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Filing tables
Filing exhibits
- 10-K Annual report
- 10.101 First Amendment to the Trust Agreement
- 10.226 Employee Stock Incentive Plan
- 10.287 Retention Agreement by and Between Peter Scaturro and the Registrant
- 10.288 Stock Purchase Agreement
- 12.1 Computation of Ratio of Earnings to Fixed Charges
- 21.1 Subsidiaries of the Registrant
- 23.1 Independent Registered Public Accounting Firm's Consent
- 31.1 Certification of CEO Pursuant to Section 302
- 31.2 Certification of CFO Pursuant to Section 302
- 32.1 Certification of CEO Pursuant to Section 906
- 32.2 Certification of CFO Pursuant to Section 906
Related press release
SCHW similar filings
Filing view
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EXHIBIT 10.101
FIRST AMENDMENT TO THE
SECURITY PACIFIC NATIONAL BANK TRUST AGREEMENT
FOR THE CHARLES SCHWAB PROFIT SHARING
AND EMPLOYEE STOCK OWNERSHIP PLAN
The “Security Pacific National Bank Trust Agreement for the Charles Schwab Profit Sharing and Employee Stock Ownership Plan,” which was amended and restated in its entirety effective November 1, 1990, is hereby further amended, effective January 1, 1992, as follows:
By DELETING Section 5.05(c) and SUBSTITUTING therefor the following:
(c) | Cash dividends received on any Employer Securities held as part of the Plan shall be invested as soon as possible in additional shares of Employer Securities which shall be purchased at such prices, in such amounts, in such manner, at such times and through such broker-dealer as the Trustee may determine in its absolute and uncontrolled discretion. |
Executed by the Employer and Trustee on December 20, 1991.
CHARLES SCHWAB & CO., INC. | ||
By: | /s/ Charles R. Schwab | |
Its: | Chairman and CEO | |
SECURITY PACIFIC NATIONAL BANK | ||
By: | /s/ Mary Lau | |
Its: | Assistant Vice President |