Exhibit 1.01
Maxwell Technologies, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2014
This Conflict Minerals Report (“Report”) for the year ended December 31, 2014 has been prepared in accordance with Rule 13p-1 of the Securities Exchange Act of 1934 (“Rule 13p-1”). Certain terms in this Report are defined in Rule 13p-1, and the reader is referred to this Rule and to Release No. 34-67716 issued by the Securities and Exchange Commission on August 22, 2012 for these definitions.
Conflict Minerals, as defined under Rule 13p-1, include tin, tantalum, tungsten or gold, or their derivatives. Maxwell Technologies, Inc. ("Maxwell" or the "Company") manufactures, or contracts to manufacture, the following High Reliability products containing Conflict Minerals necessary to the functionality or production of the products:
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| • | Ultracapacitors, which are energy storage devices providing highly reliable energy storage and power delivery solutions for applications in multiple industries, including transportation, automotive, information technology, renewable energy and industrial electronics; |
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| • | High-Voltage Capacitors, including grading and coupling capacitors and capacitive voltage dividers that are used to ensure the safety and reliability of electric utility infrastructure and other applications involving transport, distribution and measurement of high-voltage electrical energy; and |
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| • | Radiation-Hardened Microelectronic Products, including single board computers and components incorporating Maxwell’s proprietary technology that enables them to perform reliably in space. |
In accordance with Rule 13p-1, Maxwell undertook due diligence to determine the source and chain of custody of Conflict Minerals necessary to the production or functionality of its products. In conducting its due diligence, Maxwell applied the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Due Diligence Guidance”), an internationally recognized due diligence framework. The objective of this due diligence is to determine whether Conflict Minerals originated in the Democratic Republic of the Congo or an Adjoining Country (collectively defined as the “Covered Countries”), and if so, whether sourcing practices directly or indirectly financed or benefited Armed Groups in the Covered Countries. Under Rule 13p-1, “DRC conflict free” refers to products for which sourcing practices did not directly or indirectly finance or benefit Armed Groups in the Covered Countries. In this Report, Maxwell uses the term “conflict-free” more broadly to refer to suppliers, smelters and refiners that source Conflict Minerals without funding conflict as described above.
Maxwell exercised reasonable due diligence to determine the source and chain of custody of its Conflict Minerals in accordance with the OECD Due Diligence Guidance. These procedures included the following:
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| • | Formed a steering committee with executive leadership responsible for overseeing the Company’s compliance with Rule 13p-1, including the design and execution of a due diligence plan; |
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| • | Established a Conflict Mineral Policy and published the policy on its publically-available internet site; |
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| • | Determined in-scope suppliers of materials and components that contain or may contain Conflict Minerals and conducted supply chain surveys to assess the usage of Conflict Minerals and to identify the smelter and refiners of Conflict Minerals in the Company’s supply chain; |
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| • | Implemented a third party software program to assist with the execution of the Company's 2014 conflict minerals due diligence program; |
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| • | Implemented a standard purchasing agreement template containing provisions requiring key suppliers to meet the standards in our Conflict Minerals Policy; |
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| • | Reviewed and evaluated responses received from in-scope suppliers for completeness and reasonableness and conducted several rounds of follow up on incomplete responses; |
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| • | Evaluated smelting and refining facilities identified in the Company’s supply chains for Conflict Minerals against the list of smelters and refiners that have been designated as “conflict-free” under the Conflict-Free Smelter Program sponsored by the Electronics Industry Citizen Coalition and the Global e-Sustainability Initiative ("EICC-GeSI"); and, |
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| • | Assigned a risk score to each of its suppliers of Conflict Minerals based on mineral sourcing practices in order to determine corrective actions and further due diligence measures to be performed. |
For the supply chain surveys described above, Maxwell conducted these surveys utilizing the Conflict Mineral Reporting Template developed by EICC-GeSI. All responses received from suppliers were reviewed and evaluated for reasonableness and
completeness and all identified smelters and refiners were checked against the EICC-GeSI list of certified “conflict-free” smelters and refiners to determine whether the facility has been independently certified as “conflict-free”. To date, not all suppliers have responded to Maxwell’s survey, and for those suppliers which did respond, many responses were incomplete in that not all of the indirect suppliers underlying Maxwell’s direct suppliers have provided complete location of origin information for Conflict Minerals. Therefore, the source and chain of custody information for Conflict Minerals included in Maxwell’s products is currently incomplete. Further, to date, very few smelters and refiners have been designated as “conflict-free” under the EICC-GeSI Conflict Free Smelter Program.
Below is a summary of the number of suppliers surveyed for each product line and the responses received to date:
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| • | For Ultracapacitor products, 59 suppliers were surveyed and approximately 96% of suppliers have provided a survey response. |
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| • | For High-Voltage Capacitor products, 6 suppliers were surveyed and 100% of suppliers have provided a survey response. |
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| • | For Radiation-Hardened Microelectronic products, 50 suppliers were surveyed and approximately 97% of suppliers have provided a survey response. |
Identified smelters and refiners and countries of origin for Conflict Minerals included in the Company’s products, to the extent known, are listed in attachment A to this Report.
For the 2015 compliance period, Maxwell plans to continue to execute due diligence measures to determine the source and chain of custody of its Conflict Minerals and to further mitigate the risk that its necessary Conflict Minerals fund conflict in the DRC. Specifically, Maxwell intends to focus on the following procedures:
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| • | Design additional risk mitigation measures for high risk suppliers and implement corrective action plans for these suppliers; |
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| • | Develop a plan to roll out new standard purchasing agreements, containing provisions requiring compliance with Maxwell's Conflict Minerals Policy, to our current key suppliers; |
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| • | Conduct supply chain surveys on the source and chain of custody of Conflict Minerals for the 2015 compliance period with the objective of obtaining current sourcing information for 2015 and improving the completeness of source and chain of custody information for Conflict Minerals in the Company’s products. |
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| • | Engage an independent auditor to perform an audit of the Company's due diligence program for the 2015 compliance period. |
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| Metal | Smelter Reference List | Country | Smelter ID |
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 |
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | CID000035 |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 |
| Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | CID000058 |
| Gold | Argor-Heraeus SA | SWITZERLAND | CID000077 |
| Gold | Asahi Pretec Corporation | JAPAN | CID000082 |
| Gold | Asaka Riken Co., Ltd. | JAPAN | CID000090 |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 |
| Gold | Aurubis AG | GERMANY | CID000113 |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 |
| Gold | Bauer Walser AG | GERMANY | CID000141 |
| Gold | Boliden AB | SWEDEN | CID000157 |
| Gold | C. Hafner GmbH + Co. KG | GERMANY | CID000176 |
| Gold | Caridad | MEXICO | CID000180 |
| Gold | CCR Refinery ? Glencore Canada Corporation | CANADA | CID000185 |
| Gold | Cendres + Métaux SA | SWITZERLAND | CID000189 |
| Gold | Chimet S.p.A. | ITALY | CID000233 |
| Gold | China National Gold Group Corporation | CHINA | CID000242 |
| Gold | Chugai Mining | JAPAN | CID000264 |
| Gold | Colt Refining | UNITED STATES | CID000288 |
| Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | CID000328 |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 |
| Gold | Do Sung Corporation | KOREA, REPUBLIC OF | CID000359 |
| Gold | Doduco | GERMANY | CID000362 |
| Gold | Dowa | JAPAN | CID000401 |
| Gold | Eco-System Recycling Co., Ltd. | JAPAN | CID000425 |
| Gold | FSE Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 |
| Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | CID000522 |
| Gold | Guangdong Jinding Gold Limited | CHINA | CID002312 |
| Gold | Heimerle + Meule GmbH | GERMANY | CID000694 |
| Gold | Heraeus Ltd. Hong Kong | HONG KONG | CID000707 |
| Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | CID000711 |
| Gold | Hunan Chenzhou Mining Group Co., Ltd. | CHINA | CID000767 |
| Gold | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF | CID000778 |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA | CID000801 |
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 |
| Gold | Istanbul Gold Refinery | TURKEY | CID000814 |
| Gold | Japan Mint | JAPAN | CID000823 |
| Gold | Jiangxi Copper Company Limited | CHINA | CID000855 |
| Gold | Johnson Matthey Inc. | UNITED STATES | CID000920 |
| Gold | Johnson Matthey Limited | CANADA | CID000924 |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | CID000927 |
| Gold | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 |
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 |
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| | | |
| Gold | Kazzinc | KAZAKHSTAN | CID000957 |
| Gold | Kennecott Utah Copper LLC | UNITED STATES | CID000969 |
| Gold | Kojima Chemicals Co., Ltd | JAPAN | CID000981 |
| Gold | Korea Metal Co., Ltd. | KOREA, REPUBLIC OF | CID000988 |
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 |
| Gold | L' azurde Company For Jewelry | SAUDI ARABIA | CID001032 |
| Gold | Lingbao Gold Company Limited | CHINA | CID001056 |
| Gold | Lingbao Jinyuan Tonghui Refinery Co. Ltd. | CHINA | CID001058 |
| Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | CID001078 |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | CID001093 |
| Gold | Materion | UNITED STATES | CID001113 |
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 |
| Gold | Metalor Technologies (Hong Kong) Ltd. | HONG KONG | CID001149 |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | CID001152 |
| Gold | Metalor Technologies SA | SWITZERLAND | CID001153 |
| Gold | Metalor USA Refining Corporation | UNITED STATES | CID001157 |
| Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | MEXICO | CID001161 |
| Gold | Mitsubishi Materials Corporation | JAPAN | CID001188 |
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 |
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204 |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.?. | TURKEY | CID001220 |
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 |
| Gold | Nihon Material Co., Ltd. | JAPAN | CID001259 |
| Gold | Ohio Precious Metals, LLC | UNITED STATES | CID001322 |
| Gold | Ohura Precious Metal Industry Co., Ltd | JAPAN | CID001325 |
| Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | RUSSIAN FEDERATION | CID001326 |
| Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION | CID001328 |
| Gold | PAMP SA | SWITZERLAND | CID001352 |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | CID001362 |
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 |
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 |
| Gold | PX Précinox SA | SWITZERLAND | CID001498 |
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512 |
| Gold | Royal Canadian Mint | CANADA | CID001534 |
| Gold | Sabin Metal Corp. | UNITED STATES | CID001546 |
| Gold | SAMWON METALS Corp. | KOREA, REPUBLIC OF | CID001562 |
| Gold | Schone Edelmetaal | NETHERLANDS | CID001573 |
| Gold | SEMPSA Joyería Platería SA | SPAIN | CID001585 |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | CID001619 |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 |
| Gold | So Accurate Group, Inc. | UNITED STATES | CID001754 |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756 |
| Gold | Solar Applied Materials Technology Corp. | TAIWAN | CID001761 |
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 |
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| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875 |
| Gold | The Great Wall Gold and Silver Refinery of China | CHINA | CID001909 |
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | CID001916 |
| Gold | Tokuriki Honten Co., Ltd | JAPAN | CID001938 |
| Gold | Tongling nonferrous Metals Group Co.,Ltd | CHINA | CID001947 |
| Gold | Torecom | KOREA, REPUBLIC OF | CID001955 |
| Gold | Umicore Brasil Ltda. | BRAZIL | CID001977 |
| Gold | Umicore Precious Metals Thailand | THAILAND | CID002314 |
| Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM | CID001980 |
| Gold | United Precious Metal Refining, Inc. | UNITED STATES | CID001993 |
| Gold | Valcambi SA | SWITZERLAND | CID002003 |
| Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | CID002030 |
| Gold | YAMAMOTO PRECIOUS METAL CO., LTD. | JAPAN | CID002100 |
| Gold | Yokohama Metal Co., Ltd. | JAPAN | CID002129 |
| Gold | Yunnan Copper Industry Co., Ltd. | CHINA | CID000197 |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 |
| Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | CID002243 |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | CID000211 |
| Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | CID000291 |
| Tantalum | Duoluoshan | CHINA | CID000410 |
| Tantalum | Exotech Inc. | UNITED STATES | CID000456 |
| Tantalum | F&X Electro-Materials Ltd. | CHINA | CID000460 |
| Tantalum | Global Advanced Metals Aizu | JAPAN | CID002558 |
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES | CID002557 |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | CID000616 |
| Tantalum | H.C. Starck Co., Ltd. | THAILAND | CID002544 |
| Tantalum | H.C. Starck GmbH Goslar | GERMANY | CID002545 |
| Tantalum | H.C. Starck GmbH Laufenburg | GERMANY | CID002546 |
| Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | CID002547 |
| Tantalum | H.C. Starck Inc. | UNITED STATES | CID002548 |
| Tantalum | H.C. Starck Ltd. | JAPAN | CID002549 |
| Tantalum | H.C. Starck Smelting GmbH & Co.KG | GERMANY | CID002550 |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 |
| Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES | CID000731 |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 |
| Tantalum | KEMET Blue Metals | MEXICO | CID002539 |
| Tantalum | KEMET Blue Powder | UNITED STATES | CID002568 |
| Tantalum | King-Tan Tantalum Industry Ltd. | CHINA | CID000973 |
| Tantalum | LSM Brasil S.A. | BRAZIL | CID001076 |
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | CID001163 |
| Tantalum | Mineração Taboca S.A. | BRAZIL | CID001175 |
| Tantalum | Mitsui Mining & Smelting | JAPAN | CID001192 |
| Tantalum | Molycorp Silmet A.S. | ESTONIA | CID001200 |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 |
| Tantalum | Plansee SE Liezen | AUSTRIA | CID002540 |
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| Tantalum | Plansee SE Reutte | AUSTRIA | CID002556 |
| Tantalum | QuantumClean | UNITED STATES | CID001508 |
| Tantalum | RFH Tantalum Smeltry Co., Ltd | CHINA | CID001522 |
| Tantalum | Shanghai Jiangxi Metals Co. Ltd | CHINA | CID001634 |
| Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 |
| Tantalum | Taki Chemicals | JAPAN | CID001869 |
| Tantalum | Telex Metals | UNITED STATES | CID001891 |
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969 |
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd | CHINA | CID002307 |
| Tantalum | Zhuzhou Cement Carbide | CHINA | CID002232 |
| Tin | Alpha | UNITED STATES | CID000292 |
| Tin | Caridad | MEXICO | Unknown |
| Tin | CFC Cooperativa dos Fundidores de Cassiterita da Amazônia Ltda. | BRAZIL | Unknown |
| Tin | China Rare Metal Materials Company | CHINA | CID000244 |
| Tin | China Tin Group Co., Ltd. | CHINA | CID001070 |
| Tin | CNMC (Guangxi) PGMA Co. Ltd. | CHINA | CID000278 |
| Tin | Cooper Santa | BRAZIL | CID000295 |
| Tin | CV Gita Pesona | INDONESIA | CID000306 |
| Tin | CV JusTindo | INDONESIA | CID000307 |
| Tin | CV Makmur Jaya | INDONESIA | CID000308 |
| Tin | CV Nurjanah | INDONESIA | CID000309 |
| Tin | CV Serumpun Sebalai | INDONESIA | CID000313 |
| Tin | CV United Smelting | INDONESIA | CID000315 |
| Tin | Dowa | JAPAN | CID000402 |
| Tin | EM Vinto | BOLIVIA | CID000438 |
| Tin | Estanho de Rondônia S.A. | BRAZIL | CID000448 |
| Tin | Feinhütte Halsbrücke GmbH | GERMANY | Unknown |
| Tin | Fenix Metals | POLAND | CID000468 |
| Tin | Gebruder Kemper GMBH | Germany | Unknown |
| Tin | GEJIU GOLD SMELTER MINERALS CO.,LTD | CHINA | Unknown |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 |
| Tin | Gejiu Non-Ferrous Metal Processing Co. Ltd. | CHINA | CID000538 |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | Unknown |
| Tin | Gejiu Zi-Li | CHINA | CID000555 |
| Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | CID000760 |
| Tin | Jiangxi Nanshan | CHINA | CID000864 |
| Tin | Linwu Xianggui Smelter Co | CHINA | CID001063 |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 |
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 |
| Tin | Malaysia Smelting Corporation Berhad | MALAYSIA | Unknown |
| Tin | Materials Eco-Refining CO.,LTD | JAPAN | Unknown |
| Tin | Melt Metais e Ligas S/A | BRAZIL | CID002500 |
| Tin | Metallo Chimique | BELGIUM | CID001143 |
| Tin | Metalor USA Refining Corporation | UNITED STATES | Unknown |
| Tin | Mineração Taboca S.A. | BRAZIL | CID001173 |
| Tin | Minsur | PERU | CID001182 |
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| | | |
| Tin | Mitsubishi Materials Corporation | JAPAN | CID001191 |
| Tin | Nathan Trotter & Co | UNITED STATES | Unknown |
| Tin | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION | CID001305 |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 |
| Tin | Operaciones Metalurgical S.A. | BOLIVIA | CID001337 |
| Tin | PT Alam Lestari Kencana | INDONESIA | CID001393 |
| Tin | PT Artha Cipta Langgeng | INDONESIA | CID001399 |
| Tin | PT Babel Inti Perkasa | INDONESIA | CID001402 |
| Tin | PT Babel Surya Alam Lestari | INDONESIA | CID001406 |
| Tin | PT Bangka Kudai Tin | INDONESIA | CID001409 |
| Tin | PT Bangka Putra Karya | INDONESIA | CID001412 |
| Tin | PT Bangka Timah Utama Sejahtera | INDONESIA | CID001416 |
| Tin | PT Bangka Tin Industry | INDONESIA | CID001419 |
| Tin | PT Belitung Industri Sejahtera | INDONESIA | CID001421 |
| Tin | PT BilliTin Makmur Lestari | INDONESIA | CID001424 |
| Tin | PT Bukit Timah | INDONESIA | CID001428 |
| Tin | PT DS Jaya Abadi | INDONESIA | CID001434 |
| Tin | PT Eunindo Usaha Mandiri | INDONESIA | CID001438 |
| Tin | PT Fang Di MulTindo | INDONESIA | CID001442 |
| Tin | PT HP Metals Indonesia | INDONESIA | CID001445 |
| Tin | PT Inti Stania Prima | INDONESIA | CID002530 |
| Tin | PT Karimun Mining | INDONESIA | CID001448 |
| Tin | PT Koba Tin | INDONESIA | CID001449 |
| Tin | PT Mitra Stania Prima | INDONESIA | CID001453 |
| Tin | PT Panca Mega Persada | INDONESIA | CID001457 |
| Tin | PT Pelat Timah Nusantara Tbk | INDONESIA | CID001486 |
| Tin | PT Prima Timah Utama | INDONESIA | CID001458 |
| Tin | PT Refined Bangka Tin | INDONESIA | CID001460 |
| Tin | PT Sariwiguna Binasentosa | INDONESIA | CID001463 |
| Tin | PT Seirama Tin investment | INDONESIA | CID001466 |
| Tin | PT Stanindo Inti Perkasa | INDONESIA | CID001468 |
| Tin | PT Sumber Jaya Indah | INDONESIA | CID001471 |
| Tin | PT Tambang Timah | INDONESIA | CID001477 |
| Tin | PT Timah (Persero), Tbk | INDONESIA | CID001482 |
| Tin | PT Tinindo Inter Nusa | INDONESIA | CID001490 |
| Tin | PT Tommy Utama | INDONESIA | CID001493 |
| Tin | PT Wahana Perkit Jaya | INDONESIA | CID002479 |
| Tin | PT Yinchendo Mining Industry | INDONESIA | CID001494 |
| Tin | Rui Da Hung | TAIWAN | CID001539 |
| Tin | Soft Metais, Ltda. | BRAZIL | CID001758 |
| Tin | Thaisarco | THAILAND | CID001898 |
| Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | CID002036 |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158 |
| Tin | Yunnan Tin Group (Holding) Company Limited | CHINA | CID002180 |
| Tungsten | A.L.M.T. Corp. | JAPAN | CID000004 |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | CID002513 |
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| | | |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 |
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | CID000345 |
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | CID000499 |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | CID000875 |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 |
| Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | CID000868 |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 |
| Tungsten | Global Tungsten & Powders Corp. | UNITED STATES | CID000568 |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 |
| Tungsten | H.C. Starck GmbH | GERMANY | CID002541 |
| Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | CID002542 |
| Tungsten | Hunan Chenzhou Mining Group Co., Ltd. | CHINA | CID000766 |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | CID000769 |
| Tungsten | Japan New Metals Co., Ltd. | JAPAN | CID000825 |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321 |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | CID002313 |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | CID002318 |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 |
| Tungsten | Kennametal Fallon | UNITED STATES | CID000966 |
| Tungsten | Kennametal Huntsville | UNITED STATES | CID000105 |
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | CID001889 |
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd | VIET NAM | CID002011 |
| Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA | CID002044 |
| Tungsten | Wolfram Company CJSC | RUSSIAN FEDERATION | CID002047 |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | CID002320 |
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 |
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | CID002095 |
