UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 23, 2009
NEW CENTURY COMPANIES, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 0-9459 | 06-1034587 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification Number) |
9831 Romandel Avenue
Santa Fe Springs, California 90670
(Address of principal executive offices)
Registrant’s telephone number, including area code: (562) 906-8455
Not applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425). |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12). |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)). |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)). |
a. ITEM 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Description |
| 4.1 | Certificate of Designations of Preferences and Rights of Series C Convertible Preferred Stock. |
| 4.2 | Certificate of Designations of Preferences and Rights of Series D Convertible Preferred Stock. |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
NEW CENTURY COMPANIES, INC. | |||
| (Registrant) | |||
| Date: April 23, 2009 | By: | /s/ DAVID DUQUETTE | |
| David Duquette | |||
| President and Chief Executive Officer | |||
3
INDEX TO EXHIBITS
| Exhibit No. | Description |
| 4.1 | Certificate of Designations of Preferences and Rights of Series C Convertible Preferred Stock. |
| 4.2 | Certificate of Designations of Preferences and Rights of Series D Convertible Preferred Stock. |
4