FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-02614
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Exchange Fund
Fund Name: Fidelity Exchange Fund
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
ERIC D. ROITER, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: DECEMBER 31
DATE OF REPORTING PERIOD: 06/30/2004
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Exchange Fund
BY: /s/ CHRISTINE REYNOLDS
-----------------------------------------------------
CHRISTINE REYNOLDS, TREASURER, FIDELITY MANAGEMENT & RESEARCH COMPANY
DATE: 08/26/2004 10:48:46 AM
EXHIBIT A
VOTE SUMMARY REPORT
Fidelity Exchange Fund
07/01/2003 - 06/30/2004
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ISSUER NAME: 3M COMPANY MEETING DATE: 05/11/2004 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD A. BRENNAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL L. ESKEW AS A DIRECTOR | Management | For | For |
1.3 | ELECT W. JAMES MCNERNEY, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT KEVIN W. SHARER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK | Management | For | For |
4 | STOCKHOLDER PROPOSAL RELATING TO SEPARATION OF THE ROLES OF CEO AND CHAIRMAN OF THE BOARD | Shareholder | Against | Against |
ISSUER NAME: AGILENT TECHNOLOGIES, INC. MEETING DATE: 03/02/2004 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES G. CULLEN AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT L. JOSS AS A DIRECTOR | Management | For | For |
1.3 | ELECT WALTER B. HEWLETT AS A DIRECTOR | Management | For | For |
2 | THE RATIFICATION OF THE AUDIT AND FINANCE COMMITTEE S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AS AGILENT S INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: 01/22/2004 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT W. DOUGLAS FORD AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES F. HARDYMON AS A DIRECTOR | Management | For | For |
1.3 | ELECT PAULA G. ROSPUT AS A DIRECTOR | Management | For | For |
1.4 | ELECT LAWRASON D. THOMAS AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF AUDITORS. RATIFICATION OF APPOINTMENT OF KPMG LLP, AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2004. | Management | For | For |
ISSUER NAME: ALLTEL CORPORATION MEETING DATE: 04/22/2004 | ||||
TICKER: AT SECURITY ID: 020039103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT SCOTT T. FORD AS A DIRECTOR | Management | For | For |
1.2 | ELECT L.L. GELLERSTEDT, III AS A DIRECTOR | Management | For | For |
1.3 | ELECT EMON A. MAHONY, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT RONALD TOWNSEND AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENTS OF INDEPENDENT AUDITORS | Management | For | For |
3 | STOCKHOLDER PROPOSAL- EMPLOYMENT OPPORTUNITY POLICY | Shareholder | Against | Against |
ISSUER NAME: ALTRIA GROUP, INC. MEETING DATE: 04/29/2004 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ELIZABETH E. BAILEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT MATHIS CABIALLAVETTA AS A DIRECTOR | Management | For | For |
1.3 | ELECT LOUIS C. CAMILLERI AS A DIRECTOR | Management | For | For |
1.4 | ELECT J. DUDLEY FISHBURN AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT E. R. HUNTLEY AS A DIRECTOR | Management | For | For |
1.6 | ELECT THOMAS W. JONES AS A DIRECTOR | Management | For | For |
1.7 | ELECT LUCIO A. NOTO AS A DIRECTOR | Management | For | For |
1.8 | ELECT JOHN S. REED AS A DIRECTOR | Management | For | For |
1.9 | ELECT CARLOS SLIM HELU AS A DIRECTOR | Management | For | For |
1.10 | ELECT STEPHEN M. WOLF AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For |
3 | STOCKHOLDER PROPOSAL NO. 1 | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL NO. 2 | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL NO. 3 | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL NO. 4 | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL NO. 5 | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL NO. 6 | Shareholder | Against | Against |
ISSUER NAME: AMERICAN EXPRESS COMPANY MEETING DATE: 04/26/2004 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT D.F. AKERSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT C. BARSHEFSKY AS A DIRECTOR | Management | For | For |
1.3 | ELECT W.G. BOWEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT U.M. BURNS AS A DIRECTOR | Management | For | For |
1.5 | ELECT K.I. CHENAULT AS A DIRECTOR | Management | For | For |
1.6 | ELECT P.R. DOLAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT V.E. JORDAN, JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT J. LESCHLY AS A DIRECTOR | Management | For | For |
1.9 | ELECT R.A. MCGINN AS A DIRECTOR | Management | For | For |
1.10 | ELECT E.D. MILLER AS A DIRECTOR | Management | For | For |
1.11 | ELECT F.P. POPOFF AS A DIRECTOR | Management | For | For |
1.12 | ELECT R.D. WALTER AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
3 | SHAREHOLDER PROPOSAL TO ESTABLISH SIX-YEAR TERM LIMITS FOR DIRECTORS. | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL REQUESTING A SEPARATE ANNUAL REPORT DESCRIBING THE COMPANY S POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
ISSUER NAME: ANADARKO PETROLEUM CORPORATION MEETING DATE: 05/06/2004 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LARRY BARCUS AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES L. BRYAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES T. HACKETT AS A DIRECTOR | Management | For | For |
2 | AMENDMENT TO THE ANNUAL INCENTIVE BONUS PLAN | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS | Management | For | For |
4 | STOCKHOLDER PROPOSAL - CLIMATE CHANGE | Shareholder | Against | Against |
ISSUER NAME: ANHEUSER-BUSCH COMPANIES, INC. MEETING DATE: 04/28/2004 | ||||
TICKER: BUD SECURITY ID: 035229103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT AUGUST A. BUSCH III AS A DIRECTOR | Management | For | For |
1.2 | ELECT CARLOS FERNANDEZ G. AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES R. JONES AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANDREW C. TAYLOR AS A DIRECTOR | Management | For | For |
1.5 | ELECT DOUGLAS A. WARNER III AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF INDEPENDENT AUDITORS | Management | For | For |
ISSUER NAME: BANK ONE CORPORATION MEETING DATE: 05/25/2004 | ||||
TICKER: ONE SECURITY ID: 06423A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | MERGER PROPOSAL | Management | For | For |
2.1 | ELECT BRYAN AS A DIRECTOR | Management | For | For |
2.2 | ELECT BURKE AS A DIRECTOR | Management | For | For |
2.3 | ELECT CROWN AS A DIRECTOR | Management | For | For |
2.4 | ELECT DIMON AS A DIRECTOR | Management | For | For |
2.5 | ELECT FAY AS A DIRECTOR | Management | For | For |
2.6 | ELECT JACKSON AS A DIRECTOR | Management | For | For |
2.7 | ELECT KESSLER AS A DIRECTOR | Management | For | For |
2.8 | ELECT LIPP AS A DIRECTOR | Management | For | For |
2.9 | ELECT MANOOGIAN AS A DIRECTOR | Management | For | For |
2.10 | ELECT NOVAK AS A DIRECTOR | Management | For | For |
2.11 | ELECT ROGERS AS A DIRECTOR | Management | For | For |
2.12 | ELECT STRATTON AS A DIRECTOR | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR | Management | For | For |
ISSUER NAME: BECTON, DICKINSON AND COMPANY MEETING DATE: 02/11/2004 | ||||
TICKER: BDX SECURITY ID: 075887109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HENRY P. BECTON, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT EDWARD F. DEGRAAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES F. ORR AS A DIRECTOR | Management | For | For |
1.4 | ELECT MARGARETHA AF UGGLAS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For |
3 | ADOPTION OF 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN. THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST PROPOSAL 4. | Management | For | For |
4 | CUMULATIVE VOTING. | Shareholder | Against | Abstain |
ISSUER NAME: BERKSHIRE HATHAWAY INC. MEETING DATE: 05/03/2004 | ||||
TICKER: BRKB SECURITY ID: 084670207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WARREN E. BUFFETT AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLES T. MUNGER AS A DIRECTOR | Management | For | For |
1.3 | ELECT SUSAN T. BUFFETT AS A DIRECTOR | Management | For | For |
1.4 | ELECT HOWARD G. BUFFETT AS A DIRECTOR | Management | For | For |
1.5 | ELECT MALCOLM G. CHACE AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAVID S. GOTTESMAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT CHARLOTTE GUYMAN AS A DIRECTOR | Management | For | For |
1.8 | ELECT DONALD R. KEOUGH AS A DIRECTOR | Management | For | For |
1.9 | ELECT THOMAS S. MURPHY AS A DIRECTOR | Management | For | For |
1.10 | ELECT RONALD L. OLSON AS A DIRECTOR | Management | For | For |
1.11 | ELECT WALTER SCOTT, JR. AS A DIRECTOR | Management | For | For |
2 | SHAREHOLDER PROPOSAL: TO APPROVE THE STOCKHOLDER PROPOSAL WITH RESPECT TO POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
ISSUER NAME: BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: 05/04/2004 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT P.R. DOLAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT L.V. GERSTNER, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT L. JOHANSSON AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | PUBLICATION OF POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
4 | PROHIBITION OF POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
5 | SEPARATION OF CHAIRMAN AND CEO POSITIONS | Shareholder | Against | Against |
6 | HIV/AIDS-TB-MALARIA | Shareholder | Against | Against |
7 | DIRECTOR VOTE THRESHOLD | Shareholder | Against | Against |
ISSUER NAME: CABOT CORPORATION MEETING DATE: 03/11/2004 | ||||
TICKER: CBT SECURITY ID: 127055101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT KENNETT F. BURNES AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN S. CLARKESON AS A DIRECTOR | Management | For | For |
1.3 | ELECT RODERICK C.G. MACLEOD AS A DIRECTOR | Management | For | For |
1.4 | ELECT RONALDO H. SCHMITZ AS A DIRECTOR | Management | For | For |
ISSUER NAME: CABOT MICROELECTRONICS CORPORATION MEETING DATE: 03/09/2004 | ||||
TICKER: CCMP SECURITY ID: 12709P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JUAN ENRIQUEZ-CABOT AS A DIRECTOR | Management | For | For |
1.2 | ELECT H. LAURANCE FULLER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE ELECTION OF WILLIAM P. NOGLOWS TO THE COMPANY S BOARD OF DIRECTORS FOR THE TERM EXPIRING IN 2006. | Management | For | For |
3 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL 2004. | Management | For | For |
4 | APPROVAL OF THE SECOND AMENDED AND RESTATED 2000 EQUITY INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: CHEVRONTEXACO CORPORATION MEETING DATE: 04/28/2004 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT S.H. ARMACOST AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.E. DENHAM AS A DIRECTOR | Management | For | For |
1.3 | ELECT R.J. EATON AS A DIRECTOR | Management | For | For |
1.4 | ELECT S. GINN AS A DIRECTOR | Management | For | For |
1.5 | ELECT C.A. HILLS AS A DIRECTOR | Management | For | For |
1.6 | ELECT F.G. JENIFER AS A DIRECTOR | Management | For | For |
1.7 | ELECT J.B. JOHNSTON AS A DIRECTOR | Management | For | For |
1.8 | ELECT S. NUNN AS A DIRECTOR | Management | For | For |
1.9 | ELECT D.J. O'REILLY AS A DIRECTOR | Management | For | For |
1.10 | ELECT P.J. ROBERTSON AS A DIRECTOR | Management | For | For |
1.11 | ELECT C.R. SHOEMATE AS A DIRECTOR | Management | For | For |
1.12 | ELECT C. WARE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT ACCOUNTANTS | Management | For | For |
3 | SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS PLAN POLICY | Management | For | For |
4 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN | Management | For | For |
5 | HIV/AIDS, TUBERCULOSIS, AND MALARIA | Shareholder | Against | Against |
6 | POLITICAL DISCLOSURE | Shareholder | Against | Against |
7 | DIRECTOR ELECTION VOTE THRESHOLD | Shareholder | Against | Against |
8 | REPORT ON ECUADOR | Shareholder | Against | Against |
9 | RENEWABLE ENERGY | Shareholder | Against | Against |
ISSUER NAME: CITIGROUP INC. MEETING DATE: 04/20/2004 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT C. MICHAEL ARMSTRONG AS A DIRECTOR | Management | For | For |
1.2 | ELECT ALAIN J.P. BELDA AS A DIRECTOR | Management | For | For |
1.3 | ELECT GEORGE DAVID AS A DIRECTOR | Management | For | For |
1.4 | ELECT KENNETH T. DERR AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOHN M. DEUTCH AS A DIRECTOR | Management | For | For |
1.6 | ELECT R. HERNANDEZ RAMIREZ AS A DIRECTOR | Management | For | For |
1.7 | ELECT ANN DIBBLE JORDAN AS A DIRECTOR | Management | For | For |
1.8 | ELECT DUDLEY C. MECUM AS A DIRECTOR | Management | For | For |
1.9 | ELECT RICHARD D. PARSONS AS A DIRECTOR | Management | For | For |
1.10 | ELECT ANDRALL E. PEARSON AS A DIRECTOR | Management | For | For |
1.11 | ELECT CHARLES PRINCE AS A DIRECTOR | Management | For | For |
1.12 | ELECT ROBERT E. RUBIN AS A DIRECTOR | Management | For | For |
1.13 | ELECT FRANKLIN A. THOMAS AS A DIRECTOR | Management | For | For |
1.14 | ELECT SANFORD I. WEILL AS A DIRECTOR | Management | For | For |
1.15 | ELECT ROBERT B. WILLUMSTAD AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR EXTENSIONS OF OPTION PLANS. | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE PAYMENTS TO THE TOP 5 OF MANAGEMENT. | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. | Shareholder | Against | Against |
ISSUER NAME: COACH, INC. MEETING DATE: 11/05/2003 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOSEPH ELLIS AS A DIRECTOR | Management | For | For |
1.2 | ELECT LEW FRANKFORT AS A DIRECTOR | Management | For | For |
1.3 | ELECT SALLY FRAME KASAKS AS A DIRECTOR | Management | For | For |
1.4 | ELECT GARY LOVEMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT IRENE MILLER AS A DIRECTOR | Management | For | For |
1.6 | ELECT KEITH MONDA AS A DIRECTOR | Management | For | For |
1.7 | ELECT MICHAEL MURPHY AS A DIRECTOR | Management | For | For |
ISSUER NAME: COLGATE-PALMOLIVE COMPANY MEETING DATE: 05/07/2004 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J.K. CONWAY AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.E. FERGUSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT C.M. GUTIERREZ AS A DIRECTOR | Management | For | For |
1.4 | ELECT E.M. HANCOCK AS A DIRECTOR | Management | For | For |
1.5 | ELECT D.W. JOHNSON AS A DIRECTOR | Management | For | For |
1.6 | ELECT R.J. KOGAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT D.E. LEWIS AS A DIRECTOR | Management | For | For |
1.8 | ELECT R. MARK AS A DIRECTOR | Management | For | For |
1.9 | ELECT E.A. MONRAD AS A DIRECTOR | Management | For | For |
2 | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | REAPPROVAL OF PORTIONS OF THE COMPANY S STOCKHOLDER-APPROVED EXECUTIVE INCENTIVE COMPENSATION PLAN | Management | For | For |
4 | STOCKHOLDER PROPOSAL ON GOLDEN PARACHUTE SEVERANCE PAY | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL ON WORKPLACE HUMAN RIGHTS | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN | Shareholder | Against | Against |
ISSUER NAME: COX COMMUNICATIONS, INC. MEETING DATE: 05/18/2004 | ||||
TICKER: COX SECURITY ID: 224044107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT G. DENNIS BERRY AS A DIRECTOR | Management | For | For |
1.2 | ELECT JANET M. CLARKE AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES C. KENNEDY AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT C. O'LEARY AS A DIRECTOR | Management | For | For |
1.5 | ELECT JAMES O. ROBBINS AS A DIRECTOR | Management | For | For |
1.6 | ELECT RODNEY W. SCHROCK AS A DIRECTOR | Management | For | For |
1.7 | ELECT ANDREW J. YOUNG AS A DIRECTOR | Management | For | For |
2 | ADOPTION OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For |
ISSUER NAME: DANA CORPORATION MEETING DATE: 04/19/2004 | ||||
TICKER: DCN SECURITY ID: 235811106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT B.F. BAILAR AS A DIRECTOR | Management | For | For |
1.2 | ELECT A.C. BAILLIE AS A DIRECTOR | Management | For | For |
1.3 | ELECT D.E. BERGES AS A DIRECTOR | Management | For | For |
1.4 | ELECT M.J. BURNS AS A DIRECTOR | Management | For | For |
1.5 | ELECT E.M. CARPENTER AS A DIRECTOR | Management | For | For |
1.6 | ELECT S.G. GIBARA AS A DIRECTOR | Management | For | For |
1.7 | ELECT C.W. GRISE AS A DIRECTOR | Management | For | For |
1.8 | ELECT G.H. HINER AS A DIRECTOR | Management | For | For |
1.9 | ELECT J.P. KELLY AS A DIRECTOR | Management | For | For |
1.10 | ELECT M.R. MARKS AS A DIRECTOR | Management | For | For |
1.11 | ELECT R.B. PRIORY AS A DIRECTOR | Management | For | For |
2 | TO APPROVE THE ADDITIONAL COMPENSATION PLAN, AS AMENDED AND RESTATED | Management | For | For |
3 | TO APPROVE THE EMPLOYEES STOCK PURCHASE PLAN, AS AMENDED AND RESTATED | Management | For | For |
4 | TO APPROVE AMENDMENTS TO THE AMENDED AND RESTATED STOCK INCENTIVE PLAN | Management | For | Against |
5 | TO RATIFY PRICEWATERHOUSECOOPERS AS THE COMPANY S INDEPENDENT AUDITORS | Management | For | For |
ISSUER NAME: DELPHI CORPORATION MEETING DATE: 05/06/2004 | ||||
TICKER: DPH SECURITY ID: 247126105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT OSCAR BERNARDES AS A DIRECTOR | Management | For | For |
1.2 | ELECT DR. BERND GOTTSCHALK AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN D. OPIE AS A DIRECTOR | Management | For | For |
2 | RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For |
3 | APPROVE THE DELPHI CORPORATION ANNUAL INCENTIVE PLAN | Management | For | For |
4 | APPROVE THE DELPHI CORPORATION LONG-TERM INCENTIVE PLAN | Management | For | Against |
5 | STOCKHOLDER PROPOSAL RELATING TO THE REDEMPTION OF DELPHI S STOCKHOLDER RIGHTS PLAN | Shareholder | Against | For |
6 | STOCKHOLDER PROPOSAL RELATING TO THE ANNUAL ELECTION OF DIRECTORS | Shareholder | Against | For |
7 | STOCKHOLDER PROPOSAL RELATING TO ADOPTION OF CODE FOR DELPHI S INTERNATIONAL OPERATIONS | Shareholder | Against | Against |
ISSUER NAME: ELI LILLY AND COMPANY MEETING DATE: 04/19/2004 | ||||
TICKER: LLY SECURITY ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT S.C. BEERING AS A DIRECTOR | Management | For | For |
1.2 | ELECT W. BISCHOFF AS A DIRECTOR | Management | For | For |
1.3 | ELECT F.G. PRENDERGAST AS A DIRECTOR | Management | For | For |
1.4 | ELECT K.P. SEIFERT AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | APPROVE THE ELI LILLY AND COMPANY BONUS PLAN. | Management | For | For |
4 | PROPOSAL BY SHAREHOLDERS THAT THE BOARD ADOPT A COMPENSATION PROGRAM LIMITING THE COMPENSATION OF SENIOR EXECUTIVES TO SPECIFIED LEVELS. | Shareholder | Against | Against |
5 | PROPOSAL BY SHAREHOLDERS THAT THE BOARD REPORT ON HOW THE COMPANY WILL RESPOND TO PRESSURE TO INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION DRUGS. | Shareholder | Against | Against |
ISSUER NAME: EXXON MOBIL CORPORATION MEETING DATE: 05/26/2004 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT M.J. BOSKIN AS A DIRECTOR | Management | For | For |
1.2 | ELECT J.R. HOUGHTON AS A DIRECTOR | Management | For | For |
1.3 | ELECT W.R. HOWELL AS A DIRECTOR | Management | For | For |
1.4 | ELECT R.C. KING AS A DIRECTOR | Management | For | For |
1.5 | ELECT P.E. LIPPINCOTT AS A DIRECTOR | Management | For | For |
1.6 | ELECT H.J. LONGWELL AS A DIRECTOR | Management | For | For |
1.7 | ELECT H.A. MCKINNELL, JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT M.C. NELSON AS A DIRECTOR | Management | For | For |
1.9 | ELECT L.R. RAYMOND AS A DIRECTOR | Management | For | For |
1.10 | ELECT W.V. SHIPLEY AS A DIRECTOR | Management | For | For |
1.11 | ELECT R.W. TILLERSON AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). | Management | For | For |
3 | APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED STOCK PLAN (PAGE 28). | Management | For | For |
4 | POLITICAL CONTRIBUTIONS (PAGE 30). | Shareholder | Against | Against |
5 | POLITICAL CONTRIBUTIONS REPORT (PAGE 32). | Shareholder | Against | Against |
6 | MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). | Shareholder | Against | Against |
7 | BOARD CHAIRMAN AND CEO (PAGE 37). | Shareholder | Against | Against |
8 | EXECUTIVE COMPENSATION (PAGE 39). | Shareholder | Against | Against |
9 | EQUITY COMPENSATION REPORT (PAGE 40). | Shareholder | Against | Against |
10 | AMENDMENT OF EEO POLICY (PAGE 42). | Shareholder | Against | Against |
11 | CLIMATE SCIENCE REPORT (PAGE 44). | Shareholder | Against | Against |
ISSUER NAME: GANNETT CO., INC. MEETING DATE: 05/04/2004 | ||||
TICKER: GCI SECURITY ID: 364730101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES A. JOHNSON AS A DIRECTOR | Management | For | Withhold |
1.2 | ELECT DOUGLAS H. MCCORKINDALE AS A DIRECTOR | Management | For | Withhold |
1.3 | ELECT STEPHEN P. MUNN AS A DIRECTOR | Management | For | Withhold |
2 | PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S AUDITORS. | Management | For | For |
3 | PROPOSAL TO AMEND 2001 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | For | Against |
4 | SHAREHOLDER PROPOSAL CONCERNING EXECUTIVE COMPENSATION. | Shareholder | Against | For |
ISSUER NAME: GENERAL ELECTRIC COMPANY MEETING DATE: 04/28/2004 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES I. CASH, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT DENNIS D. DAMMERMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT ANN M. FUDGE AS A DIRECTOR | Management | For | For |
1.4 | ELECT CLAUDIO X. GONZALEZ AS A DIRECTOR | Management | For | For |
1.5 | ELECT JEFFREY R. IMMELT AS A DIRECTOR | Management | For | For |
1.6 | ELECT ANDREA JUNG AS A DIRECTOR | Management | For | For |
1.7 | ELECT ALAN G. LAFLEY AS A DIRECTOR | Management | For | For |
1.8 | ELECT KENNETH G. LANGONE AS A DIRECTOR | Management | For | For |
1.9 | ELECT RALPH S. LARSEN AS A DIRECTOR | Management | For | For |
1.10 | ELECT ROCHELLE B. LAZARUS AS A DIRECTOR | Management | For | For |
1.11 | ELECT SAM NUNN AS A DIRECTOR | Management | For | For |
1.12 | ELECT ROGER S. PENSKE AS A DIRECTOR | Management | For | For |
1.13 | ELECT ROBERT J. SWIERINGA AS A DIRECTOR | Management | For | For |
1.14 | ELECT DOUGLAS A. WARNER III AS A DIRECTOR | Management | For | For |
1.15 | ELECT ROBERT C. WRIGHT AS A DIRECTOR | Management | For | For |
2 | INDEPENDENT AUDITOR | Management | For | For |
3 | REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER PERFORMANCE GOALS | Management | For | For |
4 | CUMULATIVE VOTING | Shareholder | Against | Abstain |
5 | ANIMAL TESTING | Shareholder | Against | Against |
6 | NUCLEAR RISK | Shareholder | Against | Against |
7 | REPORT ON PCB CLEANUP COSTS | Shareholder | Against | Against |
8 | OFFSHORE SOURCING | Shareholder | Against | Against |
9 | SUSTAINABILITY INDEX | Shareholder | Against | Against |
10 | COMPENSATION COMMITTEE INDEPENDENCE | Shareholder | Against | Against |
11 | PAY DISPARITY | Shareholder | Against | Against |
12 | END STOCK OPTIONS AND BONUSES | Shareholder | Against | Against |
13 | LIMIT OUTSIDE DIRECTORSHIPS | Shareholder | Against | Against |
14 | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | Against |
15 | EXPLORE SALE OF COMPANY | Shareholder | Against | Against |
16 | HOLDING STOCK FROM STOCK OPTIONS | Shareholder | Against | Against |
17 | BOARD INDEPENDENCE | Shareholder | Against | Against |
18 | POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: GENERAL MILLS, INC. MEETING DATE: 09/22/2003 | ||||
TICKER: GIS SECURITY ID: 370334104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT STEPHEN R. DEMERITT AS A DIRECTOR | Management | For | For |
1.2 | ELECT LIVIO D. DESIMONE AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM T. ESREY AS A DIRECTOR | Management | For | For |
1.4 | ELECT RAYMOND V. GILMARTIN AS A DIRECTOR | Management | For | For |
1.5 | ELECT JUDITH R. HOPE AS A DIRECTOR | Management | For | For |
1.6 | ELECT ROBERT L. JOHNSON AS A DIRECTOR | Management | For | For |
1.7 | ELECT JOHN M. KEENAN AS A DIRECTOR | Management | For | For |
1.8 | ELECT HEIDI G. MILLER AS A DIRECTOR | Management | For | For |
1.9 | ELECT H. OCHOA-BRILLEMBOURG AS A DIRECTOR | Management | For | For |
1.10 | ELECT STEPHEN W. SANGER AS A DIRECTOR | Management | For | For |
1.11 | ELECT A. MICHAEL SPENCE AS A DIRECTOR | Management | For | For |
1.12 | ELECT DOROTHY A. TERRELL AS A DIRECTOR | Management | For | For |
1.13 | ELECT RAYMOND G. VIAULT AS A DIRECTOR | Management | For | For |
1.14 | ELECT PAUL S. WALSH AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR. | Management | For | For |
3 | ADOPTION OF THE GENERAL MILLS, INC. 2003 STOCK COMPENSATION PLAN. | Management | For | Against |
ISSUER NAME: GENERAL MOTORS CORPORATION MEETING DATE: 10/03/2003 | ||||
TICKER: GM SECURITY ID: 370442105 | ||||
TICKER: GMH SECURITY ID: 370442832 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE FIRST GM CHARTER AMENDMENT | Management | For | For |
2 | RATIFICATION OF THE NEW HUGHES CERTIFICATE OF INCORPORATION | Management | For | For |
3 | RATIFICATION OF THE HUGHES SPLIT-OFF, INCLUDING THE SPECIAL DIVIDEND | Management | For | For |
4 | RATIFICATION OF THE GM/NEWS STOCK SALE | Management | For | For |
5 | RATIFICATION OF THE NEWS STOCK ACQUISITION | Management | For | For |
6 | APPROVAL OF THE SECOND GM CHARTER AMENDMENT | Management | For | For |
ISSUER NAME: GENERAL MOTORS CORPORATION MEETING DATE: 06/02/2004 | ||||
TICKER: GM SECURITY ID: 370442105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT P.N. BARNEVIK AS A DIRECTOR | Management | For | For |
1.2 | ELECT J.H. BRYAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT A.M. CODINA AS A DIRECTOR | Management | For | For |
1.4 | ELECT G.M.C. FISHER AS A DIRECTOR | Management | For | For |
1.5 | ELECT K. KATEN AS A DIRECTOR | Management | For | For |
1.6 | ELECT K. KRESA AS A DIRECTOR | Management | For | For |
1.7 | ELECT A.G. LAFLEY AS A DIRECTOR | Management | For | For |
1.8 | ELECT P.A. LASKAWY AS A DIRECTOR | Management | For | For |
1.9 | ELECT E.S. O'NEAL AS A DIRECTOR | Management | For | For |
1.10 | ELECT E. PFEIFFER AS A DIRECTOR | Management | For | For |
1.11 | ELECT G.R. WAGONER, JR. AS A DIRECTOR | Management | For | For |
2 | RATIFY SELECTION OF INDEPENDENT ACCOUNTANTS | Management | For | For |
3 | ELIMINATE AWARDING, REPRICING, OR RENEWING STOCK OPTIONS | Shareholder | Against | Against |
4 | ELIMINATE OPTIONS, SARS, AND SEVERANCE PAYMENTS | Shareholder | Against | Against |
5 | REQUIRE AN INDEPENDENT CHAIRMAN SEPARATE FROM CHIEF EXECUTIVE OFFICER | Shareholder | Against | Against |
6 | APPOINT INDEPENDENT DIRECTORS TO KEY BOARD COMMITTEES | Shareholder | Against | Against |
7 | REPORT ON GREENHOUSE GAS EMISSIONS | Shareholder | Against | Against |
8 | APPROVE GOLDEN PARACHUTES | Shareholder | Against | Against |
9 | REQUIRE SENIOR EXECUTIVES AND DIRECTORS TO RETAIN STOCK OBTAINED BY EXERCISING OPTIONS | Shareholder | Against | Against |
ISSUER NAME: GUIDANT CORPORATION MEETING DATE: 05/18/2004 | ||||
TICKER: GDT SECURITY ID: 401698105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MAURICE A. COX, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT NANCY-ANN MIN DEPARLE AS A DIRECTOR | Management | For | For |
1.3 | ELECT RONALD W. DOLLENS AS A DIRECTOR | Management | For | For |
1.4 | ELECT ENRIQUE C. FALLA AS A DIRECTOR | Management | For | For |
1.5 | ELECT KRISTINA M. JOHNSON PHD AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | PROPOSAL BY SHAREHOLDER THAT THE BOARD ADOPT A POLICY OF EXPENSING IN THE COMPANY S ANNUAL INCOME STATEMENT THE COST OF ALL FUTURE STOCK OPTIONS ISSUED BY THE COMPANY. | Shareholder | Against | Against |
ISSUER NAME: HEWLETT-PACKARD COMPANY MEETING DATE: 03/17/2004 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT L.T. BABBIO, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT P.C. DUNN AS A DIRECTOR | Management | For | For |
1.3 | ELECT C.S. FIORINA AS A DIRECTOR | Management | For | For |
1.4 | ELECT R.A. HACKBORN AS A DIRECTOR | Management | For | For |
1.5 | ELECT G.A. KEYWORTH II AS A DIRECTOR | Management | For | For |
1.6 | ELECT R.E. KNOWLING, JR. AS A DIRECTOR | Management | For | For |
1.7 | ELECT S.M. LITVACK AS A DIRECTOR | Management | For | For |
1.8 | ELECT R.L. RYAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT L.S. SALHANY AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY ERNST & YOUNG LLP AS HEWLETT-PACKARD COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 31, 2004. | Management | For | For |
3 | APPROVAL OF THE HEWLETT-PACKARD COMPANY 2004 STOCK INCENTIVE PLAN | Management | For | Against |
4 | SHAREOWNER PROPOSAL ENTITLED STOCK OPTION EXPENSING PROPOSAL | Shareholder | Against | Against |
ISSUER NAME: INTERNATIONAL BUSINESS MACHINES CORP MEETING DATE: 04/27/2004 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT C. BLACK AS A DIRECTOR | Management | For | For |
1.2 | ELECT K.I. CHENAULT AS A DIRECTOR | Management | For | For |
1.3 | ELECT C. GHOSN AS A DIRECTOR | Management | For | For |
1.4 | ELECT N.O. KEOHANE AS A DIRECTOR | Management | For | For |
1.5 | ELECT C.F. KNIGHT AS A DIRECTOR | Management | For | For |
1.6 | ELECT L.A. NOTO AS A DIRECTOR | Management | For | For |
1.7 | ELECT S.J. PALMISANO AS A DIRECTOR | Management | For | For |
1.8 | ELECT J.B. SLAUGHTER AS A DIRECTOR | Management | For | For |
1.9 | ELECT J.E. SPERO AS A DIRECTOR | Management | For | For |
1.10 | ELECT S. TAUREL AS A DIRECTOR | Management | For | For |
1.11 | ELECT C.M. VEST AS A DIRECTOR | Management | For | For |
1.12 | ELECT L.H. ZAMBRANO AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS (PRICEWATERHOUSECOOPERS LLP) (PAGE 22) | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS FOR THE BUSINESS CONSULTING SERVICES UNIT (ERNST & YOUNG LLP) (PAGE 22) | Management | For | For |
4 | APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS FOR CERTAIN EXECUTIVES (PAGE 23) | Management | For | For |
5 | STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE 25) | Shareholder | Against | Abstain |
6 | STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT MEDICAL (PAGE 25) | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION (PAGE 26) | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL ON: EXPENSING STOCK OPTIONS (PAGE 28) | Shareholder | Against | Against |
9 | STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE COMPENSATION (PAGE 29) | Shareholder | Against | Against |
10 | STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES (PAGE 30) | Shareholder | Against | Against |
11 | STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS (PAGE 31) | Shareholder | Against | Against |
12 | STOCKHOLDER PROPOSAL ON: A REVIEW OF EXECUTIVE COMPENSATION POLICIES (PAGE 32) | Shareholder | Against | Against |
ISSUER NAME: JOHNSON & JOHNSON MEETING DATE: 04/22/2004 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GERARD N. BURROW AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARY S. COLEMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES G. CULLEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT J. DARRETTA AS A DIRECTOR | Management | For | For |
1.5 | ELECT M. JUDAH FOLKMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT ANN D. JORDAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT ARNOLD G. LANGBO AS A DIRECTOR | Management | For | For |
1.8 | ELECT SUSAN L. LINDQUIST AS A DIRECTOR | Management | For | For |
1.9 | ELECT LEO F. MULLIN AS A DIRECTOR | Management | For | For |
1.10 | ELECT STEVEN S REINEMUND AS A DIRECTOR | Management | For | For |
1.11 | ELECT DAVID SATCHER AS A DIRECTOR | Management | For | For |
1.12 | ELECT HENRY B. SCHACHT AS A DIRECTOR | Management | For | For |
1.13 | ELECT WILLIAM C. WELDON AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS | Management | For | For |
3 | PROPOSAL ON CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: KERR-MCGEE CORPORATION MEETING DATE: 05/11/2004 | ||||
TICKER: KMG SECURITY ID: 492386107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM E. BRADFORD AS A DIRECTOR | Management | For | For |
1.2 | ELECT LUKE R. CORBETT AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID C GENEVER-WATLING AS A DIRECTOR | Management | For | For |
1.4 | ELECT FARAH M. WALTERS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | STOCKHOLDER PROPOSAL REQUESTING ESTABLISHMENT OF AN OFFICE OF THE BOARD OF DIRECTORS. | Shareholder | Against | Against |
ISSUER NAME: KERR-MCGEE CORPORATION MEETING DATE: 06/25/2004 | ||||
TICKER: KMG SECURITY ID: 492386107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE ISSUANCE OF SHARES OF KERR-MCGEE CORPORATION COMMON STOCK IN CONNECTION WITH THE MERGER OF WESTPORT RESOURCES CORPORATION WITH AND INTO KERR-MCGEE (NEVADA) LLC, A WHOLLY OWNED SUBSIDIARY OF KERR-MCGEE CORPORATION. | Management | For | For |
ISSUER NAME: KNIGHT-RIDDER, INC. MEETING DATE: 05/04/2004 | ||||
TICKER: KRI SECURITY ID: 499040103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MARK A. ERNST AS A DIRECTOR | Management | For | For |
1.2 | ELECT K. FOLEY FELDSTEIN AS A DIRECTOR | Management | For | For |
1.3 | ELECT THOMAS P. GERRITY AS A DIRECTOR | Management | For | For |
1.4 | ELECT GONZALO F. VALDES-FAULI AS A DIRECTOR | Management | For | For |
2 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP | Management | For | For |
ISSUER NAME: LEHMAN BROTHERS HOLDINGS INC. MEETING DATE: 04/02/2004 | ||||
TICKER: LEH SECURITY ID: 524908100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROGER S. BERLIND AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARSHA JOHNSON EVANS AS A DIRECTOR | Management | For | For |
1.3 | ELECT SIR CHRISTOPHER GENT AS A DIRECTOR | Management | For | For |
1.4 | ELECT DINA MERRILL AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2004. | Management | For | For |
ISSUER NAME: MCDONALD'S CORPORATION MEETING DATE: 05/20/2004 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD A. BRENNAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT WALTER E. MASSEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN W. ROGERS, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANNE-MARIE SLAUGHTER AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROGER W. STONE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AUDITORS | Management | For | For |
3 | APPROVAL OF MCDONALD S CORPORATION AMENDED AND RESTATED 2001 OMNIBUS STOCK OWNERSHIP PLAN | Management | For | Against |
4 | APPROVAL OF MCDONALD S CORPORATION 2004 CASH INCENTIVE PLAN | Management | For | For |
ISSUER NAME: MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: 04/21/2004 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVID B. SNOW, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT HOWARD W. BARKER, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT BRIAN L. STROM, MD, MPH AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 25, 2004. | Management | For | For |
ISSUER NAME: MERCK & CO., INC. MEETING DATE: 04/27/2004 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PETER C. WENDELL* AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM G. BOWEN** AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM M. DALEY** AS A DIRECTOR | Management | For | For |
1.4 | ELECT THOMAS E. SHENK** AS A DIRECTOR | Management | For | For |
1.5 | ELECT WENDELL P. WEEKS** AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY S INDEPENDENT AUDITORS FOR 2004 | Management | For | For |
3 | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST ITEMS 4 THROUGH 8 | Management | For | For |
4 | STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF PRESCRIPTION DRUG PATENTS | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL PERFORMANCE OF THE COMPANY | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED TO THE GLOBAL HIV/AIDS PANDEMIC | Shareholder | Against | Against |
ISSUER NAME: MICROSOFT CORPORATION MEETING DATE: 11/11/2003 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM H. GATES III AS A DIRECTOR | Management | For | For |
1.2 | ELECT STEVEN A. BALLMER AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES I. CASH JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT RAYMOND V. GILMARTIN AS A DIRECTOR | Management | For | For |
1.5 | ELECT A. MCLAUGHLIN KOROLOGOS AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAVID F. MARQUARDT AS A DIRECTOR | Management | For | For |
1.7 | ELECT CHARLES H. NOSKI AS A DIRECTOR | Management | For | For |
1.8 | ELECT HELMUT PANKE AS A DIRECTOR | Management | For | For |
1.9 | ELECT WM. G. REED JR. AS A DIRECTOR | Management | For | For |
1.10 | ELECT JON A. SHIRLEY AS A DIRECTOR | Management | For | For |
2 | ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN | Management | For | Against |
3 | ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | Against |
4 | SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS A VOTE AGAINST THIS PROPOSAL) | Shareholder | Against | Against |
ISSUER NAME: MOTOROLA, INC. MEETING DATE: 05/03/2004 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT E. ZANDER AS A DIRECTOR | Management | For | For |
1.2 | ELECT H.L. FULLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT J. LEWENT AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. MASSEY AS A DIRECTOR | Management | For | For |
1.5 | ELECT N. NEGROPONTE AS A DIRECTOR | Management | For | For |
1.6 | ELECT I. NOOYI AS A DIRECTOR | Management | For | For |
1.7 | ELECT J. PEPPER, JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT S. SCOTT III AS A DIRECTOR | Management | For | For |
1.9 | ELECT D. WARNER III AS A DIRECTOR | Management | For | For |
1.10 | ELECT J. WHITE AS A DIRECTOR | Management | For | For |
1.11 | ELECT M. ZAFIROVSKI AS A DIRECTOR | Management | For | For |
2 | SHAREHOLDER PROPOSAL RE: COMMONSENSE EXECUTIVE COMPENSATION | Shareholder | Against | Against |
3 | SHAREHOLDER PROPOSAL RE: PERFORMANCE AND TIME-BASED RESTRICTED SHARES | Shareholder | Against | Against |
ISSUER NAME: NEIMAN MARCUS GROUP, INC. MEETING DATE: 01/16/2004 | ||||
TICKER: NMGB SECURITY ID: 640204301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTORS | Management | For | For |
1.2 | DIRECTORS | Management | For | For |
1.3 | DIRECTORS | Management | For | For |
1.4 | DIRECTORS | Management | For | For |
2 | APPROVAL OF THE NEIMAN MARCUS GROUP, INC. KEY EMPLOYEE BONUS PLAN. | Management | For | For |
3 | APPROVAL OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE CURRENT FISCAL YEAR. | Management | For | For |
4 | APPROVAL OF SHAREHOLDER PROPOSAL CONCERNING CUMULATIVE VOTING. | Shareholder | Against | Abstain |
ISSUER NAME: PARKER-HANNIFIN CORPORATION MEETING DATE: 10/22/2003 | ||||
TICKER: PH SECURITY ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DUANE E. COLLINS AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT J. KOHLHEPP AS A DIRECTOR | Management | For | For |
1.3 | ELECT GIULIO MAZZALUPI AS A DIRECTOR | Management | For | For |
1.4 | ELECT KLAUS-PETER MULLER AS A DIRECTOR | Management | For | For |
1.5 | ELECT ALLAN L. RAYFIELD AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM FOR FY04. | Management | For | For |
3 | APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2003 STOCK INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: PAYLESS SHOESOURCE, INC. MEETING DATE: 05/27/2004 | ||||
TICKER: PSS SECURITY ID: 704379106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DANIEL BOGGAN JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL E. MURPHY AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT C. WHEELER AS A DIRECTOR | Management | For | For |
2 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2004. | Management | For | For |
ISSUER NAME: PFIZER INC. MEETING DATE: 04/22/2004 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL S. BROWN AS A DIRECTOR | Management | For | For |
1.2 | ELECT M. ANTHONY BURNS AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT N. BURT AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. DON CORNWELL AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM H. GRAY III AS A DIRECTOR | Management | For | For |
1.6 | ELECT CONSTANCE J. HORNER AS A DIRECTOR | Management | For | For |
1.7 | ELECT WILLIAM R. HOWELL AS A DIRECTOR | Management | For | For |
1.8 | ELECT STANLEY O. IKENBERRY AS A DIRECTOR | Management | For | For |
1.9 | ELECT GEORGE A. LORCH AS A DIRECTOR | Management | For | For |
1.10 | ELECT HENRY A. MCKINNELL AS A DIRECTOR | Management | For | For |
1.11 | ELECT DANA G. MEAD AS A DIRECTOR | Management | For | For |
1.12 | ELECT FRANKLIN D. RAINES AS A DIRECTOR | Management | For | For |
1.13 | ELECT RUTH J. SIMMONS AS A DIRECTOR | Management | For | For |
1.14 | ELECT WILLIAM C. STEERE, JR. AS A DIRECTOR | Management | For | For |
1.15 | ELECT JEAN-PAUL VALLES AS A DIRECTOR | Management | For | For |
2 | A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK PLAN. | Management | For | For |
4 | SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA PANDEMICS ON THE COMPANY S BUSINESS STRATEGY. | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT ON CORPORATE RESOURCES DEVOTED TO SUPPORTING POLITICAL ENTITIES OR CANDIDATES. | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS ON DIRECTORS. | Shareholder | Against | Against |
8 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING ACCESS TO PFIZER PRODUCTS. | Shareholder | Against | Against |
9 | SHAREHOLDER PROPOSAL ON STOCK OPTIONS. | Shareholder | Against | Against |
10 | SHAREHOLDER PROPOSAL ON IN VITRO TESTING. | Shareholder | Against | Against |
ISSUER NAME: RAYTHEON COMPANY MEETING DATE: 05/05/2004 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN DEUTCH-2007 AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL RUETTGERS-2007 AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM SPIVEY-2007 AS A DIRECTOR | Management | For | For |
1.4 | ELECT WILLIAM SWANSON-2007 AS A DIRECTOR | Management | For | For |
1.5 | ELECT LINDA STUNTZ-2005 AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
3 | ETHICAL CRITERIA FOR MILITARY CONTRACTS | Shareholder | Against | Against |
4 | SHAREHOLDER RIGHTS PLAN | Shareholder | Against | For |
5 | ANNUAL ELECTION OF DIRECTORS | Shareholder | Against | For |
6 | MACBRIDE PRINCIPLES | Shareholder | Against | Against |
7 | EXPENSING STOCK OPTIONS | Shareholder | Against | Against |
8 | SERP BENEFITS | Shareholder | Against | Against |
9 | EXECUTIVE COMPENSATION SYSTEM | Shareholder | Against | Against |
ISSUER NAME: ROYAL DUTCH PETROLEUM COMPANY MEETING DATE: 06/28/2004 | ||||
TICKER: RD SECURITY ID: 780257804 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | FINALIZATION OF THE BALANCE SHEET AS AT DECEMBER 31, 2003, THE PROFIT AND LOSS ACCOUNT FOR THE YEAR 2003 AND THE NOTES TO THE BALANCE SHEET AND THE PROFIT AND LOSS ACCOUNT. | Management | For | None |
2 | DECLARATION OF THE TOTAL DIVIDEND FOR THE YEAR 2003. | Management | For | None |
3 | DISCHARGE OF THE MANAGING DIRECTORS OF RESPONSIBILITY IN RESPECT OF THEIR MANAGEMENT FOR THE YEAR 2003. | Management | For | None |
4 | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD OF RESPONSIBILITY FOR THEIR SUPERVISION FOR THE YEAR 2003. | Management | For | None |
5 | APPOINTMENT OF MS. L.Z. COOK AS A MANAGING DIRECTOR OF THE COMPANY.* | Management | For | None |
6 | APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A MEMBER OF THE SUPERVISORY BOARD.* | Management | For | None |
7 | APPOINTMENT OF MR. M.A. VAN DEN BERGH AS A MEMBER OF THE SUPERVISORY BOARD OWING TO RETIREMENT BY ROTATION.* | Management | For | None |
8 | REDUCTION OF THE ISSUED SHARE CAPITAL WITH A VIEW TO CANCELLA TION OF THE SHARES ACQUIRED BY THE COMPANY IN ITS OWN CAPITAL. | Management | For | None |
9 | AUTHORIZATION OF THE BOARD OF MANAGEMENT, PURSUANT TO ARTICLE 98, BOOK 2 OF THE NETHERLANDS CIVIL CODE, AS THE COMPETENT BODY TO ACQUIRE SHARES IN THE CAPITAL OF THE COMPANY. | Management | For | None |
ISSUER NAME: SARA LEE CORPORATION MEETING DATE: 10/30/2003 | ||||
TICKER: SLE SECURITY ID: 803111103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J.T. BATTENBERG III AS A DIRECTOR | Management | For | For |
1.2 | ELECT C. COKER AS A DIRECTOR | Management | For | For |
1.3 | ELECT J. CROWN AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. DAVIS AS A DIRECTOR | Management | For | For |
1.5 | ELECT V. JORDAN, JR. AS A DIRECTOR | Management | For | For |
1.6 | ELECT L. KOELLNER AS A DIRECTOR | Management | For | For |
1.7 | ELECT C. VAN LEDE AS A DIRECTOR | Management | For | For |
1.8 | ELECT J. MANLEY AS A DIRECTOR | Management | For | For |
1.9 | ELECT CARY D. MCMILLAN AS A DIRECTOR | Management | For | For |
1.10 | ELECT C. STEVEN MCMILLAN AS A DIRECTOR | Management | For | For |
1.11 | ELECT R. RIDGWAY AS A DIRECTOR | Management | For | For |
1.12 | ELECT R. THOMAS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS SARA LEE S INDEPENDENT ACCOUNTANTS FOR FISCAL 2004. | Management | For | For |
3 | TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING CHARITABLE CONTRIBUTIONS. | Shareholder | Against | Against |
4 | TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING SARA LEE S CODE OF CONDUCT. | Shareholder | Against | Against |
ISSUER NAME: SCHERING-PLOUGH CORPORATION MEETING DATE: 04/27/2004 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT FRED HASSAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT PHILIP LEDER, M.D. AS A DIRECTOR | Management | For | For |
1.3 | ELECT EUGENE R. MCGRATH AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD DE J. OSBORNE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF DESIGNATION OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVAL OF THE OPERATIONS MANAGEMENT TEAM INCENTIVE PLAN | Management | For | For |
ISSUER NAME: SCHLUMBERGER LIMITED (SCHLUMBERGER N MEETING DATE: 04/14/2004 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J. DEUTCH AS A DIRECTOR | Management | For | For |
1.2 | ELECT J.S. GORELICK AS A DIRECTOR | Management | For | For |
1.3 | ELECT A. GOULD AS A DIRECTOR | Management | For | For |
1.4 | ELECT T. ISAAC AS A DIRECTOR | Management | For | For |
1.5 | ELECT A. LAJOUS AS A DIRECTOR | Management | For | For |
1.6 | ELECT A. LEVY-LANG AS A DIRECTOR | Management | For | For |
1.7 | ELECT D. PRIMAT AS A DIRECTOR | Management | For | For |
1.8 | ELECT T. SANDVOLD AS A DIRECTOR | Management | For | For |
1.9 | ELECT N. SEYDOUX AS A DIRECTOR | Management | For | For |
1.10 | ELECT L.G. STUNTZ AS A DIRECTOR | Management | For | For |
2 | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS | Management | For | For |
3 | APPROVAL OF ADOPTION OF THE 2004 STOCK AND DEFERRAL PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | Against |
4 | APPROVAL OF AUDITORS | Management | For | For |
ISSUER NAME: SPRINT CORPORATION MEETING DATE: 04/20/2004 | ||||
TICKER: FON SECURITY ID: 852061100 | ||||
TICKER: PCS SECURITY ID: 852061506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GORDON M. BETHUNE AS A DIRECTOR | Management | For | For |
1.2 | ELECT E. LINN DRAPER, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT DEBORAH A. HENRETTA AS A DIRECTOR | Management | For | For |
1.4 | ELECT LINDA KOCH LORIMER AS A DIRECTOR | Management | For | For |
2 | TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS OF SPRINT FOR 2004 | Management | For | For |
3 | STOCKHOLDER PROPOSAL CONCERNING STOCK OPTION INDEXING | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL CONCERNING CEO PAY CAP | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL CONCERNING INDEPENDENT CHAIRMAN | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL CONCERNING REPORT ON OUTSOURCING OFF-SHORE | Shareholder | Against | Against |
ISSUER NAME: SPX CORPORATION MEETING DATE: 04/28/2004 | ||||
TICKER: SPW SECURITY ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT SARAH R. COFFIN* AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLES E. JOHNSON II** AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID P. WILLIAMS** AS A DIRECTOR | Management | For | For |
ISSUER NAME: SUPERVALU INC. MEETING DATE: 05/26/2004 | ||||
TICKER: SVU SECURITY ID: 868536103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CHARLES M. LILLIS AS A DIRECTOR | Management | For | For |
1.2 | ELECT JEFFREY NODDLE AS A DIRECTOR | Management | For | For |
1.3 | ELECT STEVEN S. ROGERS AS A DIRECTOR | Management | For | For |
1.4 | ELECT RONALD E. DALY AS A DIRECTOR | Management | For | For |
1.5 | ELECT MARISSA PETERSON AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL | Shareholder | Against | Against |
ISSUER NAME: THE COCA-COLA COMPANY MEETING DATE: 04/21/2004 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HERBERT A. ALLEN AS A DIRECTOR | Management | For | For |
1.2 | ELECT RONALD W. ALLEN AS A DIRECTOR | Management | For | For |
1.3 | ELECT CATHLEEN P. BLACK AS A DIRECTOR | Management | For | For |
1.4 | ELECT WARREN E. BUFFETT AS A DIRECTOR | Management | For | For |
1.5 | ELECT DOUGLAS N. DAFT AS A DIRECTOR | Management | For | For |
1.6 | ELECT BARRY DILLER AS A DIRECTOR | Management | For | For |
1.7 | ELECT DONALD R. KEOUGH AS A DIRECTOR | Management | For | For |
1.8 | ELECT SUSAN BENNETT KING AS A DIRECTOR | Management | For | For |
1.9 | ELECT MARIA ELENA LAGOMASINO AS A DIRECTOR | Management | For | For |
1.10 | ELECT DONALD F. MCHENRY AS A DIRECTOR | Management | For | For |
1.11 | ELECT ROBERT L. NARDELLI AS A DIRECTOR | Management | For | For |
1.12 | ELECT SAM NUNN AS A DIRECTOR | Management | For | For |
1.13 | ELECT J. PEDRO REINHARD AS A DIRECTOR | Management | For | For |
1.14 | ELECT JAMES D. ROBINSON III AS A DIRECTOR | Management | For | For |
1.15 | ELECT PETER V. UEBERROTH AS A DIRECTOR | Management | For | For |
1.16 | ELECT JAMES B. WILLIAMS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | SHARE-OWNER PROPOSAL REGARDING REPORT RELATED TO GLOBAL HIV/AIDS PANDEMIC | Shareholder | For | For |
4 | SHARE-OWNER PROPOSAL REGARDING STOCK OPTION GLASS CEILING REPORT | Shareholder | Against | Against |
5 | SHARE-OWNER PROPOSAL REGARDING EXECUTIVE COMPENSATION | Shareholder | Against | Against |
6 | SHARE-OWNER PROPOSAL REGARDING RESTRICTED STOCK | Shareholder | Against | Against |
7 | SHARE-OWNER PROPOSAL REGARDING SENIOR EXECUTIVE PARTICIPATION IN COMPANY S COMPENSATION AND DEFERRAL INVESTMENT PROGRAM | Shareholder | Against | Against |
8 | SHARE-OWNER PROPOSAL ON CHINA BUSINESS PRINCIPLES | Shareholder | Against | Against |
9 | SHARE-OWNER PROPOSAL REGARDING SEPARATE POSITIONS OF CEO AND CHAIRMAN | Shareholder | Against | Against |
ISSUER NAME: THE DIRECTV GROUP, INC. MEETING DATE: 06/02/2004 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT K. RUPERT MURDOCH AS A DIRECTOR | Management | For | For |
1.2 | ELECT NEIL R. AUSTRIAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT CHARLES R. LEE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE 2004 STOCK PLAN | Management | For | Against |
3 | APPROVAL OF THE EXECUTIVE OFFICER CASH BONUS PLAN | Management | For | For |
4 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT PUBLIC ACCOUNTANTS | Management | For | For |
ISSUER NAME: THE GILLETTE COMPANY MEETING DATE: 05/20/2004 | ||||
TICKER: G SECURITY ID: 375766102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD F. DEGRAAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILBUR H. GANTZ AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES M. KILTS AS A DIRECTOR | Management | For | For |
1.4 | ELECT JORGE PAULO LEMANN AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF AUDITOR. | Management | For | For |
3 | APPROVAL OF THE 2004 LONG-TERM INCENTIVE PLAN. | Management | For | For |
4 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Shareholder | Against | For |
5 | SHAREHOLDER PROPOSAL TO LIMIT SERVICES PROVIDED BY THE AUDITOR. | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL TO EXPENSE STOCK OPTIONS. | Shareholder | Against | Against |
ISSUER NAME: THE MAY DEPARTMENT STORES COMPANY MEETING DATE: 05/21/2004 | ||||
TICKER: MAY SECURITY ID: 577778103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EUGENE S. KAHN AS A DIRECTOR | Management | For | For |
1.2 | ELECT HELENE L. KAPLAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES M. KILTS AS A DIRECTOR | Management | For | For |
1.4 | ELECT RUSSELL E. PALMER AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM P. STIRITZ AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT ACCOUNTANTS. | Management | For | For |
3 | PROPOSAL TO AMEND MAY S EXECUTIVE INCENTIVE COMPENSATION PLAN FOR CORPORATE EXECUTIVES. | Management | For | For |
4 | PROPOSAL TO AMEND MAY S 1994 STOCK INCENTIVE PLAN. | Management | For | Against |
5 | PROPOSAL BY A SHAREOWNER CONCERNING A CLASSIFIED BOARD. | Shareholder | Against | For |
ISSUER NAME: THE MCGRAW-HILL COMPANIES, INC. MEETING DATE: 04/28/2004 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PEDRO ASPE AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT P. MCGRAW AS A DIRECTOR | Management | For | For |
1.3 | ELECT H. OCHOA-BRILLEMBOURG AS A DIRECTOR | Management | For | For |
1.4 | ELECT EDWARD B. RUST, JR. AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AMENDED AND RESTATED 2002 STOCK INCENTIVE PLAN. | Management | For | For |
3 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
4 | SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER VOTE ON POISON PILLS . | Shareholder | Against | For |
ISSUER NAME: THE PROCTER & GAMBLE COMPANY MEETING DATE: 10/14/2003 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT NORMAN R. AUGUSTINE AS A DIRECTOR | Management | For | For |
1.2 | ELECT A.G. LAFLEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHNATHAN A. RODGERS AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOHN F. SMITH, JR. AS A DIRECTOR | Management | For | For |
1.5 | ELECT MARGARET C. WHITMAN AS A DIRECTOR | Management | For | For |
2 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVE THE PROCTER & GAMBLE 2003 NON-EMPLOYEE DIRECTORS STOCK PLAN | Management | For | Against |
4 | SHAREHOLDER PROPOSAL NO. 1 BOARD OF DIRECTORS TERMS | Shareholder | Against | For |
5 | SHAREHOLDER PROPOSAL NO. 2 LABEL GENETICALLY ENGINEERED FOODS | Shareholder | Against | Against |
ISSUER NAME: THE STANLEY WORKS MEETING DATE: 04/23/2004 | ||||
TICKER: SWK SECURITY ID: 854616109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN G. BREEN AS A DIRECTOR | Management | For | For |
1.2 | ELECT VIRGIS W. COLBERT AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN F. LUNDGREN AS A DIRECTOR | Management | For | For |
2 | TO APPROVE ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2004. | Management | For | For |
3 | TO VOTE ON A SHAREHOLDER PROPOSAL URGING THAT THE BOARD OF DIRECTORS TAKE THE NECESSARY STEPS TO REQUIRE THAT ALL MEMBERS OF THE BOARD OF DIRECTORS BE ELECTED ANNUALLY. | Shareholder | Against | For |
ISSUER NAME: THE WALT DISNEY COMPANY MEETING DATE: 03/03/2004 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN E. BRYSON AS A DIRECTOR | Management | For | Withhold |
1.2 | ELECT JOHN S. CHEN AS A DIRECTOR | Management | For | Withhold |
1.3 | ELECT MICHAEL D. EISNER AS A DIRECTOR | Management | For | Withhold |
1.4 | ELECT JUDITH L. ESTRIN AS A DIRECTOR | Management | For | Withhold |
1.5 | ELECT ROBERT A. IGER AS A DIRECTOR | Management | For | Withhold |
1.6 | ELECT AYLWIN B. LEWIS AS A DIRECTOR | Management | For | Withhold |
1.7 | ELECT MONICA C. LOZANO AS A DIRECTOR | Management | For | Withhold |
1.8 | ELECT ROBERT W. MATSCHULLAT AS A DIRECTOR | Management | For | Withhold |
1.9 | ELECT GEORGE J. MITCHELL AS A DIRECTOR | Management | For | Withhold |
1.10 | ELECT LEO J. O'DONOVAN, S.J. AS A DIRECTOR | Management | For | Withhold |
1.11 | ELECT GARY L. WILSON AS A DIRECTOR | Management | For | Withhold |
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | TO APPROVE THE HARRINGTON INVESTMENTS SHAREHOLDER PROPOSAL RELATING TO LABOR STANDARDS FOR CHINA. | Shareholder | Against | Against |
4 | TO APPROVE THE NEW YORK CITY RETIREMENT SYSTEMS AND PENSION FUNDS PROPOSAL RELATING TO LABOR STANDARDS IN CHINA. | Shareholder | Against | Against |
5 | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO THEME PARK SAFETY REPORTING. | Shareholder | Against | Against |
ISSUER NAME: TORCHMARK CORPORATION MEETING DATE: 04/29/2004 | ||||
TICKER: TMK SECURITY ID: 891027104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CHARLES E. ADAIR AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOSEPH M. FARLEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT C.B. HUDSON AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOSEPH L. LANIER, JR. AS A DIRECTOR | Management | For | For |
1.5 | ELECT R.K. RICHEY AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF AUDITORS | Management | For | For |
3 | SHAREHOLDER PROPOSAL | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL | Shareholder | Against | Against |
ISSUER NAME: TRANSOCEAN INC. MEETING DATE: 05/13/2004 | ||||
TICKER: RIG SECURITY ID: G90078109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROBERT L. LONG AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARTIN B. MCNAMARA AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT M. SPRAGUE AS A DIRECTOR | Management | For | For |
1.4 | ELECT J. MICHAEL TALBERT AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE AMENDMENT OF OUR LONG-TERM INCENTIVE PLAN AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
3 | APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: TRAVELERS PROPERTY CASUALTY CORP. MEETING DATE: 03/19/2004 | ||||
TICKER: TAPA SECURITY ID: 89420G109 | ||||
TICKER: TAPB SECURITY ID: 89420G406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER DATED AS OF NOVEMBER 16, 2003, AS AMENDED, AMONG THE ST. PAUL COMPANIES, INC., TRAVELERS PROPERTY CASUALTY CORP. AND ADAMS ACQUISITION CORP., AND THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT, INCLUDING THE MERGER. | Management | For | For |
ISSUER NAME: TRIBUNE COMPANY MEETING DATE: 05/12/2004 | ||||
TICKER: TRB SECURITY ID: 896047107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JEFFREY CHANDLER AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM A. OSBORN AS A DIRECTOR | Management | For | For |
1.3 | ELECT KATHRYN C. TURNER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. | Management | For | For |
3 | APPROVAL OF AMENDMENTS TO THE TRIBUNE COMPANY 1997 INCENTIVE COMPENSATION PLAN. | Management | For | Against |
ISSUER NAME: UNION PACIFIC CORPORATION MEETING DATE: 04/16/2004 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT P.F. ANSCHUTZ AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.K. DAVIDSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT T.J. DONOHUE AS A DIRECTOR | Management | For | For |
1.4 | ELECT A.W. DUNHAM AS A DIRECTOR | Management | For | For |
1.5 | ELECT S.F. ECCLES AS A DIRECTOR | Management | For | For |
1.6 | ELECT I.J. EVANS AS A DIRECTOR | Management | For | For |
1.7 | ELECT J.R. HOPE AS A DIRECTOR | Management | For | For |
1.8 | ELECT M.W. MCCONNELL AS A DIRECTOR | Management | For | For |
1.9 | ELECT S.R. ROGEL AS A DIRECTOR | Management | For | For |
1.10 | ELECT E. ZEDILLO AS A DIRECTOR | Management | For | For |
2 | ADOPT THE UNION PACIFIC CORPORATION 2004 STOCK INCENTIVE PLAN. | Management | For | Against |
3 | RATIFY APPOINTMENT OF DELOITTE & TOUCHE AS INDEPENDENT AUDITORS. | Management | For | For |
4 | SHAREHOLDER PROPOSAL REGARDING SENIOR EXECUTIVE EQUITY PLANS. | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
ISSUER NAME: UNITED TECHNOLOGIES CORPORATION MEETING DATE: 04/14/2004 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BETSY J. BERNARD AS A DIRECTOR | Management | For | For |
1.2 | ELECT GEORGE DAVID AS A DIRECTOR | Management | For | For |
1.3 | ELECT JEAN-PIERRE GARNIER AS A DIRECTOR | Management | For | For |
1.4 | ELECT JAMIE S. GORELICK AS A DIRECTOR | Management | For | For |
1.5 | ELECT CHARLES R. LEE AS A DIRECTOR | Management | For | For |
1.6 | ELECT RICHARD D. MCCORMICK AS A DIRECTOR | Management | For | For |
1.7 | ELECT HAROLD MCGRAW III AS A DIRECTOR | Management | For | For |
1.8 | ELECT FRANK P. POPOFF AS A DIRECTOR | Management | For | For |
1.9 | ELECT H. PATRICK SWYGERT AS A DIRECTOR | Management | For | For |
1.10 | ELECT ANDRE VILLENEUVE AS A DIRECTOR | Management | For | For |
1.11 | ELECT H.A. WAGNER AS A DIRECTOR | Management | For | For |
1.12 | ELECT CHRISTINE TODD WHITMAN AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF EXECUTIVE COMPENSATION | Shareholder | Against | Against |
4 | SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA FOR MILITARY CONTRACTS | Shareholder | Against | Against |
5 | SHAREOWNER PROPOSAL CONCERNING PERFORMANCE BASED SENIOR EXECUTIVE STOCK OPTIONS | Shareholder | Against | Against |
6 | SHAREOWNER PROPOSAL CONCERNING AN INDEPENDENT CHAIRMAN OF THE BOARD | Shareholder | Against | Against |
ISSUER NAME: WADDELL & REED FINANCIAL, INC. MEETING DATE: 04/28/2004 | ||||
TICKER: WDR SECURITY ID: 930059100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HENRY J. HERRMANN AS A DIRECTOR | Management | For | Withhold |
1.2 | ELECT JAMES M. RAINES AS A DIRECTOR | Management | For | Withhold |
1.3 | ELECT WILLIAM L. ROGERS AS A DIRECTOR | Management | For | Withhold |
ISSUER NAME: WASTE MANAGEMENT, INC. MEETING DATE: 05/14/2004 | ||||
TICKER: WMI SECURITY ID: 94106L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PASTORA CAFFERTY AS A DIRECTOR | Management | For | For |
1.2 | ELECT FRANK M. CLARK, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT S. MILLER AS A DIRECTOR | Management | For | For |
1.4 | ELECT A. MAURICE MYERS AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOHN C. POPE AS A DIRECTOR | Management | For | For |
1.6 | ELECT W. ROBERT REUM AS A DIRECTOR | Management | For | For |
1.7 | ELECT STEVEN G. ROTHMEIER AS A DIRECTOR | Management | For | For |
1.8 | ELECT DAVID P. STEINER AS A DIRECTOR | Management | For | For |
1.9 | ELECT CARL W. VOGT AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | TO VOTE ON A PROPOSAL TO APPROVE OUR 2004 STOCK INCENTIVE PLAN. | Management | For | Against |
4 | TO VOTE ON A PROPOSAL TO APPROVE OUR 2005 ANNUAL INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: WYETH MEETING DATE: 04/22/2004 | ||||
TICKER: WYE SECURITY ID: 983024100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT C.L. ALEXANDER, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT F.A. BENNACK, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT R.L. CARRION AS A DIRECTOR | Management | For | For |
1.4 | ELECT R. ESSNER AS A DIRECTOR | Management | For | For |
1.5 | ELECT J.D. FEERICK AS A DIRECTOR | Management | For | For |
1.6 | ELECT R. LANGER AS A DIRECTOR | Management | For | For |
1.7 | ELECT J.P. MASCOTTE AS A DIRECTOR | Management | For | For |
1.8 | ELECT M.L. POLAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT I.G. SEIDENBERG AS A DIRECTOR | Management | For | For |
1.10 | ELECT W.V. SHIPLEY AS A DIRECTOR | Management | For | For |
1.11 | ELECT J.R. TORELL III AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF PRINCIPAL INDEPENDENT PUBLIC ACCOUNTANTS | Management | For | For |
3 | ADOPTION OF THE STOCKHOLDER PROPOSAL ON ACCESS TO AND AFFORDABILITY OF PRESCRIPTION DRUGS | Shareholder | Against | Against |
4 | ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL TESTING | Shareholder | Against | Against |
ISSUER NAME: ZIMMER HOLDINGS, INC. MEETING DATE: 08/21/2003 | ||||
TICKER: ZMH SECURITY ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | THE ISSUANCE OF SHARES OF COMMON STOCK IN CONNECTION WITH THE EXCHANGE OFFERS FOR CENTERPULSE AG AND INCENTIVE CAPITAL AG. | Management | For | For |
ISSUER NAME: ZIMMER HOLDINGS, INC. MEETING DATE: 05/10/2004 | ||||
TICKER: ZMH SECURITY ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LARRY C. GLASSCOCK AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN L. MCGOLDRICK AS A DIRECTOR | Management | For | For |
2 | STOCKHOLDER PROPOSAL RELATING TO POISON PILLS. | Shareholder | Against | For |
3 | STOCKHOLDER PROPOSAL RELATING TO AUDITOR RATIFICATION. | Shareholder | Against | For |