SEC Form 4
| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol NIKE, Inc. [ NKE ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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| 3. Date of Earliest Transaction (Month/Day/Year) 02/17/2022 | ||||||||||||||||||||||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Class B Common Stock | 07/01/2021(1) | G(2) | V | 68,788.473 | D | $0 | 82,547.3218(3) | D | ||
| Class B Common Stock | 07/01/2021(1) | G(2) | V | 68,788.473 | A | $0 | 68,788.473 | I | by Trust(4) | |
| Class B Common Stock | 07/26/2021(1) | G(5) | V | 68,788.473 | D | $0 | 0 | I | by Trust(4) | |
| Class B Common Stock | 07/26/2021(1) | G(5) | V | 68,788.473 | A | $0 | 151,335.7948 | D | ||
| Class B Common Stock | 07/27/2021(1) | G(6) | V | 68,788.473 | D | $0 | 82,547.3218 | D | ||
| Class B Common Stock | 08/13/2021(1) | G(7) | V | 427 | A | $0 | 427 | I | by Trust(4) | |
| Class B Common Stock | 12/14/2021(1) | G(8) | V | 7,275 | D | $0 | 75,272.3218 | D | ||
| Class B Common Stock | 12/14/2021(1) | G(8) | V | 7,275 | A | $0 | 7,702 | I | by Trust(4) | |
| Class B Common Stock | 02/17/2022(1) | D(9) | 60,158 | D | $0 | 15,114.3218 | D | |||
| Class B Common Stock | 119 | I | by Retirement Plan(10) | |||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Explanation of Responses: |
| 1. Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the first full trading day after the release of quarterly earnings and ending on the fourteenth day of the third month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans. |
| 2. On July 1, 2021, the reporting person transferred 68,788.473 shares by gift to a family trust. |
| 3. Includes shares acquired pursuant to NIKE, Inc.'s Employee Stock Purchase Plan. |
| 4. These shares are held by the George Bulkeley and Hilary Krane Family Trust. |
| 5. On July 26, 2021, the reporting person transferred 68,788.473 shares by gift to her individual account. |
| 6. On July 27, 2021, the reporting person made three gifts totaling 68,788.473 shares. |
| 7. On August 13, 2021, a family trust of the reporting person received a gift of 427 shares. |
| 8. On December 14, 2021, the reporting person transferred 7,275 shares by gift to a family trust. |
| 9. Reflects the forfeiture of restricted stock units upon the reporting person's retirement from the Company effective February 17, 2022. |
| 10. Shares held in account under the NIKE, Inc. 401(k) Savings and Profit Sharing Plan. |
| /s/ Kelsey A. Baldwin, attorney-in-fact for Ms. Krane | 02/22/2022 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||