Delaware | 94-3025021 | |
(State or other jurisdiction of | (IRS Employer | |
incorporation) | Identification No.) |
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Pursuant to Section 4(a) of the Covenant, the Covenant may be terminated by the written consent of holders of a majority in principal amount of the Notes. The Company commenced a consent solicitation on December 17, 2010, requesting that the holders of the Notes consent to the termination of the Covenant. The consent solicitation expired at 5:00 p.m., New York City time, on December 28, 2010, and as a result of the solicitation, holders of a majority in principal amount of the Notes consented to the termination of the Covenant. A copy of the Company's Termination of the Replacement Capital Covenant is attached hereto as Exhibit 4.1.
The Charles Schwab Corporation | ||||||||
Date: December 29, 2010 | By: | /s/ Joseph R. Martinetto | ||||||
Joseph R. Martinetto | ||||||||
Executive Vice President and Chief Financial Officer | ||||||||
Exhibit No. | Description | |
EX-99.1 | Press Release dated December 29, 2010 ("Schwab Announces Results of Consent Solicitation") | |
EX-4.1 | Termination of the Replacement Capital Covenant, dated December 28, 2010 |