UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 11-K
x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended May 31, 2011
OR
o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the transition period from to
Commission File No. _______________
NIKE, Inc.
(Full title of the plan)
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
(Name of issuer of the securities held pursuant to the plan)
One Bowerman Drive
Beaverton, Oregon 97005
(Address of the plan and address of issuer’s principal executive offices)
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Financial Statements and Supplemental Schedules
May 31, 2011 and 2010
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Financial Statements and Supplemental Schedule
as of May 31, 2011 and 2010
and for the fiscal year ended May 31, 2011
Table of Contents
Page(s) | |
Report of Independent Registered Public Accounting Firm | 1 |
Financial Statements | |
Statements of Net Assets Available for Benefits May 31, 2011 and 2010 | 2 |
Statement of Changes in Net Assets Available for Benefits Year Ended May 31, 2011 | 3 |
Notes to Financial Statements May 31, 2011 and 2010 | 4-16 |
Supplemental Schedules | |
Schedule H, Line 4i - Schedule of Assets (Acquired and Disposed of Within Year) May 31, 2011 | 17-38 |
Schedule H, Line 4i - Schedule of Assets (Acquired an Disposed of Within Year) Year Ended May 31, 2011 | 39-51 |
Note: Other schedules required by 29 CFR Section 2520.103-10 of the Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Action of 1974 have been omitted because they are not applicable. |
Report of Independent Registered Public Accounting Firm
To the Participants and Administrator of
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
In our opinion, the accompanying statements of net assets available for benefits and the related statement of changes in net assets available for benefits present fairly, in all material respects, the net assets available for benefits of the 401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc. (the “Plan”) at May 31, 2011 and 2010, and the changes in net assets available for benefits for the year ended May 31, 2011 in conformity with accounting principles generally accepted in the United States of America. These financial statements are the responsibility of the Plan’s management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion.
Our audits were conducted for the purpose of forming an opinion on the basic financial statements taken as a whole. The supplemental Schedule of Assets (Held at End of Year) at May 31, 2011, and Schedule of Assets (Acquired and Disposed of Within Year) are presented for the purpose of additional analysis and are not a required part of the basic financial statements but are supplementary information required by the Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. These supplemental schedules are the responsibility of the Plan's management. The supplemental schedules have been subjected to the auditing procedures applied in the audits of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole.
Portland, Oregon
November 23, 2011
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Statements of Net Assets Available for Benefits
May 31, 2011 and 2010
2011 | 2010 | |||||||
Assets | ||||||||
Investments, at fair value | ||||||||
Collective trust funds | $ | 1,158,430,251 | $ | 812,077,347 | ||||
NIKE, Inc. Class B common stock | 441,550,034 | 366,202,050 | ||||||
Registered investment companies | 77,231,534 | 120,629,547 | ||||||
Corporate and foreign bonds | 34,410,762 | 26,407,895 | ||||||
Interest bearing cash | 10,661 | 53,484 | ||||||
Common and foreign stocks | 1,440 | 18,837,282 | ||||||
Foreign preferred stocks | - | 234,286 | ||||||
Total investments | 1,711,634,682 | 1,344,441,891 | ||||||
Receivables | ||||||||
Employer contributions | 40,431,957 | 35,979,389 | ||||||
Notes receivable from participants | 22,606,115 | 22,205,269 | ||||||
Participant contributions | 1,648,075 | 1,447,706 | ||||||
Accrued interest and dividends | 810,639 | 900,346 | ||||||
Due from broker for securities sold | 512,849 | 698,787 | ||||||
Total receivables | 66,009,635 | 61,231,497 | ||||||
Cash | 161,055 | 238,820 | ||||||
Total assets | 1,777,805,372 | 1,405,912,208 | ||||||
Liabilities | ||||||||
Due to broker for securities purchased | 924,621 | 344,607 | ||||||
Accrued expenses | 127,521 | 135,255 | ||||||
Total liabilities | 1,052,142 | 479,862 | ||||||
Net assets available for benefits at fair value | 1,776,753,230 | 1,405,432,346 | ||||||
Adjustment from fair value to contract | ||||||||
value for interest in collective trust relating to fully | ||||||||
benefit-responsive investment contracts | (509,521 | ) | (1,721,632 | ) | ||||
Net assets available for benefits | $ | 1,776,243,709 | $ | 1,403,710,714 |
The accompanying notes are an integral part of these financial statements.
2
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Statements of Changes in Net Assets Available for Benefits
Year Ended May 31, 2011
Additions | ||||
Investment income | ||||
Net appreciation in fair value of investments | $ 279,464,015 | |||
Interest and dividends | 9,246,041 | |||
Total investment income | 288,710,056 | |||
Less investment expenses | (437,839) | |||
Net investment income | 288,272,217 | |||
Interest income on notes receivable from participants | 1,091,890 | |||
Contributions | ||||
Employer, net of forfeitures | 75,661,752 | |||
Participant | 58,947,035 | |||
Rollover | 3,371,676 | |||
Total contributions | 137,980,463 | |||
Total additions | 427,344,570 | |||
Deductions | ||||
Benefits paid to participants | (53,600,288) | |||
Administrative expenses | (1,211,287) | |||
Total deductions | (54,811,575) | |||
Net increase | 372,532,995 | |||
Net assets available for benefits | ||||
Beginning of year | 1,403,710,714 | |||
End of year | $ 1,776,243,709 |
The accompanying notes are an integral part of these financial statements.
3
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Notes to Financial Statements
May 31, 2011 and 2010
1. Description of the Plan
The following description of the 401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc. (the “Plan”) provides only general information. Participants should refer to the Plan document for a more complete description of the Plan’s provisions.
General
The Plan was established to provide for the retirement income requirements of and sharing in Company profits by all employees of NIKE, Inc. (the “Company”) and a retirement savings program for the employees of the Company not covered by a collective bargaining agreement. The Plan is subject to the provisions of the Employee Retirement Income Security Act of 1974 (“ERISA”), as amended. Administration of the Plan is performed by the Administrative Subcommittee of the Retirement Committee. The Plan is amended from time to time in order to comply with changes in applicable laws and to make changes in Plan administration.
The Northern Trust Company (“Northern Trust” or the “Trustee”) is the Trustee and Aon Hewitt Associates (“Aon Hewitt” or the “Recordkeeper”) is the Recordkeeper of the Plan's assets. Selected assets are held in the custody of Charles Schwab & Co. Inc. (“Charles Schwab” or the “Custodian”) and are maintained by the Trustee. The Plan’s investment decisions are overseen by the Investment Subcommittee of the Retirement Committee. Members of the Retirement Committee are appointed by the Board of Directors of the Company.
Eligibility
All employees, except those employees who are (1) covered by a collective bargaining agreement, (2) living outside the United States and not covered by the Company expatriate program, (3) working at the Company’s Memphis Apparel Distribution Center, whose employment is established pursuant to the Company’s Seasonal On Call Casual Employee Reserve (“SOCCER”) program, or (4) residing in Puerto Rico and working at the Puerto Rico facility, become eligible to receive profit sharing contributions on the first day of the Plan fiscal year coinciding with or immediately preceding completion of one year of employment with at least 1,000 hours of service. Employees are eligible to participate in the 401(k) portion of the Plan on the first day of the month following 30 days of employment.
Contributions
Participants may contribute up to 50% of their pre-tax annual compensation to the Plan, subject to annual individual deferral limitations under the Internal Revenue Code (“IRC”). Participants who have attained age 50 before the end of the Plan year are eligible to make catch-up contributions, as defined. Participants may also contribute amounts representing distributions from other qualified defined benefit or defined contribution plans. Additionally, the Company will match participant contributions at a rate of 100% of the first 5% of the participant’s total base pay that is contributed to the account.
Prior to May 13, 2011, the Company match contributions related to the Plan's 401(k) feature were invested in NIKE, Inc. Class B common stock and as of June 1, 2001, these match contributions became subject to participant self-direction after the initial investment in Company stock was made to the Plan. Participants could redeem their shares in Company stock and reinvest the cash into other managed funds. As of May 13, 2011, the Company match follows participants’ fund selections and NIKE, Inc. Class B common stock is one of the investment choices. No more than 10% of a participant’s deferral and corresponding match can go into the NIKE stock fund and a participant can only transfer a portion of his or her existing account balance to purchase NIKE
4
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Notes to Financial Statements
May 31, 2011 and 2010
stock if the percentage of their account balance invested in NIKE stock is less than or equal to 20 percent. Transfers out of the NIKE stock fund are permitted at any time.
Under the Plan’s profit sharing features, the Company may make discretionary annual contributions as designated by the Company’s Board of Directors. However, this amount cannot be greater than the amount allowable as a tax deduction under the IRC. The annual contributions will be funded no later than the date the Company’s federal income tax return is filed.
Profit sharing contributions are invested in various fixed income and equity funds similar to those offered under the Plan’s 401(k) features. Investments held by the Plan on behalf of participants related to profit sharing contributions are nonparticipant-directed. In a nonparticipant–directed program, the Investment Committee, under the guidance of investment managers, directs the specific investments held by the Plan. See Note 7 for applicable disclosures. Investments held by the Plan on behalf of participants related to 401(k) contributions are participant-directed. In a participant-directed program, the individual participant selects the investments for his or her individual account.
Participant Accounts
Separate individual 401(k) and profit sharing accounts are maintained for each participant. Each participant’s 401(k) account is credited with the participant’s contributions and rollovers, the Company’s matching contributions, Plan expenses and an allocation of the Plan’s investment income or losses based upon the participant’s election of investment options. Participants direct the investment of their contributions into various investment options offered by the Plan.
An eligible profit sharing participant is entitled to an annual allocation of the employer profit sharing contribution and former participant profit sharing forfeitures after restoration of previously forfeited accounts. Employer profit sharing contributions and former participant forfeitures are allocated first in the proportion of the participant’s annual compensation to compensation of all participants, up to a maximum of 4% of the compensation of each participant. Contributions and forfeitures exceeding 4% of all participants’ annual compensation, if any, are allocated in the ratio of each participant’s excess compensation to total excess compensation of all participants, not to exceed 4% of such excess compensation. Excess compensation is defined as compensation in excess of the social security wage base. The balance of contributions and forfeitures, if any, is allocated to participants in the ratio of each participant’s annual compensation to the total of all participants’ annual compensation, subject to the IRC Section 415 defined maximum limitations. Participants do not direct the investment of profit sharing contributions.
Profit sharing investment income or loss and Plan expenses are allocated daily based on a ratio of each participant’s profit sharing account balance to the total profit sharing account balances.
The total benefit to which a participant is entitled is the benefit that can be provided from the participant’s vested 401(k) and profit sharing accounts.
Vesting
Participants in the 401(k) portion of the Plan are immediately vested in their elective, rollover, and Company matching contributions, plus actual earnings thereon. The Company contributions into the profit sharing portion of the Plan vest at 25% per year after completing two years of service, and vesting increases 25% for each additional year of service until fully vested after five years. Participants in the profit sharing portion of the Plan become fully vested in the Company’s contributions in the event of total and permanent disability, death, attainment of 65 years of age, or termination of the Plan.
5
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Notes to Financial Statements
May 31, 2011 and 2010
Forfeitures
Upon a participant’s termination, the unvested portion of the participant’s profit sharing account is forfeited. Profit sharing forfeitures may be used to reduce future employer contributions or be allocated back to active participants. During the year ended May 31, 2011, profit sharing forfeitures of $957,562 were used to reduce employer contributions. At May 31, 2011 and 2010, accumulated profit sharing forfeitures totaled $913,363 and $775,672, respectively.
Notes Receivable from Participants
Participants may borrow a portion of their elective and rollover contributions by applying to the Administrative Subcommittee. Participants may borrow from their accounts amounts equal to the lesser of 50% of their vested account balance or $50,000 reduced by the balance of any outstanding loans. The term of the loan repayments range up to five years for general purpose loans and up to ten years for the purchase of a primary residence. The loans are secured by the balance in the participant’s account and bear interest at the prime rate plus one percentage point. Principal and interest are paid ratably through monthly deductions.
Benefit Payments
On termination of service due to death, disability, hardship, resignation, discharge and retirement, a participant is eligible to receive payments in the amount equal to the value of the participant’s vested interest in his or her account.
Vested benefits are distributed to participants in a lump-sum payment upon termination or are transferred to another qualified trust. Participants with vested benefits greater than $1,000 can elect to receive a distribution or leave their balance in the Plan. Terminated participants with balances greater than $1,000 may leave their vested benefits in the Plan until reaching the age of 65. Participants may apply to the Administrative Subcommittee to withdraw their voluntary 401(k) contributions in the event the participant is over age 59-1/2, or the participant has a financial hardship as stipulated in the Plan provisions. No withdrawals may be made from the unvested portion of the Company’s matching contributions, profit sharing contributions, or earnings thereon.
Plan Termination
Although it has not expressed any intent to do so, the Company has the right under the Plan to discontinue its contributions at any time and to terminate the Plan subject to the provisions of ERISA. In the event of Plan termination, the accounts of all participants would become fully vested. The net assets of the Plan would be distributed among the participants and beneficiaries of the Plan in proportion to their interests after proper allocation of any Plan expenses incurred upon termination.
2. Significant Accounting Policies
Basis of Accounting
The accompanying financial statements have been prepared on the accrual basis of accounting.
Investment contracts held by a defined contribution plan are required to be reported at fair value. However, contract value is the relevant measurement attribute for that portion of the net assets available for benefits of a defined contribution plan attributable to fully benefit-responsive investment contracts because contract value is the amount participants would receive if they were to initiate permitted transactions under the terms of the Plan. The Plan invests in investment contracts through a collective trust fund. The Statements of Net Assets Available for Benefits present the fair value of the investment in the collective trust funds as well as the adjustment of the investment in the collective trust funds from fair value to contract value relating to the investment
6
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Notes to Financial Statements
May 31, 2011 and 2010
contracts. The Statement of Changes in Net Assets Available for Benefits is prepared on a contract value basis.
Recent Accounting Pronouncements and Developments
In January 2010, the Financial Accounting Standards Board (“FASB”) issued updated guidance to improve disclosures regarding fair value measurements. This update requires entities to (i) disclose separately the amounts of significant transfers in and out of Level 1 and Level 2 fair value measurements and describe the reasons for the transfers and (ii) present separately (i.e., on a gross basis rather than as one net number), information about purchases, sales, issuances and settlements in the roll forward of changes in Level 3 fair value measurements. The update requires fair value disclosures by major class rather than by category of assets and liabilities in the Statements of Net Assets Available for Benefits. Disclosures regarding the valuation techniques and inputs used to measure fair value for both recurring and nonrecurring fair value measurements for assets and liabilities in both Level 2 and Level 3 are also required. For all portions of the update except the gross presentation of activity in the Level 3 roll forward, this standard is effective for interim and annual reporting periods beginning after December 15, 2009. For the gross presentation of activity in the Level 3 roll forward, this guidance is effective for fiscal years beginning after December 15, 2010. See Note 4 for applicable disclosures.
In September 2010, the FASB issued Accounting Standards Update (“ASU”) No. 2010-25, which stipulates that participant loans should be classified as notes receivable and measured at their unpaid principal balance plus any accrued but unpaid interest for years ending after December 15, 2010 and requires retrospective application to all periods presented. This amendment was adopted by the Plan for the year ended May 31, 2011 and retrospectively applied to May 31, 2010. Accordingly, participant loans previously included in investments of the Plan at May 31, 2010 have been reclassified in the Statements of Net Assets Available for Benefits to conform to the current year presentation. The adoption of this amendment did not change the value of participant loans from the amount previously reported as of May 31, 2010.
Investment Valuation and Income Recognition
Managed funds consist of investments in preferred, common and foreign stock, corporate, preferred, and foreign bonds, collective trust funds, registered investment companies, U.S. government securities and interest bearing cash. Investments in preferred, common and foreign stocks listed on a national securities exchange and over-the-counter securities are valued at the last reported sale price on the valuation date or, if no sales are reported for that day, the last published sale price. Bonds are valued based on market values quoted by dealers who are market makers in these securities, by independent pricing services, or by a methodology approved by Northern Trust. The fair value of the fixed income securities is determined based on valuations provided by an independent pricing service, which uses multiple valuation techniques that incorporates available market information and proprietary valuation models, which consider market characteristics, such as benchmark yield curve, credit spreads, estimated default rates and other security features. Investments in registered investment companies are stated at net asset value, based upon the fair market value of the underlying securities, as determined or provided by Northern Trust.
Collective trust funds represent investments held in pooled funds. The investments are contributed from employee benefit plans maintained by more than one employer or a controlled group of corporations that is maintained by a bank, trust company, or similar institution that is regulated, supervised, and subject to periodic examination by a state or federal agency. The Plan’s interests in the collective trust funds are valued based on information provided by Northern Trust using the net asset value from the audited financial statements of the collective trust funds at year end. The
7
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Notes to Financial Statements
May 31, 2011 and 2010
Plan invests in two collective trust funds (the “Schwab Stable Asset Fund” and the “U.S. Bank Morley Institutional Investors Stable Asset Fund”), which hold fully benefit-responsive investment contracts. These collective trust funds can be redeemed daily by participants subject to limitations on noncompeting options. The collective trust funds' trustee reserves the right to delay plan sponsor-initiated redemptions for up to 365 days. There are no other restrictions on collective trust transactions.
Investments are purchased and sold at the fair value of the underlying investments and receive the interest and dividend earnings of the underlying investments. Purchases and sales of securities are recorded on a trade date basis. Interest income is recorded on the accrual basis. Dividends are recorded on the ex-dividend date. The Plan presents, in the Statement of Changes in Net Assets Available for Benefits, the net appreciation or depreciation in the fair value of its investments, which consist of the realized gains or losses and the unrealized appreciation or depreciation on those investments.
Notes Receivable from Participants
Notes receivable from participants are measured at their unpaid principal balance plus any accrued but unpaid interest. Delinquent notes receivable are reclassified as distributions based upon the terms of the Plan document.
Benefits Payable
Benefits are recorded when paid. Accordingly, benefits payable to persons that have elected to withdraw from the Plan but not yet paid have not been accrued. At May 31, 2011 and 2010, there were $475,195 and $571,603, respectively, payable to participants.
Expenses
Expenses of administering the Plan and those which are directly related to investment transactions are paid out of the assets of the Plan.
Use of Estimates
The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of additions to and deductions from net assets available for benefits during the reporting period. Actual results could differ from those estimates.
8
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Notes to Financial Statements
May 31, 2011 and 2010
Risks and Uncertainties
The Plan invests in various investment securities that are exposed to various risks, such as interest rate, market and credit risks. Due to the level of risk associated with certain investment securities, it is at least reasonably possible that changes in the values of investment securities, and thus the net asset value of the funds, will occur in the near term and that such changes could materially affect participant’s account balances and the amount reported in the Statements of Net Assets Available for Benefits and the Statement of Changes in Net Assets Available for Benefits. Market values of investments may decline for a number of reasons, including changes in prevailing market and interest rates, increases in defaults and credit rating downgrades. The fair values assigned to the investments by the Plan are based upon available information believed to be reliable, which may be affected by conditions in the financial markets. The Plan may not be able to sell its investments when it desires to do so or to realize what it perceives to be its fair value in the event of a sale.
Subsequent Events
The Plan has evaluated subsequent events and determined that no significant subsequent events have occurred requiring adjustments to the financial statements or disclosures.
3. Investments
The following presents investments that represent 5% or more of the Plan’s net assets at May 31, 2011:
Participant Directed | ||||
NIKE, Inc. Class B Common Stock | $ | 441,550,034 | ||
Collective trust funds | ||||
Northern Trust Global Investments Collective Daily S&P 500 Equity Index Fund | 236,689,807 | |||
Northern Trust Bank NA Collective Daily All Country World Exchange Fund | 161,526,571 | |||
Northern Trust Global Investments Collective Daily Russell 2000 Index Fund | 143,241,224 | |||
Northern Trust Global Investments Collective Daily Aggregate Bond Index Fund | 119,539,339 | |||
Schwab Stable Value Fund | 101,758,071 | |||
Nonparticipant Directed | ||||
Collective trust funds | ||||
Northern Trust Global Investments Collective Daily S&P 500 Equity Index Fund | 117,000,195 |
9
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Notes to Financial Statements
May 31, 2011 and 2010
The following presents investments that represent 5% or more of the Plan’s net assets at May 31, 2010:
Participant Directed | ||||
Collective trust funds | ||||
Northern Trust Global Investments Collective Daily S&P 500 Equity Index Fund | 171,349,075 | |||
Northern Trust Bank NA Collective Daily All Country World Exchange Fund | 116,414,073 | |||
Northern Trust Global Investments Collective Daily Russell 2000 Index Fund | 102,926,009 | |||
Northern Trust Global Investments Collective Daily Aggregate Bond Index Fund | 102,891,608 | |||
US Bank Morley Institutional Investors Stable Asset Fund | 98,373,232 | |||
Nonparticipant Directed | ||||
NIKE, Inc. Class B Common Stock | 366,202,050 | |||
Collective trust funds | ||||
Northern Trust Global Investments Collective Daily S&P 500 Equity Index Fund | 86,938,923 |
During the year ended May 31, 2011, all of the Plan’s investments (including gains and losses on investments bought and sold, as well as held during the year) appreciated in value as follows:
Collective trust funds | $ | 188,051,660 | ||
NIKE, Inc. Class B common stock | 63,314,724 | |||
Registered investment companies | 25,121,165 | |||
Corporate bonds | 2,493,843 | |||
Preferred and common stocks | 482,623 | |||
$ | 279,464,015 |
4. Fair Value Measurement
In determining fair value, the Plan uses a fair value hierarchy that prioritizes the inputs to valuation techniques used to measure fair value. The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurement) and the lowest priority to unobservable inputs (Level 3 measurements). The three levels of the fair value hierarchy are described below:
Level 1 | Inputs to the valuation methodology are unadjusted quoted prices for identical assets or liabilities in active markets that the Plan has the ability to access. |
Level 2 | Inputs to the valuation methodology include: |
●Quoted prices for similar assets or liabilities in active markets;
●Quoted prices for identical or similar assets or liabilities in inactive markets;
●Inputs, other than quoted prices, that are observable for the asset or liability;
●Inputs that are derived principally from, or corroborated by, observable market data by correlation or other means.
10
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Notes to Financial Statements
May 31, 2011 and 2010
If the asset or liability has a specified (contractual) term, the Level 2 input must be observable for substantially the full term of the asset or liability.
Level 3 | Inputs to the valuation methodology are unobservable and significant to the fair value measurement. |
The asset’s or liability’s fair value measurement level within the fair value hierarchy is based on the lowest level of any input that is significant to the fair value measurement. Valuation techniques used need to maximize the use of observable inputs and minimize the use of unobservable inputs.
The valuation methods described in Note 2 may produce a fair value calculation that may not be indicative of net realizable value or reflective of future fair values. Furthermore, while the Plan believes its valuation methods are appropriate and consistent with other market participants, the use of different methodologies or assumptions to determine the fair value of certain financial instruments could result in a different fair value measurement at the reporting date. There have been no changes in the methodologies used at May 31, 2011 and 2010.
11
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Notes to Financial Statements
May 31, 2011 and 2010
The following tables set forth by level, within the fair value hierarchy, the Plan's assets at fair value as of May 31, 2011 and 2010:
Assets at Fair Value at May 31, 2011 | ||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
Collective trust funds | ||||||||||||||||
Equity index funds | $ | - | $ | 541,457,600 | $ | - | $ | 541,457,600 | ||||||||
Common stock funds | - | 265,058,142 | - | 265,058,142 | ||||||||||||
Other fixed income funds | - | 217,731,383 | - | 217,731,383 | ||||||||||||
Real estate funds | - | 28,487,838 | - | 28,487,838 | ||||||||||||
Stable value funds | - | 101,758,071 | - | 101,758,071 | ||||||||||||
Other short term investment funds | - | 3,937,217 | - | 3,937,217 | ||||||||||||
Total collective trust funds | - | 1,158,430,251 | - | 1,158,430,251 | ||||||||||||
Common and foreign stocks | ||||||||||||||||
Consumer discretionary | 441,550,034 | - | - | 441,550,034 | ||||||||||||
Information technology | 1,440 | - | - | 1,440 | ||||||||||||
Total common and foreign stocks | 441,551,474 | - | - | 441,551,474 | ||||||||||||
Registered investment companies | ||||||||||||||||
Commodity funds | 36,603,288 | - | - | 36,603,288 | ||||||||||||
Equity funds | 29,794,322 | - | - | 29,794,322 | ||||||||||||
Bond funds | 6,855,612 | - | - | 6,855,612 | ||||||||||||
Short term funds | 3,391,407 | - | - | 3,391,407 | ||||||||||||
Real estate funds | 586,905 | - | - | 586,905 | ||||||||||||
Total registered investment companies | 77,231,534 | - | - | 77,231,534 | ||||||||||||
Corporate and foreign bonds | - | 34,410,762 | - | 34,410,762 | ||||||||||||
Interest bearing cash | 10,661 | - | - | 10,661 | ||||||||||||
Total assets at fair value | $ | 518,793,669 | $ | 1,192,841,013 | $ | - | $ | 1,711,634,682 |
Level 3 Gains and Losses
The following table sets forth a summary of changes in the fair value of the Plan's level 3 assets for the year ended May 31, 2011:
Collective | ||||
Trust Funds | ||||
Balance at beginning of year | $ | 100,094,864 | ||
Purchases, sales, issuances and | ||||
settlements, net | (100,094,864 | ) | ||
Balance at end of year | $ | - | ||
12
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Notes to Financial Statements
May 31, 2011 and 2010
Assets at Fair Value as of May 31, 2010 | ||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
Collective trust funds | ||||||||||||||||
Equity index funds | $ | - | $ | 390,689,158 | $ | - | $ | 390,689,158 | ||||||||
Other fixed income funds | - | 184,345,239 | - | 184,345,239 | ||||||||||||
Common stock funds | - | 131,638,310 | - | 131,638,310 | ||||||||||||
Stable value funds | - | - | 100,094,864 | 100,094,864 | ||||||||||||
Other short term investment funds | - | 5,309,776 | - | 5,309,776 | ||||||||||||
Total collective trust funds | - | 711,982,483 | 100,094,864 | 812,077,347 | ||||||||||||
Common and foreign stocks | ||||||||||||||||
Consumer discretionary | 368,519,239 | - | - | 368,519,239 | ||||||||||||
Telecommunication services | 3,352,782 | - | - | 3,352,782 | ||||||||||||
Financials | 2,998,887 | - | - | 2,998,887 | ||||||||||||
Information technology | 2,942,104 | - | - | 2,942,104 | ||||||||||||
Healthcare | 2,644,337 | - | - | 2,644,337 | ||||||||||||
Consumer staples | 1,988,268 | - | - | 1,988,268 | ||||||||||||
Energy | 1,001,569 | - | - | 1,001,569 | ||||||||||||
Materials | 676,863 | - | - | 676,863 | ||||||||||||
Industrials | 547,303 | - | - | 547,303 | ||||||||||||
Utilities | 367,980 | - | - | 367,980 | ||||||||||||
Total common and foreign stocks | 385,039,332 | - | - | 385,039,332 | ||||||||||||
Registered investment companies | ||||||||||||||||
Equity funds | 22,271,468 | 62,995,940 | - | 85,267,408 | ||||||||||||
Commodity funds | 27,151,996 | - | - | 27,151,996 | ||||||||||||
Bond funds | 4,356,140 | - | - | 4,356,140 | ||||||||||||
Short term funds | 3,426,862 | - | - | 3,426,862 | ||||||||||||
Real estate funds | 427,141 | - | - | 427,141 | ||||||||||||
Total registered investment companies | 57,633,607 | 62,995,940 | - | 120,629,547 | ||||||||||||
Corporate and foreign bonds | - | 26,407,895 | - | 26,407,895 | ||||||||||||
Foreign preferred stocks | ||||||||||||||||
Telecommunication services | 155,701 | - | - | 155,701 | ||||||||||||
Financials | 78,585 | - | - | 78,585 | ||||||||||||
Total foreign preferred stocks | 234,286 | - | - | 234,286 | ||||||||||||
Interest bearing cash | 53,484 | - | - | 53,484 | ||||||||||||
Total assets at fair value | $ | 442,960,709 | $ | 801,386,318 | $ | 100,094,864 | $ | 1,344,441,891 |
Level 3 Gains and Losses
The following table sets forth a summary of changes in the fair value of the Plan's level 3 assets for the year ended May 31, 2010:
Collective | ||||
Trust Funds | ||||
Balance at beginning of year | $ | 126,783,978 | ||
Realized gains | 12,244,948 | |||
Unrealized losses | (5,242,814 | ) | ||
Purchases, sales, issuances and | ||||
settlements, net | (33,691,248 | ) | ||
Balance at end of year | $ | 100,094,864 |
13
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Notes to Financial Statements
May 31, 2011 and 2010
The U.S. Bank Morley Stable Value Fund was sold by the Plan on June 15, 2010 and represented the remaining participant directed investments in this fund.
5. Party-in-Interest Transactions
The Plan’s investments represent funds invested in, or maintained by, Northern Trust and Charles Schwab. Northern Trust is the Trustee of the Plan assets and Charles Schwab is the Custodian of selected assets and, therefore, these investments represent exempt party-in-interest transactions.
Certain Plan investments are shares of Company common stock. For the year ended May 31, 2011 and 2010, the Plan purchased 487,467 and 550,321 shares of NIKE, Inc. Class B common stock, respectively, at a cost of $37,812,303 and $34,399,142, respectively. For the same years ended, the Plan sold 280,767 and 487,511 shares of NIKE, Inc. Class B common stock, respectively, at a cost of $20,392,865 and $27,882,644, respectively. At May 31, 2011 and 2010, the Plan held $441,550,034 (5,228,538 shares) and $366,202,050 (5,059,437 shares), respectively, of NIKE, Inc. Class B common stock.
6. Plan Tax Status
The Internal Revenue Service (“IRS”) has determined and informed the Company by letter dated January 16, 2008 that the Plan is designed in accordance with applicable sections of the IRC. Although the Plan has been amended since receiving the determination letter, the Plan administrator and the Plan’s tax counsel believe that the Plan is designed and is currently being operated in compliance with the applicable requirements of the IRC.
Accounting principles generally accepted in the United States of America require Plan management to evaluate tax positions taken by the Plan and recognize a tax liability if the Plan has taken an uncertain position that more likely than not would not be sustained upon examination by the IRS. The Plan administrator has analyzed the tax positions taken by the Plan, and has concluded that as of May 31, 2011, there are no uncertain positions taken or expected to be taken that would require recognition of a liability or disclosure in the financial statements. The Plan is subject to routine audits by taxing jurisdictions within the United States of America; however, there are currently no audits for any tax periods in progress. The Plan administrator believes it is no longer subject to income tax examinations for years prior to 2007.
14
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Notes to Financial Statements
May 31, 2011 and 2010
7. Nonparticipant Directed Investments
Information about the net assets at May 31 and the significant components of the changes in net assets for the year ended may 31 relating to the nonparticipant directed investments is as follows:
2011 | 2010 | |||||||
Net Assets | ||||||||
Collective trust funds | $ | 395,270,739 | $ | 217,771,230 | ||||
Employer receivable | 39,457,316 | 35,979,389 | ||||||
Registered investment companies | 36,484,419 | 90,056,053 | ||||||
Corporate and foreign bonds | 34,410,762 | 26,407,895 | ||||||
Accrued interest and dividends | 807,393 | 886,206 | ||||||
Cash | 36,116 | 231,610 | ||||||
Interest bearing cash | 10,661 | 761 | ||||||
Common and foreign stocks | 1,440 | 18,837,282 | ||||||
Foreign preferred stocks | - | 234,286 | ||||||
NIKE, Inc. Class B common stock | - | 366,202,050 | ||||||
Due from broker for securities sold | - | 698,787 | ||||||
Due to broker for securities purchased | (509,141 | ) | (344,607 | ) | ||||
Accrued expenses | (60,374 | ) | (65,279 | ) | ||||
Total net assets | $ | 505,909,331 | $ | 756,895,663 |
Year Ended | ||||
May 31, 2011 | ||||
Changes in net assets | ||||
Net appreciation in fair value of investments | $ | 90,038,051 | ||
Employer contributions | 40,085,592 | |||
Interest and dividends | 2,734,099 | |||
Transfers to participant directed funds | (672,420 | ) | ||
Administrative and investment expenses | (724,902 | ) | ||
Benefits paid to participants | (15,002,757 | ) | ||
Transfer of NIKE, Inc. Class B common stock to participant directed funds | (367,443,995 | ) | ||
$ | (250,986,332 | ) |
15
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Notes to Financial Statements
May 31, 2011 and 2010
8. Reconciliation of Financial Statements to Form 5500
The following is a reconciliation of net assets available for benefits per the financial statements to the Form 5500 at May 31, 2011 and 2010:
2011 | 2010 | |||||||
Net assets available for benefits per the | ||||||||
financial statements | $ | 1,776,243,709 | $ | 1,403,710,714 | ||||
Benefits payable | (475,195 | ) | (571,603 | ) | ||||
Loans deemed to be distributions | ||||||||
for financial reporting purposes | (543,706 | ) | (436,145 | ) | ||||
Adjustment from fair value to contract value for interest in | ||||||||
collective trust relating to fully | ||||||||
benefit-responsive investment contracts | 509,521 | 1,721,632 | ||||||
Net assets available for benefits per Form 5500 | $ | 1,775,734,329 | $ | 1,404,424,598 |
The following is a reconciiation of the net increase in net assets available for benefits per the financial statements to the Form 5500 at May 31, 2011:
Net increase in net assets per the financial statements | $ | 372,532,995 | ||
Benefits payable at May 31, 2011 | (475,195 | ) | ||
Benefits payable at May 31, 2010 | 571,603 | |||
Loans deemed to be distributions for financial reporting purposes at May 31, 2011 | (543,706 | ) | ||
Loans deemed to be distributions for financial reporting purposes at May 31, 2010 | 436,145 | |||
Adjustment from fair value to contract value for interest in collective trust | ||||
at May 31, 2011 | 509,521 | |||
Adjustment from fair value to contract value for interest in collective trust | ||||
at May 31, 2010 | (1,721,632 | ) | ||
Net increase in net assets per Form 5500 | $ | 371,309,731 |
16
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(c) | (c) | ||||||||||||||||||||||||
(b) | Rate | Date of | (c) | (e) | |||||||||||||||||||||
Identity of Issuer, Borrower, | (c) | of | Maturity | Par | (d) | Current | |||||||||||||||||||
(a) | Lessor or Similar Party | Description of Investment | Interest | Year | Month | Value | Cost (1) | Value | |||||||||||||||||
Participant Directed | |||||||||||||||||||||||||
1st Eagle Funds Inc | Registered investment company | $ | 5,142 | ||||||||||||||||||||||
1st Eagle Funds Overseas Fund | Registered investment company | 133,215 | |||||||||||||||||||||||
1st Eagle Sogen Funds Global Fund | Registered investment company | 215,416 | |||||||||||||||||||||||
1st Eagle Sogen Funds Gold Fund | Registered investment company | 24,164 | |||||||||||||||||||||||
3rd Avenue Tr Intl Value Fund | Registered investment company | 69,264 | |||||||||||||||||||||||
3rd Avenue Tr Real Estate Value Fund | Registered investment company | 91,609 | |||||||||||||||||||||||
Aberdeen Emerging Markets Fund | Registered investment company | 12,236 | |||||||||||||||||||||||
Aberdeen Intl Equity Fund | Registered investment company | 59,806 | |||||||||||||||||||||||
Aberdeen Global Nat Res Fund | Registered investment company | 15,553 | |||||||||||||||||||||||
Advantage Funds Dreyfus Global Absolute | Registered investment company | 14,141 | |||||||||||||||||||||||
Advisors Inner Circle Fund Acadian Emerging Mkts Inst Fund | Registered investment company | 53,940 | |||||||||||||||||||||||
Advisors Inner Circle Fund Cambiar Aggressive Value | Registered investment company | 9,853 | |||||||||||||||||||||||
Advisors Inner Circle Fund Cambiar Small Cap | Registered investment company | 17,341 | |||||||||||||||||||||||
Advisors Inner Circle Fund II Inc New Champlain Small Co Fund | Registered investment company | 13,696 | |||||||||||||||||||||||
Advisors Inner Circle Fund II Frost Div Value Equity Fund | Registered investment company | 12,768 | |||||||||||||||||||||||
Aim Sector Funds Invesco Van Kampen CL Y | Registered investment company | 6,835 | |||||||||||||||||||||||
Aim Sector Funds Invesco Van Kampen Small Cap | Registered investment company | 8,859 | |||||||||||||||||||||||
Alger Fund Cap Apprec CL A | Registered investment company | 29,495 | |||||||||||||||||||||||
Alliance Bernstein Growth & Inc Fund | Registered investment company | 13,552 | |||||||||||||||||||||||
Allianz Fds NFJ Dividend Value Fund | Registered investment company | 54,081 | |||||||||||||||||||||||
Allianz Funds RCM Wellness Fund | Registered investment company | 59,511 | |||||||||||||||||||||||
Allianz Funds AGIC Pac Rim Fund | Registered investment company | 14,757 | |||||||||||||||||||||||
Alpine Equity Tr International Real Estate Equity Fund | Registered investment company | 11,167 | |||||||||||||||||||||||
Alpine Ser Tr Dynamic Innovators Fund | Registered investment company | 1,725 | |||||||||||||||||||||||
Amana Mutual Fund Tr Growth Fund | Registered investment company | 146,506 | |||||||||||||||||||||||
Amana Mutual Fund Tr Income Fund | Registered investment company | 54,072 | |||||||||||||||||||||||
American AMCAP Fund | Registered investment company | 18,759 | |||||||||||||||||||||||
American Beacon Funds Large Cap Value Fund | Registered investment company | 48,756 | |||||||||||||||||||||||
American Beacon Funds Small Cap Value Fund | Registered investment company | 26,634 | |||||||||||||||||||||||
American Cap World Growth & Inc Fund | Registered investment company | 3,839 | |||||||||||||||||||||||
American Century 20th Century Growth Fund | Registered investment company | �� | 224,666 | ||||||||||||||||||||||
American Century Cap Portfolios Inc Value Fund | Registered investment company | 16,341 | |||||||||||||||||||||||
American Century Cap Portfolio Inc Equity Income Fund | Registered investment company | 239,002 | |||||||||||||||||||||||
American Century Cap Portfolio Inc Mid Cap Value Fund | Registered investment company | 52,448 | |||||||||||||||||||||||
American Century Cap Portfolio Inc Real Estate Fund | Registered investment company | 4,742 | |||||||||||||||||||||||
American Century Govt Inc Tr Benham Adj Rate | Registered investment company | 45,798 | |||||||||||||||||||||||
American Century Govt Inc Tr Benham | Registered investment company | 131,482 | |||||||||||||||||||||||
American Century Govt Inc Tr Inflation-adjusted Bd Fund | Registered investment company | 76,031 | |||||||||||||||||||||||
American Century Govt Inc Tr Ginnie Mae Fund | Registered investment company | 4,117 | |||||||||||||||||||||||
American Century Intl Bond Fund | Registered investment company | 14,440 |
17
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | |||||||||||||
American Century Mut Fund Inc Heritage Fund | Registered investment company | 63,541 | ||||||||||||||||||
American Century Mutual Funds Inc Cap Value | Registered investment company | 51,042 | ||||||||||||||||||
American Century Quantitative Equity Growth Fund | Registered investment company | 110,466 | ||||||||||||||||||
American Century Quantitative Equity Utils Fund | Registered investment company | 59,502 | ||||||||||||||||||
American Century World Mutual Fund Inc 20th Centy Intl Discovery Fund | Registered investment company | 24,280 | ||||||||||||||||||
American Century World Mutual Fund Inc 20th Centy Intl Growth Fund | Registered investment company | 94,843 | ||||||||||||||||||
American Independence Funds Tr Absolute Return | Registered investment company | 14,637 | ||||||||||||||||||
Ariel Fund | Registered investment company | 21,546 | ||||||||||||||||||
Ariel Growth Appreciation Fund | Registered investment company | 63,329 | ||||||||||||||||||
Artio Global Invt Funds International Equity Fund | Registered investment company | 53,361 | ||||||||||||||||||
Artio Global Invt Funds International Equity Fund II | Registered investment company | 49,557 | ||||||||||||||||||
Artisan Funds Global Value | Registered investment company | 329 | ||||||||||||||||||
Artisan Funds Inc International Value Fund | Registered investment company | 6,731 | ||||||||||||||||||
Artisan Funds Inc International Fund | Registered investment company | 239,763 | ||||||||||||||||||
Artisan Funds Inc International Small Cap Fund | Registered investment company | 11,998 | ||||||||||||||||||
Artisan Funds Mid Cap Fund | Registered investment company | 195,250 | ||||||||||||||||||
Artisan Funds Mid Cap Value Fund | Registered investment company | 33,691 | ||||||||||||||||||
Aston Funds for future issues - Fairpointe Mid Cap Fund | Registered investment company | 36,324 | ||||||||||||||||||
Aston Funds for future issues - Montag Caldwell Growth Fund | Registered investment company | 12,347 | ||||||||||||||||||
Aston Funds for future issues - Veredus Aggressive Growth Fund | Registered investment company | 24,483 | ||||||||||||||||||
Baron Ast Fund Growth Fund | Registered investment company | 276,167 | ||||||||||||||||||
Baron Ast Fund Small Cap Fund | Registered investment company | 115,344 | ||||||||||||||||||
Baron Invt Funds Tr Opportunity Fund | Registered investment company | 2,656 | ||||||||||||||||||
Baron Partners Fund | Registered investment company | 111,504 | ||||||||||||||||||
Blackrock Equity Dividend Fund | Registered investment company | 32,280 | ||||||||||||||||||
Blackrock Funds II US Opportunities Portfolio | Registered investment company | 36,041 | ||||||||||||||||||
Blackrock Funds Intl Opportunities Portfolio | Registered investment company | 58,853 | ||||||||||||||||||
Blackrock Funds Intl Bond Portfolio | Registered investment company | 11,268 | ||||||||||||||||||
Blackrock Global Allocation Fund | Registered investment company | 56,575 | ||||||||||||||||||
Blackrock Global Emerging Markets-A | Registered investment company | 32,822 | ||||||||||||||||||
Blackrock Nat Res Tr CL A | Registered investment company | 3,870 | ||||||||||||||||||
Blair William Mutual Funds Small Cap Growth Fund | Registered investment company | 48,396 | ||||||||||||||||||
Blair William Mutual Funds Small Mid-Cap Growth Fund | Registered investment company | 15,256 | ||||||||||||||||||
Bny Mellon Funds Tr Small Cap Stk Fund | Registered investment company | 1,296 | ||||||||||||||||||
Brandywine Fund Inc Com Open End | Registered investment company | 1,404 | ||||||||||||||||||
Bridgeway Fund Aggressive Fund | Registered investment company | 9,952 | ||||||||||||||||||
Brown Cap Mgmt Small Co Fund | Registered investment company | 9,162 |
18
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | |||||||||||||
Buffalo Hi Yield Fund | Registered investment company | 5,632 | ||||||||||||||||||
Buffalo Funds Mid Cap Fund | Registered investment company | 16,688 | ||||||||||||||||||
Buffalo Funds Science & Technology Fund | Registered investment company | 28,331 | ||||||||||||||||||
Buffalo Small Cap Fund | Registered investment company | 39,502 | ||||||||||||||||||
Calamos Invt Tr New Growth Fund | Registered investment company | 48,708 | ||||||||||||||||||
Calamos Invt Tr New Intl Growth Fund | Registered investment company | 16,877 | ||||||||||||||||||
CGM Focus Fund | Registered investment company | 216,098 | ||||||||||||||||||
CGM Tr Realty Fund | Registered investment company | 192,952 | ||||||||||||||||||
Clipper Fund | Registered investment company | 26,199 | ||||||||||||||||||
Cohen & Steers Intl Rlty Shs Fund | Registered investment company | 13,066 | ||||||||||||||||||
Cohen & Steers Rlty Shs Inc Com Fund | Registered investment company | 276,057 | ||||||||||||||||||
Columbia Acorn Tr Fund | Registered investment company | 10,687 | ||||||||||||||||||
Columbia Funds Ser Tr Emerging Markets | Registered investment company | 31,885 | ||||||||||||||||||
Columbia Funds Ser Tr Energy & Nat Res | Registered investment company | 81,778 | ||||||||||||||||||
Columbia Funds Ser Tr Strategic Investor | Registered investment company | 18,633 | ||||||||||||||||||
Columbia Funds Ser Tr Value & Restructuring CL A | Registered investment company | 74,542 | ||||||||||||||||||
Columbia Funds Ser Tr Value & Restructuring CL Z | Registered investment company | 312,603 | ||||||||||||||||||
Columbia Funds Ser Tr Marsico 21st Century Fund | Registered investment company | 87,951 | ||||||||||||||||||
Columbia Funds Ser Tr Mid Cap Value | Registered investment company | 15,237 | ||||||||||||||||||
Conestoga Funds Small Cap Fund | Registered investment company | 19,078 | ||||||||||||||||||
CRM Mid Cap Value Fund | Registered investment company | 24,476 | ||||||||||||||||||
CRM Small/Mid Cap Value Fund | Registered investment company | 13,182 | ||||||||||||||||||
Davis NY Venture Fund | Registered investment company | 114,323 | ||||||||||||||||||
Delaware Pooled Tr Diversified Income Fund | Registered investment company | 10,266 | ||||||||||||||||||
DFA Invt Dimensions Group US Micro Cap Fund | Registered investment company | 11,125 | ||||||||||||||||||
Diamond Hill Small Cap Fund | Registered investment company | 10,514 |
19
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | |||||||||||||
Direxion Funds Latin America Bull | Registered investment company | 4,187 | ||||||||||||||||||
Direxion Funds Commodity Bull 2x | Registered investment company | 1,738 | ||||||||||||||||||
Direxion Funds 10 Year Note Bull 2.5x Fund | Registered investment company | 905 | ||||||||||||||||||
Dodge & Cox Balanced Fund | Registered investment company | 280,501 | ||||||||||||||||||
Dodge & Cox Inc Fund | Registered investment company | 143,674 | ||||||||||||||||||
Dodge & Cox International Stock Fund | Registered investment company | 202,291 | ||||||||||||||||||
Dodge & Cox Stock Fund | Registered investment company | 139,280 | ||||||||||||||||||
Domini Social Index Fund | Registered investment company | 5,549 | ||||||||||||||||||
Doubleline Total Return Bond - N | Registered investment company | 5,378 | ||||||||||||||||||
Doubleline Total Return Bond - I | Registered investment company | 10,412 | ||||||||||||||||||
Dreman Contrarian Fund Small Cap Value | Registered investment company | 37,913 | ||||||||||||||||||
Dreyfus Appreciation Fund | Registered investment company | 52,742 | ||||||||||||||||||
Dreyfus Emerging Markets Fund Cl A | Registered investment company | 9,488 | ||||||||||||||||||
Dreyfus Emerging Markets Growth Fund | Registered investment company | 51,576 | ||||||||||||||||||
Dreyfus Fund Inc | Registered investment company | 8,657 | ||||||||||||||||||
Dreyfus Greater China Fund Cl A | Registered investment company | 15,201 | ||||||||||||||||||
Dreyfus Index Funds Small Cap Stock Fund | Registered investment company | 96,204 | ||||||||||||||||||
Dreyfus Invt Grade Funds | Registered investment company | 4,637 | ||||||||||||||||||
Dreyfus Midcap Index Fund | Registered investment company | 16,822 | ||||||||||||||||||
Dreyfus Midcap Growth Fund | Registered investment company | 14,754 | ||||||||||||||||||
Dreyfus Opportunistic Mid Cap Value | Registered investment company | 19,142 | ||||||||||||||||||
Driehaus Mutual Fund International Discovery Fund | Registered investment company | 20,235 | ||||||||||||||||||
Dundeewealth Funds Dynamic Gold & Precious Metals | Registered investment company | 15,433 | ||||||||||||||||||
DWS Equity Tr Alternative Asset Allocation Plus Fund | Registered investment company | 85,756 | ||||||||||||||||||
DWS Mut Funds Gold & Precious Metals | Registered investment company | 97,811 | ||||||||||||||||||
Eagle Small Cap Growth Fund | Registered investment company | 20,023 | ||||||||||||||||||
Eaton Vance Inc Fund Bstn Inc | Registered investment company | 71,901 | ||||||||||||||||||
Eaton Vance Mutual Funds Tr Fltg rate Fund | Registered investment company | 55,285 | ||||||||||||||||||
Eaton Vance Mutual Funds Tr Fltg rate Fund CL A | Registered investment company | 24,056 | ||||||||||||||||||
Eaton Vance Mutual Funds Tr Strategic Inc Fund | Registered investment company | 85,112 | ||||||||||||||||||
Eaton Vance Parametric Structured Emerging Markets | Registered investment company | 47,259 | ||||||||||||||||||
Eaton Vance Parametric Tax-managed Emerging Markets | Registered investment company | 50,551 | ||||||||||||||||||
Eaton Vance Spl Invt Tr Greater India Fund | Registered investment company | 12,534 | ||||||||||||||||||
Europac Growth Fund CL F-1 | Registered investment company | 18,875 | ||||||||||||||||||
Europac Growth Fund CL R-4 | Registered investment company | 79,691 | ||||||||||||||||||
Europac Growth Fund CL R-5 | Registered investment company | 86,093 | ||||||||||||||||||
Fairholme Income Fund | Registered investment company | 568,151 | ||||||||||||||||||
FBR Funds Gas Util Index Fund | Registered investment company | 9,361 | ||||||||||||||||||
FBR Funds Small Cap Finl Fund | Registered investment company | 5,527 | ||||||||||||||||||
FBR Focus Fund | Registered investment company | 29,373 | ||||||||||||||||||
Federated Income Secs Tr Short-term Income Fund | Registered investment company | 57,788 | ||||||||||||||||||
Federated Prudent Bear Fund | Registered investment company | 15,188 |
20
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | |||||||||||||
Federated Total Return Sers Inc Bond Fund | Registered investment company | 141,474 | ||||||||||||||||||
Fedt Equity Funds Cap Appreciation Fund | Registered investment company | 66,763 | ||||||||||||||||||
Fidelity Advisor Ser II Fltg Rate High Inc Fund | Registered investment company | 261,408 | ||||||||||||||||||
Fidelity Advisor Ser VIII Emerging Asia Fund | Registered investment company | 57,978 | ||||||||||||||||||
Fidelity Cap & Income Fund | Registered investment company | 59,119 | ||||||||||||||||||
Fidelity China Region Fund | Registered investment company | 26,116 | ||||||||||||||||||
Fidelity Commonwealth Tr Small Cap Fund | Registered investment company | 27,345 | ||||||||||||||||||
Fidelity Concord Str Tr Spartan Intl Index Fund | Registered investment company | 4,600 | ||||||||||||||||||
Fidelity Concord Str Tr Spartan Short term Treas Bd Index | Registered investment company | 253,742 | ||||||||||||||||||
Fidelity Finl Tr Conv Sec Fund | Registered investment company | 3,420 | ||||||||||||||||||
Fidelity Diversified Intl Fund | Registered investment company | 9,010 | ||||||||||||||||||
Fidelity Invt Tr Canada Fund | Registered investment company | 47,049 | ||||||||||||||||||
Fidelity Contra Fund | Registered investment company | 101,746 | ||||||||||||||||||
Fidelity Equity Income Real Estate Invt Portfolio | Registered investment company | 26,664 | ||||||||||||||||||
Fidelity Fixed Income Tr Spartan Hi Inc Fund | Registered investment company | 41,329 | ||||||||||||||||||
Fidelity DVD Growth Fund | Registered investment company | 34,871 | ||||||||||||||||||
Fidelity Hastings Str Tr Growth Fund | Registered investment company | 35,098 | ||||||||||||||||||
Fidelity Invt Tr New Markets Income Fund | Registered investment company | 56,303 | ||||||||||||||||||
Fidelity Invt Tr Worldwide Fund | Registered investment company | 20,801 | ||||||||||||||||||
Fidelity Low priced stock Fund | Registered investment company | 40,152 | ||||||||||||||||||
Fidelity New Latin America Fund | Registered investment company | 60,865 | ||||||||||||||||||
Fidelity OTC Portfolio Open End Fund | Registered investment company | 27,490 | ||||||||||||||||||
Fidelity Secs Fund Leveraged Co Stock Fund | Registered investment company | 3,881 | ||||||||||||||||||
Fidelity Select Portfolios Defense & Aerospace | Registered investment company | 21,385 | ||||||||||||||||||
Fidelity Small Cap Stock Fund | Registered investment company | 29,250 | ||||||||||||||||||
Fidelity Value Fund | Registered investment company | 100,656 | ||||||||||||||||||
Firsthand Funds Tech Leaders Fund | Registered investment company | 3,607 | ||||||||||||||||||
Firsthand Funds Technology Opportunities Fund | Registered investment company | 1,019 | ||||||||||||||||||
Firsthand Funds Technology Value Fund | Registered investment company | 269 | ||||||||||||||||||
Fleming Cap Mut Fund Group JP Morgan MidCap Value Fund | Registered investment company | 7,075 | ||||||||||||||||||
FMI Common Stk Fund | Registered investment company | 13,236 | ||||||||||||||||||
FMI Funds Inc | Registered investment company | 172,850 | ||||||||||||||||||
FMI Funds Inc Focus Fund | Registered investment company | 4,731 | ||||||||||||||||||
Forum Funds Merk Hard Currency | Registered investment company | 81,542 | ||||||||||||||||||
FPA Funds Tr FPA Crescent Portfolio | Registered investment company | 32,343 | ||||||||||||||||||
FPA New Income Inc Com | Registered investment company | 2,621 | ||||||||||||||||||
Franklin Templeton Global Tr Hard Currency Fund | Registered investment company | 18,341 | ||||||||||||||||||
Franklin Invs Secs Tr Fltg Rate Daily Access | Registered investment company | 15,123 | ||||||||||||||||||
Franklin Strategic Ser Nat Res Fund | Registered investment company | 32,939 | ||||||||||||||||||
Franklin Value Invs Tr Small Cap Value Fund | Registered investment company | 164,803 |
21
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | |||||||||||||
Franklin Growth Fund | Registered investment company | 4,366 | ||||||||||||||||||
Gabelli Ast Fund Sh Ben Int Fund | Registered investment company | 49,851 | ||||||||||||||||||
Gabelli Equity Inc Fund | Registered investment company | 126,926 | ||||||||||||||||||
Gabelli Small Cap Growth Fund | Registered investment company | 84,980 | ||||||||||||||||||
Gamco Global Ser Funds | Registered investment company | 8,158 | ||||||||||||||||||
Gamco Gold Fund | Registered investment company | 55,332 | ||||||||||||||||||
Gamco Westwood Funds Balanced | Registered investment company | 34,939 | ||||||||||||||||||
Gamco Westwood Funds Mighty Mites Fund | Registered investment company | 45,526 | ||||||||||||||||||
Goldman Sachs Tr Mid Cap Equity Fund Class A | Registered investment company | 37,095 | ||||||||||||||||||
Goldman Sachs Tr Mid Cap Equity Fund Instl Shs | Registered investment company | 12,279 | ||||||||||||||||||
Goldman Sachs Tr Emerging Markets Equity Fund | Registered investment company | 17,720 | ||||||||||||||||||
Greenspring Fund | Registered investment company | 4,334 | ||||||||||||||||||
Growth Fund America Inc CL F-1 | Registered investment company | 22,611 | ||||||||||||||||||
Growth Fund America Inc CL R-4 | Registered investment company | 67,789 | ||||||||||||||||||
Growth Fund America Inc CL R-5 | Registered investment company | 78,967 | ||||||||||||||||||
Guinness Atkinson Funds China & Hong Kong | Registered investment company | 45,180 | ||||||||||||||||||
Guinness Atkinson Funds Alternative Energy | Registered investment company | 19,140 | ||||||||||||||||||
Guinness Atkinson Funds Global Energy | Registered investment company | 17,379 | ||||||||||||||||||
Harbor Fund Intl Fund | Registered investment company | 178,115 | ||||||||||||||||||
Harbor Fund Bd Fund | Registered investment company | 53,309 | ||||||||||||||||||
Harbor Fund Cap Appreciation Fund | Registered investment company | 9,305 | ||||||||||||||||||
Harding Loevner Fds Inc Emerging Markets Growth Fund | Registered investment company | 31,598 | ||||||||||||||||||
Harris Assoc Invt Tr Oakmark Intl Small Cap Fund | Registered investment company | 14,563 | ||||||||||||||||||
Hartford Mutual Fund Inc for future issues Cap Appreciation | Registered investment company | 52,475 | ||||||||||||||||||
Hartford Mutual Fund Inc for future issues Mid Cap | Registered investment company | 88,074 | ||||||||||||||||||
Heartland Group Inc Select Value Fund | Registered investment company | 39,849 | ||||||||||||||||||
Heartland Group Inc Value Plus Fund | Registered investment company | 77,569 | ||||||||||||||||||
Henderson Global Intl Opportunities Fund | Registered investment company | 19,066 | ||||||||||||||||||
Hennessy Mutual Funds Inc Focus Fund | Registered investment company | 98,082 |
22
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | |||||||||||||
Holland Series Fund Inc Balanced Fund | Registered investment company | 196 | ||||||||||||||||||
Hotchkis & Wiley Small Cap Value Fund | Registered investment company | 20,958 | ||||||||||||||||||
Hussman Strategic Growth Fund | Registered investment company | 124,112 | ||||||||||||||||||
Hussman Strategic Total Return Fund | Registered investment company | 20,447 | ||||||||||||||||||
Icon Funds Intl Equity Fund | Registered investment company | 4,961 | ||||||||||||||||||
Icon Funds Energy Fund | Registered investment company | 294,127 | ||||||||||||||||||
Icon Funds Finl Fund | Registered investment company | 7,337 | ||||||||||||||||||
Icon Funds Industrials Fund | Registered investment company | 3,852 | ||||||||||||||||||
Icon Funds Information Tech Fund | Registered investment company | 23,325 | ||||||||||||||||||
Icon Funds Materials Fund | Registered investment company | 1,305 | ||||||||||||||||||
Ing Global Real Estate Fund | Registered investment company | 13,777 | ||||||||||||||||||
Ing Mutual Funds for future issues: Global Nat Resources | Registered investment company | 4,080 | ||||||||||||||||||
Ing Mutual Funds Global BOnd Fund | Registered investment company | 3,548 | ||||||||||||||||||
Intech Risk-managed Core Fund | Registered investment company | 54,125 | ||||||||||||||||||
International Fund | Registered investment company | 556,694 | ||||||||||||||||||
International Growth & Income Fund | Registered investment company | 4,618 | ||||||||||||||||||
Intrepid Cap Mgmt Funds Small Cap | Registered investment company | 9,989 | ||||||||||||||||||
Invesco Charter Fund | Registered investment company | 61,078 | ||||||||||||||||||
Invesco Diversified Dividend Fund | Registered investment company | 18,301 | ||||||||||||||||||
Invesco Leisure Fund | Registered investment company | 7,273 | ||||||||||||||||||
Invesco Technology Fund | Registered investment company | 2,616 | ||||||||||||||||||
Ivy Fund Global Nat Res Fund | Registered investment company | 131,493 | ||||||||||||||||||
Ivy Funds Inc Asset Strategy Fund CL A | Registered investment company | 146,199 | ||||||||||||||||||
Ivy Funds Inc Asset Strategy Fund CL Y | Registered investment company | 28,273 | ||||||||||||||||||
James Advantage Funds Balanced Golden Rainbow Fund | Registered investment company | 3,658 | ||||||||||||||||||
Janus Contrarian Fund | Registered investment company | 115,627 | ||||||||||||||||||
Janus Growth & Income Fund | Registered investment company | 121,630 | ||||||||||||||||||
Janus Invt Fund Balanced Fund | Registered investment company | 169,719 | ||||||||||||||||||
Janus Invt Fund Enterprise Fund | Registered investment company | 120,614 | ||||||||||||||||||
Janus Invt Fund Flexible Bond | Registered investment company | 20,621 | ||||||||||||||||||
Janus Invt Fund Global Research Fund | Registered investment company | 7,691 | ||||||||||||||||||
Janus Invt Fund Global Select Fund | Registered investment company | 100,055 | ||||||||||||||||||
Janus Invt Fund Global Tech Fund | Registered investment company | 23,411 | ||||||||||||||||||
Janus Invt Fund High-yield Fund | Registered investment company | 33,875 | ||||||||||||||||||
Janus Invt Fund Overseas Fund | Registered investment company | 354,302 |
23
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | |||||||||||||
Janus Invt Fund Triton Fund | Registered investment company | 90,703 | ||||||||||||||||||
Janus Research Fund | Registered investment company | 268,485 | ||||||||||||||||||
Janus Invt Fund Short term Bond Fund | Registered investment company | 1,303 | ||||||||||||||||||
Jensen Portfolio Inc Fund Cl J | Registered investment company | 459,981 | ||||||||||||||||||
John Hancock Classic Value | Registered investment company | 31,920 | ||||||||||||||||||
John Hancock Disciplined Value Fund | Registered investment company | 131,347 | ||||||||||||||||||
John Hancock Funds III US Core | Registered investment company | 36,151 | ||||||||||||||||||
John Hancock Strategic Ser Inc Fund | Registered investment company | 12,295 | ||||||||||||||||||
JP Morgan Tr US Equity Fund | Registered investment company | 40,141 | ||||||||||||||||||
Kalmar Pooled Invt Tr Small Cap | Registered investment company | 42,365 | ||||||||||||||||||
Keeley Small Cap Value Fund | Registered investment company | 94,068 | ||||||||||||||||||
Kinetics Mut Funds Inc Small Cap Opportunities Fund | Registered investment company | 14,632 | ||||||||||||||||||
Kinetics New Paradigm Fund | Registered investment company | 47,644 | ||||||||||||||||||
Large Cap Value | Registered investment company | 136,352 | ||||||||||||||||||
Laudus Tr Growth Large Cap Growth Fund | Registered investment company | 65,619 | ||||||||||||||||||
Laudus Tr Mondrian Intl Fixed Income | Registered investment company | 8,836 | ||||||||||||||||||
Lazard Funds Inc Emerging Markets Fund | Registered investment company | 153,529 | ||||||||||||||||||
Lazard Funds Inc Intl Small Cap Fund | Registered investment company | 2,376 | ||||||||||||||||||
Legg Mason Partners Clearbridge Large Cap Value Fund | Registered investment company | 41,424 | ||||||||||||||||||
Loomis Sayles Bond Fund | Registered investment company | 344,925 | ||||||||||||||||||
Loomis Sayles Funds II | Registered investment company | 35,556 | ||||||||||||||||||
Loomis Sayles Invt Trust Fund | Registered investment company | 14,489 | ||||||||||||||||||
Loomis Sayles Invt Tr Small Cap Value Fund | Registered investment company | 34,716 | ||||||||||||||||||
Loomis Sayles Invt Tr Global Bond Fund | Registered investment company | 7,752 | ||||||||||||||||||
Mainstay ICAP International | Registered investment company | 31,484 | ||||||||||||||||||
Mainstay ICAP Select Equity | Registered investment company | 21,956 | ||||||||||||||||||
Managers Fund Inter Duration Govt Fund | Registered investment company | 10,460 | ||||||||||||||||||
Managers Funds Pimco Bond Fund | Registered investment company | 52,852 | ||||||||||||||||||
Manning & Napier Fund Inc New Equity Ser Fund | Registered investment company | 9,176 | ||||||||||||||||||
Manning & Napier Fund New World Opportunities | Registered investment company | 187,379 |
24
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | |||||||||||||
Manning & Napier Fund Inc New Pro Blend Conservative | Registered investment company | 4,697 | ||||||||||||||||||
Marisco Invt Fund Flexible Cap Fund | Registered investment company | 9,942 | ||||||||||||||||||
Marisco Invt Fund Focus Fund | Registered investment company | 187,301 | ||||||||||||||||||
Marsico Invt Growth Fund | Registered investment company | 10,950 | ||||||||||||||||||
Marsico Invt Fund 21st Century Fund | Registered investment company | 292,342 | ||||||||||||||||||
Matthews International Funds Asian Growth | Registered investment company | 3,175 | ||||||||||||||||||
Matthews International Funds Asian Growth & Income | Registered investment company | 220,503 | ||||||||||||||||||
Matthews Asian Funds Asia Small Cos | Registered investment company | 3,635 | ||||||||||||||||||
Matthews Intl Funds Asian Sci & Technology | Registered investment company | 6,400 | ||||||||||||||||||
Matthews International Funds Asian Technology Fund | Registered investment company | 48,135 | ||||||||||||||||||
Matthews International Funds China Fund | Registered investment company | 184,462 | ||||||||||||||||||
Matthews International Funds Pac Tiger Fund | Registered investment company | 119,637 | ||||||||||||||||||
Matthews International Funds India Fund | Registered investment company | 79,569 | ||||||||||||||||||
Matthews Korea Fund | Registered investment company | 3,049 | ||||||||||||||||||
Merger Sh Ben Int | Registered investment company | 4,067 | ||||||||||||||||||
Meridian Fund Inc Com Open End Fund | Registered investment company | 241,410 | ||||||||||||||||||
Meridian Fund Inc Value Fund | Registered investment company | 71,152 | ||||||||||||||||||
Metropolitan West Funds High Yield Bond Fund | Registered investment company | 34,026 | ||||||||||||||||||
Metropolitan West Funds Total Return Bond Fund | Registered investment company | 185,157 | ||||||||||||||||||
MFS Emerging Markets Debt Fund CL 1 | Registered investment company | 12,395 | ||||||||||||||||||
MFS Ser Tr Emerging Markets Debt Fund | Registered investment company | 149,056 | ||||||||||||||||||
MFS Utils Fund | Registered investment company | 14,593 | ||||||||||||||||||
Morgan Stanley Institutional Mid Cap Growth | Registered investment company | 103,154 | ||||||||||||||||||
Motley Fool Independence Fund | Registered investment company | 15,376 | ||||||||||||||||||
Motley Fool Tr Great America Fund | Registered investment company | 24,154 | ||||||||||||||||||
Mutual Global Discovery Fund | Registered investment company | 145,178 | ||||||||||||||||||
Mutuals Com Vice Fund | Registered investment company | 993 | ||||||||||||||||||
Needham Funds Income Growth Fund | Registered investment company | 161,082 | ||||||||||||||||||
Needham Funds Small Cap Growth Fund | Registered investment company | 26,385 | ||||||||||||||||||
Neuberger & Berman Equity Funds Genesis Fund | Registered investment company | 48,449 | ||||||||||||||||||
Neuberger & Berman Partners Equity Fund | Registered investment company | 4,148 | ||||||||||||||||||
Neuberger Berman Equity Funds Real Estate Fund | Registered investment company | 15,036 | ||||||||||||||||||
Neuberger Berman Equity Funds Small Cap Growth Fund | Registered investment company | 189,925 | ||||||||||||||||||
Northern Funds Global Fixed Income Fund | Registered investment company | 1,619 |
25
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | |||||||||||||
Northern Funds Small Cap Value Fund | Registered investment company | 29,699 | ||||||||||||||||||
Northern Lts Tr Southern Sun Small Cap | Registered investment company | 1,631 | ||||||||||||||||||
Northern Lts Tr Astor Long/Short ETF | Registered investment company | 30,518 | ||||||||||||||||||
Northern Multi-manager Mid Cap Fund | Registered investment company | 19,758 | ||||||||||||||||||
Nuveen Invt Funds Real Estate | Registered investment company | 47,020 | ||||||||||||||||||
Nuveen Invt Funds Inc Small Cap | Registered investment company | 5,554 | ||||||||||||||||||
Nuveen Invt Tr II Tradewinds Global Res Fund | Registered investment company | 6,153 | ||||||||||||||||||
Oakmark Equity & Inc Fund | Registered investment company | 550,538 | ||||||||||||||||||
Oakmark Fund | Registered investment company | 109,043 | ||||||||||||||||||
Oakmark Global Fund | Registered investment company | 89,116 | ||||||||||||||||||
Oakmark International Fund Open End Fund | Registered investment company | 325,778 | ||||||||||||||||||
Oakmark Select Fund | Registered investment company | 119,557 | ||||||||||||||||||
Oberweis Funds China Oppty Fund | Registered investment company | 82,866 | ||||||||||||||||||
Old Mut Advisor Funds II Barrow Hanley/Value | Registered investment company | 15,311 | ||||||||||||||||||
Oppenheimer Developing Markets Cl A | Registered investment company | 123,092 | ||||||||||||||||||
Oppenheimer Developing Markets Cl Y | Registered investment company | 20,268 | ||||||||||||||||||
Oppenheimer Gold & Spl Minerals | Registered investment company | 51,907 | ||||||||||||||||||
Oppenheimer Intl Bond Fund CL A | Registered investment company | 17,112 | ||||||||||||||||||
Oppenheimer Intl Bond Fund CL Y | Registered investment company | 69,876 | ||||||||||||||||||
Oppenheimer Quest for Value Fund | Registered investment company | 157,379 | ||||||||||||||||||
Overseas Fund CL S | Registered investment company | 18,791 | ||||||||||||||||||
Paradigm Funds Value | Registered investment company | 10,120 | ||||||||||||||||||
Parnassus Fund | Registered investment company | 10,611 | ||||||||||||||||||
Parnassus Fund Small Cap | Registered investment company | 51,047 | ||||||||||||||||||
Parnassus Inc Tr Eqty Inc Fund | Registered investment company | 271,492 | ||||||||||||||||||
Parnassus Workplace Fund | Registered investment company | 1,217 | ||||||||||||||||||
Pax World Balanced Fund | Registered investment company | 3,553 | ||||||||||||||||||
Payden & Rygel Invt Group Metzler/Payden Eur | Registered investment company | 9,219 | ||||||||||||||||||
Payden & Rygel Invt Group Emerging Markets Bond Fund | Registered investment company | 4,738 | ||||||||||||||||||
Payden & Rygel Invt Group GNMA Fund | Registered investment company | 51,856 | ||||||||||||||||||
Perkins Mid Cap Value | Registered investment company | 287,695 | ||||||||||||||||||
Perkins S/C Value Fund | Registered investment company | 12,355 | ||||||||||||||||||
Perm Portfolio Fund | Registered investment company | 319,282 | ||||||||||||||||||
Perritt Micro Cap Opportunities Fund | Registered investment company | 14,094 | ||||||||||||||||||
Pimco Funds Developing Loc Mkt Fund | Registered investment company | 5,463 | ||||||||||||||||||
Pimco Equity Ser Pathfinder Fund | Registered investment company | 109 | ||||||||||||||||||
Pimco Funds Emerging Local Bond Fund | Registered investment company | 48,993 | ||||||||||||||||||
Pimco Funds Global Multi-Ast Fund | Registered investment company | 272,830 | ||||||||||||||||||
Pimco Funds Global Multi-Asset Instl Cl | Registered investment company | 184,826 |
26
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | |||||||||||||
Pimco Funds Pac Invt Mgmt Ser Commodity Real Ret Fund | Registered investment company | 29,814 | ||||||||||||||||||
Pimco Funds Pac Invt Mgmt Ser Emerging Markets Bond Fund | Registered investment company | 63,282 | ||||||||||||||||||
Pimco Funds Pac Invt Mgmt Ser For Future Issues | Registered investment company | 55,369 | ||||||||||||||||||
Pimco Funds Pac Invt Mgmt Ser For Future Issues All Auth CL D | Registered investment company | 213,559 | ||||||||||||||||||
Pimco Funds Pac Invt Mgmt Ser For Future Issues All Ast CL D | Registered investment company | 19,322 | ||||||||||||||||||
Pimco Funds Pac Invt Mgmt Ser Future Diversified Fund | Registered investment company | 18,069 | ||||||||||||||||||
Pimco Funds Pac Invt Mgmt Ser Foreign Bond Fund | Registered investment company | 68,208 | ||||||||||||||||||
Pimco Funds Pac Invt Mgmt Ser Hi Yield Fund | Registered investment company | 66,138 | ||||||||||||||||||
Pimco Funds Pac Invt Mgmt Ser Invt Grade Bond Fund | Registered investment company | 98,377 | ||||||||||||||||||
Pimco Funds Pac Invt Mgmt Ser Low Duration Fund | Registered investment company | 174,900 | ||||||||||||||||||
Pimco Funds Pac Invt Mgmt Ser Total Return Fund | Registered investment company | 714,833 | ||||||||||||||||||
Pimco Fundamental Index | Registered investment company | 15,438 | ||||||||||||||||||
Pimco Income Fund | Registered investment company | 4,609 | ||||||||||||||||||
Pimco Real Return Bond Fund | Registered investment company | 126,011 | ||||||||||||||||||
Pimco Unconstrained Bond Fund | Registered investment company | 68,403 | ||||||||||||||||||
Pioneer Hi Yield Fund | Registered investment company | 37,066 | ||||||||||||||||||
Price T Rowe Growth Stk Fund | Registered investment company | 24,289 | ||||||||||||||||||
Price T Rowe Global Technology Fund | Registered investment company | 7,255 | ||||||||||||||||||
Price T Rowe Hi Yield Fund | Registered investment company | 38,829 | ||||||||||||||||||
Price T Rowe Health Science Fund | Registered investment company | 17,874 | ||||||||||||||||||
Price T Rowe Retirement Fund 2030FD | Registered investment company | 24,440 | ||||||||||||||||||
Price T Rowe Retirement Fund 2035FD | Registered investment company | 1,039 | ||||||||||||||||||
Primecap Odyssey Funds Aggressive Growth Fund | Registered investment company | 22,868 | ||||||||||||||||||
Primecap Odyssey Funds Growth Fund | Registered investment company | 94,926 | ||||||||||||||||||
Professionally Managed Fund Asterick Xupgrader Fund | Registered investment company | 4,482 | ||||||||||||||||||
Professionally Managed Portfolios 21 | Registered investment company | 15,143 | ||||||||||||||||||
Professionally Managed Portfolios Akre Focus Fund | Registered investment company | 12,636 | ||||||||||||||||||
Professionally Managed Portfolios Osterweis Strategic Inc | Registered investment company | 5,054 | ||||||||||||||||||
Professionally Managed Portfolios Villerre Balanced Fund | Registered investment company | 20,535 | ||||||||||||||||||
Profunds Internet Ultrasector | Registered investment company | 4,747 | ||||||||||||||||||
Profunds Ultra Emerging Mkts Fund | Registered investment company | 2,126 | ||||||||||||||||||
Profunds Ultra Short Japan | Registered investment company | 1,294 | ||||||||||||||||||
Profunds Ultra Latin America | Registered investment company | 520 | ||||||||||||||||||
Profunds Ultrabear | Registered investment company | 16,390 | ||||||||||||||||||
Profunds Ultrashort Dow 30 | Registered investment company | 19,444 | ||||||||||||||||||
Profunds Mutual Funds Oil Equip Svcs & Distr Ultra Sector Fund | Registered investment company | 710 |
27
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | |||||||||||||
Profunds Oil & Gas Ultrasector Fund | Registered investment company | 82,105 | ||||||||||||||||||
Profunds Pharmaceuticals Ultrasector | Registered investment company | 3,608 | ||||||||||||||||||
Profunds Precious Metals Ultrasector | Registered investment company | 47,134 | ||||||||||||||||||
Profunds Utils Ultrasector | Registered investment company | 388 | ||||||||||||||||||
Prudential Jennison Natural Resources CL A | Registered investment company | 33,012 | ||||||||||||||||||
Prudential Jennison Natural Resources CL Z | Registered investment company | 58,377 | ||||||||||||||||||
Putnam Funds Tr Absolute Return 300 CL Y | Registered investment company | 73,974 | ||||||||||||||||||
Putnam Funds Tr Absolute Return 300 CL A | Registered investment company | 95,084 | ||||||||||||||||||
Quaker Invt Tr Strategic Growth Fund | Registered investment company | 20,648 | ||||||||||||||||||
Rainier Funds Mid Cap Equity | Registered investment company | 328 | ||||||||||||||||||
Reynolds Funds Blue Chip Growth | Registered investment company | 16,277 | ||||||||||||||||||
Ridgeworth Funds High Income | Registered investment company | 40,983 | ||||||||||||||||||
Ridgeworth Funds Intermediate Bond Fund | Registered investment company | 18,164 | ||||||||||||||||||
Ridgeworth Funds Large Cap Core Equity | Registered investment company | 16,241 | ||||||||||||||||||
Ridgeworth Funds Mid-Cap Value Equity | Registered investment company | 18,835 | ||||||||||||||||||
Rim Small/Mid Equity Portfolio Fund | Registered investment company | 16,629 | ||||||||||||||||||
Riv Rd Divid All Cap Value | Registered investment company | 27,385 | ||||||||||||||||||
Rowe Price New Era Fund Inc | Registered investment company | 86,491 | ||||||||||||||||||
Rowe T Price Blue Chip Growth Fund | Registered investment company | 64,141 | ||||||||||||||||||
Rowe T Price Equity Income Fund | Registered investment company | 353,922 | ||||||||||||||||||
Rowe T Price Index Tr Income Equity 500 Index Fund | Registered investment company | 7,790 | ||||||||||||||||||
Rowe T Price Int Latin America Fund | Registered investment company | 276,605 | ||||||||||||||||||
Rowe T Price Intl Funds Inc Africa and the Middle East Fund | Registered investment company | 7,129 | ||||||||||||||||||
Rowe T Price Intl Funds Emerging Markets Stock Fund | Registered investment company | 99,382 | ||||||||||||||||||
Rowe T Price Intl Funds Intl Fund Open End Fund | Registered investment company | 2,034 | ||||||||||||||||||
Rowe T Price Intl Funds New Asia | Registered investment company | 35,868 | ||||||||||||||||||
Rowe T Price Mid-Cap Growth Fund | Registered investment company | 22,102 | ||||||||||||||||||
Rowe T Price Real Estate Fund | Registered investment company | 13,658 | ||||||||||||||||||
Rowe T Price Small Cap Fund | Registered investment company | 11,034 | ||||||||||||||||||
Rowe T Price Spectrum Fund Inc Intl Fund | Registered investment company | 228,080 | ||||||||||||||||||
Rowe T Price Spectrum Fund Inc Open End Fund | Registered investment company | 555,372 | ||||||||||||||||||
Royce Fund Dividend Value | Registered investment company | 30,479 | ||||||||||||||||||
Royce Fund Global Value | Registered investment company | 13,315 | ||||||||||||||||||
Royce Fund Heritage Fund | Registered investment company | 98,503 | ||||||||||||||||||
Royce Fund Low Priced Stock Fund | Registered investment company | 56,459 | ||||||||||||||||||
Royce Fund Micro-Cap Fund | Registered investment company | 13,619 | ||||||||||||||||||
Royce Fund Opportunity Fund | Registered investment company | 788 | ||||||||||||||||||
Royce Fund Pa Mut Fund | Registered investment company | 27,736 | ||||||||||||||||||
Royce Fund Premier Fund Invt Cl | Registered investment company | 173,695 | ||||||||||||||||||
Royce Fund Premier Fund Svs Cl | Registered investment company | 8,909 |
28
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | |||||||||||||
Royce Fund Spl Equity Fund | Registered investment company | 16,542 | ||||||||||||||||||
Royce Fund Total Return Fund | Registered investment company | 78,717 | ||||||||||||||||||
Royce Fund Total Return Fund Svc CL | Registered investment company | 5,185 | ||||||||||||||||||
Royce Fund Value Fund | Registered investment company | 18,140 | ||||||||||||||||||
Royce Fund Value Plus Fund | Registered investment company | 48,275 | ||||||||||||||||||
RS Invt Tr Fltg Rate Fund CL A | Registered investment company | 30,624 | ||||||||||||||||||
RS Invt Tr Global Nat Res Fund | Registered investment company | 98,295 | ||||||||||||||||||
RS Invt Tr Partners Fund | Registered investment company | 4,884 | ||||||||||||||||||
RS Invt Tr Technolodgy Fund | Registered investment company | 27,181 | ||||||||||||||||||
Rydex Service Funds Biotechnology Fund | Registered investment company | 7,837 | ||||||||||||||||||
Rydex Service Funds Consumer Products | Registered investment company | 26,448 | ||||||||||||||||||
Rydex Service Funds Inverse Govt Long Bond Strategy Fund | Registered investment company | 8,728 | ||||||||||||||||||
Rydex Service Funds Nasdaq 100 Fund | Registered investment company | 108,599 | ||||||||||||||||||
Rydex Service Funds Precious Metals Fund | Registered investment company | 43,626 | ||||||||||||||||||
Rydex Service Tr URSA Fund | Registered investment company | 384,607 | ||||||||||||||||||
Rydex/SGI Service Funds Managed Futures Strategy | Registered investment company | 23,116 | ||||||||||||||||||
Saturna Invt Tr Sextant Intl Fund | Registered investment company | 18,128 | ||||||||||||||||||
Schroder Ser Tr | Registered investment company | 16,544 | ||||||||||||||||||
Schwab Cap Tr Asset Director Hi Growth Fund | Registered investment company | 12,905 | ||||||||||||||||||
Schwab Cap Tr Ast Director-Aggressive Growth Fund | Registered investment company | 6,046 | ||||||||||||||||||
Schwab Cap Tr Core Equity Fund | Registered investment company | 37,153 | ||||||||||||||||||
Schwab Cap Tr Dividend Equity Fund | Registered investment company | 63,242 | ||||||||||||||||||
Schwab Cap Tr Financial Services Fund | Registered investment company | 3,962 | ||||||||||||||||||
Schwab Cap Tr Fundamental US Small-Mid | Registered investment company | 22,038 | ||||||||||||||||||
Schwab Cap Tr Fundamental US Large Co Index Fund | Registered investment company | 22,323 | ||||||||||||||||||
Schwab Cap Tr Health Care Fund | Registered investment company | 38,945 | ||||||||||||||||||
Schwab Cap Tr Intl Index Fund | Registered investment company | 89,592 | ||||||||||||||||||
Schwab Cap Tr Laudus Intl Market Masters Fund | Registered investment company | 126,315 | ||||||||||||||||||
Schwab Cap Tr S&P 500 Index Fund | Registered investment company | 562,251 | ||||||||||||||||||
Schwab Cap Tr Target 2030 Fund | Registered investment company | 15,582 | ||||||||||||||||||
Schwab Cap Tr Target 2040 Fund | Registered investment company | 34,715 | ||||||||||||||||||
Schwab Charles Family Funds Inv Money Fund | Registered investment company | 34,399 | ||||||||||||||||||
Schwab Family Fund Money Market Fund | Registered investment company | 3,075,712 | ||||||||||||||||||
Schwab Govt Sec Fund | Registered investment company | 90,235 |
29
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | |||||||||||||
Schwab Invts Global Real Estate Fund | Registered investment company | 17,164 | ||||||||||||||||||
Schwab Invts 1000 Index Fund | Registered investment company | 36,709 | ||||||||||||||||||
Schwab Small Cap Index Select | Registered investment company | 51,637 | ||||||||||||||||||
Schwab Invts Treas Inflation Protection Secs Fund | Registered investment company | 3,126 | ||||||||||||||||||
Schwab Total Bond Mkt Index Fund | Registered investment company | 7,179 | ||||||||||||||||||
Schwab total Stock Market Index Fund | Registered investment company | 313,685 | ||||||||||||||||||
Scout Funds Core Plus Bond Fund | Registered investment company | 10,218 | ||||||||||||||||||
Scwartz Intv Tr Ave Maria Rising Dividend Fund | Registered investment company | 4,604 | ||||||||||||||||||
Selected Amer Sh Inc Cap Stk Fund | Registered investment company | 254,769 | ||||||||||||||||||
Selected Spl Shs Fund | Registered investment company | 12,012 | ||||||||||||||||||
Sequoia Fund Inc Com Stk Open End Fund | Registered investment company | 24,374 | ||||||||||||||||||
Short Nasdaq 100 Inv | Registered investment company | 56,492 | ||||||||||||||||||
SIT Mutual Funds Inc Small Cap Growth Fund | Registered investment company | 39,331 | ||||||||||||||||||
SIT New Beginning US Govt Secs Fund | Registered investment company | 14,912 | ||||||||||||||||||
Small Capitalization Inv Fund | Registered investment company | 66,730 | ||||||||||||||||||
Sound Shore Fund Inc | Registered investment company | 25,456 | ||||||||||||||||||
SSGA Emerging Mkt Fund | Registered investment company | 53,899 | ||||||||||||||||||
SSGA International Stock Selection Fund | Registered investment company | 55,532 | ||||||||||||||||||
SSGA Funds Real Estate Equity Fund | Registered investment company | 3,319 | ||||||||||||||||||
Steelpath MLP Funds Tr Select 40 | Registered investment company | 5,538 | ||||||||||||||||||
Stratton Funds Inc Small Cap Value Fund | Registered investment company | 7,428 | ||||||||||||||||||
T Rowe Price Cap Appreciation Fund | Registered investment company | 191,240 | ||||||||||||||||||
T Rowe Price Finl Svcs Fund | Registered investment company | 3,617 | ||||||||||||||||||
TCW Funds Inc Emerging Markets Inc Fund | Registered investment company | 10,140 | ||||||||||||||||||
TCW Funds Inc Formerly TCW Galileo Emerging Markets | Registered investment company | 4,272 | ||||||||||||||||||
TCW Galileo Funds Inc Dividend Focused Fund | Registered investment company | 13,409 | ||||||||||||||||||
TCW Galileo Funds Inc Select Equities Fund | Registered investment company | 27,264 | ||||||||||||||||||
TCW Galileo Funds Inc Small Cap Growth Fund | Registered investment company | 6,230 | ||||||||||||||||||
TCW Galileo Funds Inc Total Return Bond Fund | Registered investment company | 102,751 | ||||||||||||||||||
Templeton Growth Fund | Registered investment company | 11,047 | ||||||||||||||||||
Templeton Tr Global Bond Fund | Registered investment company | 56,887 | ||||||||||||||||||
Templeton Global Invt Tr Bric Fund | Registered investment company | 3,743 | ||||||||||||||||||
TFS Cap Invt Tr Market Neutral Fund | Registered investment company | 16,007 |
30
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | |||||||||||||
The Select Fund | Registered investment company | 5,476 | ||||||||||||||||||
Third Avenue Tr Small Cap Value Fund | Registered investment company | 3,510 | ||||||||||||||||||
Third Avenue Tr Value Tr Fund | Registered investment company | 111,976 | ||||||||||||||||||
Thomas White Intl Fund | Registered investment company | 30,138 | ||||||||||||||||||
Thompson Plumb Funds Inc Bond Fund | Registered investment company | 7,651 | ||||||||||||||||||
Thornburg Intl Value Fund | Registered investment company | 30,407 | ||||||||||||||||||
Tocqueville Gold Fund | Registered investment company | 322,915 | ||||||||||||||||||
Tocqueville Tr Delafield Fund | Registered investment company | 31,651 | ||||||||||||||||||
Tocqueville Tr Fund | Registered investment company | 72,663 | ||||||||||||||||||
Touchstone Funds Group Tr Small Cap Value Fund | Registered investment company | 5,512 | ||||||||||||||||||
Touchstone funds Group Tr Ultra Short Duration Fixed | Registered investment company | 6,177 | ||||||||||||||||||
Touchstone Strategic Tr Large Cap Growth Fund | Registered investment company | 6,589 | ||||||||||||||||||
Transamerica Funds formally Transamerica Balanced Fund | Registered investment company | 30,375 | ||||||||||||||||||
Transamerica WMC Div Group | Registered investment company | 52,217 | ||||||||||||||||||
Trust for Professional Managers Cookson Peirce Core Equity Fund | Registered investment company | 2,768 | ||||||||||||||||||
Turner Funds Midcap Fund | Registered investment company | 102,944 | ||||||||||||||||||
Tweedy Browne Fund Inc Global Value Fund | Registered investment company | 69,411 | ||||||||||||||||||
US Global Accolade Funds Eastn European Fund | Registered investment company | 49,199 | ||||||||||||||||||
US Global Investors Funds | Registered investment company | 82,394 | ||||||||||||||||||
Ultra NASDAQ 100 Inv | Registered investment company | 7,496 | ||||||||||||||||||
Unified Ser Tr IMS Cap Value Fund | Registered investment company | 93,492 | ||||||||||||||||||
Unified Ser Tr Roosevelt Multi-Cap Fund | Registered investment company | 12,606 | ||||||||||||||||||
USGI Wold Precious Mineral Fund | Registered investment company | 25,802 | ||||||||||||||||||
UTD Svcs Funds China Region Opportunity Fund | Registered investment company | 8,233 | ||||||||||||||||||
Value Line Inc Fund | Registered investment company | 18,985 | ||||||||||||||||||
Value Line Small Cap Growth Fund | Registered investment company | 9,805 | ||||||||||||||||||
Van Eck Funds Intl Inv | Registered investment company | 174,927 | ||||||||||||||||||
Van Eck Global Hard Ast CL A | Registered investment company | 22,206 | ||||||||||||||||||
Vanguard Asset Allocation Fund Inc US Value Fund | Registered investment company | 3,360 | ||||||||||||||||||
Vanguard Balanced Index Fund | Registered investment company | 7,019 | ||||||||||||||||||
Vanguard Bond Index Fund | Registered investment company | 59,903 | ||||||||||||||||||
Vanguard Bond Index Fund Inc Inter Term Portfolio Fund | Registered investment company | 122,610 | ||||||||||||||||||
Vanguard Bond Index Fund Inc Short Term Portfolio Fund | Registered investment company | 145,284 |
31
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | |||||||||||||
Vanguard Developed Markets Index Fund | Registered investment company | 49,323 | ||||||||||||||||||
Vanguard Equity Inc Fund | Registered investment company | 7,244 | ||||||||||||||||||
Vanguard Emerging Markets Stock Index Fund | Registered investment company | 350,541 | ||||||||||||||||||
Vanguard Explorer Fund | Registered investment company | 9,497 | ||||||||||||||||||
Vanguard Fenway Funds Prime Cap Core Fund | Registered investment company | 48,436 | ||||||||||||||||||
Vanguard Fixed Income Secs Fund Inc GNMA Portfolio | Registered investment company | 345,731 | ||||||||||||||||||
Vanguard Fixed Income Secs Fund Inc Inter-term Invt Grade | Registered investment company | 16,320 | ||||||||||||||||||
Vanguard Fixed Income Secs Fund Inc Long-term Invt Grade Fund | Registered investment company | 22,517 | ||||||||||||||||||
Vanguard Fxd Inc Secs Fund Inflation Protected Fund | Registered investment company | 42,978 | ||||||||||||||||||
Vanguard Fxd Inc Secs Fund Inc Short Term US Treas Portfolio | Registered investment company | 2,036 | ||||||||||||||||||
Vanguard Growth Index Fund | Registered investment company | 33,572 | ||||||||||||||||||
Vanguard Horizon Global Equity Fund | Registered investment company | 35,604 | ||||||||||||||||||
Vanguard Index Tr 500 Portfolio Fund | Registered investment company | 169,427 | ||||||||||||||||||
Vanguard Index Tr Extd Mkt Fund | Registered investment company | 21,414 | ||||||||||||||||||
Vanguard Index Tr Mid Capitalization Stock Fund | Registered investment company | 57,735 | ||||||||||||||||||
Vanguard Index Tr Small Cap Growth Portfolio | Registered investment company | 239,657 | ||||||||||||||||||
Vanguard International Equity Index Fund Inc European Portfolio | Registered investment company | 12,210 | ||||||||||||||||||
Vanguard International Value Fund | Registered investment company | 36,736 | ||||||||||||||||||
Vanguard Pacific Stk Index Fund | Registered investment company | 6,827 | ||||||||||||||||||
Vanguard Short Term Invt Grade Inv | Registered investment company | 137,021 | ||||||||||||||||||
Vanguard Small Cap Index Fund | Registered investment company | 21,679 | ||||||||||||||||||
Vanguard Small Cap Value Index Fund | Registered investment company | 15,172 | ||||||||||||||||||
Vanguard Specialized Portfolios Dividend Growth | Registered investment company | 85,761 | ||||||||||||||||||
Vanguard Specialized Portfolios Energy Fund | Registered investment company | 437,837 | ||||||||||||||||||
Vanguard Specialized Portfolios Healthcare Fund | Registered investment company | 94,350 | ||||||||||||||||||
Vanguard Specialized Portfolios Precious Metals Fund | Registered investment company | 89,059 | ||||||||||||||||||
Vanguard Specialized Portfolios Reit Index Fund | Registered investment company | 12,629 | ||||||||||||||||||
Vanguard Star Fund | Registered investment company | 36,487 | ||||||||||||||||||
Vanguard Total Intl Stk Index Fund | Registered investment company | 286,805 | ||||||||||||||||||
Vanguard Total Stk Mkt Index Fund | Registered investment company | 523,544 | ||||||||||||||||||
Vanguard Value Index Fund | Registered investment company | 27,054 |
32
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | |||||||||||||
Vanguard Wellesley Inc Fund | Registered investment company | 107,785 | ||||||||||||||||||
Vanguard Wellington Fund | Registered investment company | 84,549 | ||||||||||||||||||
Vanguard World Fund Intl Growth Fund | Registered investment company | 36,032 | ||||||||||||||||||
Virtus Insight Tr Emerging Mkts Opportunities Fund | Registered investment company | 26,665 | ||||||||||||||||||
Walthausen Small Cap Value | Registered investment company | 3,141 | ||||||||||||||||||
Wasatch Emerging Markets Small Cap Fund | Registered investment company | 4,845 | ||||||||||||||||||
Wasatch Small Cap Growth Fund | Registered investment company | 67,136 | ||||||||||||||||||
Weitz Partners Value Fund | Registered investment company | 42,713 | ||||||||||||||||||
Weitz Fund Value Fund | Registered investment company | 33,019 | ||||||||||||||||||
Wells Fargo Fds Tr Advantage Asia Pac Fund | Registered investment company | 27,490 | ||||||||||||||||||
Wells Fargo Fuds Adv Emerging Markets Equity | Registered investment company | 7,856 | ||||||||||||||||||
Wells Fargo Adv S/C Disc-Inv | Registered investment company | 1,212 | ||||||||||||||||||
Wells Fargo Fds C&B Large Cap Value Fund | Registered investment company | 5,753 | ||||||||||||||||||
Wells Fargo Fds C&B Mid Cap Value Fund | Registered investment company | 12,558 | ||||||||||||||||||
Wells Fargo Funds Tr Advantage Growth Fund | Registered investment company | 50,691 | ||||||||||||||||||
Wells Fargo Funds Tr Advantage Special Mid Cap Fund | Registered investment company | 28,040 | ||||||||||||||||||
Wells Fargo Funds Tr Advantage Short Term High Yield Bond Fund | Registered investment company | 1,289 | ||||||||||||||||||
Well Fargo Funds Large Co Value Inv | Registered investment company | 13,032 | ||||||||||||||||||
Westcore Plus Bond Fund | Registered investment company | 137,112 | ||||||||||||||||||
Westcore Tr Intl Small Cap Fund | Registered investment company | 1,061 | ||||||||||||||||||
Wexford Tr Muhlenkamp Fund | Registered investment company | 24,524 | ||||||||||||||||||
William Blair Growth Fund | Registered investment company | 36,177 | ||||||||||||||||||
William Blair International Growth Fund | Registered investment company | 77,414 | ||||||||||||||||||
Wilshire Target Funds Large Co Growth Fund | Registered investment company | 43,222 | ||||||||||||||||||
Wintergreen Fund Inc Com Fund | Registered investment company | 8,892 | ||||||||||||||||||
World Funds Inc New Third Millennium Russia Fund | Registered investment company | 1,160 | ||||||||||||||||||
Wright Managed Income Tr Current Income Fund | Registered investment company | 55,650 | ||||||||||||||||||
Yacktman Fund | Registered investment company | 198,714 | ||||||||||||||||||
Yacktman Fund Inc Focused | Registered investment company | 64,504 | ||||||||||||||||||
Total registered investment companies | 40,747,116 |
33
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | ||||||||||||||||||
* | NIKE, Inc., Class B Common Stock | Common stock | 441,550,034 | ||||||||||||||||||||||
Collective Trust Short-Term Investment Fund | Collective trust fund | 396,835 | |||||||||||||||||||||||
* | NT Collective Aggregate Bond Index Fund | Collective trust fund | 119,539,339 | ||||||||||||||||||||||
* | NT Collective All Country World Ex Fund | Collective trust fund | 161,526,571 | ||||||||||||||||||||||
* | NT Collective Govt STIF | Collective trust fund | 7,665 | ||||||||||||||||||||||
* | NT Collective Russell 2000 Equity Index Fund | Collective trust fund | 143,241,224 | ||||||||||||||||||||||
* | NT Collective S&P 500 Equity Index Fund | Collective trust fund | 236,689,806 | ||||||||||||||||||||||
* | Schwab Stable Value Fund | Collective trust fund | 101,758,071 | ||||||||||||||||||||||
Total collective trust funds | 763,159,511 | ||||||||||||||||||||||||
Total participant directed investments | 1,245,456,661 | ||||||||||||||||||||||||
Nonparticipant directed | |||||||||||||||||||||||||
MFC IPATH Dow Jones - UBS Commodity Index Total Return | Registered investment company | 28,105,743 | 36,484,418 | ||||||||||||||||||||||
* | NT Collective Aggregate Bond Index Fund | Collective trust fund | 44,609,883 | 60,749,278 | |||||||||||||||||||||
* | NT Collective Global Real Estate Index Fund | Collective trust fund | 19,518,147 | 28,487,838 | |||||||||||||||||||||
* | NT Collective International Small Cap Index Fund | Collective trust fund | 23,767,890 | 33,907,410 | |||||||||||||||||||||
* | NT Collective MSCI ACWI US Index Fund | Collective trust fund | 44,504,663 | 55,794,460 | |||||||||||||||||||||
* | NT Collective S&P 400 Equity Index Fund | Collective trust fund | 20,466,770 | 29,381,530 | |||||||||||||||||||||
* | NT Collective Russell 2000 Equity Index Fund | Collective trust fund | 20,967,233 | 28,974,547 | |||||||||||||||||||||
* | NT Collective S&P 500 Equity Index Fund | Collective trust fund | 82,228,354 | 117,000,195 | |||||||||||||||||||||
* | NTGI Collective Trust Government Short-term Investment Fund | Collective trust fund | 3,532,716 | 3,532,716 | |||||||||||||||||||||
* | NT Collective World Government Bond Index Fund | Collective trust fund | 33,195,851 | 37,442,766 | |||||||||||||||||||||
Total collective trust funds | 292,791,507 | 395,270,740 | |||||||||||||||||||||||
MOVE Inc | Common stock | - | 1,440 | ||||||||||||||||||||||
Accellent Inc | Corporate bond | 8.375 | 2017 | FEB | 275,000 | 276,061 | 292,875 | ||||||||||||||||||
Affinion Group Inc Sr Sub Nt | Corporate bond | 11.500 | 2015 | OCT | 325,000 | 344,187 | 338,000 | ||||||||||||||||||
Aircastle Ltd | Corporate bond | 9.750 | 2018 | AUG | 50,000 | 49,323 | 56,375 | ||||||||||||||||||
AK Stl Corp Sr Nt | Corporate bond | 7.625 | 2020 | MAY | 325,000 | 322,968 | 338,000 | ||||||||||||||||||
Alere Inc Sr Nt | Corporate bond | 8.625 | 2018 | OCT | 350,000 | 358,844 | 368,375 | ||||||||||||||||||
American Airlines Inc | Corporate bond | 13.000 | 2016 | AUG | 302,309 | 343,373 | 352,946 | ||||||||||||||||||
American Petroleum Tan | Corporate bond | 10.250 | 2015 | MAY | 203,000 | 201,745 | 215,688 | ||||||||||||||||||
American Renal Hldgs Inc Sr Secd Nt | Corporate bond | 8.375 | 2018 | MAY | 150,000 | 148,920 | 156,750 | ||||||||||||||||||
Amern Stores Co | Corporate bond | 7.900 | 2017 | MAY | 75,000 | 73,500 | 74,437 | ||||||||||||||||||
Angiotech Pharmaceuticals | Foreign bond | 9.110 | 2013 | DEC | 175,000 | 175,000 | 175,000 | ||||||||||||||||||
Apria Healthcare | Corporate bond | 11.250 | 2014 | NOV | 175,000 | 169,838 | 184,844 | ||||||||||||||||||
Apria Healthcare | Corporate bond | 12.375 | 2014 | NOV | 200,000 | 211,568 | 213,000 | ||||||||||||||||||
Berry Plastics | Corporate bond | 9.500 | 2018 | MAY | 150,000 | 145,125 | 152,625 | ||||||||||||||||||
Berry Plastics Hldg Corp | Corporate bond | Variable | 2015 | FEB | 275,000 | 246,737 | 272,250 | ||||||||||||||||||
Bon Ton Dept Stores Inc Sr Nt | Corporate bond | 10.250 | 2014 | MAR | 375,000 | 372,547 | 381,563 |
34
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | ||||||||||||||||||
Cablevision Sys | Corporate bond | 8.625 | 2017 | SEP | 200,000 | 197,192 | 225,500 | ||||||||||||||||||
Capitalsource Inc | Corporate bond | 12.750 | 2014 | JULY | 250,000 | 292,812 | 301,875 | ||||||||||||||||||
Catalina Marketing | Corporate bond | 10.500 | 2015 | OCT | 200,000 | 208,906 | 213,000 | ||||||||||||||||||
CCO Hldgs LLC | Corporate bond | 6.500 | 2021 | APR | 125,000 | 125,000 | 123,125 | ||||||||||||||||||
CCO Hldgs LLC | Corporate bond | 7.875 | 2018 | APR | 225,000 | 225,000 | 238,500 | ||||||||||||||||||
Chrysler Group LLC | Corporate bond | 8.250 | 2021 | JUN | 500,000 | 501,313 | 498,750 | ||||||||||||||||||
CKE Restaurants | Corporate bond | 11.375 | 2018 | JULY | 225,000 | 246,500 | 246,375 | ||||||||||||||||||
CR Accep Corp Mich | Corporate bond | 9.125 | 2017 | FEB | 175,000 | 172,994 | 189,875 | ||||||||||||||||||
CSC Hldgs LLC | Corporate bond | 8.625 | 2019 | FEB | 225,000 | 214,191 | 259,312 | ||||||||||||||||||
Compagnie Generale | Foreign bond | 9.500 | 2016 | MAY | 300,000 | 310,500 | 332,250 | ||||||||||||||||||
Dana Hldg Corp | Corporate bond | �� | 6.750 | 2021 | FEB | 350,000 | 350,000 | 350,000 | |||||||||||||||||
Dave & Busters Inc | Corporate bond | 11.000 | 2018 | JUN | 125,000 | 125,000 | 136,250 | ||||||||||||||||||
Davita Inc | Corporate bond | 6.625 | 2020 | NOV | 200,000 | 200,000 | 205,000 | ||||||||||||||||||
Delta | Corporate bond | 6.750 | 2015 | NOV | 350,000 | 346,875 | 332,500 | ||||||||||||||||||
Dupont Fabros Technology LP | Corporate bond | 8.500 | 2017 | DEC | 100,000 | 100,000 | 110,125 | ||||||||||||||||||
Echostar Dbs Corp | Corporate bond | 7.750 | 2015 | MAY | 325,000 | 309,562 | 354,250 | ||||||||||||||||||
Elan Fin PLC | Foreign bond | 8.750 | 2016 | OCT | 500,000 | 492,830 | 535,000 | ||||||||||||||||||
El Pollo Loco Inc | Corporate bond | 11.750 | 2012 | DEC | 225,000 | 222,375 | 232,031 | ||||||||||||||||||
Encore Acqstn Co | Corporate bond | 9.500 | 2016 | MAY | 275,000 | 296,656 | 308,687 | ||||||||||||||||||
Energy Transfer | Corporate bond | 7.500 | 2020 | OCT | 275,000 | 288,063 | 299,750 | ||||||||||||||||||
Energy XXI Gulf Coast Inc | Corporate bond | 9.250 | 2017 | DEC | 175,000 | 175,000 | 188,562 | ||||||||||||||||||
Energy Solutions | Corporate bond | 10.750 | 2018 | AUG | 325,000 | 326,881 | 367,442 | ||||||||||||||||||
Equinix Inc | Corporate bond | 8.125 | 2018 | MAR | 150,000 | 150,000 | 162,000 | ||||||||||||||||||
Exide Technologies | Corporate bond | 8.625 | 2018 | FEB | 275,000 | 275,000 | 292,188 | ||||||||||||||||||
Express LLC | Corporate bond | 8.750 | 2018 | MAR | 125,000 | 124,074 | 135,625 | ||||||||||||||||||
FGI Holding Co Sr Pik Nt | Corporate bond | 11.250 | 2015 | OCT | 264,650 | 238,750 | 269,943 | ||||||||||||||||||
FGI Oper Co Inc | Corporate bond | 10.250 | 2015 | AUG | 100,000 | 97,827 | 107,750 | ||||||||||||||||||
FID Natl | Corporate bond | 7.875 | 2020 | JULY | 150,000 | 150,000 | 165,375 | ||||||||||||||||||
Gen Maritime Corp | Foreign bond | 12.000 | 2017 | NOV | 225,000 | 210,469 | 198,000 | ||||||||||||||||||
Geoeye Inc | Corporate bond | 8.625 | 2016 | OCT | 150,000 | 150,000 | 159,375 | ||||||||||||||||||
Global Crossing | Foreign bond | 12.000 | 2015 | SEP | 300,000 | 342,000 | 350,250 | ||||||||||||||||||
Grief Inc Sr Nt | Corporate bond | 6.750 | 2017 | FEB | 325,000 | 303,875 | 345,312 | ||||||||||||||||||
H & E Equip Svcs Inc | Corporate bond | 8.375 | 2016 | JULY | 250,000 | 250,000 | 262,500 | ||||||||||||||||||
Harland Clarke | Corporate bond | 9.500 | 2015 | MAY | 350,000 | 339,625 | 332,500 | ||||||||||||||||||
HCA Inc | Corporate bond | 9.875 | 2017 | FEB | 175,000 | 169,178 | 195,781 | ||||||||||||||||||
Healthnet Inc Sr Nt | Corporate bond | 6.375 | 2017 | JUN | 350,000 | 286,250 | 367,062 | ||||||||||||||||||
Holly Energy Mand Exc | Corporate bond | 8.250 | 2018 | MAR | 100,000 | 100,000 | 105,500 | ||||||||||||||||||
Holly Energy Partners LP | Corporate bond | 6.250 | 2015 | MAR | 175,000 | 160,344 | 175,000 | ||||||||||||||||||
ICAHN Enterprises | Corporate bond | 7.750 | 2016 | JAN | 500,000 | 491,068 | 513,750 | ||||||||||||||||||
Integra Telecom | Corporate bond | 10.750 | 2016 | APR | 225,000 | 233,312 | 236,250 | ||||||||||||||||||
Intelestat Jackson Hldgs LTD | Foreign bond | 9.500 | 2016 | JUN | 200,000 | 199,000 | 210,000 |
35
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | ||||||||||||||||||
Intl Lease Fin | Corporate bond | 8.250 | 2020 | DEC | 75,000 | 74,370 | 84,187 | ||||||||||||||||||
Ipayment Inc | Corporate bond | 9.750 | 2014 | MAY | 350,000 | 358,750 | 358,750 | ||||||||||||||||||
ITC Deltacom Inc | Corporate bond | 10.500 | 2016 | APR | 175,000 | 192,719 | 189,000 | ||||||||||||||||||
Kemet Corp | Corporate bond | 10.500 | 2018 | MAY | 375,000 | 396,464 | 422,813 | ||||||||||||||||||
Key Energy Svcs | Corporate bond | 6.750 | 2021 | MAR | 100,000 | 100,000 | 101,250 | ||||||||||||||||||
Kindred Healthcare Inc | Corporate bond | 8.250 | 2019 | JUN | 75,000 | 75,000 | 75,656 | ||||||||||||||||||
Landrys | Corporate bond | 11.625 | 2015 | DEC | 225,000 | 236,406 | 244,125 | ||||||||||||||||||
Lantheus Med Imaging Inc Sr Nt | Corporate bond | 9.750 | 2017 | MAY | 275,000 | 275,375 | 281,875 | ||||||||||||||||||
Leucadia Natl Corp | Corporate bond | 7.125 | 2017 | MAR | 325,000 | 324,031 | 342,062 | ||||||||||||||||||
Limited Brands Inc | Corporate bond | 6.625 | 2021 | APR | 175,000 | 175,000 | 182,438 | ||||||||||||||||||
Linn Energy LLC | Corporate bond | 11.750 | 2017 | MAY | 64,000 | 61,306 | 76,480 | ||||||||||||||||||
Linn Energy LLC Sr Nt | Corporate bond | 9.875 | 2018 | JULY | 113,000 | 111,305 | 128,255 | ||||||||||||||||||
Lyondell Chem Co | Corporate bond | 11.000 | 2018 | MAY | 75,000 | 79,500 | 84,469 | ||||||||||||||||||
Marquette Transn | Corporate bond | 10.875 | 2017 | JAN | 250,000 | 260,625 | 258,750 | ||||||||||||||||||
Metals USA Inc | Corporate bond | 11.125 | 2015 | DEC | 150,000 | 159,000 | 158,625 | ||||||||||||||||||
Metropcs Wireless | Corporate bond | 7.875 | 2018 | SEP | 150,000 | 148,916 | 161,437 | ||||||||||||||||||
Momentive | Corporate bond | 12.500 | 2014 | JUN | 225,000 | 249,187 | 247,500 | ||||||||||||||||||
National Money Mart Co | Foreign bond | 10.375 | 2016 | DEC | 375,000 | 383,259 | 418,594 | ||||||||||||||||||
Newmarket Corp | Corporate bond | 7.125 | 2016 | DEC | 150,000 | 150,000 | 157,134 | ||||||||||||||||||
Niska Gas Storage | Corporate bond | 8.875 | 2018 | MAR | 200,000 | 201,591 | 215,000 | ||||||||||||||||||
NRG Energy Inc Sr Nt | Corporate bond | 8.500 | 2019 | JUN | 100,000 | 98,348 | 103,500 | ||||||||||||||||||
Omega Healthcare Invs Inc Sr Nt | Corporate bond | 7.500 | 2020 | FEB | 100,000 | 98,278 | 106,500 | ||||||||||||||||||
Penn VA Res | Corporate bond | 7.250 | 2019 | APR | 125,000 | 125,000 | 125,000 | ||||||||||||||||||
Perry Ellis Intl | Corporate bond | 7.875 | 2019 | APR | 125,000 | 125,000 | 130,625 | ||||||||||||||||||
Petrohawk Energy Corp Sr Nt | Corporate bond | 10.500 | 2014 | AUG | 75,000 | 68,976 | 85,125 | ||||||||||||||||||
Petrohawk Energy Corp | Corporate bond | 7.875 | 2015 | JUN | 50,000 | 50,688 | 52,750 | ||||||||||||||||||
Phibro Animal Hlth | Corporate bond | 9.250 | 2018 | JULY | 175,000 | 172,599 | 188,562 | ||||||||||||||||||
Plains Expl & Prodtn Co Sr Nt | Corporate bond | 10.000 | 2016 | MAR | 150,000 | 138,560 | 169,500 | ||||||||||||||||||
Prestige Brands Inc | Corporate bond | 8.250 | 2018 | APR | 75,000 | 73,923 | 80,063 | ||||||||||||||||||
Prestige Brands Inc | Corporate bond | 8.250 | 2018 | APR | 75,000 | 76,500 | 80,062 | ||||||||||||||||||
PVTPL Aleris Intl Inc Sr Nt | Corporate bond | 7.625 | 2018 | FEB | 125,000 | 125,000 | 130,156 | ||||||||||||||||||
PVTPL Allen Sys Group Inc Sr Secd 2nd Lien | Corporate bond | 10.500 | 2016 | NOV | 100,000 | 100,000 | 103,000 | ||||||||||||||||||
PVTPL Bankrate Inc Sr Secd Nt | Corporate bond | 11.750 | 2015 | JULY | 300,000 | 333,187 | 341,625 | ||||||||||||||||||
PVTPL Block Communications Inc Sr Nt | Corporate bond | 8.250 | 2015 | DEC | 150,000 | 150,375 | 154,125 | ||||||||||||||||||
PVTPL Brigham Expl Co Sr Nt | Corporate bond | 6.875 | 2019 | JUN | 100,000 | 100,000 | 100,500 | ||||||||||||||||||
PVTPL Calfrac Hldgs LP GTD Sr Nt | Corporate bond | 7.500 | 2020 | DEC | 150,000 | 150,000 | 155,250 | ||||||||||||||||||
PVTPL Case New Holland Inc Sr Nt | Corporate bond | 7.875 | 2017 | DEC | 150,000 | 148,980 | 166,875 | ||||||||||||||||||
PVTPL CDRT merger Sub Inc Sr Nt | Corporate bond | 8.125 | 2019 | JUN | 125,000 | 125,000 | 126,094 | ||||||||||||||||||
PVTPL CEVA Group PLC 1st lien Sr Secd Nt | Foreign bond | 8.375 | 2017 | DEC | 175,000 | 175,000 | 182,875 | ||||||||||||||||||
PVTPL Chemtura Corp Sr Nt | Corporate bond | 7.875 | 2018 | SEP | 150,000 | 148,904 | 162,750 | ||||||||||||||||||
PVTPL CNO Finl Group Inc Sr Secd Nt | Corporate bond | 9.000 | 2018 | JAN | 200,000 | 200,375 | 216,000 |
36
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | ||||||||||||||||||
PVTPL C&S Group Enterprises LLC Sr. Secd Nt | Corporate bond | 8.375 | 2017 | MAY | 275,000 | 271,270 | 283,250 | ||||||||||||||||||
PVTPL Colbs McKninnon Corp NY Sr Sub Nt | Corporate bond | 7.875 | 2019 | FEB | 125,000 | 123,181 | 129,375 | ||||||||||||||||||
PVTPL Cr Accep Corp Mich Sr Secd Nt | Corporate bond | 9.125 | 2017 | FEB | 125,000 | 132,500 | 135,312 | ||||||||||||||||||
PVTPL Cricket Communications Inc GTD Sr Nt | Corporate bond | 7.750 | 2020 | OCT | 100,000 | 99,193 | 98,625 | ||||||||||||||||||
PVTPL Deluxe Corp Sr Nt | Corporate bond | 7.000 | 2019 | MAR | 175,000 | 175,000 | 175,875 | ||||||||||||||||||
PVTPL Direct Buy Holdgs Inc Sr Secd Nt | Corporate bond | 12.000 | 2017 | FEB | 125,000 | 118,750 | 55,000 | ||||||||||||||||||
PVTPL EH Hldg Corp Sr Nt | Corporate bond | 7.625 | 2021 | JUN | 100,000 | 100,000 | 102,250 | ||||||||||||||||||
PVTPL EH Hldg Corp Sr Secd Nt | Corporate bond | 6.500 | 2019 | JUN | 75,000 | 75,000 | 75,844 | ||||||||||||||||||
PVTPL Entmnt PPTYS | Corporate bond | 7.750 | 2020 | JUL | 200,000 | 196,580 | 220,000 | ||||||||||||||||||
PVTPL Essar Stl Algoma Sr Secd Nt | Foreign bond | 9.375 | 2015 | MAR | 325,000 | 321,656 | 328,656 | ||||||||||||||||||
PVTPL FTI Consulting Inc Sr Nt | Corporate bond | 6.750 | 2020 | OCT | 250,000 | 250,000 | 255,000 | ||||||||||||||||||
PVTPL Genesis Energy LP | Corporate bond | 7.875 | 2018 | DEC | 150,000 | 150,000 | 150,000 | ||||||||||||||||||
PVTPL Great Lakes Dredge & Dock Corp | Corporate bond | 7.125 | 2019 | FEB | 125,000 | 125,000 | 127,812 | ||||||||||||||||||
PVTPL Griffon Corp Sr Nt | Corporate bond | 7.125 | 2018 | APR | 175,000 | 175,000 | 178,500 | ||||||||||||||||||
PVTPL Huntington Ingalls Inds Inc Sr Nt | Corporate bond | 6.875 | 2018 | MAR | 375,000 | 375,000 | 390,938 | ||||||||||||||||||
PVTPL Intelsat Jackson Hldgs S A Sr Nt | Foreign bond | 7.250 | 2019 | APR | 225,000 | 225,000 | 226,687 | ||||||||||||||||||
PVTPL Ipayment Inc Sr Nt | Corporate bond | 10.250 | 2018 | MAY | 375,000 | 375,000 | 379,687 | ||||||||||||||||||
PVTPL Isle Capri Casinos Inc Sr Nt | Corporate bond | 7.750 | 2019 | MAR | 150,000 | 148,896 | 152,438 | ||||||||||||||||||
PVTPL Kennedy Wilson Inc Sr Nt | Corporate bond | 8.750 | 2019 | APR | 200,000 | 200,121 | 202,500 | ||||||||||||||||||
PVTPL Landry's Restaurants Inc Sr Secd Nt | Corporate bond | 11.625 | 2015 | DEC | 125,000 | 130,313 | 135,625 | ||||||||||||||||||
PVTPL LBI Escrow Corp Sr Nt | Corporate bond | 8.000 | 2017 | NOV | 223,000 | 233,394 | 250,875 | ||||||||||||||||||
PVTPL Lifepoint Hosps Inc Sr Nt | Corporate bond | 6.625 | 2020 | OCT | 150,000 | 150,000 | 155,625 | ||||||||||||||||||
PVTPL Linn Energy LLC | Corporate bond | 7.625 | 2019 | MAY | 175,000 | 173,656 | 175,000 | ||||||||||||||||||
PVTPL Linn Energy LLC | Corporate bond | 7.750 | 2021 | FEB | 50,000 | 49,132 | 52,750 | ||||||||||||||||||
PVTPL NRG Energy Inc | Corporate bond | 7.875 | 2021 | MAY | 100,000 | 100,000 | 100,125 | ||||||||||||||||||
PVTPL NRG Energy Inc Sr Nt | Corporate bond | 7.625 | 2018 | JAN | 150,000 | 150,000 | 151,500 | ||||||||||||||||||
PVTPL Oil Sts Intl Inc Sr Nt | Corporate bond | 6.500 | 2019 | JUN | 125,000 | 125,000 | 125,781 | ||||||||||||||||||
PVTPL Oxea Fin & CY S C A Sr Secd Nt | Foreign bond | 9.500 | 2017 | JUL | 175,000 | 175,000 | 193,594 | ||||||||||||||||||
PVTPL Radioshack Corp Sr Nt | Corporate bond | 6.750 | 2019 | MAY | 50,000 | 49,617 | 49,875 | ||||||||||||||||||
PVTPL Reliance Inter Holdings LP Sr Nt | Foreign bond | 9.500 | 2019 | DEC | 200,000 | 190,596 | 221,750 | ||||||||||||||||||
PVTPL Reynolds Group Issuer Inc Sr Secd Nt | Corporate bond | - | 2019 | APR | 325,000 | 325,000 | 338,000 | ||||||||||||||||||
PVTPL Rotech Healthcare Inc Sr Secd Nt | Corporate bond | 10.500 | 2018 | MAR | 150,000 | 148,460 | 150,375 | ||||||||||||||||||
PVTPL Sears Hldgs Corp Sr Secd Nt | Corporate bond | 6.625 | 2018 | OCT | 150,000 | 150,000 | 138,000 | ||||||||||||||||||
PVTPL Seagate HDD Cayman GTD Sr Nt | Foreign bond | 7.750 | 2018 | DEC | 350,000 | 350,000 | 368,375 | ||||||||||||||||||
PVTPL Seagate HDD Cayman Sr Nt | Foreign bond | 7.000 | 2021 | NOV | 200,000 | 200,000 | 203,000 | ||||||||||||||||||
PVTPL Spectrum Brands Inc Sr Secd Nt | Corporate bond | 9.500 | 2018 | JUN | 275,000 | 284,359 | 307,313 | ||||||||||||||||||
PVTPL Stewart Enterprises Inc Sr Nt | Corporate bond | 6.500 | 2019 | APR | 125,000 | 125,000 | 126,250 | ||||||||||||||||||
PVTPL Thompson Creek Metals Co Inc Sr Nt | Foreign bond | 7.375 | 2018 | JUN | 100,000 | 100,000 | 101,125 | ||||||||||||||||||
PVTPL Wind Acqstn Fin S A US$ Sr Secd Nt | Foreign bond | 7.250 | 2018 | FEB | 175,000 | 173,815 | 185,937 | ||||||||||||||||||
PVTPL Xerium Technologies Inc | Corporate bond | 8.875 | 2018 | JUN | 150,000 | 150,000 | 149,063 |
37
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
May 31, 2011
(a) | (b) Identity of Issuer, Borrower, Lessor or Similar Party | (c) Description of Investment | (c) Rate of Interest | (c) Date of Maturity Year Month | (c) Par Value | (d) Cost (1) | (e) Current Value | ||||||||||||||||||
Quebecor Media Inc | Foreign bond | 7.750 | 2016 | MAR | 400,000 | 350,000 | 415,000 | ||||||||||||||||||
Regency Energy | Corporate bond | 6.500 | 2021 | JUL | 225,000 | 225,000 | 226,125 | ||||||||||||||||||
Regency Energy | Corporate bond | 6.875 | 2018 | DEC | 125,000 | 125,000 | 131,563 | ||||||||||||||||||
Ryerson Inc Sr Secd Nt | Corporate bond | 12.000 | 2015 | NOV | 275,000 | 290,813 | 296,313 | ||||||||||||||||||
SABRA Healthcare Ltd Partnership | Corporate bond | 8.125 | 2018 | NOV | 75,000 | 75,000 | 76,688 | ||||||||||||||||||
SBA | Corporate bond | 8.000 | 2016 | AUG | 175,000 | 173,828 | 190,094 | ||||||||||||||||||
Servicemaster Co | Corporate bond | 10.750 | 2015 | JULY | 200,000 | 206,500 | 211,500 | ||||||||||||||||||
Severstal Colbs | Corporate bond | 10.250 | 2018 | FEB | 200,000 | 202,010 | 222,000 | ||||||||||||||||||
Sheridan Group Inc | Corporate bond | 12.500 | 2014 | APR | 175,000 | 164,500 | 167,344 | ||||||||||||||||||
Simmons Foods Inc | Corporate bond | 10.500 | 2017 | NOV | 200,000 | 201,545 | 214,000 | ||||||||||||||||||
Spirit Aeorsystems | Corporate bond | 6.750 | 2020 | DEC | 175,000 | 175,000 | 178,500 | ||||||||||||||||||
Squaretwo Finl | Corporate bond | 11.625 | 2017 | APR | 225,000 | 208,875 | 232,031 | ||||||||||||||||||
Supervalue Inc | Corporate bond | 8.000 | 2016 | MAY | 250,000 | 242,500 | 260,313 | ||||||||||||||||||
Stream Global Svcs | Corporate bond | 11.250 | 2014 | OCT | 225,000 | 236,563 | 244,125 | ||||||||||||||||||
Tops Hldg Corp | Corporate bond | 10.125 | 2015 | OCT | 200,000 | 199,068 | 213,750 | ||||||||||||||||||
Toys R Us Ppty Co | Corporate bond | 10.750 | 2017 | JULY | 200,000 | 193,690 | 226,000 | ||||||||||||||||||
TPC Group LLC | Corporate bond | 8.250 | 2017 | OCT | 150,000 | 149,025 | 160,500 | ||||||||||||||||||
Travelport LLC/Travelport Holdings Inc | Corporate bond | 9.000 | 2016 | MAR | 75,000 | 75,000 | 65,813 | ||||||||||||||||||
Utd Rentals N. America | Corporate bond | 9.250 | 2019 | DEC | 275,000 | 274,781 | 308,000 | ||||||||||||||||||
Utd STS STL Corp | Corporate bond | 7.375 | 2020 | APR | 100,000 | 99,125 | 104,750 | ||||||||||||||||||
Vector Group Ltd | Corporate bond | 11.000 | 2015 | AUG | 300,000 | 309,000 | 317,625 | ||||||||||||||||||
WCA Waste Corp | Corporate bond | 9.250 | 2014 | JUN | 225,000 | 235,406 | 230,062 | ||||||||||||||||||
Wendys / Arbys | Corporate bond | 10.000 | 2016 | JULY | 475,000 | 487,286 | 528,438 | ||||||||||||||||||
Whiting Pete Corp Sr Sub Nt | Corporate bond | 6.500 | 2018 | OCT | 75,000 | 75,000 | 78,000 | ||||||||||||||||||
Windstream Corp | Corporate bond | 7.875 | 2017 | NOV | 375,000 | 365,625 | 410,156 | ||||||||||||||||||
Total corporate and foreign bonds | 32,746,284 | 34,410,762 | |||||||||||||||||||||||
Interest bearing cash | Cash | 10,661 | |||||||||||||||||||||||
Total nonparticipant directed investments | $ | 353,643,534 | $ | 466,178,021 | |||||||||||||||||||||
Total investments | $ | 1,711,634,682 | |||||||||||||||||||||||
* Party-in-interest.
(1) Cost information has been omitted for participant directed assets.
38
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Acquired and Disposed of Within Year)
Year Ended May 31, 2011
(a) | (c) | (d) | |||||||
Identity of Issue, Borrower, | (b) | Cost of | Proceeds of | ||||||
Lessor or Similar Party | Description of Investment | Acquisitions | Dispositions | ||||||
NIKE INC CL B CL B | Common stock | $ | 37,812,303 | $ | 22,823,591 | ||||
ABB LTD CHF | Common stock | 115,014 | 118,440 | ||||||
ACCIONA SA EUR1 | Common stock | 16,597 | 16,486 | ||||||
ACCOR EUR3 | Common stock | 12,936 | 13,498 | ||||||
ACOM CO NPV | Common stock | 26,142 | 25,554 | ||||||
ACS ACTIVIDADES CO EURO0.5 | Common stock | 59,490 | 58,778 | ||||||
ACTELION CHF0.50 | Common stock | 17,134 | 16,951 | ||||||
ADECCO SA CHF1 | Common stock | 40,488 | 41,894 | ||||||
ADIDAS AG NPV | Common stock | 88,999 | 87,778 | ||||||
AEON CO LTD | Common stock | 65,674 | 65,399 | ||||||
AEON CREDIT SERV | Common stock | 24,272 | 24,002 | ||||||
AGGREKO GBP0.20 | Common stock | 49,850 | 51,244 | ||||||
AGL ENERGY LTD | Common stock | 17,058 | 17,271 | ||||||
AGNICO EAGLE MINES COM | Common stock | 33,774 | 33,944 | ||||||
AGRIUM INC | Common stock | 29,178 | 29,443 | ||||||
AIR FRANCE - KLM | Common stock | 21,530 | 21,562 | ||||||
AIR LIQUIDE(L) EUR5.50 | Common stock | 100,542 | 100,533 | ||||||
AISIN SEIKI CO | Common stock | 46,048 | 44,671 | ||||||
AJINOMOTO CO INC | Common stock | 65,941 | 65,038 | ||||||
ALFRESA HOLDINGS | Common stock | 14,321 | 14,229 | ||||||
ALIMENTATION COUCH | Common stock | 9,695 | 10,222 | ||||||
ALSTOM EUR7.0 | Common stock | 84,270 | 82,665 | ||||||
AMERICAN AIRLINES | Corporate bond | 94,320 | 34,995 | ||||||
AMP LIMITED | Common stock | 35,900 | 36,358 | ||||||
ANADARKO PETE CORP | Corporate bond | 125,000 | 125,000 | ||||||
ANGLO AMERICAN | Common stock | 156,611 | 157,833 | ||||||
ANHEUSER-BUSCH | Common stock | 127,891 | 129,254 | ||||||
ANTOFAGASTA ORD GBP0.50 | Common stock | 11,813 | 12,311 | ||||||
AOZORA BANK NPV | Common stock | 15,515 | 16,105 | ||||||
APRIA HEALTHCARE | Corporate bond | 244,687 | 134,063 | ||||||
ARCELORMITTAL NPV | Common stock | 73,783 | 74,499 | ||||||
ARM HLDGS ORD GBP0.0005 | Common stock | 51,072 | 52,054 | ||||||
ARYZTA AG CHF0.02 | Common stock | 38,545 | 38,654 | ||||||
ASAHI GLASS CO | Common stock | 56,798 | 56,091 | ||||||
ASML HOLDING NEW | Common stock | 56,195 | 56,027 | ||||||
ASSA ABLOY SER'B'NPV | Common stock | 62,676 | 63,916 | ||||||
ASSIC GENERALI SPA EUR1 | Common stock | 74,615 | 74,552 | ||||||
ASSOCD BRIT FOODS ORD GBP0.0568 | Common stock | 20,745 | 21,156 | ||||||
ASX LTD | Common stock | 21,465 | 22,065 | ||||||
ATHABASCA OIL SAND COM | Common stock | 10,120 | 10,335 | ||||||
ATLANTIA S.P.A. | Common stock | 19,330 | 19,031 | ||||||
ATLAS COPCO AB | Common stock | 21,447 | 22,078 | ||||||
AUCKLAND INTL | Common stock | 53,848 | 54,874 | ||||||
AUST & NZ BANK GRP | Common stock | 140,028 | 143,305 | ||||||
AUTOGRILL SPA EUR0.52 | Common stock | 16,564 | 16,766 | ||||||
AUTONOMY CORP ORD GBP | Common stock | 63,443 | 63,019 | ||||||
AXA ASIA PAC HLDS | Common stock | 12,954 | 13,469 | ||||||
AXA EUR2.29 | Common stock | 78,328 | 77,929 | ||||||
BABCOCK INTL GROUP | Common stock | 35,501 | 35,482 | ||||||
BAE SYSTEMS ORD GBP0.025 | Common stock | 65,112 | 65,224 |
39
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Acquired and Disposed of Within Year)
Year Ended May 31, 2011
(a) Identity of Issuer, Borrower, Lessor or Similar Party | (b) Description of Investment | (c) Cost of Acquisition | (d) Proceeds of Dispositions | ||||||
BALL CORP | Corporate bond | 100,000 | 98,250 | ||||||
BANCO SANTANDER EUR0.50 | Common stock | 11,457 | 11,168 | ||||||
BANK OF EAST ASIA HKD2.50 | Common stock | 33,027 | 33,052 | ||||||
BARRICK GOLD CORP COM | Common stock | 116,065 | 117,657 | ||||||
BAYER AG | Common stock | 146,172 | 143,844 | ||||||
BAYER MOTOREN WERK EUR1 | Common stock | 42,951 | 164,286 | ||||||
BBVA EUR0.49 | Common stock | 116,190 | 113,899 | ||||||
BCE INC | Common stock | 23,893 | 24,084 | ||||||
BCO DE VALENCIA EUR0.25 | Common stock | 33,670 | 33,503 | ||||||
BCO ESPIRITO SANTO | Common stock | 26,371 | 25,589 | ||||||
BEIERSDORF AG EUR1 | Common stock | 72,757 | 73,613 | ||||||
BELGACOM SA | Common stock | 9,977 | 9,894 | ||||||
BERRY PLASTICS | Corporate bond | 75,000 | 73,500 | ||||||
BG GROUP ORD GBP0.10 | Common stock | 157,243 | 156,144 | ||||||
BHP BILLITON PLC | Common stock | 206,957 | 210,914 | ||||||
BIOMERIEUX | Common stock | 14,276 | 14,263 | ||||||
BIOVAIL CORP COM | Common stock | 10,292 | 10,313 | �� | |||||
BK LEUMI LE ISRAEL | Common stock | 30,456 | 30,885 | ||||||
BK OF KYOTO LTD | Common stock | 41,213 | 41,179 | ||||||
BK OF MONTREAL | Common stock | 99,207 | 98,182 | ||||||
BK OF NOVA SCOTIA | Common stock | 130,761 | 129,541 | ||||||
BK OF YOKOHAMA | Common stock | 13,645 | 13,489 | ||||||
BLUE ACQSTN SUB | Corporate bond | 75,000 | 77,937 | ||||||
BLUESCOPE STEEL | Common stock | 10,924 | 11,255 | ||||||
BNP PARIBAS EUR2 | Common stock | 182,530 | 182,678 | ||||||
BOC HONG KONG HLDG | Common stock | 49,215 | 49,342 | ||||||
BOMBARDIER INC | Common stock | 16,753 | 17,426 | ||||||
BON-TON DEPT STORES INC | Corporate bond | 421,719 | 51,000 | ||||||
BOUYGUES EUR1 | Common stock | 48,342 | 48,540 | ||||||
BRAMBLES LTD | Common stock | 67,745 | 67,007 | ||||||
BRIDGESTONE CORP | Common stock | 113,468 | 112,973 | ||||||
BRISA (AUTO-ESTRADA EUR1) | Common stock | 44,317 | 43,314 | ||||||
BRITISH AMERICAN TOBACCO ORD GBP0.25 | Common stock | 118,079 | 117,183 | ||||||
BRITISH LAND CO ORD GBP0.25 | Common stock | 41,457 | 41,820 | ||||||
BROOKFIELD ASSET LIMITED VTG | Common stock | 36,507 | 36,394 | ||||||
BROOKFIELD OFFICE PROPERTIES INC | Common stock | 11,514 | 11,674 | ||||||
BT GROUP ORD GBP0.05 | Common stock | 32,489 | 32,739 | ||||||
BUNZL PLC ORD GBP0.32142857 | Common stock | 42,849 | 43,161 | ||||||
BUREAU VERITAS EUR0.12 | Common stock | 24,013 | 24,038 | ||||||
CAE INC COM NPV | Common stock | 10,335 | 10,279 | ||||||
CAIRN ENERGY PLC ORD GBP0.006154 | Common stock | 72,234 | 73,322 | ||||||
CAMECO CORP COM NPV | Common stock | 24,054 | 23,984 | ||||||
CAN PACIFIC RYS COM NPV | Common stock | 28,188 | 28,100 | ||||||
CANADIAN IMP BANK COM | Common stock | 71,650 | 70,959 | ||||||
CANADIAN OIL SANDS TRUST UNITS | Common stock | 16,196 | 16,267 | ||||||
CANADIAN TIRE CORP | Common stock | 10,644 | 10,728 | ||||||
CAP GEMINI EUR8 | Common stock | 88,127 | 86,669 | ||||||
CAPITA GROUP ORD GBP0.02066666 | Common stock | 9,556 | 9,396 | ||||||
CAPITAMALL TRUST NPV | Common stock | 18,978 | 18,731 | ||||||
CARLSBERG SER'B'DKK20 | Common stock | 61,340 | 61,448 |
40
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Acquired and Disposed of Within Year)
Year Ended May 31, 2011
(a) Identity of Issuer, Borrower, Lessor or Similar Party | (b) Description of Investment | (c) Cost of Acquisition | (d) Proceeds of Dispositions | ||||||
CARNIVAL PLC ORD USD | Common stock | 22,103 | 22,581 | ||||||
CASINO GUICH-PERR EUR1.53 | Common stock | 14,693 | 14,534 | ||||||
CCO HLDGS LLC | Corporate bond | 49,623 | 49,875 | ||||||
CDN NATL RAILWAYS COM | Common stock | 77,626 | 77,250 | ||||||
CDN NATURAL RESOUR COMMON STK | Common stock | 103,819 | 103,382 | ||||||
CDN UTILITIES CLASS A | Common stock | 9,235 | 9,287 | ||||||
CELESIO AG NPV | Common stock | 42,367 | 42,016 | ||||||
CELLCOM ISRAEL LTD | Common stock | 13,329 | 13,681 | ||||||
CENOVUS ENERGY INC | Common stock | 59,194 | 59,634 | ||||||
CENTRAL JAPAN RLWY | Common stock | 100,712 | 99,931 | ||||||
CENTRICA ORD GBP0.061728395 | Common stock | 76,196 | 76,943 | ||||||
CGI GROUP INC | Common stock | 12,295 | 12,257 | ||||||
CHC HELICOPTER | Corporate bond | 98,737 | 101,000 | ||||||
CHES ENERGY CORP | Corporate bond | 75,000 | 75,000 | ||||||
CHES ENERGY SR NT | Corporate bond | 75,000 | 74,812 | ||||||
CHEUNG KONG HLDGS HKD0.50 | Common stock | 105,865 | 105,754 | ||||||
CHIBA BANK NPV | Common stock | 36,018 | 35,719 | ||||||
CHRISTIAN DIOR EUR2 | Common stock | 19,286 | 19,358 | ||||||
CHUBU ELECTRIC POWER CO INC | Common stock | 10,011 | 9,993 | ||||||
CHUGOKU BANK NPV | Common stock | 23,273 | 23,079 | ||||||
CHUGOKU ELECTRIC POWER CO INC | Common stock | 47,793 | 48,042 | ||||||
CI FINANCIAL CORP COMSTK | Common stock | 10,609 | 10,626 | ||||||
CIE DE ST-GOBAN EUR4 | Common stock | 26,943 | 26,931 | ||||||
CIE FINANCIE RICHEMONT CHF | Common stock | 42,980 | 44,115 | ||||||
CIN BELL INC | Corporate bond | 271,500 | 272,938 | ||||||
CITY DEVELOPMENTS LTD | Common stock | 17,140 | 17,174 | ||||||
CNP ASSURANCES EUR1.00 | Common stock | 53,508 | 53,498 | ||||||
COCA-COLA WEST CO | Common stock | 33,778 | 33,497 | ||||||
COMMERZBANK AG ORD | Common stock | 48,771 | 48,008 | ||||||
COMMONWEALTH BANK OF AUSTRALIA | Common stock | 192,355 | 196,619 | ||||||
COMPASS GROUP ORD GBP0.10 | Common stock | 18,050 | 18,161 | ||||||
CREDIT SAISON CO | Common stock | 20,430 | 20,377 | ||||||
CREDIT SUISSE AG CHF0.04 | Common stock | 138,500 | 141,864 | ||||||
CRESCENT POINT EN COM | Common stock | 17,682 | 17,911 | ||||||
CRUM & FORSTER SR NT | Corporate bond | 131,250 | 442,080 | ||||||
DAI-ICHI LIFE INSURANCE CO LTD | Common stock | 81,881 | 78,585 | ||||||
DAIKIN INDUSTRIES | Common stock | 77,505 | 78,777 | ||||||
DAITO TRUST CONST | Common stock | 44,468 | 43,037 | ||||||
DAIWA SECS GROUP INC | Common stock | 26,044 | 24,983 | ||||||
DANONE EUR0.25 | Common stock | 87,908 | 87,406 | ||||||
DAVITA INC | Corporate bond | 250,000 | 50,875 | ||||||
DBS GROUP HLDGS | Common stock | 10,546 | 10,435 | ||||||
DELEK GROUP ILS1 | Common stock | 14,119 | 14,078 | ||||||
DELHAIZE GROUP | Common stock | 23,984 | 23,963 | ||||||
DELTA LLOYD NV EUR0.20 | Common stock | 17,758 | 17,624 | ||||||
DEUTSCHE BANK AG NPV | Common stock | 119,472 | 118,983 | ||||||
DEUTSCHE BOERSE AG | Common stock | 127,670 | 128,476 | ||||||
DEXIA NPV | Common stock | 26,257 | 26,504 | ||||||
DIAGEO ORD PLC | Common stock | 143,249 | 143,615 | ||||||
DNB NOR ASA NOK10 | Common stock | 67,976 | 69,207 |
41
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Acquired and Disposed of Within Year)
Year Ended May 31, 2011
(a) Identity of Issuer, Borrower, Lessor or Similar Party | (b) Description of Investment | (c) Cost of Acquisition | (d) Proceeds of Dispositions | ||||||
DOWA HOLDINGS CO LTD | Common stock | 19,025 | 19,362 | ||||||
DSV DKK1 | Common stock | 36,001 | 36,954 | ||||||
DT POSTBANK AG | Common stock | 27,265 | 27,105 | ||||||
E.ON AG COM STK | Common stock | 157,882 | 155,861 | ||||||
EAST JAPAN RAILWAY CO | Common stock | 26,367 | 26,336 | ||||||
EDENRED EUR2 | Common stock | 10,677 | 10,552 | ||||||
EDF EUR0.5 | Common stock | 61,443 | 60,639 | ||||||
ELAN FIN PLC | Corporate bond | 72,000 | 73,312 | ||||||
ELBIT SYSTEMS LTD ILS1 | Common stock | 23,505 | 23,613 | ||||||
ELDORADO GOLD CORP COM | Common stock | 25,152 | 25,312 | ||||||
ELECTROLUX AF | Common stock | 23,345 | 23,514 | ||||||
ELISA OYJ NPV | Common stock | 18,363 | 18,383 | ||||||
ELPIDA MEMORY INC | Common stock | 37,376 | 35,843 | ||||||
EMPIRE CO CLASS A | Common stock | 10,649 | 10,743 | ||||||
ENBRIDGE INC COM | Common stock | 54,170 | 54,401 | ||||||
ENCANA CORP COM | Common stock | 68,671 | 66,283 | ||||||
ENEL EUR1 | Common stock | 100,093 | 99,430 | ||||||
ENERGIAS DE PORTUGAL SA EUR1 | Common stock | 38,399 | 38,025 | ||||||
ENERGY RES OF AUST CLS A | Common stock | 9,695 | 9,848 | ||||||
ENERGY XXI GULF COAST SECD NT | Corporate bond | 56,500 | 342,993 | ||||||
ENERGY XXI GULF 9.25% | Corporate bond | 250,000 | 79,500 | ||||||
ENERPLUS RES FUND TRUST | Common stock | 11,088 | 11,297 | ||||||
ENI SPA EUR1 | Common stock | 39,769 | 482,233 | ||||||
ERSTE GROUP BANK AG | Common stock | 29,158 | 28,960 | ||||||
ESPRIT HOLDINGS HKD0.10 | Common stock | 37,859 | 37,961 | ||||||
ESSILOR INTL EUR0.18 | Common stock | 108,407 | 106,829 | ||||||
EUROPEAN AERONAUTIC DEFENCE & SPACE | Common stock | 63,928 | 64,351 | ||||||
EUTELSAT COMMUNICA EUR1 | Common stock | 51,481 | 52,085 | ||||||
EXIDE TECHNOLOGIES | Corporate bond | 325,000 | 52,187 | ||||||
EXPERIAN ORD | Common stock | 13,427 | 13,641 | ||||||
FAIRFAX FINL HLDGS | Common stock | 39,461 | 39,669 | ||||||
FAIRFAX MEDIA LIMITED HOLDGS | Common stock | 35,547 | 36,514 | ||||||
FAMILYMART CO | Common stock | 50,668 | 50,986 | ||||||
FANUC CORP | Common stock | 22,973 | 22,689 | ||||||
FERRELLGAS LP | Corporate bond | 75,000 | 75,187 | ||||||
FIAT SPA EUR3.50 | Common stock | 76,792 | 80,972 | ||||||
FINMECCANICA SPA EUR4.40 | Common stock | 9,879 | 9,754 | ||||||
FINNING INTL INC COM | Common stock | 10,828 | 10,937 | ||||||
FLETCHER BUILDING NPV | Common stock | 58,397 | 59,587 | ||||||
FOM CONST Y CONTRA EUR1 | Common stock | 30,476 | 30,517 | ||||||
FORTESCUE METALS GRP LTD | Common stock | 17,495 | 17,655 | ||||||
FORTIS INC COM | Common stock | 13,700 | 13,738 | ||||||
FORTUM OYJ EUR3.40 | Common stock | 54,424 | 53,528 | ||||||
FOSTERS GROUP LTD | Common stock | 97,271 | 97,218 | ||||||
FRANCE TELECOM EUR4 | Common stock | 180,106 | 504,217 | ||||||
FRANCO NEVADA CORP COM | Common stock | 8,704 | 8,905 | ||||||
FRASSER & NEAVE LTD | Common stock | 64,843 | 64,852 | ||||||
FRESENIUS MEDICAL CARE | Common stock | 77,113 | 75,702 | ||||||
FRESENIUS SE NON-VTG PRF | Common stock | 47,965 | 47,401 | ||||||
FUJI HEAVY INDUSTRIES | Common stock | 27,129 | 26,726 |
42
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Acquired and Disposed of Within Year)
Year Ended May 31, 2011
(a) Identity of Issuer, Borrower, Lessor or Similar Party | (b) Description of Investment | (c) Cost of Acquisition | (d) Proceeds of Dispositions | ||||||
FUJI MEDIA HOLDINGS INC | Common stock | 9,851 | 9,724 | ||||||
FUJITSU Y50 | Common stock | 114,023 | 112,709 | ||||||
GDF SUEZ EUR1 | Common stock | 107,331 | 106,030 | ||||||
GEA GROUP AG | Common stock | 53,830 | 54,414 | ||||||
GEBERIT CHF0.10 | Common stock | 76,043 | 76,258 | ||||||
GEN MARITIME CORP | Corporate bond | 280,625 | 72,500 | ||||||
GENTING SINGAPORE PLC USD0.10 | Foreign bond | 45,320 | 45,030 | ||||||
GEORGE WESTON COM | Common stock | 14,891 | 15,231 | ||||||
GERDAU AMERISTEEL COM | Common stock | 9,830 | 9,895 | ||||||
GILDAN ACTIVEWEAR COM | Common stock | 11,628 | 11,608 | ||||||
GIVAUDAN AG CHF10 | Common stock | 56,448 | 57,834 | ||||||
GLOBAL CASH ACCESS LLC | Corporate bond | 172,937 | 175,000 | ||||||
GOLDCORP INC COM | Common stock | 84,023 | 84,939 | ||||||
GOLDEN AGRI-RESOURCES LTD | Corporate bond | 47,601 | 46,460 | ||||||
GOODMAN FIELDER | Common stock | 18,243 | 18,545 | ||||||
GPE EUROTUNNEL EURO0.40 | Common stock | 9,305 | 9,182 | ||||||
GREAT WEST LIFECO COM | Common stock | 18,325 | 18,213 | ||||||
GRIFOLS SA EUR0.5 | Common stock | 17,597 | 17,026 | ||||||
G4S PLC ORD 25P | Common stock | 68,061 | 67,237 | ||||||
HACHIJUNI BANK | Common stock | 11,290 | 11,172 | ||||||
HAMMERSON ORD GBP0.25 | Common stock | 61,118 | 61,623 | ||||||
HANG LUNG GROUP HKD1 | Common stock | 17,464 | 17,288 | ||||||
HANG LUNG PROPERTIES HKD1 | Common stock | 28,949 | 29,173 | ||||||
HANKYU HANSHIN HOLDINGS INC | Common stock | 36,295 | 35,880 | ||||||
HEIDELBERG CEMENT | Common stock | 22,284 | 22,854 | ||||||
HEINEKEN NV EUR1.60 | Common stock | 90,097 | 90,410 | ||||||
HENDERSON LAND DEVELOPMENT HKD2 | Common stock | 42,027 | 41,869 | ||||||
HENKEL AG & CO KGAA NON-VTG | Common stock | 82,058 | 82,384 | ||||||
HENKEL AG & CO KGAA | Common stock | 41,565 | 41,698 | ||||||
HENNES & MAURITZ SER'B'NPV | Common stock | 72,012 | 72,541 | ||||||
HIROSE ELECTRIC NPV | Common stock | 39,481 | 39,367 | ||||||
HISAMITSU PHARM CO | Common stock | 11,394 | 11,562 | ||||||
HITACHI NPV | Common stock | 23,135 | 63,452 | ||||||
HOKKAIDO ELECTRIC NPV | Common stock | 39,107 | 38,940 | ||||||
HOKUHOKU FINANCIAL NPV | Common stock | 14,592 | 14,499 | ||||||
HOLCIM CHF2 | Common stock | 21,941 | 22,326 | ||||||
HONG KONG & CHINA GAS HKD0.25 | Common stock | 54,761 | 54,277 | ||||||
HOYA CORP | Common stock | 58,980 | 57,917 | ||||||
HSBC HLDGS ORD USD0.50 | Common stock | 254,372 | 361,899 | ||||||
HUSKY ENERGY INC COM | Common stock | 20,077 | 20,124 | ||||||
HUTCHISON WHAMPOA HKD20.2 | Common stock | 111,276 | 111,484 | ||||||
IMAGOLD CORP COM | Common stock | 12,857 | 12,925 | ||||||
IBERDROLA RENOVABL EURO0.5 | Common stock | 24,986 | 24,246 | ||||||
IBERDROLA SA EUR0.75 | Common stock | 63,331 | 62,527 | ||||||
IBERIA LINEAS AERE EUR0.78 | Common stock | 32,170 | 33,562 | ||||||
ICAP ORD GBP0.10 | Common stock | 36,294 | 35,686 | ||||||
ICL-ISRAEL CHEM ILS1 | Common stock | 25,546 | 25,503 | ||||||
IGM FINANCIAL INC COM | Common stock | 10,985 | 11,256 | ||||||
IHI CORPORATION | Common stock | 10,459 | 10,255 | ||||||
IMPERIAL OIL COM | Common stock | 34,380 | 34,537 |
43
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Acquired and Disposed of Within Year)
Year Ended May 31, 2011
(a) Identity of Issuer, Borrower, Lessor or Similar Party | (b) Description of Investment | (c) Cost of Acquisition | (d) Proceeds of Dispositions | ||||||
IMPERIAL TOBACCO ORD GBP0.10 | Common stock | 91,326 | 89,134 | ||||||
INDL ALLIANCE INS COM | Common stock | 9,352 | 9,446 | ||||||
INFINEON TECHNOLOG ORD | Common stock | 34,012 | 34,111 | ||||||
ING GROEP NV CVA EUR0.24 | Common stock | 87,807 | 89,750 | ||||||
INMARSAT ORD EUR0.0005 | Common stock | 11,548 | 11,766 | ||||||
INMET MINING CORP COM | Common stock | 9,020 | 9,175 | ||||||
INPEX CORPORATION | Common stock | 9,270 | 9,245 | ||||||
INTACT FINL CORP COM | Common stock | 13,363 | 13,585 | ||||||
INTELSAT CORP 9.25% | Corporate bond | 324,675 | 324,572 | ||||||
INTERLINE BRANDS | Corporate bond | 150,000 | 151,875 | ||||||
INTESA SANPAOLO DI RISP EUR0.52 | Common stock | 19,311 | 18,776 | ||||||
INTL LEASE FIN CORP MED TER TRANCHE | Corporate bond | 48,625 | 49,625 | ||||||
INTL LEASE FIN CORP 6.25% | Corporate bond | 75,000 | 75,750 | ||||||
INTL LEASE FIN 6.375% | Corporate bond | 48,000 | 51,000 | ||||||
INTL POWER ORD GBP0.50 | Common stock | 89,877 | 90,734 | ||||||
INVENSYS ORD GBP0.10 | Common stock | 53,245 | 55,005 | ||||||
INVESTEC ORD GBP0.0002 | Common stock | 40,829 | 42,265 | ||||||
INVESTOR AB SER'B | Common stock | 36,213 | 36,618 | ||||||
IPSEN EUR1 | Common stock | 12,283 | 12,211 | ||||||
ISRAEL DISCOUNT BK ILS0.10 | Common stock | 15,721 | 15,830 | ||||||
ITOCHU TECHNO-SOLUTIONS CORP | Common stock | 26,586 | 26,055 | ||||||
IVANHOE MINES COM | Common stock | 9,978 | 10,332 | ||||||
IYO BANK | Common stock | 9,028 | 8,912 | ||||||
J FRONT RETAILING | Common stock | 23,204 | 22,597 | ||||||
JABIL CIRCUIT INC 5.625% | Corporate bond | 100,000 | 100,625 | ||||||
JAMES HARDIE ID NV CUFS EUR0.5 | Common stock | 16,644 | 16,811 | ||||||
JAPAN PETROLEUM EX | Common stock | 24,070 | 23,882 | ||||||
JAPAN TOBACCO INC | Common stock | 66,142 | 244,214 | ||||||
JOHNSON MATTHEY ORD GBP1 | Common stock | 17,893 | 18,192 | ||||||
JOYO BANK | Common stock | 23,689 | 23,469 | ||||||
JS GROUP CORP COM | Common stock | 22,032 | 22,043 | ||||||
JSR CORP | Common stock | 32,229 | 31,899 | ||||||
JULIUS BAER GRUPPE CHF0.02 | Common stock | 78,950 | 83,995 | ||||||
JUPITER TELECOMM | Common stock | 47,693 | 46,633 | ||||||
JX HOLDINGS INC | Common stock | 82,475 | 81,948 | ||||||
K&S AG | Common stock | 30,066 | 30,059 | ||||||
KANSAI ELECTRIC POWER CO | Common stock | 24,243 | 24,203 | ||||||
KEIKYU CORP | Common stock | 9,489 | 9,337 | ||||||
KEPPEL CORP | Common stock | 76,347 | 76,408 | ||||||
KERRY PROPERTIES HKD1 | Common stock | 38,635 | 38,846 | ||||||
KESKO OYJ EUR2 | Common stock | 13,918 | 14,007 | ||||||
KEY ENERGY SVCS 6.75% | Corporate bond | 125,000 | 25,469 | ||||||
KEY ENERGY SVCS8.375% | Corporate bond | 381,500 | 381,500 | ||||||
KINROSS GOLD CORP COM | Common stock | 28,176 | 28,286 | ||||||
KINTETSU CO | Common stock | 79,078 | 78,573 | ||||||
KIRIN HOLDINGS CO | Common stock | 76,885 | 75,912 | ||||||
KKEIO CORP | Common stock | 54,489 | 54,141 | ||||||
KOMATSU | Common stock | 13,883 | 13,843 | ||||||
KONINKLIJKE KPN | Common stock | 97,852 | 94,475 | ||||||
KUEHNE&NAGEL INTL CHF1 | Common stock | 34,389 | 35,076 |
44
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Acquired and Disposed of Within Year)
Year Ended May 31, 2011
(a) Identity of Issuer, Borrower, Lessor or Similar Party | (b) Description of Investment | (c) Cost of Acquisition | (d) Proceeds of Dispositions | ||||||
KURITA WATER INDS | Common stock | 27,972 | 27,827 | ||||||
L'OREAL EUR0.20 | Common stock | 65,393 | 65,202 | ||||||
LAFARGE EUR4 | Common stock | 86,158 | 87,780 | ||||||
LAND SECURITIES GP ORD GBP0.10 | Common stock | 72,196 | 72,843 | ||||||
LAWSON INC | Common stock | 13,888 | 13,713 | ||||||
LEND LEASE GROUP | Common stock | 14,696 | 14,859 | ||||||
LI & FUNG LTD HKD0.025 | Common stock | 64,508 | 63,209 | ||||||
LINDE AG | Common stock | 29,834 | 29,660 | ||||||
LINK R/EST INVEST | Common stock | 67,340 | 66,821 | ||||||
LLOYDS BANKING GP ORD GBP0.1 | Corporate bond | 116,743 | 118,361 | ||||||
LOBLAWS COS LTD COM | Common stock | 11,591 | 11,921 | ||||||
LOGITECH INTL CHF0.25 | Common stock | 27,252 | 27,520 | ||||||
LONZA GROUP AG CHF1 | Common stock | 52,759 | 53,684 | ||||||
LUXOTTICA GROUP EUR0.06 | Common stock | 36,587 | 36,830 | ||||||
LVMH MOET HENNESSY LOUIS VUITTON EUR0.30 | Common stock | 89,933 | 90,042 | ||||||
MACARTHUR COAL LTD | Common stock | 16,418 | 17,443 | ||||||
MACQUARIE GP LTD | Common stock | 88,225 | 90,150 | ||||||
MAGNA INTL INC COM | Common stock | 28,793 | 28,796 | ||||||
MAKHTECHIM AGAN IN ILS1 | Common stock | 11,473 | 11,229 | ||||||
MAN GROUP ORD UDS0.03428571 | Common stock | 65,748 | 67,384 | ||||||
MAN SE ORD NPV | Common stock | 64,818 | 65,639 | ||||||
MANITOC INC 8.5% | Corporate bond | 173,539 | 189,375 | ||||||
MANULIFE FINL CORP COM | Common stock | 68,174 | 67,371 | ||||||
MARINA DIST FIN CO 9.5% | Corporate bond | 123,679 | 125,313 | ||||||
MARUBENI CORP | Common stock | 84,596 | 83,689 | ||||||
MARUCHI STEEL TUBE LTD | Common stock | 9,818 | 9,847 | ||||||
MATSUI SECURITIES CO LTD | Common stock | 12,728 | 12,381 | ||||||
MEDIASET ESPANA EUR0.5 | Common stock | 37,397 | 38,649 | ||||||
MEIJI HOLDINGS CO | Common stock | 29,940 | 29,909 | ||||||
MERCK KGAA NPV | Common stock | 22,481 | 22,021 | ||||||
METCASH LIMITED | Common stock | 13,373 | 13,441 | ||||||
METRO AG ORD | Common stock | 37,197 | 36,283 | ||||||
METRO INC CLASS A | Common stock | 8,385 | 8,594 | ||||||
METROPOLE TV-(M6) EUR0.40 | Common stock | 43,260 | 43,460 | ||||||
MINEBEA CO | Common stock | 22,119 | 21,610 | ||||||
MITSUBISHI CHEM HL | Common stock | 9,859 | 10,048 | ||||||
MITSUBISHI CORP | Common stock | 49,732 | 48,913 | ||||||
MITSUBISHI ELEC CP | Common stock | 8,127 | 8,006 | ||||||
MITSUBISHI ESTATE CO LTD | Common stock | 13,761 | 13,512 | ||||||
MITSUBISHI HVY IND | Common stock | 98,588 | 98,279 | ||||||
MITSUBISHI MATERLS | Common stock | 42,852 | 41,661 | ||||||
MITSUBISHI MOTORS JPY50 | Common stock | 55,274 | 54,921 | ||||||
MITSUI & CO LTD | Common stock | 32,716 | 32,448 | ||||||
MITSUI CHEMICALS | Common stock | 17,316 | 17,068 | ||||||
MITSUI FUDOSAN CO LTD | Common stock | 43,360 | 42,705 | ||||||
MITSUMI ELECTRIC | Common stock | 13,188 | 13,030 | ||||||
MIZUHO FINANCIAL GROUP | Common stock | 40,996 | 200,732 | ||||||
MOBILE MINI INC 7.875% | Corporate bond | 125,000 | 133,125 | ||||||
MTR CORP HKD1 | Common stock | 31,710 | 31,547 | ||||||
MUENCHENER RUECKVE | Common stock | 106,830 | 105,636 |
45
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Acquired and Disposed of Within Year)
Year Ended May 31, 2011
(a) Identity of Issuer, Borrower, Lessor or Similar Party | (b) Description of Investment | (c) Cost of Acquisition | (d) Proceeds of Dispositions | ||||||
MURATA MANUFACTURING CO | Common stock | 54,604 | 54,256 | ||||||
NAMCO BANDAI HOLDGS | Common stock | 15,131 | 15,093 | ||||||
NATIONAL GRID ORD GBP0.113953 | Common stock | 104,400 | 103,944 | ||||||
NATL AUSTRALIA BK | Common stock | 120,951 | 121,947 | ||||||
NATL BK OF CANADA COM | Common stock | 27,135 | 26,992 | ||||||
NATL PORTEFEUILLE | Common stock | 9,978 | 10,011 | ||||||
NEOPOST EUR1 | Common stock | 9,934 | 9,890 | ||||||
NESTLE SA CHF0.10 | Common stock | 473,251 | 478,399 | ||||||
NEWCREST MINING LTD | Common stock | 92,433 | 93,432 | ||||||
NEXEN INC COM | Common stock | 28,419 | 28,582 | ||||||
NEXT ORD GBP0.10 | Common stock | 74,533 | 76,481 | ||||||
NGK INSULATORS LTD | Common stock | 15,458 | 15,164 | ||||||
NGK SPARK PLUG CO | Common stock | 12,964 | 12,641 | ||||||
NHK SPRING CO LTD | Common stock | 18,425 | 17,871 | ||||||
NIKO RESOURCES COM | Common stock | 10,335 | 10,366 | ||||||
NINTENDO CO LTD | Common stock | 84,331 | 84,308 | ||||||
NIPPON EXPRESS CO | Corporate bond | 48,636 | 47,442 | ||||||
NIPPON MEAT PACKER JPY50 | Common stock | 26,067 | 26,153 | ||||||
NIPPON YUSEN KABUSHIKI KAISHA | Common stock | 11,360 | 11,287 | ||||||
NISSHA PRINTING CO | Common stock | 22,340 | 21,922 | ||||||
NISSIN FOODS HOLDINGS CO LTD | Common stock | 43,984 | 43,496 | ||||||
NITORI HOLDINGS | Common stock | 56,278 | 55,919 | ||||||
NOBEL BIOCARE HOLD CHF.4 | Common stock | 25,905 | 25,693 | ||||||
NOBEL GROUP HKD0.25 | Common stock | 39,277 | 39,820 | ||||||
NOKIAN RENKAAT OYJ | Common stock | 49,205 | 49,313 | ||||||
NOMURA HOLDINGS | Common stock | 33,309 | 31,836 | ||||||
NORDEA BANK AB ORD EUR0.39632 | Common stock | 61,754 | 60,454 | ||||||
NOVARTIS AG CHF0.50 | Common stock | 238,982 | 236,779 | ||||||
NOVO-NORDISK AS DKKA SER'B' | Common stock | 147,233 | 145,843 | ||||||
NOVOZYMES A/S SER'B'DKK10 | Common stock | 28,532 | 28,728 | ||||||
NTN CORP | Common stock | 29,980 | 29,147 | ||||||
NTT DOCOMO | Common stock | 29,721 | 29,574 | ||||||
OBAYASHI CORP | Common stock | 25,628 | 24,914 | ||||||
ODAKYU ELEC RLWY | Common stock | 36,480 | 36,384 | ||||||
OJI PAPER CO | Common stock | 54,223 | 53,625 | ||||||
OLAM INTERNATIONAL LTD | Common stock | 26,945 | 26,692 | ||||||
OLYMPUS CORP | Common stock | 64,100 | 64,378 | ||||||
ONESTEEL | Common stock | 37,382 | 38,536 | ||||||
OPEN TEXT CO COM | Common stock | 8,004 | 8,180 | ||||||
ORCA LIMITED | Common stock | 25,342 | 25,823 | ||||||
ORIGIN ENERGY LTD | Common stock | 75,459 | 76,710 | ||||||
ORIX CORP | Common stock | 56,008 | 54,577 | ||||||
ORKLA ASA NOK1.25 | Common stock | 49,893 | 51,559 | ||||||
OVERSEA-CHINESE BANKING CORP | Common stock | 19,522 | 19,211 | ||||||
OZ MINERALS LTD COMSTK | Common stock | 47,989 | 49,835 | ||||||
PACIFIC RUBIALES COM | Common stock | 16,128 | 16,030 | ||||||
PAN AMER SILVER COM | Common stock | 9,121 | 9,168 | ||||||
PANASONIC CORP | Common stock | 35,524 | 35,008 | ||||||
PARMALAT S.P.A. EUR1 | Common stock | 20,986 | 21,011 | ||||||
PARTNER COMMUNICATION ILS0.01 | Common stock | 11,963 | 12,194 |
46
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Acquired and Disposed of Within Year)
Year Ended May 31, 2011
(a) Identity of Issuer, Borrower, Lessor or Similar Party | (b) Description of Investment | (c) Cost of Acquisition | (d) Proceeds of Dispositions | ||||||
PCCW LIMITED HKD0.25 | Corporate bond | 28,509 | 27,993 | ||||||
PEARSON ORD GBP0.25 | Common stock | 77,490 | 78,229 | ||||||
PENN WEST MAND EXCHANGE | Common stock | 19,304 | 19,523 | ||||||
PERNOD RICARD NPV EUR 1.55 | Common stock | 18,235 | 17,968 | ||||||
PETROBAKKEN ENERGY COM CLASS A | Common stock | 10,453 | 10,731 | ||||||
PETROBANK ENERGY & COM | Common stock | 11,412 | 11,961 | ||||||
PETROFAC ORD USD0.02 | Common stock | 24,070 | 24,493 | ||||||
PHI INC 8.625% | Corporate bond | 100,000 | 51,000 | ||||||
PHILIPS ELEC(KON) EUR0.20 | Common stock | 117,817 | 118,447 | ||||||
POTASH CORP SASK COM | Common stock | 87,498 | 87,043 | ||||||
POWER CORP CANADA SUB-VTG | Common stock | 24,983 | 25,126 | ||||||
POWER FINL CORP COM | Common stock | 18,557 | 18,696 | ||||||
PPR EUR4 | Common stock | 39,683 | 39,844 | ||||||
PRIDE INTL INC DEL 6.875% | Corporate bond | 250,000 | 260,781 | ||||||
PROGRESS ENERGY COM | Common stock | 9,428 | 9,425 | ||||||
PROVIDENT ENERGY TRUST UNITS | Common stock | 10,012 | 10,102 | ||||||
PRUDENTIAL ORD GBP0.05 | Common stock | 44,091 | 45,100 | ||||||
PUBLICIS GROUPE SA DUR0.40 | Common stock | 36,930 | 37,251 | ||||||
PVTPL AAC GROUP HLDG CORP SR DISCNT 10.25 | Corporate bond | 272,594 | 276,031 | ||||||
PVTPL AIRCASTLE LTD SR NT 9.75% | Corporate bond | 98,645 | 50,375 | ||||||
PVTPL ALLEN SYS GROUP INC SR SECD NT 10.5 | Corporate bond | 200,000 | 103,500 | ||||||
PVTPL AMERN PETE TANKERS PARENT LLC 10.25 | Corporate bond | 126,406 | 22,660 | ||||||
PVTPL ARDAUGH PACKAGING SR SECD NT 7.375 | Corporate bond | 175,000 | 184,642 | ||||||
PVTPL AVAYA INC 7 | Corporate bond | 150,000 | 149,875 | ||||||
PVTPL AWAS AVIATION CAP SR SECD NT 7% | Corporate bond | 125,000 | 125,469 | ||||||
PVTPL BLUE MERGER SUB INC NT 7.625% | Corporate bond | 200,000 | 204,500 | ||||||
PVTPL BUILDING MATLS CORP SR NT 6.875% | Corporate bond | 98,493 | 98,500 | ||||||
PVTPL BUMBLE BEE FOODS LLC 7.75% | Corporate bond | 253,531 | 26,780 | ||||||
PVTPL CAPELLA HEALTHCARE SR NT 9.25% | Corporate bond | 123,425 | 129,375 | ||||||
PVTPL CASE NEW HOLLAND SR NT 7.875% | Corporate bond | 198,640 | 50,125 | ||||||
PVTPL CLEANESE US HLDGS LLC SR NT 6.625% | Corporate bond | 100,000 | 105,250 | ||||||
PVTPL CHES MIDSTREAM PARTNERS NT 5.875% | Corporate bond | 100,000 | 100,375 | ||||||
PVTPL CHRYSLER GROUP LLC SECD SR NT | Corporate bond | 175,000 | 175,437 | ||||||
PVTPL CITADEL BROADCASTING SR NT 7.75% | Corporate bond | 100,000 | 106,750 | ||||||
PVTPL CROWN AMERS LLC SR NT 6.25% | Corporate bond | 100,000 | 101,406 | ||||||
PVTPL DYNCORP INTL SR NT 10.375% | Corporate bond | 125,000 | 128,500 | ||||||
PVTPL ENDO PHARMACEUTICALS SR NT 7% | Corporate bond | 99,105 | 101,250 | ||||||
PVTPL ENTRAVISION COMM SR SECD NT 8.75% | Corporate bond | 123,402 | 129,437 | ||||||
PVTPL ESTERLINE TECH CORP SR NT 7% | Corporate bond | 225,000 | 228,937 | ||||||
PVTPL EXTERRAN HLDGS INC SR NT 7.25% | Corporate bond | 100,000 | 100,500 | ||||||
PVTPL FID NATL INFO SVCS SR NT 7.875% | Corporate bond | 275,000 | 129,437 | ||||||
PVTPL FLORIDA EAST COAST RY SR NT 8.125% | Corporate bond | 125,000 | 130,625 | ||||||
PVTPL FMG FIN PTY LTD SR SECD NT 10.625% | Corporate bond | 82,406 | 383,188 | ||||||
PVTPL FMG RES AUG 2006 PTY SR NT 7% | Corporate bond | 400,000 | 409,625 | ||||||
PVTPL FTI CONSULTING INC SR NT 6.75% | Corporate bond | 325,000 | 75,469 | ||||||
PVTPL GIANT FDG SR NT 9.25% | Corporate bond | 275,000 | 284,344 | ||||||
PVTPL HARVEST OPERATIONS SR NT 6.875% | Corporate bond | 148,978 | 153,187 | ||||||
PVTPL HERTZ CORP SR NT 7.5% | Corporate bond | 50,000 | 50,437 | ||||||
PVTPL LBI ESCROW CORP SR NT 8% | Corporate bond | 111,000 | 107,872 | ||||||
PVTPL NAI ENTMT HLDGS LLC 8.25% | Corporate bond | 150,000 | 156,000 |
47
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Acquired and Disposed of Within Year)
Year Ended May 31, 2011
(a) Identity of Issuer, Borrower, Lessor or Similar Party | (b) Description of Investment | (c) Cost of Acquisition | (d) Proceeds of Dispositions | ||||||
PVTPL OMNOVA SOLUTIONS INC 7.875% | Corporate bond | 125,000 | 128,125 | ||||||
PVTPL PALACE ENTMT HLDGS LLC | Corporate bond | 75,000 | 78,000 | ||||||
PVTPL PILGRIMS PRIDE CORP SR NT 7.875% | Corporate bond | 124,089 | 125,000 | ||||||
PVTPL PRECISION DRILLING CORP 6.625% | Corporate bond | 100,000 | 101,500 | ||||||
PVTPL RADIOSHACK CORP SR NT 6.75% | Corporate bond | 99,234 | 50,000 | ||||||
PVTPL RENT A CTR INC SR NT 6.625% | Corporate bond | 100,000 | 99,250 | ||||||
PVTPL SEARS HLDGS CORP SR SECD NT 6.625% | Corporate bond | 200,000 | 50,437 | ||||||
PVTPL SENECA GAMING CORP SR NT 8.25% | Corporate bond | 125,000 | 127,656 | ||||||
PVTPL SUNGARD DATA SYSTEMS 7.375% | Corporate bond | 175,000 | 177,844 | ||||||
PVTPL UNIVISION COMMUNICATIONS SR NT 7.875% | Corporate bond | 175,000 | 180,469 | ||||||
PVTPL US FOODSERVICE SR NT 10.75% | Corporate bond | 179,375 | 186,103 | ||||||
PVTPL VALEANT PHARMACEUTICALS SR NT | Corporate bond | 273,281 | 282,562 | ||||||
PVTPL VISTEON CORP SR NTO 6.75% | Corporate bond | 100,000 | 99,875 | ||||||
PVTPL WIND ACQSTN FIN SR SECD NT 7.25% | Corporate bond | 397,292 | 226,125 | ||||||
PVTPL XM SATELLITE RADIO SR NT 7.625% | Corporate bond | 200,000 | 205,250 | ||||||
QIAGEN NV COM EUR0.01 | Common stock | 55,567 | 55,327 | ||||||
RAKUTEN INC | Common stock | 43,684 | 43,846 | ||||||
RANDSTAD HLDGS NV EUR0.10 | Common stock | 19,421 | 20,046 | ||||||
RANGE RES CORP 6.75% | Corporate bond | 150,000 | 155,625 | ||||||
RATOS AB SER'B'NPV | Common stock | 21,244 | 21,703 | ||||||
RECKITT BENCK GRP ORD GBP0.10 | Common stock | 99,696 | 102,558 | ||||||
RED BACK MGN INC | Common stock | 16,785 | 16,426 | ||||||
REED ELSEVIER GBP0.1444 | Common stock | 14,532 | 14,620 | ||||||
REGAL ENTMT GROUP 9.125% | Corporate bond | 231,750 | 241,687 | ||||||
RESEARCH IN MOTION COM | Common stock | 76,629 | 75,134 | ||||||
RINNAI CORP | Common stock | 16,277 | 16,225 | ||||||
RIO TINTO LIMITED | Common stock | 42,583 | 44,135 | ||||||
RIO TINTO ORD GBP0.10 | Common stock | 223,762 | 227,738 | ||||||
ROCHE HLDGS AG GENUSSCHEINE | Common stock | 220,080 | 210,940 | ||||||
ROGERS COMMS INC CLASS B | Common stock | 45,370 | 45,959 | ||||||
ROLLS ROYCE GROUP ORD GBP0.20 | Common stock | 24,334 | 24,260 | ||||||
ROYAL BANK OF CANADA COM | Common stock | 203,050 | 199,549 | ||||||
ROYAL BK SCOT GRP ORD GBP0.25 | Corporate bond | 72,037 | 73,205 | ||||||
ROYAL DUTCH SHELL 'A' | Common stock | 200,942 | 200,945 | ||||||
ROYAL DUTCH SHELL 'B' | Common stock | 117,615 | 117,783 | ||||||
RSA INSURANCE GROUP GBP0.275 | Common stock | 45,352 | 45,244 | ||||||
RWE AG | Common stock | 100,898 | 100,131 | ||||||
SABMILLER ORD USD0.10 | Common stock | 88,082 | 88,709 | ||||||
SAIPEM EUR1 | Common stock | 36,967 | 37,247 | ||||||
SALZGITTER AG | Common stock | 14,053 | 14,089 | ||||||
SANDVIK AB | Common stock | 38,875 | 38,895 | ||||||
SANKO CO LTD | Common stock | 23,868 | 24,031 | ||||||
SANTEN PHARM CO | Common stock | 10,528 | 10,358 | ||||||
SANYO ELECTRIC CO | Common stock | 33,617 | 33,402 | ||||||
SAP AG ORD | Common stock | 169,871 | 167,903 | ||||||
SAPUTO INC COM | Common stock | 18,608 | 18,667 | ||||||
SBI HLDGS INC | Common stock | 35,999 | 34,741 | ||||||
SBM OFFSHORE NV EUR0.25 | Common stock | 28,653 | 28,578 | ||||||
SCANIA AB SER'B'NPV | Common stock | 9,862 | 9,957 | ||||||
SCHNEIDER ELECTRIC EUR8 | Common stock | 185,484 | 183,434 |
48
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Acquired and Disposed of Within Year)
Year Ended May 31, 2011
(a) Identity of Issuer, Borrower, Lessor or Similar Party | (b) Description of Investment | (c) Cost of Acquisition | (d) Proceeds of Dispositions | ||||||
SCOT & STHN ENERGY ORD GBP0.50 | Common stock | 37,266 | 37,025 | ||||||
SEADRILL LTD USD2 | Common stock | 41,247 | 41,969 | ||||||
SECOM CO | Common stock | 84,781 | 84,136 | ||||||
SECURITAS SER'B'NPV | Common stock | 24,956 | 25,101 | ||||||
SEGA SAMMY HLDGS | Common stock | 16,597 | 16,365 | ||||||
SEGRO PLC ORD GBP0.10 | Common stock | �� | 33,233 | 33,682 | |||||
SEIKO EPSON CORP | Common stock | 40,451 | 39,422 | ||||||
SEKISUI CHEMICAL CO LTD | Common stock | 32,382 | 31,888 | ||||||
SEKISUI HOUSE NPV | Common stock | 35,325 | 35,146 | ||||||
SEMBCORP INDUSTRIE NPV | Common stock | 24,636 | 24,160 | ||||||
SES FDR EACH REP 1 "A" NPV | Common stock | 84,661 | 85,135 | ||||||
SGS SA CHF1 | Common stock | 24,352 | 24,379 | ||||||
SHANGRI-LA ASIA HKD1 | Common stock | 11,564 | 11,361 | ||||||
SHARP CORP NPV | Common stock | 88,475 | 87,818 | ||||||
SHAW COMMUNICATION 'B'CNV | Common stock | 21,380 | 21,454 | ||||||
SHERRITT INERNATIONAL CORP | Common stock | 9,603 | 9,855 | ||||||
SHIKOKU ELEC POWER | Common stock | 14,961 | 14,952 | ||||||
SHIMANO INC | Common stock | 23,983 | 23,601 | ||||||
SHIN-ETSU CHEMICAL | Common stock | 9,559 | 9,348 | ||||||
SHINSEI BANK | Common stock | 18,009 | 18,789 | ||||||
SHIONOGI & CO LTD | Common stock | 61,697 | 61,303 | ||||||
SHIZUOKA BANK | Common stock | 33,248 | 33,356 | ||||||
SHOPPERS DRUG MART COM | Common stock | 20,599 | 20,435 | ||||||
SHOWA SHELL SEKIYU KK NPV | Common stock | 32,255 | 32,705 | ||||||
SILVER WHEATON COR COM | Common stock | 16,384 | 16,440 | ||||||
SIMMONS GOODS INC 10.5% | Corporate bond | 277,125 | 80,677 | ||||||
SIMS METAL MANAGEMENT LTD | Common stock | 16,741 | 17,415 | ||||||
SINGAPORE EXCHANGE | Common stock | 21,643 | 21,511 | ||||||
SINGAPORE PRESS HOLDINGS | Common stock | 26,538 | 26,197 | ||||||
SINGAPORE TECHNOLOGIES ENGINEERING | Common stock | 23,386 | 23,214 | ||||||
SINGAPORE TELECOMMUNICATIONS | Common stock | 33,772 | 33,401 | ||||||
SINO LAND CO HKD1 | Common stock | 11,410 | 11,500 | ||||||
SINO-FOREST CORP COM | Common stock | 10,991 | 10,993 | ||||||
SMC CORP | Common stock | 26,898 | 26,520 | ||||||
SMITH & NEPHEW ORD USD0.20 | Common stock | 92,077 | 87,429 | ||||||
SMITHS GROUP ORD GBP0.375 | Common stock | 79,726 | 81,025 | ||||||
SNC-LAVALIN GROUP COM | Common stock | 17,237 | 17,288 | ||||||
SOCIETE GENERALE EUR1.25 | Common stock | 77,238 | 77,027 | ||||||
SODEXHO EUR4 | Common stock | 51,756 | 51,927 | ||||||
SOFTBANK CORP | Common stock | 48,788 | 48,340 | ||||||
SOJITZ CORP | Common stock | 28,563 | 27,768 | ||||||
SOLVAY SA | Common stock | 10,990 | 11,071 | ||||||
SONOVA HOLDING AG | Common stock | 18,192 | 17,993 | ||||||
SP AUSNET (AUD QUOTE) | Common stock | 20,337 | 20,934 | ||||||
SSAB AB SER'A' | Common stock | 25,845 | 26,637 | ||||||
STANDARD CHARTERED ORD UDS0.50 | Common stock | 185,630 | 187,240 | ||||||
STANDARD LIFE ORD GBP0.10 | Common stock | 15,924 | 15,875 | ||||||
STARHUB LTD | Common stock | 37,549 | 37,142 | ||||||
STATOILHYDRO ASA NOK2.50 | Common stock | 31,812 | 32,430 | ||||||
SUEDZUCKER AG | Common stock | 39,424 | 38,460 |
49
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Acquired and Disposed of Within Year)
Year Ended May 31, 2011
(a) Identity of Issuer, Borrower, Lessor or Similar Party | (b) Description of Investment | (c) Cost of Acquisition | (d) Proceeds of Dispositions | ||||||
SUEZ ENVIRONMENT EUR4 | Common stock | 32,690 | 32,719 | ||||||
SUMITOMO CHEMICAL CO LTD | Common stock | 42,414 | 42,890 | ||||||
SUMITOMO CORP | Common stock | 103,581 | 102,252 | ||||||
SUMITOMO ELECTRIC | Common stock | 64,827 | 64,160 | ||||||
SUMITOMO REALTY & DEVELOPMENT | Common stock | 16,889 | 16,758 | ||||||
SUMITOMO TRUST & BANKING CO | Common stock | 51,603 | 51,503 | ||||||
SUN LIFE FINL INC COM | Common stock | 37,830 | 37,703 | ||||||
SUNCOR ENERGY INC COM | Common stock | 138,210 | 137,359 | ||||||
SUNCORP GROUP LTD | Common stock | 35,852 | 36,619 | ||||||
SUZUKEN CO LTD | Common stock | 41,698 | 41,776 | ||||||
SVENSKA CELLULOSA SER'B' | Common stock | 10,246 | 10,957 | ||||||
SWATCH GROUP CHF2.25 | Common stock | 65,555 | 67,106 | ||||||
SWEDISH MATCH | Common stock | 22,063 | 22,034 | ||||||
SWIRE PACIFIC 'A' HKD0.60 | Common stock | 58,286 | 57,948 | ||||||
SWISS LIKE HOLDINGS AG | Common stock | 24,675 | 24,756 | ||||||
SYNGENTA AG REG CHF0.1 | Common stock | 60,597 | 61,257 | ||||||
SYSMEX CORP | Common stock | 11,440 | 11,356 | ||||||
T&D HOLDINGS INC | Common stock | 9,902 | 9,647 | ||||||
TABCORP HOLDINGS LTD | Common stock | 49,019 | 49,831 | ||||||
TAISEI CORP | Common stock | 33,248 | 32,485 | ||||||
TALISMAN ENERGY IN COM | Common stock | 44,732 | 44,618 | ||||||
TASEKO MINES LTD SR NT 7.75% | Corporate bond | 75,000 | 76,968 | ||||||
TECHNIP NPV | Common stock | 62,237 | 62,508 | ||||||
TECK RESOURCES LIMITED | Common stock | 45,542 | 47,197 | ||||||
TEIJIN LTD | Common stock | 31,862 | 31,200 | ||||||
TELSTRA CORP LTD | Common stock | 95,532 | 96,516 | ||||||
TELUS CORP COM | Common stock | 7,869 | 7,963 | ||||||
TELUS CORP NON VOTING SHS | Common stock | 15,102 | 15,377 | ||||||
TENARIS S.A. USD1 | Common stock | 49,269 | 49,194 | ||||||
TERNA SPA ORD EUR0.22 | Common stock | 32,355 | 32,170 | ||||||
TERUMO CORP | Common stock | 50,564 | 49,897 | ||||||
TESCO ORD GBP0.05 | Common stock | 62,872 | 63,107 | ||||||
TEVA PHARMA IND ILS0.1 | Common stock | 135,481 | 135,335 | ||||||
THALES SA EUR3 | Common stock | 68,027 | 67,530 | ||||||
THK CO LTD | Common stock | 16,642 | 16,233 | ||||||
THOMAS COOK GROUP ORD EUR0.10 | Common stock | 38,404 | 39,553 | ||||||
THOMAS-REUTERS CO COM | Common stock | 36,787 | 36,840 | ||||||
THYSSENKRUPP AG | Common stock | 48,860 | 49,784 | ||||||
TIM HORTONS INC | Common stock | 20,286 | 20,463 | ||||||
TMX GROUP INC | Common stock | 10,949 | 11,094 | ||||||
TNT NV EUR0.48 | Common stock | 83,382 | 85,011 | ||||||
TOBU RAILWAY CO Y50 | Common stock | 17,177 | 17,206 | ||||||
TOHOKU ELEC POWER | Common stock | 75,557 | 75,637 | ||||||
TOKUYAMA CORP | Common stock | 23,954 | 23,629 | ||||||
TOKYO ELEC POWER | Common stock | 80,214 | 80,101 | ||||||
TOKYO STEEL MFG | Common stock | 10,348 | 10,592 | ||||||
TOLL HLDGS LTD | Common stock | 39,485 | 39,595 | ||||||
TOMKINS ORD USD0.09 | Common stock | 53,027 | 52,924 | ||||||
TORAY INDS INC | Common stock | 15,065 | 15,072 | ||||||
TORONTO-DOMINION COM | Common stock | 163,107 | 162,441 |
50
401(k) Savings and Profit Sharing Plan for Employees of NIKE, Inc.
Schedule H, Line 4i - Schedule of Assets (Acquired and Disposed of Within Year)
Year Ended May 31, 2011
(a) Identity of Issuer, Borrower, Lessor or Similar Party | (b) Description of Investment | (c) Cost of Acquisition | (d) Proceeds of Dispositions | ||||||
TOSHIBA CORP | Common stock | 41,282 | 40,743 | ||||||
TOTAL EUR2.5 | Common stock | 59,856 | 398,257 | ||||||
TOTO LTD NPV | Common stock | 26,644 | 26,657 | ||||||
TOYO SUISAN KAISHA | Common stock | 23,516 | 23,010 | ||||||
TOYOTA INDUSTRIES | Common stock | 10,819 | 10,535 | ||||||
TRANSLATA CORP MTN | Common stock | 9,931 | 9,925 | ||||||
TRANSCANADA CORP | Common stock | 65,410 | 66,350 | ||||||
TRANSOCEAN INC SR NT CONV SER A 1.625% | Corporate bond | 96,300 | 95,000 | ||||||
TRANSOCEAN INC SR NT CONV SER B 1.5% | Corporate bond | 112,969 | 116,406 | ||||||
TRANSOCEAN INC SR NT CONV SER C 1.5% | Corporate bond | 102,875 | 109,687 | ||||||
TRANSURBAN GROUP STAPLED UNITS | Common stock | 9,809 | 9,882 | ||||||
TUI TRAVEL PLC ORD GBP0.10 | Common stock | 10,042 | 10,300 | ||||||
UBS AG CHF0.10 | Common stock | 65,202 | 157,316 | ||||||
UNICHARM CORP | Common stock | 11,683 | 11,838 | ||||||
UNILEVER PLC ORD GBP0.031111 | Common stock | 125,956 | 127,985 | ||||||
UNIONE DI BANCHE EUR2.50 | Common stock | 45,984 | 45,542 | ||||||
UNITED INTERNET AG | Common stock | 18,111 | 18,049 | ||||||
UNITED UTILITIES GROUP ORD GBP0.05 | Common stock | 44,686 | 44,676 | ||||||
UNY CO JPY50 | Common stock | 10,845 | 10,791 | ||||||
UPM-KYMMENE CORP | Common stock | 63,065 | 161,319 | ||||||
USHIO INC | Common stock | 11,443 | 11,329 | ||||||
UTD O/S BANK | Common stock | 14,163 | 14,015 | ||||||
VALLOUREC(USIN A T EUR2.0) | Common stock | 31,797 | 32,279 | ||||||
VINCI EUR2.50 | Common stock | 63,964 | 64,770 | ||||||
VITERRA INC | Common stock | 10,101 | 10,261 | ||||||
VIVENDI SA EUR5.50 | Common stock | 63,316 | 64,089 | ||||||
VOESTALPINE AG NPV | Common stock | 35,479 | 36,234 | ||||||
VOLKSWAGEN AG NON VTG | Common stock | 18,675 | 18,765 | ||||||
VOLKSWAGEN AG ORD | Common stock | 38,030 | 37,949 | ||||||
WESFARMERS LTD | Common stock | 36,326 | 36,656 | ||||||
WESFARMERS LTD NPV PPS | Common stock | 9,993 | 10,074 | ||||||
WEST JAPAN RAILWAY | Common stock | 65,872 | 65,244 | ||||||
WESTFIELD GROUP NPV STAPLED UNITS | Common stock | 36,480 | 37,025 | ||||||
WESTPAC BKG CORP | Common stock | 153,174 | 156,407 | ||||||
WHEELOCK & CO HKD0.50 | Common stock | 11,447 | 11,474 | ||||||
WHITBREAD ORD GBP0.76797385 | Common stock | 65,455 | 65,593 | ||||||
WILMAR INTERNATIONAL LTD | Common stock | 31,266 | 31,276 | ||||||
WMG ACQSTN CORP 9.5% | Corporate bond | 136,250 | 347,156 | ||||||
WOODSIDE PETROLEUM | Common stock | 39,359 | 39,322 | ||||||
WOOLWORTHS LTD | Common stock | 21,436 | 21,391 | ||||||
WPP PLC ORD GBP 0.10 | Common stock | 86,739 | 89,484 | ||||||
XSTRATA PLC ORD | Common stock | 86,263 | 89,278 | ||||||
YAHOO JAPAN CORP | Common stock | 50,738 | 50,338 | ||||||
YAKULT HONSHA CO | Common stock | 14,223 | 14,155 | ||||||
YAMADA DENKI CO LTD | Common stock | 50,515 | 50,640 | ||||||
YAMANA GOLD INC | Common stock | 17,852 | 17,936 | ||||||
YAMATO KOGYO CO | Common stock | 17,156 | 17,070 | ||||||
YOKOGAWA ELECTRIC | Common stock | 28,835 | 28,123 | ||||||
1ST QUANTUM MINLS COM NPV | Common stock | 11,834 | 12,347 |
51
SIGNATURES
The Plan. Pursuant to the requirements of the Securities Exchange Act of 1934, the NIKE, Inc., Retirement Committee has duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
NIKE, Inc., 401(k) Savings and Profit Sharing Plan | |||
Date; November 23, 2011 | By: | /s/ Kelley Hall | |
Kelley Hall | |||
Chairperson, NIKE, Inc. Retirement Committee | |||
EXHIBIT INDEX
Exhibit No. Description
23 Consent of Independent Registered Public Accounting Firm