UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 15, 2014
The Charles Schwab Corporation
(Exact name of registrant as specified in its charter)
Commission File Number: 1-9700
| | |
| Delaware | | 94-3025021 |
(State or other jurisdiction of incorporation) | | (I.R.S. Employer Identification No.) |
211 Main Street, San Francisco, CA 94105
(Address of principal executive offices, including zip code)
(415) 667-7000
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| | ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| | ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| | ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| | ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 2.02 | Results of Operations and Financial Condition |
On April 15, 2014, The Charles Schwab Corporation issued a press release announcing its financial results for the quarter ended March 31, 2014. A copy of the press release is furnished as Exhibit 99.1 to this report.
| Item 9.01 | Financial Statements and Exhibits |
| | |
| (d) | | Exhibits |
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| 99.1 | | Press Release dated April 15, 2014 (“Schwab Reports First Quarter Net Income Up 58% Year-Over-Year – Revenues Rise 15% From a Year Ago – Client Assets Reach a Record $2.31 Trillion”) |
Signature(s)
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | | |
| | | | | | THE CHARLES SCHWAB CORPORATION |
| | | |
| Date: April 15, 2014 | | | | By: | | /s/ Joseph R. Martinetto |
| | | | | | Joseph R. Martinetto |
| | | | | | Executive Vice President and Chief Financial Officer |
Exhibit Index
| | |
Exhibit No. | | Description |
| |
| Ex 99.1 | | Press Release dated April 15, 2014 (“Schwab Reports First Quarter Net Income Up 58% Year-Over-Year – Revenues Rise 15% From a Year Ago – Client Assets Reach a Record $2.31 Trillion”) |
