UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-03105 Exact name of registrant as specified in charter: Oppenheimer Capital Appreciation Fund Address of principal executive offices: 6803 South Tucson Way Centennial, CO 80112-3924 Name and address of agent for service: Robert G. Zack, Executive Vice President & General Counsel OppenheimerFunds, Inc. Two World Financial Center 225 Liberty Street New York, NY 10281-1008 Registrant's telephone number, including area code: 303-768-3200 Date of fiscal year end: 08/31 Date of reporting period: 07/01/2008-06/30/2009 Item 1. Proxy Voting Record ===================== OPPENHEIMER CAPITAL APPRECIATION FUND ==================== ABB Ltd. Ticker: Security ID: CH0012221716 Meeting Date: MAY 5, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 2.1 Accept Financial Statements and Statutory For For Management Reports 2.2 Approve Remuneration Report For For Management 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and Omission For For Management of Dividends 5 Approve Creation of CHF 404 Million Pool For For Management of Capital without Preemptive Rights 6 Approve CHF 1.1 Billion Reduction in For For Management Share Capital and Capital Repayment of CHF 0.48 per Registered Share 7 Amend Shareholding Threshold for For For Management Proposing Resolutions at Shareholder Meetings 8.1 Reelect Hubertus von Gruenberg as For For Management Director 8.2 Reelect Roger Agnelli as Director For For Management 8.3 Reelect Louis Hughes as Director For For Management 8.4 Reelect Hans Maerki as Director For For Management 8.5 Reelect Michel de Rosen as Director For For Management 8.6 Reelect Michael Treschow as Director For For Management 8.7 Reelect Bernd Voss as Director For For Management 8.8 Reelect Jacob Wallenberg as Director For For Management 9 Ratify Ernst & Young AG as Auditors For For Management - -------------------------------------------------------------------------------- Adobe Systems Inc. Ticker: ADBE Security ID: 00724F101 Meeting Date: APR 1, 2009 Meeting Type: Annual Record Date: FEB 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert K. Burgess For For Management 1.2 Elect Director Carol Mills For For Management 1.3 Elect Director Daniel Rosensweig For For Management 1.4 Elect Director Robert Sedgewick For For Management 1.5 Elect Director John E. Warnock For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Allergan, Inc. Ticker: AGN Security ID: 18490102 Meeting Date: APR 30, 2009 Meeting Type: Annual Record Date: MAR 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert W. Boyer For For Management 1.2 Elect Director Robert A. Ingram For Against Management 1.3 Elect Director David E.I. Pyott For For Management 1.4 Elect Director Russell T. Ray For For Management 2 Ratify Auditors For For Management 3 Report on Animal Testing Against Abstain Shareholder - -------------------------------------------------------------------------------- Amgen, Inc. Ticker: AMGN Security ID: 31162100 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: MAR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director David Baltimore For For Management 2 Elect Director Frank J. Biondi, Jr. For For Management 3 Elect Director Francois de Carbonnel For For Management 4 Elect Director Jerry D. Choate For For Management 5 Elect Director Vance D. Coffman For For Management 6 Elect Director Frederick W. Gluck For For Management 7 Elect Director Frank C. Herringer For For Management 8 Elect Director Gilbert S. Omenn For For Management 9 Elect Director Judith C. Pelham For For Management 10 Elect Director J. Paul Reason For For Management 11 Elect Director Leonard D. Schaeffer For For Management 12 Elect Director Kevin W. Sharer For For Management 13 Ratify Auditors For For Management 14 Approve Omnibus Stock Plan For For Management 15 Reduce Supermajority Vote Requirement For For Management 16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 17 Reincorporate in Another State [from Against Against Shareholder Delaware to North Dakota ] - -------------------------------------------------------------------------------- Aon Corp. Ticker: AOC Security ID: 37389103 Meeting Date: MAY 15, 2009 Meeting Type: Annual Record Date: MAR 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lester B. Knight For For Management 2 Elect Director Gregory C. Case For For Management 3 Elect Director Fulvio Conti For For Management 4 Elect Director Edgar D. Jannotta For For Management 5 Elect Director Jan Kalff For For Management 6 Elect Director J. Michael Losh For Against Management 7 Elect Director R. Eden Martin For For Management 8 Elect Director Andrew J. McKenna For For Management 9 Elect Director Robert S. Morrison For For Management 10 Elect Director Richard B. Myers For For Management 11 Elect Director Richard C. Notebaert For For Management 12 Elect Director John W. Rogers, Jr. For For Management 13 Elect Director Gloria Santona For For Management 14 Elect Director Carolyn Y. Woo For For Management 15 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Apache Corp. Ticker: APA Security ID: 37411105 Meeting Date: MAY 7, 2009 Meeting Type: Annual Record Date: MAR 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick M. Bohen For For Management 1.2 Elect Director George D. Lawrence For For Management 1.3 Elect Director Rodman D. Patton For For Management 1.4 Elect Director Charles J. Pitman For For Management - -------------------------------------------------------------------------------- Apple, Inc. Ticker: AAPL Security ID: 37833100 Meeting Date: FEB 25, 2009 Meeting Type: Annual Record Date: DEC 29, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William V. Campbell For For Management 1.2 Elect Director Millard S. Drexler For For Management 1.3 Elect Director Albert A. Gore, Jr. For For Management 1.4 Elect Director Steven P. Jobs For For Management 1.5 Elect Director Andrea Jung For For Management 1.6 Elect Director A.D. Levinson For For Management 1.7 Elect Director Eric E. Schmidt For For Management 1.8 Elect Director Jerome B. York For For Management 2 Report on Political Contributions Against Abstain Shareholder 3 Adopt Principles for Health Care Reform Against Abstain Shareholder 4 Prepare Sustainability Report Against Abstain Shareholder 5 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation - -------------------------------------------------------------------------------- Baxter International Inc. Ticker: BAX Security ID: 71813109 Meeting Date: MAY 5, 2009 Meeting Type: Annual Record Date: MAR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter E. Boomer For For Management 1.2 Elect Director James R. Gavin III For For Management 1.3 Elect Director Peter S. Hellman For For Management 1.4 Elect Director K. J. Storm For For Management 2 Ratify Auditors For For Management 3 Report on Animal Testing Against Abstain Shareholder - -------------------------------------------------------------------------------- BMF BOVESPA S.A. BOLSA VALORES MERC FUT Ticker: Security ID: BRBVMFACNOR3 Meeting Date: APR 28, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statutory For For Management Reports for Fiscal Year Ended Dec. 31, 2008 2 Approve Allocation of Income and For For Management Dividends 3 Elect Directors For For Management 4 Approve Remuneration of Executive For For Management Officers and Non-Executive Directors - -------------------------------------------------------------------------------- BMF BOVESPA S.A. BOLSA VALORES MERC FUT Ticker: Security ID: BRBVMFACNOR3 Meeting Date: MAY 8, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 1 to Unify Expressions For For Management "BM&F" and "Bovespa" 2 Amend Article 5 to Reflect the Increase For For Management in Share Capital Due to the Exercise of Stock Options 3 Amend Article 16 to Exclude Reference to For For Management the "Bolsa de Valores de Sao Paulo" 4 Amend Articles 16 to Eliminate Provision For For Management Requiring Shareholders to Approve How the Company Will Vote on Shareholder Meetings of its Subsidiaries 5 Amend Article 22 to Change Director For For Management Independence Criteria 6 Amend Article 23 to Give the Governance For For Management Committee the Responsibility of a Nominations Committee 7 Amend Article 26 to Allow CEO to Attend For For Management or Not the Board Meetings 8 Amend Article 27 to Clarify that the For For Management Governance Committee Will Not be Involved in the Appointment of Substitutes to Fill Board Vacancies 9 Amend Article 29 to Correct Spelling For For Management 10 Amend Article 29 to Allow the Board to For For Management Create Working Groups to Address Specific Matters 11 Amend Articles 35 and 49 to Eliminate the For For Management Regulations and Norms Committee 12 Amend Article 39 re: Substitution of CEO For For Management 13 Amend Article 45 to Change the Name of For For Management the Governance Committee to Governance and Nominations Committee, and to Change the Remuneration and Nominations Committee to Remuneration Committee 14 Amend Articles 46, 47, 49, and 50 re: For For Management Composition of Audit, Remuneration, and Governance and Nominations Committees 15 Amend Article 81 Through 85 to Remove For For Management Temporary Provisions Related to the Integration of BM&F and Bovespa 16 Consolidate Articles For For Management - -------------------------------------------------------------------------------- BMF BOVESPA S.A. BOLSA VALORES MERC FUT Ticker: Security ID: BRBVMFACNOR3 Meeting Date: NOV 28, 2008 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorbtion of Bolsa de Valores de For For Management Sao Paulo SA, and Companhia Brasileira de Liquidacao e Custodia 2 Appoint PricewaterhouseCoopers to For For Management Appraise Proposed Absorption 3 Approve Appraisal of Proposed Absorption For For Management 4 Ratify Votes Cast during the Shareholder For For Management Meetings of Bolsa de Valores de Sao Paulo SA and Companhia Brasileira de Liquidacao e Custodia 5 Ratify Director Appointed by the Board in For For Management Accordance with Art. 150 of the Brazilian Corporations Law 6 Authorize Administrators to Execute For For Management Approved Resolutions - -------------------------------------------------------------------------------- Broadcom Corp. Ticker: BRCM Security ID: 111320107 Meeting Date: MAY 14, 2009 Meeting Type: Annual Record Date: MAR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George L. Farinsky For For Management 1.2 Elect Director Nancy H. Handel For For Management 1.3 Elect Director Eddy W. Hartenstein For For Management 1.4 Elect Director John Major For For Management 1.5 Elect Director Scott A. McGregor For For Management 1.6 Elect Director William T. Morrow For For Management 1.7 Elect Director Robert E. Switz For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Burger King Holdings, Inc. Ticker: BKC Security ID: 121208201 Meeting Date: NOV 20, 2008 Meeting Type: Annual Record Date: SEP 22, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Chidsey For For Management 1.2 Elect Director Richard W. Boyce For For Management 1.3 Elect Director David A. Brandon For Withhold Management 1.4 Elect Director Ronald M. Dykes For For Management 1.5 Elect Director Peter R. Formanek For For Management 1.6 Elect Director Manuel A. Garcia For For Management 1.7 Elect Director Sanjeev K. Mehra For Withhold Management 1.8 Elect Director Stephen G. Pagliuca For For Management 1.9 Elect Director Brian T. Swette For For Management 1.10 Elect Director Kneeland C. Youngblood For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Burlington Northern Santa Fe Corp. Ticker: BNI Security ID: 12189T104 Meeting Date: APR 23, 2009 Meeting Type: Annual Record Date: FEB 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director Donald G. Cook For For Management 1.3 Elect Director Vilma S. Martinez For For Management 1.4 Elect Director Marc F. Racicot For For Management 1.5 Elect Director Roy S. Roberts For For Management 1.6 Elect Director Matthew K. Rose For For Management 1.7 Elect Director Marc J. Shapiro For For Management 1.8 Elect Director J.C. Watts, Jr. For For Management 1.9 Elect Director Robert H. West For For Management 1.10 Elect Director J. Steven Whisler For For Management 1.11 Elect Director Edward E. Whitacre, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 4 Amend Bylaws-- Call Special Meetings Against For Shareholder 5 Report on Political Contributions Against For Shareholder - -------------------------------------------------------------------------------- C. R. Bard, Inc. Ticker: BCR Security ID: 67383109 Meeting Date: APR 15, 2009 Meeting Type: Annual Record Date: FEB 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc C. Breslawsky For For Management 1.2 Elect Director Herbert L. Henkel For For Management 1.3 Elect Director Tommy G. Thompson For For Management 1.4 Elect Director Timothy M. Ring For For Management 2 Amend Executive Incentive Bonus Plan For For Management 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Cablevision Systems Corp. Ticker: CVC Security ID: 12686C109 Meeting Date: MAY 21, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Zachary W. Carter For For Management 1.2 Elect Director Charles D. Ferris For Withhold Management 1.3 Elect Director Thomas V. Reifenheiser For For Management 1.4 Elect Director John R. Ryan For For Management 1.5 Elect Director Vincent Tese For For Management 1.6 Elect Director Leonard Tow For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management - -------------------------------------------------------------------------------- Cadbury plc (formerly Cadbury Schweppes plc) Ticker: Security ID: GB00B2PF6M70 Meeting Date: MAY 14, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statutory For For Management Reports 2 Approve Final Dividend of 11.1 Pence Per For For Management Ordinary Share 3 Approve Remuneration Report For For Management 4 Re-elect Roger Carr as Director For For Management 5 Re-elect Todd Stitzer as Director For For Management 6 Elect Baroness Hogg as Director For For Management 7 Elect Colin Day as Director For For Management 8 Elect Andrew Bonfield as Director For For Management 9 Reappoint Deloitte LLP as Auditors of the For For Management Company 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Company and its Subsidiaries to For For Management Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 100,000 12 Authorise Issue of Equity with For For Management Pre-emptive Rights Under a General Authority up to GBP 45,410,520 and an Additional Amount Pursuant to a Rights Issue of up to GBP 90,821,040 After Deducting Any Securities Issued Under the General Authority 13 Authorise Issue of Equity or For For Management Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,811,578 14 Authorise Market Purchase of up to GBP For For Management 13,623,156 15 Approve That a General Meeting Other Than For For Management an Annual GeneralMeeting May Be Called on Not Less than 14 Clear Days' Notice - -------------------------------------------------------------------------------- Cameron International Corp Ticker: CAM Security ID: 13342B105 Meeting Date: MAY 13, 2009 Meeting Type: Annual Record Date: MAR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Baker Cunningham For Withhold Management 1.2 Elect Director Sheldon R. Erikson For Withhold Management 1.3 Elect Director Douglas L. Foshee For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Celgene Corp. Ticker: CELG Security ID: 151020104 Meeting Date: JUN 17, 2009 Meeting Type: Annual Record Date: APR 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sol J. Barer For For Management 1.2 Elect Director Robert J. Hugin For For Management 1.3 Elect Director Michael D. Casey For For Management 1.4 Elect Director Rodman L. Drake For For Management 1.5 Elect Director A. Hull Hayes, Jr. For For Management 1.6 Elect Director Gilla Kaplan For For Management 1.7 Elect Director James J. Loughlin For For Management 1.8 Elect Director Ernest Mario For For Management 1.9 Elect Director Walter L. Robb For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Require a Majority Vote for the Election Against For Shareholder of Directors - -------------------------------------------------------------------------------- Cisco Systems, Inc. Ticker: CSCO Security ID: 17275R102 Meeting Date: NOV 13, 2008 Meeting Type: Annual Record Date: SEP 15, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Carol A. Bartz For For Management 2 Elect Director M. Michele Burns For For Management 3 Elect Director Michael D. Capellas For For Management 4 Elect Director Larry R. Carter For For Management 5 Elect Director John T. Chambers For For Management 6 Elect Director Brian L. Halla For For Management 7 Elect Director John L. Hennessy For For Management 8 Elect Director Richard M. Kovacevich For For Management 9 Elect Director Roderick C. McGeary For For Management 10 Elect Director Michael K. Powell For For Management 11 Elect Director Steven M. West For For Management 12 Elect Director Jerry Yang For Against Management 13 Ratify Auditors For For Management 14 Amend Bylaws to Establish a Board Against Abstain Shareholder Committee on Human Rights 15 Report on Internet Fragmentation Against Against Shareholder - -------------------------------------------------------------------------------- CME Group Inc. Ticker: CME Security ID: 12572Q105 Meeting Date: AUG 18, 2008 Meeting Type: Special Record Date: JUL 18, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Size of Board For For Management 2 Issue Shares in Connection with For For Management Acquisition 3 Adjourn Meeting For For Management - -------------------------------------------------------------------------------- Colgate-Palmolive Co. Ticker: CL Security ID: 194162103 Meeting Date: MAY 8, 2009 Meeting Type: Annual Record Date: MAR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John T. Cahill For For Management 1.2 Elect Director Jill K. Conway For For Management 1.3 Elect Director Ian Cook For For Management 1.4 Elect Director Ellen M. Hancock For For Management 1.5 Elect Director David W. Johnson For For Management 1.6 Elect Director Richard J. Kogan For For Management 1.7 Elect Director Delano E. Lewis For For Management 1.8 Elect Director J. Pedro Reinhard For For Management 1.9 Elect Director Stephen I. Sadove For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation - -------------------------------------------------------------------------------- Covance Inc. Ticker: CVD Security ID: 222816100 Meeting Date: MAY 7, 2009 Meeting Type: Annual Record Date: MAR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Barchi For For Management 1.2 Elect Director Sandra L. Helton For For Management 1.3 Elect Director Joseph C. Scodari For For Management 2 Ratify Auditors For For Management 3 Report on Animal Welfare Act Violations Against Abstain Shareholder - -------------------------------------------------------------------------------- Credit Suisse Group (formerly CS Holding) Ticker: Security ID: CH0012138530 Meeting Date: APR 24, 2009 Meeting Type: Annual Record Date: APR 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 1.2 Approve Remuneration Report For For Management 1.3 Accept Financial Statements and Statutory For For Management Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Retained Earnings For For Management and Dividends of CHF 0.10 per Share 4.1 Approve Issuance of Convertible Bonds For For Management and/or Options without Preemptive Rights; Approve EUR 4 Million Increase of Existing Pool of Capital to Guarantee Conversion Rights 4.2 Approve Creation of CHF 4 Million Pool of For For Management Capital without Preemptive Rights 5.1 Amend Articles Re: Auditors For For Management 5.2 Amend Articles Re: Presence Quorum for For For Management Board Resolutions 5.3 Amend Articles Re: Contributions in Kind For For Management 6.1.1 Reelect Hans-Ulrich Doerig as Director For For Management 6.1.2 Reelect Walter Kielholz as Director For For Management 6.1.3 Reelect Richard Thornburgh as Director For For Management 6.1.4 Elect Andreas Koopmann as Director For For Management 6.1.5 Elect Urs Rohner as Director For For Management 6.1.6 Elect John Tiner as Director For For Management 6.2 Ratify KPMG AG as Auditors For For Management 6.3 Ratify BDO Visura as Special Auditors For For Management - -------------------------------------------------------------------------------- Crown Castle International Corp. Ticker: CCI Security ID: 228227104 Meeting Date: MAY 21, 2009 Meeting Type: Annual Record Date: MAR 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cindy Christy For For Management 1.2 Elect Director Ari Q. Fitzgerald For For Management 1.3 Elect Director Robert E. Garrison II For For Management 1.4 Elect Director John P. Kelly For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Dentsply International, Inc. Ticker: XRAY Security ID: 249030107 Meeting Date: MAY 12, 2009 Meeting Type: Annual Record Date: MAR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy L Dixon For For Management 1.2 Elect Director Leslie A. Jones For For Management 1.3 Elect Director Bret W. Wise For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- eBay Inc. Ticker: EBAY Security ID: 278642103 Meeting Date: APR 29, 2009 Meeting Type: Annual Record Date: MAR 4, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc L. Andreessen For For Management 1.2 Elect Director William C. Ford, Jr. For For Management 1.3 Elect Director Dawn G. Lepore For For Management 1.4 Elect Director Pierre M. Omidyar For For Management 1.5 Elect Director Richard T. Schlosberg, III For For Management 2 Approve Stock Option Exchange Program For For Management 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Ecolab, Inc. Ticker: ECL Security ID: 278865100 Meeting Date: MAY 8, 2009 Meeting Type: Annual Record Date: MAR 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie S. Biller For For Management 1.2 Elect Director Jerry A. Grundhofer For For Management 1.3 Elect Director John J. Zillmer For For Management 2 Ratify Auditors For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Declassify the Board of Directors Against For Shareholder - -------------------------------------------------------------------------------- Express Scripts, Inc. Ticker: ESRX Security ID: 302182100 Meeting Date: MAY 27, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary G. Benanav For For Management 1.2 Elect Director Frank J. Borelli For For Management 1.3 Elect Director Maura C. Breen For For Management 1.4 Elect Director Nicholas J. LaHowchic For For Management 1.5 Elect Director Thomas P. Mac Mahon For For Management 1.6 Elect Director Frank Mergenthaler For For Management 1.7 Elect Director Woodrow A Myers, Jr, MD For For Management 1.8 Elect Director John O. Parker, Jr. For For Management 1.9 Elect Director George Paz For For Management 1.10 Elect Director Samuel K. Skinner For For Management 1.11 Elect Director Seymour Sternberg For For Management 1.12 Elect Director Barrett A. Toan For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- F5 Networks, Inc. Ticker: FFIV Security ID: 315616102 Meeting Date: MAR 12, 2009 Meeting Type: Annual Record Date: JAN 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Karl D. Guelich For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock Purchase For For Management Plan 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- FLIR Systems, Inc. Ticker: FLIR Security ID: 302445101 Meeting Date: MAY 1, 2009 Meeting Type: Annual Record Date: FEB 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Earl R. Lewis For For Management 1.2 Elect Director Steven E. Wynne For For Management 2 Approve Qualified Employee Stock Purchase For For Management Plan 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Focus Media Holding Ltd. Ticker: FMCN Security ID: 34415V109 Meeting Date: OCT 13, 2008 Meeting Type: Annual Record Date: AUG 29, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE ELECTION OF YING WU AS For For Management THE DIRECTOR TO SERVE ON THE BOARD OF DIRECTORS FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR S SUCCESSOR IS ELECTED AND DULY QUALIFIED, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 2 RATIFY AUDITORS For For Management - -------------------------------------------------------------------------------- General Dynamics Corp. Ticker: GD Security ID: 369550108 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: MAR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Nicholas D. Chabraja For For Management 2 Elect Director James S. Crown For For Management 3 Elect Director William P. Fricks For For Management 4 Elect Director Jay L. Johnson For For Management 5 Elect Director George A. Joulwan For For Management 6 Elect Director Paul G. Kaminski For For Management 7 Elect Director John M. Keane For For Management 8 Elect Director Deborah J. Lucas For For Management 9 Elect Director Lester L. Lyles For For Management 10 Elect Director J. Christopher Reyes For For Management 11 Elect Director Robert Walmsley For For Management 12 Approve Omnibus Stock Plan For For Management 13 Approve Nonqualified Employee Stock For For Management Purchase Plan 14 Ratify Auditors For For Management 15 Report on Space-based Weapons Program Against Abstain Shareholder 16 Adopt a Policy in which the Company will Against For Shareholder not Make or Promise to Make Any Death Benefit Payments to Senior Executives - -------------------------------------------------------------------------------- Gilead Sciences, Inc. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: MAR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Berg For For Management 1.2 Elect Director John F. Cogan For For Management 1.3 Elect Director Etienne F. Davignon For For Management 1.4 Elect Director James M. Denny For For Management 1.5 Elect Director Carla A. Hills For For Management 1.6 Elect Director John W. Madigan For For Management 1.7 Elect Director John C. Martin For For Management 1.8 Elect Director Gordon E. Moore For For Management 1.9 Elect Director Nicholas G. Moore For For Management 1.10 Elect Director Richard J. Whitley For For Management 1.11 Elect Director Gayle E. Wilson For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- Google Inc Ticker: GOOG Security ID: 38259P508 Meeting Date: MAY 7, 2009 Meeting Type: Annual Record Date: MAR 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric Schmidt For Withhold Management 1.2 Elect Director Sergey Brin For Withhold Management 1.3 Elect Director Larry Page For Withhold Management 1.4 Elect Director L. John Doerr For Withhold Management 1.5 Elect Director John L. Hennessy For Withhold Management 1.6 Elect Director Arthur D. Levinson For Withhold Management 1.7 Elect Director Ann Mather For Withhold Management 1.8 Elect Director Paul S. Otellini For Withhold Management 1.9 Elect Director K. Ram Shriram For Withhold Management 1.10 Elect Director Shirley M. Tilghman For Withhold Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Report on Political Contributions For For Shareholder 5 Adopt Policies to Protect Freedom of Against Abstain Shareholder Access to the Internet 6 Adopt Principles for Health Care Reform Against Abstain Shareholder - -------------------------------------------------------------------------------- Henry Schein, Inc. Ticker: HSIC Security ID: 806407102 Meeting Date: MAY 28, 2009 Meeting Type: Annual Record Date: APR 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stanley M. Bergman For For Management 1.2 Elect Director Gerald A. Benjamin For For Management 1.3 Elect Director James P. Breslawski For For Management 1.4 Elect Director Mark E. Mlotek For For Management 1.5 Elect Director Steven Paladino For For Management 1.6 Elect Director Barry J. Alperin For For Management 1.7 Elect Director Paul Brons For For Management 1.8 Elect Director Margaret A. Hamburg, M.D. For For Management 1.9 Elect Director Donald J. Kabat For For Management 1.10 Elect Director Philip A. Laskawy For For Management 1.11 Elect Director Karyn Mashima For For Management 1.12 Elect Director Norman S. Matthews For For Management 1.13 Elect Director Louis W. Sullivan, M.D. For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Illumina, Inc. Ticker: ILMN Security ID: 452327109 Meeting Date: MAY 8, 2009 Meeting Type: Annual Record Date: MAR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director A. Blaine Bowman For For Management 2 Elect Director Karin Eastham For For Management 3 Elect Director Jay T. Flatley For For Management 4 Elect Director William H. Rastetter, For For Management Ph.D. 5 Ratify Auditors For For Management - -------------------------------------------------------------------------------- IntercontinentalExchange, Inc. Ticker: ICE Security ID: 45865V100 Meeting Date: MAY 14, 2009 Meeting Type: Annual Record Date: MAR 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles R. Crisp For For Management 1.2 Elect Director Jean-Marc Forneri For For Management 1.3 Elect Director Fred W. Hatfield For For Management 1.4 Elect Director Terrence F. Martell For For Management 1.5 Elect Director Sir Robert Reid For For Management 1.6 Elect Director Frederic V. Salerno For Withhold Management 1.7 Elect Director Frederick W. Schoenhut For For Management 1.8 Elect Director Jeffrey C. Sprecher For For Management 1.9 Elect Director Judith A. Sprieser For Withhold Management 1.10 Elect Director Vincent Tese For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Intuitive Surgical, Inc. Ticker: ISRG Security ID: 46120E602 Meeting Date: APR 22, 2009 Meeting Type: Annual Record Date: FEB 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary S. Guthart, Ph.D. For For Management 1.2 Elect Director Mark J. Rubash For For Management 1.3 Elect Director Lonnie M. Smith For For Management - -------------------------------------------------------------------------------- Jones Lang LaSalle, Inc. Ticker: JLL Security ID: 48020Q107 Meeting Date: MAY 28, 2009 Meeting Type: Annual Record Date: MAR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Colin Dyer For For Management 2 Elect Director Darryl Hartley-Leonard For For Management 3 Elect Director DeAnne Julius For For Management 4 Elect Director Ming Lu For For Management 5 Elect Director Lauralee E. Martin For For Management 6 Elect Director Sheila A. Penrose For For Management 7 Elect Director David B. Rickard For For Management 8 Elect Director Roger T. Staubach For For Management 9 Elect Director Thomas C. Theobald For For Management 10 Ratify Auditors For For Management 11 Other Business For Against Management - -------------------------------------------------------------------------------- Joy Global, Inc. Ticker: JOYG Security ID: 481165108 Meeting Date: FEB 24, 2009 Meeting Type: Annual Record Date: DEC 26, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven L. Gerard For For Management 1.2 Elect Director John Nils Hanson For For Management 1.3 Elect Director Ken C. Johnsen For For Management 1.4 Elect Director Gale E. Klappa For For Management 1.5 Elect Director Richard B. Loynd For For Management 1.6 Elect Director P. Eric Siegert For For Management 1.7 Elect Director Michael W. Sutherlin For For Management 1.8 Elect Director James H. Tate For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- JPMorgan Chase & Co. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2009 Meeting Type: Annual Record Date: MAR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Crandall C. Bowles For For Management 1.2 Elect Director Stephen B. Burke For For Management 1.3 Elect Director David M. Cote For For Management 1.4 Elect Director James S. Crown For For Management 1.5 Elect Director James Dimon For For Management 1.6 Elect Director Ellen V. Futter For For Management 1.7 Elect Director William H. Gray, III For For Management 1.8 Elect Director Laban P. Jackson, Jr. For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Lee R. Raymond For For Management 1.11 Elect Director William C. Weldon For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Disclose Prior Government Service Against Abstain Shareholder 5 Provide for Cumulative Voting Against Against Shareholder 6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 7 Report on Predatory Lending Policies Against Against Shareholder 8 Amend Key Executive Performance Plan Against For Shareholder 9 Stock Retention/Holding Period Against For Shareholder 10 Prepare Carbon Principles Report Against Abstain Shareholder - -------------------------------------------------------------------------------- Julius Baer Holding AG (formerly Baer Holdings) Ticker: Security ID: CH0029758650 Meeting Date: APR 8, 2009 Meeting Type: Annual Record Date: MAR 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statutory For For Management Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 0.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Reelect Raymond Baer as Director For For Management 4.2 Elect Leonhard Fischer as Director For For Management 5 Ratify KPMG AG as Auditors For For Management 6 Approve CHF 220,175 Reduction in Share For For Management Capital via Cancellation of 4.4 Million Repurchased Shares 7 Amend Articles Re: Auditors, AGM For For Management Resolutions on Sale of Shares in Julius Baer & Co. AG, Shareholding Requirement for Board Members - -------------------------------------------------------------------------------- Julius Baer Holding AG (formerly Baer Holdings) Ticker: Security ID: CH0029758650 Meeting Date: JUN 30, 2009 Meeting Type: Special Record Date: JUN 15, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize CHF 4.9 Billion Transfer from For For Management Legal Reserves to Free Reserves 2 Amend Corporate Purpose For For Management 3.1 Approve Special Dividend in Form of For For Management Julius Baer Gruppe AG Shares 3.2 Change Company Name to GAM Holding AG For For Management 3.3.1 Elect Johannes de Gier as Director For Against Management 3.3.2 Elect Hugh Scott-Barrett as Director For For Management 3.3.3 Elect Dieter Enkelmann as Director For Against Management 4 Authorize Cancelation of Share Repurchase For For Management Program - -------------------------------------------------------------------------------- Juniper Networks, Inc. Ticker: JNPR Security ID: 48203R104 Meeting Date: MAY 28, 2009 Meeting Type: Annual Record Date: MAR 30, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Kriens For For Management 1.2 Elect Director Stratton Sclavos For For Management 1.3 Elect Director William R. Stensrud For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Lockheed Martin Corp. Ticker: LMT Security ID: 539830109 Meeting Date: APR 23, 2009 Meeting Type: Annual Record Date: MAR 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director E. C. "Pete" Aldrige, Jr. For Against Management 1.2 Elect Director Nolan D. Archibald For Against Management 1.3 Elect Director David B. Burritt For For Management 1.4 Elect Director James O. Ellis, Jr. For For Management 1.5 Elect Director Gwendolyn S. King For For Management 1.6 Elect Director James M. Loy For For Management 1.7 Elect Director Douglas H. McCorkindale For Against Management 1.8 Elect Director Joseph W. Ralston For For Management 1.9 Elect Director Frank Savage For For Management 1.10 Elect Director James Schneider For Against Management 1.11 Elect Director Anne Stevens For Against Management 1.12 Elect Director Robert J. Stevens For For Management 1.13 Elect Director James R. Ukropina For For Management 2 Ratify Auditors For For Management 3 Reduce Supermajority Vote Requirement For For Management 4 Report on Space-based Weapons Program Against Abstain Shareholder 5 Adopt a Policy in which the Company will Against For Shareholder not Make or Promise to Make Any Death Benefit Payments to Senior Executives 6 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation - -------------------------------------------------------------------------------- MasterCard Incorporated Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 9, 2009 Meeting Type: Annual Record Date: APR 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Haythornthwaite For For Management 1.2 Elect Director David R. Carlucci For For Management 1.3 Elect Director Robert W. Selander For For Management 2 Amend Certificate of Incorporation to For For Management Increase Size of Board and Amend Director Qualifications 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Medco Health Solutions, Inc. Ticker: MHS Security ID: 58405U102 Meeting Date: MAY 21, 2009 Meeting Type: Annual Record Date: MAR 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Charles M. Lillis, Ph.D. For For Management 2 Elect Director William L. Roper, M.D. For For Management 3 Elect Director David D. Stevens For For Management 4 Ratify Auditors For For Management 5 Approve Executive Incentive Bonus Plan For For Management - -------------------------------------------------------------------------------- Microchip Technology, Inc. Ticker: MCHP Security ID: 595017104 Meeting Date: AUG 15, 2008 Meeting Type: Annual Record Date: JUN 19, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Sanghi For For Management 1.2 Elect Director Albert J. Hugo-Martinez For For Management 1.3 Elect Director L.B. Day For For Management 1.4 Elect Director Matthew W. Chapman For For Management 1.5 Elect Director Wade F. Meyercord For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Microsoft Corp. Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 19, 2008 Meeting Type: Annual Record Date: SEP 5, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Steven A. Ballmer For For Management 2 Elect Director James I. Cash, Jr. For For Management 3 Elect Director Dina Dublon For For Management 4 Elect Director William H. Gates, III For For Management 5 Elect Director Raymond V. Gilmartin For For Management 6 Elect Director Reed Hastings For For Management 7 Elect Director David F. Marquardt For For Management 8 Elect Director Charles H. Noski For For Management 9 Elect Director Helmut Panke For For Management 10 Approve Executive Incentive Bonus Plan For For Management 11 Amend Non-Employee Director Omnibus Stock For For Management Plan 12 Ratify Auditors For For Management 13 Adopt Policies to Protect Freedom of Against Abstain Shareholder Access to the Internet 14 Amend Bylaws to Establish a Board Against Abstain Shareholder Committee on Human Rights 15 Report on Charitable Contributions Against Abstain Shareholder - -------------------------------------------------------------------------------- Monsanto Co. Ticker: MON Security ID: 61166W101 Meeting Date: JAN 14, 2009 Meeting Type: Annual Record Date: NOV 17, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Janice L. Fields For For Management 2 Elect Director Hugh Grant For For Management 3 Elect Director C. Steven McMillan For For Management 4 Elect Director Robert J. Stevens For For Management 5 Ratify Auditors For For Management - -------------------------------------------------------------------------------- MOSAIC CO Ticker: MOS Security ID: 61945A107 Meeting Date: OCT 9, 2008 Meeting Type: Annual Record Date: AUG 11, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David B. Mathis For For Management 1.2 Elect Director James L. Popowich For For Management 1.3 Elect Director James T. Prokopanko For For Management 1.4 Elect Director Steven M. Seibert For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- MSCI Inc. Ticker: MXB Security ID: 55354G100 Meeting Date: APR 2, 2009 Meeting Type: Annual Record Date: FEB 3, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth M. deRegt For Against Management 1.2 Elect Director Benjamin F. duPont For For Management 1.3 Elect Director Henry A. Fernandez For Against Management 1.4 Elect Director James P. Gorman For Against Management 1.5 Elect Director Linda H. Riefler For Against Management 1.6 Elect Director Scott M. Sipprelle For For Management 1.7 Elect Director Rodolphe M. Vallee For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Nestle SA Ticker: Security ID: CH0038863350 Meeting Date: APR 23, 2009 Meeting Type: Annual Record Date: APR 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and Statutory For For Management Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 1.40 per Share 4.1.1 Reelect Daniel Borel as Director For For Management 4.1.2 Reelect Carolina Mueller-Moehl as For For Management Director 4.2 Ratify KPMG AG as Auditors For For Management 5 Approve CHF 180 million Reduction in For For Management Share Capital - -------------------------------------------------------------------------------- NetApp, Inc. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 2, 2008 Meeting Type: Annual Record Date: JUL 9, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel J. Warmenhoven For For Management 1.2 Elect Director Donald T. Valentine For For Management 1.3 Elect Director Jeffry R. Allen For For Management 1.4 Elect Director Carol A. Bartz For For Management 1.5 Elect Director Alan L. Earhart For For Management 1.6 Elect Director Thomas Georgens For For Management 1.7 Elect Director Edward Kozel For For Management 1.8 Elect Director Mark Leslie For For Management 1.9 Elect Director Nicholas G. Moore For For Management 1.10 Elect Director George T. Shaheen For For Management 1.11 Elect Director Robert T. Wall For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock Purchase For For Management Plan 5 Ratify Auditors For For Management - -------------------------------------------------------------------------------- NetApp, Inc. Ticker: NTAP Security ID: 64110D104 Meeting Date: APR 21, 2009 Meeting Type: Special Record Date: MAR 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Exchange Program For Against Management - -------------------------------------------------------------------------------- NII Holdings, Inc. Ticker: NIHD Security ID: 62913F201 Meeting Date: MAY 12, 2009 Meeting Type: Annual Record Date: MAR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George A. Cope For Withhold Management 1.2 Elect Director Raymond P. Dolan For For Management 1.3 Elect Director Carolyn Katz For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Nintendo Co. Ltd. Ticker: 7974 Security ID: JP3756600007 Meeting Date: JUN 26, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JPY 780 2 Amend Articles To Reflect Digitalization For For Management of Share Certificates 3.1 Elect Director For For Management 3.2 Elect Director For For Management 3.3 Elect Director For For Management 3.4 Elect Director For For Management 3.5 Elect Director For For Management 3.6 Elect Director For For Management 3.7 Elect Director For For Management 3.8 Elect Director For For Management 3.9 Elect Director For For Management 3.10 Elect Director For For Management 3.11 Elect Director For For Management 3.12 Elect Director For For Management - -------------------------------------------------------------------------------- Northern Trust Corp. Ticker: NTRS Security ID: 665859104 Meeting Date: APR 21, 2009 Meeting Type: Annual Record Date: MAR 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda Walker Bynoe For For Management 1.2 Elect Director Nicholas D. Chabraja For For Management 1.3 Elect Director Susan Crown For For Management 1.4 Elect Director Dipak C. Jain For For Management 1.5 Elect Director Arthur L. Kelly For For Management 1.6 Elect Director Robert C. McCormack For For Management 1.7 Elect Director Edward J. Mooney For For Management 1.8 Elect Director William A. Osborn For For Management 1.9 Elect Director John W. Rowe For For Management 1.10 Elect Director Harold B. Smith For For Management 1.11 Elect Director William D. Smithburg For For Management 1.12 Elect Director Enrique J. Sosa For For Management 1.13 Elect Director Charles A. Tribbett III For For Management 1.14 Elect Director Frederick H. Waddell For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation - -------------------------------------------------------------------------------- Nvidia Corporation Ticker: NVDA Security ID: 67066G104 Meeting Date: MAY 20, 2009 Meeting Type: Annual Record Date: MAR 30, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tench Coxe For Withhold Management 1.2 Elect Director Mark L. Perry For Withhold Management 1.3 Elect Director Mark A. Stevens For Withhold Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Occidental Petroleum Corp. Ticker: OXY Security ID: 674599105 Meeting Date: MAY 1, 2009 Meeting Type: Annual Record Date: MAR 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Spencer Abraham For Against Management 1.2 Elect Director Ronald W. Burkle For Against Management 1.3 Elect Director John S. Chalsty For Against Management 1.4 Elect Director Edward P. Djerejian For Against Management 1.5 Elect Director John E. Feick For Against Management 1.6 Elect Director Ray R. Irani For Against Management 1.7 Elect Director Irvin W. Maloney For Against Management 1.8 Elect Director Avedick B. Poladian For Against Management 1.9 Elect Director Rodolfo Segovia For Against Management 1.10 Elect Director Aziz D. Syriani For Against Management 1.11 Elect Director Rosemary Tomich For Against Management 1.12 Elect Director Walter L. Weisman For Against Management 2 Ratify Auditors For For Management 3 Provide Right to Call Special Meeting For For Management 4 Report on Host Country Social and Against Abstain Shareholder Environmental Laws - -------------------------------------------------------------------------------- Oracle Corp. Ticker: ORCL Security ID: 68389X105 Meeting Date: OCT 10, 2008 Meeting Type: Annual Record Date: AUG 12, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey O. Henley For For Management 1.2 Elect Director Lawrence J. Ellison For For Management 1.3 Elect Director Donald L. Lucas For For Management 1.4 Elect Director Michael J. Boskin For For Management 1.5 Elect Director Jack F. Kemp For For Management 1.6 Elect Director Jeffrey S. Berg For Withhold Management 1.7 Elect Director Safra A. Catz For For Management 1.8 Elect Director Hector Garcia-Molina For Withhold Management 1.9 Elect Director H. Raymond Bingham For For Management 1.10 Elect Director Charles E. Phillips, Jr. For For Management 1.11 Elect Director Naomi O. Seligman For Withhold Management 1.12 Elect Director George H. Conrades For For Management 1.13 Elect Director Bruce R. Chizen For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation - -------------------------------------------------------------------------------- PepsiCo, Inc. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: MAR 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director S.L. Brown For For Management 2 Elect Director I.M. Cook For For Management 3 Elect Director D. Dublon For For Management 4 Elect Director V.J. Dzau For For Management 5 Elect Director R.L. Hunt For For Management 6 Elect Director A. Ibarguen For For Management 7 Elect Director A.C. Martinez For For Management 8 Elect Director I.K. Nooyi For For Management 9 Elect Director S.P. Rockefeller For For Management 10 Elect Director J.J. Schiro For Against Management 11 Elect Director L.G. Trotter For For Management 12 Elect Director D.Vasella For For Management 13 Elect Director M.D. White For For Management 14 Ratify Auditors For For Management 15 Amend Executive Incentive Bonus Plan For For Management 16 Report on Recycling Against Abstain Shareholder 17 Report on Genetically Engineered Products Against Abstain Shareholder 18 Report on Charitable Contributions Against Abstain Shareholder 19 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation - -------------------------------------------------------------------------------- Philip Morris International Inc. Ticker: PM Security ID: 718172109 Meeting Date: MAY 5, 2009 Meeting Type: Annual Record Date: MAR 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harold Brown For For Management 1.2 Elect Director Mathis Cabiallavetta For For Management 1.3 Elect Director Louis C. Camilleri For For Management 1.4 Elect Director J. Dudley Fishburn For For Management 1.5 Elect Director Graham Mackay For For Management 1.6 Elect Director Sergio Marchionne For Against Management 1.7 Elect Director Lucio A. Noto For For Management 1.8 Elect Director Carlos Slim Helu For For Management 1.9 Elect Director Stephen M. Wolf For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- Polo Ralph Lauren Corp. Ticker: RL Security ID: 731572103 Meeting Date: AUG 7, 2008 Meeting Type: Annual Record Date: JUN 23, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Frank A. Bennack, Jr. For For Management 1.2 Elect Joel L. Fleishman For For Management 1.3 Elect Terry S. Semel For Withhold Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Potash Corporation of Saskatchewan Inc. Ticker: POT Security ID: 73755L107 Meeting Date: MAY 7, 2009 Meeting Type: Annual/Special Record Date: MAR 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. M. Burley For For Management 1.2 Elect Director W. J. Doyle For For Management 1.3 Elect Director J. W. Estey For For Management 1.4 Elect Director C. S. Hoffman For For Management 1.5 Elect Director D. J. Howe For For Management 1.6 Elect Director A. D. Laberge For For Management 1.7 Elect Director K. G. Martell For For Management 1.8 Elect Director J. J. McCaig For For Management 1.9 Elect Director M. Mogford For For Management 1.10 Elect Director P. J. Schoenhals For For Management 1.11 Elect Director E. R. Stromberg For For Management 1.12 Elect Director E. Viyella de Paliza For For Management 2 Approve Deloitte & Touche LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Approve 2009 Performance Option Plan For For Management 4 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation - -------------------------------------------------------------------------------- Praxair, Inc. Ticker: PX Security ID: 74005P104 Meeting Date: APR 28, 2009 Meeting Type: Annual Record Date: MAR 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen F. Angel For For Management 1.2 Elect Director Nance K. Dicciani For For Management 1.3 Elect Director Edward G. Galante For For Management 1.4 Elect Director Claire W. Gargalli For For Management 1.5 Elect Director Ira D. Hall For For Management 1.6 Elect Director Raymond W. LeBoeuf For For Management 1.7 Elect Director Larry D. McVay For For Management 1.8 Elect Director Wayne T. Smith For For Management 1.9 Elect Director H. Mitchell Watson, Jr. For For Management 1.10 Elect Director Robert L. Wood For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Precision Castparts Corp. Ticker: PCP Security ID: 740189105 Meeting Date: AUG 12, 2008 Meeting Type: Annual Record Date: JUN 19, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Don R. Graber For For Management 1.2 Elect Director Lester L. Lyles For For Management 2 Approve Qualified Employee Stock Purchase For For Management Plan 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- QUALCOMM Inc. Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 3, 2009 Meeting Type: Special Record Date: JAN 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara T. Alexander For For Management 1.2 Elect Director Stephen M. Bennett For For Management 1.3 Elect Director Donald G. Cruickshank For For Management 1.4 Elect Director Raymond V. Dittamore For For Management 1.5 Elect Director Thomas W. Horton For For Management 1.6 Elect Director Irwin Mark Jacobs For For Management 1.7 Elect Director Paul E. Jacobs For For Management 1.8 Elect Director Robert E. Kahn For For Management 1.9 Elect Director Sherry Lansing For For Management 1.10 Elect Director Duane A. Nelles For For Management 1.11 Elect Director Marc I. Stern For For Management 1.12 Elect Director Brent Scowcroft For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Quanta Services, Inc. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 21, 2009 Meeting Type: Annual Record Date: MAR 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Ball For For Management 1.2 Elect Director John R. Colson For For Management 1.3 Elect Director J. Michal Conaway For For Management 1.4 Elect Director Ralph R. Disibio For For Management 1.5 Elect Director Bernard Fried For For Management 1.6 Elect Director Louis C. Golm For For Management 1.7 Elect Director Worthing F. Jackman For For Management 1.8 Elect Director Bruce Ranck For For Management 1.9 Elect Director John R. Wilson For For Management 1.10 Elect Director Pat Wood, III For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Range Resources Corporation Ticker: RRC Security ID: 75281A109 Meeting Date: MAY 20, 2009 Meeting Type: Annual Record Date: MAR 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles L. Blackburn For For Management 1.2 Elect Director Anthony V. Dub For For Management 1.3 Elect Director V. Richard Eales For For Management 1.4 Elect Director Allen Finkelson For For Management 1.5 Elect Director James M. Funk For For Management 1.6 Elect Director Jonathan S. Linker For For Management 1.7 Elect Director Kevin S. McCarthy For For Management 1.8 Elect Director John H. Pinkerton For For Management 1.9 Elect Director Jeffrey L. Ventura For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Other Business For Against Management - -------------------------------------------------------------------------------- Research In Motion Ltd Ticker: RIM Security ID: 760975102 Meeting Date: JUL 15, 2008 Meeting Type: Annual Record Date: MAY 27, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect James Balsillie, Mike Lazaridis, For For Management James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors 2 Approve Ernst & Young LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration - -------------------------------------------------------------------------------- SAIC Inc Ticker: SAI Security ID: 78390X101 Meeting Date: JUN 19, 2009 Meeting Type: Annual Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director France A. Cordova For For Management 1.2 Elect Director Kenneth C. Dahlberg For For Management 1.3 Elect Director Jere A. Drummond For For Management 1.4 Elect Director John J. Hamre For For Management 1.5 Elect Director Miriam E. John For For Management 1.6 Elect Director Anita K. Jones For For Management 1.7 Elect Director John P. Jumper For For Management 1.8 Elect Director Harry M.J. Kraemer, Jr. For For Management 1.9 Elect Director Edward J. Sanderson, Jr. For For Management 1.10 Elect Director Louis A. Simpson For For Management 1.11 Elect Director A. Thomas Young For For Management 2 Approve Conversion of Securities For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Salesforce.com, Inc. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 11, 2009 Meeting Type: Annual Record Date: APR 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig Ramsey For For Management 1.2 Elect Director Sanford Robertson For For Management 1.3 Elect Director Maynard Webb For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Salesforce.com, Inc. Ticker: CRM Security ID: 79466L302 Meeting Date: JUL 10, 2008 Meeting Type: Annual Record Date: MAY 20, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc Benioff For For Management 1.2 Elect Director Craig Conway For For Management 1.3 Elect Director Alan Hassenfeld For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Amend Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- Schlumberger Ltd. Ticker: SLB Security ID: 806857108 Meeting Date: APR 8, 2009 Meeting Type: Annual Record Date: FEB 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect P. Camus as Director For For Management 1.2 Elect J.S. Gorelick as Director For For Management 1.3 Elect A. Gould as Director For For Management 1.4 Elect T. Issac as Director For For Management 1.5 Elect N. Kudryavtsev as Director For For Management 1.6 Elect A. Lajous as Director For For Management 1.7 Elect M.E. Marks as Director For For Management 1.8 Elect L.R. Reif as Director For For Management 1.9 Elect T.I. Sandvold as Director For For Management 1.10 Elect H. Seydoux as Director For For Management 1.11 Elect L.G. Stuntz as Director For For Management 2 Adopt and Approve Financials and For For Management Dividends 3 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 4 Approval of Independent Registered Public For For Management Accounting Firm - -------------------------------------------------------------------------------- Shire plc Ticker: Security ID: JE00B2QKY057 Meeting Date: APR 28, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statutory For For Management Reports 2 Approve Remuneration Report For For Management 3 Re-elect Dr Barry Price as Director For For Management 4 Reappoint Deloitte LLP as Auditors of the For For Management Company 5 Authorise the Audit, Compliance and Risk For For Management Committee to Fix Remuneration of Auditors 6 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,337,043 and an Additional GBP 9,337,043 in Connection with an Offer by Way of a Rights Issue 7 Subject to the Passing of the Previous For For Management Resolution, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,400,556 8 Authorise 56,022,258 Ordinary Shares for For For Management Market Purchase - -------------------------------------------------------------------------------- Staples, Inc. Ticker: SPLS Security ID: 855030102 Meeting Date: JUN 9, 2009 Meeting Type: Annual Record Date: APR 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Basil L. Anderson For Against Management 1.2 Elect Director Arthur M. Blank For Against Management 1.3 Elect Director Mary Elizabeth Burton For Against Management 1.4 Elect Director Justin King For Against Management 1.5 Elect Director Carol Meyrowitz For Against Management 1.6 Elect Director Rowland T. Moriarty For Against Management 1.7 Elect Director Robert C. Nakasone For Against Management 1.8 Elect Director Ronald L. Sargent For Against Management 1.9 Elect Director Elizabeth A. Smith For For Management 1.10 Elect Director Robert E. Sulentic For Against Management 1.11 Elect Director Vijay Vishwanath For Against Management 1.12 Elect Director Paul F. Walsh For Against Management 2 Amend Qualified Employee Stock Purchase For For Management Plan 3 Amend Nonqualified Employee Stock For For Management Purchase Plan 4 Ratify Auditors For For Management 5 Reincorporate in Another State [from Against For Shareholder Delaware to North Dakota] - -------------------------------------------------------------------------------- Stryker Corp. Ticker: SYK Security ID: 863667101 Meeting Date: APR 29, 2009 Meeting Type: Annual Record Date: MAR 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Brown For For Management 1.2 Elect Director Howard E. Cox. Jr. For For Management 1.3 Elect Director Donald M. Engelman For For Management 1.4 Elect Director Louise L. Francesconi For For Management 1.5 Elect Director Howard L. Lance For For Management 1.6 Elect Director Stephen P. MacMillan For For Management 1.7 Elect Director William U. Parfet For For Management 1.8 Elect Director Ronda E. Stryker For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- T. Rowe Price Group, Inc. Ticker: TROW Security ID: 74144T108 Meeting Date: APR 8, 2009 Meeting Type: Annual Record Date: FEB 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward C. Bernard For For Management 1.2 Elect Director James T. Brady For For Management 1.3 Elect Director J. Alfred Broaddus, Jr. For For Management 1.4 Elect Director Donald B. Hebb, Jr. For For Management 1.5 Elect Director James A.C. Kennedy For For Management 1.6 Elect Director Brian C. Rogers For For Management 1.7 Elect Director Alfred Sommer For For Management 1.8 Elect Director Dwight S. Taylor For For Management 1.9 Elect Director Anne Marie Whittemore For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Texas Instruments, Inc. Ticker: TXN Security ID: 882508104 Meeting Date: APR 16, 2009 Meeting Type: Annual Record Date: FEB 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director J. R. Adams For For Management 2 Elect Director D.L. Boren For For Management 3 Elect Director D. A. Carp For For Management 4 Elect Director C.S. Cox For For Management 5 Elect Director D.R. Goode For For Management 6 Elect Director S.P. MacMillan For For Management 7 Elect Director P.H. Patsley For For Management 8 Elect Director W.R. Sanders For For Management 9 Elect Director R.J. Simmons For For Management 10 Elect Director R.K. Templeton For For Management 11 Elect Director C.T. Whitman For For Management 12 Ratify Auditors For For Management 13 Approve Omnibus Stock Plan For For Management 14 Approve Non-Employee Director Omnibus For For Management Stock Plan 15 Require Independent Board Chairman Against For Shareholder - -------------------------------------------------------------------------------- The Charles Schwab Corp. Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 14, 2009 Meeting Type: Annual Record Date: MAR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy H. Bechtle For For Management 1.2 Elect Director Walter W. Bettinger II For For Management 1.3 Elect Director C. Preston Butcher For For Management 2 Report on Political Contributions Against For Shareholder 3 Adopt a Policy in which the Company will Against For Shareholder not Make or Promise to Make Any Death Benefit Payments to Senior Executives 4 Amend Corporate Executive Bonus Plan Against For Shareholder - -------------------------------------------------------------------------------- The Goldman Sachs Group, Inc. Ticker: GS Security ID: 38141G104 Meeting Date: MAY 8, 2009 Meeting Type: Annual Record Date: MAR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lloyd C. Blankfein For For Management 2 Elect Director John H. Bryan For For Management 3 Elect Director Gary D. Cohn For For Management 4 Elect Director Claes Dahlback For For Management 5 Elect Director Stephen Friedman For For Management 6 Elect Director William W. George For For Management 7 Elect Director Rajat K. Gupta For For Management 8 Elect Director James A. Johnson For For Management 9 Elect Director Lois D. Juliber For For Management 10 Elect Director Lakshmi N. Mittal For Against Management 11 Elect Director James J. Schiro For For Management 12 Elect Director Ruth J. Simmons For For Management 13 Ratify Auditors For For Management 14 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 15 Provide for Cumulative Voting Against Against Shareholder 16 Reduce Supermajority Vote Requirement Against For Shareholder 17 Amend By-Laws to Establish Board U.S. Against Against Shareholder Economic Security Committee 18 Report on Political Contributions Against For Shareholder - -------------------------------------------------------------------------------- The McGraw-Hill Companies, Inc. Ticker: MHP Security ID: 580645109 Meeting Date: APR 29, 2009 Meeting Type: Annual Record Date: MAR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sir Michael Rake For For Management 1.2 Elect Director Kurt L. Schmoke For For Management 1.3 Elect Director Sidney Taurel For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Declassify the Board of Directors Against For Shareholder 5 Reduce Supermajority Vote Requirement Against For Shareholder 6 Report on Political Contributions Against For Shareholder 7 Require a Majority Vote for the Election Against For Shareholder of Directors 8 Require Independent Board Chairman Against For Shareholder - -------------------------------------------------------------------------------- The Walt Disney Company Ticker: DIS Security ID: 254687106 Meeting Date: MAR 10, 2009 Meeting Type: Annual Record Date: JAN 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Susan E. Arnold For For Management 2 Elect Director John E. Bryson For For Management 3 Elect Director John S. Chen For For Management 4 Elect Director Judith L. Estrin For For Management 5 Elect Director Robert A. Iger For For Management 6 Elect Director Steven P. Jobs For For Management 7 Elect Director Fred H. Langhammer For For Management 8 Elect Director Aylwin B. Lewis For For Management 9 Elect Director Monica C. Lozano For For Management 10 Elect Director Robert W. Matschullat For For Management 11 Elect Director John E. Pepper , Jr. For For Management 12 Elect Director Orin C. Smith For For Management 13 Ratify Auditors For For Management 14 Amend Omnibus Stock Plan For For Management 15 Amend Executive Incentive Bonus Plan For For Management 16 Report on Political Contributions Against For Shareholder 17 Adopt a Policy in which the Company will Against For Shareholder not Make or Promise to Make Any Death Benefit Payments to Senior Executives 18 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation - -------------------------------------------------------------------------------- Thermo Fisher Scientific Inc. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 20, 2009 Meeting Type: Annual Record Date: MAR 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.2 Elect Director Peter J. Manning For For Management 1.3 Elect Director Jim P. Manzi For For Management 1.4 Elect Director Elaine S. Ullian For For Management 2 Ratify Auditors For For Management 11 Elect Director Judy C. Lewent For For Management - -------------------------------------------------------------------------------- Transocean Inc. Ticker: RIG Security ID: G90073100 Meeting Date: DEC 8, 2008 Meeting Type: Special Record Date: OCT 27, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE MERGER TRANSACTION TO BE For For Management EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. 2 APPROVAL OF THE MOTION TO ADJOURN THE For For Management MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. - -------------------------------------------------------------------------------- Transocean Ltd. Ticker: RIG Security ID: H8817H100 Meeting Date: MAY 15, 2009 Meeting Type: Annual Record Date: MAR 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE 2008 ANNUAL REPORT, THE For For Management CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. 2 DISCHARGE OF THE MEMBERS OF THE BOARD OF For For Management DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 3 APPROPRIATION OF THE AVAILABLE RETAINED For For Management EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. 4 AUTHORIZATION OF A SHARE REPURCHASE For For Management PROGRAM 5 APPROVAL OF THE LONG-TERM INCENTIVE PLAN For For Management OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 6 REELECTION OF CLASS I DIRECTOR FOR A For For Management THREE YEAR TERM:W. RICHARD ANDERSON 7 REELECTION OF CLASS I DIRECTOR FOR A For For Management THREE YEAR TERM:RICHARD L. GEORGE 8 REELECTION OF CLASS I DIRECTOR FOR A For For Management THREE YEAR TERM:ROBERT L. LONG 9 REELECTION OF CLASS I DIRECTOR FOR A For For Management THREE YEAR TERM:EDWARD R. MULLER 10 REELECTION OF CLASS III DIRECTOR FOR A For For Management TWO-YEAR TERM:VICTOR E. GRIJALVA 11 APPOINTMENT OF ERNST & YOUNG LLP AS For For Management TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA - -------------------------------------------------------------------------------- United Technologies Corp. Ticker: UTX Security ID: 913017109 Meeting Date: APR 8, 2009 Meeting Type: Annual Record Date: FEB 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louis R. Chenevert For For Management 1.2 Elect Director George David For For Management 1.3 Elect Director John V. Faraci For For Management 1.4 Elect Director Jean-Pierre Garnier For For Management 1.5 Elect Director Jamie S. Gorelick For For Management 1.6 Elect Director Carlos M. Gutierrez For For Management 1.7 Elect Director Edward A. Kangas For For Management 1.8 Elect Director Charles R. Lee For For Management 1.9 Elect Director Richard D. McCormick For For Management 1.10 Elect Director Harold McGraw III For For Management 1.11 Elect Director Richard B. Myers For For Management 1.12 Elect Director H. Patrick Swygert For For Management 1.13 Elect Director Andre Villeneuve For For Management 1.14 Elect Director Christine Todd Whitman For For Management 2 Ratify Auditors For For Management 3 Report on Foreign Military Sales Offsets Against Abstain Shareholder - -------------------------------------------------------------------------------- Vertex Pharmaceuticals Inc. Ticker: VRTX Security ID: 92532F100 Meeting Date: MAY 14, 2009 Meeting Type: Annual Record Date: MAR 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger W. Brimblecombe For For Management 1.2 Elect Director Bruce I. Sachs For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Visa Inc. Ticker: V Security ID: 92826C839 Meeting Date: APR 21, 2009 Meeting Type: Annual Record Date: FEB 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hani Al-Qadi For Against Management 1.2 Elect Director Charles T. Doyle For For Management 1.3 Elect Director Peter Hawkins For For Management 1.4 Elect Director David I. McKay For For Management 1.5 Elect Director Charles W. Scharf For For Management 1.6 Elect Director Segismundo Schulin-Zeuthen For For Management 2.1 Elect Director Thomas J. Campbell For For Management 2.2 Elect Director Gary P. Coughlan For For Management 2.3 Elect Director Mary B. Cranston For For Management 2.4 Elect Director Francisco Javier For For Management Fernandez-Carbajal 2.5 Elect Director Suzanne Nora Johnson For For Management 2.6 Elect Director Joseph. W. Saunders For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- Visa Inc. Ticker: V Security ID: 92826C839 Meeting Date: DEC 16, 2008 Meeting Type: Special Record Date: NOV 12, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation For For Management - -------------------------------------------------------------------------------- Visa Inc. Ticker: V Security ID: 92826C839 Meeting Date: OCT 14, 2008 Meeting Type: Special Record Date: AUG 27, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Declassify the Board of Directors and Eliminate Certain Provisions - -------------------------------------------------------------------------------- Wal-Mart Stores, Inc. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 5, 2009 Meeting Type: Annual Record Date: APR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Aida M. Alvarez For For Management 2 Elect Director James W. Breyer For For Management 3 Elect Director M. Michele Burns For For Management 4 Elect Director James I. Cash, Jr. For For Management 5 Elect Director Roger C. Corbett For For Management 6 Elect Director Douglas N. Daft For For Management 7 Elect Director Michael T. Duke For For Management 8 Elect Director Gregory B. Penner For For Management 9 Elect Director Allen I. Questrom For For Management 10 Elect Director H. Lee Scott, Jr. For For Management 11 Elect Director Arne M. Sorenson For For Management 12 Elect Director Jim C. Walton For For Management 13 Elect Director S. Robson Walton For For Management 14 Elect Director Christopher J. Williams For For Management 15 Elect Director Linda S. Wolf For For Management 16 Ratify Auditors For For Management 17 Amend EEO Policy to Prohibit Against For Shareholder Discrimination based on Sexual Orientation and Gender Identity 18 Pay For Superior Performance Against Against Shareholder 19 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 20 Report on Political Contributions Against For Shareholder 21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 22 Stock Retention/Holding Period Against Against Shareholder - -------------------------------------------------------------------------------- XTO Energy Inc Ticker: XTO Security ID: 98385X106 Meeting Date: MAY 19, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Phillip R. Kevil For For Management 2.2 Elect Director Herbert D. Simons For Against Management 2.3 Elect Director Vaughn O. Vennerberg II For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management 5 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 6 Adopt a Policy in which the Company will Against For Shareholder not Make or Promise to Make Any Death Benefit Payments to Senior Executives SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant: Oppenheimer Capital Appreciation Fund By: John V. Murphy* --------------- John V. Murphy, President and Principal Executive Officer Date: August 20, 2009 *By: /s/ Randy Legg -------------- Randy Legg, Attorney in Fact
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N-PX Filing
Oppenheimer Capital Appreciation Fund N-PXAnnual report of proxy voting record
Filed: 25 Aug 09, 12:00am