accounting firm for the year ending March 31, 2021 (the “Ratification of Auditors Proposal”). | Management | For | For |
HAMILTON LANE INCORPORATED
Security | 407497106 | Meeting Type | Annual | |||
Ticker Symbol | HLNE | Meeting Date | 03-Sep-2020 | |||
ISIN | US4074971064 | Agenda | 935251063 - Management | |||
Record Date | 08-Jul-2020 | Holding Recon Date | 08-Jul-2020 | |||
City / Country | / United States | Vote Deadline Date | 02-Sep-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 David J. Berkman | For | For | ||||||
2 O. Griffith Sexton | For | For | ||||||
2. | Advisory, non-binding vote to approve named executive officer compensation. | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending March 31, 2021. | Management | For | For |
BIO-TECHNE CORP
Security | 09073M104 | Meeting Type | Annual | |||
Ticker Symbol | TECH | Meeting Date | 29-Oct-2020 | |||
ISIN | US09073M1045 | Agenda | 935270570 - Management | |||
Record Date | 03-Sep-2020 | Holding Recon Date | 03-Sep-2020 | |||
City / Country | / United States | Vote Deadline Date | 28-Oct-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | To set the number of Directors at nine. | Management | For | For | ||||
2A. | Election of Director: Robert V. Baumgartner | Management | For | For | ||||
2B. | Election of Director: Julie L. Bushman | Management | For | For | ||||
2C. | Election of Director: John L. Higgins | Management | For | For | ||||
2D. | Election of Director: Joseph D. Keegan | Management | For | For | ||||
2E. | Election of Director: Charles R. Kummeth | Management | For | For | ||||
2F. | Election of Director: Roeland Nusse | Management | For | For | ||||
2G. | Election of Director: Alpna Seth | Management | For | For | ||||
2H. | Election of Director: Randolph Steer | Management | For | For | ||||
2I. | Election of Director: Rupert Vessey | Management | For | For | ||||
3. | Cast a non-binding vote on named executive officer compensation. | Management | For | For | ||||
4. | Approve an amendment and restatement to the Company’s Second Amended and Restated 2010 Equity Incentive Plan to allocate 1,300,000 additional shares to the Plan reserve and to make certain additional amendments. | Management | For | For | ||||
5. | Ratify the appointment of the Company’s independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
TELADOC HEALTH, INC.
Security | 87918A105 | Meeting Type | Special | |||
Ticker Symbol | TDOC | Meeting Date | 29-Oct-2020 | |||
ISIN | US87918A1051 | Agenda | 935274794 - Management | |||
Record Date | 08-Sep-2020 | Holding Recon Date | 08-Sep-2020 | |||
City / Country | / United States | Vote Deadline Date | 28-Oct-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | Approval of Share Issuance. To approve the issuance of shares of Teladoc Health, Inc. (“Teladoc”) common stock to the shareholders of Livongo Health, Inc. (“Livongo”) pursuant to the Agreement and Plan of Merger, dated as of August 5, 2020, by and among Teladoc, Livongo, and Tempranillo Merger Sub, Inc., a wholly- owned subsidiary of Teladoc (the “Teladoc share issuance proposal”). | Management | For | For | ||||
2. | Adoption of Charter Amendment. To adopt an amendment to the certificate of incorporation of Teladoc (the “Teladoc charter amendment proposal”) | Management | For | For | ||||
3. | Adjournment of Teladoc Shareholder Meeting. To approve the adjournment of the Teladoc shareholder meeting to solicit additional proxies if there are not sufficient votes at the time of the Teladoc shareholder meeting to approve the Teladoc share issuance proposal and the Teladoc charter amendment proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Teladoc shareholders. | Management | For | For |
WD-40 COMPANY
Security | 929236107 | Meeting Type | Annual | |||
Ticker Symbol | WDFC | Meeting Date | 08-Dec-2020 | |||
ISIN | US9292361071 | Agenda | 935288957 - Management | |||
Record Date | 12-Oct-2020 | Holding Recon Date | 12-Oct-2020 | |||
City / Country | / United States | Vote Deadline Date | 07-Dec-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Daniel T. Carter | Management | For | For | ||||
1B. | Election of Director: Melissa Claassen | Management | For | For | ||||
1C. | Election of Director: Eric P. Etchart | Management | For | For | ||||
1D. | Election of Director: Lara L. Lee | Management | For | For | ||||
1E. | Election of Director: Trevor I. Mihalik | Management | For | For | ||||
1F. | Election of Director: Graciela I. Monteagudo | Management | For | For | ||||
1G. | Election of Director: David B. Pendarvis | Management | For | For | ||||
1H. | Election of Director: Garry O. Ridge | Management | For | For | ||||
1I. | Election of Director: Gregory A. Sandfort | Management | For | For | ||||
1J. | Election of Director: Anne G. Saunders | Management | For | For | ||||
2. | To hold an advisory vote to approve executive compensation. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
4. | Shareholder proposal—policy to include non-management employees as prospective director candidates. | Shareholder | Against | Against |
GUIDEWIRE SOFTWARE, INC.
Security | 40171V100 | Meeting Type | Annual | |||
Ticker Symbol | GWRE | Meeting Date | 15-Dec-2020 | |||
ISIN | US40171V1008 | Agenda | 935299429 - Management | |||
Record Date | 19-Oct-2020 | Holding Recon Date | 19-Oct-2020 | |||
City / Country | / United States | Vote Deadline Date | 14-Dec-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1a. | Election of Director: Andrew Brown | Management | For | For | ||||
1b. | Election of Director: Margaret Dillon | Management | For | For | ||||
1c. | Election of Director: Michael Keller | Management | For | For | ||||
1d. | Election of Director: Catherine P. Lego | Management | For | For | ||||
1e. | Election of Director: Mike Rosenbaum | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||
4. | To approve, on an advisory basis, the frequency of future non-binding, advisory votes to approve the compensation of the Company’s named executive officers. | Management | 1 Year | 1 Year | ||||
5. | To approve the Guidewire Software, Inc. 2020 Stock Plan. | Management | For | For | ||||
6. | To consider a stockholder proposal regarding adoption of a simple majority voting standard in the Company’s Certificate of Incorporation and Bylaws for all actions that require a vote by stockholders, if properly presented at the meeting. | Shareholder | Against | For |
CANTEL MEDICAL CORP.
Security | 138098108 | Meeting Type | Annual | |||
Ticker Symbol | CMD | Meeting Date | 16-Dec-2020 | |||
ISIN | US1380981084 | Agenda | 935304903 - Management | |||
Record Date | 02-Nov-2020 | Holding Recon Date | 02-Nov-2020 | |||
City / Country | / United States | Vote Deadline Date | 15-Dec-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1a. | Election of Director: Charles M. Diker | Management | For | For | ||||
1b. | Election of Director: Alan R. Batkin | Management | For | For | ||||
1c. | Election of Director: Ann E. Berman | Management | For | For | ||||
1d. | Election of Director: Mark N. Diker | Management | For | For | ||||
1e. | Election of Director: Anthony B. Evnin | Management | For | For | ||||
1f. | Election of Director: Laura L. Forese | Management | For | For | ||||
1g. | Election of Director: George L. Fotiades | Management | For | For | ||||
1h. | Election of Director: Ronnie Myers | Management | For | For | ||||
1i. | Election of Director: Karen N. Prange | Management | For | For | ||||
1j. | Election of Director: Peter J. Pronovost | Management | For | For | ||||
2. | Advisory vote to approve Named Executive Officer compensation. | Management | For | For | ||||
3. | Consider and approve the Cantel Medical Corp. 2020 Equity Incentive Plan. | Management | For | For | ||||
4. | Ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | For | For |
BROOKS AUTOMATION, INC.
Security | 114340102 | Meeting Type | Annual | |||
Ticker Symbol | BRKS | Meeting Date | 26-Jan-2021 | |||
ISIN | US1143401024 | Agenda | 935317291 - Management | |||
Record Date | 09-Dec-2020 | Holding Recon Date | 09-Dec-2020 | |||
City / Country | / United States | Vote Deadline Date | 25-Jan-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Robyn C. Davis | For | For | ||||||
2 Joseph R. Martin | For | For | ||||||
3 Erica J. McLaughlin | For | For | ||||||
4 Krishna G. Palepu | For | For | ||||||
5 Michael Rosenblatt | For | For | ||||||
6 Stephen S. Schwartz | For | For | ||||||
7 Alfred Woollacott, III | For | For | ||||||
8 Mark S. Wrighton | For | For | ||||||
9 Ellen M. Zane | For | For | ||||||
2. | To approve by a non-binding advisory vote the compensation of the Company’s named executive officers. | Management | For | For | ||||
3. | To approve the Company’s 2020 Equity Incentive Plan. | Management | For | For | ||||
4. | To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered accounting firm for the 2021 fiscal year. | Management | For | For |
ASPEN TECHNOLOGY, INC.
Security | 045327103 | Meeting Type | Annual | |||
Ticker Symbol | AZPN | Meeting Date | 29-Jan-2021 | |||
ISIN | US0453271035 | Agenda | 935317328 - Management | |||
Record Date | 08-Dec-2020 | Holding Recon Date | 08-Dec-2020 | |||
City / Country | / United States | Vote Deadline Date | 28-Jan-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Thomas M. Bradicich | For | For | ||||||
2 Adriana Karaboutis | For | For | ||||||
3 Georgia Keresty | For | For | ||||||
2. | Ratify the appointment of KPMG as our independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||
3. | Approve, on an advisory basis, the compensation of our named executive officers as identified in the Proxy Statement for the annual meeting (so-called “say on pay”). | Management | For | For |
HEICO CORPORATION
Security | 422806208 | Meeting Type | Annual | |||
Ticker Symbol | HEIA | Meeting Date | 19-Mar-2021 | |||
ISIN | US4228062083 | Agenda | 935332508 - Management | |||
Record Date | 22-Jan-2021 | Holding Recon Date | 22-Jan-2021 | |||
City / Country | / United States | Vote Deadline Date | 18-Mar-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Thomas M. Culligan | For | For | ||||||
2 Adolfo Henriques | For | For | ||||||
3 Mark H. Hildebrandt | For | For | ||||||
4 Eric A. Mendelson | For | For | ||||||
5 Laurans A. Mendelson | For | For | ||||||
6 Victor H. Mendelson | For | For | ||||||
7 Julie Neitzel | For | For | ||||||
8 Dr. Alan Schriesheim | For | For | ||||||
9 Frank J. Schwitter | For | For | ||||||
2. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2021. | Management | For | For |
CALAVO GROWERS, INC.
Security | 128246105 | Meeting Type | Annual | |||
Ticker Symbol | CVGW | Meeting Date | 21-Apr-2021 | |||
ISIN | US1282461052 | Agenda | �� | 935341432 - Management | ||
Record Date | 22-Feb-2021 | Holding Recon Date | 22-Feb-2021 | |||
City / Country | / United States | Vote Deadline Date | 20-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Farha Aslam | For | For | ||||||
2 Marc L. Brown | For | For | ||||||
3 Michael A. DiGregorio | For | For | ||||||
4 Harold Edwards | For | For | ||||||
5 James D. Helin | For | For | ||||||
6 Steven Hollister | For | For | ||||||
7 Kathleen M. Holmgren | For | For | ||||||
8 John M. Hunt | For | For | ||||||
9 J. Link Leavens | For | For | ||||||
10 Donald M. Sanders | For | For | ||||||
11 Scott Van Der Kar | For | For | ||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CALAVO GROWERS, INC. FOR THE YEAR ENDING OCTOBER 31, 2021. | Management | For | For | ||||
3. | ADVISORY VOTE APPROVING THE EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | ||||
4. | APPROVAL OF THE CALAVO GROWERS, INC. 2020 EQUITY INCENTIVE PLAN. | Management | For | For |
LITTELFUSE, INC.
Security | 537008104 | Meeting Type | Annual | |||
Ticker Symbol | LFUS | Meeting Date | 22-Apr-2021 | |||
ISIN | US5370081045 | Agenda | 935344337 - Management | |||
Record Date | 25-Feb-2021 | Holding Recon Date | 25-Feb-2021 | |||
City / Country | / United States | Vote Deadline Date | 21-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Kristina Cerniglia | Management | For | For | ||||
1B. | Election of Director: Tzau-Jin Chung | Management | For | For | ||||
1C. | Election of Director: Cary Fu | Management | For | For | ||||
1D. | Election of Director: Maria Green | Management | For | For | ||||
1E. | Election of Director: Anthony Grillo | Management | For | For | ||||
1F. | Election of Director: David Heinzmann | Management | For | For | ||||
1G. | Election of Director: Gordon Hunter | Management | For | For | ||||
1H. | Election of Director: William Noglows | Management | For | For | ||||
1I. | Election of Director: Nathan Zommer | Management | For | For | ||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||
3. | Approve and ratify the appointment of Grant Thornton LLP as the Company’s independent auditors for 2021. | Management | For | For |
COGENT COMMUNICATIONS HOLDINGS, INC.
Security | 19239V302 | Meeting Type | Annual | |||
Ticker Symbol | CCOI | Meeting Date | 28-Apr-2021 | |||
ISIN | US19239V3024 | Agenda | 935351483 - Management | |||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 27-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Dave Schaeffer | For | For | ||||||
2 D. Blake Bath | For | For | ||||||
3 Steven D. Brooks | For | For | ||||||
4 Lewis H. Ferguson, III | For | For | ||||||
5 Carolyn Katz | For | For | ||||||
6 Sheryl Kennedy | For | For | ||||||
7 Marc Montagner | For | For | ||||||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accountants for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve an amendment and restatement of the Company’s 2017 Incentive Award Plan including an increase in the number of shares available for issuance thereunder by 1.2 million shares. | Management | For | For | ||||
4. | Non-binding advisory vote to approve named executive officer compensation. | Management | For | For |
DOUGLAS DYNAMICS, INC
Security | 25960R105 | Meeting Type | Annual | |||
Ticker Symbol | PLOW | Meeting Date | 28-Apr-2021 | |||
ISIN | US25960R1059 | Agenda | 935369721 - Management | |||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 27-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Kenneth W. Krueger | For | For | ||||||
2 Lisa R. Bacus | For | For | ||||||
2. | Advisory vote (non-binding) to approve the compensation of the Company’s named executive officers. | Management | For | For | ||||
3. | The ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
SIMPSON MANUFACTURING CO., INC.
Security | 829073105 | Meeting Type | Annual | |||
Ticker Symbol | SSD | Meeting Date | 04-May-2021 | |||
ISIN | US8290731053 | Agenda | 935357384 - Management | |||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 03-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director to hold office until the next annual meeting: James S. Andrasick | Management | For | For | ||||
1B. | Election of Director to hold office until the next annual meeting: Jennifer A. Chatman | Management | For | For | ||||
1C. | Election of Director to hold office until the next annual meeting: Karen Colonias | Management | For | For | ||||
1D. | Election of Director to hold office until the next annual meeting: Gary M. Cusumano | Management | For | For | ||||
1E. | Election of Director to hold office until the next annual meeting: Philip E. Donaldson | Management | For | For | ||||
1F. | Election of Director to hold office until the next annual meeting: Celeste Volz Ford | Management | For | For | ||||
1G. | Election of Director to hold office until the next annual meeting: Robin G. MacGillivray | Management | For | For | ||||
2. | Approve, on an advisory, non-binding basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||
3. | Ratify the Board of Directors’ selection of Grant Thornton LLP as the Company’s independent registered public accounting firm for 2021. | Management | For | For |
TREX COMPANY, INC.
Security | 89531P105 | Meeting Type | Annual | |||
Ticker Symbol | TREX | Meeting Date | 06-May-2021 | |||
ISIN | US89531P1057 | Agenda | 935350859 - Management | |||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A | Election of Director: James E. Cline | Management | For | For | ||||
1B | Election of Director: Bryan H. Fairbanks | Management | For | For | ||||
1C | Election of Director: Gena C. Lovett | Management | For | For | ||||
1D | Election of Director: Patricia B. Robinson | Management | For | For | ||||
2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as Trex Company’s independent registered public accounting firm for the 2021 fiscal year | Management | For | For |
THE MIDDLEBY CORPORATION
Security | 596278101 | Meeting Type | Annual | |||
Ticker Symbol | MIDD | Meeting Date | 10-May-2021 | |||
ISIN | US5962781010 | Agenda | 935367866 - Management | |||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 07-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Sarah Palisi Chapin | For | For | ||||||
2 Timothy J. FitzGerald | For | For | ||||||
3 Cathy L. McCarthy | For | For | ||||||
4 John R. Miller III | For | For | ||||||
5 Robert A. Nerbonne | For | For | ||||||
6 Gordon O’Brien | For | For | ||||||
7 Nassem Ziyad | For | For | ||||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||
3. | Approval of the adoption of the Company’s 2021 Long-Term Incentive Plan. | Management | For | For | ||||
4. | Ratification of the selection of Ernst & Young LLP as the Company’s independent public accountants for the current fiscal year ending January 1, 2022. | Management | For | For |
TYLER TECHNOLOGIES, INC.
Security | 902252105 | Meeting Type | Annual | |||
Ticker Symbol | TYL | Meeting Date | 11-May-2021 | |||
ISIN | US9022521051 | Agenda | 935397388 - Management | |||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Glenn A. Carter | Management | For | For | ||||
1B. | Election of Director: Brenda A. Cline | Management | For | For | ||||
1C. | Election of Director: Ronnie D. Hawkins, Jr. | Management | For | For | ||||
1D. | Election of Director: Mary L. Landrieu | Management | For | For | ||||
1E. | Election of Director: John S. Marr, Jr. | Management | For | For | ||||
1F. | Election of Director: H. Lynn Moore, Jr. | Management | For | For | ||||
1G. | Election of Director: Daniel M. Pope | Management | For | For | ||||
1H. | Election of Director: Dustin R. Womble | Management | For | For | ||||
2. | Ratification of Ernst & Young LLP as independent auditors. | Management | For | For | ||||
3. | Approval of an advisory resolution on executive compensation. | Management | For | For |
SITEONE LANDSCAPE SUPPLY, INC.
Security | 829826103 | Meeting Type | Annual | |||
Ticker Symbol | SITE | Meeting Date | 12-May-2021 | |||
ISIN | US82982L1035 | Agenda | 935358033 - Management | |||
Record Date | 16-Mar-2021 | Holding Recon Date | 16-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Doug Black | For | For | ||||||
2 Jack Wyszomierski | For | For | ||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the company’s independent registered public accounting firm for the year ending January 2, 2022. | Management | For | For | ||||
3. | Advisory vote to approve executive compensation. | Management | For | For |
FLOOR & DECOR HOLDINGS, INC.
Security | 339750101 | Meeting Type | Annual | |||
Ticker Symbol | FND | Meeting Date | 12-May-2021 | |||
ISIN | US3397501012 | Agenda | 935363553 - Management | |||
Record Date | 16-Mar-2021 | Holding Recon Date | 16-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1a. | Election of Director: Norman Axelrod | Management | For | For | ||||
1b. | Election of Director: Ryan Marshall | Management | For | For | ||||
1c. | Election of Director: Richard Sullivan | Management | For | For | ||||
1d. | Election of Director: Felicia Thornton | Management | For | For | ||||
2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the Company’s 2021 fiscal year. | Management | For | For | ||||
3. | To approve, by non-binding vote, the compensation paid to the Company’s named executive officers. | Management | For | For | ||||
4. | To approve the amendment of our Restated Certificate of Incorporation (our “Charter”) to declassify our board of directors. | Management | For | For | ||||
5. | To approve the amendment of our Charter to eliminate supermajority voting requirements and other obsolete provisions, including the elimination of Class B Common Stock and Class C Common Stock. | Management | For | For |
PROS HOLDINGS, INC.
Security | 74346Y103 | Meeting Type | Annual | |||
Ticker Symbol | PRO | Meeting Date | 12-May-2021 | |||
ISIN | US74346Y1038 | Agenda | 935372463 - Management | |||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Raja Hammoud | For | For | ||||||
2 William V. Russell | For | For | ||||||
2. | To conduct an advisory vote on executive compensation. | Management | For | For | ||||
3. | Approval of amendments to our Amended and Restated 2017 Equity Incentive Plan. | Management | For | For | ||||
4. | Approval of an amendment to our 2013 Employee Stock Purchase Plan. | Management | For | For | ||||
5. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of PROS Holdings, Inc. for the fiscal year ending December 31, 2021. | Management | For | For |
ENVESTNET, INC.
Security | 29404K106 | Meeting Type | Annual | |||
Ticker Symbol | ENV | Meeting Date | 12-May-2021 | |||
ISIN | US29404K1060 | Agenda | 935390411 - Management | |||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Valerie Mosley | For | For | ||||||
2 Gregory Smith | For | For | ||||||
2. | The approval, on an advisory basis, of 2020 executive compensation. | Management | For | For | ||||
3. | The ratification of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
4. | The approval of the Envestnet, Inc. Long- Term Incentive Plan, as amended through the Fifth Amendment. | Management | For | For |
BLACKLINE, INC.
Security | 92382100 | Meeting Type | Annual | |||
Ticker Symbol | BL | Meeting Date | 13-May-2021 | |||
ISIN | US09239B1098 | Agenda | 935359441 - Management | |||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Owen Ryan | For | For | ||||||
2 Kevin Thompson | For | For | ||||||
3 Sophia Velastegui | For | For | ||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP (“PwC”) as the Company’s independent registered public accounting firm for its fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Approval, on a non-binding, advisory basis, of the 2020 compensation of the Company’s named executive officers. | Management | For | For |
NOVANTA INC.
Security | 67000B104 | Meeting Type | Annual and Special Meeting | |||
Ticker Symbol | NOVT | Meeting Date | 13-May-2021 | |||
ISIN | CA67000B1040 | Agenda | 935400779 - Management | |||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A | Election of Director: Lonny J. Carpenter | Management | For | For | ||||
1B | Election of Director: Deborah DiSanzo | Management | For | For | ||||
1C | Election of Director: Matthijs Glastra | Management | For | For | ||||
1D | Election of Director: Brian D. King | Management | For | For | ||||
1E | Election of Director: Ira J. Lamel | Management | For | �� | For | |||
1F | Election of Director: Maxine L. Mauricio | Management | For | For | ||||
1G | Election of Director: Katherine A. Owen | Management | For | For | ||||
1H | Election of Director: Thomas N. Secor | Management | For | For | ||||
1I | Election of Director: Frank A. Wilson | Management | For | For | ||||
2 | Approval, on an advisory (non-binding) basis, of the Company’s executive compensation. | Management | For | For | ||||
3 | To approve the amended and restated Novanta Inc. 2010 Incentive Award Plan. | Management | For | For | ||||
4 | To appoint PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm to serve until the 2022 Annual Meeting of shareholders. | Management | For | For | ||||
5 | To confirm the Company’s Amended and Restated By-Law Number 1. | Management | For | For | ||||
6 | To approve an amendment to the Company’s articles to authorize blank check preferred shares. | Management | For | For |
REPLIGEN CORPORATION
Security | 759916109 | Meeting Type | Annual | |||
Ticker Symbol | RGEN | Meeting Date | 13-May-2021 | |||
ISIN | US7599161095 | Agenda | 935406101 - Management | |||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Tony J. Hunt | Management | For | For | ||||
1B. | Election of Director: Karen A. Dawes | Management | For | For | ||||
1C. | Election of Director: Nicolas M. Barthelemy | Management | For | For | ||||
1D. | Election of Director: Carrie Eglinton Manner | Management | For | For | ||||
1E. | Election of Director: Rohin Mhatre, Ph.D. | Management | For | For | ||||
1F. | Election of Director: Glenn P. Muir | Management | For | For | ||||
1G. | Election of Director: Thomas F. Ryan, Jr. | Management | For | For | ||||
2. | Ratification of the selection of Ernst & Young LLP as Repligen Corporation’s independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
3. | Advisory vote to approve the compensation paid to Repligen Corporation’s named executive officers. | Management | For | For |
JOHN BEAN TECHNOLOGIES CORPORATION
Security | 477839104 | Meeting Type | Annual | |||
Ticker Symbol | JBT | Meeting Date | 14-May-2021 | |||
ISIN | US4778391049 | Agenda | 935363096 - Management | |||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: C. Maury Devine | Management | For | For | ||||
1B. | Election of Director: Emmanuel Lagarrigue | Management | For | For | ||||
1C. | Election of Director: James M. Ringler | Management | For | For | ||||
2. | Approve, on an advisory basis, a non- binding resolution regarding the compensation of named executive officers. | Management | For | For | ||||
3. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For |
MEDPACE HOLDINGS, INC.
Security | 58506Q109 | Meeting Type | Annual | |||
Ticker Symbol | MEDP | Meeting Date | 14-May-2021 | |||
ISIN | US58506Q1094 | Agenda | 935363820 - Management | |||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Fred B. Davenport, Jr. | For | For | ||||||
2 C. P. McCarthy III | For | For | ||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the proxy statement for the 2021 Annual Meeting. | Management | For | For |
EVO PAYMENTS, INC.
Security | 26927E104 | Meeting Type | Annual | |||
Ticker Symbol | EVOP | Meeting Date | 18-May-2021 | |||
ISIN | US26927E1047 | Agenda | 935381688 - Management | |||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Vahe A. Dombalagian | For | For | ||||||
2 James G. Kelly | For | For | ||||||
3 Rafik R. Sidhom | For | For | ||||||
2. | Approval, on an advisory basis, of the Company’s executive compensation. | Management | For | For | ||||
3. | Ratification of appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
4. | Approval, for purposes of Nasdaq Listing Rules, of the elimination of the limitation on conversions contained in the Company’s outstanding Series A convertible preferred stock. | Management | For | For |
ATRION CORPORATION
Security | 049904105 | Meeting Type | Annual | |||
Ticker Symbol | ATRI | Meeting Date | 21-May-2021 | |||
ISIN | US0499041053 | Agenda | 935374962 - Management | |||
Record Date | 23-Mar-2021 | Holding Recon Date | 23-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 20-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Preston G. Athey | Management | For | For | ||||
1B. | Election of Director: Hugh J. Morgan, Jr. | Management | For | For | ||||
2. | Approval of the Atrion Corporation 2021 Equity Incentive Plan. | Management | For | For | ||||
3. | Ratification of the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the year 2021. | Management | For | For | ||||
4. | Advisory vote to approve executive officer compensation. | Management | For | For |
CABLE ONE, INC.
Security | 12685J105 | Meeting Type | Annual | |||
Ticker Symbol | CABO | Meeting Date | 21-May-2021 | |||
ISIN | US12685J1051 | Agenda | 935410364 - Management | |||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 20-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Thomas S. Gayner | Management | For | For | ||||
1B. | Election of Director: Deborah J. Kissire | Management | For | For | ||||
1C. | Election of Director: Thomas O. Might | Management | For | For | ||||
1D. | Election of Director: Kristine E. Miller | Management | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers for 2020. | Management | For | For |
COUPA SOFTWARE INCORPORATED
Security | 22266L106 | Meeting Type | Annual | |||
Ticker Symbol | COUP | Meeting Date | 26-May-2021 | |||
ISIN | US22266L1061 | Agenda | 935391639 - Management | |||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Roger Siboni | For | For | ||||||
2 Tayloe Stansbury | For | For | ||||||
2. | Ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending January 31, 2022. | Management | For | For | ||||
3. | Advisory (non-binding) vote to approve named executive officer compensation. | Management | For | For |
EVERTEC, INC.
Security | 30040P103 | Meeting Type | Annual | |||
Ticker Symbol | EVTC | Meeting Date | 27-May-2021 | |||
ISIN | PR30040P1032 | Agenda | 935388149 - Management | |||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||
City / Country | / Puerto Rico | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Frank G. D’Angelo | Management | For | For | ||||
1B. | Election of Director: Morgan M. Schuessler, Jr. | Management | For | For | ||||
1C. | Election of Director: Kelly Barrett | Management | For | For | ||||
1D. | Election of Director: Olga Botero | Management | For | For | ||||
1E. | Election of Director: Jorge A. Junquera | Management | For | For | ||||
1F. | Election of Director: Iván Pagán | Management | For | For | ||||
1G. | Election of Director: Aldo J. Polak | Management | For | For | ||||
1H. | Election of Director: Alan H. Schumacher | Management | For | For | ||||
1I. | Election of Director: Brian J. Smith | Management | For | For | ||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||
3. | Ratification of the Appointment of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm. | Management | For | For | ||||
4. | Advisory Vote on the Frequency of the Executive Compensation Advisory Vote. | Management | 1 Year | 1 Year |
ORTHOPEDIATRICS CORP.
Security | 68752L100 | Meeting Type | Annual | |||
Ticker Symbol | KIDS | Meeting Date | 02-Jun-2021 | |||
ISIN | US68752L1008 | Agenda | 935405286 - Management | |||
Record Date | 13-Apr-2021 | Holding Recon Date | 13-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 01-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Bernie B. Berry, III | For | For | ||||||
2 Stephen F. Burns | For | For | ||||||
3 Marie C. Infante | For | For | ||||||
2. | To approve, on an advisory basis, the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For |
SVMK INC.
Security | 78489X103 | Meeting Type | Annual | |||
Ticker Symbol | SVMK | Meeting Date | 02-Jun-2021 | |||
ISIN | US78489X1037 | Agenda | 935406151 - Management | |||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 01-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Susan L. Decker | For | For | ||||||
2 David Ebersman | For | For | ||||||
3 Erika H. James | For | For | ||||||
4 Sheryl K. Sandberg | For | For | ||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | Ratification of the appointment of Ernst & Young LLP as the independent registered accountants of SVMK Inc. for the fiscal year ending December 31, 2021. | Management | For | For | ||||
4. | Stockholder proposal regarding the declassification of our Board of Directors. | Shareholder | For | None |
EXPONENT, INC.
Security | 30214U102 | Meeting Type | Annual | |||
Ticker Symbol | EXPO | Meeting Date | 03-Jun-2021 | |||
ISIN | US30214U1025 | Agenda | 935401656 - Management | |||
Record Date | 07-Apr-2021 | Holding Recon Date | 07-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 02-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1.1 | Election of Director: George H. Brown | Management | For | For | ||||
1.2 | Election of Director: Catherine Ford Corrigan, Ph.D. | Management | For | For | ||||
1.3 | Election of Director: Paul R. Johnston, Ph.D. | Management | For | For | ||||
1.4 | Election of Director: Carol Lindstrom | Management | For | For | ||||
1.5 | Election of Director: Karen A. Richardson | Management | For | For | ||||
1.6 | Election of Director: John B. Shoven, Ph.D. | Management | For | For | ||||
1.7 | Election of Director: Debra L. Zumwalt | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP, as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the fiscal 2020 compensation of the Company’s named executive officers. | Management | For | For |
HELIOS TECHNOLOGIES, INC.
Security | 42328H109 | Meeting Type | Annual | |||
Ticker Symbol | HLIO | Meeting Date | 03-Jun-2021 | |||
ISIN | US42328H1095 | Agenda | 935404765 - Management | |||
Record Date | 06-Apr-2021 | Holding Recon Date | 06-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 02-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1.1 | Election of Director to serve until 2024 annual meeting: Josef Matosevic | Management | For | For | ||||
1.2 | Election of Director to serve until 2024 annual meeting: Gregory C. Yadley | Management | For | For | ||||
2. | Proposal to ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ended January 1, 2022. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For |
WORKIVA INC.
Security | 98139A105 | Meeting Type | Annual | |||
Ticker Symbol | WK | Meeting Date | 03-Jun-2021 | |||
ISIN | US98139A1051 | Agenda | 935407088 - Management | |||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 02-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Robert H. Herz | For | For | ||||||
2 David S. Mulcahy | For | For | ||||||
2. | Approval, on an advisory basis, of the compensation of Workiva’s named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For |
LEMAITRE VASCULAR, INC.
Security | 525558201 | Meeting Type | Annual | |||
Ticker Symbol | LMAT | Meeting Date | 03-Jun-2021 | |||
ISIN | US5255582018 | Agenda | 935416227 - Management | |||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 02-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Lawrence J. Jasinski | For | For | ||||||
2 John J. O’Connor | For | For | ||||||
3 Joseph P. Pellegrino Jr | For | For | ||||||
2. | To approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||
3. | To ratify Grant Thornton LLP as our independent registered public accounting firm for 2021. | Management | For | For |
THE DESCARTES SYSTEMS GROUP INC.
Security | 249906108 | Meeting Type | Annual | |||
Ticker Symbol | DSGX | Meeting Date | 03-Jun-2021 | |||
ISIN | CA2499061083 | Agenda | 935427129 - Management | |||
Record Date | 21-Apr-2021 | Holding Recon Date | 21-Apr-2021 | |||
City / Country | / Canada | Vote Deadline Date | 28-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1 | DIRECTOR | Management | ||||||
1 Deepak Chopra | For | For | ||||||
2 Deborah Close | For | For | ||||||
3 Eric Demirian | For | For | ||||||
4 Dennis Maple | For | For | ||||||
5 Chris Muntwyler | For | For | ||||||
6 Jane O’Hagan | For | For | ||||||
7 Edward J. Ryan | For | For | ||||||
8 John J. Walker | For | For | ||||||
2 | Appointment of KPMG LLP, Chartered Professional Accountants, Licensed Public Accountants, as auditors of the Corporation to hold office until the next annual meeting of shareholders or until a successor is appointed. | Management | For | For | ||||
3 | Approval of the Say-On-Pay Resolution as set out on page 19 of the Corporation’s Management Information Circular dated April 23, 2021. | Management | For | For |
QUALYS, INC.
Security | 74758T303 | Meeting Type | Annual | |||
Ticker Symbol | QLYS | Meeting Date | 09-Jun-2021 | |||
ISIN | US74758T3032 | Agenda | 935410693 - Management | |||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 08-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Jeffrey P. Hank | For | For | ||||||
2 Sumedh Thakar | For | For | ||||||
2. | To ratify the appointment of Grant Thornton LLP as Qualys, Inc.’s independent registered public accounting firm for its fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory and non- binding basis, the compensation of Qualys, Inc.’s named executive officers as described in the Proxy Statement. | Management | For | For | ||||
4. | To approve Qualys, Inc.’s 2021 Employee Stock Purchase Plan and its material terms. | Management | For | For |
ALARM.COM HOLDINGS, INC.
Security | 011642105 | Meeting Type | Annual | |||
Ticker Symbol | ALRM | Meeting Date | 09-Jun-2021 | |||
ISIN | US0116421050 | Agenda | 935417356 - Management | |||
Record Date | 13-Apr-2021 | Holding Recon Date | 13-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 08-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Darius G. Nevin | For | For | ||||||
2 Stephen Trundle | For | For | ||||||
2. | To ratify the selection by the Audit Committee of the Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the accompanying Proxy Statement. | Management | For | For | ||||
4. | To consider, if properly presented at the Annual Meeting, a non- binding stockholder proposal requesting the Board of Directors to take each step necessary to amend the Company’s Amended and Restated Certificate of Incorporation and/or Amended and Restated Bylaws to eliminate the plurality voting standard for the election of directors. | Shareholder | Against | Against | ||||
5. | To amend the Company’s Amended and Restated Certificate of Incorporation to reorganize the Board of Directors into one class, with each director subject to election each year for a one-year term. | Management | For | For |
CASTLE BIOSCIENCES INC.
Security | 14843C105 | Meeting Type | Annual | |||
Ticker Symbol | CSTL | Meeting Date | 10-Jun-2021 | |||
ISIN | US14843C1053 | Agenda | 935410504 - Management | |||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 09-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 Mara G. Aspinall | For | For | ||||||
2 Daniel M. Bradbury | For | For | ||||||
2. | To ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
IAA, INC
Security | 449253103 | Meeting Type | Annual | |||
Ticker Symbol | IAA | Meeting Date | 16-Jun-2021 | |||
ISIN | US4492531037 | Agenda | 935412596 - Management | |||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 15-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director to serve until our 2022 annual meeting: Bill Breslin | Management | For | For | ||||
1B. | Election of Director to serve until our 2022 annual meeting: Brian Bales | Management | For | For | ||||
1C. | Election of Director to serve until our 2022 annual meeting: Olaf Kastner | Management | For | For | ||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022. | Management | For | For |
TRUPANION, INC.
Security | 898202106 | Meeting Type | Annual | |||
Ticker Symbol | TRUP | Meeting Date | 16-Jun-2021 | |||
ISIN | US8982021060 | Agenda | 935418601 - Management | |||
Record Date | 20-Apr-2021 | Holding Recon Date | 20-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 15-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director: Jacqueline Davidson | Management | For | For | ||||
2. | To ratify the selection of Ernst & Young LLP as Trupanion, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, by non-binding advisory vote, the compensation of our named executive officers for the year ended December 31, 2020. | Management | For | For |
BLACK KNIGHT, INC.
Security | 09215C105 | Meeting Type | Annual | |||
Ticker Symbol | BKI | Meeting Date | 16-Jun-2021 | |||
ISIN | US09215C1053 | Agenda | 935418752 - Management | |||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 15-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1. | DIRECTOR | Management | ||||||
1 William P. Foley, II | For | For | ||||||
2 Anthony M. Jabbour | For | For | ||||||
3 Catherine L. Burke | For | For | ||||||
4 Thomas M. Hagerty | For | For | ||||||
5 Joseph M. Otting | For | For | ||||||
6 John D. Rood | For | For | ||||||
7 Nancy L. Shanik | For | For | ||||||
2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
BRIGHT HORIZONS FAMILY SOLUTIONS INC.
Security | 109194100 | Meeting Type | Annual | |||
Ticker Symbol | BFAM | Meeting Date | 24-Jun-2021 | |||
ISIN | US1091941005 | Agenda | 935424818 - Management | |||
Record Date | 26-Apr-2021 | Holding Recon Date | 26-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 23-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Class II Director for a term of three years: Julie Atkinson | Management | For | For | ||||
1B. | Election of Class II Director for a term of three years: Jordan Hitch | Management | For | For | ||||
1C. | Election of Class II Director for a term of three years: Laurel J. Richie | Management | For | For | ||||
1D. | Election of Class II Director for a term of three years: Mary Ann Tocio | Management | For | For | ||||
2. | To approve, on an advisory basis, the compensation paid by the Company to its Named Executive Officers. | Management | For | For | ||||
3. | To approve, on an advisory basis, the frequency of future advisory votes to approve the compensation paid by the Company to its Named Executive Officers. | Management | 1 Year | 1 Year | ||||
4. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For |
HEALTHEQUITY, INC.
Security | 42226A107 | Meeting Type | Annual | |||
Ticker Symbol | HQY | Meeting Date | 24-Jun-2021 | |||
ISIN | US42226A1079 | Agenda | 935431421 - Management | |||
Record Date | 30-Apr-2021 | Holding Recon Date | 30-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 23-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | ||||
1A. | Election of Director to hold office until the 2022 annual meeting: Robert Selander | Management | For | For | ||||
1B. | Election of Director to hold office until the 2022 annual meeting: Jon Kessler | Management | For | For | ||||
1C. | Election of Director to hold office until the 2022 annual meeting: Stephen Neeleman, M.D. | Management | For | For | ||||
1D. | Election of Director to hold office until the 2022 annual meeting: Frank Corvino | Management | For | For | ||||
1E. | Election of Director to hold office until the 2022 annual meeting: Adrian Dillon | Management | For | For | ||||
1F. | Election of Director to hold office until the 2022 annual meeting: Evelyn Dilsaver | Management | For | For | ||||
1G. | Election of Director to hold office until the 2022 annual meeting: Debra McCowan | Management | For | For | ||||
1H. | Election of Director to hold office until the 2022 annual meeting: Stuart Parker | Management | For | For | ||||
1I. | Election of Director to hold office until the 2022 annual meeting: Ian Sacks | Management | For | For | ||||
1J. | Election of Director to hold office until the 2022 annual meeting: Gayle Wellborn | Management | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Management | For | For | ||||
3. | To approve, on a non-binding, advisory basis, the fiscal 2021 compensation paid to our named executive officers. | Management | For | For |
MAI Managed Volatility Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | 3. | Proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered accounting firm for fiscal 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | 1.1 | Election of Director: Dennis Segers | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | 1.2 | Election of Director: Raman K. Chitkara | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | 1.3 | Election of Director: Saar Gillai | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | 1.4 | Election of Director: Ronald S. Jankov | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | 1.5 | Election of Director: Mary Louise Krakauer | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | 1.6 | Election of Director: Thomas H. Lee | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | 1.7 | Election of Director: Jon A. Olson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | 1.8 | Election of Director: Victor Peng | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | 1.9 | Election of Director: Elizabeth W. Vanderslice | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | 2. | Proposal to approve, on an advisory basis, the compensation of the Company’s named executive officers. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NIKE, INC. | NKE | 654106103 | 17-Sep-2020 | 5. | To consider a shareholder proposal regarding political contributions disclosure. | S/H Proposal - Political/Government | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
NIKE, INC. | NKE | 654106103 | 17-Sep-2020 | 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NIKE, INC. | NKE | 654106103 | 17-Sep-2020 | 1a. | Election of Class B Director: Alan B. Graf, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NIKE, INC. | NKE | 654106103 | 17-Sep-2020 | 1b. | Election of Class B Director: Peter B. Henry | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NIKE, INC. | NKE | 654106103 | 17-Sep-2020 | 1c. | Election of Class B Director: Michelle A. Peluso | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NIKE, INC. | NKE | 654106103 | 17-Sep-2020 | 4. | To approve the Nike, Inc. Stock Incentive Plan, as amended and restated. | Amend Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NIKE, INC. | NKE | 654106103 | 17-Sep-2020 | 2. | To approve executive compensation by an advisory vote. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O12 | Re-appointment of auditor. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | S20 | Disapplication of pre-emption rights. | Eliminate Pre-Emptive Rights | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O15 | Authority to allot shares. | Allot Securities | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O4 | Declaration of final dividend. | Dividends | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O14 | Authority to make political donations and/or to incur political expenditure. | Approve Charter Amendment | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | S21 | Authority to purchase own shares. | Approve Charter Amendment | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | S22 | Reduced notice of a general meeting other than an AGM. | Approve Charter Amendment | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | S23 | Approval and adoption of new articles of association. | Approve Charter Amendment | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | S24 | 2019 Share buy-backs and employee benefit and share ownership trust transactions. | Approve Charter Amendment | Management | / | F | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O6 | Re-election of Javier Ferrán (3*) as a director. | Election of Directors (Full Slate) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O7 | Re-election of Susan Kilsby (1,3,4*) as a director. | Election of Directors (Full Slate) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O8 | Re-election of Lady Mendelsohn (1,3,4) as a director. | Election of Directors (Full Slate) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O9 | Re-election of Ivan Menezes (2*) as a director. | Election of Directors (Full Slate) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O10 | Re-election of Kathryn Mikells (2) as a director. | Election of Directors (Full Slate) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O11 | Re-election of Alan Stewart (1*,3,4) as a director. | Election of Directors (Full Slate) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O5 | Election of Melissa Bethell (1,3,4) as a director. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O16 | Amendment of the Diageo 2001 Share Incentive Plan. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O17 | Adoption of the Diageo 2020 Sharesave Plan. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O18 | Adoption of the Diageo Deferred Bonus Share Plan. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O19 | Authority to establish international share plans. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O2 | Directors’ remuneration report 2020. | Approve Remuneration of Directors and Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O3 | Directors’ remuneration policy 2020. | Approve Remuneration of Directors and Auditors | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | 013 | Remuneration of auditor. | Approve Remuneration of Directors and Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
DIAGEO PLC | DEO | 25243Q205 | 28-Sep-2020 | O1 | Report and accounts 2020. | Receive Consolidated Financial Statements | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 5. | Shareholder Proposal - Report on Efforts to Eliminate Deforestation. | S/H Proposal - Environmental | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 6. | Shareholder Proposal - Annual Report on Diversity. | S/H Proposal - Proxy Process/Statement | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 2. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 4. | Approval of The Procter & Gamble Company International Stock Ownership Plan, As Amended and Restated. | Adopt Stock Option Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 1A. | ELECTION OF DIRECTOR: Francis S. Blake | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 1B. | ELECTION OF DIRECTOR: Angela F. Braly | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 1C. | ELECTION OF DIRECTOR: Amy L. Chang | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 1D. | ELECTION OF DIRECTOR: Joseph Jimenez | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 1E. | ELECTION OF DIRECTOR: Debra L. Lee | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 1F. | ELECTION OF DIRECTOR: Terry J. Lundgren | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 1G. | ELECTION OF DIRECTOR: Christine M. McCarthy | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 1H. | ELECTION OF DIRECTOR: W. James McNerney, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 1I. | ELECTION OF DIRECTOR: Nelson Peltz | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 1J. | ELECTION OF DIRECTOR: David S. Taylor | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 1K. | ELECTION OF DIRECTOR: Margaret C. Whitman | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 1L. | ELECTION OF DIRECTOR: Patricia A. Woertz | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | 3. | Advisory Vote to Approve the Company’s Executive Compensation (the “Say on Pay” vote). | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 04-Nov-2020 | 5. | Stockholder Proposal Regarding Pay Equity Report. | S/H Proposal - Proxy Process/Statement | Shareholder | F | N | N | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 04-Nov-2020 | 6. | Stockholder Proposal Regarding Independent Board Chair. | S/H Proposal - Establish Independent Chairman | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 04-Nov-2020 | 1. | DIRECTOR | Election of Directors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 04-Nov-2020 | 4. | Ratification of Selection of Independent Registered Public Accounting Firm. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 04-Nov-2020 | 3. | Approve the Oracle Corporation 2020 Equity Incentive Plan. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 04-Nov-2020 | 2. | Advisory Vote to Approve Compensation of Named Executive Officers. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | S/H Proposal - Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | 1A. | Election of Director: Reid G. Hoffman | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | 1B. | Election of Director: Hugh F. Johnston | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | 1C. | Election of Director: Teri L. List-Stoll | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | 1D. | Election of Director: Satya Nadella | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | 1E. | Election of Director: Sandra E. Peterson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | 1F. | Election of Director: Penny S. Pritzker | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | 1G. | Election of Director: Charles W. Scharf | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | 1H. | Election of Director: Arne M. Sorenson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | 1I. | Election of Director: John W. Stanton | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | 1J. | Election of Director: John W. Thompson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | 1K. | Election of Director: Emma N. Walmsley | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | 1L. | Election of Director: Padmasree Warrior | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | 2. | Advisory vote to approve named executive officer compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | 6. | Approval to have Cisco’s Board adopt a policy to have an independent Board chairman. | S/H Proposal - Establish Independent Chairman | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | 5. | Ratification of PricewaterhouseCoopers LLP as Cisco’s independent registered public accounting firm for fiscal 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | 2. | Approval of the reincorporation of Cisco from California to Delaware. | Approve Reincorporation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | 1a. | Election of Director: M. Michele Burns | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | 1b. | Election of Director: Wesley G. Bush | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | 1c. | Election of Director: Michael D. Capellas | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | 1d. | Election of Director: Mark Garrett | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | 1e. | Election of Director: Dr. Kristina M. Johnson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | 1f. | Election of Director: Roderick C. McGeary | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | 1g. | Election of Director: Charles H. Robbins | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | 1h. | Election of Director: Arun Sarin | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | 1i. | Election of Director: Brenton L. Saunders | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | 1j. | Election of Director: Dr. Lisa T. Su | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | 3. | Approval of amendment and restatement of the 2005 Stock Incentive Plan. | Amend Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | 4. | Approval, on an advisory basis, of executive compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company’s independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor’s remuneration. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 5. | To renew the Board’s authority to opt out of pre-emption rights. | Eliminate Pre-Emptive Rights | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 4. | To renew the Board’s authority to issue shares. | Stock Issuance | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Authorize Directors to Repurchase Shares | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 1A. | Election of Director: Richard H. Anderson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 1B. | Election of Director: Craig Arnold | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 1C. | Election of Director: Scott C. Donnelly | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 1E. | Election of Director: Randall J. Hogan, III | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 1F. | Election of Director: Michael O. Leavitt | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 1G. | Election of Director: James T. Lenehan | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 1H. | Election of Director: Kevin E. Lofton | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 1I. | Election of Director: Geoffrey S. Martha | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 1J. | Election of Director: Elizabeth G. Nabel, M.D. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 1K. | Election of Director: Denise M. O’Leary | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 1L. | Election of Director: Kendall J. Powell | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | 3. | To approve, in a non-binding advisory vote, named executive officer compensation (a “Say-on-Pay” vote). | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 21-Jan-2021 | 2. | Ratification of selection of independent auditors. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
INTUIT INC. | INTU | 461202103 | 21-Jan-2021 | 3. | Ratification of the selection of Ernst & Young LLP as Intuit’s independent registered public accounting firm for the fiscal year ending July 31, 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
INTUIT INC. | INTU | 461202103 | 21-Jan-2021 | 1a. | Election of Director: Eve Burton | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
INTUIT INC. | INTU | 461202103 | 21-Jan-2021 | 1b. | Election of Director: Scott D. Cook | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
INTUIT INC. | INTU | 461202103 | 21-Jan-2021 | 1c. | Election of Director: Richard L. Dalzell | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
INTUIT INC. | INTU | 461202103 | 21-Jan-2021 | 1d. | Election of Director: Sasan K. Goodarzi | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
INTUIT INC. | INTU | 461202103 | 21-Jan-2021 | 1e. | Election of Director: Deborah Liu | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
INTUIT INC. | INTU | 461202103 | 21-Jan-2021 | 1f. | Election of Director: Tekedra Mawakana | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
INTUIT INC. | INTU | 461202103 | 21-Jan-2021 | 1g. | Election of Director: Suzanne Nora Johnson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
INTUIT INC. | INTU | 461202103 | 21-Jan-2021 | 1h. | Election of Director: Dennis D. Powell | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
INTUIT INC. | INTU | 461202103 | 21-Jan-2021 | 1i. | Election of Director: Brad D. Smith | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
INTUIT INC. | INTU | 461202103 | 21-Jan-2021 | 1j. | Election of Director: Thomas Szkutak | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
INTUIT INC. | INTU | 461202103 | 21-Jan-2021 | 1k. | Election of Director: Raul Vazquez | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
INTUIT INC. | INTU | 461202103 | 21-Jan-2021 | 1l. | Election of Director: Jeff Weiner | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
INTUIT INC. | INTU | 461202103 | 21-Jan-2021 | 2. | Advisory vote to approve Intuit’s executive compensation (say-on-pay). | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 6. | To vote on a stockholder proposal requesting stockholders’ right to act by written consent, if properly presented. | S/H Proposal - Proxy Process/Statement | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | S/H Proposal - Executive Compensation | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Miscellaneous Corporate Actions | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 1A. | Election of Director: Lloyd A. Carney | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 1B. | Election of Director: Mary B. Cranston | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 1D. | Election of Director: Alfred F. Kelly, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 1E. | Election of Director: Ramon Laguarta | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 1F. | Election of Director: John F. Lundgren | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 1G. | Election of Director: Robert W. Matschullat | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 1H. | Election of Director: Denise M. Morrison | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 1J. | Election of Director: Linda J. Rendle | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 1K. | Election of Director: John A. C. Swainson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 1L. | Election of Director: Maynard G. Webb, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | 2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 28-Jan-2021 | 4. | Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 28-Jan-2021 | 1a. | Election of Director: Susan K. Carter | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 28-Jan-2021 | 1b. | Election of Director: Charles I. Cogut | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 28-Jan-2021 | 1c. | Election of Director: Lisa A. Davis | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 28-Jan-2021 | 1d. | Election of Director: Chadwick C. Deaton | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 28-Jan-2021 | 1e. | Election of Director: Seifollah Ghasemi | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 28-Jan-2021 | 1f. | Election of Director: David H.Y. Ho | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 28-Jan-2021 | 1g. | Election of Director: Edward L. Monser | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 28-Jan-2021 | 1h. | Election of Director: Matthew H. Paull | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 28-Jan-2021 | 3. | Approval of the Air Products and Chemicals, Inc. 2021 Long-Term Incentive Plan. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 28-Jan-2021 | 2. | Advisory vote approving the compensation of the Company’s named executive officers. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | 5. | A shareholder proposal entitled “Shareholder Proposal to Improve Executive Compensation Program”. | S/H Proposal - Report on Executive Compensation | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | 4. | A shareholder proposal entitled “Shareholder Proxy Access Amendments”. | S/H Proposal - Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | 2. | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for fiscal 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | 1A. | Election of Director: James Bell | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | 1B. | Election of Director: Tim Cook | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | 1C. | Election of Director: Al Gore | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | 1D. | Election of Director: Andrea Jung | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | 1E. | Election of Director: Art Levinson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | 1F. | Election of Director: Monica Lozano | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | 1G. | Election of Director: Ron Sugar | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | 1H. | Election of Director: Sue Wagner | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | 3. | Advisory vote to approve executive compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2021 | 4. | Shareholder proposal requesting an annual report disclosing information regarding the Company’s lobbying policies and activities. | S/H Proposal - Political/Government | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2021 | 5. | Shareholder proposal requesting non-management employees on director nominee candidate lists. | S/H Proposal - Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2021 | 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s registered public accountants for fiscal 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2021 | 1A. | Election of Director: Susan E. Arnold | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2021 | 1B. | Election of Director: Mary T. Barra | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2021 | 1C. | Election of Director: Safra A. Catz | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2021 | 1D. | Election of Director: Robert A. Chapek | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2021 | 1E. | Election of Director: Francis A. deSouza | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2021 | 1F. | Election of Director: Michael B.G. Froman | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2021 | 1G. | Election of Director: Robert A. Iger | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2021 | 1H. | Election of Director: Maria Elena Lagomasino | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2021 | 1I. | Election of Director: Mark G. Parker | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2021 | 1J. | Election of Director: Derica W. Rice | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2021 | 3. | To approve the advisory resolution on executive compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2021 | 2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 26, 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2021 | 1A. | Election of Director: Sylvia Acevedo | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2021 | 1B. | Election of Director: Mark Fields | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2021 | 1C. | Election of Director: Jeffrey W. Henderson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2021 | 1D. | Election of Director: Gregory N. Johnson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2021 | 1E. | Election of Director: Ann M. Livermore | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2021 | 1F. | Election of Director: Harish Manwani | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2021 | 1G. | Election of Director: Mark D. McLaughlin | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2021 | 1H. | Election of Director: Jamie S. Miller | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2021 | 1I. | Election of Director: Steve Mollenkopf | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2021 | 1J. | Election of Director: Clark T. Randt, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2021 | 1K. | Election of Director: Irene B. Rosenfeld | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2021 | 1L. | Election of Director: Kornelis “Neil” Smit | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2021 | 1M. | Election of Director: Jean-Pascal Tricoire | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2021 | 1N. | Election of Director: Anthony J. Vinciquerra | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2021 | 3. | To approve, on an advisory basis, our executive compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | 2. | Ratification of the appointment of Pricewaterhouse-Coopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending October 31, 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | 1A. | Election of Director: Ms. Diane M. Bryant | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | 1B. | Election of Director: Ms. Gayla J. Delly | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | 1C. | Election of Director: Mr. Raul J. Fernandez | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | 1D. | Election of Director: Mr. Eddy W. Hartenstein | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | 1E. | Election of Director: Mr. Check Kian Low | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | 1F. | Election of Director: Ms. Justine F. Page | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | 1G. | Election of Director: Dr. Henry Samueli | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | 1H. | Election of Director: Mr. Hock E. Tan | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | 1I. | Election of Director: Mr. Harry L. You | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | 3. | Approval of an amendment and restatement of Broadcom’s 2012 Stock Incentive Plan. | Amend Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BROADCOM INC | AVGO | 11135F101 | 05-Apr-2021 | 4. | Advisory vote to approve compensation of Broadcom’s named executive officers. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
XILINX, INC. | XLNX | 983919101 | 07-Apr-2021 | 3. | Proposal to approve the adjournment of the Xilinx special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Xilinx special meeting to approve the Xilinx merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Xilinx stockholders, which proposal is referred to as the “Xilinx adjournment proposal”. | Approve Motion to Adjourn Meeting | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
XILINX, INC. | XLNX | 983919101 | 07-Apr-2021 | 1. | Proposal to adopt the Agreement and Plan of Merger, dated October 26, 2020, as it may be amended from time to time, which is referred to as the “merger agreement,” among Advanced Micro Devices, Inc., which is referred to as “AMD,” Thrones Merger Sub, Inc., a wholly owned subsidiary of AMD, which is referred to as “Merger Sub,” and Xilinx, which proposal is referred to as the “Xilinx merger proposal”. | Approve Merger Agreement | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
XILINX, INC. | XLNX | 983919101 | 07-Apr-2021 | 2. | Proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Xilinx’s named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement, which proposal is referred to as the “Xilinx compensation proposal”. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-Apr-2021 | 2. | Approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the AMD share issuance proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to the stockholders of AMD. | Approve Motion to Adjourn Meeting | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-Apr-2021 | 1. | Approve the issuance of shares of common stock, par value $0.01 per share, of AMD to the stockholders of Xilinx, Inc. (“Xilinx”) in connection with the merger contemplated by the Agreement and Plan of Merger, dated October 26, 2020, as it may be amended from time to time, by and among AMD, Thrones Merger Sub, Inc., a wholly owned subsidiary of AMD, and Xilinx (the “AMD share issuance proposal”). | Stock Issuance | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 07-Apr-2021 | 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 07-Apr-2021 | 5. | Approval of an amendment and restatement of the 2017 Schlumberger Omnibus Stock Incentive Plan. | Amend Omnibus Stock Option Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 07-Apr-2021 | 6. | Approval of an amendment and restatement of the Schlumberger Discounted Stock Purchase Plan. | Amend Employee Stock Purchase Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 07-Apr-2021 | 1.1 | Election of Director: Patrick de La Chevardière | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 07-Apr-2021 | 1.2 | Election of Director: Miguel M. Galuccio | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 07-Apr-2021 | 1.3 | Election of Director: Olivier Le Peuch | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 07-Apr-2021 | 1.4 | Election of Director: Tatiana A. Mitrova | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 07-Apr-2021 | 1.5 | Election of Director: Maria M. Hanssen | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 07-Apr-2021 | 1.6 | Election of Director: Mark G. Papa | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 07-Apr-2021 | 1.7 | Election of Director: Henri Seydoux | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 07-Apr-2021 | 1.8 | Election of Director: Jeff W. Sheets | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 07-Apr-2021 | 7. | Approval of an amendment and restatement of the 2004 Stock and Deferral Plan for Non-Employee Directors. | Amend Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 07-Apr-2021 | 3. | Approval of our consolidated balance sheet as of December 31, 2020; our consolidated statement of income for the year ended December 31, 2020; and our Board of Directors’ declarations of dividends in 2020, as reflected in our 2020 Annual Report to Stockholders. | Receive Consolidated Financial Statements | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 07-Apr-2021 | 2. | Approval of the advisory resolution to approve our executive compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CARRIER GLOBAL CORPORATION | CARR | 14448C104 | 19-Apr-2021 | 3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CARRIER GLOBAL CORPORATION | CARR | 14448C104 | 19-Apr-2021 | 1A. | Election of Director: John V. Faraci | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CARRIER GLOBAL CORPORATION | CARR | 14448C104 | 19-Apr-2021 | 1B. | Election of Director: Jean-Pierre Garnier | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CARRIER GLOBAL CORPORATION | CARR | 14448C104 | 19-Apr-2021 | 1C. | Election of Director: David Gitlin | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CARRIER GLOBAL CORPORATION | CARR | 14448C104 | 19-Apr-2021 | 1D. | Election of Director: John J. Greisch | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CARRIER GLOBAL CORPORATION | CARR | 14448C104 | 19-Apr-2021 | 1E. | Election of Director: Charles M. Holley, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CARRIER GLOBAL CORPORATION | CARR | 14448C104 | 19-Apr-2021 | 1F. | Election of Director: Michael M. McNamara | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CARRIER GLOBAL CORPORATION | CARR | 14448C104 | 19-Apr-2021 | 1G. | Election of Director: Michael A. Todman | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CARRIER GLOBAL CORPORATION | CARR | 14448C104 | 19-Apr-2021 | 1H. | Election of Director: Virginia M. Wilson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CARRIER GLOBAL CORPORATION | CARR | 14448C104 | 19-Apr-2021 | 4. | Advisory Vote on the Frequency of Future Shareowner Votes to Approve Named Executive Officer Compensation. | 14A Executive Compensation Vote Frequency | Management | F | 1 | 1 | MAI Managed Volatility Daily Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 8. | Shareholder proposal requesting a racial equity audit. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 5. | Shareholder proposal requesting amendments to our proxy access by law. | S/H Proposal - Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 6. | Shareholder proposal requesting amendments to allow shareholders to act by written consent. | S/H Proposal - Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 7. | Shareholder proposal requesting a change in organizational form. | S/H Proposal - Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
THE BOEING COMPANY | BA | 097023105 | 20-Apr-2021 | 4. | Additional Report on Lobbying Activities. | S/H Proposal - Political/Government | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
THE BOEING COMPANY | BA | 097023105 | 20-Apr-2021 | 5. | Written Consent. | S/H Proposal - Proxy Process/Statement | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | 2. | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2021 fiscal year. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | 1A. | Election of Director: Warner L. Baxter | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | 1B. | Election of Director: Dorothy J. Bridges | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | 1C. | Election of Director: Elizabeth L. Buse | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | 1D. | Election of Director: Andrew Cecere | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | 1E. | Election of Director: Kimberly N. Ellison-Taylor | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | 1F. | Election of Director: Kimberly J. Harris | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | 1G. | Election of Director: Roland A. Hernandez | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | 1H. | Election of Director: Olivia F. Kirtley | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | 1I. | Election of Director: Karen S. Lynch | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | 1J. | Election of Director: Richard P. McKenney | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | 1K. | Election of Director: Yusuf I. Mehdi | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | 1L. | Election of Director: John P. Wiehoff | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | 1M. | Election of Director: Scott W. Wine | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | 3. | An advisory vote to approve the compensation of our executives disclosed in the proxy statement. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 3. | Ratifying the appointment of our independent registered public accounting firm for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 4. | Amending and restating the Bank of America Corporation Key Employee Equity Plan. | Amend Employee Stock Purchase Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 1A. | Election of Director: Sharon L. Allen | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 1B. | Election of Director: Susan S. Bies | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 1C. | Election of Director: Frank P. Bramble, Sr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 1D. | Election of Director: Pierre J.P. de Weck | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 1E. | Election of Director: Arnold W. Donald | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 1F. | Election of Director: Linda P. Hudson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 1G. | Election of Director: Monica C. Lozano | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 1H. | Election of Director: Thomas J. May | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 1I. | Election of Director: Brian T. Moynihan | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 1J. | Election of Director: Lionel L. Nowell III | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 1K. | Election of Director: Denise L. Ramos | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 1L. | Election of Director: Clayton S. Rose | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 1M. | Election of Director: Michael D. White | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 1N. | Election of Director: Thomas D. Woods | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 1O. | Election of Director: R. David Yost | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 1P. | Election of Director: Maria T. Zuber | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | 2. | Approving our executive compensation (an advisory, nonbinding “Say on Pay” resolution). | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
THE BOEING COMPANY | BA | 097023105 | 20-Apr-2021 | 3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE BOEING COMPANY | BA | 097023105 | 20-Apr-2021 | 1A. | Election of Director: Robert A. Bradway | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
THE BOEING COMPANY | BA | 097023105 | 20-Apr-2021 | 1B. | Election of Director: David L. Calhoun | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE BOEING COMPANY | BA | 097023105 | 20-Apr-2021 | 1C. | Election of Director: Lynne M. Doughtie | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE BOEING COMPANY | BA | 097023105 | 20-Apr-2021 | 1D. | Election of Director: Edmund P. Giambastiani Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE BOEING COMPANY | BA | 097023105 | 20-Apr-2021 | 1E. | Election of Director: Lynn J. Good | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE BOEING COMPANY | BA | 097023105 | 20-Apr-2021 | 1F. | Election of Director: Akhil Johri | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE BOEING COMPANY | BA | 097023105 | 20-Apr-2021 | 1G. | Election of Director: Lawrence W. Kellner | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE BOEING COMPANY | BA | 097023105 | 20-Apr-2021 | 1H. | Election of Director: Steven M. Mollenkopf | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE BOEING COMPANY | BA | 097023105 | 20-Apr-2021 | 1I. | Election of Director: John M. Richardson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE BOEING COMPANY | BA | 097023105 | 20-Apr-2021 | 1J. | Election of Director: Ronald A. Williams | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE BOEING COMPANY | BA | 097023105 | 20-Apr-2021 | 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 4. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | S/H Proposal - Political/Government | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 6. | Civil Rights Audit. | S/H Proposal - Political/Government | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 5. | Independent Board Chair. | S/H Proposal - Establish Independent Chairman | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 7. | Executive Compensation Bonus Deferral. | S/H Proposal - Executive Compensation | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 6. | Shareholder proposal regarding access to COVID-19 products. | S/H Proposal - Health Issues | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 5. | Shareholder proposal regarding political spending report. | S/H Proposal - Political/Government | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 4. | Shareholder proposal regarding independent chair policy. | S/H Proposal - Establish Independent Chairman | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 1A. | Election of Director: Mary C. Beckerle | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 1B. | Election of Director: D. Scott Davis | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 1C. | Election of Director: Ian E. L. Davis | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 1D. | Election of Director: Jennifer A. Doudna | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 1E. | Election of Director: Alex Gorsky | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 1F. | Election of Director: Marillyn A. Hewson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 1G. | Election of Director: Hubert Joly | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 1H. | Election of Director: Mark B. McClellan | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 1I. | Election of Director: Anne M. Mulcahy | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 1J. | Election of Director: Charles Prince | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 1K. | Election of Director: A. Eugene Washington | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 1L. | Election of Director: Mark A. Weinberger | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | 1M. | Election of Director: Nadja Y. West | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 1A. | Election of Director: Ronald E. Blaylock | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 1B. | Election of Director: Albert Bourla | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 1C. | Election of Director: Susan Desmond-Hellmann | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 1D. | Election of Director: Joseph J. Echevarria | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 1E. | Election of Director: Scott Gottlieb | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 1F. | Election of Director: Helen H. Hobbs | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 1G. | Election of Director: Susan Hockfield | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 1H. | Election of Director: Dan R. Littman | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 1I. | Election of Director: Shantanu Narayen | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 1K. | Election of Director: James Quincey | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 1L. | Election of Director: James C. Smith | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 3. | 2021 advisory approval of executive compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 23-Apr-2021 | 5. | Shareholder Proposal—Lobbying Disclosure. | S/H Proposal—Political/Government | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 23-Apr-2021 | 6. | Shareholder Proposal—Report on Racial Justice. | S/H Proposal—Political/Government | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 23-Apr-2021 | 7. | Shareholder Proposal—Independent Board Chairman. | S/H Proposal—Establish Independent Chairman | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 23-Apr-2021 | 2. | Ratification of Ernst & Young LLP as Auditors. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 23-Apr-2021 | 4A. | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Amendments to the Articles of Incorporation. | Eliminate Supermajority Requirements | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 23-Apr-2021 | 4B. | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Approval of Certain Extraordinary Transactions. | Eliminate Supermajority Requirements | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 23-Apr-2021 | 3. | Say on Pay—An Advisory Vote to Approve Executive Compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 6. | Shareowner Proposal to Amend Proxy Access Bylaw. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 1A. | Election of Director: Tracy A. Atkinson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 1B. | Election of Director: Gregory J. Hayes | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 1C. | Election of Director: Thomas A. Kennedy | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 1D. | Election of Director: Marshall O. Larsen | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 1E. | Election of Director: George R. Oliver | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 1F. | Election of Director: Robert K. (Kelly) Ortberg | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 1G. | Election of Director: Margaret L. O’Sullivan | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 1H. | Election of Director: Dinesh C. Paliwal | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 1I. | Election of Director: Ellen M. Pawlikowski | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 1K. | Election of Director: Fredric G. Reynolds | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 1L. | Election of Director: Brian C. Rogers | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 1M. | Election of Director: James A. Winnefeld, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 1N. | Election of Director: Robert O. Work | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 4. | Approve Raytheon Technologies Corporation Executive Annual Incentive Plan. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | 5. | Approve Amendment to the Raytheon Technologies Corporation 2018 Long-Term Incentive Plan. | Amend Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 8. | Stockholder proposal requesting a report disclosing information regarding Citi’s lobbying payments, policies and activities. | S/H Proposal—Political/Government | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 5. | Stockholder proposal requesting an amendment to Citi’s proxy access by-law provisions pertaining to the aggregation limit. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 7. | Stockholder proposal requesting non-management employees on director nominee candidate lists. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 9. | Stockholder proposal requesting a racial equity audit analyzing Citi’s adverse impacts on nonwhite stakeholders and communities of color. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 10. | Stockholder proposal requesting that the Board approve an amendment to Citi’s Certificate of Incorporation to become a Public Benefit Corporation and to submit the proposed amendment to stockholders for approval. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 6. | Stockholder proposal requesting an Independent Board Chairman. | S/H Proposal—Establish Independent Chairman | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 6. | Shareholder Proposal—Report on Incentive-Based Compensation and Risks of Material Losses. | S/H Proposal—Change Compensation Structure | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 5. | Shareholder Proposal—Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation. | S/H Proposal—Political/Government | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 4. | Shareholder Proposal—Make Shareholder Proxy Access More Accessible. | S/H Proposal—Shareholders be Given Access to Proxy | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 7. | Shareholder Proposal—Conduct a Racial Equity Audit. | S/H Proposal—Human Rights Related | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 2. | Proposal to ratify the selection of KPMG LLP as Citi’s independent registered public accounting firm for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 1A. | Election of Director: Ellen M. Costello | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 1B. | Election of Director: Grace E. Dailey | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 1C. | Election of Director: Barbara J. Desoer | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 1D. | Election of Director: John C. Dugan | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 1E. | Election of Director: Jane N. Fraser | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 1F. | Election of Director: Duncan P. Hennes | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 1G. | Election of Director: Peter B. Henry | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 1H. | Election of Director: S. Leslie Ireland | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 1I. | Election of Director: Lew W. (Jay) Jacobs, IV | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 1J. | Election of Director: Renée J. James | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 1K. | Election of Director: Gary M. Reiner | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 1L. | Election of Director: Diana L. Taylor | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 1M. | Election of Director: James S. Turley | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 1N. | Election of Director: Deborah C. Wright | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 1O. | Election of Director: Alexander R. Wynaendts | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 1P. | Election of Director: Ernesto Zedillo Ponce de Leon | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 4. | Approval of additional authorized shares under the Citigroup 2019 Stock Incentive Plan. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CITIGROUP INC. | C | 172967424 | 27-Apr-2021 | 3. | Advisory vote to approve Citi’s 2020 Executive Compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | 1A. | Election of Director: Jeffrey H. Black | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | 1B. | Election of Director: Kathy Hopinkah Hannan | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | 1C. | Election of Director: Shailesh G. Jejurikar | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | 1D. | Election of Director: Christopher J. Kearney | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | 1E. | Election of Director: Judith F. Marks | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | 1F. | Election of Director: Harold W. McGraw III | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | 1G. | Election of Director: Margaret M. V. Preston | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | 1H. | Election of Director: Shelley Stewart, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | 1I. | Election of Director: John H. Walker | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
OTIS WORLDWIDE CORPORATION | OTIS | 68902V107 | 27-Apr-2021 | 3. | Advisory Vote on Frequency of Advisory Vote to Approve Executive Compensation. | 14A Executive Compensation Vote Frequency | Management | F | 1 | 1 | MAI Managed Volatility Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 3. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 1A. | Election of Director: Steven D. Black | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 1B. | Election of Director: Mark A. Chancy | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 1C. | Election of Director: Celeste A. Clark | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 1D. | Election of Director: Theodore F. Craver, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 1E. | Election of Director: Wayne M. Hewett | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 1F. | Election of Director: Maria R. Morris | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 1G. | Election of Director: Charles H. Noski | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 1H. | Election of Director: Richard B. Payne, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 1I. | Election of Director: Juan A. Pujadas | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 1J. | Election of Director: Ronald L. Sargent | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 1L. | Election of Director: Suzanne M. Vautrinot | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 27-Apr-2021 | 2. | Advisory resolution to approve executive compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-2021 | 7. | Shareholder proposal seeking to prohibit accelerated vesting of equity awards in connection with a change in control. | S/H Proposal—Proxy Process/Statement | Shareholder | F | N | N | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 28-Apr-2021 | 6. | Discharge to the directors. | Director Removal Without Cause | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 28-Apr-2021 | 7. | Discharge to the statutory auditor. | Director Removal Without Cause | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 28-Apr-2021 | 11. | Approval of a change of control provision relating to the USD 10,100,000,000 Revolving Credit and Swingline Facilities Agreement originally dated 26 February 2010, as amended for the last time pursuant to an Amendment and Restatement Agreement dated 16 February 2021. | Miscellaneous Corporate Actions | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 28-Apr-2021 | 12. | Filings. | Miscellaneous Corporate Actions | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 28-Apr-2021 | 8A. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders’ meeting which will be asked to approve the accounts for the year 2021. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 28-Apr-2021 | 8B. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders’ meeting which will be asked to approve the accounts for the year 2021. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 28-Apr-2021 | 8C. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders’ meeting which will be asked to approve the accounts for the year 2021. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 28-Apr-2021 | 9. | Proposed resolution: approving the remuneration policy drafted in accordance with article 7:89/1 of the Belgian Code of Companies and Associations as set out in the 2020 annual report. | Approve Remuneration of Directors and Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 28-Apr-2021 | 10. | Proposed resolution: approving the remuneration report for the financial year 2020 as set out in the 2020 annual report. | Approve Remuneration of Directors and Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 28-Apr-2021 | 5. | Approval of the statutory annual accounts. | Receive Consolidated Financial Statements | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 28-Apr-2021 | 1. | Renewal of the powers of the Board of Directors relating to the acquisition by the Company of its own shares and amendments to article 15 of the articles of association Proposed resolution: cancelling the current authorization made to the Board of directors to acquire the Company’s own shares which would have otherwise expired on 28 September 2021 and replacing it by a new authorization to the Board of Directors to purchase the Company’s own shares for a period of five years as from the date (Due to space limits, see proxy material for full proposal). | Approve Article Amendments | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-2021 | 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the company’s independent auditor for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-2021 | 5. | Approval of an amendment to the company’s Restated Certificate of Incorporation to eliminate the supermajority provisions. | Eliminate Supermajority Requirements | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-2021 | 6. | Approval of an amendment to the company’s Restated Certificate of Incorporation to declassify the Board of Directors. | Declassify Board | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-2021 | 1A. | Election of Class I Director: Abdulaziz F. Alkhayyal | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-2021 | 1B. | Election of Class I Director: Jonathan Z. Cohen | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-2021 | 1C. | Election of Class I Director: Michael J. Hennigan | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-2021 | 1D. | Election of Class I Director: Frank M. Semple | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-2021 | 4. | Approval of the Marathon Petroleum Corporation 2021 Incentive Compensation Plan. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-2021 | 3. | Approval, on an advisory basis, of the company’s named executive officer compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | 2. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | 1A. | Election of Director to hold office until the 2022 annual meeting: Janet F. Clark | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | 1B. | Election of Director to hold office until the 2022 annual meeting: Charles R. Crisp | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | 1C. | Election of Director to hold office until the 2022 annual meeting: Robert P. Daniels | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | 1D. | Election of Director to hold office until the 2022 annual meeting: James C. Day | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | 1E. | Election of Director to hold office until the 2022 annual meeting: C. Christopher Gaut | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | 1F. | Election of Director to hold office until the 2022 annual meeting: Michael T. Kerr | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | 1G. | Election of Director to hold office until the 2022 annual meeting: Julie J. Robertson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | 1H. | Election of Director to hold office until the 2022 annual meeting: Donald F. Textor | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | 1I. | Election of Director to hold office until the 2022 annual meeting: William R. Thomas | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | 3. | To approve the EOG Resources, Inc. 2021 Omnibus Equity Compensation Plan. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | 4. | To approve, by non-binding vote, the compensation of the Company’s named executive officers. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AT&T INC. | T | 00206R102 | 30-Apr-2021 | 4. | Stockholder Right to Act by Written Consent. | S/H Proposal—Proxy Process/Statement | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
AT&T INC. | T | 00206R102 | 30-Apr-2021 | 2. | Ratification of appointment of independent auditors. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AT&T INC. | T | 00206R102 | 30-Apr-2021 | 1A. | Election of Director: William E. Kennard | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AT&T INC. | T | 00206R102 | 30-Apr-2021 | 1B. | Election of Director: Samuel A. Di Piazza, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AT&T INC. | T | 00206R102 | 30-Apr-2021 | 1C. | Election of Director: Scott T. Ford | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AT&T INC. | T | 00206R102 | 30-Apr-2021 | 1D. | Election of Director: Glenn H. Hutchins | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AT&T INC. | T | 00206R102 | 30-Apr-2021 | 1F. | Election of Director: Stephen J. Luczo | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AT&T INC. | T | 00206R102 | 30-Apr-2021 | 1G. | Election of Director: Michael B. McCallister | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
AT&T INC. | T | 00206R102 | 30-Apr-2021 | 1H. | Election of Director: Beth E. Mooney | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AT&T INC. | T | 00206R102 | 30-Apr-2021 | 1I. | Election of Director: Matthew K. Rose | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AT&T INC. | T | 00206R102 | 30-Apr-2021 | 1J. | Election of Director: John T. Stankey | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AT&T INC. | T | 00206R102 | 30-Apr-2021 | 1K. | Election of Director: Cynthia B. Taylor | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AT&T INC. | T | 00206R102 | 30-Apr-2021 | 1L. | Election of Director: Geoffrey Y. Yang | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AT&T INC. | T | 00206R102 | 30-Apr-2021 | 3. | Advisory approval of executive compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | 3. | Shareholder proposal regarding diversity and inclusion reporting. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | 2. | Shareholder proposal regarding the reporting of climate-related risks and opportunities. | S/H Proposal—Environmental | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | 8. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | S/H Proposal—Create Threshold as to Number of Shares Held to be Director | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | 7. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | S/H Proposal—Proxy Process/Statement | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | 6. | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | S/H Proposal—Board Independence | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | 5. | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Miscellaneous Corporate Actions | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | 1A) | Election of Director: Peter J. Arduini | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | 1B) | Election of Director: Michael W. Bonney | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | 1C) | Election of Director: Giovanni Caforio, M.D. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | 1D) | Election of Director: Julia A. Haller, M.D. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | 1E) | Election of Director: Paula A. Price | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | 1G) | Election of Director: Theodore R. Samuels | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | 1H) | Election of Director: Gerald L. Storch | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | 1I) | Election of Director: Karen Vousden, Ph.D. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | 1J) | Election of Director: Phyllis R. Yale | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | 3. | Approval of the Company’s 2021 Stock Award and Incentive Plan. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 4. | Shareholder Proposal—Special Shareholder Meeting Vote Threshold. | S/H Proposal—Create Threshold as to Number of Shares Held to be Director | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 5. | Shareholder Proposal—Report on Sugar and Public Health. | S/H Proposal—Health Issues | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 6. | Shareholder Proposal—Report on External Public Health Costs. | S/H Proposal—Health Issues | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 2. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 1A. | Election of Director: Segun Agbaje | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 1B. | Election of Director: Shona L. Brown | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 1C. | Election of Director: Cesar Conde | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 1D. | Election of Director: Ian Cook | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 1E. | Election of Director: Dina Dublon | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 1F. | Election of Director: Michelle Gass | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 1G. | Election of Director: Ramon L. Laguarta | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 1H. | Election of Director: Dave Lewis | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 1I. | Election of Director: David C. Page | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 1J. | Election of Director: Robert C. Pohlad | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 1K. | Election of Director: Daniel Vasella | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 1L. | Election of Director: Darren Walker | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 1M. | Election of Director: Alberto Weisser | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | 3. | Advisory approval of the Company’s executive compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | 7. | Stockholder Proposal—to Issue an Annual Report on Lobbying. | S/H Proposal—Political/Government | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | 8. | Stockholder Proposal—to Adopt a Policy to Require Independent Chairman. | S/H Proposal—Establish Independent Chairman | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 07-May-2021 | 3. | Ratification of Selection of KPMG as Occidental’s Independent Auditor. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 07-May-2021 | 1A. | Election of Director: Stephen I. Chazen | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 07-May-2021 | 1B. | Election of Director: Andrew Gould | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 07-May-2021 | 1C. | Election of Director: Carlos M. Gutierrez | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 07-May-2021 | 1D. | Election of Director: Vicki Hollub | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 07-May-2021 | 1E. | Election of Director: Gary Hu | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 07-May-2021 | 1F. | Election of Director: William R. Klesse | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 07-May-2021 | 1G. | Election of Director: Andrew N. Langham | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 07-May-2021 | 1H. | Election of Director: Jack B. Moore | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 07-May-2021 | 1I. | Election of Director: Margarita Paláu-Hernández | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 07-May-2021 | 1J. | Election of Director: Avedick B. Poladian | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 07-May-2021 | 1K. | Election of Director: Robert M. Shearer | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | 2. | Ratification of Ernst & Young LLP as AbbVie’s independent registered public accounting firm for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | 6. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting. | Eliminate Supermajority Requirements | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | 5. | Approval of the Amended and Restated 2013 Employee Stock Purchase Plan for non-U.S. employees. | Amend Employee Stock Purchase Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | 4. | Approval of the Amended and Restated 2013 Incentive Stock Program. | Amend Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | 3. | Say on Pay-An advisory vote on the approval of executive compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 1A. | Election of Director for a one year term expiring in 2022: Richard D. Kinder | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 1B. | Election of Director for a one year term expiring in 2022: Steven J. Kean | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 1C. | Election of Director for a one year term expiring in 2022: Kimberly A. Dang | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 1D. | Election of Director for a one year term expiring in 2022: Ted A. Gardner | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 1E. | Election of Director for a one year term expiring in 2022: Anthony W. Hall, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 1F. | Election of Director for a one year term expiring in 2022: Gary L. Hultquist | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 1G. | Election of Director for a one year term expiring in 2022: Ronald L. Kuehn, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 1H. | Election of Director for a one year term expiring in 2022: Deborah A. Macdonald | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 1I. | Election of Director for a one year term expiring in 2022: Michael C. Morgan | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 1J. | Election of Director for a one year term expiring in 2022: Arthur C. Reichstetter | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 1K. | Election of Director for a one year term expiring in 2022: C. Park Shaper | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 1L. | Election of Director for a one year term expiring in 2022: William A. Smith | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 1M. | Election of Director for a one year term expiring in 2022: Joel V. Staff | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 1N. | Election of Director for a one year term expiring in 2022: Robert F. Vagt | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 1O. | Election of Director for a one year term expiring in 2022: Perry M. Waughtal | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 2. | Approval of the Kinder Morgan, Inc. 2021 Amended and Restated Stock Incentive Plan. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | 4. | Approval, on an advisory basis, of the compensation of our named executive officers. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 13-May-2021 | 4. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | S/H Proposal—Political/Government | Shareholder | F | N | N | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 13-May-2021 | 5. | Stockholder Proposal requesting declassification of the board of directors to elect each director annually. | S/H Proposal—Declassify Board | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | 4. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. | S/H Proposal—Proxy Process/Statement | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | 6. | Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | S/H Proposal—Human Rights Related | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | 5. | Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. | S/H Proposal—Gender Pay Gap | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 9. | To prepare a report assessing UPS’s diversity and inclusion efforts. | S/H Proposal—Add Women & Minorities to Board | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 7. | To prepare a report on reducing UPS’s total contribution to climate change. | S/H Proposal—Environmental | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 5. | To prepare an annual report on UPS’s lobbying activities. | S/H Proposal—Political/Government | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 6. | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 8. | To transition UPS to a public benefit corporation. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 6. | Shareholder proposal requesting an EEO-1 Report Disclosure, if properly presented at the Annual Meeting. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 7. | Shareholder proposal requesting an Annual Diversity and Inclusion Efforts Report, if properly presented at the Annual Meeting. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 8. | Shareholder proposal requesting an Annual Emissions Reduction Plan & annual advisory vote on Emissions Reduction Plan, if properly presented at the Annual Meeting. | S/H Proposal—Report/Reduce Greenhouse Gas Emissions | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | 4. | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | 5. | Stockholder proposal regarding our independent Board Chair. | S/H Proposal—Establish Independent Chairman | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | 4 | Shareholder Action by Written Consent | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | 5 | Amend Clawback Policy | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | 6 | Shareholder Ratification of Annual Equity Awards | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 13-May-2021 | 2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 13-May-2021 | 1A. | Election of Director: Walter W. Bettinger II | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 13-May-2021 | 1B. | Election of Director: Joan T. Dea | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 13-May-2021 | 1C. | Election of Director: Christopher V. Dodds | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 13-May-2021 | 1D. | Election of Director: Mark A. Goldfarb | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 13-May-2021 | 1E. | Election of Director: Bharat B. Masrani | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 13-May-2021 | 1F. | Election of Director: Charles A. Ruffel | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | 1A. | Election of Director: Patrick P. Gelsinger | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | 1B. | Election of Director: James J. Goetz | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | 1C. | Election of Director: Alyssa Henry | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | 1D. | Election of Director: Omar Ishrak | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | 1E. | Election of Director: Risa Lavizzo-Mourey | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | 1F. | Election of Director: Tsu-Jae King Liu | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | 1G. | Election of Director: Gregory D. Smith | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | 1H. | Election of Director: Dion J. Weisler | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | 1I. | Election of Director: Frank D. Yeary | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | 3. | Advisory vote to approve executive compensation of our listed officers. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 4. | To ratify the appointment of Deloitte & Touche LLP as UPS’s independent registered public accounting firm for the year ending December 31, 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 1A. | Election of Director to serve until the 2022 Annual Meeting: Carol B. Tomé | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 1B. | Election of Director to serve until the 2022 Annual Meeting: Rodney C. Adkins | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 1C. | Election of Director to serve until the 2022 Annual Meeting: Eva C. Boratto | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 1D. | Election of Director to serve until the 2022 Annual Meeting: Michael J. Burns | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 1E. | Election of Director to serve until the 2022 Annual Meeting: Wayne M. Hewett | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 1F. | Election of Director to serve until the 2022 Annual Meeting: Angela Hwang | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 1G. | Election of Director to serve until the 2022 Annual Meeting: Kate E. Johnson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 1H. | Election of Director to serve until the 2022 Annual Meeting: William R. Johnson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 1I. | Election of Director to serve until the 2022 Annual Meeting: Ann M. Livermore | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 1J. | Election of Director to serve until the 2022 Annual Meeting: Franck J. Moison | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 1K. | Election of Director to serve until the 2022 Annual Meeting: Christiana Smith Shi | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 1L. | Election of Director to serve until the 2022 Annual Meeting: Russell Stokes | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 1M. | Election of Director to serve until the 2022 Annual Meeting: Kevin Warsh | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 3. | To approve the 2021 UPS Omnibus Incentive Compensation Plan. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 13-May-2021 | 2. | To approve on an advisory basis a resolution on UPS executive compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 1A. | Election of Director: Andrew H. Card Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 1B. | Election of Director: William J. DeLaney | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 1C. | Election of Director: David B. Dillon | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 1D. | Election of Director: Lance M. Fritz | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 1E. | Election of Director: Deborah C. Hopkins | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 1F. | Election of Director: Jane H. Lute | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 1G. | Election of Director: Michael R. McCarthy | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 1H. | Election of Director: Thomas F. McLarty III | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 1I. | Election of Director: Jose H. Villarreal | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 1J. | Election of Director: Christopher J. Williams | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 4. | Adoption of the Union Pacific Corporation 2021 Stock Incentive Plan. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 5. | Adoption of the Union Pacific Corporation 2021 Employee Stock Purchase Plan. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | 3. | An advisory vote to approve executive compensation (“Say on Pay”). | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | 2. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | 1A. | Election of Director: Fernando Aguirre | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | 1B. | Election of Director: C. David Brown II | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | 1C. | Election of Director: Alecia A. DeCoudreaux | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | 1D. | Election of Director: Nancy-Ann M. DeParle | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | 1E. | Election of Director: David W. Dorman | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | 1F. | Election of Director: Roger N. Farah | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | 1G. | Election of Director: Anne M. Finucane | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | 1H. | Election of Director: Edward J. Ludwig | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | 1J. | Election of Director: Jean-Pierre Millon | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | 1K. | Election of Director: Mary L. Schapiro | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | 1L. | Election of Director: William C. Weldon | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | 1M. | Election of Director: Tony L. White | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | 3. | Say on Pay, a proposal to approve, on an advisory basis, the Company’s executive compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | 3 | Ratification of Appointment of Independent Registered Public Accounting Firm | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | 1a. | Election of Director: Shellye L. Archambeau | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | 1b. | Election of Director: Roxanne S. Austin | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | 1c. | Election of Director: Mark T. Bertolini | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | 1d. | Election of Director: Melanie L. Healey | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | 1e. | Election of Director: Clarence Otis, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | 1f. | Election of Director: Daniel H. Schulman | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | 1g. | Election of Director: Rodney E. Slater | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | 1h. | Election of Director: Hans E. Vestberg | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | 1i. | Election of Director: Gregory G. Weaver | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | 2 | Advisory Vote to Approve Executive Compensation | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 14-May-2021 | 3. | Ratification of selection of independent registered public accounting firm for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 14-May-2021 | 1A. | Election of Director: Mark A. Emmert | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 14-May-2021 | 1B. | Election of Director: Rick R. Holley | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 14-May-2021 | 1C. | Election of Director: Sara Grootwassink Lewis | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 14-May-2021 | 1D. | Election of Director: Deidra C. Merriwether | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 14-May-2021 | 1E. | Election of Director: Al Monaco | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 14-May-2021 | 1F. | Election of Director: Nicole W. Piasecki | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 14-May-2021 | 1G. | Election of Director: Lawrence A. Selzer | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 14-May-2021 | 1H. | Election of Director: Devin W. Stockfish | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 14-May-2021 | 1I. | Election of Director: Kim Williams | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 14-May-2021 | 2. | Approval, on an advisory basis, of the compensation of the named executive officers. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 8. | Political and electioneering expenditure congruency report. | S/H Proposal—Political/Government | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 5. | Improve shareholder written consent. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 7. | Independent board chairman. | S/H Proposal—Establish Independent Chairman | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 6. | Racial equity audit and report. | S/H Proposal—Gender Pay Equality | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 4. | Ratification of independent registered public accounting firm. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 1A. | Election of Director: Linda B. Bammann | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 1B. | Election of Director: Stephen B. Burke | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 1C. | Election of Director: Todd A. Combs | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 1D. | Election of Director: James S. Crown | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 1E. | Election of Director: James Dimon | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 1F. | Election of Director: Timothy P. Flynn | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 1G. | Election of Director: Mellody Hobson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 1H. | Election of Director: Michael A. Neal | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 1I. | Election of Director: Phebe N. Novakovic | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 1J. | Election of Director: Virginia M. Rometty | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | 3. | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Amend Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | 1A. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Wanda M. Austin | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | 1B. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Bradway | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | 1C. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Brian J. Druker | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | 1D. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Eckert | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | 1E. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Greg C. Garland | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | 1F. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Charles M. Holley, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | 1G. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Tyler Jacks | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | 1H. | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Ellen J. Kullman | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | 1I. | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Amy E. Miles | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | 1J. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Ronald D. Sugar | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | 1K. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. R. Sanders Williams | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | 2. | Advisory vote to approve our executive compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MONDELĒZ INTERNATIONAL, INC. | MDLZ | 609207105 | 19-May-2021 | 4. | Consider Employee Pay in Setting Chief Executive Officer Pay. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | 2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | 1A. | Election of Director: John E. Caldwell | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | 1B. | Election of Director: Nora M. Denzel | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | 1C. | Election of Director: Mark Durcan | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | 1D. | Election of Director: Michael P. Gregoire | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | 1E. | Election of Director: Joseph A. Householder | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | 1F. | Election of Director: John W. Marren | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | 1G. | Election of Director: Lisa T. Su | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | 1H. | Election of Director: Abhi Y. Talwalkar | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | 3. | Advisory vote to approve the executive compensation of our named executive officers. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MONDELĒZ INTERNATIONAL, INC. | MDLZ | 609207105 | 19-May-2021 | 3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MONDELĒZ INTERNATIONAL, INC. | MDLZ | 609207105 | 19-May-2021 | 1A. | Election of Director: Lewis W.K. Booth | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MONDELĒZ INTERNATIONAL, INC. | MDLZ | 609207105 | 19-May-2021 | 1B. | Election of Director: Charles E. Bunch | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MONDELĒZ INTERNATIONAL, INC. | MDLZ | 609207105 | 19-May-2021 | 1C. | Election of Director: Lois D. Juliber | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MONDELĒZ INTERNATIONAL, INC. | MDLZ | 609207105 | 19-May-2021 | 1D. | Election of Director: Peter W. May | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MONDELĒZ INTERNATIONAL, INC. | MDLZ | 609207105 | 19-May-2021 | 1E. | Election of Director: Jorge S. Mesquita | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MONDELĒZ INTERNATIONAL, INC. | MDLZ | 609207105 | 19-May-2021 | 1F. | Election of Director: Jane H. Nielsen | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MONDELĒZ INTERNATIONAL, INC. | MDLZ | 609207105 | 19-May-2021 | 1H. | Election of Director: Christiana S. Shi | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MONDELĒZ INTERNATIONAL, INC. | MDLZ | 609207105 | 19-May-2021 | 1I. | Election of Director: Patrick T. Siewert | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MONDELĒZ INTERNATIONAL, INC. | MDLZ | 609207105 | 19-May-2021 | 1K. | Election of Director: Jean-François M. L. van Boxmeer | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MONDELĒZ INTERNATIONAL, INC. | MDLZ | 609207105 | 19-May-2021 | 1L. | Election of Director: Dirk Van de Put | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | 5. | Shareholder Proposal—Disclosure of Lobbying Policies and Practices. | S/H Proposal—Political/Government | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | 4. | Shareholder Proposal—Review and Report on Underage Tobacco Prevention Policies and Marketing Practices. | S/H Proposal—Tobacco | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 20-May-2021 | 4. | Advisory vote on a shareholder proposal requesting a report on sugar and public health, if properly presented. | S/H Proposal—Health Issues | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 20-May-2021 | 5. | Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented. | S/H Proposal—Health Issues | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 20-May-2021 | 6. | Advisory vote on a shareholder proposal requesting the ability for shareholders to act by written consent, if properly presented. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 5. | Shareholder Proposal Regarding Political Contributions Congruency Analysis. | S/H Proposal—Political/Government | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | 5. | A proposal entitled “Right to Act by Written Consent” to request action by written consent of shareholders. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | 2. | Ratification of the Selection of Independent Registered Public Accounting Firm. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | 1J. | Election of Director: Virginia E. Shanks | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | 1K. | Election of Director: Ellen R. Strahlman | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | 1A. | Election of Director: John T. Casteen III | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | 1B. | Election of Director: Dinyar S. Devitre | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | 1C. | Election of Director: William F. Gifford, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | 1D. | Election of Director: Debra J. Kelly-Ennis | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | 1E. | Election of Director: W. Leo Kiely III | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | 1F. | Election of Director: Kathryn B. McQuade | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | 1G. | Election of Director: George Muñoz | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | 1H. | Election of Director: Mark E. Newman | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | 1I. | Election of Director: Nabil Y. Sakkab | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | 3. | Non-Binding Advisory Vote to Approve the Compensation of Altria’s Named Executive Officers. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 20-May-2021 | 3. | Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 20-May-2021 | 1A. | Election of Director for a one-year term expiring in 2022: Lloyd Dean | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 20-May-2021 | 1B. | Election of Director for a one-year term expiring in 2022: Robert Eckert | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 20-May-2021 | 1C. | Election of Director for a one-year term expiring in 2022: Catherine Engelbert | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 20-May-2021 | 1D. | Election of Director for a one-year term expiring in 2022: Margaret Georgiadis | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 20-May-2021 | 1E. | Election of Director for a one-year term expiring in 2022: Enrique Hernandez, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 20-May-2021 | 1F. | Election of Director for a one-year term expiring in 2022: Christopher Kempczinski | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 20-May-2021 | 1H. | Election of Director for a one-year term expiring in 2022: John Mulligan | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 20-May-2021 | 1I. | Election of Director for a one-year term expiring in 2022: Sheila Penrose | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 20-May-2021 | 1G. | Election of Director for a one-year term expiring in 2022: Richard Lenny | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 20-May-2021 | 1K. | Election of Director for a one-year term expiring in 2022: Paul Walsh | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 20-May-2021 | 1L. | Election of Director for a one-year term expiring in 2022: Miles White | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 20-May-2021 | 1J. | Election of Director for a one-year term expiring in 2022: John Rogers, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 2. | Ratification of the Appointment of KPMG LLP. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 1A. | Election of Director: Gerard J. Arpey | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 1B. | Election of Director: Ari Bousbib | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 1C. | Election of Director: Jeffery H. Boyd | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 1D. | Election of Director: Gregory D. Brenneman | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 1E. | Election of Director: J. Frank Brown | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 1F. | Election of Director: Albert P. Carey | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 1G. | Election of Director: Helena B. Foulkes | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 1H. | Election of Director: Linda R. Gooden | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 1J. | Election of Director: Manuel Kadre | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 1K. | Election of Director: Stephanie C. Linnartz | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 1L. | Election of Director: Craig A. Menear | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | 3. | Advisory Vote to Approve Executive Compensation (“Say-on-Pay”). | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 4A | Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 4B | Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 4C | Election of BDO AG (Zurich) as special audit firm. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 7A | Election of Director of the Compensation Committee: Michael P. Connors | Miscellaneous Compensation Plans | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 7C | Election of Director of the Compensation Committee: Frances F. Townsend | Miscellaneous Compensation Plans | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 11A | Compensation of the Board of Directors until the next annual general meeting. | Miscellaneous Compensation Plans | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 11B | Compensation of Executive Management for the next calendar year. | Miscellaneous Compensation Plans | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 7B | Election of Director of the Compensation Committee: Mary Cirillo | Miscellaneous Compensation Plans | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 2B | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve). | Dividends | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 3 | Discharge of the Board of Directors. | Approve Charter Amendment | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 8 | Election of Homburger AG as independent proxy. | Approve Charter Amendment | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Approve Charter Amendment | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 10 | Reduction of share capital. | Authorize Common Stock Increase | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 5A | Election of Director: Evan G. Greenberg | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 5B | Election of Director: Michael P. Connors | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 5C | Election of Director: Michael G. Atieh | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 5D | Election of Director: Sheila P. Burke | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 5E | Election of Director: Mary Cirillo | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 5F | Election of Director: Robert J. Hugin | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 5H | Election of Director: Eugene B. Shanks, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 5I | Election of Director: Theodore E. Shasta | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 5J | Election of Director: David H. Sidwell | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 5K | Election of Director: Olivier Steimer | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 5L | Election of Director: Luis Téllez | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 5M | Election of Director: Frances F. Townsend | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 6 | Election of Evan G. Greenberg as Chairman of the Board of Directors. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 5G | Election of Director: Robert W. Scully | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 9 | Approval of the Chubb Limited 2016 Long-Term Incentive Plan, as amended and restated. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2020. | Receive Consolidated Financial Statements | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 2A | Allocation of disposable profit. | Adopt Accounts for Past Year | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2021 | 12 | Advisory vote to approve executive compensation under U.S. securities law requirements. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | 1A. | Election of Director: Sherry S. Barrat | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | 1B. | Election of Director: James L. Camaren | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | 1C. | Election of Director: Kenneth B. Dunn | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | 1D. | Election of Director: Naren K. Gursahaney | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | 1E. | Election of Director: Kirk S. Hachigian | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | 1F. | Election of Director: Amy B. Lane | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | 1G. | Election of Director: David L. Porges | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | 1H. | Election of Director: James L. Robo | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | 1I. | Election of Director: Rudy E. Schupp | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | 1J. | Election of Director: John L. Skolds | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | 1K. | Election of Director: Lynn M. Utter | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | 1L. | Election of Director: Darryl L. Wilson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | 4. | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | 3. | Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | 4. | Shareholder Right To Act By Written Consent. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | 3. | Approval of Independent Accountants. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | 1A. | Election of Director: Darius Adamczyk | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | 1B. | Election of Director: Duncan B. Angove | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | 1C. | Election of Director: William S. Ayer | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | 1D. | Election of Director: Kevin Burke | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | 1F. | Election of Director: Deborah Flint | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | 1G. | Election of Director: Judd Gregg | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | 1H. | Election of Director: Grace D. Lieblein | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | 1I. | Election of Director: Raymond T. Odierno | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | 1J. | Election of Director: George Paz | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | 1K. | Election of Director: Robin L. Washington | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 4. | Shareholder proposal concerning a shareholder right to act by written consent. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 3. | Ratification of the appointment of the Company’s independent registered public accounting firm for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 1A. | Election of Director: Leslie A. Brun | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 1B. | Election of Director: Mary Ellen Coe | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 1C. | Election of Director: Pamela J. Craig | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 1D. | Election of Director: Kenneth C. Frazier | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 1E. | Election of Director: Thomas H. Glocer | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 1F. | Election of Director: Risa J. Lavizzo-Mourey | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 1G. | Election of Director: Stephen L. Mayo | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 1H. | Election of Director: Paul B. Rothman | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 1I. | Election of Director: Patricia F. Russo | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 1J. | Election of Director: Christine E. Seidman | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 1K. | Election of Director: Inge G. Thulin | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 1L. | Election of Director: Kathy J. Warden | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 1M. | Election of Director: Peter C. Wendell | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | 4. | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | 5. | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | S/H Proposal—Human Rights Related | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | 4. | A shareholder proposal regarding dual class capital structure. | S/H Proposal—Change Compensation Structure | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | 8. | A shareholder proposal regarding platform misuse. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | 9. | A shareholder proposal regarding public benefit corporation. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | 5. | A shareholder proposal regarding an independent chair. | S/H Proposal—Establish Independent Chairman | Shareholder | F | N | N | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | 6. | A shareholder proposal regarding child exploitation. | S/H Proposal—Human Rights Related | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | 7. | A shareholder proposal regarding human/civil rights expert on board. | S/H Proposal—Human Rights Related | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | S/H Proposal—Environmental | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | S/H Proposal—Political/Government | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | S/H Proposal—Establish Independent Chairman | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | S/H Proposal—Gender Pay Equality | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 7. | Report on Environmental Expenditures. | S/H Proposal—Environmental | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 8. | Report on Political Contributions. | S/H Proposal—Political/Government | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 9. | Report on Lobbying. | S/H Proposal—Political/Government | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 10. | Report on Climate Lobbying. | S/H Proposal—Political/Government | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 5. | Special Shareholder Meetings. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 6. | Report on Scenario Analysis. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 4. | Independent Chairman. | S/H Proposal—Establish Independent Chairman | Shareholder | F | N | N | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 5. | Report on Impacts of Net Zero 2050 Scenario. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 6. | Shift to Public Benefit Corporation. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 9. | Special Meetings. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 4. | Reduce Scope 3 Emissions. | S/H Proposal—Report/Reduce Greenhouse Gas Emissions | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 8. | Independent Chair. | S/H Proposal—Establish Independent Chairman | Shareholder | F | N | N | MAI Managed Volatility Daily Fund | |||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | 2. | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | 1A. | Election of Director: Thomas A. Bartlett | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | 1B. | Election of Director: Raymond P. Dolan | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | 1C. | Election of Director: Kenneth R. Frank | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | 1D. | Election of Director: Robert D. Hormats | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | 1E. | Election of Director: Gustavo Lara Cantu | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | 1G. | Election of Director: Craig Macnab | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | 1H. | Election of Director: JoAnn A. Reed | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | 1I. | Election of Director: Pamela D.A. Reeve | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | 1J. | Election of Director: David E. Sharbutt | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | 1K. | Election of Director: Bruce L. Tanner | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | 1L. | Election of Director: Samme L. Thompson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | 3. | To approve, on an advisory basis, the Company’s executive compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | 3. | To approve an amendment to the director compensation policy. | Miscellaneous Corporate Actions | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 1A. | Election of Director: Jeffrey P. Bezos | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 1B. | Election of Director: Keith B. Alexander | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 1C. | Election of Director: Jamie S. Gorelick | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 1D. | Election of Director: Daniel P. Huttenlocher | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 1E. | Election of Director: Judith A. McGrath | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 1F. | Election of Director: Indra K. Nooyi | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 1G. | Election of Director: Jonathan J. Rubinstein | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 1H. | Election of Director: Thomas O. Ryder | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 1I. | Election of Director: Patricia Q. Stonesifer | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | 1J. | Election of Director: Wendell P. Weeks | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 2. | Ratification of Independent Auditors. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 2. | Company proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm to audit the Company’s financial statements for 2021. | Ratify Appointment of Independent Auditors | Opposition | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 4. | Independent Chairman | Miscellaneous Corporate Governance | Opposition | F | / | F | MAI Managed Volatility Daily Fund | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 5. | Special Shareholder Meetings | Miscellaneous Corporate Governance | Opposition | F | / | N | MAI Managed Volatility Daily Fund | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 6. | Report on Scenario Analysis | Miscellaneous Corporate Governance | Opposition | F | / | F | MAI Managed Volatility Daily Fund | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 7. | Report on Environment Expenditures | Miscellaneous Corporate Governance | Opposition | F | / | F | MAI Managed Volatility Daily Fund | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 8. | Report on Political Contributions | Miscellaneous Corporate Governance | Opposition | F | / | F | MAI Managed Volatility Daily Fund | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 9. | Report on Lobbying | Miscellaneous Corporate Governance | Opposition | F | / | F | MAI Managed Volatility Daily Fund | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 10. | Report on Climate Lobbying | Miscellaneous Corporate Governance | Opposition | F | / | F | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | 3. | Company proposal to approve, on an advisory basis, the compensation of the Company’s Named Executive Officers. | 14A Executive Compensation | Opposition | F | N | F | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 1A. | Election of Director: Wanda M. Austin | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 1B. | Election of Director: John B. Frank | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 1C. | Election of Director: Alice P. Gast | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 1D. | Election of Director: Enrique Hernandez, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 1F. | Election of Director: Jon M. Huntsman Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 1G. | Election of Director: Charles W. Moorman IV | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 1H. | Election of Director: Dambisa F. Moyo | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 1I. | Election of Director: Debra Reed-Klages | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 1J. | Election of Director: Ronald D. Sugar | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 1K. | Election of Director: D. James Umpleby III | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | 1L. | Election of Director: Michael K. Wirth | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | S/H Proposal—Human Rights Related | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | 4. | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | 6. | Report on Alignment of Racial Justice Goals and Starting Wages. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | 4. | Report on Refrigerants Released from Operations. | S/H Proposal—Environmental | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | 5. | Report on Lobbying Disclosures. | S/H Proposal—Political/Government | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | 7. | Create a Pandemic Workforce Advisory Council. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | 8. | Report on Statement of the Purpose of a Corporation. | S/H Proposal—Corporate Governance | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 3. | Approval of Alphabet’s 2021 Stock Plan. | Adopt Stock Option Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 1A. | Election of Director: Larry Page | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 1B. | Election of Director: Sergey Brin | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 1C. | Election of Director: Sundar Pichai | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 1D. | Election of Director: John L. Hennessy | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 1E. | Election of Director: Frances H. Arnold | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 1F. | Election of Director: L. John Doerr | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 1G. | Election of Director: Roger W. Ferguson Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 1H. | Election of Director: Ann Mather | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 1I. | Election of Director: Alan R. Mulally | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | 1J. | Election of Director: K. Ram Shriram | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | 3. | Ratification of the appointment of our independent auditors. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | 2. | Advisory vote on executive compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | 3. | Ratification of Ernst & Young LLP as Independent Accountants. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | 1C. | Election of Director: Sarah J. Friar | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | 1D. | Election of Director: Carla A. Harris | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | 1E. | Election of Director: Thomas W. Horton | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | 1F. | Election of Director: Marissa A. Mayer | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | 1G. | Election of Director: C. Douglas McMillon | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | 1H. | Election of Director: Gregory B. Penner | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | 1I. | Election of Director: Steven S Reinemund | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | 1J. | Election of Director: Randall L. Stephenson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | 1K. | Election of Director: S. Robson Walton | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | 1L. | Election of Director: Steuart L. Walton | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 4. | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. | Authorize Common Stock Increase | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 1A. | Election of Director: Robert K. Burgess | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 1B. | Election of Director: Tench Coxe | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 1C. | Election of Director: John O. Dabiri | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 1D. | Election of Director: Persis S. Drell | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 1E. | Election of Director: Jen-Hsun Huang | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 1F. | Election of Director: Dawn Hudson | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 1G. | Election of Director: Harvey C. Jones | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 1H. | Election of Director: Michael G. McCaffery | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 1I. | Election of Director: Stephen C. Neal | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 1J. | Election of Director: Mark L. Perry | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 1K. | Election of Director: A. Brooke Seawell | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 1L. | Election of Director: Aarti Shah | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 1M. | Election of Director: Mark A. Stevens | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | 2. | Approval of our executive compensation. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | 5. | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | S/H Proposal—Create Threshold as to Number of Shares Held to be Director | Shareholder | F | N | N | MAI Managed Volatility Fund | |||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | 3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | 6. | To approve the Amended and Restated 2012 Employee Stock Purchase Plan. | Amend Employee Stock Purchase Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | 1A. | Election of Director: Susan L. Bostrom | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | 1B. | Election of Director: Jonathan C. Chadwick | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | 1C. | Election of Director: Lawrence J. Jackson, Jr. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | 1D. | Election of Director: Frederic B. Luddy | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | 1E. | Election of Director: Jeffrey A. Miller | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | 4. | To approve an amendment to our Restated Certificate of Incorporation, as amended, to provide shareholders with the right to call a special meeting. | Restore Right to Call a Special Meeting | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | 5. | To approve the 2021 Equity Incentive Plan to replace the 2012 Equity Incentive Plan. | Approve Stock Compensation Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers (“Say-on-Pay”). | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | 4. | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Amend Employee Stock Purchase Plan | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | 1A. | Election of Director: Richard T. Burke | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | 1C. | Election of Director: Stephen J. Hemsley | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | 1D. | Election of Director: Michele J. Hooper | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | 1E. | Election of Director: F. William McNabb III | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | 1G. | Election of Director: John H. Noseworthy, M.D. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | 1H. | Election of Director: Gail R. Wilensky, Ph.D. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 07-Jun-2021 | 1I. | Election of Director: Andrew Witty | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Fund | |||||||||||
METLIFE, INC. | MET | 59156R108 | 15-Jun-2021 | 2. | Ratification of appointment of Deloitte & Touche LLP as MetLife, Inc.’s Independent Auditor for 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
METLIFE, INC. | MET | 59156R108 | 15-Jun-2021 | 1A. | Election of Director: Cheryl W. Grisé | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
METLIFE, INC. | MET | 59156R108 | 15-Jun-2021 | 1C. | Election of Director: Gerald L. Hassell | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
METLIFE, INC. | MET | 59156R108 | 15-Jun-2021 | 1D. | Election of Director: David L. Herzog | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
METLIFE, INC. | MET | 59156R108 | 15-Jun-2021 | 1E. | Election of Director: R. Glenn Hubbard, Ph.D. | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
METLIFE, INC. | MET | 59156R108 | 15-Jun-2021 | 1F. | Election of Director: Edward J. Kelly, III | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
METLIFE, INC. | MET | 59156R108 | 15-Jun-2021 | 1H. | Election of Director: Michel A. Khalaf | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
METLIFE, INC. | MET | 59156R108 | 15-Jun-2021 | 1I. | Election of Director: Catherine R. Kinney | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
METLIFE, INC. | MET | 59156R108 | 15-Jun-2021 | 1J. | Election of Director: Diana L. McKenzie | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
METLIFE, INC. | MET | 59156R108 | 15-Jun-2021 | 3. | Advisory (non-binding) vote to approve the compensation paid to MetLife, Inc.’s Named Executive Officers. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | 2. | To ratify the appointment of Deloitte & Touche LLP as Fortinet’s independent registered accounting firm for the fiscal year ending December 31, 2021. | Ratify Appointment of Independent Auditors | Management | F | F | F | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Long Text | Proposal Short Text | Committee | For/Against Recommended | Recommended | Vote | Account | |||||||||||
FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | 1.1 | Election of Director to serve for a term of one year until the next annual meeting: Ken Xie | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | 1.2 | Election of Director to serve for a term of one year until the next annual meeting: Michael Xie | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | 1.3 | Election of Director to serve for a term of one year until the next annual meeting: Kelly Ducourty | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | 1.4 | Election of Director to serve for a term of one year until the next annual meeting: Kenneth A. Goldman | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | 1.5 | Election of Director to serve for a term of one year until the next annual meeting: Ming Hsieh | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | 1.6 | Election of Director to serve for a term of one year until the next annual meeting: Jean Hu | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | 1.7 | Election of Director to serve for a term of one year until the next annual meeting: William Neukom | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | 1.8 | Election of Director to serve for a term of one year until the next annual meeting: Judith Sim | Election of Directors (Majority Voting) | Management | F | F | F | MAI Managed Volatility Daily Fund | |||||||||||
FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | 3. | Advisory vote to approve named executive officer compensation, as disclosed in the proxy statement. | 14A Executive Compensation | Management | F | F | F | MAI Managed Volatility Daily Fund |
Lisanti Capital Growth, LLC
Proxy Voting Record
July 1, 2020-June 30, 2021
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 7/6/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 7/6/2020 | Elect Director Denis J. O’Leary | Management | Yes | Withhold | Against | ||||||||
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 7/6/2020 | Elect Director Joseph E. Sexton | Management | Yes | Withhold | Against | ||||||||
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 7/6/2020 | Elect Director Godfrey R. Sullivan | Management | Yes | Withhold | Against | ||||||||
MongoDB, Inc. | MDB | 60937P106 | 7/10/2020 | Elect Director Archana Agrawal | Management | Yes | For | For | ||||||||
MongoDB, Inc. | MDB | 60937P106 | 7/10/2020 | Elect Director Dwight Merriman | Management | Yes | For | For | ||||||||
MongoDB, Inc. | MDB | 60937P106 | 7/10/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
MongoDB, Inc. | MDB | 60937P106 | 7/10/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
MongoDB, Inc. | MDB | 60937P106 | 7/10/2020 | Elect Director Hope Cochran | Management | Yes | Withhold | Against | ||||||||
RH | RH | 74967X103 | 7/22/2020 | Elect Director Hilary Krane | Management | Yes | For | For | ||||||||
RH | RH | 74967X103 | 7/22/2020 | Elect Director Katie Mitic | Management | Yes | For | For | ||||||||
RH | RH | 74967X103 | 7/22/2020 | Elect Director Ali Rowghani | Management | Yes | For | For | ||||||||
RH | RH | 74967X103 | 7/22/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
RH | RH | 74967X103 | 7/22/2020 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||||
RH | RH | 74967X103 | 7/22/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
Advanced Drainage Systems, Inc. | WMS | 00790R104 | 7/23/2020 | Elect Director D. Scott Barbour | Management | Yes | For | For | ||||||||
Advanced Drainage Systems, Inc. | WMS | 00790R104 | 7/23/2020 | Elect Director Michael B. Coleman | Management | Yes | For | For | ||||||||
Advanced Drainage Systems, Inc. | WMS | 00790R104 | 7/23/2020 | Elect Director Tanya D. Fratto | Management | Yes | For | For | ||||||||
Advanced Drainage Systems, Inc. | WMS | 00790R104 | 7/23/2020 | Elect Director Carl A. Nelson, Jr. | Management | Yes | For | For | ||||||||
Advanced Drainage Systems, Inc. | WMS | 00790R104 | 7/23/2020 | Elect Director Anesa T. Chaibi | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Advanced Drainage Systems, Inc. | WMS | 00790R104 | 7/23/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Advanced Drainage Systems, Inc. | WMS | 00790R104 | 7/23/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Advanced Drainage Systems, Inc. | WMS | 00790R104 | 7/23/2020 | Declassify the Board of Directors | Management | Yes | For | For | ||||||||
Advanced Drainage Systems, Inc. | WMS | 00790R104 | 7/23/2020 | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Management | Yes | For | For | ||||||||
STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Elect Director Stephen C. Farrell | Management | Yes | For | For | ||||||||
STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Elect Director Thomas G. Frinzi | Management | Yes | For | For | ||||||||
STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Elect Director Gilbert H. Kliman | Management | Yes | For | For | ||||||||
STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Elect Director Caren Mason | Management | Yes | For | For | ||||||||
STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Elect Director John C. Moore | Management | Yes | For | For | ||||||||
STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Elect Director Louis E. Silverman | Management | Yes | For | For | ||||||||
STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | For | ||||||||
STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/12/2020 | Reelect Ofer Ben Zur as Director | Management | No | ||||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/12/2020 | Reelect Lauri Hanover as Director | Management | No | ||||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/12/2020 | Reelect Gabi Seligsohn as Director | Management | No | ||||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/12/2020 | Relect Yehoshua (Shuki) Nir as Director | Management | No | ||||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/12/2020 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | No | ||||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/12/2020 | Approve Amended Compensation Policy for the Directors and Officers of the Company | Management | No | ||||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/12/2020 | Approve Amended Compensation Package of Ronen Samuel, CEO | Management | No |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/12/2020 | Approve Compensation of All Current and Future Directors and Officers | Management | No | ||||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/12/2020 | Discuss Financial Statements and the Report of the Board | Management | No | ||||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/12/2020 | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | Management | No | ||||||||||
RBC Bearings Incorporated | ROLL | 75524B104 | 9/9/2020 | Elect Director Michael J. Hartnett | Management | Yes | For | For | ||||||||
RBC Bearings Incorporated | ROLL | 75524B104 | 9/9/2020 | Elect Director Dolores J. Ennico | Management | Yes | For | For | ||||||||
RBC Bearings Incorporated | ROLL | 75524B104 | 9/9/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
RBC Bearings Incorporated | ROLL | 75524B104 | 9/9/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/11/2020 | Elect Director Michael F. Devine, III | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/11/2020 | Elect Director Nelson C. Chan | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/11/2020 | Elect Director Cynthia (Cindy) L. Davis | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/11/2020 | Elect Director Juan R. Figuereo | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/11/2020 | Elect Director Victor Luis | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/11/2020 | Elect Director Dave Powers | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/11/2020 | Elect Director Lauri M. Shanahan | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/11/2020 | Elect Director Brian A. Spaly | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/11/2020 | Elect Director Bonita C. Stewart | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/11/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/11/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Freshpet, Inc. | FRPT | 358039105 | 9/24/2020 | Elect Director Charles A. Norris | Management | Yes | For | For | ||||||||
Freshpet, Inc. | FRPT | 358039105 | 9/24/2020 | Elect Director Leta D. Priest | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Freshpet, Inc. | FRPT | 358039105 | 9/24/2020 | Elect Director Olu Beck | Management | Yes | For | For | ||||||||
Freshpet, Inc. | FRPT | 358039105 | 9/24/2020 | Elect Director William B. Cyr | Management | Yes | For | For | ||||||||
Freshpet, Inc. | FRPT | 358039105 | 9/24/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Freshpet, Inc. | FRPT | 358039105 | 9/24/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Freshpet, Inc. | FRPT | 358039105 | 9/24/2020 | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Management | Yes | For | For | ||||||||
Freshpet, Inc. | FRPT | 358039105 | 9/24/2020 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Sunrun Inc. | RUN | 86771W105 | 10/1/2020 | Issue Shares in Connection with Merger | Management | Yes | For | For | ||||||||
Sunrun Inc. | RUN | 86771W105 | 10/1/2020 | Adjourn Meeting | Management | Yes | For | For | ||||||||
Applied Industrial Technologies, Inc. | AIT | 03820C105 | 10/27/2020 | Elect Director Robert J. Pagano, Jr. | Management | Yes | For | For | ||||||||
Applied Industrial Technologies, Inc. | AIT | 03820C105 | 10/27/2020 | Elect Director Neil A. Schrimsher | Management | Yes | For | For | ||||||||
Applied Industrial Technologies, Inc. | AIT | 03820C105 | 10/27/2020 | Elect Director Peter C. Wallace | Management | Yes | For | For | ||||||||
Applied Industrial Technologies, Inc. | AIT | 03820C105 | 10/27/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Applied Industrial Technologies, Inc. | AIT | 03820C105 | 10/27/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Addus HomeCare Corporation | ADUS | 006739106 | 10/27/2020 | Elect Director Michael Earley | Management | Yes | For | For | ||||||||
Addus HomeCare Corporation | ADUS | 006739106 | 10/27/2020 | Elect Director Steven I. Geringer | Management | Yes | For | For | ||||||||
Addus HomeCare Corporation | ADUS | 006739106 | 10/27/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
Addus HomeCare Corporation | ADUS | 006739106 | 10/27/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/5/2020 | Elect Director Frances L. Allen | Management | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/5/2020 | Elect Director Cynthia (Cindy) L. Davis | Management | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/5/2020 | Elect Director Joseph M. DePinto | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/5/2020 | Elect Director Harriet Edelman | Management | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/5/2020 | Elect Director William T. Giles | Management | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/5/2020 | Elect Director James C. Katzman | Management | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/5/2020 | Elect Director Alexandre G. Macedo | Management | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/5/2020 | Elect Director George R. Mrkonic | Management | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/5/2020 | Elect Director Prashant N. Ranade | Management | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/5/2020 | Elect Director Wyman T. Roberts | Management | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/5/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/5/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Bill.com Holdings, Inc. | BILL | 090043100 | 12/3/2020 | Elect Director Colleen Taylor | Management | Yes | For | For | ||||||||
Bill.com Holdings, Inc. | BILL | 090043100 | 12/3/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Bill.com Holdings, Inc. | BILL | 090043100 | 12/3/2020 | Elect Director Rene Lacerte | Management | Yes | Withhold | Against | ||||||||
Bill.com Holdings, Inc. | BILL | 090043100 | 12/3/2020 | Elect Director Peter Kight | Management | Yes | Withhold | Against | ||||||||
Peloton Interactive, Inc. | PTON | 70614W100 | 12/9/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Peloton Interactive, Inc. | PTON | 70614W100 | 12/9/2020 | Elect Director Erik Blachford | Management | Yes | Withhold | Against | ||||||||
Peloton Interactive, Inc. | PTON | 70614W100 | 12/9/2020 | Elect Director Howard Draft | Management | Yes | Withhold | Against | ||||||||
Peloton Interactive, Inc. | PTON | 70614W100 | 12/9/2020 | Elect Director Pamela Thomas-Graham | Management | Yes | Withhold | Against | ||||||||
Peloton Interactive, Inc. | PTON | 70614W100 | 12/9/2020 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against | ||||||||
Builders FirstSource, Inc. | BLDR | 12008R107 | 12/22/2020 | Issue Shares in Connection with Merger | Management | Yes | For | For | ||||||||
Builders FirstSource, Inc. | BLDR | 12008R107 | 12/22/2020 | Increase Authorized Common Stock | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Builders FirstSource, Inc. | BLDR | 12008R107 | 12/22/2020 | Adjourn Meeting | Management | Yes | For | For | ||||||||
Brooks Automation, Inc. | BRKS | 114340102 | 1/26/2021 | Elect Director Robyn C. Davis | Management | Yes | For | For | ||||||||
Brooks Automation, Inc. | BRKS | 114340102 | 1/26/2021 | Elect Director Joseph R. Martin | Management | Yes | For | For | ||||||||
Brooks Automation, Inc. | BRKS | 114340102 | 1/26/2021 | Elect Director Erica J. McLaughlin | Management | Yes | For | For | ||||||||
Brooks Automation, Inc. | BRKS | 114340102 | 1/26/2021 | Elect Director Krishna G. Palepu | Management | Yes | For | For | ||||||||
Brooks Automation, Inc. | BRKS | 114340102 | 1/26/2021 | Elect Director Michael Rosenblatt | Management | Yes | For | For | ||||||||
Brooks Automation, Inc. | BRKS | 114340102 | 1/26/2021 | Elect Director Stephen S. Schwartz | Management | Yes | For | For | ||||||||
Brooks Automation, Inc. | BRKS | 114340102 | 1/26/2021 | Elect Director Alfred Woollacott, III | Management | Yes | For | For | ||||||||
Brooks Automation, Inc. | BRKS | 114340102 | 1/26/2021 | Elect Director Mark S. Wrighton | Management | Yes | For | For | ||||||||
Brooks Automation, Inc. | BRKS | 114340102 | 1/26/2021 | Elect Director Ellen M. Zane | Management | Yes | For | For | ||||||||
Brooks Automation, Inc. | BRKS | 114340102 | 1/26/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Brooks Automation, Inc. | BRKS | 114340102 | 1/26/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Brooks Automation, Inc. | BRKS | 114340102 | 1/26/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
Cerence Inc. | CRNC | 156727109 | 2/11/2021 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | For | ||||||||
Cerence Inc. | CRNC | 156727109 | 2/11/2021 | Elect Director Sanjay Jha | Management | Yes | Against | Against | ||||||||
Cerence Inc. | CRNC | 156727109 | 2/11/2021 | Elect Director Alfred Nietzel | Management | Yes | Against | Against | ||||||||
AdaptHealth Corp. | AHCO | 00653Q102 | 3/3/2021 | Approve Issuance of Class A Common Stock Upon Conversion of Series C Preferred Stock | Management | Yes | For | For | ||||||||
MACOM Technology Solutions Holdings, Inc. | MTSI | 55405Y100 | 3/4/2021 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For | ||||||||
MACOM Technology Solutions Holdings, Inc. | MTSI | 55405Y100 | 3/4/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
MACOM Technology Solutions Holdings, Inc. | MTSI | 55405Y100 | 3/4/2021 | Elect Director John Ocampo | Management | Yes | Withhold | Against |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
MACOM Technology Solutions Holdings, Inc. | MTSI | 55405Y100 | 3/4/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | ||||||||
MACOM Technology Solutions Holdings, Inc. | MTSI | 55405Y100 | 3/4/2021 | Approve Omnibus Stock Plan | Management | Yes | Against | Against | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/18/2021 | Elect Director Christopher Anzalone | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/18/2021 | Elect Director Marianne De Backer | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/18/2021 | Elect Director Mauro Ferrari | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/18/2021 | Elect Director Douglass Given | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/18/2021 | Elect Director Oye Olukotun | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/18/2021 | Elect Director Michael S. Perry | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/18/2021 | Elect Director William Waddill | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/18/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/18/2021 | Ratify Rose, Snyder & Jacobs LLP as Auditors | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/18/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | ||||||||
Astec Industries, Inc. | ASTE | 046224101 | 4/27/2021 | Elect Director James B. Baker | Management | Yes | For | For | ||||||||
Astec Industries, Inc. | ASTE | 046224101 | 4/27/2021 | Elect Director Glen E. Tellock | Management | Yes | For | For | ||||||||
Astec Industries, Inc. | ASTE | 046224101 | 4/27/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Astec Industries, Inc. | ASTE | 046224101 | 4/27/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Astec Industries, Inc. | ASTE | 046224101 | 4/27/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Saia, Inc. | SAIA | 78709Y105 | 4/27/2021 | Elect Director Di-Ann Eisnor | Management | Yes | For | For | ||||||||
Saia, Inc. | SAIA | 78709Y105 | 4/27/2021 | Elect Director Jeffrey C. Ward | Management | Yes | For | For | ||||||||
Saia, Inc. | SAIA | 78709Y105 | 4/27/2021 | Elect Director Susan F. Ward | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Saia, Inc. | SAIA | 78709Y105 | 4/27/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Saia, Inc. | SAIA | 78709Y105 | 4/27/2021 | Declassify the Board of Directors | Management | Yes | For | For | ||||||||
Saia, Inc. | SAIA | 78709Y105 | 4/27/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Vericel Corporation | VCEL | 92346J108 | 4/28/2021 | Elect Director Robert L. Zerbe | Management | Yes | For | For | ||||||||
Vericel Corporation | VCEL | 92346J108 | 4/28/2021 | Elect Director Alan L. Rubino | Management | Yes | For | For | ||||||||
Vericel Corporation | VCEL | 92346J108 | 4/28/2021 | Elect Director Heidi Hagen | Management | Yes | For | For | ||||||||
Vericel Corporation | VCEL | 92346J108 | 4/28/2021 | Elect Director Steven C. Gilman | Management | Yes | For | For | ||||||||
Vericel Corporation | VCEL | 92346J108 | 4/28/2021 | Elect Director Kevin F. McLaughlin | Management | Yes | For | For | ||||||||
Vericel Corporation | VCEL | 92346J108 | 4/28/2021 | Elect Director Paul K. Wotton | Management | Yes | For | For | ||||||||
Vericel Corporation | VCEL | 92346J108 | 4/28/2021 | Elect Director Dominick C. Colangelo | Management | Yes | For | For | ||||||||
Vericel Corporation | VCEL | 92346J108 | 4/28/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Vericel Corporation | VCEL | 92346J108 | 4/28/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
Inspire Medical Systems, Inc. | INSP | 457730109 | 4/29/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Inspire Medical Systems, Inc. | INSP | 457730109 | 4/29/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Inspire Medical Systems, Inc. | INSP | 457730109 | 4/29/2021 | Elect Director Marilyn Carlson Nelson | Management | Yes | Withhold | Against | ||||||||
Inspire Medical Systems, Inc. | INSP | 457730109 | 4/29/2021 | Elect Director Jerry C. Griffin | Management | Yes | Withhold | Against | ||||||||
Inspire Medical Systems, Inc. | INSP | 457730109 | 4/29/2021 | Elect Director Casey M. Tansey | Management | Yes | Withhold | Against | ||||||||
Lithia Motors, Inc. | LAD | 536797103 | 4/29/2021 | Elect Director Sidney B. DeBoer | Management | Yes | For | For | ||||||||
Lithia Motors, Inc. | LAD | 536797103 | 4/29/2021 | Elect Director Susan O. Cain | Management | Yes | For | For | ||||||||
Lithia Motors, Inc. | LAD | 536797103 | 4/29/2021 | Elect Director Bryan B. DeBoer | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Lithia Motors, Inc. | LAD | 536797103 | 4/29/2021 | Elect Director Shauna F. McIntyre | Management | Yes | For | For | ||||||||
Lithia Motors, Inc. | LAD | 536797103 | 4/29/2021 | Elect Director Louis P. Miramontes | Management | Yes | For | For | ||||||||
Lithia Motors, Inc. | LAD | 536797103 | 4/29/2021 | Elect Director Kenneth E. Roberts | Management | Yes | For | For | ||||||||
Lithia Motors, Inc. | LAD | 536797103 | 4/29/2021 | Elect Director David J. Robino | Management | Yes | For | For | ||||||||
Lithia Motors, Inc. | LAD | 536797103 | 4/29/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Lithia Motors, Inc. | LAD | 536797103 | 4/29/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Lithia Motors, Inc. | LAD | 536797103 | 4/29/2021 | Eliminate Class B Common Stock, Class A Common Stock and Series M Preferred Stock, and to Reclassify Class A Common Stock as Common Stock | Management | Yes | For | For | ||||||||
SailPoint Technologies Holdings, Inc. | SAIL | 78781P105 | 4/29/2021 | Ratify Grant Thornton LLP as Auditors | Management | Yes | For | For | ||||||||
SailPoint Technologies Holdings, Inc. | SAIL | 78781P105 | 4/29/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
SailPoint Technologies Holdings, Inc. | SAIL | 78781P105 | 4/29/2021 | Elect Director Mark D. McClain | Management | Yes | Withhold | Against | ||||||||
SailPoint Technologies Holdings, Inc. | SAIL | 78781P105 | 4/29/2021 | Elect Director Tracey E. Newell | Management | Yes | Withhold | Against | ||||||||
Livent Corporation | LTHM | 53814L108 | 4/29/2021 | Elect Director Pierre Brondeau | Management | Yes | For | For | ||||||||
Livent Corporation | LTHM | 53814L108 | 4/29/2021 | Elect Director G. Peter D’Aloia | Management | Yes | For | For | ||||||||
Livent Corporation | LTHM | 53814L108 | 4/29/2021 | Elect Director Robert C. Pallash | Management | Yes | For | For | ||||||||
Livent Corporation | LTHM | 53814L108 | 4/29/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Livent Corporation | LTHM | 53814L108 | 4/29/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Livent Corporation | LTHM | 53814L108 | 4/29/2021 | Declassify the Board of Directors | Management | Yes | For | For | ||||||||
Livent Corporation | LTHM | 53814L108 | 4/29/2021 | Eliminate Supermajority Vote Requirement | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 5/3/2021 | Elect Director Alec C. Covington | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 5/3/2021 | Elect Director Robert Buck | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
TopBuild Corp. | BLD | 89055F103 | 5/3/2021 | Elect Director Carl T. Camden | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 5/3/2021 | Elect Director Joseph S. Cantie | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 5/3/2021 | Elect Director Tina M. Donikowski | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 5/3/2021 | Elect Director Mark A. Petrarca | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 5/3/2021 | Elect Director Nancy M. Taylor | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 5/3/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 5/3/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Halozyme Therapeutics, Inc. | HALO | 40637H109 | 5/5/2021 | Elect Director Jean-Pierre Bizzari | Management | Yes | For | For | ||||||||
Halozyme Therapeutics, Inc. | HALO | 40637H109 | 5/5/2021 | Elect Director James M. Daly | Management | Yes | For | For | ||||||||
Halozyme Therapeutics, Inc. | HALO | 40637H109 | 5/5/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Halozyme Therapeutics, Inc. | HALO | 40637H109 | 5/5/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Halozyme Therapeutics, Inc. | HALO | 40637H109 | 5/5/2021 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For | ||||||||
Halozyme Therapeutics, Inc. | HALO | 40637H109 | 5/5/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 5/6/2021 | Elect Director E. Perot Bissell | Management | Yes | For | For | ||||||||
Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 5/6/2021 | Elect Director Vicky B. Gregg | Management | Yes | For | For | ||||||||
Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 5/6/2021 | Elect Director Debra K. Osteen | Management | Yes | For | For | ||||||||
Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 5/6/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 5/6/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 5/6/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Terex Corporation | TEX | 880779103 | 5/6/2021 | Elect Director Paula H. J. Cholmondeley | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Terex Corporation | TEX | 880779103 | 5/6/2021 | Elect Director Donald DeFosset | Management | Yes | For | For | ||||||||
Terex Corporation | TEX | 880779103 | 5/6/2021 | Elect Director John L. Garrison, Jr. | Management | Yes | For | For | ||||||||
Terex Corporation | TEX | 880779103 | 5/6/2021 | Elect Director Thomas J. Hansen | Management | Yes | For | For | ||||||||
Terex Corporation | TEX | 880779103 | 5/6/2021 | Elect Director Sandie O’Connor | Management | Yes | For | For | ||||||||
Terex Corporation | TEX | 880779103 | 5/6/2021 | Elect Director Christopher Rossi | Management | Yes | For | For | ||||||||
Terex Corporation | TEX | 880779103 | 5/6/2021 | Elect Director Andra M. Rush | Management | Yes | For | For | ||||||||
Terex Corporation | TEX | 880779103 | 5/6/2021 | Elect Director David A. Sachs | Management | Yes | For | For | ||||||||
Terex Corporation | TEX | 880779103 | 5/6/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Terex Corporation | TEX | 880779103 | 5/6/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Terex Corporation | TEX | 880779103 | 5/6/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Argo Group International Holdings, Ltd. | ARGO | G0464B107 | 5/6/2021 | Elect Director Bernard C. Bailey | Management | Yes | For | For | ||||||||
Argo Group International Holdings, Ltd. | ARGO | G0464B107 | 5/6/2021 | Elect Director Thomas A. Bradley | Management | Yes | For | For | ||||||||
Argo Group International Holdings, Ltd. | ARGO | G0464B107 | 5/6/2021 | Elect Director Fred R. Donner | Management | Yes | For | For | ||||||||
Argo Group International Holdings, Ltd. | ARGO | G0464B107 | 5/6/2021 | Elect Director Anthony P. Latham | Management | Yes | For | For | ||||||||
Argo Group International Holdings, Ltd. | ARGO | G0464B107 | 5/6/2021 | Elect Director Dymphna A. Lehane | Management | Yes | For | For | ||||||||
Argo Group International Holdings, Ltd. | ARGO | G0464B107 | 5/6/2021 | Elect Director Samuel G. Liss | Management | Yes | For | For | ||||||||
Argo Group International Holdings, Ltd. | ARGO | G0464B107 | 5/6/2021 | Elect Director Carol A. McFate | Management | Yes | For | For | ||||||||
Argo Group International Holdings, Ltd. | ARGO | G0464B107 | 5/6/2021 | Elect Director Al-Noor Ramji | Management | Yes | For | For | ||||||||
Argo Group International Holdings, Ltd. | ARGO | G0464B107 | 5/6/2021 | Elect Director Kevin J. Rehnberg | Management | Yes | For | For | ||||||||
Argo Group International Holdings, Ltd. | ARGO | G0464B107 | 5/6/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Argo Group International Holdings, Ltd. | ARGO | G0464B107 | 5/6/2021 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | ||||||||
Argo Group International Holdings, Ltd. | ARGO | G0464B107 | 5/6/2021 | Other Business—Non-voting Item | Management | Yes | N/A | For | ||||||||
Live Oak Bancshares, Inc. | LOB | 53803X105 | 5/11/2021 | Elect Director Tonya W. Bradford | Management | Yes | For | For | ||||||||
Live Oak Bancshares, Inc. | LOB | 53803X105 | 5/11/2021 | Elect Director William H. Cameron | Management | Yes | For | For | ||||||||
Live Oak Bancshares, Inc. | LOB | 53803X105 | 5/11/2021 | Elect Director Diane B. Glossman | Management | Yes | For | For | ||||||||
Live Oak Bancshares, Inc. | LOB | 53803X105 | 5/11/2021 | Elect Director Glen F. Hoffsis | Management | Yes | For | For | ||||||||
Live Oak Bancshares, Inc. | LOB | 53803X105 | 5/11/2021 | Elect Director David G. Lucht | Management | Yes | For | For | ||||||||
Live Oak Bancshares, Inc. | LOB | 53803X105 | 5/11/2021 | Elect Director James S. Mahan, III | Management | Yes | For | For | ||||||||
Live Oak Bancshares, Inc. | LOB | 53803X105 | 5/11/2021 | Elect Director Miltom E. Petty | Management | Yes | For | For | ||||||||
Live Oak Bancshares, Inc. | LOB | 53803X105 | 5/11/2021 | Elect Director Neil L. Underwood | Management | Yes | For | For | ||||||||
Live Oak Bancshares, Inc. | LOB | 53803X105 | 5/11/2021 | Elect Director William L. Williams, III | Management | Yes | For | For | ||||||||
Live Oak Bancshares, Inc. | LOB | 53803X105 | 5/11/2021 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For | ||||||||
Live Oak Bancshares, Inc. | LOB | 53803X105 | 5/11/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Live Oak Bancshares, Inc. | LOB | 53803X105 | 5/11/2021 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | Yes | For | For | ||||||||
Live Oak Bancshares, Inc. | LOB | 53803X105 | 5/11/2021 | Amend Omnibus Stock Plan | Management | Yes | Against | Against | ||||||||
MaxLinear, Inc. | MXL | 57776J100 | 5/12/2021 | Elect Director Kishore Seendripu | Management | Yes | For | For | ||||||||
MaxLinear, Inc. | MXL | 57776J100 | 5/12/2021 | Elect Director Thomas E. Pardun | Management | Yes | For | For | ||||||||
MaxLinear, Inc. | MXL | 57776J100 | 5/12/2021 | Elect Director Gregory P. Dougherty | Management | Yes | For | For | ||||||||
MaxLinear, Inc. | MXL | 57776J100 | 5/12/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
MaxLinear, Inc. | MXL | 57776J100 | 5/12/2021 | Ratify Grant Thornton LLP as Auditors | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Chart Industries, Inc. | GTLS | 16115Q308 | 5/13/2021 | Elect Director Carey Chen | Management | Yes | For | For | ||||||||
Chart Industries, Inc. | GTLS | 16115Q308 | 5/13/2021 | Elect Director Jillian C. Evanko | Management | Yes | For | For | ||||||||
Chart Industries, Inc. | GTLS | 16115Q308 | 5/13/2021 | Elect Director Steven W. Krablin | Management | Yes | For | For | ||||||||
Chart Industries, Inc. | GTLS | 16115Q308 | 5/13/2021 | Elect Director Singleton B. McAllister | Management | Yes | For | For | ||||||||
Chart Industries, Inc. | GTLS | 16115Q308 | 5/13/2021 | Elect Director Michael L. Molinini | Management | Yes | For | For | ||||||||
Chart Industries, Inc. | GTLS | 16115Q308 | 5/13/2021 | Elect Director David M. Sagehorn | Management | Yes | For | For | ||||||||
Chart Industries, Inc. | GTLS | 16115Q308 | 5/13/2021 | Ratify Deloitte & Touche LLP as Auditor | Management | Yes | For | For | ||||||||
Chart Industries, Inc. | GTLS | 16115Q308 | 5/13/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
JetBlue Airways Corporation | JBLU | 477143101 | 5/13/2021 | Elect Director B. Ben Baldanza | Management | Yes | For | For | ||||||||
JetBlue Airways Corporation | JBLU | 477143101 | 5/13/2021 | Elect Director Peter Boneparth | Management | Yes | For | For | ||||||||
JetBlue Airways Corporation | JBLU | 477143101 | 5/13/2021 | Elect Director Monte Ford | Management | Yes | For | For | ||||||||
JetBlue Airways Corporation | JBLU | 477143101 | 5/13/2021 | Elect Director Robin Hayes | Management | Yes | For | For | ||||||||
JetBlue Airways Corporation | JBLU | 477143101 | 5/13/2021 | Elect Director Ellen Jewett | Management | Yes | For | For | ||||||||
JetBlue Airways Corporation | JBLU | 477143101 | 5/13/2021 | Elect Director Robert Leduc | Management | Yes | For | For | ||||||||
JetBlue Airways Corporation | JBLU | 477143101 | 5/13/2021 | Elect Director Teri McClure | Management | Yes | For | For | ||||||||
JetBlue Airways Corporation | JBLU | 477143101 | 5/13/2021 | Elect Director Sarah Robb O’Hagan | Management | Yes | For | For | ||||||||
JetBlue Airways Corporation | JBLU | 477143101 | 5/13/2021 | Elect Director Vivek Sharma | Management | Yes | For | For | ||||||||
JetBlue Airways Corporation | JBLU | 477143101 | 5/13/2021 | Elect Director Thomas Winkelmann | Management | Yes | For | For | ||||||||
JetBlue Airways Corporation | JBLU | 477143101 | 5/13/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
JetBlue Airways Corporation | JBLU | 477143101 | 5/13/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
JetBlue Airways Corporation | JBLU | 477143101 | 5/13/2021 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Against | ||||||||
Montrose Environmental Group, Inc. | MEG | 615111101 | 5/13/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Montrose Environmental Group, Inc. | MEG | 615111101 | 5/13/2021 | Elect Director J. Miguel Fernandez de Castro | Management | Yes | Against | Against | ||||||||
Montrose Environmental Group, Inc. | MEG | 615111101 | 5/13/2021 | Elect Director Vijay Manthripragada | Management | Yes | Against | Against | ||||||||
Montrose Environmental Group, Inc. | MEG | 615111101 | 5/13/2021 | Elect Director Robin L. Newmark | Management | Yes | Against | Against | ||||||||
U.S. Silica Holdings, Inc. | SLCA | 90346E103 | 5/13/2021 | Elect Director Peter C. Bernard | Management | Yes | For | For | ||||||||
U.S. Silica Holdings, Inc. | SLCA | 90346E103 | 5/13/2021 | Elect Director Diane K. Duren | Management | Yes | For | For | ||||||||
U.S. Silica Holdings, Inc. | SLCA | 90346E103 | 5/13/2021 | Elect Director William J. Kacal | Management | Yes | For | For | ||||||||
U.S. Silica Holdings, Inc. | SLCA | 90346E103 | 5/13/2021 | Elect Director Charles W. Shaver | Management | Yes | For | For | ||||||||
U.S. Silica Holdings, Inc. | SLCA | 90346E103 | 5/13/2021 | Elect Director Bryan A. Shinn | Management | Yes | For | For | ||||||||
U.S. Silica Holdings, Inc. | SLCA | 90346E103 | 5/13/2021 | Ratify Grant Thornton LLP as Auditors | Management | Yes | For | For | ||||||||
U.S. Silica Holdings, Inc. | SLCA | 90346E103 | 5/13/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
U.S. Silica Holdings, Inc. | SLCA | 90346E103 | 5/13/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | ||||||||
U.S. Silica Holdings, Inc. | SLCA | 90346E103 | 5/13/2021 | Increase Disclosure of Compensation Adjustments | Share Holder | Yes | For | Against | ||||||||
Travel + Leisure Co. | TNL | 894164102 | 5/13/2021 | Elect Director Louise F. Brady | Management | Yes | For | For | ||||||||
Travel + Leisure Co. | TNL | 894164102 | 5/13/2021 | Elect Director Michael D. Brown | Management | Yes | For | For | ||||||||
Travel + Leisure Co. | TNL | 894164102 | 5/13/2021 | Elect Director James E. Buckman | Management | Yes | For | For | ||||||||
Travel + Leisure Co. | TNL | 894164102 | 5/13/2021 | Elect Director George Herrera | Management | Yes | For | For | ||||||||
Travel + Leisure Co. | TNL | 894164102 | 5/13/2021 | Elect Director Stephen P. Holmes | Management | Yes | For | For | ||||||||
Travel + Leisure Co. | TNL | 894164102 | 5/13/2021 | Elect Director Denny Marie Post | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Travel + Leisure Co. | TNL | 894164102 | 5/13/2021 | Elect Director Ronald L. Rickles | Management | Yes | For | For | ||||||||
Travel + Leisure Co. | TNL | 894164102 | 5/13/2021 | Elect Director Michael H. Wargotz | Management | Yes | For | For | ||||||||
Travel + Leisure Co. | TNL | 894164102 | 5/13/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Travel + Leisure Co. | TNL | 894164102 | 5/13/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
John Bean Technologies Corporation | JBT | 477839104 | 5/14/2021 | Elect Director C. Maury Devine | Management | Yes | For | For | ||||||||
John Bean Technologies Corporation | JBT | 477839104 | 5/14/2021 | Elect Director Emmanuel Lagarrigue | Management | Yes | For | For | ||||||||
John Bean Technologies Corporation | JBT | 477839104 | 5/14/2021 | Elect Director James M. Ringler | Management | Yes | For | For | ||||||||
John Bean Technologies Corporation | JBT | 477839104 | 5/14/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
John Bean Technologies Corporation | JBT | 477839104 | 5/14/2021 | Ratify PricewaterhouseCoopers LLC as Auditor | Management | Yes | For | For | ||||||||
Bloomin’ Brands, Inc. | BLMN | 094235108 | 5/18/2021 | Elect Director David R. Fitzjohn | Management | Yes | For | For | ||||||||
Bloomin’ Brands, Inc. | BLMN | 094235108 | 5/18/2021 | Elect Director John P. Gainor, Jr. | Management | Yes | For | For | ||||||||
Bloomin’ Brands, Inc. | BLMN | 094235108 | 5/18/2021 | Elect Director John J. Mahoney | Management | Yes | For | For | ||||||||
Bloomin’ Brands, Inc. | BLMN | 094235108 | 5/18/2021 | Elect Director R. Michael Mohan | Management | Yes | For | For | ||||||||
Bloomin’ Brands, Inc. | BLMN | 094235108 | 5/18/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
Bloomin’ Brands, Inc. | BLMN | 094235108 | 5/18/2021 | Declassify the Board of Directors | Management | Yes | For | For | ||||||||
Bloomin’ Brands, Inc. | BLMN | 094235108 | 5/18/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | ||||||||
Bloomin’ Brands, Inc. | BLMN | 094235108 | 5/18/2021 | Eliminate Supermajority Vote Requirement | Share Holder | Yes | For | Against | ||||||||
Bloomin’ Brands, Inc. | BLMN | 094235108 | 5/18/2021 | Report on Climate Change | Share Holder | Yes | For | Against | ||||||||
NuVasive, Inc. | NUVA | 670704105 | 5/18/2021 | Elect Director Vickie L. Capps | Management | Yes | For | For | ||||||||
NuVasive, Inc. | NUVA | 670704105 | 5/18/2021 | Elect Director John A. DeFord | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
NuVasive, Inc. | NUVA | 670704105 | 5/18/2021 | Elect Director R. Scott Huennekens | Management | Yes | For | For | ||||||||
NuVasive, Inc. | NUVA | 670704105 | 5/18/2021 | Elect Director Siddhartha C. Kadia | Management | Yes | For | For | ||||||||
NuVasive, Inc. | NUVA | 670704105 | 5/18/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
NuVasive, Inc. | NUVA | 670704105 | 5/18/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
CarParts.com, Inc. | PRTS | 14427M107 | 5/18/2021 | Elect Director Lev Peker | Management | Yes | For | For | ||||||||
CarParts.com, Inc. | PRTS | 14427M107 | 5/18/2021 | Elect Director Warren B. Phelps, III | Management | Yes | For | For | ||||||||
CarParts.com, Inc. | PRTS | 14427M107 | 5/18/2021 | Elect Director Lisa Costa | Management | Yes | For | For | ||||||||
CarParts.com, Inc. | PRTS | 14427M107 | 5/18/2021 | Ratify RSM US LLP as Auditors | Management | Yes | For | For | ||||||||
CarParts.com, Inc. | PRTS | 14427M107 | 5/18/2021 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For | ||||||||
TPI Composites, Inc. | TPIC | 87266J104 | 5/18/2021 | Elect Director Linda P. Hudson | Management | Yes | For | For | ||||||||
TPI Composites, Inc. | TPIC | 87266J104 | 5/18/2021 | Elect Director Bavan M. Holloway | Management | Yes | For | For | ||||||||
TPI Composites, Inc. | TPIC | 87266J104 | 5/18/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
TPI Composites, Inc. | TPIC | 87266J104 | 5/18/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
TPI Composites, Inc. | TPIC | 87266J104 | 5/18/2021 | Elect Director Paul G. Giovacchini | Management | Yes | Withhold | Against | ||||||||
TPI Composites, Inc. | TPIC | 87266J104 | 5/18/2021 | Elect Director Jayshree S. Desai | Management | Yes | Withhold | Against | ||||||||
Summit Materials, Inc. | SUM | 86614U100 | 5/19/2021 | Elect Director Howard L. Lance | Management | Yes | For | For | ||||||||
Summit Materials, Inc. | SUM | 86614U100 | 5/19/2021 | Elect Director Anne K. Wade | Management | Yes | For | For | ||||||||
Summit Materials, Inc. | SUM | 86614U100 | 5/19/2021 | Elect Director Susan A. Ellerbusch | Management | Yes | For | For | ||||||||
Summit Materials, Inc. | SUM | 86614U100 | 5/19/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Summit Materials, Inc. | SUM | 86614U100 | 5/19/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Summit Materials, Inc. | SUM | 86614U100 | 5/19/2021 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For | ||||||||
Summit Materials, Inc. | SUM | 86614U100 | 5/19/2021 | Declassify the Board of Directors | Management | Yes | For | For | ||||||||
Summit Materials, Inc. | SUM | 86614U100 | 5/19/2021 | Eliminate Supermajority Vote Requirement | Management | Yes | For | For | ||||||||
Summit Materials, Inc. | SUM | 86614U100 | 5/19/2021 | Amend Charter to Add Federal Forum Selection Provision | Management | Yes | For | For | ||||||||
Summit Materials, Inc. | SUM | 86614U100 | 5/19/2021 | Amend Charter to Delete the Waiver of Section 203 of the DGCL | Management | Yes | For | For | ||||||||
Summit Materials, Inc. | SUM | 86614U100 | 5/19/2021 | Amend Omnibus Stock Plan | Management | Yes | Against | Against | ||||||||
The Bancorp, Inc. | TBBK | 05969A105 | 5/19/2021 | Elect Director Damian M. Kozlowski | Management | Yes | For | For | ||||||||
The Bancorp, Inc. | TBBK | 05969A105 | 5/19/2021 | Elect Director Walter T. Beach | Management | Yes | For | For | ||||||||
The Bancorp, Inc. | TBBK | 05969A105 | 5/19/2021 | Elect Director Michael J. Bradley | Management | Yes | For | For | ||||||||
The Bancorp, Inc. | TBBK | 05969A105 | 5/19/2021 | Elect Director John C. Chrystal | Management | Yes | For | For | ||||||||
The Bancorp, Inc. | TBBK | 05969A105 | 5/19/2021 | Elect Director Matthew N. Cohn | Management | Yes | For | For | ||||||||
The Bancorp, Inc. | TBBK | 05969A105 | 5/19/2021 | Elect Director John M. Eggemeyer | Management | Yes | For | For | ||||||||
The Bancorp, Inc. | TBBK | 05969A105 | 5/19/2021 | Elect Director Hersh Kozlov | Management | Yes | For | For | ||||||||
The Bancorp, Inc. | TBBK | 05969A105 | 5/19/2021 | Elect Director William H. Lamb | Management | Yes | For | For | ||||||||
The Bancorp, Inc. | TBBK | 05969A105 | 5/19/2021 | Elect Director James J. McEntee, lll | Management | Yes | For | For | ||||||||
The Bancorp, Inc. | TBBK | 05969A105 | 5/19/2021 | Elect Director Daniela A. Mielke | Management | Yes | For | For | ||||||||
The Bancorp, Inc. | TBBK | 05969A105 | 5/19/2021 | Elect Director Stephanie B. Mudick | Management | Yes | For | For | ||||||||
The Bancorp, Inc. | TBBK | 05969A105 | 5/19/2021 | Elect Director Mei-Mei H. Tuan | Management | Yes | For | For | ||||||||
The Bancorp, Inc. | TBBK | 05969A105 | 5/19/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
The Bancorp, Inc. | TBBK | 05969A105 | 5/19/2021 | Ratify Grant Thornton LLP as Auditors | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
The Bancorp, Inc. | TBBK | 05969A105 | 5/19/2021 | Elect Director Daniel G. Cohen | Management | Yes | Against | Against | ||||||||
The Shyft Group, Inc. | SHYF | 825698103 | 5/19/2021 | Elect Director Daryl M. Adams | Management | Yes | For | For | ||||||||
The Shyft Group, Inc. | SHYF | 825698103 | 5/19/2021 | Elect Director Thomas R. Clevinger | Management | Yes | For | For | ||||||||
The Shyft Group, Inc. | SHYF | 825698103 | 5/19/2021 | Elect Director Paul A. Mascarenas | Management | Yes | For | For | ||||||||
The Shyft Group, Inc. | SHYF | 825698103 | 5/19/2021 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | For | ||||||||
The Shyft Group, Inc. | SHYF | 825698103 | 5/19/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Pulmonx Corporation | LUNG | 745848101 | 5/20/2021 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | For | ||||||||
Pulmonx Corporation | LUNG | 745848101 | 5/20/2021 | Elect Director Glendon E. French | Management | Yes | Withhold | Against | ||||||||
YETI Holdings, Inc. | YETI | 98585X104 | 5/20/2021 | Elect Director Tracey D. Brown | Management | Yes | For | For | ||||||||
YETI Holdings, Inc. | YETI | 98585X104 | 5/20/2021 | Elect Director Alison Dean | Management | Yes | For | For | ||||||||
YETI Holdings, Inc. | YETI | 98585X104 | 5/20/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
YETI Holdings, Inc. | YETI | 98585X104 | 5/20/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
YETI Holdings, Inc. | YETI | 98585X104 | 5/20/2021 | Elect Director David L. Schnadig | Management | Yes | Withhold | Against | ||||||||
Gentherm Incorporated | THRM | 37253A103 | 5/20/2021 | Elect Director Sophie Desormiere | Management | Yes | For | For | ||||||||
Gentherm Incorporated | THRM | 37253A103 | 5/20/2021 | Elect Director Phillip M. Eyler | Management | Yes | For | For | ||||||||
Gentherm Incorporated | THRM | 37253A103 | 5/20/2021 | Elect Director Yvonne Hao | Management | Yes | For | For | ||||||||
Gentherm Incorporated | THRM | 37253A103 | 5/20/2021 | Elect Director David Heinzmann | Management | Yes | For | For | ||||||||
Gentherm Incorporated | THRM | 37253A103 | 5/20/2021 | Elect Director Ronald Hundzinski | Management | Yes | For | For | ||||||||
Gentherm Incorporated | THRM | 37253A103 | 5/20/2021 | Elect Director Charles Kummeth | Management | Yes | For | For | ||||||||
Gentherm Incorporated | THRM | 37253A103 | 5/20/2021 | Elect Director Betsy Meter | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Gentherm Incorporated | THRM | 37253A103 | 5/20/2021 | Elect Director Byron Shaw, II | Management | Yes | For | For | ||||||||
Gentherm Incorporated | THRM | 37253A103 | 5/20/2021 | Elect Director John Stacey | Management | Yes | For | For | ||||||||
Gentherm Incorporated | THRM | 37253A103 | 5/20/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Gentherm Incorporated | THRM | 37253A103 | 5/20/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
MasTec, Inc. | MTZ | 576323109 | 5/20/2021 | Elect Director Jose R. Mas | Management | Yes | For | For | ||||||||
MasTec, Inc. | MTZ | 576323109 | 5/20/2021 | Elect Director Javier Palomarez | Management | Yes | For | For | ||||||||
MasTec, Inc. | MTZ | 576323109 | 5/20/2021 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | For | ||||||||
MasTec, Inc. | MTZ | 576323109 | 5/20/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
MasTec, Inc. | MTZ | 576323109 | 5/20/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 5/20/2021 | Elect Director Clarence L. Granger | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 5/20/2021 | Elect Director James P. Scholhamer | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 5/20/2021 | Elect Director David T. ibnAle | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 5/20/2021 | Elect Director Emily M. Liggett | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 5/20/2021 | Elect Director Thomas T. Edman | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 5/20/2021 | Elect Director Barbara V. Scherer | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 5/20/2021 | Elect Director Ernest E. Maddock | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 5/20/2021 | Elect Director Jacqueline A. Seto | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 5/20/2021 | Ratify Moss Adams LLP as Auditors | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 5/20/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Cardlytics, Inc. | CDLX | 14161W105 | 5/21/2021 | Elect Director Jessica Jensen | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Cardlytics, Inc. | CDLX | 14161W105 | 5/21/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Cardlytics, Inc. | CDLX | 14161W105 | 5/21/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Cardlytics, Inc. | CDLX | 14161W105 | 5/21/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||||
Cardlytics, Inc. | CDLX | 14161W105 | 5/21/2021 | Elect Director John V. Balen | Management | Yes | Withhold | Against | ||||||||
Cardlytics, Inc. | CDLX | 14161W105 | 5/21/2021 | Elect Director Aimee Lapic | Management | Yes | Withhold | Against | ||||||||
Diodes Incorporated | DIOD | 254543101 | 5/24/2021 | Elect Director Angie Chen Button | Management | Yes | For | For | ||||||||
Diodes Incorporated | DIOD | 254543101 | 5/24/2021 | Elect Director C.H. Chen | Management | Yes | For | For | ||||||||
Diodes Incorporated | DIOD | 254543101 | 5/24/2021 | Elect Director Warren Chen | Management | Yes | For | For | ||||||||
Diodes Incorporated | DIOD | 254543101 | 5/24/2021 | Elect Director Michael R. Giordano | Management | Yes | For | For | ||||||||
Diodes Incorporated | DIOD | 254543101 | 5/24/2021 | Elect Director Keh-Shew Lu | Management | Yes | For | For | ||||||||
Diodes Incorporated | DIOD | 254543101 | 5/24/2021 | Elect Director Peter M. Menard | Management | Yes | For | For | ||||||||
Diodes Incorporated | DIOD | 254543101 | 5/24/2021 | Elect Director Christina Wen-Chi Sung | Management | Yes | For | For | ||||||||
Diodes Incorporated | DIOD | 254543101 | 5/24/2021 | Elect Director Michael K.C. Tsai | Management | Yes | For | For | ||||||||
Diodes Incorporated | DIOD | 254543101 | 5/24/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Diodes Incorporated | DIOD | 254543101 | 5/24/2021 | Ratify Moss Adams LLP as Auditor | Management | Yes | For | For | ||||||||
BioCryst Pharmaceuticals, Inc. | BCRX | 09058V103 | 5/25/2021 | Elect Director Nancy J. Hutson | Management | Yes | For | For | ||||||||
BioCryst Pharmaceuticals, Inc. | BCRX | 09058V103 | 5/25/2021 | Elect Director Robert A. Ingram | Management | Yes | For | For | ||||||||
BioCryst Pharmaceuticals, Inc. | BCRX | 09058V103 | 5/25/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
BioCryst Pharmaceuticals, Inc. | BCRX | 09058V103 | 5/25/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
BioCryst Pharmaceuticals, Inc. | BCRX | 09058V103 | 5/25/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
BioCryst Pharmaceuticals, Inc. | BCRX | 09058V103 | 5/25/2021 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For | ||||||||
Varonis Systems, Inc. | VRNS | 922280102 | 5/25/2021 | Elect Director Gili Iohan | Management | Yes | For | For | ||||||||
Varonis Systems, Inc. | VRNS | 922280102 | 5/25/2021 | Elect Director Rachel Prishkolnik | Management | Yes | For | For | ||||||||
Varonis Systems, Inc. | VRNS | 922280102 | 5/25/2021 | Elect Director Ofer Segev | Management | Yes | For | For | ||||||||
Varonis Systems, Inc. | VRNS | 922280102 | 5/25/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Varonis Systems, Inc. | VRNS | 922280102 | 5/25/2021 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | Yes | For | For | ||||||||
Natera, Inc. | NTRA | 632307104 | 5/25/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Natera, Inc. | NTRA | 632307104 | 5/25/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Natera, Inc. | NTRA | 632307104 | 5/25/2021 | Elect Director Roelof Botha | Management | Yes | Withhold | Against | ||||||||
Natera, Inc. | NTRA | 632307104 | 5/25/2021 | Elect Director Steven L. Chapman | Management | Yes | Withhold | Against | ||||||||
Natera, Inc. | NTRA | 632307104 | 5/25/2021 | Elect Director Todd Cozzens | Management | Yes | Withhold | Against | ||||||||
Natera, Inc. | NTRA | 632307104 | 5/25/2021 | Elect Director Matthew Rabinowitz | Management | Yes | Withhold | Against | ||||||||
Surgery Partners, Inc. | SGRY | 86881A100 | 5/26/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Surgery Partners, Inc. | SGRY | 86881A100 | 5/26/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Surgery Partners, Inc. | SGRY | 86881A100 | 5/26/2021 | Elect Director Clifford G. Adlerz | Management | Yes | Withhold | Against | ||||||||
Surgery Partners, Inc. | SGRY | 86881A100 | 5/26/2021 | Elect Director J. Eric Evans | Management | Yes | Withhold | Against | ||||||||
Surgery Partners, Inc. | SGRY | 86881A100 | 5/26/2021 | Elect Director Andrew T. Kaplan | Management | Yes | Withhold | Against | ||||||||
Surgery Partners, Inc. | SGRY | 86881A100 | 5/26/2021 | Elect Director Blair E. Hendrix | Management | Yes | Withhold | Against | ||||||||
Surgery Partners, Inc. | SGRY | 86881A100 | 5/26/2021 | Amend Omnibus Stock Plan | Management | Yes | Against | Against | ||||||||
Sprout Social, Inc. | SPT | 85209W109 | 5/26/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Sprout Social, Inc. | SPT | 85209W109 | 5/26/2021 | Elect Director Justyn Howard | Management | Yes | Withhold | Against | ||||||||
DermTech, Inc. | DMTK | 24984K105 | 5/26/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
DermTech, Inc. | DMTK | 24984K105 | 5/26/2021 | Elect Director John Dobak | Management | Yes | Withhold | Against | ||||||||
DermTech, Inc. | DMTK | 24984K105 | 5/26/2021 | Elect Director Herm Rosenman | Management | Yes | Withhold | Against | ||||||||
Inari Medical, Inc. | NARI | 45332Y109 | 5/27/2021 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | For | ||||||||
Inari Medical, Inc. | NARI | 45332Y109 | 5/27/2021 | Elect Director William Hoffman | Management | Yes | Withhold | Against | ||||||||
Inari Medical, Inc. | NARI | 45332Y109 | 5/27/2021 | Elect Director Donald B. Milder | Management | Yes | Withhold | Against | ||||||||
Inari Medical, Inc. | NARI | 45332Y109 | 5/27/2021 | Elect Director Geoff Pardo | Management | Yes | Withhold | Against | ||||||||
The Cheesecake Factory Incorporated | CAKE | 163072101 | 5/27/2021 | Elect Director David Overton | Management | Yes | For | For | ||||||||
The Cheesecake Factory Incorporated | CAKE | 163072101 | 5/27/2021 | Elect Director Edie A. Ames | Management | Yes | For | For | ||||||||
The Cheesecake Factory Incorporated | CAKE | 163072101 | 5/27/2021 | Elect Director Alexander L. Cappello | Management | Yes | For | For | ||||||||
The Cheesecake Factory Incorporated | CAKE | 163072101 | 5/27/2021 | Elect Director Jerome I. Kransdorf | Management | Yes | For | For | ||||||||
The Cheesecake Factory Incorporated | CAKE | 163072101 | 5/27/2021 | Elect Director Janice L. Meyer | Management | Yes | For | For | ||||||||
The Cheesecake Factory Incorporated | CAKE | 163072101 | 5/27/2021 | Elect Director Laurence B. Mindel | Management | Yes | For | For | ||||||||
The Cheesecake Factory Incorporated | CAKE | 163072101 | 5/27/2021 | Elect Director David B. Pittaway | Management | Yes | For | For | ||||||||
The Cheesecake Factory Incorporated | CAKE | 163072101 | 5/27/2021 | Elect Director Herbert Simon | Management | Yes | For | For | ||||||||
The Cheesecake Factory Incorporated | CAKE | 163072101 | 5/27/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
The Cheesecake Factory Incorporated | CAKE | 163072101 | 5/27/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
The Cheesecake Factory Incorporated | CAKE | 163072101 | 5/27/2021 | Approve Issuance of Common Stock Upon Conversion of Series A Convertible Preferred Stock | Management | Yes | For | For | ||||||||
PubMatic, Inc. | PUBM | 74467Q103 | 6/1/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
PubMatic, Inc. | PUBM | 74467Q103 | 6/1/2021 | Elect Director Cathleen Black | Management | Yes | Withhold | Against | ||||||||
PubMatic, Inc. | PUBM | 74467Q103 | 6/1/2021 | Elect Director W. Eric Carlborg | Management | Yes | Withhold | Against | ||||||||
PubMatic, Inc. | PUBM | 74467Q103 | 6/1/2021 | Elect Director Susan Daimler | Management | Yes | Withhold | Against | ||||||||
PubMatic, Inc. | PUBM | 74467Q103 | 6/1/2021 | Elect Director Amar K. Goel | Management | Yes | Withhold | Against | ||||||||
PubMatic, Inc. | PUBM | 74467Q103 | 6/1/2021 | Elect Director Rajeev K. Goel | Management | Yes | Withhold | Against | ||||||||
PubMatic, Inc. | PUBM | 74467Q103 | 6/1/2021 | Elect Director Narendra (Naren) K. Gupta | Management | Yes | Withhold | Against | ||||||||
Citi Trends, Inc. | CTRN | 17306X102 | 6/2/2021 | Elect Director Brian P. Carney | Management | Yes | For | For | ||||||||
Citi Trends, Inc. | CTRN | 17306X102 | 6/2/2021 | Elect Director Jonathan Duskin | Management | Yes | For | For | ||||||||
Citi Trends, Inc. | CTRN | 17306X102 | 6/2/2021 | Elect Director Laurens M. Goff | Management | Yes | For | For | ||||||||
Citi Trends, Inc. | CTRN | 17306X102 | 6/2/2021 | Elect Director Margaret L. Jenkins | Management | Yes | For | For | ||||||||
Citi Trends, Inc. | CTRN | 17306X102 | 6/2/2021 | Elect Director David N. Makuen | Management | Yes | For | For | ||||||||
Citi Trends, Inc. | CTRN | 17306X102 | 6/2/2021 | Elect Director Peter R. Sachse | Management | Yes | For | For | ||||||||
Citi Trends, Inc. | CTRN | 17306X102 | 6/2/2021 | Elect Director Kenneth D. Seipel | Management | Yes | For | For | ||||||||
Citi Trends, Inc. | CTRN | 17306X102 | 6/2/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Citi Trends, Inc. | CTRN | 17306X102 | 6/2/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Citi Trends, Inc. | CTRN | 17306X102 | 6/2/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Clean Harbors, Inc. | CLH | 184496107 | 6/2/2021 | Elect Director Alan S. McKim | Management | Yes | For | For | ||||||||
Clean Harbors, Inc. | CLH | 184496107 | 6/2/2021 | Elect Director John T. Preston | Management | Yes | For | For | ||||||||
Clean Harbors, Inc. | CLH | 184496107 | 6/2/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Clean Harbors, Inc. | CLH | 184496107 | 6/2/2021 | Amend Executive Incentive Bonus Plan | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Clean Harbors, Inc. | CLH | 184496107 | 6/2/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Clean Harbors, Inc. | CLH | 184496107 | 6/2/2021 | Amend By-Laws to Add State and Federal Forum Selection Provisions | Management | Yes | Against | Against | ||||||||
Sitime Corporation | SITM | 82982T106 | 6/2/2021 | Elect Director Christine A. Heckart | Management | Yes | For | For | ||||||||
Sitime Corporation | SITM | 82982T106 | 6/2/2021 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | For | ||||||||
Sitime Corporation | SITM | 82982T106 | 6/2/2021 | Elect Director Edward H. Frank | Management | Yes | Withhold | Against | ||||||||
Sitime Corporation | SITM | 82982T106 | 6/2/2021 | Elect Director Tom D. Yiu | Management | Yes | Withhold | Against | ||||||||
Matador Resources Company | MTDR | 576485205 | 6/4/2021 | Elect Director William M. Byerley | Management | Yes | For | For | ||||||||
Matador Resources Company | MTDR | 576485205 | 6/4/2021 | Elect Director Monika U. Ehrman | Management | Yes | For | For | ||||||||
Matador Resources Company | MTDR | 576485205 | 6/4/2021 | Elect Director Julia P. Forrester Rogers | Management | Yes | For | For | ||||||||
Matador Resources Company | MTDR | 576485205 | 6/4/2021 | Elect Director James M. Howard | Management | Yes | For | For | ||||||||
Matador Resources Company | MTDR | 576485205 | 6/4/2021 | Elect Director Kenneth L. Stewart | Management | Yes | For | For | ||||||||
Matador Resources Company | MTDR | 576485205 | 6/4/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Matador Resources Company | MTDR | 576485205 | 6/4/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Titan Machinery Inc. | TITN | 88830R101 | 6/7/2021 | Elect Director Stan Erickson | Management | Yes | For | For | ||||||||
Titan Machinery Inc. | TITN | 88830R101 | 6/7/2021 | Elect Director Jody Horner | Management | Yes | For | For | ||||||||
Titan Machinery Inc. | TITN | 88830R101 | 6/7/2021 | Elect Director Richard Mack | Management | Yes | For | For | ||||||||
Titan Machinery Inc. | TITN | 88830R101 | 6/7/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Titan Machinery Inc. | TITN | 88830R101 | 6/7/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Veracyte, Inc. | VCYT | 92337F107 | 6/7/2021 | Elect Director Muna Bhanji | Management | Yes | For | For | ||||||||
Veracyte, Inc. | VCYT | 92337F107 | 6/7/2021 | Elect Director John L. Bishop | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Veracyte, Inc. | VCYT | 92337F107 | 6/7/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Veracyte, Inc. | VCYT | 92337F107 | 6/7/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Pacira BioSciences, Inc. | PCRX | 695127100 | 6/8/2021 | Elect Director Laura Brege | Management | Yes | For | For | ||||||||
Pacira BioSciences, Inc. | PCRX | 695127100 | 6/8/2021 | Elect Director Mark I. Froimson | Management | Yes | For | For | ||||||||
Pacira BioSciences, Inc. | PCRX | 695127100 | 6/8/2021 | Elect Director Mark A. Kronenfeld | Management | Yes | For | For | ||||||||
Pacira BioSciences, Inc. | PCRX | 695127100 | 6/8/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Pacira BioSciences, Inc. | PCRX | 695127100 | 6/8/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Pacira BioSciences, Inc. | PCRX | 695127100 | 6/8/2021 | Amend Omnibus Stock Plan | Management | Yes | Against | Against | ||||||||
Crocs, Inc. | CROX | 227046109 | 6/9/2021 | Elect Director Ronald L. Frasch | Management | Yes | For | For | ||||||||
Crocs, Inc. | CROX | 227046109 | 6/9/2021 | Elect Director Andrew Rees | Management | Yes | For | For | ||||||||
Crocs, Inc. | CROX | 227046109 | 6/9/2021 | Elect Director Charisse Ford Hughes | Management | Yes | For | For | ||||||||
Crocs, Inc. | CROX | 227046109 | 6/9/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Crocs, Inc. | CROX | 227046109 | 6/9/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 002896207 | 6/9/2021 | Elect Director Kerrii B. Anderson | Management | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 002896207 | 6/9/2021 | Elect Director Terry L. Burman | Management | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 002896207 | 6/9/2021 | Elect Director Felix J. Carbullido | Management | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 002896207 | 6/9/2021 | Elect Director Susie Coulter | Management | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 002896207 | 6/9/2021 | Elect Director Sarah M. Gallagher | Management | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 002896207 | 6/9/2021 | Elect Director James A. Goldman | Management | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 002896207 | 6/9/2021 | Elect Director Michael E. Greenlees | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Abercrombie & Fitch Co. | ANF | 002896207 | 6/9/2021 | Elect Director Fran Horowitz | Management | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 002896207 | 6/9/2021 | Elect Director Helen E. McCluskey | Management | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 002896207 | 6/9/2021 | Elect Director Kenneth B. Robinson | Management | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 002896207 | 6/9/2021 | Elect Director Nigel Travis | Management | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 002896207 | 6/9/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 002896207 | 6/9/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 002896207 | 6/9/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
Penn National Gaming, Inc. | PENN | 707569109 | 6/9/2021 | Elect Director David A. Handler | Management | Yes | For | For | ||||||||
Penn National Gaming, Inc. | PENN | 707569109 | 6/9/2021 | Elect Director John M. Jacquemin | Management | Yes | For | For | ||||||||
Penn National Gaming, Inc. | PENN | 707569109 | 6/9/2021 | Increase Authorized Common Stock | Management | Yes | For | For | ||||||||
Penn National Gaming, Inc. | PENN | 707569109 | 6/9/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Penn National Gaming, Inc. | PENN | 707569109 | 6/9/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Penn National Gaming, Inc. | PENN | 707569109 | 6/9/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
SI-BONE, Inc. | SIBN | 825704109 | 6/10/2021 | Elect Director Helen Loh | Management | Yes | For | For | ||||||||
SI-BONE, Inc. | SIBN | 825704109 | 6/10/2021 | Elect Director Mika Nishimura | Management | Yes | For | For | ||||||||
SI-BONE, Inc. | SIBN | 825704109 | 6/10/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
SI-BONE, Inc. | SIBN | 825704109 | 6/10/2021 | Elect Director Keith C. Valentine | Management | Yes | Withhold | Against | ||||||||
Impinj, Inc. | PI | 453204109 | 6/10/2021 | Elect Director Umesh Padval | Management | Yes | For | For | ||||||||
Impinj, Inc. | PI | 453204109 | 6/10/2021 | Elect Director Steve Sanghi | Management | Yes | For | For | ||||||||
Impinj, Inc. | PI | 453204109 | 6/10/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Impinj, Inc. | PI | 453204109 | 6/10/2021 | Adopt Proxy Access Right | Share Holder | Yes | For | For | ||||||||
Impinj, Inc. | PI | 453204109 | 6/10/2021 | Elect Director Daniel Gibson | Management | Yes | Against | Against | ||||||||
nLIGHT, Inc. | LASR | 65487K100 | 6/10/2021 | Elect Director Douglas Carlisle | Management | Yes | For | For | ||||||||
nLIGHT, Inc. | LASR | 65487K100 | 6/10/2021 | Elect Director Bill Gossman | Management | Yes | For | For | ||||||||
nLIGHT, Inc. | LASR | 65487K100 | 6/10/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
nLIGHT, Inc. | LASR | 65487K100 | 6/10/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
nLIGHT, Inc. | LASR | 65487K100 | 6/10/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||||
nLIGHT, Inc. | LASR | 65487K100 | 6/10/2021 | Elect Director Gary Locke | Management | Yes | Withhold | Against | ||||||||
Ameris Bancorp | ABCB | 03076K108 | 6/10/2021 | Elect Director William I. Bowen, Jr. | Management | Yes | For | For | ||||||||
Ameris Bancorp | ABCB | 03076K108 | 6/10/2021 | Elect Director Rodney D. Bullard | Management | Yes | For | For | ||||||||
Ameris Bancorp | ABCB | 03076K108 | 6/10/2021 | Elect Director Wm. Millard Choate | Management | Yes | For | For | ||||||||
Ameris Bancorp | ABCB | 03076K108 | 6/10/2021 | Elect Director R. Dale Ezzell | Management | Yes | For | For | ||||||||
Ameris Bancorp | ABCB | 03076K108 | 6/10/2021 | Elect Director Leo J. Hill | Management | Yes | For | For | ||||||||
Ameris Bancorp | ABCB | 03076K108 | 6/10/2021 | Elect Director Daniel B. Jeter | Management | Yes | For | For | ||||||||
Ameris Bancorp | ABCB | 03076K108 | 6/10/2021 | Elect Director Robert P. Lynch | Management | Yes | For | For | ||||||||
Ameris Bancorp | ABCB | 03076K108 | 6/10/2021 | Elect Director Elizabeth A. McCague | Management | Yes | For | For | ||||||||
Ameris Bancorp | ABCB | 03076K108 | 6/10/2021 | Elect Director James B. Miller, Jr. | Management | Yes | For | For | ||||||||
Ameris Bancorp | ABCB | 03076K108 | 6/10/2021 | Elect Director Gloria A. O’Neal | Management | Yes | For | For | ||||||||
Ameris Bancorp | ABCB | 03076K108 | 6/10/2021 | Elect Director H. Palmer Proctor, Jr. | Management | Yes | For | For | ||||||||
Ameris Bancorp | ABCB | 03076K108 | 6/10/2021 | Elect Director William H. Stern | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Ameris Bancorp | ABCB | 03076K108 | 6/10/2021 | Elect Director Jimmy D. Veal | Management | Yes | For | For | ||||||||
Ameris Bancorp | ABCB | 03076K108 | 6/10/2021 | Ratify Crowe LLP as Auditors | Management | Yes | For | For | ||||||||
Ameris Bancorp | ABCB | 03076K108 | 6/10/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Ameris Bancorp | ABCB | 03076K108 | 6/10/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Castle Biosciences, Inc. | CSTL | 14843C105 | 6/10/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Castle Biosciences, Inc. | CSTL | 14843C105 | 6/10/2021 | Elect Director Mara G. Aspinall | Management | Yes | Withhold | Against | ||||||||
Castle Biosciences, Inc. | CSTL | 14843C105 | 6/10/2021 | Elect Director Daniel M. Bradbury | Management | Yes | Withhold | Against | ||||||||
BioXcel Therapeutics, Inc. | BTAI | 09075P105 | 6/11/2021 | Elect Director Vimal Mehta | Management | Yes | For | For | ||||||||
BioXcel Therapeutics, Inc. | BTAI | 09075P105 | 6/11/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
BioXcel Therapeutics, Inc. | BTAI | 09075P105 | 6/11/2021 | Increase Authorized Common Stock | Management | Yes | For | For | ||||||||
BioXcel Therapeutics, Inc. | BTAI | 09075P105 | 6/11/2021 | Adjourn Meeting | Management | Yes | For | For | ||||||||
BioXcel Therapeutics, Inc. | BTAI | 09075P105 | 6/11/2021 | Elect Director Peter Mueller | Management | Yes | Withhold | Against | ||||||||
Revolve Group, Inc. | RVLV | 76156B107 | 6/11/2021 | Elect Director Melanie Cox | Management | Yes | For | For | ||||||||
Revolve Group, Inc. | RVLV | 76156B107 | 6/11/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Revolve Group, Inc. | RVLV | 76156B107 | 6/11/2021 | Elect Director Mike Karanikolas | Management | Yes | Withhold | Against | ||||||||
Revolve Group, Inc. | RVLV | 76156B107 | 6/11/2021 | Elect Director Michael Mente | Management | Yes | Withhold | Against | ||||||||
Revolve Group, Inc. | RVLV | 76156B107 | 6/11/2021 | Elect Director Hadley Mullin | Management | Yes | Withhold | Against | ||||||||
Revolve Group, Inc. | RVLV | 76156B107 | 6/11/2021 | Elect Director Marc Stolzman | Management | Yes | Withhold | Against | ||||||||
Rocket Pharmaceuticals, Inc. | RCKT | 77313F106 | 6/14/2021 | Elect Director Carsten Boess | Management | Yes | For | For | ||||||||
Rocket Pharmaceuticals, Inc. | RCKT | 77313F106 | 6/14/2021 | Elect Director Elisabeth Bjork | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Rocket Pharmaceuticals, Inc. | RCKT | 77313F106 | 6/14/2021 | Ratify EisnerAmper LLP as Auditors | Management | Yes | For | For | ||||||||
Rocket Pharmaceuticals, Inc. | RCKT | 77313F106 | 6/14/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Rocket Pharmaceuticals, Inc. | RCKT | 77313F106 | 6/14/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||||
Rocket Pharmaceuticals, Inc. | RCKT | 77313F106 | 6/14/2021 | Elect Director Roderick Wong | Management | Yes | Withhold | Against | ||||||||
Rocket Pharmaceuticals, Inc. | RCKT | 77313F106 | 6/14/2021 | Elect Director Pedro Granadillo | Management | Yes | Withhold | Against | ||||||||
Rocket Pharmaceuticals, Inc. | RCKT | 77313F106 | 6/14/2021 | Elect Director Gotham Makker | Management | Yes | Withhold | Against | ||||||||
Rocket Pharmaceuticals, Inc. | RCKT | 77313F106 | 6/14/2021 | Elect Director Gaurav Shah | Management | Yes | Withhold | Against | ||||||||
Rocket Pharmaceuticals, Inc. | RCKT | 77313F106 | 6/14/2021 | Elect Director David P. Southwell | Management | Yes | Withhold | Against | ||||||||
Rocket Pharmaceuticals, Inc. | RCKT | 77313F106 | 6/14/2021 | Elect Director Naveen Yalamanchi | Management | Yes | Withhold | Against | ||||||||
Builders FirstSource, Inc. | BLDR | 12008R107 | 6/15/2021 | Elect Director Cleveland A. Christophe | Management | Yes | For | For | ||||||||
Builders FirstSource, Inc. | BLDR | 12008R107 | 6/15/2021 | Elect Director David E. Flitman | Management | Yes | For | For | ||||||||
Builders FirstSource, Inc. | BLDR | 12008R107 | 6/15/2021 | Elect Director W. Bradley Hayes | Management | Yes | For | For | ||||||||
Builders FirstSource, Inc. | BLDR | 12008R107 | 6/15/2021 | Elect Director Brett N. Milgrim | Management | Yes | For | For | ||||||||
Builders FirstSource, Inc. | BLDR | 12008R107 | 6/15/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Builders FirstSource, Inc. | BLDR | 12008R107 | 6/15/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
CareDx, Inc. | CDNA | 14167L103 | 6/15/2021 | Elect Director George W. Bickerstaff, III | Management | Yes | For | For | ||||||||
CareDx, Inc. | CDNA | 14167L103 | 6/15/2021 | Elect Director Grace E. Colon | Management | Yes | For | For | ||||||||
CareDx, Inc. | CDNA | 14167L103 | 6/15/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
CareDx, Inc. | CDNA | 14167L103 | 6/15/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
CareDx, Inc. | CDNA | 14167L103 | 6/15/2021 | Reduce Supermajority Vote Requirement | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
CareDx, Inc. | CDNA | 14167L103 | 6/15/2021 | Elect Director Ralph Snyderman | Management | Yes | Withhold | Against | ||||||||
NanoString Technologies, Inc. | NSTG | 63009R109 | 6/16/2021 | Elect Director Elisha W. Finney | Management | Yes | For | For | ||||||||
NanoString Technologies, Inc. | NSTG | 63009R109 | 6/16/2021 | Elect Director Gregory Norden | Management | Yes | For | For | ||||||||
NanoString Technologies, Inc. | NSTG | 63009R109 | 6/16/2021 | Elect Director Janet George | Management | Yes | For | For | ||||||||
NanoString Technologies, Inc. | NSTG | 63009R109 | 6/16/2021 | Elect Director Charles P. Waite | Management | Yes | For | For | ||||||||
NanoString Technologies, Inc. | NSTG | 63009R109 | 6/16/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
NanoString Technologies, Inc. | NSTG | 63009R109 | 6/16/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/16/2021 | Increase Authorized Common Stock | Management | Yes | For | For | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/16/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/16/2021 | Elect Director Laurence N. Charney | Management | Yes | Withhold | Against | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/16/2021 | Elect Director Yann Echelard | Management | Yes | Withhold | Against | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/16/2021 | Elect Director William J. Kennedy | Management | Yes | Withhold | Against | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/16/2021 | Elect Director Kenneth Hoberman | Management | Yes | Withhold | Against | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/16/2021 | Elect Director Daniel Hume | Management | Yes | Withhold | Against | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/16/2021 | Elect Director Sagar Lonial | Management | Yes | Withhold | Against | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/16/2021 | Elect Director Michael S. Weiss | Management | Yes | Withhold | Against | ||||||||
Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 6/17/2021 | Elect Director James P. Chambers | Management | Yes | For | For | ||||||||
Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 6/17/2021 | Elect Director Hamish A. Dodds | Management | Yes | For | For | ||||||||
Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 6/17/2021 | Elect Director Michael J. Griffith | Management | Yes | For | For | ||||||||
Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 6/17/2021 | Elect Director John C. Hockin | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 6/17/2021 | Elect Director Brian A. Jenkins | Management | Yes | For | For | ||||||||
Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 6/17/2021 | Elect Director Patricia H. Mueller | Management | Yes | For | For | ||||||||
Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 6/17/2021 | Elect Director Atish Shah | Management | Yes | For | For | ||||||||
Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 6/17/2021 | Elect Director Kevin M. Sheehan | Management | Yes | For | For | ||||||||
Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 6/17/2021 | Elect Director Jennifer Storms | Management | Yes | For | For | ||||||||
Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 6/17/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 6/17/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Generac Holdings Inc. | GNRC | 368736104 | 6/17/2021 | Elect Director Robert D. Dixon | Management | Yes | For | For | ||||||||
Generac Holdings Inc. | GNRC | 368736104 | 6/17/2021 | Elect Director David A. Ramon | Management | Yes | For | For | ||||||||
Generac Holdings Inc. | GNRC | 368736104 | 6/17/2021 | Elect Director William D. Jenkins, Jr. | Management | Yes | For | For | ||||||||
Generac Holdings Inc. | GNRC | 368736104 | 6/17/2021 | Elect Director Kathryn V. Roedel | Management | Yes | For | For | ||||||||
Generac Holdings Inc. | GNRC | 368736104 | 6/17/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Generac Holdings Inc. | GNRC | 368736104 | 6/17/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
PagerDuty, Inc. | PD | 69553P100 | 6/17/2021 | Elect Director Alec Gallimore | Management | Yes | For | For | ||||||||
PagerDuty, Inc. | PD | 69553P100 | 6/17/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
PagerDuty, Inc. | PD | 69553P100 | 6/17/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
PagerDuty, Inc. | PD | 69553P100 | 6/17/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||||
PagerDuty, Inc. | PD | 69553P100 | 6/17/2021 | Elect Director Rathi Murthy | Management | Yes | Withhold | Against | ||||||||
PagerDuty, Inc. | PD | 69553P100 | 6/17/2021 | Elect Director Alex Solomon | Management | Yes | Withhold | Against | ||||||||
Ocular Therapeutix, Inc. | OCUL | 67576A100 | 6/18/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Ocular Therapeutix, Inc. | OCUL | 67576A100 | 6/18/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Ocular Therapeutix, Inc. | OCUL | 67576A100 | 6/18/2021 | Increase Authorized Common Stock | Management | Yes | For | For | ||||||||
Ocular Therapeutix, Inc. | OCUL | 67576A100 | 6/18/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
Ocular Therapeutix, Inc. | OCUL | 67576A100 | 6/18/2021 | Elect Director Antony Mattessich | Management | Yes | Withhold | Against | ||||||||
Ocular Therapeutix, Inc. | OCUL | 67576A100 | 6/18/2021 | Elect Director Charles Warden | Management | Yes | Withhold | Against | ||||||||
Kirkland’s, Inc. | KIRK | 497498105 | 6/22/2021 | Elect Director Steven J. Collins | Management | Yes | For | For | ||||||||
Kirkland’s, Inc. | KIRK | 497498105 | 6/22/2021 | Elect Director Ann E. Joyce | Management | Yes | For | For | ||||||||
Kirkland’s, Inc. | KIRK | 497498105 | 6/22/2021 | Elect Director R. Wilson Orr, III | Management | Yes | For | For | ||||||||
Kirkland’s, Inc. | KIRK | 497498105 | 6/22/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Kirkland’s, Inc. | KIRK | 497498105 | 6/22/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Allegiant Travel Company | ALGT | 01748X102 | 6/23/2021 | Elect Director Maurice J. Gallagher, Jr. | Management | Yes | For | For | ||||||||
Allegiant Travel Company | ALGT | 01748X102 | 6/23/2021 | Elect Director Montie Brewer | Management | Yes | For | For | ||||||||
Allegiant Travel Company | ALGT | 01748X102 | 6/23/2021 | Elect Director Gary Ellmer | Management | Yes | For | For | ||||||||
Allegiant Travel Company | ALGT | 01748X102 | 6/23/2021 | Elect Director Ponder Harrison | Management | Yes | For | For | ||||||||
Allegiant Travel Company | ALGT | 01748X102 | 6/23/2021 | Elect Director Linda A. Marvin | Management | Yes | For | For | ||||||||
Allegiant Travel Company | ALGT | 01748X102 | 6/23/2021 | Elect Director Charles W. Pollard | Management | Yes | For | For | ||||||||
Allegiant Travel Company | ALGT | 01748X102 | 6/23/2021 | Elect Director John Redmond | Management | Yes | For | For | ||||||||
Allegiant Travel Company | ALGT | 01748X102 | 6/23/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Allegiant Travel Company | ALGT | 01748X102 | 6/23/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Allegiant Travel Company | ALGT | 01748X102 | 6/23/2021 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Against |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Intellia Therapeutics, Inc. | NTLA | 45826J105 | 6/23/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Intellia Therapeutics, Inc. | NTLA | 45826J105 | 6/23/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Intellia Therapeutics, Inc. | NTLA | 45826J105 | 6/23/2021 | Elect Director Fred Cohen | Management | Yes | Withhold | Against | ||||||||
Intellia Therapeutics, Inc. | NTLA | 45826J105 | 6/23/2021 | Elect Director Jean-Francois Formela | Management | Yes | Withhold | Against | ||||||||
Intellia Therapeutics, Inc. | NTLA | 45826J105 | 6/23/2021 | Elect Director Frank Verwiel | Management | Yes | Withhold | Against | ||||||||
Axonics, Inc. | AXNX | 05465P101 | 6/23/2021 | Elect Director Raymond W. Cohen | Management | Yes | For | For | ||||||||
Axonics, Inc. | AXNX | 05465P101 | 6/23/2021 | Elect Director Jane E. Kiernan | Management | Yes | For | For | ||||||||
Axonics, Inc. | AXNX | 05465P101 | 6/23/2021 | Elect Director David M. Demski | Management | Yes | For | For | ||||||||
Axonics, Inc. | AXNX | 05465P101 | 6/23/2021 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | For | ||||||||
Axonics, Inc. | AXNX | 05465P101 | 6/23/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Axonics, Inc. | AXNX | 05465P101 | 6/23/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||||
Axonics, Inc. | AXNX | 05465P101 | 6/23/2021 | Elect Director Robert E. McNamara | Management | Yes | Against | Against | ||||||||
Axonics, Inc. | AXNX | 05465P101 | 6/23/2021 | Elect Director Michael H. Carrel | Management | Yes | Against | Against | ||||||||
Axonics, Inc. | AXNX | 05465P101 | 6/23/2021 | Elect Director Nancy Snyderman | Management | Yes | Against | Against | ||||||||
STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Elect Director Stephen C. Farrell | Management | Yes | For | For | ||||||||
STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Elect Director Thomas G. Frinzi | Management | Yes | For | For | ||||||||
STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Elect Director Gilbert H. Kliman | Management | Yes | For | For | ||||||||
STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Elect Director Caren Mason | Management | Yes | For | For | ||||||||
STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Elect Director Louis E. Silverman | Management | Yes | For | For | ||||||||
STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Elect Director Elizabeth Yeu | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Elect Director K. Peony Yu | Management | Yes | For | For | ||||||||
STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | For | ||||||||
STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
GrowGeneration, Corp. | GRWG | 39986L109 | 6/24/2021 | Elect Director Michael Salaman | Management | Yes | For | For | ||||||||
GrowGeneration, Corp. | GRWG | 39986L109 | 6/24/2021 | Elect Director Darren Lampert | Management | Yes | For | For | ||||||||
GrowGeneration, Corp. | GRWG | 39986L109 | 6/24/2021 | Elect Director Sean Stiefel | Management | Yes | For | For | ||||||||
GrowGeneration, Corp. | GRWG | 39986L109 | 6/24/2021 | Ratify Plante & Moran, PLLC as Auditors | Management | Yes | For | For | ||||||||
GrowGeneration, Corp. | GRWG | 39986L109 | 6/24/2021 | Elect Director Stephen Aiello | Management | Yes | Withhold | Against | ||||||||
GrowGeneration, Corp. | GRWG | 39986L109 | 6/24/2021 | Elect Director Paul Ciasullo | Management | Yes | Withhold | Against | ||||||||
Shockwave Medical, Inc. | SWAV | 82489T104 | 6/25/2021 | Elect Director Sara Toyloy | Management | Yes | For | For | ||||||||
Shockwave Medical, Inc. | SWAV | 82489T104 | 6/25/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Shockwave Medical, Inc. | SWAV | 82489T104 | 6/25/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||||
Shockwave Medical, Inc. | SWAV | 82489T104 | 6/25/2021 | Elect Director Antoine Papiernik | Management | Yes | Withhold | Against | ||||||||
Shockwave Medical, Inc. | SWAV | 82489T104 | 6/25/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | ||||||||
Magnite, Inc. | MGNI | 55955D100 | 6/28/2021 | Elect Director Robert J. Frankenberg | Management | Yes | For | For | ||||||||
Magnite, Inc. | MGNI | 55955D100 | 6/28/2021 | Elect Director Sarah P. Harden | Management | Yes | For | For | ||||||||
Magnite, Inc. | MGNI | 55955D100 | 6/28/2021 | Elect Director James Rossman | Management | Yes | For | For | ||||||||
Magnite, Inc. | MGNI | 55955D100 | 6/28/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Magnite, Inc. | MGNI | 55955D100 | 6/28/2021 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For |
Polaris Global Value Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
ANDRITZ AG | ANDR | A11123105 | 7-Jul-20 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | N | N/A | N/A | ||||||||
ANDRITZ AG | ANDR | A11123105 | 7-Jul-20 | PRESENTATION OF ANNUAL REPORTS | Non-Voting | N | N/A | N/A | ||||||||
ANDRITZ AG | ANDR | A11123105 | 7-Jul-20 | ALLOCATION OF NET PROFITS | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 7-Jul-20 | DISCHARGE OF MANAGEMENT BOARD | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 7-Jul-20 | DISCHARGE OF SUPERVISORY BOARD | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 7-Jul-20 | APPROVAL OF REMUNERATION FOR SUPERVISORY BOARD | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 7-Jul-20 | ELECTION OF EXTERNAL AUDITOR: KPMG AUSTRIA GMBH | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 7-Jul-20 | ELECTION TO SUPERVISORY BOARD: WOLFGANG BERNHARD | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 7-Jul-20 | APPROVAL OF REMUNERATION POLICY | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 7-Jul-20 | APPROVAL OF SHARE OPTION PROGRAM | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 7-Jul-20 | 11 JUN 2020: PLEASE NOTE THAT THE MEETING HAS BEEN SET UP USING THE RECORD-DATE 26 JUN 2020, SINCE AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE-THE ACTUAL RECORD DATE. THE TRUE RECORD DATE FOR THIS MEETING IS 27 JUN 2020.-THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
ANDRITZ AG | ANDR | A11123105 | 7-Jul-20 | 24 JUN 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND MODIFICATION OF THE TEXT IN RESOLUTIONS 6 AND 7. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-20 | Election of Director: Prof. Dr. Wolfgang Reitzle | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-20 | Election of Director: Stephen F. Angel | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-20 | Election of Director: Prof. DDr. Ann-Kristin Achleitner | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-20 | Election of Director: Prof. Dr. Clemens Börsig | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-20 | Election of Director: Dr. Nance K. Dicciani | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-20 | Election of Director: Dr. Thomas Enders | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-20 | Election of Director: Franz Fehrenbach | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-20 | Election of Director: Edward G. Galante | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-20 | Election of Director: Larry D. McVay | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-20 | Election of Director: Dr. Victoria Ossadnik | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-20 | Election of Director: Prof. Dr. Martin H. Richenhagen | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-20 | Election of Director: Robert L. Wood | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-20 | To ratify, on an advisory and non-binding basis, the appointment of PricewaterhouseCoopers (“PWC”) as the independent auditor. | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-20 | To authorize the Board, acting through the Audit Committee, to determine PWC’s remuneration. | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-20 | To determine the price range at which Linde plc can re-allot shares that it acquires as treasury shares under Irish law. | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-20 | To approve, on an advisory and non-binding basis, the compensation of Linde plc’s Named Executive Officers, as disclosed in the 2020 Proxy Statement. | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 31-Jul-20 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews /sehk/2020/0710/2020071001047.pdf-AND- https://www1.hkexnews.hk/listedco/listconews /sehk/2020/0710/2020071001039.pdf | Non-Voting | N | N/A | N/A | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 31-Jul-20 | TO CONSIDER AND APPROVE THE GRANT OF THE GUARANTEE(S) BY THE COMPANY FOR THE BENEFIT OF WEICHAI POWER HONG KONG INTERNATIONAL DEVELOPMENT CO., LIMITED IN RESPECT OF CERTAIN LOANS | Management | Y | For | For | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 31-Jul-20 | PLEASE BE AWARE THAT SPLIT VOTING IS NOT ALLOWED IN THE COLOMBIAN MARKET.-CLIENTS THAT OPERATE UNDER THE STRUCTURE OF ONE TAX ID (NIT) WITH MULTIPLE-ACCOUNTS ACROSS THE SAME OR DIFFERENT GLOBAL CUSTODIANS MUST ENSURE THAT ALL-INSTRUCTIONS UNDER THE SAME TAX ID ARE SUBMITTED IN THE SAME MANNER.-CONFLICTING INSTRUCTIONS UNDER THE SAME TAX ID EITHER WITH THE SAME GLOBAL-CUSTODIAN OR DIFFERENT CUSTODIANS WILL BE REJECTED. IF YOU HAVE ANY-QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | N | N/A | N/A | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 31-Jul-20 | VERIFICATION OF THE QUORUM | Management | Y | For | For | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 31-Jul-20 | READING AND APPROVAL OF THE AGENDA | Management | Y | For | For | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 31-Jul-20 | ELECTION OF SCRUTINY COMMISSION, APPROVAL AND SIGNING OF THE MINUTES | Management | Y | For | For | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 31-Jul-20 | PRESENTATION, CONSIDERATION AND APPROVAL OF THE PROPOSAL THAT THE EXISTING RESOURCES IN THE OCCASIONAL RESERVE FOR EQUITY STRENGTHENING AND FUTURE GROWTH (COP 3,672,418,689,916.45) ARE INTENDED TO INCREASE THE BANK’S LEGAL RESERVE | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS OF THE GROUP AND THE COMPANY FOR THE YEAR ENDED 31 MARCH 2020, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS THEREON (THE “COMPANY’S 2020 ANNUAL REPORT”) | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY SET OUT ON PAGES 118 TO 124 OF THE COMPANY’S 2020 ANNUAL REPORT | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT SET OUT ON PAGES 125 TO 136 OF THE COMPANY’S 2020 ANNUAL REPORT | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | TO REAPPOINT RUTH CAIRNIE AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | TO REAPPOINT SIR DAVID OMAND AS A DIRECTOR OF THE COMPANY | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | TO REAPPOINT PROF. VICTOIRE DE MARGERIE AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | TO REAPPOINT LUCY DIMES AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | TO REAPPOINT MYLES LEE AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | TO REAPPOINT KJERSTI WIKLUND AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | TO REAPPOINT ARCHIE BETHEL AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | TO REAPPOINT FRANCO MARTINELLI AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | TO APPOINT RUSS HOULDEN AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | TO APPOINT CARL-PETER FORSTER AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE AGM UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE SHAREHOLDERS | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE (FOR AND ON BEHALF OF THE DIRECTORS OF THE COMPANY) TO SET THE REMUNERATION OF THE INDEPENDENT AUDITOR, AS THEY SHALL IN THEIR DISCRETION SEE FIT | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | POLITICAL DONATIONS AND EXPENDITURE | Management | Y | Against | Against | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | AUTHORITY TO ALLOT | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | AUTHORITY TO PURCHASE OWN SHARES | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 4-Aug-20 | THAT A GENERAL MEETING OF THE COMPANY (OTHER THAN AN ANNUAL GENERAL MEETING) MAY BE CALLED BY THE DIRECTORS OF THE COMPANY ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 7-Aug-20 | Non-votable Reporting item: the Annual Business Reports, the Consolidated-Financial Statements, the Audit Reports and the Financial Statements | Non-Voting | N | N/A | N/A | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | N | N/A | N/A | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | N | N/A | N/A | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.95 PER SHARE | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MATTHIAS ZACHERT FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ANNO BORKOWSKY FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER HUBERT FINK FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MICHAEL PONTZEN FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER RAINIER VAN ROESSEL FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MATTHIAS WOLFGRUBER FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BIRGIT BIERTHER FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WERNER CZAPLIK FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HANS DIETER GERRIETS FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HEIKE HANAGARTH FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER FRIEDRICH JANSSEN FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PAMELA KNAPP FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER THOMAS MEIERS FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER LAWRENCE ROSEN FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER RALF SIKORSKI FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MANUELA STRAUCH FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER THEO WALTHIE FOR FISCAL 2019 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL 2020 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | ELECT MATTHIAS WOLFGRUBER TO THE SUPERVISORY BOARD | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | ELECT LAWRENCE ROSEN TO THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | ELECT HANS VAN BYLEN TO THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | ELECT THEO WALTHIE TO THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 27-Aug-20 | AMEND ARTICLES RE: PROOF OF ENTITLEMENT | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 28-Aug-20 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 28-Aug-20 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | N | N/A | N/A | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 28-Aug-20 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | N | N/A | N/A | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 28-Aug-20 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | N | N/A | N/A | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 28-Aug-20 | RESOLUTION ON THE APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS OF FRESENIUS SE & CO. KGAA FOR THE FISCAL YEAR 2019 | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 28-Aug-20 | RESOLUTION ON THE ALLOCATION OF THE DISTRIBUTABLE PROFIT: DIVIDENDS OF EUR 0.84 PER SHARE | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 28-Aug-20 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE GENERAL PARTNER FOR THE FISCAL YEAR 2019 | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 28-Aug-20 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR THE FISCAL YEAR 2019 | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 28-Aug-20 | ELECTION OF THE AUDITOR AND GROUP AUDITOR FOR THE FISCAL YEAR 2020 AND OF THE AUDITOR FOR THE POTENTIAL REVIEW OF FINANCIAL INFORMATION DURING THE COURSE OF THE YEAR: PRICEWATERHOUSECOOPERS GMBH | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 28-Aug-20 | REQUEST FOR APPROVAL OF THE AMENDMENT TO ARTICLE 15 (2) OF THE ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
H&R BLOCK, INC. | HRB | 93671105 | 10-Sep-20 | Election of Director: Paul J. Brown | Management | N | N/A | N/A | ||||||||
H&R BLOCK, INC. | HRB | 93671105 | 10-Sep-20 | Election of Director: Robert A. Gerard | Management | N | N/A | N/A | ||||||||
H&R BLOCK, INC. | HRB | 93671105 | 10-Sep-20 | Election of Director: Anuradha (Anu) Gupta | Management | N | N/A | N/A | ||||||||
H&R BLOCK, INC. | HRB | 93671105 | 10-Sep-20 | Election of Director: Richard A. Johnson | Management | N | N/A | N/A | ||||||||
H&R BLOCK, INC. | HRB | 93671105 | 10-Sep-20 | Election of Director: Jeffrey J. Jones II | Management | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
H&R BLOCK, INC. | HRB | 93671105 | 10-Sep-20 | Election of Director: David Baker Lewis | Management | N | N/A | N/A | ||||||||
H&R BLOCK, INC. | HRB | 93671105 | 10-Sep-20 | Election of Director: Yolande G. Piazza | Management | N | N/A | N/A | ||||||||
H&R BLOCK, INC. | HRB | 93671105 | 10-Sep-20 | Election of Director: Victoria J. Reich | Management | N | N/A | N/A | ||||||||
H&R BLOCK, INC. | HRB | 93671105 | 10-Sep-20 | Election of Director: Bruce C. Rohde | Management | N | N/A | N/A | ||||||||
H&R BLOCK, INC. | HRB | 93671105 | 10-Sep-20 | Election of Director: Matthew E. Winter | Management | N | N/A | N/A | ||||||||
H&R BLOCK, INC. | HRB | 93671105 | 10-Sep-20 | Election of Director: Christianna Wood | Management | N | N/A | N/A | ||||||||
H&R BLOCK, INC. | HRB | 93671105 | 10-Sep-20 | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending April 30, 2021. | Management | N | N/A | N/A | ||||||||
H&R BLOCK, INC. | HRB | 93671105 | 10-Sep-20 | Advisory approval of the Company’s named executive officer compensation. | Management | N | N/A | N/A | ||||||||
RYANAIR HOLDINGS, PLC | RYAAY | 783513203 | 17-Sep-20 | Consideration of Financial Statements and Reports. | Management | Y | For | For | ||||||||
RYANAIR HOLDINGS, PLC | RYAAY | 783513203 | 17-Sep-20 | Consideration of the Remuneration Report. | Management | Y | For | For | ||||||||
RYANAIR HOLDINGS, PLC | RYAAY | 783513203 | 17-Sep-20 | Re-election of Director: Stan McCarthy | Management | Y | For | For | ||||||||
RYANAIR HOLDINGS, PLC | RYAAY | 783513203 | 17-Sep-20 | Re-election of Director: Louise Phelan | Management | Y | For | For | ||||||||
RYANAIR HOLDINGS, PLC | RYAAY | 783513203 | 17-Sep-20 | Re-election of Director: RóisÃ-n Brennan | Management | Y | For | For | ||||||||
RYANAIR HOLDINGS, PLC | RYAAY | 783513203 | 17-Sep-20 | Re-election of Director: Michael Cawley | Management | Y | For | For | ||||||||
RYANAIR HOLDINGS, PLC | RYAAY | 783513203 | 17-Sep-20 | Re-election of Director: Emer Daly | Management | Y | For | For | ||||||||
RYANAIR HOLDINGS, PLC | RYAAY | 783513203 | 17-Sep-20 | Re-election of Director: Howard Millar | Management | Y | For | For | ||||||||
RYANAIR HOLDINGS, PLC | RYAAY | 783513203 | 17-Sep-20 | Re-election of Director: Dick Milliken | Management | Y | For | For | ||||||||
RYANAIR HOLDINGS, PLC | RYAAY | 783513203 | 17-Sep-20 | Re-election of Director: Michael O’Brien | Management | Y | For | For | ||||||||
RYANAIR HOLDINGS, PLC | RYAAY | 783513203 | 17-Sep-20 | Re-election of Director: Michael O’Leary | Management | Y | For | For | ||||||||
RYANAIR HOLDINGS, PLC | RYAAY | 783513203 | 17-Sep-20 | Re-election of Director: Julie O’Neill | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
RYANAIR HOLDINGS, PLC | RYAAY | 783513203 | 17-Sep-20 | Directors’ Authority to fix the Auditors’ Remuneration. | Management | Y | For | For | ||||||||
RYANAIR HOLDINGS, PLC | RYAAY | 783513203 | 17-Sep-20 | Directors’ Authority to allot Ordinary Shares. | Management | Y | For | For | ||||||||
RYANAIR HOLDINGS, PLC | RYAAY | 783513203 | 17-Sep-20 | Disapplication of Statutory Pre-emption Rights. | Management | Y | For | For | ||||||||
RYANAIR HOLDINGS, PLC | RYAAY | 783513203 | 17-Sep-20 | Authority to Repurchase Ordinary Shares. | Management | Y | For | For | ||||||||
CAPRI HOLDINGS LIMITED | CPRI | G1890L107 | 23-Sep-20 | Election of Director: John D. Idol | Management | N | N/A | N/A | ||||||||
CAPRI HOLDINGS LIMITED | CPRI | G1890L107 | 23-Sep-20 | Election of Director: Robin Freestone | Management | N | N/A | N/A | ||||||||
CAPRI HOLDINGS LIMITED | CPRI | G1890L107 | 23-Sep-20 | Election of Director: Ann Korologos | Management | N | N/A | N/A | ||||||||
CAPRI HOLDINGS LIMITED | CPRI | G1890L107 | 23-Sep-20 | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 27, 2021. | Management | N | N/A | N/A | ||||||||
CAPRI HOLDINGS LIMITED | CPRI | G1890L107 | 23-Sep-20 | To approve, on a non-binding advisory basis, executive compensation. | Management | N | N/A | N/A | ||||||||
CAPRI HOLDINGS LIMITED | CPRI | G1890L107 | 23-Sep-20 | To approve the Capri Holdings Limited Second Amended and Restated Omnibus Incentive Plan. | Management | N | N/A | N/A | ||||||||
DARDEN RESTAURANTS, INC. | DRI | 237194105 | 23-Sep-20 | DIRECTOR | Management | y | For | For | ||||||||
DARDEN RESTAURANTS, INC. | DRI | 237194105 | 23-Sep-20 | To obtain advisory approval of the Company’s executive compensation. | Management | Y | For | For | ||||||||
DARDEN RESTAURANTS, INC. | DRI | 237194105 | 23-Sep-20 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 30, 2021. | Management | Y | For | For | ||||||||
CATCHER TECHNOLOGY CO LTD | 2474 | Y1148A101 | 5-Oct-20 | LYRA INTERNATIONAL CO., LTD., THE SUBSIDIARY OF THE COMPANY, INTENDS TO SELL 100PCT OF ITS STAKES OF TOPO TECHNOLOGY (TAIZHOU) CO., LIMITED, AND MEECA TECHNOLOGY (TAIZHOU) CO., LIMITED IN MAINLAND CHINA TO LENS INTERNATIONAL (HONG KONG) CO., LTD. | Management | Y | For | For | ||||||||
CATCHER TECHNOLOGY CO LTD | 2474 | Y1148A101 | 5-Oct-20 | 22 SEP 2020: THE MEETING SCHEDULED TO BE HELD ON 05 OCT 2020, IS FOR MERGER-AND ACQUISITION OF CATCHER TECHNOLOGY CO LTD & ISIN TW0002474004 AND TOPO-TECHNOLOGY (TAIZHOU) CO., LTD. AND MEECA TECHNOLOGY (TAIZHOU) CO., LTD. IF-YOU WISH TO DISSENT ON THE MERGER PLEASE SUBMIT THIS IN WRITING BEFORE THE-MEETING TO WAIVE YOUR VOTING RIGHTS. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-DIRECTLY IF YOU WISH TO DISSENT ON THE MERGER | Non-Voting | N | N/A | N/A | ||||||||
CATCHER TECHNOLOGY CO LTD | 2474 | Y1148A101 | 5-Oct-20 | 22 SEP 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
AMCOR PLC | AMCR | G0250X107 | 4-Nov-20 | Election of Director: Graeme Liebelt | Management | Y | For | For | ||||||||
AMCOR PLC | AMCR | G0250X107 | 4-Nov-20 | Election of Director: Dr. Armin Meyer | Management | Y | For | For | ||||||||
AMCOR PLC | AMCR | G0250X107 | 4-Nov-20 | Election of Director: Ronald Delia | Management | Y | For | For | ||||||||
AMCOR PLC | AMCR | G0250X107 | 4-Nov-20 | Election of Director: Andrea Bertone | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
AMCOR PLC | AMCR | G0250X107 | 4-Nov-20 | Election of Director: Karen Guerra | Management | Y | For | For | ||||||||
AMCOR PLC | AMCR | G0250X107 | 4-Nov-20 | Election of Director: Nicholas (Tom) Long | Management | Y | For | For | ||||||||
AMCOR PLC | AMCR | G0250X107 | 4-Nov-20 | Election of Director: Arun Nayar | Management | Y | �� | For | For | |||||||
AMCOR PLC | AMCR | G0250X107 | 4-Nov-20 | Election of Director: Jeremy Sutcliffe | Management | Y | For | For | ||||||||
AMCOR PLC | AMCR | G0250X107 | 4-Nov-20 | Election of Director: David Szczupak | Management | Y | For | For | ||||||||
AMCOR PLC | AMCR | G0250X107 | 4-Nov-20 | Election of Director: Philip Weaver | Management | Y | For | For | ||||||||
AMCOR PLC | AMCR | G0250X107 | 4-Nov-20 | To ratify the appointment of PricewaterhouseCoopers AG as our independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For | ||||||||
AMCOR PLC | AMCR | G0250X107 | 4-Nov-20 | To cast a non-binding, advisory vote on the Company’s executive compensation (“Say-on-Pay Vote”). | Management | Y | For | For | ||||||||
TAPESTRY, INC. | TPR | 876030107 | 5-Nov-20 | Election of Director: John P. Bilbrey | Management | Y | For | For | ||||||||
TAPESTRY, INC. | TPR | 876030107 | 5-Nov-20 | Election of Director: Darrell Cavens | Management | Y | For | For | ||||||||
TAPESTRY, INC. | TPR | 876030107 | 5-Nov-20 | Election of Director: David Denton | Management | Y | For | For | ||||||||
TAPESTRY, INC. | TPR | 876030107 | 5-Nov-20 | Election of Director: Anne Gates | Management | Y | For | For | ||||||||
TAPESTRY, INC. | TPR | 876030107 | 5-Nov-20 | Election of Director: Susan Kropf | Management | Y | For | For | ||||||||
TAPESTRY, INC. | TPR | 876030107 | 5-Nov-20 | Election of Director: Annabelle Yu Long | Management | Y | For | For | ||||||||
TAPESTRY, INC. | TPR | 876030107 | 5-Nov-20 | Election of Director: Ivan Menezes | Management | Y | For | For | ||||||||
TAPESTRY, INC. | TPR | 876030107 | 5-Nov-20 | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending July 3, 2021. | Management | Y | For | For | ||||||||
TAPESTRY, INC. | TPR | 876030107 | 5-Nov-20 | Advisory vote to approve the Company’s executive compensation as discussed and described in the proxy statement. | Management | Y | For | For | ||||||||
TAPESTRY, INC. | TPR | 876030107 | 5-Nov-20 | Approval of the Second Amended and Restated Tapestry, Inc. 2018 Stock Incentive Plan. | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 13-Nov-20 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews /sehk/2020/1022/2020102200906.pdf-AND- https://www1.hkexnews.hk/listedco/listconews /sehk/2020/1022/2020102200904.pdf | Non-Voting | N | N/A | N/A | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 13-Nov-20 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI SALE AND PROCESSING SERVICES AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE SALE OF DIESEL ENGINES, DIESEL ENGINE PARTS AND COMPONENTS, MATERIALS, SEMI-FINISHED PRODUCTS, HYDRAULIC PRODUCTS AND RELATED PRODUCTS AND PROVISION OF PROCESSING SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES) TO WEICHAI HOLDINGS (AND ITS ASSOCIATES) AND THE RELEVANT NEW CAPS | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 13-Nov-20 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI HOLDINGS UTILITIES SERVICES AGREEMENT AND CHONGQING WEICHAI UTILITIES SERVICES AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE SUPPLY AND/OR CONNECTION OF UTILITIES BY WEICHAI HOLDINGS (AND ITS ASSOCIATES) TO THE COMPANY (AND ITS SUBSIDIARIES) AND THE RELEVANT NEW CAPS | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 13-Nov-20 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI HEAVY MACHINERY PURCHASE AND PROCESSING SERVICES AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE PURCHASE OF DIESEL ENGINE PARTS AND COMPONENTS, MATERIALS, STEEL AND SCRAP METAL ETC., DIESEL ENGINES AND RELATED PRODUCTS AND LABOUR AND PROCESSING SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES) FROM WEICHAI HEAVY MACHINERY (AND ITS SUBSIDIARIES) AND THE RELEVANT NEW CAPS | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 13-Nov-20 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI POWER DIESEL ENGINES SUPPLY FRAMEWORK AGREEMENT AND THE WEICHAI YANGZHOU DIESEL ENGINES SUPPLY FRAMEWORK AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE SALE OF ENGINES, NEW ENERGY POWERTRAIN AND RELATED PRODUCTS BY THE COMPANY AND ITS SUBSIDIARIES TO YANGZHOU YAXING AND ITS SUBSIDIARIES AND THE RELEVANT NEW CAPS | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 13-Nov-20 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE TRANSMISSIONS SUPPLY FRAMEWORK AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE SALE OF TRANSMISSIONS BY SFGC TO YANGZHOU YAXING AND ITS SUBSIDIARIES AND THE RELEVANT NEW CAPS | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 13-Nov-20 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE AXLES SUPPLY FRAMEWORK AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE SALE OF AXLES BY HANDE AXLE TO YANGZHOU YAXING AND ITS SUBSIDIARIES AND THE RELEVANT NEW CAPS | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 13-Nov-20 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT SUPPLY AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE SUPPLY OF BASE ENGINES, GAS ENGINE PARTS, UTILITY AND LABOUR SERVICES, TECHNOLOGY DEVELOPMENT SERVICES AND RELATED PRODUCTS AND SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES AND/OR ASSOCIATES) TO WEICHAI WESTPORT AND THE RELEVANT NEW CAPS | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 13-Nov-20 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT PURCHASE AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE PURCHASE OF GAS ENGINES, GAS ENGINE PARTS, LABOUR SERVICES AND RELATED PRODUCTS AND SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES AND/OR ASSOCIATES) FROM WEICHAI WESTPORT AND THE RELEVANT NEW CAPS | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 13-Nov-20 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT LOGISTICS AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE PROVISION OF LOGISTICS AND STORAGE SERVICES BY WEICHAI LOGISTICS (AND ITS ASSOCIATES) TO WEICHAI WESTPORT AND THE RELEVANT NEW CAPS | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 13-Nov-20 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT LEASING AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE LEASING OF FACTORY BUILDINGS BY THE COMPANY TO WEICHAI WESTPORT AND THE RELEVANT NEW CAPS | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 13-Nov-20 | TO CONSIDER AND APPROVE THE GRANT OF THE GUARANTEE(S) BY THE COMPANY FOR THE BENEFIT OF WEICHAI POWER HONG KONG INTERNATIONAL DEVELOPMENT CO., LIMITED IN RESPECT OF CERTAIN LOANS | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 13-Nov-20 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE CIRCULAR DATED 23 OCTOBER 2020 | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 17-Nov-20 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 17-Nov-20 | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS-VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU | Non-Voting | N | N/A | N/A | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 17-Nov-20 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 17-Nov-20 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 17-Nov-20 | OPENING OF THE EXTRAORDINARY GENERAL MEETING, APPROVAL OF THE NOTICE AND THE AGENDA | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 17-Nov-20 | ELECTION OF THE CHAIR OF THE MEETING AND A PERSON TO CO-SIGN THE MINUTES | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 17-Nov-20 | APPROVAL OF ADDITIONAL DIVIDEND FOR YARA INTERNATIONAL ASA AND THE GROUP: NOK 18 PER SHARE | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 17-Nov-20 | 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (“CDIS”)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU. | Non-Voting | N | N/A | N/A | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 17-Nov-20 | 02 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND CHANGE IN TEXT OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
AVNET, INC. | AVT | 53807103 | 17-Nov-20 | Election of Director: Rodney C. Adkins | Management | Y | For | For | ||||||||
AVNET, INC. | AVT | 53807103 | 17-Nov-20 | Election of Director: Carlo Bozotti | Management | Y | For | For | ||||||||
AVNET, INC. | AVT | 53807103 | 17-Nov-20 | Election of Director: Michael A. Bradley | Management | Y | For | For | ||||||||
AVNET, INC. | AVT | 53807103 | 17-Nov-20 | Election of Director: Brenda L. Freeman | Management | Y | For | For | ||||||||
AVNET, INC. | AVT | 53807103 | 17-Nov-20 | Election of Director: Jo Ann Jenkins | Management | Y | For | For | ||||||||
AVNET, INC. | AVT | 53807103 | 17-Nov-20 | Election of Director: Oleg Khaykin | Management | Y | For | For | ||||||||
AVNET, INC. | AVT | 53807103 | 17-Nov-20 | Election of Director: James A. Lawrence | Management | Y | For | For | ||||||||
AVNET, INC. | AVT | 53807103 | 17-Nov-20 | Election of Director: Avid Modjtabai | Management | Y | For | For | ||||||||
AVNET, INC. | AVT | 53807103 | 17-Nov-20 | Election of Director: Adalio T. Sanchez | Management | Y | For | For | ||||||||
AVNET, INC. | AVT | 53807103 | 17-Nov-20 | Election of Director: William H. Schumann III | Management | Y | For | For | ||||||||
AVNET, INC. | AVT | 53807103 | 17-Nov-20 | Advisory vote on executive compensation. | Management | Y | For | For | ||||||||
AVNET, INC. | AVT | 53807103 | 17-Nov-20 | Ratification of appointment of KPMG LLP as the independent registered public accounting firm for the fiscal year ending July 3, 2021. | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Nov-20 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Nov-20 | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS-VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU | Non-Voting | N | N/A | N/A | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Nov-20 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Nov-20 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Nov-20 | OPENING OF THE GENERAL MEETING AND SELECTION OF A PERSON TO CHAIR THE MEETING | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Nov-20 | APPROVAL OF THE NOTICE OF THE GENERAL MEETING AND THE AGENDA | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Nov-20 | ELECTION OF A PERSON TO SIGN THE MINUTES OF THE GENERAL MEETING ALONG WITH THE CHAIR | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Nov-20 | APPROVAL OF MERGER PLAN | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Nov-20 | AUTHORISATION TO THE BOARD OF DIRECTORS FOR THE DISTRIBUTION OF DIVIDENDS FOR THE ACCOUNTING YEAR: NOK 9.00 PER SHARE | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Nov-20 | AUTHORISATION TO THE BOARD OF DIRECTORS FOR THE REPURCHASE OF SHARES | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Nov-20 | 11 NOV 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | N | N/A | N/A | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Nov-20 | 13 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND CHANGE IN TEXT OF RESOLUTION 5. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 2-Dec-20 | Election of Director: Reid G. Hoffman | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 2-Dec-20 | Election of Director: Hugh F. Johnston | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 2-Dec-20 | Election of Director: Teri L. List-Stoll | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 2-Dec-20 | Election of Director: Satya Nadella | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 2-Dec-20 | Election of Director: Sandra E. Peterson | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 2-Dec-20 | Election of Director: Penny S. Pritzker | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 2-Dec-20 | Election of Director: Charles W. Scharf | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 2-Dec-20 | Election of Director: Arne M. Sorenson | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 2-Dec-20 | Election of Director: John W. Stanton | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 2-Dec-20 | Election of Director: John W. Thompson | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 2-Dec-20 | Election of Director: Emma N. Walmsley | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 2-Dec-20 | Election of Director: Padmasree Warrior | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 2-Dec-20 | Advisory vote to approve named executive officer compensation. | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 2-Dec-20 | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 2-Dec-20 | Shareholder Proposal—Report on Employee Representation on Board of Directors. | Shareholder | Y | Against | For | ||||||||
DIME COMMUNITY BANCSHARES, INC. | DCOM | 253922108 | 3-Dec-20 | To approve the Agreement and Plan of Merger, dated as of July 1, 2020, which we refer to as the “merger agreement,” by and between Bridge Bancorp, Inc. (“Bridge”) and Dime Community Bancshares, Inc. (“Dime”) and the merger, pursuant to which Dime will merge with and into Bridge, which we refer to as the “merger proposal.” A copy of the merger agreement is included as Annex A to the accompanying joint proxy statement/prospectus. | Management | Y | For | For | ||||||||
DIME COMMUNITY BANCSHARES, INC. | DCOM | 253922108 | 3-Dec-20 | To approve, on a non-binding advisory basis, the compensation that may become payable to certain named executive officers of Dime in connection with the merger, which we refer to as the “Dime merger-related compensation proposal.” | Management | Y | For | For | ||||||||
DIME COMMUNITY BANCSHARES, INC. | DCOM | 253922108 | 3-Dec-20 | To adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the Special Meeting to approve the merger agreement and the merger, which we refer to as the “Dime adjournment proposal.” | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 10-Dec-20 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 10-Dec-20 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 10-Dec-20 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 10-Dec-20 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 10-Dec-20 | OPEN MEETING | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 10-Dec-20 | ELECT CHAIRMAN OF MEETING | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 10-Dec-20 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 10-Dec-20 | APPROVE AGENDA OF MEETING | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 10-Dec-20 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 10-Dec-20 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 10-Dec-20 | APPROVE DIVIDENDS OF SEK 5.50 PER SHARE | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 10-Dec-20 | CLOSE MEETING | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 10-Dec-20 | 11 NOV 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 10-Dec-20 | 11 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO RECEIVE AND ADOPT THE ACCOUNTS, THE DIRECTORS’ REPORT AND THE AUDITOR’S REPORT THEREON, AND THE AUDITABLE PART OF THE REMUNERATION REPORT | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO APPROVE THE REMUNERATION REPORT EXCEPT FOR THE DIRECTORS’ REMUNERATION POLICY | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO DECLARE A FINAL DIVIDEND | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO RE-ELECT MR P N HAMPDEN SMITH AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO RE-ELECT MR J M HONEYMAN AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO RE-ELECT MR K D ADEY AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO RE-ELECT MRS D N JAGGER AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO RE-ELECT MS J CASEBERRY AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO RE-ELECT MR I MCHOUL AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO APPOINT ERNST & YOUNG LLP AS THE AUDITOR OF THE COMPANY | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO AUTHORISE THE AUDIT COMMITTEE TO AGREE THE AUDITOR’S REMUNERATION | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO EXCLUDE THE APPLICATION OF PRE-EMPTION RIGHTS TO THE ALLOTMENT OF EQUITY SECURITIES | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | SUBJECT TO THE APPROVAL OF RESOLUTION 14 TO FURTHER EXCLUDE THE APPLICATION OF PRE-EMPTION RIGHTS TO THE ALLOTMENT OF EQUITY SECURITIES | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO AUTHORISE MARKET PURCHASES OF THE COMPANY’S OWN ORDINARY SHARES | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO ALLOW THE COMPANY TO HOLD GENERAL MEETINGS (OTHER THAN AGMS) AT 14 DAYS’ NOTICE | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 11-Dec-20 | TO ADOPT THE ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 30-Dec-20 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 30-Dec-20 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 30-Dec-20 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 31 DEC 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 30-Dec-20 | TO APPOINT ONE DIRECTOR TO REPLACE ONE DIRECTOR WHO HAS CEASED TO HOLD THE OFFICE. RESOLUTIONS RELATED THERETO | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 30-Dec-20 | TO APPOINT ONE EFFECTIVE INTERNAL AUDITOR | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 30-Dec-20 | TO APPOINT ONE ALTERNATE INTERNAL AUDITOR | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 30-Dec-20 | TO APPOINT THE CHAIRMAN OF THE INTERNAL AUDITORS | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 30-Dec-20 | TO APPROVE A MID-LONG TERM INCENTIVE PLAN AS PER ART. 114-BIS OF THE TUF. RESOLUTIONS RELATED THERETO | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 30-Dec-20 | 07 DEC 2020: INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 30-Dec-20 | 07 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 25-Jan-21 | TO APPROVE THE NEW DIRECTORS’ REMUNERATION POLICY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 25-Jan-21 | TO APPROVE THE CINEWORLD GROUP PLC LONG-TERM INCENTIVE PLAN 2021 | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | FOLLOWING A REVIEW OF THE COMPANY’S AFFAIRS TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND REPORTS | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO ELECT THE FOLLOWING DIRECTOR WITH EFFECT FROM 1 FEBRUARY 2021: JOHN AMAECHI | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO ELECT THE FOLLOWING DIRECTOR WITH EFFECT FROM 1 FEBRUARY 2021: LINDA HICKEY | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO ELECT THE FOLLOWING DIRECTOR WITH EFFECT FROM 1 FEBRUARY 2021: ANNE O’LEARY | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO RE-APPOINT THE FOLLOWING DIRECTOR: GARY KENNEDY | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO RE-APPOINT THE FOLLOWING DIRECTOR: PATRICK COVENEY | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO RE-APPOINT THE FOLLOWING DIRECTOR: EMMA HYNES | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO RE-APPOINT THE FOLLOWING DIRECTOR: SLY BAILEY | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO RE-APPOINT THE FOLLOWING DIRECTOR: PAUL DRECHSLER | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO RE-APPOINT THE FOLLOWING DIRECTOR: GORDON HARDIE | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO RE-APPOINT THE FOLLOWING DIRECTOR: HELEN ROSE | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO RE-APPOINT THE FOLLOWING DIRECTOR: HELEN WEIR | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO RECEIVE AND CONSIDER THE ANNUAL REPORT ON REMUNERATION | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO CONSIDER THE CONTINUATION OF DELOITTE IRELAND LLP AS AUDITOR | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO AUTHORISE THE DIRECTORS TO FIX THE AUDITOR’S REMUNERATION | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO AUTHORISE THE DIRECTORS TO ISSUE SHARES | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF THE COMPANY’S SHARES | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO AUTHORISE THE RE-ALLOTMENT OF TREASURY SHARES | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | 22 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO APPROVE THE MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK’S CENTRAL SECURITIES DEPOSITORY | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO AMEND AND ADOPT THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 26-Jan-21 | TO AUTHORISE THE COMPANY TO TAKE ALL ACTIONS TO IMPLEMENT THE MIGRATION | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews /sehk/2021/0110/2021011000021.pdf-AND- https://www1.hkexnews.hk/listedco/listconews /sehk/2021/0110/2021011000019.pdf | Non-Voting | N | N/A | N/A | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE GRANT OF THE GENERAL MANDATE TO ISSUE SHARES TO THE BOARD | Management | Y | Against | Against | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE COMPANY’S COMPLIANCE WITH THE CONDITIONS OF NON-PUBLIC ISSUANCE OF A SHARES | Management | Y | Against | Against | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE ISSUANCE PROPOSAL FOR THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES:CLASS AND PAR VALUE OF SHARES TO BE ISSUED | Management | Y | Against | Against |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE ISSUANCE PROPOSAL FOR THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES:METHOD AND TIME OF ISSUANCE | Management | Y | Against | Against | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE ISSUANCE PROPOSAL FOR THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES:TARGET SUBSCRIBERS AND SUBSCRIPTION METHOD | Management | Y | Against | Against | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE ISSUANCE PROPOSAL FOR THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES:PRICING BENCHMARK DATE, ISSUE PRICE AND PRICING | Management | Y | Against | Against | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE ISSUANCE PROPOSAL FOR THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES:NUMBER OF SHARES TO BE ISSUED | Management | Y | Against | Against | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE ISSUANCE PROPOSAL FOR THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES:LOCK-UP PERIOD ARRANGEMENT | Management | Y | Against | Against | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE ISSUANCE PROPOSAL FOR THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES:PLACE OF LISTING OF THE NEW A SHARES TO BE ISSUED | Management | Y | Against | Against | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE ISSUANCE PROPOSAL FOR THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES:ARRANGEMENT OF ACCUMULATED UNDISTRIBUTED PROFITS | Management | Y | Against | Against | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE ISSUANCE PROPOSAL FOR THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES:VALIDITY OF THE RESOLUTIONS IN RESPECT OF THE NON-PUBLIC ISSUANCE OF A SHARES | Management | Y | Against | Against | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE ISSUANCE PROPOSAL FOR THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES: USE OF PROCEEDS | Management | Y | Against | Against | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE PLAN FOR THE NON-PUBLIC ISSUANCE OF A SHARES | Management | Y | Against | Against | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE FEASIBILITY ANALYSIS REPORT ON THE USE OF PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF A SHARES | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE ABSENCE OF NEED TO PREPARE A REPORT ON THE USE OF PREVIOUSLY RAISED PROCEEDS | Management | Y | Against | Against | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE REMEDIAL MEASURES FOR THE DILUTION OF IMMEDIATE RETURNS UPON THE NON-PUBLIC ISSUANCE OF A SHARES AND UNDERTAKINGS BY THE RELEVANT PERSONS | Management | Y | Against | Against | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE COMPANY’S PLAN ON SHAREHOLDERS’ RETURN FOR THE UPCOMING THREE YEARS (2021—2023) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE AUTHORISATION TO THE BOARD AND ITS AUTHORISED PERSON(S) TO DEAL WITH MATTERS RELEVANT TO THE NON-PUBLIC ISSUANCE OF A SHARES | Management | Y | Against | Against | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 29-Jan-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE PROPOSED AMENDMENTS TO THE COMPANY’S MANAGEMENT MEASURES ON THE USE OF RAISED PROCEEDS | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 9-Feb-21 | Election of Director: Mariann Byerwalter | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 9-Feb-21 | Election of Director: Alexander S. Friedman | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 9-Feb-21 | Election of Director: Gregory E. Johnson | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 9-Feb-21 | Election of Director: Jennifer M. Johnson | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 9-Feb-21 | Election of Director: Rupert H. Johnson, Jr. | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 9-Feb-21 | Election of Director: John Y. Kim | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 9-Feb-21 | Election of Director: Anthony J. Noto | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 9-Feb-21 | Election of Director: John W. Thiel | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 9-Feb-21 | Election of Director: Seth H. Waugh | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 9-Feb-21 | Election of Director: Geoffrey Y. Yang | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 9-Feb-21 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 9-Feb-21 | To approve an amendment and restatement of the Franklin Resources, Inc. 2002 Universal Stock Incentive Plan. | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Election of Director: John H. Tyson | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Election of Director: Les R. Baledge | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Election of Director: Gaurdie E. Banister Jr. | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Election of Director: Dean Banks | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Election of Director: Mike Beebe | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Election of Director: Maria Claudia Borras | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Election of Director: David J. Bronczek | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Election of Director: Mikel A. Durham | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Election of Director: Jonathan D. Mariner | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Election of Director: Kevin M. McNamara | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Election of Director: Cheryl S. Miller | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Election of Director: Jeffrey K. Schomburger | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Election of Director: Robert Thurber | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Election of Director: Barbara A. Tyson | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Election of Director: Noel White | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending October 2, 2021. | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | To approve the amendment and restatement of the Tyson Foods, Inc. 2000 Stock Incentive Plan. | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Shareholder proposal to request a report regarding human rights due diligence. | Shareholder | Y | Against | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Shareholder proposal regarding share voting. | Shareholder | Y | Against | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 11-Feb-21 | Shareholder proposal to request a report disclosing the policy and procedures, expenditures, and other activities related to lobbying and grassroots lobbying communications. | Shareholder | Y | Against | For | ||||||||
BERRY GLOBAL GROUP, INC. | BERY | 08579W103 | 24-Feb-21 | Election of Director: B. Evan Bayh | Management | Y | For | For | ||||||||
BERRY GLOBAL GROUP, INC. | BERY | 08579W103 | 24-Feb-21 | Election of Director: Jonathan F. Foster | Management | Y | For | For | ||||||||
BERRY GLOBAL GROUP, INC. | BERY | 08579W103 | 24-Feb-21 | Election of Director: Idalene F. Kesner | Management | Y | For | For | ||||||||
BERRY GLOBAL GROUP, INC. | BERY | 08579W103 | 24-Feb-21 | Election of Director: Jill A. Rahman | Management | Y | For | For | ||||||||
BERRY GLOBAL GROUP, INC. | BERY | 08579W103 | 24-Feb-21 | Election of Director: Carl J. Rickertsen | Management | Y | For | For | ||||||||
BERRY GLOBAL GROUP, INC. | BERY | 08579W103 | 24-Feb-21 | Election of Director: Thomas E. Salmon | Management | Y | For | For | ||||||||
BERRY GLOBAL GROUP, INC. | BERY | 08579W103 | 24-Feb-21 | Election of Director: Paula A. Sneed | Management | Y | For | For | ||||||||
BERRY GLOBAL GROUP, INC. | BERY | 08579W103 | 24-Feb-21 | Election of Director: Robert A. Steele | Management | Y | For | For | ||||||||
BERRY GLOBAL GROUP, INC. | BERY | 08579W103 | 24-Feb-21 | Election of Director: Stephen E. Sterrett | Management | Y | For | For | ||||||||
BERRY GLOBAL GROUP, INC. | BERY | 08579W103 | 24-Feb-21 | Election of Director: Scott B. Ullem | Management | Y | For | For | ||||||||
BERRY GLOBAL GROUP, INC. | BERY | 08579W103 | 24-Feb-21 | To ratify the selection of Ernst & Young LLP as Berry’s independent registered public accountants for the fiscal year ending October 2, 2021. | Management | Y | For | For | ||||||||
BERRY GLOBAL GROUP, INC. | BERY | 08579W103 | 24-Feb-21 | To approve, on an advisory, non-binding basis, our executive compensation. | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
BERRY GLOBAL GROUP, INC. | BERY | 08579W103 | 24-Feb-21 | To approve an amendment to Berry’s Certificate of Incorporation to reduce the ownership threshold required for stockholders to call a special meeting from 25% to 15%. | Management | Y | For | For | ||||||||
BERRY GLOBAL GROUP, INC. | BERY | 08579W103 | 24-Feb-21 | To approve the Amended and Restated Berry Global Group, Inc. 2015 Long-Term Incentive Plan to, among other things, increase the number of shares of common stock reserved for issuance by 8,250,000. | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL YEAR | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2020 | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | REDUCTION OF SHARE CAPITAL | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | FURTHER SHARE REPURCHASES | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE BOARD OF DIRECTORS FROM THE 2021 ANNUAL GENERAL MEETING TO THE 2022 ANNUAL GENERAL MEETING | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2022 | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: ADVISORY VOTE ON THE 2020 COMPENSATION REPORT | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF JOERG REINHARDT AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF NANCY C. ANDREWS AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF TON BUECHNER AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF PATRICE BULA AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF ANN FUDGE AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF ENRICO VANNI AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF PATRICE BULA TO THE COMPENSATION COMMITTEE | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF BRIDGETTE HELLER TO THE COMPENSATION COMMITTEE | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF ENRICO VANNI TO THE COMPENSATION COMMITTEE | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF WILLIAM T. WINTERS TO THE COMPENSATION COMMITTEE | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | ELECTION OF SIMON MORONEY AS NEW MEMBER OF THE COMPENSATION COMMITTEE | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF THE STATUTORY AUDITOR: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF PRICEWATERHOUSECOOPERS AG AS AUDITOR FOR THE FINANCIAL YEAR STARTING ON JANUARY 1, 2021 | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | AMENDMENT TO ARTICLE 20 PARAGRAPH 3 OF THE ARTICLES OF INCORPORATION | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 2-Mar-21 | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE AND/OR ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) | Management | Y | For | For | ||||||||
SAMSUNG ELECTRONICS CO LTD | 005930 KS | Y74718100 | 17-Mar-21 | APPROVAL OF FINANCIAL STATEMENTS | Management | Y | For | For | ||||||||
SAMSUNG ELECTRONICS CO LTD | 005930 KS | Y74718100 | 17-Mar-21 | ELECTION OF OUTSIDE DIRECTOR: BAK BYEONG GUK | Management | Y | For | For | ||||||||
SAMSUNG ELECTRONICS CO LTD | 005930 KS | Y74718100 | 17-Mar-21 | ELECTION OF OUTSIDE DIRECTOR: GIM JONG HUN | Management | Y | For | For | ||||||||
SAMSUNG ELECTRONICS CO LTD | 005930 KS | Y74718100 | 17-Mar-21 | ELECTION OF INSIDE DIRECTOR: GIM GI NAM | Management | Y | For | For | ||||||||
SAMSUNG ELECTRONICS CO LTD | 005930 KS | Y74718100 | 17-Mar-21 | ELECTION OF INSIDE DIRECTOR: GIM HYEON SEOK | Management | Y | For | For | ||||||||
SAMSUNG ELECTRONICS CO LTD | 005930 KS | Y74718100 | 17-Mar-21 | ELECTION OF INSIDE DIRECTOR: GO DONG JIN | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SAMSUNG ELECTRONICS CO LTD | 005930 KS | Y74718100 | 17-Mar-21 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE MEMBER: KIM SUNWOOK | Management | Y | For | For | ||||||||
SAMSUNG ELECTRONICS CO LTD | 005930 KS | Y74718100 | 17-Mar-21 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | Y | For | For | ||||||||
SAMSUNG ELECTRONICS CO LTD | 005930 KS | Y74718100 | 17-Mar-21 | 17 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF-RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 19-Mar-21 | PLEASE BE AWARE THAT SPLIT VOTING IS NOT ALLOWED IN THE COLOMBIAN MARKET.-CLIENTS THAT OPERATE UNDER THE STRUCTURE OF ONE TAX ID (NIT) WITH MULTIPLE-ACCOUNTS ACROSS THE SAME OR DIFFERENT GLOBAL CUSTODIANS MUST ENSURE THAT ALL-INSTRUCTIONS UNDER THE SAME TAX ID ARE SUBMITTED IN THE SAME MANNER.-CONFLICTING INSTRUCTIONS UNDER THE SAME TAX ID EITHER WITH THE SAME GLOBAL-CUSTODIAN OR DIFFERENT CUSTODIANS WILL BE REJECTED. IF YOU HAVE ANY-QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | N | N/A | N/A | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 19-Mar-21 | QUORUM VERIFICATION | Management | Y | For | For | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 19-Mar-21 | READING AND APPROVAL OF THE AGENDA | Management | Y | For | For | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 19-Mar-21 | APPOINTMENT OF THE COMMISSION FOR SCRUTINY, APPROVAL AND SIGNING OF THE MINUTES | Management | Y | For | For | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 19-Mar-21 | MANAGEMENT REPORT FROM THE BOARD OF DIRECTORS AND THE PRESIDENT | Management | Y | For | For | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 19-Mar-21 | CORPORATE GOVERNANCE REPORT | Management | Y | For | For | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 19-Mar-21 | AUDIT COMMITTEE REPORT | Management | Y | For | For | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 19-Mar-21 | FINANCIAL STATEMENTS SEPARATED AND CONSOLIDATED | Management | Y | For | For | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 19-Mar-21 | EXTERNAL AUDITOR REPORT | Management | Y | For | For | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 19-Mar-21 | APPROVAL OF THE FINANCIAL STATEMENTS AND MANAGEMENT REPORTS | Management | Y | For | For | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 19-Mar-21 | PROPOSAL OF PROFIT DISTRIBUTION AND RESERVES PROJECT | Management | Y | For | For | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 19-Mar-21 | ELECTION OF THE BOARD OF DIRECTORS FOR THE PERIOD 2021—2023 | Management | Y | For | For | ||||||||
BANCOLOMBIA SA | BCOLO | P1329P141 | 19-Mar-21 | ELECTION OF THE FINANCIAL CONSUMER ADVOCATE FOR THE PERIOD 2021—2023 | Management | Y | For | For | ||||||||
LG UPLUS CORP, SEOUL | 32640 KS | Y5293P102 | 19-Mar-21 | APPROVAL OF FINANCIAL STATEMENTS | Management | Y | For | For | ||||||||
LG UPLUS CORP, SEOUL | 32641 KS | Y5293P102 | 19-Mar-21 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | Y | For | For | ||||||||
LG UPLUS CORP, SEOUL | 32642 KS | Y5293P102 | 19-Mar-21 | ELECTION OF INSIDE DIRECTOR: HWANG HYEON SIK | Management | Y | For | For | ||||||||
LG UPLUS CORP, SEOUL | 32643 KS | Y5293P102 | 19-Mar-21 | ELECTION OF A NON-PERMANENT DIRECTOR: GWON YEONG SU | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
LG UPLUS CORP, SEOUL | 32644 KS | Y5293P102 | 19-Mar-21 | ELECTION OF OUTSIDE DIRECTOR: YUN SEONG SU | Management | Y | For | For | ||||||||
LG UPLUS CORP, SEOUL | 32645 KS | Y5293P102 | 19-Mar-21 | ELECTION OF OUTSIDE DIRECTOR: JE HYEON JU | Management | Y | For | For | ||||||||
LG UPLUS CORP, SEOUL | 32646 KS | Y5293P102 | 19-Mar-21 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE MEMBER: GIM JONG U | Management | Y | For | For | ||||||||
LG UPLUS CORP, SEOUL | 32647 KS | Y5293P102 | 19-Mar-21 | ELECTION OF AUDIT COMMITTEE MEMBER: YUN SEONG SU | Management | Y | For | For | ||||||||
LG UPLUS CORP, SEOUL | 32648 KS | Y5293P102 | 19-Mar-21 | ELECTION OF AUDIT COMMITTEE MEMBER: JE HYEON JU | Management | Y | For | For | ||||||||
LG UPLUS CORP, SEOUL | 32649 KS | Y5293P102 | 19-Mar-21 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | Y | For | For | ||||||||
KT&G CORPORATION | 033780 KS | Y49904108 | 19-Mar-21 | APPROVAL OF FINANCIAL STATEMENTS | Management | Y | For | For | ||||||||
KT&G CORPORATION | 033780 KS | Y49904108 | 19-Mar-21 | ELECTION OF CEO: PAEK BOK IN | Management | Y | For | For | ||||||||
KT&G CORPORATION | 033780 KS | Y49904108 | 19-Mar-21 | ELECTION OF INSIDE DIRECTOR: BANG KYUNG MAN | Management | Y | For | For | ||||||||
KT&G CORPORATION | 033780 KS | Y49904108 | 19-Mar-21 | ELECTION OF OUTSIDE DIRECTOR: LIM MIN GYU | Management | Y | For | For | ||||||||
KT&G CORPORATION | 033780 KS | Y49904108 | 19-Mar-21 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE MEMBER: PAEK JONG SOO | Management | Y | For | For | ||||||||
KT&G CORPORATION | 033780 KS | Y49904108 | 19-Mar-21 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | Y | For | For | ||||||||
KT&G CORPORATION | 033780 KS | Y49904108 | 19-Mar-21 | 5 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TEXT OF-RESOLUTIONS 2 TO 5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
KIA MOTORS CORP | 000270 KS | Y47601102 | 22-Mar-21 | APPROVAL OF FINANCIAL STATEMENTS | Management | Y | For | For | ||||||||
KIA MOTORS CORP | 000270 KS | Y47601102 | 22-Mar-21 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | Y | For | For | ||||||||
KIA MOTORS CORP | 000270 KS | Y47601102 | 22-Mar-21 | ELECTION OF INSIDE DIRECTOR: CHOE JUN YEONG | Management | Y | For | For | ||||||||
KIA MOTORS CORP | 000270 KS | Y47601102 | 22-Mar-21 | ELECTION OF OUTSIDE DIRECTOR: HAN CHEOL SU | Management | Y | For | For | ||||||||
KIA MOTORS CORP | 000270 KS | Y47601102 | 22-Mar-21 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDITOR: JO HWA SUN | Management | Y | For | For | ||||||||
KIA MOTORS CORP | 000270 KS | Y47601102 | 22-Mar-21 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | Y | For | For | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED. | Non-Voting | N | N/A | N/A | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | OPENING OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | CALLING THE MEETING TO ORDER | Non-Voting | N | N/A | N/A | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | ELECTION OF THE PERSONS TO SCRUTINISE THE MINUTES AND TO VERIFY THE COUNTING-OF THE VOTES | Non-Voting | N | N/A | N/A | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | N | N/A | N/A | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | PRESENTATION OF THE FINANCIAL STATEMENTS, THE CONSOLIDATED FINANCIAL-STATEMENTS, THE REPORT OF THE BOARD OF DIRECTORS AND THE AUDITOR’S REPORT FOR-THE YEAR 2020: REVIEW BY THE PRESIDENT AND CEO | Non-Voting | N | N/A | N/A | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | ADOPTION OF THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS | Management | Y | For | For | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDENDS: EUR 0.90 PER SHARE | Management | Y | For | For | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT AND CEO FROM LIABILITY | Management | Y | For | For | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | PRESENTATION OF THE REMUNERATION REPORT FOR GOVERNING BODIES | Management | Y | For | For | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE PROPOSED BY NOMINATION BOARD AND-BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING-INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | N | N/A | N/A | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | RESOLUTION ON REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | Y | For | N/A | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: EIGHT | Management | Y | For | N/A | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS: VALMET OYJ’S NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT: AARO CANTELL, PEKKA KEMPPAINEN, MONIKA MAURER, MIKAEL MAKINEN, ERIIKKA SODERSTROM, TARJA TYNI AND ROGERIO ZIVIANI ARE RE-ELECTED AS BOARD MEMBERS, PER LINDBERG IS ELECTED AS A NEW BOARD MEMBER, AND MIKAEL MAKINEN IS RE-ELECTED AS THE CHAIRMAN OF THE BOARD AND AARO CANTELL RE-ELECTED AS THE VICE-CHAIRMAN OF THE BOARD | Management | Y | For | N/A | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | RESOLUTION ON REMUNERATION OF THE AUDITOR | Management | Y | For | For | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | ELECTION OF THE AUDITOR: BASED ON THE PROPOSAL OF THE AUDIT COMMITTEE, THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT AUDIT FIRM PRICEWATERHOUSECOOPERS OY BE RE-ELECTED AUDITOR OF THE COMPANY. PRICEWATERHOUSECOOPERS OY HAS STATED THAT MR PASI KARPPINEN, APA, WILL ACT AS THE RESPONSIBLE AUDITOR | Management | Y | For | For | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | AUTHORISING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY’S OWN SHARES | Management | Y | For | For | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | AUTHORISING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES AS WELL AS THE ISSUANCE OF SPECIAL RIGHTS ENTITLING TO SHARES | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | CLOSING OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
VALMET OYJ | VALMT | X96478114 | 23-Mar-21 | INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N | N/A | N/A | ||||||||
HYUNDAI MOBIS CO., LTD | 12330 KS | Y3849A109 | 24-Mar-21 | APPROVAL OF FINANCIAL STATEMENT | Management | Y | For | For | ||||||||
HYUNDAI MOBIS CO., LTD | 12330 KS | Y3849A109 | 24-Mar-21 | APPROVAL OF STATEMENT OF APPROPRIATION OF RETAINED EARNING | Management | Y | For | For | ||||||||
HYUNDAI MOBIS CO., LTD | 12330 KS | Y3849A109 | 24-Mar-21 | ELECTION OF OUTSIDE DIRECTOR CANDIDATE: KIM DAE SOO | Management | Y | For | For | ||||||||
HYUNDAI MOBIS CO., LTD | 12330 KS | Y3849A109 | 24-Mar-21 | ELECTION OF INSIDE DIRECTOR CANDIDATE: CHO SEONG HWAN | Management | Y | For | For | ||||||||
HYUNDAI MOBIS CO., LTD | 12330 KS | Y3849A109 | 24-Mar-21 | ELECTION OF INSIDE DIRECTOR CANDIDATE: BAE HYEONG GEUN | Management | Y | For | For | ||||||||
HYUNDAI MOBIS CO., LTD | 12330 KS | Y3849A109 | 24-Mar-21 | ELECTION OF INSIDE DIRECTOR CANDIDATE: KO YEONG SEOK | Management | Y | For | For | ||||||||
HYUNDAI MOBIS CO., LTD | 12330 KS | Y3849A109 | 24-Mar-21 | ELECTION OF AUDIT COMMITTEE MEMBER CANDIDATE: KIM DAE SOO | Management | Y | For | For | ||||||||
HYUNDAI MOBIS CO., LTD | 12330 KS | Y3849A109 | 24-Mar-21 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE MEMBER CANDIDATE: KANG JIN A | Management | Y | For | For | ||||||||
HYUNDAI MOBIS CO., LTD | 12330 KS | Y3849A109 | 24-Mar-21 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | Y | For | For | ||||||||
HYUNDAI MOBIS CO., LTD | 12330 KS | Y3849A109 | 24-Mar-21 | AMENDMENT OF ARTICLES ON RETIREMENT ALLOWANCE FOR BOARD MEMBERS | Management | Y | For | For | ||||||||
HYUNDAI MOBIS CO., LTD | 12330 KS | Y3849A109 | 24-Mar-21 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | OPENING OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | ELECTION OF THE CHAIRMAN OF THE MEETING: MR SVEN UNGER | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | ELECTION OF TWO PERSONS TO CHECK AND COUNTERSIGN THE MINUTES | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | ESTABLISHMENT AND APPROVAL OF VOTING LIST | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | APPROVAL OF THE AGENDA | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | DETERMINING WHETHER THE MEETING HAS BEEN DULY CALLED | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | PRESENTATION OF THE ANNUAL ACCOUNTS AND AUDITORS’ REPORT, AS WELL AS THE-CONSOLIDATED ANNUAL ACCOUNTS AND THE AUDITORS’ REPORT FOR THE GROUP, FOR 2020 | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTIONS CONCERNING ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET, AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON THE ALLOCATION OF THE BANK’S PROFITS IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND ALSO CONCERNING THE RECORD DAY | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION CONCERNING THE APPROVAL OF THE BOARD’S REPORT ON PAID OUT AND OUTSTANDING REMUNERATION TO EXECUTIVE OFFICERS | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MR JON FREDRIK BAKSAAS (MEMBER) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MR HANS BIORCK (MEMBER) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MR PAR BOMAN (CHAIRMAN) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS KERSTIN HESSIUS (MEMBER) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS LISA KAAE (MEMBER) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MR FREDRIK LUNDBERG (MEMBER) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MR ULF RIESE (MEMBER) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS ARJA TAAVENIKU (MEMBER) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS CARINA AKERSTROM (MEMBER) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MR JAN-ERIK HOOG (MEMBER) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MR OLE JOHANSSON (MEMBER) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS BENTE RATHE (MEMBER) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS CHARLOTTE SKOG (MEMBER) | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS ANNA HJELMBERG (EMPLOYEE REPRESENTATIVE) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS LENA RENSTROM (EMPLOYEE REPRESENTATIVE) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MR STEFAN HENRICSON (EMPLOYEE REPRESENTATIVE, DEPUTY) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS CHARLOTTE URIZ (EMPLOYEE REPRESENTATIVE, DEPUTY) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS CARINA AKERSTROM (CEO) | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | THE BOARD’S PROPOSAL FOR AUTHORISATION FOR THE BOARD TO RESOLVE ON ACQUISITION AND DIVESTMENT OF SHARES IN THE BANK | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | THE BOARD’S PROPOSAL FOR ACQUISITION OF SHARES IN THE BANK FOR THE BANK’S TRADING BOOK PURSUANT TO CHAPTER 7, SECTION 6 OF THE SWEDISH SECURITIES MARKET ACT | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | THE BOARD’S PROPOSAL REGARDING AUTHORISATION FOR THE BOARD TO RESOLVE ON ISSUANCE OF CONVERTIBLE TIER 1 CAPITAL INSTRUMENTS | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | THE BOARD’S PROPOSAL FOR AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | PLEASE NOTE THAT RESOLUTIONS 16 TO 21 ARE PROPOSED BY NOMINATION COMMITTEE-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING-INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | DETERMINING THE NUMBER OF MEMBERS OF THE BOARD TO BE APPOINTED BY THE MEETING: THE NOMINATION COMMITTEE PROPOSES THAT THE MEETING RESOLVE THAT THE BOARD CONSIST OF NINE MEMBERS ELECTED BY THE ANNUAL GENERAL MEETING | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | DETERMINING THE NUMBER OF AUDITORS TO BE APPOINTED BY THE MEETING: THE NOMINATION COMMITTEE PROPOSES THAT THE MEETING APPOINT TWO REGISTERED AUDITING COMPANIES AS AUDITORS | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | DETERMINING FEES FOR BOARD MEMBERS AND AUDITORS: DETERMINING FEES FOR BOARD MEMBERS | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | DETERMINING FEES FOR BOARD MEMBERS AND AUDITORS: DETERMINING FEES FOR AUDITORS | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RE-ELECTION OF THE BOARD MEMBER: MR JON FREDRIK BAKSAAS | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | ELECTION OF THE BOARD MEMBER: MS STINA BERGFORS | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RE-ELECTION OF THE BOARD MEMBER: MR HANS BIORCK | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RE-ELECTION OF THE BOARD MEMBER: MR PAR BOMAN | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RE-ELECTION OF THE BOARD MEMBER: MS KERSTIN HESSIUS | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RE-ELECTION OF THE BOARD MEMBER: MR FREDRIK LUNDBERG | Management | Y | For | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RE-ELECTION OF THE BOARD MEMBER: MR ULF RIESE | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RE-ELECTION OF THE BOARD MEMBER: MS ARJA TAAVENIKU | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | RE-ELECTION OF THE BOARD MEMBER: MS CARINA AKERSTROM | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | ELECTION OF THE CHAIRMAN OF THE BOARD: MR PAR BOMAN | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | ELECTION OF AUDITOR: ELECTION OF ERNST & YOUNG AB | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | ELECTION OF AUDITOR: ELECTION OF PRICEWATERHOUSECOOPERS AB | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | THE BOARD’S PROPOSAL CONCERNING AMENDMENT OF GUIDELINES FOR REMUNERATION TO EXECUTIVE OFFICERS | Management | Y | Against | Against | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | THE BOARD’S PROPOSAL CONCERNING THE APPOINTMENT OF AUDITORS IN FOUNDATIONS WITHOUT OWN MANAGEMENT | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | CLOSING OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 485250 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | 22 FEB 2021: INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 24-Mar-21 | 22 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND CHAIRMAN NAME IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTESFOR-MID: 522125, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
ANDRITZ AG | ANDR | A11123105 | 24-Mar-21 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | N | N/A | N/A | ||||||||
ANDRITZ AG | ANDR | A11123105 | 24-Mar-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
ANDRITZ AG | ANDR | A11123105 | 24-Mar-21 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | N | N/A | N/A | ||||||||
ANDRITZ AG | ANDR | A11123105 | 24-Mar-21 | APPROVE ALLOCATION OF INCOME | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 24-Mar-21 | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 24-Mar-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 24-Mar-21 | APPROVE REMUNERATION OF SUPERVISORY BOARD MEMBERS | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 24-Mar-21 | RATIFY AUDITORS FOR FISCAL YEAR 2021: KPMG AUSTRIA GMBH | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
ANDRITZ AG | ANDR | A11123105 | 24-Mar-21 | ELECT JUERGEN FECHTER AS SUPERVISORY BOARD MEMBER | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 24-Mar-21 | ELECT ALEXANDER ISOLA AS SUPERVISORY BOARD MEMBER | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 24-Mar-21 | APPROVE REMUNERATION REPORT | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 24-Mar-21 | APPROVE REMUNERATION POLICY | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 24-Mar-21 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | Y | For | For | ||||||||
ANDRITZ AG | ANDR | A11123105 | 24-Mar-21 | 09 MAR 2021: INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N | N/A | N/A | ||||||||
ANDRITZ AG | ANDR | A11123105 | 24-Mar-21 | 09 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | OPEN MEETING | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | ELECT CHAIRMAN OF MEETING | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE AGENDA OF MEETING | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 6.50 PER SHARE | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE DISCHARGE OF BOARD MEMBER HANS STRABERG | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE DISCHARGE OF BOARD MEMBER HOCK GOH | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE DISCHARGE OF BOARD MEMBER ALRIK DANIELSON | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE DISCHARGE OF BOARD MEMBER RONNIE LETEN | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE DISCHARGE OF BOARD MEMBER BARB SAMARDZICH | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE DISCHARGE OF BOARD MEMBER COLLEEN REPPLIER | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE DISCHARGE OF BOARD MEMBER HAKAN BUSKHE | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE DISCHARGE OF BOARD MEMBER SUSANNA SCHNEEBERGER | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE DISCHARGE OF BOARD MEMBER LARS WEDENBORN | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE DISCHARGE OF BOARD MEMBER JONNY HILBERT | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE DISCHARGE OF BOARD MEMBER ZARKO DJUROVIC | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE DISCHARGE OF BOARD MEMBER KENNET CARLSSON | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE DISCHARGE OF BOARD MEMBER CLAES PALM | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE DISCHARGE OF CEO ALRIK DANIELSON | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | DETERMINE NUMBER OF MEMBERS (8) AND DEPUTY MEMBERS (0) OF BOARD | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 2.3 MILLION FOR CHAIRMAN AND SEK 750 ,000 FOR OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | REELECT HANS STRABERG AS DIRECTOR | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | REELECT HOCK GOH AS DIRECTOR | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | REELECT BARB SAMARDZICH AS DIRECTOR | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | REELECT COLLEEN REPPLIER AS DIRECTOR | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | REELECT GEERT FOLLENS AS DIRECTOR | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | REELECT HAKAN BUSKHE AS DIRECTOR | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | REELECT SUSANNA SCHNEEBERGER AS DIRECTOR | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | ELECT RICKARD GUSTAFSON AS NEW DIRECTOR | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | ELECT HANS STRABERG AS BOARD CHAIRMAN | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE REMUNERATION OF AUDITORS | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | RATIFY DELOITTE AS AUDITORS | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | AMEND ARTICLES OF ASSOCIATION RE: COLLECTING OF PROXIES ADVANCED VOTING EDITORIAL CHANGES | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE REMUNERATION REPORT | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | APPROVE 2021 PERFORMANCE SHARE PROGRAM | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | 18 FEB 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | 19 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 25-Mar-21 | 19 FEB 2021: INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2502 JP | J02100113 | 25-Mar-21 | Please reference meeting materials. | Non-Voting | N | N/A | N/A | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2503 JP | J02100113 | 25-Mar-21 | Approve Appropriation of Surplus | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2504 JP | J02100113 | 25-Mar-21 | Appoint a Director Koji, Akiyoshi | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2505 JP | J02100113 | 25-Mar-21 | Appoint a Director Katsuki, Atsushi | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2506 JP | J02100113 | 25-Mar-21 | Appoint a Director Taemin Park | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2507 JP | J02100113 | 25-Mar-21 | Appoint a Director Tanimura, Keizo | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2508 JP | J02100113 | 25-Mar-21 | Appoint a Director Kosaka, Tatsuro | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2509 JP | J02100113 | 25-Mar-21 | Appoint a Director Shingai, Yasushi | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2510 JP | J02100113 | 25-Mar-21 | Appoint a Director Christina L. Ahmadjian | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2511 JP | J02100113 | 25-Mar-21 | Appoint a Director Kitagawa, Ryoichi | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2512 JP | J02100113 | 25-Mar-21 | Appoint a Corporate Auditor Kawakami, Yutaka | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 30-Mar-21 | APPROVAL OF FINANCIAL STATEMENTS | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 30-Mar-21 | ELECTION OF INSIDE DIRECTOR: BAK JEONG HO | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 30-Mar-21 | ELECTION OF OUTSIDE DIRECTOR: SONG HO GEUN | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 30-Mar-21 | ELECTION OF OUTSIDE DIRECTOR: JO HYEON JAE | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 30-Mar-21 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE MEMBER: YUN TAE HWA | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 30-Mar-21 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 30-Mar-21 | APPROVAL OF GRANT OF STOCK OPTION | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 30-Mar-21 | APPROVAL OF GRANT OF PORTION OF STOCK OPTION | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION ‘C’ AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION-NUMBERS A.1 TO A.14 AND B. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | ELECTION OF DIRECTOR: AMY W. BRINKLEY | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | ELECTION OF DIRECTOR: BRIAN C. FERGUSON | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | ELECTION OF DIRECTOR: COLLEEN A. GOGGINS | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | ELECTION OF DIRECTOR: JEAN RENE HALDE | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | ELECTION OF DIRECTOR: DAVID E. KEPLER | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | ELECTION OF DIRECTOR: BRIAN M. LEVITT | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | ELECTION OF DIRECTOR: ALAN N. MACGIBBON | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | ELECTION OF DIRECTOR: KAREN E. MAIDMENT | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | ELECTION OF DIRECTOR: BHARAT B. MASRANI | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | ELECTION OF DIRECTOR: IRENE R. MILLER | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | ELECTION OF DIRECTOR: NADIR H. MOHAMED | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | ELECTION OF DIRECTOR: CLAUDE MONGEAU | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | ELECTION OF DIRECTOR: JOE NATALE | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | ELECTION OF DIRECTOR: S. JANE ROWE | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT PROXY CIRCULAR: ERNST YOUNG LLP | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE REPORT OF THE HUMAN RESOURCES COMMITTEE AND APPROACH TO EXECUTIVE COMPENSATION SECTIONS OF THE MANAGEMENT PROXY CIRCULAR | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PRODUCE A REPORT ON LOANS MADE BY THE BANK IN SUPPORT OF THE CIRCULAR ECONOMY | Shareholder | Y | Against | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ADOPT A DIVERSITY TARGET HIGHER THAN 40 FOR THE COMPOSITION OF THE BOARD OF DIRECTORS FOR THE NEXT FIVE YEARS | Shareholder | Y | Against | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 1-Apr-21 | 22 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION B. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE-REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | N | N/A | N/A | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | N | N/A | N/A | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | N | N/A | N/A | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.60 PER SHARE | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE 2021 INTERIM FINANCIAL STATEMENTS | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE FIRST QUARTER OF FISCAL YEAR 2021 | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE THIRD QUARTER OF FISCAL YEAR 2021 AND FIRST QUARTER OF FISCAL YEAR 2022 | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | ELECT HELGA JUNG TO THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | APPROVE REMUNERATION POLICY | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL SUBMITTED BY DEUTSCHE SCHUTZVEREINIGUNG FUER WERTPAPIERBESITZ E.V. (DSW): AMEND ARTICLES RE: SHAREHOLDERS’ RIGHT TO PARTICIPATION DURING THE VIRTUAL MEETING | Shareholder | Y | For | Against | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 522716 DUE TO RECEIPT OF-ADDITIONAL RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO-BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | N | N/A | N/A | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | 16 MAR 2021: INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N | N/A | N/A | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 1-Apr-21 | 16 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | Y7905M113 | 8-Apr-21 | TO ACKNOWLEDGE THE ANNUAL REPORT OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | Y7905M113 | 8-Apr-21 | TO CONSIDER AND APPROVE THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | Y7905M113 | 8-Apr-21 | TO CONSIDER AND APPROVE THE DIVIDEND PAYMENT AND ACKNOWLEDGE THE ALLOCATION OF THE BANK’S REMAINING PROFIT FOR THE OPERATIONAL RESULTS OF THE YEAR 2020 AFTER THE DIVIDEND PAYMENT TO COMMON EQUITY TIER 1 (CET1) UNDER TIER 1 CAPITAL | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | Y7905M113 | 8-Apr-21 | TO CONSIDER AND ELECT THE DIRECTOR IN REPLACEMENT OF THOSE RETIRING BY ROTATION: MR. VICHIT SURAPHONGCHAI | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | Y7905M113 | 8-Apr-21 | TO CONSIDER AND ELECT THE DIRECTOR IN REPLACEMENT OF THOSE RETIRING BY ROTATION: MR. WEERAWONG CHITTMITTRAPAP | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | Y7905M113 | 8-Apr-21 | TO CONSIDER AND ELECT THE DIRECTOR IN REPLACEMENT OF THOSE RETIRING BY ROTATION: MR. PAILIN CHUCHOTTAWORN | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | Y7905M113 | 8-Apr-21 | TO CONSIDER AND ELECT THE DIRECTOR IN REPLACEMENT OF THOSE RETIRING BY ROTATION: MS. JAREEPORN JARUKORNSAKUL | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | Y7905M113 | 8-Apr-21 | TO CONSIDER AND ELECT THE DIRECTOR IN REPLACEMENT OF THOSE RETIRING BY ROTATION: MR. ARTHID NANTHAWITHAYA | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | Y7905M113 | 8-Apr-21 | TO CONSIDER AND ELECT THE DIRECTOR IN REPLACEMENT OF THOSE RETIRING BY ROTATION: MRS. PANTIP SRIPIMOL | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | Y7905M113 | 8-Apr-21 | TO CONSIDER AND APPROVE THE DIRECTORS’ REMUNERATION FOR THE YEAR 2020 AND THE DIRECTORS’ BONUS BASED ON THE YEAR 2019 OPERATIONAL RESULTS | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | Y7905M113 | 8-Apr-21 | TO CONSIDER AND APPOINT THE AUDITORS AND FIX THE AUDIT FEE FOR THE YEAR 2021: KPMG PHOOMCHAI AUDIT LIMITED | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | Y7905M113 | 8-Apr-21 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA-AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN | Non-Voting | N | N/A | N/A | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | Y7905M113 | 8-Apr-21 | 22 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | N | N/A | N/A | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | N | N/A | N/A | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | 05 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS ONLY—PLEASE NOTE-THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER-RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER-INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO-PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK-TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE-PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF-NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | N | N/A | N/A | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | 26 MAR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://www.journal-officiel.gouv.fr/balo/document/202103012100368-26 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 05 APR-2021 TO 01 APR 2021 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020—APPROVAL OF THE AMOUNT OF NON-DEDUCTIBLE COSTS | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2020 AND SETTING OF THE DIVIDEND | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | RENEWAL OF THE TERM OF OFFICE OF MRS. YANNICK ASSOUAD AS DIRECTOR | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | RENEWAL OF THE TERM OF OFFICE OF MRS. GRAZIELLA GAVEZOTTI AS DIRECTOR | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | RENEWAL OF THE DELEGATION OF POWERS TO THE BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS AND IN PARTICULAR THE COMPENSATION POLICY APPLICABLE TO MR. XAVIER HUILLARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | APPROVAL OF THE COMPENSATIONS REPORT | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. XAVIER HUILLARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | OPINION ON THE COMPANY’S ENVIRONMENTAL TRANSITION PLAN | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | RENEWAL OF THE AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING VINCI SHARES HELD BY THE COMPANY | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS OR SHARE PREMIUMS | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE—WITH RETENTION OF SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHTS—ANY SHARES, ANY EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, AND ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED BY THE COMPANY AND/OR ITS SUBSIDIARIES | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE ANY DEBT SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED BY THE COMPANY AND/OR ITS SUBSIDIARIES OR TO EXISTING EQUITY SECURITIES OF A COMPANY HOLDING, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT AND BY A PUBLIC OFFERING OTHER THAN THOSE REFERRED TO IN ARTICLE L. 411-2 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE ANY DEBT SECURITIES GRANTING ACCESS TO THE EQUITY SECURITIES TO BE ISSUED BY THE COMPANY AND/OR ITS SUBSIDIARIES OR TO EXISTING EQUITY SECURITIES OF A COMPANY HOLDING, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT AND BY PUBLIC OFFERING AS REFERRED TO IN ARTICLE L. 411-2 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF OVERSUBSCRIPTION | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | DELEGATION GRANTED TO THE BOARD OF DIRECTORS TO ISSUE ANY SHARES, ANY EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, AND ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED BY THE COMPANY, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND OF SHARES OR TRANSFERABLE SECURITIES GRANTED TO THE COMPANY | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR EMPLOYEES OF THE COMPANY AND OF COMPANIES IN THE VINCI GROUP AS PART OF SAVINGS PLANS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES IN ORDER TO OFFER EMPLOYEES OF CERTAIN FOREIGN SUBSIDIARIES BENEFITS COMPARABLE TO THOSE OFFERED TO EMPLOYEES SUBSCRIBING DIRECTLY OR INDIRECTLY THROUGH AN (FCPE) AS PART OF A SAVINGS PLAN WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH FREE ALLOCATIONS OF EXISTING PERFORMANCE SHARES ACQUIRED BY THE COMPANY TO EMPLOYEES OF THE COMPANY AND CERTAIN RELATED COMPANIES AND GROUPS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES L. 225-197-1 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 8-Apr-21 | POWERS TO CARRY OUT FORMALITIES | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-Apr-21 | APPROVE TEMPORARY SUSPENSION OF THE BORROWING LIMIT IN THE ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-Apr-21 | 26 MAR 2021: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM EGM TO OGM.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
M&T BANK CORPORATION | MTB | 55261F104 | 20-Apr-21 | DIRECTOR | Management | Y | For | For | ||||||||
M&T BANK CORPORATION | MTB | 55261F104 | 20-Apr-21 | TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION’S NAMED EXECUTIVE OFFICERS. | Management | Y | For | For | ||||||||
M&T BANK CORPORATION | MTB | 55261F104 | 20-Apr-21 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | TO RECEIVE AND CONSIDER THE ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | TO DECLARE A FINAL DIVIDEND: FINAL DIVIDEND OF 38.3P PER ORDINARY SHARE | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | TO RE-APPOINT PETER VENTRESS AS A DIRECTOR | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | TO RE-APPOINT FRANK VAN ZANTEN AS A DIRECTOR | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | TO RE-APPOINT RICHARD HOWES AS A DIRECTOR | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | TO RE-APPOINT VANDA MURRAY AS A DIRECTOR | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | TO RE-APPOINT LLOYD PITCHFORD AS A DIRECTOR | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | TO RE-APPOINT STEPHAN NANNINGA AS A DIRECTOR | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | TO APPOINT VIN MURRIA AS A DIRECTOR | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | TO APPOINT MARIA FERNANDA MEJIA AS A DIRECTOR | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF THIS YEAR’S AGM UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | TO AUTHORISE THE DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY AS SET OUT ON PAGES 119 TO 127 (INCLUSIVE) OF THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT AS SET OUT ON PAGES 114 TO 139 (INCLUSIVE) (EXCLUDING THE DIRECTORS’ REMUNERATION POLICY AS SET OUT ON PAGES 119 TO 127 (INCLUSIVE)) OF THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | APPROVAL OF POLICY RELATED AMENDMENTS TO THE COMPANY’S LONG-TERM INCENTIVE PLAN | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | APPROVAL OF NEW US EMPLOYEE STOCK PURCHASE PLAN | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | RENEWAL OF SAVINGS-RELATED SHARE OPTION SCHEME | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | AUTHORITY TO ALLOT ORDINARY SHARES | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Y | Against | Against | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | SPECIFIC AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | Y | Against | Against | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | PURCHASE OF OWN ORDINARY SHARES | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | NOTICE OF GENERAL MEETINGS | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 21-Apr-21 | AMENDMENTS TO ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | APPROVE FINAL DIVIDEND | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | RE-ELECT IRENE DORNER AS DIRECTOR | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | RE-ELECT PETE REDFERN AS DIRECTOR | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | RE-ELECT CHRIS CARNEY AS DIRECTOR | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | RE-ELECT JENNIE DALY AS DIRECTOR | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | RE-ELECT GWYN BURR AS DIRECTOR | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | RE-ELECT ANGELA KNIGHT AS DIRECTOR | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | RE-ELECT ROBERT NOEL AS DIRECTOR | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | RE-ELECT HUMPHREY SINGER AS DIRECTOR | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | ELECT LORD JITESH GADHIA AS DIRECTOR | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | ELECT SCILLA GRIMBLE AS DIRECTOR | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | AUTHORISE ISSUE OF EQUITY | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | APPROVE REMUNERATION REPORT | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | Y | Against | Against | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 22-Apr-21 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 22-Apr-21 | Election of Director for one year term: William L. Atwell | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 22-Apr-21 | Election of Director for one year term: John R. Ciulla | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 22-Apr-21 | Election of Director for one year term: Elizabeth E. Flynn | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 22-Apr-21 | Election of Director for one year term: E. Carol Hayles | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 22-Apr-21 | Election of Director for one year term: Linda H. Ianieri | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 22-Apr-21 | Election of Director for one year term: Laurence C. Morse | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 22-Apr-21 | Election of Director for one year term: Karen R. Osar | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 22-Apr-21 | Election of Director for one year term: Mark Pettie | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 22-Apr-21 | Election of Director for one year term: Lauren C. States | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 22-Apr-21 | To approve, on a non-binding, advisory basis, the compensation of the named executive officers of the Company (Proposal 2). | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 22-Apr-21 | To ratify the appointment by the Board of Directors of KPMG LLP as the independent registered public accounting firm of Webster Financial Corporation for the year ending December 31, 2021 (Proposal 3). | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 22-Apr-21 | To approve the Webster Financial Corporation 2021 Stock Incentive Plan, which amends and restates the Webster Financial Corporation 1992 Stock Option Plan (Proposal 4). | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS-VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU | Non-Voting | N | N/A | N/A | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | OPEN MEETING; ELECT CHAIRMAN OF MEETING | Non-Voting | N | N/A | N/A | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | APPROVE NOTICE OF MEETING AND AGENDA | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | AUTHORIZE BOARD TO DISTRIBUTE DIVIDENDS | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT (ADVISORY) | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT (BINDING) | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | APPROVE COMPANY’S CORPORATE GOVERNANCE STATEMENT | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | APPROVE REMUNERATION OF AUDITORS | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: CONSULTATIVE VOTE ON THE FUTURE DESIGN OF A RULE IN THE ARTICLES REGARDING THE NUMBER OF SHAREHOLDER-ELECTED MEMBERS OF THE BOARD OF DIRECTORS | Shareholder | Y | For | N/A | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | ELECT DIRECTORS, EFFECTIVE FROM THE MERGER DATE | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | ELECT DIRECTORS UNTIL THE MERGER DATE | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | APPROVE REMUNERATION OF DIRECTORS AND NOMINATING COMMITTEE | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | 08 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | N | N/A | N/A | ||||||||
DNB ASA | DNB NO | R1640U124 | 27-Apr-21 | 08 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-21 | Election of Director: Alan S. Armstrong | Management | Y | For | For | ||||||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-21 | Election of Director: Stephen W. Bergstrom | Management | Y | For | For | ||||||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-21 | Election of Director: Nancy K. Buese | Management | Y | For | For | ||||||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-21 | Election of Director: Stephen I. Chazen | Management | Y | For | For | ||||||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-21 | Election of Director: Charles I. Cogut | Management | Y | For | For | ||||||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-21 | Election of Director: Michael A. Creel | Management | Y | For | For | ||||||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-21 | Election of Director: Stacey H. Doré | Management | Y | For | For | ||||||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-21 | Election of Director: Vicki L. Fuller | Management | Y | For | For | ||||||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-21 | Election of Director: Peter A. Ragauss | Management | Y | For | For | ||||||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-21 | Election of Director: Rose M. Robeson | Management | Y | For | For | ||||||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-21 | Election of Director: Scott D. Sheffield | Management | Y | For | For | ||||||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-21 | Election of Director: Murray D. Smith | Management | Y | For | For | ||||||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-21 | Election of Director: William H. Spence | Management | Y | For | For | ||||||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-21 | Approval, by nonbinding advisory vote, of the Company’s executive compensation. | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-21 | Ratification of Ernst & Young LLP as independent auditors for 2021. | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | �� | 28-Apr-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | |||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE-REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | N | N/A | N/A | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | N | N/A | N/A | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | N | N/A | N/A | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N | N/A | N/A | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 532383 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | N | N/A | N/A | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 9.80 PER SHARE | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | ELECT CARINNE KNOCHE-BROUILLON TO THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | APPROVE REMUNERATION POLICY | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | APPROVE CREATION OF EUR 117.5 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | APPROVE AFFILIATION AGREEMENT WITH MR BETEILIGUNGEN 20. GMBH | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | APPROVE AFFILIATION AGREEMENT WITH MR BETEILIGUNGEN 21. GMBH | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | APPROVE AFFILIATION AGREEMENT WITH MR BETEILIGUNGEN 22. GMBH | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | 07 APR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM OGM TO AGM AND-ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 536912,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 28-Apr-21 | 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS-VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | OPEN MEETING | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | APPROVE NOTICE OF MEETING AND AGENDA | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME; AUTHORIZE BOARD TO DECIDE ON THE DISTRIBUTION OF DIVIDENDS OF UP TO NOK 3.10 PER SHARE | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | APPROVE COMPANY’S CORPORATE GOVERNANCE STATEMENT | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | APPROVE REMUNERATION OF AUDITORS | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | RE-ELECT KATE HENRIKSEN AS DIRECTOR | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | RE-ELECT TOR DAHLE AS DIRECTOR | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | RE-ELECT JAN SKOGSETH AS DIRECTOR | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF NOK 625,000 FOR CHAIR AND NOK 300,000 FOR OTHER DIRECTORS | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | AUTHORIZE ISSUANCE OF HYBRID BONDS, PERPETUAL SUBORDINATED LOANS, AND SUBORDINATED LOANS WITH MATURITY | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | APPROVE CREATION OF NOK 639.4 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | 08 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE | Non-Voting | N | N/A | N/A | ||||||||
THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 28-Apr-21 | 08 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-21 | Election of Class I Director: Abdulaziz F. Alkhayyal | Management | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-21 | Election of Class I Director: Jonathan Z. Cohen | Management | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-21 | Election of Class I Director: Michael J. Hennigan | Management | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-21 | Election of Class I Director: Frank M. Semple | Management | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-21 | Ratification of the selection of PricewaterhouseCoopers LLP as the company’s independent auditor for 2021. | Management | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-21 | Approval, on an advisory basis, of the company’s named executive officer compensation. | Management | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-21 | Approval of the Marathon Petroleum Corporation 2021 Incentive Compensation Plan. | Management | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-21 | Approval of an amendment to the company’s Restated Certificate of Incorporation to eliminate the supermajority provisions. | Management | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-21 | Approval of an amendment to the company’s Restated Certificate of Incorporation to declassify the Board of Directors. | Management | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 28-Apr-21 | Shareholder proposal seeking to prohibit accelerated vesting of equity awards in connection with a change in control. | Shareholder | Y | Against | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 29-Apr-21 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.11 AND 2. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
METHANEX CORP | MEOH | 59151K108 | 29-Apr-21 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: DOUGLAS ARNELL | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 29-Apr-21 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: JAMES BERTRAM | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 29-Apr-21 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: PHILLIP COOK | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 29-Apr-21 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: PAUL DOBSON | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 29-Apr-21 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: JOHN FLOREN | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 29-Apr-21 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: MAUREEN HOWE | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
METHANEX CORP | MEOH | 59151K108 | 29-Apr-21 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: ROBERT KOSTELNIK | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 29-Apr-21 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: LESLIE O’DONOGHUE | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 29-Apr-21 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: KEVIN RODGERS | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 29-Apr-21 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: MARGARET WALKER | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 29-Apr-21 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: BENITA WARMBOLD | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 29-Apr-21 | TO RE-APPOINT KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 29-Apr-21 | THE ADVISORY RESOLUTION ACCEPTING THE COMPANY’S APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING INFORMATION CIRCULAR | Management | Y | For | For | ||||||||
BASF SE | BAS GR | D06216317 | 29-Apr-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
BASF SE | BAS GR | D06216317 | 29-Apr-21 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
BASF SE | BAS GR | D06216317 | 29-Apr-21 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE-REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | N | N/A | N/A | ||||||||
BASF SE | BAS GR | D06216317 | 29-Apr-21 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | N | N/A | N/A | ||||||||
BASF SE | BAS GR | D06216317 | 29-Apr-21 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL. | Non-Voting | N | N/A | N/A | ||||||||
BASF SE | BAS GR | D06216317 | 29-Apr-21 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | N | N/A | N/A | ||||||||
BASF SE | BAS GR | D06216317 | 29-Apr-21 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | N | N/A | N/A | ||||||||
BASF SE | BAS GR | D06216317 | 29-Apr-21 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.30 PER SHARE | Management | Y | For | For | ||||||||
BASF SE | BAS GR | D06216317 | 29-Apr-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
BASF SE | BAS GR | D06216317 | 29-Apr-21 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
BASF SE | BAS GR | D06216317 | 29-Apr-21 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
BASF SE | BAS GR | D06216317 | 29-Apr-21 | ELECT LIMING CHEN TO THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
BASF SE | BAS GR | D06216317 | 29-Apr-21 | 07 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 21 APR 2021 TO 22 APR 2021 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
BASF SE | BAS GR | D06216317 | 29-Apr-21 | 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | N | N/A | N/A | ||||||||
PREMIER FINANCIAL CORP. | PFC | 74052F108 | 29-Apr-21 | DIRECTOR | Management | Y | For | For | ||||||||
PREMIER FINANCIAL CORP. | PFC | 74052F108 | 29-Apr-21 | To consider and approve on a non-binding advisory basis the compensation of Premier’s named executive officers. | Management | Y | For | For | ||||||||
PREMIER FINANCIAL CORP. | PFC | 74052F108 | 29-Apr-21 | To consider and vote on a proposal to ratify the appointment of Crowe LLP as the independent registered public accounting firm for Premier for the fiscal year 2021. | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 30-Apr-21 | AUDITED FINANCIAL STATEMENTS, DIRECTORS’ STATEMENT AND AUDITOR’S REPORT | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 30-Apr-21 | FINAL DIVIDEND: 39 CENTS (2019: 55 CENTS) PER ORDINARY SHARE | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 30-Apr-21 | DIRECTORS’ FEES | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 30-Apr-21 | AUDITOR AND ITS REMUNERATION: ERNST & YOUNG LLP | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 30-Apr-21 | RE-ELECTION (MR WONG KAN SENG) | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 30-Apr-21 | RE-ELECTION (MR ALVIN YEO KHIRN HAI) | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 30-Apr-21 | RE-ELECTION (DR CHIA TAI TEE) | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 30-Apr-21 | AUTHORITY TO ISSUE ORDINARY SHARES | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 30-Apr-21 | AUTHORITY TO ISSUE ORDINARY SHARES PURSUANT TO THE UOB SCRIP DIVIDEND SCHEME | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 30-Apr-21 | RENEWAL OF SHARE PURCHASE MANDATE | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 490786 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | ELECTION OF CHAIRMAN OF THE MEETING, THOMAS GUSTAFSSON, OR, TO THE EXTENT HE-IS PREVENTED, THE PERSON THAT THE BOARD OF DIRECTORS APPOINTS INSTEAD | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | ELECTION OF PERSONS TO CHECK THE MINUTES: ORVAR MAGNUSSON REPRESENTING MELLBY-GARD AB OR, TO THE EXTENT HE IS PREVENTED, THE PERSON THAT THE BOARD APPOINTS-INSTEAD | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | ELECTION OF PERSONS TO CHECK THE MINUTES: JOHN STROMGREN REPRESENTING-CARNEGIE FONDER OR, TO THE EXTENT HE IS PREVENTED, THE PERSON THAT THE BOARD-APPOINTS INSTEAD | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | APPROVAL OF THE AGENDA | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR’S REPORT, AND THE-CONSOLIDATED FINANCIAL STATEMENTS AND THE CONSOLIDATED AUDIT REPORT | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON DISPOSITION OF THE COMPANY’S RESULT IN ACCORDANCE WITH THE APPROVED BALANCE SHEET: SEK 1 862 M, INCLUDING THE YEAR’S PROFIT OF SEK 78 M, SHOULD BE CARRIED FORWARD | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE DIRECTOR: THOMAS GUSTAFSSON (CHAIRMAN OF THE BOARD) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE DIRECTOR: MORTEN FALKENBERG (BOARD MEMBER) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE DIRECTOR: SVEN KNUTSSON (BOARD MEMBER) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE DIRECTOR: PAULINE LINDWALL (BOARD MEMBER) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE DIRECTOR: PIA MARIONS (BOARD MEMBER) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE DIRECTOR: ALEXANDER MYERS (BOARD MEMBER) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE DIRECTOR: PIA RUDENGREN (BOARD MEMBER, FOR THE PERIOD FROM AND INCLUDING 1 JANUARY 2020, TO AND INCLUDING 12 MAY 2020) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE DIRECTOR: MAGNUS YNGEN (BOARD MEMBER, FOR THE PERIOD FROM AND INCLUDING 1 JANUARY 2020, TO AND INCLUDING 12 MAY 2020) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE DIRECTOR: DAVID GREEN (EMPLOYEE REPRESENTATIVE, BOARD MEMBER) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE DIRECTOR: PER-AKE HALVORDSSON (EMPLOYEE REPRESENTATIVE, BOARD MEMBER) | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE DIRECTOR: MARCUS HALL (EMPLOYEE REPRESENTATIVE, DEPUTY BOARD MEMBER) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE DIRECTOR: PETER LUNDIN (EMPLOYEE REPRESENTATIVE, DEPUTY BOARD MEMBER) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE CEO: JOHAN SUNDELIN (CEO, FOR THE PERIOD FROM AND INCLUDING 1 JANUARY 2020, TO AND INCLUDING 20 JULY 2020) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE CEO: ROBERT DACKESKOG (CEO, FOR THE PERIOD FROM AND INCLUDING 20 JULY 2020, TO AND INCLUDING 31 DECEMBER 2020) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON APPROVAL OF REMUNERATION REPORT | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON THE NUMBER OF DIRECTORS: SIX | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON REMUNERATION TO THE CHAIRMAN OF THE BOARD AND THE OTHER DIRECTORS OF THE BOARD | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON REMUNERATION TO THE AUDITOR | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | ELECTION OF DIRECTOR OF THE BOARD: MORTEN FALKENBERG (RE-ELECTION) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | ELECTION OF DIRECTOR OF THE BOARD: THOMAS GUSTAFSSON (RE-ELECTION) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | ELECTION OF DIRECTOR OF THE BOARD: SVEN KNUTSSON (RE-ELECTION) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | ELECTION OF DIRECTOR OF THE BOARD: PAULINE LINDWALL (RE-ELECTION) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | ELECTION OF DIRECTOR OF THE BOARD: PIA MARIONS (RE-ELECTION) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | ELECTION OF DIRECTOR OF THE BOARD: ALEXANDER MYERS (RE-ELECTION) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | ELECTION OF CHAIRMAN OF THE BOARD (RE-ELECTION OF THOMAS GUSTAFSSON) | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | ELECTION OF AUDITOR: PRICEWATERHOUSECOOPERS AB | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | THE NOMINATION COMMITTEE’S PROPOSAL FOR RESOLUTION REGARDING THE NOMINATION COMMITTEE | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | RESOLUTION ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION: ARTICLE 1, ARTICLE 12 PARA. 1, ARTICLE 11, ARTICLE 12, ARTICLE 13 | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | 08 APR 2021: INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | 08 APR 2021: PLEASE NOTE THAT THE MEETING REVISED DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 540180, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
DUNI AB | DUNI SS | W2410U124 | 4-May-21 | 08 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE | Non-Voting | N | N/A | N/A | ||||||||
THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE-REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | N | N/A | N/A | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | N | N/A | N/A | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | N | N/A | N/A | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | N | N/A | N/A | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 4.50 PER SHARE | Management | Y | For | For | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 2 BILLION; APPROVE CREATION OF EUR 24.1 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | Y | For | For | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | APPROVE CREATION OF EUR 24.1 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | Y | For | For | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | APPROVE CREATION OF EUR 1 MILLION POOL OF CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN | Management | Y | For | For | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | APPROVE REMUNERATION POLICY | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | Y | For | For | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE | Non-Voting | N | N/A | N/A | ||||||||
THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 5-May-21 | 07 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 5-May-21 | Election of Director: James S. Crown | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 5-May-21 | Election of Director: Rudy F. deLeon | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 5-May-21 | Election of Director: Cecil D. Haney | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 5-May-21 | Election of Director: Mark M. Malcolm | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 5-May-21 | Election of Director: James N. Mattis | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 5-May-21 | Election of Director: Phebe N. Novakovic | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 5-May-21 | Election of Director: C. Howard Nye | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 5-May-21 | Election of Director: Catherine B. Reynolds | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 5-May-21 | Election of Director: Laura J. Schumacher | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 5-May-21 | Election of Director: Robert K. Steel | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 5-May-21 | Election of Director: John G. Stratton | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 5-May-21 | Election of Director: Peter A. Wall | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 5-May-21 | Advisory Vote on the Selection of Independent Auditors. | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 5-May-21 | Advisory Vote to approve Executive Compensation. | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 5-May-21 | Shareholder Proposal to reduce the ownership threshold required to call a Special Shareholder meeting. | Shareholder | Y | Against | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | APPROVE REMUNERATION REPORT | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | APPROVE FINAL DIVIDEND: 41.00 EURO CENTS PER ORDINARY SHARE | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | ELECT SVEIN RICHARD BRANDTZAEG AS DIRECTOR | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | ELECT SUE CLARK AS DIRECTOR | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | ELECT MIKE POWELL AS DIRECTOR | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | ELECT ANGELA STRANK AS DIRECTOR | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | RE-ELECT TANYA FRATTO AS DIRECTOR | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | RE-ELECT ENOCH GODONGWANA AS DIRECTOR | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | RE-ELECT ANDREW KING AS DIRECTOR | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | RE-ELECT DOMINIQUE REINICHE AS DIRECTOR | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | RE-ELECT PHILIP YEA AS DIRECTOR | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | RE-ELECT STEPHEN YOUNG AS DIRECTOR | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | AUTHORISE ISSUE OF EQUITY | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | Y | Against | Against | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 6-May-21 | 26 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | N | N/A | N/A | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | N | N/A | N/A | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | N | N/A | N/A | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 2.20 PER SHARE | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER BERND SCHEIFELE FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER DOMINIK VON ACHTEN FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER LORENZ NAEGER FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER KEVIN GLUSKIE FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER HAKAN GURDAL FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ERNEST JELITO FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JON MORRISH FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER CHRISTOPHER WARD FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER FRITZ-JUERGEN HECKMANN FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HEINZ SCHMITT FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BARBARA BREUNINGER FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BIRGIT JOCHENS FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER LUDWIG MERCKLE FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER TOBIAS MERCKLE FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER LUKA MUCIC FOR FISCAL YEAR 2020 | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER INES PLOSS FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PETER RIEDEL FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WERNER SCHRAEDER FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARGRET SUCKALE FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARION WEISSENBERGER-EIBL FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE REMUNERATION POLICY | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | AMEND ARTICLES RE: PROOF OF ENTITLEMENT | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | AMEND ARTICLES RE: DIVIDEND IN KIND | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | AMEND ARTICLES RE: SUPERVISORY BOARD TERM OF OFFICE | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 6-May-21 | AMEND AFFILIATION AGREEMENT WITH HEIDELBERGCEMENT INTERNATIONAL HOLDING GMBH | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 6-May-21 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS-1.A TO 1.L AND 2. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 6-May-21 | ELECTION OF DIRECTOR: PETER G. BOWIE | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 6-May-21 | ELECTION OF DIRECTOR: MARY S. CHAN | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 6-May-21 | ELECTION OF DIRECTOR: HON. V. PETER HARDER | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 6-May-21 | ELECTION OF DIRECTOR: SEETARAMA S. KOTAGIRI (CEO) | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 6-May-21 | ELECTION OF DIRECTOR: DR. KURT J. LAUK | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 6-May-21 | ELECTION OF DIRECTOR: ROBERT F. MACLELLAN | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 6-May-21 | ELECTION OF DIRECTOR: MARY LOU MAHER | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 6-May-21 | ELECTION OF DIRECTOR: CYNTHIA A. NIEKAMP | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 6-May-21 | ELECTION OF DIRECTOR: WILLIAM A. RUH | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 6-May-21 | ELECTION OF DIRECTOR: DR. INDIRA V. SAMARASEKERA | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 6-May-21 | ELECTION OF DIRECTOR: LISA S. WESTLAKE | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 6-May-21 | ELECTION OF DIRECTOR: WILLIAM L. YOUNG | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 6-May-21 | REAPPOINTMENT OF DELOITTE LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR’S REMUNERATION | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 6-May-21 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR/PROXY STATEMENT | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 473175 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | ELECTION OF CHAIRMAN OF THE MEETING: ALF GORANSSON | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | ELECTION OF ONE OR TWO PERSON(S) TO APPROVE THE MINUTES: ELECTION OF ONE OR-TWO PERSON(S) TO APPROVE THE MINUTES | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | ELECTION OF ONE OR TWO PERSON(S) TO APPROVE THE MINUTES: JACOB LUNDGREN-(SECOND SWEDISH NATIONAL PENSION FUND) | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | PREPARATION AND APPROVAL OF THE VOTING LIST: THE VOTING LIST PROPOSED TO BE-APPROVED IS THE VOTING LIST PREPARED BY EUROCLEAR SWEDEN AB ON BEHALF OF THE-COMPANY | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | APPROVAL OF THE AGENDA | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | DETERMINATION OF COMPLIANCE WITH THE RULES OF CONVOCATION | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | PRESENTATION OF: THE ANNUAL REPORT AND THE AUDITOR’S REPORT AND THE-CONSOLIDATED FINANCIAL STATEMENTS AND THE GROUP AUDITOR’S REPORT | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | PRESENTATION OF: THE STATEMENT BY THE AUDITOR ON THE COMPLIANCE WITH THE-GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT APPLICABLE SINCE THE LAST-ANNUAL GENERAL MEETING | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTIONS ON: RESOLUTION REGARDING ADOPTION OF THE STATEMENT OF INCOME AND THE BALANCE SHEET AND THE CONSOLIDATED STATEMENT OF INCOME AND THE CONSOLIDATED BALANCE SHEET AS PER DECEMBER 31, 2020 | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION REGARDING APPROPRIATION OF THE COMPANY’S PROFIT ACCORDING TO THE ADOPTED BALANCE SHEET: SEK 6 PER SHARE | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION REGARDING RECORD DATE FOR DIVIDEND | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: ALF GORANSSON (CHAIRMAN OF THE BOARD) | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: JEANETTE ALMBERG (BOARD MEMBER) | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: LARS BLECKO (BOARD MEMBER) | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: CECILIA DAUN WENNBORG (BOARD MEMBER) | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: JOHAN LUNDBERG (BOARD MEMBER) | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: JAN SVENSSON (BOARD MEMBER) | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: SOFIE NORDEN (BOARD MEMBER, EMPLOYEE REPRESENTATIVE) | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: JASMINA PETROVIC (DEPUTY BOARD MEMBER, EMPLOYEE REPRESENTATIVE) | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: INGRID BONDE (FORMER BOARD MEMBER, LEFT HER BOARD ASSIGNMENT IN CONNECTION WITH THE AGM 2020) | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: JANNA ASTROM (FORMER DEPUTY BOARD MEMBER, EMPLOYEE REPRESENTATIVE, LEFT HER BOARD ASSIGNMENT IN MARCH 2020) | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: PATRIK ANDERSSON (PRESIDENT AND FORMER BOARD MEMBER, LEFT HIS BOARD ASSIGNMENT IN CONNECTION WITH THE AGM 2020) | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS: SIX | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | DETERMINATION OF FEES TO BOARD MEMBERS AND AUDITOR | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | ELECTION OF BOARD MEMBERS AND CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF THE BOARD MEMBERS ALF GORANSSON, JEANETTE ALMBERG, LARS BLECKO, CECILIA DAUN WENNBORG AND JOHAN LUNDBERG, AND NEW ELECTION OF LIV FORHAUG, ALL FOR THE PERIOD UP TO AND INCLUDING THE ANNUAL GENERAL MEETING 2022, WITH ALF GORANSSON AS CHAIRMAN OF THE BOARD. JAN SVENSSON HAS DECLINED RE-ELECTION | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | ELECTION OF AUDITOR: DELOITTE AB | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION ON APPROVAL OF REMUNERATION REPORT | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION ON GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION ON THE IMPLEMENTATION OF A LONG-TERM SHARE-BASED INCENTIVE PROGRAM, INCLUDING HEDGING MEASURES THROUGH THE CONCLUSION OF A SHARE SWAP AGREEMENT | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION ON AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON REPURCHASE AND TRANSFER OF OWN SHARES | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | RESOLUTION ON AMENDMENTS OF THE ARTICLES OF ASSOCIATION: NEW SECTION 11 BEING INCLUDED, THE ARTICLES OF ASSOCIATION SHALL ALSO BE RENUMBERED SO THAT THE CURRENT SECTION 11 BECOMES SECTION 12 AND THE CURRENT SECTION 12 BECOMES SECTION 13 | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5S50Y116 | 6-May-21 | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO-BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | N | N/A | N/A | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS-VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU | Non-Voting | N | N/A | N/A | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | OPEN MEETING APPROVE NOTICE OF MEETING AND AGENDA | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | ELECT CHAIRMAN OF MEETING DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF NOK 20.00 PER SHARE | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | APPROVE COMPANY’S CORPORATE GOVERNANCE STATEMENT | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | APPROVE REMUNERATION OF AUDITORS | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF NOK 690 ,000 FOR THE CHAIRMAN, NOK 412,000 FOR THE VICE CHAIRMAN, AND NOK 363 ,000 FOR THE OTHER DIRECTORS APPROVE COMMITTEE FEES | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | APPROVE REMUNERATION OF NOMINATING COMMITTEE | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | APPROVE NOK 22.8 MILLION REDUCTION IN SHARE CAPITAL VIA SHARE CANCELLATION AND REDEMPTION | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | AMEND ARTICLES RE: ELECTRONIC GENERAL MEETINGS | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE | Non-Voting | N | N/A | N/A | ||||||||
THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU. | ||||||||||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 6-May-21 | 13 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 6-May-21 | Election of Director: Richard D. Fairbank | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 6-May-21 | Election of Director: Ime Archibong | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 6-May-21 | Election of Director: Ann Fritz Hackett | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 6-May-21 | Election of Director: Peter Thomas Killalea | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 6-May-21 | Election of Director: Cornelis “Eli” Leenaars | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 6-May-21 | Election of Director: François Locoh-Donou | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 6-May-21 | Election of Director: Peter E. Raskind | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 6-May-21 | Election of Director: Eileen Serra | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 6-May-21 | Election of Director: Mayo A. Shattuck III | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 6-May-21 | Election of Director: Bradford H. Warner | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 6-May-21 | Election of Director: Catherine G. West | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 6-May-21 | Election of Director: Craig Anthony Williams | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 6-May-21 | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2021. | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 6-May-21 | Advisory approval of Capital One’s 2020 Named Executive Officer compensation. | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 6-May-21 | Approval and adoption of the Capital One Financial Corporation Sixth Amended and Restated 2004 Stock Incentive Plan. | Management | Y | For | For | ||||||||
POPULAR, INC. | BPOP | 733174700 | 6-May-21 | Election of Class 1 Director for a one-year term: Alejandro M. Ballester | Management | Y | For | For | ||||||||
POPULAR, INC. | BPOP | 733174700 | 6-May-21 | Election of Class 1 Director for a one-year term: Richard L. Carrión | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
POPULAR, INC. | BPOP | 733174700 | 6-May-21 | Election of Class 1 Director for a one-year term: Carlos A. Unanue | Management | Y | For | For | ||||||||
POPULAR, INC. | BPOP | 733174700 | 6-May-21 | Approve, on an advisory basis, the Corporation’s executive compensation. | Management | Y | For | For | ||||||||
POPULAR, INC. | BPOP | 733174700 | 6-May-21 | Approve, on an advisory basis, the frequency of future advisory votes on the Corporation’s executive compensation. | Management | Y | 1 Year | For | ||||||||
POPULAR, INC. | BPOP | 733174700 | 6-May-21 | Ratify the appointment of PricewaterhouseCoopers LLP as Popular, Inc.’s independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||
ABBVIE INC. | ABBV | 00287Y109 | 7-May-21 | DIRECTOR | Management | Y | For | For | ||||||||
ABBVIE INC. | ABBV | 00287Y109 | 7-May-21 | Ratification of Ernst & Young LLP as AbbVie’s independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||
ABBVIE INC. | ABBV | 00287Y109 | 7-May-21 | Say on Pay-An advisory vote on the approval of executive compensation. | Management | Y | For | For | ||||||||
ABBVIE INC. | ABBV | 00287Y109 | 7-May-21 | Approval of the Amended and Restated 2013 Incentive Stock Program. | Management | Y | For | For | ||||||||
ABBVIE INC. | ABBV | 00287Y109 | 7-May-21 | Approval of the Amended and Restated 2013 Employee Stock Purchase Plan for non-U.S. employees. | Management | Y | For | For | ||||||||
ABBVIE INC. | ABBV | 00287Y109 | 7-May-21 | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting. | Management | Y | For | For | ||||||||
ABBVIE INC. | ABBV | 00287Y109 | 7-May-21 | Stockholder Proposal—to Issue an Annual Report on Lobbying. | Shareholder | Y | Against | For | ||||||||
ABBVIE INC. | ABBV | 00287Y109 | 7-May-21 | Stockholder Proposal—to Adopt a Policy to Require Independent Chairman. | Shareholder | Y | Against | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PRESENTATION OF THE MANAGEMENT REPORT 2020 INCLUDING THE DECLARATION OF-CORPORATE GOVERNANCE, EXTERNAL AUDITOR’S REPORT | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PROPOSAL TO APPROVE THE COMPENSATION REPORT FOUND IN CHAPTER 5 OF THE DECLARATION OF CORPORATE GOVERNANCE | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PRESENTATION OF THE CONSOLIDATED ACCOUNTS FROM 2020 AND THE EXTERNAL AUDIT-REPORT ON THE CONSOLIDATED ACCOUNTS | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | APPROVAL OF ANNUAL ACCOUNTS FROM 2020 AND THE ALLOCATION OF RESULTS, SETTING OF DIVIDEND | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PROPOSAL TO GRANT DISCHARGE OF LIABILITY TO BE GIVEN TO BOARD MEMBERS | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PROPOSAL TO GRANT DISCHARGE TO THE EXTERNAL AUDITOR | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | ACKNOWLEDMENT THAT THE TERMS OF OFFICE OF MR NICOLAS BOEL, MRS LLHAM KADRI,-MR BERNARD DE LAGUICHE, MR HERVE COPPENS D’EECKENBRUGGE, MRS EVELYN DU-MONCEAU, MRS FRANCOISE DE VIRON, MRS AMPARO MORALEDA AND MRS AGNES LEMARCHAND-EXPIRE AT THE END OF THIS MEETING | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PROPOSAL TO RENEW THE MANDATE OF MR NICOLAS BOEL | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PROPOSAL TO RENEW THE MANDATE OF MRS ILHAM KADRI | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PROPOSAL TO RENEW THE MANDATE OF MR BERNARD DE LAGUICHE | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PROPOSAL TO RENEW THE MANDATE OF MRS. FRANCOISE DE VIRON | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PROPOSAL TO RENEW THE MANDATE OF MRS AGNES LEMARCHAND | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PROPOSAL TO CONFIRM THE APPOINTMENT OF MRS FRANCOISE DE VIRON AS AN INDEPENDENT DIRECTOR ON THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PROPOSAL TO CONFIRM THE APPOINTMENT OF MRS AGNES LEMARCHAND AS AN INDEPENDENT DIRECTOR ON THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PROPOSAL TO RE-ELECT MR HERVE COPPENS D’EECKENBRUGGE FOR A PERIOD OF THREE YEARS. HIS TERM OF OFFICE WILL EXPIRE AT THE END OF THE ORDINARY SHAREHOLDERS’ MEETING OF MAY 2024 | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | ACKNOWLEDGMENT TAHT THE TERM OF OFFICE OF MRS EVELYN DU MONCEAU EXPIRES AT-THIS MEETING, HAVING REACHED THE AGE LIMIT | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PROPOSAL THAT MR EDOUARD JANSSEN BE APPOINTED AS DIRECTOR FOR A PERIOD OF FOUR YEARS TO REPLACE MRS EVELYN DU MONCEAU. MR EDOUARD JANSSEN’S TERM OF OFFICE WILL EXPIRE AT THE END OF THE ORDINARY SHAREHOLDERS’ MEETING OF MAY 2025 | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | ACKNOWLEDGMENT TAHT MRS AMPARO MORALEDA HAS DECIDED, FOR PERSONAL REASONS,-NOT TO REQUEST THE RENEWAL OF HER TERM OF OFFICE AS DIRECTOR | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PROPOSAL THAT MR WOLFGANG COLBERG BE APPOINTED AS DIRECTOR FOR A PERIOD OF FOUR YEARS TO REPLACE MRS AMPARO MORALEDA. MR WOLFGANG COLBERG’S TERM OF OFFICE WILL EXPIRE AT THE END OF THE ORDINARY SHAREHOLDERS’ MEETING OF MAY 2025 | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | PROPOSAL THAT MR WOLFGANG COLBERG BE APPOINTED AS AN INDEPENDENT DIRECTOR ON THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | MISCELLANEOUS | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | 27 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 6.b1 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 11-May-21 | 27 APR 2021: INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N | N/A | N/A | ||||||||
ALLETE, INC. | ALE | 18522300 | 11-May-21 | Election of Director: Kathryn W. Dindo | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 11-May-21 | Election of Director: George G. Goldfarb | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
ALLETE, INC. | ALE | 18522300 | 11-May-21 | Election of Director: James J. Hoolihan | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 11-May-21 | Election of Director: Heidi E. Jimmerson | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 11-May-21 | Election of Director: Madeleine W. Ludlow | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 11-May-21 | Election of Director: Susan K. Nestegard | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 11-May-21 | Election of Director: Douglas C. Neve | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 11-May-21 | Election of Director: Barbara A. Nick | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 11-May-21 | Election of Director: Bethany M. Owen | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 11-May-21 | Election of Director: Robert P. Powers | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 11-May-21 | Advisory vote to approve executive compensation. | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 11-May-21 | Ratification of the selection of PricewaterhouseCoopers LLP as ALLETE’s independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||
ALEXION PHARMACEUTICALS, INC. | ALXN | 15351109 | 11-May-21 | To adopt the Agreement and Plan of Merger, dated as of December 12, 2020 (as it may be amended from time to time, the “merger agreement”) by and among Alexion, AstraZeneca PLC (“AstraZeneca”), Delta Omega Sub Holdings Inc., a wholly owned subsidiary of AstraZeneca (“Bidco”), Delta Omega Sub Holdings Inc. 1, a direct, wholly owned subsidiary of Bidco and Delta Omega Sub Holdings LLC 2, a direct, wholly owned subsidiary of Bidco (the “merger proposal”). | Management | Y | For | For | ||||||||
ALEXION PHARMACEUTICALS, INC. | ALXN | 15351109 | 11-May-21 | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Alexion’s named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | Y | For | For | ||||||||
ALEXION PHARMACEUTICALS, INC. | ALXN | 15351109 | 11-May-21 | To approve the adjournment of the Alexion special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Alexion special meeting to approve the merger proposal or to ensure that any supplement or amendment to this proxy statement/ prospectus is timely provided to Alexion stockholders. | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | APPROVE REMUNERATION REPORT | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | APPROVE FINAL DIVIDEND | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | RE-ELECT JEAN-PAUL LUKSIC AS DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | RE-ELECT OLLIE OLIVEIRA AS DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | RE-ELECT RAMON JARA AS DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | RE-ELECT JUAN CLARO AS DIRECTOR | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | RE-ELECT ANDRONICO LUKSIC AS DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | RE-ELECT VIVIANNE BLANLOT AS DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | RE-ELECT JORGE BANDE AS DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | RE-ELECT FRANCISCA CASTRO AS DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | RE-ELECT MICHAEL ANGLIN AS DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | RE-ELECT TONY JENSEN AS DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | ELECT DIRECTOR APPOINTED BETWEEN 24 MARCH 2021 AND 12 MAY 2021 | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | AUTHORISE THE AUDIT AND RISK COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | AUTHORISE ISSUE OF EQUITY | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | Y | Against | Against | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | Y | Against | Against | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 12-May-21 | THAT, THIS SEPARATE MEETING OF THE HOLDERS OF THE ORDINARY SHARES OF 5P EACH IN THE CAPITAL OF THE COMPANY (THE “ORDINARY SHARES”) HEREBY SANCTIONS AND CONSENTS TO THE PASSING AND IMPLEMENTATION OF RESOLUTION 22 SET OUT IN THE NOTICE DATED 24 MARCH 2021 CONVENING THE ANNUAL GENERAL MEETING OF THE COMPANY FOR 12 MAY 2021 , AND SANCTIONS AND CONSENTS TO ANY VARIATION OR ABROGATION OF THE RIGHTS ATTACHING TO THE ORDINARY SHARES WHICH IS OR MAY BE EFFECTED BY OR INVOLVED IN THE PASSING OR IMPLEMENTATION OF THE SAID RESOLUTION | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO RECEIVE AND ADOPT THE REPORT OF DIRECTORS AND THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO RECEIVE AND APPROVE THE DIRECTORS’ REMUNERATION POLICY CONTAINED IN THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO RECEIVE AND APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO RE-ELECT ALICJA KORNASIEWICZ AS A DIRECTOR OF THE COMPANY | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO RE-ELECT NISAN COHEN AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO RE-ELECT ISRAEL GREIDINGER AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO RE-ELECT MOSHE “MOOKY” GREIDINGER AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO RE-ELECT RENANA TEPERBERG AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO RE-ELECT CAMELA GALANO AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO RE-ELECT DEAN MOORE AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO RE-ELECT SCOTT ROSENBLUM AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO RE-ELECT ARNI SAMUELSSON AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO ELECT DAMIAN SANDERS AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO ELECT ASHLEY STEEL AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO AUTHORISE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITORS | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO GIVE THE DIRECTORS GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Y | Against | Against | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO GIVE THE DIRECTORS ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR SPECIFIED CAPITAL INVESTMENTS | Management | Y | Against | Against | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | G219AH100 | 12-May-21 | TO APPROVE SHORTER NOTICE PERIODS FOR CERTAIN GENERAL MEETINGS | Management | Y | For | For | ||||||||
BROOKLINE BANCORP, INC. | BRKL | 11373M107 | 12-May-21 | Election of Director: John J. Doyle, Jr. | Management | Y | For | For | ||||||||
BROOKLINE BANCORP, INC. | BRKL | 11373M107 | 12-May-21 | Election of Director: Thomas J. Hollister | Management | Y | For | For | ||||||||
BROOKLINE BANCORP, INC. | BRKL | 11373M107 | 12-May-21 | Election of Director: Charles H. Peck | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
BROOKLINE BANCORP, INC. | BRKL | 11373M107 | 12-May-21 | Election of Director: Paul A. Perrault | Management | Y | For | For | ||||||||
BROOKLINE BANCORP, INC. | BRKL | 11373M107 | 12-May-21 | Election of Director: Joseph J. Slotnik | Management | Y | For | For | ||||||||
BROOKLINE BANCORP, INC. | BRKL | 11373M107 | 12-May-21 | To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For | ||||||||
BROOKLINE BANCORP, INC. | BRKL | 11373M107 | 12-May-21 | To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers. | Management | Y | For | For | ||||||||
BROOKLINE BANCORP, INC. | BRKL | 11373M107 | 12-May-21 | To approve the 2021 Brookline Bancorp, Inc. Stock Option and Incentive Plan. | Management | Y | For | For | ||||||||
ARROW ELECTRONICS, INC. | ARW | 42735100 | 12-May-21 | DIRECTOR | Management | Y | For | For | ||||||||
ARROW ELECTRONICS, INC. | ARW | 42735100 | 12-May-21 | To ratify the appointment of Ernst & Young LLP as Arrow’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||
ARROW ELECTRONICS, INC. | ARW | 42735100 | 12-May-21 | To approve, by non-binding vote, named executive officer compensation. | Management | Y | For | For | ||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-21 | Election of Director: Kerrii B. Anderson | Management | Y | For | For | ||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-21 | Election of Director: Jean-Luc Bélingard | Management | Y | For | For | ||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-21 | Election of Director: Jeffrey A. Davis | Management | Y | For | For | ||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-21 | Election of Director: D. Gary Gilliland, M.D., Ph.D. | Management | Y | For | For | ||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-21 | Election of Director: Garheng Kong, M.D., Ph.D. | Management | Y | For | For | ||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-21 | Election of Director: Peter M. Neupert | Management | Y | For | For | ||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-21 | Election of Director: Richelle P. Parham | Management | Y | For | For | ||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-21 | Election of Director: Adam H. Schechter | Management | Y | For | For | ||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-21 | Election of Director: Kathryn E. Wengel | Management | Y | For | For | ||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-21 | Election of Director: R. Sanders Williams, M.D. | Management | Y | For | For | ||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-21 | To approve, by non-binding vote, executive compensation. | Management | Y | For | For | ||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-21 | Ratification of the appointment of Deloitte and Touche LLP as Laboratory Corporation of America Holdings’ independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-21 | Shareholder proposal seeking an amendment to our proxy access by-law to remove the aggregation limit. | Shareholder | Y | Against | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-21 | Election of Director: Shellye L. Archambeau | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-21 | Election of Director: Roxanne S. Austin | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-21 | Election of Director: Mark T. Bertolini | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-21 | Election of Director: Melanie L. Healey | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-21 | Election of Director: Clarence Otis, Jr. | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-21 | Election of Director: Daniel H. Schulman | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-21 | Election of Director: Rodney E. Slater | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-21 | Election of Director: Hans E. Vestberg | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-21 | Election of Director: Gregory G. Weaver | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-21 | Advisory Vote to Approve Executive Compensation | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-21 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-21 | Shareholder Action by Written Consent | Shareholder | Y | Against | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-21 | Amend Clawback Policy | Shareholder | Y | Against | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-21 | Shareholder Ratification of Annual Equity Awards | Shareholder | Y | Against | For | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Election of Director: Fernando Aguirre | Management | Y | For | For | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Election of Director: C. David Brown II | Management | Y | For | For | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Election of Director: Alecia A. DeCoudreaux | Management | Y | For | For | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Election of Director: Nancy-Ann M. DeParle | Management | Y | For | For | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Election of Director: David W. Dorman | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Election of Director: Roger N. Farah | Management | Y | For | For | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Election of Director: Anne M. Finucane | Management | Y | For | For | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Election of Director: Edward J. Ludwig | Management | Y | For | For | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Election of Director: Karen S. Lynch | Management | Y | For | For | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Election of Director: Jean-Pierre Millon | Management | Y | For | For | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Election of Director: Mary L. Schapiro | Management | Y | For | For | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Election of Director: William C. Weldon | Management | Y | For | For | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Election of Director: Tony L. White | Management | Y | For | For | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Say on Pay, a proposal to approve, on an advisory basis, the Company’s executive compensation. | Management | Y | For | For | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | Shareholder | Y | Against | For | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-21 | Stockholder proposal regarding our independent Board Chair. | Shareholder | Y | Against | For | ||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-21 | Election of Director: Patrick P. Gelsinger | Management | Y | For | For | ||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-21 | Election of Director: James J. Goetz | Management | Y | For | For | ||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-21 | Election of Director: Alyssa Henry | Management | Y | For | For | ||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-21 | Election of Director: Omar Ishrak | Management | Y | For | For | ||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-21 | Election of Director: Risa Lavizzo-Mourey | Management | Y | For | For | ||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-21 | Election of Director: Tsu-Jae King Liu | Management | Y | For | For | ||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-21 | Election of Director: Gregory D. Smith | Management | Y | For | For | ||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-21 | Election of Director: Dion J. Weisler | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-21 | Election of Director: Frank D. Yeary | Management | Y | For | For | ||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-21 | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-21 | Advisory vote to approve executive compensation of our listed officers. | Management | Y | For | For | ||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-21 | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. | Shareholder | Y | Against | For | ||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-21 | Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. | Shareholder | Y | Against | For | ||||||||
INTEL CORPORATION | INTC | 458140100 | 13-May-21 | Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Shareholder | Y | Against | For | ||||||||
CAMBRIDGE BANCORP | CATC | 132152109 | 17-May-21 | DIRECTOR | Management | Y | For | For | ||||||||
CAMBRIDGE BANCORP | CATC | 132152109 | 17-May-21 | Consideration and approval of a non-binding advisory resolution on the compensation of the Company’s named executive officers. | Management | Y | For | For | ||||||||
CAMBRIDGE BANCORP | CATC | 132152109 | 17-May-21 | To ratify, on an advisory basis, the appointment of Wolf & Company, P.C. as the Company’s independent registered public accounting firm for the fiscal year ending December 31,2021. | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 17-May-21 | Election of Director: J. De Anda | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 17-May-21 | Election of Director: I. Greenblum | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 17-May-21 | Election of Director: D. B. Howland | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 17-May-21 | Election of Director: R. Miles | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 17-May-21 | Election of Director: D. E. Nixon | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 17-May-21 | Election of Director: L.A. Norton | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 17-May-21 | Election of Director: R.R. Resendez | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 17-May-21 | Election of Director: A. R. Sanchez, Jr. | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 17-May-21 | PROPOSAL TO RATIFY THE APPOINTMENT OF RSM US LLP, as the independent auditors of the Company for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 17-May-21 | PROPOSAL TO CONSIDER AND VOTE ON a non-binding advisory resolution to approve the compensation of the Company’s named executives as described in the Compensation Discussion and Analysis and the tabular disclosure regarding named executive officer compensation in the Proxy Statement. | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Election of Director: Linda B. Bammann | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Election of Director: Stephen B. Burke | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Election of Director: Todd A. Combs | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Election of Director: James S. Crown | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Election of Director: James Dimon | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Election of Director: Timothy P. Flynn | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Election of Director: Mellody Hobson | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Election of Director: Michael A. Neal | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Election of Director: Phebe N. Novakovic | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Election of Director: Virginia M. Rometty | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Advisory resolution to approve executive compensation. | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Ratification of independent registered public accounting firm. | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Improve shareholder written consent. | Shareholder | Y | For | Against | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Racial equity audit and report. | Shareholder | Y | For | Against | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Independent board chairman. | Shareholder | Y | For | Against | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-21 | Political and electioneering expenditure congruency report. | Shareholder | Y | For | Against | ||||||||
LANXESS AG | LXS | D5032B102 | 19-May-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
LANXESS AG | LXS | D5032B102 | 19-May-21 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
LANXESS AG | LXS | D5032B102 | 19-May-21 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | N | N/A | N/A | ||||||||
LANXESS AG | LXS | D5032B102 | 19-May-21 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
LANXESS AG | LXS | D5032B102 | 19-May-21 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | N | N/A | N/A | ||||||||
LANXESS AG | LXS | D5032B102 | 19-May-21 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.00 PER SHARE | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 19-May-21 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 19-May-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 19-May-21 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 19-May-21 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR HALF-YEAR AND QUARTERLY REPORTS 2021 | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 19-May-21 | APPROVE REMUNERATION POLICY | Management | Y | For | For | ||||||||
LANXESS AG | LXS | D5032B102 | 19-May-21 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | Y | For | For | ||||||||
INGREDION INC | INGR | 457187102 | 19-May-21 | Election of Director for a term of one year: Luis Aranguren- Trellez | Management | Y | For | For | ||||||||
INGREDION INC | INGR | 457187102 | 19-May-21 | Election of Director for a term of one year: David B. Fischer | Management | Y | For | For | ||||||||
INGREDION INC | INGR | 457187102 | 19-May-21 | Election of Director for a term of one year: Paul Hanrahan | Management | Y | For | For | ||||||||
INGREDION INC | INGR | 457187102 | 19-May-21 | Election of Director for a term of one year: Rhonda L. Jordan | Management | Y | For | For | ||||||||
INGREDION INC | INGR | 457187102 | 19-May-21 | Election of Director for a term of one year: Gregory B. Kenny | Management | Y | For | For | ||||||||
INGREDION INC | INGR | 457187102 | 19-May-21 | Election of Director for a term of one year: Barbara A. Klein | Management | Y | For | For | ||||||||
INGREDION INC | INGR | 457187102 | 19-May-21 | Election of Director for a term of one year: Victoria J. Reich | Management | Y | For | For | ||||||||
INGREDION INC | INGR | 457187102 | 19-May-21 | Election of Director for a term of one year: Stephan B. Tanda | Management | Y | For | For | ||||||||
INGREDION INC | INGR | 457187102 | 19-May-21 | Election of Director for a term of one year: Jorge A. Uribe | Management | Y | For | For | ||||||||
INGREDION INC | INGR | 457187102 | 19-May-21 | Election of Director for a term of one year: Dwayne A. Wilson | Management | Y | For | For | ||||||||
INGREDION INC | INGR | 457187102 | 19-May-21 | Election of Director for a term of one year: James P. Zallie | Management | Y | For | For | ||||||||
INGREDION INC | INGR | 457187102 | 19-May-21 | To approve, by advisory vote, the compensation of the Company’s “named executive officers.” | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
INGREDION INC | INGR | 457187102 | 19-May-21 | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||
INGREDION INC | INGR | 457187102 | 19-May-21 | To approve an amendment to the Ingredion Incorporated Stock Incentive Plan to increase the number of shares of common stock authorized for issuance under the plan. | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 19-May-21 | Election of Director: Hali Borenstein | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 19-May-21 | Election of Director: Giuseppina Buonfantino | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 19-May-21 | Election of Director: Michael D. Casey | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 19-May-21 | Election of Director: A. Bruce Cleverly | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 19-May-21 | Election of Director: Jevin S. Eagle | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 19-May-21 | Election of Director: Mark P. Hipp | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 19-May-21 | Election of Director: William J. Montgoris | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 19-May-21 | Election of Director: David Pulver | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 19-May-21 | Election of Director: Gretchen W. Schar | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 19-May-21 | Advisory approval of executive compensation. | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 19-May-21 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2021. | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | TO RECEIVE AND ADOPT THE ACCOUNTS AND REPORTS | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | TO APPROVE THE REMUNERATION REPORT | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | TO ELECT TOM HALL | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | TO RE-ELECT JONATHAN BEWES | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | TO RE-ELECT TRISTIA HARRISON | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | TO RE-ELECT AMANDA JAMES | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | TO RE-ELECT RICHARD PAPP | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | TO RE-ELECT MICHAEL RONEY | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | TO RE-ELECT JANE SHIELDS | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | TO RE-ELECT DAME DIANNE THOMPSON | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | TO RE-ELECT LORD WOLFSON | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | TO AUTHORISE THE AUDIT COMMITTEE TO SET THE AUDITORS REMUNERATION | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | DIRECTORS AUTHORITY TO ALLOT SHARES | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | AUTHORITY FOR ON-MARKET PURCHASES OF OWN SHARES | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | AUTHORITY FOR OFF-MARKET PURCHASES OF OWN SHARES | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 20-May-21 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | Y | For | For | ||||||||
CINEMARK HOLDINGS, INC. | CNK | 17243V102 | 20-May-21 | DIRECTOR | Management | Y | For | For | ||||||||
CINEMARK HOLDINGS, INC. | CNK | 17243V102 | 20-May-21 | Ratification of the appointment of Deloitte & Touche, LLP as the independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||
CINEMARK HOLDINGS, INC. | CNK | 17243V102 | 20-May-21 | Non-binding, annual advisory vote on executive compensation. | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-21 | Election of Director: Sherry S. Barrat | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-21 | Election of Director: James L. Camaren | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-21 | Election of Director: Kenneth B. Dunn | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-21 | Election of Director: Naren K. Gursahaney | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-21 | Election of Director: Kirk S. Hachigian | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-21 | Election of Director: Amy B. Lane | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-21 | Election of Director: David L. Porges | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-21 | Election of Director: James L. Robo | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-21 | Election of Director: Rudy E. Schupp | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-21 | Election of Director: John L. Skolds | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-21 | Election of Director: Lynn M. Utter | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-21 | Election of Director: Darryl L. Wilson | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-21 | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-21 | Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement. | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-21 | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-21 | A proposal entitled “Right to Act by Written Consent” to request action by written consent of shareholders. | Shareholder | Y | Against | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2020. | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Allocation of disposable profit. | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve). | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Discharge of the Board of Directors. | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor. | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting. | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of BDO AG (Zurich) as special audit firm. | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Director: Evan G. Greenberg | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Director: Michael P. Connors | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Director: Michael G. Atieh | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Director: Sheila P. Burke | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Director: Mary Cirillo | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Director: Robert J. Hugin | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Director: Robert W. Scully | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Director: Eugene B. Shanks, Jr. | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Director: Theodore E. Shasta | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Director: David H. Sidwell | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Director: Olivier Steimer | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Director: Luis Téllez | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Director: Frances F. Townsend | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Evan G. Greenberg as Chairman of the Board of Directors. | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Director of the Compensation Committee: Michael P. Connors | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Director of the Compensation Committee: Mary Cirillo | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Director of the Compensation Committee: Frances F. Townsend | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Election of Homburger AG as independent proxy. | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Approval of the Chubb Limited 2016 Long-Term Incentive Plan, as amended and restated. | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Reduction of share capital. | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Compensation of the Board of Directors until the next annual general meeting. | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Compensation of Executive Management for the next calendar year. | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | Advisory vote to approve executive compensation under U.S. securities law requirements. | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-21 | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Y | For | For | ||||||||
COLONY BANKCORP, INC. | CBAN | 19623P101 | 20-May-21 | DIRECTOR | Management | Y | For | For | ||||||||
COLONY BANKCORP, INC. | CBAN | 19623P101 | 20-May-21 | The advisory (non-binding) resolution to approve our executive compensation as disclosed in the enclosed Proxy Statement. | Management | Y | For | For | ||||||||
COLONY BANKCORP, INC. | CBAN | 19623P101 | 20-May-21 | The ratification of the appointment of Mauldin & Jenkins, LLC, as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | N | N/A | N/A | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | N | N/A | N/A | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | 11 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE-PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF-NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | N | N/A | N/A | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | 11 MAY 2021:PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal-officiel.gouv.fr/balo /document/202103192100603-34 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF ALL-RESOLUTIONS AND MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2020 AND SETTING OF THE DIVIDEND | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | REGULATED AGREEMENTS | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | AUTHORISATION TO BE GRANTED TO THE MANAGERS, OR TO ONE OF THEM, IN ORDER TO ALLOW THE COMPANY TO TRADE ITS OWN SHARES, EXCEPT DURING A PUBLIC OFFERING PERIOD, WITHIN THE CONTEXT OF A SHARE BUYBACK PROGRAMME WITH A MAXIMUM PURCHASE PRICE OF EUR 180 PER SHARE | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO MANAGERS | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE SUPERVISORY BOARD | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | APPROVAL OF THE INFORMATION ON THE COMPENSATION OF CORPORATE OFFICERS | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED TO MR. FLORENT MENEGAUX FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED TO MR. YVES CHAPOT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED TO MR. MICHEL ROLLIER FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | RATIFICATION OF THE CO-OPTATION OF MR. JEAN-MICHEL SEVERINO AS MEMBER OF THE SUPERVISORY BOARD AS A REPLACEMENT FOR MR. CYRILLE POUGHON, WHO RESIGNED | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | APPOINTMENT OF MR. WOLF-HENNING SCHEIDER AS MEMBER OF THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | AUTHORISATION TO BE GRANTED TO THE MANAGERS, OR TO ONE OF THEM, IN ORDER TO REDUCE THE CAPITAL BY CANCELLING SHARES | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | AMENDMENTS TO THE BY-LAWS RELATING TO THE FINANCIAL RIGHTS OF GENERAL PARTNERS | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | AMENDMENTS TO THE BY-LAWS RELATING TO THE TERMS AND CONDITIONS OF THE MANAGERS’ COMPENSATION | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | POWERS TO CARRY OUT FORMALITIES | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 21-May-21 | INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N | N/A | N/A | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | N | N/A | N/A | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL. | Non-Voting | N | N/A | N/A | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | N | N/A | N/A | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.88 PER SHARE | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | APPROVE REMUNERATION POLICY | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | ELECT MICHAEL ALBRECHT TO THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | ELECT MICHAEL DIEKMANN TO THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | ELECT WOLFGANG KIRSCH TO THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | ELECT IRIS LOEW-FRIEDRICH TO THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | ELECT KLAUS-PETER MUELLER TO THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | ELECT HAUKE STARS TO THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | ELECT MICHAEL DIEKMANN AS MEMBER OF THE JOINT COMMITTEE | Management | Y | For | For | ||||||||
FRESENIUS SE & CO. KGAA | FRE | D27348263 | 21-May-21 | ELECT HAUKE STARS AS MEMBER OF THE JOINT COMMITTEE | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 21-May-21 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco /listconews/sehk/2021/0429/2021042902437.pdf -AND- https://www1.hkexnews.hk/listedco /listconews/sehk/2021/0429/2021042902447.pdf | Non-Voting | N | N/A | N/A | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 21-May-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE SPIN-OFF AND LISTING OF WEICHAI TORCH TECHNOLOGY CO., LTD. (AS SPECIFIED), A SUBSIDIARY OF THE COMPANY, ON THE CHINEXT BOARD OF THE SHENZHEN STOCK EXCHANGE IN COMPLIANCE WITH THE RELEVANT LAWS AND REGULATIONS | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 21-May-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE PROPOSAL IN RELATION TO THE SPIN-OFF AND LISTING OF WEICHAI TORCH TECHNOLOGY CO., LTD. (AS SPECIFIED), A SUBSIDIARY OF THE COMPANY, ON THE CHINEXT BOARD OF THE SHENZHEN STOCK EXCHANGE | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 21-May-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE “PLAN FOR THE SPIN-OFF AND LISTING OF WEICHAI TORCH TECHNOLOGY CO., LTD., A SUBSIDIARY OF WEICHAI POWER CO., LTD., ON THE CHINEXT BOARD OF THE SHENZHEN STOCK EXCHANGE” (AS SPECIFIED) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 21-May-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE SPIN-OFF AND LISTING OF WEICHAI TORCH TECHNOLOGY CO., LTD. (AS SPECIFIED), A SUBSIDIARY OF THE COMPANY, ON THE CHINEXT BOARD OF THE SHENZHEN STOCK EXCHANGE IN COMPLIANCE WITH THE “CERTAIN PROVISIONS ON PILOT DOMESTIC LISTING OF SPIN-OFF SUBSIDIARIES OF LISTED COMPANIES” (AS SPECIFIED) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 21-May-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE SPIN-OFF AND LISTING OF WEICHAI TORCH TECHNOLOGY CO., LTD. (AS SPECIFIED), A SUBSIDIARY OF THE COMPANY, ON THE CHINEXT BOARD OF THE SHENZHEN STOCK EXCHANGE WHICH BENEFITS TO SAFEGUARD THE LEGAL RIGHTS AND INTERESTS OF THE SHAREHOLDERS AND CREDITORS OF THE COMPANY | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 21-May-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE ABILITY OF THE COMPANY TO MAINTAIN ITS INDEPENDENCE AND SUSTAINABLE OPERATION ABILITY | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 21-May-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE CAPACITY OF WEICHAI TORCH TECHNOLOGY CO., LTD. (AS SPECIFIED), A SUBSIDIARY OF THE COMPANY, TO OPERATE IN ACCORDANCE WITH THE CORRESPONDING REGULATIONS | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 21-May-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE EXPLANATION REGARDING THE COMPLETENESS AND COMPLIANCE OF THE STATUTORY PROCEDURES PERFORMED FOR THE SPIN-OFF AND THE VALIDITY OF THE LEGAL DOCUMENTS TO BE SUBMITTED IN RELATION THERETO | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 21-May-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE ANALYSIS IN RELATION TO THE OBJECTIVES, COMMERCIAL REASONABLENESS, NECESSITY AND FEASIBILITY OF THE SPIN-OFF | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 21-May-21 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE AUTHORISATION TO THE BOARD OF THE COMPANY AND ITS AUTHORISED PERSONS TO DEAL WITH THE MATTERS RELATING TO THE SPIN-OFF | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 21-May-21 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE CIRCULAR DATED 30 APRIL 2021 | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 21-May-21 | TO CONSIDER AND APPROVE THE CONTINUING CONNECTED TRANSACTION BETWEEN THE COMPANY AND ITS SUBSIDIARIES AND AS SPECIFIED (SHANTUI CONSTRUCTION MACHINERY CO., LTD.) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 21-May-21 | TO CONSIDER AND APPROVE THE CNHTC PURCHASE AGREEMENT DATED 25 FEBRUARY 2021 IN RESPECT OF THE PURCHASE OF VEHICLES, VEHICLE PARTS AND COMPONENTS AND RELATED PRODUCTS, ENGINES, ENGINE PARTS AND COMPONENTS AND RELATED PRODUCTS, AND RELEVANT SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES) FROM CNHTC (AND ITS ASSOCIATES) AND THE RELEVANT NEW CAP | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 21-May-21 | TO CONSIDER AND APPROVE THE CNHTC SUPPLY AGREEMENT DATED 25 FEBRUARY 2021 IN RESPECT OF THE SALE OF VEHICLES, VEHICLE PARTS AND COMPONENTS AND RELATED PRODUCTS, ENGINES, ENGINE PARTS AND COMPONENTS AND RELATED PRODUCTS, AND RELEVANT SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES) TO CNHTC (AND ITS ASSOCIATES) AND THE RELEVANT NEW CAP | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 21-May-21 | Election of Director: Vicky B. Gregg | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 21-May-21 | Election of Director: Wright L. Lassiter III | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 21-May-21 | Election of Director: Timothy L. Main | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 21-May-21 | Election of Director: Denise M. Morrison | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 21-May-21 | Election of Director: Gary M. Pfeiffer | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 21-May-21 | Election of Director: Timothy M. Ring | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 21-May-21 | Election of Director: Stephen H. Rusckowski | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 21-May-21 | Election of Director: Helen I. Torley | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 21-May-21 | Election of Director: Gail R. Wilensky | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 21-May-21 | An advisory resolution to approve the executive officer compensation disclosed in the Company’s 2021 proxy statement. | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 21-May-21 | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 21-May-21 | Stockholder proposal regarding the right to act by written consent, if properly presented at the meeting. | Shareholder | Y | For | Against | ||||||||
M&T BANK CORPORATION | MTB | 55261F104 | 25-May-21 | TO APPROVE THE AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION OF M&T BANK CORPORATION (“M&T”) TO EFFECT AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF M&T’S CAPITAL STOCK FROM 251,000,000 TO 270,000,000 AND TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF M&T’S PREFERRED STOCK FROM 1,000,000 TO 20,000,000 (THE “M&T CHARTER AMENDMENT PROPOSAL”). | Management | Y | For | For | ||||||||
M&T BANK CORPORATION | MTB | 55261F104 | 25-May-21 | TO APPROVE THE ISSUANCE OF M&T COMMON STOCK TO HOLDERS OF PEOPLE’S UNITED FINANCIAL, INC. (“PEOPLE’S UNITED”) COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 21, 2021 (AS IT MAY BE AMENDED FROM TIME TO TIME), BY AND AMONG M&T, BRIDGE MERGER CORP. AND PEOPLE’S UNITED (THE “M&T SHARE ISSUANCE PROPOSAL”). | Management | Y | For | For | ||||||||
M&T BANK CORPORATION | MTB | 55261F104 | 25-May-21 | TO ADJOURN THE M&T SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF, IMMEDIATELY PRIOR TO SUCH ADJOURNMENT, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE M&T CHARTER AMENDMENT PROPOSAL AND/OR THE M&T SHARE ISSUANCE PROPOSAL, OR TO ENSURE THAT ANY SUPPLEMENT OR AMENDMENT TO THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS IS TIMELY PROVIDED TO HOLDERS OF M&T COMMON STOCK. | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | N | N/A | N/A | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | N | N/A | N/A | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU. AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE-PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF-NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | N | N/A | N/A | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N | N/A | N/A | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | 07 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal-officiel.gouv.fr/balo /document/202104092100836-43 AND- https://www.journal-officiel.gouv.fr/balo /document/202105072101454-55 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND DUE TO-RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE, THE SUPERVISORY BOARD AND THE AUDITORS, APPROVES THE COMPANY’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING EARNINGS AMOUNTING TO EUR 63,769,554.31 | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE, THE SUPERVISORY BOARD AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING, SHOWING NET EARNINGS AMOUNTING TO EUR 576,000,000.00 (GROUP SHARE) | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING APPROVES THE RECOMMENDATIONS OF THE EXECUTIVE COMMITTEE AND RESOLVES TO ALLOCATE THE EARNINGS FOR THE YEAR AS FOLLOWS: ORIGIN EARNINGS: EUR 63,769,554.31 LEGAL RESERVE: EUR (293,279.08) RETAINED EARNINGS: EUR 2,228,793.85 DISTRIBUTABLE INCOME: EUR 65,705,069.08 SHARE PREMIUM: EUR 429,833,006.92 ALLOCATION DIVIDENDS: EUR 495,538,076.00 (ON THE BASIS OF 247,769,038 SHARES ON DECEMBER 31ST 2020) THE SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND OF EUR 2.00 PER SHARE THAT WILL BE ELIGIBLE FOR THE 40 PERCENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID ON JULY 6TH 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS ELIGIBLE FOR | Management | Y | For | For | ||||||||
THE 40 PERCENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE WERE PAID AS FOLLOWS: EUR 2.00 PER SHARE FOR FISCAL YEAR 2017, EUR 2.12 PER SHARE FOR FISCAL YEAR 2018, EUR 1.15 PER SHARE FOR FISCAL YEAR 2019 | ||||||||||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE DIVIDEND PAYMENT WILL BE FULLY-PARTLY CARRIED OUT EITHER IN CASH OR IN SHARES AS PER THE FOLLOWING CONDITIONS: THE OPTION WILL BE EFFECTIVE FROM JUNE 17TH TO JUNE 30TH 2021 (INCLUSIVE), THE SHAREHOLDERS WHO HAVE NOT OPTED FOR A DIVIDEND PAYMENT IN SHARES AT THE END OF THIS PERIOD, WILL BE PAID IN CASH. IF THE AMOUNT OF THE DIVIDENDS FOR WHICH THE OPTION IS EXERCISED DOES NOT CORRESPOND TO A WHOLE NUMBER OF SECURITIES, THE SHAREHOLDER WILL RECEIVE THE NUMBER OF SHARES IMMEDIATELY HIGHER AND WILL PAY THE DIFFERENCE IN CASH, OR THE NUMBER OF SHARES IMMEDIATELY LOWER PLUS AN AMOUNT IN CASH. THE DIVIDEND PAYMENT WILL BE CARRIED OUT IN CASH OR IN SHARES ON JULY 6TH 2021. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-86 ET SEQ. OF THE FRENCH COMMERCIAL CODE, DULY NOTES THE CONCLUSIONS OF SAID REPORT WHICH INCLUDES NO NEW AGREEMENTS ENTERED INTO DURING SAID FISCAL YEAR | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR. MAURICE LEVY AS MEMBER OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR. SIMON BADINTER AS MEMBER OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR. JEAN CHAREST AS MEMBER OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE SUPERVISORY BOARD FOR THE 2021 FISCAL YEAR | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2021 FISCAL YEAR | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE MEMBER OF THE EXECUTIVE COMMITTEE, MR. MICHEL-ALAIN PROCH, FOR THE 2021 FISCAL YEAR | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING APPROVES THE INFORMATION RELATED TO THE COMPENSATION FOR SAID FISCAL YEAR, IN ACCORDANCE WITH THE ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE CHAIRMAN OF THE SUPERVISORY BOARD, MR. MAURICE LEVY, FOR SAID FISCAL YEAR | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE CHAIRMAN OF THE EXECUTIVE COMMITTEE, MR. ARTHUR SADOUN, FOR SAID FISCAL YEAR | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE MEMBER OF THE EXECUTIVE COMMITTEE, MR. JEAN-MICHEL ETIENNE, FOR SAID FISCAL YEAR | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE MEMBER OF THE EXECUTIVE COMMITTEE, MRS. ANNE-GARBIELLE HEILBRONNER, FOR SAID FISCAL YEAR | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE MEMBER OF THE EXECUTIVE COMMITTEE, MR. STEVE KING, FOR SAID FISCAL YEAR | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING AUTHORISES THE EXECUTIVE COMMITTEE TO BUY BACK THE COMPANY’S SHARES ON THE OPEN MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 85.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 2,106,036,823.00. THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT EXCEED 5 PERCENT OF ITS CAPITAL. THIS AUTHORISATION IS GIVEN FOR AN 18-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE SHAREHOLDERS’ MEETING OF MAY 27TH 2020 IN RESOLUTION NR, 20. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING GRANTS ALL POWERS TO THE EXECUTIVE COMMITTEE TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLANS AUTHORISED BY THE SHAREHOLDERS’ MEETING UNDER ARTICLE L.22-10-62 OF THE FRENCH COMMERCIAL CODE, IN PARTICULAR UNDER PREVIOUS RESOLUTION NUMBER 20, UP TO A MAXIMUM OF 10 PERCENT OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS AUTHORISATION IS GIVEN FOR A 26-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE SHAREHOLDERS’ MEETING OF MAY 29TH 2019 IN RESOLUTION NR, 23. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING AUTHORISES THE EXECUTIVE COMMITTEE TO GRANT, FOR FREE, ON ONE OR MORE OCCASIONS, EXISTING OR FUTURE ORDINARY SHARES, IN FAVOUR OF THE BENEFICIARIES TO BE CHOSEN AMONG THE EMPLOYEES OR CERTAIN AMONG THEM, OR CERTAIN CATEGORIES OF EMPLOYEES, AND-OR THE EXECUTIVE CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES OR ECONOMIC INTEREST GROUPS. THEY MAY NOT REPRESENT MORE THAN 3 PERCENT OF THE SHARE CAPITAL, GIVEN THAT THE NUMBER OF SHARES ALLOCATED TO THE EXECUTIVE CORPORATE OFFICERS SHALL NOT EXCEED 0.3 PERCENT OF THE SHARE CAPITAL. THE PRESENT DELEGATION IS GIVEN FOR A 38-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE SHAREHOLDERS’ MEETING OF MAY 30TH 2018 IN RESOLUTION NR, 27. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING AUTHORISES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 2,800,000.00, IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS PLAN OF THE COMPANY OR RELATED COMPANIES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUANCE OF ORDINARY SHARES OR ANY SECURITIES GIVING ACCESS TO ORDINARY SHARES TO BE ISSUED BY THE COMPANY OR ONE OF ITS SUBSIDIARIES (PREFERENCE SHARES AND SECURITIES GIVING ACCESS TO PREFERENCE SHARES EXCLUDED). THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE OF EUR 30,000,000.00 SET FORTH IN RESOLUTION NUMBER 21 ADOPTED BY THE MEETING OF MAY 27TH 2020 OR IN RESOLUTIONS OF THE SAME KIND WHICH COULD POSSIBLY REPLACE SAID RESOLUTIONS DURING THIS DELEGATION’S VALIDITY. THIS DELEGATION, GIVEN FOR 26 MONTHS, SUPERSEDES THE AUTHORISATION GIVEN BY THE MEETING OF MAY 27TH 2020 IN RESOLUTION NR, 29. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE MEETING AUTHORISES THE EXECUTIVE COMMITTEE TO INCREASE THE CAPITAL UP TO EUR 2,800,000.00, BY ISSUANCE OF ORDINARY SHARES OR SECURITIES GIVING ACCESS TO ORDINARY SHARES TO BE ISSUED BY THE COMPANY OR ONE OF ITS SUBSIDIARIES OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES (PREFERENCE SHARES AND SECURITIES GIVING ACCESS TO PREFERENCE SHARES EXCLUDED), WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF BENEFICIARIES TO BE CHOSEN AMONG GROUP’S EMPLOYEES OR CORPORATE OFFICERS, OPCVM OR ENTITIES OF EMPLOYEE SHAREHOLDING THAT HOLDS COMPANY’S SHARES AND WHOSE SHAREHOLDERS ARE PERSONS MENTIONED ABOVE, FINANCIAL INSTITUTIONS OR SUBSIDIARIES ACTING ON THE COMPANY’S REQUEST TO IMPLEMENT A SHAREHOLDING OR SAVINGS PLAN IN FAVOUR OF PERSONS MENTIONED ABOVE. THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NR 21 ADOPTED BY THE MEETING OF MAY 27TH 2020. DELEGATION GIVEN FOR 18 MONTHS, SUPERSEDED THE AUTHORISATION GIVEN BY THE MEETING OF MAY 27TH 2020 IN RESOLUTION NR 30 | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING RESOLVES TO BRING THE ARTICLES OF THE BYLAWS INTO CONFORMITY WITH THE LEGAL AND REGULATORY PROVISIONS, SUBJECT TO THE RATIFICATION OF THESE AMENDMENTS BY THE NEXT EXTRAORDINARY SHAREHOLDERS’ MEETING | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 26-May-21 | THE SHAREHOLDERS’ MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | Y | For | For | ||||||||
ANTHEM, INC. | ANTM | 36752103 | 26-May-21 | Election of Director: Lewis Hay, III | Management | Y | For | For | ||||||||
ANTHEM, INC. | ANTM | 36752103 | 26-May-21 | Election of Director: Antonio F. Neri | Management | Y | For | For | ||||||||
ANTHEM, INC. | ANTM | 36752103 | 26-May-21 | Election of Director: Ramiro G. Peru | Management | Y | For | For | ||||||||
ANTHEM, INC. | ANTM | 36752103 | 26-May-21 | Advisory vote to approve the compensation of our named executive officers. | Management | Y | For | For | ||||||||
ANTHEM, INC. | ANTM | 36752103 | 26-May-21 | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Receipt of the Report and Accounts. | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Approval of the Directors’ Remuneration Report. | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Election of Manolo Arroyo | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Election of John Bryant | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Election of Christine Cross | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Election of Brian Smith | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Election of Garry Watts | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Re-election of Jan Bennink | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Re-election of José Ignacio Comenge | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Re-election of Damian Gammell | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Re-election of Nathalie Gaveau | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Re-election of Ãlvaro Gómez-Trénor Aguilar | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Re-election of Thomas Johnson | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Re-election of Dagmar Kollmann | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Re-election of Alfonso LÃ-bano Daurella | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Re-election of Mark Price | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Re-election of Mario Rotllant Solá | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Re-election of Dessi Temperley | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Reappointment of the Auditor. | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Remuneration of the Auditor. | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Political Donations. | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Authority to allot new shares. | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Waiver of mandatory offer provisions set out in Rule 9 of the Takeover Code. | Management | Y | For | N/A | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | General authority to disapply pre-emption rights. | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | General authority to disapply pre-emption rights in connection with an acquisition or specified capital investment. | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Authority to purchase own shares on market. | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Authority to purchase own shares off market. | Management | Y | For | For | ||||||||
COCA-COLA EUROPEAN PARTNERS | CCEP | G25839104 | 26-May-21 | Notice period for general meetings other than AGMs. | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, TOGETHER WITH THE REPORTS OF THE DIRECTORS | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO APPROVE THE DIRECTORS’ REPORT ON REMUNERATION FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO DECLARE A FINAL DIVIDEND OF 6.9 PENCE PER ORDINARY SHARE OF 10 PENCE IN THE CAPITAL OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO RE-ELECT JERRY BUHLMANN AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO RE-ELECT GIJSBERT DE ZOETEN AS A DIRECTOR OF THE COMPANY | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO RE-ELECT ALEXANDRA JENSEN AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO RE-ELECT JANE KINGSTON AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO RE-ELECT JOHN LANGSTON AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO RE-ELECT NIGEL STEIN AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO ELECT DUNCAN TAIT AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO RE-ELECT TILL VESTRING AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO RE-APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY (THE “AUDITOR”) TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THE AUDITOR’S REMUNERATION | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO APPROVE THE RULES OF THE INCHCAPE PERFORMANCE SHARE PLAN 2021 (THE “PSP”) | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO APPROVE THE RULES OF THE INCHCAPE CO-INVESTMENT PLAN 2021 (THE “CIP”) | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO AUTHORISE THE DIRECTORS GENERALLY AND UNCONDITIONALLY, TO EXERCISE ALL POWER OF THE COMPANY TO ALLOT RELEVANT | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS ON THE ALLOTMENT OF SHARES | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS ON THE ALLOTMENT OF SHARES FOR AN ACQUISITION OR CAPITAL INVESTMENT | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | AUTHORITY TO MAKE MARKET PURCHASES OF OWN SHARES | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | TO APPROVE THAT A GENERAL MEETING OTHER THAN AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 27-May-21 | THAT THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | N | N/A | N/A | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | 23 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE-PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF-NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | N | N/A | N/A | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | 10 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal-officiel.gouv.fr/balo /document/202104262101200-50 AND- https://www.journal-officiel.gouv.fr/balo /document/202105102101580-56 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE COMMENT AND-RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N | N/A | N/A | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | APPROPRIATION OF EARNINGS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 AND DISTRIBUTION OF A DIVIDEND OF 0.90 PER SHARE | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | RELATED-PARTY AGREEMENTS | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | REAPPOINTMENT OF ANNE MARION-BOUCHACOURT AS DIRECTOR | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | APPROVAL OF THE COMPENSATION AND BENEFITS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 TO DIDIER TRUCHOT, CHAIRMAN AND CEO | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | CONSULTATIVE VOTE ON THE COMPENSATION AND BENEFITS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 TO PIERRE LE MANH, DEPUTY CEO | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | CONSULTATIVE VOTE ON THE COMPENSATION AND BENEFITS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 TO LAURENCE STOCLET, DEPUTY CEO | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | CONSULTATIVE VOTE ON THE COMPENSATION AND BENEFITS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 TO HENRI WALLARD, DEPUTY CEO | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CEO (APPLICATION TO MR DIDIER TRUCHOT FROM JANUARY 1, 2021 TO THE DATE OF SEPARATION OF DUTIES) | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | APPROVAL OF THE COMPENSATION POLICY FOR THE CEO (APPLICATION FROM THE DATE OF SEPARATION OF DUTIES) | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS (APPLICATION TO MR DIDIER TRUCHOT FROM THE DATE OF SEPARATION OF DUTIES) | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | CONSULTATIVE VOTE ON THE COMPENSATION POLICY FOR THE DEPUTY CEOS | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | APPROVAL OF THE INFORMATION ON CORPORATE OFFICERS’ COMPENSATION INDICATED IN ARTICLE L.22-10-9 I OF THE FRENCH COMMERCIAL CODE | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ENABLE THE COMPANY TO BUY BACK ITS OWN SHARES, UP TO A MAXIMUM OF 10% OF ITS SHARE CAPITAL | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO CANCEL SHARES BOUGHT BACK BY THE COMPANY UNDER ITS SHARE BUYBACK PROGRAM, UP TO 10% OF ITS SHARE CAPITAL PER 24-MONTH PERIOD | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
IPSOS SA | IPS FP | F5310M109 | 27-May-21 | POWERS TO CARRY OUT LEGAL FORMALITIES REQUIRED TO IMPLEMENT THE DECISIONS OF THE GENERAL SHAREHOLDERS’ MEETING | Management | Y | For | For | ||||||||
DIME CMNTY BANCSHARES INC | DCOM | 25432X102 | 27-May-21 | DIRECTOR | Management | Y | For | For | ||||||||
DIME CMNTY BANCSHARES INC | DCOM | 25432X102 | 27-May-21 | Ratification of the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For | ||||||||
DIME CMNTY BANCSHARES INC | DCOM | 25432X102 | 27-May-21 | Approval, by a non-binding advisory vote, of the compensation of the Company’s Named Executive Officers. | Management | Y | For | For | ||||||||
DIME CMNTY BANCSHARES INC | DCOM | 25432X102 | 27-May-21 | Approval of the Dime Community Bancshares, Inc. 2021 Equity Incentive Plan. | Management | Y | For | For | ||||||||
CATCHER TECHNOLOGY CO LTD | 2474 | Y1148A101 | 31-May-21 | TO ACCEPT 2020 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | Y | For | For | ||||||||
CATCHER TECHNOLOGY CO LTD | 2474 | Y1148A101 | 31-May-21 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2020 PROFITSPROPOSED CASH DIVIDEND: TWD 12 PER SHARE. | Management | Y | For | For | ||||||||
CATCHER TECHNOLOGY CO LTD | 2474 | Y1148A101 | 31-May-21 | TO RAISE FUNDS THROUGH ISSUING NEW SHARES OR GDR. | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 31-May-21 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | N | N/A | N/A | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 31-May-21 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 31-May-21 | APPROVE FINANCIAL STATEMENTS, STATUTORY REPORTS, AND ALLOCATION OF INCOME | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 31-May-21 | APPROVE REMUNERATION POLICY | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 31-May-21 | APPROVE SECOND SECTION OF THE REMUNERATION REPORT | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 31-May-21 | ELECT DIRECTOR | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 31-May-21 | APPROVE REMUNERATION OF EXTERNAL AUDITORS ADDITIONAL INFORMATION | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 31-May-21 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 01 JUN 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 31-May-21 | 11 MAY 2021: INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N | N/A | N/A | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471Q136 | 31-May-21 | 11 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
SCIENCE APPLICATIONS INTERNATIONAL CORP | SAIC | 808625107 | 2-Jun-21 | Election of Nominee: Robert A. Bedingfield | Management | Y | For | For | ||||||||
SCIENCE APPLICATIONS INTERNATIONAL CORP | SAIC | 808625107 | 2-Jun-21 | Election of Nominee: Carol A. Goode | Management | Y | For | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote Proposal or | Fund Vote | ||||||||
SCIENCE APPLICATIONS INTERNATIONAL CORP | SAIC | 808625107 | 2-Jun-21 | Election of Nominee: Garth N. Graham | Management | Y | For | For | ||||||||
SCIENCE APPLICATIONS INTERNATIONAL CORP | SAIC | 808625107 | 2-Jun-21 | Election of Nominee: John J. Hamre | Management | Y | For | For | ||||||||
SCIENCE APPLICATIONS INTERNATIONAL CORP | SAIC | 808625107 | 2-Jun-21 | Election of Nominee: Yvette M. Kanouff | Management | Y | For | For | ||||||||
SCIENCE APPLICATIONS INTERNATIONAL CORP | SAIC | 808625107 | 2-Jun-21 | Election of Nominee: Nazzic S. Keene | Management | Y | For | For | ||||||||
SCIENCE APPLICATIONS INTERNATIONAL CORP | SAIC | 808625107 | 2-Jun-21 | Election of Nominee: Timothy J. Mayopoulos | Management | Y | For | For | ||||||||
SCIENCE APPLICATIONS INTERNATIONAL CORP | SAIC | 808625107 | 2-Jun-21 | Election of Nominee: Katharina G. McFarland | Management | Y | For | For | ||||||||
SCIENCE APPLICATIONS INTERNATIONAL CORP | SAIC | 808625107 | 2-Jun-21 | Election of Nominee: Donna S. Morea | Management | Y | For | For | ||||||||
SCIENCE APPLICATIONS INTERNATIONAL CORP | SAIC | 808625107 | 2-Jun-21 | Election of Nominee: Steven R. Shane | Management | Y | For | For | ||||||||
SCIENCE APPLICATIONS INTERNATIONAL CORP | SAIC | 808625107 | 2-Jun-21 | The approval of a non-binding, advisory vote on executive compensation. | Management | Y | For | For | ||||||||
SCIENCE APPLICATIONS INTERNATIONAL CORP | SAIC | 808625107 | 2-Jun-21 | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 28, 2022. | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 7-Jun-21 | Election of Director: Richard T. Burke | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 7-Jun-21 | Election of Director: Timothy P. Flynn | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 7-Jun-21 | Election of Director: Stephen J. Hemsley | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 7-Jun-21 | Election of Director: Michele J. Hooper | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 7-Jun-21 | Election of Director: F. William McNabb III | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 7-Jun-21 | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 7-Jun-21 | Election of Director: John H. Noseworthy, M.D. | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 7-Jun-21 | Election of Director: Gail R. Wilensky, Ph.D. | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 7-Jun-21 | Election of Director: Andrew Witty | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 7-Jun-21 | Advisory approval of the Company’s executive compensation. | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 7-Jun-21 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 7-Jun-21 | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 7-Jun-21 | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | Shareholder | Y | For | Against | ||||||||
CROCS, INC. | CROX | 227046109 | 9-Jun-21 | DIRECTOR | Management | Y | For | For | ||||||||
CROCS, INC. | CROX | 227046109 | 9-Jun-21 | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For | ||||||||
CROCS, INC. | CROX | 227046109 | 9-Jun-21 | An advisory vote to approve the compensation of our named executive officers. | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 10-Jun-21 | Election of director to serve until the Company 2022 Annual Meeting: William I. Bowen, Jr. | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 10-Jun-21 | Election of director to serve until the Company 2022 Annual Meeting: Rodney D. Bullard | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 10-Jun-21 | Election of director to serve until the Company 2022 Annual Meeting: Wm. Millard Choate | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 10-Jun-21 | Election of director to serve until the Company 2022 Annual Meeting: R. Dale Ezzell | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 10-Jun-21 | Election of director to serve until the Company 2022 Annual Meeting: Leo J. Hill | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 10-Jun-21 | Election of director to serve until the Company 2022 Annual Meeting: Daniel B. Jeter | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 10-Jun-21 | Election of director to serve until the Company 2022 Annual Meeting: Robert P. Lynch | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 10-Jun-21 | Election of director to serve until the Company 2022 Annual Meeting: Elizabeth A. McCague | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 10-Jun-21 | Election of director to serve until the Company 2022 Annual Meeting: James B. Miller, Jr. | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 10-Jun-21 | Election of director to serve until the Company 2022 Annual Meeting: Gloria A. O’Neal | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 10-Jun-21 | Election of director to serve until the Company 2022 Annual Meeting: H. Palmer Proctor, Jr. | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 10-Jun-21 | Election of director to serve until the Company 2022 Annual Meeting: William H. Stern | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 10-Jun-21 | Election of director to serve until the Company 2022 Annual Meeting: Jimmy D. Veal | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 10-Jun-21 | Ratification of the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 10-Jun-21 | Advisory approval of the compensation of the Company’s named executive officers. | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 10-Jun-21 | Approval of the Ameris Bancorp 2021 Omnibus Equity Incentive Plan. | Management | Y | For | For | ||||||||
SONY GROUP CORPORATION | 6758 | J76379106 | 22-Jun-21 | Please reference meeting materials. | Non-Voting | Y | N/A | N/A | ||||||||
SONY GROUP CORPORATION | 6758 | J76379106 | 22-Jun-21 | Appoint a Director Yoshida, Kenichiro | Management | Y | For | For | ||||||||
SONY GROUP CORPORATION | 6758 | J76379106 | 22-Jun-21 | Appoint a Director Totoki, Hiroki | Management | Y | For | For | ||||||||
SONY GROUP CORPORATION | 6758 | J76379106 | 22-Jun-21 | Appoint a Director Sumi, Shuzo | Management | Y | For | For | ||||||||
SONY GROUP CORPORATION | 6758 | J76379106 | 22-Jun-21 | Appoint a Director Tim Schaaff | Management | Y | For | For | ||||||||
SONY GROUP CORPORATION | 6758 | J76379106 | 22-Jun-21 | Appoint a Director Oka, Toshiko | Management | Y | For | For | ||||||||
SONY GROUP CORPORATION | 6758 | J76379106 | 22-Jun-21 | Appoint a Director Akiyama, Sakie | Management | Y | For | For | ||||||||
SONY GROUP CORPORATION | 6758 | J76379106 | 22-Jun-21 | Appoint a Director Wendy Becker | Management | Y | For | For | ||||||||
SONY GROUP CORPORATION | 6758 | J76379106 | 22-Jun-21 | Appoint a Director Hatanaka, Yoshihiko | Management | Y | For | For | ||||||||
SONY GROUP CORPORATION | 6758 | J76379106 | 22-Jun-21 | Appoint a Director Adam Crozier | Management | Y | For | For | ||||||||
SONY GROUP CORPORATION | 6758 | J76379106 | 22-Jun-21 | Appoint a Director Kishigami, Keiko | Management | Y | For | For | ||||||||
SONY GROUP CORPORATION | 6758 | J76379106 | 22-Jun-21 | Appoint a Director Joseph A. Kraft Jr. | Management | Y | For | For | ||||||||
SONY GROUP CORPORATION | 6758 | J76379106 | 22-Jun-21 | Approve Issuance of Share Acquisition Rights as Stock Options | Management | Y | For | For | ||||||||
BROTHER INDUSTRIES,LTD. | 6448 | 114813108 | 23-Jun-21 | Please reference meeting materials. | Non-Voting | N | N/A | N/A | ||||||||
BROTHER INDUSTRIES,LTD. | 6448 | 114813108 | 23-Jun-21 | Appoint a Director Koike, Toshikazu | Management | Y | For | For | ||||||||
BROTHER INDUSTRIES,LTD. | 6448 | 114813108 | 23-Jun-21 | Appoint a Director Sasaki, Ichiro | Management | Y | For | For | ||||||||
BROTHER INDUSTRIES,LTD. | 6448 | 114813108 | 23-Jun-21 | Appoint a Director Ishiguro, Tadashi | Management | Y | For | For | ||||||||
BROTHER INDUSTRIES,LTD. | 6448 | 114813108 | 23-Jun-21 | Appoint a Director Tada, Yuichi | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
BROTHER INDUSTRIES,LTD. | 6448 | 114813108 | 23-Jun-21 | Appoint a Director Ikeda, Kazufumi | Management | Y | For | For | ||||||||
BROTHER INDUSTRIES,LTD. | 6448 | 114813108 | 23-Jun-21 | Appoint a Director Kuwabara, Satoru | Management | Y | For | For | ||||||||
BROTHER INDUSTRIES,LTD. | 6448 | 114813108 | 23-Jun-21 | Appoint a Director Takeuchi, Keisuke | Management | Y | For | For | ||||||||
BROTHER INDUSTRIES,LTD. | 6448 | 114813108 | 23-Jun-21 | Appoint a Director Shirai, Aya | Management | Y | For | For | ||||||||
BROTHER INDUSTRIES,LTD. | 6448 | 114813108 | 23-Jun-21 | Appoint a Director Uchida, Kazunari | Management | Y | For | For | ||||||||
BROTHER INDUSTRIES,LTD. | 6448 | 114813108 | 23-Jun-21 | Appoint a Director Hidaka, Naoki | Management | Y | For | For | ||||||||
BROTHER INDUSTRIES,LTD. | 6448 | 114813108 | 23-Jun-21 | Appoint a Director Miyaki, Masahiko | Management | Y | For | For | ||||||||
BROTHER INDUSTRIES,LTD. | 6448 | 114813108 | 23-Jun-21 | Approve Details of the Performance-based Compensation to be received by Directors | Management | Y | For | For | ||||||||
BROTHER INDUSTRIES,LTD. | 6448 | 114813108 | 23-Jun-21 | Approve Details of Compensation as Stock-Linked Compensation Type Stock Options for Directors | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Please reference meeting materials. | Non-Voting | N | N/A | N/A | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Approve Appropriation of Surplus | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Appoint a Director Tanaka, Takashi | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Appoint a Director Takahashi, Makoto | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Appoint a Director Shoji, Takashi | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Appoint a Director Muramoto, Shinichi | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Appoint a Director Mori, Keiichi | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Appoint a Director Morita, Kei | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Appoint a Director Amamiya, Toshitake | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Appoint a Director Takeyama, Hirokuni | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Appoint a Director Yoshimura, Kazuyuki | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Appoint a Director Yamaguchi, Goro | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Appoint a Director Yamamoto, Keiji | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Appoint a Director Oyagi, Shigeo | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Appoint a Director Kano, Riyo | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Appoint a Director Goto, Shigeki | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 23-Jun-21 | Appoint a Corporate Auditor Asahina, Yukihiro | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Please reference meeting materials. | Non-Voting | N | N/A | N/A | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Approve Appropriation of Surplus | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Appoint a Director Takakura, Toru | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Appoint a Director Araumi, Jiro | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Appoint a Director Yamaguchi, Nobuaki | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Appoint a Director Oyama, Kazuya | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Appoint a Director Okubo, Tetsuo | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Appoint a Director Hashimoto, Masaru | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Appoint a Director Shudo, Kuniyuki | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Appoint a Director Tanaka, Koji | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Appoint a Director Matsushita, Isao | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Appoint a Director Saito, Shinichi | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Appoint a Director Kawamoto, Hiroko | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Appoint a Director Aso, Mitsuhiro | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Appoint a Director Kato, Nobuaki | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Appoint a Director Yanagi, Masanori | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 23-Jun-21 | Appoint a Director Kashima, Kaoru | Management | Y | For | For | ||||||||
HONDA MOTOR CO.,LTD. | 7267 | J22302111 | 23-Jun-21 | Please reference meeting materials. | Non-Voting | N | N/A | N/A | ||||||||
HONDA MOTOR CO.,LTD. | 7267 | J22302111 | 23-Jun-21 | Amend Articles to: Reduce the Board of Directors Size, Transition to a Company with Three Committees, Approve Minor Revisions Related to Change of Laws and Regulations, Approve Minor Revisions | Management | Y | For | For | ||||||||
HONDA MOTOR CO.,LTD. | 7267 | J22302111 | 23-Jun-21 | Appoint a Director Mikoshiba, Toshiaki | Management | Y | For | For | ||||||||
HONDA MOTOR CO.,LTD. | 7267 | J22302111 | 23-Jun-21 | Appoint a Director Mibe, Toshihiro | Management | Y | For | For | ||||||||
HONDA MOTOR CO.,LTD. | 7267 | J22302111 | 23-Jun-21 | Appoint a Director Kuraishi, Seiji | Management | Y | For | For | ||||||||
HONDA MOTOR CO.,LTD. | 7267 | J22302111 | 23-Jun-21 | Appoint a Director Takeuchi, Kohei | Management | Y | For | For | ||||||||
HONDA MOTOR CO.,LTD. | 7267 | J22302111 | 23-Jun-21 | Appoint a Director Suzuki, Asako | Management | Y | For | For | ||||||||
HONDA MOTOR CO.,LTD. | 7267 | J22302111 | 23-Jun-21 | Appoint a Director Suzuki, Masafumi | Management | Y | For | For | ||||||||
HONDA MOTOR CO.,LTD. | 7267 | J22302111 | 23-Jun-21 | Appoint a Director Sakai, Kunihiko | Management | Y | For | For | ||||||||
HONDA MOTOR CO.,LTD. | 7267 | J22302111 | 23-Jun-21 | Appoint a Director Kokubu, Fumiya | Management | Y | For | For | ||||||||
HONDA MOTOR CO.,LTD. | 7267 | J22302111 | 23-Jun-21 | Appoint a Director Ogawa, Yoichiro | Management | Y | For | For | ||||||||
HONDA MOTOR CO.,LTD. | 7267 | J22302111 | 23-Jun-21 | Appoint a Director Higashi, Kazuhiro | Management | Y | For | For | ||||||||
HONDA MOTOR CO.,LTD. | 7267 | J22302111 | 23-Jun-21 | Appoint a Director Nagata, Ryoko | Management | Y | For | For | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Please reference meeting materials. | Non-Voting | N | N/A | N/A | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Appoint a Director Kokubu, Fumiya | Management | Y | For | For | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Appoint a Director Takahara, Ichiro | Management | Y | For | For | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Appoint a Director Kakinoki, Masumi | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Appoint a Director Terakawa, Akira | Management | Y | For | For | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Appoint a Director Ishizuki, Mutsumi | Management | Y | For | For | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Appoint a Director Oikawa, Kenichiro | Management | Y | For | For | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Appoint a Director Furuya, Takayuki | Management | Y | For | For | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Appoint a Director Kitabata, Takao | Management | Y | For | For | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Appoint a Director Takahashi, Kyohei | Management | Y | For | For | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Appoint a Director Okina, Yuri | Management | Y | For | For | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Appoint a Director Hatchoji, Takashi | Management | Y | For | For | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Appoint a Director Kitera, Masato | Management | Y | For | For | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Appoint a Director Ishizuka, Shigeki | Management | Y | For | For | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Appoint a Corporate Auditor Kida, Toshiaki | Management | Y | For | For | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Appoint a Corporate Auditor Yoneda, Tsuyoshi | Management | Y | For | For | ||||||||
MARUBENI CORPORATION | 8002 | J39788138 | 24-Jun-21 | Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Outside Directors) | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 25-Jun-21 | Please reference meeting materials. | Non-Voting | N | N/A | N/A | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 25-Jun-21 | Approve Appropriation of Surplus | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 25-Jun-21 | Appoint a Director Fudaba, Misao | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 25-Jun-21 | Appoint a Director Ogawa, Yoshimi | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 25-Jun-21 | Appoint a Director Sugimoto, Kotaro | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 25-Jun-21 | Appoint a Director Sakaki, Yasuhiro | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 25-Jun-21 | Appoint a Director Takabe, Akihisa | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | �� | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | |||||||
DAICEL CORPORATION | 4202 | J08484149 | 25-Jun-21 | Appoint a Director Nogimori, Masafumi | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 25-Jun-21 | Appoint a Director Kitayama, Teisuke | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 25-Jun-21 | Appoint a Director Hatchoji, Sonoko | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 25-Jun-21 | Appoint a Director Asano, Toshio | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 25-Jun-21 | Appoint a Director Furuichi, Takeshi | Management | Y | For | For | ||||||||
UNITED THERAPEUTICS CORPORATION | UTHR | 91307C102 | 25-Jun-21 | Election of Director: Katherine Klein | Management | Y | For | For | ||||||||
UNITED THERAPEUTICS CORPORATION | UTHR | 91307C102 | 25-Jun-21 | Election of Director: Ray Kurzweil | Management | Y | For | For | ||||||||
UNITED THERAPEUTICS CORPORATION | UTHR | 91307C102 | 25-Jun-21 | Election of Director: Linda Maxwell | Management | Y | For | For | ||||||||
UNITED THERAPEUTICS CORPORATION | UTHR | 91307C102 | 25-Jun-21 | Election of Director: Martine Rothblatt | Management | Y | For | For | ||||||||
UNITED THERAPEUTICS CORPORATION | UTHR | 91307C102 | 25-Jun-21 | Election of Director: Louis Sullivan | Management | Y | For | For | ||||||||
UNITED THERAPEUTICS CORPORATION | UTHR | 91307C102 | 25-Jun-21 | Advisory resolution to approve executive compensation. | Management | Y | For | For | ||||||||
UNITED THERAPEUTICS CORPORATION | UTHR | 91307C102 | 25-Jun-21 | Approval of the amendment and restatement of the United Therapeutics Corporation Amended and Restated 2015 Stock Incentive Plan. | Management | Y | For | For | ||||||||
UNITED THERAPEUTICS CORPORATION | UTHR | 91307C102 | 25-Jun-21 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco /listconews/sehk/2021/0611/2021061100207.pdf- AND- https://www1.hkexnews.hk/listedco /listconews/sehk/2021/0611/2021061100203.pdf | Non-Voting | N | N/A | N/A | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 588243 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE ANNUAL REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND RECEIVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE AUDITORS’ REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE (AS SPECIFIED) (FINAL FINANCIAL REPORT) OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE (AS SPECIFIED) (FINANCIAL BUDGET REPORT) OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2021 | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-APPOINTMENT OF DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP (AS SPECIFIED) AS THE AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2021 AND TO AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-APPOINTMENT OF (AS SPECIFIED) (HEXIN ACCOUNTANTS LLP) AS THE INTERNAL CONTROL AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2021 | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE MERGER AND ABSORPTION OF (AS SPECIFIED) (WEICHAI POWER (WEIFANG) INTENSIVE LOGISTICS CO., LTD.), BY THE COMPANY | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE MERGER AND ABSORPTION OF (AS SPECIFIED) (WEICHAI POWER (WEIFANG) RECONSTRUCTION CO., LTD.) BY THE COMPANY | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE ADJUSTED PROPOSAL FOR THE DISTRIBUTION OF PROFIT TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE GRANTING OF A MANDATE TO THE BOARD OF DIRECTORS FOR THE PAYMENT OF INTERIM DIVIDEND (IF ANY) TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2021 | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 13.A THROUGH 13.J. WILL BE PROCESSED AS TAKE NO-ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL-BE LODGED IN THE MARKET.” | Non-Voting | N | N/A | N/A | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. TAN XUGUANG AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS INCLUSIVE) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. ZHANG LIANGFU AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS INCLUSIVE) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. JIANG KUI AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS INCLUSIVE) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. ZHANG QUAN AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS INCLUSIVE) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. XU XINYU AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS INCLUSIVE) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. SUN SHAOJUN AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS INCLUSIVE) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YUAN HONGMING AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS INCLUSIVE) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YAN JIANBO AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS INCLUSIVE) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. GORDON RISKE AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS INCLUSIVE) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. MICHAEL MARTIN MACHT AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS INCLUSIVE) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 14.A THROUGH 14.E. WILL BE PROCESSED AS TAKE NO-ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL-BE LODGED IN THE MARKET.” | Non-Voting | N | N/A | N/A | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. LI HONGWU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO 7 JUNE 2023 | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. WEN DAOCAI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS INCLUSIVE) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MS. JIANG YAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS INCLUSIVE) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YU ZHUOPING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS INCLUSIVE) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MS. ZHAO HUIFANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS INCLUSIVE) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 15.A THROUGH 15.B. WILL BE PROCESSED AS TAKE NO-ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL-BE LODGED IN THE MARKET.” | Non-Voting | N | N/A | N/A | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. LU WENWU AS A SUPERVISOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS INCLUSIVE) | Management | Y | For | For | ||||||||
WEICHAI POWER CO LTD | 2338 | Y9531A109 | 28-Jun-21 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. WU HONGWEI AS A SUPERVISOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS INCLUSIVE) | Management | Y | For | For |
The BeeHive Fund
Proxy Voting Record
July 1, 2020-June 30, 2021
ALIBABA GROUP HOLDING LIMITED
Vote Summary
Security | 01609W102 | Meeting Type | Annual | |||
Ticker Symbol | BABA | Meeting Date | 30-Sep-2020 | |||
ISIN | US01609W1027 | Agenda | 935265086 - Management | |||
Record Date | 17-Aug-2020 | Holding Recon Date | 17-Aug-2020 | |||
City / Country | / United States | Vote Deadline Date | 21-Sep-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | Amend and restate the Company’s Memorandum and Articles of Association to expressly permit completely virtual shareholders’ meetings and reflect such updates as are detailed in the proxy statement and set forth in Exhibit A thereto. | Management | For | For | For | For | ||||||
2.1 | Election of Director: MAGGIE WEI WU (To serve for a three year term or until such director’s successor is elected or appointed and duly qualified). | Management | For | For | For | For | ||||||
2.2 | Election of Director: KABIR MISRA (To serve for a three year term or until such director’s successor is elected or appointed and duly qualified). | Management | For | For | For | For | ||||||
2.3 | Election of Director: WALTER TEH MING KWAUK (To serve for a three year term or until such director’s successor is elected or appointed and duly qualified). | Management | For | For | For | For | ||||||
3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2021. | Management | Against | For | Against | Against | ||||||
Comments: We note that PricewaterhouseCoopers has been serving as the Company’s auditor for more than seven years. We believe that the companies should consider the rotation of their lead audit partner to ensure auditor objectivity, professionalism, and independence. We recommend a vote AGAINST this Proposal. |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 14,550 | 0 | 10-Sep-2020 | 10-Sep-2020 |
ORACLE CORPORATION
Security | 68389X105 | Meeting Type | Annual | |||
Ticker Symbol | ORCL | Meeting Date | 04-Nov-2020 | |||
ISIN | US68389X1054 | Agenda | 935274554 - Management | |||
Record Date | 08-Sep-2020 | Holding Recon Date | 08-Sep-2020 | |||
City / Country | / United States | Vote Deadline Date | 03-Nov-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR | Management | ||||||||||
1 Jeffrey S. Berg | Withheld | For | Against | Withheld | ||||||||
Comments: Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
2 Michael J. Boskin | Withheld | For | Against | Withheld | ||||||||
Comments: Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
3 Safra A. Catz | For | For | For | For | ||||||||
4 Bruce R. Chizen | Withheld | For | Against | Withheld | ||||||||
Comments: Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
5 George H. Conrades | Withheld | For | Against | Withheld | ||||||||
Comments: Member of the Compensation Committee and the Company’s SOP Fails Egan-Jones Dilution Model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
6 Lawrence J. Ellison | Withheld | For | Against | Withheld | ||||||||
Comments: Chairman of the Board and the Company Earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | ||||||||||||
7 Rona A. Fairhead | For | For | For | For | ||||||||
8 Jeffrey O. Henley | For | For | For | For | ||||||||
9 Renee J. James | For | For | For | For | ||||||||
10 Charles W. Moorman IV | Withheld | For | Against | Withheld | ||||||||
Comments: Member of the Compensation Committee and the Company’s SOP Fails Egan-Jones Dilution Model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
11 Leon E. Panetta | Withheld | For | Against | Withheld | ||||||||
Comments: Member of the Compensation Committee and the Company’s SOP Fails Egan-Jones Dilution Model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
12 William G. Parrett | For | For | For | For | ||||||||
13 Naomi O. Seligman | Withheld | For | Against | Withheld | ||||||||
Comments: Member of the Compensation Committee and the Company’s SOP Fails Egan-Jones Dilution Model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
14 Vishal Sikka | For | For | For | For | ||||||||
2. | Advisory Vote to Approve Compensation of Named Executive Officers.Management | For | For | For | For | |||||||
3. | Approve the Oracle Corporation 2020 Equity Incentive Plan.Management | Against | For | Against | Against | |||||||
Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
4. | Ratification of Selection of Independent Registered Public Accounting Firm.Management | Against | For | Against | Against | |||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
5. | Stockholder Proposal Regarding Pay Equity Report.Shareholder | For | Against | Against | For | |||||||
Comments: We believe that approval of the proposal is necessary and warranted in the Company. Pay disparities by gender in companies, in our view, could bring operational risks and reputational damage that is detrimental to shareholder value. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Guidelines, we recommend a vote FOR this Proposal. | ||||||||||||
6. | Stockholder Proposal Regarding Independent Board Chair.Shareholder | For | Against | Against | For | |||||||
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 104,780 | 0 | 21-Oct-2020 | 21-Oct-2020 |
CDK GLOBAL, INC.
Security | 12508E101 | Meeting Type | Annual | |||
Ticker Symbol | CDK | Meeting Date | 12-Nov-2020 | |||
ISIN | US12508E1010 | Agenda | 935277702—Management | |||
Record Date | 18-Sep-2020 | Holding Recon Date | 18-Sep-2020 | |||
City / Country | / United States | Vote Deadline Date | 11-Nov-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Leslie A. Brun | Management | For | For | For | For | ||||||
1B. | Election of Director: Willie A. Deese | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1C. | Election of Director: Amy J. Hillman | Management | For | For | For | For | ||||||
1D. | Election of Director: Brian M. Krzanich | Management | For | For | For | For | ||||||
1E. | Election of Director: Stephen A. Miles | Management | For | For | For | For | ||||||
1F. | Election of Director: Robert E. Radway | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1G. | Election of Director: Stephen F. Schuckenbrock | Management | For | For | For | For | ||||||
1H. | Election of Director: Frank S. Sowinski | Management | For | For | For | For | ||||||
1I. | Election of Director: Eileen J. Voynick | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
2. | Advisory vote to approve the compensation of the Named Executive Officers. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 87,110 | 0 | 03-Nov-2020 | 03-Nov-2020 |
MICROSOFT CORPORATION
Security | 594918104 | Meeting Type | Annual | |||
Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 | |||
ISIN | US5949181045 | Agenda | 935284478 - Management | |||
Record Date | 08-Oct-2020 | Holding Recon Date | 08-Oct-2020 | |||
City / Country | / United States | Vote Deadline Date | 01-Dec-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Reid G. Hoffman | Management | For | For | For | For | ||||||
1B. | Election of Director: Hugh F. Johnston | Management | For | For | For | For | ||||||
1C. | Election of Director: Teri L. List-Stoll | Management | For | For | For | For | ||||||
1D. | Election of Director: Satya Nadella | Management | For | For | For | For | ||||||
1E. | Election of Director: Sandra E. Peterson | Management | For | For | For | For | ||||||
1F. | Election of Director: Penny S. Pritzker | Management | For | For | For | For | ||||||
1G. | Election of Director: Charles W. Scharf | Management | For | For | For | For | ||||||
1H. | Election of Director: Arne M. Sorenson | Management | For | For | For | For | ||||||
1I. | Election of Director: John W. Stanton | Management | For | For | For | For | ||||||
1J. | Election of Director: John W. Thompson | Management | For | For | For | For | ||||||
1K. | Election of Director: Emma N. Walmsley | Management | For | For | For | For | ||||||
1L. | Election of Director: Padmasree Warrior | Management | For | For | For | For | ||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | For | ||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of the evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass the model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | For | Against | Against | For | ||||||
Comments: We believe that allowing employee representation on the Board of Directors can strengthen workers’ voice in decision making and it can also improve cooperation with management. Moreover, employee representatives can provide a new perspective and an important check and balance to board discussions and decision-making. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Taft-Hartley Guidelines, we recommend a vote FOR this Proposal. |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 57,755 | 0 | 20-Nov-2020 | 20-Nov-2020 |
BECTON, DICKINSON AND COMPANY
Security | 075887109 | Meeting Type | Annual | |||
Ticker Symbol | BDX | Meeting Date | 26-Jan-2021 | |||
ISIN | US0758871091 | Agenda | 935316845 - Management | |||
Record Date | 07-Dec-2020 | Holding Recon Date | 07-Dec-2020 | |||
City / Country | / United States | Vote Deadline Date | 25-Jan-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Catherine M. Burzik | Management | For | For | For | For | ||||||
1B. | Election of Director: R. Andrew Eckert | Management | For | For | For | For | ||||||
1C. | Election of Director: Vincent A. Forlenza | Management | For | For | For | For | ||||||
1D. | Election of Director: Claire M. Fraser | Management | For | For | For | For | ||||||
1E. | Election of Director: Jeffrey W. Henderson | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1F. | Election of Director: Christopher Jones | Management | Against | For | Against | Against | ||||||
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees According to Egan-Jones’ Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1G. | Election of Director: Marshall O. Larsen | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. Affiliated Outside director serving as a member of the Compensation and Nominating Committees According to Egan-Jones’ Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1H. | Election of Director: David F. Melcher | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1I. | Election of Director: Thomas E. Polen | Management | For | For | For | For | ||||||
1J. | Election of Director: Claire Pomeroy | Management | For | For | For | For | ||||||
1K. | Election of Director: Rebecca W. Rimel | Management | For | For | For | For | ||||||
1L. | Election of Director: Timothy M. Ring | Management | For | For | For | For | ||||||
1M. | Election of Director: Bertram L. Scott | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
2. | Ratification of the selection of the independent registered public accounting firm. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
4. | Shareholder proposal seeking to lower the ownership threshold required to call a special shareholders meeting, if properly presented at the meeting. | Shareholder | Against | Against | For | Against |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 15,555 | 0 | 12-Jan-2021 | 12-Jan-2021 |
APPLE INC.
Security | 037833100 | Meeting Type | Annual | |||
Ticker Symbol | AAPL | Meeting Date | 23-Feb-2021 | |||
ISIN | US0378331005 | Agenda | 935323167 - Management | |||
Record Date | 28-Dec-2020 | Holding Recon Date | 28-Dec-2020 | |||
City / Country | / United States | Vote Deadline Date | 22-Feb-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: James Bell | Management | For | For | For | For | ||||||
1B. | Election of Director: Tim Cook | Management | For | For | For | For | ||||||
1C. | Election of Director: Al Gore | Management | Against | For | Against | Against | ||||||
Comments: Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1D. | Election of Director: Andrea Jung | Management | For | For | For | For | ||||||
1E. | Election of Director: Art Levinson | Management | Against | For | Against | Against | ||||||
Comments: Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1F. | Election of Director: Monica Lozano | Management | For | For | For | For | ||||||
1G. | Election of Director: Ron Sugar | Management | Against | For | Against | Against | ||||||
Comments: Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1H. | Election of Director: Sue Wagner | Management | For | For | For | For | ||||||
2. | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for fiscal 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | For | For | ||||||
4. | A shareholder proposal entitled “Shareholder Proxy Access Amendments”. | Shareholder | For | Against | Against | For | ||||||
Comments: We note that the Company has implemented Proxy Access through a change in its bylaws however, we believe that shareholders should have the right to nominate their own representatives according to the shareholders’ criteria proposed in this proposal. As such we recommend a vote FOR this Proposal. | ||||||||||||
5. | A shareholder proposal entitled “Shareholder Proposal to Improve Executive Compensation Program”. | Shareholder | Against | Against | For | Against |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 59,200 | 0 | 10-Feb-2021 | 10-Feb-2021 |
BERRY GLOBAL GROUP, INC.
Security | 08579W103 | Meeting Type | Annual | |||
Ticker Symbol | BERY | Meeting Date | 24-Feb-2021 | |||
ISIN | US08579W1036 | Agenda | 935329979 - Management | |||
Record Date | 11-Jan-2021 | Holding Recon Date | 11-Jan-2021 | |||
City / Country | / United States | Vote Deadline Date | 23-Feb-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: B. Evan Bayh | Management | Against | For | Against | Against | ||||||
Comments: Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. Member of the Compensation Committee and Compensation Score of Some Concerns or Needs Attention and the Compensation Plan Fails Dilution Model According to Egan-Jones’ Proxy Guidelines, the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
1B. | Election of Director: Jonathan F. Foster | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and Compensation Score of Some Concerns or Needs Attention and the Compensation Plan Fails Dilution Model According to Egan-Jones’ Proxy Guidelines, the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
1C. | Election of Director: Idalene F. Kesner | Management | For | For | For | For | ||||||
1D. | Election of Director: Jill A. Rahman | Management | For | For | For | For | ||||||
1E. | Election of Director: Carl J. Rickertsen | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and Compensation Score of Some Concerns or Needs Attention and the Compensation Plan Fails Dilution Model According to Egan-Jones’ Proxy Guidelines, the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
1F. | Election of Director: Thomas E. Salmon | Management | Against | For | Against | Against | ||||||
Comments: Chairman of the Board and the Company Earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | ||||||||||||
1G. | Election of Director: Paula A. Sneed | Management | For | For | For | For | ||||||
1H. | Election of Director: Robert A. Steele | Management | For | For | For | For | ||||||
1I. | Election of Director: Stephen E. Sterrett | Management | For | For | For | For | ||||||
1J. | Election of Director: Scott B. Ullem | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and Compensation Score of Some Concerns or Needs Attention and the Compensation Plan Fails Dilution Model According to Egan-Jones’ Proxy Guidelines, the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
2. | To ratify the selection of Ernst & Young LLP as Berry’s independent registered public accountants for the fiscal year ending October 2, 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Some Concerns and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | To approve, on an advisory, non-binding basis, our executive compensation. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
4. | To approve an amendment to Berry’s Certificate of Incorporation to reduce the ownership threshold required for stockholders to call a special meeting from 25% to 15%. | Management | Against | For | Against | Against | ||||||
Comments: We do not believe it is appropriate to enable holders of below 25% of the common stock to have an unlimited ability to call special meetings for any purpose at any time. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote AGAINST this Proposal. | ||||||||||||
5. | To approve the Amended and Restated Berry Global Group, Inc. 2015 Long-Term Incentive Plan to, among other things, increase the number of shares of common stock reserved for issuance by 8,250,000. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 61,030 | 0 | 07-Feb-2021 | 07-Feb-2021 |
BRIGHTVIEW HOLDINGS, INC.
Security | 10948C107 | Meeting Type | Annual | |||
Ticker Symbol | BV | Meeting Date | 16-Mar-2021 | |||
ISIN | US10948C1071 | Agenda | 935328218 - Management | |||
Record Date | 15-Jan-2021 | Holding Recon Date | 15-Jan-2021 | |||
City / Country | / United States | Vote Deadline Date | 15-Mar-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR | Management | ||||||||||
1 James R. Abrahamson | For | For | For | For | ||||||||
2 Jane Okun Bomba | For | For | For | For | ||||||||
3 Shamit Grover | For | For | For | For | ||||||||
4 Andrew V. Masterman | For | For | For | For | ||||||||
5 Paul E. Raether | Withheld | For | Against | Withheld | ||||||||
Comments: Inside director serving as a member of the Compensation and Nominating Committees Egan-Jones’ Proxy Guidelines state that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
6 Richard W. Roedel | For | For | For | For | ||||||||
7 Mara Swan | Withheld | For | Against | Withheld | ||||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
8 Joshua T. Weisenbeck | Withheld | For | Against | Withheld | ||||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. Inside director serving as a member of the Compensation and Nominating Committees Egan-Jones’ Proxy Guidelines state that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as BrightView Holdings, Inc.’s independent registered public accounting firm for 2021. | Management | For | For | For | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 106,770 | 0 | 08-Mar-2021 | 08-Mar-2021 |
NESTLE S.A.
Security | 641069406 | Meeting Type | Annual | |||
Ticker Symbol | NSRGY | Meeting Date | 15-Apr-2021 | |||
ISIN | US6410694060 | Agenda | 935351938 - Management | |||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 07-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2020. | Management | For | For | For | For | ||||||
1B | Acceptance of the Compensation Report 2020 (advisory vote). | Management | For | For | For | For | ||||||
2 | Discharge to the members of the Board of Directors and of the Management. | Management | For | For | For | For | ||||||
3 | Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2020. | Management | For | For | For | For | ||||||
4AA | Re-election of the member of the Board of Director: Paul Bulcke, as member and Chairman | Management | Against | For | Against | Against | ||||||
Comments: Over-Boarded (Board Chair) According to Egan-Jones’ Proxy Guidelines the Chairman, being responsible for the leadership of the Board and the creation of the conditions necessary for overall board and individual director effectiveness, should hold no more than one other public directorship to ensure the valuable and prudent exercise of his/her fiduciary duties as a Chairman and that his/her integrity and efficiency are not compromised | ||||||||||||
4AB | Re-election of the member of the Board of Director: Ulf Mark Schneider | Management | For | For | For | For | ||||||
4AC | Re-election of the member of the Board of Director: Henri de Castries | Management | For | For | For | For | ||||||
4AD | Re-election of the member of the Board of Director: Renato Fassbind | Management | For | For | For | For | ||||||
4AE | Re-election of the member of the Board of Director: Pablo Isla | Management | For | For | For | For | ||||||
4AF | Re-election of the member of the Board of Director: Ann M. Veneman | Management | For | For | For | For | ||||||
4AG | Re-election of the member of the Board of Director: Eva Cheng | Management | For | For | For | For | ||||||
4AH | Re-election of the member of the Board of Director: Patrick Aebischer | Management | For | For | For | For | ||||||
4AI | Re-election of the member of the Board of Director: Kasper Rorsted | Management | For | For | For | For | ||||||
4AJ | Re-election of the member of the Board of Director: Kimberly A. Ross | Management | For | For | For | For | ||||||
4AK | Re-election of the member of the Board of Director: Dick Boer | Management | For | For | For | For | ||||||
4AL | Re-election of the member of the Board of Director: Dinesh Paliwal | Management | For | For | For | For | ||||||
4AM | Re-election of the member of the Board of Director: Hanne Jimenez de Mora | Management | For | For | For | For | ||||||
4B | Election to the Board of Director: Lindiwe Majele Sibanda | Management | For | For | For | For | ||||||
4CA | Election of the member of the Compensation Committee: Pablo Isla | Management | For | For | For | For | ||||||
4CB | Election of the member of the Compensation Committee: Patrick Aebischer | Management | For | For | For | For | ||||||
4CC | Election of the member of the Compensation Committee: Dick Boer | Management | For | For | For | For | ||||||
4CD | Election of the member of the Compensation Committee: Kasper Rorsted | Management | For | For | For | For | ||||||
4D | Election of the statutory auditors Ernst & Young Ltd: Lausanne branch. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Resolution. | ||||||||||||
4E | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law. | Management | For | For | For | For | ||||||
5A | Approval of the compensation of the Board of Directors. | Management | For | For | For | For | ||||||
5B | Approval of the compensation of the Executive Board. | Management | For | For | For | For | ||||||
6 | Capital reduction (by cancellation of shares). | Management | For | For | For | For | ||||||
7 | Support of Nestlé’s Climate Roadmap (advisory vote). | Management | For | For | For | For | ||||||
8 | In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. | Shareholder | Against | Against | For | Against | ||||||
Comments: We note, however, that approval of this proposal is not in the best interests of the shareholders. Due to insufficient information provided to the shareholders beforehand, approval of this proposal could lead to a potential risk of recommending a proposal that will not maximize shareholder value. As such, we recommend a vote AGAINST this Resolution. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 49,750 | 0 | 19-Mar-2021 | 19-Mar-2021 |
WHIRLPOOL CORPORATION
Security | 963320106 | Meeting Type | Annual | |||
Ticker Symbol | WHR | Meeting Date | 20-Apr-2021 | |||
ISIN | US9633201069 | Agenda | 935342307 - Management | |||
Record Date | 22-Feb-2021 | Holding Recon Date | 22-Feb-2021 | |||
City / Country | / United States | Vote Deadline Date | 19-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Samuel R. Allen | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1B. | Election of Director: Marc R. Bitzer | Management | Against | For | Against | Against | ||||||
Comments: F22 Chairman of the Board and the Company Earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | ||||||||||||
1C. | Election of Director: Greg Creed | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1D. | Election of Director: Gary T. DiCamillo | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1E. | Election of Director: Diane M. Dietz | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1F. | Election of Director: Gerri T. Elliott | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1G. | Election of Director: Jennifer A. LaClair | Management | For | For | For | For | ||||||
1H. | Election of Director: John D. Liu | Management | For | For | For | For | ||||||
1I. | Election of Director: James M. Loree | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1J. | Election of Director: Harish Manwani | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1K. | Election of Director: Patricia K. Poppe | Management | For | For | For | For | ||||||
1L. | Election of Director: Larry O. Spencer | Management | For | For | For | For | ||||||
1M. | Election of Director: Michael D. White | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
2. | Advisory vote to approve Whirlpool Corporation’s executive compensation. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as Whirlpool Corporation’s independent registered public accounting firm for 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Some Concerns After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 13,930 | 0 | 07-Apr-2021 | 07-Apr-2021 |
CROWN HOLDINGS, INC.
Security | 228368106 | Meeting Type | Annual | |||
Ticker Symbol | CCK | Meeting Date | 22-Apr-2021 | |||
ISIN | US2283681060 | Agenda | 935352601 - Management | |||
Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 21-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR | Management | ||||||||||
1 John W. Conway | For | For | For | For | ||||||||
2 Timothy J. Donahue | For | For | For | For | ||||||||
3 Richard H. Fearon | For | For | For | For | ||||||||
4 Andrea J. Funk | Withheld | For | Against | Withheld | ||||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
5 Stephen J. Hagge | Withheld | For | Against | Withheld | ||||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
6 Rose Lee | For | For | For | For | ||||||||
7 James H. Miller | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
8 Josef M. Müller | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
9 B. Craig Owens | For | For | For | For | ||||||||
10 Caesar F. Sweitzer | For | For | For | For | ||||||||
11 Jim L. Turner | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
12 William S. Urkiel | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
13 Dwayne A. Wilson | For | For | For | For | ||||||||
2. | Ratification of the appointment of independent auditors for the fiscal year ending December 31, 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Some Concerns and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Approval by advisory vote of the resolution on executive compensation as described in the Proxy Statement. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 63,950 | 0 | 06-Apr-2021 | 06-Apr-2021 |
BALL CORPORATION
Security | 058498106 | Meeting Type | Annual | |||
Ticker Symbol | BLL | Meeting Date | 28-Apr-2021 | |||
ISIN | US0584981064 | Agenda | 935351445 - Management | |||
Record Date | 04-Mar-2021 | Holding Recon Date | 04-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 27-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR | Management | ||||||||||
1 John A. Bryant | For | For | �� | For | For | |||||||
2 Michael J. Cave | For | For | For | For | ||||||||
3 Daniel W. Fisher | For | For | For | For | ||||||||
4 Pedro H. Mariani | For | For | For | For | ||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Corporation for 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | To approve, by non-binding vote, the compensation paid to the named executive officers. | Management | For | For | For | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 32,370 | 0 | 15-Apr-2021 | 15-Apr-2021 |
PROLOGIS, INC.
Security | 74340W103 | Meeting Type | Annual | |||
Ticker Symbol | PLD | Meeting Date | 29-Apr-2021 | |||
ISIN | US74340W1036 | Agenda | 935354299 - Management | |||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 28-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Hamid R. Moghadam | Management | Against | For | Against | Against | ||||||
Comments: F22 Chairman of the Board and the Company Earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | ||||||||||||
1B. | Election of Director: Cristina G. Bita | Management | For | For | For | For | ||||||
1C. | Election of Director: George L. Fotiades | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1D. | Election of Director: Lydia H. Kennard | Management | For | For | For | For | ||||||
1E. | Election of Director: Irving F. Lyons III | Management | For | For | For | For | ||||||
1F. | Election of Director: Avid Modjtabai | Management | For | For | For | For | ||||||
1G. | Election of Director: David P. O’Connor | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1H. | Election of Director: Olivier Piani | Management | For | For | For | For | ||||||
1I. | Election of Director: Jeffrey L. Skelton | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1J. | Election of Director: Carl B. Webb | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1K. | Election of Director: William D. Zollars | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
2. | Advisory Vote to Approve the Company’s Executive Compensation for 2020. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Ratification of the Appointment of KPMG LLP as the Company’s Independent Registered Public Accounting Firm for the Year 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 28,530 | 0 | 22-Apr-2021 | 22-Apr-2021 |
APTIV PLC
Security | G6095L109 | Meeting Type | Annual | |||
Ticker Symbol | APTV | Meeting Date | 30-Apr-2021 | |||
ISIN | JE00B783TY65 | Agenda | 935344349 - Management | |||
Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 27-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Kevin P. Clark | Management | For | For | For | For | ||||||
1B. | Election of Director: Richard L. Clemmer | Management | For | For | For | For | ||||||
1C. | Election of Director: Nancy E. Cooper | Management | For | For | For | For | ||||||
1D. | Election of Director: Nicholas M. Donofrio | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1E. | Election of Director: Rajiv L. Gupta | Management | Against | For | Against | Against | ||||||
Comments: F3 Over-Boarded (Board Chair) According to Egan-Jones’ Proxy Guidelines the Chairman, being responsible for the leadership of the Board and the creation of the conditions necessary for overall board and individual director effectiveness, should hold no more than one other public directorship to ensure the valuable and prudent exercise of his/her fiduciary duties as a Chairman and that his/her integrity and efficiency are not compromised. F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1F. | Election of Director: Joseph L. Hooley | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1G. | Election of Director: Merit E. Janow | Management | For | For | For | For | ||||||
1H. | Election of Director: Sean O. Mahoney | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1I. | Election of Director: Paul M. Meister | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1J. | Election of Director: Robert K. Ortberg | Management | For | For | For | For | ||||||
1K. | Election of Director: Colin J. Parris | Management | For | For | For | For | ||||||
1L. | Election of Director: Ana G. Pinczuk | Management | For | For | For | For | ||||||
2. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Say-on-Pay - To approve, by advisory vote, executive compensation. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 35,760 | 0 | 15-Apr-2021 | 15-Apr-2021 |
BERKSHIRE HATHAWAY INC.
Security | 084670702 | Meeting Type | Annual | |||
Ticker Symbol | BRK.B | Meeting Date | 01-May-2021 | |||
ISIN | US0846707026 | Agenda | 935351128 - Management | |||
Record Date | 03-Mar-2021 | Holding Recon Date | 03-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 30-Apr-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR | Management | ||||||||||
1 Warren E. Buffett | Withheld | For | Against | Withheld | ||||||||
Comments: F21 Combined CEO and Board Chair Positions and the Company Earns a Board Score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. | ||||||||||||
2 Charles T. Munger | For | For | For | For | ||||||||
3 Gregory E. Abel | For | For | For | For | ||||||||
4 Howard G. Buffett | For | For | For | For | ||||||||
5 Stephen B. Burke | For | For | For | For | ||||||||
6 Kenneth I. Chenault | For | For | For | For | ||||||||
7 Susan L. Decker | For | For | For | For | ||||||||
8 David S. Gottesman | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
9 Charlotte Guyman | For | For | For | For | ||||||||
10 Ajit Jain | For | For | For | For | ||||||||
11 Thomas S. Murphy | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
12 Ronald L. Olson | For | For | For | For | ||||||||
13 Walter Scott, Jr. | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
14 Meryl B. Witmer | For | For | For | For | ||||||||
2. | Shareholder proposal regarding the reporting of climate-related risks and opportunities. | Shareholder | For | Against | Against | For | ||||||
Comments: We believe that acknowledging climate change as an inevitable factor, and recognizing the need to adapt, involves bold decisions by business. Therefore, we believe that companies should review how climate change impacts the economy and portfolio companies and evaluate how shareholder resolutions on climate change may impact long-term shareholder value as it votes proxies. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | ||||||||||||
3. | Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | For | Against | Against | For | ||||||
Comments: We believe that the proposal warrants shareholder approval. We believe that the proposal would encourage good governance and enhance shareholder value by bringing together a diverse range of skills and experience necessary in building a constructive and challenging board. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 11,720 | 0 | 26-Apr-2021 | 26-Apr-2021 |
DANAHER CORPORATION
Security | 235851102 | Meeting Type | Annual | |||
Ticker Symbol | DHR | Meeting Date | 05-May-2021 | |||
ISIN | US2358511028 | Agenda | 935360292 - Management | |||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 04-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director to hold office until the 2022 Annual Meeting: Rainer M. Blair | Management | For | For | For | For | ||||||
1B. | Election of Director to hold office until the 2022 Annual Meeting: Linda Hefner Filler | Management | For | For | For | For | ||||||
1C. | Election of Director to hold office until the 2022 Annual Meeting: Teri List | Management | For | For | For | For | ||||||
1D. | Election of Director to hold office until the 2022 Annual Meeting: Walter G. Lohr, Jr. | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1E. | Election of Director to hold office until the 2022 Annual Meeting: Jessica L. Mega, MD | Management | For | For | For | For | ||||||
1F. | Election of Director to hold office until the 2022 Annual Meeting: Mitchell P. Rales | Management | For | For | For | For | ||||||
1G. | Election of Director to hold office until the 2022 Annual Meeting: Steven M. Rales | Management | For | For | For | For | ||||||
1H. | Election of Director to hold office until the 2022 Annual Meeting: Pardis C. Sabeti, MD | Management | For | For | For | For | ||||||
1I. | Election of Director to hold office until the 2022 Annual Meeting: John T. Schwieters | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1J. | Election of Director to hold office until the 2022 Annual Meeting: Alan G. Spoon | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1K. | Election of Director to hold office until the 2022 Annual Meeting: Raymond C. Stevens, Ph.D | Management | For | For | For | For | ||||||
1L. | Election of Director to hold office until the 2022 Annual Meeting: Elias A. Zerhouni, MD | Management | For | For | For | For | ||||||
2. | To ratify the selection of Ernst & Young LLP as Danaher’s independent registered public accounting firm for the year ending December 31, 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | To approve on an advisory basis the Company’s named executive officer compensation. | Management | For | For | For | For | ||||||
4. | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%. | Shareholder | Against | Against | For | Against | ||||||
Comments: We do not believe it is appropriate to enable holders of below 25% of the common stock to have an unlimited ability to call special meetings for any purpose at any time. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote AGAINST this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 25,000 | 0 | 29-Apr-2021 | 29-Apr-2021 |
GILEAD SCIENCES, INC.
Security | 375558103 | Meeting Type | Annual | |||
Ticker Symbol | GILD | Meeting Date | 12-May-2021 | |||
ISIN | US3755581036 | Agenda | 935366561 - Management | |||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director to serve for the next year: Jacqueline K. Barton, Ph.D. | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1B. | Election of Director to serve for the next year: Jeffrey A. Bluestone, Ph.D. | Management | For | For | For | For | ||||||
1C. | Election of Director to serve for the next year: Sandra J. Horning, M.D. | Management | For | For | For | For | ||||||
1D. | Election of Director to serve for the next year: Kelly A. Kramer | Management | For | For | For | For | ||||||
1E. | Election of Director to serve for the next year: Kevin E. Lofton | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1F. | Election of Director to serve for the next year: Harish Manwani | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1G. | Election of Director to serve for the next year: Daniel P. O’Day | Management | Against | For | Against | Against | ||||||
Comments: F22 Chairman of the Board and the Company Earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | ||||||||||||
1H. | Election of Director to serve for the next year: Javier J. Rodriguez | Management | For | For | For | For | ||||||
1I. | Election of Director to serve for the next year: Anthony Welters | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
2. | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
4. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shareholder | For | Against | Against | For | ||||||
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 17,055 | 0 | 07-May-2021 | 07-May-2021 |
INTERCONTINENTAL EXCHANGE, INC.
Security | 45866F104 | Meeting Type | Annual | |||
Ticker Symbol | ICE | Meeting Date | 14-May-2021 | |||
ISIN | US45866F1049 | Agenda | 935367397 - Management | |||
Record Date | 16-Mar-2021 | Holding Recon Date | 16-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director for term expiring in 2022: Hon. Sharon Y. Bowen | Management | For | For | For | For | ||||||
1B. | Election of Director for term expiring in 2022: Shantella E. Cooper | Management | For | For | For | For | ||||||
1C. | Election of Director for term expiring in 2022: Charles R. Crisp | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1D. | Election of Director for term expiring in 2022: Duriya M. Farooqui | Management | For | For | For | For | ||||||
1E. | Election of Director for term expiring in 2022: The Rt. Hon. the Lord Hague of Richmond | Management | For | For | For | For | ||||||
1F. | Election of Director for term expiring in 2022: Mark F. Mulhern | Management | For | For | For | For | ||||||
1G. | Election of Director for term expiring in 2022: Thomas E. Noonan | Management | For | For | For | For | ||||||
1H. | Election of Director for term expiring in 2022: Frederic V. Salerno | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1I. | Election of Director for term expiring in 2022: Caroline L. Silver | Management | For | For | For | For | ||||||
1J. | Election of Director for term expiring in 2022: Jeffrey C. Sprecher | Management | Against | For | Against | Against | ||||||
Comments: F21 Combined CEO and Board Chair Positions and the Company Earns a Board Score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. | ||||||||||||
1K. | Election of Director for term expiring in 2022: Judith A. Sprieser | Management | For | For | For | For | ||||||
1L. | Election of Director for term expiring in 2022: Vincent Tese | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | For | For | For | For | ||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
4. | A stockholder proposal regarding adoption of a simple majority voting standard, if properly presented at the Annual Meeting. | Shareholder | For | Against | Against | For | ||||||
Comments: We believe that a simple majority vote will strengthen the Company’s corporate governance practice. Contrary to supermajority voting, a simple majority standard will give the shareholders equal and fair representation in the Company by limiting the power of shareholders who own a large stake in the entity, therefore, paving way for a more meaningful voting outcome. As such, we recommend a vote “FOR” this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 42,950 | 0 | 10-May-2021 | 10-May-2021 |
JPMORGAN CHASE & CO.
Security | 46625H100 | Meeting Type | Annual | |||
Ticker Symbol | JPM | Meeting Date | 18-May-2021 | |||
ISIN | US46625H1005 | Agenda | 935372285 - Management | |||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Linda B. Bammann | Management | Against | For | Against | Against | ||||||
Comments: F19 Member of the Compensation Committee and Compensation Score of Some Concerns or Needs Attention and the Compensation Plan Fails Dilution Model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
1B. | Election of Director: Stephen B. Burke | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. F19 Member of the Compensation Committee and Compensation Score of Some Concerns or Needs Attention and the Compensation Plan Fails Dilution Model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
1C. | Election of Director: Todd A. Combs | Management | Against | For | Against | Against | ||||||
Comments: F19 Member of the Compensation Committee and Compensation Score of Some Concerns or Needs Attention and the Compensation Plan Fails Dilution Model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
1D. | Election of Director: James S. Crown | Management | For | For | For | For | ||||||
1E. | Election of Director: James Dimon | Management | For | For | For | For | ||||||
1F. | Election of Director: Timothy P. Flynn | Management | For | For | For | For | ||||||
1G. | Election of Director: Mellody Hobson | Management | For | For | For | For | ||||||
1H. | Election of Director: Michael A. Neal | Management | For | For | For | For | ||||||
1I. | Election of Director: Phebe N. Novakovic | Management | For | For | For | For | ||||||
1J. | Election of Director: Virginia M. Rometty | Management | Against | For | Against | Against | ||||||
Comments: F19 Member of the Compensation Committee and Compensation Score of Some Concerns or Needs Attention and the Compensation Plan Fails Dilution Model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
2. | Advisory resolution to approve executive compensation. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Approval of Amended and Restated Long- Term Incentive Plan effective May 18, 2021. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
4. | Ratification of independent registered public accounting firm. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
5. | Improve shareholder written consent. | Shareholder | For | Against | Against | For | ||||||
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | ||||||||||||
6. | Racial equity audit and report. | Shareholder | For | Against | Against | For | ||||||
Comments: We believe that a company’s success depends upon its ability to embrace diversity. As such, we believe that adoption of this proposal is in the best interests of the Company and its shareholders. As such, in accordance with the Egan-Jones’ Guidelines, we recommend a vote FOR this Proposal. | ||||||||||||
7. | Independent board chairman. | Shareholder | For | Against | Against | For | ||||||
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | ||||||||||||
8. | Political and electioneering expenditure congruency report. | Shareholder | Against | Against | For | Against | ||||||
Comments: In light of the Company’s policies and oversight mechanisms related to its political contributions and activities, we believe that the shareholder proposal is unnecessary and will not result in any additional benefit to the shareholders. Rather, the proposal promotes impractical and imprudent actions that would negatively affect the business and results. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote AGAINST this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 31,610 | 0 | 14-May-2021 | 14-May-2021 |
MONDELĒZ INTERNATIONAL, INC.
Security | 609207105 | Meeting Type | Annual | |||
Ticker Symbol | MDLZ | Meeting Date | 19-May-2021 | |||
ISIN | US6092071058 | Agenda | 935357360 - Management | |||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Lewis W.K. Booth | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1B. | Election of Director: Charles E. Bunch | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1C. | Election of Director: Lois D. Juliber | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1D. | Election of Director: Peter W. May | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1E. | Election of Director: Jorge S. Mesquita | Management | For | For | For | For | ||||||
1F. | Election of Director: Jane H. Nielsen | Management | For | For | For | For | ||||||
1G. | Election of Director: Fredric G. Reynolds | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1H. | Election of Director: Christiana S. Shi | Management | For | For | For | For | ||||||
1I. | Election of Director: Patrick T. Siewert | Management | For | For | For | For | ||||||
1J. | Election of Director: Michael A. Todman | Management | For | For | For | For | ||||||
1K. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | For | For | ||||||
1L. | Election of Director: Dirk Van de Put | Management | For | For | For | For | ||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
4. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | For | Against | Against | For | ||||||
Comments: We believe that approval of the proposal is necessary and warranted in the Company. Pay disparities in companies, in our view, could bring operational risks and reputational damage that is detrimental to shareholder value. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Guidelines, we recommend a vote FOR this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 81,940 | 0 | 17-May-2021 | 17-May-2021 |
THERMO FISHER SCIENTIFIC INC.
Security | 883556102 | Meeting Type | Annual | |||
Ticker Symbol | TMO | Meeting Date | 19-May-2021 | |||
ISIN | US8835561023 | Agenda | 935375736 - Management | |||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Marc N. Casper | Management | Against | For | Against | Against | ||||||
Comments: F22 Chairman of the Board and the Company Earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | ||||||||||||
1B. | Election of Director: Nelson J. Chai | Management | For | For | For | For | ||||||
1C. | Election of Director: C. Martin Harris | Management | For | For | For | For | ||||||
1D. | Election of Director: Tyler Jacks | Management | For | For | For | For | ||||||
1E. | Election of Director: R. Alexandra Keith | Management | For | For | For | For | ||||||
1F. | Election of Director: Thomas J. Lynch | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1G. | Election of Director: Jim P. Manzi | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1H. | Election of Director: James C. Mullen | Management | For | For | For | For | ||||||
1I. | Election of Director: Lars R. Sørensen | Management | For | For | For | For | ||||||
1J. | Election of Director: Debora L. Spar | Management | For | For | For | For | ||||||
1K. | Election of Director: Scott M. Sperling | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1L. | Election of Director: Dion J. Weisler | Management | For | For | For | For | ||||||
2. | An advisory vote to approve named executive officer compensation. | Management | For | For | For | For | ||||||
3. | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
4. | A shareholder Proposal regarding special Shareholder Meetings. | Shareholder | Against | Against | For | Against |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 17,720 | 0 | 17-May-2021 | 17-May-2021 |
FISERV, INC.
Security | 337738108 | Meeting Type | Annual | |||
Ticker Symbol | FISV | Meeting Date | 19-May-2021 | |||
ISIN | US3377381088 | Agenda | 935377893 - Management | |||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR | Management | ||||||||||
1 Frank J. Bisignano | For | For | For | For | ||||||||
2 Alison Davis | Withheld | For | Against | Withheld | ||||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
3 Henrique de Castro | For | For | For | For | ||||||||
4 Harry F. DiSimone | Withheld | For | Against | Withheld | ||||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
5 Dennis F. Lynch | For | For | For | For | ||||||||
6 Heidi G. Miller | For | For | For | For | ||||||||
7 Scott C. Nuttall | Withheld | For | Against | Withheld | ||||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
8 Denis J. O’Leary | For | For | For | For | ||||||||
9 Doyle R. Simons | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
10 Kevin M. Warren | For | For | For | For | ||||||||
2. | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 39,990 | 0 | 14-May-2021 | 14-May-2021 |
FIDELITY NAT’L INFORMATION SERVICES,INC.
Security | 31620M106 | Meeting Type | Annual | |||
Ticker Symbol | FIS | Meeting Date | 19-May-2021 | |||
ISIN | US31620M1062 | Agenda | 935378097 - Management | |||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Ellen R. Alemany | Management | For | For | For | For | ||||||
1B. | Election of Director: Jeffrey A. Goldstein | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1C. | Election of Director: Lisa A. Hook | Management | For | For | For | For | ||||||
1D. | Election of Director: Keith W. Hughes | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1E. | Election of Director: Gary L. Lauer | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1F. | Election of Director: Gary A. Norcross | Management | For | For | For | For | ||||||
1G. | Election of Director: Louise M. Parent | Management | For | For | For | For | ||||||
1H. | Election of Director: Brian T. Shea | Management | For | For | For | For | ||||||
1I. | Election of Director: James B. Stallings, Jr. | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1J. | Election of Director: Jeffrey E. Stiefler | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
2. | Advisory vote on Fidelity National Information Services, Inc. executive compensation. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 23,240 | 0 | 14-May-2021 | 14-May-2021 |
CHUBB LIMITED
Security | H1467J104 | Meeting Type | Annual | |||
Ticker Symbol | CB | Meeting Date | 20-May-2021 | |||
ISIN | CH0044328745 | Agenda | 935381501 - Management | |||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||
City / Country | / United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2020. | Management | For | For | For | For | ||||||
2A | Allocation of disposable profit. | Management | For | For | For | For | ||||||
2B | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve). | Management | For | For | For | For | ||||||
3 | Discharge of the Board of Directors. | Management | For | For | For | For | ||||||
4A | Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Resolution. | ||||||||||||
4B | Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Resolution. | ||||||||||||
4C | Election of BDO AG (Zurich) as special audit firm. | Management | For | For | For | For | ||||||
5A | Election of Director: Evan G. Greenberg | Management | Against | For | Against | Against | ||||||
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | ||||||||||||
5B | Election of Director: Michael P. Connors | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Company’s Long Term Incentive Plan fails our dilution model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
5C | Election of Director: Michael G. Atieh | Management | For | For | For | For | ||||||
5D | Election of Director: Sheila P. Burke | Management | For | For | For | For | ||||||
5E | Election of Director: Mary Cirillo | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Company’s Long Term Incentive Plan fails our dilution model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
5F | Election of Director: Robert J. Hugin | Management | For | For | For | For | ||||||
5G | Election of Director: Robert W. Scully | Management | For | For | For | For | ||||||
5H | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | For | For | ||||||
5I | Election of Director: Theodore E. Shasta | Management | Against | For | Against | Against | ||||||
Comments: Affiliated Outside director serving as a member of the Audit Committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
5J | Election of Director: David H. Sidwell | Management | For | For | For | For | ||||||
5K | Election of Director: Olivier Steimer | Management | For | For | For | For | ||||||
5L | Election of Director: Luis Téllez | Management | For | For | For | For | ||||||
5M | Election of Director: Frances F. Townsend | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Company’s Long Term Incentive Plan fails our dilution model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
6 | Election of Evan G. Greenberg as Chairman of the Board of Directors. | Management | Against | For | Against | Against | ||||||
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | ||||||||||||
7A | Election of Director of the Compensation Committee: Michael P. Connors | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Company’s Long Term Incentive Plan fails our dilution model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
7B | Election of Director of the Compensation Committee: Mary Cirillo | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Company’s Long Term Incentive Plan fails our dilution model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
7C | Election of Director of the Compensation Committee: Frances F. Townsend | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Company’s Long Term Incentive Plan fails our dilution model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
8 | Election of Homburger AG as independent proxy. | Management | For | For | For | For | ||||||
9 | Approval of the Chubb Limited 2016 Long- Term Incentive Plan, as amended and restated. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
10 | Reduction of share capital. | Management | For | For | For | For | ||||||
11A | Compensation of the Board of Directors until the next annual general meeting. | Management | For | For | For | For | ||||||
11B | Compensation of Executive Management for the next calendar year. | Management | Against | For | Against | Against | ||||||
Comments: Due to our recommendation to Resolution 12, we recommend a vote AGAINST this Resolution. | ||||||||||||
12 | Advisory vote to approve executive compensation under U.S. securities law requirements. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Resolution. | ||||||||||||
A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Against | For | Against | Against | ||||||
Comments: We note, however, that approval of this proposal is not in the best interests of the shareholders. Due to insufficient information provided to the shareholders beforehand, approval of this proposal could lead to a potential risk of recommending a proposal that will not maximize shareholder value. As such, we recommend a vote AGAINST this Resolution. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 36,970 | 0 | 17-May-2021 | 17-May-2021 |
MOLSON COORS BEVERAGE COMPANY
Security | 60871R209 | Meeting Type | Annual | |||
Ticker Symbol | TAP | Meeting Date | 26-May-2021 | |||
ISIN | US60871R2094 | Agenda | 935387589 - Management | |||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR | Management | ||||||||||
1 Roger G. Eaton | For | For | For | For | ||||||||
2 Charles M. Herington | For | For | For | For | ||||||||
3 H. Sanford Riley | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan -Jones ‘ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. | ||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 31,810 | 0 | 24-May-2021 | 24-May-2021 |
AON PLC
Security | G0403H108 | Meeting Type | Annual | |||
Ticker Symbol | AON | Meeting Date | 02-Jun-2021 | |||
ISIN | IE00BLP1HW54 | Agenda | 935399041 - Management | |||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 01-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Lester B. Knight | Management | Against | For | Against | Against | ||||||
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. Affiliated Outside director serving as a member of the Audit Committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1B. | Election of Director: Gregory C. Case | Management | For | For | For | For | ||||||
1C. | Election of Director: Jin-Yong Cai | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1D. | Election of Director: Jeffrey C. Campbell | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1E. | Election of Director: Fulvio Conti | Management | For | For | For | For | ||||||
1F. | Election of Director: Cheryl A. Francis | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1G. | Election of Director: J. Michael Losh | Management | Against | For | Against | Against | ||||||
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1H. | Election of Director: Richard B. Myers | Management | Against | For | Against | Against | ||||||
Comments: Affiliated Outside director serving as a member of the Audit and Compensation Committees According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1I. | Election of Director: Richard C. Notebaert | Management | Against | For | Against | Against | ||||||
Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1J. | Election of Director: Gloria Santona | Management | For | For | For | For | ||||||
1K. | Election of Director: Byron O. Spruell | Management | For | For | For | For | ||||||
1L. | Election of Director: Carolyn Y. Woo | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
2. | Advisory vote to approve the compensation of the Company’s named executive officers. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
4. | Re-appoint Ernst & Young Chartered Accountants as the Company’s statutory auditor under Irish law. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Some Concerns and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST these Proposals. | ||||||||||||
5. | Authorize the Board or the Audit Committee of the Board to determine the remuneration of Ernst & Young Chartered Accountants, in its capacity as the Company’s statutory auditor under Irish law. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Some Concerns and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST these Proposals. | ||||||||||||
6. | Amend Article 190 of the Company’s Articles of Association. | Management | For | For | For | For | ||||||
7. | Authorize the Board to capitalize certain of the Company’s non-distributable reserves. | Management | For | For | For | For | ||||||
8. | Approve the creation of distributable profits by the reduction and cancellation of the amounts capitalized pursuant to the authority given under Proposal 7. | Management | For | For | For | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 15,320 | 0 | 30-May-2021 | 30-May-2021 |
ALPHABET INC.
Security | 02079K305 | Meeting Type | Annual | |||
Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2021 | |||
ISIN | US02079K3059 | Agenda | 935406264 - Management | |||
Record Date | 06-Apr-2021 | Holding Recon Date | 06-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 01-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Larry Page | Management | For | For | For | For | ||||||
1B. | Election of Director: Sergey Brin | Management | For | For | For | For | ||||||
1C. | Election of Director: Sundar Pichai | Management | For | For | For | For | ||||||
1D. | Election of Director: John L. Hennessy | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. F22 Chairman of the Board and the Company Earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | ||||||||||||
1E. | Election of Director: Frances H. Arnold | Management | For | For | For | For | ||||||
1F. | Election of Director: L. John Doerr | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. F19 Member of the Compensation Committee and Compensation Score of Some Concerns or Needs Attention and the Compensation Plan Fails Dilution Model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | For | For | ||||||
1H. | Election of Director: Ann Mather | Management | For | For | For | For | ||||||
1I. | Election of Director: Alan R. Mulally | Management | For | For | For | For | ||||||
1J. | Election of Director: K. Ram Shriram | Management | Against | For | Against | Against | ||||||
Comments: F19 Member of the Compensation Committee and Compensation Score of Some Concerns or Needs Attention and the Compensation Plan Fails Dilution Model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
1K. | Election of Director: Robin L. Washington | Management | Against | For | Against | Against | ||||||
Comments: F19 Member of the Compensation Committee and Compensation Score of Some Concerns or Needs Attention and the Compensation Plan Fails Dilution Model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Approval of Alphabet’s 2021 Stock Plan. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | Against | For | ||||||
Comments: We believe that companies should not utilize dual class capital structures to provide equal voting rights to all shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | ||||||||||||
5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | For | Against | Against | For | ||||||
Comments: We believe that human rights issues are needed to be escalated at the board level to ensure proper accountability and oversight. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | ||||||||||||
6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | For | Against | Against | For | ||||||
Comments: Investors seek clarity regarding how companies drive improvement and how that strategy is supported by executive accountability. Comprehensive links among sustainability, diversity, and executive compensation would help protect long-term shareholder value. We believe that approval of this proposal is in the best interests of the Company and its shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | ||||||||||||
7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | For | Against | Against | For | ||||||
Comments: Free speech and political censorship are some of the most significant issues that face the Big Tech companies today. More than any company in the industry, we believe that Alphabet, must be a key player in exercising accountability, integrity, and oversight over these issues. While current law gives immunity to web content hosts who take down content in dispute, for example due to copyright issues, we believe that Alphabet may promote the violation of freedom of expression by making such content too easy to take down and too hard to re-post. Additionally, we note that evidence suggests that Google may manipulate some search results, potentially impacting everything from competitor success to national elections. Given the reputational and regulatory risks that the Company faces, including the risk of antitrust action, we believe that improved transparency and accountability is needed to meet the company’s long-term responsibility to its many investors. We believe that the preparation of the report will allow the Company to evaluate its activities related to political advertising and potential censorship issues, and at the same time assess the operational, reputational, and social implications of such to the Company. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Guidelines, we recommend a vote FOR this Proposal. | ||||||||||||
8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | For | Against | Against | For | ||||||
Comments: After evaluating the provisions and tenets of the proposal, we determined that the proposed resolution contemplated thereby is advisable, substantively and procedurally fair to, and in the best interests of Company and its shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | ||||||||||||
9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | Against | Against | For | Against | ||||||
Comments: We believe that the Company carefully evaluates and reviews the Company’s charitable activities, and makes information regarding the Company’s corporate giving publicly available, and we do not believe that implementing the proposal would justify the administrative costs and efforts, nor would it provide a corresponding meaningful benefit to the Company’s shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote AGAINST this Proposal. | ||||||||||||
10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | For | Against | Against | For | ||||||
Comments: Given that Alphabet is a giant tech company, we believe that a robust board oversight would improve it management of risks related to anticompetitive practices. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Guidelines, we recommend a vote FOR this Proposal. | ||||||||||||
11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | Against | Against | For | Against | ||||||
Comments: We believe that approval of the proposal is not in the best interests of the Company and its shareholders. We recommend a vote AGAINST this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 3,082 | 0 | 31-May-2021 | 31-May-2021 |
COMCAST CORPORATION
Security | 20030N101 | Meeting Type | Annual | |||
Ticker Symbol | CMCSA | Meeting Date | 02-Jun-2021 | |||
ISIN | US20030N1019 | Agenda | 935407139 - Management | |||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 01-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR | Management | ||||||||||
1 Kenneth J. Bacon | For | For | For | For | ||||||||
2 Madeline S. Bell | For | For | For | For | ||||||||
3 Naomi M. Bergman | For | For | For | For | ||||||||
4 Edward D. Breen | Withheld | For | Against | Withheld | ||||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
5 Gerald L. Hassell | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
6 Jeffrey A. Honickman | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
7 Maritza G. Montiel | For | For | For | For | ||||||||
8 Asuka Nakahara | For | For | For | For | ||||||||
9 David C. Novak | Withheld | For | Against | Withheld | ||||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
10 Brian L. Roberts | Withheld | For | Against | Withheld | ||||||||
Comments: F21 Combined CEO and Board Chair Positions and the Company Earns a Board Score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. F22 Chairman of the Board and the Company Earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | ||||||||||||
2. | Advisory vote on executive compensation. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Ratification of the appointment of our independent auditors. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
4. | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | For | Against | Against | For | ||||||
Comments: We believe that approval of the proposal will enable the Company to avoid legal and reputational risk arising from harassment and discrimination. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 98,520 | 0 | 27-May-2021 | 27-May-2021 |
TABULA RASA HEALTHCARE, INC.
Security | 873379101 | Meeting Type | Annual | |||
Ticker Symbol | TRHC | Meeting Date | 11-Jun-2021 | |||
ISIN | US8733791011 | Agenda | 935415770 - Management | |||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 10-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR | Management | ||||||||||
1 Dr. Samira Beckwith | Withheld | For | Against | Withheld | ||||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
2 Dr. Dennis Helling | For | For | For | For | ||||||||
3 Rear Admiral Pamela S. | For | For | For | For | ||||||||
2. | Approval, on an advisory basis, of the 2020 compensation of Tabula Rasa HealthCare, Inc.’s named executive officers. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Ratification of the selection of KPMG LLP as Tabula Rasa HealthCare, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Some Concerns and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
4. | Approval of the Tabula Rasa HealthCare, Inc. Employee Stock Purchase Plan. | Management | For | For | For | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 77,467 | 0 | 09-Jun-2021 | 09-Jun-2021 |
GENERAL MOTORS COMPANY
Security | 37045V100 | Meeting Type | Annual | |||
Ticker Symbol | GM | Meeting Date | 14-Jun-2021 | |||
ISIN | US37045V1008 | Agenda | 935420632 - Management | |||
Record Date | 15-Apr-2021 | Holding Recon Date | 15-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 11-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Mary T. Barra | Management | For | For | For | For | ||||||
1B. | Election of Director: Wesley G. Bush | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1C. | Election of Director: Linda R. Gooden | Management | For | For | For | For | ||||||
1D. | Election of Director: Joseph Jimenez | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1E. | Election of Director: Jane L. Mendillo | Management | For | For | For | For | ||||||
1F. | Election of Director: Judith A. Miscik | Management | For | For | For | For | ||||||
1G. | Election of Director: Patricia F. Russo | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1H. | Election of Director: Thomas M. Schoewe | Management | Against | For | Against | Against | ||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
1I. | Election of Director: Carol M. Stephenson | Management | Against | For | Against | Against | ||||||
Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
1J. | Election of Director: Mark A. Tatum | Management | For | For | For | For | ||||||
1K. | Election of Director: Devin N. Wenig | Management | For | For | For | For | ||||||
1L. | Election of Director: Margaret C. Whitman | Management | For | For | For | For | ||||||
2. | Advisory Approval of Named Executive Officer Compensation. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Ratification of the Selection of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for 2021. | Management | For | For | For | For | ||||||
4. | Shareholder Proposal Regarding Shareholder Written Consent. | Shareholder | For | Against | Against | For | ||||||
Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | ||||||||||||
5. | Shareholder Proposal Regarding a Report on Greenhouse Gas Emissions Targets as a Performance Element of Executive Compensation. | Shareholder | For | Against | Against | For | ||||||
Comments: We believe that setting clear-cut goals tied to executive compensation will help the Company reduce its regulatory risk related to GHG emissions, financial risk by decreasing volatility of energy prices, and overall expenditure on energy by implementing a disciplined business strategy to cut emissions from its operations. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 109,550 | 0 | 10-Jun-2021 | 10-Jun-2021 |
RESTAURANT BRANDS INTERNATIONAL INC.
Security | 76131D103 | Meeting Type | Annual | |||
Ticker Symbol | QSR | Meeting Date | 16-Jun-2021 | |||
ISIN | CA76131D1033 | Agenda | 935418663 - Management | |||
Record Date | 20-Apr-2021 | Holding Recon Date | 20-Apr-2021 | |||
City / Country | / United States | Vote Deadline Date | 15-Jun-2021 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR | Management | ||||||||||
1 Alexandre Behring | Withheld | For | Against | Withheld | ||||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
2 João M. Castro-Neves | For | For | For | For | ||||||||
3 M. de Limburg Stirum | For | For | For | For | ||||||||
4 Paul J. Fribourg | Withheld | For | Against | Withheld | ||||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
5 Neil Golden | For | For | For | For | ||||||||
6 Ali Hedayat | For | For | For | For | ||||||||
7 Golnar Khosrowshahi | Withheld | For | Against | Withheld | ||||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
8 Marc Lemann | For | For | For | For | ||||||||
9 Jason Melbourne | For | For | For | For | ||||||||
10 Giovanni (John) Prato | For | For | For | For | ||||||||
11 Daniel S. Schwartz | For | For | For | For | ||||||||
12 Carlos Alberto Sicupira | Withheld | For | Against | Withheld | ||||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
2. | Approval, on a non-binding advisory basis, of the compensation paid to named executive officers. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Approval, on a non-binding advisory basis, the frequency of the future shareholder votes on the compensation of the named executive officers (every one, two or three years). | Management | 1 Year | 1 Year | For | 1 Year | ||||||
4. | Appoint KPMG LLP as our auditors to serve until the close of the 2022 Annual Meeting of Shareholders and authorize our directors to fix the auditors’ remuneration. | Management | Abstain | For | Against | Abstain | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Good. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 56,513 | 0 | 09-Jun-2021 | 09-Jun-2021 |
Absolute Convertible Arbitrage Fund
During the period July 1, 2020 – June 30, 2021, Absolute Investment Advisers LLC did not vote any proxies on behalf the Absolute Convertible Arbitrage Fund.
During the period July 1, 2020 – June 30, 2021, Mohican Financial Management, LLC did not vote any proxies on behalf of the portion of the Absolute Convertible Arbitrage Fund that it manages.
Merk Hard Currency Fund
During the period July 1, 2020 – June 30, 2021, Merk Investments LLC did not vote any proxies on behalf of the Merk Hard Currency Fund.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
FORUM FUNDS
By: | /s/ Jessica Chase | |
Jessica Chase, President and Principal Executive Officer | ||
Date: | August 31, 2021 |