FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03114
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Select Portfolios
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
MARC BRYANT, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 1/31, 2/28, 7/31
DATE OF REPORTING PERIOD: 07/01/2014 - 06/30/2015
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Select Portfolios
BY: /s/ADRIEN E. DEBERGHES*
ADRIEN E. DEBERGHES, TREASURER
DATE: 08/13/2015 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED June 1, 2014 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY INTERNATIONAL REAL ESTATE FUND
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 360 CAPITAL GROUP LTD MEETING DATE: NOV 28, 2014 | ||||
| TICKER: TGP SECURITY ID: Q91631103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect David M. van Aanholt as Director | Management | For | For |
| 3 | Elect Graham E. Lenzner as Director | Management | For | For |
| ABACUS PROPERTY GROUP MEETING DATE: NOV 14, 2014 | ||||
| TICKER: ABP SECURITY ID: Q0015N187 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3.1 | Elect Malcolm Irving as Director | Management | For | For |
| 3.2 | Elect Myra Salkinder as Director | Management | For | For |
| 4 | Approve the Grant of 218,260 Deferred Security Acquisition Rights to Frank Wolf, Managing Director | Management | For | For |
| ACCOR MEETING DATE: APR 28, 2015 | ||||
| TICKER: AC SECURITY ID: F00189120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.95 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
| 5 | Reelect Jean-Paul Bailly as Director | Management | For | Against |
| 6 | Reelect Philippe Citerne as Director | Management | For | For |
| 7 | Reelect Mercedes Erra as Director | Management | For | For |
| 8 | Reelect Bertrand Meheut as Director | Management | For | For |
| 9 | Approve Agreement with Sebastien Bazin | Management | For | Against |
| 10 | Authorize Repurchase of Up to 23 Million Shares | Management | For | For |
| 11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 347 Million | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 69 Million | Management | For | For |
| 14 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 69 Million | Management | For | For |
| 15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 16 | Authorize Capital Increase for Contributions in Kind, up to Aggregate Nominal Amount of EUR 69 Million | Management | For | For |
| 17 | Authorize Capitalization of Reserves of Up to EUR 347 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 18 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 12-17 at EUR 347 Million | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Authorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 21 | Set Limit for Shares Granted to CEO and Vice-CEOs Pursuant to Item 20 at 15 Percent of All Shares Granted Pursuant to Item 20 | Management | For | For |
| 22 | Amend Article 24 of Bylaws Re: Attendance to General Meetings | Management | For | For |
| 23 | Advisory Vote on Compensation of Sebastien Bazin | Management | For | For |
| 24 | Advisory Vote on Compensation of Sven Boinet | Management | For | For |
| 25 | Approve the Plant for the Planet Program | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ALSTRIA OFFICE REIT-AG MEETING DATE: MAY 06, 2015 | ||||
| TICKER: AOX SECURITY ID: D0378R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2014 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | For |
| 5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2015 | Management | For | For |
| 6.1 | Reelect Johannes Conradi to the Supervisory Board | Management | For | For |
| 6.2 | Reelect Benoit Herault to the Supervisory Board | Management | For | For |
| 6.3 | Reelect Richard Mully to the Supervisory Board | Management | For | For |
| 6.4 | Reelect Marianne Voigt to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8.1 | Approve Creation of EUR 39.5 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 8.2 | Exclude Preemptive Rights up to 5 Percent of Share Capital Against Contributions in Cash for the Capital Pool Proposed Under Item 8.1 | Management | For | For |
| 8.3 | Exclude Preemptive Rights up to 5 Percent of Share Capital Against Contributions in Cash or in Kind for the Capital Pool Proposed Under Item 8.1 | Management | For | For |
| 9 | Approve Issuance of Convertible Profit-Sharing Certificates without Preemptive Rights up to Aggregate Nominal Amount of EUR 500,000 to Employees of the Company or Subsidiaries; Approve Creation of EUR 500,000 Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| ALTAREA MEETING DATE: JUN 05, 2015 | ||||
| TICKER: ALTA SECURITY ID: F0261X121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR10.00 per Share | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Dominique Rongier as Supervisory Board Member | Management | For | For |
| 6 | Reelect ATI as Supervisory Board Member | Management | For | Abstain |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 95 Million | Management | For | For |
| 12 | Authorize Board to Set Issue Price for10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 10, 11 and 16 | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 16 | Authorize Capital Increase of Up to EUR 95 Million for Future Exchange Offers | Management | For | For |
| 17 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 95 Million | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 95 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Authorize up to 350,000 Shares for Use in Restricted Stock Plans | Management | For | For |
| 21 | Authorize up to 350,000 Shares for Use in Stock Option Plans (Repurchased Shares) | Management | For | Against |
| 22 | Authorize up to 350,000 Shares for Use in Stock Option Plans (New Shares) | Management | For | Against |
| 23 | Approve Issuance of Warrants (BSA, BSAANE and/or BSAAR) without Preemptive Rights for Corporate Officers, Executives and Subsidiaries | Management | For | For |
| 24 | Amend Article 28 of Bylaws Re: Absence of Double Voting Rights | Management | For | For |
| 25 | Amend Article 28 of Bylaws Re: Attendance at General Meetings | Management | For | For |
| 26 | Amend Article 13 of Bylaws Re: Age Limit for General Manager | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| APN PROPERTY GROUP LTD. MEETING DATE: NOV 28, 2014 | ||||
| TICKER: APD SECURITY ID: Q0452R105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | None | For |
| 2.1 | Elect Howard Brenchley as Director | Management | For | Against |
| 2.2 | Elect Tim Slattery as Director | Management | For | Against |
| 3 | Approve the Issuance of Up to 10 Percent of the Company's Issued Capital | Management | For | For |
| 4 | Approve the APN Property Group Employee Performance Securities Plan | Management | For | For |
| 5 | Approve the APN Property Group Employee Share Gift Plan | Management | For | For |
| ARENA REIT MEETING DATE: DEC 05, 2014 | ||||
| TICKER: ARF SECURITY ID: Q0540Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Internalisation Proposal | Management | For | For |
| 2 | Approve the Change of Responsible Entity | Management | For | For |
| 3 | Approve the Grant of Rights to Bryce Mitchelson, Managing Director of the Company | Management | For | For |
| 1 | Approve the Internalisation Proposal | Management | For | For |
| 2 | Approve the Change of Responsible Entity | Management | For | For |
| 3 | Approve the Grant of Rights to Bryce Mitchelson, Managing Director of the Company | Management | For | For |
| AZRIELI GROUP LTD. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: AZRG SECURITY ID: M1571Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Engagement with the Azrieli Foundation (Israel), in a New Donation Arrangement, Extending the Donation Agreement for an Additional Five Year Term | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| BENI STABILI S.P.A. SIIQ MEETING DATE: JUL 31, 2014 | ||||
| TICKER: BNS SECURITY ID: T19807139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Creation of EUR150 Million Pool of Capital with Preemptive Rights | Management | For | For |
| BENI STABILI S.P.A. SIIQ MEETING DATE: APR 09, 2015 | ||||
| TICKER: BNS SECURITY ID: T19807139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2.1 | Slate Submitted by Fonciere des Regions | Shareholder | None | Did Not Vote |
| 2.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 3 | Approve Remuneration Report | Management | For | Against |
| BIG YELLOW GROUP PLC MEETING DATE: JUL 16, 2014 | ||||
| TICKER: BYG SECURITY ID: G1093E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Approve Sharesave Scheme | Management | For | For |
| 6 | Approve Long Term Incentive Plan | Management | For | For |
| 7 | Re-elect Tim Clark as Director | Management | For | For |
| 8 | Re-elect Richard Cotton as Director | Management | For | For |
| 9 | Re-elect James Gibson as Director | Management | For | For |
| 10 | Re-elect Georgina Harvey as Director | Management | For | For |
| 11 | Re-elect Steve Johnson as Director | Management | For | For |
| 12 | Re-elect Adrian Lee as Director | Management | For | For |
| 13 | Re-elect Mark Richardson as Director | Management | For | For |
| 14 | Re-elect John Trotman as Director | Management | For | For |
| 15 | Re-elect Nicholas Vetch as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| BUWOG AG MEETING DATE: JUN 08, 2015 | ||||
| TICKER: BWO SECURITY ID: A1R56Z103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Amend Articles Re: Reduce Maximum Number of Supervisory Board Members | Management | For | For |
| 1.2 | Amend Articles Re: Term Length for Supervisory Board By-Elections | Management | For | Against |
| 1.3 | Amend Articles Re: Coverage of Special Taxes for Supervisory Board Members | Management | For | For |
| 1.4 | Amend Articles Re: Reduce Threshold for Attainment of Controlling Interest to 20 Percent of Share Capital | Management | For | Against |
| 1.5 | Amend Articles Re: Voting Majority Requirement for Resolutions of the General Meeting | Management | For | Against |
| 2 | Approve Cancellation of Capital Authorization | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 4.1 | Approve Increase in Size of Supervisory Board to Six Members | Management | For | For |
| 4.2 | Elect Stavros Efremidis as Supervisory Board Member | Management | For | For |
| CASTELLUM AB MEETING DATE: MAR 19, 2015 | ||||
| TICKER: CAST SECURITY ID: W2084X107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 6b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of SEK 4.60 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Receive Nomination Committee's Report | Management | None | None |
| 11 | Determine Number of Directors (7) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 640,000 for Chairman, and SEK 300,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 13 | Reelect Charlotte Stromberg (Chair), Per Berggren, Christer Jacobson, Jan-Ake Jonsson, Nina Linander, and Johan Skoglund as Directors; Elect Anna-Karin Hatt as New Director | Management | For | Did Not Vote |
| 14 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| CHARTER HALL GROUP MEETING DATE: JUL 25, 2014 | ||||
| TICKER: CHC SECURITY ID: Q2308A138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify the Past Issuance of 36.84 Million Shares to Institutional, Professional and Other Wholesale Investors | Management | For | For |
| CHARTER HALL GROUP MEETING DATE: NOV 12, 2014 | ||||
| TICKER: CHC SECURITY ID: Q2308A138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.1 | Elect Peter Kahan as Director | Management | For | For |
| 2.2 | Elect David Harrison as Director | Management | For | For |
| 2.3 | Elect David Clarke as Director | Management | For | For |
| 3 | Approve the Remuneration Report | Management | For | For |
| 4.1 | Approve the Grant of 81,861 Service Rights to David Southon, Joint Managing Director of the Company | Management | For | For |
| 4.2 | Approve the Grant of 95,504 Service Rights to David Harrison, Joint Managing Director of the Company | Management | For | For |
| 5.1 | Approve the Grant of 210,730 Performance Rights to David Southon, Joint Managing Director of the Company | Management | For | For |
| 5.2 | Approve the Grant of 248,371 Performance Rights to David Harrison, Joint Managing Director of the Company | Management | For | For |
| 6 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | None | For |
| CK HUTCHISON HOLDINGS LIMITED MEETING DATE: APR 20, 2015 | ||||
| TICKER: 00001 SECURITY ID: G21765105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| DERWENT LONDON PLC MEETING DATE: MAY 15, 2015 | ||||
| TICKER: DLN SECURITY ID: G27300105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Robert Rayne as Director | Management | For | Against |
| 5 | Re-elect John Burns as Director | Management | For | Against |
| 6 | Re-elect Simon Silver as Director | Management | For | Against |
| 7 | Re-elect Damian Wisniewski as Director | Management | For | Against |
| 8 | Re-elect Nigel George as Director | Management | For | Against |
| 9 | Re-elect David Silverman as Director | Management | For | Against |
| 10 | Re-elect Paul Williams as Director | Management | For | Against |
| 11 | Re-elect Stuart Corbyn as Director | Management | For | For |
| 12 | Re-elect June de Moller as Director | Management | For | For |
| 13 | Re-elect Stephen Young as Director | Management | For | For |
| 14 | Re-elect Simon Fraser as Director | Management | For | For |
| 15 | Re-elect Richard Dakin as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| EUROBANK PROPERTIES REAL ESTATE INVESTMENT COMPANY MEETING DATE: AUG 28, 2014 | ||||
| TICKER: EUPRO SECURITY ID: X2379J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Company Articles | Management | For | For |
| 2 | Approve Acqusition of Asset | Management | For | For |
| GLOBAL LOGISTIC PROPERTIES LTD. MEETING DATE: JUL 17, 2014 | ||||
| TICKER: MC0 SECURITY ID: Y27187106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Ming Z. Mei as Director | Management | For | For |
| 4 | Elect Seek Ngee Huat as Director | Management | For | For |
| 5 | Elect Tham Kui Seng as Director | Management | For | For |
| 6 | Elect Luciano Lewandowski as Director | Management | For | For |
| 7 | Elect Fang Fenglei as Director | Management | For | For |
| 8 | Elect Paul Cheng Ming Fun as Director | Management | For | For |
| 9 | Elect Yoichiro Furuse as Director | Management | For | For |
| 10 | Approve Directors' Fees | Management | For | For |
| 11 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 12 | Approve Issuance of Equity or Equity Linked Securities with or without Preemptive Rights | Management | For | For |
| 13 | Approve Grant of Awards and Issuance of Shares under the GLP Performance Share Plan and GLP Restricted Share Plan | Management | For | For |
| 14 | Authorize Share Repurchase Program | Management | For | For |
| GOLDCREST CO. LTD. MEETING DATE: JUN 19, 2015 | ||||
| TICKER: 8871 SECURITY ID: J17451105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yasukawa, Hidetoshi | Management | For | For |
| 1.2 | Elect Director Tsumura, Masao | Management | For | For |
| 1.3 | Elect Director Ito, Masaki | Management | For | For |
| 2 | Appoint Alternate Statutory Auditor Kawaguchi, Masao | Management | For | For |
| GOODMAN GROUP MEETING DATE: NOV 20, 2014 | ||||
| TICKER: GMG SECURITY ID: Q4229W132 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Appoint KPMG as Auditors of Goodman Logistics (HK) Limited | Management | For | For |
| 2a | Elect Ian Ferrier as Director of Goodman Limited | Management | For | For |
| 2b | Elect Ian Ferrier as Director of Goodman Logistics (HK) Limited | Management | For | For |
| 3a | Elect Philip Fan as Director of Goodman Limited | Management | For | For |
| 3b | Elect Philip Fan as Director of Goodman Logistics (HK) Limited | Management | For | For |
| 4 | Elect John Harkness as Director of Goodman Limited | Management | For | For |
| 5 | Elect Anne Keating as Director of Goodman Limited | Management | For | For |
| 6 | Approve the Remuneration Report | Management | For | For |
| 7 | Approve the Grant of Up to 995,476 Performance Rights to Gregory Goodman, Executive Director of the Company | Management | For | For |
| 8 | Approve the Grant of Up to 497,738 Performance Rights to Philip Pearce, Executive Director of the Company | Management | For | For |
| 9 | Approve the Grant of Up to 497,738 Performance Rights to Danny Peeters, Executive Director of the Company | Management | For | For |
| 10 | Approve the Grant of Up to 542,987 Performance Rights to Anthony Rozic, Executive Director of the Company | Management | For | For |
| 11 | Adopt New GLHK Articles of Association | Management | For | For |
| GREAT EAGLE HOLDINGS LTD. MEETING DATE: OCT 31, 2014 | ||||
| TICKER: 00041 SECURITY ID: G4069C148 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of a Hotel Development Project Under the Framework Deed | Management | For | For |
| 2 | Approve SPA and Related Transactions | Management | For | For |
| GREAT EAGLE HOLDINGS LTD. MEETING DATE: APR 30, 2015 | ||||
| TICKER: 00041 SECURITY ID: G4069C148 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Lo Kai Shui as Director | Management | For | For |
| 4 | Elect Lo To Lee Kwan as Director | Management | For | Against |
| 5 | Elect Wong Yue Chim, Richard as Director | Management | For | For |
| 6 | Elect Lo Hong Sui, Antony as Director | Management | For | For |
| 7 | Fix Maximum Number of Directors at 15 and Authorize Board to Appoint Additional Directors Up to Such Maximum Number | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO MEETING DATE: MAR 17, 2015 | ||||
| TICKER: GRIV SECURITY ID: X3260A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Income Allocation | Management | For | For |
| 2 | Approve Discharge of Board and Auditors | Management | For | For |
| 3 | Approve Auditors and Fix Their Remuneration | Management | For | For |
| 4 | Appoint Surveyors and Approve Their Fees | Management | For | For |
| 5 | Approve Related Party Transactions | Management | For | For |
| 6 | Acquire Real Estate Asset | Management | For | For |
| 7 | Amend Corporate Purpose | Management | For | For |
| HANSTEEN HOLDINGS PLC MEETING DATE: JUN 08, 2015 | ||||
| TICKER: HSTN SECURITY ID: G4383U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Ian Watson as Director | Management | For | For |
| 4 | Re-elect Morgan Jones as Director | Management | For | For |
| 5 | Re-elect Richard Lowes as Director | Management | For | For |
| 6 | Re-elect James Hambro as Director | Management | For | For |
| 7 | Re-elect Richard Cotton as Director | Management | For | For |
| 8 | Re-elect Humphrey Price as Director | Management | For | For |
| 9 | Elect Melvyn Egglenton as Director | Management | For | For |
| 10 | Elect Rebecca Worthington as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| HELICAL BAR PLC MEETING DATE: JUL 25, 2014 | ||||
| TICKER: HLCL SECURITY ID: G43904195 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Nigel McNair Scott as Director | Management | For | Against |
| 4 | Re-elect Michael Slade as Director | Management | For | Against |
| 5 | Re-elect Tim Murphy as Director | Management | For | Against |
| 6 | Re-elect Gerald Kaye as Director | Management | For | Against |
| 7 | Re-elect Matthew Bonning-Snook as Director | Management | For | Against |
| 8 | Re-elect Jack Pitman as Director | Management | For | Against |
| 9 | Re-elect Duncan Walker as Director | Management | For | Against |
| 10 | Re-elect Richard Gillingwater as Director | Management | For | For |
| 11 | Re-elect Richard Grant as Director | Management | For | For |
| 12 | Re-elect Andrew Gulliford as Director | Management | For | For |
| 13 | Re-elect Michael O'Donnell as Director | Management | For | For |
| 14 | Reappoint Grant Thornton UK LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Approve Remuneration Policy | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Adopt New Articles of Association | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 23 | Approve Performance Share Plan 2014 | Management | For | For |
| HONGKONG LAND HOLDINGS LTD. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: H78 SECURITY ID: G4587L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Auditors' Report and Declare Final Dividend | Management | For | For |
| 2 | Re-elect Mark Greenberg as Director | Management | For | For |
| 3 | Re-elect Adam Keswick as Director | Management | For | For |
| 4 | Re-elect Anthony Nightingale as Director | Management | For | For |
| 5 | Re-elect James Watkins as Director | Management | For | For |
| 6 | Re-elect Percy Weatherall as Director | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Re-appoint Pricewaterhousecoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities with and without Preemptive Rights | Management | For | For |
| HOTEL PROPERTY INVESTMENTS LIMITED MEETING DATE: NOV 21, 2014 | ||||
| TICKER: HPI SECURITY ID: Q4R826102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.1 | Elect Trevor O'Hoy as Director | Management | For | For |
| 2.2 | Elect Raymond Gunston as Director | Management | For | For |
| 3 | Approve the Remuneration Report | Management | For | For |
| HUFVUDSTADEN AB MEETING DATE: MAR 26, 2015 | ||||
| TICKER: HUFV A SECURITY ID: W30061126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of SEK 2.90 Per Share | Management | For | Did Not Vote |
| 11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 12 | Determine Number of Directors (9) and Deputy Directors (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Directors in the Amount of SEK 400,000 for Chairman and SEK 200,000 for Other Non-Executive Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Reelect Claes Boustedt, Bengt Braun, Peter Egardt, Louise Lindh, Fredrik Lundberg, Hans Mertzig, Sten Peterson, Anna-Greta Sjoberg, and Ivo Stopner as Directors; Elect KPMG as Auditor | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Authorize Repurchase of Class A Shares up to Ten Percent of Total Issued Share Capital and Reissuance of Class A Shares Without Preemptive Rights | Management | For | Did Not Vote |
| 17a | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Did Not Vote |
| 17b | Intruct Board of Directors to Take Appropriate Measures to Form a Shareholder Association | Shareholder | None | Did Not Vote |
| 18 | Amend Articles Re: Give All Shares Equal Voting Rights | Shareholder | None | Did Not Vote |
| 19 | Close Meeting | Management | None | None |
| HYSAN DEVELOPMENT CO. LTD. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: 00014 SECURITY ID: Y38203124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Siu Chuen Lau as Director | Management | For | Against |
| 2.2 | Elect Philip Yan Hok Fan as Director | Management | For | For |
| 2.3 | Elect Lawrence Juen-Yee Lau as Director | Management | For | For |
| 2.4 | Elect Michael Tze Hau Lee as Director | Management | For | Against |
| 2.5 | Elect Joseph Chung Yin Poon as Director | Management | For | For |
| 3 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Adopt Share Option Scheme | Management | For | For |
| ICHIGO GROUP HOLDINGS CO., LTD. MEETING DATE: MAY 24, 2015 | ||||
| TICKER: 2337 SECURITY ID: J2382Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Change Company Name - Amend Business Lines - Increase Authorized Capital - Amend Provisions on Director Titles | Management | For | For |
| 2.1 | Elect Director Scott Callon | Management | For | For |
| 2.2 | Elect Director Iwasaki, Kenji | Management | For | For |
| 2.3 | Elect Director Hasegawa, Takuma | Management | For | For |
| 2.4 | Elect Director Ishihara, Minoru | Management | For | For |
| 2.5 | Elect Director Fujita, Tetsuya | Management | For | For |
| 2.6 | Elect Director Kumagai, Maki | Management | For | For |
| 2.7 | Elect Director Kawate, Noriko | Management | For | For |
| 2.8 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 2.9 | Elect Director Suzuki, Yukio | Management | For | For |
| IGD -IMMOBILIARE GRANDE DISTRIBUZIONE MEETING DATE: AUG 07, 2014 | ||||
| TICKER: IGD SECURITY ID: T5331M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Capital Increase with Preemptive Rights | Management | For | Against |
| IGD -IMMOBILIARE GRANDE DISTRIBUZIONE MEETING DATE: APR 15, 2015 | ||||
| TICKER: IGD SECURITY ID: T5331M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4.1 | Fix Number of Directors | Management | For | For |
| 4.2 | Fix Board Terms for Directors | Management | For | For |
| 4.3.1 | Slate 1 Submitted by Coop Adriatica Scarl and Unicoop Tirreno Sc | Shareholder | None | Did Not Vote |
| 4.3.2 | Slate 2 Submitted by Quantum Strategic Partners Ltd | Shareholder | None | For |
| 4.4 | Approve Remuneration of Directors | Management | For | Abstain |
| 5.1.1 | Slate 1 Submitted by Coop Adriatica Scarl and Unicoop Tirreno Sc | Shareholder | None | Against |
| 5.1.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 5.2 | Appoint Chair of the Board of Statutory Auditors | Shareholder | None | For |
| 5.3 | Approve Internal Auditors' Remuneration | Management | For | For |
| INGENIA COMMUNITIES GROUP MEETING DATE: NOV 12, 2014 | ||||
| TICKER: INA SECURITY ID: Q49291117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3 | Elect Norah Barlow as Director | Management | For | For |
| 4 | Elect Amanda Heyworth as Director | Management | For | For |
| 5 | Ratify the Past Issuance of 100.7 Million Securities to Institutional Investors | Management | For | For |
| 6 | Approve the Ingenia Communities Group Rights Plan | Management | For | For |
| 7 | Approve the Grant of Short Term Incentive Rights to Simon Owen, Managing Director and CEO of the Company | Management | For | For |
| 8 | Approve the Grant of Long Term Incentive Rights to Simon Owen, Managing Director and CEO of the Company | Management | For | For |
| INMOBILIARIA COLONIAL S.A. MEETING DATE: APR 23, 2015 | ||||
| TICKER: COL SECURITY ID: E64515393 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Treatment of Net Loss | Management | For | For |
| 3 | Approve Discharge of Board and Management Reports | Management | For | For |
| 4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 5.1 | Amend Articles Re: Share Capital | Management | For | Against |
| 5.2 | Amend Articles Re: General Meetings | Management | For | For |
| 5.3 | Amend Articles Re: Board of Directors | Management | For | For |
| 5.4 | Amend Article 30 Re: Director Remuneration | Management | For | For |
| 5.5 | Amend Article 37 Re: Reserves and Distribution of Dividends | Management | For | For |
| 6.1 | Amend Article 2 of General Meeting Regulations Re: Validity and Interpretation | Management | For | For |
| 6.2 | Amend Article 5 of General Meeting Regulations Re: Competences | Management | For | For |
| 6.3 | Amend Articles of General Meeting Regulations Re: Convening and Preparation of General Meeting | Management | For | For |
| 6.4 | Amend Articles of General Meeting Regulations Re: Attendance | Management | For | For |
| 6.5 | Amend Articles of General Meeting Regulations Re: Organization and Constitution | Management | For | For |
| 6.6 | Amend Articles of General Meeting Regulations Re: Development of General Meeting | Management | For | For |
| 6.7 | Amend Article 24 of General Meeting Regulations Re: Minutes of Meeting | Management | For | For |
| 7 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| 8 | Approve Board Remuneration and Executive Remuneration | Management | For | For |
| 9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| 10 | Authorize Issuance of Bonds, Debentures, Warrants, and Other Debt Securities that are Non-Convertible and/or Exchangeable for Existing Shares up to EUR 2 Billion | Management | For | For |
| 11 | Authorize Issuance of Convertible Debt Securities up to EUR 350 Million, Excluding Preemptive Rights up to 20 Percent | Management | For | Against |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| KENEDIX INC. MEETING DATE: MAR 25, 2015 | ||||
| TICKER: 4321 SECURITY ID: J3243N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3 | Management | For | For |
| 2.1 | Elect Director Kawashima, Atsushi | Management | For | For |
| 2.2 | Elect Director Miyajima, Taisuke | Management | For | For |
| 2.3 | Elect Director Yoshikawa, Taiji | Management | For | For |
| 2.4 | Elect Director Ikeda, Soshi | Management | For | For |
| 2.5 | Elect Director Tajima, Masahiko | Management | For | For |
| 2.6 | Elect Director Shiozawa, Shuhei | Management | For | For |
| 2.7 | Elect Director Ichikawa, Yasuo | Management | For | For |
| 2.8 | Elect Director Sekiguchi, Ko | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Sanuki, Yoko | Management | For | For |
| 4 | Amend Performance-Based Cash Compensation Approved at 2007 AGM for Directors and Approve Performance-Based Equity Compensation for Directors | Management | For | For |
| KUNGSLEDEN AB MEETING DATE: APR 23, 2015 | ||||
| TICKER: KLED SECURITY ID: W53033101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Board's Report; Receive Reports of Committee Work | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9b | Approve Allocation of Income and Dividends of SEK 1.50 per Share; Approve Record Date for Dividend Payment, April 27, 2015 | Management | For | Did Not Vote |
| 9c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Receive Report on Nominating Committee's Work | Management | None | None |
| 11 | Determine Number of Board Directors (7) and Deputy Directors(0) | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 450,000 to the Chairman and SEK 200,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Reelect Charlotte Axelsson, Joachim Gahm, Liselotte Hjorth, Lars Holmgren, Goran Larsson, Kia Pettersson, and Charlotta Wikstrom as Directors | Management | For | Did Not Vote |
| 14 | Elect Goran Larsson, Eva Gottfridsdotter-Nilsson, Krister Hjelmstedt, and Martin Jonasson as Members of Nominating Committee together with the Chairman of the Board | Management | For | Did Not Vote |
| 15 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 18a | Amend Articles Re: Introcution of Preference Shares | Management | For | Did Not Vote |
| 18b | Approve Issuance of up to 6 Million Preference Shares without Preemptive Rights | Management | For | Did Not Vote |
| 18c | Approve Quarterly Dividends of SEK 5.00 Per Preference Share | Management | For | Did Not Vote |
| 19 | Amend Articles Re: Auditor's Term of office | Management | For | Did Not Vote |
| 20 | Close Meeting | Management | None | None |
| LEG IMMOBILIEN AG MEETING DATE: JUN 24, 2015 | ||||
| TICKER: LEG SECURITY ID: D4960A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.96 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2014 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015 | Management | For | Did Not Vote |
| 6 | Elect Natalie Hayday to the Supervisory Board | Management | For | Did Not Vote |
| 7 | Approve Creation of EUR 28.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 21.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| MAGNIFICENT ESTATES LTD. MEETING DATE: JUN 12, 2015 | ||||
| TICKER: 00201 SECURITY ID: Y53776178 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Sale and Purchase Agreement, Distribution in Specie and Special Cash Dividend | Management | For | Against |
| MAGNIFICENT ESTATES LTD. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: 00201 SECURITY ID: Y53776178 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Elect Mabel Lui Fung Mei Yee as Director | Management | For | Against |
| 3a2 | Elect Vincent Kwok Chi Sun as Director | Management | For | Against |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 5.4 | Approve Grant of Options Under the Employees' Share Option Scheme | Management | For | For |
| MCKAY SECURITIES PLC MEETING DATE: JUL 17, 2014 | ||||
| TICKER: MCKS SECURITY ID: G59332117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Simon Perkins as Director | Management | For | For |
| 6 | Re-elect Nigel Aslin as Director | Management | For | For |
| 7 | Re-elect Andrew Gulliford as Director | Management | For | For |
| 8 | Elect Richard Grainger as Director | Management | For | For |
| 9 | Appoint KPMG LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| MELIA HOTELS INTERNATIONAL SA MEETING DATE: JUN 04, 2015 | ||||
| TICKER: MEL SECURITY ID: E7366C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Allocation of Financial Results and Payment of Dividends | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4.1 | Reelect Gabriel Escarrer Julia as Director | Management | For | For |
| 4.2 | Reelect Juan Vives Cerda as Director | Management | For | For |
| 4.3 | Reelect Alfredo Pastor Bodmer as Director | Management | For | For |
| 5 | Fix Number of Directors at 11 | Management | For | For |
| 6 | Renew Appointment of PricewaterhouseCoopers as Auditor | Management | For | For |
| 7.1 | Amend Article 6 Re: Account Entries | Management | For | For |
| 7.2 | Amend Article 7 Re: Accounting Register of Shares and Register of Shareholders | Management | For | For |
| 7.3 | Amend Article 8 Re: Legitimation of Shareholders | Management | For | For |
| 7.4 | Amend Article 9 Re: Membership Status | Management | For | For |
| 7.5 | Amend Article 19 Re: Preference Shares | Management | For | For |
| 7.6 | Amend Article 20 Re: Bonds | Management | For | For |
| 7.7 | Amend Article 21 Re: Corporate Bodies | Management | For | For |
| 7.8 | Amend Article 22 Re: General Shareholders Meeting | Management | For | For |
| 7.9 | Amend Article 24 Re: Calling and Preparation of the General Shareholders Meeting | Management | For | For |
| 7.10 | Amend Article 25 Re: Representation to Attend the General Shareholders Meeting | Management | For | For |
| 7.11 | Amend Article 26 Re: Designation of Positions at the General Shareholders Meeting | Management | For | For |
| 7.12 | Amend Article 27 Re: Development of the General Shareholders Meeting | Management | For | For |
| 7.13 | Amend Article 28 Re: Majorities for Approval of Resolutions | Management | For | For |
| 7.14 | Amend Article 29 Re: Minutes of the General Shareholders Meeting | Management | For | For |
| 7.15 | Amend Article 30 Re: Powers of the General Shareholders Meeting | Management | For | For |
| 7.16 | Amend Article 31 Re: Structure and Appointments to Board of Directors | Management | For | For |
| 7.17 | Amend Article 32 Re: Board Term | Management | For | For |
| 7.18 | Amend Article 33 Re: Appointments to Board of Directors | Management | For | For |
| 7.19 | Amend Article 35 Re: Functioning of Board of Directors | Management | For | For |
| 7.20 | Amend Article 36 Re: Performance of Duties | Management | For | For |
| 7.21 | Amend Article 37 Re: Director Remuneration | Management | For | For |
| 7.22 | Amend Article 38 Re: Delegation of Powers | Management | For | For |
| 7.23 | Amend Article 39 bis Re: Audit and Compliance Committee | Management | For | For |
| 7.24 | Amend Article 42 Re: Annual Accounts | Management | For | For |
| 7.25 | Amend Article 43 Re: Approval and Deposit of Annual Accounts | Management | For | For |
| 7.26 | Amend Article 45 Re: Censure and Verification of Annual Accounts | Management | For | For |
| 7.27 | Amend Article 46 Re: Reasons for Winding-up | Management | For | For |
| 7.28 | Amend Article 47 Re: Liquidation of the Company | Management | For | For |
| 7.29 | Amend First Additional Provision Re: Resolution of Conflicts | Management | For | For |
| 7.30 | Amend Second Additional Provision Re: Referral | Management | For | For |
| 7.31 | Add Article 39 ter Re: Appointments and Remuneration Committee | Management | For | For |
| 8.1 | Amend Article 1 of General Meeting Regulations Re: Objective | Management | For | For |
| 8.2 | Amend Article 2 of General Meeting Regulations Re: General Shareholders Meeting | Management | For | For |
| 8.3 | Amend Article 3 of General Meeting Regulations Re: Powers | Management | For | For |
| 8.4 | Amend Article 5 of General Meeting Regulations Re: Power and Obligation to Call | Management | For | Against |
| 8.5 | Amend Article 6 of General Meeting Regulations Re: Meeting Publication | Management | For | For |
| 8.6 | Amend Article 7 of General Meeting Regulations Re: Right to Information Prior to the Meeting | Management | For | For |
| 8.7 | Amend Article 8 of General Meeting Regulations Re: Attendance | Management | For | For |
| 8.8 | Amend Article 9 of General Meeting Regulations Re: Representation | Management | For | For |
| 8.9 | Amend Article 11 of General Meeting Regulations Re: Extension and Suspension | Management | For | For |
| 8.10 | Amend Article 13 of General Meeting Regulations Re: Constitution | Management | For | For |
| 8.11 | Amend Article 14 of General Meeting Regulations Re: Board | Management | For | For |
| 8.12 | Amend Article 16 of General Meeting Regulations Re: Proceedings | Management | For | For |
| 8.13 | Amend Article 17 of General Meeting Regulations Re: Voting on the Proposed Resolutions | Management | For | For |
| 8.14 | Amend Article 18 of General Meeting Regulations Re: Approval of Resolutions | Management | For | For |
| 8.15 | Remove Current Preamble of General Meeting Regulations | Management | For | For |
| 9 | Receive Information on Cancellation of Issuance of Bonds of Sol Melia SA | Management | None | None |
| 10 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 11 | Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 1.5 Billion | Management | For | Against |
| 12 | Authorize Share Repurchase Program | Management | For | For |
| 13 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| 14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| MIRVAC GROUP LTD. MEETING DATE: NOV 20, 2014 | ||||
| TICKER: MGR SECURITY ID: Q62377108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.1 | Elect Peter Hawkins as Director | Management | For | For |
| 2.2 | Elect Elana Rubin as Director | Management | For | For |
| 3 | Approve the Remuneration Report | Management | For | For |
| 4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | None | For |
| 5 | Approve the Grant of Performance Rights to Susan Lloyd-Hurwitz, CEO and Managing Director of the Company | Management | For | For |
| MITSUBISHI ESTATE CO LTD MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 8802 SECURITY ID: J43916113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 8 | Management | For | For |
| 2.1 | Elect Director Kimura, Keiji | Management | For | For |
| 2.2 | Elect Director Sugiyama, Hirotaka | Management | For | For |
| 2.3 | Elect Director Kato, Jo | Management | For | For |
| 2.4 | Elect Director Kazama, Toshihiko | Management | For | For |
| 2.5 | Elect Director Ono, Masamichi | Management | For | For |
| 2.6 | Elect Director Aiba, Naoto | Management | For | For |
| 2.7 | Elect Director Hayashi, Soichiro | Management | For | For |
| 2.8 | Elect Director Okusa, Toru | Management | For | For |
| 2.9 | Elect Director Tanisawa, Junichi | Management | For | For |
| 2.10 | Elect Director Matsuhashi, Isao | Management | For | For |
| 2.11 | Elect Director Ebihara, Shin | Management | For | For |
| 2.12 | Elect Director Tomioka, Shu | Management | For | For |
| 2.13 | Elect Director Egami, Setsuko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Yanagisawa, Yutaka | Management | For | For |
| 3.2 | Appoint Statutory Auditor Taka, Iwao | Management | For | For |
| MITSUI FUDOSAN CO. LTD. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 8801 SECURITY ID: J4509L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
| 2.1 | Elect Director Iwasa, Hiromichi | Management | For | For |
| 2.2 | Elect Director Komoda, Masanobu | Management | For | For |
| 2.3 | Elect Director Iinuma, Yoshiaki | Management | For | For |
| 2.4 | Elect Director Saito, Hitoshi | Management | For | For |
| 2.5 | Elect Director Kitahara, Yoshikazu | Management | For | For |
| 2.6 | Elect Director Iino, Kenji | Management | For | For |
| 2.7 | Elect Director Fujibayashi, Kiyotaka | Management | For | For |
| 2.8 | Elect Director Sato, Masatoshi | Management | For | For |
| 2.9 | Elect Director Matsushima, Masayuki | Management | For | For |
| 2.10 | Elect Director Yamashita, Toru | Management | For | For |
| 2.11 | Elect Director Egashira, Toshiaki | Management | For | For |
| 2.12 | Elect Director Egawa, Masako | Management | For | For |
| 3.1 | Appoint Statutory Auditor Asai, Hiroshi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kato, Yoshitaka | Management | For | For |
| 3.3 | Appoint Statutory Auditor Manago, Yasushi | Management | For | For |
| 4 | Approve Annual Bonus Payment to Directors | Management | For | For |
| NATIONAL STORAGE REIT MEETING DATE: NOV 20, 2014 | ||||
| TICKER: NSR SECURITY ID: Q6605D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3 | Appoint Ernst and Young as Auditor of the Company | Management | For | For |
| 4a | Elect Howard Brenchley as Director | Management | For | For |
| 4b | Elect Steven Leigh as Director | Management | For | For |
| 5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | None | For |
| 6 | Ratify the Past Issuance of 36.73 Million Stapled Securities to Institutional and Professional Investors | Management | For | For |
| OLAV THON EIENDOMSSELSKAP ASA MEETING DATE: MAY 20, 2015 | ||||
| TICKER: OLT SECURITY ID: R90062101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.60 Per Share | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Directors and Auditors | Management | For | Did Not Vote |
| 5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 6 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
| 7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 8 | Approve Creation of NOK 10 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 9 | Elect Directors | Management | For | Did Not Vote |
| PARKWAYLIFE REIT MEETING DATE: APR 24, 2015 | ||||
| TICKER: C2PU SECURITY ID: Y67202104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements, Trustee's Report, Manager's Statement, and Auditors' Report | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize the Manager to Fix Their Remuneration | Management | For | For |
| PRIMARY HEALTH PROPERTIES PLC MEETING DATE: APR 22, 2015 | ||||
| TICKER: PHP SECURITY ID: G7240B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Dividend Policy | Management | For | For |
| 4 | Re-elect Mark Creedy as Director | Management | For | For |
| 5 | Re-elect James Hambro as Director | Management | For | Against |
| 6 | Re-elect William Hemmings as Director | Management | For | Against |
| 7 | Re-elect Harry Hyman as Director | Management | For | Against |
| 8 | Re-elect Alun Jones as Director | Management | For | For |
| 9 | Re-elect Steven Owen as Director | Management | For | For |
| 10 | Re-elect Dr Ian Rutter as Director | Management | For | For |
| 11 | Elect Philip Holland as Director | Management | For | Against |
| 12 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 13 | Approve Scrip Dividend Program | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| QUINTAIN ESTATES & DEVELOPMENT PLC MEETING DATE: JUL 21, 2014 | ||||
| TICKER: QED SECURITY ID: G73282108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect William Rucker as Director | Management | For | For |
| 5 | Re-elect Christopher Bell as Director | Management | For | For |
| 6 | Re-elect Charles Cayzer as Director | Management | For | For |
| 7 | Re-elect Peter Dixon as Director | Management | For | For |
| 8 | Re-elect Maxwell James as Director | Management | For | For |
| 9 | Re-elect Nigel Kempner as Director | Management | For | For |
| 10 | Re-elect Rosaleen Kerslake as Director | Management | For | For |
| 11 | Re-elect Simon Laffin as Director | Management | For | For |
| 12 | Re-elect Richard Stearn as Director | Management | For | For |
| 13 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Approve Share Incentive Plan | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| SAFESTORE HOLDINGS PLC MEETING DATE: MAR 19, 2015 | ||||
| TICKER: SAFE SECURITY ID: G77733106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve Final Dividend | Management | For | For |
| 6 | Re-elect Alan Lewis as Director | Management | For | For |
| 7 | Re-elect Keith Edelman as Director | Management | For | For |
| 8 | Re-elect Frederic Vecchioli as Director | Management | For | For |
| 9 | Re-elect Andy Jones as Director | Management | For | For |
| 10 | Re-elect Ian Krieger as Director | Management | For | For |
| 11 | Elect Joanne Kenrick as Director | Management | For | For |
| 12 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| SEGRO PLC MEETING DATE: APR 29, 2015 | ||||
| TICKER: SGRO SECURITY ID: G80277141 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Nigel Rich as Director | Management | For | For |
| 5 | Re-elect Christopher Fisher as Director | Management | For | For |
| 6 | Re-elect Baroness Ford as Director | Management | For | For |
| 7 | Re-elect Andy Gulliford as Director | Management | For | For |
| 8 | Re-elect Justin Read as Director | Management | For | For |
| 9 | Re-elect Phil Redding as Director | Management | For | For |
| 10 | Re-elect Mark Robertshaw as Director | Management | For | For |
| 11 | Re-elect David Sleath as Director | Management | For | For |
| 12 | Re-elect Doug Webb as Director | Management | For | For |
| 13 | Elect Martin Moore as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 21 | Approve Scrip Dividend | Management | For | For |
| SELVAAG BOLIG AS MEETING DATE: DEC 09, 2014 | ||||
| TICKER: SBO SECURITY ID: R7800E107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Elect Peter Groth as Director | Management | For | Did Not Vote |
| 5 | Elect Leiv Askvig as Member of Nominating Committee | Management | For | Did Not Vote |
| SELVAAG BOLIG AS MEETING DATE: APR 29, 2015 | ||||
| TICKER: SBO SECURITY ID: R7800E107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.20 Per Share | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 8 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 9 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 10 | Approve Creation of NOK 18.8 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 11 | Reelect Olav Selvaag, Karsten Jonsen, and Anne Bjorkholt as Directors | Management | For | Did Not Vote |
| 12 | Elect Members of Nominating Committee - No Members are up for Election in 2015 | Management | None | None |
| SHIP HEALTHCARE HOLDINGS INC MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 3360 SECURITY ID: J7T445100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 55 | Management | For | For |
| 2 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Clarify Director Authority on Board Meetings | Management | For | For |
| 3.1 | Elect Director Furukawa, Kunihisa | Management | For | For |
| 3.2 | Elect Director Ogawa, Hirotaka | Management | For | For |
| 3.3 | Elect Director Ohashi, Futoshi | Management | For | For |
| 3.4 | Elect Director Okimoto, Koichi | Management | For | For |
| 3.5 | Elect Director Masuda, Jun | Management | For | For |
| 3.6 | Elect Director Kobayashi, Hiroyuki | Management | For | For |
| 3.7 | Elect Director Yokoyama, Hiroshi | Management | For | For |
| 3.8 | Elect Director Hosokawa, Kenji | Management | For | For |
| 3.9 | Elect Director Yamamoto, Hiroshi | Management | For | For |
| 3.10 | Elect Director Wada, Yoshiaki | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Hayashi, Hiroshi | Management | For | For |
| SINO LAND COMPANY LTD. MEETING DATE: OCT 23, 2014 | ||||
| TICKER: 00083 SECURITY ID: Y80267126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3.1 | Elect Robert Ng Chee Siong as Director | Management | For | For |
| 3.2 | Elect Adrian David Li Man-kiu as Director | Management | For | For |
| 3.3 | Elect Alice Ip Mo Lin as Director | Management | For | For |
| 3.4 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 6 | Adopt New Articles of Association | Management | For | Against |
| SOCIETE FONCIERE LYONNAISE MEETING DATE: NOV 14, 2014 | ||||
| TICKER: FLY SECURITY ID: F38493114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Transfer from Issuance Premium Account to Shareholders for an Amount of EUR 0.70 per Share | Management | For | For |
| 2 | Ratify Appointment of Chantal du Rivau as Director | Management | For | For |
| 3 | Change Location of Registered Office to 42 rue Washington, 75008 Paris; and Amend Bylaws Accordingly | Management | For | For |
| 4 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SOCIETE FONCIERE LYONNAISE MEETING DATE: APR 22, 2015 | ||||
| TICKER: FLY SECURITY ID: F38493114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Transaction with Nicolas Reynaud, CEO | Management | For | For |
| 6 | Reelect Angels Arderiu Ibars as Director | Management | For | For |
| 7 | Reelect Anne-Marie de Chalambert as Director | Management | For | For |
| 8 | Reelect Jacques Calvet as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Juan Jose Brugera Clavero, Chairman | Management | For | For |
| 10 | Advisory Vote on Compensation of Bertrand Julien-Laferriere, CEO | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 1 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | Management | For | For |
| 2 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 100 Million | Management | For | For |
| 4 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 5 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 6 | Authorize Capital Increase of Up to EUR 100 Million for Future Exchange Offers | Management | For | For |
| 7 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 8 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 100 Million | Management | For | For |
| 9 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 10 | Authorize Capitalization of Reserves of Up to EUR 25 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 11 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Amend Article 18 of Bylaws Re: Chairman's Age Limit | Management | For | For |
| 14 | Amend Article 25 of Bylaws Re: Attendance to General Meetings | Management | For | For |
| 15 | Amend Article 29 of Bylaws Re: Absence of Double Voting Rights | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ST. MODWEN PROPERTIES PLC MEETING DATE: MAR 27, 2015 | ||||
| TICKER: SMP SECURITY ID: G61824101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Ian Bull as Director | Management | For | For |
| 5 | Re-elect Steve Burke as Director | Management | For | For |
| 6 | Re-elect Kay Chaldecott as Director | Management | For | For |
| 7 | Re-elect Simon Clarke as Director | Management | For | For |
| 8 | Re-elect Michael Dunn as Director | Management | For | For |
| 9 | Re-elect Lesley James as Director | Management | For | For |
| 10 | Re-elect Richard Mully as Director | Management | For | For |
| 11 | Re-elect Bill Oliver as Director | Management | For | For |
| 12 | Re-elect Bill Shannon as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Acquisition by the Company of 12.5 Percent of the Issued Share Capital of Branston Properties Ltd | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| SUMITOMO REALTY & DEVELOPMENT CO. LTD. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 8830 SECURITY ID: J77841112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
| 2.1 | Elect Director Takashima, Junji | Management | For | For |
| 2.2 | Elect Director Onodera, Kenichi | Management | For | For |
| 2.3 | Elect Director Nishima, Kojun | Management | For | For |
| 2.4 | Elect Director Takemura, Nobuaki | Management | For | For |
| 2.5 | Elect Director Kobayashi, Masato | Management | For | For |
| 2.6 | Elect Director Odai, Yoshiyuki | Management | For | For |
| 2.7 | Elect Director Kato, Hiroshi | Management | For | For |
| 2.8 | Elect Director Ito, Koji | Management | For | For |
| 2.9 | Elect Director Sakamoto, Yoshinobu | Management | For | For |
| 2.10 | Elect Director Tanaka, Toshikazu | Management | For | For |
| 2.11 | Elect Director Yonekura, Hiromasa | Management | For | For |
| 2.12 | Elect Director Abe, Shoichi | Management | For | For |
| 3 | Appoint Statutory Auditor Nakamura, Yoshihumi | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Nomura, Ryoichi | Management | For | For |
| SUN HUNG KAI PROPERTIES LTD. MEETING DATE: NOV 15, 2014 | ||||
| TICKER: 00016 SECURITY ID: Y82594121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1a | Elect Tung Chi-ho, Eric as Director | Management | For | Against |
| 3.1b | Elect Fung Yuk-lun, Allen as Director | Management | For | Against |
| 3.1c | Elect Lee Shau-kee as Director | Management | For | Against |
| 3.1d | Elect Yip Dicky Peter as Director | Management | For | For |
| 3.1e | Elect Wong Yue-chim, Richard as Director | Management | For | For |
| 3.1f | Elect Fung Kwok-lun, William as Director | Management | For | For |
| 3.1g | Elect Leung Nai-pang, Norman as Director | Management | For | For |
| 3.1h | Elect Leung Kui-king, Donald as Director | Management | For | For |
| 3.1i | Elect Kwan Cheuk-yin, William as Director | Management | For | Against |
| 3.1j | Elect Wong Yick-kam, Michael as Director | Management | For | Against |
| 3.2 | Approve Remuneration of Directors | Management | For | Abstain |
| 4 | Appoint Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | Against |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Adopt New Set of Articles of Association | Management | For | Against |
| TAI CHEUNG HOLDINGS LTD. MEETING DATE: AUG 26, 2014 | ||||
| TICKER: 00088 SECURITY ID: G8659B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Ivy Sau Ching Chan as Director | Management | For | Against |
| 3b | Elect Joseph Wing Siu Cheung as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| TERREIS MEETING DATE: MAY 06, 2015 | ||||
| TICKER: TER SECURITY ID: F9296D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 125,000 | Management | For | For |
| 6 | Elect Francoise Lorenzetti as Director | Management | For | For |
| 7 | Elect Sophie Alard as Director | Management | For | For |
| 8 | Elect Michel Pratoucy as Director | Management | For | For |
| 9 | Reelect Valerie Guillen as Director | Management | For | For |
| 10 | Reelect Jacky Lorenzetti as Director | Management | For | For |
| 11 | Reelect Ovalto Investissement as Director | Management | For | Abstain |
| 12 | Appoint Jacques Soyer as Censor | Management | For | Against |
| 13 | Appoint Du Thi Two as Censor | Management | For | Against |
| 14 | Renew Appointment of Jacques Ferran as Censor | Management | For | Against |
| 15 | Authorize Repurchase of Up to 1 Percent of Issued Share Capital | Management | For | Against |
| 16 | Amend Article 22 of Bylaws Re: Record date | Management | For | For |
| 17 | Amend Article 17 of Bylaws Re: Appointment of Combined Chairman and CEO | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| THE UNITE GROUP PLC MEETING DATE: MAY 14, 2015 | ||||
| TICKER: UTG SECURITY ID: G9283N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Phil White as Director | Management | For | For |
| 5 | Re-elect Mark Allan as Director | Management | For | For |
| 6 | Re-elect Joe Lister as Director | Management | For | For |
| 7 | Re-elect Richard Simpson as Director | Management | For | For |
| 8 | Re-elect Richard Smith as Director | Management | For | For |
| 9 | Re-elect Manjit Wolstenholme as Director | Management | For | For |
| 10 | Re-elect Sir Tim Wilson as Director | Management | For | For |
| 11 | Re-elect Andrew Jones as Director | Management | For | For |
| 12 | Re-elect Elizabeth McMeikan as Director | Management | For | For |
| 13 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| TOKYU FUDOSAN HOLDINGS CORPORATION MEETING DATE: JUN 25, 2015 | ||||
| TICKER: 3289 SECURITY ID: J88764105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| 2 | Amend Articles to Clarify Provisions on Alternate Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Kanazashi, Kiyoshi | Management | For | For |
| 3.2 | Elect Director Okuma, Yuji | Management | For | For |
| 3.3 | Elect Director Okamoto, Ushio | Management | For | For |
| 3.4 | Elect Director Sakaki, Shinji | Management | For | For |
| 3.5 | Elect Director Uemura, Hitoshi | Management | For | For |
| 3.6 | Elect Director Kitagawa, Toshihiko | Management | For | For |
| 3.7 | Elect Director Ueki, Masatake | Management | For | For |
| 3.8 | Elect Director Nakajima, Yoshihiro | Management | For | For |
| 3.9 | Elect Director Nomoto, Hirofumi | Management | For | For |
| 3.10 | Elect Director Iki, Koichi | Management | For | For |
| 4 | Appoint Statutory Auditor Sumida, Ken | Management | For | For |
| 5 | Appoint Alternate Statutory Auditor Takechi, Katsunori | Management | For | For |
| UCHIYAMA HOLDINGS INC MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 6059 SECURITY ID: ADPV16090 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines - Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Uchiyama, Fumiharu | Management | For | For |
| 3.2 | Elect Director Ikushima, Shinichi | Management | For | For |
| 3.3 | Elect Director Takemura, Yoshiaki | Management | For | For |
| 3.4 | Elect Director Utano, Shigemi | Management | For | For |
| 3.5 | Elect Director Yamamoto, Takehiro | Management | For | For |
| 3.6 | Elect Director Yoshioka, Nobuyuki | Management | For | For |
| 3.7 | Elect Director Kawamura, Kenji | Management | For | For |
| 3.8 | Elect Director Futamura, Koji | Management | For | For |
| 3.9 | Elect Director Yada, Itsuo | Management | For | For |
| 3.10 | Elect Director Kamio, Eiichi | Management | For | For |
| 4.1 | Appoint Statutory Auditor Shimai, Taro | Management | For | For |
| 4.2 | Appoint Statutory Auditor Sumikawa, Mamoru | Management | For | For |
| UOL GROUP LIMITED MEETING DATE: APR 22, 2015 | ||||
| TICKER: U14 SECURITY ID: Y9299W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve First and Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Elect Wee Cho Yaw as Director | Management | For | Against |
| 5 | Elect Gwee Lian Kheng as Director | Management | For | Against |
| 6 | Elect Low Weng Keong as Director | Management | For | For |
| 7 | Elect Wee Ee-chao as Director | Management | For | Against |
| 8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Grant of Options and Issuance of Shares Under the UOL 2012 Share Option Scheme | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | Against |
| 11 | Approve Issuance of Shares Pursuant to the UOL Scrip Dividend Scheme | Management | For | For |
| VASTNED RETAIL NV MEETING DATE: NOV 24, 2014 | ||||
| TICKER: VASTN SECURITY ID: N91784103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect R. Walta as CFO | Management | For | For |
| 3 | Allow Questions | Management | None | None |
| 4 | Close Meeting | Management | None | None |
| VASTNED RETAIL NV MEETING DATE: APR 24, 2015 | ||||
| TICKER: VASTN SECURITY ID: N91784103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting and Announcements | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Dividends of EUR 2.00 Per Share | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Reelect Taco T.J. de Groot as CEO | Management | For | For |
| 10 | Reelect Jeroen B.J.M. Hunfeld to Supervisory Board | Management | For | For |
| 11 | Elect Charlotte M. Insinger to Supervisory Board | Management | For | For |
| 12 | Elect Marc C. van Gelder to Supervisory Board | Management | For | For |
| 13 | Approve Changes to Remuneration Policy for Management Board | Management | For | For |
| 14 | Approve Changes to Remuneration Policy for Supervisory Board | Management | For | For |
| 15 | Amend Articles Re: Relinquishing bmvk Status | Management | For | For |
| 16 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Other Business (Non-Voting) | Management | None | None |
| 19 | Close Meeting | Management | None | None |
| WALLENSTAM AB MEETING DATE: APR 28, 2015 | ||||
| TICKER: WALL B SECURITY ID: W9898E134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Chairman's and President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of SEK 2.25 Per Share | Management | For | Did Not Vote |
| 11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 12 | Receive Report from Nominating Committee's Work | Management | None | None |
| 13 | Determine Number of Directors (5) and Deputy Directors of Board (0); Determine Number of Auditors (1) and Deputy Auditors (1) | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Directors in the Amount of SEK 670,000 for the Chairman, SEK 240,000 for the Vice Chairman, and SEK140,000 for Other Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Reelect Christer Villard (Chairman), Ulrica Messing, Agneta Wallenstam, Erik Asbrink, and Anders Berntsson as Directors | Management | For | Did Not Vote |
| 16 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 17 | Elect Christer Villard, Hans Wallenstam, Lars-Ake Bokenberger and Dick Brenner (Chairman) as Members of Nominating Committee | Management | For | Did Not Vote |
| 18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 19 | Approve 2:1 Stock Split | Management | For | Did Not Vote |
| 20 | Amend Articles Re: Number of Board Members; Notice of General Meeting; AGM Agenda | Management | For | Did Not Vote |
| 21 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 22 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 23 | Close Meeting | Management | None | None |
| WAREHOUSES DE PAUW MEETING DATE: OCT 16, 2014 | ||||
| TICKER: WDP SECURITY ID: B9774V120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Receive Special Board and Auditor Report Re: Item 1.3 | Management | None | None |
| 1.2 | Receive Announcements Re: Conditions Precedent | Management | None | None |
| 1.3 | Amend Articles to Update Corporate Purpose Re: Change of Corporate Regime from a Belgian Alternative Investment Trust to a so called GVV | Management | For | For |
| 2.1 | Amend Articles Re: Change of Corporate Regime from a Belgian Alternative Investment Trust to a so called GVV | Management | For | For |
| 3.1 | Amend Conditions Re: Existing Share Repurchase Authority | Management | For | For |
| 4 | Receive Information Re: Right of Withdrawal | Management | None | None |
| 5 | Approve Change-of-Control Clause Re : 125 Million Bond Issuance | Management | For | For |
| 6 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| WAREHOUSES DE PAUW MEETING DATE: APR 29, 2015 | ||||
| TICKER: WDP SECURITY ID: B9774V120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports on Statutory and Consolidated Financial Statements (Non-Voting) | Management | None | None |
| 2 | Receive Annual Report Concerning Financial Statements of the Acquired Company Breker Immo (Non-Voting) | Management | None | None |
| 3 | Receive Auditors' Reports Re: Items 1 and 2 | Management | None | None |
| 4 | Receive Explanation of Company's Dividend Policy | Management | None | None |
| 5 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 6a | Approve Discharge of Statutory Manager | Management | For | For |
| 6b | Approve Discharge of Permanent Representative of Statutory Manager | Management | For | For |
| 6c | Approve Discharge of Auditors | Management | For | For |
| 7 | Approve Remuneration of Manager | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | For |
| 9 | Approve Financial Statements and Allocation of Income of Breker Immo | Management | For | For |
| 10a | Approve Discharge of Directors of Breker Immo NV | Management | For | For |
| 10b | Approve Discharge of Auditors of Breker Immo NV | Management | For | For |
| 11 | Announce Intention to Elect Cynthia Van Hulle as Independent Director of the Statutory Manager | Management | None | None |
| 12 | Receive Information on Resignation of Alex Van Breedam and Dirk van den Broeck | Management | None | None |
| 13 | Announce Intention to Elect Anne Leclercq as Independent Director of the Statutory Manager | Management | None | None |
| 14 | Announce Intention to Reelect Tony De Pauw as Director of the Statutory Manager | Management | None | None |
| 15 | Announce Intention to Reelect Mark Duyck as Director and Chairman of the Board of the Statutory Manager | Management | None | None |
| 16 | Announce Intention to Decrease the Mandate of Joost Uwents to Comply with the Corporate Governance Code 2009 | Management | None | None |
| 17 | Transact Other Business | Management | None | None |
| WESTFIELD CORP MEETING DATE: MAY 14, 2015 | ||||
| TICKER: WFD SECURITY ID: Q9701H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3 | Elect Don W Kingsborough as Director | Management | For | For |
| 4 | Elect Michael J Gutman as Director | Management | For | For |
| WING TAI HOLDINGS LIMITED MEETING DATE: OCT 28, 2014 | ||||
| TICKER: W05 SECURITY ID: V97973107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve First and Final Dividend and Special Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Elect Boey Tak Hap as Director | Management | For | For |
| 5 | Elect Edmund Cheng Wai Wing as Director | Management | For | For |
| 6 | Elect Christopher Lau Loke Sam as Director | Management | For | For |
| 7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Elect Lee Kim Wah as Director | Management | For | For |
| 9 | Elect Loh Soo Eng as Director | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 11 | Approve Grant of Awards and Issuance of Shares Under the Wing Tai Performance Share Plan and Wing Tai Restricted Share Plan and Issuance of Shares Under the Wing Tai Share Option Scheme 2001 | Management | For | For |
| 12 | Authorize Share Repurchase Program | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY REAL ESTATE INVESTMENT PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACADIA REALTY TRUST MEETING DATE: MAY 27, 2015 | ||||
| TICKER: AKR SECURITY ID: 004239109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth F. Bernstein | Management | For | For |
| 1b | Elect Director Douglas Crocker, II | Management | For | For |
| 1c | Elect Director Lorrence T. Kellar | Management | For | For |
| 1d | Elect Director Wendy Luscombe | Management | For | For |
| 1e | Elect Director William T. Spitz | Management | For | For |
| 1f | Elect Director Lee S. Wielansky | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: ARE SECURITY ID: 015271109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Richard B. Jennings | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | For |
| 1.4 | Elect Director Maria C. Freire | Management | For | For |
| 1.5 | Elect Director Steven R. Hash | Management | For | For |
| 1.6 | Elect Director Richard H. Klein | Management | For | For |
| 1.7 | Elect Director James H. Richardson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AMERICAN CAMPUS COMMUNITIES, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: ACC SECURITY ID: 024835100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Bayless, Jr. | Management | For | For |
| 1b | Elect Director R.D. Burck | Management | For | For |
| 1c | Elect Director G. Steven Dawson | Management | For | For |
| 1d | Elect Director Cydney C. Donnell | Management | For | For |
| 1e | Elect Director Dennis G. Lopez | Management | For | For |
| 1f | Elect Director Edward Lowenthal | Management | For | For |
| 1g | Elect Director Oliver Luck | Management | For | For |
| 1h | Elect Director C. Patrick Oles, Jr. | Management | For | For |
| 1i | Elect Director Winston W. Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| APARTMENT INVESTMENT AND MANAGEMENT COMPANY MEETING DATE: APR 28, 2015 | ||||
| TICKER: AIV SECURITY ID: 03748R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James N. Bailey | Management | For | For |
| 1.2 | Elect Director Terry Considine | Management | For | For |
| 1.3 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.4 | Elect Director J. Landis Martin | Management | For | For |
| 1.5 | Elect Director Robert A. Miller | Management | For | For |
| 1.6 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.7 | Elect Director Michael A. Stein | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Stock Ownership Limitations | Management | For | For |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ASHFORD HOSPITALITY PRIME, INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: AHP SECURITY ID: 044102101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Monty J. Bennett | Management | For | For |
| 1.2 | Elect Director Douglas A. Kessler | Management | For | For |
| 1.3 | Elect Director Stefani D. Carter | Management | For | For |
| 1.4 | Elect Director Curtis B. McWilliams | Management | For | For |
| 1.5 | Elect Director W. Michael Murphy | Management | For | For |
| 1.6 | Elect Director Matthew D. Rinaldi | Management | For | For |
| 1.7 | Elect Director Andrew L. Strong | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Charter to Remove Article VII, Section 6 Which Will Permit Both the Directors and Stockholders to Fill a Vacancy on the Board of Directors | Management | For | For |
| 5 | Approve an Amendment to the Bylaws Which Require That Only Stockholders Who Have Owned at Least 1% of the Outstanding Common Stock Continuously for at Least One Year May Nominate Director Candidates | Management | For | Against |
| AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: AVB SECURITY ID: 053484101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
| 1.2 | Elect Director Terry S. Brown | Management | For | For |
| 1.3 | Elect Director Alan B. Buckelew | Management | For | For |
| 1.4 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.5 | Elect Director John J. Healy, Jr. | Management | For | For |
| 1.6 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.7 | Elect Director Lance R. Primis | Management | For | For |
| 1.8 | Elect Director Peter S. Rummell | Management | For | For |
| 1.9 | Elect Director H. Jay Sarles | Management | For | For |
| 1.10 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| BOSTON PROPERTIES, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: BXP SECURITY ID: 101121101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carol B. Einiger | Management | For | For |
| 1.2 | Elect Director Jacob A. Frenkel | Management | For | For |
| 1.3 | Elect Director Joel I. Klein | Management | For | For |
| 1.4 | Elect Director Douglas T. Linde | Management | For | For |
| 1.5 | Elect Director Matthew J. Lustig | Management | For | For |
| 1.6 | Elect Director Alan J. Patricof | Management | For | For |
| 1.7 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 1.8 | Elect Director Owen D. Thomas | Management | For | For |
| 1.9 | Elect Director Martin Turchin | Management | For | For |
| 1.10 | Elect Director David A. Twardock | Management | For | For |
| 1.11 | Elect Director Mortimer B. Zuckerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Limit Accelerated Vesting | Shareholder | Against | Against |
| BRANDYWINE REALTY TRUST MEETING DATE: MAY 28, 2015 | ||||
| TICKER: BDN SECURITY ID: 105368203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Walter D'Alessio | Management | For | For |
| 1.2 | Elect Director Carol G. Carroll | Management | For | For |
| 1.3 | Elect Director James C. Diggs | Management | For | For |
| 1.4 | Elect Director Wyche Fowler | Management | For | For |
| 1.5 | Elect Director Michael J. Joyce | Management | For | For |
| 1.6 | Elect Director Anthony A. Nichols, Sr. | Management | For | For |
| 1.7 | Elect Director Charles P. Pizzi | Management | For | For |
| 1.8 | Elect Director Gerard H. Sweeney | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAMDEN PROPERTY TRUST MEETING DATE: MAY 08, 2015 | ||||
| TICKER: CPT SECURITY ID: 133131102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Campo | Management | For | For |
| 1.2 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.3 | Elect Director Lewis A. Levey | Management | For | For |
| 1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
| 1.5 | Elect Director William F. Paulsen | Management | For | For |
| 1.6 | Elect Director D. Keith Oden | Management | For | For |
| 1.7 | Elect Director F. Gardner Parker | Management | For | For |
| 1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
| 1.9 | Elect Director Steven A. Webster | Management | For | For |
| 1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CEDAR REALTY TRUST, INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: CDR SECURITY ID: 150602209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Burns | Management | For | For |
| 1.2 | Elect Director Pamela N. Hootkin | Management | For | For |
| 1.3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 1.4 | Elect Director Everett B. Miller, III | Management | For | For |
| 1.5 | Elect Director Bruce J. Schanzer | Management | For | For |
| 1.6 | Elect Director Roger M. Widmann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CORRECTIONS CORPORATION OF AMERICA MEETING DATE: MAY 14, 2015 | ||||
| TICKER: CXW SECURITY ID: 22025Y407 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director John D. Correnti | Management | For | For |
| 1c | Elect Director Robert J. Dennis | Management | For | For |
| 1d | Elect Director Mark A. Emkes | Management | For | For |
| 1e | Elect Director John D. Ferguson | Management | For | For |
| 1f | Elect Director Damon T. Hininger | Management | For | For |
| 1g | Elect Director C. Michael Jacobi | Management | For | For |
| 1h | Elect Director Anne L. Mariucci | Management | For | For |
| 1i | Elect Director Thurgood Marshall, Jr. | Management | For | For |
| 1j | Elect Director Charles L. Overby | Management | For | For |
| 1k | Elect Director John R. Prann, Jr. | Management | For | For |
| 1l | Elect Director Joseph V. Russell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COUSINS PROPERTIES INCORPORATED MEETING DATE: MAY 05, 2015 | ||||
| TICKER: CUZ SECURITY ID: 222795106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert M. Chapman | Management | For | For |
| 1.2 | Elect Director Tom G. Charlesworth | Management | For | For |
| 1.3 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.4 | Elect Director Lillian C. Giornelli | Management | For | For |
| 1.5 | Elect Director S. Taylor Glover | Management | For | For |
| 1.6 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.7 | Elect Director Donna W. Hyland | Management | For | For |
| 1.8 | Elect Director R. Dary Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DCT INDUSTRIAL TRUST INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: DCT SECURITY ID: 233153204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas G. Wattles | Management | For | For |
| 1b | Elect Director Philip L. Hawkins | Management | For | For |
| 1c | Elect Director Marilyn A. Alexander | Management | For | For |
| 1d | Elect Director Thomas F. August | Management | For | For |
| 1e | Elect Director John S. Gates, Jr. | Management | For | For |
| 1f | Elect Director Raymond B. Greer | Management | For | For |
| 1g | Elect Director Tripp H. Hardin | Management | For | For |
| 1h | Elect Director John C. O'Keeffe | Management | For | For |
| 1i | Elect Director Bruce L. Warwick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| DDR CORP. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: DDR SECURITY ID: 23317H102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terrance R. Ahern | Management | For | For |
| 1.2 | Elect Director James C. Boland | Management | For | For |
| 1.3 | Elect Director Thomas Finne | Management | For | For |
| 1.4 | Elect Director Robert H. Gidel | Management | For | For |
| 1.5 | Elect Director Victor B. MacFarlane | Management | For | For |
| 1.6 | Elect Director David J. Oakes | Management | For | For |
| 1.7 | Elect Director Alexander Otto | Management | For | For |
| 1.8 | Elect Director Scott D. Roulston | Management | For | For |
| 1.9 | Elect Director Barry A. Sholem | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DIAMONDROCK HOSPITALITY COMPANY MEETING DATE: MAY 05, 2015 | ||||
| TICKER: DRH SECURITY ID: 252784301 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William W. McCarten | Management | For | For |
| 1.2 | Elect Director Daniel J. Altobello | Management | For | For |
| 1.3 | Elect Director W. Robert Grafton | Management | For | For |
| 1.4 | Elect Director Maureen L. McAvey | Management | For | For |
| 1.5 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.6 | Elect Director Bruce D. Wardinski | Management | For | For |
| 1.7 | Elect Director Mark W. Brugger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Vote Requirements to Amend Bylaws | Shareholder | Against | For |
| DIGITAL REALTY TRUST, INC. MEETING DATE: MAY 11, 2015 | ||||
| TICKER: DLR SECURITY ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Dennis E. Singleton | Management | For | For |
| 1B | Elect Director Laurence A. Chapman | Management | For | For |
| 1C | Elect Director Kathleen Earley | Management | For | For |
| 1D | Elect Director Kevin J. Kennedy | Management | For | For |
| 1E | Elect Director William G. LaPerch | Management | For | For |
| 1F | Elect Director A. William Stein | Management | For | For |
| 1G | Elect Director Robert H. Zerbst | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOUGLAS EMMETT, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: DEI SECURITY ID: 25960P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dan A. Emmett | Management | For | For |
| 1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
| 1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
| 1.4 | Elect Director Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Director Leslie E. Bider | Management | For | For |
| 1.6 | Elect Director David T. Feinberg | Management | For | For |
| 1.7 | Elect Director Thomas E. O'Hern | Management | For | For |
| 1.8 | Elect Director William E. Simon, Jr. | Management | For | For |
| 1.9 | Elect Director Virginia McFerran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DUKE REALTY CORPORATION MEETING DATE: APR 29, 2015 | ||||
| TICKER: DRE SECURITY ID: 264411505 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1b | Elect Director William Cavanaugh, III | Management | For | For |
| 1c | Elect Director Alan H. Cohen | Management | For | For |
| 1d | Elect Director Ngaire E. Cuneo | Management | For | For |
| 1e | Elect Director Charles R. Eitel | Management | For | For |
| 1f | Elect Director Martin C. Jischke | Management | For | For |
| 1g | Elect Director Dennis D. Oklak | Management | For | For |
| 1h | Elect Director Melanie R. Sabelhaus | Management | For | For |
| 1i | Elect Director Peter M. Scott, III | Management | For | For |
| 1j | Elect Director Jack R. Shaw | Management | For | For |
| 1k | Elect Director Michael E. Szymanczyk | Management | For | For |
| 1l | Elect Director Lynn C. Thurber | Management | For | For |
| 1m | Elect Director Robert J. Woodward, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| DUPONT FABROS TECHNOLOGY, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: DFT SECURITY ID: ��26613Q106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael A. Coke | Management | For | For |
| 1.2 | Elect Director Lammot J. du Pont | Management | For | For |
| 1.3 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.4 | Elect Director Christopher P. Eldredge | Management | For | For |
| 1.5 | Elect Director Hossein Fateh | Management | For | For |
| 1.6 | Elect Director Frederic V. Malek | Management | For | For |
| 1.7 | Elect Director Mary M. Styer | Management | For | For |
| 1.8 | Elect Director John T. Roberts, Jr. | Management | For | For |
| 1.9 | Elect Director John H. Toole | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EQUITY LIFESTYLE PROPERTIES, INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: ELS SECURITY ID: 29472R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Calian | Management | For | For |
| 1.2 | Elect Director David Contis | Management | For | For |
| 1.3 | Elect Director Thomas Dobrowski | Management | For | For |
| 1.4 | Elect Director Thomas Heneghan | Management | For | For |
| 1.5 | Elect Director Marguerite Nader | Management | For | For |
| 1.6 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.7 | Elect Director Howard Walker | Management | For | For |
| 1.8 | Elect Director Gary Waterman | Management | For | For |
| 1.9 | Elect Director William Young | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EQUITY RESIDENTIAL MEETING DATE: JUN 24, 2015 | ||||
| TICKER: EQR SECURITY ID: 29476L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Alexander | Management | For | For |
| 1.2 | Elect Director Charles L. Atwood | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Mary Kay Haben | Management | For | For |
| 1.5 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.6 | Elect Director John E. Neal | Management | For | For |
| 1.7 | Elect Director David J. Neithercut | Management | For | For |
| 1.8 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.9 | Elect Director Gerald A. Spector | Management | For | For |
| 1.10 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.11 | Elect Director B. Joseph White | Management | For | For |
| 1.12 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: ESS SECURITY ID: 297178105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Brady | Management | For | For |
| 1.2 | Elect Director Keith R. Guericke | Management | For | For |
| 1.3 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.4 | Elect Director George M. Marcus | Management | For | For |
| 1.5 | Elect Director Gary P. Martin | Management | For | For |
| 1.6 | Elect Director Issie N. Rabinovitch | Management | For | For |
| 1.7 | Elect Director Thomas E. Randlett | Management | For | For |
| 1.8 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.9 | Elect Director Michael J. Schall | Management | For | For |
| 1.10 | Elect Director Byron A. Scordelis | Management | For | For |
| 1.11 | Elect Director Janice L. Sears | Management | For | For |
| 1.12 | Elect Director Thomas P. Sullivan | Management | For | For |
| 1.13 | Elect Director Claude J. Zinngrabe, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXCEL TRUST, INC. MEETING DATE: MAY 04, 2015 | ||||
| TICKER: EXL SECURITY ID: 30068C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary B. Sabin | Management | For | For |
| 1.2 | Elect Director Spencer G. Plumb | Management | For | For |
| 1.3 | Elect Director Mark T. Burton | Management | For | For |
| 1.4 | Elect Director Bruce G. Blakley | Management | For | For |
| 1.5 | Elect Director Burland B. East, III | Management | For | For |
| 1.6 | Elect Director Robert E. Parsons, Jr. | Management | For | For |
| 1.7 | Elect Director Warren R. Staley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXTRA SPACE STORAGE INC. MEETING DATE: MAY 26, 2015 | ||||
| TICKER: EXR SECURITY ID: 30225T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.3 | Elect Director Karl Haas | Management | For | For |
| 1.4 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.5 | Elect Director Diane Olmstead | Management | For | For |
| 1.6 | Elect Director Roger B. Porter | Management | For | For |
| 1.7 | Elect Director K. Fred Skousen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| FOREST CITY ENTERPRISES, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: FCE.A SECURITY ID: 345550107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Scott S. Cowen | Management | For | For |
| 1.3 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GENERAL GROWTH PROPERTIES, INC. MEETING DATE: APR 16, 2015 | ||||
| TICKER: GGP SECURITY ID: 370023103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard B. Clark | Management | For | For |
| 1b | Elect Director Mary Lou Fiala | Management | For | Against |
| 1c | Elect Director J. Bruce Flatt | Management | For | Against |
| 1d | Elect Director John K. Haley | Management | For | Against |
| 1e | Elect Director Daniel B. Hurwitz | Management | For | Against |
| 1f | Elect Director Brian W. Kingston | Management | For | For |
| 1g | Elect Director Sandeep Mathrani | Management | For | For |
| 1h | Elect Director David J. Neithercut | Management | For | For |
| 1i | Elect Director Mark R. Patterson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Performance Based Equity Awards | Shareholder | Against | Against |
| HCP, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: HCP SECURITY ID: 40414L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brian G. Cartwright | Management | For | For |
| 1b | Elect Director Christine N. Garvey | Management | For | For |
| 1c | Elect Director David B. Henry | Management | For | For |
| 1d | Elect Director James P. Hoffmann | Management | For | For |
| 1e | Elect Director Lauralee E. Martin | Management | For | For |
| 1f | Elect Director Michael D. McKee | Management | For | For |
| 1g | Elect Director Peter L. Rhein | Management | For | For |
| 1h | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| HEALTH CARE REIT, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: HCN SECURITY ID: 42217K106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas J. DeRosa | Management | For | For |
| 1b | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1c | Elect Director Fred S. Klipsch | Management | For | For |
| 1d | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1e | Elect Director Timothy J. Naughton | Management | For | For |
| 1f | Elect Director Sharon M. Oster | Management | For | For |
| 1g | Elect Director Judith C. Pelham | Management | For | For |
| 1h | Elect Director Sergio D. Rivera | Management | For | For |
| 1i | Elect Director R. Scott Trumbull | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HIGHWOODS PROPERTIES, INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: HIW SECURITY ID: 431284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles A. Anderson | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Carlos E. Evans | Management | For | For |
| 1.4 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.5 | Elect Director David J. Hartzell | Management | For | For |
| 1.6 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.7 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| HOME PROPERTIES, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: HME SECURITY ID: 437306103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael D. Barnello | Management | For | For |
| 1.2 | Elect Director Bonnie S. Biumi | Management | For | For |
| 1.3 | Elect Director Stephen R. Blank | Management | For | For |
| 1.4 | Elect Director Alan L. Gosule | Management | For | For |
| 1.5 | Elect Director Leonard F. Helbig, III | Management | For | For |
| 1.6 | Elect Director Thomas P. Lydon, Jr. | Management | For | For |
| 1.7 | Elect Director Edward J. Pettinella | Management | For | For |
| 1.8 | Elect Director Clifford W. Smith, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HOST HOTELS & RESORTS, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: HST SECURITY ID: 44107P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary L. Baglivo | Management | For | For |
| 1.2 | Elect Director Sheila C. Bair | Management | For | For |
| 1.3 | Elect Director Terence C. Golden | Management | For | For |
| 1.4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 1.5 | Elect Director Richard E. Marriott | Management | For | For |
| 1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director Gordon H. Smith | Management | For | For |
| 1.9 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Vote Requirements to Amend Bylaws | Shareholder | Against | For |
| HUDSON PACIFIC PROPERTIES, INC. MEETING DATE: MAR 05, 2015 | ||||
| TICKER: HPP SECURITY ID: 444097109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| HUDSON PACIFIC PROPERTIES, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: HPP SECURITY ID: 444097109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Victor J. Coleman | Management | For | For |
| 1.2 | Elect Director Theodore R. Antenucci | Management | For | For |
| 1.3 | Elect Director Frank Cohen | Management | For | For |
| 1.4 | Elect Director Richard B. Fried | Management | For | For |
| 1.5 | Elect Director Jonathan M. Glaser | Management | For | For |
| 1.6 | Elect Director Robert L. Harris, II | Management | For | For |
| 1.7 | Elect Director Mark D. Linehan | Management | For | For |
| 1.8 | Elect Director Robert M. Moran, Jr. | Management | For | For |
| 1.9 | Elect Director Michael Nash | Management | For | For |
| 1.10 | Elect Director Barry A. Porter | Management | For | For |
| 1.11 | Elect Director John Schreiber | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KIMCO REALTY CORPORATION MEETING DATE: MAY 05, 2015 | ||||
| TICKER: KIM SECURITY ID: 49446R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Milton Cooper | Management | For | For |
| 1.2 | Elect Director Philip E. Coviello | Management | For | For |
| 1.3 | Elect Director Richard G. Dooley | Management | For | For |
| 1.4 | Elect Director Joe Grills | Management | For | For |
| 1.5 | Elect Director David B. Henry | Management | For | For |
| 1.6 | Elect Director Frank Lourenso | Management | For | For |
| 1.7 | Elect Director Colombe M. Nicholas | Management | For | For |
| 1.8 | Elect Director Richard B. Saltzman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| KITE REALTY GROUP TRUST MEETING DATE: MAY 21, 2015 | ||||
| TICKER: KRG SECURITY ID: 49803T300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Kite | Management | For | For |
| 1.2 | Elect Director William E. Bindley | Management | For | For |
| 1.3 | Elect Director Victor J. Coleman | Management | For | For |
| 1.4 | Elect Director Lee A. Daniels | Management | For | For |
| 1.5 | Elect Director Gerald W. Grupe | Management | For | For |
| 1.6 | Elect Director Christie B. Kelly | Management | For | For |
| 1.7 | Elect Director David R. O'Reilly | Management | For | For |
| 1.8 | Elect Director Barton R. Peterson | Management | For | For |
| 1.9 | Elect Director Charles H. Wurtzebach | Management | For | For |
| 2 | Reduce Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEW YORK REIT, INC. MEETING DATE: JUN 22, 2015 | ||||
| TICKER: NYRT SECURITY ID: 64976L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William M. Kahane | Management | For | For |
| 1.2 | Elect Director P. Sue Perrotty | Management | For | For |
| 1.3 | Elect Director Robert H. Burns | Management | For | For |
| 1.4 | Elect Director Randolph C. Read | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| PARAMOUNT GROUP, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: PGRE SECURITY ID: 69924R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Albert Behler | Management | For | For |
| 1b | Elect Director Thomas Armbrust | Management | For | For |
| 1c | Elect Director Dan Emmett | Management | For | Against |
| 1d | Elect Director Lizanne Galbreath | Management | For | Against |
| 1e | Elect Director Peter Linneman | Management | For | For |
| 1f | Elect Director David O'Connor | Management | For | Against |
| 1g | Elect Director Katharina Otto-Bernstein | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PIEDMONT OFFICE REALTY TRUST, INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: PDM SECURITY ID: 720190206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael R. Buchanan | Management | For | For |
| 1.2 | Elect Director Wesley E. Cantrell | Management | For | For |
| 1.3 | Elect Director William H. Keogler, Jr. | Management | For | For |
| 1.4 | Elect Director Barbara B. Lang | Management | For | For |
| 1.5 | Elect Director Frank C. McDowell | Management | For | For |
| 1.6 | Elect Director Donald A. Miller | Management | For | For |
| 1.7 | Elect Director Raymond G. Milnes, Jr. | Management | For | For |
| 1.8 | Elect Director Jeffrey L. Swope | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| POST PROPERTIES, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: PPS SECURITY ID: 737464107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert C. Goddard, III | Management | For | For |
| 1.2 | Elect Director David P. Stockert | Management | For | For |
| 1.3 | Elect Director Herschel M. Bloom | Management | For | For |
| 1.4 | Elect Director Walter M. Deriso, Jr. | Management | For | For |
| 1.5 | Elect Director Russell R. French | Management | For | For |
| 1.6 | Elect Director Toni Jennings | Management | For | For |
| 1.7 | Elect Director Ronald De Waal | Management | For | For |
| 1.8 | Elect Director Donald C. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PROLOGIS, INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: PLD SECURITY ID: 74340W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director George L. Fotiades | Management | For | For |
| 1c | Elect Director Christine N. Garvey | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director J. Michael Losh | Management | For | For |
| 1f | Elect Director Irving F. Lyons, III | Management | For | For |
| 1g | Elect Director David P. O'Connor | Management | For | For |
| 1h | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1i | Elect Director Carl B. Webb | Management | For | For |
| 1j | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PUBLIC STORAGE MEETING DATE: APR 30, 2015 | ||||
| TICKER: PSA SECURITY ID: 74460D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director B. Wayne Hughes, Jr | Management | For | For |
| 1.5 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.6 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.7 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.8 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RAMCO-GERSHENSON PROPERTIES TRUST MEETING DATE: MAY 05, 2015 | ||||
| TICKER: RPT SECURITY ID: 751452202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen R. Blank | Management | For | For |
| 1.2 | Elect Director Dennis Gershenson | Management | For | For |
| 1.3 | Elect Director Arthur Goldberg | Management | For | For |
| 1.4 | Elect Director David J. Nettina | Management | For | For |
| 1.5 | Elect Director Joel M. Pashcow | Management | For | For |
| 1.6 | Elect Director Mark K. Rosenfeld | Management | For | For |
| 1.7 | Elect Director Michael A. Ward | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RLJ LODGING TRUST MEETING DATE: MAY 01, 2015 | ||||
| TICKER: RLJ SECURITY ID: 74965L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Johnson | Management | For | For |
| 1.2 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1.3 | Elect Director Evan Bayh | Management | For | For |
| 1.4 | Elect Director Nathaniel A. Davis | Management | For | For |
| 1.5 | Elect Director Robert M. La Forgia | Management | For | For |
| 1.6 | Elect Director Glenda G. McNeal | Management | For | For |
| 1.7 | Elect Director Joseph Ryan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Declaration of Trust | Management | For | For |
| 6 | Amend Vote Requirements to Amend Bylaws | Shareholder | Against | For |
| SELECT INCOME REIT MEETING DATE: JAN 27, 2015 | ||||
| TICKER: SIR SECURITY ID: 81618T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| SELECT INCOME REIT MEETING DATE: MAY 13, 2015 | ||||
| TICKER: SIR SECURITY ID: 81618T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director William A. Lamkin | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: SPG SECURITY ID: 828806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Melvyn E. Bergstein | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Daniel C. Smith | Management | For | For |
| 1g | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| SL GREEN REALTY CORP. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: SLG SECURITY ID: 78440X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John H. Alschuler | Management | For | For |
| 1.2 | Elect Director Stephen L. Green | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SPIRIT REALTY CAPITAL, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: SRC SECURITY ID: 84860W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin M. Charlton | Management | For | For |
| 1.2 | Elect Director Todd A. Dunn | Management | For | For |
| 1.3 | Elect Director David J. Gilbert | Management | For | For |
| 1.4 | Elect Director Richard I. Gilchrist | Management | For | For |
| 1.5 | Elect Director Diane M. Morefield | Management | For | For |
| 1.6 | Elect Director Thomas H. Nolan, Jr. | Management | For | For |
| 1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.8 | Elect Director Thomas D. Senkbeil | Management | For | For |
| 1.9 | Elect Director Nicholas P. Shepherd | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SUN COMMUNITIES, INC. MEETING DATE: JUL 22, 2014 | ||||
| TICKER: SUI SECURITY ID: 866674104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephanie W. Bergeron | Management | For | For |
| 1b | Elect Director Brian M. Hermelin | Management | For | For |
| 1c | Elect Director Paul D. Lapides | Management | For | For |
| 1d | Elect Director Clunet R. Lewis | Management | For | For |
| 1e | Elect Director Ronald L. Piasecki | Management | For | For |
| 1f | Elect Director Gary A. Shiffman | Management | For | For |
| 1g | Elect Director Arthur A. Weiss | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TANGER FACTORY OUTLET CENTERS, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: SKT SECURITY ID: 875465106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William G. Benton | Management | For | For |
| 1.2 | Elect Director Jeffrey B. Citrin | Management | For | For |
| 1.3 | Elect Director Donald G. Drapkin | Management | For | For |
| 1.4 | Elect Director Thomas J. Reddin | Management | For | For |
| 1.5 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.6 | Elect Director Bridget M. Ryan-Berman | Management | For | For |
| 1.7 | Elect Director Allan L. Schuman | Management | For | For |
| 1.8 | Elect Director Steven B. Tanger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TAUBMAN CENTERS, INC. MEETING DATE: MAY 29, 2015 | ||||
| TICKER: TCO SECURITY ID: 876664103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Graham T. Allison | Management | For | For |
| 1.2 | Elect Director Peter Karmanos, Jr. | Management | For | For |
| 1.3 | Elect Director William S. Taubman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TERRENO REALTY CORPORATION MEETING DATE: MAY 05, 2015 | ||||
| TICKER: TRNO SECURITY ID: 88146M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Blake Baird | Management | For | For |
| 1.2 | Elect Director Michael A. Coke | Management | For | For |
| 1.3 | Elect Director LeRoy E. Carlson | Management | For | For |
| 1.4 | Elect Director Peter J. Merlone | Management | For | For |
| 1.5 | Elect Director Douglas M. Pasquale | Management | For | For |
| 1.6 | Elect Director Dennis Polk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UDR, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: UDR SECURITY ID: 902653104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
| 1.2 | Elect Director Robert P. Freeman | Management | For | For |
| 1.3 | Elect Director Jon A. Grove | Management | For | For |
| 1.4 | Elect Director James D. Klingbeil | Management | For | For |
| 1.5 | Elect Director Robert A. McNamara | Management | For | For |
| 1.6 | Elect Director Mark R. Patterson | Management | For | For |
| 1.7 | Elect Director Lynne B. Sagalyn | Management | For | For |
| 1.8 | Elect Director Thomas W. Toomey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VENTAS, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: VTR SECURITY ID: 92276F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Melody C. Barnes | Management | For | For |
| 1b | Elect Director Debra A. Cafaro | Management | For | For |
| 1c | Elect Director Douglas Crocker, II | Management | For | For |
| 1d | Elect Director Ronald G. Geary | Management | For | For |
| 1e | Elect Director Jay M. Gellert | Management | For | For |
| 1f | Elect Director Richard I. Gilchrist | Management | For | For |
| 1g | Elect Director Matthew J. Lustig | Management | For | For |
| 1h | Elect Director Douglas M. Pasquale | Management | For | For |
| 1i | Elect Director Robert D. Reed | Management | For | For |
| 1j | Elect Director Glenn J. Rufrano | Management | For | For |
| 1k | Elect Director James D. Shelton | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| W. P. CAREY INC. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: WPC SECURITY ID: 92936U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Trevor P. Bond | Management | For | For |
| 1.2 | Elect Director Nathaniel S. Coolidge | Management | For | For |
| 1.3 | Elect Director Mark J. DeCesaris | Management | For | For |
| 1.4 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.5 | Elect Director Axel K.A. Hansing | Management | For | For |
| 1.6 | Elect Director Jean Hoysradt | Management | For | For |
| 1.7 | Elect Director Richard C. Marston | Management | For | For |
| 1.8 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 1.9 | Elect Director Charles E. Parente | Management | For | For |
| 1.10 | Elect Director Mary M. VanDeWeghe | Management | For | For |
| 1.11 | Elect Director Nick J.M. van Ommen | Management | For | For |
| 1.12 | Elect Director Karsten von Koller | Management | For | For |
| 1.13 | Elect Director Reginald Winssinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WASHINGTON PRIME GROUP INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: WPG SECURITY ID: 92939N102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark S. Ordan | Management | For | For |
| 1.2 | Elect Director Michael P. Glimcher | Management | For | For |
| 1.3 | Elect Director Louis G. Conforti | Management | For | For |
| 1.4 | Elect Director Robert J. Laikin | Management | For | For |
| 1.5 | Elect Director Niles C. Overly | Management | For | For |
| 1.6 | Elect Director Jacquelyn R. Soffer | Management | For | For |
| 1.7 | Elect Director Richard S. Sokolov | Management | For | For |
| 1.8 | Elect Director Marvin L. White | Management | For | For |
| 2 | Change Company Name from Washington Prime Group Inc. to WP Glimcher Inc. | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY TELECOM AND UTILITIES FUND
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AMERICAN TOWER CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: AMT SECURITY ID: 03027X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Carolyn F. Katz | Management | For | For |
| 1c | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1d | Elect Director Craig Macnab | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CALPINE CORPORATION MEETING DATE: MAY 13, 2015 | ||||
| TICKER: CPN SECURITY ID: 131347304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director John B. (Thad) Hill, III | Management | For | For |
| 1.4 | Elect Director Michael W. Hofmann | Management | For | For |
| 1.5 | Elect Director David C. Merritt | Management | For | For |
| 1.6 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.7 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.8 | Elect Director Denise M. O'Leary | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| CENTURYLINK, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: CTL SECURITY ID: 156700106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Virginia Boulet | Management | For | For |
| 1.2 | Elect Director Peter C. Brown | Management | For | For |
| 1.3 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.4 | Elect Director W. Bruce Hanks | Management | For | For |
| 1.5 | Elect Director Gregory J. McCray | Management | For | For |
| 1.6 | Elect Director C.G. Melville, Jr. | Management | For | For |
| 1.7 | Elect Director William A. Owens | Management | For | For |
| 1.8 | Elect Director Harvey P. Perry | Management | For | For |
| 1.9 | Elect Director Glen F. Post, III | Management | For | For |
| 1.10 | Elect Director Michael J. Roberts | Management | For | For |
| 1.11 | Elect Director Laurie A. Siegel | Management | For | For |
| 1.12 | Elect Director Joseph R. Zimmel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| CHENIERE ENERGY, INC. MEETING DATE: SEP 11, 2014 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charif Souki | Management | For | For |
| 1.2 | Elect Director Vicky A. Bailey | Management | For | Against |
| 1.3 | Elect Director G. Andrea Botta | Management | For | For |
| 1.4 | Elect Director Keith F. Carney | Management | For | Against |
| 1.5 | Elect Director David I. Foley | Management | For | For |
| 1.6 | Elect Director Randy A. Foutch | Management | For | Against |
| 1.7 | Elect Director David B. Kilpatrick | Management | For | Against |
| 1.8 | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1.9 | Elect Director Neal A. Shear | Management | For | For |
| 1.10 | Elect Director Heather R. Zichal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| COGENT COMMUNICATIONS HOLDINGS, INC. MEETING DATE: APR 16, 2015 | ||||
| TICKER: CCOI SECURITY ID: 19239V302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dave Schaeffer | Management | For | For |
| 1.2 | Elect Director Steven D. Brooks | Management | For | For |
| 1.3 | Elect Director Timothy Weingarten | Management | For | For |
| 1.4 | Elect Director Richard T. Liebhaber | Management | For | For |
| 1.5 | Elect Director D. Blake Bath | Management | For | For |
| 1.6 | Elect Director Marc Montagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 4 | Adopt Fee Shifting Bylaws | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| COMCAST CORPORATION MEETING DATE: OCT 08, 2014 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 29, 2015 | ||||
| TICKER: CCI SECURITY ID: 22822V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Cindy Christy | Management | For | For |
| 1c | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1d | Elect Director Robert E. Garrison, II | Management | For | For |
| 1e | Elect Director Dale N. Hatfield | Management | For | For |
| 1f | Elect Director Lee W. Hogan | Management | For | For |
| 1g | Elect Director John P. Kelly | Management | For | For |
| 1h | Elect Director Robert F. McKenzie | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DISH NETWORK CORPORATION MEETING DATE: OCT 30, 2014 | ||||
| TICKER: DISH SECURITY ID: 25470M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George R. Brokaw | Management | For | For |
| 1.2 | Elect Director Joseph P. Clayton | Management | For | For |
| 1.3 | Elect Director James DeFranco | Management | For | For |
| 1.4 | Elect Director Cantey M. Ergen | Management | For | For |
| 1.5 | Elect Director Charles W. Ergen | Management | For | For |
| 1.6 | Elect Director Steven R. Goodbarn | Management | For | For |
| 1.7 | Elect Director Charles M. Lillis | Management | For | For |
| 1.8 | Elect Director Afshin Mohebbi | Management | For | For |
| 1.9 | Elect Director David K. Moskowitz | Management | For | For |
| 1.10 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.11 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| DOMINION RESOURCES, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: D SECURITY ID: 25746U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Barr | Management | For | For |
| 1.2 | Elect Director Helen E. Dragas | Management | For | For |
| 1.3 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.4 | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1.5 | Elect Director John W. Harris | Management | For | For |
| 1.6 | Elect Director Mark J. Kington | Management | For | For |
| 1.7 | Elect Director Pamela J. Royal | Management | For | For |
| 1.8 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 1.9 | Elect Director Michael E. Szymanczyk | Management | For | For |
| 1.10 | Elect Director David A. Wollard | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Cease Construction of New Nuclear Units | Shareholder | Against | Against |
| 7 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| 8 | Include Carbon Reduction as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 9 | Report on Financial and Physical Risks of Climate Change | Shareholder | Against | Abstain |
| 10 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 11 | Report on Biomass Carbon Footprint and Assess Risks | Shareholder | Against | Abstain |
| DYNEGY INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: DYN SECURITY ID: 26817R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hilary E. Ackermann | Management | For | For |
| 1.2 | Elect Director Paul M. Barbas | Management | For | For |
| 1.3 | Elect Director Robert C. Flexon | Management | For | For |
| 1.4 | Elect Director Richard Lee Kuersteiner | Management | For | For |
| 1.5 | Elect Director Jeffrey S. Stein | Management | For | For |
| 1.6 | Elect Director John R. Sult | Management | For | For |
| 1.7 | Elect Director Pat Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EXELON CORPORATION MEETING DATE: APR 28, 2015 | ||||
| TICKER: EXC SECURITY ID: 30161N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1.1b | Elect Director Ann C. Berzin | Management | For | For |
| 1.1c | Elect Director John A. Canning | Management | For | For |
| 1.1d | Elect Director Christopher M. Crane | Management | For | For |
| 1.1e | Elect Director Yves C. de Balmann | Management | For | For |
| 1.1f | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1.1g | Elect Director Paul L. Joskow | Management | For | For |
| 1.1h | Elect Director Robert J. Lawless | Management | For | For |
| 1.1i | Elect Director Richard W. Mies | Management | For | For |
| 1.1j | Elect Director William C. Richardson | Management | For | For |
| 1.1k | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1.1l | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1.1m | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | Against |
| 6 | Proxy Access | Shareholder | Against | Against |
| FAIRPOINT COMMUNICATIONS, INC. MEETING DATE: MAY 11, 2015 | ||||
| TICKER: FRP SECURITY ID: 305560302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter D. Aquino | Management | For | For |
| 1.2 | Elect Director Dennis J. Austin | Management | For | For |
| 1.3 | Elect Director Peter C. Gingold | Management | For | For |
| 1.4 | Elect Director Edward D. Horowitz | Management | For | For |
| 1.5 | Elect Director Michael J. Mahoney | Management | For | For |
| 1.6 | Elect Director Michael K. Robinson | Management | For | For |
| 1.7 | Elect Director Paul H. Sunu | Management | For | For |
| 1.8 | Elect Director David L. Treadwell | Management | For | For |
| 1.9 | Elect Director Wayne Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst &Young LLP as Auditors | Management | For | For |
| FIRSTENERGY CORP. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: FE SECURITY ID: 337932107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Michael J. Anderson | Management | For | For |
| 1.3 | Elect Director William T. Cottle | Management | For | For |
| 1.4 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.5 | Elect Director Julia L. Johnson | Management | For | For |
| 1.6 | Elect Director Charles E. Jones | Management | For | For |
| 1.7 | Elect Director Ted J. Kleisner | Management | For | For |
| 1.8 | Elect Director Donald T. Misheff | Management | For | For |
| 1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.10 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.11 | Elect Director Luis A. Reyes | Management | For | For |
| 1.12 | Elect Director George M. Smart | Management | For | For |
| 1.13 | Elect Director Jerry Sue Thornton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Adopt Quantitative Carbon Dioxide Reduction Goals | Shareholder | Against | Abstain |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ITC HOLDINGS CORP. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: ITC SECURITY ID: 465685105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert Ernst | Management | For | For |
| 1.2 | Elect Director Christopher H. Franklin | Management | For | For |
| 1.3 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.4 | Elect Director David R. Lopez | Management | For | For |
| 1.5 | Elect Director Hazel R. O'Leary | Management | For | For |
| 1.6 | Elect Director Thomas G. Stephens | Management | For | For |
| 1.7 | Elect Director G. Bennett Stewart, III | Management | For | For |
| 1.8 | Elect Director Lee C. Stewart | Management | For | For |
| 1.9 | Elect Director Joseph L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| LEVEL 3 COMMUNICATIONS, INC. MEETING DATE: OCT 28, 2014 | ||||
| TICKER: LVLT SECURITY ID: 52729N308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| LEVEL 3 COMMUNICATIONS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: LVLT SECURITY ID: 52729N308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.2 | Elect Director Jeff K. Storey | Management | For | For |
| 1.3 | Elect Director Kevin P. Chilton | Management | For | For |
| 1.4 | Elect Director Steven T. Clontz | Management | For | For |
| 1.5 | Elect Director Irene M. Esteves | Management | For | For |
| 1.6 | Elect Director T. Michael Glenn | Management | For | For |
| 1.7 | Elect Director Spencer B. Hays | Management | For | For |
| 1.8 | Elect Director Michael J. Mahoney | Management | For | For |
| 1.9 | Elect Director Kevin W. Mooney | Management | For | For |
| 1.10 | Elect Director Peter Seah Lim Huat | Management | For | For |
| 1.11 | Elect Director Peter van Oppen | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Renew Rights Plan (NOL Pill) | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| LIBERTY GLOBAL PLC MEETING DATE: FEB 24, 2015 | ||||
| TICKER: LBTYK SECURITY ID: G5480U120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt New Articles of Association | Management | For | For |
| 2 | Amend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares | Management | For | For |
| LIBERTY GLOBAL PLC MEETING DATE: FEB 24, 2015 | ||||
| TICKER: LBTYK SECURITY ID: G5480U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt New Articles of Association | Management | For | For |
| 2 | Approve Management and Allocation Policies Relating to the Liberty Global Group and LiLAC Group | Management | For | For |
| 3 | Approve Share Consolidation | Management | For | For |
| 4 | Amend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares | Management | For | For |
| 5 | Authorise Shares for Market Purchase | Management | For | For |
| 6 | Approve the Director Securities Purchase Proposal | Management | For | For |
| 7 | Approve Employee Savings-Related Share Purchase Plan | Management | For | For |
| 8 | Adopt New Articles of Association | Management | For | For |
| 9 | Amend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares | Management | For | For |
| LIBERTY GLOBAL PLC MEETING DATE: JUN 25, 2015 | ||||
| TICKER: LBTYK SECURITY ID: G5480U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael T. Fries | Management | For | For |
| 2 | Elect Director Paul A. Gould | Management | For | For |
| 3 | Elect Director John C. Malone | Management | For | For |
| 4 | Elect Director Larry E. Romrell | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | Against |
| 6 | Ratify KPMG LLP as Independent Auditors | Management | For | For |
| 7 | Ratify KPMG LLP as Statutory Auditor | Management | For | For |
| 8 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| NEXTERA ENERGY, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: NEE SECURITY ID: 65339F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director Robert M. Beall, II | Management | For | For |
| 1c | Elect Director James L. Camaren | Management | For | For |
| 1d | Elect Director Kenneth B. Dunn | Management | For | For |
| 1.e | Elect Director Naren K. Gursahaney | Management | For | For |
| 1f | Elect Director Kirk S. Hachigian | Management | For | For |
| 1g | Elect Director Toni Jennings | Management | For | For |
| 1h | Elect Director Amy B. Lane | Management | For | For |
| 1i | Elect Director James L. Robo | Management | For | For |
| 1j | Elect Director Rudy E. Schupp | Management | For | For |
| 1k | Elect Director John L. Skolds | Management | For | For |
| 1l | Elect Director William H. Swanson | Management | For | For |
| 1m | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Amend Charter to Eliminate Supermajority Vote Requirement and Provide that the Vote Required is a Majority of Outstanding Shares, For Shareholder Approval of Certain Amendments to the Charter | Management | For | For |
| 7 | Amend Charter to Eliminate the 'for cause' Requirement for the Removal of a Director | Management | For | For |
| 8 | Amend Right to Call Special Meeting | Management | For | For |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| 10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| NISOURCE INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: NI SECURITY ID: 65473P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard A. Abdoo | Management | For | For |
| 2 | Elect Director Aristides S. Candris | Management | For | For |
| 3 | Elect Director Sigmund L. Cornelius | Management | For | For |
| 4 | Elect Director Michael E. Jesanis | Management | For | For |
| 5 | Elect Director Marty R. Kittrell | Management | For | For |
| 6 | Elect Director W. Lee Nutter | Management | For | For |
| 7 | Elect Director Deborah S. Parker | Management | For | For |
| 8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
| 9 | Elect Director Teresa A.Taylor | Management | For | For |
| 10 | Elect Director Richard L. Thompson | Management | For | For |
| 11 | Elect Director Carolyn Y. Woo | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Approve Decrease in Size of Board | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | For |
| 17 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| NRG ENERGY, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: NRG SECURITY ID: 629377508 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director E. Spencer Abraham | Management | For | For |
| 1.2 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
| 1.3 | Elect Director Lawrence S. Coben | Management | For | For |
| 1.4 | Elect Director Howard E. Cosgrove | Management | For | For |
| 1.5 | Elect Director David Crane | Management | For | For |
| 1.6 | Elect Director Terry G. Dallas | Management | For | For |
| 1.7 | Elect Director William E. Hantke | Management | For | For |
| 1.8 | Elect Director Paul W. Hobby | Management | For | For |
| 1.9 | Elect Director Edward R. Muller | Management | For | For |
| 1.10 | Elect Director Anne C. Schaumburg | Management | For | For |
| 1.11 | Elect Director Evan J. Silverstein | Management | For | For |
| 1.12 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 1.13 | Elect Director Walter R. Young | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| NRG YIELD, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: NYLD SECURITY ID: 62942X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Crane | Management | For | For |
| 1.2 | Elect Director John F. Chlebowski | Management | For | For |
| 1.3 | Elect Director Kirkland B. Andrews | Management | For | For |
| 1.4 | Elect Director Brian R. Ford | Management | For | For |
| 1.5 | Elect Director Mauricio Gutierrez | Management | For | For |
| 1.6 | Elect Director Ferrell P. McClean | Management | For | For |
| 1.7 | Elect Director Christopher S. Sotos | Management | For | For |
| 2A | Authorize a New Class C and Class D of Common Stock | Management | For | For |
| 2B | Approve Stock Split | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| NUMERICABLE GROUP MEETING DATE: NOV 27, 2014 | ||||
| TICKER: NUM SECURITY ID: F6627W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Subject to Approval of Items 8, 9, and 10, Elect Patrick Drahi as Director | Management | For | For |
| 2 | Subject to Approval of Items 8, 9, and 10, Elect Angelique Benetti as Director | Management | For | For |
| 3 | Subject to Approval of Items 8, 9, and 10, Elect Vivendi as Director | Management | For | For |
| 4 | Subject to Approval of Items 8, 9, and 10, Elect Compagnie Financiere du 42 Avenue de Friedland as Director | Management | For | For |
| 5 | Subject to Approval of Items 8, 9, and 10, Elect Colette Neuville as Director | Management | For | For |
| 6 | Subject to Approval of Items 8, 9, and 10, Elect Jean-Michel Hegesippe as Director | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 8 | Subject to Approval of Items 9 and 10, Amend Article 16 of Bylaws Re: Age Limit for Directors | Management | For | For |
| 9 | Approve Acquisition of Equity Stake in SFR, its Valuation and Remuneration | Management | For | For |
| 10 | Approve Issuance of Shares in Connection with Acquisition Above | Management | For | For |
| 11 | Pursuant to Item 10 Above, Amend Articles 7 and 8 to Reflect Changes in Capital | Management | For | For |
| 12 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 14 | Subject to Approval of Items 9-11, Change Company Name to Numericable-SFR and Amend Article 3 of Bylaws Accordingly | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| OGE ENERGY CORP. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: OGE SECURITY ID: 670837103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Brandi | Management | For | For |
| 1.2 | Elect Director Luke R. Corbett | Management | For | For |
| 1.3 | Elect Director Peter B. Delaney | Management | For | For |
| 1.4 | Elect Director John D. Groendyke | Management | For | For |
| 1.5 | Elect Director Kirk Humphreys | Management | For | For |
| 1.6 | Elect Director Robert Kelley | Management | For | For |
| 1.7 | Elect Director Robert O. Lorenz | Management | For | For |
| 1.8 | Elect Director Judy R. McReynolds | Management | For | For |
| 1.9 | Elect Director Sheila G. Talton | Management | For | For |
| 1.10 | Elect Director Sean Trauschke | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | For | For |
| 5 | Report on GHG emission Reduction Scenarios | Shareholder | Against | Abstain |
| PG&E CORPORATION MEETING DATE: MAY 04, 2015 | ||||
| TICKER: PCG SECURITY ID: 69331C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lewis Chew | Management | For | For |
| 1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.3 | Elect Director Fred J. Fowler | Management | For | For |
| 1.4 | Elect Director Maryellen C. Herringer | Management | For | For |
| 1.5 | Elect Director Richard C. Kelly | Management | For | For |
| 1.6 | Elect Director Roger H. Kimmel | Management | For | For |
| 1.7 | Elect Director Richard A. Meserve | Management | For | For |
| 1.8 | Elect Director Forrest E. Miller | Management | For | For |
| 1.9 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.10 | Elect Director Barbara L. Rambo | Management | For | For |
| 1.11 | Elect Director Anne Shen Smith | Management | For | For |
| 1.12 | Elect Director Barry Lawson Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| PPL CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: PPL SECURITY ID: 69351T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Adkins | Management | For | For |
| 1.2 | Elect Director Frederick M. Bernthal | Management | For | For |
| 1.3 | Elect Director John W. Conway | Management | For | For |
| 1.4 | Elect Director Philip G. Cox | Management | For | For |
| 1.5 | Elect Director Steven G. Elliott | Management | For | For |
| 1.6 | Elect Director Louise K. Goeser | Management | For | For |
| 1.7 | Elect Director Stuart E. Graham | Management | For | For |
| 1.8 | Elect Director Raja Rajamannar | Management | For | For |
| 1.9 | Elect Director Craig A. Rogerson | Management | For | For |
| 1.10 | Elect Director William H. Spence | Management | For | For |
| 1.11 | Elect Director Natica von Althann | Management | For | For |
| 1.12 | Elect Director Keith H. Williamson | Management | For | For |
| 1.13 | Elect Director Armando Zagalo de Lima | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Proxy Access | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Report on GHG Emission Reduction Scenarios | Shareholder | Against | Abstain |
| SEMPRA ENERGY MEETING DATE: MAY 13, 2015 | ||||
| TICKER: SRE SECURITY ID: 816851109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
| 1.3 | Elect Director Kathleen L. Brown | Management | For | For |
| 1.4 | Elect Director Pablo A. Ferrero | Management | For | For |
| 1.5 | Elect Director William D. Jones | Management | For | For |
| 1.6 | Elect Director William G. Ouchi | Management | For | For |
| 1.7 | Elect Director Debra L. Reed | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director William P. Rutledge | Management | For | For |
| 1.10 | Elect Director Lynn Schenk | Management | For | For |
| 1.11 | Elect Director Jack T. Taylor | Management | For | For |
| 1.12 | Elect Director Luis M. Tellez | Management | For | For |
| 1.13 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| SPRINT CORPORATION MEETING DATE: AUG 06, 2014 | ||||
| TICKER: S SECURITY ID: 85207U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. Bennett | Management | For | For |
| 1.2 | Elect Director Gordon M. Bethune | Management | For | For |
| 1.3 | Elect Director Marcelo Claure | Management | For | For |
| 1.4 | Elect Director Ronald D. Fisher | Management | For | For |
| 1.5 | Elect Director Daniel R. Hesse | Management | For | For |
| 1.6 | Elect Director Frank Ianna | Management | For | For |
| 1.7 | Elect Director Michael G. Mullen | Management | For | For |
| 1.8 | Elect Director Masayoshi Son | Management | For | For |
| 1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| T-MOBILE US, INC. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: TMUS SECURITY ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.3 | Elect Director Srikant M. Datar | Management | For | For |
| 1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.5 | Elect Director Timotheus Hottges | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 5 | Provide Proxy Access Right | Shareholder | Against | Against |
| TELEPHONE AND DATA SYSTEMS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: TDS SECURITY ID: 879433829 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Card) | ||||
| 1.1 | Elect Director Clarence A. Davis | Management | For | For |
| 1.2 | Elect Director George W. Off | Management | For | For |
| 1.3 | Elect Director Mitchell H. Saranow | Management | For | For |
| 1.4 | Elect Director Gary L. Sugarman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Card) | ||||
| 1.1 | Elect Director Philip T. Blazek | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Walter M. Schenker | Shareholder | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Abstain | Did Not Vote |
| THE AES CORPORATION MEETING DATE: APR 23, 2015 | ||||
| TICKER: AES SECURITY ID: 00130H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andres R. Gluski | Management | For | For |
| 1.2 | Elect Director Charles L. Harrington | Management | For | For |
| 1.3 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.4 | Elect Director Tarun Khanna | Management | For | For |
| 1.5 | Elect Director Holly K. Koeppel | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Moises Naim | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Provide Proxy Access Right | Management | For | Against |
| 8 | Provide Right to Call Special Meeting | Shareholder | Against | Against |
| 9 | Proxy Access | Shareholder | Against | Against |
| VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: VZ SECURITY ID: 92343V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Richard L. Carrion | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Rodney E. Slater | Management | For | For |
| 1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.11 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Net Neutrality | Shareholder | Against | Abstain |
| 5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT AIR TRANSPORTATION PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AAR CORP. MEETING DATE: OCT 08, 2014 | ||||
| TICKER: AIR SECURITY ID: 000361105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick J. Kelly | Management | For | For |
| 1.2 | Elect Director Peter Pace | Management | For | For |
| 1.3 | Elect Director Timothy J. Romenesko | Management | For | For |
| 1.4 | Elect Director Ronald B. Woodward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| AIR CANADA MEETING DATE: MAY 12, 2015 | ||||
| TICKER: AC SECURITY ID: 008911877 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christie J.B. Clark | Management | For | For |
| 1.2 | Elect Director Michael M. Green | Management | For | For |
| 1.3 | Elect Director Jean Marc Huot | Management | For | For |
| 1.4 | Elect Director Joseph B. Leonard | Management | For | For |
| 1.5 | Elect Director Madeleine Paquin | Management | For | For |
| 1.6 | Elect Director David I. Richardson | Management | For | For |
| 1.7 | Elect Director Roy J. Romanow | Management | For | For |
| 1.8 | Elect Director Calin Rovinescu | Management | For | For |
| 1.9 | Elect Director Vagn Sorensen | Management | For | For |
| 1.10 | Elect Director Annette Verschuren | Management | For | For |
| 1.11 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Please vote FOR to Certify that the Shares Represented by this Proxy are Owned and Controlled by a Canadian or vote ABSTAIN if Controlled by a Non-Canadian | Management | None | Abstain |
| ALASKA AIR GROUP, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: ALK SECURITY ID: 011659109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Marion C. Blakey | Management | For | For |
| 1.3 | Elect Director Phyllis J. Campbell | Management | For | For |
| 1.4 | Elect Director Dhiren R. Fonseca | Management | For | For |
| 1.5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
| 1.6 | Elect Director Dennis F. Madsen | Management | For | For |
| 1.7 | Elect Director Helvi K. Sandvik | Management | For | For |
| 1.8 | Elect Director Katherine J. Savitt | Management | For | For |
| 1.9 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.10 | Elect Director Bradley D. Tilden | Management | For | For |
| 1.11 | Elect Director Eric K. Yeaman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ALLEGIANT TRAVEL COMPANY MEETING DATE: JUN 18, 2015 | ||||
| TICKER: ALGT SECURITY ID: 01748X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Montie R. Brewer | Management | For | For |
| 1b | Elect Director Gary Ellmer | Management | For | For |
| 1c | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
| 1d | Elect Director Linda A. Marvin | Management | For | For |
| 1e | Elect Director Charles W. Pollard | Management | For | For |
| 1f | Elect Director John Redmond | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| AMERICAN AIRLINES GROUP INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: AAL SECURITY ID: 02376R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Denise M. O'Leary | Management | For | For |
| 1i | Elect Director W. Douglas Parker | Management | For | For |
| 1j | Elect Director Ray M. Robinson | Management | For | For |
| 1k | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ASL MARINE HOLDINGS LTD. MEETING DATE: OCT 28, 2014 | ||||
| TICKER: A04 SECURITY ID: Y0393T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Elect Ang Ah Nui as Director | Management | For | For |
| 5 | Elect Christopher Chong Meng Tak as Director | Management | For | For |
| 6 | Elect Tan Sek Khee as Director | Management | For | For |
| 7 | Appoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 9 | Authorize Share Repurchase Program | Management | For | For |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: AAWW SECURITY ID: 049164205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert F. Agnew | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director William J. Flynn | Management | For | For |
| 1.4 | Elect Director James S. Gilmore, III | Management | For | For |
| 1.5 | Elect Director Carol B. Hallett | Management | For | For |
| 1.6 | Elect Director Frederick McCorkle | Management | For | For |
| 1.7 | Elect Director Duncan J. McNabb | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| B/E AEROSPACE, INC. MEETING DATE: SEP 10, 2014 | ||||
| TICKER: BEAV SECURITY ID: 073302101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Amin J. Khoury | Management | For | For |
| 1.2 | Elect Director Jonathan M. Schofield | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| BOMBARDIER INC. MEETING DATE: MAR 27, 2015 | ||||
| TICKER: BBD.B SECURITY ID: 097751200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock to 2,742,000,000 Shares | Management | For | Against |
| BOMBARDIER INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: BBD.B SECURITY ID: 097751200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurent Beaudoin | Management | For | For |
| 1.2 | Elect Director Pierre Beaudoin | Management | For | For |
| 1.3 | Elect Director Alain Bellemare | Management | For | For |
| 1.4 | Elect Director Joanne Bissonnette | Management | For | For |
| 1.5 | Elect Director J.R. Andre Bombardier | Management | For | For |
| 1.6 | Elect Director Martha Finn Brooks | Management | For | For |
| 1.7 | Elect Director L. Denis Desautels | Management | For | For |
| 1.8 | Elect Director Jean-Louis Fontaine | Management | For | For |
| 1.9 | Elect Director Sheila Fraser | Management | For | For |
| 1.10 | Elect Director Daniel Johnson | Management | For | For |
| 1.11 | Elect Director Jean C. Monty | Management | For | For |
| 1.12 | Elect Director Vikram Pandit | Management | For | For |
| 1.13 | Elect Director Patrick Pichette | Management | For | For |
| 1.14 | Elect Director Carlos E. Represas | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: CHRW SECURITY ID: 12541W209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert Ezrilov | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1e | Elect Director Jodee A. Kozlak | Management | For | For |
| 1f | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 1h | Elect Director James B. Stake | Management | For | For |
| 1i | Elect Director John P. Wiehoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CHORUS AVIATION INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: CHR.B SECURITY ID: 17040T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary M. Collins | Management | For | For |
| 1.2 | Elect Director Karen Cramm | Management | For | For |
| 1.3 | Elect Director Richard D. Falconer | Management | For | For |
| 1.4 | Elect Director Sydney John Isaacs | Management | For | For |
| 1.5 | Elect Director G. Ross MacCormack | Management | For | For |
| 1.6 | Elect Director Richard H. McCoy | Management | For | For |
| 1.7 | Elect Director Joseph D. Randell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | Management | None | Abstain |
| DART GROUP PLC MEETING DATE: SEP 04, 2014 | ||||
| TICKER: DTG SECURITY ID: G2657C132 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Mark Laurence as Director | Management | For | For |
| 4 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 8 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| DELTA AIR LINES, INC. MEETING DATE: JUN 25, 2015 | ||||
| TICKER: DAL SECURITY ID: 247361702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Francis S. Blake | Management | For | For |
| 1d | Elect Director Roy J. Bostock | Management | For | For |
| 1e | Elect Director John S. Brinzo | Management | For | For |
| 1f | Elect Director Daniel A. Carp | Management | For | For |
| 1g | Elect Director David G. DeWalt | Management | For | For |
| 1h | Elect Director Thomas E. Donilon | Management | For | For |
| 1i | Elect Director William H. Easter, III | Management | For | For |
| 1j | Elect Director Mickey P. Foret | Management | For | For |
| 1k | Elect Director Shirley C. Franklin | Management | For | For |
| 1l | Elect Director David R. Goode | Management | For | For |
| 1m | Elect Director George N. Mattson | Management | For | For |
| 1n | Elect Director Douglas R. Ralph | Management | For | For |
| 1o | Elect Director Sergio A.L. Rial | Management | For | For |
| 1p | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| EMBRAER SA MEETING DATE: APR 15, 2015 | ||||
| TICKER: EMBR3 SECURITY ID: 29082A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Elect Fiscal Council Members | Management | For | For |
| 5 | Approve Remuneration of Company's Management | Management | For | For |
| 6 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: EXPD SECURITY ID: 302130109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. Wright | Management | For | For |
| 1.2 | Elect Director Mark A. Emmert | Management | For | For |
| 1.3 | Elect Director Dan P. Kourkoumelis | Management | For | For |
| 1.4 | Elect Director Michael J. Malone | Management | For | For |
| 1.5 | Elect Director Richard B. McCune | Management | For | For |
| 1.6 | Elect Director John W. Meisenbach | Management | For | For |
| 1.7 | Elect Director Jeffrey S. Musser | Management | For | For |
| 1.8 | Elect Director Liane J. Pelletier | Management | For | For |
| 1.9 | Elect Director James L.K. Wang | Management | For | For |
| 1.10 | Elect Director Tay Yoshitani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | Against |
| 6 | Proxy Access | Shareholder | Against | Against |
| 7 | Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
| 8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 9 | Stock Retention | Shareholder | Against | Against |
| 10 | Clawback of Incentive Payments | Shareholder | Against | Against |
| FEDEX CORPORATION MEETING DATE: SEP 29, 2014 | ||||
| TICKER: FDX SECURITY ID: 31428X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.4 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.6 | Elect Director Gary W. Loveman | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director Frederick W. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Adopt Policy Prohibiting Hedging and Pledging Transactions | Shareholder | Against | Against |
| 7 | Adopt Policy Prohibiting Tax Payments on Restricted Stock Awards | Shareholder | Against | For |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| FORWARD AIR CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: FWRD SECURITY ID: 349853101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce A. Campbell | Management | For | For |
| 1.2 | Elect Director C. Robert Campbell | Management | For | For |
| 1.3 | Elect Director C. John Langley, Jr. | Management | For | For |
| 1.4 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.5 | Elect Director Larry D. Leinweber | Management | For | For |
| 1.6 | Elect Director G. Michael Lynch | Management | For | For |
| 1.7 | Elect Director Gary L. Paxton | Management | For | For |
| 1.8 | Elect Director Ronald W. Allen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HAWAIIAN HOLDINGS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: HA SECURITY ID: 419879101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory S. Anderson | Management | For | For |
| 1.2 | Elect Director Mark B. Dunkerley | Management | For | For |
| 1.3 | Elect Director Lawrence S. Hershfield | Management | For | For |
| 1.4 | Elect Director Zac S. Hirzel | Management | For | For |
| 1.5 | Elect Director Randall L. Jenson | Management | For | For |
| 1.6 | Elect Director Tomoyuki Moriizumi | Management | For | For |
| 1.7 | Elect Director Crystal K. Rose | Management | For | For |
| 1.8 | Elect Director Richard N. Zwern | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 27, 2015 | ||||
| TICKER: HON SECURITY ID: 438516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William S. Ayer | Management | For | For |
| 1B | Elect Director Gordon M. Bethune | Management | For | For |
| 1C | Elect Director Kevin Burke | Management | For | For |
| 1D | Elect Director Jaime Chico Pardo | Management | For | For |
| 1E | Elect Director David M. Cote | Management | For | For |
| 1F | Elect Director D. Scott Davis | Management | For | For |
| 1G | Elect Director Linnet F. Deily | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director George Paz | Management | For | For |
| 1L | Elect Director Bradley T. Sheares | Management | For | For |
| 1M | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| HUB GROUP, INC. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: HUBG SECURITY ID: 443320106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David P. Yeager | Management | For | For |
| 1.2 | Elect Director Mark A. Yeager | Management | For | For |
| 1.3 | Elect Director Gary D. Eppen | Management | For | For |
| 1.4 | Elect Director Charles R. Reaves | Management | For | For |
| 1.5 | Elect Director Martin P. Slark | Management | For | For |
| 1.6 | Elect Director Jonathan P. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PARK-OHIO HOLDINGS CORP. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: PKOH SECURITY ID: 700666100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick V. Auletta | Management | For | For |
| 1.2 | Elect Director Edward F. Crawford | Management | For | For |
| 1.3 | Elect Director James W. Wert | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| PRECISION CASTPARTS CORP. MEETING DATE: AUG 12, 2014 | ||||
| TICKER: PCP SECURITY ID: 740189105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Donegan | Management | For | For |
| 1b | Elect Director Don R. Graber | Management | For | For |
| 1c | Elect Director Lester L. Lyles | Management | For | For |
| 1d | Elect Director Daniel J. Murphy | Management | For | For |
| 1e | Elect Director Vernon E. Oechsle | Management | For | For |
| 1f | Elect Director Ulrich Schmidt | Management | For | For |
| 1g | Elect Director Richard L. Wambold | Management | For | For |
| 1h | Elect Director Timothy A. Wicks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| ROCKWELL COLLINS, INC. MEETING DATE: FEB 05, 2015 | ||||
| TICKER: COL SECURITY ID: 774341101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Carbone | Management | For | For |
| 1.2 | Elect Director Robert K. Ortberg | Management | For | For |
| 1.3 | Elect Director Cheryl L. Shavers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| SOUTHWEST AIRLINES CO. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: LUV SECURITY ID: 844741108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Gary C. Kelly | Management | For | For |
| 1g | Elect Director Nancy B. Loeffler | Management | For | For |
| 1h | Elect Director John T. Montford | Management | For | For |
| 1i | Elect Director Thomas M. Nealon | Management | For | For |
| 1j | Elect Director Daniel D. Villanueva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SPIRIT AEROSYSTEMS HOLDINGS, INC. MEETING DATE: APR 22, 2015 | ||||
| TICKER: SPR SECURITY ID: 848574109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles L. Chadwell | Management | For | For |
| 1.2 | Elect Director Paul Fulchino | Management | For | For |
| 1.3 | Elect Director Richard Gephardt | Management | For | For |
| 1.4 | Elect Director Robert Johnson | Management | For | For |
| 1.5 | Elect Director Ronald Kadish | Management | For | For |
| 1.6 | Elect Director Christopher E. Kubasik | Management | For | For |
| 1.7 | Elect Director Larry A. Lawson | Management | For | For |
| 1.8 | Elect Director John L. Plueger | Management | For | For |
| 1.9 | Elect Director Francis Raborn | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Bylaws of the Company to Delete Certain Obsolete Provisions and Make Minor Changes to Certain Provisions of the Company's Existing Bylaws | Management | For | For |
| SPIRIT AIRLINES, INC. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: SAVE SECURITY ID: 848577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert D. Johnson | Management | For | For |
| 1.2 | Elect Director Barclay G. Jones, III | Management | For | For |
| 1.3 | Elect Director Dawn M. Zier | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| SWIFT TRANSPORTATION COMPANY MEETING DATE: MAY 08, 2015 | ||||
| TICKER: SWFT SECURITY ID: 87074U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry Moyes | Management | For | For |
| 1.2 | Elect Director Richard H. Dozer | Management | For | For |
| 1.3 | Elect Director David Vander Ploeg | Management | For | For |
| 1.4 | Elect Director Glenn Brown | Management | For | For |
| 1.5 | Elect Director Jose A. Cardenas | Management | For | For |
| 1.6 | Elect Director William F. Riley III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| TEXTRON INC. MEETING DATE: APR 22, 2015 | ||||
| TICKER: TXT SECURITY ID: 883203101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott C. Donnelly | Management | For | For |
| 1.2 | Elect Director Kathleen M. Bader | Management | For | For |
| 1.3 | Elect Director R. Kerry Clark | Management | For | For |
| 1.4 | Elect Director James T. Conway | Management | For | For |
| 1.5 | Elect Director Ivor J. Evans | Management | For | For |
| 1.6 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.7 | Elect Director Paul E. Gagne | Management | For | For |
| 1.8 | Elect Director Dain M. Hancock | Management | For | For |
| 1.9 | Elect Director Lord Powell | Management | For | For |
| 1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
| 1.11 | Elect Director James L. Ziemer | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| THE BOEING COMPANY MEETING DATE: APR 27, 2015 | ||||
| TICKER: BA SECURITY ID: 097023105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David L. Calhoun | Management | For | For |
| 1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1c | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1e | Elect Director Lawrence W. Kellner | Management | For | For |
| 1f | Elect Director Edward M. Liddy | Management | For | For |
| 1g | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1h | Elect Director Susan C. Schwab | Management | For | For |
| 1i | Elect Director Ronald A. Williams | Management | For | For |
| 1j | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| TRANSDIGM GROUP INCORPORATED MEETING DATE: OCT 02, 2014 | ||||
| TICKER: TDG SECURITY ID: 893641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Stock Option Plan | Management | For | For |
| TRANSDIGM GROUP INCORPORATED MEETING DATE: MAR 05, 2015 | ||||
| TICKER: TDG SECURITY ID: 893641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Dries | Management | For | For |
| 1.2 | Elect Director W. Nicholas Howley | Management | For | For |
| 1.3 | Elect Director Raymond Laubenthal | Management | For | For |
| 1.4 | Elect Director Robert Small | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TRIUMPH GROUP, INC. MEETING DATE: JUL 18, 2014 | ||||
| TICKER: TGI SECURITY ID: 896818101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul Bourgon | Management | For | For |
| 1.2 | Elect Director John G. Drosdick | Management | For | For |
| 1.3 | Elect Director Ralph E. Eberhart | Management | For | For |
| 1.4 | Elect Director Jeffry D. Frisby | Management | For | For |
| 1.5 | Elect Director Richard C. Gozon | Management | For | For |
| 1.6 | Elect Director Richard C. Ill | Management | For | For |
| 1.7 | Elect Director William L. Mansfield | Management | For | For |
| 1.8 | Elect Director Adam J. Palmer | Management | For | For |
| 1.9 | Elect Director Joseph M. Silvestri | Management | For | For |
| 1.10 | Elect Director George Simpson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| UNITED CONTINENTAL HOLDINGS, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: UAL SECURITY ID: 910047109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Walter Isaacson | Management | For | For |
| 1.4 | Elect Director Henry L. Meyer, III | Management | For | For |
| 1.5 | Elect Director Oscar Munoz | Management | For | For |
| 1.6 | Elect Director William R. Nuti | Management | For | For |
| 1.7 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.8 | Elect Director Jeffery A. Smisek | Management | For | For |
| 1.9 | Elect Director David J. Vitale | Management | For | For |
| 1.10 | Elect Director John H. Walker | Management | For | For |
| 1.11 | Elect Director Charles A. Yamarone | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: UPS SECURITY ID: 911312106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director D. Scott Davis | Management | For | For |
| 1e | Elect Director William R. Johnson | Management | For | For |
| 1f | Elect Director Candace Kendle | Management | For | For |
| 1g | Elect Director Ann M. Livermore | Management | For | For |
| 1h | Elect Director Rudy H.P. Markham | Management | For | For |
| 1i | Elect Director Clark T. Randt, Jr. | Management | For | For |
| 1j | Elect Director John T. Stankey | Management | For | For |
| 1k | Elect Director Carol B. Tome | Management | For | For |
| 1l | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 27, 2015 | ||||
| TICKER: UTX SECURITY ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John V. Faraci | Management | For | For |
| 1b | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1c | Elect Director Gregory J. Hayes | Management | For | For |
| 1d | Elect Director Edward A. Kangas | Management | For | For |
| 1e | Elect Director Ellen J. Kullman | Management | For | For |
| 1f | Elect Director Marshall O. Larsen | Management | For | For |
| 1g | Elect Director Harold McGraw, III | Management | For | For |
| 1h | Elect Director Richard B. Myers | Management | For | For |
| 1i | Elect Director H. Patrick Swygert | Management | For | For |
| 1j | Elect Director Andre Villeneuve | Management | For | For |
| 1k | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VIRGIN AMERICA INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: VA SECURITY ID: 92765X208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald J. Carty | Management | For | For |
| 1b | Elect Director C. David Cush | Management | For | For |
| 1c | Elect Director Stacy J. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WESTJET AIRLINES LTD. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: WJA SECURITY ID: 960410306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eleven | Management | For | For |
| 2.1 | Elect Director Clive J. Beddoe | Management | For | For |
| 2.2 | Elect Director Hugh Bolton | Management | For | For |
| 2.3 | Elect Director Ron A. Brenneman | Management | For | For |
| 2.4 | Elect Director Antonio Faiola | Management | For | For |
| 2.5 | Elect Director Brett Godfrey | Management | For | For |
| 2.6 | Elect Director Allan W. Jackson | Management | For | For |
| 2.7 | Elect Director S. Barry Jackson | Management | For | For |
| 2.8 | Elect Director L. Jacques Menard | Management | For | For |
| 2.9 | Elect Director L.M. (Larry) Pollock | Management | For | For |
| 2.10 | Elect Director Janice Rennie | Management | For | For |
| 2.11 | Elect Director Gregg Saretsky | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian (in the case of Common Voting Shareholders) or a Non-Canadian (in the case of Variable Voting Shareholders) | Management | None | Abstain |
VOTE SUMMARY REPORT
SELECT AUTOMOTIVE PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| BORGWARNER INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: BWA SECURITY ID: 099724106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alexis P. Michas | Management | For | For |
| 1b | Elect Director Richard O. Schaum | Management | For | For |
| 1c | Elect Director Thomas T. Stallkamp | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Amend Bylaws to Call Special Meetings | Shareholder | Against | Against |
| CONTINENTAL AG MEETING DATE: APR 30, 2015 | ||||
| TICKER: CON SECURITY ID: D16212140 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.25 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2014 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Jose Avila for Fiscal 2014 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2014 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2014 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2014 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2014 | Management | For | For |
| 3.7 | Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2014 | Management | For | For |
| 3.8 | Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2014 | Management | For | For |
| 3.9 | Approve Discharge of Management Board member Elke Strathmann for Fiscal 2014 | Management | For | For |
| 3.10 | Approve Discharge of Management Board Member Heinz-Gerhard Wente for Fiscal 2014 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2014 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Michael Deister for Fiscal 2014 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2014 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2014 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2014 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2014 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Hans-Olaf Henkel for Fiscal 2014 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2014 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Joerg Koehlinger for Fiscal 2014 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2014 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2014 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2014 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2014 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2014 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Artur Otto for Fiscal 2014 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2014 | Management | For | For |
| 4.17 | Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2014 | Management | For | For |
| 4.18 | Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2014 | Management | For | For |
| 4.19 | Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2014 | Management | For | For |
| 4.20 | Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2014 | Management | For | For |
| 4.21 | Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2014 | Management | For | For |
| 4.22 | Approve Discharge of Supervisory Board Member Bernd Voss for Fiscal 2014 | Management | For | For |
| 4.23 | Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2014 | Management | For | For |
| 4.24 | Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2014 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2015 and for Review of Interim Financial Reports | Management | For | For |
| COOPER TIRE & RUBBER COMPANY MEETING DATE: MAY 08, 2015 | ||||
| TICKER: CTB SECURITY ID: 216831107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roy V. Armes | Management | For | For |
| 1.2 | Elect Director Thomas P. Capo | Management | For | For |
| 1.3 | Elect Director Steven M. Chapman | Management | For | For |
| 1.4 | Elect Director John J. Holland | Management | For | For |
| 1.5 | Elect Director John F. Meier | Management | For | For |
| 1.6 | Elect Director John H. Shuey | Management | For | For |
| 1.7 | Elect Director Robert D. Welding | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DELPHI AUTOMOTIVE PLC MEETING DATE: APR 23, 2015 | ||||
| TICKER: DLPH SECURITY ID: G27823106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Kevin P. Clark as a Director | Management | For | For |
| 1.2 | Re-elect Gary L. Cowger as a Director | Management | For | For |
| 1.3 | Re-elect Nicholas M. Donofrio as a Director | Management | For | For |
| 1.4 | Re-elect Mark P. Frissora as a Director | Management | For | For |
| 1.5 | Re-elect Rajiv L. Gupta as a Director | Management | For | For |
| 1.6 | Re-elect J. Randall MacDonald as a Director | Management | For | For |
| 1.7 | Re-elect Sean O. Mahoney as a Director | Management | For | For |
| 1.8 | Elect Timothy M. Manganello as a Director | Management | For | For |
| 1.9 | Re-elect Thomas W. Sidlik as a Director | Management | For | For |
| 1.10 | Re-elect Bernd Wiedemann as a Director | Management | For | For |
| 1.11 | Re-elect Lawrence A. Zimmerman as a Director | Management | For | For |
| 12 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| 14 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FORD MOTOR COMPANY MEETING DATE: MAY 14, 2015 | ||||
| TICKER: F SECURITY ID: 345370860 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Stephen G. Butler | Management | For | For |
| 2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 4 | Elect Director Mark Fields | Management | For | For |
| 5 | Elect Director Edsel B. Ford II | Management | For | For |
| 6 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 7 | Elect Director James P. Hackett | Management | For | For |
| 8 | Elect Director James H. Hance, Jr. | Management | For | For |
| 9 | Elect Director William W. Helman Iv | Management | For | For |
| 10 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 11 | Elect Director William E. Kennard | Management | For | For |
| 12 | Elect Director John C. Lechleiter | Management | For | For |
| 13 | Elect Director Ellen R. Marram | Management | For | For |
| 14 | Elect Director Gerald L. Shaheen | Management | For | For |
| 15 | Elect Director John L. Thornton | Management | For | For |
| 16 | Ratify PricewaterhouseCoopers LLPas Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 19 | Amend Bylaws to Call Special Meetings | Shareholder | Against | Against |
| GENERAL MOTORS COMPANY MEETING DATE: JUN 09, 2015 | ||||
| TICKER: GM SECURITY ID: 37045V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph J. Ashton | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Stephen J. Girsky | Management | For | For |
| 1d | Elect Director Linda R. Gooden | Management | For | For |
| 1e | Elect Director Joseph Jimenez, Jr. | Management | For | For |
| 1f | Elect Director Kathryn V. Marinello | Management | For | For |
| 1g | Elect Director Michael G. Mullen | Management | For | For |
| 1h | Elect Director James J. Mulva | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Thomas M. Schoewe | Management | For | For |
| 1k | Elect Director Theodore M. Solso | Management | For | For |
| 1l | Elect Director Carol M. Stephenson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| HARLEY-DAVIDSON, INC. MEETING DATE: APR 25, 2015 | ||||
| TICKER: HOG SECURITY ID: 412822108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. John Anderson | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Michael J. Cave | Management | For | For |
| 1.4 | Elect Director George H. Conrades | Management | For | For |
| 1.5 | Elect Director Donald A. James | Management | For | For |
| 1.6 | Elect Director Matthew S. Levatich | Management | For | For |
| 1.7 | Elect Director Sara L. Levinson | Management | For | For |
| 1.8 | Elect Director N. Thomas Linebarger | Management | For | For |
| 1.9 | Elect Director George L. Miles, Jr. | Management | For | For |
| 1.10 | Elect Director James A. Norling | Management | For | For |
| 1.11 | Elect Director Jochen Zeitz | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED MEETING DATE: DEC 03, 2014 | ||||
| TICKER: HAR SECURITY ID: 413086109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Adriane M. Brown | Management | For | For |
| 1b | Elect Director John W. Diercksen | Management | For | For |
| 1c | Elect Director Ann M. Korologos | Management | For | For |
| 1d | Elect Director Edward H. Meyer | Management | For | For |
| 1e | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1f | Elect Director Kenneth M. Reiss | Management | For | For |
| 1g | Elect Director Hellene S. Runtagh | Management | For | For |
| 1h | Elect Director Frank S. Sklarsky | Management | For | For |
| 1i | Elect Director Gary G. Steel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HONDA MOTOR CO. LTD. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: 7267 SECURITY ID: 438128308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
| 2.1 | Elect Director Ike, Fumihiko | Management | For | For |
| 2.2 | Elect Director Ito, Takanobu | Management | For | For |
| 2.3 | Elect Director Iwamura, Tetsuo | Management | For | For |
| 2.4 | Elect Director Fukuo, Koichi | Management | For | For |
| 2.5 | Elect Director Matsumoto, Yoshiyuki | Management | For | For |
| 2.6 | Elect Director Yamane, Yoshi | Management | For | For |
| 2.7 | Elect Director Hachigo, Takahiro | Management | For | For |
| 2.8 | Elect Director Yoshida, Masahiro | Management | For | For |
| 2.9 | Elect Director Takeuchi, Kohei | Management | For | For |
| 2.10 | Elect Director Kuroyanagi, Nobuo | Management | For | For |
| 2.11 | Elect Director Kunii, Hideko | Management | For | For |
| 2.12 | Elect Director Aoyama, Shinji | Management | For | For |
| 2.13 | Elect Director Kaihara, Noriya | Management | For | For |
| 2.14 | Elect Director Igarashi, Masayuki | Management | For | For |
| 3.1 | Appoint Statutory Auditor Takaura, Hideo | Management | For | For |
| 3.2 | Appoint Statutory Auditor Tamura, Mayumi | Management | For | For |
| JOHNSON CONTROLS, INC. MEETING DATE: JAN 28, 2015 | ||||
| TICKER: JCI SECURITY ID: 478366107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Natalie A. Black | Management | For | For |
| 1.2 | Elect Director Raymond L. Conner | Management | For | For |
| 1.3 | Elect Director Richard Goodman | Management | For | For |
| 1.4 | Elect Director William H. Lacy | Management | For | For |
| 1.5 | Elect Director Alex A. Molinaroli | Management | For | For |
| 1.6 | Elect Director Mark P. Vergnano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KAR AUCTION SERVICES, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: KAR SECURITY ID: 48238T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Todd F. Bourell | Management | For | For |
| 1b | Elect Director Donna R. Ecton | Management | For | For |
| 1c | Elect Director Peter R. Formanek | Management | For | For |
| 1d | Elect Director James P. Hallett | Management | For | For |
| 1e | Elect Director Mark E. Hill | Management | For | For |
| 1f | Elect Director J. Mark Howell | Management | For | For |
| 1g | Elect Director Lynn Jolliffe | Management | For | For |
| 1h | Elect Director Michael T. Kestner | Management | For | For |
| 1i | Elect Director John P. Larson | Management | For | For |
| 1j | Elect Director Stephen E. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| LEONI AG MEETING DATE: MAY 07, 2015 | ||||
| TICKER: LEO SECURITY ID: D5009P118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2014 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2015 | Management | For | Did Not Vote |
| 6 | Elect Ulrike Friese-Dormann to the Supervisory Board | Management | For | Did Not Vote |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million; Approve Creation of EUR 6.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| LINAMAR CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: LNR SECURITY ID: 53278L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank Hasenfratz | Management | For | Withhold |
| 1.2 | Elect Director Linda Hasenfratz | Management | For | Withhold |
| 1.3 | Elect Director Mark Stoddart | Management | For | Withhold |
| 1.4 | Elect Director William Harrison | Management | For | For |
| 1.5 | Elect Director Terry Reidel | Management | For | For |
| 1.6 | Elect Director Dennis Grimm | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| LKQ CORPORATION MEETING DATE: MAY 04, 2015 | ||||
| TICKER: LKQ SECURITY ID: 501889208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sukhpal Singh Ahluwalia | Management | For | For |
| 1b | Elect Director A. Clinton Allen | Management | For | For |
| 1c | Elect Director Ronald G. Foster | Management | For | For |
| 1d | Elect Director Joseph M. Holsten | Management | For | For |
| 1e | Elect Director Blythe J. McGarvie | Management | For | For |
| 1f | Elect Director Paul M. Meister | Management | For | For |
| 1g | Elect Director John F. O'Brien | Management | For | For |
| 1h | Elect Director Guhan Subramanian | Management | For | For |
| 1i | Elect Director Robert L. Wagman | Management | For | For |
| 1j | Elect Director William M. Webster, IV | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MAGNA INTERNATIONAL INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: MG SECURITY ID: 559222401 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott B. Bonham | Management | For | For |
| 1.2 | Elect Director Peter G. Bowie | Management | For | For |
| 1.3 | Elect Director J. Trevor Eyton | Management | For | For |
| 1.4 | Elect Director V. Peter Harder | Management | For | For |
| 1.5 | Elect Director Lady Barbara Judge | Management | For | For |
| 1.6 | Elect Director Kurt J. Lauk | Management | For | For |
| 1.7 | Elect Director Cynthia A. Niekamp | Management | For | For |
| 1.8 | Elect Director Indira V. Samarasekera | Management | For | For |
| 1.9 | Elect Director Donald J. Walker | Management | For | For |
| 1.10 | Elect Director Lawrence D. Worrall | Management | For | For |
| 1.11 | Elect Director William L. Young | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| MOBILEYE N.V. MEETING DATE: JUN 25, 2015 | ||||
| TICKER: MBLY SECURITY ID: N51488117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discuss Disclosure Concerning Compensation of Present and Former Directors | Management | None | None |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Current Board Members | Management | For | For |
| 4 | Approve Discharge of Previous Board Members | Management | For | For |
| 5a | Elect Ammon Shashua as Executive Director | Management | For | For |
| 5b | Elect Ziv Aviram as Executive Director | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | eceive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| RENAULT MEETING DATE: APR 30, 2015 | ||||
| TICKER: RNO SECURITY ID: F77098105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.90 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Non-Compete Agreement with Carlos Ghosn, Chairman and CEO | Management | For | For |
| 6 | Acknowledge Auditor's Special Reports Re: Remuneration of Redeemable Shares | Management | For | For |
| 7 | Reelect Philippe Lagayette as Director | Management | For | For |
| 8 | Elect Cherie Blair as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Carlos Ghosn, Chairman and CEO | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Amend Article 9 of Bylaws Re: Absence of Double Voting Rights | Management | For | For |
| 13 | Amend Article 11 of Bylaws Re: Decision to Decrease Age Limit for Directors | Management | For | For |
| 14 | Amend Article 12 of Bylaws Re: Chairman of the Board | Management | For | For |
| 15 | Amend Article 17 of Bylaws Re: Age Limit for Executive Directors | Management | For | For |
| 16 | Amend Article 11 of Bylaws Re: Remove Shareholding Requirements for Directors | Management | For | For |
| 17 | Amend Articles 21 and 28 of Bylaws Re: Record Date and Attendance to General Meetings | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| RESEARCH FRONTIERS INCORPORATED MEETING DATE: JUN 11, 2015 | ||||
| TICKER: REFR SECURITY ID: 760911107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph M. Harary | Management | For | For |
| 1.2 | Elect Director Gregory G. Grimes | Management | For | For |
| 1.3 | Elect Director Darryl Daigle | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| STONERIDGE, INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: SRI SECURITY ID: 86183P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan B. DeGaynor | Management | For | For |
| 1.2 | Elect Director Jeffrey P. Draime | Management | For | For |
| 1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
| 1.4 | Elect Director Ira C. Kaplan | Management | For | For |
| 1.5 | Elect Director Kim Korth | Management | For | For |
| 1.6 | Elect Director William M. Lasky | Management | For | For |
| 1.7 | Elect Director George S. Mayes, Jr. | Management | For | For |
| 1.8 | Elect Director Paul J. Schlather | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SUZUKI MOTOR CORP. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 7269 SECURITY ID: J78529138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 17 | Management | For | For |
| 2.1 | Elect Director Suzuki, Osamu | Management | For | For |
| 2.2 | Elect Director Honda, Osamu | Management | For | For |
| 2.3 | Elect Director Suzuki, Toshihiro | Management | For | For |
| 2.4 | Elect Director Harayama, Yasuhito | Management | For | For |
| 2.5 | Elect Director Mochizuki, Eiji | Management | For | For |
| 2.6 | Elect Director Iwatsuki, Takashi | Management | For | For |
| 2.7 | Elect Director Nagao, Masahiko | Management | For | For |
| 2.8 | Elect Director Iguchi, Masakazu | Management | For | For |
| 2.9 | Elect Director Tanino, Sakutaro | Management | For | For |
| 3 | Approve Annual Bonus Payment to Directors | Management | For | For |
| TATA MOTORS LTD. MEETING DATE: JUL 31, 2014 | ||||
| TICKER: 500570 SECURITY ID: 876568502 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends of INR 2.00 Per Ordinary Share and INR 2.10 Per 'A' Ordinary Share | Management | For | For |
| 3 | Reelect R. Speth as Director | Management | For | For |
| 4 | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect N. Wadia as Independent Non-Executive Director | Management | For | For |
| 6 | Elect R. Mashelkar as Independent Non-Executive Director | Management | For | For |
| 7 | Elect N. Munjee as Independent Non-Executive Director | Management | For | For |
| 8 | Elect S. Bhargava as Independent Non-Executive Director | Management | For | Against |
| 9 | Elect V. Jairath as Independent Non-Executive Director | Management | For | For |
| 10 | Elect F. Nayar as Independent Non-Executive Director | Management | For | For |
| 11 | Approve Remuneration of Cost Auditors | Management | For | For |
| 12 | Approve Invitation and Acceptance of Fixed Deposits from Public and Members | Management | For | For |
| TATA MOTORS LTD. MEETING DATE: JAN 19, 2015 | ||||
| TICKER: 500570 SECURITY ID: 876568502 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Revision in the Minimum Remuneration of R. Pisharody, Executive Director (Commercial Vehicles) Due to Inadequacy of Profits for Financial Year Ended March 31, 2014 | Management | For | For |
| 2 | Approve Revision in Minimum Remuneration of S. Borwankar, Executive Director (Quality) Due to Inadequacy of Profits for Financial Year Ended March 31, 2014 | Management | For | For |
| 3 | Approve Revision in Minimum Remuneration of K. Slym, Managing Director Due to Inadequacy of Profits for Financial Year Ended March 31, 2014 | Management | For | For |
| 4 | Approve Minimum Remuneration of R. Pisharody, Executive Director (Commercial Vehicles) in Case of Inadequacy of Profits for Financial Year 2014-2015 and Financial Year 2015-2016 | Management | For | Against |
| 5 | Approve Minimum Remuneration of S. Borwankar, Executive Director (Quality) in Case of Inadequacy of Profits for Financial Year 2014-2015 and Financial Year 2015-2016 | Management | For | Against |
| TATA MOTORS LTD. MEETING DATE: FEB 27, 2015 | ||||
| TICKER: 500570 SECURITY ID: 876568502 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Rights Issue of Ordinary and 'A' Ordinary Shares | Management | For | For |
| TENNECO INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: TEN SECURITY ID: 880349105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas C. Freyman | Management | For | For |
| 1b | Elect Director Dennis J. Letham | Management | For | For |
| 1c | Elect Director James S. Metcalf | Management | For | For |
| 1d | Elect Director Roger B. Porter | Management | For | For |
| 1e | Elect Director David B. Price, Jr. | Management | For | For |
| 1f | Elect Director Gregg M. Sherrill | Management | For | For |
| 1g | Elect Director Paul T. Stecko | Management | For | For |
| 1h | Elect Director Jane L. Warner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TESLA MOTORS, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: TSLA SECURITY ID: 88160R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Antonio J. Gracias | Management | For | For |
| 1.2 | Elect Director Kimbal Musk | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Adopt Goals to Reduce Use of Animal-Sourced Materials | Shareholder | Against | Against |
| 4 | Become First Cruelty-Free Premium Brand | Shareholder | Against | Abstain |
| THE GOODYEAR TIRE & RUBBER COMPANY MEETING DATE: APR 13, 2015 | ||||
| TICKER: GT SECURITY ID: 382550101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William J. Conaty | Management | For | For |
| 1b | Elect Director James A. Firestone | Management | For | For |
| 1c | Elect Director Werner Geissler | Management | For | For |
| 1d | Elect Director Peter S. Hellman | Management | For | For |
| 1e | Elect Director Laurette T. Koellner | Management | For | For |
| 1f | Elect Director Richard J. Kramer | Management | For | For |
| 1g | Elect Director W. Alan McCollough | Management | For | For |
| 1h | Elect Director John E. McGlade | Management | For | For |
| 1i | Elect Director Michael J. Morell | Management | For | For |
| 1j | Elect Director Roderick A. Palmore | Management | For | For |
| 1k | Elect Director Stephanie A. Streeter | Management | For | For |
| 1l | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 1m | Elect Director Michael R. Wessel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| TOYOTA MOTOR CORP. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: 7203 SECURITY ID: 892331307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 125 | Management | For | For |
| 2.1 | Elect Director Uchiyamada, Takeshi | Management | For | For |
| 2.2 | Elect Director Toyoda, Akio | Management | For | For |
| 2.3 | Elect Director Kodaira, Nobuyori | Management | For | For |
| 2.4 | Elect Director Kato, Mitsuhisa | Management | For | For |
| 2.5 | Elect Director Sudo, Seiichi | Management | For | For |
| 2.6 | Elect Director Terashi, Shigeki | Management | For | For |
| 2.7 | Elect Director Hayakawa, Shigeru | Management | For | For |
| 2.8 | Elect Director Didier Leroy | Management | For | For |
| 2.9 | Elect Director Ijichi, Takahiko | Management | For | For |
| 2.10 | Elect Director Uno, Ikuo | Management | For | For |
| 2.11 | Elect Director Kato, Haruhiko | Management | For | For |
| 2.12 | Elect Director Mark T. Hogan | Management | For | For |
| 3.1 | Appoint Statutory Auditor Kato, Masahiro | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kagawa, Yoshiyuki | Management | For | For |
| 3.3 | Appoint Statutory Auditor Wake, Yoko | Management | For | For |
| 3.4 | Appoint Statutory Auditor Ozu, Hiroshi | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Sakai, Ryuji | Management | For | For |
| 5 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 6 | Amend Articles to Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
| 7 | Amend Articles to Create Class AA Shares and Approve Issuance of Class AA Shares | Management | For | For |
| TRW AUTOMOTIVE HOLDINGS CORP. MEETING DATE: NOV 19, 2014 | ||||
| TICKER: TRW SECURITY ID: 87264S106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| VISTEON CORPORATION MEETING DATE: MAY 18, 2015 | ||||
| TICKER: VC SECURITY ID: 92839U206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Sale of Company Assets | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| VISTEON CORPORATION MEETING DATE: JUN 11, 2015 | ||||
| TICKER: VC SECURITY ID: 92839U206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Duncan H. Cocroft | Management | For | For |
| 1b | Elect Director Jeffrey D. Jones | Management | For | For |
| 1c | Elect Director Timothy D. Leuliette | Management | For | For |
| 1d | Elect Director Joanne M. Maguire | Management | For | For |
| 1e | Elect Director Robert J. Manzo | Management | For | For |
| 1f | Elect Director Francis M. Scricco | Management | For | For |
| 1g | Elect Director David L. Treadwell | Management | For | For |
| 1h | Elect Director Harry J. Wilson | Management | For | For |
| 1i | Elect Director Rouzbeh Yassini-Fard | Management | For | For |
| 1j | Elect Director Kam Ho George Yuen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | Against |
| 6 | Proxy Access | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT BANKING PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 1ST SOURCE CORPORATION MEETING DATE: APR 23, 2015 | ||||
| TICKER: SRCE SECURITY ID: 336901103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Allison N. Egidi | Management | For | For |
| 1.2 | Elect Director Craig A. Kapson | Management | For | For |
| 1.3 | Elect Director John T. Phair | Management | For | For |
| 1.4 | Elect Director Mark D. Schwabero | Management | For | For |
| BANK OF AMERICA CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: BAC SECURITY ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Charles K. Gifford | Management | For | For |
| 1h | Elect Director Linda P. Hudson | Management | For | For |
| 1i | Elect Director Monica C. Lozano | Management | For | For |
| 1j | Elect Director Thomas J. May | Management | For | For |
| 1k | Elect Director Brian T. Moynihan | Management | For | For |
| 1l | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Establish Other Governance Board Committee | Shareholder | Against | Against |
| BANK OF THE OZARKS, INC. MEETING DATE: MAY 18, 2015 | ||||
| TICKER: OZRK SECURITY ID: 063904106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Gleason | Management | For | For |
| 1.2 | Elect Director Dan Thomas | Management | For | For |
| 1.3 | Elect Director Nicholas Brown | Management | For | For |
| 1.4 | Elect Director Richard Cisne | Management | For | For |
| 1.5 | Elect Director Robert East | Management | For | For |
| 1.6 | Elect Director Catherine B. Freedberg | Management | For | For |
| 1.7 | Elect Director Linda Gleason | Management | For | For |
| 1.8 | Elect Director Peter Kenny | Management | For | For |
| 1.9 | Elect Director William Koefoed, Jr. | Management | For | For |
| 1.10 | Elect Director Henry Mariani | Management | For | For |
| 1.11 | Elect Director Robert Proost | Management | For | For |
| 1.12 | Elect Director R. L. Qualls | Management | For | For |
| 1.13 | Elect Director John Reynolds | Management | For | For |
| 1.14 | Elect Director Tyler Vance | Management | For | For |
| 1.15 | Elect Director Sherece West-Scantlebury | Management | For | For |
| 1.16 | Elect Director Ross Whipple | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | For |
| 3 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BARCLAYS PLC MEETING DATE: APR 23, 2015 | ||||
| TICKER: BARC SECURITY ID: G08036124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Crawford Gillies as Director | Management | For | For |
| 4 | Elect John McFarlane as Director | Management | For | For |
| 5 | Re-elect Mike Ashley as Director | Management | For | For |
| 6 | Re-elect Tim Breedon as Director | Management | For | For |
| 7 | Re-elect Reuben Jeffery III as Director | Management | For | For |
| 8 | Re-elect Antony Jenkins as Director | Management | For | For |
| 9 | Re-elect Wendy Lucas-Bull as Director | Management | For | For |
| 10 | Re-elect Tushar Morzaria as Director | Management | For | For |
| 11 | Re-elect Dambisa Moyo as Director | Management | For | For |
| 12 | Re-elect Frits van Paasschen as Director | Management | For | For |
| 13 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 14 | Re-elect Steve Thieke as Director | Management | For | For |
| 15 | Re-elect Diane de Saint Victor as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| BOFI HOLDING, INC. MEETING DATE: OCT 23, 2014 | ||||
| TICKER: BOFI SECURITY ID: 05566U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Theodore C. Allrich | Management | For | For |
| 1.2 | Elect Director John Gary Burke | Management | For | For |
| 1.3 | Elect Director Nicholas A. Mosich | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| CAMDEN NATIONAL CORPORATION MEETING DATE: APR 28, 2015 | ||||
| TICKER: CAC SECURITY ID: 133034108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ann W. Bresnahan | Management | For | For |
| 1.2 | Elect Director Gregory A. Dufour | Management | For | For |
| 1.3 | Elect Director S. Catherine Longley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: COF SECURITY ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1.1b | Elect Director Patrick W. Gross | Management | For | For |
| 1.1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1.1d | Elect Director Lewis Hay, III | Management | For | For |
| 1.1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1.1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1.1g | Elect Director Peter E. Raskind | Management | For | For |
| 1.1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1.1i | Elect Director Bradford H. Warner | Management | For | For |
| 1.1j | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| CIT GROUP INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: CIT SECURITY ID: 125581801 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John A. Thain | Management | For | For |
| 1b | Elect Director Ellen R. Alemany | Management | For | For |
| 1c | Elect Director Michael J. Embler | Management | For | For |
| 1d | Elect Director William M. Freeman | Management | For | For |
| 1e | Elect Director David M. Moffett | Management | For | For |
| 1f | Elect Director R. Brad Oates | Management | For | For |
| 1g | Elect Director Marianne Miller Parrs | Management | For | For |
| 1h | Elect Director Gerald Rosenfeld | Management | For | For |
| 1i | Elect Director John R. Ryan | Management | For | For |
| 1j | Elect Director Sheila A. Stamps | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 1l | Elect Director Peter J. Tobin | Management | For | For |
| 1m | Elect Director Laura S. Unger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| CITIGROUP INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: C SECURITY ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Peter B. Henry | Management | For | For |
| 1d | Elect Director Franz B. Humer | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Anthony M. Santomero | Management | For | For |
| 1i | Elect Director Joan E. Spero | Management | For | For |
| 1j | Elect Director Diana L. Taylor | Management | For | For |
| 1k | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1l | Elect Director James S. Turley | Management | For | For |
| 1m | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | For | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 8 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
| 9 | Report on Certain Vesting Program | Shareholder | Against | Against |
| COMERICA INCORPORATED MEETING DATE: APR 28, 2015 | ||||
| TICKER: CMA SECURITY ID: 200340107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 1.2 | Elect Director Roger A. Cregg | Management | For | For |
| 1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.4 | Elect Director Jacqueline P. Kane | Management | For | For |
| 1.5 | Elect Director Richard G. Lindner | Management | For | For |
| 1.6 | Elect Director Alfred A. Piergallini | Management | For | For |
| 1.7 | Elect Director Robert S. Taubman | Management | For | For |
| 1.8 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
| 1.9 | Elect Director Nina G. Vaca | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMMERCE BANCSHARES, INC. MEETING DATE: APR 15, 2015 | ||||
| TICKER: CBSH SECURITY ID: 200525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terry D. Bassham | Management | For | For |
| 1.2 | Elect Director Jonathan M. Kemper | Management | For | For |
| 1.3 | Elect Director Terry O. Meek | Management | For | For |
| 1.4 | Elect Director Kimberly G. Walker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| COMMUNITY TRUST BANCORP, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: CTBI SECURITY ID: 204149108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles J. Baird | Management | For | For |
| 1.2 | Elect Director Nick Carter | Management | For | For |
| 1.3 | Elect Director Jean R. Hale | Management | For | For |
| 1.4 | Elect Director James E. McGhee, II | Management | For | For |
| 1.5 | Elect Director M. Lynn Parrish | Management | For | For |
| 1.6 | Elect Director James R. Ramsey | Management | For | For |
| 1.7 | Elect Director Anthony W. St. Charles | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify BKD, LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CVB FINANCIAL CORP. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: CVBF SECURITY ID: 126600105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George A. Borba, Jr. | Management | For | For |
| 1.2 | Elect Director Stephen A. Del Guercio | Management | For | For |
| 1.3 | Elect Director Robert M. Jacoby | Management | For | For |
| 1.4 | Elect Director Christopher D. Myers | Management | For | For |
| 1.5 | Elect Director Raymond V. O'Brien, III | Management | For | For |
| 1.6 | Elect Director Hal W. Oswalt | Management | For | For |
| 1.7 | Elect Director San E. Vaccaro | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| DISCOVER FINANCIAL SERVICES MEETING DATE: APR 29, 2015 | ||||
| TICKER: DFS SECURITY ID: 254709108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.6 | Elect Director Richard H. Lenny | Management | For | For |
| 1.7 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.8 | Elect Director Michael H. Moskow | Management | For | For |
| 1.9 | Elect Director David W. Nelms | Management | For | For |
| 1.10 | Elect Director Mark A. Thierer | Management | For | For |
| 1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EAST WEST BANCORP, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: EWBC SECURITY ID: 27579R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Molly Campbell | Management | For | For |
| 1.2 | Elect Director Iris S. Chan | Management | For | For |
| 1.3 | Elect Director Rudolph I. Estrada | Management | For | For |
| 1.4 | Elect Director Julia S. Gouw | Management | For | For |
| 1.5 | Elect Director Paul H. Irving | Management | For | For |
| 1.6 | Elect Director John M. Lee | Management | For | For |
| 1.7 | Elect Director Herman Y. Li | Management | For | For |
| 1.8 | Elect Director Jack C. Liu | Management | For | For |
| 1.9 | Elect Director Dominic Ng | Management | For | For |
| 1.10 | Elect Director Keith W. Renken | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EVERTEC, INC. MEETING DATE: MAY 29, 2015 | ||||
| TICKER: EVTC SECURITY ID: 30040P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank G. D'Angelo | Management | For | For |
| 1b | Elect Director Morgan M. Schuessler, Jr. | Management | For | For |
| 1c | Elect Director Olga Botero | Management | For | For |
| 1d | Elect Director Jorge Junquera | Management | For | For |
| 1e | Elect Director Teresita Loubriel | Management | For | For |
| 1f | Elect Director Nestor O. Rivera | Management | For | For |
| 1g | Elect Director Alan H. Schumacher | Management | For | For |
| 1h | Elect Director Brian J. Smith | Management | For | For |
| 1i | Elect Director Thomas W. Swidarski | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FIRST AMERICAN FINANCIAL CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: FAF SECURITY ID: 31847R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis J. Gilmore | Management | For | For |
| 1.2 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FIRST CITIZENS BANCSHARES, INC. MEETING DATE: SEP 16, 2014 | ||||
| TICKER: FCNCA SECURITY ID: 31946M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Issue Shares in Connection with Acquisition | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| FIRST CITIZENS BANCSHARES, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: FCNCA SECURITY ID: 31946M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Director Victor E. Bell, III | Management | For | For |
| 1.3 | Elect Director Peter M. Bristow | Management | For | For |
| 1.4 | Elect Director Hope H. Bryant | Management | For | For |
| 1.5 | Elect Director H. Lee Durham, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Director Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Director Robert R. Hoppe | Management | For | For |
| 1.9 | Elect Director Lucius S. Jones | Management | For | For |
| 1.10 | Elect Director Floyd L. Keels | Management | For | For |
| 1.11 | Elect Director Robert E. Mason, IV | Management | For | For |
| 1.12 | Elect Director Robert T. Newcomb | Management | For | For |
| 1.13 | Elect Director James M. Parker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| FIRST REPUBLIC BANK MEETING DATE: MAY 12, 2015 | ||||
| TICKER: FRC SECURITY ID: 33616C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Herbert, II | Management | For | For |
| 1.2 | Elect Director Katherine August-deWilde | Management | For | For |
| 1.3 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
| 1.4 | Elect Director Frank J. Fahrenkopf, Jr. | Management | For | For |
| 1.5 | Elect Director L. Martin Gibbs | Management | For | For |
| 1.6 | Elect Director Boris Groysberg | Management | For | For |
| 1.7 | Elect Director Sandra R. Hernandez | Management | For | For |
| 1.8 | Elect Director Pamela J. Joyner | Management | For | For |
| 1.9 | Elect Director Reynold Levy | Management | For | For |
| 1.10 | Elect Director Jody S. Lindell | Management | For | For |
| 1.11 | Elect Director Duncan L. Niederauer | Management | For | For |
| 1.12 | Elect Director George G.C. Parker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HANMI FINANCIAL CORPORATION MEETING DATE: MAY 27, 2015 | ||||
| TICKER: HAFC SECURITY ID: 410495204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director I Joon Ahn | Management | For | For |
| 1.2 | Elect Director John J. Ahn | Management | For | For |
| 1.3 | Elect Director Christie K. Chu | Management | For | For |
| 1.4 | Elect Director John A. Hall | Management | For | For |
| 1.5 | Elect Director Paul Seon-Hong Kim | Management | For | For |
| 1.6 | Elect Director C. G. Kum | Management | For | For |
| 1.7 | Elect Director Joon Hyung Lee | Management | For | For |
| 1.8 | Elect Director Joseph K. Rho | Management | For | For |
| 1.9 | Elect Director David L. Rosenblum | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| HILLTOP HOLDINGS, INC. MEETING DATE: JUN 12, 2015 | ||||
| TICKER: HTH SECURITY ID: 432748101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charlotte Jones Anderson | Management | For | For |
| 1.2 | Elect Director Rhodes R. Bobbitt | Management | For | For |
| 1.3 | Elect Director Tracy A. Bolt | Management | For | For |
| 1.4 | Elect Director W. Joris Brinkerhoff | Management | For | For |
| 1.5 | Elect Director J. Taylor Crandall | Management | For | For |
| 1.6 | Elect Director Charles R. Cummings | Management | For | For |
| 1.7 | Elect Director Hill A. Feinberg | Management | For | For |
| 1.8 | Elect Director Gerald J. Ford | Management | For | For |
| 1.9 | Elect Director Jeremy B. Ford | Management | For | For |
| 1.10 | Elect Director J. Markham Green | Management | For | For |
| 1.11 | Elect Director William T. Hill, Jr. | Management | For | For |
| 1.12 | Elect Director James R. Huffines | Management | For | For |
| 1.13 | Elect Director Lee Lewis | Management | For | For |
| 1.14 | Elect Director Andrew J. Littlefair | Management | For | For |
| 1.15 | Elect Director W. Robert Nichols, III | Management | For | For |
| 1.16 | Elect Director C. Clifton Robinson | Management | For | For |
| 1.17 | Elect Director Kenneth D. Russell | Management | For | For |
| 1.18 | Elect Director A. Haag Sherman | Management | For | For |
| 1.19 | Elect Director Robert C. Taylor, Jr. | Management | For | For |
| 1.20 | Elect Director Carl B. Webb | Management | For | For |
| 1.21 | Elect Director Alan B. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: JPM SECURITY ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 9 | Report on Certain Vesting Program | Shareholder | Against | Against |
| 10 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| LLOYDS BANKING GROUP PLC MEETING DATE: MAY 14, 2015 | ||||
| TICKER: LLOY SECURITY ID: G5533W248 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Alan Dickinson as Director | Management | For | For |
| 3 | Elect Simon Henry as Director | Management | For | For |
| 4 | Elect Nick Prettejohn as Director | Management | For | For |
| 5 | Re-elect Lord Blackwell as Director | Management | For | For |
| 6 | Re-elect Juan Colombas as Director | Management | For | For |
| 7 | Re-elect George Culmer as Director | Management | For | For |
| 8 | Re-elect Carolyn Fairbairn as Director | Management | For | For |
| 9 | Re-elect Anita Frew as Director | Management | For | For |
| 10 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
| 11 | Re-elect Dyfrig John as Director | Management | For | For |
| 12 | Re-elect Nick Luff as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Sara Weller as Director | Management | For | For |
| 15 | Approve Dividend | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Approve Remuneration Report | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 26 | Amend Articles of Association Re: Limited Voting Shares | Management | For | For |
| 27 | Amend Articles of Association Re: Deferred Shares | Management | For | For |
| 28 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| M&T BANK CORPORATION MEETING DATE: APR 21, 2015 | ||||
| TICKER: MTB SECURITY ID: 55261F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brent D. Baird | Management | For | For |
| 1.2 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.3 | Elect Director Robert T. Brady | Management | For | For |
| 1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
| 1.6 | Elect Director Gary N. Geisel | Management | For | For |
| 1.7 | Elect Director John D. Hawke, Jr. | Management | For | For |
| 1.8 | Elect Director Patrick W.E. Hodgson | Management | For | For |
| 1.9 | Elect Director Richard G. King | Management | For | For |
| 1.10 | Elect Director Melinda R. Rich | Management | For | For |
| 1.11 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.12 | Elect Director Herbert L. Washington | Management | For | For |
| 1.13 | Elect Director Robert G. Wilmers | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| OCWEN FINANCIAL CORPORATION MEETING DATE: JUN 02, 2015 | ||||
| TICKER: OCN SECURITY ID: 675746309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phyllis R. Caldwell | Management | For | For |
| 1.2 | Elect Director Ronald M. Faris | Management | For | For |
| 1.3 | Elect Director Ronald J. Korn | Management | For | For |
| 1.4 | Elect Director William H. Lacy | Management | For | For |
| 1.5 | Elect Director DeForest B. Soaries, Jr. | Management | For | For |
| 1.6 | Elect Director Robert A. Salcetti | Management | For | For |
| 1.7 | Elect Director Barry N. Wish | Management | For | For |
| 1.8 | Elect Director Alan J. Bowers | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PACWEST BANCORP MEETING DATE: MAY 18, 2015 | ||||
| TICKER: PACW SECURITY ID: 695263103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Craig A. Carlson | Management | For | For |
| 1.2 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.3 | Elect Director Barry C. Fitzpatrick | Management | For | For |
| 1.4 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.5 | Elect Director C. William Hosler | Management | For | For |
| 1.6 | Elect Director Susan E. Lester | Management | For | For |
| 1.7 | Elect Director Douglas H. (Tad) Lowrey | Management | For | For |
| 1.8 | Elect Director Timothy B. Matz | Management | For | For |
| 1.9 | Elect Director Roger H. Molvar | Management | For | For |
| 1.10 | Elect Director James J. Pieczynski | Management | For | For |
| 1.11 | Elect Director Daniel B. Platt | Management | For | For |
| 1.12 | Elect Director Robert A. Stine | Management | For | For |
| 1.13 | Elect Director Matthew P. Wagner | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Tax Asset Protection Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| 7 | Other Business | Management | For | Against |
| PROSPERITY BANCSHARES, INC. MEETING DATE: APR 21, 2015 | ||||
| TICKER: PB SECURITY ID: 743606105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Bouligny | Management | For | For |
| 1.2 | Elect Director W.R. Collier | Management | For | For |
| 1.3 | Elect Director Robert Steelhammer | Management | For | For |
| 1.4 | Elect Director H. E. Timanus, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| REGIONS FINANCIAL CORPORATION MEETING DATE: APR 23, 2015 | ||||
| TICKER: RF SECURITY ID: 7591EP100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director George W. Bryan | Management | For | For |
| 1.1b | Elect Director Carolyn H. Byrd | Management | For | For |
| 1.1c | Elect Director David J. Cooper, Sr. | Management | For | For |
| 1.1d | Elect Director Don DeFosset | Management | For | For |
| 1.1e | Elect Director Eric C. Fast | Management | For | For |
| 1.1f | Elect Director O. B. Grayson Hall, Jr. | Management | For | For |
| 1.1g | Elect Director John D. Johns | Management | For | For |
| 1.1h | Elect Director Ruth Ann Marshall | Management | For | For |
| 1.1i | Elect Director Susan W. Matlock | Management | For | For |
| 1.1j | Elect Director John E. Maupin, Jr. | Management | For | For |
| 1.1k | Elect Director Charles D. McCrary | Management | For | For |
| 1.1l | Elect Director Lee J. Styslinger, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| SHINSEI BANK LTD. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: 8303 SECURITY ID: J7385L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kudo, Hideyuki | Management | For | For |
| 1.2 | Elect Director Nakamura, Yukio | Management | For | For |
| 1.3 | Elect Director J. Christopher Flowers | Management | For | For |
| 1.4 | Elect Director Ernest M. Higa | Management | For | For |
| 1.5 | Elect Director Kani, Shigeru | Management | For | For |
| 1.6 | Elect Director Makihara, Jun | Management | For | For |
| 1.7 | Elect Director Tomimura, Ryuichi | Management | For | For |
| 2 | Appoint Statutory Auditor Shibuya, Michio | Management | For | For |
| 3 | Approve Retirement Bonus for President Shigeki Toma and Special Payment Related to Retirement Bonus System Abolition to Full-Time Director | Management | For | For |
| 4 | Approve Retirement Bonus Payment for Outside Directors | Management | For | For |
| 5 | Approve Special Payments Related to Retirement Bonus System Abolition to Outside Directors and Statutory Auditors | Management | For | For |
| 6 | Approve Deep Discount Stock Option Plan | Management | For | For |
| 7 | Approve Aggregate Compensation Ceiling for Directors | Management | For | For |
| SUNTRUST BANKS, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: STI SECURITY ID: 867914103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert M. Beall, II | Management | For | For |
| 1.2 | Elect Director Paul R. Garcia | Management | For | For |
| 1.3 | Elect Director David H. Hughes | Management | For | For |
| 1.4 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.5 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.6 | Elect Director William A. Linnenbringer | Management | For | For |
| 1.7 | Elect Director Donna S. Morea | Management | For | For |
| 1.8 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.9 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.10 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.11 | Elect Director Thomas R. Watjen | Management | For | For |
| 1.12 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| TFS FINANCIAL CORPORATION MEETING DATE: FEB 26, 2015 | ||||
| TICKER: TFSL SECURITY ID: 87240R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Asher | Management | For | For |
| 1.2 | Elect Director Bernard S. Kobak | Management | For | For |
| 1.3 | Elect Director Ben S. Stefanski, III | Management | For | For |
| 1.4 | Elect Director Meredith S. Weil | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: PNC SECURITY ID: 693475105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Bunch | Management | For | For |
| 1.2 | Elect Director Paul W. Chellgren | Management | For | For |
| 1.3 | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
| 1.4 | Elect Director William S. Demchak | Management | For | For |
| 1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
| 1.6 | Elect Director Kay Coles James | Management | For | For |
| 1.7 | Elect Director Richard B. Kelson | Management | For | For |
| 1.8 | Elect Director Anthony A. Massaro | Management | For | For |
| 1.9 | Elect Director Jane G. Pepper | Management | For | For |
| 1.10 | Elect Director Donald J. Shepard | Management | For | For |
| 1.11 | Elect Director Lorene K. Steffes | Management | For | For |
| 1.12 | Elect Director Dennis F. Strigl | Management | For | For |
| 1.13 | Elect Director Thomas J. Usher | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| U.S. BANCORP MEETING DATE: APR 21, 2015 | ||||
| TICKER: USB SECURITY ID: 902973304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1.1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1.1c | Elect Director Richard K. Davis | Management | For | For |
| 1.1d | Elect Director Kimberly J. Harris | Management | For | For |
| 1.1e | Elect Director Roland A. Hernandez | Management | For | For |
| 1.1f | Elect Director Doreen Woo Ho | Management | For | For |
| 1.1g | Elect Director Joel W. Johnson | Management | For | For |
| 1.1h | Elect Director Olivia F. Kirtley | Management | For | For |
| 1.1i | Elect Director Jerry W. Levin | Management | For | For |
| 1.1j | Elect Director David B. O'Maley | Management | For | For |
| 1.1k | Elect Director O'dell M. Owens | Management | For | For |
| 1.1l | Elect Director Craig D. Schnuck | Management | For | For |
| 1.1m | Elect Director Patrick T. Stokes | Management | For | For |
| 1.1n | Elect Director Scott W. Wine | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| UMB FINANCIAL CORPORATION MEETING DATE: APR 28, 2015 | ||||
| TICKER: UMBF SECURITY ID: 902788108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warner L. Baxter | Management | For | For |
| 1.2 | Elect Director Robin C. Beery | Management | For | For |
| 1.3 | Elect Director Nancy K. Buese | Management | For | For |
| 1.4 | Elect Director Peter J. deSilva | Management | For | For |
| 1.5 | Elect Director Terrence P. Dunn | Management | For | For |
| 1.6 | Elect Director Kevin C. Gallagher | Management | For | For |
| 1.7 | Elect Director Greg M. Graves | Management | For | For |
| 1.8 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.9 | Elect Director J. Mariner Kemper | Management | For | For |
| 1.10 | Elect Director Kris A. Robbins | Management | For | For |
| 1.11 | Elect Director L. Joshua Sosland | Management | For | For |
| 1.12 | Elect Director Paul Uhlmann, III | Management | For | For |
| 1.13 | Elect Director Thomas J. Wood, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| UNITED FINANCIAL BANCORP, INC. MEETING DATE: AUG 05, 2014 | ||||
| TICKER: UBNK SECURITY ID: 910304104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H.W. Crawford, IV | Management | For | For |
| 1.2 | Elect Director Michael F. Crowley | Management | For | For |
| 1.3 | Elect Director Raymond H. Lefurge, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| WELLS FARGO & COMPANY MEETING DATE: APR 28, 2015 | ||||
| TICKER: WFC SECURITY ID: 949746101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Elizabeth A. Duke | Management | For | For |
| 1f | Elect Director Susan E. Engel | Management | For | For |
| 1g | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director Cynthia H. Milligan | Management | For | For |
| 1j | Elect Director Federico F. Pena | Management | For | For |
| 1k | Elect Director James H. Quigley | Management | For | For |
| 1l | Elect Director Judith M. Runstad | Management | For | For |
| 1m | Elect Director Stephen W. Sanger | Management | For | For |
| 1n | Elect Director John G. Stumpf | Management | For | For |
| 1o | Elect Director Susan G. Swenson | Management | For | For |
| 1p | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| WILSHIRE BANCORP, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: WIBC SECURITY ID: 97186T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Craig Mautner | Management | For | For |
| 1.2 | Elect Director John R. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT BIOTECHNOLOGY PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACADIA PHARMACEUTICALS INC. MEETING DATE: JUN 15, 2015 | ||||
| TICKER: ACAD SECURITY ID: 004225108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.2 | Elect Director Torsten Rasmussen | Management | For | For |
| 1.3 | Elect Director Daniel Soland | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACCELERON PHARMA INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: XLRN SECURITY ID: 00434H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terrence C. Kearney | Management | For | For |
| 1.2 | Elect Director John L. Knopf | Management | For | Withhold |
| 1.3 | Elect Director Terrance G. McGuire | Management | For | Withhold |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACELRX PHARMACEUTICALS, INC. MEETING DATE: JUL 24, 2014 | ||||
| TICKER: ACRX SECURITY ID: 00444T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howard B. Rosen | Management | For | For |
| 1.2 | Elect Director Mark Wan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ACELRX PHARMACEUTICALS, INC. MEETING DATE: JUN 23, 2015 | ||||
| TICKER: ACRX SECURITY ID: 00444T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adrian Adams | Management | For | For |
| 1.2 | Elect Director Richard Afable | Management | For | For |
| 1.3 | Elect Director Mark G. Edwards | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACHAOGEN, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: AKAO SECURITY ID: 004449104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Smither | Management | For | For |
| 1.2 | Elect Director Alan B. Colowick | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACHILLION PHARMACEUTICALS, INC. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: ACHN SECURITY ID: 00448Q201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Milind S. Deshpande | Management | For | For |
| 1.2 | Elect Director Jason S. Fisherman | Management | For | For |
| 1.3 | Elect Director Gary E. Frashier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: ACOR SECURITY ID: 00484M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry Greene | Management | For | For |
| 1.2 | Elect Director Ian Smith | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ACTELION LTD. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: ATLN SECURITY ID: H0032X135 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 1.30 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1.1 | Reelect Jean-Pierre Garnier as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Jean-Paul Clozel as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Juhani Anttila as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Robert Bertolini as Director | Management | For | Did Not Vote |
| 4.1.5 | Reelect John Greisch as Director | Management | For | Did Not Vote |
| 4.1.6 | Reelect Peter Gruss as Director | Management | For | Did Not Vote |
| 4.1.7 | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
| 4.1.8 | Reelect Jean Malo as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Herna Verhagen as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect David Stout as Director | Management | For | Did Not Vote |
| 4.3 | Elect Jean-Pierre Garnier as Board Chairman | Management | For | Did Not Vote |
| 4.4.1 | Appoint Herna Verhagen as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.4.2 | Appoint Jean-Pierre Garnier as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.4.3 | Appoint John Greisch as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 2.27 Million | Management | For | Did Not Vote |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 17.2 Million | Management | For | Did Not Vote |
| 6 | Designate BDO AG as Independent Proxy | Management | For | Did Not Vote |
| 7 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 8 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| ADAMAS PHARMACEUTICALS, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: ADMS SECURITY ID: 00548A106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Ericson | Management | For | For |
| 1.2 | Elect Director Martha Demski | Management | For | For |
| 1.3 | Elect Director Ivan Lieberburg | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers, LLC as Auditors | Management | For | For |
| ADMA BIOLOGICS, INC. MEETING DATE: JUN 23, 2015 | ||||
| TICKER: ADMA SECURITY ID: 000899104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven A. Elms | Management | For | For |
| 1.2 | Elect Director Adam S. Grossman | Management | For | For |
| 1.3 | Elect Director Eric I. Richman | Management | For | For |
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| AEGERION PHARMACEUTICALS, INC. MEETING DATE: JUN 25, 2015 | ||||
| TICKER: AEGR SECURITY ID: 00767E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sandford D. Smith | Management | For | For |
| 1.2 | Elect Director Paul G. Thomas | Management | For | For |
| 1.3 | Elect Director Anne VanLent | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AGENUS INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: AGEN SECURITY ID: 00847G705 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wadih Jordan | Management | For | For |
| 1.2 | Elect Director Shalini Sharp | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Deferred Compensation Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| AGIOS PHARMACEUTICALS, INC. MEETING DATE: JUN 23, 2015 | ||||
| TICKER: AGIO SECURITY ID: 00847X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Cole | Management | For | For |
| 1.2 | Elect Director Kaye Foster-Cheek | Management | For | For |
| 1.3 | Elect Director John M. Maraganore | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AKEBIA THERAPEUTICS, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: AKBA SECURITY ID: 00972D105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald C. Renaud, Jr. | Management | For | For |
| 1.2 | Elect Director Duane Nash | Management | For | For |
| 1.3 | Elect Director Michael D. Clayman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALDER BIOPHARMACEUTICALS, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: ALDR SECURITY ID: 014339105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen M. Dow | Management | For | For |
| 1.2 | Elect Director A. Bruce Montgomery | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALDEYRA THERAPEUTICS, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: ALDX SECURITY ID: 01438T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ben Bronstein | Management | For | For |
| 1.2 | Elect Director Jesse I. Treu | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: ALXN SECURITY ID: 015351109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director David R. Brennan | Management | For | For |
| 1.3 | Elect Director M. Michele Burns | Management | For | For |
| 1.4 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.5 | Elect Director David L. Hallal | Management | For | For |
| 1.6 | Elect Director John T. Mollen | Management | For | For |
| 1.7 | Elect Director R. Douglas Norby | Management | For | For |
| 1.8 | Elect Director Alvin S. Parven | Management | For | For |
| 1.9 | Elect Director Andreas Rummelt | Management | For | For |
| 1.10 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Amend Charter -- Call Special Meetings | Shareholder | Against | Against |
| ALKERMES PLC MEETING DATE: MAY 27, 2015 | ||||
| TICKER: ALKS SECURITY ID: G01767105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Floyd E. Bloom | Management | For | For |
| 1.2 | Elect Director Nancy J. Wysenski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Location of Annual Meeting | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: SEP 25, 2014 | ||||
| TICKER: ALNY SECURITY ID: 02043Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Maraganore | Management | For | For |
| 1.2 | Elect Director Paul R. Schimmel | Management | For | For |
| 1.3 | Elect Director Phillip A. Sharp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: ALNY SECURITY ID: 02043Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director John K. Clarke | Management | For | For |
| 1.3 | Elect Director Marsha H. Fanucci | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMAG PHARMACEUTICALS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: AMAG SECURITY ID: 00163U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William K. Heiden | Management | For | For |
| 1.2 | Elect Director Barbara Deptula | Management | For | For |
| 1.3 | Elect Director John A. Fallon | Management | For | For |
| 1.4 | Elect Director Robert J. Perez | Management | For | For |
| 1.5 | Elect Director Lesley Russell | Management | For | For |
| 1.6 | Elect Director Gino Santini | Management | For | For |
| 1.7 | Elect Director Davey S. Scoon | Management | For | For |
| 1.8 | Elect Director James R. Sulat | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMGEN INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: AMGN SECURITY ID: 031162100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Greg C. Garland | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.13 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ANACOR PHARMACEUTICALS, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: ANAC SECURITY ID: 032420101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Mark Leschly | Management | For | For |
| 1B | Elect Director William J. Rieflin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| APPLIED GENETIC TECHNOLOGIES CORPORATION MEETING DATE: NOV 19, 2014 | ||||
| TICKER: AGTC SECURITY ID: 03820J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David R. Guyer | Management | For | For |
| 1.2 | Elect Director Arnold L. Oronsky | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| ARADIGM CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: ARDM SECURITY ID: 038505400 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Bell | Management | For | For |
| 1.2 | Elect Director Igor Gonda | Management | For | For |
| 1.3 | Elect Director Frederick M. Hudson | Management | For | For |
| 1.4 | Elect Director Lafmin Morgan | Management | For | For |
| 1.5 | Elect Director John M. Siebert | Management | For | For |
| 1.6 | Elect Director Virgil D. Thompson | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| ARDELYX, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: ARDX SECURITY ID: 039697107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Annalisa Jenkins | Management | For | For |
| 1.2 | Elect Director Peter Schultz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ARRAY BIOPHARMA INC. MEETING DATE: OCT 30, 2014 | ||||
| TICKER: ARRY SECURITY ID: 04269X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kyle A. Lefkoff | Management | For | For |
| 1.2 | Elect Director Ron Squarer | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| ARROWHEAD RESEARCH CORPORATION MEETING DATE: MAR 03, 2015 | ||||
| TICKER: ARWR SECURITY ID: 042797209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Anzalone | Management | For | For |
| 1.2 | Elect Director Mauro Ferrari | Management | For | For |
| 1.3 | Elect Director Edward W. Frykman | Management | For | For |
| 1.4 | Elect Director Douglass Given | Management | For | For |
| 1.5 | Elect Director Charles P. McKenney | Management | For | For |
| 1.6 | Elect Director Michael S. Perry | Management | For | For |
| 2 | Classify the Board of Directors | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Rose,Snyder & Jacobs, LLP as Auditors | Management | For | For |
| ATARA BIOTHERAPEUTICS, INC. MEETING DATE: JUN 25, 2015 | ||||
| TICKER: ATRA SECURITY ID: 046513107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric L. Dobmeier | Management | For | For |
| 1.2 | Elect Director Beth Seidenberg | Management | For | For |
| 1.3 | Elect Director Eckard Weber | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| AURIS MEDICAL HOLDING AG MEETING DATE: APR 22, 2015 | ||||
| TICKER: EARS SECURITY ID: H03579101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 4.1 | Approve Remuneration of Directors in the Amount of CHF 600,000 | Management | For | Did Not Vote |
| 4.2 | Approve Remuneration of Executive Committee in the Amount of CHF 2 Million | Management | For | Did Not Vote |
| 5.1 | Elect Thomas Meyer as Directorand Board Chairman | Management | For | Did Not Vote |
| 5.2 | Elect Wolfgang Arnold as Director | Management | For | Did Not Vote |
| 5.3 | Elect James Healy as Director | Management | For | Did Not Vote |
| 5.4 | Elect Oliver Kubli as Director | Management | For | Did Not Vote |
| 5.5 | Elect Antoine Paplirnik as Director | Management | For | Did Not Vote |
| 5.6 | Elect Berndt Modig as Director | Management | For | Did Not Vote |
| 5.7 | Elect Calvin Roberts as Director | Management | For | Did Not Vote |
| 6.1 | Appoint Antoine Papiernik as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.2 | Appoint Wolfgang Arnold as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.3 | Appoint James Healy as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7 | Ratify Deloitte AG as Auditors | Management | For | Did Not Vote |
| 8 | Designate Sandro G. Tobler as Independent Proxy | Management | For | Did Not Vote |
| 9 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| AVALANCHE BIOTECHNOLOGIES, INC. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: AAVL SECURITY ID: 05337G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas W. Chalberg, Jr. | Management | For | For |
| 1.2 | Elect Director Paul D. Wachter | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BIOCRYST PHARMACEUTICALS, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: BCRX SECURITY ID: 09058V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nancy J. Hutson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BIOGEN INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: BIIB SECURITY ID: 09062X103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexander J. Denner | Management | For | For |
| 1.2 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.3 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.4 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.5 | Elect Director Robert W. Pangia | Management | For | For |
| 1.6 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.7 | Elect Director Brian S. Posner | Management | For | For |
| 1.8 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.9 | Elect Director George A. Scangos | Management | For | For |
| 1.10 | Elect Director Lynn Schenk | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| BIOMARIN PHARMACEUTICAL INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: BMRN SECURITY ID: 09061G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| BLUEBIRD BIO, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: BLUE SECURITY ID: 09609G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel S. Lynch | Management | For | For |
| 1.2 | Elect Director John M. Maraganore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CALITHERA BIOSCIENCES, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: CALA SECURITY ID: 13089P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jean M. George | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CARA THERAPEUTICS, INC. MEETING DATE: JUN 08, 2015 | ||||
| TICKER: CARA SECURITY ID: 140755109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Harrison M. Bains, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CELGENE CORPORATION MEETING DATE: JUN 17, 2015 | ||||
| TICKER: CELG SECURITY ID: 151020104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Richard W. Barker | Management | For | For |
| 1.3 | Elect Director Michael W. Bonney | Management | For | For |
| 1.4 | Elect Director Michael D. Casey | Management | For | For |
| 1.5 | Elect Director Carrie S. Cox | Management | For | For |
| 1.6 | Elect Director Michael A. Friedman | Management | For | For |
| 1.7 | Elect Director Gilla Kaplan | Management | For | For |
| 1.8 | Elect Director James J. Loughlin | Management | For | For |
| 1.9 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Specialty Drug Pricing Risks | Shareholder | Against | Abstain |
| CELLADON CORPORATION MEETING DATE: JUN 04, 2015 | ||||
| TICKER: CLDN SECURITY ID: 15117E107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael Narachi | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CELLDEX THERAPEUTICS, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: CLDX SECURITY ID: 15117B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Karen L. Shoos | Management | For | For |
| 1.7 | Elect Director Richard A. van den Broek | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CELLECTIS MEETING DATE: MAY 18, 2015 | ||||
| TICKER: ALCLS SECURITY ID: 15117K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Abstain |
| 5 | Reelect Andre Choulika as Director | Management | For | For |
| 6 | Reelect David Sourdive as Director | Management | For | For |
| 7 | Reelect Alain Godard as Director | Management | For | For |
| 8 | Elect Jean-Marie Messier as Director | Management | For | For |
| 9 | Approve Board's Special Report on Stock Option Grants | Management | For | Abstain |
| 10 | Amend Article 18 of Bylaws Re: Record Date | Management | For | For |
| CEMPRA, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: CEMP SECURITY ID: 15130J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael R. Dougherty | Management | For | For |
| 1.2 | Elect Director Prabhavathi Fernandes | Management | For | For |
| 1.3 | Elect Director David Gill | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CEPHEID MEETING DATE: APR 28, 2015 | ||||
| TICKER: CPHD SECURITY ID: 15670R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director John L. Bishop | Management | For | For |
| 1.1b | Elect Director Thomas D. Brown | Management | For | For |
| 1.1c | Elect Director Wayne G. Paterson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CERULEAN PHARMA INC. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: CERU SECURITY ID: 15708Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christopher D. T. Guiffre | Management | For | For |
| 1b | Elect Director Susan L. Kelley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CHIMERIX, INC. MEETING DATE: JUN 22, 2015 | ||||
| TICKER: CMRX SECURITY ID: 16934W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James M. Daly | Management | For | For |
| 1.2 | Elect Director Martha J. Demski | Management | For | For |
| 1.3 | Elect Director John M. Leonard | Management | For | For |
| 1.4 | Elect Director James Niedel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CLOVIS ONCOLOGY, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: CLVS SECURITY ID: 189464100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. James Barrett | Management | For | For |
| 1.2 | Elect Director Patrick J. Mahaffy | Management | For | For |
| 1.3 | Elect Director Thorlef Spickschen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CTI BIOPHARMA CORP. MEETING DATE: FEB 27, 2015 | ||||
| TICKER: CTIC SECURITY ID: 12648L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CYTOKINETICS, INCORPORATED MEETING DATE: MAY 20, 2015 | ||||
| TICKER: CYTK SECURITY ID: 23282W605 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert I. Blum | Management | For | For |
| 1.2 | Elect Director Sandford D. Smith | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| DBV TECHNOLOGIES MEETING DATE: JUN 23, 2015 | ||||
| TICKER: DBV SECURITY ID: 23306J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Ratify Appointment of Chahra Louafi as Director | Management | For | For |
| 6 | Ratify Appointment of Daniel Soland as Director | Management | For | For |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 350,000 | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Capitalization of Reserves of Up to 50 Percent of Issued Capital for Bonus Issue or Increase in Par Value | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 30 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 30 Percent of Issued Share Capital | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to 30 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 11-13 | Management | For | For |
| 16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 17 | Approve Issuance of Warrants (BSA, BSAANE and/or BSAAR) without Preemptive Rights up to 4 Percent of Issued Capital Reserved for Corporate Officers, Scientific Committee Members, Employees, Consultants and/or Services Providers | Management | For | Against |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 19 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 20 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 11-13 and 16 at 65 percent of Issued Share Capital | Management | For | For |
| 21 | Amend Article 23 of Bylaws Re: Absence of Double Voting Rights | Management | For | For |
| 22 | Approve Merger Agreement with Phys Participations | Management | For | For |
| 23 | Approve Merger Agreement with DBCS Participations | Management | For | For |
| 24 | Issue 301,788 Shares in Connection with Acquisition of Phys Participations | Management | For | For |
| 25 | Issue 288,785 Shares in Connection with Acquisition of DBCS Participations | Management | For | For |
| 26 | Pursuant to Items 22 and 24, Approve Allocation of Merger Premium | Management | For | For |
| 27 | Pursuant to Items 23 and 25, Approve Allocation of Merger Premium | Management | For | For |
| 28 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares, Following the Merger with Phys Participations | Management | For | For |
| 29 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares, Following the Merger with DBCS Participations | Management | For | For |
| 30 | Amend Article 6 of Bylaws to Reflect Changes in Capital Pursuant to Merger with Phys Participations | Management | For | For |
| 31 | Amend Article 6 of Bylaws to Reflect Changes in Capital Pursuant to Merger with DBCS Participations | Management | For | For |
| 32 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DERMIRA, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: DERM SECURITY ID: 24983L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew K. Fust | Management | For | For |
| 1.2 | Elect Director Wende S. Hutton | Management | For | For |
| 1.3 | Elect Director William R. Ringo | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| DICERNA PHARMACEUTICALS, INC. MEETING DATE: JUN 25, 2015 | ||||
| TICKER: DRNA SECURITY ID: 253031108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Fambrough, III | Management | For | For |
| 1b | Elect Director Brian K. Halak | Management | For | For |
| 1c | Elect Director Stephen J. Hoffman | Management | For | For |
| 1d | Elect Director Peter Kolchinsky | Management | For | For |
| 1e | Elect Director Dennis H. Langer | Management | For | For |
| 1f | Elect Director David M. Madden | Management | For | For |
| 1g | Elect Director Bruce Peacock | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| DYAX CORP. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: DYAX SECURITY ID: 26746E103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ron Cohen | Management | For | For |
| 1.2 | Elect Director David J. McLachlan | Management | For | For |
| 1.3 | Elect Director Paolo Pucci | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| EGALET CORPORATION MEETING DATE: JUN 10, 2015 | ||||
| TICKER: EGLT SECURITY ID: 28226B104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Radie | Management | For | For |
| 1.2 | Elect Director Jean-Francois Formela | Management | For | For |
| 2 | Approve Increase in Size of Board | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| EISAI CO. LTD. MEETING DATE: JUN 19, 2015 | ||||
| TICKER: 4523 SECURITY ID: J12852117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Indemnify Directors - Reflect Changes in Law | Management | For | For |
| 2.1 | Elect Director Naito, Haruo | Management | For | For |
| 2.2 | Elect Director Ota, Kiyochika | Management | For | For |
| 2.3 | Elect Director Matsui, Hideaki | Management | For | For |
| 2.4 | Elect Director Deguchi, Nobuo | Management | For | For |
| 2.5 | Elect Director Graham Fry | Management | For | For |
| 2.6 | Elect Director Suzuki, Osamu | Management | For | For |
| 2.7 | Elect Director Patricia Robinson | Management | For | For |
| 2.8 | Elect Director Yamashita, Toru | Management | For | For |
| 2.9 | Elect Director Nishikawa, Ikuo | Management | For | For |
| 2.10 | Elect Director Naoe, Noboru | Management | For | For |
| 2.11 | Elect Director Suhara, Eiichiro | Management | For | For |
| ELEVEN BIOTHERAPEUTICS, INC. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: EBIO SECURITY ID: 286221106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Berry | Management | For | For |
| 1.2 | Elect Director Barry J. Gertz | Management | For | For |
| 1.3 | Elect Director Cary G. Pfeffer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EMERGENT BIOSOLUTIONS INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: EBS SECURITY ID: 29089Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel J. Abdun-Nabi | Management | For | For |
| 1.2 | Elect Director Sue Bailey | Management | For | For |
| 1.3 | Elect Director Jerome Hauer | Management | For | For |
| 1.4 | Elect Director John E. Niederhuber | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENANTA PHARMACEUTICALS, INC. MEETING DATE: FEB 19, 2015 | ||||
| TICKER: ENTA SECURITY ID: 29251M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George S. Golumbeski | Management | For | For |
| 1.2 | Elect Director Terry C. Vance | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ENDO INTERNATIONAL PLC MEETING DATE: JUN 09, 2015 | ||||
| TICKER: ENDP SECURITY ID: G30401106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roger H. Kimmel | Management | For | For |
| 1b | Elect Director Rajiv De Silva | Management | For | For |
| 1c | Elect Director Shane M. Cooke | Management | For | For |
| 1d | Elect Director Arthur J. Higgins | Management | For | For |
| 1e | Elect Director Nancy J. Hutson | Management | For | For |
| 1f | Elect Director Michael Hyatt | Management | For | For |
| 1g | Elect Director William P. Montague | Management | For | For |
| 1h | Elect Director Jill D. Smith | Management | For | For |
| 1i | Elect Director William F. Spengler | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| EPIRUS BIOPHARMACEUTICALS, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: EPRS SECURITY ID: 29428P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Geoffrey Duyk | Management | For | For |
| 1.2 | Elect Director Daotian Fu | Management | For | For |
| 1.3 | Elect Director Scott Rocklage | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Reduce Authorized Common Stock | Management | For | For |
| EPIZYME, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: EPZM SECURITY ID: 29428V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl Goldfischer | Management | For | For |
| 1.2 | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ESPERION THERAPEUTICS, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: ESPR SECURITY ID: 29664W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Antonio M. Gotto, Jr. | Management | For | For |
| 1b | Elect Director Gilbert S. Omenn | Management | For | For |
| 1c | Elect Director Nicole Vitullo | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EXACT SCIENCES CORPORATION MEETING DATE: JUL 24, 2014 | ||||
| TICKER: EXAS SECURITY ID: 30063P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Maneesh K. Arora | Management | For | For |
| 1.2 | Elect Director James E. Doyle | Management | For | For |
| 1.3 | Elect Director Lionel N. Sterling | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| EXELIXIS, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: EXEL SECURITY ID: 30161Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Cohen | Management | For | For |
| 1.2 | Elect Director George Poste | Management | For | For |
| 1.3 | Elect Director Jack L. Wyszomierski | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FATE THERAPEUTICS, INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: FATE SECURITY ID: 31189P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark J. Enyedy | Management | For | For |
| 1.2 | Elect Director Amir Nashat | Management | For | For |
| 1.3 | Elect Director William H. Rastetter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FIBROCELL SCIENCE, INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: FCSC SECURITY ID: 315721209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Pernock | Management | For | For |
| 1.2 | Elect Director Kelvin Moore | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| FIBROCELL SCIENCE, INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: FCSC SECURITY ID: 315721928 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Pernock | Management | For | For |
| 1.2 | Elect Director Kelvin Moore | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| FIBROGEN, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: FGEN SECURITY ID: 31572Q808 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas B. Neff | Management | For | For |
| 1b | Elect Director Miguel Madero | Management | For | For |
| 1c | Elect Director James A. Schoeneck | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FORWARD PHARMA A/S MEETING DATE: APR 20, 2015 | ||||
| TICKER: FWP SECURITY ID: 34986J105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | ADR Meeting | Management | None | None |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 5.1 | Elect Florian Schonharting as Director | Management | For | Did Not Vote |
| 5.2 | Elect Torsten Goesch as Director | Management | For | Did Not Vote |
| 5.3 | Elect John Buchi as Director | Management | For | Did Not Vote |
| 5.4 | Elect Jan van de Winkel as Director | Management | For | Did Not Vote |
| 6 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 7.1 | Amend Articles Re: Extension of Exercise Period of Warrants | Management | For | Did Not Vote |
| 7.2 | Approve Issuance of 1.7 Million Warrants to Employees, Management, and Directors | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| FOUNDATION MEDICINE, INC. MEETING DATE: APR 02, 2015 | ||||
| TICKER: FMI SECURITY ID: 350465100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 2 | Approve Anti-dilution Protections | Management | For | For |
| 3 | Declassify the Board of Directors and Authorize Shareholders to Remove Directors With or Without Cause. | Management | For | For |
| 4 | Amend Certificate of Incorporation to Renounce Foundation's Expectancy Regarding Certain Corporate Opportunities | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| FOUNDATION MEDICINE, INC. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: FMI SECURITY ID: 350465100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexis Borisy | Management | For | For |
| 1.2 | Elect Director Sandra Horning | Management | For | For |
| 1.3 | Elect Director Evan Jones | Management | For | For |
| 1.4 | Elect Director Daniel O'Day | Management | For | For |
| 1.5 | Elect Director Michael Pellini | Management | For | For |
| 1.6 | Elect Director David Schenkein | Management | For | For |
| 1.7 | Elect Director Michael Varney | Management | For | For |
| 1.8 | Elect Director Krishna Yeshwant | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| GENFIT MEETING DATE: FEB 24, 2015 | ||||
| TICKER: ALGFT SECURITY ID: F43738107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1,137,500 | Management | For | For |
| 3 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1,075,000 | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1,075,000 | Management | For | For |
| 5 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 6 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1,075,000 | Management | For | For |
| 8 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 9 | Authorize Capital Increase of Up to EUR 1,075,000 Million for Future Exchange Offers | Management | For | For |
| 10 | Authorize Issuance of Warrants (BSA) Reserved for Independent Supervisory Board Members and Consultants, up to Aggregate Nominal Amount of 31,250 | Management | For | For |
| 11 | Approve Issuance of Warrants (BSAAR) Reserved for Employees and Corporate Officers, up to Aggregate Nominal Amount of EUR 31,250 | Management | For | For |
| 12 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| 13 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 2-4, 6-12 at EUR 1.2 Million | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| GENFIT MEETING DATE: JUN 03, 2015 | ||||
| TICKER: ALGFT SECURITY ID: F43738107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Management Board Members, Supervisory Board Members and Auditors | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Management Board's Special Report on Stock Option Grants | Management | For | For |
| 6 | Approve Management Board's Special Report on Restricted Stock Grants | Management | For | For |
| 7 | Approve Management Board's Report on Capital Increase Authorizations | Management | For | For |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
| 9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| GENMAB A/S MEETING DATE: MAR 26, 2015 | ||||
| TICKER: GEN SECURITY ID: K3967W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 4a | Reelect Mats Petterson as Director | Management | For | Did Not Vote |
| 4b | Reelect Anders Pedersen as Director | Management | For | Did Not Vote |
| 4c | Reelect Burton Malkiel as Director | Management | For | Did Not Vote |
| 4d | Elect Paolo Paoletti as New Director | Management | For | Did Not Vote |
| 4e | Elect Pernille Errenbjerg as New Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 6a | Approve Remuneration of Directors in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Vice Chairman, and DKK 300,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 6b | Amend Articles Re: Editorial | Management | For | Did Not Vote |
| 6c | Amend Articles Re: Deadline for Voting by Post | Management | For | Did Not Vote |
| 7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| GENOCEA BIOSCIENCES, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: GNCA SECURITY ID: 372427104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth Bate | Management | For | For |
| 1.2 | Elect Director Kevin Bitterman | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GENOMIC HEALTH, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: GHDX SECURITY ID: 37244C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kimberly J. Popovits | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Fred E. Cohen | Management | For | For |
| 1.5 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.6 | Elect Director Ginger L. Graham | Management | For | For |
| 1.7 | Elect Director Randall S. Livingston | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GERON CORPORATION MEETING DATE: MAY 18, 2015 | ||||
| TICKER: GERN SECURITY ID: 374163103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Scarlett | Management | For | For |
| 1.2 | Elect Director Robert J. Spiegel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GILEAD SCIENCES, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: GILD SECURITY ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| 8 | Report on Specialty Drug Pricing Risks | Shareholder | Against | Abstain |
| GW PHARMACEUTICALS PLC MEETING DATE: FEB 05, 2015 | ||||
| TICKER: GWP SECURITY ID: 36197T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Justin Gover as Director | Management | For | Against |
| 5 | Re-elect Dr Stephen Wright as Director | Management | For | Against |
| 6 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Amend Long-Term Incentive Plan | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| HALOZYME THERAPEUTICS, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: HALO SECURITY ID: 40637H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Pierre Bizzari | Management | For | For |
| 1.2 | Elect Director Randal J. Kirk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| HISTOGENICS CORPORATION MEETING DATE: JUN 24, 2015 | ||||
| TICKER: HSGX SECURITY ID: 43358V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joshua Baltzell | Management | For | For |
| 1.2 | Elect Director Kevin Rakin | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HORIZON PHARMA PLC MEETING DATE: MAY 06, 2015 | ||||
| TICKER: HZNP SECURITY ID: G4617B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William F. Daniel | Management | For | For |
| 1b | Elect Director H. Thomas Watkins | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HORIZON PHARMA, INC. MEETING DATE: SEP 18, 2014 | ||||
| TICKER: HZNP SECURITY ID: 44047T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| IGNYTA, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: RXDX SECURITY ID: 451731103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Heinrich Dreismann | Management | For | For |
| 2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| IMMUNE DESIGN CORP. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: IMDZ SECURITY ID: 45252L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ed Penhoet | Management | For | For |
| 1.2 | Elect Director David Baltimore | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| IMMUNOGEN, INC. MEETING DATE: NOV 11, 2014 | ||||
| TICKER: IMGN SECURITY ID: 45253H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Joseph J. Villafranca | Management | For | For |
| 2.2 | Elect Director Nicole Onetto | Management | For | For |
| 2.3 | Elect Director Stephen C. McCluski | Management | For | For |
| 2.4 | Elect Director Richard J. Wallace | Management | For | For |
| 2.5 | Elect Director Daniel M. Junius | Management | For | For |
| 2.6 | Elect Director Howard H. Pien | Management | For | For |
| 2.7 | Elect Director Mark Goldberg | Management | For | For |
| 2.8 | Elect Director Dean J. Mitchell | Management | For | For |
| 2.9 | Elect Director Kristine Peterson | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| IMMUNOMEDICS, INC. MEETING DATE: DEC 03, 2014 | ||||
| TICKER: IMMU SECURITY ID: 452907108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David M. Goldenberg | Management | For | For |
| 1.2 | Elect Director Cynthia L. Sullivan | Management | For | For |
| 1.3 | Elect Director Brian A. Markison | Management | For | For |
| 1.4 | Elect Director Mary E. Paetzold | Management | For | For |
| 1.5 | Elect Director Richard L. Sherman | Management | For | For |
| 1.6 | Elect Director Don C. Stark | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| INCYTE CORPORATION MEETING DATE: MAY 22, 2015 | ||||
| TICKER: INCY SECURITY ID: 45337C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Julian C. Baker | Management | For | For |
| 1.2 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.3 | Elect Director Paul A. Brooke | Management | For | For |
| 1.4 | Elect Director Paul J. Clancy | Management | For | For |
| 1.5 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.6 | Elect Director Paul A. Friedman | Management | For | For |
| 1.7 | Elect Director Herve Hoppenot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INFINITY PHARMACEUTICALS, INC. MEETING DATE: JUN 15, 2015 | ||||
| TICKER: INFI SECURITY ID: 45665G303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jose Baselga | Management | For | For |
| 1.2 | Elect Director Jeffrey Berkowitz | Management | For | For |
| 1.3 | Elect Director Anthony B. Evnin | Management | For | For |
| 1.4 | Elect Director Gwen A. Fyfe | Management | For | For |
| 1.5 | Elect Director Eric S. Lander | Management | For | For |
| 1.6 | Elect Director Adelene Q. Perkins | Management | For | For |
| 1.7 | Elect Director Norman C. Selby | Management | For | For |
| 1.8 | Elect Director Ian F. Smith | Management | For | For |
| 1.9 | Elect Director Michael C. Venuti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INSYS THERAPEUTICS, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: INSY SECURITY ID: 45824V209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Babich | Management | For | Withhold |
| 1.2 | Elect Director Pierre Lapalme | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC. MEETING DATE: JUL 17, 2014 | ||||
| TICKER: ICPT SECURITY ID: 45845P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director Luca Benatti | Management | For | For |
| 1.3 | Elect Director Paolo Fundaro | Management | For | For |
| 1.4 | Elect Director Sanj K. Patel | Management | For | For |
| 1.5 | Elect Director Mark Pruzanski | Management | For | For |
| 1.6 | Elect Director Glenn Sblendorio | Management | For | For |
| 1.7 | Elect Director Jonathan T. Silverstein | Management | For | For |
| 1.8 | Elect Director Klaus Veitinger | Management | For | For |
| 1.9 | Elect Director Nicole S. Williams | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| INTRA-CELLULAR THERAPIES, INC. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: ITCI SECURITY ID: 46116X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Alafi | Management | For | For |
| 1.2 | Elect Director Joel S. Marcus | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INTREXON CORPORATION MEETING DATE: JUN 11, 2015 | ||||
| TICKER: XON SECURITY ID: 46122T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Randal J. Kirk | Management | For | For |
| 1b | Elect Director Cesar L. Alvarez | Management | For | For |
| 1c | Elect Director Steven R. Frank | Management | For | For |
| 1d | Elect Director Larry D. Horner | Management | For | For |
| 1e | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1f | Elect Director Dean J. Mitchell | Management | For | For |
| 1g | Elect Director Robert B. Shapiro | Management | For | For |
| 1h | Elect Director James S. Turley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| INVIVO THERAPEUTICS HOLDINGS CORP. MEETING DATE: JUL 30, 2014 | ||||
| TICKER: NVIV SECURITY ID: 46186M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mark D. Perrin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| IRONWOOD PHARMACEUTICALS, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: IRWD SECURITY ID: 46333X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George H. Conrades | Management | For | For |
| 1.2 | Elect Director Lawrence S. Olanoff | Management | For | For |
| 1.3 | Elect Director Douglas E. Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ISIS PHARMACEUTICALS, INC. MEETING DATE: JUN 30, 2015 | ||||
| TICKER: ISIS SECURITY ID: 464330109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Breaux B. Castleman | Management | For | For |
| 1.2 | Elect Director Frederick T. Muto | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| JAZZ PHARMACEUTICALS PLC MEETING DATE: JUL 31, 2014 | ||||
| TICKER: JAZZ SECURITY ID: G50871105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Bruce C. Cozadd | Management | For | For |
| 1b | Elect Director Heather Ann McSharry | Management | For | For |
| 1c | Elect Director Rick E. Winningham | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Authorize Jazz Pharmaceuticals plc and/or Any Subsidiary of Jazz Pharmaceuticals plc to Make Market Purchases of Jazz Pharmaceuticals plc's Ordinary Shares | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JUNO THERAPEUTICS, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: JUNO SECURITY ID: 48205A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hans E. Bishop | Management | For | For |
| 1.2 | Elect Director Anthony B. Evnin | Management | For | For |
| 1.3 | Elect Director Howard H. Pien | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KARYOPHARM THERAPEUTICS INC. MEETING DATE: MAY 22, 2015 | ||||
| TICKER: KPTI SECURITY ID: 48576U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Deepika R. Pakianathan | Management | For | For |
| 1.2 | Elect Director Kenneth E. Weg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KERYX BIOPHARMACEUTICALS, INC. MEETING DATE: NOV 17, 2014 | ||||
| TICKER: KERX SECURITY ID: 492515101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| KERYX BIOPHARMACEUTICALS, INC. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: KERX SECURITY ID: 492515101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin J. Cameron | Management | For | For |
| 1.2 | Elect Director Joseph M. Feczko | Management | For | For |
| 1.3 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.4 | Elect Director Jack Kaye | Management | For | For |
| 1.5 | Elect Director Gregory P. Madison | Management | For | For |
| 1.6 | Elect Director Daniel P. Regan | Management | For | For |
| 1.7 | Elect Director Michael P. Tarnok | Management | For | For |
| 2 | Ratify UHY LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KITE PHARMA, INC. MEETING DATE: JUN 08, 2015 | ||||
| TICKER: KITE SECURITY ID: 49803L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arie Belldegrun | Management | For | For |
| 1.2 | Elect Director David Bonderman | Management | For | For |
| 1.3 | Elect Director Jonathan M. Peacock | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KYTHERA BIOPHARMACEUTICALS, INC. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: KYTH SECURITY ID: 501570105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith R. Leonard, Jr. | Management | For | For |
| 1.2 | Elect Director Hollings C. Renton, III | Management | For | For |
| 1.3 | Elect Director Camille Samuels | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LA JOLLA PHARMACEUTICAL COMPANY MEETING DATE: AUG 27, 2014 | ||||
| TICKER: LJPC SECURITY ID: 503459604 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Tidmarsh | Management | For | For |
| 1.2 | Elect Director Saiid Zarrabian | Management | For | For |
| 1.3 | Elect Director Laura Douglass | Management | For | For |
| 1.4 | Elect Director Craig Johnson | Management | For | For |
| 1.5 | Elect Director Robert Rosen | Management | For | For |
| 1.6 | Elect Director Kevin Tang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Authorized Common Stock | Management | For | For |
| 4 | Approve Increase in Size of Board | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| LEXICON PHARMACEUTICALS, INC. MEETING DATE: APR 23, 2015 | ||||
| TICKER: LXRX SECURITY ID: 528872104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philippe J. Amouyal | Management | For | For |
| 1.2 | Elect Director Lonnel Coats | Management | For | For |
| 1.3 | Elect Director Frank P. Palantoni | Management | For | For |
| 2 | Approval of an Amendment to the Certificate of Incorporation to Effect a Reverse Stock Split and Reduction in Authorized Shares of Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LIGAND PHARMACEUTICALS INCORPORATED MEETING DATE: APR 24, 2015 | ||||
| TICKER: LGND SECURITY ID: 53220K504 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jason M. Aryeh | Management | For | For |
| 1.2 | Elect Director Todd C. Davis | Management | For | For |
| 1.3 | Elect Director John L. Higgins | Management | For | For |
| 1.4 | Elect Director David M. Knott | Management | For | For |
| 1.5 | Elect Director John W. Kozarich | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Sunil Patel | Management | For | For |
| 1.8 | Elect Director Stephen L. Sabba | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LION BIOTECHNOLOGIES, INC. MEETING DATE: NOV 03, 2014 | ||||
| TICKER: LBIO SECURITY ID: 53619R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Manish Singh | Management | For | For |
| 1.2 | Elect Director Merrill A. McPeak | Management | For | For |
| 1.3 | Elect Director Sanford J. Hillsberg | Management | For | For |
| 1.4 | Elect Director Jay Venkatesan | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| LION BIOTECHNOLOGIES, INC. MEETING DATE: JUN 12, 2015 | ||||
| TICKER: LBIO SECURITY ID: 53619R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elma Hawkins | Management | For | For |
| 1.2 | Elect Director Merrill A. McPeak | Management | For | For |
| 1.3 | Elect Director Sanford J. Hillsberg | Management | For | For |
| 1.4 | Elect Director Jay Venkatesan | Management | For | For |
| 1.5 | Elect Director Ryan Maynard | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Weinberg & Company, P.A. as Auditors | Management | For | For |
| MACROGENICS, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: MGNX SECURITY ID: 556099109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth Galbraith | Management | For | For |
| 1.2 | Elect Director David Stump | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MANNKIND CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: MNKD SECURITY ID: 56400P201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alfred E. Mann | Management | For | For |
| 1.2 | Elect Director Hakan S. Edstrom | Management | For | For |
| 1.3 | Elect Director Ronald J. Consiglio | Management | For | For |
| 1.4 | Elect Director Michael A. Friedman | Management | For | For |
| 1.5 | Elect Director Kent Kresa | Management | For | For |
| 1.6 | Elect Director David H. MacCallum | Management | For | For |
| 1.7 | Elect Director Henry L. Nordhoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MEDIVATION, INC. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: MDVN SECURITY ID: 58501N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.2 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.3 | Elect Director David T. Hung | Management | For | For |
| 1.4 | Elect Director C. Patrick Machado | Management | For | For |
| 1.5 | Elect Director Dawn Svoronos | Management | For | For |
| 1.6 | Elect Director W. Anthony Vernon | Management | For | For |
| 1.7 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | Against |
| MERRIMACK PHARMACEUTICALS, INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: MACK SECURITY ID: 590328100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Mulroy | Management | For | For |
| 1.2 | Elect Director Gary L. Crocker | Management | For | For |
| 1.3 | Elect Director Gordon J. Fehr | Management | For | For |
| 1.4 | Elect Director Vivian S. Lee | Management | For | For |
| 1.5 | Elect Director John Mendelsohn | Management | For | For |
| 1.6 | Elect Director Ulrik B. Nielsen | Management | For | For |
| 1.7 | Elect Director Michael E. Porter | Management | For | For |
| 1.8 | Elect Director James H. Quigley | Management | For | For |
| 1.9 | Elect Director Russell T. Ray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MIMEDX GROUP, INC. MEETING DATE: JUL 28, 2014 | ||||
| TICKER: MDXG SECURITY ID: 602496101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles R. Evans | Management | For | Withhold |
| 1.2 | Elect Director Charles E. ('Chuck') Koob | Management | For | Withhold |
| 1.3 | Elect Director Neil S. Yeston | Management | For | Withhold |
| 1.4 | Elect Director William C. Taylor | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| MIMEDX GROUP, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: MDXG SECURITY ID: 602496101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph G. Bleser | Management | For | For |
| 1.2 | Elect Director Bruce L. Hack | Management | For | For |
| 1.3 | Elect Director William C. Taylor | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Cherry Bekaert LLP as Auditors | Management | For | For |
| MINERVA NEUROSCIENCES, INC. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: NERV SECURITY ID: 603380106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michele Ollier | Management | For | For |
| 1.2 | Elect Director Nico Vandervelpen | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: MNTA SECURITY ID: 60877T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John K. Clarke | Management | For | For |
| 1.2 | Elect Director James R. Sulat | Management | For | For |
| 1.3 | Elect Director Craig A. Wheeler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MYOS CORPORATION MEETING DATE: DEC 18, 2014 | ||||
| TICKER: MYOS SECURITY ID: 554051920 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Hariri | Management | For | For |
| 1.2 | Elect Director Louis J. Aronne | Management | For | For |
| 1.3 | Elect Director Peter Diamandis | Management | For | For |
| 1.4 | Elect Director Buzz Aldrin | Management | For | For |
| 1.5 | Elect Director J. Craig Venter | Management | For | For |
| 1.6 | Elect Director Sapna Srivastava | Management | For | For |
| 1.7 | Elect Director Christopher Pechock | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| MYRIAD GENETICS, INC. MEETING DATE: DEC 04, 2014 | ||||
| TICKER: MYGN SECURITY ID: 62855J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Walter Gilbert | Management | For | For |
| 1.2 | Elect Director Dennis H. Langer | Management | For | For |
| 1.3 | Elect Director Lawrence C. Best | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEKTAR THERAPEUTICS MEETING DATE: JUN 16, 2015 | ||||
| TICKER: NKTR SECURITY ID: 640268108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert B. Chess | Management | For | For |
| 1b | Elect Director Susan Wang | Management | For | For |
| 1c | Elect Director Roy A. Whitfield | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: NBIX SECURITY ID: 64125C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Thomas Mitchell | Management | For | For |
| 1.2 | Elect Director Joseph A. Mollica | Management | For | For |
| 1.3 | Elect Director William H. Rastetter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEWLINK GENETICS CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: NLNK SECURITY ID: 651511107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ernest J. Talarico, III | Management | For | For |
| 1.2 | Elect Director Lota S. Zoth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| NOVAVAX, INC. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: NVAX SECURITY ID: 670002104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard H. Douglas | Management | For | For |
| 1.2 | Elect Director Gary C. Evans | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| OCULAR THERAPEUTIX, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: OCUL SECURITY ID: 67576A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Garvey | Management | For | For |
| 1.2 | Elect Director Charles Warden | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ONCOMED PHARMACEUTICALS, INC. MEETING DATE: JUN 19, 2015 | ||||
| TICKER: OMED SECURITY ID: 68234X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul J. Hastings | Management | For | For |
| 1.2 | Elect Director Laurence Lasky | Management | For | Withhold |
| 1.3 | Elect Director Denise Pollard-Knight | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| OPHTHOTECH CORPORATION MEETING DATE: JUN 04, 2015 | ||||
| TICKER: OPHT SECURITY ID: 683745103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Axel Bolte | Management | For | For |
| 1.2 | Elect Director Samir C. Patel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| OPKO HEALTH, INC. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: OPK SECURITY ID: 68375N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phillip Frost | Management | For | For |
| 1.2 | Elect Director Jane H. Hsiao | Management | For | For |
| 1.3 | Elect Director Steven D. Rubin | Management | For | For |
| 1.4 | Elect Director Robert A. Baron | Management | For | For |
| 1.5 | Elect Director Thomas E. Beier | Management | For | For |
| 1.6 | Elect Director Dmitry Kolosov | Management | For | For |
| 1.7 | Elect Director Richard A. Lerner | Management | For | For |
| 1.8 | Elect Director John A. Paganelli | Management | For | For |
| 1.9 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
| 1.10 | Elect Director Alice Lin-Tsing Yu | Management | For | Withhold |
| OREXIGEN THERAPEUTICS, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: OREX SECURITY ID: 686164104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Louis C. Bock | Management | For | For |
| 1.2 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.3 | Elect Director Peter K. Honig | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ORGANOVO HOLDINGS, INC. MEETING DATE: AUG 20, 2014 | ||||
| TICKER: ONVO SECURITY ID: 68620A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Baltera, Jr. | Management | For | For |
| 1.2 | Elect Director James T. Glover | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OSIRIS THERAPEUTICS, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: OSIR SECURITY ID: 68827R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Peter Friedli | Management | For | For |
| 2.2 | Elect Director Lode Debrabandere | Management | For | For |
| 2.3 | Elect Director Jay M. Moyes | Management | For | For |
| 2.4 | Elect Director Hans-Georg Klingemann | Management | For | For |
| 2.5 | Elect Director Yves Huwyler | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| OVASCIENCE, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: OVAS SECURITY ID: 69014Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michelle Dipp | Management | For | Withhold |
| 1.2 | Elect Director Jeffrey D. Capello | Management | For | Withhold |
| 1.3 | Elect Director Thomas Malley | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PACIRA PHARMACEUTICALS, INC. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: PCRX SECURITY ID: 695127100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura Brege | Management | For | For |
| 1.2 | Elect Director Mark A. Kronenfeld | Management | For | For |
| 1.3 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PARATEK PHARMACEUTICALS, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: PRTK SECURITY ID: 699374302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Lim | Management | For | For |
| 1.2 | Elect Director Jeffrey Stein | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| PARNELL PHARMACEUTICALS HOLDINGS LTD. MEETING DATE: NOV 26, 2014 | ||||
| TICKER: PARN SECURITY ID: Q73622104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Phyllis Gardner as Director | Management | For | For |
| 2b | Elect David L. Greenwood as Director | Management | For | For |
| 3 | Appoint PricewaterhouseCoopers as Auditor of the Company | Management | For | For |
| PARNELL PHARMACEUTICALS HOLDINGS LTD. MEETING DATE: APR 22, 2015 | ||||
| TICKER: PARN SECURITY ID: Q73622104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Appoint PricewaterhouseCoopers as Auditor of the Company | Management | For | For |
| 3 | Elect Thomas E. Duley as Director | Management | For | For |
| 4 | Approve the Amendments to the Company's Constitution | Management | For | For |
| 5 | Amend 2014 Omnibus Equity Incentive Plan | Management | For | Against |
| PERRIGO COMPANY PLC MEETING DATE: NOV 04, 2014 | ||||
| TICKER: PRGO SECURITY ID: G97822103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurie Brlas | Management | For | For |
| 1.2 | Elect Director Gary M. Cohen | Management | For | For |
| 1.3 | Elect Director Jacqualyn A. Fouse | Management | For | For |
| 1.4 | Elect Director David T. Gibbons | Management | For | For |
| 1.5 | Elect Director Ran Gottfried | Management | For | For |
| 1.6 | Elect Director Ellen R. Hoffing | Management | For | For |
| 1.7 | Elect Director Michael J. Jandernoa | Management | For | For |
| 1.8 | Elect Director Gary K. Kunkle, Jr. | Management | For | For |
| 1.9 | Elect Director Herman Morris, Jr. | Management | For | For |
| 1.10 | Elect Director Donal O'Connor | Management | For | For |
| 1.11 | Elect Director Joseph C. Papa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 6 | Approve Creation of Distributable Reserves | Management | For | For |
| PORTOLA PHARMACEUTICALS, INC. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: PTLA SECURITY ID: 737010108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles J. Homcy | Management | For | For |
| 1.2 | Elect Director Dennis Fenton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PROGENICS PHARMACEUTICALS, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: PGNX SECURITY ID: 743187106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Crowley | Management | For | For |
| 1.2 | Elect Director Paul J. Maddon | Management | For | For |
| 1.3 | Elect Director Mark R. Baker | Management | For | For |
| 1.4 | Elect Director Karen J. Ferrante | Management | For | For |
| 1.5 | Elect Director Michael D. Kishbauch | Management | For | For |
| 1.6 | Elect Director David A. Scheinberg | Management | For | For |
| 1.7 | Elect Director Nicole S. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PROQR THERAPEUTICS NV MEETING DATE: SEP 15, 2014 | ||||
| TICKER: PRQR SECURITY ID: 69E998229 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Proposal to authorize the Management Board to pursue the Public Offering | Management | For | For |
| 3 | Change Corporate Form | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5.i | Authorize Management Board to Issue New Restructuring Shares Re: IPO | Management | For | For |
| 5.ii | Authorize Management Board to Issue Ordinary Shares to Raise Envisaged IPO Amount | Management | For | For |
| 5.iii | Authorize Management Board to Issue Ordinary Shares and Limit Preemptive Rights | Management | For | For |
| 6 | Authorize Share Repurchase | Management | For | For |
| 7.i | Elect A.F. Lawton to Supervisory Board | Management | For | For |
| 7.ii | Resolve Term of Supervisory Board Appointments | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Approve Remuneration Policy | Management | For | For |
| 10.i | Revise Employee Stock Option Plan | Management | For | Against |
| 10.ii | Allow Share Repurchases to Finance Stock Option Plan | Management | For | Against |
| 11 | Approve Board Remuneration | Management | For | For |
| 12 | Approve Call Option Agreement and Grant Call to Stichting Continuity PRoQr Therapeutics | Management | For | Against |
| 13 | Approve Grant of Funds by the Company to Stichting | Management | For | Against |
| 14 | Proposal to Prepare Official Documents in English | Management | For | For |
| 15 | Proposal to Approve the Resolutions Contained in, and Matters Contemplated by, the Management and Supervisory Board Resolution Board Resolution and the Supervisory Board Resolution | Management | For | For |
| 16 | Proposal to Adopt the Resolutions Contained in the Supervisory Board Resolution to the Extent of any Existing Conflict of Interest | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| PROQR THERAPEUTICS NV MEETING DATE: JUN 10, 2015 | ||||
| TICKER: PRQR SECURITY ID: N71542109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7.i | Approve Remuneration of Supervisory Board | Management | For | For |
| 7.ii | Approve Increase in Size of Supervisory Board | Management | For | For |
| 7.iii | Elect Paul Baart to Supervisory Board | Management | For | For |
| 7.iv | Approve Remuneration for Paul Baart | Management | For | For |
| 8 | Approve Internal Restructering Plan Related to Demergers | Management | For | For |
| 9 | Ratify Deloitte as Auditors | Management | For | For |
| 10 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 11 | Allow Questions | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| PROSENSA HOLDING NV MEETING DATE: AUG 20, 2014 | ||||
| TICKER: RNA SECURITY ID: N71546100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Annalisa Jenkins to Supervisory Board | Management | For | For |
| 3 | Other Business (Non-Voting) | Management | None | None |
| 4 | Close Meeting | Management | None | None |
| PROTALIX BIOTHERAPEUTICS, INC. MEETING DATE: NOV 10, 2014 | ||||
| TICKER: PLX SECURITY ID: 74365A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shlomo Yanai | Management | For | For |
| 1.2 | Elect Director Moshe Manor | Management | For | For |
| 1.3 | Elect Director Amos Bar Shalev | Management | For | For |
| 1.4 | Elect Director Zeev Bronfeld | Management | For | For |
| 1.5 | Elect Director Yodfat Harel Buchris | Management | For | For |
| 1.6 | Elect Director Roger D. Kornberg | Management | For | Withhold |
| 1.7 | Elect Director Aharon Schwartz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Quorum Requirements | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| PROTEON THERAPEUTICS, INC. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: PRTO SECURITY ID: 74371L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy P. Noyes | Management | For | For |
| 1.2 | Elect Director Garen Bohlin | Management | For | For |
| 1.3 | Elect Director John G. Freund | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PROTHENA CORPORATION PLC MEETING DATE: MAY 21, 2015 | ||||
| TICKER: PRTA SECURITY ID: G72800108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Shane M. Cooke | Management | For | For |
| 1b | Elect Director Lars G. Ekman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| PTC THERAPEUTICS, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: PTCT SECURITY ID: 69366J200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adam Koppel | Management | For | For |
| 1.2 | Elect Director Michael Schmertzler | Management | For | For |
| 1.3 | Elect Director Glenn D. Steele Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PUMA BIOTECHNOLOGY, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: PBYI SECURITY ID: 74587V107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan H. Auerbach | Management | For | For |
| 1.2 | Elect Director Thomas R. Malley | Management | For | For |
| 1.3 | Elect Director Jay M. Moyes | Management | For | For |
| 1.4 | Elect Director Troy E. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PKF Certified Public Accountants as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| RADIUS HEALTH, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: RDUS SECURITY ID: 750469207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Owen Hughes | Management | For | For |
| 1.2 | Elect Director Elizabeth Stoner - RESIGNED | Management | None | None |
| 1.3 | Elect Director Robert E. Ward | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| RAPTOR PHARMACEUTICAL CORP. MEETING DATE: JUL 29, 2014 | ||||
| TICKER: RPTP SECURITY ID: 75382F106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond W. Anderson | Management | For | For |
| 1.2 | Elect Director Suzanne L. Bruhn | Management | For | For |
| 1.3 | Elect Director Richard L. Franklin | Management | For | For |
| 1.4 | Elect Director Llew Keltner | Management | For | For |
| 1.5 | Elect Director Erich Sager | Management | For | For |
| 1.6 | Elect Director Vijay B. Samant | Management | For | For |
| 1.7 | Elect Director Christopher M. Starr | Management | For | For |
| 1.8 | Elect Director Timothy P. Walbert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| RAPTOR PHARMACEUTICAL CORP. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: RPTP SECURITY ID: 75382F106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond W. (Bill) Anderson | Management | For | For |
| 1.2 | Elect Director Suzanne L. Bruhn | Management | For | For |
| 1.3 | Elect Director Richard L. Franklin | Management | For | For |
| 1.4 | Elect Director Georges Gemayel | Management | For | For |
| 1.5 | Elect Director Llew Keltner | Management | For | For |
| 1.6 | Elect Director Gregg Lapointe | Management | For | For |
| 1.7 | Elect Director Julie Anne Smith | Management | For | For |
| 1.8 | Elect Director Christopher M. Starr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| RECEPTOS, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: RCPT SECURITY ID: 756207106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard A. Heyman | Management | For | For |
| 1.2 | Elect Director William H. Rastetter | Management | For | For |
| 1.3 | Elect Director Mary Szela | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 12, 2015 | ||||
| TICKER: REGN SECURITY ID: 75886F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles A. Baker | Management | For | For |
| 1.2 | Elect Director Arthur F. Ryan | Management | For | For |
| 1.3 | Elect Director George L. Sing | Management | For | For |
| 1.4 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| REGULUS THERAPEUTICS INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: RGLS SECURITY ID: 75915K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.3 | Elect Director Mark G. Foletta | Management | For | For |
| 1.4 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.5 | Elect Director William H. Rastetter | Management | For | For |
| 1.6 | Elect Director Douglas Williams | Management | For | For |
| 1.7 | Elect Director Kleanthis G. Xanthopoulos | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| REPLIGEN CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: RGEN SECURITY ID: 759916109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicolas M. Barthelemy | Management | For | For |
| 1.2 | Elect Director Glenn L. Cooper | Management | For | For |
| 1.3 | Elect Director John G. Cox | Management | For | For |
| 1.4 | Elect Director Karen A. Dawes | Management | For | For |
| 1.5 | Elect Director Alfred L. Goldberg | Management | For | For |
| 1.6 | Elect Director Thomas F. Ryan, Jr. | Management | For | For |
| 1.7 | Elect Director Tony J. Hunt | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| REPROS THERAPEUTICS INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: RPRX SECURITY ID: 76028H209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph S. Podolski | Management | For | For |
| 1.2 | Elect Director Daniel F. Cain | Management | For | For |
| 1.3 | Elect Director Nola E. Masterson | Management | For | For |
| 1.4 | Elect Director Saira Ramasastry | Management | For | For |
| 1.5 | Elect Director Michael Suesserman | Management | For | For |
| 1.6 | Elect Director Michael G. Wyllie | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RETROPHIN, INC. MEETING DATE: JUN 08, 2015 | ||||
| TICKER: RTRX SECURITY ID: 761299106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen Aselage | Management | For | For |
| 1.2 | Elect Director Tim Coughlin | Management | For | For |
| 1.3 | Elect Director Cornelius E. Golding | Management | For | For |
| 1.4 | Elect Director John Kozarich | Management | For | For |
| 1.5 | Elect Director Gary Lyons | Management | For | For |
| 1.6 | Elect Director Jeffrey Meckler | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Certificate of Incorporation | Management | For | For |
| 5 | Amend Bylaws | Management | For | Against |
| 6 | Approve Conversion of Securities | Management | For | For |
| 7 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| RIGEL PHARMACEUTICALS, INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: RIGL SECURITY ID: 766559603 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul R. Rodriguez | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | For |
| 1.3 | Elect Director Donald G. Payan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SAGE THERAPEUTICS, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: SAGE SECURITY ID: 78667J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Paul | Management | For | For |
| 1.2 | Elect Director Robert T. Nelsen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| SANGAMO BIOSCIENCES, INC. MEETING DATE: JUN 22, 2015 | ||||
| TICKER: SGMO SECURITY ID: 800677106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward O. Lanphier, II | Management | For | For |
| 1.2 | Elect Director Paul B. Cleveland | Management | For | For |
| 1.3 | Elect Director Stephen G. Dilly | Management | For | For |
| 1.4 | Elect Director John W. Larson | Management | For | For |
| 1.5 | Elect Director Steven J. Mento | Management | For | For |
| 1.6 | Elect Director H. Stewart Parker | Management | For | For |
| 1.7 | Elect Director Saira Ramasastry | Management | For | For |
| 1.8 | Elect Director William R. Ringo | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SAREPTA THERAPEUTICS, INC. MEETING DATE: JUN 23, 2015 | ||||
| TICKER: SRPT SECURITY ID: 803607100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. Kathleen Behrens | Management | For | For |
| 1.2 | Elect Director Richard J. Barry | Management | For | For |
| 1.3 | Elect Director Claude Nicaise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| SEATTLE GENETICS, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: SGEN SECURITY ID: 812578102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clay B. Siegall | Management | For | For |
| 1.2 | Elect Director Felix Baker | Management | For | For |
| 1.3 | Elect Director Nancy A. Simonian | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SOPHIRIS BIO INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: SPHS SECURITY ID: 83578Q209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lars Ekman | Management | For | For |
| 1.2 | Elect Director John (Jack) Geltosky | Management | For | For |
| 1.3 | Elect Director Jim Heppell | Management | For | For |
| 1.4 | Elect Director Gerald T. Proehl | Management | For | For |
| 1.5 | Elect Director Joseph L. Turner | Management | For | For |
| 1.6 | Elect Director Randall E. Woods | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| SORRENTO THERAPEUTICS, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: SRNE SECURITY ID: 83587F202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Henry Ji | Management | For | For |
| 1.2 | Elect Director William S. Marth | Management | For | For |
| 1.3 | Elect Director Kim D. Janda | Management | For | For |
| 1.4 | Elect Director Douglas Ebersole | Management | For | For |
| 1.5 | Elect Director Jaisim Shah | Management | For | For |
| 1.6 | Elect Director David H. Deming | Management | For | For |
| 2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SPECTRUM PHARMACEUTICALS, INC. MEETING DATE: JUN 29, 2015 | ||||
| TICKER: SPPI SECURITY ID: 84763A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond W. Cohen | Management | For | For |
| 1.2 | Elect Director Gilles R. Gagnon | Management | For | For |
| 1.3 | Elect Director Stuart M. Krassner | Management | For | For |
| 1.4 | Elect Director Luigi Lenaz | Management | For | For |
| 1.5 | Elect Director Anthony E. Maida, III | Management | For | For |
| 1.6 | Elect Director Rajesh C. Shrotriya | Management | For | For |
| 1.7 | Elect Director Dolatrai Vyas | Management | For | For |
| 2 | Amend Conversion of Securities | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STEMLINE THERAPEUTICS, INC. MEETING DATE: JUN 23, 2015 | ||||
| TICKER: STML SECURITY ID: 85858C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ivan Bergstein | Management | For | For |
| 1.2 | Elect Director Alan Forman | Management | For | For |
| 1.3 | Elect Director J. Kevin Buchi | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| SUN PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: 524715 SECURITY ID: Y8523Y158 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Amalgamation | Management | For | For |
| SUNESIS PHARMACEUTICALS, INC. MEETING DATE: JUN 08, 2015 | ||||
| TICKER: SNSS SECURITY ID: 867328601 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steve R. Carchedi | Management | For | For |
| 1.2 | Elect Director Helen S. Kim | Management | For | For |
| 1.3 | Elect Director Dayton Misfeldt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SYNERGY PHARMACEUTICALS INC. MEETING DATE: NOV 03, 2014 | ||||
| TICKER: SGYP SECURITY ID: 871639308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary S. Jacob | Management | For | For |
| 1.2 | Elect Director Melvin K. Spigelman | Management | For | Withhold |
| 1.3 | Elect Director John P. Brancaccio | Management | For | Withhold |
| 1.4 | Elect Director Thomas H. Adams | Management | For | Withhold |
| 1.5 | Elect Director Christopher McGuigan | Management | For | For |
| 1.6 | Elect Director Alan F. Joslyn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| SYNTA PHARMACEUTICALS CORP. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: SNTA SECURITY ID: 87162T206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith R. Gollust | Management | For | For |
| 1.2 | Elect Director Robert N. Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TESARO, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: TSRO SECURITY ID: 881569107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
| 1.2 | Elect Director Mary Lynne Hedley | Management | For | For |
| 1.3 | Elect Director David M. Mott | Management | For | For |
| 1.4 | Elect Director Lawrence M. Alleva | Management | For | For |
| 1.5 | Elect Director James O. Armitage | Management | For | For |
| 1.6 | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
| 1.7 | Elect Director Garry A. Nicholson | Management | For | For |
| 1.8 | Elect Director Arnold L. Oronsky | Management | For | For |
| 1.9 | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| TETRAPHASE PHARMACEUTICALS, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: TTPH SECURITY ID: 88165N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey A. Chodakewitz | Management | For | For |
| 1.2 | Elect Director Gerri Henwood | Management | For | For |
| 1.3 | Elect Director Guy Macdonald | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TG THERAPEUTICS, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: TGTX SECURITY ID: 88322Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurence N. Charney | Management | For | Withhold |
| 1.2 | Elect Director Yann Echelard | Management | For | Withhold |
| 1.3 | Elect Director William J. Kennedy | Management | For | Withhold |
| 1.4 | Elect Director Kenneth Hoberman | Management | For | For |
| 1.5 | Elect Director Daniel Hume | Management | For | For |
| 1.6 | Elect Director Mark Schoenebaum | Management | For | Withhold |
| 1.7 | Elect Director Michael S. Weiss | Management | For | Withhold |
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| THERAPEUTICSMD, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: TXMD SECURITY ID: 88338N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tommy G. Thompson | Management | For | For |
| 1.2 | Elect Director Robert G. Finizio | Management | For | For |
| 1.3 | Elect Director John C.K. Milligan, IV | Management | For | For |
| 1.4 | Elect Director Brian Bernick | Management | For | For |
| 1.5 | Elect Director J. Martin Carroll | Management | For | For |
| 1.6 | Elect Director Cooper C. Collins | Management | For | For |
| 1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
| 1.8 | Elect Director Jules A. Musing | Management | For | For |
| 1.9 | Elect Director Angus C. Russell | Management | For | For |
| 1.10 | Elect Director Nicholas Segal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| THERAVANCE, INC. MEETING DATE: APR 24, 2015 | ||||
| TICKER: THRX SECURITY ID: 88338T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael W. Aguiar | Management | For | For |
| 1.2 | Elect Director Catherine J. Friedman | Management | For | For |
| 1.3 | Elect Director Terrence Kearney | Management | For | For |
| 1.4 | Elect Director Paul Pepe | Management | For | For |
| 1.5 | Elect Director James L. Tyree | Management | For | For |
| 1.6 | Elect Director William H. Waltrip | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THRESHOLD PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2015 | ||||
| TICKER: THLD SECURITY ID: 885807206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wilfred E. Jaeger | Management | For | For |
| 1.2 | Elect Director David R. Parkinson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TOKAI PHARMACEUTICALS, INC. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: TKAI SECURITY ID: 88907J107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl L. Cohen | Management | For | For |
| 1.2 | Elect Director Jodie P. Morrison | Management | For | For |
| 1.3 | Elect Director Joseph A. Yanchik, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TRANSGENOMIC, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: TBIO SECURITY ID: 89365K925 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael A. Luther | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ULTRAGENYX PHARMACEUTICAL INC. MEETING DATE: JUL 10, 2014 | ||||
| TICKER: RARE SECURITY ID: 90400D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Emil D. Kakkis | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ULTRAGENYX PHARMACEUTICAL INC. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: RARE SECURITY ID: 90400D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Narachi | Management | For | For |
| 1b | Elect Director Clay B. Siegall | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UNIQURE NV MEETING DATE: JUN 10, 2015 | ||||
| TICKER: QURE SECURITY ID: N90064101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 8 | Elect Kapusta to Management Board | Management | For | For |
| 9 | Elect Astley-Sparke to Supervisory Board | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board | Management | For | Against |
| 11 | Grant Board Authority to Issue Shares Up To 19.9 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 12 | Approve Issuance of Shares for a Private Placement Re: BMS Transaction | Management | For | For |
| 13.a | Amend 2014 Share Incentive Plan | Management | For | Against |
| 13.b | Grant Authority to Issue up To 1,196,971 Shares under 2014 Share Incentive Plan | Management | For | Against |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Allow Questions | Management | None | None |
| 16 | Close Meeting | Management | None | None |
| UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 26, 2015 | ||||
| TICKER: UTHR SECURITY ID: 91307C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katherine Klein | Management | For | For |
| 1.2 | Elect Director Raymond Kurzweil | Management | For | For |
| 1.3 | Elect Director Martine Rothblatt | Management | For | For |
| 1.4 | Elect Director Louis Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VERASTEM, INC. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: VSTM SECURITY ID: 92337C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Forrester | Management | For | For |
| 1.2 | Elect Director Henri Termeer | Management | For | For |
| 1.3 | Elect Director Christoph Westphal | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| VERSARTIS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: VSAR SECURITY ID: 92529L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edmon R. Jennings | Management | For | For |
| 1.2 | Elect Director R. Scott Greer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: JUN 04, 2015 | ||||
| TICKER: VRTX SECURITY ID: 92532F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey M. Leiden | Management | For | For |
| 1.2 | Elect Director Bruce I. Sachs | Management | For | For |
| 1.3 | Elect Director Sangeeta N. Bhatia | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Specialty Drug Pricing Risks | Shareholder | Against | Abstain |
| VICAL INCORPORATED MEETING DATE: MAY 21, 2015 | ||||
| TICKER: VICL SECURITY ID: 925602104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard M. Beleson | Management | For | For |
| 1.2 | Elect Director R. Gordon Douglas | Management | For | For |
| 1.3 | Elect Director George J. Morrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VITAE PHARMACEUTICALS, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: VTAE SECURITY ID: 92847N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Bryan Roberts | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| XENCOR, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: XNCR SECURITY ID: 98401F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.2 | Elect Director Robert F. Baltera, Jr. | Management | For | For |
| 1.3 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.4 | Elect Director Jonathan Fleming | Management | For | For |
| 1.5 | Elect Director Kurt Gustafson | Management | For | For |
| 1.6 | Elect Director A. Bruce Montgomery | Management | For | For |
| 1.7 | Elect Director John S. Stafford, III | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| XENON PHARMACEUTICALS INC. MEETING DATE: MAY 04, 2015 | ||||
| TICKER: XENE SECURITY ID: 98420N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Tarnow | Management | For | For |
| 1.2 | Elect Director Mohammad Azab | Management | For | For |
| 1.3 | Elect Director Johnston L. Evans | Management | For | For |
| 1.4 | Elect Director Michael Hayden | Management | For | Withhold |
| 1.5 | Elect Director Frank Holler | Management | For | For |
| 1.6 | Elect Director Gary Patou | Management | For | For |
| 1.7 | Elect Director Simon N. Pimstone | Management | For | For |
| 1.8 | Elect Director Richard Scheller | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| XENOPORT, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: XNPT SECURITY ID: 98411C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis M. Fenton | Management | For | For |
| 1.2 | Elect Director Catherine J. Friedman | Management | For | For |
| 2 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| XOMA CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: XOMA SECURITY ID: 98419J107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Varian | Management | For | For |
| 1.2 | Elect Director Patrick J. Scannon | Management | For | For |
| 1.3 | Elect Director W. Denman Van Ness | Management | For | For |
| 1.4 | Elect Director William K. Bowes, Jr. | Management | For | For |
| 1.5 | Elect Director Peter Barton Hutt | Management | For | For |
| 1.6 | Elect Director Joseph M. Limber | Management | For | For |
| 1.7 | Elect Director Timothy P. Walbert | Management | For | For |
| 1.8 | Elect Director Jack L. Wyszomierski | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ZAFGEN, INC. MEETING DATE: JUN 25, 2015 | ||||
| TICKER: ZFGN SECURITY ID: 98885E103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce Booth | Management | For | For |
| 1.2 | Elect Director Avi Goldberg | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| ZOGENIX, INC. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: ZGNX SECURITY ID: 98978L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James B. Breitmeyer | Management | For | For |
| 1.2 | Elect Director Stephen J. Farr | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| ZS PHARMA, INC. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: ZSPH SECURITY ID: 98979G105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin Babler | Management | For | For |
| 1.2 | Elect Director Kim Popovits | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT BROKERAGE AND INVESTMENT MANAGEMENT PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AFFILIATED MANAGERS GROUP, INC. MEETING DATE: JUN 15, 2015 | ||||
| TICKER: AMG SECURITY ID: 008252108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel T. Byrne | Management | For | For |
| 1b | Elect Director Dwight D. Churchill | Management | For | For |
| 1c | Elect Director Glenn Earle | Management | For | For |
| 1d | Elect Director Niall Ferguson | Management | For | For |
| 1e | Elect Director Sean M. Healey | Management | For | For |
| 1f | Elect Director Tracy P. Palandjian | Management | For | For |
| 1g | Elect Director Patrick T. Ryan | Management | For | For |
| 1h | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: AMP SECURITY ID: 03076C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1.1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1.1c | Elect Director Amy DiGeso | Management | For | For |
| 1.1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1.1e | Elect Director Siri S. Marshall | Management | For | For |
| 1.1f | Elect Director Jeffrey Noddle | Management | For | For |
| 1.1g | Elect Director H. Jay Sarles | Management | For | For |
| 1.1h | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1.1i | Elect Director William H. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ANIMA HOLDING S.P.A. MEETING DATE: JUL 25, 2014 | ||||
| TICKER: ANIM SECURITY ID: T0409R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | For |
| 1 | Approve Equity Plan Financing | Management | For | For |
| APOLLO INVESTMENT CORPORATION MEETING DATE: AUG 05, 2014 | ||||
| TICKER: AINV SECURITY ID: 03761U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeanette Loeb | Management | For | Proportional |
| 1.2 | Elect Director Frank C. Puleo | Management | For | Proportional |
| 1.3 | Elect Director Carl Spielvogel | Management | For | Proportional |
| 2 | Ratify Auditors | Management | For | Proportional |
| APOLLO INVESTMENT CORPORATION MEETING DATE: AUG 05, 2014 | ||||
| TICKER: AINV SECURITY ID: 03761U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Proportional |
| ARTISAN PARTNERS ASSET MANAGEMENT INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: APAM SECURITY ID: 04316A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew R. Barger | Management | For | For |
| 1.2 | Elect Director Seth W. Brennan | Management | For | For |
| 1.3 | Elect Director Eric R. Colson | Management | For | For |
| 1.4 | Elect Director Tench Coxe | Management | For | For |
| 1.5 | Elect Director Stephanie G. DiMarco | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1.7 | Elect Director Andrew A. Ziegler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BARCLAYS PLC MEETING DATE: APR 23, 2015 | ||||
| TICKER: BARC SECURITY ID: G08036124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Crawford Gillies as Director | Management | For | For |
| 4 | Elect John McFarlane as Director | Management | For | For |
| 5 | Re-elect Mike Ashley as Director | Management | For | For |
| 6 | Re-elect Tim Breedon as Director | Management | For | For |
| 7 | Re-elect Reuben Jeffery III as Director | Management | For | For |
| 8 | Re-elect Antony Jenkins as Director | Management | For | For |
| 9 | Re-elect Wendy Lucas-Bull as Director | Management | For | For |
| 10 | Re-elect Tushar Morzaria as Director | Management | For | For |
| 11 | Re-elect Dambisa Moyo as Director | Management | For | For |
| 12 | Re-elect Frits van Paasschen as Director | Management | For | For |
| 13 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 14 | Re-elect Steve Thieke as Director | Management | For | For |
| 15 | Re-elect Diane de Saint Victor as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| BLACKROCK, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: BLK SECURITY ID: 09247X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
| 1b | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1c | Elect Director Pamela Daley | Management | For | For |
| 1d | Elect Director William S. Demchak | Management | For | For |
| 1e | Elect Director Jessica P. Einhorn | Management | For | For |
| 1f | Elect Director Laurence D. Fink | Management | For | For |
| 1g | Elect Director Fabrizio Freda | Management | For | For |
| 1h | Elect Director Murry S. Gerber | Management | For | For |
| 1i | Elect Director James Grosfeld | Management | For | For |
| 1j | Elect Director Robert S. Kapito | Management | For | For |
| 1k | Elect Director David H. Komansky | Management | For | For |
| 1l | Elect Director Sir Deryck Maughan | Management | For | For |
| 1m | Elect Director Cheryl D. Mills | Management | For | For |
| 1n | Elect Director Thomas H. O'Brien | Management | For | For |
| 1o | Elect Director Ivan G. Seidenberg | Management | For | For |
| 1p | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1q | Elect Director John S. Varley | Management | For | For |
| 1r | Elect Director Susan L. Wagner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| CITIGROUP INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: C SECURITY ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Peter B. Henry | Management | For | For |
| 1d | Elect Director Franz B. Humer | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Anthony M. Santomero | Management | For | For |
| 1i | Elect Director Joan E. Spero | Management | For | For |
| 1j | Elect Director Diana L. Taylor | Management | For | For |
| 1k | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1l | Elect Director James S. Turley | Management | For | For |
| 1m | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | For | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 8 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
| 9 | Report on Certain Vesting Program | Shareholder | Against | Against |
| E*TRADE FINANCIAL CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: ETFC SECURITY ID: 269246401 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Richard J. Carbone | Management | For | For |
| 1.1b | Elect Director James P. Healy | Management | For | For |
| 1.1c | Elect Director Paul T. Idzik | Management | For | For |
| 1.1d | Elect Director Frederick W. Kanner | Management | For | For |
| 1.1e | Elect Director James Lam | Management | For | For |
| 1.1f | Elect Director Rodger A. Lawson | Management | For | For |
| 1.1g | Elect Director Shelley B. Leibowitz | Management | For | For |
| 1.1h | Elect Director Rebecca Saeger | Management | For | For |
| 1.1i | Elect Director Joseph L. Sclafani | Management | For | For |
| 1.1j | Elect Director Gary H. Stern | Management | For | For |
| 1.1k | Elect Director Donna L. Weaver | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| FRANKLIN RESOURCES, INC. MEETING DATE: MAR 11, 2015 | ||||
| TICKER: BEN SECURITY ID: 354613101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter K. Barker | Management | For | For |
| 1b | Elect Director Mariann Byerwalter | Management | For | For |
| 1c | Elect Director Charles E. Johnson | Management | For | For |
| 1d | Elect Director Gregory E. Johnson | Management | For | For |
| 1e | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
| 1f | Elect Director Mark C. Pigott | Management | For | For |
| 1g | Elect Director Chutta Ratnathicam | Management | For | For |
| 1h | Elect Director Laura Stein | Management | For | For |
| 1i | Elect Director Seth H. Waugh | Management | For | For |
| 1j | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| GREENHILL & CO., INC. MEETING DATE: APR 23, 2015 | ||||
| TICKER: GHL SECURITY ID: 395259104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert F. Greenhill | Management | For | For |
| 1.2 | Elect Director Scott L. Bok | Management | For | For |
| 1.3 | Elect Director Robert T. Blakely | Management | For | For |
| 1.4 | Elect Director Steven F. Goldstone | Management | For | For |
| 1.5 | Elect Director Stephen L. Key | Management | For | For |
| 1.6 | Elect Director Karen P. Robards | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| INTERCONTINENTAL EXCHANGE, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: ICE SECURITY ID: 45866F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles R. Crisp | Management | For | For |
| 1b | Elect Director Jean-Marc Forneri | Management | For | For |
| 1c | Elect Director Fred W. Hatfield | Management | For | For |
| 1d | Elect Director Terrence F. Martell | Management | For | For |
| 1e | Elect Director Callum McCarthy | Management | For | For |
| 1f | Elect Director Robert Reid | Management | For | For |
| 1g | Elect Director Frederic V. Salerno | Management | For | For |
| 1h | Elect Director Jeffrey C. Sprecher | Management | For | For |
| 1i | Elect Director Judith A. Sprieser | Management | For | For |
| 1j | Elect Director Vincent Tese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Article to Delete Provisions not Applicable following the Sale of Euronext | Management | For | For |
| INVESCO LTD. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: IVZ SECURITY ID: G491BT108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin L. Flanagan | Management | For | For |
| 1.2 | Elect Director C. Robert Henrikson | Management | For | For |
| 1.3 | Elect Director Ben F. Johnson, III | Management | For | For |
| 1.4 | Elect Director Sir Nigel Sheinwald | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: JPM SECURITY ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 9 | Report on Certain Vesting Program | Shareholder | Against | Against |
| 10 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| LAZARD LTD MEETING DATE: APR 21, 2015 | ||||
| TICKER: LAZ SECURITY ID: G54050102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Andrew M. Alper as Director | Management | For | For |
| 1.2 | Elect Ashish Bhutani as Director | Management | For | For |
| 1.3 | Elect Steven J. Heyer as Director | Management | For | For |
| 1.4 | Elect Sylvia Jay as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| MCGRAW HILL FINANCIAL, INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: MHFI SECURITY ID: 580645109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Winfried Bischoff | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.4 | Elect Director Rebecca Jacoby | Management | For | For |
| 1.5 | Elect Director Robert P. McGraw | Management | For | For |
| 1.6 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.7 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.8 | Elect Director Michael Rake | Management | For | For |
| 1.9 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.10 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.11 | Elect Director Sidney Taurel | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| MOELIS & COMPANY MEETING DATE: JUN 12, 2015 | ||||
| TICKER: MC SECURITY ID: 60786M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth Moelis | Management | For | For |
| 1.2 | Elect Director Eric Cantor | Management | For | For |
| 1.3 | Elect Director J. Richard Leaman, III | Management | For | For |
| 1.4 | Elect Director Navid Mahmoodzadegan | Management | For | For |
| 1.5 | Elect Director Jeffrey Raich | Management | For | For |
| 1.6 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.7 | Elect Director Yvonne Greenstreet | Management | For | For |
| 1.8 | Elect Director Kenneth L. Shropshire | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NORTHERN TRUST CORPORATION MEETING DATE: APR 21, 2015 | ||||
| TICKER: NTRS SECURITY ID: 665859104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.1b | Elect Director Susan Crown | Management | For | For |
| 1.1c | Elect Director Dean M. Harrison | Management | For | For |
| 1.1d | Elect Director Dipak C. Jain | Management | For | For |
| 1.1e | Elect Director Jose Luis Prado | Management | For | For |
| 1.1f | Elect Director John W. Rowe | Management | For | For |
| 1.1g | Elect Director Martin P. Slark | Management | For | For |
| 1.1h | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1.1i | Elect Director Donald Thompson | Management | For | For |
| 1.1j | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.1k | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Political Contributions | Shareholder | Against | Abstain |
| OM ASSET MANAGEMENT PLC MEETING DATE: MAY 01, 2015 | ||||
| TICKER: OMAM SECURITY ID: G67506108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter L. Bain | Management | For | For |
| 1.2 | Elect Director Julian V. F. Roberts | Management | For | For |
| 1.3 | Elect Director Ian D. Gladman | Management | For | For |
| 1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.5 | Elect Director James J. Ritchie | Management | For | For |
| 1.6 | Elect Director John D. Rogers | Management | For | For |
| 1.7 | Elect Director Donald J. Schneider | Management | For | For |
| 2 | Ratify KPMG LLP as U.S. Auditors | Management | For | For |
| 3 | Ratify KPMG LLP as U.K. Auditors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | For |
| 9 | Adoption of New Articles of Association | Management | For | For |
| RAYMOND JAMES FINANCIAL, INC. MEETING DATE: FEB 19, 2015 | ||||
| TICKER: RJF SECURITY ID: 754730109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shelley G. Broader | Management | For | For |
| 1.2 | Elect Director Jeffrey N. Edwards | Management | For | For |
| 1.3 | Elect Director Benjamin C. Esty | Management | For | For |
| 1.4 | Elect Director Francis S. Godbold | Management | For | For |
| 1.5 | Elect Director Thomas A. James | Management | For | For |
| 1.6 | Elect Director Gordon L. Johnson | Management | For | For |
| 1.7 | Elect Director Paul C. Reilly | Management | For | For |
| 1.8 | Elect Director Robert P. Saltzman | Management | For | For |
| 1.9 | Elect Director Hardwick Simmons | Management | For | For |
| 1.10 | Elect Director Susan N. Story | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Board Qualifications | Management | For | Against |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| SEI INVESTMENTS COMPANY MEETING DATE: MAY 27, 2015 | ||||
| TICKER: SEIC SECURITY ID: 784117103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carl A. Guarino | Management | For | For |
| 1b | Elect Director Richard B. Lieb | Management | For | For |
| 1c | Elect Director Carmen V. Romeo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ST. JAMES'S PLACE PLC MEETING DATE: MAY 14, 2015 | ||||
| TICKER: STJ SECURITY ID: G5005D124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sarah Bates as Director | Management | For | For |
| 4 | Re-elect David Bellamy as Director | Management | For | For |
| 5 | Re-elect Iain Cornish as Director | Management | For | For |
| 6 | Re-elect Andrew Croft as Director | Management | For | For |
| 7 | Re-elect Ian Gascoigne as Director | Management | For | For |
| 8 | Re-elect Simon Jeffreys as Director | Management | For | For |
| 9 | Re-elect David Lamb as Director | Management | For | For |
| 10 | Re-elect Patience Wheatcroft as Director | Management | For | For |
| 11 | Re-elect Roger Yates as Director | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 20 | Extend the Directors' Authority to Make Awards to Partners Subject to the Rules of The Partners' Performance Share Plan | Management | For | For |
| STATE STREET CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: STT SECURITY ID: 857477103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Kennett F. Burnes | Management | For | For |
| 1c | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1d | Elect Director Amelia C. Fawcett | Management | For | For |
| 1e | Elect Director William C. Freda | Management | For | For |
| 1f | Elect Director Linda A. Hill | Management | For | For |
| 1g | Elect Director Joseph L. Hooley | Management | For | For |
| 1h | Elect Director Robert S. Kaplan | Management | For | For |
| 1i | Elect Director Richard P. Sergel | Management | For | For |
| 1j | Elect Director Ronald L. Skates | Management | For | For |
| 1k | Elect Director Gregory L. Summe | Management | For | For |
| 1l | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TD AMERITRADE HOLDING CORPORATION MEETING DATE: FEB 12, 2015 | ||||
| TICKER: AMTD SECURITY ID: 87236Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Edmund Clark | Management | For | For |
| 1.2 | Elect Director Karen E. Maidment | Management | For | For |
| 1.3 | Elect Director Mark L. Mitchell | Management | For | For |
| 1.4 | Elect Director Fredric J. Tomczyk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| THE CHARLES SCHWAB CORPORATION MEETING DATE: MAY 13, 2015 | ||||
| TICKER: SCHW SECURITY ID: 808513105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nancy H. Bechtle | Management | For | For |
| 1b | Elect Director Walter W. Bettinger, II | Management | For | For |
| 1c | Elect Director C. Preston Butcher | Management | For | For |
| 1d | Elect Director Christopher V. Dodds | Management | For | For |
| 1e | Elect Director Mark A. Goldfarb | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 8 | Pro-Rata Vesting of Equity Awards | Shareholder | Against | Against |
| 9 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: GS SECURITY ID: 38141G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Gary D. Cohn | Management | For | For |
| 1d | Elect Director Mark Flaherty | Management | For | For |
| 1e | Elect Director William W. George | Management | For | For |
| 1f | Elect Director James A. Johnson | Management | For | For |
| 1g | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1i | Elect Director Peter Oppenheimer | Management | For | For |
| 1j | Elect Director Debora L. Spar | Management | For | For |
| 1k | Elect Director Mark E. Tucker | Management | For | For |
| 1l | Elect Director David A. Viniar | Management | For | For |
| 1m | Elect Director Mark O. Winkelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Report on Certain Vesting Program | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| UBS GROUP AG MEETING DATE: MAY 07, 2015 | ||||
| TICKER: UBSG SECURITY ID: H42097107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2.1 | Approve Allocation of Income and Dividends of CHF 0.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 2.2 | Approve Supplementary Dividends of CHF 0.25 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 58.4 Million | Management | For | Did Not Vote |
| 5 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 25 Million | Management | For | Did Not Vote |
| 6.1a | Reelect Axel Weber as Director and Board Chairman | Management | For | Did Not Vote |
| 6.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
| 6.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
| 6.1d | Reelect Reto Francioni as Director | Management | For | Did Not Vote |
| 6.1e | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
| 6.1f | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
| 6.1g | Reelect William Parrett as Director | Management | For | Did Not Vote |
| 6.1h | Reelect Isabelle Romy as Director | Management | For | Did Not Vote |
| 6.1i | Reelect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
| 6.1j | Reelect Joseph Yam as Director | Management | For | Did Not Vote |
| 6.2 | Elect Jes Staley as Director | Management | For | Did Not Vote |
| 6.3.1 | Appoint Ann Godbehere as Member of the Human Resources and Compensation Committee | Management | For | Did Not Vote |
| 6.3.2 | Appoint Michel Demare as Member of the Human Resources and Compensation Committee | Management | For | Did Not Vote |
| 6.3.3 | Appoint Reto Francioni as Member of the Human Resources and Compensation Committee | Management | For | Did Not Vote |
| 6.3.4 | Appoint Jes Staley as Member of the Human Resources and Compensation Committee | Management | For | Did Not Vote |
| 7 | Approve Maximum Remuneration of Directors in the Amount of CHF 14 Million | Management | For | Did Not Vote |
| 8.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | Did Not Vote |
| 8.2 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 8.3 | Ratify BDO AG as Special Auditors | Management | For | Did Not Vote |
| 9 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| VIRTUS INVESTMENT PARTNERS, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: VRTS SECURITY ID: 92828Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Diane M. Coffey | Management | For | For |
| 1.2 | Elect Director Timothy A. Holt | Management | For | For |
| 1.3 | Elect Director Melody L. Jones | Management | For | For |
| 1.4 | Elect Director Stephen T. Zarrilli | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT CHEMICALS PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AEP INDUSTRIES INC. MEETING DATE: APR 14, 2015 | ||||
| TICKER: AEPI SECURITY ID: 001031103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert T. Bell | Management | For | Withhold |
| 1.2 | Elect Director Paul M. Feeney | Management | For | Withhold |
| 1.3 | Elect Director Frank P. Gallagher | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AIRGAS, INC. MEETING DATE: AUG 05, 2014 | ||||
| TICKER: ARG SECURITY ID: 009363102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter McCausland | Management | For | For |
| 1.2 | Elect Director Lee M. Thomas | Management | For | For |
| 1.3 | Elect Director John C. van Roden, Jr. | Management | For | For |
| 1.4 | Elect Director Ellen C. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ALBEMARLE CORPORATION MEETING DATE: MAY 05, 2015 | ||||
| TICKER: ALB SECURITY ID: 012653101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Hernandez | Management | For | For |
| 1.2 | Elect Director Luther C. Kissam, IV | Management | For | For |
| 1.3 | Elect Director Douglas L. Maine | Management | For | For |
| 1.4 | Elect Director J. Kent Masters | Management | For | For |
| 1.5 | Elect Director Jim W. Nokes | Management | For | For |
| 1.6 | Elect Director James J. O'Brien | Management | For | For |
| 1.7 | Elect Director Barry W. Perry | Management | For | For |
| 1.8 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.9 | Elect Director Gerald A. Steiner | Management | For | For |
| 1.10 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.11 | Elect Director Alejandro Wolff | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ASHLAND INC. MEETING DATE: JAN 29, 2015 | ||||
| TICKER: ASH SECURITY ID: 044209104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roger W. Hale | Management | For | For |
| 1b | Elect Director Vada O. Manager | Management | For | For |
| 1c | Elect Director George A. Schaefer, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| AXALTA COATING SYSTEMS LTD. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: AXTA SECURITY ID: G0750C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wesley T. Bieligk | Management | For | For |
| 1.2 | Elect Director Gregor P. Bohm | Management | For | For |
| 1.3 | Elect Director Robert M. McLaughlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: CF SECURITY ID: 125269100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert C. Arzbaecher | Management | For | For |
| 2 | Elect Director William Davisson | Management | For | For |
| 3 | Elect Director Stephen A. Furbacher | Management | For | For |
| 4 | Elect Director Stephen J. Hagge | Management | For | For |
| 5 | Elect Director John D. Johnson | Management | For | For |
| 6 | Elect Director Robert G. Kuhbach | Management | For | For |
| 7 | Elect Director Edward A. Schmitt | Management | For | For |
| 8 | Elect Director Theresa E. Wagler | Management | For | For |
| 9 | Elect Director W. Anthony Will | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify KPMG LLP as Auditors | Management | For | For |
| 12 | Proxy Access | Shareholder | Against | Against |
| 13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| CHENIERE ENERGY, INC. MEETING DATE: SEP 11, 2014 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charif Souki | Management | For | For |
| 1.2 | Elect Director Vicky A. Bailey | Management | For | Against |
| 1.3 | Elect Director G. Andrea Botta | Management | For | For |
| 1.4 | Elect Director Keith F. Carney | Management | For | Against |
| 1.5 | Elect Director David I. Foley | Management | For | For |
| 1.6 | Elect Director Randy A. Foutch | Management | For | Against |
| 1.7 | Elect Director David B. Kilpatrick | Management | For | Against |
| 1.8 | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1.9 | Elect Director Neal A. Shear | Management | For | For |
| 1.10 | Elect Director Heather R. Zichal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| E. I. DU PONT DE NEMOURS AND COMPANY MEETING DATE: MAY 13, 2015 | ||||
| TICKER: DD SECURITY ID: 263534109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Card) | ||||
| 1.1 | Elect Director Lamberto Andreotti | Management | For | Did Not Vote |
| 1.2 | Elect Director Edward D. Breen | Management | For | Did Not Vote |
| 1.3 | Elect Director Robert A. Brown | Management | For | Did Not Vote |
| 1.4 | Elect Director Alexander M. Cutler | Management | For | Did Not Vote |
| 1.5 | Elect Director Eleuthere I. du Pont | Management | For | Did Not Vote |
| 1.6 | Elect Director James L. Gallogly | Management | For | Did Not Vote |
| 1.7 | Elect Director Marillyn A. Hewson | Management | For | Did Not Vote |
| 1.8 | Elect Director Lois D. Juliber | Management | For | Did Not Vote |
| 1.9 | Elect Director Ellen J. Kullman | Management | For | Did Not Vote |
| 1.10 | Elect Director Ulf M. Schneider | Management | For | Did Not Vote |
| 1.11 | Elect Director Lee M. Thomas | Management | For | Did Not Vote |
| 1.12 | Elect Director Patrick J. Ward | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Did Not Vote |
| 5 | Report on Herbicide Use on GMO Crops | Shareholder | Against | Did Not Vote |
| 6 | Establish Committee on Plant Closures | Shareholder | Against | Did Not Vote |
| 7 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After August 12, 2013 | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1.1 | Elect Director Nelson Peltz | Shareholder | For | For |
| 1.2 | Elect Director John H. Myers | Shareholder | For | For |
| 1.3 | Elect Director Arthur B. Winkleblack | Shareholder | For | For |
| 1.4 | Elect Director Robert J. Zatta | Shareholder | For | For |
| 1.5 | Management Nominee - Lamberto Andreotti | Shareholder | For | For |
| 1.6 | Management Nominee - Edward D. Breen | Shareholder | For | For |
| 1.7 | Management Nominee - Eleuthere I. du Pont | Shareholder | For | For |
| 1.8 | Management Nominee - James L. Gallogly | Shareholder | For | For |
| 1.9 | Management Nominee - Marillyn A. Hewson | Shareholder | For | For |
| 1.10 | Management Nominee - Ellen J. Kullman | Shareholder | For | For |
| 1.11 | Management Nominee - Ulf M. Schneider | Shareholder | For | For |
| 1.12 | Management Nominee - Patrick J. Ward | Shareholder | For | For |
| 2 | Ratify Auditors | Management | None | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | None | Abstain |
| 5 | Report on Herbicide Use on GMO Crops | Shareholder | None | Abstain |
| 6 | Establish Committee on Plant Closures | Shareholder | None | Against |
| 7 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After August 12, 2013 | Shareholder | For | For |
| EASTMAN CHEMICAL COMPANY MEETING DATE: MAY 07, 2015 | ||||
| TICKER: EMN SECURITY ID: 277432100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
| 1.2 | Elect Director Gary E. Anderson | Management | For | For |
| 1.3 | Elect Director Brett D. Begemann | Management | For | For |
| 1.4 | Elect Director Michael P. Connors | Management | For | For |
| 1.5 | Elect Director Mark J. Costa | Management | For | For |
| 1.6 | Elect Director Stephen R. Demeritt | Management | For | For |
| 1.7 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.8 | Elect Director Julie F. Holder | Management | For | For |
| 1.9 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.10 | Elect Director Lewis M. Kling | Management | For | For |
| 1.11 | Elect Director David W. Raisbeck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ECOLAB INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: ECL SECURITY ID: 278865100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1.2 | Elect Director Barbara J. Beck | Management | For | For |
| 1.3 | Elect Director Leslie S. Biller | Management | For | For |
| 1.4 | Elect Director Carl M. Casale | Management | For | For |
| 1.5 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.6 | Elect Director Jeffrey M. Ettinger | Management | For | For |
| 1.7 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 1.8 | Elect Director Arthur J. Higgins | Management | For | For |
| 1.9 | Elect Director Joel W. Johnson | Management | For | For |
| 1.10 | Elect Director Michael Larson | Management | For | For |
| 1.11 | Elect Director Jerry W. Levin | Management | For | For |
| 1.12 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.13 | Elect Director Tracy B. McKibben | Management | For | For |
| 1.14 | Elect Director Victoria J. Reich | Management | For | For |
| 1.15 | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 1.16 | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| FERRO CORPORATION MEETING DATE: APR 24, 2015 | ||||
| TICKER: FOE SECURITY ID: 315405100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Hipple | Management | For | For |
| 1.2 | Elect Director Gregory E. Hyland | Management | For | For |
| 1.3 | Elect Director Jennie S. Hwang | Management | For | For |
| 1.4 | Elect Director Peter T. Kong | Management | For | For |
| 1.5 | Elect Director Timothy K. Pistell | Management | For | For |
| 1.6 | Elect Director Peter T. Thomas | Management | For | For |
| 2 | Approve Decrease in Size of Board | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GOLAR LNG LIMITED MEETING DATE: SEP 19, 2014 | ||||
| TICKER: GLNG SECURITY ID: G9456A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect John Fredriksen as Director | Management | For | Against |
| 2 | Reelect Kate Blankenship as Director | Management | For | For |
| 3 | Reelect Hans Petter Aas as Director | Management | For | For |
| 4 | Reelect Tor Olav Troim as Director | Management | For | Against |
| 5 | Reelect Georgina E. Sousa as Director | Management | For | Against |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Reappoint Ernst & Young LLP of London, England as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| INNOPHOS HOLDINGS, INC. MEETING DATE: MAY 22, 2015 | ||||
| TICKER: IPHS SECURITY ID: 45774N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary Cappeline | Management | For | For |
| 1.2 | Elect Director Amado Cavazos | Management | For | For |
| 1.3 | Elect Director Randolph Gress | Management | For | For |
| 1.4 | Elect Director Linda Myrick | Management | For | For |
| 1.5 | Elect Director Karen Osar | Management | For | For |
| 1.6 | Elect Director John Steitz | Management | For | For |
| 1.7 | Elect Director James Zallie | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| INTERNATIONAL FLAVORS & FRAGRANCES INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: IFF SECURITY ID: 459506101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Marcello V. Bottoli | Management | For | For |
| 1.1b | Elect Director Linda Buck | Management | For | For |
| 1.1c | Elect Director Michael L. Ducker | Management | For | For |
| 1.1d | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.1e | Elect Director John F. Ferraro | Management | For | For |
| 1.1f | Elect Director Andreas Fibig | Management | For | For |
| 1.1g | Elect Director Christina Gold | Management | For | For |
| 1.1h | Elect Director Henry W. Howell, Jr. | Management | For | For |
| 1.1i | Elect Director Katherine M. Hudson | Management | For | For |
| 1.1j | Elect Director Dale F. Morrison | Management | For | For |
| 2 | Ratify Pricewaterhousecoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 06, 2015 | ||||
| TICKER: LYB SECURITY ID: N53745100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Robin Buchanan Supervisory Board | Management | For | For |
| 1b | Elect Stephen F. Cooper to Supervisory Board | Management | For | For |
| 1c | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
| 1d | Elect Robert G. Gwin to Supervisory Board | Management | For | For |
| 2a | Elect Kevin W. Brown to Management Board | Management | For | For |
| 2b | Elect Jeffrey A. Kaplan to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 2.80 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Board to Issue Shares up to 20 Percent of Authorized Capital | Management | For | For |
| 11 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| METHANEX CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: MX SECURITY ID: 59151K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce Aitken | Management | For | For |
| 1.2 | Elect Director Howard Balloch | Management | For | For |
| 1.3 | Elect Director Phillip Cook | Management | For | For |
| 1.4 | Elect Director John Floren | Management | For | For |
| 1.5 | Elect Director Thomas Hamilton | Management | For | For |
| 1.6 | Elect Director Robert Kostelnik | Management | For | For |
| 1.7 | Elect Director Douglas Mahaffy | Management | For | For |
| 1.8 | Elect Director A. Terence (Terry) Poole | Management | For | For |
| 1.9 | Elect Director John Reid | Management | For | For |
| 1.10 | Elect Director Janice Rennie | Management | For | For |
| 1.11 | Elect Director Monica Sloan | Management | For | For |
| 1.12 | Elect Director Margaret Walker | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Adopt New By-Law No. 5 | Management | For | For |
| MONSANTO COMPANY MEETING DATE: JAN 30, 2015 | ||||
| TICKER: MON SECURITY ID: 61166W101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Janice L. Fields | Management | For | For |
| 1c | Elect Director Hugh Grant | Management | For | For |
| 1d | Elect Director Laura K. Ipsen | Management | For | For |
| 1e | Elect Director Marcos M. Lutz | Management | For | For |
| 1f | Elect Director C. Steven McMillan | Management | For | For |
| 1g | Elect Director William U. Parfet | Management | For | For |
| 1h | Elect Director George H. Poste | Management | For | For |
| 1i | Elect Director Robert J. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| NEWMARKET CORPORATION MEETING DATE: APR 23, 2015 | ||||
| TICKER: NEU SECURITY ID: 651587107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phyllis L. Cothran | Management | For | For |
| 1.2 | Elect Director Mark M. Gambill | Management | For | For |
| 1.3 | Elect Director Bruce C. Gottwald | Management | For | For |
| 1.4 | Elect Director Thomas E. Gottwald | Management | For | For |
| 1.5 | Elect Director Patrick D. Hanley | Management | For | For |
| 1.6 | Elect Director James E. Rogers | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OMNOVA SOLUTIONS INC. MEETING DATE: MAR 19, 2015 | ||||
| TICKER: OMN SECURITY ID: 682129101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin M. McMullen | Management | For | For |
| 1.2 | Elect Director Larry B. Porcellato | Management | For | For |
| 1.3 | Elect Director Robert A. Stefanko | Management | For | For |
| 1.4 | Elect Director Janet Plaut Giesselman | Management | For | For |
| 1.5 | Elect Director Joseph M. Gingo | Management | For | For |
| 1.6 | Elect Director James A. Mitarotonda | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ORION ENGINEERED CARBONS SA MEETING DATE: APR 15, 2015 | ||||
| TICKER: OEC SECURITY ID: L72967109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Reports of the Board and Auditors | Management | None | None |
| 2 | Approve Annual Accounts | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income | Management | For | For |
| 5 | Approve Discharge of Directors and Auditors | Management | For | For |
| 6 | Appoint Ernst & Young as Auditor | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| ORION ENGINEERED CARBONS SA MEETING DATE: APR 15, 2015 | ||||
| TICKER: OEC SECURITY ID: L72967109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change Location of Registered Office | Management | For | For |
| 2 | Amend Article 4 Re: Change in the Location of the Company's Registered Office | Management | For | For |
| PLATFORM SPECIALTY PRODUCTS CORPORATION MEETING DATE: JUN 11, 2015 | ||||
| TICKER: PAH SECURITY ID: 72766Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin E. Franklin | Management | For | For |
| 1.2 | Elect Director Daniel H. Leever | Management | For | For |
| 1.3 | Elect Director Wayne M. Hewett | Management | For | For |
| 1.4 | Elect Director Ian G.H. Ashken | Management | For | For |
| 1.5 | Elect Director Nicolas Berggruen | Management | For | For |
| 1.6 | Elect Director Michael F. Goss | Management | For | For |
| 1.7 | Elect Director Ryan Israel | Management | For | For |
| 1.8 | Elect Director E. Stanley O'Neal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| POLYONE CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: POL SECURITY ID: 73179P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard H. Fearon | Management | For | For |
| 1.2 | Elect Director Gregory J. Goff | Management | For | For |
| 1.3 | Elect Director Sandra B. Lin | Management | For | For |
| 1.4 | Elect Director Richard A. Lorraine | Management | For | For |
| 1.5 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.6 | Elect Director Robert M. Patterson | Management | For | For |
| 1.7 | Elect Director William H. Powell | Management | For | For |
| 1.8 | Elect Director Kerry J. Preete | Management | For | For |
| 1.9 | Elect Director Farah M. Walters | Management | For | For |
| 1.10 | Elect Director William A. Wulfsohn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| POTASH CORPORATION OF SASKATCHEWAN INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: POT SECURITY ID: 73755L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
| 1.3 | Elect Director John W. Estey | Management | For | For |
| 1.4 | Elect Director Gerald W. Grandey | Management | For | For |
| 1.5 | Elect Director C. Steven Hoffman | Management | For | For |
| 1.6 | Elect Director Alice D. Laberge | Management | For | For |
| 1.7 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.8 | Elect Director Keith G. Martell | Management | For | For |
| 1.9 | Elect Director Jeffrey J. McCaig | Management | For | For |
| 1.10 | Elect Director Jochen E. Tilk | Management | For | For |
| 1.11 | Elect Director Elena Viyella de Paliza | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Approve 2015 Performance Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Amend By-law | Management | For | For |
| 6 | SP1: Conduct and Make Public An Independent Human Rights Assessment | Shareholder | Against | Against |
| PPG INDUSTRIES, INC. MEETING DATE: APR 16, 2015 | ||||
| TICKER: PPG SECURITY ID: 693506107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Bunch | Management | For | For |
| 1.2 | Elect Director Michael W. Lamach | Management | For | For |
| 1.3 | Elect Director Martin H. Richenhagen | Management | For | For |
| 1.4 | Elect Director Thomas J. Usher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PRAXAIR, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: PX SECURITY ID: 74005P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Oscar Bernardes | Management | For | For |
| 1.3 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.4 | Elect Director Edward G. Galante | Management | For | For |
| 1.5 | Elect Director Ira D. Hall | Management | For | For |
| 1.6 | Elect Director Raymond W. LeBoeuf | Management | For | For |
| 1.7 | Elect Director Larry D. McVay | Management | For | For |
| 1.8 | Elect Director Denise L. Ramos | Management | For | For |
| 1.9 | Elect Director Wayne T. Smith | Management | For | For |
| 1.10 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| QUAKER CHEMICAL CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: KWR SECURITY ID: 747316107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald R. Caldwell | Management | For | For |
| 1.2 | Elect Director William R. Cook | Management | For | For |
| 1.3 | Elect Director Jeffry D. Frisby | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RPM INTERNATIONAL INC. MEETING DATE: OCT 09, 2014 | ||||
| TICKER: RPM SECURITY ID: 749685103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick R. Nance | Management | For | For |
| 1.2 | Elect Director Charles A. Ratner | Management | For | For |
| 1.3 | Elect Director William B. Summers, Jr. | Management | For | For |
| 1.4 | Elect Director Jerry Sue Thornton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| SIGMA-ALDRICH CORPORATION MEETING DATE: DEC 05, 2014 | ||||
| TICKER: SIAL SECURITY ID: 826552101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. SQM MEETING DATE: APR 24, 2015 | ||||
| TICKER: SQM-B SECURITY ID: 833635105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint Auditors and Account Inspectors | Management | For | For |
| 3 | Approve Report Regarding Related-Party Transactions | Management | For | For |
| 4 | Approve Investment and Financing Policy | Management | For | For |
| 5 | Approve Allocation of Income and Dividends, and Dividend Policy | Management | For | For |
| 6 | Receive Report on Board's Expenses | Management | For | For |
| 7 | Elect Directors and Fix Their Remuneration | Management | For | Abstain |
| 8 | Receive Issues Related to Directors Committee (Audit Committee) and Health, Safety and Environmental Committee | Management | For | For |
| 9 | Other Business | Management | For | Against |
| THE DOW CHEMICAL COMPANY MEETING DATE: MAY 14, 2015 | ||||
| TICKER: DOW SECURITY ID: 260543103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ajay Banga | Management | For | For |
| 1b | Elect Director Jacqueline K. Barton | Management | For | For |
| 1c | Elect Director James A. Bell | Management | For | For |
| 1d | Elect Director Richard K. Davis | Management | For | For |
| 1e | Elect Director Jeff M. Fettig | Management | For | For |
| 1f | Elect Director Andrew N. Liveris | Management | For | For |
| 1g | Elect Director Mark Loughridge | Management | For | For |
| 1h | Elect Director Raymond J. Milchovich | Management | For | For |
| 1i | Elect Director Robert S. Miller | Management | For | For |
| 1j | Elect Director Paul Polman | Management | For | For |
| 1k | Elect Director Dennis H. Reilley | Management | For | For |
| 1l | Elect Director James M. Ringler | Management | For | For |
| 1m | Elect Director Ruth G. Shaw | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| THE SHERWIN-WILLIAMS COMPANY MEETING DATE: APR 15, 2015 | ||||
| TICKER: SHW SECURITY ID: 824348106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Christopher M. Connor | Management | For | For |
| 1.3 | Elect Director David F. Hodnik | Management | For | For |
| 1.4 | Elect Director Thomas G. Kadien | Management | For | For |
| 1.5 | Elect Director Richard J. Kramer | Management | For | For |
| 1.6 | Elect Director Susan J. Kropf | Management | For | For |
| 1.7 | Elect Director Christine A. Poon | Management | For | For |
| 1.8 | Elect Director Richard K. Smucker | Management | For | For |
| 1.9 | Elect Director John M. Stropki | Management | For | For |
| 1.10 | Elect Director Matthew Thornton, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE VALSPAR CORPORATION MEETING DATE: FEB 18, 2015 | ||||
| TICKER: VAL SECURITY ID: 920355104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jack J. Allen | Management | For | For |
| 1.2 | Elect Director John S. Bode | Management | For | For |
| 1.3 | Elect Director Jeffrey H. Curler | Management | For | For |
| 1.4 | Elect Director Shane D. Fleming | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TRONOX LIMITED MEETING DATE: MAY 20, 2015 | ||||
| TICKER: TROX SECURITY ID: Q9235V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Casey | Management | For | For |
| 1.2 | Elect Director Andrew P. Hines | Management | For | For |
| 1.3 | Elect Director Wayne A. Hinman | Management | For | For |
| 1.4 | Elect Director Peter Johnston | Management | For | For |
| 1.5 | Elect Director Ilan Kaufthal | Management | For | For |
| 1.6 | Elect Director Jeffry N. Quinn | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| W. R. GRACE & CO. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: GRA SECURITY ID: 38388F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.2 | Elect Director Marye Anne Fox | Management | For | For |
| 1.3 | Elect Director Janice K. Henry | Management | For | For |
| 1.4 | Elect Director Mark E. Tomkins | Management | For | For |
| 1.5 | Elect Director Diane H. Gulyas | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| WESTLAKE CHEMICAL CORPORATION MEETING DATE: MAY 15, 2015 | ||||
| TICKER: WLK SECURITY ID: 960413102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Chao | Management | For | For |
| 1.2 | Elect Director R. Bruce Northcutt | Management | For | For |
| 1.3 | Elect Director H. John Riley, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT COMMUNICATIONS EQUIPMENT PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ADTRAN, INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: ADTN SECURITY ID: 00738A106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director William L. Marks | Management | For | For |
| 1.4 | Elect Director Balan Nair | Management | For | For |
| 1.5 | Elect Director Roy J. Nichols | Management | For | For |
| 1.6 | Elect Director Kathryn A. Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| ADVA OPTICAL NETWORKING SE MEETING DATE: MAY 20, 2015 | ||||
| TICKER: ADV SECURITY ID: D0190E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2014 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015 | Management | For | For |
| 6 | Approve Creation of EUR 24 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Amend Stock Option Plan for Key Employees; Approve Creation of EUR 3.5 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Elect Nikos Theodosopoulos to the Supervisory Board | Management | For | For |
| 10 | Amend Articles Re: Notice Period of Annual General Meeting | Management | For | For |
| 11 | Amend Articles Re: Chair of Annual General Meeting | Management | For | For |
| ALCATEL LUCENT MEETING DATE: MAY 26, 2015 | ||||
| TICKER: ALU SECURITY ID: 013904305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Elect Sylvia Summers as Director | Management | For | For |
| 5 | Reelect Stuart Eizenstat as Director | Management | For | For |
| 6 | Reelect Louis Hughes as Director | Management | For | For |
| 7 | Reelect Olivier Piou as Director | Management | For | For |
| 8 | Appoint Laurent du Mouza as Censor | Management | For | Against |
| 9 | Advisory Vote on Compensation of Michel Combes, CEO | Management | For | For |
| 10 | Advisory Vote on Compensation of Philippe Camus, Chairman | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with a Binding Priority Right up to Aggregate Nominal Amount of EUR 28.25 Million, and up to Aggregate Nominal Amount of EUR 14.1 Million without a Binding Priority Right | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 14.1 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 5 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 22 | Amend Article 21 of Bylaws Re: Proxy Voting | Management | For | For |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 24 | Amendments or new resolutions proposed at the meeting | Management | For | For |
| ALTERA CORPORATION MEETING DATE: MAY 11, 2015 | ||||
| TICKER: ALTR SECURITY ID: 021441100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Daane | Management | For | Against |
| 1b | Elect Director T. Michael Nevens | Management | For | Against |
| 1c | Elect Director A. Blaine Bowman | Management | For | Against |
| 1d | Elect Director Elisha W. Finney | Management | For | Against |
| 1e | Elect Director Kevin McGarity | Management | For | Against |
| 1f | Elect Director Krish A. Prabhu | Management | For | Against |
| 1g | Elect Director Shane V. Robison | Management | For | Against |
| 1h | Elect Director John Shoemaker | Management | For | Against |
| 1i | Elect Director Thomas H. Waechter | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| ARRIS GROUP, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: ARRS SECURITY ID: 04270V106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alex B. Best | Management | For | For |
| 1.2 | Elect Director Harry L. Bosco | Management | For | For |
| 1.3 | Elect Director J. Timothy Bryan | Management | For | For |
| 1.4 | Elect Director James A. Chiddix | Management | For | For |
| 1.5 | Elect Director Andrew T. Heller | Management | For | For |
| 1.6 | Elect Director Jeong H. Kim | Management | For | For |
| 1.7 | Elect Director Robert J. Stanzione | Management | For | For |
| 1.8 | Elect Director Doreen A. Toben | Management | For | For |
| 1.9 | Elect Director Debora J. Wilson | Management | For | For |
| 1.10 | Elect Director David A. Woodle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ARUBA NETWORKS, INC. MEETING DATE: DEC 05, 2014 | ||||
| TICKER: ARUN SECURITY ID: 043176106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dominic P. Orr | Management | For | For |
| 1.2 | Elect Director Keerti Melkote | Management | For | For |
| 1.3 | Elect Director Bernard Guidon | Management | For | For |
| 1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
| 1.5 | Elect Director Michael R. Kourey | Management | For | For |
| 1.6 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.7 | Elect Director Juergen Rottler | Management | For | For |
| 1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ARUBA NETWORKS, INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: ARUN SECURITY ID: 043176106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| BLACKBERRY LIMITED MEETING DATE: JUN 23, 2015 | ||||
| TICKER: BB SECURITY ID: 09228F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Chen | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 1.3 | Elect Director Timothy Dattels | Management | For | For |
| 1.4 | Elect Director Richard Lynch | Management | For | For |
| 1.5 | Elect Director Barbara Stymiest | Management | For | For |
| 1.6 | Elect Director Prem Watsa | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Employee Share Purchase Plan | Management | For | For |
| 4 | Amend Equity Incentive Plan | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| BROADSOFT, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: BSFT SECURITY ID: 11133B409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul J. Magelli | Management | For | For |
| 1.2 | Elect Director Douglas L. Maine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 07, 2015 | ||||
| TICKER: BRCD SECURITY ID: 111621306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Judy Bruner | Management | For | For |
| 1.2 | Elect Director Lloyd A. Carney | Management | For | For |
| 1.3 | Elect Director Renato A. DiPentima | Management | For | For |
| 1.4 | Elect Director Alan L. Earhart | Management | For | For |
| 1.5 | Elect Director John W. Gerdelman | Management | For | For |
| 1.6 | Elect Director Dave House | Management | For | For |
| 1.7 | Elect Director L. William (Bill) Krause | Management | For | For |
| 1.8 | Elect Director David E. Roberson | Management | For | For |
| 1.9 | Elect Director Sanjay Vaswani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| 6 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| CALIX, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: CALX SECURITY ID: 13100M509 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Bowick | Management | For | For |
| 1.2 | Elect Director Michael Flynn | Management | For | For |
| 1.3 | Elect Director Kevin Peters | Management | For | For |
| 1.4 | Elect Director Carl Russo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CIENA CORPORATION MEETING DATE: MAR 26, 2015 | ||||
| TICKER: CIEN SECURITY ID: 171779309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bruce L. Claflin | Management | For | For |
| 1b | Elect Director Patrick T. Gallagher | Management | For | For |
| 1c | Elect Director T. Michael Nevens | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CISCO SYSTEMS, INC. MEETING DATE: NOV 20, 2014 | ||||
| TICKER: CSCO SECURITY ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director John T. Chambers | Management | For | For |
| 1e | Elect Director Brian L. Halla | Management | For | For |
| 1f | Elect Director John L. Hennessy | Management | For | For |
| 1g | Elect Director Kristina M. Johnson | Management | For | For |
| 1h | Elect Director Roderick C. McGeary | Management | For | For |
| 1i | Elect Director Arun Sarin | Management | For | For |
| 1j | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Establish Public Policy Board Committee | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| COMMSCOPE HOLDING COMPANY, INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: COMM SECURITY ID: 20337X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Campbell R. Dyer | Management | For | For |
| 1.2 | Elect Director Stephen C. Gray | Management | For | For |
| 1.3 | Elect Director L. William Krause | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| COMVERSE, INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: CNSI SECURITY ID: 20585P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan D. Bowick | Management | For | For |
| 1b | Elect Director James Budge | Management | For | For |
| 1c | Elect Director Matthew A. Drapkin | Management | For | For |
| 1d | Elect Director Doron Inbar | Management | For | For |
| 1e | Elect Director Henry R. Nothhaft | Management | For | For |
| 1f | Elect Director Philippe Tartavull | Management | For | For |
| 1g | Elect Director Mark C. Terrell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| ECHOSTAR CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: SATS SECURITY ID: 278768106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Stanton Dodge | Management | For | For |
| 1.2 | Elect Director Michael T. Dugan | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Anthony M. Federico | Management | For | For |
| 1.5 | Elect Director Pradman P. Kaul | Management | For | For |
| 1.6 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.7 | Elect Director C. Michael Schroeder | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| F5 NETWORKS, INC. MEETING DATE: MAR 12, 2015 | ||||
| TICKER: FFIV SECURITY ID: 315616102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director A. Gary Ames | Management | For | For |
| 1b | Elect Director Sandra Bergeron | Management | For | For |
| 1c | Elect Director Jonathan Chadwick | Management | For | For |
| 1d | Elect Director Michael Dreyer | Management | For | For |
| 1e | Elect Director Peter Klein | Management | For | For |
| 1f | Elect Director Stephen Smith | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FINISAR CORPORATION MEETING DATE: SEP 02, 2014 | ||||
| TICKER: FNSR SECURITY ID: 31787A507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eitan Gertel | Management | For | For |
| 1.2 | Elect Director Thomas E. Pardun | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| GOOGLE INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: GOOG SECURITY ID: 38259P508 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | For |
| 1.10 | Elect Director K. Ram Shriram | Management | For | For |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Report on Costs of Renewable Energy Investments | Shareholder | Against | Abstain |
| 8 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Abstain |
| II-VI INCORPORATED MEETING DATE: NOV 07, 2014 | ||||
| TICKER: IIVI SECURITY ID: 902104108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas E. Mistler | Management | For | For |
| 1b | Elect Director Joseph J. Corasanti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| INFINERA CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: INFN SECURITY ID: 45667G103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Dolce, Jr. | Management | For | For |
| 1.2 | Elect Director Paul J. Milbury | Management | For | For |
| 1.3 | Elect Director David F. Welch | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INFOBLOX INC. MEETING DATE: DEC 17, 2014 | ||||
| TICKER: BLOX SECURITY ID: 45672H104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Fasano | Management | For | For |
| 1.2 | Elect Director Michael L. Goguen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INTERDIGITAL, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: IDCC SECURITY ID: 45867G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey K. Belk | Management | For | For |
| 1b | Elect Director S. Douglas Hutcheson | Management | For | For |
| 1c | Elect Director John A. Kritzmacher | Management | For | For |
| 1d | Elect Director William J. Merritt | Management | For | For |
| 1e | Elect Director Kai O. Oistamo | Management | For | For |
| 1f | Elect Director Jean F. Rankin | Management | For | For |
| 1g | Elect Director Robert S. Roath | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| IXIA MEETING DATE: JUL 18, 2014 | ||||
| TICKER: XXIA SECURITY ID: 45071R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurent Asscher | Management | For | For |
| 1.2 | Elect Director Jonathan Fram | Management | For | For |
| 1.3 | Elect Director Errol Ginsberg | Management | For | For |
| 1.4 | Elect Director Gail Hamilton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| IXIA MEETING DATE: JUN 01, 2015 | ||||
| TICKER: XXIA SECURITY ID: 45071R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurent Asscher | Management | For | For |
| 1.2 | Elect Director Jonathan Fram | Management | For | For |
| 1.3 | Elect Director Errol Ginsberg | Management | For | For |
| 1.4 | Elect Director Gail Hamilton | Management | For | For |
| 1.5 | Elect Director Bethany Mayer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| JDS UNIPHASE CORPORATION MEETING DATE: DEC 05, 2014 | ||||
| TICKER: JDSU SECURITY ID: 46612J507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith Barnes | Management | For | For |
| 1.2 | Elect Director Timothy Campos | Management | For | For |
| 1.3 | Elect Director Penelope A. Herscher | Management | For | For |
| 1.4 | Elect Director Masood Jabbar | Management | For | For |
| 1.5 | Elect Director Martin A. Kaplan | Management | For | For |
| 1.6 | Elect Director Thomas Waechter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| JUNIPER NETWORKS, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: JNPR SECURITY ID: 48203R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.2 | Elect Director Gary Daichendt | Management | For | For |
| 1.3 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.4 | Elect Director James Dolce | Management | For | For |
| 1.5 | Elect Director Mercedes Johnson | Management | For | For |
| 1.6 | Elect Director Scott Kriens | Management | For | For |
| 1.7 | Elect Director Rahul Merchant | Management | For | For |
| 1.8 | Elect Director Rami Rahim | Management | For | For |
| 1.9 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.10 | Elect Director William R. Stensrud | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUN 30, 2015 | ||||
| TICKER: MRVL SECURITY ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sehat Sutardja | Management | For | For |
| 1b | Elect Director Weili Dai | Management | For | For |
| 1c | Elect Director Juergen Gromer | Management | For | For |
| 1d | Elect Director John G. Kassakian | Management | For | For |
| 1e | Elect Director Arturo Krueger | Management | For | For |
| 1f | Elect Director Randhir Thakur | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| MITEL NETWORKS CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: MNW SECURITY ID: 60671Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Benjamin H. Ball | Management | For | For |
| 1.2 | Elect Director Peter D. Charbonneau | Management | For | For |
| 1.3 | Elect Director Andrew J. Kowal | Management | For | Withhold |
| 1.4 | Elect Director Terence H. Matthews | Management | For | For |
| 1.5 | Elect Director Richard D. McBee | Management | For | For |
| 1.6 | Elect Director John P. McHugh | Management | For | For |
| 1.7 | Elect Director Sudhakar Ramakrishna | Management | For | For |
| 1.8 | Elect Director David M. Williams | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 18, 2015 | ||||
| TICKER: MSI SECURITY ID: 620076307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory Q. Brown | Management | For | For |
| 1b | Elect Director Kenneth C. Dahlberg | Management | For | For |
| 1c | Elect Director Michael V. Hayden | Management | For | For |
| 1d | Elect Director Clayton M. Jones | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Anne R. Pramaggiore | Management | For | For |
| 1g | Elect Director Samuel C. Scott, III | Management | For | For |
| 1h | Elect Director Bradley E. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| NETGEAR, INC. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: NTGR SECURITY ID: 64111Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick C.S. Lo | Management | For | For |
| 1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
| 1.3 | Elect Director Ralph E. Faison | Management | For | For |
| 1.4 | Elect Director A. Timothy Godwin | Management | For | For |
| 1.5 | Elect Director Jef T. Graham | Management | For | For |
| 1.6 | Elect Director Gregory J. Rossmann | Management | For | For |
| 1.7 | Elect Director Barbara V. Scherer | Management | For | For |
| 1.8 | Elect Director Julie A. Shimer | Management | For | For |
| 1.9 | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| NOKIA CORP. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: NOK1V SECURITY ID: 654902204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.14 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors | Management | For | Did Not Vote |
| 11 | Fix Number of Directors at Eight | Management | For | Did Not Vote |
| 12.1 | Elect Vivek Badrinath as Director | Management | For | Did Not Vote |
| 12.2 | Elect Bruce Brown as Director | Management | For | Did Not Vote |
| 12.3 | Elect Elizabeth Doherty as Director | Management | For | Did Not Vote |
| 12.4 | Elect Simon Jiang as Director | Management | For | Did Not Vote |
| 12.5 | Elect Jouko Karvinen as Director | Management | For | Did Not Vote |
| 12.6 | Elect Elizabeth Nelson as Director | Management | For | Did Not Vote |
| 12.7 | Elect Risto Siilasmaa as Director | Management | For | Did Not Vote |
| 12.8 | Elect Kari Stadigh as Director | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 16 | Approve Issuance of up to 730 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| ORACLE CORPORATION MEETING DATE: NOV 05, 2014 | ||||
| TICKER: ORCL SECURITY ID: 68389X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | Against |
| 6 | Adopt Specific Performance Standards | Shareholder | Against | Against |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| PALO ALTO NETWORKS, INC. MEETING DATE: DEC 12, 2014 | ||||
| TICKER: PANW SECURITY ID: 697435105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carl Eschenbach | Management | For | For |
| 1b | Elect Director Daniel J. Warmenhoven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PLANTRONICS, INC. MEETING DATE: AUG 01, 2014 | ||||
| TICKER: PLT SECURITY ID: 727493108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marv Tseu | Management | For | For |
| 1.2 | Elect Director Ken Kannappan | Management | For | For |
| 1.3 | Elect Director Brian Dexheimer | Management | For | For |
| 1.4 | Elect Director Robert Hagerty | Management | For | For |
| 1.5 | Elect Director Gregg Hammann | Management | For | For |
| 1.6 | Elect Director John Hart | Management | For | For |
| 1.7 | Elect Director Marshall Mohr | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| POLYCOM, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: PLCM SECURITY ID: 73172K104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter A. Leav | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.3 | Elect Director Martha H. Bejar | Management | For | For |
| 1.4 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 1.6 | Elect Director D. Scott Mercer | Management | For | For |
| 1.7 | Elect Director Kevin T. Parker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| QLOGIC CORPORATION MEETING DATE: AUG 25, 2014 | ||||
| TICKER: QLGC SECURITY ID: 747277101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John T. Dickson | Management | For | For |
| 1b | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1c | Elect Director Christine King | Management | For | For |
| 1d | Elect Director D. Scott Mercer | Management | For | For |
| 1e | Elect Director Prasad L. Rampalli | Management | For | For |
| 1f | Elect Director George D. Wells | Management | For | For |
| 1g | Elect Director William M. Zeitler | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| QUALCOMM INCORPORATED MEETING DATE: MAR 09, 2015 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Harish Manwani | Management | For | For |
| 1i | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1j | Elect Director Duane A. Nelles | Management | For | For |
| 1k | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1l | Elect Director Francisco Ros | Management | For | For |
| 1m | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1n | Elect Director Brent Scowcroft | Management | For | For |
| 1o | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RACKSPACE HOSTING, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: RAX SECURITY ID: 750086100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Fred Reichheld | Management | For | For |
| 1.2 | Elect Director Kevin Costello | Management | For | For |
| 1.3 | Elect Director John Harper | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| RADWARE LTD. MEETING DATE: SEP 23, 2014 | ||||
| TICKER: RDWR SECURITY ID: M81873107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Joel Maryles as Class II Director Until the End of the Annual General Meeting of 2016 | Management | For | For |
| 2 | Reelect Yael Langer as Class III Director Until the End of the Annual General Meeting of 2017 | Management | For | For |
| 3 | Authorize Yehuda Zisapel to Serve as Chairman of the Board of Directors for a Three Year Term | Management | For | For |
| 4 | Approve Amendment of D&O Policy | Management | For | For |
| 5 | Reappoint Kost Forer Gabbay & Kasiere as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| RIVERBED TECHNOLOGY, INC. MEETING DATE: MAR 05, 2015 | ||||
| TICKER: RVBD SECURITY ID: 768573107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| ROVI CORPORATION MEETING DATE: MAY 13, 2015 | ||||
| TICKER: ROVI SECURITY ID: 779376102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Card) | ||||
| 1.1 | Elect Director Thomas Carson | Management | For | Did Not Vote |
| 1.2 | Elect Director Alan L. Earhart | Management | For | Did Not Vote |
| 1.3 | Elect Director N. Steven Lucas | Management | For | Did Not Vote |
| 1.4 | Elect Director Andrew K. Ludwick | Management | For | Did Not Vote |
| 1.5 | Elect Director James E. Meyer | Management | For | Did Not Vote |
| 1.6 | Elect Director James P. O'Shaughnessy | Management | For | Did Not Vote |
| 1.7 | Elect Director Ruthann Quindlen | Management | For | Did Not Vote |
| 2 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Card) | ||||
| 1.1 | Elect Directors David Lockwood | Shareholder | For | Withhold |
| 1.2 | Elect Directors Raghavendra Rau | Shareholder | For | For |
| 1.3 | Elect Directors Glenn W. Welling | Shareholder | For | For |
| 1.4 | Management Nominee - Thomas Carson | Shareholder | For | Withhold |
| 1.5 | Management Nominee - Alan L. Earhart | Shareholder | For | Withhold |
| 1.6 | Management Nominee - N. Steven Lucas | Shareholder | For | Withhold |
| 1.7 | Management Nominee - Ruthann Quindlen | Shareholder | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RUCKUS WIRELESS, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: RKUS SECURITY ID: 781220108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Selina Y. Lo | Management | For | For |
| 1.2 | Elect Director Stewart Grierson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 13, 2015 | ||||
| TICKER: 005930 SECURITY ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Kim Han-Joong as Outside Director | Management | For | For |
| 2.1.2 | Elect Lee Byung-Gi as Outside Director | Management | For | For |
| 2.2 | Elect Kwon Oh-Hyun as Inside Director | Management | For | For |
| 2.3 | Elect Kim Han-Joong as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SEMTECH CORPORATION MEETING DATE: JUN 18, 2015 | ||||
| TICKER: SMTC SECURITY ID: 816850101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director James P. Burra | Management | For | For |
| 1.3 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.4 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.5 | Elect Director James T. Lindstrom | Management | For | For |
| 1.6 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.7 | Elect Director John L. Piotrowski | Management | For | For |
| 1.8 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.9 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SONUS NETWORKS, INC. MEETING DATE: DEC 02, 2014 | ||||
| TICKER: SONS SECURITY ID: 835916107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| SONUS NETWORKS, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: SONS SECURITY ID: 835916503 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James K. Brewington | Management | For | For |
| 1.2 | Elect Director Matthew W. Bross | Management | For | For |
| 1.3 | Elect Director John P. Cunningham | Management | For | For |
| 1.4 | Elect Director Raymond P. Dolan | Management | For | For |
| 1.5 | Elect Director Beatriz V. Infante | Management | For | For |
| 1.6 | Elect Director Howard E. Janzen | Management | For | For |
| 1.7 | Elect Director Richard J. Lynch | Management | For | For |
| 1.8 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1.9 | Elect Director John A. Schofield | Management | For | For |
| 1.10 | Elect Director Scott E. Schubert | Management | For | For |
| 1.11 | Elect Director H. Brian Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SYMANTEC CORPORATION MEETING DATE: OCT 28, 2014 | ||||
| TICKER: SYMC SECURITY ID: 871503108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael A. Brown | Management | For | For |
| 1b | Elect Director Frank E. Dangeard | Management | For | For |
| 1c | Elect Director Geraldine B. Laybourne | Management | For | For |
| 1d | Elect Director David L. Mahoney | Management | For | For |
| 1e | Elect Director Robert S. Miller | Management | For | For |
| 1f | Elect Director Anita M. Sands | Management | For | For |
| 1g | Elect Director Daniel H. Schulman | Management | For | For |
| 1h | Elect Director V. Paul Unruh | Management | For | For |
| 1i | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TE CONNECTIVITY LTD. MEETING DATE: MAR 03, 2015 | ||||
| TICKER: TEL SECURITY ID: H84989104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pierre R. Brondeau | Management | For | Did Not Vote |
| 1b | Elect Director Juergen W. Gromer | Management | For | Did Not Vote |
| 1c | Elect Director William A. Jeffrey | Management | For | Did Not Vote |
| 1d | Elect Director Thomas J. Lynch | Management | For | Did Not Vote |
| 1e | Elect Director Yong Nam | Management | For | Did Not Vote |
| 1f | Elect Director Daniel J. Phelan | Management | For | Did Not Vote |
| 1g | Elect Director Lawrence S. Smith | Management | For | Did Not Vote |
| 1h | Elect Director Paula A. Sneed | Management | For | Did Not Vote |
| 1i | Elect Director David P. Steiner | Management | For | Did Not Vote |
| 1j | Elect Director John C. Van Scoter | Management | For | Did Not Vote |
| 1k | Elect Director Laura H. Wright | Management | For | Did Not Vote |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | Did Not Vote |
| 3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | Did Not Vote |
| 3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | Did Not Vote |
| 3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | Did Not Vote |
| 3d | Elect John C. Van Scoter as Member of Management Development & Compensation Committee | Management | For | Did Not Vote |
| 4 | Designate Jvo Grundler as Independent Proxy | Management | For | Did Not Vote |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 26, 2014 | Management | For | Did Not Vote |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 26, 2014 | Management | For | Did Not Vote |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 26, 2014 | Management | For | Did Not Vote |
| 6 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 25, 2015 | Management | For | Did Not Vote |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | Did Not Vote |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | Did Not Vote |
| 8 | Amend Articles of Association Re: Implementation of Requirements Under the Swiss Ordinance Regarding Elections and Certain Other Matters | Management | For | Did Not Vote |
| 9 | Amend Articles of Association Re: Implementation of the New Legal Requirements | Management | For | Did Not Vote |
| 10 | Amend Articles of Association Re: Vote Standard for Shareholder Resolutions and Elections | Management | For | Did Not Vote |
| 11 | Amend Articles of Association Re: Applicable Vote Standard for Contested Election of Directors, Chairperson of the Board of Directors or Members of the Compensation Committee | Management | For | Did Not Vote |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 13 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Management | For | Did Not Vote |
| 14 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | Management | For | Did Not Vote |
| 15 | Approve Allocation of Available Earnings for Fiscal Year 2014 | Management | For | Did Not Vote |
| 16 | Approve Declaration of Dividend | Management | For | Did Not Vote |
| 17 | Renew Authorized Capital | Management | For | Did Not Vote |
| 18 | Approve Reduction of Share Capital | Management | For | Did Not Vote |
| 19 | Adjourn Meeting | Management | For | Did Not Vote |
| TELEFONAKTIEBOLAGET LM ERICSSON MEETING DATE: APR 14, 2015 | ||||
| TICKER: ERIC B SECURITY ID: 294821608 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A | Indicate FOR if you are both the Record Holder and Beneficial Owner of the ADS or AGAINST if you are the Record Holder of such ADS Acting on Behalf of the Beneficial Owner | Management | None | Did Not Vote |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.3 | Approve Allocation of Income and Dividends of SEK 3.40 Per Share | Management | For | Did Not Vote |
| 9.1 | Determine Number of Directors (11) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 9.2 | Approve Remuneration of Directors in the Amount of 4 Million for Chairman and SEK 975,000 for Other Directors, Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 9.3 | Reelect Leif Johansson (Chairman), Roxanne Austin, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Kristin Lund, Hans Vestberg, and Jacob Wallenberg as Directors; Elect Anders Nyren and Sukhinder Cassidy as New Directors | Management | For | Did Not Vote |
| 9.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 9.5 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 9.6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11.1 | Approve 2015 Stock Purchase Plan | Management | For | Did Not Vote |
| 11.2 | Approve Equity Plan Financing (2015 Stock Purchase Plan) | Management | For | Did Not Vote |
| 11.3 | Approve Alternative Equity Plan Financing (2015 Stock Purchase Plan) | Management | For | Did Not Vote |
| 11.4 | Approve 2015 Key Contributor Retention Plan | Management | For | Did Not Vote |
| 11.5 | Approve Equity Plan Financing (2015 Key Contributor Retention Plan) | Management | For | Did Not Vote |
| 11.6 | Approve Alternative Equity Plan Financing (2015 Key Contributor Retention Plan) | Management | For | Did Not Vote |
| 11.7 | Approve 2015 Executive Performance Stock Plan | Management | For | Did Not Vote |
| 11.8 | Approve Equity Plan Financing (2015 Executive Performance Stock Plan) | Management | For | Did Not Vote |
| 11.9 | Approve Alternative Equity Plan Financing (2015 Executive Performance Stock Plan) | Management | For | Did Not Vote |
| 12 | Approve Equity Plan Financing (2011-2014 Long-Term Variable Remuneration Programs) | Management | For | Did Not Vote |
| 13 | Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2016 AGM | Shareholder | None | Did Not Vote |
| 14.1 | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Did Not Vote |
| 14.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies | Shareholder | None | Did Not Vote |
| 14.3 | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Did Not Vote |
| 14.4 | Request Board to Prepare a Proposal regarding "Politician Quarantine" and to Present the Proposal to That Effect at the 2016 AGM | Shareholder | None | Did Not Vote |
| 15 | Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights | Shareholder | None | Did Not Vote |
| 16 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company's Exports to Iran | Shareholder | None | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| TRANSMODE AB MEETING DATE: APR 16, 2015 | ||||
| TICKER: TRMO SECURITY ID: W9625C112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of SEK 1.95 Per Share | Management | For | Did Not Vote |
| 11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 12 | Determine Number of Directors (7) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 13 | Reelect Torbjorn Nilsson, Helena Nordman-Knutson, Tom Nyman (Chairman), Axel Roos, Kevin Taylor, and Roland Thornton as Directors; Elect Ian Jenks as New Director | Management | For | Did Not Vote |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 15 | Approve Remuneration of Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 16 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 18a | Approve Share Matching Plan for All Employees (2015 LTIP) | Management | For | Did Not Vote |
| 18b | Authorize Share Repurchase Program to Fund the 2015 LTIP | Management | For | Did Not Vote |
| 18c | Authorize Transfer of up to 161,200 Treasury Shares to Fund the 2015 LTIP | Management | For | Did Not Vote |
| 19 | Close Meeting | Management | None | None |
| VIASAT, INC. MEETING DATE: SEP 17, 2014 | ||||
| TICKER: VSAT SECURITY ID: 92552V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Dankberg | Management | For | For |
| 1.2 | Elect Director Harvey White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VOCERA COMMUNICATIONS, INC. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: VCRA SECURITY ID: 92857F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Zollars | Management | For | For |
| 1.2 | Elect Director John N. McMullen | Management | For | For |
| 1.3 | Elect Director Sharon L. O'Keefe | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WEB.COM GROUP, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: WWWW SECURITY ID: 94733A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hugh M. Durden | Management | For | For |
| 1.2 | Elect Director Deborah H. Quazzo | Management | For | For |
| 1.3 | Elect Director Timothy P. Cost | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WI-LAN INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: WIN SECURITY ID: 928972108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Douglas Skippen | Management | For | For |
| 1.2 | Elect Director Michel Tewfik Fattouche | Management | For | For |
| 1.3 | Elect Director John Kendall Gillberry | Management | For | For |
| 1.4 | Elect Director Roxanne Anderson | Management | For | For |
| 1.5 | Elect Director W. Paul McCarten | Management | For | For |
| 1.6 | Elect Director Richard J. Shorkey | Management | For | For |
| 1.7 | Elect Director Robert S. Bramson | Management | For | For |
| 1.8 | Elect Director Ron Laurie | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Employee Stock Purchase Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT COMPUTERS PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 3D SYSTEMS CORPORATION MEETING DATE: MAY 19, 2015 | ||||
| TICKER: DDD SECURITY ID: 88554D205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William E. Curran | Management | For | For |
| 1.2 | Elect Director Peter H. Diamandis | Management | For | For |
| 1.3 | Elect Director Charles W. Hull | Management | For | For |
| 1.4 | Elect Director William D. Humes | Management | For | For |
| 1.5 | Elect Director Jim D. Kever | Management | For | For |
| 1.6 | Elect Director G. Walter Loewenbaum, II | Management | For | For |
| 1.7 | Elect Director Kevin S. Moore | Management | For | For |
| 1.8 | Elect Director Abraham N. Reichental | Management | For | For |
| 1.9 | Elect Director Daniel S. Van Riper | Management | For | For |
| 1.10 | Elect Director Karen E. Welke | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| APPLE INC. MEETING DATE: MAR 10, 2015 | ||||
| TICKER: AAPL SECURITY ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tim Cook | Management | For | For |
| 1.2 | Elect Director Al Gore | Management | For | For |
| 1.3 | Elect Director Bob Iger | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Art Levinson | Management | For | For |
| 1.6 | Elect Director Ron Sugar | Management | For | For |
| 1.7 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Abstain |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| COMMVAULT SYSTEMS, INC. MEETING DATE: AUG 21, 2014 | ||||
| TICKER: CVLT SECURITY ID: 204166102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan G. Bunte | Management | For | For |
| 1.2 | Elect Director Frank J. Fanzilli, Jr. | Management | For | For |
| 1.3 | Elect Director Daniel Pulver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| CRAY INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: CRAY SECURITY ID: 225223304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Prithviraj (Prith) Banerjee | Management | For | For |
| 1.2 | Elect Director Martin J. Homlish | Management | For | For |
| 1.3 | Elect Director Stephen C. Kiely | Management | For | For |
| 1.4 | Elect Director Sally G. Narodick | Management | For | For |
| 1.5 | Elect Director Daniel C. Regis | Management | For | For |
| 1.6 | Elect Director Stephen C. Richards | Management | For | For |
| 1.7 | Elect Director Max L. Schireson | Management | For | For |
| 1.8 | Elect Director Peter J. Ungaro | Management | For | For |
| 2 | Ratify Peterson Sullivan LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DATALINK CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: DTLK SECURITY ID: 237934104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brent G. Blackey | Management | For | For |
| 1.2 | Elect Director Paul F. Lidsky | Management | For | For |
| 1.3 | Elect Director Greg R. Meland | Management | For | For |
| 1.4 | Elect Director J. Patrick O'Halloran | Management | For | For |
| 1.5 | Elect Director James E. Ousley | Management | For | For |
| 1.6 | Elect Director Mercedes A. Walton | Management | For | For |
| 1.7 | Elect Director James L. Zucco, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify McGladrey LLP as Auditors | Management | For | For |
| DIEBOLD, INCORPORATED MEETING DATE: APR 23, 2015 | ||||
| TICKER: DBD SECURITY ID: 253651103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick W. Allender | Management | For | For |
| 1.2 | Elect Director Phillip R. Cox | Management | For | For |
| 1.3 | Elect Director Richard L. Crandall | Management | For | For |
| 1.4 | Elect Director Gale S. Fitzgerald | Management | For | For |
| 1.5 | Elect Director Gary G. Greenfield | Management | For | For |
| 1.6 | Elect Director Andreas W. Mattes | Management | For | For |
| 1.7 | Elect Director Robert S. Prather, Jr. | Management | For | For |
| 1.8 | Elect Director Rajesh K. Soin | Management | For | For |
| 1.9 | Elect Director Henry D. G. Wallace | Management | For | For |
| 1.10 | Elect Director Alan J. Weber | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| DOT HILL SYSTEMS CORP. MEETING DATE: MAY 04, 2015 | ||||
| TICKER: HILL SECURITY ID: 25848T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roderick M. Sherwood, III | Management | For | For |
| 1.2 | Elect Director Debra E. Tibey | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ELECTRONICS FOR IMAGING, INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: EFII SECURITY ID: 286082102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric Brown | Management | For | For |
| 1.2 | Elect Director Gill Cogan | Management | For | For |
| 1.3 | Elect Director Guy Gecht | Management | For | For |
| 1.4 | Elect Director Thomas Georgens | Management | For | For |
| 1.5 | Elect Director Richard A. Kashnow | Management | For | For |
| 1.6 | Elect Director Dan Maydan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EMC CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: EMC SECURITY ID: 268648102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Jose E. Almeida | Management | For | For |
| 1.1b | Elect Director Michael W. Brown | Management | For | For |
| 1.1c | Elect Director Donald J. Carty | Management | For | For |
| 1.1d | Elect Director Randolph L. Cowen | Management | For | For |
| 1.1e | Elect Director James S. DiStasio | Management | For | For |
| 1.1f | Elect Director John R. Egan | Management | For | For |
| 1.1g | Elect Director William D. Green | Management | For | For |
| 1.1h | Elect Director Edmund F. Kelly | Management | For | For |
| 1.1i | Elect Director Jami Miscik | Management | For | For |
| 1.1j | Elect Director Paul Sagan | Management | For | For |
| 1.1k | Elect Director David N. Strohm | Management | For | For |
| 1.1l | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| FACEBOOK, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: FB SECURITY ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| GOOGLE INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: GOOG SECURITY ID: 38259P508 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | For |
| 1.10 | Elect Director K. Ram Shriram | Management | For | For |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Report on Costs of Renewable Energy Investments | Shareholder | Against | Abstain |
| 8 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Abstain |
| HEWLETT-PACKARD COMPANY MEETING DATE: MAR 18, 2015 | ||||
| TICKER: HPQ SECURITY ID: 428236103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc L. Andreessen | Management | For | For |
| 1b | Elect Director Shumeet Banerji | Management | For | For |
| 1c | Elect Director Robert R. Bennett | Management | For | For |
| 1d | Elect Director Rajiv L. Gupta | Management | For | For |
| 1e | Elect Director Klaus Kleinfeld | Management | For | For |
| 1f | Elect Director Raymond J. Lane | Management | For | For |
| 1g | Elect Director Ann M. Livermore | Management | For | For |
| 1h | Elect Director Raymond E. Ozzie | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Patricia F. Russo | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 1l | Elect Director Margaret C. Whitman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| IMATION CORP. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: IMN SECURITY ID: 45245A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Card) | ||||
| 1.1 | Elect Director Mark E. Lucas | Management | For | For |
| 1.2 | Elect Director L. White Matthews, III | Management | For | For |
| 1.3 | Elect Director David B. Stevens | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1.1 | Elect Directors Joseph A. De Perio | Shareholder | For | Did Not Vote |
| 1.2 | Elect Directors Robert B. Fernander | Shareholder | For | Did Not Vote |
| 1.3 | Elect Directors Barry L. Kasoff | Shareholder | For | Did Not Vote |
| 2 | Bylaw Repeal Proposal | Shareholder | For | Did Not Vote |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 28, 2015 | ||||
| TICKER: IBM SECURITY ID: 459200101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alain J.P. Belda | Management | For | For |
| 1.2 | Elect Director William R. Brody | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Michael L. Eskew | Management | For | For |
| 1.5 | Elect Director David N. Farr | Management | For | For |
| 1.6 | Elect Director Alex Gorsky | Management | For | For |
| 1.7 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.8 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.9 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.12 | Elect Director Joan E. Spero | Management | For | For |
| 1.13 | Elect Director Sidney Taurel | Management | For | For |
| 1.14 | Elect Director Peter R. Voser | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 7 | Establish Public Policy Board Committee | Shareholder | Against | Against |
| INTEVAC, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: IVAC SECURITY ID: 461148108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Norman H. Pond | Management | For | For |
| 1.2 | Elect Director Wendell T. Blonigan | Management | For | For |
| 1.3 | Elect Director James D. Benham | Management | For | For |
| 1.4 | Elect Director Matthew A. Drapkin | Management | For | For |
| 1.5 | Elect Director David S. Dury | Management | For | For |
| 1.6 | Elect Director Marc T. Giles | Management | For | For |
| 1.7 | Elect Director Thomas M. Rohrs | Management | For | For |
| 1.8 | Elect Director John F. Schaefer | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| INVENSENSE, INC. MEETING DATE: SEP 12, 2014 | ||||
| TICKER: INVN SECURITY ID: 46123D205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Behrooz Abdi | Management | For | For |
| 1.2 | Elect Director Eric Stang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| LEXMARK INTERNATIONAL, INC. MEETING DATE: APR 21, 2015 | ||||
| TICKER: LXK SECURITY ID: 529771107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ralph E. Gomory | Management | For | For |
| 1b | Elect Director Michael J. Maples | Management | For | For |
| 1c | Elect Director Stephen R. Hardis | Management | For | For |
| 1d | Elect Director William R. Fields | Management | For | For |
| 1e | Elect Director Robert Holland, Jr. | Management | For | For |
| 1f | Elect Director Jared L. Cohon | Management | For | For |
| 1g | Elect Director J. Edward Coleman | Management | For | For |
| 1h | Elect Director Sandra L. Helton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| MASTERCARD INCORPORATED MEETING DATE: JUN 09, 2015 | ||||
| TICKER: MA SECURITY ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Marc Olivie | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson P. Tai | Management | For | For |
| 1m | Elect Director Edward Suning Tian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NCR CORPORATION MEETING DATE: APR 22, 2015 | ||||
| TICKER: NCR SECURITY ID: 62886E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William R. Nuti | Management | For | Withhold |
| 1.2 | Elect Director Gary J. Daichendt | Management | For | Withhold |
| 1.3 | Elect Director Robert P. DeRodes | Management | For | Withhold |
| 1.4 | Elect Director Richard T. 'Mick' McGuire, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Other Business | Management | For | Against |
| NETAPP, INC. MEETING DATE: SEP 05, 2014 | ||||
| TICKER: NTAP SECURITY ID: 64110D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas Georgens | Management | For | For |
| 1b | Elect Director T. Michael Nevens | Management | For | For |
| 1c | Elect Director Jeffry R. Allen | Management | For | For |
| 1d | Elect Director Tor R. Braham | Management | For | For |
| 1e | Elect Director Alan L. Earhart | Management | For | For |
| 1f | Elect Director Gerald Held | Management | For | For |
| 1g | Elect Director Kathryn M. Hill | Management | For | For |
| 1h | Elect Director George T. Shaheen | Management | For | For |
| 1i | Elect Director Robert T. Wall | Management | For | For |
| 1j | Elect Director Richard P. Wallace | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Establish Public Policy Board Committee | Shareholder | Against | Against |
| 7 | Ratify Auditors | Management | For | For |
| NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 27, 2015 | ||||
| TICKER: NUAN SECURITY ID: 67020Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul A. Ricci | Management | For | Against |
| 1b | Elect Director Robert J. Frankenberg | Management | For | Against |
| 1c | Elect Director Brett Icahn | Management | For | Against |
| 1d | Elect Director William H. Janeway | Management | For | Against |
| 1e | Elect Director Mark R. Laret | Management | For | Against |
| 1f | Elect Director Katharine A. Martin | Management | For | Against |
| 1g | Elect Director Mark B. Myers | Management | For | Against |
| 1h | Elect Director Philip J. Quigley | Management | For | Against |
| 1i | Elect Director David S. Schechter | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| QLOGIC CORPORATION MEETING DATE: AUG 25, 2014 | ||||
| TICKER: QLGC SECURITY ID: 747277101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John T. Dickson | Management | For | For |
| 1b | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1c | Elect Director Christine King | Management | For | For |
| 1d | Elect Director D. Scott Mercer | Management | For | For |
| 1e | Elect Director Prasad L. Rampalli | Management | For | For |
| 1f | Elect Director George D. Wells | Management | For | For |
| 1g | Elect Director William M. Zeitler | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| QUALCOMM INCORPORATED MEETING DATE: MAR 09, 2015 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Harish Manwani | Management | For | For |
| 1i | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1j | Elect Director Duane A. Nelles | Management | For | For |
| 1k | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1l | Elect Director Francisco Ros | Management | For | For |
| 1m | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1n | Elect Director Brent Scowcroft | Management | For | For |
| 1o | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QUANTUM CORPORATION MEETING DATE: SEP 09, 2014 | ||||
| TICKER: QTM SECURITY ID: 747906204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul R. Auvil, III | Management | For | For |
| 1.2 | Elect Director Philip Black | Management | For | For |
| 1.3 | Elect Director Louis DiNardo | Management | For | For |
| 1.4 | Elect Director Dale L. Fuller | Management | For | For |
| 1.5 | Elect Director Jon W. Gacek | Management | For | For |
| 1.6 | Elect Director David A. Krall | Management | For | For |
| 1.7 | Elect Director Gregg J. Powers | Management | For | For |
| 1.8 | Elect Director David E. Roberson | Management | For | For |
| 1.9 | Elect Director Jeffrey C. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 13, 2015 | ||||
| TICKER: 005930 SECURITY ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Kim Han-Joong as Outside Director | Management | For | For |
| 2.1.2 | Elect Lee Byung-Gi as Outside Director | Management | For | For |
| 2.2 | Elect Kwon Oh-Hyun as Inside Director | Management | For | For |
| 2.3 | Elect Kim Han-Joong as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SANDISK CORPORATION MEETING DATE: JUN 18, 2015 | ||||
| TICKER: SNDK SECURITY ID: 80004C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael E. Marks | Management | For | For |
| 1b | Elect Director Irwin Federman | Management | For | For |
| 1c | Elect Director Steven J. Gomo | Management | For | For |
| 1d | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1e | Elect Director Chenming Hu | Management | For | For |
| 1f | Elect Director Catherine P. Lego | Management | For | For |
| 1g | Elect Director Sanjay Mehrotra | Management | For | For |
| 1h | Elect Director D. Scott Mercer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SEAGATE TECHNOLOGY PLC MEETING DATE: OCT 22, 2014 | ||||
| TICKER: STX SECURITY ID: G7945M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen J. Luczo | Management | For | For |
| 1b | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1c | Elect Director Michael R. Cannon | Management | For | For |
| 1d | Elect Director Mei-Wei Cheng | Management | For | For |
| 1e | Elect Director William T. Coleman | Management | For | For |
| 1f | Elect Director Jay L. Geldmacher | Management | For | For |
| 1g | Elect Director Kristen M. Onken | Management | For | For |
| 1h | Elect Director Chong Sup Park | Management | For | For |
| 1i | Elect Director Gregorio Reyes | Management | For | For |
| 1j | Elect Director Stephanie Tilenius | Management | For | For |
| 1k | Elect Director Edward J. Zander | Management | For | For |
| 2 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 3 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Authorize the Holding of the 2015 AGM at a Location Outside Ireland | Management | For | For |
| 8 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| SILICON GRAPHICS INTERNATIONAL CORP. MEETING DATE: DEC 09, 2014 | ||||
| TICKER: SGI SECURITY ID: 82706L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald D. Verdoorn | Management | For | For |
| 1.2 | Elect Director Charles M. Boesenberg | Management | For | For |
| 1.3 | Elect Director Gary A. Griffiths | Management | For | For |
| 1.4 | Elect Director Michael W. Hagee | Management | For | For |
| 1.5 | Elect Director Douglas R. King | Management | For | For |
| 1.6 | Elect Director Hagi Schwartz | Management | For | For |
| 1.7 | Elect Director Jorge L. Titinger | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SUPER MICRO COMPUTER, INC. MEETING DATE: FEB 11, 2015 | ||||
| TICKER: SMCI SECURITY ID: 86800U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yih-Shyan (Wally) Liaw | Management | For | For |
| 1.2 | Elect Director Laura Black | Management | For | For |
| 1.3 | Elect Director Michael S. McAndrews | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| TERADATA CORPORATION MEETING DATE: APR 28, 2015 | ||||
| TICKER: TDC SECURITY ID: 88076W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lisa R. Bacus | Management | For | For |
| 1b | Elect Director Michael F. Koehler | Management | For | For |
| 1c | Elect Director James M. Ringler | Management | For | For |
| 1d | Elect Director John G. Schwarz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TWITTER, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: TWTR SECURITY ID: 90184L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Rosenblatt | Management | For | For |
| 1.2 | Elect Director Evan Williams | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VISA INC. MEETING DATE: JAN 28, 2015 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5a | Remove Supermajority Vote Requirement for Exiting Core Payment Business | Management | For | For |
| 5b | Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company's Certificate of Incorporation | Management | For | For |
| 5c | Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications | Management | For | For |
| 5d | Remove Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 5e | Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| WESTERN DIGITAL CORPORATION MEETING DATE: NOV 05, 2014 | ||||
| TICKER: WDC SECURITY ID: 958102105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kathleen A. Cote | Management | For | For |
| 1b | Elect Director Henry T. DeNero | Management | For | For |
| 1c | Elect Director Michael D. Lambert | Management | For | For |
| 1d | Elect Director Len J. Lauer | Management | For | For |
| 1e | Elect Director Matthew E. Massengill | Management | For | For |
| 1f | Elect Director Stephen D. Milligan | Management | For | For |
| 1g | Elect Director Thomas E. Pardun | Management | For | For |
| 1h | Elect Director Paula A. Price | Management | For | For |
| 1i | Elect Director Masahiro Yamamura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT CONSTRUCTION AND HOUSING PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| A. O. SMITH CORPORATION MEETING DATE: APR 14, 2015 | ||||
| TICKER: AOS SECURITY ID: 831865209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
| 1.2 | Elect Director William P. Greubel | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AECOM MEETING DATE: MAR 04, 2015 | ||||
| TICKER: ACM SECURITY ID: 00766T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Fordyce | Management | For | Withhold |
| 1.2 | Elect Director Linda Griego | Management | For | Withhold |
| 1.3 | Elect Director William G. Ouchi | Management | For | Withhold |
| 1.4 | Elect Director Douglas W. Stotlar | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| AECOM TECHNOLOGY CORPORATION MEETING DATE: OCT 16, 2014 | ||||
| TICKER: ACM SECURITY ID: 00766T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| AMERICAN CAMPUS COMMUNITIES, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: ACC SECURITY ID: 024835100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Bayless, Jr. | Management | For | For |
| 1b | Elect Director R.D. Burck | Management | For | For |
| 1c | Elect Director G. Steven Dawson | Management | For | For |
| 1d | Elect Director Cydney C. Donnell | Management | For | For |
| 1e | Elect Director Dennis G. Lopez | Management | For | For |
| 1f | Elect Director Edward Lowenthal | Management | For | For |
| 1g | Elect Director Oliver Luck | Management | For | For |
| 1h | Elect Director C. Patrick Oles, Jr. | Management | For | For |
| 1i | Elect Director Winston W. Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN HOMES 4 RENT MEETING DATE: MAY 07, 2015 | ||||
| TICKER: AMH SECURITY ID: 02665T306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Director David P. Singelyn | Management | For | For |
| 1.3 | Elect Director John Corrigan | Management | For | For |
| 1.4 | Elect Director Dann V. Angeloff | Management | For | For |
| 1.5 | Elect Director Matthew J. Hart | Management | For | For |
| 1.6 | Elect Director James H. Kropp | Management | For | For |
| 1.7 | Elect Director Lynn Swann | Management | For | For |
| 1.8 | Elect Director Kenneth M. Woolley | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: AVB SECURITY ID: 053484101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
| 1.2 | Elect Director Terry S. Brown | Management | For | For |
| 1.3 | Elect Director Alan B. Buckelew | Management | For | For |
| 1.4 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.5 | Elect Director John J. Healy, Jr. | Management | For | For |
| 1.6 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.7 | Elect Director Lance R. Primis | Management | For | For |
| 1.8 | Elect Director Peter S. Rummell | Management | For | For |
| 1.9 | Elect Director H. Jay Sarles | Management | For | For |
| 1.10 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| BOISE CASCADE COMPANY MEETING DATE: APR 29, 2015 | ||||
| TICKER: BCC SECURITY ID: 09739D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard H. Fleming | Management | For | For |
| 2 | Elect Director Mack L. Hogans | Management | For | For |
| 3 | Elect Director Christopher J. McGowan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| CAMDEN PROPERTY TRUST MEETING DATE: MAY 08, 2015 | ||||
| TICKER: CPT SECURITY ID: 133131102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Campo | Management | For | For |
| 1.2 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.3 | Elect Director Lewis A. Levey | Management | For | For |
| 1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
| 1.5 | Elect Director William F. Paulsen | Management | For | For |
| 1.6 | Elect Director D. Keith Oden | Management | For | For |
| 1.7 | Elect Director F. Gardner Parker | Management | For | For |
| 1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
| 1.9 | Elect Director Steven A. Webster | Management | For | For |
| 1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COUNTRYWIDE PLC MEETING DATE: JAN 08, 2015 | ||||
| TICKER: CWD SECURITY ID: G31610101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
| COUNTRYWIDE PLC MEETING DATE: APR 29, 2015 | ||||
| TICKER: CWD SECURITY ID: G31610101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Grenville Turner as Director | Management | For | For |
| 5 | Re-elect David Watson as Director | Management | For | For |
| 6 | Elect Alison Platt as Director | Management | For | For |
| 7 | Re-elect Jim Clarke as Director | Management | For | For |
| 8 | Re-elect Caleb Kramer as Director | Management | For | Against |
| 9 | Elect Richard Adam as Director | Management | For | For |
| 10 | Re-elect Catherine Turner as Director | Management | For | For |
| 11 | Elect Jane Lighting as Director | Management | For | For |
| 12 | Elect Rupert Gavin as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
| D.R. HORTON, INC. MEETING DATE: JAN 22, 2015 | ||||
| TICKER: DHI SECURITY ID: 23331A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| EAGLE MATERIALS INC. MEETING DATE: AUG 07, 2014 | ||||
| TICKER: EXP SECURITY ID: 26969P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Laurence E. Hirsch | Management | For | For |
| 1b | Elect Director Michael R. Nicolais | Management | For | For |
| 1c | Elect Director Richard R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: ESS SECURITY ID: 297178105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Brady | Management | For | For |
| 1.2 | Elect Director Keith R. Guericke | Management | For | For |
| 1.3 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.4 | Elect Director George M. Marcus | Management | For | For |
| 1.5 | Elect Director Gary P. Martin | Management | For | For |
| 1.6 | Elect Director Issie N. Rabinovitch | Management | For | For |
| 1.7 | Elect Director Thomas E. Randlett | Management | For | For |
| 1.8 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.9 | Elect Director Michael J. Schall | Management | For | For |
| 1.10 | Elect Director Byron A. Scordelis | Management | For | For |
| 1.11 | Elect Director Janice L. Sears | Management | For | For |
| 1.12 | Elect Director Thomas P. Sullivan | Management | For | For |
| 1.13 | Elect Director Claude J. Zinngrabe, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXTRA SPACE STORAGE INC. MEETING DATE: MAY 26, 2015 | ||||
| TICKER: EXR SECURITY ID: 30225T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.3 | Elect Director Karl Haas | Management | For | For |
| 1.4 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.5 | Elect Director Diane Olmstead | Management | For | For |
| 1.6 | Elect Director Roger B. Porter | Management | For | For |
| 1.7 | Elect Director K. Fred Skousen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| FOREST CITY ENTERPRISES, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: FCE.A SECURITY ID: 345550107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Scott S. Cowen | Management | For | For |
| 1.3 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FORTUNE BRANDS HOME & SECURITY, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: FBHS SECURITY ID: 34964C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ann F. Hackett | Management | For | For |
| 1b | Elect Director John G. Morikis | Management | For | For |
| 1c | Elect Director Ronald V. Waters, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FOXTONS GROUP PLC MEETING DATE: MAY 20, 2015 | ||||
| TICKER: FOXT SECURITY ID: G3654P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Special Dividend | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Elect Nicholas Budden as Director | Management | For | For |
| 6 | Re-elect Andrew Adcock as Director | Management | For | For |
| 7 | Re-elect Ian Barlow as Director | Management | For | For |
| 8 | Re-elect Michael Brown as Director | Management | For | For |
| 9 | Re-elect Annette Court as Director | Management | For | For |
| 10 | Re-elect Gerard Nieslony as Director | Management | For | For |
| 11 | Re-elect Garry Watts as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Amend Senior Management Long Term Incentive Plan | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 20 | Approve Matters Relating to the Ratification of the Interim Dividends | Management | None | For |
| FURMANITE CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: FRM SECURITY ID: 361086101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Gold Card) | ||||
| 1.1 | Elect Director Sangwoo Ahn | Management | For | Did Not Vote |
| 1.2 | Elect Director Kathleen G. Cochran | Management | For | Did Not Vote |
| 1.3 | Elect Director Kevin R. Jost | Management | For | Did Not Vote |
| 1.4 | Elect Director Joseph E. Milliron | Management | For | Did Not Vote |
| 1.5 | Elect Director Ralph Patitucci | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Ratify Auditors | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Card) | ||||
| 1.1 | Elect Directors Jeffery G. Davis | Shareholder | For | For |
| 1.2 | Elect Directors David E. Fanta | Shareholder | For | For |
| 1.3 | Elect Directors Peter O. Haeg | Shareholder | For | For |
| 1.4 | Elect Directors John K. H. Linnartz | Shareholder | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Against |
| 3 | Ratify Auditors | Management | For | For |
| FURMANITE CORPORATION MEETING DATE: JUN 30, 2015 | ||||
| TICKER: FRM SECURITY ID: 361086101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathleen G. Cochran | Management | For | Withhold |
| 1.2 | Elect Director Jeffery G. Davis | Management | For | For |
| 1.3 | Elect Director David E. Fanta | Management | For | For |
| 1.4 | Elect Director Kevin R. Jost | Management | For | For |
| 1.5 | Elect Director John K.H. Linnartz | Management | For | For |
| 1.6 | Elect Director Joseph E. Milliron | Management | For | For |
| 1.7 | Elect Director Ralph J. Patitucci | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 29, 2015 | ||||
| TICKER: JEC SECURITY ID: 469814107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph R. Bronson | Management | For | For |
| 1b | Elect Director Juan Jose Suarez Coppel | Management | For | For |
| 1c | Elect Director Peter J. Robertson | Management | For | For |
| 1d | Elect Director Noel G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KB HOME MEETING DATE: APR 02, 2015 | ||||
| TICKER: KBH SECURITY ID: 48666K109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.2 | Elect Director Timothy W. Finchem | Management | For | For |
| 1.3 | Elect Director Thomas W. Gilligan | Management | For | For |
| 1.4 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.5 | Elect Director Robert L. Johnson | Management | For | For |
| 1.6 | Elect Director Melissa Lora | Management | For | For |
| 1.7 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 1.8 | Elect Director Michael M. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LENNAR CORPORATION MEETING DATE: APR 08, 2015 | ||||
| TICKER: LEN SECURITY ID: 526057104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. 'Tig' Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director Sidney Lapidus | Management | For | For |
| 1.6 | Elect Director Teri P. McClure | Management | For | For |
| 1.7 | Elect Director Stuart A. Miller | Management | For | For |
| 1.8 | Elect Director Armando Olivera | Management | For | For |
| 1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LGI HOMES, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: LGIH SECURITY ID: 50187T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ryan Edone | Management | For | For |
| 1.2 | Elect Director Duncan Gage | Management | For | For |
| 1.3 | Elect Director Eric Lipar | Management | For | For |
| 1.4 | Elect Director Bryan Sansbury | Management | For | For |
| 1.5 | Elect Director Steven Smith | Management | For | For |
| 1.6 | Elect Director Robert Vahradian | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Conversion of Securities | Management | For | For |
| LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2015 | ||||
| TICKER: LOW SECURITY ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.9 | Elect Director James H. Morgan | Management | For | For |
| 1.10 | Elect Director Robert A. Niblock | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| LUMBER LIQUIDATORS HOLDINGS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: LL SECURITY ID: 55003T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas T. Moore | Management | For | For |
| 1.2 | Elect Director Nancy M. Taylor | Management | For | For |
| 1.3 | Elect Director Jimmie L. Wade | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PULTEGROUP, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: PHM SECURITY ID: 745867101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director Bryce Blair | Management | For | For |
| 1.3 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.4 | Elect Director Thomas J. Folliard | Management | For | For |
| 1.5 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.6 | Elect Director Andre J. Hawaux | Management | For | For |
| 1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1.8 | Elect Director Patrick J. O'Leary | Management | For | For |
| 1.9 | Elect Director James J. Postl | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
| QUANTA SERVICES, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: PWR SECURITY ID: 74762E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Ball | Management | For | For |
| 1.2 | Elect Director J. Michal Conaway | Management | For | For |
| 1.3 | Elect Director Vincent D. Foster | Management | For | For |
| 1.4 | Elect Director Bernard Fried | Management | For | For |
| 1.5 | Elect Director Louis C. Golm | Management | For | For |
| 1.6 | Elect Director Worthing F. Jackman | Management | For | For |
| 1.7 | Elect Director James F. O'Neil, III | Management | For | For |
| 1.8 | Elect Director Bruce Ranck | Management | For | For |
| 1.9 | Elect Director Margaret B. Shannon | Management | For | For |
| 1.10 | Elect Director Pat Wood, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| REALOGY HOLDINGS CORP. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: RLGY SECURITY ID: 75605Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc E. Becker | Management | For | For |
| 1.2 | Elect Director Richard A. Smith | Management | For | For |
| 1.3 | Elect Director Michael J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| RESTORATION HARDWARE HOLDINGS, INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: RH SECURITY ID: 761283100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary Friedman | Management | For | For |
| 1.2 | Elect Director Carlos Alberini | Management | For | For |
| 1.3 | Elect Director J. Michael Chu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SPROUTS FARMERS MARKET, INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: SFM SECURITY ID: 85208M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Fortunato | Management | For | Withhold |
| 1.2 | Elect Director Lawrence P. Molloy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TAYLOR MORRISON HOME CORPORATION MEETING DATE: MAY 27, 2015 | ||||
| TICKER: TMHC SECURITY ID: 87724P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Brady | Management | For | For |
| 1.2 | Elect Director Joe S. Houssian | Management | For | For |
| 1.3 | Elect Director David Merritt | Management | For | For |
| 1.4 | Elect Director James Sholem | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| THE BABCOCK & WILCOX COMPANY MEETING DATE: MAY 01, 2015 | ||||
| TICKER: BWC SECURITY ID: 05615F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jan A. Bertsch | Management | For | For |
| 1.2 | Elect Director Thomas A. Christopher | Management | For | For |
| 1.3 | Elect Director Stephen G. Hanks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| THE HOME DEPOT, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: HD SECURITY ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ari Bousbib | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director J. Frank Brown | Management | For | For |
| 1d | Elect Director Albert P. Carey | Management | For | For |
| 1e | Elect Director Armando Codina | Management | For | For |
| 1f | Elect Director Helena B. Foulkes | Management | For | For |
| 1g | Elect Director Wayne M. Hewett | Management | For | For |
| 1h | Elect Director Karen L. Katen | Management | For | For |
| 1i | Elect Director Craig A. Menear | Management | For | For |
| 1j | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| THE ST. JOE COMPANY MEETING DATE: JUN 30, 2015 | ||||
| TICKER: JOE SECURITY ID: 790148100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cesar L. Alvarez | Management | For | For |
| 1b | Elect Director Bruce R. Berkowitz | Management | For | For |
| 1c | Elect Director Howard S. Frank | Management | For | For |
| 1d | Elect Director Jeffrey C. Keil | Management | For | For |
| 1e | Elect Director Stanley Martin | Management | For | For |
| 1f | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
| 1g | Elect Director Vito S. Portera | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| TOLL BROTHERS, INC. MEETING DATE: MAR 10, 2015 | ||||
| TICKER: TOL SECURITY ID: 889478103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert I. Toll | Management | For | For |
| 1.2 | Elect Director Bruce E. Toll | Management | For | For |
| 1.3 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
| 1.4 | Elect Director Robert S. Blank | Management | For | For |
| 1.5 | Elect Director Edward G. Boehne | Management | For | For |
| 1.6 | Elect Director Richard J. Braemer | Management | For | For |
| 1.7 | Elect Director Christine N. Garvey | Management | For | For |
| 1.8 | Elect Director Carl B. Marbach | Management | For | For |
| 1.9 | Elect Director Stephen A. Novick | Management | For | For |
| 1.10 | Elect Director Paul E. Shapiro | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| TUTOR PERINI CORPORATION MEETING DATE: NOV 12, 2014 | ||||
| TICKER: TPC SECURITY ID: 901109108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| TUTOR PERINI CORPORATION MEETING DATE: MAY 27, 2015 | ||||
| TICKER: TPC SECURITY ID: 901109108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald N. Tutor | Management | For | For |
| 1.2 | Elect Director Marilyn A. Alexander | Management | For | For |
| 1.3 | Elect Director Peter Arkley | Management | For | Withhold |
| 1.4 | Elect Director Sidney J. Feltenstein | Management | For | For |
| 1.5 | Elect Director James A. Frost | Management | For | For |
| 1.6 | Elect Director Michael R. Klein | Management | For | Withhold |
| 1.7 | Elect Director Robert C. Lieber | Management | For | For |
| 1.8 | Elect Director Raymond R. Oneglia | Management | For | For |
| 1.9 | Elect Director Dale A. Reiss | Management | For | For |
| 1.10 | Elect Director Donald D. Snyder | Management | For | Withhold |
| 1.11 | Elect Director Dickran M. Tevrizian, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| UDR, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: UDR SECURITY ID: 902653104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
| 1.2 | Elect Director Robert P. Freeman | Management | For | For |
| 1.3 | Elect Director Jon A. Grove | Management | For | For |
| 1.4 | Elect Director James D. Klingbeil | Management | For | For |
| 1.5 | Elect Director Robert A. McNamara | Management | For | For |
| 1.6 | Elect Director Mark R. Patterson | Management | For | For |
| 1.7 | Elect Director Lynne B. Sagalyn | Management | For | For |
| 1.8 | Elect Director Thomas W. Toomey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| URS CORPORATION MEETING DATE: OCT 16, 2014 | ||||
| TICKER: URS SECURITY ID: 903236107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| VULCAN MATERIALS COMPANY MEETING DATE: MAY 08, 2015 | ||||
| TICKER: VMC SECURITY ID: 929160109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas A. Fanning | Management | For | For |
| 1.2 | Elect Director J. Thomas Hill | Management | For | For |
| 1.3 | Elect Director Cynthia L. Hostetler | Management | For | For |
| 1.4 | Elect Director Richard T. O'Brien | Management | For | For |
| 1.5 | Elect Director Elaine L. Chao | Management | For | For |
| 1.6 | Elect Director Donald B. Rice | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WILLIAM LYON HOMES MEETING DATE: JUN 05, 2015 | ||||
| TICKER: WLH SECURITY ID: 552074700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas K. Ammerman | Management | For | For |
| 1.2 | Elect Director Michael Barr | Management | For | For |
| 1.3 | Elect Director Gary H. Hunt | Management | For | For |
| 1.4 | Elect Director William Lyon | Management | For | For |
| 1.5 | Elect Director William H. Lyon | Management | For | For |
| 1.6 | Elect Director Matthew R. Niemann | Management | For | For |
| 1.7 | Elect Director Nathaniel Redleaf | Management | For | For |
| 1.8 | Elect Director Lynn Carlson Schell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT CONSUMER DISCRETIONARY PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACCOR MEETING DATE: APR 28, 2015 | ||||
| TICKER: AC SECURITY ID: F00189120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.95 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
| 5 | Reelect Jean-Paul Bailly as Director | Management | For | Against |
| 6 | Reelect Philippe Citerne as Director | Management | For | For |
| 7 | Reelect Mercedes Erra as Director | Management | For | For |
| 8 | Reelect Bertrand Meheut as Director | Management | For | For |
| 9 | Approve Agreement with Sebastien Bazin | Management | For | Against |
| 10 | Authorize Repurchase of Up to 23 Million Shares | Management | For | For |
| 11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 347 Million | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 69 Million | Management | For | For |
| 14 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 69 Million | Management | For | For |
| 15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 16 | Authorize Capital Increase for Contributions in Kind, up to Aggregate Nominal Amount of EUR 69 Million | Management | For | For |
| 17 | Authorize Capitalization of Reserves of Up to EUR 347 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 18 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 12-17 at EUR 347 Million | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Authorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 21 | Set Limit for Shares Granted to CEO and Vice-CEOs Pursuant to Item 20 at 15 Percent of All Shares Granted Pursuant to Item 20 | Management | For | For |
| 22 | Amend Article 24 of Bylaws Re: Attendance to General Meetings | Management | For | For |
| 23 | Advisory Vote on Compensation of Sebastien Bazin | Management | For | For |
| 24 | Advisory Vote on Compensation of Sven Boinet | Management | For | For |
| 25 | Approve the Plant for the Planet Program | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AMAZON.COM, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: AMZN SECURITY ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Judith A. McGrath | Management | For | For |
| 1g | Elect Director Alain Monie | Management | For | For |
| 1h | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1i | Elect Director Thomas O. Ryder | Management | For | For |
| 1j | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| AMOREPACIFIC GROUP INC. MEETING DATE: MAR 20, 2015 | ||||
| TICKER: 002790 SECURITY ID: Y0126C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Approve Stock Split | Management | For | For |
| 3 | Amend Articles of Incorporation | Management | For | For |
| 4 | Elect Seo Gyung-Bae as Inside Director and Lee Woo-Young as Outside Director (Bundled) | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| ASSOCIATED BRITISH FOODS PLC MEETING DATE: DEC 05, 2014 | ||||
| TICKER: ABF SECURITY ID: G05600138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Emma Adamo as Director | Management | For | For |
| 6 | Re-elect John Bason as Director | Management | For | For |
| 7 | Elect Ruth Cairnie as Director | Management | For | For |
| 8 | Re-elect Timothy Clarke as Director | Management | For | For |
| 9 | Re-elect Lord Jay of Ewelme as Director | Management | For | For |
| 10 | Re-elect Javier Ferran as Director | Management | For | For |
| 11 | Re-elect Charles Sinclair as Director | Management | For | For |
| 12 | Re-elect Peter Smith as Director | Management | For | For |
| 13 | Re-elect George Weston as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| AUTOZONE, INC. MEETING DATE: DEC 18, 2014 | ||||
| TICKER: AZO SECURITY ID: 053332102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Sue E. Gove | Management | For | For |
| 1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.5 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.6 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.7 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.8 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.10 | Elect Director Luis P. Nieto | Management | For | For |
| 1.11 | Elect Director William C. Rhodes, III | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| BRUNSWICK CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: BC SECURITY ID: 117043109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Manuel A. Fernandez | Management | For | For |
| 1b | Elect Director Mark D. Schwabero | Management | For | For |
| 1c | Elect Director David V. Singer | Management | For | For |
| 1d | Elect Director Jane L. Warner | Management | For | For |
| 1e | Elect Director J. Steven Whisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BUFFALO WILD WINGS, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: BWLD SECURITY ID: 119848109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sally J. Smith | Management | For | For |
| 1.2 | Elect Director J. Oliver Maggard | Management | For | For |
| 1.3 | Elect Director James M. Damian | Management | For | For |
| 1.4 | Elect Director Dale M. Applequist | Management | For | For |
| 1.5 | Elect Director Warren E. Mack | Management | For | For |
| 1.6 | Elect Director Michael P. Johnson | Management | For | For |
| 1.7 | Elect Director Jerry R. Rose | Management | For | For |
| 1.8 | Elect Director Cynthia L. Davis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHINA LODGING GROUP, LIMITED MEETING DATE: DEC 10, 2014 | ||||
| TICKER: HTHT SECURITY ID: 16949N109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Qionger Jiang | Management | For | For |
| 2 | Elect Director Jian Shang | Management | For | For |
| 3 | Appoint Deloitte Touche Tohmatsu CPA Ltd as Auditors | Management | For | For |
| CHINA LODGING GROUP, LIMITED MEETING DATE: MAR 26, 2015 | ||||
| TICKER: HTHT SECURITY ID: 16949N109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| COMCAST CORPORATION MEETING DATE: OCT 08, 2014 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| COMCAST CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| COMPAGNIE FINANCIERE RICHEMONT SA MEETING DATE: SEP 17, 2014 | ||||
| TICKER: CFR SECURITY ID: H25662182 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 1.40 per Registered A Share and of CHF 0.14 per Bearer B Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1 | Elect Yves-Andre Istel as Director | Management | For | Did Not Vote |
| 4.2 | Elect Lord Douro as Director | Management | For | Did Not Vote |
| 4.3 | Elect Jean-Blaise Eckert as Director | Management | For | Did Not Vote |
| 4.4 | Elect Bernard Fornas as Director | Management | For | Did Not Vote |
| 4.5 | Elect Richard Lepeu as Director | Management | For | Did Not Vote |
| 4.6 | Elect Ruggero Magnoni as Director | Management | For | Did Not Vote |
| 4.7 | Elect Joshua Malherbe as Director | Management | For | Did Not Vote |
| 4.8 | Elect Frederic Mostert as Director | Management | For | Did Not Vote |
| 4.9 | Elect Simon Murray as Director | Management | For | Did Not Vote |
| 4.10 | Elect Alain Dominique Perrin as Director | Management | For | Did Not Vote |
| 4.11 | Elect Guillaume Pictet as Director | Management | For | Did Not Vote |
| 4.12 | Elect Norbert Platt as Director | Management | For | Did Not Vote |
| 4.13 | Elect Alan Quasha as Director | Management | For | Did Not Vote |
| 4.14 | Elect Maria Ramos as Director | Management | For | Did Not Vote |
| 4.15 | Elect Lord Renwick of Clifton as Director | Management | For | Did Not Vote |
| 4.16 | Elect Jan Rupert as Director | Management | For | Did Not Vote |
| 4.17 | Elect Gary Saage as Director | Management | For | Did Not Vote |
| 4.18 | Elect Juergen Schrempp as Director | Management | For | Did Not Vote |
| 4.19 | Elect Johann Rupert as Director and Board Chairman | Management | For | Did Not Vote |
| 5.1 | Appoint Lord Renwick of Clifton as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.2 | Appoint Lord Douro as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.3 | Appoint Yves-Andre Istel as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 7 | Designate Francoise Demierre Morand as Independent Proxy | Management | For | Did Not Vote |
| 8 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| CTS EVENTIM AG & CO KGAA MEETING DATE: MAY 07, 2015 | ||||
| TICKER: EVD SECURITY ID: D1648T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2014 | Management | For | For |
| 4 | Approve Discharge of Personally Liable Partner for Fiscal 2014 | Management | For | For |
| 5 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015 | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| DELPHI AUTOMOTIVE PLC MEETING DATE: APR 23, 2015 | ||||
| TICKER: DLPH SECURITY ID: G27823106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Kevin P. Clark as a Director | Management | For | For |
| 1.2 | Re-elect Gary L. Cowger as a Director | Management | For | For |
| 1.3 | Re-elect Nicholas M. Donofrio as a Director | Management | For | For |
| 1.4 | Re-elect Mark P. Frissora as a Director | Management | For | For |
| 1.5 | Re-elect Rajiv L. Gupta as a Director | Management | For | For |
| 1.6 | Re-elect J. Randall MacDonald as a Director | Management | For | For |
| 1.7 | Re-elect Sean O. Mahoney as a Director | Management | For | For |
| 1.8 | Elect Timothy M. Manganello as a Director | Management | For | For |
| 1.9 | Re-elect Thomas W. Sidlik as a Director | Management | For | For |
| 1.10 | Re-elect Bernd Wiedemann as a Director | Management | For | For |
| 1.11 | Re-elect Lawrence A. Zimmerman as a Director | Management | For | For |
| 12 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| 14 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DINEEQUITY, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: DIN SECURITY ID: 254423106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Dahl | Management | For | For |
| 1.2 | Elect Director Stephen P. Joyce | Management | For | For |
| 1.3 | Elect Director Patrick W. Rose | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DIRECTV MEETING DATE: SEP 25, 2014 | ||||
| TICKER: DTV SECURITY ID: 25490A309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| DOMINO'S PIZZA, INC. MEETING DATE: APR 21, 2015 | ||||
| TICKER: DPZ SECURITY ID: 25754A201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Brandon | Management | For | For |
| 1.2 | Elect Director Diana F. Cantor | Management | For | For |
| 1.3 | Elect Director Richard L. Federico | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Include Vegan Options on Menu | Shareholder | Against | Against |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| FIESTA RESTAURANT GROUP, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: FRGI SECURITY ID: 31660B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jack A. Smith | Management | For | For |
| 1.2 | Elect Director Nicholas Daraviras | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| G-III APPAREL GROUP, LTD. MEETING DATE: JUN 30, 2015 | ||||
| TICKER: GIII SECURITY ID: 36237H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Jeanette Nostra | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Allen Sirkin | Management | For | For |
| 1.9 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.10 | Elect Director Cheryl L. Vitali | Management | For | For |
| 1.11 | Elect Director Richard White | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HARLEY-DAVIDSON, INC. MEETING DATE: APR 25, 2015 | ||||
| TICKER: HOG SECURITY ID: 412822108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. John Anderson | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Michael J. Cave | Management | For | For |
| 1.4 | Elect Director George H. Conrades | Management | For | For |
| 1.5 | Elect Director Donald A. James | Management | For | For |
| 1.6 | Elect Director Matthew S. Levatich | Management | For | For |
| 1.7 | Elect Director Sara L. Levinson | Management | For | For |
| 1.8 | Elect Director N. Thomas Linebarger | Management | For | For |
| 1.9 | Elect Director George L. Miles, Jr. | Management | For | For |
| 1.10 | Elect Director James A. Norling | Management | For | For |
| 1.11 | Elect Director Jochen Zeitz | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HILTON WORLDWIDE HOLDINGS INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: HLT SECURITY ID: 43300A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher J. Nassetta | Management | For | For |
| 1.2 | Elect Director Jonathan D. Gray | Management | For | For |
| 1.3 | Elect Director Michael S. Chae | Management | For | For |
| 1.4 | Elect Director Tyler S. Henritze | Management | For | For |
| 1.5 | Elect Director Judith A. McHale | Management | For | For |
| 1.6 | Elect Director John G. Schreiber | Management | For | For |
| 1.7 | Elect Director Elizabeth A. Smith | Management | For | For |
| 1.8 | Elect Director Douglas M. Steenland | Management | For | For |
| 1.9 | Elect Director William J. Stein | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HOMEAWAY, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: AWAY SECURITY ID: 43739Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Simon Breakwell | Management | For | For |
| 1.2 | Elect Director Carl G. Shepherd | Management | For | For |
| 1.3 | Elect Director Simon Lehmann | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ITV PLC MEETING DATE: MAY 14, 2015 | ||||
| TICKER: ITV SECURITY ID: G4984A110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Approve Special Dividend | Management | For | For |
| 5 | Elect Mary Harris as Director | Management | For | For |
| 6 | Re-elect Sir Peter Bazalgette as Director | Management | For | For |
| 7 | Re-elect Adam Crozier as Director | Management | For | For |
| 8 | Re-elect Roger Faxon as Director | Management | For | For |
| 9 | Re-elect Ian Griffiths as Director | Management | For | For |
| 10 | Re-elect Andy Haste as Director | Management | For | For |
| 11 | Re-elect Archie Norman as Director | Management | For | For |
| 12 | Re-elect John Ormerod as Director | Management | For | For |
| 13 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| JUBILANT FOODWORKS LTD MEETING DATE: SEP 03, 2014 | ||||
| TICKER: 533155 SECURITY ID: Y4493W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect H.S. Bhartia as Director | Management | For | For |
| 3 | Approve S.R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Elect R. Nirula as Independent Non-Executive Director | Management | For | For |
| 5 | Elect A. Seth as Independent Non-Executive Director | Management | For | For |
| 6 | Elect V.K.K. Marwaha as Independent Non-Executive Director | Management | For | For |
| 7 | Elect P.A. Vandrevala as Independent Non-Executive Director | Management | For | For |
| JUBILANT FOODWORKS LTD MEETING DATE: DEC 14, 2014 | ||||
| TICKER: 533155 SECURITY ID: Y4493W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Pledging of Assets for Debt | Management | For | For |
| KEURIG GREEN MOUNTAIN, INC. MEETING DATE: JAN 29, 2015 | ||||
| TICKER: GMCR SECURITY ID: 49271M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian P. Kelley | Management | For | For |
| 1.2 | Elect Director Robert A. Steele | Management | For | For |
| 1.3 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| L BRANDS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: LB SECURITY ID: 501797104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director E. Gordon Gee | Management | For | For |
| 1.2 | Elect Director Stephen D. Steinour | Management | For | For |
| 1.3 | Elect Director Allan R. Tessler | Management | For | For |
| 1.4 | Elect Director Abigail S. Wexner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| LAS VEGAS SANDS CORP. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: LVS SECURITY ID: 517834107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jason N. Ader | Management | For | For |
| 1.2 | Elect Director Micheline Chau | Management | For | For |
| 1.3 | Elect Director Michael A. Leven | Management | For | For |
| 1.4 | Elect Director David F. Levi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| LENNAR CORPORATION MEETING DATE: APR 08, 2015 | ||||
| TICKER: LEN SECURITY ID: 526057104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. 'Tig' Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director Sidney Lapidus | Management | For | For |
| 1.6 | Elect Director Teri P. McClure | Management | For | For |
| 1.7 | Elect Director Stuart A. Miller | Management | For | For |
| 1.8 | Elect Director Armando Olivera | Management | For | For |
| 1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LIBERTY INTERACTIVE CORPORATION MEETING DATE: AUG 04, 2014 | ||||
| TICKER: LINTA SECURITY ID: 53071M104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Evan D. Malone | Management | For | For |
| 1.2 | Elect Director David E. Rapley | Management | For | For |
| 1.3 | Elect Director Larry E. Romrell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| LIBERTY MEDIA CORPORATION MEETING DATE: AUG 04, 2014 | ||||
| TICKER: LMCA SECURITY ID: 531229102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Evan D. Malone | Management | For | For |
| 1.2 | Elect Director David E. Rapley | Management | For | For |
| 1.3 | Elect Director Larry E. Romrell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| LULULEMON ATHLETICA INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: LULU SECURITY ID: 550021109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven J. Collins | Management | For | For |
| 1.2 | Elect Director Martha A.M. Morfitt | Management | For | For |
| 1.3 | Elect Director Rhoda M. Pitcher | Management | For | For |
| 1.4 | Elect Director Emily White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Cease Using Down in Products | Shareholder | Against | Against |
| MACY'S, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: M SECURITY ID: 55616P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director John A. Bryant | Management | For | For |
| 1c | Elect Director Deirdre P. Connelly | Management | For | For |
| 1d | Elect Director Meyer Feldberg | Management | For | For |
| 1e | Elect Director Leslie D. Hale | Management | For | For |
| 1f | Elect Director Sara Levinson | Management | For | For |
| 1g | Elect Director Terry J. Lundgren | Management | For | For |
| 1h | Elect Director Joseph Neubauer | Management | For | For |
| 1i | Elect Director Joyce M. Roche | Management | For | For |
| 1j | Elect Director Paul C. Varga | Management | For | For |
| 1k | Elect Director Craig E. Weatherup | Management | For | For |
| 1l | Elect Director Marna C. Whittington | Management | For | For |
| 1m | Elect Director Annie Young-Scrivner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MARRIOTT INTERNATIONAL, INC. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: MAR SECURITY ID: 571903202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Deborah Marriott Harrison | Management | For | For |
| 1.4 | Elect Director Frederick A. 'Fritz' Henderson | Management | For | For |
| 1.5 | Elect Director Lawrence W. Kellner | Management | For | For |
| 1.6 | Elect Director Debra L. Lee | Management | For | For |
| 1.7 | Elect Director George Munoz | Management | For | For |
| 1.8 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.9 | Elect Director W. Mitt Romney | Management | For | For |
| 1.10 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.11 | Elect Director Susan C. Schwab | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| MDC PARTNERS INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: MDCA SECURITY ID: 552697104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Miles S. Nadal | Management | For | For |
| 1.2 | Elect Director Clare R. Copeland | Management | For | For |
| 1.3 | Elect Director Scott L. Kauffman | Management | For | For |
| 1.4 | Elect Director Michael J.L. Kirby | Management | For | For |
| 1.5 | Elect Director Stephen M. Pustil | Management | For | For |
| 1.6 | Elect Director Lori A. Senecal | Management | For | For |
| 1.7 | Elect Director Irwin D. Simon | Management | For | For |
| 2 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| MOBILEYE N.V. MEETING DATE: JUN 25, 2015 | ||||
| TICKER: MBLY SECURITY ID: N51488117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discuss Disclosure Concerning Compensation of Present and Former Directors | Management | None | None |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Current Board Members | Management | For | For |
| 4 | Approve Discharge of Previous Board Members | Management | For | For |
| 5a | Elect Ammon Shashua as Executive Director | Management | For | For |
| 5b | Elect Ziv Aviram as Executive Director | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | eceive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| NASPERS LTD MEETING DATE: AUG 29, 2014 | ||||
| TICKER: NPN SECURITY ID: S53435103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2014 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Appoint B Deegan as Individual Registered Auditor | Management | For | For |
| 4.1 | Elect Craig Enenstein as Director | Management | For | For |
| 4.2 | Elect Don Eriksson as Director | Management | For | For |
| 4.3 | Elect Roberto Oliveira de Lima as Director | Management | For | For |
| 4.4 | Elect Yuanhe Ma as Director | Management | For | For |
| 4.5 | Elect Cobus Stofberg as Director | Management | For | For |
| 4.6 | Elect Nolo Letele as Director | Management | For | For |
| 4.7 | Elect Bob van Dijk as Director | Management | For | For |
| 4.8 | Elect Basil Sgourdos as Director | Management | For | For |
| 5.1 | Re-elect Rachel Jafta as Director | Management | For | For |
| 5.2 | Re-elect Debra Meyer as Director | Management | For | For |
| 5.3 | Re-elect Boetie van Zyl as Director | Management | For | For |
| 6.1 | Re-elect Francine-Ann du Plessis as Member of the Audit Committee | Management | For | For |
| 6.2 | Elect Don Eriksson as Member of the Audit Committee | Management | For | For |
| 6.3 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
| 6.4 | Re-elect Boetie van Zyl as Member of the Audit Committee | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 9 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
| 10 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1.1 | Approve Remuneration of Board Chairman | Management | For | For |
| 1.2.1 | Approve Remuneration of Board Member (South African Resident) | Management | For | For |
| 1.2.2 | Approve Remuneration of Board Member (Non-South African Resident) | Management | For | For |
| 1.2.3 | Approve Remuneration of Board Member (Additional Amount for Non-South African Resident) | Management | For | For |
| 1.2.4 | Approve Remuneration of Board Member (Daily Amount) | Management | For | For |
| 1.3 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Remuneration of Audit Committee Member | Management | For | For |
| 1.5 | Approve Remuneration of Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Remuneration of Risk Committee Member | Management | For | For |
| 1.7 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Remuneration of Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Remuneration of Nomination Committee Member | Management | For | For |
| 1.11 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.14 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For |
| 1.15 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For |
| 1.1 | Approve Remuneration of Board Chairman | Management | For | For |
| 1.2.1 | Approve Remuneration of Board Member (South African Resident) | Management | For | For |
| 1.2.2 | Approve Remuneration of Board Member (Non-South African Resident) | Management | For | For |
| 1.2.3 | Approve Remuneration of Board Member (Additional Amount for Non-South African Resident) | Management | For | For |
| 1.2.4 | Approve Remuneration of Board Member (Daily Amount) | Management | For | For |
| 1.3 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Remuneration of Audit Committee Member | Management | For | For |
| 1.5 | Approve Remuneration of Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Remuneration of Risk Committee Member | Management | For | For |
| 1.7 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Remuneration of Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Remuneration of Nomination Committee Member | Management | For | For |
| 1.11 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.14 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For |
| 1.15 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For |
| 2 | Amend Memorandum of Incorporation | Management | For | For |
| 3 | Approve Financial Assistance in Terms of Section 44 of the Act | Management | For | For |
| 4 | Approve Financial Assistance in Terms of Section 45 of the Act | Management | For | For |
| 5 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
| 6 | Authorise Repurchase of A Ordinary Shares | Management | For | For |
| NIKE, INC. MEETING DATE: SEP 18, 2014 | ||||
| TICKER: NKE SECURITY ID: 654106103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Michelle A. Peluso | Management | For | For |
| 1.4 | Elect Director Phyllis M. Wise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: ORLY SECURITY ID: 67103H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David O'Reilly | Management | For | For |
| 1.2 | Elect Director Charlie O'Reilly | Management | For | For |
| 1.3 | Elect Director Larry O'Reilly | Management | For | For |
| 1.4 | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1.5 | Elect Director Jay D. Burchfield | Management | For | For |
| 1.6 | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1.7 | Elect Director Paul R. Lederer | Management | For | For |
| 1.8 | Elect Director John R. Murphy | Management | For | For |
| 1.9 | Elect Director Ronald Rashkow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Claw-back Statements under Restatements | Shareholder | Against | Against |
| OCADO GROUP PLC MEETING DATE: MAY 15, 2015 | ||||
| TICKER: OCDO SECURITY ID: G6718L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Lord Rose as Director | Management | For | For |
| 4 | Re-elect David Grigson as Director | Management | For | For |
| 5 | Re-elect Tim Steiner as Director | Management | For | For |
| 6 | Re-elect Duncan Tatton-Brown as Director | Management | For | For |
| 7 | Re-elect Neill Abrams as Director | Management | For | For |
| 8 | Re-elect Mark Richardson as Director | Management | For | For |
| 9 | Re-elect Jorn Rausing as Director | Management | For | For |
| 10 | Re-elect Robert Gorrie as Director | Management | For | For |
| 11 | Re-elect Ruth Anderson as Director | Management | For | For |
| 12 | Re-elect Douglas McCallum as Director | Management | For | For |
| 13 | Re-elect Alex Mahon as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| PLAYTECH PLC MEETING DATE: MAY 20, 2015 | ||||
| TICKER: PTEC SECURITY ID: G7132V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint BDO LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Hilary Stewart-Jones as Director | Management | For | For |
| 6 | Re-elect Andrew Thomas as Director | Management | For | For |
| 7 | Re-elect Alan Jackson as Director | Management | For | For |
| 8 | Re-elect Ron Hoffman as Director | Management | For | For |
| 9 | Re-elect Mor Weizer as Director | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| POLARIS INDUSTRIES INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: PII SECURITY ID: 731068102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Annette K. Clayton | Management | For | For |
| 1.2 | Elect Director Kevin M. Farr | Management | For | For |
| 1.3 | Elect Director John P. Wiehoff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PULTEGROUP, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: PHM SECURITY ID: 745867101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director Bryce Blair | Management | For | For |
| 1.3 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.4 | Elect Director Thomas J. Folliard | Management | For | For |
| 1.5 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.6 | Elect Director Andre J. Hawaux | Management | For | For |
| 1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1.8 | Elect Director Patrick J. O'Leary | Management | For | For |
| 1.9 | Elect Director James J. Postl | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
| PVH CORP. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: PVH SECURITY ID: 693656100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director Fred Gehring | Management | For | For |
| 1.7 | Elect Director V. James Marino | Management | For | For |
| 1.8 | Elect Director G. Penny McIntyre | Management | For | For |
| 1.9 | Elect Director Henry Nasella | Management | For | For |
| 1.10 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.11 | Elect Director Craig Rydin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| RALPH LAUREN CORPORATION MEETING DATE: AUG 07, 2014 | ||||
| TICKER: RL SECURITY ID: 751212101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank A. Bennack, Jr. | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Hubert Joly | Management | For | For |
| 1.4 | Elect Director Steven P. Murphy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| RIGHTMOVE PLC MEETING DATE: MAY 07, 2015 | ||||
| TICKER: RMV SECURITY ID: G75657109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Scott Forbes as Director | Management | For | For |
| 7 | Re-elect Nick McKittrick as Director | Management | For | For |
| 8 | Re-elect Peter Brooks-Johnson as Director | Management | For | For |
| 9 | Re-elect Robyn Perriss as Director | Management | For | For |
| 10 | Re-elect Peter Williams as Director | Management | For | For |
| 11 | Re-elect Colin Kemp as Director | Management | For | For |
| 12 | Re-elect Ashley Martin as Director | Management | For | For |
| 13 | Elect Rakhi Parekh as Director | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ROSS STORES, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: ROST SECURITY ID: 778296103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director Stephen D. Milligan | Management | For | For |
| 1g | Elect Director George P. Orban | Management | For | For |
| 1h | Elect Director Michael O'Sullivan | Management | For | For |
| 1i | Elect Director Lawrence S. Peiros | Management | For | For |
| 1j | Elect Director Gregory L. Quesnel | Management | For | For |
| 1k | Elect Director Barbara Rentler | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| RUTH'S HOSPITALITY GROUP, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: RUTH SECURITY ID: 783332109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael P. O'Donnell | Management | For | For |
| 1.2 | Elect Director Robin P. Selati | Management | For | For |
| 1.3 | Elect Director Carla R. Cooper | Management | For | For |
| 1.4 | Elect Director Bannus B. Hudson | Management | For | For |
| 1.5 | Elect Director Robert S. Merritt | Management | For | For |
| 1.6 | Elect Director Alan Vituli | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SPROUTS FARMERS MARKET, INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: SFM SECURITY ID: 85208M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Fortunato | Management | For | Withhold |
| 1.2 | Elect Director Lawrence P. Molloy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| STARBUCKS CORPORATION MEETING DATE: MAR 18, 2015 | ||||
| TICKER: SBUX SECURITY ID: 855244109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Howard Schultz | Management | For | For |
| 1b | Elect Director William W. Bradley | Management | For | For |
| 1c | Elect Director Robert M. Gates | Management | For | For |
| 1d | Elect Director Mellody Hobson | Management | For | For |
| 1e | Elect Director Kevin R. Johnson | Management | For | For |
| 1f | Elect Director Olden Lee | Management | For | For |
| 1g | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1h | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1i | Elect Director Clara Shih | Management | For | For |
| 1j | Elect Director Javier G. Teruel | Management | For | For |
| 1k | Elect Director Myron E. Ullman, III | Management | For | For |
| 1l | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Bylaws to Establish a Board Committee on Sustainability | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| TATA MOTORS LTD. MEETING DATE: JAN 19, 2015 | ||||
| TICKER: 500570 SECURITY ID: Y85740267 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Revision in the Minimum Remuneration of R. Pisharody, Executive Director (Commercial Vehicles) Due to Inadequacy of Profits for Financial Year Ended March 31, 2014 | Management | For | For |
| 2 | Approve Revision in Minimum Remuneration of S. Borwankar, Executive Director (Quality) Due to Inadequacy of Profits for Financial Year Ended March 31, 2014 | Management | For | For |
| 3 | Approve Revision in Minimum Remuneration of K. Slym, Managing Director Due to Inadequacy of Profits for Financial Year Ended March 31, 2014 | Management | For | For |
| 4 | Approve Minimum Remuneration of R. Pisharody, Executive Director (Commercial Vehicles) in Case of Inadequacy of Profits for Financial Year 2014-2015 and Financial Year 2015-2016 | Management | For | Against |
| 5 | Approve Minimum Remuneration of S. Borwankar, Executive Director (Quality) in Case of Inadequacy of Profits for Financial Year 2014-2015 and Financial Year 2015-2016 | Management | For | Against |
| TATA MOTORS LTD. MEETING DATE: MAR 03, 2015 | ||||
| TICKER: 500570 SECURITY ID: Y85740267 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Rights Issue of Ordinary and 'A' Ordinary Shares | Management | For | For |
| TENNECO INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: TEN SECURITY ID: 880349105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas C. Freyman | Management | For | For |
| 1b | Elect Director Dennis J. Letham | Management | For | For |
| 1c | Elect Director James S. Metcalf | Management | For | For |
| 1d | Elect Director Roger B. Porter | Management | For | For |
| 1e | Elect Director David B. Price, Jr. | Management | For | For |
| 1f | Elect Director Gregg M. Sherrill | Management | For | For |
| 1g | Elect Director Paul T. Stecko | Management | For | For |
| 1h | Elect Director Jane L. Warner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TESLA MOTORS, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: TSLA SECURITY ID: 88160R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Antonio J. Gracias | Management | For | For |
| 1.2 | Elect Director Kimbal Musk | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Adopt Goals to Reduce Use of Animal-Sourced Materials | Shareholder | Against | Against |
| 4 | Become First Cruelty-Free Premium Brand | Shareholder | Against | Abstain |
| THE HOME DEPOT, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: HD SECURITY ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ari Bousbib | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director J. Frank Brown | Management | For | For |
| 1d | Elect Director Albert P. Carey | Management | For | For |
| 1e | Elect Director Armando Codina | Management | For | For |
| 1f | Elect Director Helena B. Foulkes | Management | For | For |
| 1g | Elect Director Wayne M. Hewett | Management | For | For |
| 1h | Elect Director Karen L. Katen | Management | For | For |
| 1i | Elect Director Craig A. Menear | Management | For | For |
| 1j | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| THE PRICELINE GROUP INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: PCLN SECURITY ID: 741503403 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Darren R. Huston | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.11 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| THE TJX COMPANIES, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: TJX SECURITY ID: 872540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director David T. Ching | Management | For | For |
| 1.5 | Elect Director Michael F. Hines | Management | For | For |
| 1.6 | Elect Director Amy B. Lane | Management | For | For |
| 1.7 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.8 | Elect Director John F. O'Brien | Management | For | For |
| 1.9 | Elect Director Willow B. Shire | Management | For | For |
| 1.10 | Elect Director William H. Swanson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE WALT DISNEY COMPANY MEETING DATE: MAR 12, 2015 | ||||
| TICKER: DIS SECURITY ID: 254687106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director John S. Chen | Management | For | For |
| 1c | Elect Director Jack Dorsey | Management | For | For |
| 1d | Elect Director Robert A. Iger | Management | For | For |
| 1e | Elect Director Fred H. Langhammer | Management | For | For |
| 1f | Elect Director Aylwin B. Lewis | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Robert W. Matschullat | Management | For | For |
| 1i | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1j | Elect Director Orin C. Smith | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| TIFFANY & CO. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: TIF SECURITY ID: 886547108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Kowalski | Management | For | For |
| 1b | Elect Director Rose Marie Bravo | Management | For | For |
| 1c | Elect Director Gary E. Costley | Management | For | For |
| 1d | Elect Director Frederic Cumenal | Management | For | For |
| 1e | Elect Director Lawrence K. Fish | Management | For | For |
| 1f | Elect Director Abby F. Kohnstamm | Management | For | For |
| 1g | Elect Director Charles K. Marquis | Management | For | For |
| 1h | Elect Director Peter W. May | Management | For | For |
| 1i | Elect Director William A. Shutzer | Management | For | For |
| 1j | Elect Director Robert S. Singer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TIME WARNER CABLE INC. MEETING DATE: OCT 09, 2014 | ||||
| TICKER: TWC SECURITY ID: 88732J207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| TIME WARNER INC. MEETING DATE: JUN 19, 2015 | ||||
| TICKER: TWX SECURITY ID: 887317303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James L. Barksdale | Management | For | For |
| 1b | Elect Director William P. Barr | Management | For | For |
| 1c | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 1d | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1e | Elect Director Robert C. Clark | Management | For | For |
| 1f | Elect Director Mathias Dopfner | Management | For | For |
| 1g | Elect Director Jessica P. Einhorn | Management | For | For |
| 1h | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1i | Elect Director Fred Hassan | Management | For | For |
| 1j | Elect Director Kenneth J. Novack | Management | For | For |
| 1k | Elect Director Paul D. Wachter | Management | For | For |
| 1l | Elect Director Deborah C. Wright | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Board Oversight of Tobacco Use Depicted in Products | Shareholder | Against | Against |
| 6 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | Abstain |
| UNITED ARROWS MEETING DATE: JUN 23, 2015 | ||||
| TICKER: 7606 SECURITY ID: J9426H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 58 | Management | For | For |
| 2 | Elect Director Nishikawa, Hidehiko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Yamakawa, Yoshiyuki | Management | For | For |
| 3.2 | Appoint Statutory Auditor Hashioka, Hironari | Management | For | For |
| VF CORPORATION MEETING DATE: APR 28, 2015 | ||||
| TICKER: VFC SECURITY ID: 918204108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard T. Carucci | Management | For | For |
| 1.2 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.3 | Elect Director Juan Ernesto de Bedout | Management | For | For |
| 1.4 | Elect Director Mark S. Hoplamazian | Management | For | For |
| 1.5 | Elect Director Robert J. Hurst | Management | For | For |
| 1.6 | Elect Director Laura W. Lang | Management | For | For |
| 1.7 | Elect Director W. Alan McCollough | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.10 | Elect Director Raymond G. Viault | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: WYN SECURITY ID: 98310W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen P. Holmes | Management | For | For |
| 1.2 | Elect Director Myra J. Biblowit | Management | For | For |
| 1.3 | Elect Director James E. Buckman | Management | For | For |
| 1.4 | Elect Director George Herrera | Management | For | For |
| 1.5 | Elect Director Brian Mulroney | Management | For | For |
| 1.6 | Elect Director Pauline D.E. Richards | Management | For | For |
| 1.7 | Elect Director Michael H. Wargotz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WYNN RESORTS, LIMITED MEETING DATE: APR 24, 2015 | ||||
| TICKER: WYNN SECURITY ID: 983134107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Card) | ||||
| 1.1 | Elect Director John J. Hagenbuch | Management | For | For |
| 1.2 | Elect Director J. Edward Virtue | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Articles of Incorporation to Provide the Company with Additional Flexibility in Making Distribution to its Shareholders | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1.1 | Elect Directors Elaine P. Wynn | Shareholder | For | Did Not Vote |
| 1.2 | Elect Directors J. Edward Virtue | Shareholder | For | Did Not Vote |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
| 3 | Amend Articles of Incorporation to Provide the Company with Additional Flexibility in Making Distribution to its Shareholders | Management | For | Did Not Vote |
| 4 | Report on Political Contributions | Shareholder | Against | Did Not Vote |
| YAHOO! INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: YHOO SECURITY ID: 984332106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Filo | Management | For | For |
| 1.2 | Elect Director Susan M. James | Management | For | For |
| 1.3 | Elect Director Max R. Levchin | Management | For | For |
| 1.4 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Charles R. Schwab | Management | For | For |
| 1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1.8 | Elect Director Jane E. Shaw | Management | For | For |
| 1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT CONSUMER FINANCE PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALLIANCE DATA SYSTEMS CORPORATION MEETING DATE: JUN 03, 2015 | ||||
| TICKER: ADS SECURITY ID: 018581108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce K. Anderson | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director D. Keith Cobb | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Edward J. Heffernan | Management | For | For |
| 1.6 | Elect Director Kenneth R. Jensen | Management | For | For |
| 1.7 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.8 | Elect Director Laurie A. Tucker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 6 | Proxy Access | Shareholder | Against | Against |
| ALLY FINANCIAL INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: ALLY SECURITY ID: 02005N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Franklin W. Hobbs | Management | For | For |
| 1.2 | Elect Director Robert T. Blakely | Management | For | For |
| 1.3 | Elect Director Mayree C. Clark | Management | For | For |
| 1.4 | Elect Director Stephen A. Feinberg | Management | For | For |
| 1.5 | Elect Director Kim S. Fennebresque | Management | For | For |
| 1.6 | Elect Director Marjorie Magner | Management | For | For |
| 1.7 | Elect Director Mathew Pendo | Management | For | For |
| 1.8 | Elect Director John J. Stack | Management | For | For |
| 1.9 | Elect Director Jeffrey J. Brown | Management | For | For |
| 1.10 | Elect Director Kenneth J. Bacon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Amend Tax Asset Protection Plan | Management | For | Against |
| ALTISOURCE RESIDENTIAL CORPORATION MEETING DATE: MAY 27, 2015 | ||||
| TICKER: RESI SECURITY ID: 02153W100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David B. Reiner | Management | For | For |
| 1.2 | Elect Director Michael A. Eruzione | Management | For | For |
| 1.3 | Elect Director Robert J. Fitzpatrick | Management | For | For |
| 1.4 | Elect Director James H. Mullen, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| AMERICAN CAPITAL AGENCY CORP. MEETING DATE: APR 21, 2015 | ||||
| TICKER: AGNC SECURITY ID: 02503X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert M. Couch | Management | For | For |
| 1.2 | Elect Director Morris A. Davis | Management | For | For |
| 1.3 | Elect Director Randy E. Dobbs | Management | For | For |
| 1.4 | Elect Director Larry K. Harvey | Management | For | For |
| 1.5 | Elect Director Prue B. Larocca | Management | For | For |
| 1.6 | Elect Director Alvin N. Puryear | Management | For | For |
| 1.7 | Elect Director Malon Wilkus | Management | For | For |
| 1.8 | Elect Director John R. Erickson | Management | For | For |
| 1.9 | Elect Director Samuel A. Flax | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AMERICAN EXPRESS COMPANY MEETING DATE: MAY 11, 2015 | ||||
| TICKER: AXP SECURITY ID: 025816109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Ursula M. Burns | Management | For | For |
| 1c | Elect Director Kenneth I. Chenault | Management | For | For |
| 1d | Elect Director Peter Chernin | Management | For | For |
| 1e | Elect Director Anne Lauvergeon | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director Theodore J. Leonsis | Management | For | For |
| 1h | Elect Director Richard C. Levin | Management | For | For |
| 1i | Elect Director Samuel J. Palmisano | Management | For | For |
| 1j | Elect Director Daniel L. Vasella | Management | For | For |
| 1k | Elect Director Robert D. Walter | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 5 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | Shareholder | Against | Abstain |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| ANNALY CAPITAL MANAGEMENT, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: NLY SECURITY ID: 035710409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wellington J. Denahan | Management | For | For |
| 1b | Elect Director Michael Haylon | Management | For | For |
| 1c | Elect Director Donnell A. Segalas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BOFI HOLDING, INC. MEETING DATE: OCT 23, 2014 | ||||
| TICKER: BOFI SECURITY ID: 05566U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Theodore C. Allrich | Management | For | For |
| 1.2 | Elect Director John Gary Burke | Management | For | For |
| 1.3 | Elect Director Nicholas A. Mosich | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: COF SECURITY ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1.1b | Elect Director Patrick W. Gross | Management | For | For |
| 1.1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1.1d | Elect Director Lewis Hay, III | Management | For | For |
| 1.1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1.1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1.1g | Elect Director Peter E. Raskind | Management | For | For |
| 1.1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1.1i | Elect Director Bradford H. Warner | Management | For | For |
| 1.1j | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| CAPITOL FEDERAL FINANCIAL, INC. MEETING DATE: JAN 27, 2015 | ||||
| TICKER: CFFN SECURITY ID: 14057J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morris J. Huey, II | Management | For | For |
| 1.2 | Elect Director Reginald L. Robinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| CAPSTEAD MORTGAGE CORPORATION MEETING DATE: MAY 27, 2015 | ||||
| TICKER: CMO SECURITY ID: 14067E506 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jack Bernard | Management | For | For |
| 1.2 | Elect Director Jack Biegler | Management | For | For |
| 1.3 | Elect Director Michelle P. Goolsby | Management | For | For |
| 1.4 | Elect Director Andrew F. Jacobs | Management | For | For |
| 1.5 | Elect Director Gary Keiser | Management | For | For |
| 1.6 | Elect Director Christopher W. Mahowald | Management | For | For |
| 1.7 | Elect Director Michael G. O'Neil | Management | For | For |
| 1.8 | Elect Director Mark S. Whiting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CASH AMERICA INTERNATIONAL, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: CSH �� SECURITY ID: 14754D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel E. Berce | Management | For | For |
| 1.2 | Elect Director Jack R. Daugherty | Management | For | For |
| 1.3 | Elect Director Daniel R. Feehan | Management | For | For |
| 1.4 | Elect Director James H. Graves | Management | For | For |
| 1.5 | Elect Director B. D. Hunter | Management | For | For |
| 1.6 | Elect Director Timothy J. McKibben | Management | For | For |
| 1.7 | Elect Director Alfred M. Micallef | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHIMERA INVESTMENT CORPORATION MEETING DATE: OCT 23, 2014 | ||||
| TICKER: CIM SECURITY ID: 16934Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul Donlin | Management | For | For |
| 1b | Elect Director Mark Abrams | Management | For | For |
| 1c | Elect Director Gerard Creagh | Management | For | For |
| 1d | Elect Director Dennis M. Mahoney | Management | For | For |
| 1e | Elect Director Paul A. Keenan | Management | For | For |
| 1f | Elect Director John P. Reilly | Management | For | For |
| 1g | Elect Director Matthew Lambiase | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| CREDIT ACCEPTANCE CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: CACC SECURITY ID: 225310101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald A. Foss | Management | For | For |
| 1.2 | Elect Director Glenda J. Flanagan | Management | For | For |
| 1.3 | Elect Director Brett A. Roberts | Management | For | For |
| 1.4 | Elect Director Thomas N. Tryforos | Management | For | For |
| 1.5 | Elect Director Scott J. Vassalluzzo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| DISCOVER FINANCIAL SERVICES MEETING DATE: APR 29, 2015 | ||||
| TICKER: DFS SECURITY ID: 254709108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.6 | Elect Director Richard H. Lenny | Management | For | For |
| 1.7 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.8 | Elect Director Michael H. Moskow | Management | For | For |
| 1.9 | Elect Director David W. Nelms | Management | For | For |
| 1.10 | Elect Director Mark A. Thierer | Management | For | For |
| 1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| E*TRADE FINANCIAL CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: ETFC SECURITY ID: 269246401 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Richard J. Carbone | Management | For | For |
| 1.1b | Elect Director James P. Healy | Management | For | For |
| 1.1c | Elect Director Paul T. Idzik | Management | For | For |
| 1.1d | Elect Director Frederick W. Kanner | Management | For | For |
| 1.1e | Elect Director James Lam | Management | For | For |
| 1.1f | Elect Director Rodger A. Lawson | Management | For | For |
| 1.1g | Elect Director Shelley B. Leibowitz | Management | For | For |
| 1.1h | Elect Director Rebecca Saeger | Management | For | For |
| 1.1i | Elect Director Joseph L. Sclafani | Management | For | For |
| 1.1j | Elect Director Gary H. Stern | Management | For | For |
| 1.1k | Elect Director Donna L. Weaver | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EVERBANK FINANCIAL CORP MEETING DATE: MAY 21, 2015 | ||||
| TICKER: EVER SECURITY ID: 29977G102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert M. Clements | Management | For | For |
| 1.2 | Elect Director Merrick R. Kleeman | Management | For | For |
| 1.3 | Elect Director W. Radford Lovett, II | Management | For | For |
| 1.4 | Elect Director Arrington H. Mixon | Management | For | For |
| 1.5 | Elect Director Scott M. Stuart | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| EVERTEC, INC. MEETING DATE: MAY 29, 2015 | ||||
| TICKER: EVTC SECURITY ID: 30040P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank G. D'Angelo | Management | For | For |
| 1b | Elect Director Morgan M. Schuessler, Jr. | Management | For | For |
| 1c | Elect Director Olga Botero | Management | For | For |
| 1d | Elect Director Jorge Junquera | Management | For | For |
| 1e | Elect Director Teresita Loubriel | Management | For | For |
| 1f | Elect Director Nestor O. Rivera | Management | For | For |
| 1g | Elect Director Alan H. Schumacher | Management | For | For |
| 1h | Elect Director Brian J. Smith | Management | For | For |
| 1i | Elect Director Thomas W. Swidarski | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: FIS SECURITY ID: 31620M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director William P. Foley, II | Management | For | For |
| 1c | Elect Director Thomas M. Hagerty | Management | For | For |
| 1d | Elect Director Keith W. Hughes | Management | For | For |
| 1e | Elect Director David K. Hunt | Management | For | For |
| 1f | Elect Director Stephan A. James | Management | For | For |
| 1g | Elect Director Frank R. Martire | Management | For | For |
| 1h | Elect Director Richard N. Massey | Management | For | For |
| 1i | Elect Director Leslie M. Muma | Management | For | For |
| 1j | Elect Director Gary A. Norcross | Management | For | For |
| 1k | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| FIRST CASH FINANCIAL SERVICES, INC. MEETING DATE: JUN 22, 2015 | ||||
| TICKER: FCFS SECURITY ID: 31942D107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Rick L. Wessel | Management | For | For |
| 2 | Ratify Hein & Associates LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FISERV, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: FISV SECURITY ID: 337738108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alison Davis | Management | For | For |
| 1.2 | Elect Director Christopher M. Flink | Management | For | For |
| 1.3 | Elect Director Daniel P. Kearney | Management | For | For |
| 1.4 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.5 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.6 | Elect Director Glenn M. Renwick | Management | For | For |
| 1.7 | Elect Director Kim M. Robak | Management | For | For |
| 1.8 | Elect Director Doyle R. Simons | Management | For | For |
| 1.9 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 1.10 | Elect Director Jeffery W. Yabuki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Stock Retention | Shareholder | Against | Against |
| FLAGSTAR BANCORP, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: FBC SECURITY ID: 337930705 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alessandro P. DiNello | Management | For | For |
| 1.2 | Elect Director Jay J. Hansen | Management | For | For |
| 1.3 | Elect Director John D. Lewis | Management | For | For |
| 1.4 | Elect Director David J. Matlin | Management | For | For |
| 1.5 | Elect Director Bruce E. Nyberg | Management | For | For |
| 1.6 | Elect Director James A. Ovenden | Management | For | For |
| 1.7 | Elect Director Peter Schoels | Management | For | For |
| 1.8 | Elect Director David L. Treadwell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FLEETCOR TECHNOLOGIES, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: FLT SECURITY ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew B. Balson | Management | For | Withhold |
| 1.2 | Elect Director Mark A. Johnson | Management | For | Withhold |
| 1.3 | Elect Director Jeffrey S. Sloan | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Adopt Proxy Access Right | Shareholder | Against | Against |
| GLOBAL PAYMENTS INC. MEETING DATE: NOV 19, 2014 | ||||
| TICKER: GPN SECURITY ID: 37940X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Sloan | Management | For | For |
| 1.2 | Elect Director John G. Bruno | Management | For | For |
| 1.3 | Elect Director Michael W. Trapp | Management | For | For |
| 1.4 | Elect Director Gerald J. Wilkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| HATTERAS FINANCIAL CORP. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: HTS SECURITY ID: 41902R103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael R. Hough | Management | For | For |
| 1.2 | Elect Director Benjamin M. Hough | Management | For | For |
| 1.3 | Elect Director David W. Berson | Management | For | For |
| 1.4 | Elect Director Ira G. Kawaller | Management | For | For |
| 1.5 | Elect Director Vicki McElreath | Management | For | For |
| 1.6 | Elect Director Jeffrey D. Miller | Management | For | For |
| 1.7 | Elect Director William V. Nutt, Jr. | Management | For | For |
| 1.8 | Elect Director Thomas D. Wren | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| HUDSON CITY BANCORP, INC. MEETING DATE: DEC 16, 2014 | ||||
| TICKER: HCBK SECURITY ID: 443683107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William G. Bardel | Management | For | For |
| 1.2 | Elect Director Scott A. Belair | Management | For | For |
| 1.3 | Elect Director Anthony J. Fabiano | Management | For | For |
| 1.4 | Elect Director Cornelius E. Golding | Management | For | For |
| 1.5 | Elect Director Donald O. Quest | Management | For | For |
| 1.6 | Elect Director Joseph G. Sponholz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INVESCO MORTGAGE CAPITAL INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: IVR SECURITY ID: 46131B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director G. Mark Armour | Management | For | For |
| 1.2 | Elect Director James S. Balloun | Management | For | For |
| 1.3 | Elect Director John S. Day | Management | For | For |
| 1.4 | Elect Director Karen Dunn Kelley | Management | For | For |
| 1.5 | Elect Director Edward J. Hardin | Management | For | For |
| 1.6 | Elect Director James R. Lientz, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| MASTERCARD INCORPORATED MEETING DATE: JUN 09, 2015 | ||||
| TICKER: MA SECURITY ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Marc Olivie | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson P. Tai | Management | For | For |
| 1m | Elect Director Edward Suning Tian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MFA FINANCIAL, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: MFA SECURITY ID: 55272X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robin Josephs | Management | For | For |
| 1b | Elect Director George H. Krauss | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MGIC INVESTMENT CORPORATION MEETING DATE: APR 23, 2015 | ||||
| TICKER: MTG SECURITY ID: 552848103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director Cassandra C. Carr | Management | For | For |
| 1.3 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Michael E. Lehman | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Gary A. Poliner | Management | For | For |
| 1.10 | Elect Director Patrick Sinks | Management | For | For |
| 1.11 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NATIONSTAR MORTGAGE HOLDINGS INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: NSM SECURITY ID: 63861C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
| 1.2 | Elect Director Jay Bray | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Stock Appreciation Rights to Kal Raman | Management | For | For |
| NAVIENT CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: NAVI SECURITY ID: 63938C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John K. Adams, Jr. | Management | For | For |
| 1b | Elect Director Ann Torre Bates | Management | For | For |
| 1c | Elect Director Anna Escobedo Cabral | Management | For | For |
| 1d | Elect Director William M. Diefenderfer, III | Management | For | For |
| 1e | Elect Director Diane Suitt Gilleland | Management | For | For |
| 1f | Elect Director Katherine A. Lehman | Management | For | For |
| 1g | Elect Director Linda A. Mills | Management | For | For |
| 1h | Elect Director Barry A. Munitz | Management | For | For |
| 1i | Elect Director John (Jack) F. Remondi | Management | For | For |
| 1j | Elect Director Steven L. Shapiro | Management | For | For |
| 1k | Elect Director Jane J. Thompson | Management | For | For |
| 1l | Elect Director Laura S. Unger | Management | For | For |
| 1m | Elect Director Barry L. Williams | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| NELNET, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: NNI SECURITY ID: 64031N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael S. Dunlap | Management | For | For |
| 1b | Elect Director Stephen F. Butterfield | Management | For | For |
| 1c | Elect Director James P. Abel | Management | For | For |
| 1d | Elect Director William R. Cintani | Management | For | For |
| 1e | Elect Director Kathleen A. Farrell | Management | For | For |
| 1f | Elect Director David S. Graff | Management | For | For |
| 1g | Elect Director Thomas E. Henning | Management | For | For |
| 1h | Elect Director Kimberly K. Rath | Management | For | For |
| 1i | Elect Director Michael D. Reardon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEW RESIDENTIAL INVESTMENT CORP. MEETING DATE: OCT 15, 2014 | ||||
| TICKER: NRZ SECURITY ID: 64828T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | Against |
| NEW RESIDENTIAL INVESTMENT CORP. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: NRZ SECURITY ID: 64828T201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Nierenberg | Management | For | For |
| 1.2 | Elect Director Kevin J. Finnerty | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEW YORK COMMUNITY BANCORP, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: NYCB SECURITY ID: 649445103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Maureen E. Clancy | Management | For | For |
| 1b | Elect Director Hanif 'Wally' Dahya | Management | For | For |
| 1c | Elect Director Joseph R. Ficalora | Management | For | For |
| 1d | Elect Director James J. O'Donovan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Proxy Access | Shareholder | Against | Against |
| NORTHFIELD BANCORP, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: NFBK SECURITY ID: 66611T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy C. Harrison | Management | For | For |
| 1.2 | Elect Director Karen J. Kessler | Management | For | For |
| 1.3 | Elect Director Susan Lamberti | Management | For | For |
| 1.4 | Elect Director Patrick E. Scura, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PEOPLE'S UNITED FINANCIAL, INC. MEETING DATE: APR 16, 2015 | ||||
| TICKER: PBCT SECURITY ID: 712704105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John P. Barnes | Management | For | For |
| 1.2 | Elect Director Collin P. Baron | Management | For | For |
| 1.3 | Elect Director Kevin T. Bottomley | Management | For | For |
| 1.4 | Elect Director George P. Carter | Management | For | For |
| 1.5 | Elect Director William F. Cruger, Jr. | Management | For | For |
| 1.6 | Elect Director John K. Dwight | Management | For | For |
| 1.7 | Elect Director Jerry Franklin | Management | For | For |
| 1.8 | Elect Director Janet M. Hansen | Management | For | For |
| 1.9 | Elect Director Richard M. Hoyt | Management | For | For |
| 1.10 | Elect Director Nancy McAllister | Management | For | For |
| 1.11 | Elect Director Mark W. Richards | Management | For | For |
| 1.12 | Elect Director Kirk W. Walters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PHH CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: PHH SECURITY ID: 693320202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jane D. Carlin | Management | For | For |
| 1.2 | Elect Director James O. Egan | Management | For | For |
| 1.3 | Elect Director Thomas P. Gibbons | Management | For | For |
| 1.4 | Elect Director Allan Z. Loren | Management | For | For |
| 1.5 | Elect Director Glen A. Messina | Management | For | For |
| 1.6 | Elect Director Gregory J. Parseghian | Management | For | For |
| 1.7 | Elect Director Charles P. Pizzi | Management | For | For |
| 1.8 | Elect Director Deborah M. Reif | Management | For | For |
| 1.9 | Elect Director Carroll R. Wetzel, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PROVIDENT FINANCIAL SERVICES, INC. MEETING DATE: APR 23, 2015 | ||||
| TICKER: PFS SECURITY ID: 74386T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Martin | Management | For | For |
| 1.2 | Elect Director Edward O'Donnell | Management | For | For |
| 1.3 | Elect Director John Pugliese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| RADIAN GROUP INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: RDN SECURITY ID: 750236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Herbert Wender | Management | For | For |
| 1b | Elect Director David C. Carney | Management | For | For |
| 1c | Elect Director Howard B. Culang | Management | For | For |
| 1d | Elect Director Lisa W. Hess | Management | For | For |
| 1e | Elect Director Stephen T. Hopkins | Management | For | For |
| 1f | Elect Director Sanford A. Ibrahim | Management | For | For |
| 1g | Elect Director Brian D. Montgomery | Management | For | For |
| 1h | Elect Director Gaetano Muzio | Management | For | For |
| 1i | Elect Director Gregory V. Serio | Management | For | For |
| 1j | Elect Director Noel J. Spiegel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| REDWOOD TRUST, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: RWT SECURITY ID: 758075402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Baum | Management | For | For |
| 1.2 | Elect Director Douglas B. Hansen | Management | For | For |
| 1.3 | Elect Director Mariann Byerwalter | Management | For | For |
| 1.4 | Elect Director Marty Hughes | Management | For | For |
| 1.5 | Elect Director Greg H. Kubicek | Management | For | For |
| 1.6 | Elect Director Karen R. Pallotta | Management | For | For |
| 1.7 | Elect Director Jeffrey T. Pero | Management | For | For |
| 1.8 | Elect Director Georganne C. Proctor | Management | For | For |
| 1.9 | Elect Director Charles J. Toeniskoetter | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SLM CORPORATION MEETING DATE: JUN 25, 2015 | ||||
| TICKER: SLM SECURITY ID: 78442P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul G. Child | Management | For | For |
| 1b | Elect Director Carter Warren Franke | Management | For | For |
| 1c | Elect Director Earl A. Goode | Management | For | For |
| 1d | Elect Director Ronald F. Hunt | Management | For | For |
| 1e | Elect Director Marianne M. Keler | Management | For | For |
| 1f | Elect Director Jim Matheson | Management | For | For |
| 1g | Elect Director Jed H. Pitcher | Management | For | For |
| 1h | Elect Director Frank C. Puleo | Management | For | For |
| 1i | Elect Director Raymond J. Quinlan | Management | For | For |
| 1j | Elect Director Vivian C. Schneck-Last | Management | For | For |
| 1k | Elect Director William N. Shiebler | Management | For | For |
| 1l | Elect Director Robert S. Strong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| SPRINGLEAF HOLDINGS, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: LEAF SECURITY ID: 85172J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas L. Jacobs | Management | For | For |
| 1.2 | Elect Director Anahaita N. Kotval | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TFS FINANCIAL CORPORATION MEETING DATE: FEB 26, 2015 | ||||
| TICKER: TFSL SECURITY ID: 87240R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Asher | Management | For | For |
| 1.2 | Elect Director Bernard S. Kobak | Management | For | For |
| 1.3 | Elect Director Ben S. Stefanski, III | Management | For | For |
| 1.4 | Elect Director Meredith S. Weil | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| TOTAL SYSTEM SERVICES, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: TSS SECURITY ID: 891906109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James H. Blanchard | Management | For | For |
| 1b | Elect Director Kriss Cloninger, III | Management | For | For |
| 1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1d | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
| 1e | Elect Director Sidney E. Harris | Management | For | For |
| 1f | Elect Director William M. Isaac | Management | For | For |
| 1g | Elect Director Mason H. Lampton | Management | For | For |
| 1h | Elect Director Connie D. McDaniel | Management | For | For |
| 1i | Elect Director H. Lynn Page | Management | For | For |
| 1j | Elect Director Philip W. Tomlinson | Management | For | For |
| 1k | Elect Director John T. Turner | Management | For | For |
| 1l | Elect Director Richard W. Ussery | Management | For | For |
| 1m | Elect Director M. Troy Woods | Management | For | For |
| 1n | Elect Director James D. Yancey | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNITED FINANCIAL BANCORP, INC. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: UBNK SECURITY ID: 910304104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paula A. Aiello | Management | For | For |
| 1.2 | Elect Director Carol A. Leary | Management | For | For |
| 1.3 | Elect Director Kevin E. Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Change State of Incorporation from Connecticut to Delaware | Management | For | For |
| 7 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| VANTIV, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: VNTV SECURITY ID: 92210H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Drucker | Management | For | For |
| 1.2 | Elect Director David Mussafer | Management | For | For |
| 1.3 | Elect Director Jeffrey Stiefler | Management | For | For |
| 1.4 | Elect Director Greg Carmichael | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| VISA INC. MEETING DATE: JAN 28, 2015 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5a | Remove Supermajority Vote Requirement for Exiting Core Payment Business | Management | For | For |
| 5b | Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company's Certificate of Incorporation | Management | For | For |
| 5c | Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications | Management | For | For |
| 5d | Remove Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 5e | Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| WASHINGTON FEDERAL, INC. MEETING DATE: JAN 21, 2015 | ||||
| TICKER: WAFD SECURITY ID: 938824109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roy M. Whitehead | Management | For | For |
| 1.2 | Elect Director Mark N. Tabbutt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| WSFS FINANCIAL CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: WSFS SECURITY ID: 929328102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anat Bird | Management | For | For |
| 1.2 | Elect Director Jennifer W. Davis | Management | For | For |
| 1.3 | Elect Director Donald W. Delson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT CONSUMER STAPLES PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALTRIA GROUP, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: MO SECURITY ID: 02209S103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerald L. Baliles | Management | For | For |
| 1.2 | Elect Director Martin J. Barrington | Management | For | For |
| 1.3 | Elect Director John T. Casteen, III | Management | For | For |
| 1.4 | Elect Director Dinyar S. Devitre | Management | For | For |
| 1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1.6 | Elect Director Thomas W. Jones | Management | For | For |
| 1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1.8 | Elect Director W. Leo Kiely, III | Management | For | For |
| 1.9 | Elect Director Kathryn B. McQuade | Management | For | For |
| 1.10 | Elect Director George Munoz | Management | For | For |
| 1.11 | Elect Director Nabil Y. Sakkab | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Adopt Anti-Forced Labor Policy for Tobacco Supply Chain | Shareholder | Against | Against |
| 7 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Abstain |
| 8 | Report on Green Tobacco Sickness | Shareholder | Against | Abstain |
| AMBEV S.A. MEETING DATE: OCT 01, 2014 | ||||
| TICKER: ABEV3 SECURITY ID: 02319V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Agreement to Absorb Londrina Bebidas Ltda. (Londrina Bebidas) | Management | For | For |
| 2 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
| 3 | Approve Independent Firm's Appraisal | Management | For | For |
| 4 | Approve Absorption of Londrina Bebidas | Management | For | For |
| 5 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 7 | Consolidate Bylaws | Management | For | For |
| AMBEV S.A. MEETING DATE: APR 29, 2015 | ||||
| TICKER: ABEV3 SECURITY ID: 02319V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Fiscal Council Members | Management | For | For |
| 4 | Ratify Remuneration for Fiscal Year 2014 and Approve Remuneration of Company's Management and Fiscal Council Members for Fiscal Year 2015 | Management | For | For |
| 1 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| ANHEUSER-BUSCH INBEV SA MEETING DATE: APR 29, 2015 | ||||
| TICKER: ABI SECURITY ID: B6399C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1 | Amend Articles Re: Remove References to Bearer Shares | Management | For | For |
| B1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| B2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.00 per Share | Management | For | For |
| B5 | Approve Discharge of Directors | Management | For | For |
| B6 | Approve Discharge of Auditors | Management | For | For |
| B7a | Elect Michele Burns as Independent Director | Management | For | For |
| B7b | Reelect Olivier Goudet as Independent Director | Management | For | For |
| B7c | Elect Kasper Rorsted as Independent Director | Management | For | For |
| B7d | Reelect Paul Cornet de Ways Ruart as Director | Management | For | For |
| B7e | Reelect Stefan Descheemaeker as Director | Management | For | For |
| B8a | Approve Remuneration Report | Management | For | Against |
| B8b | Proposal to Increase Remuneration of Audit Committee Chairman | Management | For | For |
| B8c | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | For |
| C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| ANNIE'S, INC. MEETING DATE: SEP 09, 2014 | ||||
| TICKER: BNNY SECURITY ID: 03600T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Molly F. Ashby | Management | For | For |
| 1.2 | Elect Director John M. Foraker | Management | For | For |
| 1.3 | Elect Director Robert W. Black | Management | For | For |
| 1.4 | Elect Director Julie D. Klapstein | Management | For | For |
| 1.5 | Elect Director Lawrence S. Peiros | Management | For | For |
| 1.6 | Elect Director Bettina M. Whyte | Management | For | For |
| 1.7 | Elect Director Billie Ida Williamson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ARAMARK MEETING DATE: FEB 03, 2015 | ||||
| TICKER: ARMK SECURITY ID: 03852U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric J. Foss | Management | For | For |
| 1.2 | Elect Director Todd M. Abbrecht | Management | For | For |
| 1.3 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
| 1.4 | Elect Director David A. Barr | Management | For | For |
| 1.5 | Elect Director Pierre-Olivier Beckers | Management | For | For |
| 1.6 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.7 | Elect Director Irene M. Esteves | Management | For | For |
| 1.8 | Elect Director Daniel J. Heinrich | Management | For | For |
| 1.9 | Elect Director Sanjeev Mehra | Management | For | For |
| 1.10 | Elect Director Stephen P. Murray | Management | For | For |
| 1.11 | Elect Director Stephen Sadove | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: MAY 07, 2015 | ||||
| TICKER: ADM SECURITY ID: 039483102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director Mollie Hale Carter | Management | For | For |
| 1.3 | Elect Director Terrell K. Crews | Management | For | For |
| 1.4 | Elect Director Pierre Dufour | Management | For | For |
| 1.5 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.6 | Elect Director Juan R. Luciano | Management | For | For |
| 1.7 | Elect Director Antonio Maciel Neto | Management | For | For |
| 1.8 | Elect Director Patrick J. Moore | Management | For | For |
| 1.9 | Elect Director Thomas F. O'Neill | Management | For | For |
| 1.10 | Elect Director Francisco Sanchez | Management | For | For |
| 1.11 | Elect Director Daniel Shih | Management | For | For |
| 1.12 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 1.13 | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 29, 2015 | ||||
| TICKER: BATS SECURITY ID: 110448107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Appoint KPMG LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Richard Burrows as Director | Management | For | For |
| 7 | Re-elect Karen de Segundo as Director | Management | For | For |
| 8 | Re-elect Nicandro Durante as Director | Management | For | For |
| 9 | Re-elect Ann Godbehere as Director | Management | For | For |
| 10 | Re-elect Savio Kwan as Director | Management | For | For |
| 11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 12 | Re-elect Gerry Murphy as Director | Management | For | For |
| 13 | Re-elect Kieran Poynter as Director | Management | For | For |
| 14 | Re-elect Ben Stevens as Director | Management | For | For |
| 15 | Re-elect Richard Tubb as Director | Management | For | For |
| 16 | Elect Sue Farr as Director | Management | For | For |
| 17 | Elect Pedro Malan as Director | Management | For | For |
| 18 | Elect Dimitri Panayotopoulos as Director | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Approve EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| BUNGE LIMITED MEETING DATE: MAY 20, 2015 | ||||
| TICKER: BG SECURITY ID: G16962105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Andrew Ferrier as Director | Management | For | For |
| 1.2 | Elect Kathleen Hyle as Director | Management | For | For |
| 1.3 | Elect John E. McGlade as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP s Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt Goals to Reduce Deforestation in Supply Chain | Shareholder | Against | Against |
| COCA COLA ICECEK A.S. MEETING DATE: APR 14, 2015 | ||||
| TICKER: CCOLA SECURITY ID: M2R39A121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | For |
| 2 | Accept Board Report | Management | For | For |
| 3 | Accept Audit Report | Management | For | For |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6 | Approve Allocation of Income | Management | For | For |
| 7 | Ratify Director Appointment | Management | For | For |
| 8 | Elect Directors and Approve Their Remuneration | Management | For | Abstain |
| 9 | Ratify External Auditors | Management | For | For |
| 10 | Receive Information on Charitable Donations for 2014 | Management | None | None |
| 11 | Receieve Information on Guarantees, Pledges and Mortgages Provided by the Company to Third Parties | Management | None | None |
| 12 | Amend Articles Re: Board Related | Management | For | For |
| 13 | Receive Information on Related Party Transactions | Management | None | None |
| 14 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| 15 | Close Meeting | Management | None | None |
| COCA-COLA BOTTLING CO. CONSOLIDATED MEETING DATE: MAY 12, 2015 | ||||
| TICKER: COKE SECURITY ID: 191098102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Frank Harrison, III | Management | For | For |
| 1.2 | Elect Director H.W. McKay Belk | Management | For | For |
| 1.3 | Elect Director Alexander B. Cummings, Jr. | Management | For | For |
| 1.4 | Elect Director Sharon A. Decker | Management | For | For |
| 1.5 | Elect Director William B. Elmore | Management | For | For |
| 1.6 | Elect Director Morgan H. Everett | Management | For | For |
| 1.7 | Elect Director Deborah H. Everhart | Management | For | For |
| 1.8 | Elect Director Henry W. Flint | Management | For | For |
| 1.9 | Elect Director William H. Jones | Management | For | For |
| 1.10 | Elect Director James H. Morgan | Management | For | For |
| 1.11 | Elect Director John W. Murrey, III | Management | For | For |
| 1.12 | Elect Director Dennis A. Wicker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| COCA-COLA EAST JAPAN CO LTD MEETING DATE: MAR 30, 2015 | ||||
| TICKER: 2580 SECURITY ID: J0814R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
| 2.1 | Elect Director Calin Dragan | Management | For | For |
| 2.2 | Elect Director Michael Coombs | Management | For | For |
| 2.3 | Elect Director Dan Nistor | Management | For | For |
| 2.4 | Elect Director Akachi, Fumio | Management | For | For |
| 2.5 | Elect Director Kawamoto, Naruhiko | Management | For | For |
| 2.6 | Elect Director Irial Finan | Management | For | For |
| 2.7 | Elect Director Daniel Sayre | Management | For | For |
| 2.8 | Elect Director Inagaki, Haruhiko | Management | For | For |
| 2.9 | Elect Director Takanashi, Keiji | Management | For | For |
| 2.10 | Elect Director Yoshioka, Hiroshi | Management | For | For |
| 2.11 | Elect Director Ozeki, Haruko | Management | For | For |
| 3 | Appoint Statutory Auditor Kondo, Haraomi | Management | For | Against |
| COCA-COLA FEMSA S.A.B. DE C.V. MEETING DATE: MAR 12, 2015 | ||||
| TICKER: KOFL SECURITY ID: 191241108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | None | None |
| 2 | Accept Report on Adherence to Fiscal Obligations | Management | None | None |
| 3 | Approve Allocation of Income and Cash Dividends | Management | None | None |
| 4 | Set Maximum Nominal Amount of Share Repurchase Reserve | Management | None | None |
| 5 | Elect Directors and Secretaries; Verify Director's Independence Classification as Per Mexican Securities Law; Approve Their Respective Remuneration | Management | For | For |
| 6 | Elect Members of Financing and Planning Committee, Audit Committee and Corporate Practices Committee; Elect Chairman of Committees and Fix their Respective Remuneration | Management | None | None |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | None | None |
| 8 | Approve Minutes of Meeting | Management | None | None |
| COLGATE-PALMOLIVE COMPANY MEETING DATE: MAY 08, 2015 | ||||
| TICKER: CL SECURITY ID: 194162103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Bilbrey | Management | For | For |
| 1b | Elect Director John T. Cahill | Management | For | For |
| 1c | Elect Director Ian Cook | Management | For | For |
| 1d | Elect Director Helene D. Gayle | Management | For | For |
| 1e | Elect Director Ellen M. Hancock | Management | For | For |
| 1f | Elect Director Richard J. Kogan | Management | For | For |
| 1g | Elect Director Delano E. Lewis | Management | For | For |
| 1h | Elect Director Michael B. Polk | Management | For | For |
| 1i | Elect Director J. Pedro Reinhard | Management | For | For |
| 1j | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 29, 2015 | ||||
| TICKER: COST SECURITY ID: 22160K105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey H. Brotman | Management | For | For |
| 1.2 | Elect Director Daniel J. Evans | Management | For | For |
| 1.3 | Elect Director Richard A. Galanti | Management | For | For |
| 1.4 | Elect Director Jeffrey S. Raikes | Management | For | For |
| 1.5 | Elect Director James D. Sinegal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5a | Eliminate Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement to Amend Article Eight Governing Director Removal | Management | For | For |
| 6 | Establish Tenure Limit for Directors | Shareholder | Against | Against |
| CVS HEALTH CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: CVS SECURITY ID: 126650100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Bracken | Management | For | For |
| 1b | Elect Director C. David Brown, II | Management | For | For |
| 1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Anne M. Finucane | Management | For | For |
| 1g | Elect Director Larry J. Merlo | Management | For | For |
| 1h | Elect Director Jean-Pierre Millon | Management | For | For |
| 1i | Elect Director Richard J. Swift | Management | For | For |
| 1j | Elect Director William C. Weldon | Management | For | For |
| 1k | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
| DEAN FOODS COMPANY MEETING DATE: MAY 13, 2015 | ||||
| TICKER: DF SECURITY ID: 242370203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tom C. Davis | Management | For | For |
| 1.2 | Elect Director Janet Hill | Management | For | For |
| 1.3 | Elect Director J. Wayne Mailloux | Management | For | For |
| 1.4 | Elect Director John R. Muse | Management | For | For |
| 1.5 | Elect Director Hector M. Nevares | Management | For | For |
| 1.6 | Elect Director Gregg A. Tanner | Management | For | For |
| 1.7 | Elect Director Jim L. Turner | Management | For | For |
| 1.8 | Elect Director Robert T. Wiseman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risk of Genetic Engineering in order to Work with Regulators | Shareholder | Against | Abstain |
| DIAGEO PLC MEETING DATE: SEP 18, 2014 | ||||
| TICKER: DGE SECURITY ID: 25243Q205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Peggy Bruzelius as Director | Management | For | For |
| 6 | Re-elect Laurence Danon as Director | Management | For | For |
| 7 | Re-elect Lord Davies of Abersoch as Director | Management | For | For |
| 8 | Re-elect Ho KwonPing as Director | Management | For | For |
| 9 | Re-elect Betsy Holden as Director | Management | For | For |
| 10 | Re-elect Dr Franz Humer as Director | Management | For | For |
| 11 | Re-elect Deirdre Mahlan as Director | Management | For | For |
| 12 | Re-elect Ivan Menezes as Director | Management | For | For |
| 13 | Re-elect Philip Scott as Director | Management | For | For |
| 14 | Elect Nicola Mendelsohn as Director | Management | For | For |
| 15 | Elect Alan Stewart as Director | Management | For | For |
| 16 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Approve 2014 Long Term Incentive Plan | Management | For | For |
| EMBOTELLADORA ANDINA S.A. MEETING DATE: APR 22, 2015 | ||||
| TICKER: ANDINA-B SECURITY ID: 29081P204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Present Dividend Policy | Management | For | For |
| 4 | Approve Remuneration of Directors, Directors' Committee and Audit Committee Members | Management | For | Abstain |
| 5 | Appoint Auditors | Management | For | For |
| 6 | Inform Designation of Risk Assessment Companies | Management | For | For |
| 7 | Receive Report Regarding Related-Party Transactions | Management | For | Abstain |
| 8 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
| 9 | Other Business | Management | For | Against |
| EMBOTELLADORA ANDINA S.A. MEETING DATE: APR 22, 2015 | ||||
| TICKER: ANDINA-B SECURITY ID: 29081P303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Present Dividend Policy | Management | For | For |
| 4 | Approve Remuneration of Directors, Directors' Committee and Audit Committee Members | Management | For | Abstain |
| 5 | Appoint Auditors | Management | For | For |
| 6 | Inform Designation of Risk Assessment Companies | Management | For | For |
| 7 | Receive Report Regarding Related-Party Transactions | Management | For | Abstain |
| 8 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
| 9 | Other Business | Management | For | Against |
| ENZYMOTEC LTD. MEETING DATE: SEP 29, 2014 | ||||
| TICKER: ENZY SECURITY ID: M4059L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Yossi Peled as Class I Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| ENZYMOTEC LTD. MEETING DATE: FEB 12, 2015 | ||||
| TICKER: ENZY SECURITY ID: M4059L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Holger Liepmann as Class I Director For a Two Year Term | Management | For | For |
| 1.2 | Approve Holger Liepmann's Compensation Terms as Director | Management | For | For |
| 1.3 | Approve Grant of Options and RSUs to Holger Liepmann, Director Nominee | Management | For | For |
| 2.1 | Amend Compensation Terms of Nir Belzer, Director | Management | For | For |
| 2.2 | Amend Compensation Terms of Imanuel (Mani) Wasserman, Director | Management | For | For |
| 2.3 | Amend Compensation Terms of Yossi Peled, Director | Management | For | For |
| 2.4 | Approve Options Grant to Nir Belzer, Director | Management | For | For |
| 2.5 | Approve Options Grant to Imanuel (Mani) Wasserman, Director | Management | For | For |
| 2.6 | Approve Options Grant to Yossi Peled, Director | Management | For | For |
| 2.7 | Approve Options Grant to Dov Pekelman, Director | Management | For | For |
| 3 | Approve Equity Grants to Ariel Katz, President and CEO | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA MEETING DATE: MAR 19, 2015 | ||||
| TICKER: FEMSAUBD SECURITY ID: 344419106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Report on Adherence to Fiscal Obligations | Management | For | For |
| 3 | Approve Allocation of Income and Cash Dividends | Management | For | For |
| 4 | Set Aggregate Nominal Share Repurchase Reserve | Management | For | For |
| 5 | Elect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration | Management | For | Against |
| 6 | Elect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 8 | Approve Minutes of Meeting | Management | For | For |
| HERBALIFE LTD. MEETING DATE: APR 23, 2015 | ||||
| TICKER: HLF SECURITY ID: G4412G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pedro Cardoso | Management | For | For |
| 1.2 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.3 | Elect Director Keith Cozza | Management | For | For |
| 1.4 | Elect Director James L. Nelson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: 600887 SECURITY ID: Y40847108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Annual Report and Summary | Management | For | For |
| 2 | Approve 2014 Report of the Board of Directors | Management | For | For |
| 3 | Approve 2014 Report of the Board of Supervisors | Management | For | For |
| 4 | Approve 2015 Management Strategy and Investment Plan | Management | For | For |
| 5 | Approve 2014 Financial Statements and 2015 Financial Budget Report | Management | For | For |
| 6 | Approve 2014 Profit Distribution and Capitalization of Capital Reserves | Management | For | For |
| 7 | By-Elect Zhang Junping as Non-independent Director | Management | For | Against |
| 8 | By-Elect Lv Gang as Independent Director | Management | For | For |
| 9 | Approve 2014 Report of the Independent Directors | Management | For | For |
| 10 | Approve Authorization of the Board for 2015 Provision of Guarantee to the Upstream and Downstream Industry Chain by Subsidiary Guarantee Company and Related Disclosure Information | Management | For | For |
| 11 | Approve Amendments to Articles of Association | Management | For | For |
| 12 | Approve Re-Appointment of Da Hua CPAs as 2015 Financial and Internal Control Auditor and Payment of Remuneration | Management | For | For |
| ITC LTD. MEETING DATE: JUL 30, 2014 | ||||
| TICKER: 500875 SECURITY ID: Y4211T171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 6 Per Share | Management | For | For |
| 3 | Reelect K. Vaidyanath as Director | Management | For | Against |
| 4 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Fix Maximum Number of Directors at 18 | Management | For | For |
| 6 | Approve Remuneration of Executive Directors | Management | For | For |
| 7 | Elect N. Anand as Director and Approve Appointment and Remuneration of N. Anand as Executive Director | Management | For | Against |
| 8 | Elect P.V. Dhobale as Director and Approve Appointment and Remuneration of P.V. Dhobale as Executive Director | Management | For | Against |
| 9 | Elect S. Banerjee as Independent Director | Management | For | For |
| 10 | Elect R.E. Lerwill as Director | Management | For | Against |
| 11 | Elect S.B. Mainak as Director | Management | For | Against |
| 12 | Amend Articles of Association | Management | For | For |
| ITC LTD. MEETING DATE: SEP 09, 2014 | ||||
| TICKER: 500875 SECURITY ID: Y4211T171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect A. Baijal as Independent Director | Management | For | For |
| 2 | Elect A. Duggal as Independent Director | Management | For | For |
| 3 | Elect S.H. Khan as Independent Director | Management | For | For |
| 4 | Elect S.B. Mathur as Independent Director | Management | For | For |
| 5 | Elect P.B. Ramanujam as Independent Director | Management | For | For |
| 6 | Elect S.S. Habib-ur-Rehman as Independent Director | Management | For | For |
| 7 | Elect M. Shankar as Independent Director | Management | For | For |
| JAPAN TOBACCO INC MEETING DATE: MAR 20, 2015 | ||||
| TICKER: 2914 SECURITY ID: J27869106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2.1 | Appoint Statutory Auditor Nakamura, Futoshi | Management | For | For |
| 2.2 | Appoint Statutory Auditor Kojima, Tomotaka | Management | For | For |
| 2.3 | Appoint Statutory Auditor Imai, Yoshinori | Management | For | For |
| 2.4 | Appoint Statutory Auditor Obayashi, Hiroshi | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Masaki, Michio | Management | For | For |
| 4 | Approve Alternate Income Allocation, with a Final Dividend of JPY 150 | Shareholder | Against | For |
| 5 | Authorize Share Repurchase of Up To 40 Million Shares in the Coming Year | Shareholder | Against | For |
| KEURIG GREEN MOUNTAIN, INC. MEETING DATE: JAN 29, 2015 | ||||
| TICKER: GMCR SECURITY ID: 49271M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian P. Kelley | Management | For | For |
| 1.2 | Elect Director Robert A. Steele | Management | For | For |
| 1.3 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| L OREAL MEETING DATE: APR 22, 2015 | ||||
| TICKER: OR SECURITY ID: F58149133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.70 per Ordinary Share and EUR 2.97 per Long-Term Registered Share | Management | For | For |
| 4 | Elect Sophie Bellon as Director | Management | For | For |
| 5 | Reelect Charles Henri Filippi as Director | Management | For | For |
| 6 | Advisory Vote on Compensation of Jean Paul Agon, Chairman and CEO | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves, up to 40 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize up to 0.6 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 10 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 11 | Amend Article 12 of Bylaws Re: Absence of Double Voting Rights | Management | For | For |
| 12 | Amend Article 12 of Bylaws Re: Attendance to General Meetings | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| LINDT & SPRUENGLI AG MEETING DATE: APR 23, 2015 | ||||
| TICKER: LISN SECURITY ID: H49983176 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1 | Approve Allocation of Income and Dividends of CHF 400 per Registered Share and CHF 40 per Participation Certificate | Management | For | Did Not Vote |
| 4.2 | Approve Dividends from Capital Contribution Reserves of CHF 325 per Registered Share and CHF 32.50 per Participation Certificate | Management | For | Did Not Vote |
| 5 | Approve CHF 2,300 Reduction in Share Capital and CHF 127,300 Reduction in Participation Capital via Cancellation of Repurchased Shares and Participation Certificates | Management | For | Did Not Vote |
| 6.1 | Reelect Ernst Tanner as Director and Board Chairman | Management | For | Did Not Vote |
| 6.2 | Reelect Antonio Bulgheroni as Director | Management | For | Did Not Vote |
| 6.3 | Reelect Rudolf Spruengli as Director | Management | For | Did Not Vote |
| 6.4 | Reelect Franz Oesch as Director | Management | For | Did Not Vote |
| 6.5 | Reelect Elisabeth Guertler as Director | Management | For | Did Not Vote |
| 6.6 | Reelect Petra Schadeberg-Herrmann as Director | Management | For | Did Not Vote |
| 7.1 | Appoint Rudolf Spruengli as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.2 | Appoint Antonio Bulgheroni as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.3 | Appoint Elisabeth Guertler as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8 | Designate Christoph Reinhardt as Independent Proxy | Management | For | Did Not Vote |
| 9 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 10.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 1.1 Million | Management | For | Did Not Vote |
| 10.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 28 Million | Management | For | Did Not Vote |
| 11 | Modify Pool of Conditional Capital for Employee Participation Purposes | Management | For | Did Not Vote |
| 12 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| LORILLARD, INC. MEETING DATE: JAN 28, 2015 | ||||
| TICKER: LO SECURITY ID: 544147101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| MAGNIT OAO MEETING DATE: SEP 25, 2014 | ||||
| TICKER: MGNT SECURITY ID: 55953Q202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 78.30 per Share for First Six Months of Fiscal 2014 | Management | For | Did Not Vote |
| 2 | Approve New Edition of Charter | Management | For | Did Not Vote |
| 3 | Approve New Edition of Regulations on General Meetings | Management | For | Did Not Vote |
| 4.1 | Approve Large-Scale Related-Party Transaction | Management | For | Did Not Vote |
| 4.2 | Approve Large-Scale Related-Party Transaction | Management | For | Did Not Vote |
| 4.3 | Approve Large-Scale Related-Party Transaction | Management | For | Did Not Vote |
| 5.1 | Approve Related-Party Transaction | Management | For | Did Not Vote |
| 5.2 | Approve Related-Party Transaction | Management | For | Did Not Vote |
| 5.3 | Approve Related-Party Transaction | Management | For | Did Not Vote |
| MAGNIT PJSC MEETING DATE: DEC 18, 2014 | ||||
| TICKER: MGNT SECURITY ID: 55953Q202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 152.07 per Share for First Nine Months of Fiscal 2014 | Management | For | Did Not Vote |
| 2.1 | Approve Large-Scale Related-Party Transaction with OAO Bank of Moscow Re: Guarantee Agreement for Securing Obligations of ZAO Tander | Management | For | Did Not Vote |
| 2.2 | Approve Large-Scale Related-Party Transaction with OAO Alfa-Bank Re: Guarantee Agreements for Securing Obligations of ZAO Tander | Management | For | Did Not Vote |
| MEAD JOHNSON NUTRITION COMPANY MEETING DATE: APR 30, 2015 | ||||
| TICKER: MJN SECURITY ID: 582839106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Steven M. Altschuler | Management | For | For |
| 1.1b | Elect Director Howard B. Bernick | Management | For | For |
| 1.1c | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.1d | Elect Director Anna C. Catalano | Management | For | For |
| 1.1e | Elect Director Celeste A. Clark | Management | For | For |
| 1.1f | Elect Director James M. Cornelius | Management | For | For |
| 1.1g | Elect Director Stephen W. Golsby | Management | For | For |
| 1.1h | Elect Director Michael Grobstein | Management | For | For |
| 1.1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
| 1.1j | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1.1k | Elect Director Michael A. Sherman | Management | For | For |
| 1.1l | Elect Director Elliott Sigal | Management | For | For |
| 1.1m | Elect Director Robert S. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NESTLE SA MEETING DATE: APR 16, 2015 | ||||
| TICKER: NESN SECURITY ID: H57312649 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report (Non-binding) | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.20 per Share | Management | For | Did Not Vote |
| 4.1a | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
| 4.1b | Reelect Paul Bulcke as Director | Management | For | Did Not Vote |
| 4.1c | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
| 4.1d | Reelect Beat Hess as Director | Management | For | Did Not Vote |
| 4.1e | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
| 4.1f | Reelect Steven G. Hoch as Director | Management | For | Did Not Vote |
| 4.1g | Reelect Naina Lal Kidwai as Director | Management | For | Did Not Vote |
| 4.1h | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.1i | Reelect Ann M. Veneman as Director | Management | For | Did Not Vote |
| 4.1j | Reelect Henri de Castries as Director | Management | For | Did Not Vote |
| 4.1k | Reelect Eva Cheng as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Ruth Khasaya Oniang'o as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect Patrick Aebischer as Director | Management | For | Did Not Vote |
| 4.2.3 | Elect Renato Fassbind as Director | Management | For | Did Not Vote |
| 4.3 | Elect Peter Brabeck-Letmathe as Board Chairman | Management | For | Did Not Vote |
| 4.4.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.4.2 | Appoint Daniel Borel as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.4.3 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.4.4 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.5 | Ratify KPMG SA as Auditors | Management | For | Did Not Vote |
| 4.6 | Designate Hartmann Dreyer as Independent Proxy | Management | For | Did Not Vote |
| 5.1 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 11 Million | Management | For | Did Not Vote |
| 5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 60 Million | Management | For | Did Not Vote |
| 6 | Approve CHF 3.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 7 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| NU SKIN ENTERPRISES, INC. MEETING DATE: JUN 23, 2015 | ||||
| TICKER: NUS SECURITY ID: 67018T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nevin N. Andersen | Management | For | For |
| 1b | Elect Director Daniel W. Campbell | Management | For | For |
| 1c | Elect Director M. Truman Hunt | Management | For | For |
| 1d | Elect Director Andrew D. Lipman | Management | For | For |
| 1e | Elect Director Steven J. Lund | Management | For | For |
| 1f | Elect Director Neil H. Offen | Management | For | For |
| 1g | Elect Director Thomas R. Pisano | Management | For | For |
| 1h | Elect Director Edwina D. Woodbury | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ORION CORP. MEETING DATE: MAR 27, 2015 | ||||
| TICKER: 001800 SECURITY ID: Y6S90M110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect Two Inside Directors (Bundled) | Management | For | Against |
| 4 | Appoint Hwang Soon-Il as Internal Auditor | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| 7 | Approve Terms of Retirement Pay | Management | For | For |
| PEPSICO, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: PEP SECURITY ID: 713448108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shona L. Brown | Management | For | For |
| 1.2 | Elect Director George W. Buckley | Management | For | For |
| 1.3 | Elect Director Ian M. Cook | Management | For | For |
| 1.4 | Elect Director Dina Dublon | Management | For | For |
| 1.5 | Elect Director Rona A. Fairhead | Management | For | For |
| 1.6 | Elect Director Richard W. Fisher | Management | For | For |
| 1.7 | Elect Director Alberto Ibarguen | Management | For | For |
| 1.8 | Elect Director William R. Johnson | Management | For | For |
| 1.9 | Elect Director Indra K. Nooyi | Management | For | For |
| 1.10 | Elect Director David C. Page | Management | For | For |
| 1.11 | Elect Director Robert C. Pohlad | Management | For | For |
| 1.12 | Elect Director Lloyd G. Trotter | Management | For | For |
| 1.13 | Elect Director Daniel Vasella | Management | For | For |
| 1.14 | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Establish a Board Committee on Sustainability | Shareholder | Against | Against |
| 5 | Pro-Rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Report on Plans to Minimize Pesticides' Impact on Pollinators | Shareholder | Against | Abstain |
| PERNOD RICARD MEETING DATE: NOV 06, 2014 | ||||
| TICKER: RI SECURITY ID: F72027109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.64 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Martina Gonzalez-Gallarza as Director | Management | For | Against |
| 6 | Reelect Ian Gallienne as Director | Management | For | For |
| 7 | Elect Gilles Samyn as Director | Management | For | For |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 910,000 | Management | For | For |
| 9 | Advisory Vote on Compensation of Daniele Ricard, Chairman of the Board | Management | For | For |
| 10 | Advisory Vote on Compensation of Pierre Pringuet, Vice Chairman and CEO | Management | For | For |
| 11 | Advisory Vote on Compensation of Alexandre Ricard, Vice CEO | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 13 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 14 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| PERRIGO COMPANY PLC MEETING DATE: NOV 04, 2014 | ||||
| TICKER: PRGO SECURITY ID: G97822103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurie Brlas | Management | For | For |
| 1.2 | Elect Director Gary M. Cohen | Management | For | For |
| 1.3 | Elect Director Jacqualyn A. Fouse | Management | For | For |
| 1.4 | Elect Director David T. Gibbons | Management | For | For |
| 1.5 | Elect Director Ran Gottfried | Management | For | For |
| 1.6 | Elect Director Ellen R. Hoffing | Management | For | For |
| 1.7 | Elect Director Michael J. Jandernoa | Management | For | For |
| 1.8 | Elect Director Gary K. Kunkle, Jr. | Management | For | For |
| 1.9 | Elect Director Herman Morris, Jr. | Management | For | For |
| 1.10 | Elect Director Donal O'Connor | Management | For | For |
| 1.11 | Elect Director Joseph C. Papa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 6 | Approve Creation of Distributable Reserves | Management | For | For |
| PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: PM SECURITY ID: 718172109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Werner Geissler | Management | For | For |
| 1.5 | Elect Director Jennifer Li | Management | For | For |
| 1.6 | Elect Director Jun Makihara | Management | For | For |
| 1.7 | Elect Director Sergio Marchionne | Management | For | For |
| 1.8 | Elect Director Kalpana Morparia | Management | For | For |
| 1.9 | Elect Director Lucio A. Noto | Management | For | For |
| 1.10 | Elect Director Frederik Paulsen | Management | For | For |
| 1.11 | Elect Director Robert B. Polet | Management | For | For |
| 1.12 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Adopt Anti-Forced Labor Policy for Tobacco Supply Chain | Shareholder | Against | Against |
| RAIA DROGASIL S.A. MEETING DATE: APR 09, 2015 | ||||
| TICKER: RADL3 SECURITY ID: P7942C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors and Alterrnate Members | Management | For | Against |
| 4 | Approve Remuneration of Company's Management | Management | For | For |
| REMY COINTREAU MEETING DATE: JUL 24, 2014 | ||||
| TICKER: RCO SECURITY ID: F7725A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.27 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 5 | Approve Transfer from Legal Reserves Account to Carry Forward Account | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 7 | Approve Discharge of Directors and Auditors | Management | For | For |
| 8 | Reelect Dominique Heriard Dubreuil as Director | Management | For | For |
| 9 | Reelect Laure Heriard Dubreuil as Director | Management | For | For |
| 10 | Elect Guylaine Dyevre as Director | Management | For | For |
| 11 | Elect Emmanuel de Geuser as Director | Management | For | For |
| 12 | Renew Appointment of Auditeurs et Conseils Associes as Auditor | Management | For | For |
| 13 | Appoint Pimpaneau et Associes as Alternate Auditor | Management | For | For |
| 14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 420,000 | Management | For | For |
| 15 | Advisory Vote on Compensation of Francois Heriard Dubreuil, Chairman and CEO | Management | For | For |
| 16 | Advisory Vote on Compensation of Jean-Marie Laborde, CEO from April-Sept. 2013 | Management | For | Against |
| 17 | Advisory Vote on Compensation of Frederic Pflanz, CEO from Oct. 2013 to Jan. 2014 | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
| 23 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements | Management | For | For |
| 24 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 26 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | For |
| 28 | Authorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account | Management | For | For |
| 29 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SABMILLER PLC MEETING DATE: JUL 24, 2014 | ||||
| TICKER: SAB SECURITY ID: G77395104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Mark Armour as Director | Management | For | For |
| 5 | Re-elect Geoffrey Bible as Director | Management | For | Against |
| 6 | Re-elect Alan Clark as Director | Management | For | Against |
| 7 | Re-elect Dinyar Devitre as Director | Management | For | Against |
| 8 | Re-elect Guy Elliott as Director | Management | For | For |
| 9 | Re-elect Lesley Knox as Director | Management | For | For |
| 10 | Re-elect John Manser as Director | Management | For | For |
| 11 | Re-elect John Manzoni as Director | Management | For | For |
| 12 | Re-elect Dr Dambisa Moyo as Director | Management | For | For |
| 13 | Re-elect Carlos Perez Davila as Director | Management | For | Against |
| 14 | Re-elect Alejandro Santo Domingo Davila as Director | Management | For | Against |
| 15 | Re-elect Helen Weir as Director | Management | For | For |
| 16 | Re-elect Howard Willard as Director | Management | For | Against |
| 17 | Re-elect Jamie Wilson as Director | Management | For | Against |
| 18 | Approve Final Dividend | Management | For | For |
| 19 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 20 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Approve Employee Share Purchase Plan | Management | For | For |
| 23 | Approve Sharesave Plan | Management | For | For |
| 24 | Establish Supplements or Appendices to the Employee Share Purchase Plan or the Sharesave Plan | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| SENOMYX, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: SNMX SECURITY ID: 81724Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger D. Billingsley | Management | For | For |
| 1.2 | Elect Director Stephen A. Block | Management | For | For |
| 1.3 | Elect Director Mary Ann Gray | Management | For | For |
| 1.4 | Elect Director Michael E. Herman | Management | For | For |
| 1.5 | Elect Director John Poyhonen | Management | For | For |
| 1.6 | Elect Director Jay M. Short | Management | For | For |
| 1.7 | Elect Director Kent Snyder | Management | For | For |
| 1.8 | Elect Director Christopher J. Twomey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SLC AGRICOLA S.A. MEETING DATE: APR 29, 2015 | ||||
| TICKER: SLCE3 SECURITY ID: P8711D107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Company's Management | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Amend Stock Option Plan | Management | For | Against |
| 6 | Approve Restricted Share Plan | Management | For | For |
| 7 | Approve Agreement to Absorb Fazenda Paiaguas Empreendimentos Agricolas Ltda. | Management | For | For |
| SODASTREAM INTERNATIONAL LTD. MEETING DATE: DEC 23, 2014 | ||||
| TICKER: SODA SECURITY ID: M9068E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Daniel Birnbaum as Class I Director For a Three Year Term | Management | For | For |
| 2 | Reappoint Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| SOUZA CRUZ S.A. MEETING DATE: MAR 19, 2015 | ||||
| TICKER: CRUZ3 SECURITY ID: P8T37D137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year ended Dec 31, 2014 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Company's Management | Management | For | For |
| 4 | Install Fiscal Council | Management | For | For |
| 5 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
| SOUZA CRUZ S.A. MEETING DATE: APR 09, 2015 | ||||
| TICKER: CRUZ3 SECURITY ID: P8T37D137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discuss New Valuation Report for Tender Offer | Shareholder | None | For |
| 2 | Appoint Banco de Investimentos Credit Suisse (Brasil) S.A. to Prepare New Valuation Report | Shareholder | None | For |
| 3 | Discuss Fees for New Valuation Report | Shareholder | None | For |
| 4 | Discuss Timeline for New Valuation Report | Shareholder | None | For |
| SPROUTS FARMERS MARKET, INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: SFM SECURITY ID: 85208M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Fortunato | Management | For | Withhold |
| 1.2 | Elect Director Lawrence P. Molloy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SVENSKA CELLULOSA AB (SCA) MEETING DATE: APR 15, 2015 | ||||
| TICKER: SCA B SECURITY ID: W90152120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8b | Approve Allocation of Income and Dividends of SEK 5.25 Per Share | Management | For | Did Not Vote |
| 8c1 | Approve Discharge of Sverker Martin-Lof | Management | For | Did Not Vote |
| 8c2 | Approve Discharge of Par Boman | Management | For | Did Not Vote |
| 8c3 | Approve Discharge of Roger Bostrom | Management | For | Did Not Vote |
| 8c4 | Approve Discharge of Rolf Borjesson | Management | For | Did Not Vote |
| 8c5 | Approve Discharge of Leif Johansson | Management | For | Did Not Vote |
| 8c6 | Approve Discharge of Bert Nordberg | Management | For | Did Not Vote |
| 8c7 | Approve Discharge of Anders Nyren | Management | For | Did Not Vote |
| 8c8 | Approve Discharge of Louise Julian Svanberg | Management | For | Did Not Vote |
| 8c9 | Approve Discharge of Orjan Svensson | Management | For | Did Not Vote |
| 8c10 | Approve Discharge of Barbara Milian Thoralfsson | Management | For | Did Not Vote |
| 8c11 | Approve Discharge of Thomas Wiklund | Management | For | Did Not Vote |
| 8c12 | Approve Discharge of Jan Johansson | Management | For | Did Not Vote |
| 8c13 | Approve Discharge of Hans Nyqvist | Management | For | Did Not Vote |
| 9 | Determine Number of Directors (9) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 10 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman, and SEK 700,000 for Non-Executive Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Par Boman (Chairman), Rolf Borjesson, Leif Johansson, Bert Nordberg, Anders Nyren, Louise Svanberg, and Barbara Thoralfsson as Directors; Elect Annemarie Gardshol and Magnus Groth as New Directors | Management | For | Did Not Vote |
| 13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 15 | Close Meeting | Management | None | None |
| THE CHEFS' WAREHOUSE, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: CHEF SECURITY ID: 163086101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dominick Cerbone | Management | For | For |
| 1.2 | Elect Director John A. Couri | Management | For | For |
| 1.3 | Elect Director Joseph Cugine | Management | For | For |
| 1.4 | Elect Director Alan Guarino | Management | For | For |
| 1.5 | Elect Director Stephen Hanson | Management | For | For |
| 1.6 | Elect Director Christopher Pappas | Management | For | For |
| 1.7 | Elect Director John Pappas | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE COCA-COLA COMPANY MEETING DATE: APR 29, 2015 | ||||
| TICKER: KO SECURITY ID: 191216100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Marc Bolland | Management | For | For |
| 1.4 | Elect Director Ana Botin | Management | For | For |
| 1.5 | Elect Director Howard G. Buffet | Management | For | For |
| 1.6 | Elect Director Richard M. Daley | Management | For | For |
| 1.7 | Elect Director Barry Diller | Management | For | For |
| 1.8 | Elect Director Helene D. Gayle | Management | For | For |
| 1.9 | Elect Director Evan G. Greenberg | Management | For | For |
| 1.10 | Elect Director Alexis M. Herman | Management | For | For |
| 1.11 | Elect Director Muhtar Kent | Management | For | For |
| 1.12 | Elect Director Robert A. Kotick | Management | For | For |
| 1.13 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.14 | Elect Director Sam Nunn | Management | For | For |
| 1.15 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| 5 | Seek Shareholder Approval to Release of Unvested Restricted Stock Awards and Unvested PSU Awards to Senior Executives | Shareholder | Against | Against |
| THE FRESH MARKET, INC. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: TFM SECURITY ID: 35804H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bob Sasser | Management | For | For |
| 1.2 | Elect Director Robert K. Shearer | Management | For | For |
| 1.3 | Elect Director Steven Tanger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE HAIN CELESTIAL GROUP, INC. MEETING DATE: NOV 20, 2014 | ||||
| TICKER: HAIN SECURITY ID: 405217100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irwin D. Simon | Management | For | For |
| 1.2 | Elect Director Richard C. Berke | Management | For | For |
| 1.3 | Elect Director Jack Futterman | Management | For | For |
| 1.4 | Elect Director Andrew R. Heyer | Management | For | For |
| 1.5 | Elect Director Roger Meltzer | Management | For | For |
| 1.6 | Elect Director Scott M. O'Neil | Management | For | For |
| 1.7 | Elect Director Adrianne Shapira | Management | For | For |
| 1.8 | Elect Director Lawrence S. Zilavy | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| THE KROGER CO. MEETING DATE: JUN 25, 2015 | ||||
| TICKER: KR SECURITY ID: 501044101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nora A. Aufreiter | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director Susan J. Kropf | Management | For | For |
| 1d | Elect Director David B. Lewis | Management | For | For |
| 1e | Elect Director W. Rodney McMullen | Management | For | For |
| 1f | Elect Director Jorge P. Montoya | Management | For | For |
| 1g | Elect Director Clyde R. Moore | Management | For | For |
| 1h | Elect Director Susan M. Phillips | Management | For | For |
| 1i | Elect Director James A. Runde | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Bobby S. Shackouls | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 6 | Report on Policy Options to Reduce Antibiotic Use in Products | Shareholder | Against | Abstain |
| THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 14, 2014 | ||||
| TICKER: PG SECURITY ID: 742718109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Angela F. Braly | Management | For | For |
| 1b | Elect Director Kenneth I. Chenault | Management | For | For |
| 1c | Elect Director Scott D. Cook | Management | For | For |
| 1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1e | Elect Director A.G. Lafley | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1h | Elect Director Margaret C. Whitman | Management | For | For |
| 1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 1j | Elect Director Patricia A. Woertz | Management | For | For |
| 1k | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 6 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
| TUPPERWARE BRANDS CORPORATION MEETING DATE: MAY 08, 2015 | ||||
| TICKER: TUP SECURITY ID: 899896104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine A. Bertini | Management | For | For |
| 1.2 | Elect Director Susan M. Cameron | Management | For | For |
| 1.3 | Elect Director Kriss Cloninger, III | Management | For | For |
| 1.4 | Elect Director E.V. Goings | Management | For | For |
| 1.5 | Elect Director Joe R. Lee | Management | For | For |
| 1.6 | Elect Director Angel R. Martinez | Management | For | For |
| 1.7 | Elect Director Antonio Monteiro De Castro | Management | For | For |
| 1.8 | Elect Director Robert J. Murray | Management | For | For |
| 1.9 | Elect Director David R. Parker | Management | For | For |
| 1.10 | Elect Director Joyce M. Roche | Management | For | For |
| 1.11 | Elect Director M. Anne Szostak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ULKER BISKUVI SANAYI A.S. MEETING DATE: MAR 26, 2015 | ||||
| TICKER: ULKER SECURITY ID: M90358108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | For |
| 2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | For |
| 3 | Accept Board Report | Management | For | For |
| 4 | Accept Audit Report | Management | For | For |
| 5 | Accept Financial Statements | Management | For | For |
| 6 | Approve Discharge of Board | Management | For | For |
| 7 | Approve Allocation of Income | Management | For | For |
| 8 | Ratify External Auditors | Management | For | For |
| 9 | Approve Donation Policy | Management | For | Abstain |
| 10 | Receive Information on Charitable Donations for 2014 and Approve Upper Limit of the Donations for 2015 | Management | For | Abstain |
| 11 | Receive Information on Guarantees, Pledges and Mortgages Provided by the Company to Third Parties | Management | None | None |
| 12 | Approve Director Remuneration | Management | For | Abstain |
| 13 | Receive Information on Related Party Transactions | Management | None | None |
| 14 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| UNILEVER NV MEETING DATE: APR 29, 2015 | ||||
| TICKER: UNA SECURITY ID: 904784709 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discussion of the Annual Report and Accounts for the 2014 financial year | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Executive Board Members | Management | For | For |
| 4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 5 | Reelect P G J M Polman as Executive Director | Management | For | For |
| 6 | Reelect R J-M S Huet as Executive Director | Management | For | For |
| 7 | Reelect L M Cha as Non-Executive Director | Management | For | For |
| 8 | Reelect L O Fresco as Non-Executive Director | Management | For | For |
| 9 | Reelect A M Fudge as Non-Executive Director | Management | For | For |
| 10 | Elect M Ma as Non-Executive Director | Management | For | For |
| 11 | Reelect H Nyasulu as Non-Executive Director | Management | For | For |
| 12 | Reelect J. Rishton as Non-Executive Director | Management | For | For |
| 13 | Reelect F Sijbesma as Non-Executive Director. | Management | For | For |
| 14 | Reelect M Treschow as Non-Executive Director | Management | For | For |
| 15 | Elect N S Andersen as Non-Executive Director | Management | For | For |
| 16 | Elect V Colao as Non-Executive Director | Management | For | For |
| 17 | Elect J Hartmann as Non-Executive Director | Management | For | For |
| 18 | Ratify KPMG as Auditors | Management | For | For |
| 19 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 22 | Close Meeting | Management | None | None |
| UNITED NATURAL FOODS, INC. MEETING DATE: DEC 17, 2014 | ||||
| TICKER: UNFI SECURITY ID: 911163103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ann Torre Bates | Management | For | For |
| 1b | Elect Director Michael S. Funk | Management | For | For |
| 1c | Elect Director Gail A. Graham | Management | For | For |
| 1d | Elect Director James P. Heffernan | Management | For | For |
| 1e | Elect Director Steven L. Spinner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
| 7 | Report on Pay Disparity | Shareholder | Against | Against |
| WAL-MART STORES, INC. MEETING DATE: JUN 05, 2015 | ||||
| TICKER: WMT SECURITY ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director James I. Cash, Jr. | Management | For | For |
| 1c | Elect Director Roger C. Corbett | Management | For | For |
| 1d | Elect Director Pamela J. Craig | Management | For | For |
| 1e | Elect Director Michael T. Duke | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Thomas W. Horton | Management | For | For |
| 1h | Elect Director Marissa A. Mayer | Management | For | For |
| 1i | Elect Director C. Douglas McMillon | Management | For | For |
| 1j | Elect Director Gregory B. Penner | Management | For | For |
| 1k | Elect Director Steven S. Reinemund | Management | For | For |
| 1l | Elect Director Kevin Y. Systrom | Management | For | For |
| 1m | Elect Director Jim C. Walton | Management | For | For |
| 1n | Elect Director S. Robson Walton | Management | For | For |
| 1o | Elect Director Linda S. Wolf | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| 6 | Provide Proxy Access Right | Shareholder | Against | Against |
| 7 | Adopt Quantitative GHG Goals for Maritime Shipping | Shareholder | Against | Abstain |
| 8 | Report on Incentive Compensation Plans | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT DEFENSE AND AEROSPACE PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALLIANT TECHSYSTEMS INC. MEETING DATE: JUL 30, 2014 | ||||
| TICKER: ATK SECURITY ID: 018804104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Callahan | Management | For | For |
| 1.2 | Elect Director Roxanne J. Decyk | Management | For | For |
| 1.3 | Elect Director Mark W. DeYoung | Management | For | For |
| 1.4 | Elect Director Martin C. Faga | Management | For | For |
| 1.5 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.6 | Elect Director April H. Foley | Management | For | For |
| 1.7 | Elect Director Tig H. Krekel | Management | For | For |
| 1.8 | Elect Director Douglas L. Maine | Management | For | For |
| 1.9 | Elect Director Roman Martinez, IV | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sandy Hook Principles | Shareholder | Against | Abstain |
| ALLIANT TECHSYSTEMS INC. MEETING DATE: JAN 27, 2015 | ||||
| TICKER: ATK SECURITY ID: 018804104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| AMETEK, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: AME SECURITY ID: 031100100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Malone | Management | For | For |
| 1.2 | Elect Director Elizabeth R. Varet | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BAE SYSTEMS PLC MEETING DATE: MAY 07, 2015 | ||||
| TICKER: BA. SECURITY ID: G06940103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Sir Roger Carr as Director | Management | For | For |
| 5 | Re-elect Jerry DeMuro as Director | Management | For | For |
| 6 | Re-elect Harriet Green as Director | Management | For | For |
| 7 | Re-elect Christopher Grigg as Director | Management | For | For |
| 8 | Re-elect Ian King as Director | Management | For | For |
| 9 | Re-elect Peter Lynas as Director | Management | For | For |
| 10 | Re-elect Paula Rosput Reynolds as Director | Management | For | For |
| 11 | Re-elect Nicholas Rose as Director | Management | For | For |
| 12 | Re-elect Carl Symon as Director | Management | For | For |
| 13 | Re-elect Ian Tyler as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| CARPENTER TECHNOLOGY CORPORATION MEETING DATE: OCT 14, 2014 | ||||
| TICKER: CRS SECURITY ID: 144285103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. Karol | Management | For | For |
| 1.2 | Elect Director Robert R. McMaster | Management | For | For |
| 1.3 | Elect Director Gregory A. Pratt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CYTEC INDUSTRIES INC. MEETING DATE: APR 16, 2015 | ||||
| TICKER: CYT SECURITY ID: 232820100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Hess | Management | For | For |
| 1b | Elect Director Barry C. Johnson | Management | For | For |
| 1c | Elect Director Carol P. Lowe | Management | For | For |
| 1d | Elect Director Thomas W. Rabaut | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ESTERLINE TECHNOLOGIES CORPORATION MEETING DATE: MAR 11, 2015 | ||||
| TICKER: ESL SECURITY ID: 297425100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Delores M. Etter | Management | For | For |
| 1.2 | Elect Director Mary L. Howell | Management | For | For |
| 1.3 | Elect Director Gary E. Pruitt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: GD SECURITY ID: 369550108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary T. Barra | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director James S. Crown | Management | For | For |
| 1.4 | Elect Director Rudy F. deLeon | Management | For | For |
| 1.5 | Elect Director William P. Fricks | Management | For | For |
| 1.6 | Elect Director John M. Keane | Management | For | For |
| 1.7 | Elect Director Lester L. Lyles | Management | For | For |
| 1.8 | Elect Director James N. Mattis | Management | For | For |
| 1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.10 | Elect Director William A. Osborn | Management | For | For |
| 1.11 | Elect Director Laura J. Schumacher | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| HEICO CORPORATION MEETING DATE: MAR 20, 2015 | ||||
| TICKER: HEI SECURITY ID: 422806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas S. Culligan | Management | For | For |
| 1.2 | Elect Director Adolfo Henriques | Management | For | For |
| 1.3 | Elect Director Samuel L. Higginbottom | Management | For | For |
| 1.4 | Elect Director Mark H. Hildebrandt | Management | For | For |
| 1.5 | Elect Director Wolfgang Mayrhuber | Management | For | For |
| 1.6 | Elect Director Eric A. Mendelson | Management | For | For |
| 1.7 | Elect Director Laurans A. Mendelson | Management | For | For |
| 1.8 | Elect Director Victor H. Mendelson | Management | For | For |
| 1.9 | Elect Director Julie Neitzel | Management | For | For |
| 1.10 | Elect Director Alan Schriesheim | Management | For | For |
| 1.11 | Elect Director Frank J. Schwitter | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 27, 2015 | ||||
| TICKER: HON SECURITY ID: 438516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William S. Ayer | Management | For | For |
| 1B | Elect Director Gordon M. Bethune | Management | For | For |
| 1C | Elect Director Kevin Burke | Management | For | For |
| 1D | Elect Director Jaime Chico Pardo | Management | For | For |
| 1E | Elect Director David M. Cote | Management | For | For |
| 1F | Elect Director D. Scott Davis | Management | For | For |
| 1G | Elect Director Linnet F. Deily | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director George Paz | Management | For | For |
| 1L | Elect Director Bradley T. Sheares | Management | For | For |
| 1M | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| HUNTINGTON INGALLS INDUSTRIES, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: HII SECURITY ID: 446413106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul D. Miller | Management | For | For |
| 1.2 | Elect Director C. Michael Petters | Management | For | For |
| 1.3 | Elect Director Karl M. von der Heyden | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| L-3 COMMUNICATIONS HOLDINGS, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: LLL SECURITY ID: 502424104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Ann E. Dunwoody | Management | For | For |
| 1.1b | Elect Director Lewis Kramer | Management | For | For |
| 1.1c | Elect Director Robert B. Millard | Management | For | For |
| 1.1d | Elect Director Vincent Pagano, Jr. | Management | For | For |
| 1.1e | Elect Director H. Hugh Shelton | Management | For | For |
| 1.1f | Elect Director Arthur L. Simon | Management | For | For |
| 1.1g | Elect Director Michael T. Strianese | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 5 | Amend Bylaws to Call Special Meetings | Shareholder | Against | Against |
| MEGGITT PLC MEETING DATE: APR 23, 2015 | ||||
| TICKER: MGGT SECURITY ID: G59640105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Stephen Young as Director | Management | For | For |
| 5 | Re-elect Guy Berruyer as Director | Management | For | For |
| 6 | Re-elect Philip Green as Director | Management | For | For |
| 7 | Re-elect Paul Heiden as Director | Management | For | For |
| 8 | Re-elect Brenda Reichelderfer as Director | Management | For | For |
| 9 | Re-elect Doug Webb as Director | Management | For | For |
| 10 | Re-elect David Williams as Director | Management | For | For |
| 11 | Elect Sir Nigel Rudd as Director | Management | For | For |
| 12 | Elect Alison Goligher as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Approve EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| PRECISION CASTPARTS CORP. MEETING DATE: AUG 12, 2014 | ||||
| TICKER: PCP SECURITY ID: 740189105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Donegan | Management | For | For |
| 1b | Elect Director Don R. Graber | Management | For | For |
| 1c | Elect Director Lester L. Lyles | Management | For | For |
| 1d | Elect Director Daniel J. Murphy | Management | For | For |
| 1e | Elect Director Vernon E. Oechsle | Management | For | For |
| 1f | Elect Director Ulrich Schmidt | Management | For | For |
| 1g | Elect Director Richard L. Wambold | Management | For | For |
| 1h | Elect Director Timothy A. Wicks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| RAYTHEON COMPANY MEETING DATE: MAY 28, 2015 | ||||
| TICKER: RTN SECURITY ID: 755111507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tracy A. Atkinson | Management | For | For |
| 1b | Elect Director James E. Cartwright | Management | For | For |
| 1c | Elect Director Vernon E. Clark | Management | For | For |
| 1d | Elect Director Stephen J. Hadley | Management | For | For |
| 1e | Elect Director Thomas A. Kennedy | Management | For | For |
| 1f | Elect Director Letitia A. Long | Management | For | For |
| 1g | Elect Director George R. Oliver | Management | For | For |
| 1h | Elect Director Michael C. Ruettgers | Management | For | For |
| 1i | Elect Director Ronald L. Skates | Management | For | For |
| 1j | Elect Director William R. Spivey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| ROCKWELL COLLINS, INC. MEETING DATE: FEB 05, 2015 | ||||
| TICKER: COL SECURITY ID: 774341101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Carbone | Management | For | For |
| 1.2 | Elect Director Robert K. Ortberg | Management | For | For |
| 1.3 | Elect Director Cheryl L. Shavers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| SAFRAN MEETING DATE: APR 23, 2015 | ||||
| TICKER: SAF SECURITY ID: F4035A557 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
| 4 | Approve Personal Risk Insurance Benefits Agreement with Jean Paul Herteman | Management | For | For |
| 5 | Approve Personal Risk Insurance Benefits Agreements with Stephane Abrial, Ross McInnes and Marc Ventre | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
| 7 | Amend Articles 14 and 16 of Bylaws Re: Directors' Length of Term | Management | For | For |
| 8 | Amend Article 14 of Bylaws Re: State Representatives Appointed by Decree and Directors Elected upon Proposal of the State | Management | For | For |
| 9 | Elect Philippe Petitcolin as Director | Management | For | For |
| 10 | Elect Ross McInnes as Director | Management | For | For |
| 11 | Elect Patrick Gandil as Director | Management | For | For |
| 12 | Elect Vincent Imbert as Director | Management | For | For |
| 13 | Reelect Jean Lou Chameau as Director | Management | For | For |
| 14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 868,000 | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Advisory Vote on Compensation of Jean Paul Herteman, Chairman and CEO | Management | For | For |
| 17 | Advisory Vote on Compensation of Vice-CEOs | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million; and EUR 8 Million in the case of an Event of a Public Tender Offer or During the Pre-Offer Period | Management | For | Against |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million in the case of an Event of a Public Tender Offer or During the Pre-Offer Period | Management | For | Against |
| 20 | Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers | Management | For | Against |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 8 Million, Including in the Event of a Public Tender Offer or During the Pre-Offer Period | Management | For | Against |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 23 | Authorize Capitalization of Reserves of Up to EUR 12.5 Million for Bonus Issue or Increase in Par Value; and EUR 8 Million in the case of an Event of a Public Tender Offer or During the Pre-Offer Period | Management | For | Against |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Including in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | For |
| 25 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 30 Million; and EUR 8 Million in the case of an Event of a Public Tender Offer or During the Pre-Offer Period | Management | For | For |
| 26 | Authorize up to 0.1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 1.12 per Share | Shareholder | Against | Against |
| TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 22, 2015 | ||||
| TICKER: TDY SECURITY ID: 879360105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Simon M. Lorne | Management | For | For |
| 1.2 | Elect Director Paul D. Miller | Management | For | For |
| 1.3 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TEXTRON INC. MEETING DATE: APR 22, 2015 | ||||
| TICKER: TXT SECURITY ID: 883203101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott C. Donnelly | Management | For | For |
| 1.2 | Elect Director Kathleen M. Bader | Management | For | For |
| 1.3 | Elect Director R. Kerry Clark | Management | For | For |
| 1.4 | Elect Director James T. Conway | Management | For | For |
| 1.5 | Elect Director Ivor J. Evans | Management | For | For |
| 1.6 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.7 | Elect Director Paul E. Gagne | Management | For | For |
| 1.8 | Elect Director Dain M. Hancock | Management | For | For |
| 1.9 | Elect Director Lord Powell | Management | For | For |
| 1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
| 1.11 | Elect Director James L. Ziemer | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| THE BOEING COMPANY MEETING DATE: APR 27, 2015 | ||||
| TICKER: BA SECURITY ID: 097023105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David L. Calhoun | Management | For | For |
| 1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1c | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1e | Elect Director Lawrence W. Kellner | Management | For | For |
| 1f | Elect Director Edward M. Liddy | Management | For | For |
| 1g | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1h | Elect Director Susan C. Schwab | Management | For | For |
| 1i | Elect Director Ronald A. Williams | Management | For | For |
| 1j | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| TRANSDIGM GROUP INCORPORATED MEETING DATE: OCT 02, 2014 | ||||
| TICKER: TDG SECURITY ID: 893641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Stock Option Plan | Management | For | For |
| TRANSDIGM GROUP INCORPORATED MEETING DATE: MAR 05, 2015 | ||||
| TICKER: TDG SECURITY ID: 893641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Dries | Management | For | For |
| 1.2 | Elect Director W. Nicholas Howley | Management | For | For |
| 1.3 | Elect Director Raymond Laubenthal | Management | For | For |
| 1.4 | Elect Director Robert Small | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TRIUMPH GROUP, INC. MEETING DATE: JUL 18, 2014 | ||||
| TICKER: TGI SECURITY ID: 896818101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul Bourgon | Management | For | For |
| 1.2 | Elect Director John G. Drosdick | Management | For | For |
| 1.3 | Elect Director Ralph E. Eberhart | Management | For | For |
| 1.4 | Elect Director Jeffry D. Frisby | Management | For | For |
| 1.5 | Elect Director Richard C. Gozon | Management | For | For |
| 1.6 | Elect Director Richard C. Ill | Management | For | For |
| 1.7 | Elect Director William L. Mansfield | Management | For | For |
| 1.8 | Elect Director Adam J. Palmer | Management | For | For |
| 1.9 | Elect Director Joseph M. Silvestri | Management | For | For |
| 1.10 | Elect Director George Simpson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 27, 2015 | ||||
| TICKER: UTX SECURITY ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John V. Faraci | Management | For | For |
| 1b | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1c | Elect Director Gregory J. Hayes | Management | For | For |
| 1d | Elect Director Edward A. Kangas | Management | For | For |
| 1e | Elect Director Ellen J. Kullman | Management | For | For |
| 1f | Elect Director Marshall O. Larsen | Management | For | For |
| 1g | Elect Director Harold McGraw, III | Management | For | For |
| 1h | Elect Director Richard B. Myers | Management | For | For |
| 1i | Elect Director H. Patrick Swygert | Management | For | For |
| 1j | Elect Director Andre Villeneuve | Management | For | For |
| 1k | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT ELECTRONICS PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ADVANCED MICRO DEVICES, INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: AMD SECURITY ID: 007903107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Bruce L. Claflin | Management | For | For |
| 1.1b | Elect Director John E. Caldwell | Management | For | For |
| 1.1c | Elect Director Henry WK Chow | Management | For | For |
| 1.1d | Elect Director Nora M. Denzel | Management | For | For |
| 1.1e | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.1f | Elect Director Martin L. Edelman | Management | For | For |
| 1.1g | Elect Director John R. Harding | Management | For | For |
| 1.1h | Elect Director Joseph A. Householder | Management | For | For |
| 1.1i | Elect Director Michael J. Inglis | Management | For | For |
| 1.1j | Elect Director Lisa T. Su | Management | For | For |
| 1.1k | Elect Director Ahmed Yahia | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| AEROFLEX HOLDING CORP. MEETING DATE: SEP 10, 2014 | ||||
| TICKER: ARX SECURITY ID: 007767106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ALTERA CORPORATION MEETING DATE: MAY 11, 2015 | ||||
| TICKER: ALTR SECURITY ID: 021441100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Daane | Management | For | Against |
| 1b | Elect Director T. Michael Nevens | Management | For | Against |
| 1c | Elect Director A. Blaine Bowman | Management | For | Against |
| 1d | Elect Director Elisha W. Finney | Management | For | Against |
| 1e | Elect Director Kevin McGarity | Management | For | Against |
| 1f | Elect Director Krish A. Prabhu | Management | For | Against |
| 1g | Elect Director Shane V. Robison | Management | For | Against |
| 1h | Elect Director John Shoemaker | Management | For | Against |
| 1i | Elect Director Thomas H. Waechter | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: AMKR SECURITY ID: 031652100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Kim | Management | For | For |
| 1.2 | Elect Director Stephen D. Kelley | Management | For | For |
| 1.3 | Elect Director Roger A. Carolin | Management | For | For |
| 1.4 | Elect Director Winston J. Churchill | Management | For | For |
| 1.5 | Elect Director John T. Kim | Management | For | For |
| 1.6 | Elect Director Susan Y. Kim | Management | For | For |
| 1.7 | Elect Director Robert R. Morse | Management | For | For |
| 1.8 | Elect Director John F. Osborne | Management | For | For |
| 1.9 | Elect Director David N. Watson | Management | For | For |
| 1.10 | Elect Director James W. Zug | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ANALOG DEVICES, INC. MEETING DATE: MAR 11, 2015 | ||||
| TICKER: ADI SECURITY ID: 032654105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent T. Roche | Management | For | For |
| 1c | Elect Director Jose E. Almeida | Management | For | For |
| 1d | Elect Director Richard M. Beyer | Management | For | For |
| 1e | Elect Director James A. Champy | Management | For | For |
| 1f | Elect Director Edward H. Frank | Management | For | For |
| 1g | Elect Director John C. Hodgson | Management | For | For |
| 1h | Elect Director Yves-Andre Istel | Management | For | For |
| 1i | Elect Director Neil Novich | Management | For | For |
| 1j | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1k | Elect Director Lisa T. Su | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| APPLIED MICRO CIRCUITS CORPORATION MEETING DATE: AUG 12, 2014 | ||||
| TICKER: AMCC SECURITY ID: 03822W406 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cesar Cesaratto | Management | For | For |
| 1b | Elect Director Paramesh Gopi | Management | For | For |
| 1c | Elect Director Paul R. Gray | Management | For | For |
| 1d | Elect Director Fred Shlapak | Management | For | For |
| 1e | Elect Director Robert F. Sproull | Management | For | For |
| 1f | Elect Director Duston Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ATMEL CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: ATML SECURITY ID: 049513104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Laub | Management | For | For |
| 1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
| 1.3 | Elect Director David Sugishita | Management | For | For |
| 1.4 | Elect Director Papken Der Torossian | Management | For | For |
| 1.5 | Elect Director Jack L. Saltich | Management | For | For |
| 1.6 | Elect Director Charles Carinalli | Management | For | For |
| 1.7 | Elect Director Edward Ross | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AVAGO TECHNOLOGIES LIMITED MEETING DATE: APR 08, 2015 | ||||
| TICKER: AVGO SECURITY ID: Y0486S104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director John T. Dickson | Management | For | For |
| 1c | Elect Director James V. Diller | Management | For | For |
| 1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
| 1e | Elect Director Bruno Guilmart | Management | For | For |
| 1f | Elect Director Kenneth Y. Hao | Management | For | For |
| 1g | Elect Director Justine F. Lien | Management | For | For |
| 1h | Elect Director Donald Macleod | Management | For | For |
| 1i | Elect Director Peter J. Marks | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
| 4 | Approve Repurchase of up to 10 Percent of Issued Capital | Management | For | For |
| 5 | Approve Cash Compensation to Directors | Management | For | For |
| AVNET, INC. MEETING DATE: NOV 06, 2014 | ||||
| TICKER: AVT SECURITY ID: 053807103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William J. Amelio | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Michael A. Bradley | Management | For | For |
| 1d | Elect Director R. Kerry Clark | Management | For | For |
| 1e | Elect Director Richard Hamada | Management | For | For |
| 1f | Elect Director James A. Lawrence | Management | For | For |
| 1g | Elect Director Avid Modjtabai | Management | For | For |
| 1h | Elect Director Ray M. Robinson | Management | For | For |
| 1i | Elect Director William H. Schumann III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| BLACKBERRY LIMITED MEETING DATE: JUN 23, 2015 | ||||
| TICKER: BB SECURITY ID: 09228F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Chen | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 1.3 | Elect Director Timothy Dattels | Management | For | For |
| 1.4 | Elect Director Richard Lynch | Management | For | For |
| 1.5 | Elect Director Barbara Stymiest | Management | For | For |
| 1.6 | Elect Director Prem Watsa | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Employee Share Purchase Plan | Management | For | For |
| 4 | Amend Equity Incentive Plan | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| BROADCOM CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: BRCM SECURITY ID: 111320107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1b | Elect Director Nancy H. Handel | Management | For | For |
| 1c | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1d | Elect Director Maria M. Klawe | Management | For | For |
| 1e | Elect Director John E. Major | Management | For | For |
| 1f | Elect Director Scott A. McGregor | Management | For | For |
| 1g | Elect Director William T. Morrow | Management | For | For |
| 1h | Elect Director Henry Samueli | Management | For | For |
| 1i | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CIENA CORPORATION MEETING DATE: MAR 26, 2015 | ||||
| TICKER: CIEN SECURITY ID: 171779309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bruce L. Claflin | Management | For | For |
| 1b | Elect Director Patrick T. Gallagher | Management | For | For |
| 1c | Elect Director T. Michael Nevens | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CISCO SYSTEMS, INC. MEETING DATE: NOV 20, 2014 | ||||
| TICKER: CSCO SECURITY ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director John T. Chambers | Management | For | For |
| 1e | Elect Director Brian L. Halla | Management | For | For |
| 1f | Elect Director John L. Hennessy | Management | For | For |
| 1g | Elect Director Kristina M. Johnson | Management | For | For |
| 1h | Elect Director Roderick C. McGeary | Management | For | For |
| 1i | Elect Director Arun Sarin | Management | For | For |
| 1j | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Establish Public Policy Board Committee | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| COMMVAULT SYSTEMS, INC. MEETING DATE: AUG 21, 2014 | ||||
| TICKER: CVLT SECURITY ID: 204166102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan G. Bunte | Management | For | For |
| 1.2 | Elect Director Frank J. Fanzilli, Jr. | Management | For | For |
| 1.3 | Elect Director Daniel Pulver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| COMVERSE, INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: CNSI SECURITY ID: 20585P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan D. Bowick | Management | For | For |
| 1b | Elect Director James Budge | Management | For | For |
| 1c | Elect Director Matthew A. Drapkin | Management | For | For |
| 1d | Elect Director Doron Inbar | Management | For | For |
| 1e | Elect Director Henry R. Nothhaft | Management | For | For |
| 1f | Elect Director Philippe Tartavull | Management | For | For |
| 1g | Elect Director Mark C. Terrell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| CORNERSTONE ONDEMAND, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: CSOD SECURITY ID: 21925Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Cavanaugh | Management | For | For |
| 1.2 | Elect Director Joseph P. Payne | Management | For | For |
| 1.3 | Elect Director Kristina Salen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CORNING INCORPORATED MEETING DATE: APR 30, 2015 | ||||
| TICKER: GLW SECURITY ID: 219350105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald W. Blair | Management | For | For |
| 1.2 | Elect Director Stephanie A. Burns | Management | For | For |
| 1.3 | Elect Director John A. Canning, Jr. | Management | For | For |
| 1.4 | Elect Director Richard T. Clark | Management | For | For |
| 1.5 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.6 | Elect Director James B. Flaws | Management | For | For |
| 1.7 | Elect Director Deborah A. Henretta | Management | For | For |
| 1.8 | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1.9 | Elect Director Kurt M. Landgraf | Management | For | For |
| 1.10 | Elect Director Kevin J. Martin | Management | For | For |
| 1.11 | Elect Director Deborah D. Rieman | Management | For | For |
| 1.12 | Elect Director Hansel E. Tookes II | Management | For | For |
| 1.13 | Elect Director Wendell P. Weeks | Management | For | For |
| 1.14 | Elect Director Mark S. Wrighton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Holy Land Principles | Shareholder | Against | Against |
| CREE, INC. MEETING DATE: OCT 28, 2014 | ||||
| TICKER: CREE SECURITY ID: 225447101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Franco Plastina | Management | For | For |
| 1.5 | Elect Director John B. Replogle | Management | For | For |
| 1.6 | Elect Director Alan J. Ruud | Management | For | For |
| 1.7 | Elect Director Robert L. Tillman | Management | For | For |
| 1.8 | Elect Director Thomas H. Werner | Management | For | For |
| 1.9 | Elect Director Anne C. Whitaker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CYPRESS SEMICONDUCTOR CORPORATION MEETING DATE: MAR 12, 2015 | ||||
| TICKER: CY SECURITY ID: 232806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| DEMAND MEDIA, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: DMD SECURITY ID: 24802N208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Peter J. Guber | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| ENTEGRIS, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: ENTG SECURITY ID: 29362U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael A. Bradley | Management | For | For |
| 1.2 | Elect Director Marvin D. Burkett | Management | For | For |
| 1.3 | Elect Director R. Nicholas Burns | Management | For | For |
| 1.4 | Elect Director Daniel W. Christman | Management | For | For |
| 1.5 | Elect Director James F. Gentilcore | Management | For | For |
| 1.6 | Elect Director James P. Lederer | Management | For | For |
| 1.7 | Elect Director Bertrand Loy | Management | For | For |
| 1.8 | Elect Director Paul L.H. Olson | Management | For | For |
| 1.9 | Elect Director Brian F. Sullivan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| EVERTEC, INC. MEETING DATE: MAY 29, 2015 | ||||
| TICKER: EVTC SECURITY ID: 30040P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank G. D'Angelo | Management | For | For |
| 1b | Elect Director Morgan M. Schuessler, Jr. | Management | For | For |
| 1c | Elect Director Olga Botero | Management | For | For |
| 1d | Elect Director Jorge Junquera | Management | For | For |
| 1e | Elect Director Teresita Loubriel | Management | For | For |
| 1f | Elect Director Nestor O. Rivera | Management | For | For |
| 1g | Elect Director Alan H. Schumacher | Management | For | For |
| 1h | Elect Director Brian J. Smith | Management | For | For |
| 1i | Elect Director Thomas W. Swidarski | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EXAR CORPORATION MEETING DATE: SEP 18, 2014 | ||||
| TICKER: EXAR SECURITY ID: 300645108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Behrooz Abdi | Management | For | For |
| 1.2 | Elect Director Izak Bencuya | Management | For | For |
| 1.3 | Elect Director Louis DiNardo | Management | For | For |
| 1.4 | Elect Director Pierre Guilbault | Management | For | For |
| 1.5 | Elect Director Brian Hilton | Management | For | For |
| 1.6 | Elect Director Richard L. Leza | Management | For | For |
| 1.7 | Elect Director Gary Meyers | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| FABRINET MEETING DATE: DEC 18, 2014 | ||||
| TICKER: FN SECURITY ID: G3323L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Frank M. Levinson as Director | Management | For | For |
| 1.2 | Elect Thomas F. Kelly as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: FCS SECURITY ID: 303726103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Randy W. Carson | Management | For | For |
| 1.3 | Elect Director Terry A. Klebe | Management | For | For |
| 1.4 | Elect Director Anthony Lear | Management | For | For |
| 1.5 | Elect Director Catherine P. Lego | Management | For | For |
| 1.6 | Elect Director Kevin J. McGarity | Management | For | For |
| 1.7 | Elect Director Bryan R. Roub | Management | For | For |
| 1.8 | Elect Director Ronald W. Shelly | Management | For | For |
| 1.9 | Elect Director Mark S. Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: AUG 28, 2014 | ||||
| TICKER: FLEX SECURITY ID: Y2573F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Daniel H. Schulman as Director | Management | For | For |
| 2a | Reelect Michael D. Capellas as Director | Management | For | For |
| 2b | Reelect Marc A. Onetto as Director | Management | For | For |
| 3 | Reappoint Lawrence A. Zimmerman as Director | Management | For | For |
| 4 | Approve Reappointment of Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Changes in the Cash Compensation Payable to the Chairman and Members of the Compensation Committee | Management | For | For |
| 1 | Authorize Share Repurchase Program | Management | For | For |
| FREESCALE SEMICONDUCTOR, LTD. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: FSL SECURITY ID: G3727Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Krishnan Balasubramanian | Management | For | For |
| 1.2 | Elect Director Chinh E. Chu | Management | For | For |
| 1.3 | Elect Director D. Mark Durcan | Management | For | For |
| 1.4 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.5 | Elect Director Thomas H. Lister | Management | For | For |
| 1.6 | Elect Director Gregg A. Lowe | Management | For | For |
| 1.7 | Elect Director Joanne M. Maguire | Management | For | For |
| 1.8 | Elect Director John W. Marren | Management | For | For |
| 1.9 | Elect Director James A. Quella | Management | For | For |
| 1.10 | Elect Director Peter Smitham | Management | For | For |
| 1.11 | Elect Director Gregory L. Summe | Management | For | For |
| 1.12 | Elect Director Claudius E. Watts, IV | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| GOOGLE INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: GOOG SECURITY ID: 38259P508 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | For |
| 1.10 | Elect Director K. Ram Shriram | Management | For | For |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Report on Costs of Renewable Energy Investments | Shareholder | Against | Abstain |
| 8 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Abstain |
| HIMAX TECHNOLOGIES INC. MEETING DATE: AUG 27, 2014 | ||||
| TICKER: HIMX SECURITY ID: 43289P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve to Adopt Audited Financial Reports of the Company for the Fiscal Year Ended December 31, 2013 | Management | For | For |
| 2 | Approve to Re-elect Jordan Wu as Director of the Company | Management | For | For |
| 3 | Other Business (Voting) | Management | For | Against |
| HUA HONG SEMICONDUCTOR LTD MEETING DATE: MAY 15, 2015 | ||||
| TICKER: 01347 SECURITY ID: Y372A7109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Wenbiao Fu as Director | Management | For | For |
| 3 | Elect Takayuki Morita as Director | Management | For | For |
| 4 | Elect Jun Ye as Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 6 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| INGRAM MICRO INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: IM SECURITY ID: 457153104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howard I. Atkins | Management | For | For |
| 1.2 | Elect Director David A. Barnes | Management | For | For |
| 1.3 | Elect Director Leslie Stone Heisz | Management | For | For |
| 1.4 | Elect Director John R. Ingram | Management | For | For |
| 1.5 | Elect Director Dale R. Laurance | Management | For | For |
| 1.6 | Elect Director Linda Fayne Levinson | Management | For | For |
| 1.7 | Elect Director Scott A. McGregor | Management | For | For |
| 1.8 | Elect Director Carol G. Mills | Management | For | For |
| 1.9 | Elect Director Alain Monie | Management | For | For |
| 1.10 | Elect Director Wade Oosterman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INPHI CORPORATION MEETING DATE: MAY 28, 2015 | ||||
| TICKER: IPHI SECURITY ID: 45772F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Diosdado P. Banatao | Management | For | For |
| 1.2 | Elect Director Ford Tamer | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INTEL CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: INTC SECURITY ID: 458140100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Aneel Bhusri | Management | For | For |
| 1c | Elect Director Andy D. Bryant | Management | For | For |
| 1d | Elect Director Susan L. Decker | Management | For | For |
| 1e | Elect Director John J. Donahoe | Management | For | Against |
| 1f | Elect Director Reed E. Hundt | Management | For | For |
| 1g | Elect Director Brian M. Krzanich | Management | For | For |
| 1h | Elect Director James D. Plummer | Management | For | For |
| 1i | Elect Director David S. Pottruck | Management | For | For |
| 1j | Elect Director Frank D. Yeary | Management | For | For |
| 1k | Elect Director David B. Yoffie | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| INTELSAT SA MEETING DATE: JUN 18, 2015 | ||||
| TICKER: I SECURITY ID: L5140P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Dividends of Preferred Shares | Management | For | For |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7a | Elect David McGlade as Director | Management | For | For |
| 7b | Elect Robert Callahan as Director | Management | For | For |
| 7c | Elect Denis Villafranca as Director | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Renew Appointment of KPMG as Auditor | Management | For | For |
| 10 | Approve Share Repurchase | Management | For | Against |
| 1 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| INTERSIL CORPORATION MEETING DATE: APR 24, 2015 | ||||
| TICKER: ISIL SECURITY ID: 46069S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Necip Sayiner | Management | For | For |
| 1b | Elect Director Donald Macleod | Management | For | For |
| 1c | Elect Director Mercedes Johnson | Management | For | For |
| 1d | Elect Director Sohail Khan | Management | For | For |
| 1e | Elect Director Gregory Lang | Management | For | For |
| 1f | Elect Director Forrest E. Norrod | Management | For | For |
| 1g | Elect Director Jan Peeters | Management | For | For |
| 1h | Elect Director James A. Urry | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INVENSENSE, INC. MEETING DATE: SEP 12, 2014 | ||||
| TICKER: INVN SECURITY ID: 46123D205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Behrooz Abdi | Management | For | For |
| 1.2 | Elect Director Eric Stang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| IXIA MEETING DATE: JUL 18, 2014 | ||||
| TICKER: XXIA SECURITY ID: 45071R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurent Asscher | Management | For | For |
| 1.2 | Elect Director Jonathan Fram | Management | For | For |
| 1.3 | Elect Director Errol Ginsberg | Management | For | For |
| 1.4 | Elect Director Gail Hamilton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| JABIL CIRCUIT, INC. MEETING DATE: JAN 22, 2015 | ||||
| TICKER: JBL SECURITY ID: 466313103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martha F. Brooks | Management | For | For |
| 1.2 | Elect Director Mel S. Lavitt | Management | For | For |
| 1.3 | Elect Director Timothy L. Main | Management | For | For |
| 1.4 | Elect Director Mark T. Mondello | Management | For | For |
| 1.5 | Elect Director Lawrence J. Murphy | Management | For | For |
| 1.6 | Elect Director Frank A. Newman | Management | For | For |
| 1.7 | Elect Director Steven A. Raymund | Management | For | For |
| 1.8 | Elect Director Thomas A. Sansone | Management | For | For |
| 1.9 | Elect Director David M. Stout | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KNOWLES CORPORATION MEETING DATE: MAY 05, 2015 | ||||
| TICKER: KN SECURITY ID: 49926D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert W. Cremin | Management | For | For |
| 1.2 | Elect Director Didier Hirsch | Management | For | For |
| 1.3 | Elect Director Ronald Jankov | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| LAM RESEARCH CORPORATION MEETING DATE: NOV 06, 2014 | ||||
| TICKER: LRCX SECURITY ID: 512807108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin B. Anstice | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director Michael R. Cannon | Management | For | For |
| 1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.5 | Elect Director Christine A. Heckart | Management | For | For |
| 1.6 | Elect Director Grant M. Inman | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.9 | Elect Director Krishna C. Saraswat | Management | For | For |
| 1.10 | Elect Director William R. Spivey | Management | For | For |
| 1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUL 01, 2014 | ||||
| TICKER: MRVL SECURITY ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sehat Sutardja | Management | For | For |
| 1b | Elect Director Juergen Gromer | Management | For | For |
| 1c | Elect Director John G. Kassakian | Management | For | For |
| 1d | Elect Director Arturo Krueger | Management | For | For |
| 1e | Elect Director Randhir Thakur | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUN 30, 2015 | ||||
| TICKER: MRVL SECURITY ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sehat Sutardja | Management | For | For |
| 1b | Elect Director Weili Dai | Management | For | For |
| 1c | Elect Director Juergen Gromer | Management | For | For |
| 1d | Elect Director John G. Kassakian | Management | For | For |
| 1e | Elect Director Arturo Krueger | Management | For | For |
| 1f | Elect Director Randhir Thakur | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 12, 2014 | ||||
| TICKER: MXIM SECURITY ID: 57772K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director B. Kipling Hagopian | Management | For | For |
| 1.2 | Elect Director Tunc Doluca | Management | For | For |
| 1.3 | Elect Director James R. Bergman | Management | For | For |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | For |
| 1.5 | Elect Director Robert E. Grady | Management | For | For |
| 1.6 | Elect Director William D. Watkins | Management | For | For |
| 1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Eliminate Cumulative Voting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| MAXLINEAR, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: MXL SECURITY ID: 57776J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| MAXLINEAR, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: MXL SECURITY ID: 57776J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Thomas E. Pardun | Management | For | For |
| 2 | Elect Director Kishore Seendripu | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MICRON TECHNOLOGY, INC. MEETING DATE: JAN 22, 2015 | ||||
| TICKER: MU SECURITY ID: 595112103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Patrick J. Byrne | Management | For | For |
| 1.4 | Elect Director D. Mark Durcan | Management | For | For |
| 1.5 | Elect Director D. Warren A. East | Management | For | For |
| 1.6 | Elect Director Mercedes Johnson | Management | For | For |
| 1.7 | Elect Director Lawrence N. Mondry | Management | For | For |
| 1.8 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Eliminate Cumulative Voting | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MOTECH INDUSTRIES CO., LTD. MEETING DATE: MAR 02, 2015 | ||||
| TICKER: 6244 SECURITY ID: Y61397108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger by Absorption of Topcell Solar International Co., Ltd. via Issuance of New Shares | Management | For | For |
| 2 | Transact Other Business (Non-Voting) | Management | None | None |
| MOTECH INDUSTRIES CO., LTD. MEETING DATE: JUN 15, 2015 | ||||
| TICKER: 6244 SECURITY ID: Y61397108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2014 Statement of Profit and Loss Appropriation | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Approve 2015 Issuance of Restricted Stocks | Management | For | For |
| 5 | By-Elect a Representative of Liandianxin Investment Career Co., Ltd. with Shareholder No. 151330, as Non-Independent Director | Shareholder | None | Against |
| 6 | Approve Release of Restrictions of Competitive Activities of Repesentatives | Management | For | Abstain |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| NEONODE INC. MEETING DATE: JUN 08, 2015 | ||||
| TICKER: NEON SECURITY ID: 64051M402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Per Bystedt | Management | For | For |
| 1.2 | Elect Director Thomas Eriksson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KMJ Corbin and Company LLP as Auditors | Management | For | For |
| NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 27, 2015 | ||||
| TICKER: NUAN SECURITY ID: 67020Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul A. Ricci | Management | For | Against |
| 1b | Elect Director Robert J. Frankenberg | Management | For | Against |
| 1c | Elect Director Brett Icahn | Management | For | Against |
| 1d | Elect Director William H. Janeway | Management | For | Against |
| 1e | Elect Director Mark R. Laret | Management | For | Against |
| 1f | Elect Director Katharine A. Martin | Management | For | Against |
| 1g | Elect Director Mark B. Myers | Management | For | Against |
| 1h | Elect Director Philip J. Quigley | Management | For | Against |
| 1i | Elect Director David S. Schechter | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| NVIDIA CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: NVDA SECURITY ID: 67066G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director Persis S. Drell | Management | For | For |
| 1d | Elect Director James C. Gaither | Management | For | For |
| 1e | Elect Director Jen-Hsun Huang | Management | For | For |
| 1f | Elect Director Dawn Hudson | Management | For | For |
| 1g | Elect Director Harvey C. Jones | Management | For | For |
| 1h | Elect Director Michael G. McCaffery | Management | For | For |
| 1i | Elect Director William J. Miller | Management | For | For |
| 1j | Elect Director Mark L. Perry | Management | For | For |
| 1k | Elect Director A. Brooke Seawell | Management | For | For |
| 1l | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NXP SEMICONDUCTORS NV MEETING DATE: JUN 02, 2015 | ||||
| TICKER: NXPI SECURITY ID: N6596X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Discussion of the implementation of the remuneration policy | Management | None | None |
| 2b | Discussion on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2d | Approve Discharge of Board Members | Management | For | For |
| 3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
| 3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
| 3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as Non-Executive Director | Management | For | For |
| 3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
| 3i | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3j | Reelect Rick Tsai as Non-Executive Director | Management | For | For |
| 4a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 4b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 4a | Management | For | For |
| 5 | Authorize Repurchase of Shares | Management | For | For |
| 6 | Approve Cancellation of Ordinary Shares | Management | For | For |
| 7 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| O2MICRO INTERNATIONAL LTD. MEETING DATE: AUG 26, 2014 | ||||
| TICKER: OIIM SECURITY ID: 67107W100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Sterling Du as Director | Management | For | For |
| 1b | Elect Chuan Chiung Perry Kuo as Director | Management | For | For |
| 1c | Elect Teik Seng Tan as Director | Management | For | For |
| 2 | Accept Financial Statements and Auditor's Report for Fiscal Year Ended December 31, 2013 | Management | For | For |
| 3 | Approve Appointment of Deloitte & Touche as Independent Auditor for Fiscal Year Ending December 31, 2014 | Management | For | For |
| ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: ON SECURITY ID: 682189105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Atsushi Abe | Management | For | For |
| 1.2 | Elect Director Curtis J. Crawford | Management | For | For |
| 1.3 | Elect Director Paul A. Mascarenas | Management | For | For |
| 1.4 | Elect Director Daryl A. Ostrander | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| OPOWER, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: OPWR SECURITY ID: 68375Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel Yates | Management | For | For |
| 1.2 | Elect Director Gene Riechers | Management | For | For |
| 1.3 | Elect Director Jon Sakoda | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PERICOM SEMICONDUCTOR CORPORATION MEETING DATE: DEC 04, 2014 | ||||
| TICKER: PSEM SECURITY ID: 713831105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alex Chiming Hui | Management | For | For |
| 1.2 | Elect Director Chi-Hung (John) Hui | Management | For | For |
| 1.3 | Elect Director John C. East | Management | For | For |
| 1.4 | Elect Director Hau L. Lee | Management | For | For |
| 1.5 | Elect Director Michael J. Sophie | Management | For | For |
| 1.6 | Elect Director Siu-Weng Simon Wong | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PMC-SIERRA, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: PMCS SECURITY ID: 69344F106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director Michael R. Farese | Management | For | For |
| 1.3 | Elect Director Jonathan J. Judge | Management | For | For |
| 1.4 | Elect Director Kirt P. Karros | Management | For | For |
| 1.5 | Elect Director Michael A. Klayko | Management | For | For |
| 1.6 | Elect Director William H. Kurtz | Management | For | For |
| 1.7 | Elect Director Gregory S. Lang | Management | For | For |
| 1.8 | Elect Director Richard N. Nottenburg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| QLOGIC CORPORATION MEETING DATE: AUG 25, 2014 | ||||
| TICKER: QLGC SECURITY ID: 747277101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John T. Dickson | Management | For | For |
| 1b | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1c | Elect Director Christine King | Management | For | For |
| 1d | Elect Director D. Scott Mercer | Management | For | For |
| 1e | Elect Director Prasad L. Rampalli | Management | For | For |
| 1f | Elect Director George D. Wells | Management | For | For |
| 1g | Elect Director William M. Zeitler | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| QUALCOMM INCORPORATED MEETING DATE: MAR 09, 2015 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Harish Manwani | Management | For | For |
| 1i | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1j | Elect Director Duane A. Nelles | Management | For | For |
| 1k | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1l | Elect Director Francisco Ros | Management | For | For |
| 1m | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1n | Elect Director Brent Scowcroft | Management | For | For |
| 1o | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RF MICRO DEVICES, INC. MEETING DATE: SEP 05, 2014 | ||||
| TICKER: RFMD SECURITY ID: 749941100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| RIGHTSIDE GROUP, LTD. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: NAME SECURITY ID: 76658B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shawn J. Colo | Management | For | For |
| 1.2 | Elect Director James R. Quandt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RUCKUS WIRELESS, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: RKUS SECURITY ID: 781220108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Selina Y. Lo | Management | For | For |
| 1.2 | Elect Director Stewart Grierson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 13, 2015 | ||||
| TICKER: 005930 SECURITY ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Kim Han-Joong as Outside Director | Management | For | For |
| 2.1.2 | Elect Lee Byung-Gi as Outside Director | Management | For | For |
| 2.2 | Elect Kwon Oh-Hyun as Inside Director | Management | For | For |
| 2.3 | Elect Kim Han-Joong as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SANDISK CORPORATION MEETING DATE: JUN 18, 2015 | ||||
| TICKER: SNDK SECURITY ID: 80004C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael E. Marks | Management | For | For |
| 1b | Elect Director Irwin Federman | Management | For | For |
| 1c | Elect Director Steven J. Gomo | Management | For | For |
| 1d | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1e | Elect Director Chenming Hu | Management | For | For |
| 1f | Elect Director Catherine P. Lego | Management | For | For |
| 1g | Elect Director Sanjay Mehrotra | Management | For | For |
| 1h | Elect Director D. Scott Mercer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SANKEN ELECTRIC CO. LTD. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 6707 SECURITY ID: J67392134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | Management | For | For |
| 2 | Amend Articles to Clarify Provisions on Alternate Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Wada, Takashi | Management | For | For |
| 3.2 | Elect Director Ota, Akira | Management | For | For |
| 3.3 | Elect Director Hoshino, Masao | Management | For | For |
| 3.4 | Elect Director Suzuki, Yoshihiro | Management | For | For |
| 3.5 | Elect Director Suzuki, Kazunori | Management | For | For |
| 3.6 | Elect Director Soroji, Takeshi | Management | For | For |
| 3.7 | Elect Director Richard R. Lury | Management | For | For |
| 4.1 | Appoint Statutory Auditor Okino, Tatsuo | Management | For | For |
| 4.2 | Appoint Statutory Auditor Wada, Mikihiko | Management | For | Against |
| 5 | Appoint Alternate Statutory Auditor Minami, Atsushi | Management | For | For |
| 6 | Approve Annual Bonus Payment to Directors | Management | For | For |
| SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 00981 SECURITY ID: G8020E101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Zhou Zixue as Director | Management | For | Against |
| 2b | Elect Chen Shanzhi as Director | Management | For | Against |
| 2c | Elect Lip-Bu Tan as Director | Management | For | For |
| 2d | Elect Frank Meng as Director | Management | For | For |
| 2e | Elect Carmen I-Hua Chang as Director | Management | For | For |
| 2f | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 3 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| SEMTECH CORPORATION MEETING DATE: JUN 18, 2015 | ||||
| TICKER: SMTC SECURITY ID: 816850101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director James P. Burra | Management | For | For |
| 1.3 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.4 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.5 | Elect Director James T. Lindstrom | Management | For | For |
| 1.6 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.7 | Elect Director John L. Piotrowski | Management | For | For |
| 1.8 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.9 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SILICON LABORATORIES INC. MEETING DATE: APR 24, 2015 | ||||
| TICKER: SLAB SECURITY ID: 826919102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alf-Egil Bogen | Management | For | For |
| 1.2 | Elect Director G. Tyson Tuttle | Management | For | For |
| 1.3 | Elect Director Sumit Sadana | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: SWKS SECURITY ID: 83088M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Aldrich | Management | For | For |
| 1.2 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.3 | Elect Director Timothy R. Furey | Management | For | For |
| 1.4 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.5 | Elect Director Christine King | Management | For | For |
| 1.6 | Elect Director David P. McGlade | Management | For | For |
| 1.7 | Elect Director David J. McLachlan | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| SONUS NETWORKS, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: SONS SECURITY ID: 835916503 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James K. Brewington | Management | For | For |
| 1.2 | Elect Director Matthew W. Bross | Management | For | For |
| 1.3 | Elect Director John P. Cunningham | Management | For | For |
| 1.4 | Elect Director Raymond P. Dolan | Management | For | For |
| 1.5 | Elect Director Beatriz V. Infante | Management | For | For |
| 1.6 | Elect Director Howard E. Janzen | Management | For | For |
| 1.7 | Elect Director Richard J. Lynch | Management | For | For |
| 1.8 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1.9 | Elect Director John A. Schofield | Management | For | For |
| 1.10 | Elect Director Scott E. Schubert | Management | For | For |
| 1.11 | Elect Director H. Brian Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TECH DATA CORPORATION MEETING DATE: JUN 03, 2015 | ||||
| TICKER: TECD SECURITY ID: 878237106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles E. Adair | Management | For | For |
| 1b | Elect Director Robert M. Dutkowsky | Management | For | For |
| 1c | Elect Director Harry J. Harczak, Jr. | Management | For | For |
| 1d | Elect Director Kathleen Misunas | Management | For | For |
| 1e | Elect Director Thomas I. Morgan | Management | For | For |
| 1f | Elect Director Steven A. Raymund | Management | For | For |
| 1g | Elect Director Patrick G. Sayer | Management | For | For |
| 1h | Elect Director Savio W. Tung | Management | For | For |
| 1i | Elect Director David M. Upton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 16, 2015 | ||||
| TICKER: TXN SECURITY ID: 882508104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 1b | Elect Director Mark A. Blinn | Management | For | For |
| 1c | Elect Director Daniel A. Carp | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Ronald Kirk | Management | For | For |
| 1f | Elect Director Pamela H. Patsley | Management | For | For |
| 1g | Elect Director Robert E. Sanchez | Management | For | For |
| 1h | Elect Director Wayne R. Sanders | Management | For | For |
| 1i | Elect Director Ruth J. Simmons | Management | For | For |
| 1j | Elect Director Richard K. Templeton | Management | For | For |
| 1k | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TTM TECHNOLOGIES, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: TTMI SECURITY ID: 87305R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald W. Iverson | Management | For | For |
| 1.2 | Elect Director Robert E. Klatell | Management | For | For |
| 1.3 | Elect Director John G. Mayer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| VIASYSTEMS GROUP, INC. MEETING DATE: DEC 16, 2014 | ||||
| TICKER: VIAS SECURITY ID: 92553H803 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| WEB.COM GROUP, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: WWWW SECURITY ID: 94733A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hugh M. Durden | Management | For | For |
| 1.2 | Elect Director Deborah H. Quazzo | Management | For | For |
| 1.3 | Elect Director Timothy P. Cost | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| XILINX, INC. MEETING DATE: AUG 13, 2014 | ||||
| TICKER: XLNX SECURITY ID: 983919101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip T. Gianos | Management | For | For |
| 1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
| 1.3 | Elect Director John L. Doyle | Management | For | For |
| 1.4 | Elect Director William G. Howard, Jr. | Management | For | For |
| 1.5 | Elect Director J. Michael Patterson | Management | For | For |
| 1.6 | Elect Director Albert A. Pimentel | Management | For | For |
| 1.7 | Elect Director Marshall C. Turner | Management | For | For |
| 1.8 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| YELP INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: YELP SECURITY ID: 985817105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Geoff Donaker | Management | For | For |
| 1.2 | Elect Director Robert Gibbs | Management | For | For |
| 1.3 | Elect Director Jeremy Stoppelman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENERGY PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALON USA ENERGY, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: ALJ SECURITY ID: 020520102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Wiessman | Management | For | For |
| 1.2 | Elect Director Boaz Biran | Management | For | Withhold |
| 1.3 | Elect Director Ron W. Haddock | Management | For | For |
| 1.4 | Elect Director Mordehay Ventura | Management | For | For |
| 1.5 | Elect Director Jeff D. Morris | Management | For | For |
| 1.6 | Elect Director Yeshayahu Pery | Management | For | For |
| 1.7 | Elect Director Zalman Segal | Management | For | For |
| 1.8 | Elect Director Ilan Cohen | Management | For | For |
| 1.9 | Elect Director Yonel Cohen | Management | For | For |
| 1.10 | Elect Director Amit Ben Itzhak | Management | For | For |
| 1.11 | Elect Director Shraga Biran | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: APC SECURITY ID: 032511107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Anthony R. Chase | Management | For | For |
| 1.1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1.1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1.1d | Elect Director Peter J. Fluor | Management | For | For |
| 1.1e | Elect Director Richard L. George | Management | For | For |
| 1.1f | Elect Director Joseph W. Gorder | Management | For | For |
| 1.1g | Elect Director John R. Gordon | Management | For | For |
| 1.1h | Elect Director Mark C. McKinley | Management | For | For |
| 1.1i | Elect Director Eric D. Mullins | Management | For | For |
| 1.1j | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Abstain |
| ANTERO RESOURCES CORPORATION MEETING DATE: JUN 03, 2015 | ||||
| TICKER: AR SECURITY ID: 03674X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter R. Kagan | Management | For | For |
| 1.2 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
| 1.3 | Elect Director Christopher R. Manning | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| APACHE CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: APA SECURITY ID: 037411105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director George D. Lawrence | Management | For | For |
| 2 | Elect Director John E. Lowe | Management | For | For |
| 3 | Elect Director Rodman D. Patton | Management | For | For |
| 4 | Elect Director Charles J. Pitman | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Proxy Access | Shareholder | For | Against |
| BAKER HUGHES INCORPORATED MEETING DATE: MAR 27, 2015 | ||||
| TICKER: BHI SECURITY ID: 057224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| BAKER HUGHES INCORPORATED MEETING DATE: MAY 14, 2015 | ||||
| TICKER: BHI SECURITY ID: 057224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Larry D. Brady | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Martin S. Craighead | Management | For | For |
| 1e | Elect Director William H. Easter, III | Management | For | For |
| 1f | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1g | Elect Director Anthony G. Fernandes | Management | For | For |
| 1h | Elect Director Claire W. Gargalli | Management | For | For |
| 1i | Elect Director Pierre H. Jungels | Management | For | For |
| 1j | Elect Director James A. Lash | Management | For | For |
| 1k | Elect Director J. Larry Nichols | Management | For | For |
| 1l | Elect Director James W. Stewart | Management | For | For |
| 1m | Elect Director Charles L. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BANKERS PETROLEUM LTD. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: BNK SECURITY ID: 066286303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2a | Elect Director Robert Cross | Management | For | For |
| 2b | Elect Director Abdel F. (Abby) Badwi | Management | For | For |
| 2c | Elect Director Eric Brown | Management | For | For |
| 2d | Elect Director Wesley Clark | Management | For | For |
| 2e | Elect Director David French | Management | For | For |
| 2f | Elect Director Jonathan Harris | Management | For | For |
| 2g | Elect Director Phillip Knoll | Management | For | For |
| 2h | Elect Director Ian B. McMurtrie | Management | For | For |
| 2i | Elect Director John B. Zaozirny | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| BONANZA CREEK ENERGY, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: BCEI SECURITY ID: 097793103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Carty | Management | For | For |
| 1.2 | Elect Director Marvin M. Chronister | Management | For | For |
| 1.3 | Elect Director Jeff E. Wojahn | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Hein & Associates LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| C&J ENERGY SERVICES LTD. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: CJES SECURITY ID: G3164Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| C&J ENERGY SERVICES, INC. MEETING DATE: MAR 20, 2015 | ||||
| TICKER: CJES SECURITY ID: 12467B304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 1A | Classify the Board of Directors | Management | For | Against |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| CANADIAN NATURAL RESOURCES LIMITED MEETING DATE: MAY 07, 2015 | ||||
| TICKER: CNQ SECURITY ID: 136385101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Frank J. McKenna, David A. Tuer, and Annette M. Verschuren as Directors | Management | For | For |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
| 1.4 | Elect Director Gary A. Filmon | Management | For | For |
| 1.5 | Elect Director Christopher L. Fong | Management | For | For |
| 1.6 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.8 | Elect Director Steve W. Laut | Management | For | For |
| 1.9 | Elect Director Frank J. McKenna | Management | For | For |
| 1.10 | Elect Director David A. Tuer | Management | For | For |
| 1.11 | Elect Director Annette M. Verschuren | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CARRIZO OIL & GAS, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: CRZO SECURITY ID: 144577103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director S.P. Johnson, IV | Management | For | For |
| 1.2 | Elect Director Steven A. Webster | Management | For | For |
| 1.3 | Elect Director Thomas L. Carter, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Fulton | Management | For | For |
| 1.5 | Elect Director F. Gardner Parker | Management | For | For |
| 1.6 | Elect Director Roger A. Ramsey | Management | For | For |
| 1.7 | Elect Director Frank A. Wojtek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHENIERE ENERGY, INC. MEETING DATE: SEP 11, 2014 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charif Souki | Management | For | For |
| 1.2 | Elect Director Vicky A. Bailey | Management | For | Against |
| 1.3 | Elect Director G. Andrea Botta | Management | For | For |
| 1.4 | Elect Director Keith F. Carney | Management | For | Against |
| 1.5 | Elect Director David I. Foley | Management | For | For |
| 1.6 | Elect Director Randy A. Foutch | Management | For | Against |
| 1.7 | Elect Director David B. Kilpatrick | Management | For | Against |
| 1.8 | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1.9 | Elect Director Neal A. Shear | Management | For | For |
| 1.10 | Elect Director Heather R. Zichal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| CHENIERE ENERGY, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charif Souki | Management | For | For |
| 1.2 | Elect Director Vicky A. Bailey | Management | For | For |
| 1.3 | Elect Director G. Andrea Botta | Management | For | For |
| 1.4 | Elect Director Nuno Brandolini | Management | For | For |
| 1.5 | Elect Director David I. Foley | Management | For | For |
| 1.6 | Elect Director David B. Kilpatrick | Management | For | For |
| 1.7 | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1.8 | Elect Director Neal A. Shear | Management | For | For |
| 1.9 | Elect Director Heather R. Zichal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| CHEVRON CORPORATION MEETING DATE: MAY 27, 2015 | ||||
| TICKER: CVX SECURITY ID: 166764100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alexander B. Cummings, Jr. | Management | For | For |
| 1b | Elect Director Linnet F. Deily | Management | For | For |
| 1c | Elect Director Robert E. Denham | Management | For | For |
| 1d | Elect Director Alice P. Gast | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director John G. Stumpf | Management | For | For |
| 1i | Elect Director Ronald D. Sugar | Management | For | For |
| 1j | Elect Director Inge G. Thulin | Management | For | For |
| 1k | Elect Director Carl Ware | Management | For | For |
| 1l | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Prohibit Political Spending | Shareholder | Against | Against |
| 7 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
| 8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 9 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
| 10 | Proxy Access | Shareholder | Against | Against |
| 11 | Require Independent Board Chairman | Shareholder | Against | Against |
| 12 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 13 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| CIMAREX ENERGY CO. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: XEC SECURITY ID: 171798101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph R. Albi | Management | For | For |
| 1.2 | Elect Director Michael J. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| CONCHO RESOURCES INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: CXO SECURITY ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven L. Beal | Management | For | For |
| 1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
| 1.3 | Elect Director Mark B. Puckett | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONOCOPHILLIPS MEETING DATE: MAY 12, 2015 | ||||
| TICKER: COP SECURITY ID: 20825C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard L. Armitage | Management | For | For |
| 1b | Elect Director Richard H. Auchinleck | Management | For | For |
| 1c | Elect Director Charles E. Bunch | Management | For | For |
| 1d | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1e | Elect Director John V. Faraci | Management | For | For |
| 1f | Elect Director Jody L. Freeman | Management | For | For |
| 1g | Elect Director Gay Huey Evans | Management | For | For |
| 1h | Elect Director Ryan M. Lance | Management | For | For |
| 1i | Elect Director Arjun N. Murti | Management | For | For |
| 1j | Elect Director Robert A. Niblock | Management | For | For |
| 1k | Elect Director Harald J. Norvik | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
| 6 | Remove or Adjust Reserve Metrics used for Executive Compensation | Shareholder | Against | Against |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| CONTINENTAL RESOURCES, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: CLR SECURITY ID: 212015101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lon McCain | Management | For | For |
| 1.2 | Elect Director Mark E. Monroe | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| DELEK US HOLDINGS, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: DK SECURITY ID: 246647101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Erza Uzi Yemin | Management | For | For |
| 1.2 | Elect Director William J. Finnerty | Management | For | For |
| 1.3 | Elect Director Carlos E. Jorda | Management | For | For |
| 1.4 | Elect Director Charles H. Leonard | Management | For | For |
| 1.5 | Elect Director Shlomo Zohar | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DIAMONDBACK ENERGY, INC. MEETING DATE: JUN 08, 2015 | ||||
| TICKER: FANG SECURITY ID: 25278X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. West | Management | For | For |
| 1.2 | Elect Director Travis D. Stice | Management | For | For |
| 1.3 | Elect Director Michael P. Cross | Management | For | For |
| 1.4 | Elect Director David L. Houston | Management | For | For |
| 1.5 | Elect Director Mark L. Plaumann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| DRIL-QUIP, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: DRQ SECURITY ID: 262037104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director L. H. Dick Robertson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DYNEGY INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: DYN SECURITY ID: 26817R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hilary E. Ackermann | Management | For | For |
| 1.2 | Elect Director Paul M. Barbas | Management | For | For |
| 1.3 | Elect Director Robert C. Flexon | Management | For | For |
| 1.4 | Elect Director Richard Lee Kuersteiner | Management | For | For |
| 1.5 | Elect Director Jeffrey S. Stein | Management | For | For |
| 1.6 | Elect Director John R. Sult | Management | For | For |
| 1.7 | Elect Director Pat Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ENCANA CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: ECA SECURITY ID: 292505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter A. Dea | Management | For | For |
| 1.2 | Elect Director Fred J. Fowler | Management | For | For |
| 1.3 | Elect Director Howard J. Mayson | Management | For | For |
| 1.4 | Elect Director Lee A. McIntire | Management | For | For |
| 1.5 | Elect Director Margaret A. McKenzie | Management | For | For |
| 1.6 | Elect Director Suzanne P. Nimocks | Management | For | For |
| 1.7 | Elect Director Jane L. Peverett | Management | For | For |
| 1.8 | Elect Director Brian G. Shaw | Management | For | For |
| 1.9 | Elect Director Douglas J. Suttles | Management | For | For |
| 1.10 | Elect Director Bruce G. Waterman | Management | For | For |
| 1.11 | Elect Director Clayton H. Woitas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Authorize New Class of Preferred Stock | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ENERGEN CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: EGN SECURITY ID: 29265N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William G. Hargett | Management | For | For |
| 1.2 | Elect Director Alan A. Kleier | Management | For | For |
| 1.3 | Elect Director Stephen A. Snider | Management | For | For |
| 1.4 | Elect Director Gary C. Youngblood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| 5 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | Abstain |
| EOG RESOURCES, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: EOG SECURITY ID: 26875P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Janet F. Clark | Management | For | For |
| 1.1b | Elect Director Charles R. Crisp | Management | For | For |
| 1.1c | Elect Director James C. Day | Management | For | For |
| 1.1d | Elect Director H. Leighton Steward | Management | For | For |
| 1.1e | Elect Director Donald F. Textor | Management | For | For |
| 1.1f | Elect Director William R. Thomas | Management | For | For |
| 1.1g | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| 5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| EVOLUTION PETROLEUM CORPORATION MEETING DATE: DEC 04, 2014 | ||||
| TICKER: EPM SECURITY ID: 30049A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward J. DiPaolo | Management | For | For |
| 1.2 | Elect Director William E. Dozier | Management | For | For |
| 1.3 | Elect Director Robert S. Herlin | Management | For | For |
| 1.4 | Elect Director Kelly W. Loyd | Management | For | For |
| 1.5 | Elect Director Gene G. Stoever | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| EXXON MOBIL CORPORATION MEETING DATE: MAY 27, 2015 | ||||
| TICKER: XOM SECURITY ID: 30231G102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Boskin | Management | For | For |
| 1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Larry R. Faulkner | Management | For | For |
| 1.5 | Elect Director Jay S. Fishman | Management | For | For |
| 1.6 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.8 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.10 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Director Rex W. Tillerson | Management | For | For |
| 1.12 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 7 | Increase the Number of Females on the Board | Shareholder | Against | Against |
| 8 | Disclose Percentage of Females at Each Percentile of Compensation | Shareholder | Against | Against |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 10 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 11 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
| FMC TECHNOLOGIES, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: FTI SECURITY ID: 30249U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mike R. Bowlin | Management | For | For |
| 1b | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1c | Elect Director Eleazar de Carvalho Filho | Management | For | For |
| 1d | Elect Director C. Maury Devine | Management | For | For |
| 1e | Elect Director Claire S. Farley | Management | For | For |
| 1f | Elect Director John T. Gremp | Management | For | For |
| 1g | Elect Director Thomas M. Hamilton | Management | For | For |
| 1h | Elect Director Peter Mellbye | Management | For | For |
| 1i | Elect Director Joseph H. Netherland | Management | For | For |
| 1j | Elect Director Peter Oosterveer | Management | For | For |
| 1k | Elect Director Richard A. Pattarozzi | Management | For | For |
| 1l | Elect Director James M. Ringler | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FRANK'S INTERNATIONAL N.V. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: FI SECURITY ID: N33462107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald Keith Mosing | Management | For | For |
| 1b | Elect Director Steven B. Mosing | Management | For | For |
| 1c | Elect Director Kirkland D. Mosing | Management | For | For |
| 1d | Elect Director William B. Berry | Management | For | For |
| 1e | Elect Director Sheldon R. Erikson | Management | For | For |
| 1f | Elect Director Gary P. Luquette | Management | For | For |
| 1g | Elect Director Michael C. Kearney | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8A | Authorize Management to Repurchase Shares | Management | For | For |
| 8B | Approve Cancellation of Repurchased Shares | Management | For | For |
| 8C | Ratify Share Repurchases Prior to AGM within Framework of Share Based Compensation | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| GOLAR LNG LIMITED MEETING DATE: SEP 19, 2014 | ||||
| TICKER: GLNG SECURITY ID: G9456A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect John Fredriksen as Director | Management | For | Against |
| 2 | Reelect Kate Blankenship as Director | Management | For | For |
| 3 | Reelect Hans Petter Aas as Director | Management | For | For |
| 4 | Reelect Tor Olav Troim as Director | Management | For | Against |
| 5 | Reelect Georgina E. Sousa as Director | Management | For | Against |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Reappoint Ernst & Young LLP of London, England as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| GULFPORT ENERGY CORPORATION MEETING DATE: JUN 18, 2015 | ||||
| TICKER: GPOR SECURITY ID: 402635304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael G. Moore | Management | For | For |
| 1.2 | Elect Director Donald L. Dillingham | Management | For | For |
| 1.3 | Elect Director Craig Groeschel | Management | For | For |
| 1.4 | Elect Director David L. Houston | Management | For | For |
| 1.5 | Elect Director Ben T. Morris | Management | For | For |
| 1.6 | Elect Director Scott E. Streller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| HALLIBURTON COMPANY MEETING DATE: MAR 27, 2015 | ||||
| TICKER: HAL SECURITY ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| IMPERIAL OIL LIMITED MEETING DATE: APR 30, 2015 | ||||
| TICKER: IMO SECURITY ID: 453038408 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2.1 | Elect Director K.T. (Krystyna) Hoeg | Management | For | For |
| 2.2 | Elect Director R.M. (Richard) Kruger | Management | For | For |
| 2.3 | Elect Director J.M. (Jack) Mintz | Management | For | For |
| 2.4 | Elect Director D.S. (David) Sutherland | Management | For | For |
| 2.5 | Elect Director S.D. (Sheelagh) Whittaker | Management | For | For |
| 2.6 | Elect Director D.G. (Jerry) Wascom | Management | For | For |
| 2.7 | Elect Director V.L. (Victor) Young | Management | For | For |
| KINDER MORGAN, INC. MEETING DATE: NOV 20, 2014 | ||||
| TICKER: KMI SECURITY ID: 49456B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Issue Shares in Connection with Mergers | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| KINDER MORGAN, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: KMI SECURITY ID: 49456B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Kinder | Management | For | For |
| 1.2 | Elect Director Steven J. Kean | Management | For | For |
| 1.3 | Elect Director Ted A. Gardner | Management | For | For |
| 1.4 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 1.5 | Elect Director Gary L. Hultquist | Management | For | For |
| 1.6 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
| 1.7 | Elect Director Deborah A. MacDonald | Management | For | For |
| 1.8 | Elect Director Michael J. Miller | Management | For | For |
| 1.9 | Elect Director Michael C. Morgan | Management | For | For |
| 1.10 | Elect Director Arthur C. Reichstetter | Management | For | For |
| 1.11 | Elect Director Fayez Sarofim | Management | For | For |
| 1.12 | Elect Director C. Park Shaper | Management | For | For |
| 1.13 | Elect Director William A. Smith | Management | For | For |
| 1.14 | Elect Director Joel V. Staff | Management | For | For |
| 1.15 | Elect Director Robert F. Vagt | Management | For | For |
| 1.16 | Elect Director Perry M. Waughtal | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Amend Charter to Eliminate Inapplicable Provisions | Management | For | For |
| 7 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | Abstain |
| 8 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| 9 | Report on Sustainability | Shareholder | Against | Abstain |
| KODIAK OIL & GAS CORP. MEETING DATE: DEC 03, 2014 | ||||
| TICKER: KOG SECURITY ID: 50015Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Continuance of Company [YBCA to BCBCA] | Management | For | For |
| 2 | Approve Arrangement Agreement | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| KOSMOS ENERGY LTD. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: KOS SECURITY ID: G5315B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew G. Inglis | Management | For | For |
| 1.2 | Elect Director Brian F. Maxted | Management | For | For |
| 1.3 | Elect Director Richard B. Dearlove | Management | For | For |
| 1.4 | Elect Director David I. Foley | Management | For | For |
| 1.5 | Elect Director David B. Krieger | Management | For | For |
| 1.6 | Elect Director Joseph P. Landy | Management | For | For |
| 1.7 | Elect Director Prakash A. Melwani | Management | For | For |
| 1.8 | Elect Director Adebayo ('Bayo') O. Ogunlesi | Management | For | For |
| 1.9 | Elect Director Chris Tong | Management | For | For |
| 1.10 | Elect Director Christopher A. Wright | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MAGELLAN MIDSTREAM PARTNERS, L.P. MEETING DATE: APR 23, 2015 | ||||
| TICKER: MMP SECURITY ID: 559080106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert G. Croyle | Management | For | For |
| 1.2 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.3 | Elect Director Barry R. Pearl | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MARATHON OIL CORPORATION MEETING DATE: APR 29, 2015 | ||||
| TICKER: MRO SECURITY ID: 565849106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1.1b | Elect Director Pierre Brondeau | Management | For | For |
| 1.1c | Elect Director Chadwick C. Deaton | Management | For | For |
| 1.1d | Elect Director Marcela E. Donadio | Management | For | For |
| 1.1e | Elect Director Philip Lader | Management | For | For |
| 1.1f | Elect Director Michael E. J. Phelps | Management | For | For |
| 1.1g | Elect Director Dennis H. Reilley | Management | For | For |
| 1.1h | Elect Director Lee M. Tillman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| 5 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | Abstain |
| MARATHON PETROLEUM CORPORATION MEETING DATE: APR 29, 2015 | ||||
| TICKER: MPC SECURITY ID: 56585A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Daberko | Management | For | For |
| 1.2 | Elect Director Donna A. James | Management | For | For |
| 1.3 | Elect Director James E. Rohr | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| MEMORIAL RESOURCE DEVELOPMENT CORP. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: MRD SECURITY ID: 58605Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tony R. Weber | Management | For | For |
| 1b | Elect Director John A. Weinzierl | Management | For | For |
| 1c | Elect Director Scott A. Gieselman | Management | For | For |
| 1d | Elect Director Kenneth A. Hersh | Management | For | For |
| 1e | Elect Director Robert A. Innamorati | Management | For | For |
| 1f | Elect Director Carol Lee O'Neill | Management | For | For |
| 1g | Elect Director Pat Wood, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| NEWFIELD EXPLORATION COMPANY MEETING DATE: MAY 15, 2015 | ||||
| TICKER: NFX SECURITY ID: 651290108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lee K. Boothby | Management | For | For |
| 1b | Elect Director Pamela J. Gardner | Management | For | For |
| 1c | Elect Director John Randolph Kemp, III | Management | For | For |
| 1d | Elect Director Steven W. Nance | Management | For | For |
| 1e | Elect Director Thomas G. Ricks | Management | For | For |
| 1f | Elect Director Juanita M. Romans | Management | For | For |
| 1g | Elect Director John W. Schanck | Management | For | For |
| 1h | Elect Director J. Terry Strange | Management | For | For |
| 2 | Ratify PricewaterhousCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5A | Amend Omnibus Stock Plan | Management | For | For |
| 5B | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6A | Increase Authorized Common Stock | Management | For | For |
| 6B | Increase Authorized Preferred Stock | Management | For | Against |
| NOBLE ENERGY, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: NBL SECURITY ID: 655044105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1.2 | Elect Director Michael A. Cawley | Management | For | For |
| 1.3 | Elect Director Edward F. Cox | Management | For | For |
| 1.4 | Elect Director Thomas J. Edelman | Management | For | For |
| 1.5 | Elect Director Eric P. Grubman | Management | For | For |
| 1.6 | Elect Director Kirby L. Hedrick | Management | For | For |
| 1.7 | Elect Director David L. Stover | Management | For | For |
| 1.8 | Elect Director Scott D. Urban | Management | For | For |
| 1.9 | Elect Director William T. Van Kleef | Management | For | For |
| 1.10 | Elect Director Molly K. Williamson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 8 | Report on Impacts of and Plans to Align with Global Climate Change Policy | Shareholder | Against | Abstain |
| NORTHERN OIL AND GAS, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: NOG SECURITY ID: 665531109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Reger | Management | For | For |
| 1.2 | Elect Director Lisa Bromiley | Management | For | For |
| 1.3 | Elect Director Robert Grabb | Management | For | For |
| 1.4 | Elect Director Delos Cy Jamison | Management | For | For |
| 1.5 | Elect Director Jack King | Management | For | For |
| 1.6 | Elect Director Richard Weber | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OCEAN RIG UDW INC. MEETING DATE: DEC 01, 2014 | ||||
| TICKER: ORIG SECURITY ID: Y64354205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect George Economou as Director | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| OCEAN RIG UDW INC. MEETING DATE: JUN 15, 2015 | ||||
| TICKER: ORIG SECURITY ID: Y64354205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John Liveris as Director | Management | For | For |
| 1.2 | Elect Prokopios (Akis) Tsirigakis as Director | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: OII SECURITY ID: 675232102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Huff | Management | For | For |
| 1.2 | Elect Director M. Kevin McEvoy | Management | For | For |
| 1.3 | Elect Director Steven A. Webster | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ODFJELL DRILLING LTD. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Carl-Erik Haavaldsen as Director | Management | For | For |
| 2 | Elect Helene Odfjell as Director | Management | For | For |
| 3 | Elect Bengt Lie Hansen as Director | Management | For | For |
| 4 | Elect Henry Hamilton III as Director | Management | For | For |
| 5 | Elect Kirk L. Davis as Director | Management | For | For |
| 6 | Dissolve Nominating Committee | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| ONEOK, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: OKE SECURITY ID: 682680103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James C. Day | Management | For | For |
| 1.2 | Elect Director Julie H. Edwards | Management | For | For |
| 1.3 | Elect Director William L. Ford | Management | For | For |
| 1.4 | Elect Director John W. Gibson | Management | For | For |
| 1.5 | Elect Director Steven J. Malcolm | Management | For | For |
| 1.6 | Elect Director Jim W. Mogg | Management | For | For |
| 1.7 | Elect Director Pattye L. Moore | Management | For | For |
| 1.8 | Elect Director Gary D. Parker | Management | For | For |
| 1.9 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 1.10 | Elect Director Terry K. Spencer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PARAMOUNT RESOURCES LTD. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: POU SECURITY ID: 699320206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clayton Riddell | Management | For | For |
| 1.2 | Elect Director John Gorman | Management | For | For |
| 1.3 | Elect Director John Roy | Management | For | For |
| 1.4 | Elect Director James Riddell | Management | For | For |
| 1.5 | Elect Director Dirk Junge | Management | For | For |
| 1.6 | Elect Director James Bell | Management | For | For |
| 1.7 | Elect Director David Knott | Management | For | For |
| 1.8 | Elect Director Thomas Claugus | Management | For | For |
| 1.9 | Elect Director Susan Riddell Rose | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| PARSLEY ENERGY, INC. MEETING DATE: JUN 19, 2015 | ||||
| TICKER: PE SECURITY ID: 701877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Chris Carter | Management | For | For |
| 1B | Elect Director Hemang Desai | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| PDC ENERGY, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: PDCE SECURITY ID: 69327R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Crisafio | Management | For | For |
| 1.2 | Elect Director Kimberly Luff Wakim | Management | For | For |
| 1.3 | Elect Director Barton R. Brookman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change State of Incorporation form Nevada to Delaware | Management | For | For |
| PEABODY ENERGY CORPORATION MEETING DATE: MAY 04, 2015 | ||||
| TICKER: BTU SECURITY ID: 704549104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director Glenn L. Kellow | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director Michael W. Sutherlin | Management | For | For |
| 1.10 | Elect Director John F. Turner | Management | For | For |
| 1.11 | Elect Director Sandra A. Van Trease | Management | For | For |
| 1.12 | Elect Director Heather A. Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| PEYTO EXPLORATION & DEVELOPMENT CORP. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: PEY SECURITY ID: 717046106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Donald Gray | Management | For | Withhold |
| 2.2 | Elect Director Michael MacBean | Management | For | For |
| 2.3 | Elect Director Brian Davis | Management | For | For |
| 2.4 | Elect Director Darren Gee | Management | For | For |
| 2.5 | Elect Director Gregory Fletcher | Management | For | For |
| 2.6 | Elect Director Stephen Chetner | Management | For | For |
| 2.7 | Elect Director Scott Robinson | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 20, 2015 | ||||
| TICKER: PXD SECURITY ID: 723787107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.2 | Elect Director Andrew F. Cates | Management | For | For |
| 1.3 | Elect Director Timothy L. Dove | Management | For | For |
| 1.4 | Elect Director Phillip A. Gobe | Management | For | For |
| 1.5 | Elect Director Larry R. Grillot | Management | For | For |
| 1.6 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.7 | Elect Director Royce W. Mitchell | Management | For | For |
| 1.8 | Elect Director Frank A. Risch | Management | For | For |
| 1.9 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.10 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.11 | Elect Director Phoebe A. Wood | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| RICE ENERGY INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: RICE SECURITY ID: 762760106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel J. Rice, IV | Management | For | For |
| 1.2 | Elect Director James W. Christmas | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| RSP PERMIAN, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: RSPP SECURITY ID: 74978Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ted Collins, Jr. | Management | For | For |
| 1.2 | Elect Director Kenneth V. Huseman | Management | For | For |
| 1.3 | Elect Director Michael W. Wallace | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| SCHLUMBERGER LIMITED MEETING DATE: APR 08, 2015 | ||||
| TICKER: SLB SECURITY ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Peter L.S. Currie as Director | Management | For | For |
| 1b | Elect K. Vaman Kamath as Director | Management | For | For |
| 1c | Elect V. Maureen Kempston Darkes as Director | Management | For | For |
| 1d | Elect Paal Kibsgaard as Director | Management | For | For |
| 1e | Elect Nikolay Kudryavtsev as Director | Management | For | For |
| 1f | Elect Michael E. Marks as Director | Management | For | For |
| 1g | Elect Indra K. Nooyi as Director | Management | For | For |
| 1h | Elect Lubna S. Olayan as Director | Management | For | For |
| 1i | Elect Leo Rafael Reif as Director | Management | For | For |
| 1j | Elect Tore I. Sandvold as Director | Management | For | For |
| 1k | Elect Henri Seydoux as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SEMGROUP CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: SEMG SECURITY ID: 81663A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald A. Ballschmiede | Management | For | For |
| 1.2 | Elect Director Sarah M. Barpoulis | Management | For | For |
| 1.3 | Elect Director John F. Chlebowski | Management | For | For |
| 1.4 | Elect Director Carlin G. Conner | Management | For | For |
| 1.5 | Elect Director Karl F. Kurz | Management | For | For |
| 1.6 | Elect Director James H. Lytal | Management | For | For |
| 1.7 | Elect Director Thomas R. McDaniel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| SM ENERGY COMPANY MEETING DATE: MAY 19, 2015 | ||||
| TICKER: SM SECURITY ID: 78454L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry W. Bickle | Management | For | For |
| 1.2 | Elect Director Stephen R. Brand | Management | For | For |
| 1.3 | Elect Director William J. Gardiner | Management | For | For |
| 1.4 | Elect Director Loren M. Leiker | Management | For | For |
| 1.5 | Elect Director Javan D. Ottoson | Management | For | For |
| 1.6 | Elect Director Ramiro G. Peru | Management | For | For |
| 1.7 | Elect Director Julio M. Quintana | Management | For | For |
| 1.8 | Elect Director Rose M. Robeson | Management | For | For |
| 1.9 | Elect Director William D. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SYNERGY RESOURCES CORPORATION MEETING DATE: JAN 21, 2015 | ||||
| TICKER: SYRG SECURITY ID: 87164P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ed Holloway | Management | For | For |
| 1.2 | Elect Director William E. Scaff, Jr. | Management | For | For |
| 1.3 | Elect Director Rick A. Wilber | Management | For | Withhold |
| 1.4 | Elect Director Raymond E. McElhaney | Management | For | Withhold |
| 1.5 | Elect Director Bill M. Conrad | Management | For | Withhold |
| 1.6 | Elect Director George Seward | Management | For | For |
| 1.7 | Elect Director R.W. Noffsinger III | Management | For | Withhold |
| 1.8 | Elect Director Jack Aydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| TAG OIL LTD. MEETING DATE: JAN 27, 2015 | ||||
| TICKER: TAO SECURITY ID: 87377N200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Five | Management | For | For |
| 2.1 | Elect Director Garth Johnson | Management | For | For |
| 2.2 | Elect Director Alex Guidi | Management | For | For |
| 2.3 | Elect Director Keith Hill | Management | For | For |
| 2.4 | Elect Director Douglas Ellenor | Management | For | For |
| 2.5 | Elect Director Ken Vidalin | Management | For | For |
| 3 | Approve DeVisser Gray LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Advance Notice Policy | Management | For | For |
| TARGA RESOURCES CORP. MEETING DATE: FEB 20, 2015 | ||||
| TICKER: TRGP SECURITY ID: 87612G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| TARGA RESOURCES CORP. MEETING DATE: MAY 18, 2015 | ||||
| TICKER: TRGP SECURITY ID: 87612G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joe Bob Perkins | Management | For | For |
| 1.2 | Elect Director Ershel C. Redd, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| TESORO CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: TSO SECURITY ID: 881609101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney F. Chase | Management | For | For |
| 1.2 | Elect Director Gregory J. Goff | Management | For | For |
| 1.3 | Elect Director Robert W. Goldman | Management | For | For |
| 1.4 | Elect Director David Lilley | Management | For | For |
| 1.5 | Elect Director Mary Pat McCarthy | Management | For | For |
| 1.6 | Elect Director J.W. Nokes | Management | For | For |
| 1.7 | Elect Director Susan Tomasky | Management | For | For |
| 1.8 | Elect Director Michael E. Wiley | Management | For | For |
| 1.9 | Elect Director Patrick Y. Yang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: WMB SECURITY ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.4 | Elect Director John A. Hagg | Management | For | For |
| 1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 1.6 | Elect Director Ralph Izzo | Management | For | For |
| 1.7 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.8 | Elect Director Eric W. Mandelblatt | Management | For | For |
| 1.9 | Elect Director Keith A. Meister | Management | For | For |
| 1.10 | Elect Director Steven W. Nance | Management | For | For |
| 1.11 | Elect Director Murray D. Smith | Management | For | For |
| 1.12 | Elect Director Janice D. Stoney | Management | For | For |
| 1.13 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TOTAL ENERGY SERVICES INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: TOT SECURITY ID: 89154B102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory S. Fletcher | Management | For | For |
| 1.2 | Elect Director Daniel K. Halyk | Management | For | For |
| 1.3 | Elect Director Randy S. Kwasnicia | Management | For | For |
| 1.4 | Elect Director Gregory Melchin | Management | For | For |
| 1.5 | Elect Director Bruce L. Pachkowski | Management | For | For |
| 1.6 | Elect Director Andrew Wiswell | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve 2015 Share Option Plan | Management | For | For |
| UNIT CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: UNT SECURITY ID: 909218109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John G. Nikkel | Management | For | For |
| 1.2 | Elect Director Robert J. Sullivan, Jr. | Management | For | For |
| 1.3 | Elect Director Gary R. Christopher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VALERO ENERGY CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: VLO SECURITY ID: 91913Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Jerry D. Choate | Management | For | For |
| 1.1b | Elect Director Joseph W. Gorder | Management | For | For |
| 1.1c | Elect Director Deborah P. Majoras | Management | For | For |
| 1.1d | Elect Director Donald L. Nickles | Management | For | For |
| 1.1e | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1.1f | Elect Director Robert A. Profusek | Management | For | For |
| 1.1g | Elect Director Susan Kaufman Purcell | Management | For | For |
| 1.1h | Elect Director Stephen M. Waters | Management | For | For |
| 1.1i | Elect Director Randall J. Weisenburger | Management | For | For |
| 1.1j | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| VANTAGE DRILLING COMPANY MEETING DATE: SEP 16, 2014 | ||||
| TICKER: VTG SECURITY ID: G93205113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Paul A. Bragg as Director | Management | For | For |
| 1.2 | Elect Steven Bradshaw as Director | Management | For | For |
| 1.3 | Elect Jorge E. Estrada as Director | Management | For | For |
| 1.4 | Elect Robert F. Grantham as Director | Management | For | For |
| 1.5 | Elect Marcelo D. Guiscardo as Director | Management | For | For |
| 1.6 | Elect Ong Tian Khiam as Director | Management | For | For |
| 1.7 | Elect Duke R. Ligon as Director | Management | For | For |
| 1.8 | Elect John C.G. O'Leary as Director | Management | For | For |
| 1.9 | Elect Steinar Thomassen as Director | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WEATHERFORD INTERNATIONAL PLC MEETING DATE: JUN 16, 2015 | ||||
| TICKER: WFT SECURITY ID: G48833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mohamed A. Awad | Management | For | For |
| 1b | Elect Director David J. Butters | Management | For | For |
| 1c | Elect Director Bernard J. Duroc-Danner | Management | For | For |
| 1d | Elect Director John D. Gass | Management | For | For |
| 1e | Elect Director Emyr Jones Parry | Management | For | For |
| 1f | Elect Director Francis S. Kalman | Management | For | For |
| 1g | Elect Director William E. Macaulay | Management | For | For |
| 1h | Elect Director Robert K. Moses, Jr. | Management | For | For |
| 1i | Elect Director Guillermo Ortiz | Management | For | For |
| 1j | Elect Director Robert A. Rayne | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Authorize Holding of 2016 Annual General Meeting Outside of Ireland | Management | For | For |
| WHITING PETROLEUM CORPORATION MEETING DATE: DEC 03, 2014 | ||||
| TICKER: WLL SECURITY ID: 966387102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| WHITING PETROLEUM CORPORATION MEETING DATE: JUN 02, 2015 | ||||
| TICKER: WLL SECURITY ID: 966387102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Volker | Management | For | For |
| 1.2 | Elect Director William N. Hahne | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WORLD FUEL SERVICES CORPORATION MEETING DATE: MAY 29, 2015 | ||||
| TICKER: INT SECURITY ID: 981475106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Kasbar | Management | For | For |
| 1.2 | Elect Director Ken Bakshi | Management | For | For |
| 1.3 | Elect Director Jorge L. Benitez | Management | For | For |
| 1.4 | Elect Director Richard A. Kassar | Management | For | For |
| 1.5 | Elect Director Myles Klein | Management | For | For |
| 1.6 | Elect Director John L. Manley | Management | For | For |
| 1.7 | Elect Director J. Thomas Presby | Management | For | For |
| 1.8 | Elect Director Stephen K. Roddenberry | Management | For | For |
| 1.9 | Elect Director Paul H. Stebbins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| XTREME DRILLING AND COIL SERVICES CORP. MEETING DATE: APR 22, 2015 | ||||
| TICKER: XDC �� SECURITY ID: 98419V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Elect Director Randolph M. Charron | Management | For | For |
| 3 | Elect Director Douglas A. Dafoe | Management | For | For |
| 4 | Elect Director J. William Franklin, Jr. | Management | For | For |
| 5 | Elect Director James B. Renfroe, Jr. | Management | For | For |
| 6 | Elect Director Jan Erik Vollebregt | Management | For | For |
| 7 | Elect Director David W. Wehlmann | Management | For | For |
| 8 | Elect Director Thomas D. Wood | Management | For | For |
| 9 | Fix Number of Directors at Seven | Management | For | For |
| 10 | Re-approve Stock Option Plan and Incentive and Retention Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENERGY SERVICE PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| BAKER HUGHES INCORPORATED MEETING DATE: MAR 27, 2015 | ||||
| TICKER: BHI SECURITY ID: 057224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| BAKER HUGHES INCORPORATED MEETING DATE: MAY 14, 2015 | ||||
| TICKER: BHI SECURITY ID: 057224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Larry D. Brady | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Martin S. Craighead | Management | For | For |
| 1e | Elect Director William H. Easter, III | Management | For | For |
| 1f | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1g | Elect Director Anthony G. Fernandes | Management | For | For |
| 1h | Elect Director Claire W. Gargalli | Management | For | For |
| 1i | Elect Director Pierre H. Jungels | Management | For | For |
| 1j | Elect Director James A. Lash | Management | For | For |
| 1k | Elect Director J. Larry Nichols | Management | For | For |
| 1l | Elect Director James W. Stewart | Management | For | For |
| 1m | Elect Director Charles L. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BW OFFSHORE LIMITED MEETING DATE: MAY 21, 2015 | ||||
| TICKER: BWO SECURITY ID: G1190N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Ten | Management | For | For |
| 2a | Elect Andreas Sohmen-Pao as Director | Management | For | For |
| 2b | Elect Ronny Langeland as Director | Management | For | For |
| 2c | Elect Maarten Scholten as Director | Management | For | For |
| 2d | Elect Christophe Pettenati-Auziere as Director | Management | For | For |
| 2e | Elect Clare Spottiswoode as Director | Management | For | For |
| 2f | Elect Carsten Mortensen as Director | Management | For | For |
| 3 | Authorize Board to Fill Vacancies | Management | For | Abstain |
| 4 | Approve Revised Guidelines for Nomination Committee | Management | For | For |
| 5 | Approve Remuneration of Directors in the Amount of USD 80,000 for the Chairman, USD 70,000 for the Deputy Chairman, and USD 60,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 6 | Approve EY as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| C&J ENERGY SERVICES LTD. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: CJES SECURITY ID: G3164Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| C&J ENERGY SERVICES, INC. MEETING DATE: MAR 20, 2015 | ||||
| TICKER: CJES SECURITY ID: 12467B304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 1A | Classify the Board of Directors | Management | For | Against |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| CAMERON INTERNATIONAL CORPORATION MEETING DATE: MAY 08, 2015 | ||||
| TICKER: CAM SECURITY ID: 13342B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director H. Paulett Eberhart | Management | For | For |
| 1.2 | Elect Director Peter J. Fluor | Management | For | For |
| 1.3 | Elect Director Douglas L. Foshee | Management | For | For |
| 1.4 | Elect Director Rodolfo Landim | Management | For | For |
| 1.5 | Elect Director Jack B. Moore | Management | For | For |
| 1.6 | Elect Director Michael E. Patrick | Management | For | For |
| 1.7 | Elect Director Timothy J. Probert | Management | For | For |
| 1.8 | Elect Director Jon Erik Reinhardsen | Management | For | For |
| 1.9 | Elect Director R. Scott Rowe | Management | For | For |
| 1.10 | Elect Director Brent J. Smolik | Management | For | For |
| 1.11 | Elect Director Bruce W. Wilkinson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CATHEDRAL ENERGY SERVICES LTD. MEETING DATE: MAY 11, 2015 | ||||
| TICKER: CET SECURITY ID: 14916J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director P. Scott MacFarlane | Management | For | For |
| 2.2 | Elect Director Randy H. Pustanyk | Management | For | For |
| 2.3 | Elect Director Rod Maxwell | Management | For | For |
| 2.4 | Elect Director Scott Sarjeant | Management | For | For |
| 2.5 | Elect Director Jay Zammit | Management | For | For |
| 2.6 | Elect Director Robert L. Chaisson | Management | For | For |
| 2.7 | Elect Director Ian S. Brown | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| CHC GROUP LTD. MEETING DATE: SEP 11, 2014 | ||||
| TICKER: HELI SECURITY ID: G07021101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Lewis | Management | For | For |
| 1.2 | Elect Director John Mogford | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| CHC GROUP LTD. MEETING DATE: NOV 07, 2014 | ||||
| TICKER: HELI SECURITY ID: G07021101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 2 | Approve Grant of Preemptive Rights | Management | For | For |
| 3 | Amend Articles | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| CORE LABORATORIES N.V. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: CLB SECURITY ID: N22717107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Richard L. Bergmark as Director | Management | For | For |
| 1.1b | Elect Margaret Ann van Kempen as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Ratify KPMG LLP as Auditors | Management | For | For |
| DRIL-QUIP, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: DRQ SECURITY ID: 262037104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director L. H. Dick Robertson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENSCO PLC MEETING DATE: MAY 18, 2015 | ||||
| TICKER: ESV SECURITY ID: G3157S106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Re-elect J. Roderick Clark as Director | Management | For | For |
| 1b | Re-elect Roxanne J. Decyk as Director | Management | For | For |
| 1c | Re-elect Mary E. Francis as Director | Management | For | For |
| 1d | Re-elect C. Christopher Gaut as Director | Management | For | For |
| 1e | Re-elect Gerald W. Haddock as Director | Management | For | For |
| 1f | Re-elect Francis S. Kalman as Director | Management | For | For |
| 1g | Re-elect Keith O. Rattie as Director | Management | For | For |
| 1h | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
| 1i | Re-elect Carl G. Trowell as Director | Management | For | For |
| 2 | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Management | For | For |
| 3 | Ratify KPMG as US Independent Auditor | Management | For | For |
| 4 | Appoint KPMG LLP as UK Statutory Auditor | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 11 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| ENTERPRISE GROUP, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: E SECURITY ID: 29373A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leonard D. Jaroszuk | Management | For | For |
| 1b | Elect Director John Pinsent | Management | For | For |
| 1c | Elect Director Desmond O'Kell | Management | For | For |
| 1d | Elect Director John Campbell | Management | For | For |
| 1e | Elect Director Neil Darling | Management | For | For |
| 2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| 4 | Approve Repricing of Options | Management | For | Against |
| 5 | Approve Stock Consolidation | Management | For | For |
| FMC TECHNOLOGIES, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: FTI SECURITY ID: 30249U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mike R. Bowlin | Management | For | For |
| 1b | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1c | Elect Director Eleazar de Carvalho Filho | Management | For | For |
| 1d | Elect Director C. Maury Devine | Management | For | For |
| 1e | Elect Director Claire S. Farley | Management | For | For |
| 1f | Elect Director John T. Gremp | Management | For | For |
| 1g | Elect Director Thomas M. Hamilton | Management | For | For |
| 1h | Elect Director Peter Mellbye | Management | For | For |
| 1i | Elect Director Joseph H. Netherland | Management | For | For |
| 1j | Elect Director Peter Oosterveer | Management | For | For |
| 1k | Elect Director Richard A. Pattarozzi | Management | For | For |
| 1l | Elect Director James M. Ringler | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FORBES ENERGY SERVICES LTD. MEETING DATE: JUN 05, 2015 | ||||
| TICKER: FES SECURITY ID: 345143101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale W. Bossert | Management | For | For |
| 1.2 | Elect Director Travis H. Burris | Management | For | For |
| 1.3 | Elect Director John E. Crisp | Management | For | For |
| 1.4 | Elect Director Charles C. Forbes, Jr. | Management | For | For |
| 1.5 | Elect Director Ted A. Izatt | Management | For | For |
| 1.6 | Elect Director William W. Sherrill | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FORUM ENERGY TECHNOLOGIES, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: FET SECURITY ID: 34984V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael McShane | Management | For | For |
| 1.2 | Elect Director Terence M. O ' Toole | Management | For | For |
| 1.3 | Elect Director Louis A. Raspino | Management | For | For |
| 1.4 | Elect Director John Schmitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FRANK'S INTERNATIONAL N.V. MEETING DATE: JAN 23, 2015 | ||||
| TICKER: FI SECURITY ID: N33462107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director William B. Berry | Management | For | For |
| FRANK'S INTERNATIONAL N.V. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: FI SECURITY ID: N33462107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald Keith Mosing | Management | For | For |
| 1b | Elect Director Steven B. Mosing | Management | For | For |
| 1c | Elect Director Kirkland D. Mosing | Management | For | For |
| 1d | Elect Director William B. Berry | Management | For | For |
| 1e | Elect Director Sheldon R. Erikson | Management | For | For |
| 1f | Elect Director Gary P. Luquette | Management | For | For |
| 1g | Elect Director Michael C. Kearney | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8A | Authorize Management to Repurchase Shares | Management | For | For |
| 8B | Approve Cancellation of Repurchased Shares | Management | For | For |
| 8C | Ratify Share Repurchases Prior to AGM within Framework of Share Based Compensation | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| GOLAR LNG LIMITED MEETING DATE: SEP 19, 2014 | ||||
| TICKER: GLNG SECURITY ID: G9456A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect John Fredriksen as Director | Management | For | Against |
| 2 | Reelect Kate Blankenship as Director | Management | For | For |
| 3 | Reelect Hans Petter Aas as Director | Management | For | For |
| 4 | Reelect Tor Olav Troim as Director | Management | For | Against |
| 5 | Reelect Georgina E. Sousa as Director | Management | For | Against |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Reappoint Ernst & Young LLP of London, England as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| GULFMARK OFFSHORE, INC. MEETING DATE: JUN 05, 2015 | ||||
| TICKER: GLF SECURITY ID: 402629208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter I. Bijur | Management | For | For |
| 1.2 | Elect Director David J. Butters | Management | For | For |
| 1.3 | Elect Director Brian R. Ford | Management | For | For |
| 1.4 | Elect Director Sheldon S. Gordon | Management | For | For |
| 1.5 | Elect Director Quintin V. Kneen | Management | For | For |
| 1.6 | Elect Director Steven W. Kohlhagen | Management | For | For |
| 1.7 | Elect Director Rex C. Ross | Management | For | For |
| 1.8 | Elect Director Charles K. Valutas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| HALLIBURTON COMPANY MEETING DATE: MAR 27, 2015 | ||||
| TICKER: HAL SECURITY ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| HALLIBURTON COMPANY MEETING DATE: MAY 20, 2015 | ||||
| TICKER: HAL SECURITY ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1.2 | Elect Director Alan M. Bennett | Management | For | For |
| 1.3 | Elect Director James R. Boyd | Management | For | For |
| 1.4 | Elect Director Milton Carroll | Management | For | For |
| 1.5 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.6 | Elect Director Murry S. Gerber | Management | For | For |
| 1.7 | Elect Director Jose C. Grubisich | Management | For | For |
| 1.8 | Elect Director David J. Lesar | Management | For | For |
| 1.9 | Elect Director Robert A. Malone | Management | For | For |
| 1.10 | Elect Director J. Landis Martin | Management | For | For |
| 1.11 | Elect Director Jeffrey A. Miller | Management | For | For |
| 1.12 | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| INDEPENDENCE CONTRACT DRILLING, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: ICD SECURITY ID: 453415309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1.2 | Elect Director Byron A. Dunn | Management | For | For |
| 1.3 | Elect Director Arthur Einav | Management | For | For |
| 1.4 | Elect Director Matthew D. Fitzgerald | Management | For | For |
| 1.5 | Elect Director Edward S. Jacob, III | Management | For | For |
| 1.6 | Elect Director Daniel F. McNease | Management | For | For |
| 1.7 | Elect Director Tighe A. Noonan | Management | For | For |
| NABORS INDUSTRIES LTD. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: NBR SECURITY ID: G6359F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Crane | Management | For | For |
| 1.2 | Elect Director John P. Kotts | Management | For | For |
| 1.3 | Elect Director Michael C. Linn | Management | For | For |
| 1.4 | Elect Director Anthony G. Petrello | Management | For | For |
| 1.5 | Elect Director Dag Skattum | Management | For | For |
| 1.6 | Elect Director Howard Wolf | Management | For | For |
| 1.7 | Elect Director John Yearwood | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 3 | Approve Broker Non-Vote Bye-law Amendment | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
| 6 | Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
| 7 | Report on Sustainability, Including Goals and ESG Link to Executive Compensation | Shareholder | Against | Abstain |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 9 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: NOV SECURITY ID: 637071101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Clay C. Williams | Management | For | For |
| 1B | Elect Director Greg L. Armstrong | Management | For | For |
| 1C | Elect Director Robert E. Beauchamp | Management | For | For |
| 1D | Elect Director Marcela E. Donadio | Management | For | For |
| 1E | Elect Director Ben A. Guill | Management | For | For |
| 1F | Elect Director David D. Harrison | Management | For | For |
| 1G | Elect Director Roger L. Jarvis | Management | For | For |
| 1H | Elect Director Eric L. Mattson | Management | For | For |
| 1I | Elect Director Jeffery A. Smisek | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OCEAN RIG UDW INC. MEETING DATE: DEC 01, 2014 | ||||
| TICKER: ORIG SECURITY ID: Y64354205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect George Economou as Director | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| OCEAN RIG UDW INC. MEETING DATE: JUN 15, 2015 | ||||
| TICKER: ORIG SECURITY ID: Y64354205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John Liveris as Director | Management | For | For |
| 1.2 | Elect Prokopios (Akis) Tsirigakis as Director | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: OII SECURITY ID: 675232102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Huff | Management | For | For |
| 1.2 | Elect Director M. Kevin McEvoy | Management | For | For |
| 1.3 | Elect Director Steven A. Webster | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ODFJELL DRILLING LTD. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Carl-Erik Haavaldsen as Director | Management | For | For |
| 2 | Elect Helene Odfjell as Director | Management | For | For |
| 3 | Elect Bengt Lie Hansen as Director | Management | For | For |
| 4 | Elect Henry Hamilton III as Director | Management | For | For |
| 5 | Elect Kirk L. Davis as Director | Management | For | For |
| 6 | Dissolve Nominating Committee | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| OIL STATES INTERNATIONAL, INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: OIS SECURITY ID: 678026105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director S. James Nelson | Management | For | For |
| 1.2 | Elect Director Gary L. Rosenthal | Management | For | For |
| 1.3 | Elect Director William T. Van Kleef | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RIGNET, INC. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: RNET SECURITY ID: 766582100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Mattia Caprioli | Management | For | For |
| 1.3 | Elect Director Charles L. Davis | Management | For | For |
| 1.4 | Elect Director Kevin Mulloy | Management | For | For |
| 1.5 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.6 | Elect Director Keith Olsen | Management | For | For |
| 1.7 | Elect Director Mark B. Slaughter | Management | For | For |
| 1.8 | Elect Director Brent K. Whittington | Management | For | For |
| 1.9 | Elect Director Ditlef de Vibe | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ROWAN COMPANIES PLC MEETING DATE: AUG 15, 2014 | ||||
| TICKER: RDC SECURITY ID: G7665A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Capital Reduction | Management | For | For |
| ROWAN COMPANIES PLC MEETING DATE: MAY 01, 2015 | ||||
| TICKER: RDC SECURITY ID: G7665A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Thomas P. Burke as Director | Management | For | For |
| 1b | Elect William T. Fox, III as Director | Management | For | For |
| 1c | Elect Graham Hearne as Director | Management | For | For |
| 1d | Elect Thomas R. Hix as Director | Management | For | For |
| 1e | Elect Suzanne P. Nimocks as Director | Management | For | For |
| 1f | Elect P. Dexter Peacock as Director | Management | For | For |
| 1g | Elect John J. Quicke as Director | Management | For | For |
| 1h | Elect W. Matt Ralls as Director | Management | For | For |
| 1i | Elect Tore I. Sandvold as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as U.S. Auditors | Management | For | For |
| 3 | Reappoint Deloitte LLP as U.K. Auditors | Management | For | For |
| 4 | Authorize the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SCHLUMBERGER LIMITED MEETING DATE: APR 08, 2015 | ||||
| TICKER: SLB SECURITY ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Peter L.S. Currie as Director | Management | For | For |
| 1b | Elect K. Vaman Kamath as Director | Management | For | For |
| 1c | Elect V. Maureen Kempston Darkes as Director | Management | For | For |
| 1d | Elect Paal Kibsgaard as Director | Management | For | For |
| 1e | Elect Nikolay Kudryavtsev as Director | Management | For | For |
| 1f | Elect Michael E. Marks as Director | Management | For | For |
| 1g | Elect Indra K. Nooyi as Director | Management | For | For |
| 1h | Elect Lubna S. Olayan as Director | Management | For | For |
| 1i | Elect Leo Rafael Reif as Director | Management | For | For |
| 1j | Elect Tore I. Sandvold as Director | Management | For | For |
| 1k | Elect Henri Seydoux as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SPECTRUM ASA MEETING DATE: JAN 12, 2015 | ||||
| TICKER: SPU SECURITY ID: R8309K107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Elect Directors | Management | For | Did Not Vote |
| SPECTRUM ASA MEETING DATE: MAY 22, 2015 | ||||
| TICKER: SPU SECURITY ID: R8309K107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.00 Per Share | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 6a | Elect Glen Rodland as Director | Management | For | Did Not Vote |
| 6b | Elect Ingrid Leisner as Director | Management | For | Did Not Vote |
| 6c | Elect Maria Tallaksen as Director | Management | For | Did Not Vote |
| 7a | Elect Kjetil Erikstad as Member of Nominating Committee | Management | For | Did Not Vote |
| 7b | Elect Ragnhild Wiborg as Member of Nominating Committee | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors; Approve Committee Fees | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Nomination Committee | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11 | Approve Creation of NOK 4.3 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 12 | Approve Creation of Capital in Connection with Option Scheme | Management | For | Did Not Vote |
| 13 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 400 Million; Approve Creation of NOK 4.3 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 14 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 15 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
| SPECTRUM ASA MEETING DATE: JUN 23, 2015 | ||||
| TICKER: SPU SECURITY ID: R8309K107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Approve Issuance of Shares for a Private Placement | Management | For | Did Not Vote |
| 5 | Approve Issuance of Shares for a Private Placement (Subsequent Offering) | Management | For | Did Not Vote |
| 6 | Approve Creation of NOK 5.3 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| STEALTHGAS INC. MEETING DATE: SEP 16, 2014 | ||||
| TICKER: GASS SECURITY ID: Y81669106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Lambros Babilis as Director | Management | For | For |
| 2 | Ratify Deloitte Hadjipavlou, Sofianos & Cambanis S.A. as Auditors | Management | For | For |
| SUPERIOR DRILLING PRODUCTS, INC. MEETING DATE: JUN 15, 2015 | ||||
| TICKER: SDPI SECURITY ID: 868153107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael Ronca | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Hein & Associates, LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| TETRA TECHNOLOGIES, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: TTI SECURITY ID: 88162F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark E. Baldwin | Management | For | For |
| 1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1.3 | Elect Director Stuart M. Brightman | Management | For | For |
| 1.4 | Elect Director Paul D. Coombs | Management | For | For |
| 1.5 | Elect Director Ralph S. Cunningham | Management | For | For |
| 1.6 | Elect Director John F. Glick | Management | For | For |
| 1.7 | Elect Director William D. Sullivan | Management | For | For |
| 1.8 | Elect Director Kenneth E. White, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNIT CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: UNT SECURITY ID: 909218109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John G. Nikkel | Management | For | For |
| 1.2 | Elect Director Robert J. Sullivan, Jr. | Management | For | For |
| 1.3 | Elect Director Gary R. Christopher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VANTAGE DRILLING COMPANY MEETING DATE: SEP 16, 2014 | ||||
| TICKER: VTG SECURITY ID: G93205113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Paul A. Bragg as Director | Management | For | For |
| 1.2 | Elect Steven Bradshaw as Director | Management | For | For |
| 1.3 | Elect Jorge E. Estrada as Director | Management | For | For |
| 1.4 | Elect Robert F. Grantham as Director | Management | For | For |
| 1.5 | Elect Marcelo D. Guiscardo as Director | Management | For | For |
| 1.6 | Elect Ong Tian Khiam as Director | Management | For | For |
| 1.7 | Elect Duke R. Ligon as Director | Management | For | For |
| 1.8 | Elect John C.G. O'Leary as Director | Management | For | For |
| 1.9 | Elect Steinar Thomassen as Director | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WEATHERFORD INTERNATIONAL PLC MEETING DATE: SEP 24, 2014 | ||||
| TICKER: WFT SECURITY ID: G48833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director David J. Butters | Management | For | For |
| 1B | Elect Director Bernard J. Duroc-Danner | Management | For | For |
| 1C | Elect Director John D. Gass | Management | For | For |
| 1D | Elect Director Francis S. Kalman | Management | For | For |
| 1E | Elect Director William E. Macaulay | Management | For | For |
| 1F | Elect Director Robert K. Moses, Jr. | Management | For | For |
| 1G | Elect Director Guillermo Ortiz | Management | For | For |
| 1H | Elect Director Emyr Jones Parry | Management | For | For |
| 1I | Elect Director Robert A. Rayne | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Authorize Holding of 2015 Annual General Meeting Outside of Ireland | Management | For | For |
| WEATHERFORD INTERNATIONAL PLC MEETING DATE: JUN 16, 2015 | ||||
| TICKER: WFT SECURITY ID: G48833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mohamed A. Awad | Management | For | For |
| 1b | Elect Director David J. Butters | Management | For | For |
| 1c | Elect Director Bernard J. Duroc-Danner | Management | For | For |
| 1d | Elect Director John D. Gass | Management | For | For |
| 1e | Elect Director Emyr Jones Parry | Management | For | For |
| 1f | Elect Director Francis S. Kalman | Management | For | For |
| 1g | Elect Director William E. Macaulay | Management | For | For |
| 1h | Elect Director Robert K. Moses, Jr. | Management | For | For |
| 1i | Elect Director Guillermo Ortiz | Management | For | For |
| 1j | Elect Director Robert A. Rayne | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Authorize Holding of 2016 Annual General Meeting Outside of Ireland | Management | For | For |
| WOODSIDE PETROLEUM LTD. MEETING DATE: AUG 01, 2014 | ||||
| TICKER: WPL SECURITY ID: 980228100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Buy Back of Shell Shares | Management | For | For |
| XTREME DRILLING AND COIL SERVICES CORP. MEETING DATE: APR 22, 2015 | ||||
| TICKER: XDC SECURITY ID: 98419V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Elect Director Randolph M. Charron | Management | For | For |
| 3 | Elect Director Douglas A. Dafoe | Management | For | For |
| 4 | Elect Director J. William Franklin, Jr. | Management | For | For |
| 5 | Elect Director James B. Renfroe, Jr. | Management | For | For |
| 6 | Elect Director Jan Erik Vollebregt | Management | For | For |
| 7 | Elect Director David W. Wehlmann | Management | For | For |
| 8 | Elect Director Thomas D. Wood | Management | For | For |
| 9 | Fix Number of Directors at Seven | Management | For | For |
| 10 | Re-approve Stock Option Plan and Incentive and Retention Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENVIRONMENT AND ALTERNATIVE ENERGY PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 3M COMPANY MEETING DATE: MAY 12, 2015 | ||||
| TICKER: MMM SECURITY ID: 88579Y101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda G. Alvarado | Management | For | For |
| 1b | Elect Director Sondra L. Barbour | Management | For | For |
| 1c | Elect Director Thomas 'Tony' K. Brown | Management | For | For |
| 1d | Elect Director Vance D. Coffman | Management | For | For |
| 1e | Elect Director Michael L. Eskew | Management | For | For |
| 1f | Elect Director Herbert L. Henkel | Management | For | For |
| 1g | Elect Director Muhtar Kent | Management | For | For |
| 1h | Elect Director Edward M. Liddy | Management | For | For |
| 1i | Elect Director Inge G. Thulin | Management | For | For |
| 1j | Elect Director Robert J. Ulrich | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| A. O. SMITH CORPORATION MEETING DATE: APR 14, 2015 | ||||
| TICKER: AOS SECURITY ID: 831865209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
| 1.2 | Elect Director William P. Greubel | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ASHLAND INC. MEETING DATE: JAN 29, 2015 | ||||
| TICKER: ASH SECURITY ID: 044209104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roger W. Hale | Management | For | For |
| 1b | Elect Director Vada O. Manager | Management | For | For |
| 1c | Elect Director George A. Schaefer, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| BORGWARNER INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: BWA SECURITY ID: 099724106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alexis P. Michas | Management | For | For |
| 1b | Elect Director Richard O. Schaum | Management | For | For |
| 1c | Elect Director Thomas T. Stallkamp | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Amend Bylaws to Call Special Meetings | Shareholder | Against | Against |
| BUNGE LIMITED MEETING DATE: MAY 20, 2015 | ||||
| TICKER: BG SECURITY ID: G16962105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Andrew Ferrier as Director | Management | For | For |
| 1.2 | Elect Kathleen Hyle as Director | Management | For | For |
| 1.3 | Elect John E. McGlade as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP s Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt Goals to Reduce Deforestation in Supply Chain | Shareholder | Against | Against |
| CANADIAN SOLAR INC. MEETING DATE: JUN 22, 2015 | ||||
| TICKER: CSIQ SECURITY ID: 136635109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shawn (Xiaohua) Qu | Management | For | For |
| 1.2 | Elect Director Robert McDermott | Management | For | For |
| 1.3 | Elect Director Lars-Eric Johansson | Management | For | For |
| 1.4 | Elect Director Harry E. Ruda | Management | For | For |
| 1.5 | Elect Director Andrew (Luen Cheung) Wong | Management | For | For |
| 2 | Approve Deloitte Touche Tohmatsu LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CREE, INC. MEETING DATE: OCT 28, 2014 | ||||
| TICKER: CREE SECURITY ID: 225447101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Franco Plastina | Management | For | For |
| 1.5 | Elect Director John B. Replogle | Management | For | For |
| 1.6 | Elect Director Alan J. Ruud | Management | For | For |
| 1.7 | Elect Director Robert L. Tillman | Management | For | For |
| 1.8 | Elect Director Thomas H. Werner | Management | For | For |
| 1.9 | Elect Director Anne C. Whitaker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CUMMINS INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: CMI SECURITY ID: 231021106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director Robert J. Bernhard | Management | For | For |
| 3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
| 5 | Elect Director Stephen B. Dobbs | Management | For | For |
| 6 | Elect Director Robert K. Herdman | Management | For | For |
| 7 | Elect Director Alexis M. Herman | Management | For | For |
| 8 | Elect Director Thomas J. Lynch | Management | For | For |
| 9 | Elect Director William I. Miller | Management | For | For |
| 10 | Elect Director Georgia R. Nelson | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Require Independent Board Chairman | Shareholder | Against | Against |
| DANAHER CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: DHR SECURITY ID: 235851102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| DEERE & COMPANY MEETING DATE: FEB 25, 2015 | ||||
| TICKER: DE SECURITY ID: 244199105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Crandall C. Bowles | Management | For | For |
| 1c | Elect Director Vance D. Coffman | Management | For | For |
| 1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1e | Elect Director Dipak C. Jain | Management | For | For |
| 1f | Elect Director Michael O. Johanns | Management | For | For |
| 1g | Elect Director Clayton M. Jones | Management | For | For |
| 1h | Elect Director Joachim Milberg | Management | For | For |
| 1i | Elect Director Richard B. Myers | Management | For | For |
| 1j | Elect Director Gregory R. Page | Management | For | For |
| 1k | Elect Director Thomas H. Patrick | Management | For | For |
| 1l | Elect Director Sherry M. Smith | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DELPHI AUTOMOTIVE PLC MEETING DATE: APR 23, 2015 | ||||
| TICKER: DLPH SECURITY ID: G27823106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Kevin P. Clark as a Director | Management | For | For |
| 1.2 | Re-elect Gary L. Cowger as a Director | Management | For | For |
| 1.3 | Re-elect Nicholas M. Donofrio as a Director | Management | For | For |
| 1.4 | Re-elect Mark P. Frissora as a Director | Management | For | For |
| 1.5 | Re-elect Rajiv L. Gupta as a Director | Management | For | For |
| 1.6 | Re-elect J. Randall MacDonald as a Director | Management | For | For |
| 1.7 | Re-elect Sean O. Mahoney as a Director | Management | For | For |
| 1.8 | Elect Timothy M. Manganello as a Director | Management | For | For |
| 1.9 | Re-elect Thomas W. Sidlik as a Director | Management | For | For |
| 1.10 | Re-elect Bernd Wiedemann as a Director | Management | For | For |
| 1.11 | Re-elect Lawrence A. Zimmerman as a Director | Management | For | For |
| 12 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| 14 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ECOLAB INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: ECL SECURITY ID: 278865100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1.2 | Elect Director Barbara J. Beck | Management | For | For |
| 1.3 | Elect Director Leslie S. Biller | Management | For | For |
| 1.4 | Elect Director Carl M. Casale | Management | For | For |
| 1.5 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.6 | Elect Director Jeffrey M. Ettinger | Management | For | For |
| 1.7 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 1.8 | Elect Director Arthur J. Higgins | Management | For | For |
| 1.9 | Elect Director Joel W. Johnson | Management | For | For |
| 1.10 | Elect Director Michael Larson | Management | For | For |
| 1.11 | Elect Director Jerry W. Levin | Management | For | For |
| 1.12 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.13 | Elect Director Tracy B. McKibben | Management | For | For |
| 1.14 | Elect Director Victoria J. Reich | Management | For | For |
| 1.15 | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 1.16 | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| EDP-ENERGIAS DE PORTUGAL S.A MEETING DATE: APR 21, 2015 | ||||
| TICKER: EDP SECURITY ID: X67925119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Individual and Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3.1 | Approve Discharge of Executive Board | Management | For | For |
| 3.2 | Approve Discharge of General and Supervisory Board | Management | For | For |
| 3.3 | Approve Discharge of Statutory Auditor | Management | For | For |
| 4 | Authorize Repurchase and Reissuance of Shares | Management | For | For |
| 5 | Authorize Repurchase and Reissuance of Bonds | Management | For | For |
| 6 | Approve Remuneration Policy for Executive Board | Management | For | For |
| 7 | Approve Remuneration Policy for Other Corporate Bodies | Management | For | For |
| 8.1 | Amend Article 4 | Management | For | For |
| 8.2 | Amend Article 11 Re: General Meeting | Management | For | For |
| 8.3 | Amend Article 16 | Management | For | For |
| 8.4 | Amend Article 16 | Management | For | For |
| 9.1 | Elect General and Supervisory Board | Management | For | Against |
| 9.2 | Elect Executive Board | Management | For | For |
| 9.3 | Elect Statutory Auditor and Alternate Statutory Auditor | Management | For | For |
| 9.4 | Elect General Meeting Board | Management | For | For |
| 9.5 | Elect Remuneration Committee | Management | For | For |
| 9.6 | Approve Remuneration for Members of Remuneration Committee | Management | For | For |
| 9.7 | Elect Environment and Sustainability Board | Management | For | For |
| EMERSON ELECTRIC CO. MEETING DATE: FEB 03, 2015 | ||||
| TICKER: EMR SECURITY ID: 291011104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. F. Golden | Management | For | For |
| 1.2 | Elect Director W. R. Johnson | Management | For | For |
| 1.3 | Elect Director C. Kendle | Management | For | For |
| 1.4 | Elect Director J. S. Turley | Management | For | For |
| 1.5 | Elect Director A. A. Busch, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| ENEL SPA MEETING DATE: MAY 28, 2015 | ||||
| TICKER: ENEL SECURITY ID: T3679P115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 1 | Amend Articles Re: Director Honorability Requirements | Management | For | For |
| 3 | Elect Alfredo Antoniozzi as Director | Shareholder | None | For |
| 4 | Approve 2015 Monetary Long-Term Incentive Plan | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| FORTUM OYJ MEETING DATE: MAR 31, 2015 | ||||
| TICKER: FUM1V SECURITY ID: X2978Z118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividend of EUR 1.10 per Share and an Extra Dividend of EUR 0.20 per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of EUR 90,000 for Chairman, EUR 65,000 for Vice Chairman, and EUR 45,000 for Other Directors; Approve Attendance Fees for Board and Committee Work | Management | For | Did Not Vote |
| 11 | Fix Number of Directors at Eight | Management | For | Did Not Vote |
| 12 | Reelect Sari Baldauf (Chairman), Kim Ignatius (Deputy Chairman), Minoo Akhtarzand, Heinz-Werner Binzel, Petteri Taalas, and Jyrki Talvitie as Directors; Elect Eva Hamilton and Tapio Kuula as New Directors | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Ratify Deloitte & Touche as Auditors | Management | For | Did Not Vote |
| 15 | Close Meeting | Management | None | None |
| HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 27, 2015 | ||||
| TICKER: HON SECURITY ID: 438516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William S. Ayer | Management | For | For |
| 1B | Elect Director Gordon M. Bethune | Management | For | For |
| 1C | Elect Director Kevin Burke | Management | For | For |
| 1D | Elect Director Jaime Chico Pardo | Management | For | For |
| 1E | Elect Director David M. Cote | Management | For | For |
| 1F | Elect Director D. Scott Davis | Management | For | For |
| 1G | Elect Director Linnet F. Deily | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director George Paz | Management | For | For |
| 1L | Elect Director Bradley T. Sheares | Management | For | For |
| 1M | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| IBERDROLA S.A. MEETING DATE: MAR 27, 2015 | ||||
| TICKER: IBE SECURITY ID: E6165F166 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Management Reports | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
| 5 | Approve Allocation of Income and Dividends | Management | For | For |
| 6.A | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 6.B | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7.A | Reelect Jose Walfredo Fernandez as Director | Management | For | For |
| 7.B | Reelect Denise Mary Holt as Director | Management | For | For |
| 7.C | Reelect Manuel Moreu Munaiz as Director | Management | For | For |
| 7.D | Reelect Angel Jesus Acebes Paniagua as Director | Management | For | For |
| 7.E | Reelect Maria Helena Antolin Raybaud as Director | Management | For | For |
| 7.F | Reelect Santiago Martinez Lage as Director | Management | For | For |
| 7.G | Reelect Jose Luis San Pedro Guerenabarrena as Director | Management | For | For |
| 7.H | Reelect Jose Ignacio Sanchez Galan as Director | Management | For | For |
| 8.A | Amend Articles Re: Company, Share Capital and Shareholders | Management | For | For |
| 8.B | Amend Articles Re: General Meetings | Management | For | For |
| 8.C | Amend Articles Re: Board | Management | For | For |
| 8.D | Amend Articles | Management | For | For |
| 9.A | Amend Articles of General Meeting Regulations Re: Functions, Classes and Competences | Management | For | For |
| 9.B | Amend Articles of General Meeting Regulations Re: Meeting Notice, Attendance Rights, and Media and Infrastructure | Management | For | For |
| 9.C | Amend Articles of General Meeting Regulations Re: Development of General Meeting | Management | For | For |
| 9.D | Amend Articles of General Meeting Regulations Re: Vote and Adoption of Resolutions, Completion and Minutes of Meeting and Post Performances | Management | For | For |
| 10 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| IDACORP, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: IDA SECURITY ID: 451107106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darrel T. Anderson | Management | For | For |
| 1.2 | Elect Director Thomas Carlile | Management | For | For |
| 1.3 | Elect Director Richard J. Dahl | Management | For | For |
| 1.4 | Elect Director Ronald W. Jibson | Management | For | For |
| 1.5 | Elect Director Judith A. Johansen | Management | For | For |
| 1.6 | Elect Director Dennis L. Johnson | Management | For | For |
| 1.7 | Elect Director J. LaMont Keen | Management | For | For |
| 1.8 | Elect Director Christine King | Management | For | For |
| 1.9 | Elect Director Richard J. Navarro | Management | For | For |
| 1.10 | Elect Director Robert A. Tinstman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| INNOSPEC INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: IOSP SECURITY ID: 45768S105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Milton C. Blackmore | Management | For | For |
| 1.2 | Elect Director Robert I. Paller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| JOHNSON CONTROLS, INC. MEETING DATE: JAN 28, 2015 | ||||
| TICKER: JCI SECURITY ID: 478366107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Natalie A. Black | Management | For | For |
| 1.2 | Elect Director Raymond L. Conner | Management | For | For |
| 1.3 | Elect Director Richard Goodman | Management | For | For |
| 1.4 | Elect Director William H. Lacy | Management | For | For |
| 1.5 | Elect Director Alex A. Molinaroli | Management | For | For |
| 1.6 | Elect Director Mark P. Vergnano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LENNOX INTERNATIONAL INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: LII SECURITY ID: 526107107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John E. Major | Management | For | For |
| 1.2 | Elect Director Gregory T. Swienton | Management | For | For |
| 1.3 | Elect Director Todd J. Teske | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| PORTLAND GENERAL ELECTRIC COMPANY MEETING DATE: MAY 06, 2015 | ||||
| TICKER: POR SECURITY ID: 736508847 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John W. Ballantine | Management | For | For |
| 1b | Elect Director Rodney L. Brown, Jr. | Management | For | For |
| 1c | Elect Director Jack E. Davis | Management | For | For |
| 1d | Elect Director David A. Dietzler | Management | For | For |
| 1e | Elect Director Kirby A. Dyess | Management | For | For |
| 1f | Elect Director Mark B. Ganz | Management | For | For |
| 1g | Elect Director Kathryn J. Jackson | Management | For | For |
| 1h | Elect Director Neil J. Nelson | Management | For | For |
| 1i | Elect Director M. Lee Pelton | Management | For | For |
| 1j | Elect Director James J. Piro | Management | For | For |
| 1k | Elect Director Charles W. Shivery | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| POTLATCH CORPORATION MEETING DATE: MAY 04, 2015 | ||||
| TICKER: PCH SECURITY ID: 737630103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Boh A. Dickey | Management | For | For |
| 1.2 | Elect Director William L. Driscoll | Management | For | For |
| 1.3 | Elect Director Eric J. Cremers | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PRAXAIR, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: PX SECURITY ID: 74005P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Oscar Bernardes | Management | For | For |
| 1.3 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.4 | Elect Director Edward G. Galante | Management | For | For |
| 1.5 | Elect Director Ira D. Hall | Management | For | For |
| 1.6 | Elect Director Raymond W. LeBoeuf | Management | For | For |
| 1.7 | Elect Director Larry D. McVay | Management | For | For |
| 1.8 | Elect Director Denise L. Ramos | Management | For | For |
| 1.9 | Elect Director Wayne T. Smith | Management | For | For |
| 1.10 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ROCKWELL AUTOMATION, INC. MEETING DATE: FEB 03, 2015 | ||||
| TICKER: ROK SECURITY ID: 773903109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1 | Elect Director Betty C. Alewine | Management | For | For |
| A2 | Elect Director J. Phillip Holloman | Management | For | For |
| A3 | Elect Director Verne G. Istock | Management | For | For |
| A4 | Elect Director Lawrence D. Kingsley | Management | For | For |
| A5 | Elect Director Lisa A. Payne | Management | For | For |
| B | Ratify Auditors | Management | For | For |
| C | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| D | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| ROGERS CORPORATION MEETING DATE: MAY 08, 2015 | ||||
| TICKER: ROG SECURITY ID: 775133101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael F. Barry | Management | For | For |
| 1.2 | Elect Director Bruce D. Hoechner | Management | For | For |
| 1.3 | Elect Director Carol R. Jensen | Management | For | For |
| 1.4 | Elect Director William E. Mitchell | Management | For | For |
| 1.5 | Elect Director Ganesh Moorthy | Management | For | For |
| 1.6 | Elect Director Robert G. Paul | Management | For | For |
| 1.7 | Elect Director Helene Simonet | Management | For | For |
| 1.8 | Elect Director Peter C. Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ROPER TECHNOLOGIES, INC. MEETING DATE: MAY 29, 2015 | ||||
| TICKER: ROP SECURITY ID: 776696106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Amy Woods Brinkley | Management | For | For |
| 1.2 | Elect Director Robert D. Johnson | Management | For | For |
| 1.3 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1.4 | Elect Director Wilbur J. Prezzano | Management | For | For |
| 1.5 | Elect Director Laura G. Thatcher | Management | For | For |
| 1.6 | Elect Director Richard F. Wallman | Management | For | For |
| 1.7 | Elect Director Christopher Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| SMA SOLAR TECHNOLOGY AG MEETING DATE: MAY 21, 2015 | ||||
| TICKER: S92 SECURITY ID: D7008K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Roland Grebe for Fiscal 2014 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Juergen Reinert for Fiscal 2014 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Lydia Sommer for Fiscal 2014 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Pierre-Pascal Urbon for Fiscal 2014 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Marko Werner for Fiscal 2014 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Guenther Cramer for Fiscal 2014 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Oliver Dietzel for Fiscal 2014 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Peter Drews for Fiscal 2014 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Erik Ehrentraut for Fiscal 2014 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Kim Fausing for Fiscal 2014 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Guenther Haeckl for Fiscal 2014 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Johannes Haede for Fiscal 2014 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Heike Haigis for Fiscal 2014 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Winfried Hoffmann for Fiscal 2014 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Werner Kleinkauf for Fiscal 2014 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Alexander Naujoks for Fiscal 2014 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Joachim Schlosser for Fiscal 2014 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Reiner Wettlaufer for Fiscal 2014 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Mirko Zeidler for Fiscal 2014 | Management | For | For |
| 5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2015 | Management | For | For |
| 6.1 | Elect Roland Bent to the Supervisory Board | Management | For | For |
| 6.2 | Elect Peter Drews to the Supervisory Board | Management | For | For |
| 6.3 | Elect Erik Ehrentraut to the Supervisory Board | Management | For | For |
| 6.4 | Elect Kim Fausing to the Supervisory Board | Management | For | For |
| 6.5 | Elect Winfried Hoffmann to the Supervisory Board | Management | For | For |
| 6.6 | Elect Reiner Wettlaufer to the Supervisory Board | Management | For | For |
| TENNECO INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: TEN SECURITY ID: 880349105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas C. Freyman | Management | For | For |
| 1b | Elect Director Dennis J. Letham | Management | For | For |
| 1c | Elect Director James S. Metcalf | Management | For | For |
| 1d | Elect Director Roger B. Porter | Management | For | For |
| 1e | Elect Director David B. Price, Jr. | Management | For | For |
| 1f | Elect Director Gregg M. Sherrill | Management | For | For |
| 1g | Elect Director Paul T. Stecko | Management | For | For |
| 1h | Elect Director Jane L. Warner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: TMO SECURITY ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director William G. Parrett | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Scott M. Sperling | Management | For | For |
| 1k | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VALMONT INDUSTRIES, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: VMI SECURITY ID: 920253101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel P. Neary | Management | For | For |
| 1.2 | Elect Director Kenneth E. Stinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ZUMTOBEL AG MEETING DATE: JUL 25, 2014 | ||||
| TICKER: ZAG SECURITY ID: A989A1109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income for Fiscal 2013/2014 | Management | For | For |
| 3.1 | Approve Discharge of Management Board | Management | For | For |
| 3.2 | Approve Discharge of Supervisory Board | Management | For | For |
| 4 | Approve Remuneration of Supervisory Board Members for Fiscal 2014/2015 | Management | For | For |
| 5 | Ratify Auditors for Fiscal 2014/2015 | Management | For | For |
| 6 | Approve Creation of EUR 10.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Change Company Name to Zumtobel Group AG | Management | For | For |
| 8 | Amend Articles | Management | For | For |
VOTE SUMMARY REPORT
SELECT FINANCIAL SERVICES PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACE LIMITED MEETING DATE: MAY 21, 2015 | ||||
| TICKER: ACE SECURITY ID: H0023R105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Allocate Disposable Profit | Management | For | For |
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
| 4.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
| 5.1 | Elect Director Evan G. Greenberg | Management | For | For |
| 5.2 | Elect Director Robert M. Hernandez | Management | For | For |
| 5.3 | Elect Director Michael G. Atieh | Management | For | For |
| 5.4 | Elect Director Mary A. Cirillo | Management | For | For |
| 5.5 | Elect Director Michael P. Connors | Management | For | For |
| 5.6 | Elect Director John Edwardson | Management | For | For |
| 5.7 | Elect Director Peter Menikoff | Management | For | For |
| 5.8 | Elect Director Leo F. Mullin | Management | For | For |
| 5.9 | Elect Director Kimberly Ross | Management | For | For |
| 5.10 | Elect Director Robert Scully | Management | For | For |
| 5.11 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 5.12 | Elect Director Theodore E. Shasta | Management | For | For |
| 5.13 | Elect Director David Sidwell | Management | For | For |
| 5.14 | Elect Director Olivier Steimer | Management | For | For |
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
| 7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint John Edwardson as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 9 | Amend Articles Re: Implement New Requirements Regarding Elections, Related Corporate Governance and Certain Other Matters | Management | For | For |
| 10 | Amend Articles Re: Implement New Requirements Regarding the Compensation of the Board of Directors and Executive Management and Related Matters | Management | For | For |
| 11.1 | Approve Compensation of the Board of Directors until the Next Annual General Meeting | Management | For | For |
| 11.2 | Approve Compensation of Executive Management for the Next Calendar Year | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Transact Other Business (Voting) | Management | For | Against |
| AERCAP HOLDINGS NV MEETING DATE: MAY 13, 2015 | ||||
| TICKER: AER SECURITY ID: N00985106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Board of Directors | Management | For | For |
| 7a | Elect William N. Dooley as Director | Management | For | For |
| 7b | Reelect Pieter Korteweg as Director | Management | For | For |
| 7c | Reelect Salem R.A.A. Al Noaimi as Director | Management | For | For |
| 7d | Reelect Homaid A.A.M. Al Shemmari as Director | Management | For | For |
| 8 | Designate CFO to Represent the Management in case All Directors are absent or prevented from acting | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers Accountants as Auditors | Management | For | For |
| 10a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 12 | Allow Questions | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| AFFILIATED MANAGERS GROUP, INC. MEETING DATE: JUN 15, 2015 | ||||
| TICKER: AMG SECURITY ID: 008252108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel T. Byrne | Management | For | For |
| 1b | Elect Director Dwight D. Churchill | Management | For | For |
| 1c | Elect Director Glenn Earle | Management | For | For |
| 1d | Elect Director Niall Ferguson | Management | For | For |
| 1e | Elect Director Sean M. Healey | Management | For | For |
| 1f | Elect Director Tracy P. Palandjian | Management | For | For |
| 1g | Elect Director Patrick T. Ryan | Management | For | For |
| 1h | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALTISOURCE RESIDENTIAL CORPORATION MEETING DATE: MAY 27, 2015 | ||||
| TICKER: RESI SECURITY ID: 02153W100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David B. Reiner | Management | For | For |
| 1.2 | Elect Director Michael A. Eruzione | Management | For | For |
| 1.3 | Elect Director Robert J. Fitzpatrick | Management | For | For |
| 1.4 | Elect Director James H. Mullen, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| AMERICAN EXPRESS COMPANY MEETING DATE: MAY 11, 2015 | ||||
| TICKER: AXP SECURITY ID: 025816109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Ursula M. Burns | Management | For | For |
| 1c | Elect Director Kenneth I. Chenault | Management | For | For |
| 1d | Elect Director Peter Chernin | Management | For | For |
| 1e | Elect Director Anne Lauvergeon | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director Theodore J. Leonsis | Management | For | For |
| 1h | Elect Director Richard C. Levin | Management | For | For |
| 1i | Elect Director Samuel J. Palmisano | Management | For | For |
| 1j | Elect Director Daniel L. Vasella | Management | For | For |
| 1k | Elect Director Robert D. Walter | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 5 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | Shareholder | Against | Abstain |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| AMERICAN TOWER CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: AMT SECURITY ID: 03027X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Carolyn F. Katz | Management | For | For |
| 1c | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1d | Elect Director Craig Macnab | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: AMP SECURITY ID: 03076C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1.1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1.1c | Elect Director Amy DiGeso | Management | For | For |
| 1.1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1.1e | Elect Director Siri S. Marshall | Management | For | For |
| 1.1f | Elect Director Jeffrey Noddle | Management | For | For |
| 1.1g | Elect Director H. Jay Sarles | Management | For | For |
| 1.1h | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1.1i | Elect Director William H. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ARTHUR J. GALLAGHER & CO. MEETING DATE: JUN 01, 2015 | ||||
| TICKER: AJG SECURITY ID: 363576109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director William L. Bax | Management | For | For |
| 1c | Elect Director D. John Coldman | Management | For | For |
| 1d | Elect Director Frank E. English, Jr. | Management | For | For |
| 1e | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
| 1f | Elect Director Elbert O. Hand | Management | For | For |
| 1g | Elect Director David S. Johnson | Management | For | For |
| 1h | Elect Director Kay W. McCurdy | Management | For | For |
| 1i | Elect Director Norman L. Rosenthal | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ARTISAN PARTNERS ASSET MANAGEMENT INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: APAM SECURITY ID: 04316A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew R. Barger | Management | For | For |
| 1.2 | Elect Director Seth W. Brennan | Management | For | For |
| 1.3 | Elect Director Eric R. Colson | Management | For | For |
| 1.4 | Elect Director Tench Coxe | Management | For | For |
| 1.5 | Elect Director Stephanie G. DiMarco | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1.7 | Elect Director Andrew A. Ziegler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BANK OF AMERICA CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: BAC SECURITY ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Charles K. Gifford | Management | For | For |
| 1h | Elect Director Linda P. Hudson | Management | For | For |
| 1i | Elect Director Monica C. Lozano | Management | For | For |
| 1j | Elect Director Thomas J. May | Management | For | For |
| 1k | Elect Director Brian T. Moynihan | Management | For | For |
| 1l | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Establish Other Governance Board Committee | Shareholder | Against | Against |
| BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 02, 2015 | ||||
| TICKER: BRK.B SECURITY ID: 084670702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates, III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.10 | Elect Director Ronald L. Olson | Management | For | For |
| 1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.12 | Elect Director Meryl B. Witmer | Management | For | For |
| BOSTON PROPERTIES, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: BXP SECURITY ID: 101121101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carol B. Einiger | Management | For | For |
| 1.2 | Elect Director Jacob A. Frenkel | Management | For | For |
| 1.3 | Elect Director Joel I. Klein | Management | For | For |
| 1.4 | Elect Director Douglas T. Linde | Management | For | For |
| 1.5 | Elect Director Matthew J. Lustig | Management | For | For |
| 1.6 | Elect Director Alan J. Patricof | Management | For | For |
| 1.7 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 1.8 | Elect Director Owen D. Thomas | Management | For | For |
| 1.9 | Elect Director Martin Turchin | Management | For | For |
| 1.10 | Elect Director David A. Twardock | Management | For | For |
| 1.11 | Elect Director Mortimer B. Zuckerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Limit Accelerated Vesting | Shareholder | Against | Against |
| BROOKDALE SENIOR LIVING INC. MEETING DATE: JUL 07, 2014 | ||||
| TICKER: BKD SECURITY ID: 112463104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank M. Bumstead | Management | For | For |
| 1.2 | Elect Director T. Andrew Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| BROOKDALE SENIOR LIVING INC. MEETING DATE: JUL 10, 2014 | ||||
| TICKER: BKD SECURITY ID: 112463104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 30, 2015 | ||||
| TICKER: BKD SECURITY ID: 112463104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey R. Leeds | Management | For | For |
| 1.2 | Elect Director Mark J. Parrell | Management | For | For |
| 1.3 | Elect Director Lee S. Wielansky | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BROWN & BROWN, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: BRO SECURITY ID: 115236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
| 1.3 | Elect Director Hugh M. Brown | Management | For | For |
| 1.4 | Elect Director J. Powell Brown | Management | For | For |
| 1.5 | Elect Director Bradley Currey, Jr. | Management | For | For |
| 1.6 | Elect Director Theodore J. Hoepner | Management | For | For |
| 1.7 | Elect Director James S. Hunt | Management | For | For |
| 1.8 | Elect Director Toni Jennings | Management | For | For |
| 1.9 | Elect Director Timothy R.M. Main | Management | For | For |
| 1.10 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
| 1.11 | Elect Director Wendell S. Reilly | Management | For | For |
| 1.12 | Elect Director Chilton D. Varner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: COF SECURITY ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1.1b | Elect Director Patrick W. Gross | Management | For | For |
| 1.1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1.1d | Elect Director Lewis Hay, III | Management | For | For |
| 1.1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1.1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1.1g | Elect Director Peter E. Raskind | Management | For | For |
| 1.1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1.1i | Elect Director Bradford H. Warner | Management | For | For |
| 1.1j | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| CBRE GROUP, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: CBG SECURITY ID: 12504L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Brandon B. Boze | Management | For | For |
| 1.3 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.4 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.5 | Elect Director Michael Kantor | Management | For | For |
| 1.6 | Elect Director Frederic V. Malek | Management | For | For |
| 1.7 | Elect Director Robert E. Sulentic | Management | For | For |
| 1.8 | Elect Director Laura D. Tyson | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| CITIGROUP INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: C SECURITY ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Peter B. Henry | Management | For | For |
| 1d | Elect Director Franz B. Humer | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Anthony M. Santomero | Management | For | For |
| 1i | Elect Director Joan E. Spero | Management | For | For |
| 1j | Elect Director Diana L. Taylor | Management | For | For |
| 1k | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1l | Elect Director James S. Turley | Management | For | For |
| 1m | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | For | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 8 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
| 9 | Report on Certain Vesting Program | Shareholder | Against | Against |
| CLOSE BROTHERS GROUP PLC MEETING DATE: NOV 20, 2014 | ||||
| TICKER: CBG SECURITY ID: G22120102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Strone Macpherson as Director | Management | For | For |
| 6 | Re-elect Preben Prebensen as Director | Management | For | For |
| 7 | Re-elect Stephen Hodges as Director | Management | For | For |
| 8 | Re-elect Jonathan Howell as Director | Management | For | For |
| 9 | Re-elect Elizabeth Lee as Director | Management | For | For |
| 10 | Re-elect Geoffrey Howe as Director | Management | For | For |
| 11 | Elect Oliver Corbett as Director | Management | For | For |
| 12 | Elect Lesley Jones as Director | Management | For | For |
| 13 | Elect Bridget Macaskill as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Share Incentive Plan | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| COBIZ FINANCIAL INC. MEETING DATE: APR 16, 2015 | ||||
| TICKER: COBZ SECURITY ID: 190897108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Bangert | Management | For | For |
| 1.2 | Elect Director Michael B. Burgamy | Management | For | For |
| 1.3 | Elect Director Morgan Gust | Management | For | For |
| 1.4 | Elect Director Evan Makovsky | Management | For | For |
| 1.5 | Elect Director Douglas L. Polson | Management | For | For |
| 1.6 | Elect Director Mary K. Rhinehart | Management | For | For |
| 1.7 | Elect Director Noel N. Rothman | Management | For | For |
| 1.8 | Elect Director Bruce H. Schroffel | Management | For | For |
| 1.9 | Elect Director Timothy J. Travis | Management | For | For |
| 1.10 | Elect Director Mary Beth Vitale | Management | For | For |
| 1.11 | Elect Director Mary M. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| COMERICA INCORPORATED MEETING DATE: APR 28, 2015 | ||||
| TICKER: CMA SECURITY ID: 200340107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 1.2 | Elect Director Roger A. Cregg | Management | For | For |
| 1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.4 | Elect Director Jacqueline P. Kane | Management | For | For |
| 1.5 | Elect Director Richard G. Lindner | Management | For | For |
| 1.6 | Elect Director Alfred A. Piergallini | Management | For | For |
| 1.7 | Elect Director Robert S. Taubman | Management | For | For |
| 1.8 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
| 1.9 | Elect Director Nina G. Vaca | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| E*TRADE FINANCIAL CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: ETFC SECURITY ID: 269246401 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Richard J. Carbone | Management | For | For |
| 1.1b | Elect Director James P. Healy | Management | For | For |
| 1.1c | Elect Director Paul T. Idzik | Management | For | For |
| 1.1d | Elect Director Frederick W. Kanner | Management | For | For |
| 1.1e | Elect Director James Lam | Management | For | For |
| 1.1f | Elect Director Rodger A. Lawson | Management | For | For |
| 1.1g | Elect Director Shelley B. Leibowitz | Management | For | For |
| 1.1h | Elect Director Rebecca Saeger | Management | For | For |
| 1.1i | Elect Director Joseph L. Sclafani | Management | For | For |
| 1.1j | Elect Director Gary H. Stern | Management | For | For |
| 1.1k | Elect Director Donna L. Weaver | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EBAY INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: EBAY SECURITY ID: 278642103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fred D. Anderson | Management | For | For |
| 1b | Elect Director Anthony J. Bates | Management | For | For |
| 1c | Elect Director Edward W. Barnholt | Management | For | For |
| 1d | Elect Director Jonathan Christodoro | Management | For | For |
| 1e | Elect Director Scott D. Cook | Management | For | For |
| 1f | Elect Director John J. Donahoe | Management | For | For |
| 1g | Elect Director David W. Dorman | Management | For | For |
| 1h | Elect Director Bonnie S. Hammer | Management | For | For |
| 1i | Elect Director Gail J. McGovern | Management | For | For |
| 1j | Elect Director Kathleen C. Mitic | Management | For | For |
| 1k | Elect Director David M. Moffett | Management | For | For |
| 1l | Elect Director Pierre M. Omidyar | Management | For | For |
| 1m | Elect Director Thomas J. Tierney | Management | For | For |
| 1n | Elect Director Perry M. Traquina | Management | For | For |
| 1o | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Gender Pay Gap | Shareholder | Against | Against |
| ELEMENT FINANCIAL CORPORATION MEETING DATE: JUN 15, 2015 | ||||
| TICKER: EFN SECURITY ID: 286181201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William W. Lovatt | Management | For | For |
| 1.2 | Elect Director Richard E. Venn | Management | For | For |
| 1.3 | Elect Director Steven K. Hudson | Management | For | For |
| 1.4 | Elect Director Harold D. Bridge | Management | For | For |
| 1.5 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.6 | Elect Director Pierre Lortie | Management | For | For |
| 1.7 | Elect Director Paul Stoyan | Management | For | For |
| 1.8 | Elect Director Joan Lamm-Tennant | Management | For | For |
| 1.9 | Elect Director Brian Tobin | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: ESS SECURITY ID: 297178105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Brady | Management | For | For |
| 1.2 | Elect Director Keith R. Guericke | Management | For | For |
| 1.3 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.4 | Elect Director George M. Marcus | Management | For | For |
| 1.5 | Elect Director Gary P. Martin | Management | For | For |
| 1.6 | Elect Director Issie N. Rabinovitch | Management | For | For |
| 1.7 | Elect Director Thomas E. Randlett | Management | For | For |
| 1.8 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.9 | Elect Director Michael J. Schall | Management | For | For |
| 1.10 | Elect Director Byron A. Scordelis | Management | For | For |
| 1.11 | Elect Director Janice L. Sears | Management | For | For |
| 1.12 | Elect Director Thomas P. Sullivan | Management | For | For |
| 1.13 | Elect Director Claude J. Zinngrabe, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EVERTEC, INC. MEETING DATE: MAY 29, 2015 | ||||
| TICKER: EVTC SECURITY ID: 30040P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank G. D'Angelo | Management | For | For |
| 1b | Elect Director Morgan M. Schuessler, Jr. | Management | For | For |
| 1c | Elect Director Olga Botero | Management | For | For |
| 1d | Elect Director Jorge Junquera | Management | For | For |
| 1e | Elect Director Teresita Loubriel | Management | For | For |
| 1f | Elect Director Nestor O. Rivera | Management | For | For |
| 1g | Elect Director Alan H. Schumacher | Management | For | For |
| 1h | Elect Director Brian J. Smith | Management | For | For |
| 1i | Elect Director Thomas W. Swidarski | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: FNF SECURITY ID: 31620R303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank P. Willey | Management | For | For |
| 1.2 | Elect Director Willie D. Davis | Management | For | For |
| 1.3 | Elect Director John D. Rood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| FIFTH THIRD BANCORP MEETING DATE: APR 14, 2015 | ||||
| TICKER: FITB SECURITY ID: 316773100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
| 1.3 | Elect Director Katherine B. Blackburn | Management | For | For |
| 1.4 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
| 1.5 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.6 | Elect Director James P. Hackett | Management | For | For |
| 1.7 | Elect Director Gary R. Heminger | Management | For | For |
| 1.8 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.9 | Elect Director Kevin T. Kabat | Management | For | For |
| 1.10 | Elect Director Michael B. McCallister | Management | For | For |
| 1.11 | Elect Director Hendrik G. Meijer | Management | For | For |
| 1.12 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FISERV, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: FISV SECURITY ID: 337738108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alison Davis | Management | For | For |
| 1.2 | Elect Director Christopher M. Flink | Management | For | For |
| 1.3 | Elect Director Daniel P. Kearney | Management | For | For |
| 1.4 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.5 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.6 | Elect Director Glenn M. Renwick | Management | For | For |
| 1.7 | Elect Director Kim M. Robak | Management | For | For |
| 1.8 | Elect Director Doyle R. Simons | Management | For | For |
| 1.9 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 1.10 | Elect Director Jeffery W. Yabuki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Stock Retention | Shareholder | Against | Against |
| GLOBAL LOGISTIC PROPERTIES LTD. MEETING DATE: JUL 17, 2014 | ||||
| TICKER: MC0 SECURITY ID: Y27187106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Ming Z. Mei as Director | Management | For | For |
| 4 | Elect Seek Ngee Huat as Director | Management | For | For |
| 5 | Elect Tham Kui Seng as Director | Management | For | For |
| 6 | Elect Luciano Lewandowski as Director | Management | For | For |
| 7 | Elect Fang Fenglei as Director | Management | For | For |
| 8 | Elect Paul Cheng Ming Fun as Director | Management | For | For |
| 9 | Elect Yoichiro Furuse as Director | Management | For | For |
| 10 | Approve Directors' Fees | Management | For | For |
| 11 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 12 | Approve Issuance of Equity or Equity Linked Securities with or without Preemptive Rights | Management | For | For |
| 13 | Approve Grant of Awards and Issuance of Shares under the GLP Performance Share Plan and GLP Restricted Share Plan | Management | For | For |
| 14 | Authorize Share Repurchase Program | Management | For | For |
| H&R BLOCK, INC. MEETING DATE: SEP 11, 2014 | ||||
| TICKER: HRB SECURITY ID: 093671105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul J. Brown | Management | For | For |
| 1b | Elect Director William C. Cobb | Management | For | For |
| 1c | Elect Director Robert A. Gerard | Management | For | For |
| 1d | Elect Director David Baker Lewis | Management | For | For |
| 1e | Elect Director Victoria J. Reich | Management | For | For |
| 1f | Elect Director Bruce C. Rohde | Management | For | For |
| 1g | Elect Director Tom D. Seip | Management | For | For |
| 1h | Elect Director Christianna Wood | Management | For | For |
| 1i | Elect Director James F. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| INTERCONTINENTAL EXCHANGE, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: ICE SECURITY ID: 45866F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles R. Crisp | Management | For | For |
| 1b | Elect Director Jean-Marc Forneri | Management | For | For |
| 1c | Elect Director Fred W. Hatfield | Management | For | For |
| 1d | Elect Director Terrence F. Martell | Management | For | For |
| 1e | Elect Director Callum McCarthy | Management | For | For |
| 1f | Elect Director Robert Reid | Management | For | For |
| 1g | Elect Director Frederic V. Salerno | Management | For | For |
| 1h | Elect Director Jeffrey C. Sprecher | Management | For | For |
| 1i | Elect Director Judith A. Sprieser | Management | For | For |
| 1j | Elect Director Vincent Tese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Article to Delete Provisions not Applicable following the Sale of Euronext | Management | For | For |
| INVESCO LTD. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: IVZ SECURITY ID: G491BT108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin L. Flanagan | Management | For | For |
| 1.2 | Elect Director C. Robert Henrikson | Management | For | For |
| 1.3 | Elect Director Ben F. Johnson, III | Management | For | For |
| 1.4 | Elect Director Sir Nigel Sheinwald | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: JPM SECURITY ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 9 | Report on Certain Vesting Program | Shareholder | Against | Against |
| 10 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: MMC SECURITY ID: 571748102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Oscar Fanjul | Management | For | For |
| 1b | Elect Director Daniel S. Glaser | Management | For | For |
| 1c | Elect Director H. Edward Hanway | Management | For | For |
| 1d | Elect Director Lord Lang of Monkton | Management | For | For |
| 1e | Elect Director Elaine La Roche | Management | For | For |
| 1f | Elect Director Maria Silvia Bastos Marques | Management | For | For |
| 1g | Elect Director Steven A. Mills | Management | For | For |
| 1h | Elect Director Bruce P. Nolop | Management | For | For |
| 1i | Elect Director Marc D. Oken | Management | For | For |
| 1j | Elect Director Morton O. Schapiro | Management | For | For |
| 1k | Elect Director Lloyd M. Yates | Management | For | For |
| 1l | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MCGRAW HILL FINANCIAL, INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: MHFI SECURITY ID: 580645109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Winfried Bischoff | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.4 | Elect Director Rebecca Jacoby | Management | For | For |
| 1.5 | Elect Director Robert P. McGraw | Management | For | For |
| 1.6 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.7 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.8 | Elect Director Michael Rake | Management | For | For |
| 1.9 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.10 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.11 | Elect Director Sidney Taurel | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| METLIFE, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: MET SECURITY ID: 59156R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.4 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.5 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.6 | Elect Director Edward J. Kelly, III | Management | For | For |
| 1.7 | Elect Director William E. Kennard | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.10 | Elect Director Denise M. Morrison | Management | For | For |
| 1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1.12 | Elect Director Lulu C. Wang | Management | For | For |
| 2a | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For |
| 2b | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MGIC INVESTMENT CORPORATION MEETING DATE: APR 23, 2015 | ||||
| TICKER: MTG SECURITY ID: 552848103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director Cassandra C. Carr | Management | For | For |
| 1.3 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Michael E. Lehman | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Gary A. Poliner | Management | For | For |
| 1.10 | Elect Director Patrick Sinks | Management | For | For |
| 1.11 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NAVIENT CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: NAVI SECURITY ID: 63938C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John K. Adams, Jr. | Management | For | For |
| 1b | Elect Director Ann Torre Bates | Management | For | For |
| 1c | Elect Director Anna Escobedo Cabral | Management | For | For |
| 1d | Elect Director William M. Diefenderfer, III | Management | For | For |
| 1e | Elect Director Diane Suitt Gilleland | Management | For | For |
| 1f | Elect Director Katherine A. Lehman | Management | For | For |
| 1g | Elect Director Linda A. Mills | Management | For | For |
| 1h | Elect Director Barry A. Munitz | Management | For | For |
| 1i | Elect Director John (Jack) F. Remondi | Management | For | For |
| 1j | Elect Director Steven L. Shapiro | Management | For | For |
| 1k | Elect Director Jane J. Thompson | Management | For | For |
| 1l | Elect Director Laura S. Unger | Management | For | For |
| 1m | Elect Director Barry L. Williams | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| NORTHSTAR REALTY FINANCE CORP. MEETING DATE: SEP 05, 2014 | ||||
| TICKER: NRF SECURITY ID: 66704R704 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David T. Hamamoto | Management | For | For |
| 1.2 | Elect Director Judith A. Hannaway | Management | For | For |
| 1.3 | Elect Director Wesley D. Minami | Management | For | For |
| 1.4 | Elect Director Louis J. Paglia | Management | For | For |
| 1.5 | Elect Director Charles W. Schoenherr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| NORTHSTAR REALTY FINANCE CORP. MEETING DATE: NOV 28, 2014 | ||||
| TICKER: NRF SECURITY ID: 66704R704 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| NORTHSTAR REALTY FINANCE CORP. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: NRF SECURITY ID: 66704R704 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David T. Hamamoto | Management | For | For |
| 1.2 | Elect Director Judith A. Hannaway | Management | For | For |
| 1.3 | Elect Director Wesley D. Minami | Management | For | For |
| 1.4 | Elect Director Louis J. Paglia | Management | For | For |
| 1.5 | Elect Director Charles W. Schoenherr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| OCWEN FINANCIAL CORPORATION MEETING DATE: JUN 02, 2015 | ||||
| TICKER: OCN SECURITY ID: 675746309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phyllis R. Caldwell | Management | For | For |
| 1.2 | Elect Director Ronald M. Faris | Management | For | For |
| 1.3 | Elect Director Ronald J. Korn | Management | For | For |
| 1.4 | Elect Director William H. Lacy | Management | For | For |
| 1.5 | Elect Director DeForest B. Soaries, Jr. | Management | For | For |
| 1.6 | Elect Director Robert A. Salcetti | Management | For | For |
| 1.7 | Elect Director Barry N. Wish | Management | For | For |
| 1.8 | Elect Director Alan J. Bowers | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OUTFRONT MEDIA INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: OUT SECURITY ID: 69007J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Manuel A. Diaz | Management | For | For |
| 1.2 | Elect Director Peter Mathes | Management | For | For |
| 1.3 | Elect Director Susan M. Tolson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| POPULAR, INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: BPOP SECURITY ID: 733174700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Alejandro M. Ballester | Management | For | For |
| 1.1b | Elect Director Richard L. Carrion | Management | For | For |
| 1.1c | Elect Director Carlos A. Unanue | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PROSPERITY BANCSHARES, INC. MEETING DATE: APR 21, 2015 | ||||
| TICKER: PB SECURITY ID: 743606105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Bouligny | Management | For | For |
| 1.2 | Elect Director W.R. Collier | Management | For | For |
| 1.3 | Elect Director Robert Steelhammer | Management | For | For |
| 1.4 | Elect Director H. E. Timanus, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PRUDENTIAL PLC MEETING DATE: MAY 14, 2015 | ||||
| TICKER: PRU SECURITY ID: G72899100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Pierre-Olivier Bouee as Director | Management | For | For |
| 5 | Re-elect Sir Howard Davies as Director | Management | For | For |
| 6 | Re-elect Ann Godbehere as Director | Management | For | For |
| 7 | Re-elect Jacqueline Hunt as Director | Management | For | For |
| 8 | Re-elect Alexander Johnston as Director | Management | For | For |
| 9 | Re-elect Paul Manduca as Director | Management | For | For |
| 10 | Re-elect Michael McLintock as Director | Management | For | For |
| 11 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
| 12 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
| 13 | Re-elect Anthony Nightingale as Director | Management | For | For |
| 14 | Re-elect Philip Remnant as Director | Management | For | For |
| 15 | Re-elect Alice Schroeder as Director | Management | For | For |
| 16 | Re-elect Barry Stowe as Director | Management | For | For |
| 17 | Re-elect Tidjane Thiam as Director | Management | For | For |
| 18 | Re-elect Michael Wells as Director | Management | For | For |
| 19 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 20 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| RADIAN GROUP INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: RDN SECURITY ID: 750236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Herbert Wender | Management | For | For |
| 1b | Elect Director David C. Carney | Management | For | For |
| 1c | Elect Director Howard B. Culang | Management | For | For |
| 1d | Elect Director Lisa W. Hess | Management | For | For |
| 1e | Elect Director Stephen T. Hopkins | Management | For | For |
| 1f | Elect Director Sanford A. Ibrahim | Management | For | For |
| 1g | Elect Director Brian D. Montgomery | Management | For | For |
| 1h | Elect Director Gaetano Muzio | Management | For | For |
| 1i | Elect Director Gregory V. Serio | Management | For | For |
| 1j | Elect Director Noel J. Spiegel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RAYMOND JAMES FINANCIAL, INC. MEETING DATE: FEB 19, 2015 | ||||
| TICKER: RJF SECURITY ID: 754730109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shelley G. Broader | Management | For | For |
| 1.2 | Elect Director Jeffrey N. Edwards | Management | For | For |
| 1.3 | Elect Director Benjamin C. Esty | Management | For | For |
| 1.4 | Elect Director Francis S. Godbold | Management | For | For |
| 1.5 | Elect Director Thomas A. James | Management | For | For |
| 1.6 | Elect Director Gordon L. Johnson | Management | For | For |
| 1.7 | Elect Director Paul C. Reilly | Management | For | For |
| 1.8 | Elect Director Robert P. Saltzman | Management | For | For |
| 1.9 | Elect Director Hardwick Simmons | Management | For | For |
| 1.10 | Elect Director Susan N. Story | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Board Qualifications | Management | For | Against |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| REALOGY HOLDINGS CORP. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: RLGY SECURITY ID: 75605Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc E. Becker | Management | For | For |
| 1.2 | Elect Director Richard A. Smith | Management | For | For |
| 1.3 | Elect Director Michael J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| REDWOOD TRUST, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: RWT SECURITY ID: 758075402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Baum | Management | For | For |
| 1.2 | Elect Director Douglas B. Hansen | Management | For | For |
| 1.3 | Elect Director Mariann Byerwalter | Management | For | For |
| 1.4 | Elect Director Marty Hughes | Management | For | For |
| 1.5 | Elect Director Greg H. Kubicek | Management | For | For |
| 1.6 | Elect Director Karen R. Pallotta | Management | For | For |
| 1.7 | Elect Director Jeffrey T. Pero | Management | For | For |
| 1.8 | Elect Director Georganne C. Proctor | Management | For | For |
| 1.9 | Elect Director Charles J. Toeniskoetter | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SPRINGLEAF HOLDINGS, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: LEAF SECURITY ID: 85172J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas L. Jacobs | Management | For | For |
| 1.2 | Elect Director Anahaita N. Kotval | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SUNTRUST BANKS, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: STI SECURITY ID: 867914103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert M. Beall, II | Management | For | For |
| 1.2 | Elect Director Paul R. Garcia | Management | For | For |
| 1.3 | Elect Director David H. Hughes | Management | For | For |
| 1.4 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.5 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.6 | Elect Director William A. Linnenbringer | Management | For | For |
| 1.7 | Elect Director Donna S. Morea | Management | For | For |
| 1.8 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.9 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.10 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.11 | Elect Director Thomas R. Watjen | Management | For | For |
| 1.12 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| THE ALLSTATE CORPORATION MEETING DATE: MAY 19, 2015 | ||||
| TICKER: ALL SECURITY ID: 020002101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert D. Beyer | Management | For | For |
| 1b | Elect Director Kermit R. Crawford | Management | For | For |
| 1c | Elect Director Michael L. Eskew | Management | For | For |
| 1d | Elect Director Herbert L. Henkel | Management | For | For |
| 1e | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
| 1f | Elect Director Andrea Redmond | Management | For | For |
| 1g | Elect Director John W. Rowe | Management | For | For |
| 1h | Elect Director Judith A. Sprieser | Management | For | For |
| 1i | Elect Director Mary Alice Taylor | Management | For | For |
| 1j | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: TRV SECURITY ID: 89417E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan L. Beller | Management | For | For |
| 1b | Elect Director John H. Dasburg | Management | For | For |
| 1c | Elect Director Janet M. Dolan | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Jay S. Fishman | Management | For | For |
| 1f | Elect Director Patricia L. Higgins | Management | For | For |
| 1g | Elect Director Thomas R. Hodgson | Management | For | For |
| 1h | Elect Director William J. Kane | Management | For | For |
| 1i | Elect Director Cleve L. Killingsworth Jr. | Management | For | For |
| 1j | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
| 1k | Elect Director Donald J. Shepard | Management | For | For |
| 1l | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| THE WESTERN UNION COMPANY MEETING DATE: MAY 15, 2015 | ||||
| TICKER: WU SECURITY ID: 959802109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hikmet Ersek | Management | For | For |
| 1b | Elect Director Richard A. Goodman | Management | For | For |
| 1c | Elect Director Jack M. Greenberg | Management | For | For |
| 1d | Elect Director Betsy D. Holden | Management | For | For |
| 1e | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1f | Elect Director Linda Fayne Levinson | Management | For | For |
| 1g | Elect Director Roberto G. Mendoza | Management | For | For |
| 1h | Elect Director Michael A. Miles, Jr. | Management | For | For |
| 1i | Elect Director Robert W. Selander | Management | For | For |
| 1j | Elect Director Frances Fragos Townsend | Management | For | For |
| 1k | Elect Director Solomon D. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| TORCHMARK CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: TMK SECURITY ID: 891027104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Adair | Management | For | For |
| 1.2 | Elect Director Marilyn A. Alexander | Management | For | For |
| 1.3 | Elect Director David L. Boren | Management | For | For |
| 1.4 | Elect Director Jane M. Buchan | Management | For | For |
| 1.5 | Elect Director Gary L. Coleman | Management | For | For |
| 1.6 | Elect Director Larry M. Hutchison | Management | For | For |
| 1.7 | Elect Director Robert W. Ingram | Management | For | For |
| 1.8 | Elect Director Lloyd W. Newton | Management | For | For |
| 1.9 | Elect Director Darren M. Rebelez | Management | For | For |
| 1.10 | Elect Director Lamar C. Smith | Management | For | For |
| 1.11 | Elect Director Paul J. Zucconi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| U.S. BANCORP MEETING DATE: APR 21, 2015 | ||||
| TICKER: USB SECURITY ID: 902973304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1.1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1.1c | Elect Director Richard K. Davis | Management | For | For |
| 1.1d | Elect Director Kimberly J. Harris | Management | For | For |
| 1.1e | Elect Director Roland A. Hernandez | Management | For | For |
| 1.1f | Elect Director Doreen Woo Ho | Management | For | For |
| 1.1g | Elect Director Joel W. Johnson | Management | For | For |
| 1.1h | Elect Director Olivia F. Kirtley | Management | For | For |
| 1.1i | Elect Director Jerry W. Levin | Management | For | For |
| 1.1j | Elect Director David B. O'Maley | Management | For | For |
| 1.1k | Elect Director O'dell M. Owens | Management | For | For |
| 1.1l | Elect Director Craig D. Schnuck | Management | For | For |
| 1.1m | Elect Director Patrick T. Stokes | Management | For | For |
| 1.1n | Elect Director Scott W. Wine | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| VISA INC. MEETING DATE: JAN 28, 2015 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5a | Remove Supermajority Vote Requirement for Exiting Core Payment Business | Management | For | For |
| 5b | Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company's Certificate of Incorporation | Management | For | For |
| 5c | Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications | Management | For | For |
| 5d | Remove Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 5e | Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| WASHINGTON PRIME GROUP INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: WPG SECURITY ID: 92939N102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark S. Ordan | Management | For | For |
| 1.2 | Elect Director Michael P. Glimcher | Management | For | For |
| 1.3 | Elect Director Louis G. Conforti | Management | For | For |
| 1.4 | Elect Director Robert J. Laikin | Management | For | For |
| 1.5 | Elect Director Niles C. Overly | Management | For | For |
| 1.6 | Elect Director Jacquelyn R. Soffer | Management | For | For |
| 1.7 | Elect Director Richard S. Sokolov | Management | For | For |
| 1.8 | Elect Director Marvin L. White | Management | For | For |
| 2 | Change Company Name from Washington Prime Group Inc. to WP Glimcher Inc. | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WELLS FARGO & COMPANY MEETING DATE: APR 28, 2015 | ||||
| TICKER: WFC SECURITY ID: 949746101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Elizabeth A. Duke | Management | For | For |
| 1f | Elect Director Susan E. Engel | Management | For | For |
| 1g | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director Cynthia H. Milligan | Management | For | For |
| 1j | Elect Director Federico F. Pena | Management | For | For |
| 1k | Elect Director James H. Quigley | Management | For | For |
| 1l | Elect Director Judith M. Runstad | Management | For | For |
| 1m | Elect Director Stephen W. Sanger | Management | For | For |
| 1n | Elect Director John G. Stumpf | Management | For | For |
| 1o | Elect Director Susan G. Swenson | Management | For | For |
| 1p | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
SELECT GOLD PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACACIA MINING PLC MEETING DATE: APR 23, 2015 | ||||
| TICKER: ACA SECURITY ID: G0067D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Kelvin Dushnisky as Director | Management | For | For |
| 5 | Re-elect Bradley Gordon as Director | Management | For | For |
| 6 | Re-elect Juma Mwapachu as Director | Management | For | For |
| 7 | Re-elect Graham Clow as Director | Management | For | For |
| 8 | Re-elect Rachel English as Director | Management | For | For |
| 9 | Re-elect Andre Falzon as Director | Management | For | For |
| 10 | Re-elect Michael Kenyon as Director | Management | For | For |
| 11 | Re-elect Steve Lucas as Director | Management | For | For |
| 12 | Re-elect Peter Tomsett as Director | Management | For | For |
| 13 | Re-elect Stephen Galbraith as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| AFRICAN BARRICK GOLD PLC MEETING DATE: NOV 26, 2014 | ||||
| TICKER: ABG SECURITY ID: G0128R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Change of Company Name to Acacia Mining plc | Management | For | For |
| AFRICAN MINERALS LTD. MEETING DATE: AUG 13, 2014 | ||||
| TICKER: AMI SECURITY ID: G0114P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Reelect Roger Liddell as Director | Management | For | For |
| 5 | Reelect Nina Shapiro as Director | Management | For | Against |
| 6 | Reelect Dermot Coughlan as Director | Management | For | For |
| AGNICO EAGLE MINES LIMITED MEETING DATE: MAY 01, 2015 | ||||
| TICKER: AEM SECURITY ID: 008474108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Sean Boyd | Management | For | For |
| 1.3 | Elect Director Martine A. Celej | Management | For | For |
| 1.4 | Elect Director Robert J. Gemmell | Management | For | For |
| 1.5 | Elect Director Bernard Kraft | Management | For | For |
| 1.6 | Elect Director Mel Leiderman | Management | For | For |
| 1.7 | Elect Director Deborah A. McCombe | Management | For | For |
| 1.8 | Elect Director James D. Nasso | Management | For | For |
| 1.9 | Elect Director Sean Riley | Management | For | For |
| 1.10 | Elect Director J. Merfyn Roberts | Management | For | For |
| 1.11 | Elect Director Howard R. Stockford | Management | For | For |
| 1.12 | Elect Director Pertti Voutilainen | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Incentive Share Purchase Plan | Management | For | Against |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ALACER GOLD CORP. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: ASR SECURITY ID: 010679108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney P. Antal | Management | For | For |
| 1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1.3 | Elect Director Edward C. Dowling, Jr. | Management | For | For |
| 1.4 | Elect Director Richard P. Graff | Management | For | For |
| 1.5 | Elect Director Anna Kolonchina | Management | For | For |
| 1.6 | Elect Director Alan P. Krusi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ALAMOS GOLD INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: AGI SECURITY ID: 011527108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Anthony Garson | Management | For | For |
| 2.2 | Elect Director David Gower | Management | For | For |
| 2.3 | Elect Director John A. McCluskey | Management | For | For |
| 2.4 | Elect Director Paul J. Murphy | Management | For | For |
| 2.5 | Elect Director Kenneth G. Stowe | Management | For | For |
| 2.6 | Elect Director David Fleck | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| ALAMOS GOLD INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: AGI SECURITY ID: 011527108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Continuance of Company [BCBCA to OBCA] | Management | For | For |
| 2 | Approve Plan of Arrangement with AuRico Gold Inc | Management | For | For |
| 3 | Approve AuRico Metals Long Term Incentive Plan | Management | For | For |
| ANGLOGOLD ASHANTI LTD MEETING DATE: MAY 06, 2015 | ||||
| TICKER: ANG SECURITY ID: 035128206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 2.1 | Elect Christine Ramon as Director | Management | For | For |
| 2.2 | Elect Maria Richter as Director | Management | For | For |
| 2.3 | Elect Albert Garner as Director | Management | For | For |
| 3.1 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
| 3.2 | Re-elect Nozipho January-Bardill as Director | Management | For | For |
| 3.3 | Re-elect Rodney Ruston as Director | Management | For | For |
| 4.1 | Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee | Management | For | For |
| 4.2 | Re-elect Wiseman Nkuhlu as Member of the Audit and Risk Committee | Management | For | For |
| 4.3 | Re-elect Michael Kirkwood as Member of the Audit and Risk Committee | Management | For | For |
| 4.4 | Re-elect Rodney Ruston as Member of the Audit and Risk Committee | Management | For | For |
| 4.5 | Elect Albert Garner as Member of the Audit and Risk Committee | Management | For | For |
| 4.6 | Elect Maria Richter as Member of the Audit and Risk Committee | Management | For | For |
| 5 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 6.1 | Approve Increase in the Aggregate Limit of Shares to be Utilised for Purposes of the Share Incentive Schemes | Management | For | For |
| 6.2 | Approve Increase in the Aggregate Limit of Shares to be Allocated to Any Individual Eligible Employees for Purposes of the Share Incentive Schemes | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Non-executive Directors' Remuneration | Management | For | For |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 10 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 11 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | Management | For | For |
| 12 | Amend Memorandum of Incorporation | Management | For | For |
| ARGONAUT GOLD INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: AR SECURITY ID: 04016A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter C. Dougherty | Management | For | For |
| 1.2 | Elect Director Brian J. Kennedy | Management | For | For |
| 1.3 | Elect Director James E. Kofman | Management | For | For |
| 1.4 | Elect Director Christopher R. Lattanzi | Management | For | For |
| 1.5 | Elect Director Peter Mordaunt | Management | For | For |
| 1.6 | Elect Director Dale C. Peniuk | Management | For | For |
| 1.7 | Elect Director David H. Watkins | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | SP 1: Advisory Vote on Executive Compensation | Shareholder | Against | Against |
| 5 | SP 2: Establish CEO Stock Ownership Requirement | Shareholder | Against | Against |
| 6 | SP 3: Approve Disclosure of KPIs Used to Assess Performance-Based Portion of CEO Compensation | Shareholder | Against | Against |
| 7 | SP 4: Approve Dilution Safeguard Proposal | Shareholder | Against | Against |
| 8 | SP 5: Rechtsstaat Standards for International Investments | Shareholder | Against | Against |
| AURICO GOLD INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: AUQ SECURITY ID: 05155C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan R. Edwards | Management | For | For |
| 1.2 | Elect Director Richard M. Colterjohn | Management | For | For |
| 1.3 | Elect Director Mark J. Daniel | Management | For | For |
| 1.4 | Elect Director Patrick D. Downey | Management | For | For |
| 1.5 | Elect Director Scott G. Perry | Management | For | For |
| 1.6 | Elect Director Ronald E. Smith | Management | For | For |
| 1.7 | Elect Director Joseph G. Spiteri | Management | For | For |
| 1.8 | Elect Director Janice A. Stairs | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend 2014 Employee Share Purchase Plan | Management | For | Against |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| AURICO GOLD INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: AUQ SECURITY ID: 05155C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Plan of Arrangement with Alamos Gold Inc. | Management | For | For |
| 2 | Approve AuRico Metals Long Term Incentive Plan | Management | For | For |
| B2GOLD CORP. MEETING DATE: SEP 12, 2014 | ||||
| TICKER: BTO SECURITY ID: 11777Q209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares in Connection with Acquisition of Papillon Resources Limited | Management | For | For |
| B2GOLD CORP. MEETING DATE: JUN 12, 2015 | ||||
| TICKER: BTO SECURITY ID: 11777Q209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Clive Johnson | Management | For | For |
| 2.2 | Elect Director Robert Cross | Management | For | For |
| 2.3 | Elect Director Robert Gayton | Management | For | For |
| 2.4 | Elect Director Barry Rayment | Management | For | For |
| 2.5 | Elect Director Jerry Korpan | Management | For | For |
| 2.6 | Elect Director Bongani Mtshisi | Management | For | For |
| 2.7 | Elect Director Kevin Bullock | Management | For | For |
| 2.8 | Elect Director Mark Connelly | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Amend Restricted Share Unit Plan | Management | For | For |
| BARRICK GOLD CORPORATION MEETING DATE: APR 28, 2015 | ||||
| TICKER: ABX SECURITY ID: 067901108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. William D. Birchall | Management | For | Withhold |
| 1.2 | Elect Director Gustavo Cisneros | Management | For | Withhold |
| 1.3 | Elect Director J. Michael Evans | Management | For | For |
| 1.4 | Elect Director Ned Goodman | Management | For | For |
| 1.5 | Elect Director Brian L. Greenspun | Management | For | For |
| 1.6 | Elect Director J. Brett Harvey | Management | For | Withhold |
| 1.7 | Elect Director Nancy H.O. Lockhart | Management | For | For |
| 1.8 | Elect Director Dambisa Moyo | Management | For | For |
| 1.9 | Elect Director Anthony Munk | Management | For | Withhold |
| 1.10 | Elect Director C. David Naylor | Management | For | For |
| 1.11 | Elect Director Steven J. Shapiro | Management | For | Withhold |
| 1.12 | Elect Director John L. Thornton | Management | For | For |
| 1.13 | Elect Director Ernie L. Thrasher | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| BEADELL RESOURCES LTD. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: BDR SECURITY ID: Q1398U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | None | For |
| 2 | Elect Craig Readhead as Director | Management | For | For |
| 3 | Elect Robert Watkins as Director | Management | For | For |
| 4 | Approve the Grant of Up to 799,222 Performance Rights to Robert Watkins, Executive Director of the Company | Management | For | For |
| 5 | Approve the Grant of Up to 1.31 Million Performance Rights to Peter Bowler, Managing Director of the Company | Management | For | For |
| CENTERRA GOLD INC. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: CG SECURITY ID: 152006102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ian Atkinson | Management | For | For |
| 1.2 | Elect Director Richard W. Connor | Management | For | For |
| 1.3 | Elect Director Raphael A. Girard | Management | For | For |
| 1.4 | Elect Director Stephen A. Lang | Management | For | For |
| 1.5 | Elect Director Emil Orozbaev | Management | For | For |
| 1.6 | Elect Director Michael Parrett | Management | For | For |
| 1.7 | Elect Director Sheryl K. Pressler | Management | For | For |
| 1.8 | Elect Director Terry V. Rogers | Management | For | For |
| 1.9 | Elect Director Kalinur Sadyrov | Management | For | For |
| 1.10 | Elect Director Kylychbek Shakirov | Management | For | For |
| 1.11 | Elect Director Bruce V. Walter | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CHESAPEAKE GOLD CORP. MEETING DATE: DEC 17, 2014 | ||||
| TICKER: CKG SECURITY ID: 165184102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Daniel J. Kunz | Management | For | For |
| 2.2 | Elect Director Lian Li | Management | For | For |
| 2.3 | Elect Director John Perston | Management | For | For |
| 2.4 | Elect Director P. Randy Reifel | Management | For | For |
| 2.5 | Elect Director Greg D. Smith | Management | For | For |
| 2.6 | Elect Director Gerald L. Sneddon | Management | For | For |
| 3 | Ratify Deloitte LLP as Auditors | Management | For | For |
| COMPANIA DE MINAS BUENAVENTURA S.A. MEETING DATE: SEP 22, 2014 | ||||
| TICKER: BUENAVC1 SECURITY ID: 204448104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger by Absorption of Canteras del Hallazgo SAC by Company | Management | For | For |
| COMPANIA DE MINAS BUENAVENTURA S.A. MEETING DATE: MAR 27, 2015 | ||||
| TICKER: BUENAVC1 SECURITY ID: 204448104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Appoint Auditors | Management | For | For |
| 4 | Authorize Issuance of Debt Instruments; Authorize Board to Set Terms of the Debt Issuance | Management | For | Abstain |
| CONTINENTAL GOLD LIMITED MEETING DATE: JUN 04, 2015 | ||||
| TICKER: CNL SECURITY ID: G23850103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leon Teicher | Management | For | For |
| 1.2 | Elect Director Ari B. Sussman | Management | For | For |
| 1.3 | Elect Director Claudia Jimenez | Management | For | For |
| 1.4 | Elect Director Gustavo J. Koch | Management | For | For |
| 1.5 | Elect Director Paul J. Murphy | Management | For | For |
| 1.6 | Elect Director Kenneth G. Thomas | Management | For | For |
| 1.7 | Elect Director Timothy A. Warman | Management | For | For |
| 2 | Fix Number of Directors at Eight and Authorize the Directors to Appoint Additional Directors to Fill Any Vacancy | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Deferred Share Unit Plan | Management | For | For |
| 5 | Approve Restricted Share Unit Plan | Management | For | For |
| 6 | Re-approve Stock Option Plan | Management | For | Against |
| 7 | Approve Scheme of Arrangement | Management | For | For |
| DETOUR GOLD CORPORATION MEETING DATE: MAY 05, 2015 | ||||
| TICKER: DGC SECURITY ID: 250669108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lisa Colnett | Management | For | For |
| 1.2 | Elect Director Robert E. Doyle | Management | For | For |
| 1.3 | Elect Director Andre Falzon | Management | For | For |
| 1.4 | Elect Director Ingrid J. Hibbard | Management | For | For |
| 1.5 | Elect Director J. Michael Kenyon | Management | For | For |
| 1.6 | Elect Director Paul Martin | Management | For | For |
| 1.7 | Elect Director Alex G. Morrison | Management | For | For |
| 1.8 | Elect Director Jonathan Rubenstein | Management | For | For |
| 1.9 | Elect Director Graham Wozniak | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| DETOUR GOLD CORPORATION MEETING DATE: MAY 05, 2015 | ||||
| TICKER: DGC SECURITY ID: 250669207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lisa Colnett | Management | For | For |
| 1.2 | Elect Director Robert E. Doyle | Management | For | For |
| 1.3 | Elect Director Andre Falzon | Management | For | For |
| 1.4 | Elect Director Ingrid J. Hibbard | Management | For | For |
| 1.5 | Elect Director J. Michael Kenyon | Management | For | For |
| 1.6 | Elect Director Paul Martin | Management | For | For |
| 1.7 | Elect Director Alex G. Morrison | Management | For | For |
| 1.8 | Elect Director Jonathan Rubenstein | Management | For | For |
| 1.9 | Elect Director Graham Wozniak | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ELDORADO GOLD CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: ELD SECURITY ID: 284902103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director K. Ross Cory | Management | For | For |
| 1.2 | Elect Director Pamela M. Gibson | Management | For | For |
| 1.3 | Elect Director Robert R. Gilmore | Management | For | For |
| 1.4 | Elect Director Geoffrey A. Handley | Management | For | For |
| 1.5 | Elect Director Michael A. Price | Management | For | For |
| 1.6 | Elect Director Steven P. Reid | Management | For | For |
| 1.7 | Elect Director Jonathan A. Rubenstein | Management | For | For |
| 1.8 | Elect Director Donald M. Shumka | Management | For | For |
| 1.9 | Elect Director John Webster | Management | For | For |
| 1.10 | Elect Director Paul N. Wright | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| ENDEAVOUR MINING CORPORATION MEETING DATE: JUN 18, 2015 | ||||
| TICKER: EDV SECURITY ID: G3040R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael E. Beckett | Management | For | For |
| 1.2 | Elect Director Neil Woodyer | Management | For | For |
| 1.3 | Elect Director Wayne McManus | Management | For | For |
| 1.4 | Elect Director Ian Henderson | Management | For | For |
| 1.5 | Elect Director Miguel Rodriguez | Management | For | For |
| 1.6 | Elect Director Ian Cockerill | Management | For | For |
| 1.7 | Elect Director Frank Giustra | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| EVOLUTION MINING LTD. MEETING DATE: NOV 26, 2014 | ||||
| TICKER: EVN SECURITY ID: Q3647R147 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | None | For |
| 2 | Elect James Askew as Director | Management | For | For |
| 3 | Elect Lawrie Conway as Director | Management | For | For |
| 4 | Elect Thomas McKeith as Director | Management | For | For |
| 5 | Approve the Evolution Mining Limited Employee Share Option and Performance Rights Plan | Management | For | For |
| 6 | Approve the Grant of Up to 2.23 Million Performance Rights to Jacob 'Jake' Klein, Executive Chairman of the Company | Management | For | For |
| 7 | Approve the Grant of Up to 536,347 Performance Rights to Lawrie Conway, Chief Financial Officer and Executive Director of the Company | Management | For | For |
| FRANCO-NEVADA CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: FNV SECURITY ID: 351858105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Tom Albanese | Management | For | For |
| 1.4 | Elect Director Derek W. Evans | Management | For | For |
| 1.5 | Elect Director Graham Farquharson | Management | For | For |
| 1.6 | Elect Director Catharine Farrow | Management | For | For |
| 1.7 | Elect Director Louis Gignac | Management | For | For |
| 1.8 | Elect Director Randall Oliphant | Management | For | For |
| 1.9 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Advance Notice Policy | Management | For | For |
| 4 | Amend Quorum Requirements | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| FRESNILLO PLC MEETING DATE: OCT 06, 2014 | ||||
| TICKER: FRES SECURITY ID: G371E2108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Newmont's 44 Percent Interest in the Penmont JV | Management | For | For |
| GOLD FIELDS LTD MEETING DATE: MAY 06, 2015 | ||||
| TICKER: GFI SECURITY ID: 38059T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
| 2 | Re-elect Alan Hill as Director | Management | For | For |
| 3 | Re-elect Richard Menell as Director | Management | For | For |
| 4 | Re-elect Cheryl Carolus as Director | Management | For | For |
| 5 | Re-elect Gayle Wilson as Chairperson of the Audit Committee | Management | For | For |
| 6 | Re-elect Richard Menell as Member of the Audit Committee | Management | For | For |
| 7 | Re-elect Donald Ncube as Member of the Audit Committee | Management | For | For |
| 8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 1 | Approve Remuneration Policy | Management | For | For |
| 1 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 2 | Approve Financial Assistance in Terms of Section 44 and 45 of the Act | Management | For | For |
| 3 | Authorise Repurchase of Issued Share Capital | Management | For | Against |
| GOLD RESOURCE CORPORATION MEETING DATE: JUN 25, 2015 | ||||
| TICKER: GORO SECURITY ID: 38068T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bill M. Conrad | Management | For | For |
| 1.2 | Elect Director Jason D. Reid | Management | For | For |
| 1.3 | Elect Director Tor Falck | Management | For | For |
| 1.4 | Elect Director Gary C. Huber | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| GOLD STANDARD VENTURES CORP MEETING DATE: SEP 09, 2014 | ||||
| TICKER: GSV SECURITY ID: 380738104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Jonathan T. Awde | Management | For | Withhold |
| 2.2 | Elect Director David Morrell Cole | Management | For | For |
| 2.3 | Elect Director Robert J. McLeod | Management | For | For |
| 2.4 | Elect Director Richard S. Silas | Management | For | Withhold |
| 2.5 | Elect Director Jamie D. Strauss | Management | For | For |
| 2.6 | Elect Director William E. Threlkeld | Management | For | Withhold |
| 3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| 5 | Approve Shareholder Rights Plan | Management | For | For |
| GOLDCORP INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: G SECURITY ID: 380956409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John P. Bell | Management | For | For |
| 1.2 | Elect Director Beverley A. Briscoe | Management | For | For |
| 1.3 | Elect Director Peter J. Dey | Management | For | For |
| 1.4 | Elect Director Douglas M. Holtby | Management | For | For |
| 1.5 | Elect Director Charles A. Jeannes | Management | For | For |
| 1.6 | Elect Director Clement A. Pelletier | Management | For | For |
| 1.7 | Elect Director P. Randy Reifel | Management | For | For |
| 1.8 | Elect Director Ian W. Telfer | Management | For | For |
| 1.9 | Elect Director Blanca Trevino | Management | For | For |
| 1.10 | Elect Director Kenneth F. Williamson | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend By-Laws | Management | For | For |
| 4 | Amend Restricted Share Unit Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| GOLDEN QUEEN MINING CO. LTD. MEETING DATE: SEP 09, 2014 | ||||
| TICKER: GQMNF SECURITY ID: 38115J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Joint Venture Agreement | Management | For | For |
| 2 | Other Business | Management | For | Against |
| GRYPHON MINERALS LTD. MEETING DATE: NOV 25, 2014 | ||||
| TICKER: GRY SECURITY ID: Q4352M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Bruce McFadzean as Director | Management | For | For |
| 3 | Elect Didier Murcia as Director | Management | For | For |
| 4 | Approve the Issuance of Up to 10 Percent of the Company's Issued Capital | Management | For | For |
| GUYANA GOLDFIELDS INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: GUY SECURITY ID: 403530108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director J. Patrick Sheridan | Management | For | For |
| 1b | Elect Director Alan Ferry | Management | For | For |
| 1c | Elect Director Rene Marion | Management | For | For |
| 1d | Elect Director Michael Richings | Management | For | For |
| 1e | Elect Director Daniel Noone | Management | For | For |
| 1f | Elect Director Jean-Pierre Chauvin | Management | For | For |
| 1g | Elect Director Scott Caldwell | Management | For | For |
| 1h | Elect Director David Beatty | Management | For | Withhold |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| GUYANA GOLDFIELDS INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: GUY SECURITY ID: 403530926 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director J. Patrick Sheridan | Management | For | For |
| 1b | Elect Director Alan Ferry | Management | For | For |
| 1c | Elect Director Rene Marion | Management | For | For |
| 1d | Elect Director Michael Richings | Management | For | For |
| 1e | Elect Director Daniel Noone | Management | For | For |
| 1f | Elect Director Jean-Pierre Chauvin | Management | For | For |
| 1g | Elect Director Scott Caldwell | Management | For | For |
| 1h | Elect Director David Beatty | Management | For | Withhold |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| HARMONY GOLD MINING COMPANY LTD MEETING DATE: NOV 21, 2014 | ||||
| TICKER: HAR SECURITY ID: S34320101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Ken Dicks as Director | Management | For | For |
| 2 | Re-elect Simo Lushaba as Director | Management | For | For |
| 3 | Re-elect Mavuso Msimang as Director | Management | For | For |
| 4 | Re-elect John Wetton as Director | Management | For | For |
| 5 | Re-elect John Wetton as Member of the Audit and Risk Committee | Management | For | For |
| 6 | Re-elect Fikile De Buck as Member of the Audit and Risk Committee | Management | For | For |
| 7 | Re-elect Simo Lushaba as Member of the Audit and Risk Committee | Management | For | For |
| 8 | Re-elect Modise Motloba as Member of the Audit and Risk Committee | Management | For | For |
| 9 | Re-elect Karabo Nondumo as Member of the Audit and Risk Committee | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers Incorporated as Auditors of the Company | Management | For | For |
| 11 | Approve Remuneration Policy | Management | For | For |
| 1 | Approve Non-executive Directors' Remuneration | Management | For | For |
| HARMONY GOLD MINING COMPANY LTD MEETING DATE: NOV 21, 2014 | ||||
| TICKER: HAR SECURITY ID: 413216300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Ken Dicks as Director | Management | For | For |
| 2 | Re-elect Simo Lushaba as Director | Management | For | For |
| 3 | Re-elect Mavuso Msimang as Director | Management | For | For |
| 4 | Re-elect John Wetton as Director | Management | For | For |
| 5 | Re-elect John Wetton as Member of the Audit and Risk Committee | Management | For | For |
| 6 | Re-elect Fikile De Buck as Member of the Audit and Risk Committee | Management | For | For |
| 7 | Re-elect Simo Lushaba as Member of the Audit and Risk Committee | Management | For | For |
| 8 | Re-elect Modise Motloba as Member of the Audit and Risk Committee | Management | For | For |
| 9 | Re-elect Karabo Nondumo as Member of the Audit and Risk Committee | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers Incorporated as Auditors of the Company | Management | For | For |
| 11 | Approve Remuneration Policy | Management | For | For |
| 1 | Approve Non-executive Directors' Remuneration | Management | For | For |
| IAMGOLD CORPORATION MEETING DATE: MAY 11, 2015 | ||||
| TICKER: IMG SECURITY ID: 450913108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John E. Caldwell | Management | For | For |
| 1.2 | Elect Director Donald K. Charter | Management | For | For |
| 1.3 | Elect Director W. Robert Dengler | Management | For | For |
| 1.4 | Elect Director Richard J. Hall | Management | For | For |
| 1.5 | Elect Director Stephen J. J. Letwin | Management | For | For |
| 1.6 | Elect Director Mahendra Naik | Management | For | For |
| 1.7 | Elect Director Timothy R. Snider | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| INTREPID MINES LTD. MEETING DATE: NOV 18, 2014 | ||||
| TICKER: IAU SECURITY ID: Q4968A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger with Blackthorn Resources Limited | Management | For | For |
| 2 | Approve the Buy-Back of Shares | Management | For | For |
| 3 | Approve the Contingent Buy-Back of Shares | Management | For | For |
| IVANHOE MINES LTD. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: IVN SECURITY ID: 46579R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Ten | Management | For | For |
| 2.1 | Elect Director Robert M. Friedland | Management | For | For |
| 2.2 | Elect Director Ian D. Cockerill | Management | For | For |
| 2.3 | Elect Director Markus Faber | Management | For | For |
| 2.4 | Elect Director William B. Hayden | Management | For | For |
| 2.5 | Elect Director Oyvind Hushovd | Management | For | For |
| 2.6 | Elect Director William G. Lamarque | Management | For | For |
| 2.7 | Elect Director Livia Mahler | Management | For | For |
| 2.8 | Elect Director Peter G. Meredith | Management | For | For |
| 2.9 | Elect Director Charles J. Russell | Management | For | For |
| 2.10 | Elect Director Guy J. de Selliers | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Restricted Share Unit Plan | Management | For | For |
| KINGSGATE CONSOLIDATED LTD. MEETING DATE: NOV 26, 2014 | ||||
| TICKER: KCN SECURITY ID: Q5318K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Peter Warren as Director | Management | For | For |
| 2 | Elect Ross Smyth-Kirk as Director | Management | For | For |
| 3 | Approve the Remuneration Report | Management | For | For |
| 4 | Approve the Amendments to the Constitution | Management | For | Against |
| KINROSS GOLD CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: K SECURITY ID: 496902404 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Brough | Management | For | Withhold |
| 1.2 | Elect Director John K. Carrington | Management | For | Withhold |
| 1.3 | Elect Director John M. H. Huxley | Management | For | Withhold |
| 1.4 | Elect Director Ave G. Lethbridge | Management | For | For |
| 1.5 | Elect Director Catherine McLeod-Seltzer | Management | For | Withhold |
| 1.6 | Elect Director John E. Oliver | Management | For | Withhold |
| 1.7 | Elect Director Kelly J. Osborne | Management | For | For |
| 1.8 | Elect Director Una M. Power | Management | For | For |
| 1.9 | Elect Director J. Paul Rollinson | Management | For | Withhold |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| 5 | Amend Articles | Management | For | For |
| 6 | Amend By-laws | Management | For | For |
| KIRKLAND LAKE GOLD INC. MEETING DATE: OCT 22, 2014 | ||||
| TICKER: KGI SECURITY ID: 49740P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry R. Cooper | Management | For | For |
| 1.2 | Elect Director D. Harry W. Dobson | Management | For | For |
| 1.3 | Elect Director Pamela J. Klessig | Management | For | For |
| 1.4 | Elect Director George O. Ogilvie | Management | For | For |
| 1.5 | Elect Director Barry P. Olson | Management | For | For |
| 1.6 | Elect Director Jeffrey S. Parr | Management | For | For |
| 1.7 | Elect Director Johns S. Thomson | Management | For | For |
| 1.8 | Elect Director Dawn P. Whittaker | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| KLONDEX MINES LTD. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: KDX SECURITY ID: 498696103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Renaud Adams | Management | For | For |
| 2.2 | Elect Director Rodney Cooper | Management | For | For |
| 2.3 | Elect Director Mark J. Daniel | Management | For | For |
| 2.4 | Elect Director James Haggarty | Management | For | For |
| 2.5 | Elect Director Richard J. Hall | Management | For | For |
| 2.6 | Elect Director Paul Huet | Management | For | For |
| 2.7 | Elect Director William Matlack | Management | For | For |
| 2.8 | Elect Director Blair Schultz | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| LAKE SHORE GOLD CORP. MEETING DATE: APR 29, 2015 | ||||
| TICKER: LSG SECURITY ID: 510728108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Alan C. Moon | Management | For | For |
| 2.2 | Elect Director Anthony P. Makuch | Management | For | For |
| 2.3 | Elect Director Arnold Klassen | Management | For | For |
| 2.4 | Elect Director Jonathan Gill | Management | For | For |
| 2.5 | Elect Director Frank Hallam | Management | For | For |
| 2.6 | Elect Director Diane Francis | Management | For | For |
| 2.7 | Elect Director Peter Crossgrove | Management | For | For |
| 2.8 | Elect Director Ingrid Hibbard | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| LYDIAN INTERNATIONAL LIMITED MEETING DATE: MAY 21, 2015 | ||||
| TICKER: LYD SECURITY ID: G5724R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gordon Wylie | Management | For | For |
| 1.2 | Elect Director Howard H.J. Stevenson | Management | For | For |
| 1.3 | Elect Director Willan J. Abel | Management | For | For |
| 1.4 | Elect Director Timothy Read | Management | For | For |
| 1.5 | Elect Director Stephen J. Altmann | Management | For | For |
| 1.6 | Elect Director Vahan Kololian | Management | For | For |
| 2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MAG SILVER CORP. MEETING DATE: JUN 22, 2015 | ||||
| TICKER: MAG SECURITY ID: 55903Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Peter D. Barnes | Management | For | For |
| 2.2 | Elect Director Richard P. Clark | Management | For | For |
| 2.3 | Elect Director Richard M. Colterjohn | Management | For | For |
| 2.4 | Elect Director Jill D. Leversage | Management | For | For |
| 2.5 | Elect Director Daniel T. MacInnis | Management | For | For |
| 2.6 | Elect Director George N. Paspalas | Management | For | For |
| 2.7 | Elect Director Jonathan A. Rubenstein | Management | For | For |
| 2.8 | Elect Director Derek C. White | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Deferred Share Unit Plan | Management | For | For |
| MCEWEN MINING INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: MUX SECURITY ID: 58039P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. McEwen | Management | For | For |
| 1.2 | Elect Director Allen V. Ambrose | Management | For | For |
| 1.3 | Elect Director Michele L. Ashby | Management | For | For |
| 1.4 | Elect Director Leanne M. Baker | Management | For | For |
| 1.5 | Elect Director Richard W. Brissenden | Management | For | For |
| 1.6 | Elect Director Gregory P. Fauquier | Management | For | For |
| 1.7 | Elect Director Donald R. M. Quick | Management | For | For |
| 1.8 | Elect Director Michael L. Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| MEDUSA MINING LTD. MEETING DATE: NOV 20, 2014 | ||||
| TICKER: MML SECURITY ID: Q59444101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Andrew Teo as Director | Management | For | For |
| 2 | Approve the Remuneration Report | Management | None | For |
| MEDUSA MINING LTD. MEETING DATE: JAN 28, 2015 | ||||
| TICKER: MML SECURITY ID: Q59444101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Medusa Mining Limited Share Option Plan | Management | For | For |
| 2 | Approve the Medusa Mining Limited Performance Rights Plan | Management | For | For |
| 3 | Approve the Grant of Up to 500,000 Options to Raul Villanueva | Management | For | For |
| 4 | Approve the Grant of Up to 500,000 Options to Gary Powell | Management | For | For |
| 5 | Ratify the Past Grant of 3.2 Million Options to Certain Employees | Management | For | For |
| NEW GOLD INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: NGD SECURITY ID: 644535106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Emerson | Management | For | For |
| 1.2 | Elect Director James Estey | Management | For | For |
| 1.3 | Elect Director Robert Gallagher | Management | For | For |
| 1.4 | Elect Director Vahan Kololian | Management | For | For |
| 1.5 | Elect Director Martyn Konig | Management | For | For |
| 1.6 | Elect Director Pierre Lassonde | Management | For | For |
| 1.7 | Elect Director Randall Oliphant | Management | For | For |
| 1.8 | Elect Director Raymond Threlkeld | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Advance Notice Policy | Management | For | For |
| 4 | Approve Amended Shareholder Rights Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| NEWCREST MINING LTD. MEETING DATE: OCT 31, 2014 | ||||
| TICKER: NCM SECURITY ID: Q6651B114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Winifred Kamit as Director | Management | For | For |
| 2b | Elect Richard Knight as Director | Management | For | For |
| 3 | Approve the Remuneration Report | Management | For | For |
| 4a | Approve the Grant of Performance Rights to Sandeep Biswas, Managing Director and Chief Executive Officer of the Company | Management | For | For |
| 4b | Approve the Grant of Performance Rights to Gerard Bond, Finance Director and Chief Financial Officer of the Company | Management | For | For |
| 5 | Approve the Renewal of the Proportional Takeover Provisions | Management | For | For |
| NEWMONT MINING CORPORATION MEETING DATE: APR 22, 2015 | ||||
| TICKER: NEM SECURITY ID: 651639106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce R. Brook | Management | For | For |
| 1.2 | Elect Director J. Kofi Bucknor | Management | For | For |
| 1.3 | Elect Director Vincent A. Calarco | Management | For | For |
| 1.4 | Elect Director Alberto Calderon | Management | For | For |
| 1.5 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.6 | Elect Director Noreen Doyle | Management | For | For |
| 1.7 | Elect Director Gary J. Goldberg | Management | For | For |
| 1.8 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.9 | Elect Director Jane Nelson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NGEX RESOURCES INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: NGQ SECURITY ID: 65339B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Five | Management | For | For |
| 2.1 | Elect Director Lukas H. Lundin | Management | For | For |
| 2.2 | Elect Director Wojtek A. Wodzicki | Management | For | For |
| 2.3 | Elect Director William A. Rand | Management | For | For |
| 2.4 | Elect Director Paul K. Conibear | Management | For | For |
| 2.5 | Elect Director David F. Mullen | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Other Business | Management | For | Against |
| NORTHERN STAR RESOURCES LTD MEETING DATE: NOV 12, 2014 | ||||
| TICKER: NST SECURITY ID: Q6951U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Peter O'Connor as Director | Management | For | For |
| 3 | Appoint Deloitte Touche Tohmatsu as Auditors | Management | For | For |
| 4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| 5 | Ratify the Past Issuance of 7.85 Million Shares to Yandal Investments Pty Ltd | Management | For | For |
| NOVAGOLD RESOURCES INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: NG SECURITY ID: 66987E206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sharon Dowdall | Management | For | For |
| 1.2 | Elect Director Marc Faber | Management | For | For |
| 1.3 | Elect Director Thomas Kaplan | Management | For | For |
| 1.4 | Elect Director Gregory Lang | Management | For | For |
| 1.5 | Elect Director Gillyeard Leathley | Management | For | For |
| 1.6 | Elect Director Igor Levental | Management | For | For |
| 1.7 | Elect Director Kalidas Madhavpeddi | Management | For | For |
| 1.8 | Elect Director Gerald McConnell | Management | For | For |
| 1.9 | Elect Director Clynton Nauman | Management | For | For |
| 1.10 | Elect Director Rick Van Nieuwenhuyse | Management | For | For |
| 1.11 | Elect Director Anthony Walsh | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OCEANAGOLD CORPORATION MEETING DATE: JUN 12, 2015 | ||||
| TICKER: OGC SECURITY ID: 675222103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.1 | Elect Director James E. Askew | Management | For | For |
| 2.2 | Elect Director Jose P. Leviste, Jr. | Management | For | For |
| 2.3 | Elect Director Geoff W. Raby | Management | For | For |
| 2.4 | Elect Director J. Denham Shale | Management | For | For |
| 2.5 | Elect Director Michael F. Wilkes | Management | For | For |
| 2.6 | Elect Director William H. Myckatyn | Management | For | For |
| 2.7 | Elect Director Paul B. Sweeney | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve the Grant of 246,880 Performance Rights to Michael F. Wilkes | Management | For | For |
| 5 | Approve the Grant of 42,553 Performance Rights to Paul B. Sweeney | Management | For | For |
| 6 | Re-approve Performance Share Rights Plan | Management | For | For |
| OSISKO GOLD ROYALTIES LTD. MEETING DATE: JAN 12, 2015 | ||||
| TICKER: OR SECURITY ID: 68827L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Virginia Mines Inc | Management | For | For |
| OSISKO GOLD ROYALTIES LTD. MEETING DATE: JUN 30, 2015 | ||||
| TICKER: OR SECURITY ID: 68827L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Francoise Bertrand | Management | For | For |
| 1.2 | Elect Director Victor H. Bradley | Management | For | For |
| 1.3 | Elect Director John F. Burzynski | Management | For | For |
| 1.4 | Elect Director Joanne Ferstman | Management | For | For |
| 1.5 | Elect Director Andre Gaumond | Management | For | For |
| 1.6 | Elect Director Pierre Labbe | Management | For | For |
| 1.7 | Elect Director Charles E. Page | Management | For | For |
| 1.8 | Elect Director Sean Roosen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Employee Share Purchase Plan | Management | For | Against |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PAN AFRICAN RESOURCES PLC MEETING DATE: NOV 21, 2014 | ||||
| TICKER: PAF SECURITY ID: G6882W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Hester Hickey as Member of the Audit Committee | Management | For | For |
| 4 | Re-elect Keith Spencer as Member of the Audit Committee | Management | For | For |
| 5 | Elect Thabo Mosololi as Member of the Audit Committee | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Re-elect Cobus Loots as Director | Management | For | For |
| 8 | Re-elect Hester Hickey as Director | Management | For | For |
| 9 | Elect Thabo Mosololi as Director | Management | For | For |
| 10 | Elect Rowan Smith as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| PAPILLON RESOURCES LIMITED MEETING DATE: SEP 15, 2014 | ||||
| TICKER: PIR SECURITY ID: Q7330A113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Scheme of Arrangement between Papillon and Its Shareholders | Management | For | For |
| PERSEUS MINING LIMITED MEETING DATE: NOV 21, 2014 | ||||
| TICKER: PRU SECURITY ID: Q74174105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Colin Carson as Director | Management | For | For |
| 3 | Elect Michael Bohm as Director | Management | For | For |
| 4 | Approve the Perseus Mining Limited Performance Rights Plan | Management | For | For |
| PILOT GOLD INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: PLG SECURITY ID: 72154R103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Five | Management | For | For |
| 2.1 | Elect Director Matthew Lennox-King | Management | For | For |
| 2.2 | Elect Director Donald McInnes | Management | For | For |
| 2.3 | Elect Director Mark O'Dea | Management | For | For |
| 2.4 | Elect Director Robert Pease | Management | For | For |
| 2.5 | Elect Director Sean Tetzlaff | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Advance Notice Policy | Management | For | For |
| POLYUS GOLD INTERNATIONAL LTD. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: PGIL SECURITY ID: G7166H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Adrian Coates as Director | Management | For | For |
| 5 | Re-elect Bruce Buck as Director | Management | For | For |
| 6 | Re-elect Kobus Moolman as Director | Management | For | For |
| 7 | Elect Anastasia Galochkina as Director | Management | For | For |
| 8 | Re-elect Igor Gorin as Director | Management | For | For |
| 9 | Re-elect Ilya Yuzhanov as Director | Management | For | For |
| 10 | Re-elect Edward Dowling as Director | Management | For | For |
| 11 | Re-elect Pavel Grachev as Director | Management | For | For |
| 12 | Elect Vitalii Koval as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Approve Long-Term Incentive Plan | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| POLYUS GOLD INTERNATIONAL LTD. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: PGIL SECURITY ID: 73180Y203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Adrian Coates as Director | Management | For | For |
| 5 | Re-elect Bruce Buck as Director | Management | For | For |
| 6 | Re-elect Kobus Moolman as Director | Management | For | For |
| 7 | Elect Anastasia Galochkina as Director | Management | For | For |
| 8 | Re-elect Igor Gorin as Director | Management | For | For |
| 9 | Re-elect Ilya Yuzhanov as Director | Management | For | For |
| 10 | Re-elect Edward Dowling as Director | Management | For | For |
| 11 | Re-elect Pavel Grachev as Director | Management | For | For |
| 12 | Elect Vitalii Koval as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Approve Long-Term Incentive Plan | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| PREMIER GOLD MINES LIMITED MEETING DATE: JUN 25, 2015 | ||||
| TICKER: PG SECURITY ID: 74051D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John A. Begeman | Management | For | For |
| 1b | Elect Director Ewan S. Downie | Management | For | For |
| 1c | Elect Director Henry J. Knowles | Management | For | For |
| 1d | Elect Director Claude Lemasson | Management | For | For |
| 1e | Elect Director John Seaman | Management | For | For |
| 1f | Elect Director Michael Vitton | Management | For | For |
| 2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Restricted Share Unit Plan | Management | For | For |
| 4 | Approve Deferred Share Unit Plan | Management | For | For |
| PRETIUM RESOURCES INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: PVG SECURITY ID: 74139C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Robert A. Quartermain | Management | For | For |
| 2.2 | Elect Director C. Noel Dunn | Management | For | For |
| 2.3 | Elect Director Ross A. Mitchell | Management | For | For |
| 2.4 | Elect Director Joseph J. Ovsenek | Management | For | For |
| 2.5 | Elect Director George Paspalas | Management | For | For |
| 2.6 | Elect Director Peter Birkey | Management | For | For |
| 2.7 | Elect Director Shaoyang Shen | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PRETIUM RESOURCES INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: PVG SECURITY ID: 74139C938 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Robert A. Quartermain | Management | For | For |
| 2.2 | Elect Director C. Noel Dunn | Management | For | For |
| 2.3 | Elect Director Ross A. Mitchell | Management | For | For |
| 2.4 | Elect Director Joseph J. Ovsenek | Management | For | For |
| 2.5 | Elect Director George Paspalas | Management | For | For |
| 2.6 | Elect Director Peter Birkey | Management | For | For |
| 2.7 | Elect Director Shaoyang Shen | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PRETIUM RESOURCES INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: PVG SECURITY ID: 74139C953 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Robert A. Quartermain | Management | For | For |
| 2.2 | Elect Director C. Noel Dunn | Management | For | For |
| 2.3 | Elect Director Ross A. Mitchell | Management | For | For |
| 2.4 | Elect Director Joseph J. Ovsenek | Management | For | For |
| 2.5 | Elect Director George Paspalas | Management | For | For |
| 2.6 | Elect Director Peter Birkey | Management | For | For |
| 2.7 | Elect Director Shaoyang Shen | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PRIMERO MINING CORP. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: P SECURITY ID: 74164W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wade Nesmith | Management | For | For |
| 1.2 | Elect Director Joseph Conway | Management | For | For |
| 1.3 | Elect Director David Demers | Management | For | For |
| 1.4 | Elect Director Grant Edey | Management | For | For |
| 1.5 | Elect Director Rohan Hazelton | Management | For | For |
| 1.6 | Elect Director Eduardo Luna | Management | For | For |
| 1.7 | Elect Director Robert A. Quartermain | Management | For | For |
| 1.8 | Elect Director Michael Riley | Management | For | For |
| 1.9 | Elect Director Brad Marchant | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Directors' Phantom Share Unit Plan | Management | For | For |
| 4 | Approve Deferred Share Unit Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 6 | Approve Advance Notice Policy | Management | For | For |
| 7 | SP 1: Adopt Compensation Clawback Provision | Shareholder | For | For |
| 8 | SP 2: Adopt Share Ownership Guidelines for Directors and Officers | Shareholder | For | For |
| 9 | SP 3: Adopt Anti-Hedging Policy to Officers and Directors | Shareholder | For | For |
| 10 | SP 4: Approve Rechtsstaat Standards for International Investments | Shareholder | Against | Against |
| PROBE MINES LIMITED MEETING DATE: OCT 29, 2014 | ||||
| TICKER: PRB SECURITY ID: 742667504 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David Palmer | Management | For | For |
| 1b | Elect Director Dennis H. Peterson | Management | For | For |
| 1c | Elect Director John B. Gammon | Management | For | For |
| 1d | Elect Director Gordon A. McCreary | Management | For | For |
| 1e | Elect Director Basil Haymann | Management | For | For |
| 1f | Elect Director Jamie Sokalsky | Management | For | For |
| 2 | Approve MNP LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| RANDGOLD RESOURCES LTD MEETING DATE: MAY 05, 2015 | ||||
| TICKER: RRS SECURITY ID: 752344309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect Mark Bristow as Director | Management | For | For |
| 6 | Re-elect Norborne Cole Jr as Director | Management | For | For |
| 7 | Re-elect Christopher Coleman as Director | Management | For | For |
| 8 | Re-elect Kadri Dagdelen as Director | Management | For | For |
| 9 | Re-elect Jamil Kassum as Director | Management | For | For |
| 10 | Re-elect Jeanine Mabunda Lioko as Director | Management | For | For |
| 11 | Re-elect Andrew Quinn as Director | Management | For | For |
| 12 | Re-elect Graham Shuttleworth as Director | Management | For | For |
| 13 | Re-elect Karl Voltaire as Director | Management | For | For |
| 14 | Elect Safiatou Ba-N'Daw as Director | Management | For | For |
| 15 | Reappoint BDO LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
| 19 | Approve Award of Ordinary Shares to the Senior Independent Director | Management | For | For |
| 20 | Approve Award of Ordinary Shares to the Chairman | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| REGIS RESOURCES LTD. MEETING DATE: NOV 28, 2014 | ||||
| TICKER: RRL SECURITY ID: Q8059N120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Mark Okeby as Director | Management | For | For |
| 3 | Elect Glyn Evans as Director | Management | For | For |
| 4 | Approve the Regis Resources Limited 2014 Employee Share Option Plan | Management | For | Against |
| RESOLUTE MINING LTD. MEETING DATE: NOV 25, 2014 | ||||
| TICKER: RSG SECURITY ID: Q81068100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Marthinus (Martin) John Botha as Director | Management | For | For |
| 3 | Elect Peter Ernest Huston as Director | Management | For | For |
| 4 | Approve the Grant of Up to 1.05 Million Performance Rights to Peter Sullivan, Chief Executive Officer of the Company | Management | For | For |
| RICHMONT MINES INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: RIC SECURITY ID: 76547T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director H. Greg Chamandy | Management | For | For |
| 1.2 | Elect Director Renaud Adams | Management | For | For |
| 1.3 | Elect Director Rene Marion | Management | For | For |
| 1.4 | Elect Director Elaine Ellingham | Management | For | For |
| 1.5 | Elect Director Michael Pesner | Management | For | For |
| 2 | Approve Raymond Chabot Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Deferred Share Unit Plan | Management | For | Against |
| 4 | Re-approve Omnibus Long-Term Incentive Plan | Management | For | Against |
| RIO ALTO MINING LIMITED MEETING DATE: JUL 30, 2014 | ||||
| TICKER: RIO SECURITY ID: 76689T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Other Business | Management | For | Against |
| RIO ALTO MINING LIMITED MEETING DATE: MAR 30, 2015 | ||||
| TICKER: RIO SECURITY ID: 76689T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by Tahoe Resources Inc. | Management | For | For |
| ROMARCO MINERALS INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: R SECURITY ID: 775903206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Diane R. Garrett | Management | For | For |
| 1.2 | Elect Director James R. Arnold | Management | For | For |
| 1.3 | Elect Director Leendert G. Krol | Management | For | For |
| 1.4 | Elect Director Robert (Don) MacDonald | Management | For | For |
| 1.5 | Elect Director John O. Marsden | Management | For | For |
| 1.6 | Elect Director Patrick Michaels | Management | For | For |
| 1.7 | Elect Director Robert van Doorn | Management | For | For |
| 1.8 | Elect Director Gary A. Sugar | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ROMARCO MINERALS INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: R SECURITY ID: 775903503 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Diane R. Garrett | Management | For | For |
| 1.2 | Elect Director James R. Arnold | Management | For | For |
| 1.3 | Elect Director Leendert G. Krol | Management | For | For |
| 1.4 | Elect Director Robert (Don) MacDonald | Management | For | For |
| 1.5 | Elect Director John O. Marsden | Management | For | For |
| 1.6 | Elect Director Patrick Michaels | Management | For | For |
| 1.7 | Elect Director Robert van Doorn | Management | For | For |
| 1.8 | Elect Director Gary A. Sugar | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ROMARCO MINERALS INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: R SECURITY ID: 775903941 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Diane R. Garrett | Management | For | For |
| 1.2 | Elect Director James R. Arnold | Management | For | For |
| 1.3 | Elect Director Leendert G. Krol | Management | For | For |
| 1.4 | Elect Director Robert (Don) MacDonald | Management | For | For |
| 1.5 | Elect Director John O. Marsden | Management | For | For |
| 1.6 | Elect Director Patrick Michaels | Management | For | For |
| 1.7 | Elect Director Robert van Doorn | Management | For | For |
| 1.8 | Elect Director Gary A. Sugar | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ROXGOLD INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: ROG SECURITY ID: 779899202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Oliver Lennox-King | Management | For | For |
| 2.2 | Elect Director Richard Colterjohn | Management | For | For |
| 2.3 | Elect Director Jonathan A. Rubenstein | Management | For | For |
| 2.4 | Elect Director Joseph G. Spiteri | Management | For | For |
| 2.5 | Elect Director John L. Knowles | Management | For | For |
| 2.6 | Elect Director Walter Segsworth | Management | For | For |
| 2.7 | Elect Director Robin G. Mills | Management | For | For |
| 2.8 | Elect Director John Dorward | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| ROYAL GOLD, INC. MEETING DATE: NOV 14, 2014 | ||||
| TICKER: RGLD SECURITY ID: 780287108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. Craig Haase | Management | For | For |
| 1b | Elect Director C. Kevin McArthur | Management | For | For |
| 1c | Elect Director Christopher M.T. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RUBICON MINERALS CORPORATION MEETING DATE: JUN 24, 2015 | ||||
| TICKER: RMX SECURITY ID: 780911103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director David Ross Beatty | Management | For | For |
| 2.2 | Elect Director Julian Kemp | Management | For | For |
| 2.3 | Elect Director Michael A. Lalonde | Management | For | For |
| 2.4 | Elect Director Peter M. Rowlandson | Management | For | For |
| 2.5 | Elect Director Bruce A. Thomas | Management | For | For |
| 2.6 | Elect Director Michael D. Winship | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 5 | Approve Long-Term Incentive Plan | Management | For | For |
| 6 | Amend Stock Option Plan | Management | For | For |
| SABINA GOLD & SILVER CORP. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: SBB SECURITY ID: 785246109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director David A. Fennell | Management | For | For |
| 2.2 | Elect Director Jonathan Goodman | Management | For | For |
| 2.3 | Elect Director James N. Morton | Management | For | For |
| 2.4 | Elect Director D. Bruce McLeod | Management | For | For |
| 2.5 | Elect Director Anthony P. Walsh | Management | For | For |
| 2.6 | Elect Director LeRoy E. Wilkes | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SARACEN MINERAL HOLDINGS LTD. MEETING DATE: NOV 26, 2014 | ||||
| TICKER: SAR SECURITY ID: Q8309T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Martin Reed as Director | Management | For | For |
| 2 | Elect Samantha Tough as Director | Management | For | For |
| 3 | Approve the Remuneration Report | Management | For | For |
| 4 | Approve the Grant of Up to 735,000 Performance Rights to Raleigh Finlayson, Managing Director of the Company | Management | For | For |
| SEABRIDGE GOLD INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: SEA SECURITY ID: 811916105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Frederick Banfield | Management | For | For |
| 1.2 | Elect Director Douglass "Scott" Barr | Management | For | For |
| 1.3 | Elect Director Thomas C. Dawson | Management | For | For |
| 1.4 | Elect Director Rudi P. Fronk | Management | For | For |
| 1.5 | Elect Director Eliseo Gonzalez-Urien | Management | For | For |
| 1.6 | Elect Director Richard C. Kraus | Management | For | For |
| 1.7 | Elect Director Jay S. Layman | Management | For | For |
| 1.8 | Elect Director John Sabine | Management | For | For |
| 2 | Ratify KMPG LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Approve Stock Option Plan Grants to Directors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| SEMAFO INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: SMF SECURITY ID: 816922108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terence F. Bowles | Management | For | For |
| 1.2 | Elect Director Benoit Desormeaux | Management | For | For |
| 1.3 | Elect Director Flore Konan | Management | For | For |
| 1.4 | Elect Director Jean Lamarre | Management | For | For |
| 1.5 | Elect Director John LeBoutillier | Management | For | For |
| 1.6 | Elect Director Gilles Masson | Management | For | For |
| 1.7 | Elect Director Lawrence McBrearty | Management | For | For |
| 1.8 | Elect Director Tertius Zongo | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SIBANYE GOLD LTD MEETING DATE: MAY 12, 2015 | ||||
| TICKER: SGL SECURITY ID: 825724206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
| 2 | Re-elect Christopher Chadwick as Director | Management | For | For |
| 3 | Re-elect Robert Chan as Director | Management | For | For |
| 4 | Re-elect Timothy Cumming as Director | Management | For | For |
| 5 | Re-elect Richard Menell as Director | Management | For | For |
| 6 | Re-elect Jerry Vilakazi as Director | Management | For | For |
| 7 | Re-elect Keith Rayner as Chairman of the Audit Committee | Management | For | For |
| 8 | Re-elect Richard Menell as Member of the Audit Committee | Management | For | For |
| 9 | Re-elect Nkosemntu Nika as Member of the Audit Committee | Management | For | For |
| 10 | Re-elect Susan van der Merwe as Member of the Audit Committee | Management | For | For |
| 11 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 12 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 13 | Approve Remuneration Policy | Management | For | For |
| 1 | Approve Remuneration of Non-executive Directors | Management | For | For |
| 2 | Approve Financial Assistance in Terms of Section 44 and 45 of the Act | Management | For | For |
| 3 | Approve Increase in Authorised Share Capital | Management | For | For |
| 4 | Amend Memorandum of Incorporation | Management | For | For |
| 5 | Authorise Repurchase of Issued Share Capital | Management | For | Against |
| SILVER LAKE RESOURCES LTD. MEETING DATE: NOV 20, 2014 | ||||
| TICKER: SLR SECURITY ID: Q85014100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Paul Chapman as Director | Management | For | For |
| 3 | Elect David Griffiths as Director | Management | For | For |
| 4 | Approve the Grant of Up to 870,603 Performance Rights to Luke Tonkin, Managing Director of the Company | Management | For | For |
| 5 | Approve the Termination Benefits of Luke Tonkin, Managing Director of the Company | Management | For | For |
| 6 | Ratify the Past Issuance of 65.64 Million Shares to Sophisticated and Professional Investors | Management | For | For |
| SILVER WHEATON CORP. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: SLW SECURITY ID: 828336107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| a1 | Elect Director Lawrence I. Bell | Management | For | For |
| a2 | Elect Director George L. Brack | Management | For | For |
| a3 | Elect Director John A. Brough | Management | For | For |
| a4 | Elect Director R. Peter Gillin | Management | For | For |
| a5 | Elect Director Chantal Gosselin | Management | For | For |
| a6 | Elect Director Douglas M. Holtby | Management | For | For |
| a7 | Elect Director Eduardo Luna | Management | For | Withhold |
| a8 | Elect Director Wade D. Nesmith | Management | For | For |
| a9 | Elect Director Randy V. J. Smallwood | Management | For | For |
| b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| c | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SULLIDEN GOLD CORPORATION LTD. MEETING DATE: JUL 30, 2014 | ||||
| TICKER: SUE SECURITY ID: 865126106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amalgamation with Rio Alto Mining Limited and 2422222 Ontario Inc., a Wholly-Owned Subsidiary of the Company | Management | For | For |
| 2 | Approve Continuance of Company [QBCA to OBCA] | Management | For | For |
| 3 | Approve 2422222 Ontario Inc. Stock Option Plan | Management | For | Against |
| TAHOE RESOURCES INC. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: THO SECURITY ID: 873868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Kevin McArthur | Management | For | For |
| 1.2 | Elect Director Alex Black | Management | For | For |
| 1.3 | Elect Director Tanya M. Jakusconek | Management | For | For |
| 1.4 | Elect Director A. Dan Rovig | Management | For | For |
| 1.5 | Elect Director Paul B. Sweeney | Management | For | For |
| 1.6 | Elect Director James S. Voorhees | Management | For | For |
| 1.7 | Elect Director Drago Kisic Wagner | Management | For | For |
| 1.8 | Elect Director Kenneth F. Williamson | Management | For | For |
| 1.9 | Elect Director Klaus Zeitler | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| TERANGA GOLD CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: TGZ SECURITY ID: 880797105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan R. Hill | Management | For | For |
| 1.2 | Elect Director Richard S. Young | Management | For | For |
| 1.3 | Elect Director Christopher R. Lattanzi | Management | For | For |
| 1.4 | Elect Director Edward Goldenberg | Management | For | For |
| 1.5 | Elect Director Alan R. Thomas | Management | For | For |
| 1.6 | Elect Director Frank D. Wheatley | Management | For | For |
| 1.7 | Elect Director Jendayi Frazer | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| TERANGA GOLD CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: TGZ SECURITY ID: C8844A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan R. Hill | Management | For | For |
| 1.2 | Elect Director Richard S. Young | Management | For | For |
| 1.3 | Elect Director Christopher R. Lattanzi | Management | For | For |
| 1.4 | Elect Director Edward Goldenberg | Management | For | For |
| 1.5 | Elect Director Alan R. Thomas | Management | For | For |
| 1.6 | Elect Director Frank D. Wheatley | Management | For | For |
| 1.7 | Elect Director Jendayi Frazer | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| TIMMINS GOLD CORP. MEETING DATE: JUL 31, 2014 | ||||
| TICKER: TMM SECURITY ID: 88741P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Brack | Management | For | For |
| 1.2 | Elect Director Bruce Bragagnolo | Management | For | For |
| 1.3 | Elect Director Bryan Coates | Management | For | For |
| 1.4 | Elect Director Stephen Lang | Management | For | For |
| 1.5 | Elect Director Luc Lessard | Management | For | For |
| 1.6 | Elect Director Paula Rogers | Management | For | For |
| 1.7 | Elect Director Jose Alberto Vizquerra Benavides | Management | For | For |
| 1.8 | Elect Director Anthony Hawkshaw | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Advance Notice Policy | Management | For | For |
| TIMMINS GOLD CORP. MEETING DATE: APR 29, 2015 | ||||
| TICKER: TMM SECURITY ID: 88741P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce Bragagnolo | Management | For | For |
| 1.2 | Elect Director Bryan A. Coates | Management | For | For |
| 1.3 | Elect Director Stephen Lang | Management | For | For |
| 1.4 | Elect Director Luc Lessard | Management | For | For |
| 1.5 | Elect Director George Brack | Management | For | For |
| 1.6 | Elect Director Paula Rogers | Management | For | For |
| 1.7 | Elect Director Anthony Hawkshaw | Management | For | For |
| 1.8 | Elect Director Jose Alberto Vizquerra Benavides | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Acquisition of Newstrike Capital Inc. | Management | For | For |
| TOREX GOLD RESOURCES INC. MEETING DATE: JUN 23, 2015 | ||||
| TICKER: TXG SECURITY ID: 891054108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Fred Stanford | Management | For | For |
| 1.2 | Elect Director Michael Murphy | Management | For | For |
| 1.3 | Elect Director A. Terrance MacGibbon | Management | For | For |
| 1.4 | Elect Director David Fennell | Management | For | For |
| 1.5 | Elect Director Andrew Adams | Management | For | For |
| 1.6 | Elect Director Frank Davis | Management | For | For |
| 1.7 | Elect Director James Crombie | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Re-approve Restricted Share Unit Plan | Management | For | For |
| TROY RESOURCES LIMITED MEETING DATE: NOV 27, 2014 | ||||
| TICKER: TRY SECURITY ID: ADPV12575 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Ken K Nilsson as Director | Management | For | For |
| 3 | Ratify the Past Issuance of 22.29 Million Shares to Professional and Sophisticated Investors | Management | For | For |
| 4 | Approve the Issuance of Up to 240,000 Share Appreciation Rights to Martin Purvis, Managing Director of the Company | Management | For | For |
| TROY RESOURCES LIMITED MEETING DATE: NOV 27, 2014 | ||||
| TICKER: TRY SECURITY ID: Q92350109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Ken K Nilsson as Director | Management | For | For |
| 3 | Ratify the Past Issuance of 22.29 Million Shares to Professional and Sophisticated Investors | Management | For | For |
| 4 | Approve the Issuance of Up to 240,000 Share Appreciation Rights to Martin Purvis, Managing Director of the Company | Management | For | For |
| TRUE GOLD MINING INC. MEETING DATE: JUN 15, 2015 | ||||
| TICKER: TGM SECURITY ID: 89783T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Mark G. O'Dea | Management | For | For |
| 2.2 | Elect Director Christian Milau | Management | For | For |
| 2.3 | Elect Director Stephan Theron | Management | For | For |
| 2.4 | Elect Director Donald McInnes | Management | For | For |
| 2.5 | Elect Director Nolan Watson | Management | For | For |
| 2.6 | Elect Director Robin M. Merrifield | Management | For | For |
| 2.7 | Elect Director Richard J. Bailes | Management | For | For |
| 3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | Against |
| VIRGINIA MINES INC. MEETING DATE: JAN 12, 2015 | ||||
| TICKER: VGQ SECURITY ID: 927864108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Plan of Arrangement | Management | For | For |
| YAMANA GOLD INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: YRI SECURITY ID: 98462Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter Marrone | Management | For | For |
| 1.2 | Elect Director Patrick J. Mars | Management | For | For |
| 1.3 | Elect Director John Begeman | Management | For | For |
| 1.4 | Elect Director Christiane Bergevin | Management | For | For |
| 1.5 | Elect Director Alexander Davidson | Management | For | For |
| 1.6 | Elect Director Richard Graff | Management | For | For |
| 1.7 | Elect Director Nigel Lees | Management | For | For |
| 1.8 | Elect Director Carl Renzoni | Management | For | For |
| 1.9 | Elect Director Jane Sadowsky | Management | For | For |
| 1.10 | Elect Director Dino Titaro | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3.1 | Amend By-Law Re: Advance Notice Policy | Management | For | For |
| 3.2 | Adopt Ontario as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
VOTE SUMMARY REPORT
SELECT HEALTH CARE PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABBVIE INC. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: ABBV SECURITY ID: 00287Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
| 1.3 | Elect Director Glenn F. Tilton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ACCELERON PHARMA INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: XLRN SECURITY ID: 00434H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terrence C. Kearney | Management | For | For |
| 1.2 | Elect Director John L. Knopf | Management | For | Withhold |
| 1.3 | Elect Director Terrance G. McGuire | Management | For | Withhold |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: ACOR SECURITY ID: 00484M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry Greene | Management | For | For |
| 1.2 | Elect Director Ian Smith | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ACTAVIS PLC MEETING DATE: MAR 10, 2015 | ||||
| TICKER: ACT SECURITY ID: G0083B108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ACTAVIS PLC MEETING DATE: JUN 05, 2015 | ||||
| TICKER: ACT SECURITY ID: G0083B108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul M. Bisaro | Management | For | For |
| 1b | Elect Director Nesli Basgoz | Management | For | For |
| 1c | Elect Director James H. Bloem | Management | For | For |
| 1d | Elect Director Christopher W. Bodine | Management | For | For |
| 1e | Elect Director Christopher J. Coughlin | Management | For | For |
| 1f | Elect Director Michael R. Gallagher | Management | For | For |
| 1g | Elect Director Catherine M. Klema | Management | For | For |
| 1h | Elect Director Peter J. McDonnell | Management | For | For |
| 1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1j | Elect Director Brenton L. Saunders | Management | For | For |
| 1k | Elect Director Ronald R. Taylor | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Change Company Name from Actavis plc to Allergan plc | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Report on Sustainability | Shareholder | Against | Abstain |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ACTELION LTD. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: ATLN SECURITY ID: H0032X135 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 1.30 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1.1 | Reelect Jean-Pierre Garnier as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Jean-Paul Clozel as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Juhani Anttila as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Robert Bertolini as Director | Management | For | Did Not Vote |
| 4.1.5 | Reelect John Greisch as Director | Management | For | Did Not Vote |
| 4.1.6 | Reelect Peter Gruss as Director | Management | For | Did Not Vote |
| 4.1.7 | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
| 4.1.8 | Reelect Jean Malo as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Herna Verhagen as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect David Stout as Director | Management | For | Did Not Vote |
| 4.3 | Elect Jean-Pierre Garnier as Board Chairman | Management | For | Did Not Vote |
| 4.4.1 | Appoint Herna Verhagen as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.4.2 | Appoint Jean-Pierre Garnier as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.4.3 | Appoint John Greisch as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 2.27 Million | Management | For | Did Not Vote |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 17.2 Million | Management | For | Did Not Vote |
| 6 | Designate BDO AG as Independent Proxy | Management | For | Did Not Vote |
| 7 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 8 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| ADVAXIS, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: ADXS SECURITY ID: 007624208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James P. Patton | Management | For | For |
| 1.2 | Elect Director Daniel J. O'Connor | Management | For | For |
| 1.3 | Elect Director Roni A. Appel | Management | For | For |
| 1.4 | Elect Director Richard J. Berman | Management | For | For |
| 1.5 | Elect Director Thomas J. McKearn | Management | For | For |
| 1.6 | Elect Director David Sidransky | Management | For | For |
| 1.7 | Elect Director Samir Khleif | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Marcum, LLP as Auditors | Management | For | For |
| AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 18, 2015 | ||||
| TICKER: A SECURITY ID: 00846U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Herbold | Management | For | For |
| 1.2 | Elect Director Koh Boon Hwee | Management | For | For |
| 1.3 | Elect Director Michael R. McMullen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| AIR METHODS CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: AIRM SECURITY ID: 009128307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph J. Bernstein | Management | For | For |
| 1.2 | Elect Director Mark D. Carleton | Management | For | For |
| 1.3 | Elect Director Claire M. Gulmi | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: ALXN SECURITY ID: 015351109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director David R. Brennan | Management | For | For |
| 1.3 | Elect Director M. Michele Burns | Management | For | For |
| 1.4 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.5 | Elect Director David L. Hallal | Management | For | For |
| 1.6 | Elect Director John T. Mollen | Management | For | For |
| 1.7 | Elect Director R. Douglas Norby | Management | For | For |
| 1.8 | Elect Director Alvin S. Parven | Management | For | For |
| 1.9 | Elect Director Andreas Rummelt | Management | For | For |
| 1.10 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Amend Charter -- Call Special Meetings | Shareholder | Against | Against |
| ALLERGAN, INC. MEETING DATE: MAR 10, 2015 | ||||
| TICKER: AGN SECURITY ID: 018490102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: SEP 25, 2014 | ||||
| TICKER: ALNY SECURITY ID: 02043Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Maraganore | Management | For | For |
| 1.2 | Elect Director Paul R. Schimmel | Management | For | For |
| 1.3 | Elect Director Phillip A. Sharp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: ALNY SECURITY ID: 02043Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director John K. Clarke | Management | For | For |
| 1.3 | Elect Director Marsha H. Fanucci | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMAG PHARMACEUTICALS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: AMAG SECURITY ID: 00163U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William K. Heiden | Management | For | For |
| 1.2 | Elect Director Barbara Deptula | Management | For | For |
| 1.3 | Elect Director John A. Fallon | Management | For | For |
| 1.4 | Elect Director Robert J. Perez | Management | For | For |
| 1.5 | Elect Director Lesley Russell | Management | For | For |
| 1.6 | Elect Director Gino Santini | Management | For | For |
| 1.7 | Elect Director Davey S. Scoon | Management | For | For |
| 1.8 | Elect Director James R. Sulat | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMGEN INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: AMGN SECURITY ID: 031162100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Greg C. Garland | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.13 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| AMPLIFON S.P.A. MEETING DATE: JAN 29, 2015 | ||||
| TICKER: AMP SECURITY ID: T0388E118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Double Voting Rights for Long-Term Registered Shareholders | Management | For | Against |
| AMPLIFON S.P.A. MEETING DATE: APR 21, 2015 | ||||
| TICKER: AMP SECURITY ID: T0388E118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Elect Anna Puccio as Director | Management | For | For |
| 3.1 | Slate 1 Submitted by Ampliter N.V. | Shareholder | None | Did Not Vote |
| 3.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Amend Performance Stock Grant Plan 2014-2021 | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| ARENA PHARMACEUTICALS, INC. MEETING DATE: JUN 12, 2015 | ||||
| TICKER: ARNA SECURITY ID: 040047102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jack Lief | Management | For | For |
| 1.2 | Elect Director Dominic P. Behan | Management | For | For |
| 1.3 | Elect Director Donald D. Belcher | Management | For | For |
| 1.4 | Elect Director Scott H. Bice | Management | For | For |
| 1.5 | Elect Director Harry F. Hixson, Jr. | Management | For | For |
| 1.6 | Elect Director Tina S. Nova | Management | For | For |
| 1.7 | Elect Director Phillip M. Schneider | Management | For | For |
| 1.8 | Elect Director Christine A. White | Management | For | For |
| 1.9 | Elect Director Randall E. Woods | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ARRAY BIOPHARMA INC. MEETING DATE: OCT 30, 2014 | ||||
| TICKER: ARRY SECURITY ID: 04269X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kyle A. Lefkoff | Management | For | For |
| 1.2 | Elect Director Ron Squarer | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| ASCENDIS PHARMA A/S MEETING DATE: APR 23, 2015 | ||||
| TICKER: ASND SECURITY ID: 04351P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Receive Report of Board | Management | None | None |
| 3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Omission of Dividend | Management | For | Did Not Vote |
| 5a | Elect Michael Jensen as Director | Management | For | Did Not Vote |
| 5b | Elect James Healy as Director | Management | For | Did Not Vote |
| 5c | Elect Jan Mikkelsen as Director | Management | For | Did Not Vote |
| 5d | Elect Martin Olin as Director | Management | For | Did Not Vote |
| 5e | Elect Rafaele Tordjman as Director | Management | For | Did Not Vote |
| 5f | Elect Albert Cha as Director | Management | For | Did Not Vote |
| 5g | Elect Edwin de Graaf as Director | Management | For | Did Not Vote |
| 5h | Elect Michael Mayer as Director | Management | For | Did Not Vote |
| 5i | Elect Jonathan Silverstein as Director | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7.1.1 | Amend Articles Re: Address | Management | For | Did Not Vote |
| 7.1.2 | Amend Articles Re: Date of Registration | Management | For | Did Not Vote |
| 7.1.3 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| ATHENAHEALTH, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: ATHN SECURITY ID: 04685W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 1.2 | Elect Director David E. Robinson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AVALANCHE BIOTECHNOLOGIES, INC. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: AAVL SECURITY ID: 05337G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas W. Chalberg, Jr. | Management | For | For |
| 1.2 | Elect Director Paul D. Wachter | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BIOGEN INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: BIIB SECURITY ID: 09062X103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexander J. Denner | Management | For | For |
| 1.2 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.3 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.4 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.5 | Elect Director Robert W. Pangia | Management | For | For |
| 1.6 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.7 | Elect Director Brian S. Posner | Management | For | For |
| 1.8 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.9 | Elect Director George A. Scangos | Management | For | For |
| 1.10 | Elect Director Lynn Schenk | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| BIOMARIN PHARMACEUTICAL INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: BMRN SECURITY ID: 09061G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 05, 2015 | ||||
| TICKER: BSX SECURITY ID: 101137107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Kristina M. Johnson | Management | For | For |
| 1d | Elect Director Edward J. Ludwig | Management | For | For |
| 1e | Elect Director Stephen P. MacMillan | Management | For | For |
| 1f | Elect Director Michael F. Mahoney | Management | For | For |
| 1g | Elect Director Ernest Mario | Management | For | For |
| 1h | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1i | Elect Director Pete M. Nicholas | Management | For | For |
| 1j | Elect Director David J. Roux | Management | For | For |
| 1k | Elect Director John E. Sununu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Animal Testing and Plans for Improving Welfare | Shareholder | Against | Abstain |
| BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 05, 2015 | ||||
| TICKER: BMY SECURITY ID: 110122108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1A | Elect Director Lamberto Andreotti | Management | For | For |
| 1.1B | Elect Director Giovanni Caforio | Management | For | For |
| 1.1C | Elect Director Lewis B. Campbell | Management | For | For |
| 1.1D | Elect Director Laurie H. Glimcher | Management | For | For |
| 1.1E | Elect Director Michael Grobstein | Management | For | For |
| 1.1F | Elect Director Alan J. Lacy | Management | For | For |
| 1.1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
| 1.1H | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1.1I | Elect Director Vicki L. Sato | Management | For | For |
| 1.1J | Elect Director Gerald L. Storch | Management | For | For |
| 1.1K | Elect Director Togo D. West, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 5 | Remove Supermajority Vote Requirement Applicable to Preferred Stock | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 30, 2015 | ||||
| TICKER: BKD SECURITY ID: 112463104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey R. Leeds | Management | For | For |
| 1.2 | Elect Director Mark J. Parrell | Management | For | For |
| 1.3 | Elect Director Lee S. Wielansky | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BRUKER CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: BRKR SECURITY ID: 116794108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc A. Kastner | Management | For | For |
| 1.2 | Elect Director Gilles J. Martin | Management | For | For |
| 1.3 | Elect Director Richard D. Kniss | Management | For | For |
| 1.4 | Elect Director Joerg C. Laukien | Management | For | For |
| 1.5 | Elect Director William A. Linton | Management | For | For |
| 1.6 | Elect Director Chris van Ingen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CARDINAL HEALTH, INC. MEETING DATE: NOV 05, 2014 | ||||
| TICKER: CAH SECURITY ID: 14149Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Anderson | Management | For | For |
| 1.2 | Elect Director Colleen F. Arnold | Management | For | For |
| 1.3 | Elect Director George S. Barrett | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Calvin Darden | Management | For | For |
| 1.6 | Elect Director Bruce L. Downey | Management | For | For |
| 1.7 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1.8 | Elect Director Clayton M. Jones | Management | For | For |
| 1.9 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.10 | Elect Director David P. King | Management | For | For |
| 1.11 | Elect Director Richard C. Notebaert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| CARDIOVASCULAR SYSTEMS, INC. MEETING DATE: NOV 12, 2014 | ||||
| TICKER: CSII SECURITY ID: 141619106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David L. Martin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CARRIAGE SERVICES, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: CSV SECURITY ID: 143905107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Melvin C. Payne | Management | For | For |
| 1.2 | Elect Director Richard W. Scott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| CASTLIGHT HEALTH, INC. MEETING DATE: JUN 01, 2015 | ||||
| TICKER: CSLT SECURITY ID: 14862Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Giovanni M. Colella | Management | For | For |
| 1.2 | Elect Director Bryan Roberts | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CASTLIGHT HEALTH, INC. MEETING DATE: JUN 01, 2015 | ||||
| TICKER: CSLT SECURITY ID: 45J99M272 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Giovanni M. Colella | Management | For | For |
| 1.2 | Elect Director Bryan Roberts | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CELGENE CORPORATION MEETING DATE: JUN 17, 2015 | ||||
| TICKER: CELG SECURITY ID: 151020104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Richard W. Barker | Management | For | For |
| 1.3 | Elect Director Michael W. Bonney | Management | For | For |
| 1.4 | Elect Director Michael D. Casey | Management | For | For |
| 1.5 | Elect Director Carrie S. Cox | Management | For | For |
| 1.6 | Elect Director Michael A. Friedman | Management | For | For |
| 1.7 | Elect Director Gilla Kaplan | Management | For | For |
| 1.8 | Elect Director James J. Loughlin | Management | For | For |
| 1.9 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Specialty Drug Pricing Risks | Shareholder | Against | Abstain |
| CELLECTIS MEETING DATE: MAY 18, 2015 | ||||
| TICKER: ALCLS SECURITY ID: 15117K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Abstain |
| 5 | Reelect Andre Choulika as Director | Management | For | For |
| 6 | Reelect David Sourdive as Director | Management | For | For |
| 7 | Reelect Alain Godard as Director | Management | For | For |
| 8 | Elect Jean-Marie Messier as Director | Management | For | For |
| 9 | Approve Board's Special Report on Stock Option Grants | Management | For | Abstain |
| 10 | Amend Article 18 of Bylaws Re: Record Date | Management | For | For |
| CERNER CORPORATION MEETING DATE: MAY 22, 2015 | ||||
| TICKER: CERN SECURITY ID: 156782104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 1b | Elect Director Clifford W. Illig | Management | For | For |
| 1c | Elect Director William B. Neaves | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| CIGNA CORPORATION MEETING DATE: APR 22, 2015 | ||||
| TICKER: CI SECURITY ID: 125509109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Partridge | Management | For | For |
| 1.2 | Elect Director James E. Rogers | Management | For | For |
| 1.3 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CLOVIS ONCOLOGY, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: CLVS SECURITY ID: 189464100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. James Barrett | Management | For | For |
| 1.2 | Elect Director Patrick J. Mahaffy | Management | For | For |
| 1.3 | Elect Director Thorlef Spickschen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CONMED CORPORATION MEETING DATE: SEP 10, 2014 | ||||
| TICKER: CNMD SECURITY ID: 207410101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Gold Card) | ||||
| 1.1 | Elect Director Brian Concannon | Management | For | Did Not Vote |
| 1.2 | Elect Director Charles M. Farkas | Management | For | Did Not Vote |
| 1.3 | Elect Director Jo Ann Golden | Management | For | Did Not Vote |
| 1.4 | Elect Director Curt R. Hartman | Management | For | Did Not Vote |
| 1.5 | Elect Director Dirk M. Kuyper | Management | For | Did Not Vote |
| 1.6 | Elect Director Jerome J. Lande | Management | For | Did Not Vote |
| 1.7 | Elect Director Stephen M. Mandia | Management | For | Did Not Vote |
| 1.8 | Elect Director Mark E. Tryniski | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Card) | ||||
| 1.1 | Elect Directors James W. Green | Shareholder | For | For |
| 1.2 | Elect Directors Joshua H. Levine | Shareholder | For | For |
| 1.3 | Elect Directors J. Daniel Plants | Shareholder | For | Withhold |
| 1.4 | Management Nominee - Brian Concannon | Shareholder | For | For |
| 1.5 | Management Nominee - Charles M. Farkas | Shareholder | For | For |
| 1.6 | Management Nominee - Curt R. Hartman | Shareholder | For | For |
| 1.7 | Management Nominee - Dirk M. Kuyper | Shareholder | For | For |
| 1.8 | Management Nominee - Mark E. Tryniski | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| CONMED CORPORATION MEETING DATE: MAY 28, 2015 | ||||
| TICKER: CNMD SECURITY ID: 207410101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian P. Concannon | Management | For | For |
| 1.2 | Elect Director Charles M. Farkas | Management | For | For |
| 1.3 | Elect Director Jo Ann Golden | Management | For | For |
| 1.4 | Elect Director Curt R. Hartman | Management | For | For |
| 1.5 | Elect Director Dirk M. Kuyper | Management | For | For |
| 1.6 | Elect Director Jerome J. Lande | Management | For | For |
| 1.7 | Elect Director Mark E. Tryniski | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| CONNECTURE, INC. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: CNXR SECURITY ID: 20786J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Jones, Jr. | Management | For | For |
| 1.2 | Elect Director Russell S. Thomas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| COVIDIEN PLC MEETING DATE: JAN 06, 2015 | ||||
| TICKER: COV SECURITY ID: G2554F113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Reduction of Share Premium Account | Management | For | For |
| 3 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 4 | Amendment to Articles of Association | Management | For | For |
| 5 | Creation of Distributable Reserves of New Medtronic | Management | For | For |
| 6 | Advisory Vote on Golden Parachutes | Management | For | For |
| COVIDIEN PLC MEETING DATE: JAN 06, 2015 | ||||
| TICKER: COV SECURITY ID: G2554F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| CURIS, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: CRIS SECURITY ID: 231269101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Pienta | Management | For | For |
| 1.2 | Elect Director James R. McNab, Jr. | Management | For | For |
| 1.3 | Elect Director James R. Tobin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DANAHER CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: DHR SECURITY ID: 235851102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| DAVITA HEALTHCARE PARTNERS INC. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: DVA SECURITY ID: 23918K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pamela M. Arway | Management | For | For |
| 1b | Elect Director Charles G. Berg | Management | For | For |
| 1c | Elect Director Carol Anthony ('John') Davidson | Management | For | For |
| 1d | Elect Director Paul J. Diaz | Management | For | For |
| 1e | Elect Director Peter T. Grauer | Management | For | For |
| 1f | Elect Director John M. Nehra | Management | For | For |
| 1g | Elect Director William L. Roper | Management | For | For |
| 1h | Elect Director Kent J. Thiry | Management | For | For |
| 1i | Elect Director Roger J. Valine | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| DECHRA PHARMACEUTICALS PLC MEETING DATE: OCT 24, 2014 | ||||
| TICKER: DPH SECURITY ID: G2769C145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Michael Redmond as Director | Management | For | For |
| 6 | Re-elect Ian Page as Director | Management | For | For |
| 7 | Re-elect Anne-Francoise Nesmes as Director | Management | For | For |
| 8 | Re-elect Anthony Griffin as Director | Management | For | For |
| 9 | Re-elect Ishbel Macpherson as Director | Management | For | For |
| 10 | Re-elect Dr Christopher Richards as Director | Management | For | For |
| 11 | Re-elect Julian Heslop as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| DERMA SCIENCES, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: DSCI SECURITY ID: 249827502 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward J. Quilty | Management | For | For |
| 1.2 | Elect Director Srini Conjeevaram | Management | For | For |
| 1.3 | Elect Director Stephen T. Wills | Management | For | For |
| 1.4 | Elect Director Robert G. Moussa | Management | For | For |
| 1.5 | Elect Director Bruce F. Wesson | Management | For | For |
| 1.6 | Elect Director Brett D. Hewlett | Management | For | For |
| 1.7 | Elect Director Amy Paul | Management | For | For |
| 1.8 | Elect Director Samuel E. Navarro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| DISCOVERY LABORATORIES, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: DSCO SECURITY ID: 254668403 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Leone | Management | For | For |
| 1.2 | Elect Director John G. Cooper | Management | For | For |
| 1.3 | Elect Director Joseph M. Mahady | Management | For | For |
| 1.4 | Elect Director Bruce A. Peacock | Management | For | For |
| 1.5 | Elect Director Marvin E. Rosenthale | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DYAX CORP. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: DYAX SECURITY ID: 26746E103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ron Cohen | Management | For | For |
| 1.2 | Elect Director David J. McLachlan | Management | For | For |
| 1.3 | Elect Director Paolo Pucci | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| EBOS GROUP LIMITED MEETING DATE: OCT 31, 2014 | ||||
| TICKER: EBO SECURITY ID: Q33853112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Elizabeth Coutts as Director | Management | For | For |
| 3 | Elect Barry Wallace as Director | Management | For | Against |
| 4 | Elect Peter Williams as Director | Management | For | Against |
| 5 | Approve the Reappointment of Deloitte as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: EW SECURITY ID: 28176E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John T. Cardis | Management | For | For |
| 1b | Elect Director Kieran T. Gallahue | Management | For | For |
| 1c | Elect Director Barbara J. McNeil | Management | For | For |
| 1d | Elect Director Michael A. Mussallem | Management | For | For |
| 1e | Elect Director Nicholas J. Valeriani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| EISAI CO. LTD. MEETING DATE: JUN 19, 2015 | ||||
| TICKER: 4523 SECURITY ID: J12852117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Indemnify Directors - Reflect Changes in Law | Management | For | For |
| 2.1 | Elect Director Naito, Haruo | Management | For | For |
| 2.2 | Elect Director Ota, Kiyochika | Management | For | For |
| 2.3 | Elect Director Matsui, Hideaki | Management | For | For |
| 2.4 | Elect Director Deguchi, Nobuo | Management | For | For |
| 2.5 | Elect Director Graham Fry | Management | For | For |
| 2.6 | Elect Director Suzuki, Osamu | Management | For | For |
| 2.7 | Elect Director Patricia Robinson | Management | For | For |
| 2.8 | Elect Director Yamashita, Toru | Management | For | For |
| 2.9 | Elect Director Nishikawa, Ikuo | Management | For | For |
| 2.10 | Elect Director Naoe, Noboru | Management | For | For |
| 2.11 | Elect Director Suhara, Eiichiro | Management | For | For |
| EMERITUS CORPORATION MEETING DATE: JUL 10, 2014 | ||||
| TICKER: ESC SECURITY ID: 291005106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| ENDO INTERNATIONAL PLC MEETING DATE: JUN 09, 2015 | ||||
| TICKER: ENDP SECURITY ID: G30401106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roger H. Kimmel | Management | For | For |
| 1b | Elect Director Rajiv De Silva | Management | For | For |
| 1c | Elect Director Shane M. Cooke | Management | For | For |
| 1d | Elect Director Arthur J. Higgins | Management | For | For |
| 1e | Elect Director Nancy J. Hutson | Management | For | For |
| 1f | Elect Director Michael Hyatt | Management | For | For |
| 1g | Elect Director William P. Montague | Management | For | For |
| 1h | Elect Director Jill D. Smith | Management | For | For |
| 1i | Elect Director William F. Spengler | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| ENDOLOGIX, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: ELGX SECURITY ID: 29266S106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John McDermott | Management | For | For |
| 1.2 | Elect Director Guido J. Neels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| ENVISION HEALTHCARE HOLDINGS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: EVHC SECURITY ID: 29413U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carol J. Burt | Management | For | For |
| 1.2 | Elect Director Leonard M. Riggs, Jr. | Management | For | For |
| 1.3 | Elect Director James D. Shelton | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EXACT SCIENCES CORPORATION MEETING DATE: JUL 24, 2014 | ||||
| TICKER: EXAS SECURITY ID: 30063P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Maneesh K. Arora | Management | For | For |
| 1.2 | Elect Director James E. Doyle | Management | For | For |
| 1.3 | Elect Director Lionel N. Sterling | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| GENMARK DIAGNOSTICS, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: GNMK SECURITY ID: 372309104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hany Massarany | Management | For | For |
| 1.2 | Elect Director Kevin C. O'Boyle | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GILEAD SCIENCES, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: GILD SECURITY ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| 8 | Report on Specialty Drug Pricing Risks | Shareholder | Against | Abstain |
| HCA HOLDINGS, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: HCA SECURITY ID: 40412C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Milton Johnson | Management | For | For |
| 1.2 | Elect Director Robert J. Dennis | Management | For | For |
| 1.3 | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1.4 | Elect Director Thomas F. Frist, III | Management | For | For |
| 1.5 | Elect Director William R. Frist | Management | For | For |
| 1.6 | Elect Director Ann H. Lamont | Management | For | For |
| 1.7 | Elect Director Jay O. Light | Management | For | For |
| 1.8 | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1.9 | Elect Director Michael W. Michelson | Management | For | For |
| 1.10 | Elect Director Wayne J. Riley | Management | For | For |
| 1.11 | Elect Director John W. Rowe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HEALTHSTREAM, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: HSTM SECURITY ID: 42222N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert A. Frist, Jr. | Management | For | For |
| 1.2 | Elect Director Frank Gordon | Management | For | For |
| 1.3 | Elect Director C. Martin Harris | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HEARTWARE INTERNATIONAL, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: HTWR SECURITY ID: 422368100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cynthia Feldmann | Management | For | For |
| 1.2 | Elect Director Denis Wade | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HUMANA INC. MEETING DATE: APR 16, 2015 | ||||
| TICKER: HUM SECURITY ID: 444859102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kurt J. Hilzinger | Management | For | For |
| 1b | Elect Director Bruce D. Broussard | Management | For | For |
| 1c | Elect Director Frank A. D'Amelio | Management | For | For |
| 1d | Elect Director W. Roy Dunbar | Management | For | For |
| 1e | Elect Director David A. Jones, Jr. | Management | For | For |
| 1f | Elect Director William J. McDonald | Management | For | For |
| 1g | Elect Director William E. Mitchell | Management | For | For |
| 1h | Elect Director David B. Nash | Management | For | For |
| 1i | Elect Director James J. O'Brien | Management | For | For |
| 1j | Elect Director Marissa T. Peterson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INSMED INCORPORATED MEETING DATE: MAY 21, 2015 | ||||
| TICKER: INSM SECURITY ID: 457669307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David R. Brennan | Management | For | For |
| 1.2 | Elect Director Melvin Sharoky | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC. MEETING DATE: JUL 17, 2014 | ||||
| TICKER: ICPT SECURITY ID: 45845P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director Luca Benatti | Management | For | For |
| 1.3 | Elect Director Paolo Fundaro | Management | For | For |
| 1.4 | Elect Director Sanj K. Patel | Management | For | For |
| 1.5 | Elect Director Mark Pruzanski | Management | For | For |
| 1.6 | Elect Director Glenn Sblendorio | Management | For | For |
| 1.7 | Elect Director Jonathan T. Silverstein | Management | For | For |
| 1.8 | Elect Director Klaus Veitinger | Management | For | For |
| 1.9 | Elect Director Nicole S. Williams | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| JAZZ PHARMACEUTICALS PLC MEETING DATE: JUL 31, 2014 | ||||
| TICKER: JAZZ SECURITY ID: G50871105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Bruce C. Cozadd | Management | For | For |
| 1b | Elect Director Heather Ann McSharry | Management | For | For |
| 1c | Elect Director Rick E. Winningham | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Authorize Jazz Pharmaceuticals plc and/or Any Subsidiary of Jazz Pharmaceuticals plc to Make Market Purchases of Jazz Pharmaceuticals plc's Ordinary Shares | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JIANGSU HENGRUI MEDICINE CO., LTD. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: 600276 SECURITY ID: Y4446S105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2014 Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2014 Annual Report and Summary | Management | For | For |
| 4 | Approve 2014 Financial Statements | Management | For | For |
| 5 | Approve 2014 Profit Distribution | Management | For | For |
| 6 | Approve Re-appointment of 2015 Auditor and Internal Control Auditor and Payment of Remuneration | Management | For | For |
| 7 | Approve Amendments to Articles of Association | Management | For | For |
| 8 | Elect Li Yuanchao as Independent Director | Management | For | For |
| KEYSIGHT TECHNOLOGIES, INC. MEETING DATE: MAR 19, 2015 | ||||
| TICKER: KEYS SECURITY ID: 49338L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.2 | Elect Director Charles J. Dockendorff | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LUMENIS LTD. MEETING DATE: JUL 02, 2014 | ||||
| TICKER: LMNS SECURITY ID: M6778Q121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Hope S. Taitz As External Director for Three Year Term | Management | For | For |
| 2.1 | Reelect Harel Beit-On as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.2 | Reelect Yoav Doppelt as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.3 | Reelect Arie Weisberg as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.4 | Reelect Shlomo Yanai as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3 | Subject to Approval of Item 1, Grant Hope S. Taitz Options to Purchase 13,235 Shares | Management | For | For |
| 4 | Reappoint Brightman Almagor Zohar & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 6 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| MALLINCKRODT PLC MEETING DATE: MAR 19, 2015 | ||||
| TICKER: MNK SECURITY ID: G5785G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Melvin D. Booth | Management | For | For |
| 1b | Elect Director Don M. Bailey | Management | For | For |
| 1c | Elect Director David R. Carlucci | Management | For | For |
| 1d | Elect Director J. Martin Carroll | Management | For | For |
| 1e | Elect Director Diane H. Gulyas | Management | For | For |
| 1f | Elect Director Nancy S. Lurker | Management | For | For |
| 1g | Elect Director JoAnn A. Reed | Management | For | For |
| 1h | Elect Director Angus C. Russell | Management | For | For |
| 1i | Elect Director Virgil D. Thompson | Management | For | For |
| 1j | Elect Director Mark C. Trudeau | Management | For | For |
| 1k | Elect Director Kneeland C. Youngblood | Management | For | For |
| 1l | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize the Price Range at which the Company can Reissue Shares that it Holds as Treasury Shares | Management | For | For |
| 7 | Authorize the Holding of the 2016 AGM at a Location Outside Ireland | Management | For | For |
| MCKESSON CORPORATION MEETING DATE: JUL 30, 2014 | ||||
| TICKER: MCK SECURITY ID: 58155Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andy D. Bryant | Management | For | For |
| 1b | Elect Director Wayne A. Budd | Management | For | For |
| 1c | Elect Director N. Anthony Coles | Management | For | For |
| 1d | Elect Director John H. Hammergren | Management | For | For |
| 1e | Elect Director Alton F. Irby, III | Management | For | For |
| 1f | Elect Director M. Christine Jacobs | Management | For | For |
| 1g | Elect Director Marie L. Knowles | Management | For | For |
| 1h | Elect Director David M. Lawrence | Management | For | For |
| 1i | Elect Director Edward A. Mueller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| MEDA AB MEETING DATE: NOV 06, 2014 | ||||
| TICKER: MEDA A SECURITY ID: W5612K109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve Creation of Pool of Capital with Preemptive Rights | Management | For | Did Not Vote |
| 7.1 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 7.2 | Approve Remuneration of New Director | Management | For | Did Not Vote |
| 7.3 | Elect Luca Rovati as Director | Management | For | Did Not Vote |
| 8 | Close Meeting | Management | None | None |
| MEDIDATA SOLUTIONS, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: MDSO SECURITY ID: 58471A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tarek A. Sherif | Management | For | For |
| 1.2 | Elect Director Glen M. de Vries | Management | For | For |
| 1.3 | Elect Director Carlos Dominguez | Management | For | For |
| 1.4 | Elect Director Neil M. Kurtz | Management | For | For |
| 1.5 | Elect Director George W. McCulloch | Management | For | For |
| 1.6 | Elect Director Lee A. Shapiro | Management | For | For |
| 1.7 | Elect Director Robert B. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MEDIVATION, INC. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: MDVN SECURITY ID: 58501N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.2 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.3 | Elect Director David T. Hung | Management | For | For |
| 1.4 | Elect Director C. Patrick Machado | Management | For | For |
| 1.5 | Elect Director Dawn Svoronos | Management | For | For |
| 1.6 | Elect Director W. Anthony Vernon | Management | For | For |
| 1.7 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | Against |
| MEDTRONIC, INC. MEETING DATE: JAN 06, 2015 | ||||
| TICKER: MDT SECURITY ID: 585055106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Reduction of Share Premium Account | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| MERCK & CO., INC. MEETING DATE: MAY 26, 2015 | ||||
| TICKER: MRK SECURITY ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| MIRATI THERAPEUTICS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: MRTX SECURITY ID: 60468T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Baum | Management | For | For |
| 1.2 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.3 | Elect Director Michael Grey | Management | For | For |
| 1.4 | Elect Director Craig Johnson | Management | For | For |
| 1.5 | Elect Director Rodney W. Lappe | Management | For | For |
| 1.6 | Elect Director William R. Ringo | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| MYLAN INC. MEETING DATE: JAN 29, 2015 | ||||
| TICKER: MYL SECURITY ID: 628530107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| NEOVASC INC. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: NVC SECURITY ID: 64065J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Paul Geyer | Management | For | For |
| 2.2 | Elect Director Alexei Marko | Management | For | For |
| 2.3 | Elect Director Doug Janzen | Management | For | For |
| 2.4 | Elect Director Steven Rubin | Management | For | For |
| 2.5 | Elect Director Jane Hsiao | Management | For | For |
| 2.6 | Elect Director William O'Neill | Management | For | For |
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: NBIX SECURITY ID: 64125C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Thomas Mitchell | Management | For | For |
| 1.2 | Elect Director Joseph A. Mollica | Management | For | For |
| 1.3 | Elect Director William H. Rastetter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEVRO CORP. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: NVRO SECURITY ID: 64157F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael DeMane | Management | For | For |
| 1.2 | Elect Director Nathan B. Pliam | Management | For | For |
| 1.3 | Elect Director Brad Vale | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NXSTAGE MEDICAL, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: NXTM SECURITY ID: 67072V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey H. Burbank | Management | For | For |
| 1.2 | Elect Director Robert G. Funari | Management | For | For |
| 1.3 | Elect Director Daniel A. Giannini | Management | For | For |
| 1.4 | Elect Director Earl R. Lewis | Management | For | For |
| 1.5 | Elect Director Jean K. Mixer | Management | For | For |
| 1.6 | Elect Director Craig W. Moore | Management | For | For |
| 1.7 | Elect Director Reid S. Perper | Management | For | For |
| 1.8 | Elect Director Barry M. Straube | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| OMEROS CORPORATION MEETING DATE: MAY 22, 2015 | ||||
| TICKER: OMER SECURITY ID: 682143102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory A. Demopulos | Management | For | For |
| 1.2 | Elect Director Leroy E. Hood | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PACIRA PHARMACEUTICALS, INC. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: PCRX SECURITY ID: 695127100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura Brege | Management | For | For |
| 1.2 | Elect Director Mark A. Kronenfeld | Management | For | For |
| 1.3 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PERRIGO COMPANY PLC MEETING DATE: NOV 04, 2014 | ||||
| TICKER: PRGO SECURITY ID: G97822103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurie Brlas | Management | For | For |
| 1.2 | Elect Director Gary M. Cohen | Management | For | For |
| 1.3 | Elect Director Jacqualyn A. Fouse | Management | For | For |
| 1.4 | Elect Director David T. Gibbons | Management | For | For |
| 1.5 | Elect Director Ran Gottfried | Management | For | For |
| 1.6 | Elect Director Ellen R. Hoffing | Management | For | For |
| 1.7 | Elect Director Michael J. Jandernoa | Management | For | For |
| 1.8 | Elect Director Gary K. Kunkle, Jr. | Management | For | For |
| 1.9 | Elect Director Herman Morris, Jr. | Management | For | For |
| 1.10 | Elect Director Donal O'Connor | Management | For | For |
| 1.11 | Elect Director Joseph C. Papa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 6 | Approve Creation of Distributable Reserves | Management | For | For |
| PRA HEALTH SCIENCES, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: PRAH SECURITY ID: 69354M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Max C. Lin | Management | For | For |
| 1.2 | Elect Director Matthew P. Young | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PRESTIGE BRANDS HOLDINGS, INC. MEETING DATE: AUG 05, 2014 | ||||
| TICKER: PBH SECURITY ID: 74112D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew M. Mannelly | Management | For | For |
| 1.2 | Elect Director John E. Byom | Management | For | For |
| 1.3 | Elect Director Gary E. Costley | Management | For | For |
| 1.4 | Elect Director Charles J. Hinkaty | Management | For | For |
| 1.5 | Elect Director Carl J. Johnson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PROQR THERAPEUTICS NV MEETING DATE: JUN 10, 2015 | ||||
| TICKER: PRQR SECURITY ID: N71542109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7.i | Approve Remuneration of Supervisory Board | Management | For | For |
| 7.ii | Approve Increase in Size of Supervisory Board | Management | For | For |
| 7.iii | Elect Paul Baart to Supervisory Board | Management | For | For |
| 7.iv | Approve Remuneration for Paul Baart | Management | For | For |
| 8 | Approve Internal Restructering Plan Related to Demergers | Management | For | For |
| 9 | Ratify Deloitte as Auditors | Management | For | For |
| 10 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 11 | Allow Questions | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| PROTHENA CORPORATION PLC MEETING DATE: MAY 21, 2015 | ||||
| TICKER: PRTA SECURITY ID: G72800108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Shane M. Cooke | Management | For | For |
| 1b | Elect Director Lars G. Ekman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| PTC THERAPEUTICS, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: PTCT SECURITY ID: 69366J200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adam Koppel | Management | For | For |
| 1.2 | Elect Director Michael Schmertzler | Management | For | For |
| 1.3 | Elect Director Glenn D. Steele Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PUMA BIOTECHNOLOGY, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: PBYI SECURITY ID: 74587V107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan H. Auerbach | Management | For | For |
| 1.2 | Elect Director Thomas R. Malley | Management | For | For |
| 1.3 | Elect Director Jay M. Moyes | Management | For | For |
| 1.4 | Elect Director Troy E. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PKF Certified Public Accountants as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| RESMED INC. MEETING DATE: NOV 20, 2014 | ||||
| TICKER: RMD SECURITY ID: 761152107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Farrell | Management | For | For |
| 1b | Elect Director Chris Roberts | Management | For | For |
| 1c | Elect Director Jack Wareham | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SANOFI MEETING DATE: MAY 04, 2015 | ||||
| TICKER: SAN SECURITY ID: 80105N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.85 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Serge Weinberg as Director | Management | For | For |
| 6 | Reelect Suet-Fern Lee as Director | Management | For | For |
| 7 | Ratify Appointment of Bonnie Bassler as Director | Management | For | For |
| 8 | Reelect Bonnie Bassler as Director | Management | For | For |
| 9 | Ratify Appointment of Olivier Brandicourt as Director | Management | For | For |
| 10 | Advisory Vote on Compensation of Serge Weinberg | Management | For | For |
| 11 | Advisory Vote on Compensation of Christopher Viehbacher | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 1 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
| 2 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 260 Million | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 260 Million | Management | For | For |
| 4 | Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion | Management | For | For |
| 5 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 6 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 7 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 8 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 10 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 11 | Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
| 12 | Amend Article 19 of Bylaws Re: Attendance to General Meetings | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SHIRE PLC MEETING DATE: APR 28, 2015 | ||||
| TICKER: SHP SECURITY ID: 82481R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 5 | Re-elect William Burns as Director | Management | For | For |
| 6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
| 7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
| 8 | Re-elect David Kappler as Director | Management | For | For |
| 9 | Re-elect Susan Kilsby as Director | Management | For | For |
| 10 | Re-elect Anne Minto as Director | Management | For | For |
| 11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Approve Long Term Incentive Plan 2015 | Management | For | For |
| 15 | Approve Global Employee Stock Purchase Plan | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| STERIS CORPORATION MEETING DATE: JUL 30, 2014 | ||||
| TICKER: STE SECURITY ID: 859152100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Breeden | Management | For | For |
| 1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1.3 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 1.4 | Elect Director David B. Lewis | Management | For | For |
| 1.5 | Elect Director Kevin M. McMullen | Management | For | For |
| 1.6 | Elect Director Walter M Rosebrough, Jr. | Management | For | For |
| 1.7 | Elect Director Mohsen M. Sohi | Management | For | For |
| 1.8 | Elect Director John P. Wareham | Management | For | For |
| 1.9 | Elect Director Loyal W. Wilson | Management | For | For |
| 1.10 | Elect Director Michael B. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| SUN PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: 524715 SECURITY ID: Y8523Y158 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Amalgamation | Management | For | For |
| SURGICAL CARE AFFILIATES, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: SCAI SECURITY ID: 86881L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas C. Geiser | Management | For | For |
| 1.2 | Elect Director Curtis S. Lane | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TEKMIRA PHARMACEUTICALS CORPORATION MEETING DATE: MAR 03, 2015 | ||||
| TICKER: TKMR SECURITY ID: 87911B209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition | Management | For | For |
| 2 | Amend Articles | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| 4 | Other Business | Management | For | Against |
| TESARO, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: TSRO SECURITY ID: 881569107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
| 1.2 | Elect Director Mary Lynne Hedley | Management | For | For |
| 1.3 | Elect Director David M. Mott | Management | For | For |
| 1.4 | Elect Director Lawrence M. Alleva | Management | For | For |
| 1.5 | Elect Director James O. Armitage | Management | For | For |
| 1.6 | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
| 1.7 | Elect Director Garry A. Nicholson | Management | For | For |
| 1.8 | Elect Director Arnold L. Oronsky | Management | For | For |
| 1.9 | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUL 30, 2014 | ||||
| TICKER: TEVA SECURITY ID: 881624209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Dan Propper as Director for a Three Year Term | Management | For | For |
| 1.2 | Reelect Ory Slonim as Director for a Three Year Term | Management | For | For |
| 2.1 | Reelect Joseph Nitzani as External Director and Approve Director's Remuneration | Management | For | For |
| 2.2 | Elect Jean-Michel Halfon as External Director and Approve Director's Remuneration | Management | For | For |
| 3.1 | Approve Annual Cash Bonus Objectives for CEO and President, for 2014 and Onwards | Management | For | For |
| 3.2 | Approve Grant Annual Equity Awards to CEO and President, Starting 2015 | Management | For | For |
| 4 | Approve Purchase of D&O Liability Insurance Policie | Management | For | For |
| 5 | Reappoint Kesselman & Kesselman as Auditors | Management | For | For |
| 6 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| THE COOPER COMPANIES, INC. MEETING DATE: MAR 16, 2015 | ||||
| TICKER: COO SECURITY ID: 216648402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Thomas Bender | Management | For | For |
| 1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 1.3 | Elect Director Jody S. Lindell | Management | For | For |
| 1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
| 1.5 | Elect Director Steven Rosenberg | Management | For | For |
| 1.6 | Elect Director Allan E. Rubenstein | Management | For | For |
| 1.7 | Elect Director Robert S. Weiss | Management | For | For |
| 1.8 | Elect Director Stanley Zinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THERAPEUTICSMD, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: TXMD SECURITY ID: 88338N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tommy G. Thompson | Management | For | For |
| 1.2 | Elect Director Robert G. Finizio | Management | For | For |
| 1.3 | Elect Director John C.K. Milligan, IV | Management | For | For |
| 1.4 | Elect Director Brian Bernick | Management | For | For |
| 1.5 | Elect Director J. Martin Carroll | Management | For | For |
| 1.6 | Elect Director Cooper C. Collins | Management | For | For |
| 1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
| 1.8 | Elect Director Jules A. Musing | Management | For | For |
| 1.9 | Elect Director Angus C. Russell | Management | For | For |
| 1.10 | Elect Director Nicholas Segal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: TMO SECURITY ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director William G. Parrett | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Scott M. Sperling | Management | For | For |
| 1k | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TORNIER N.V. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: TRNX SECURITY ID: N87237108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sean D. Carney | Management | For | For |
| 1b | Elect Director Richard B. Emmitt | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Ratify E&Y Accountants LLP as Auditors for Dutch Statutory Accounts | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Ratify KPMG N.V. as Auditors for Dutch Statutory Accounts | Management | For | For |
| 6 | Adopt Dutch Statutory Annual Accounts | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Management to Issue Shares | Management | For | For |
| 10 | Authorize Management to Exclude Preemptive Rights from Share Issuances Under Item 9 | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| TORNIER N.V. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: TRNX SECURITY ID: N87237108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Change Company Name to Wright Medical Group N.V. | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5A | Remove Director Alain Tornier | Management | For | For |
| 5B | Remove Director Richard B. Emmitt | Management | For | For |
| 6A | Elect Director Robert J. Palmisano | Management | For | For |
| 6B | Elect Director David H. Mowry | Management | For | For |
| 6C | Elect Director Gary D. Blackford | Management | For | For |
| 6D | Elect Director Sean D. Carney | Management | For | For |
| 6E | Elect Director John L. Miclot | Management | For | For |
| 6F | Elect Director Kevin C. O'Boyle | Management | For | For |
| 6G | Elect Director Amy S. Paul | Management | For | For |
| 6H | Elect Director David D. Stevens | Management | For | For |
| 6I | Elect Director Richard F. Wallman | Management | For | For |
| 6J | Elect Director Elizabeth H. Weatherman | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| TRIVASCULAR TECHNOLOGIES, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: TRIV SECURITY ID: 89685A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher G. Chavez | Management | For | For |
| 1.2 | Elect Director Jake R. Nunn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| UDG HEALTHCARE PLC MEETING DATE: FEB 03, 2015 | ||||
| TICKER: UDG SECURITY ID: G9285S108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4(a) | Re-elect Chris Brinsmead as Director | Management | For | For |
| 4(b) | Re-elect Chris Corbin as Director | Management | For | For |
| 4(c) | Re-elect Liam FitzGerald as Director | Management | For | For |
| 4(d) | Re-elect Peter Gray as Director | Management | For | For |
| 4(e) | Re-elect Brendan McAtamney as Director | Management | For | For |
| 4(f) | Re-elect Gerard van Odijk as Director | Management | For | For |
| 4(g) | Re-elect Alan Ralph as Director | Management | For | For |
| 4(h) | Re-elect Lisa Ricciardi as Director | Management | For | For |
| 4(i) | Re-elect Philip Toomey as Director | Management | For | For |
| 4(j) | Re-elect Linda Wilding as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 10 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| ULTRAGENYX PHARMACEUTICAL INC. MEETING DATE: JUL 10, 2014 | ||||
| TICKER: RARE SECURITY ID: 90400D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Emil D. Kakkis | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ULTRAGENYX PHARMACEUTICAL INC. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: RARE SECURITY ID: 90400D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Narachi | Management | For | For |
| 1b | Elect Director Clay B. Siegall | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 26, 2015 | ||||
| TICKER: UTHR SECURITY ID: 91307C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katherine Klein | Management | For | For |
| 1.2 | Elect Director Raymond Kurzweil | Management | For | For |
| 1.3 | Elect Director Martine Rothblatt | Management | For | For |
| 1.4 | Elect Director Louis Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 01, 2015 | ||||
| TICKER: UNH SECURITY ID: 91324P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Edson Bueno | Management | For | For |
| 1c | Elect Director Richard T. Burke | Management | For | For |
| 1d | Elect Director Robert J. Darretta | Management | For | For |
| 1e | Elect Director Stephen J. Hemsley | Management | For | For |
| 1f | Elect Director Michele J. Hooper | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director Kenneth I. Shine | Management | For | For |
| 1j | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Change State of Incorporation from Minnesota to Delaware | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: UHS SECURITY ID: 913903100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Stock Option Plan | Management | For | Against |
| 2 | Amend Restricted Stock Plan | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| VALEANT PHARMACEUTICALS INTERNATIONAL, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: VRX SECURITY ID: 91911K102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald H. Farmer | Management | For | For |
| 1b | Elect Director Colleen A. Goggins | Management | For | For |
| 1c | Elect Director Robert A. Ingram | Management | For | For |
| 1d | Elect Director Anders O. Lonner | Management | For | For |
| 1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
| 1f | Elect Director J. Michael Pearson | Management | For | For |
| 1g | Elect Director Robert N. Power | Management | For | For |
| 1h | Elect Director Norma A. Provencio | Management | For | For |
| 1i | Elect Director Howard B. Schiller | Management | For | For |
| 1j | Elect Director Katharine B. Stevenson | Management | For | For |
| 1k | Elect Director Jeffrey W. Ubben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VANDA PHARMACEUTICALS INC. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: VNDA SECURITY ID: 921659108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mihael H. Polymeropoulos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: JUN 04, 2015 | ||||
| TICKER: VRTX SECURITY ID: 92532F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey M. Leiden | Management | For | For |
| 1.2 | Elect Director Bruce I. Sachs | Management | For | For |
| 1.3 | Elect Director Sangeeta N. Bhatia | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Specialty Drug Pricing Risks | Shareholder | Against | Abstain |
| WAGEWORKS, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: WAGE SECURITY ID: 930427109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas A. Bevilacqua | Management | For | For |
| 1.2 | Elect Director Bruce G. Bodaken | Management | For | For |
| 1.3 | Elect Director Joseph L. Jackson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| WELLCARE HEALTH PLANS, INC. MEETING DATE: MAY 11, 2015 | ||||
| TICKER: WCG SECURITY ID: 94946T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard C. Breon | Management | For | For |
| 1b | Elect Director Kenneth A. Burdick | Management | For | For |
| 1c | Elect Director Carol J. Burt | Management | For | For |
| 1d | Elect Director Roel C. Campos | Management | For | For |
| 1e | Elect Director D. Robert Graham | Management | For | For |
| 1f | Elect Director Kevin F. Hickey | Management | For | For |
| 1g | Elect Director Christian P. Michalik | Management | For | For |
| 1h | Elect Director Glenn D. Steele, Jr. | Management | For | For |
| 1i | Elect Director William L. Trubeck | Management | For | For |
| 1j | Elect Director Paul E. Weaver | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZELTIQ AESTHETICS, INC. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: ZLTQ SECURITY ID: 98933Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary M. Fisher | Management | For | For |
| 1.2 | Elect Director Jean M. George | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZIMMER HOLDINGS, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: ZMH SECURITY ID: 98956P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Christopher B. Begley | Management | For | For |
| 1.1b | Elect Director Betsy J. Bernard | Management | For | For |
| 1.1c | Elect Director Paul M. Bisaro | Management | For | For |
| 1.1d | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.1e | Elect Director David C. Dvorak | Management | For | For |
| 1.1f | Elect Director Michael J. Farrell | Management | For | For |
| 1.1g | Elect Director Larry C. Glasscock | Management | For | For |
| 1.1h | Elect Director Robert A. Hagemann | Management | For | For |
| 1.1i | Elect Director Arthur J. Higgins | Management | For | For |
| 1.1j | Elect Director Cecil B. Pickett | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Amend Deferred Compensation Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ZS PHARMA, INC. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: ZSPH SECURITY ID: 98979G105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin Babler | Management | For | For |
| 1.2 | Elect Director Kim Popovits | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT INDUSTRIAL EQUIPMENT PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AECOM MEETING DATE: MAR 04, 2015 | ||||
| TICKER: ACM SECURITY ID: 00766T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Fordyce | Management | For | Withhold |
| 1.2 | Elect Director Linda Griego | Management | For | Withhold |
| 1.3 | Elect Director William G. Ouchi | Management | For | Withhold |
| 1.4 | Elect Director Douglas W. Stotlar | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| AECOM TECHNOLOGY CORPORATION MEETING DATE: OCT 16, 2014 | ||||
| TICKER: ACM SECURITY ID: 00766T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ALLIANT TECHSYSTEMS INC. MEETING DATE: JUL 30, 2014 | ||||
| TICKER: ATK SECURITY ID: 018804104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Callahan | Management | For | For |
| 1.2 | Elect Director Roxanne J. Decyk | Management | For | For |
| 1.3 | Elect Director Mark W. DeYoung | Management | For | For |
| 1.4 | Elect Director Martin C. Faga | Management | For | For |
| 1.5 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.6 | Elect Director April H. Foley | Management | For | For |
| 1.7 | Elect Director Tig H. Krekel | Management | For | For |
| 1.8 | Elect Director Douglas L. Maine | Management | For | For |
| 1.9 | Elect Director Roman Martinez, IV | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sandy Hook Principles | Shareholder | Against | Abstain |
| ALLIANT TECHSYSTEMS INC. MEETING DATE: JAN 27, 2015 | ||||
| TICKER: ATK SECURITY ID: 018804104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ALLISON TRANSMISSION HOLDINGS, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: ALSN SECURITY ID: 01973R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence E. Dewey | Management | For | For |
| 1.2 | Elect Director Thomas W. Rabaut | Management | For | For |
| 1.3 | Elect Director Richard V. Reynolds | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| AMERICAN WOODMARK CORPORATION MEETING DATE: AUG 21, 2014 | ||||
| TICKER: AMWD SECURITY ID: 030506109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William F. Brandt, Jr. | Management | For | For |
| 1.2 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.3 | Elect Director Martha M. Dally | Management | For | For |
| 1.4 | Elect Director James G. Davis, Jr. | Management | For | For |
| 1.5 | Elect Director S. Cary Dunston | Management | For | For |
| 1.6 | Elect Director Kent B. Guichard | Management | For | For |
| 1.7 | Elect Director Daniel T. Hendrix | Management | For | For |
| 1.8 | Elect Director Kent J. Hussey | Management | For | For |
| 1.9 | Elect Director Carol B. Moerdyk | Management | For | For |
| 1.10 | Elect Director Vance W. Tang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMETEK, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: AME SECURITY ID: 031100100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Malone | Management | For | For |
| 1.2 | Elect Director Elizabeth R. Varet | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AZZ INCORPORATED MEETING DATE: JUL 08, 2014 | ||||
| TICKER: AZZ SECURITY ID: 002474104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas E. Ferguson | Management | For | For |
| 1.2 | Elect Director Dana L. Perry | Management | For | For |
| 1.3 | Elect Director Daniel E. Berce | Management | For | For |
| 1.4 | Elect Director Martin C. Bowen | Management | For | For |
| 1.5 | Elect Director Sam Rosen | Management | For | For |
| 1.6 | Elect Director Kevern R. Joyce | Management | For | For |
| 1.7 | Elect Director H. Kirk Downey | Management | For | For |
| 1.8 | Elect Director Daniel R. Feehan | Management | For | For |
| 1.9 | Elect Director Peter A. Hegedus | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| CATERPILLAR INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: CAT SECURITY ID: 149123101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Juan Gallardo | Management | For | For |
| 1.4 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.5 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.6 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.7 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Debra L. Reed | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Susan C. Schwab | Management | For | For |
| 1.12 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Review and Amend Human Rights Policies | Shareholder | Against | Abstain |
| 7 | Amend Policies to Allow Employees to Participate in Political Process with No Retribution | Shareholder | Against | Against |
| CBIZ, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: CBZ SECURITY ID: 124805102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael H. DeGroote | Management | For | For |
| 1.2 | Elect Director Todd J. Slotkin | Management | For | For |
| 1.3 | Elect Director Gina D. France | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| CRA INTERNATIONAL, INC. MEETING DATE: JUL 22, 2014 | ||||
| TICKER: CRAI SECURITY ID: 12618T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rowland T. Moriarty | Management | For | For |
| 1.2 | Elect Director William Concannon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| CUMMINS INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: CMI SECURITY ID: 231021106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director Robert J. Bernhard | Management | For | For |
| 3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
| 5 | Elect Director Stephen B. Dobbs | Management | For | For |
| 6 | Elect Director Robert K. Herdman | Management | For | For |
| 7 | Elect Director Alexis M. Herman | Management | For | For |
| 8 | Elect Director Thomas J. Lynch | Management | For | For |
| 9 | Elect Director William I. Miller | Management | For | For |
| 10 | Elect Director Georgia R. Nelson | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Require Independent Board Chairman | Shareholder | Against | Against |
| DANAHER CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: DHR SECURITY ID: 235851102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| DEERE & COMPANY MEETING DATE: FEB 25, 2015 | ||||
| TICKER: DE SECURITY ID: 244199105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Crandall C. Bowles | Management | For | For |
| 1c | Elect Director Vance D. Coffman | Management | For | For |
| 1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1e | Elect Director Dipak C. Jain | Management | For | For |
| 1f | Elect Director Michael O. Johanns | Management | For | For |
| 1g | Elect Director Clayton M. Jones | Management | For | For |
| 1h | Elect Director Joachim Milberg | Management | For | For |
| 1i | Elect Director Richard B. Myers | Management | For | For |
| 1j | Elect Director Gregory R. Page | Management | For | For |
| 1k | Elect Director Thomas H. Patrick | Management | For | For |
| 1l | Elect Director Sherry M. Smith | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GENERAL ELECTRIC COMPANY MEETING DATE: APR 22, 2015 | ||||
| TICKER: GE SECURITY ID: 369604103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| A2 | Elect Director John J. Brennan | Management | For | For |
| A3 | Elect Director James I. Cash, Jr. | Management | For | For |
| A4 | Elect Director Francisco D'Souza | Management | For | For |
| A5 | Elect Director Marijn E. Dekkers | Management | For | For |
| A6 | Elect Director Susan J. Hockfield | Management | For | For |
| A7 | Elect Director Jeffrey R. Immelt | Management | For | For |
| A8 | Elect Director Andrea Jung | Management | For | For |
| A9 | Elect Director Robert W. Lane | Management | For | For |
| A10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| A11 | Elect Director James J. Mulva | Management | For | For |
| A12 | Elect Director James E. Rohr | Management | For | For |
| A13 | Elect Director Mary L. Schapiro | Management | For | For |
| A14 | Elect Director Robert J. Swieringa | Management | For | For |
| A15 | Elect Director James S. Tisch | Management | For | For |
| A16 | Elect Director Douglas A. Warner, III | Management | For | For |
| B1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| B2 | Ratify KPMG LLP as Auditors | Management | For | For |
| C1 | Provide for Cumulative Voting | Shareholder | Against | Against |
| C2 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| C3 | Select One Director from Ranks of Retirees | Shareholder | Against | Against |
| C4 | Adopt Holy Land Principles | Shareholder | Against | Against |
| C5 | Pro-rata Vesting on Equity Plans | Shareholder | Against | Against |
| GLOBAL BRASS AND COPPER HOLDINGS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: BRSS SECURITY ID: 37953G103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Vicki L. Avril | Management | For | For |
| 1b | Elect Director Donald L. Marsh | Management | For | For |
| 1c | Elect Director John J. Wasz | Management | For | For |
| 1d | Elect Director Martin E. Welch, III | Management | For | For |
| 1e | Elect Director Ronald C. Whitaker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| H&R BLOCK, INC. MEETING DATE: SEP 11, 2014 | ||||
| TICKER: HRB SECURITY ID: 093671105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul J. Brown | Management | For | For |
| 1b | Elect Director William C. Cobb | Management | For | For |
| 1c | Elect Director Robert A. Gerard | Management | For | For |
| 1d | Elect Director David Baker Lewis | Management | For | For |
| 1e | Elect Director Victoria J. Reich | Management | For | For |
| 1f | Elect Director Bruce C. Rohde | Management | For | For |
| 1g | Elect Director Tom D. Seip | Management | For | For |
| 1h | Elect Director Christianna Wood | Management | For | For |
| 1i | Elect Director James F. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| HD SUPPLY HOLDINGS, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: HDS SECURITY ID: 40416M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.2 | Elect Director Paul B. Edgerley | Management | For | For |
| 1.3 | Elect Director James A. Rubright | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 27, 2015 | ||||
| TICKER: HON SECURITY ID: 438516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William S. Ayer | Management | For | For |
| 1B | Elect Director Gordon M. Bethune | Management | For | For |
| 1C | Elect Director Kevin Burke | Management | For | For |
| 1D | Elect Director Jaime Chico Pardo | Management | For | For |
| 1E | Elect Director David M. Cote | Management | For | For |
| 1F | Elect Director D. Scott Davis | Management | For | For |
| 1G | Elect Director Linnet F. Deily | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director George Paz | Management | For | For |
| 1L | Elect Director Bradley T. Sheares | Management | For | For |
| 1M | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| HUNTINGTON INGALLS INDUSTRIES, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: HII SECURITY ID: 446413106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul D. Miller | Management | For | For |
| 1.2 | Elect Director C. Michael Petters | Management | For | For |
| 1.3 | Elect Director Karl M. von der Heyden | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| HY-LOK CORP. MEETING DATE: MAR 20, 2015 | ||||
| TICKER: 013030 SECURITY ID: Y3852P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Jung Ji-Hee as Inside Director | Management | For | Against |
| 2.2 | Elect Park Jae-Choon as Outside Director | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| HYUNDAI MOTOR CO. MEETING DATE: MAR 13, 2015 | ||||
| TICKER: 005380 SECURITY ID: Y38472109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Elect One Inside Director and Two Outside Directors (Bundled) | Management | For | For |
| 3 | Elect Two Members of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| INGERSOLL-RAND PLC MEETING DATE: JUN 04, 2015 | ||||
| TICKER: IR SECURITY ID: G47791101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ann C. Berzin | Management | For | For |
| 1b | Elect Director John Bruton | Management | For | For |
| 1c | Elect Director Elaine L. Chao | Management | For | For |
| 1d | Elect Director Jared L. Cohon | Management | For | For |
| 1e | Elect Director Gary D. Forsee | Management | For | For |
| 1f | Elect Director Constance J. Horner | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Michael W. Lamach | Management | For | For |
| 1i | Elect Director Myles P. Lee | Management | For | For |
| 1j | Elect Director John P. Surma | Management | For | For |
| 1k | Elect Director Richard J. Swift | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Renew Directors' Authority to Issue Shares | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| J.B. HUNT TRANSPORT SERVICES, INC. MEETING DATE: APR 23, 2015 | ||||
| TICKER: JBHT SECURITY ID: 445658107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 1.11 | Elect Director John A. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| JOHNSON CONTROLS, INC. MEETING DATE: JAN 28, 2015 | ||||
| TICKER: JCI SECURITY ID: 478366107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Natalie A. Black | Management | For | For |
| 1.2 | Elect Director Raymond L. Conner | Management | For | For |
| 1.3 | Elect Director Richard Goodman | Management | For | For |
| 1.4 | Elect Director William H. Lacy | Management | For | For |
| 1.5 | Elect Director Alex A. Molinaroli | Management | For | For |
| 1.6 | Elect Director Mark P. Vergnano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| L-3 COMMUNICATIONS HOLDINGS, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: LLL SECURITY ID: 502424104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Ann E. Dunwoody | Management | For | For |
| 1.1b | Elect Director Lewis Kramer | Management | For | For |
| 1.1c | Elect Director Robert B. Millard | Management | For | For |
| 1.1d | Elect Director Vincent Pagano, Jr. | Management | For | For |
| 1.1e | Elect Director H. Hugh Shelton | Management | For | For |
| 1.1f | Elect Director Arthur L. Simon | Management | For | For |
| 1.1g | Elect Director Michael T. Strianese | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 5 | Amend Bylaws to Call Special Meetings | Shareholder | Against | Against |
| LENNOX INTERNATIONAL INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: LII SECURITY ID: 526107107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John E. Major | Management | For | For |
| 1.2 | Elect Director Gregory T. Swienton | Management | For | For |
| 1.3 | Elect Director Todd J. Teske | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| METKA SA MEETING DATE: MAY 06, 2015 | ||||
| TICKER: METKK SECURITY ID: X5328R165 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Discharge of Board and Auditors | Management | For | For |
| 4 | Approve Auditors and Fix Their Remuneration | Management | For | For |
| 5 | Approve Related Party Transactions | Management | For | For |
| 6 | Ratify Appointment of Members of Audit Committee | Management | For | For |
| 7 | Various Issues and Announcements | Management | For | Against |
| NAVISTAR INTERNATIONAL CORPORATION MEETING DATE: FEB 11, 2015 | ||||
| TICKER: NAV SECURITY ID: 63934E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Troy A. Clarke | Management | For | For |
| 1.2 | Elect Director John D. Correnti | Management | For | For |
| 1.3 | Elect Director Michael N. Hammes | Management | For | For |
| 1.4 | Elect Director Vincent J. Intrieri | Management | For | For |
| 1.5 | Elect Director James H. Keyes | Management | For | For |
| 1.6 | Elect Director Stanley A. McChrystal | Management | For | For |
| 1.7 | Elect Director Samuel J. Merksamer | Management | For | For |
| 1.8 | Elect Director Mark H. Rachesky | Management | For | For |
| 1.9 | Elect Director Michael Sirignano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Amend Certificate of Incorporation to Eliminate a Number of Provisions | Management | For | For |
| NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: NOC SECURITY ID: 666807102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wesley G. Bush | Management | For | For |
| 1.2 | Elect Director Marianne C. Brown | Management | For | For |
| 1.3 | Elect Director Victor H. Fazio | Management | For | For |
| 1.4 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.5 | Elect Director Bruce S. Gordon | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Richard B. Myers | Management | For | For |
| 1.10 | Elect Director Gary Roughead | Management | For | For |
| 1.11 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.12 | Elect Director James S. Turley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| PARKER-HANNIFIN CORPORATION MEETING DATE: OCT 22, 2014 | ||||
| TICKER: PH SECURITY ID: 701094104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert G. Bohn | Management | For | For |
| 1.2 | Elect Director Linda S. Harty | Management | For | For |
| 1.3 | Elect Director William E. Kassling | Management | For | For |
| 1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
| 1.5 | Elect Director Kevin A. Lobo | Management | For | For |
| 1.6 | Elect Director Klaus-Peter Muller | Management | For | For |
| 1.7 | Elect Director Candy M. Obourn | Management | For | For |
| 1.8 | Elect Director Joseph M. Scaminace | Management | For | For |
| 1.9 | Elect Director Wolfgang R. Schmitt | Management | For | For |
| 1.10 | Elect Director Ake Svensson | Management | For | For |
| 1.11 | Elect Director James L. Wainscott | Management | For | For |
| 1.12 | Elect Director Donald E. Washkewicz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| RAYTHEON COMPANY MEETING DATE: MAY 28, 2015 | ||||
| TICKER: RTN SECURITY ID: 755111507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tracy A. Atkinson | Management | For | For |
| 1b | Elect Director James E. Cartwright | Management | For | For |
| 1c | Elect Director Vernon E. Clark | Management | For | For |
| 1d | Elect Director Stephen J. Hadley | Management | For | For |
| 1e | Elect Director Thomas A. Kennedy | Management | For | For |
| 1f | Elect Director Letitia A. Long | Management | For | For |
| 1g | Elect Director George R. Oliver | Management | For | For |
| 1h | Elect Director Michael C. Ruettgers | Management | For | For |
| 1i | Elect Director Ronald L. Skates | Management | For | For |
| 1j | Elect Director William R. Spivey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| REGAL-BELOIT CORPORATION MEETING DATE: APR 27, 2015 | ||||
| TICKER: RBC SECURITY ID: 758750103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Stephen M. Burt | Management | For | For |
| 1.1b | Elect Director Anesa Chaibi | Management | For | For |
| 1.1c | Elect Director Dean A. Foate | Management | For | For |
| 1.1d | Elect Director Henry W. Knueppel | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ROCKWELL AUTOMATION, INC. MEETING DATE: FEB 03, 2015 | ||||
| TICKER: ROK SECURITY ID: 773903109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1 | Elect Director Betty C. Alewine | Management | For | For |
| A2 | Elect Director J. Phillip Holloman | Management | For | For |
| A3 | Elect Director Verne G. Istock | Management | For | For |
| A4 | Elect Director Lawrence D. Kingsley | Management | For | For |
| A5 | Elect Director Lisa A. Payne | Management | For | For |
| B | Ratify Auditors | Management | For | For |
| C | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| D | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| SERVICEMASTER GLOBAL HOLDINGS, INC. MEETING DATE: APR 27, 2015 | ||||
| TICKER: SERV SECURITY ID: 81761R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Krenicki, Jr. | Management | For | For |
| 1.2 | Elect Director Stephen J. Sedita | Management | For | For |
| 1.3 | Elect Director David H. Wasserman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 22, 2015 | ||||
| TICKER: TDY SECURITY ID: 879360105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Simon M. Lorne | Management | For | For |
| 1.2 | Elect Director Paul D. Miller | Management | For | For |
| 1.3 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TEXTRON INC. MEETING DATE: APR 22, 2015 | ||||
| TICKER: TXT SECURITY ID: 883203101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott C. Donnelly | Management | For | For |
| 1.2 | Elect Director Kathleen M. Bader | Management | For | For |
| 1.3 | Elect Director R. Kerry Clark | Management | For | For |
| 1.4 | Elect Director James T. Conway | Management | For | For |
| 1.5 | Elect Director Ivor J. Evans | Management | For | For |
| 1.6 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.7 | Elect Director Paul E. Gagne | Management | For | For |
| 1.8 | Elect Director Dain M. Hancock | Management | For | For |
| 1.9 | Elect Director Lord Powell | Management | For | For |
| 1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
| 1.11 | Elect Director James L. Ziemer | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| THE BABCOCK & WILCOX COMPANY MEETING DATE: MAY 01, 2015 | ||||
| TICKER: BWC SECURITY ID: 05615F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jan A. Bertsch | Management | For | For |
| 1.2 | Elect Director Thomas A. Christopher | Management | For | For |
| 1.3 | Elect Director Stephen G. Hanks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| THE BOEING COMPANY MEETING DATE: APR 27, 2015 | ||||
| TICKER: BA SECURITY ID: 097023105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David L. Calhoun | Management | For | For |
| 1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1c | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1e | Elect Director Lawrence W. Kellner | Management | For | For |
| 1f | Elect Director Edward M. Liddy | Management | For | For |
| 1g | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1h | Elect Director Susan C. Schwab | Management | For | For |
| 1i | Elect Director Ronald A. Williams | Management | For | For |
| 1j | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| THE DUN & BRADSTREET CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: DNB SECURITY ID: 26483E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert P. Carrigan | Management | For | For |
| 1b | Elect Director Christopher J. Coughlin | Management | For | For |
| 1c | Elect Director L. Gordon Crovitz | Management | For | For |
| 1d | Elect Director James N. Fernandez | Management | For | For |
| 1e | Elect Director Paul R. Garcia | Management | For | For |
| 1f | Elect Director Anastassia Lauterbach | Management | For | For |
| 1g | Elect Director Thomas J. Manning | Management | For | For |
| 1h | Elect Director Sandra E. Peterson | Management | For | For |
| 1i | Elect Director Judith A. Reinsdorf | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Right to Call Special Meeting | Management | For | For |
| 6 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| THE MANITOWOC COMPANY, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: MTW SECURITY ID: 563571108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roy V. Armes | Management | For | For |
| 1.2 | Elect Director Cynthia M. Egnotovich | Management | For | For |
| 1.3 | Elect Director Dino J. Bianco | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TOWERS WATSON & CO. MEETING DATE: NOV 13, 2014 | ||||
| TICKER: TW SECURITY ID: 891894107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Victor F. Ganzi | Management | For | For |
| 1b | Elect Director John J. Haley | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director Brendan R. O'Neill | Management | For | For |
| 1e | Elect Director Linda D. Rabbitt | Management | For | For |
| 1f | Elect Director Gilbert T. Ray | Management | For | For |
| 1g | Elect Director Paul Thomas | Management | For | For |
| 1h | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRIMAS CORPORATION MEETING DATE: MAY 13, 2015 | ||||
| TICKER: TRS SECURITY ID: 896215209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nick L. Stanage | Management | For | For |
| 1.2 | Elect Director Daniel P. Tredwell | Management | For | For |
| 1.3 | Elect Director Samuel Valenti, III | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| TRIUMPH GROUP, INC. MEETING DATE: JUL 18, 2014 | ||||
| TICKER: TGI SECURITY ID: 896818101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul Bourgon | Management | For | For |
| 1.2 | Elect Director John G. Drosdick | Management | For | For |
| 1.3 | Elect Director Ralph E. Eberhart | Management | For | For |
| 1.4 | Elect Director Jeffry D. Frisby | Management | For | For |
| 1.5 | Elect Director Richard C. Gozon | Management | For | For |
| 1.6 | Elect Director Richard C. Ill | Management | For | For |
| 1.7 | Elect Director William L. Mansfield | Management | For | For |
| 1.8 | Elect Director Adam J. Palmer | Management | For | For |
| 1.9 | Elect Director Joseph M. Silvestri | Management | For | For |
| 1.10 | Elect Director George Simpson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| UNITED RENTALS, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: URI SECURITY ID: 911363109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jenne K. Britell | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.4 | Elect Director Michael J. Kneeland | Management | For | For |
| 1.5 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.6 | Elect Director Brian D. McAuley | Management | For | For |
| 1.7 | Elect Director John S. McKinney | Management | For | For |
| 1.8 | Elect Director James H. Ozanne | Management | For | For |
| 1.9 | Elect Director Jason D. Papastavrou | Management | For | For |
| 1.10 | Elect Director Filippo Passerini | Management | For | For |
| 1.11 | Elect Director Donald C. Roof | Management | For | For |
| 1.12 | Elect Director Keith Wimbush | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 27, 2015 | ||||
| TICKER: UTX SECURITY ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John V. Faraci | Management | For | For |
| 1b | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1c | Elect Director Gregory J. Hayes | Management | For | For |
| 1d | Elect Director Edward A. Kangas | Management | For | For |
| 1e | Elect Director Ellen J. Kullman | Management | For | For |
| 1f | Elect Director Marshall O. Larsen | Management | For | For |
| 1g | Elect Director Harold McGraw, III | Management | For | For |
| 1h | Elect Director Richard B. Myers | Management | For | For |
| 1i | Elect Director H. Patrick Swygert | Management | For | For |
| 1j | Elect Director Andre Villeneuve | Management | For | For |
| 1k | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| URS CORPORATION MEETING DATE: OCT 16, 2014 | ||||
| TICKER: URS SECURITY ID: 903236107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| VALMONT INDUSTRIES, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: VMI SECURITY ID: 920253101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel P. Neary | Management | For | For |
| 1.2 | Elect Director Kenneth E. Stinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WESCO INTERNATIONAL, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: WCC SECURITY ID: 95082P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John J. Engel | Management | For | For |
| 1.2 | Elect Director Steven A. Raymund | Management | For | For |
| 1.3 | Elect Director Lynn M. Utter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT INDUSTRIALS PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| A. O. SMITH CORPORATION MEETING DATE: APR 14, 2015 | ||||
| TICKER: AOS SECURITY ID: 831865209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
| 1.2 | Elect Director William P. Greubel | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AECOM MEETING DATE: MAR 04, 2015 | ||||
| TICKER: ACM SECURITY ID: 00766T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Fordyce | Management | For | Withhold |
| 1.2 | Elect Director Linda Griego | Management | For | Withhold |
| 1.3 | Elect Director William G. Ouchi | Management | For | Withhold |
| 1.4 | Elect Director Douglas W. Stotlar | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ALLIANT TECHSYSTEMS INC. MEETING DATE: JUL 30, 2014 | ||||
| TICKER: ATK SECURITY ID: 018804104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Callahan | Management | For | For |
| 1.2 | Elect Director Roxanne J. Decyk | Management | For | For |
| 1.3 | Elect Director Mark W. DeYoung | Management | For | For |
| 1.4 | Elect Director Martin C. Faga | Management | For | For |
| 1.5 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.6 | Elect Director April H. Foley | Management | For | For |
| 1.7 | Elect Director Tig H. Krekel | Management | For | For |
| 1.8 | Elect Director Douglas L. Maine | Management | For | For |
| 1.9 | Elect Director Roman Martinez, IV | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sandy Hook Principles | Shareholder | Against | Abstain |
| ALLIANT TECHSYSTEMS INC. MEETING DATE: JAN 27, 2015 | ||||
| TICKER: ATK SECURITY ID: 018804104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| AMERICAN AIRLINES GROUP INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: AAL SECURITY ID: 02376R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Denise M. O'Leary | Management | For | For |
| 1i | Elect Director W. Douglas Parker | Management | For | For |
| 1j | Elect Director Ray M. Robinson | Management | For | For |
| 1k | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMETEK, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: AME SECURITY ID: 031100100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Malone | Management | For | For |
| 1.2 | Elect Director Elizabeth R. Varet | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ASPEN AEROGELS, INC. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: ASPN SECURITY ID: 04523Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director P. Ramsay Battin | Management | For | For |
| 1.2 | Elect Director Robert M. Gervis | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| CAESARSTONE SDOT-YAM LTD. MEETING DATE: DEC 03, 2014 | ||||
| TICKER: CSTE SECURITY ID: M20598104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Maxim Ohana as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Yonatan Melamed as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Moshe Ronen as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Reelect Avner Naveh as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Reelect Shachar Degani as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.6 | Reelect Ram Belnikov as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.7 | Elect Ofer Tsimchi as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.8 | Elect Amichai Beer as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.9 | Elect Or Gilboa as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.1 | Reelect Ofer Borovsky as Director for an Additional Three-Year Term Commencing March 21, 2015 | Management | For | For |
| 2.2 | Reelect Irit Ben-Dov as Director for an Additional Three-Year Term Commencing March 21, 2015 | Management | For | For |
| 3.1 | Approve Compensation of Each of the Directors Who Are Not Affiliated with the Controlling Shareholder of the Company | Management | For | For |
| 3.2 | Approve Compensation of Each of the Directors Who Are Affiliated with the Controlling Shareholder of the Company | Management | For | For |
| 4 | Approve Compensation for the Chairman of the Board | Management | For | For |
| 5 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| CATERPILLAR INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: CAT SECURITY ID: 149123101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Juan Gallardo | Management | For | For |
| 1.4 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.5 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.6 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.7 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Debra L. Reed | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Susan C. Schwab | Management | For | For |
| 1.12 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Review and Amend Human Rights Policies | Shareholder | Against | Abstain |
| 7 | Amend Policies to Allow Employees to Participate in Political Process with No Retribution | Shareholder | Against | Against |
| CEB INC MEETING DATE: JUN 15, 2015 | ||||
| TICKER: CEB SECURITY ID: 21988R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas L. Monahan, III | Management | For | For |
| 1.2 | Elect Director Gregor S. Bailar | Management | For | For |
| 1.3 | Elect Director Stephen M. Carter | Management | For | For |
| 1.4 | Elect Director Gordon J. Coburn | Management | For | For |
| 1.5 | Elect Director L. Kevin Cox | Management | For | For |
| 1.6 | Elect Director Daniel O. Leemon | Management | For | For |
| 1.7 | Elect Director Stacey S. Rauch | Management | For | For |
| 1.8 | Elect Director Jeffrey R. Tarr | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CRA INTERNATIONAL, INC. MEETING DATE: JUL 22, 2014 | ||||
| TICKER: CRAI SECURITY ID: 12618T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rowland T. Moriarty | Management | For | For |
| 1.2 | Elect Director William Concannon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| CSX CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: CSX SECURITY ID: 126408103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director John B. Breaux | Management | For | For |
| 1c | Elect Director Pamela L. Carter | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | For |
| 1e | Elect Director Edward J. Kelly, III | Management | For | For |
| 1f | Elect Director John D. McPherson | Management | For | For |
| 1g | Elect Director David M. Moffett | Management | For | For |
| 1h | Elect Director Oscar Munoz | Management | For | For |
| 1i | Elect Director Timothy T. O'Toole | Management | For | For |
| 1j | Elect Director David M. Ratcliffe | Management | For | For |
| 1k | Elect Director Donald J. Shepard | Management | For | For |
| 1l | Elect Director Michael J. Ward | Management | For | For |
| 1m | Elect Director J. Steven Whisler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DANAHER CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: DHR SECURITY ID: 235851102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| DEERE & COMPANY MEETING DATE: FEB 25, 2015 | ||||
| TICKER: DE SECURITY ID: 244199105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Crandall C. Bowles | Management | For | For |
| 1c | Elect Director Vance D. Coffman | Management | For | For |
| 1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1e | Elect Director Dipak C. Jain | Management | For | For |
| 1f | Elect Director Michael O. Johanns | Management | For | For |
| 1g | Elect Director Clayton M. Jones | Management | For | For |
| 1h | Elect Director Joachim Milberg | Management | For | For |
| 1i | Elect Director Richard B. Myers | Management | For | For |
| 1j | Elect Director Gregory R. Page | Management | For | For |
| 1k | Elect Director Thomas H. Patrick | Management | For | For |
| 1l | Elect Director Sherry M. Smith | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DELTA AIR LINES, INC. MEETING DATE: JUN 25, 2015 | ||||
| TICKER: DAL SECURITY ID: 247361702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Francis S. Blake | Management | For | For |
| 1d | Elect Director Roy J. Bostock | Management | For | For |
| 1e | Elect Director John S. Brinzo | Management | For | For |
| 1f | Elect Director Daniel A. Carp | Management | For | For |
| 1g | Elect Director David G. DeWalt | Management | For | For |
| 1h | Elect Director Thomas E. Donilon | Management | For | For |
| 1i | Elect Director William H. Easter, III | Management | For | For |
| 1j | Elect Director Mickey P. Foret | Management | For | For |
| 1k | Elect Director Shirley C. Franklin | Management | For | For |
| 1l | Elect Director David R. Goode | Management | For | For |
| 1m | Elect Director George N. Mattson | Management | For | For |
| 1n | Elect Director Douglas R. Ralph | Management | For | For |
| 1o | Elect Director Sergio A.L. Rial | Management | For | For |
| 1p | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| ENERSYS MEETING DATE: JUL 31, 2014 | ||||
| TICKER: ENS SECURITY ID: 29275Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Seifi Ghasemi | Management | For | Against |
| 1.2 | Elect Director John F. Lehman | Management | For | For |
| 1.3 | Elect Director Dennis S. Marlo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FEDEX CORPORATION MEETING DATE: SEP 29, 2014 | ||||
| TICKER: FDX SECURITY ID: 31428X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.4 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.6 | Elect Director Gary W. Loveman | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director Frederick W. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Adopt Policy Prohibiting Hedging and Pledging Transactions | Shareholder | Against | Against |
| 7 | Adopt Policy Prohibiting Tax Payments on Restricted Stock Awards | Shareholder | Against | For |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: GD SECURITY ID: 369550108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary T. Barra | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director James S. Crown | Management | For | For |
| 1.4 | Elect Director Rudy F. deLeon | Management | For | For |
| 1.5 | Elect Director William P. Fricks | Management | For | For |
| 1.6 | Elect Director John M. Keane | Management | For | For |
| 1.7 | Elect Director Lester L. Lyles | Management | For | For |
| 1.8 | Elect Director James N. Mattis | Management | For | For |
| 1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.10 | Elect Director William A. Osborn | Management | For | For |
| 1.11 | Elect Director Laura J. Schumacher | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| GENERAL ELECTRIC COMPANY MEETING DATE: APR 22, 2015 | ||||
| TICKER: GE SECURITY ID: 369604103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| A2 | Elect Director John J. Brennan | Management | For | For |
| A3 | Elect Director James I. Cash, Jr. | Management | For | For |
| A4 | Elect Director Francisco D'Souza | Management | For | For |
| A5 | Elect Director Marijn E. Dekkers | Management | For | For |
| A6 | Elect Director Susan J. Hockfield | Management | For | For |
| A7 | Elect Director Jeffrey R. Immelt | Management | For | For |
| A8 | Elect Director Andrea Jung | Management | For | For |
| A9 | Elect Director Robert W. Lane | Management | For | For |
| A10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| A11 | Elect Director James J. Mulva | Management | For | For |
| A12 | Elect Director James E. Rohr | Management | For | For |
| A13 | Elect Director Mary L. Schapiro | Management | For | For |
| A14 | Elect Director Robert J. Swieringa | Management | For | For |
| A15 | Elect Director James S. Tisch | Management | For | For |
| A16 | Elect Director Douglas A. Warner, III | Management | For | For |
| B1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| B2 | Ratify KPMG LLP as Auditors | Management | For | For |
| C1 | Provide for Cumulative Voting | Shareholder | Against | Against |
| C2 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| C3 | Select One Director from Ranks of Retirees | Shareholder | Against | Against |
| C4 | Adopt Holy Land Principles | Shareholder | Against | Against |
| C5 | Pro-rata Vesting on Equity Plans | Shareholder | Against | Against |
| GOLAR LNG LIMITED MEETING DATE: SEP 19, 2014 | ||||
| TICKER: GLNG SECURITY ID: G9456A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect John Fredriksen as Director | Management | For | Against |
| 2 | Reelect Kate Blankenship as Director | Management | For | For |
| 3 | Reelect Hans Petter Aas as Director | Management | For | For |
| 4 | Reelect Tor Olav Troim as Director | Management | For | Against |
| 5 | Reelect Georgina E. Sousa as Director | Management | For | Against |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Reappoint Ernst & Young LLP of London, England as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| HD SUPPLY HOLDINGS, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: HDS SECURITY ID: 40416M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.2 | Elect Director Paul B. Edgerley | Management | For | For |
| 1.3 | Elect Director James A. Rubright | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 27, 2015 | ||||
| TICKER: HON SECURITY ID: 438516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William S. Ayer | Management | For | For |
| 1B | Elect Director Gordon M. Bethune | Management | For | For |
| 1C | Elect Director Kevin Burke | Management | For | For |
| 1D | Elect Director Jaime Chico Pardo | Management | For | For |
| 1E | Elect Director David M. Cote | Management | For | For |
| 1F | Elect Director D. Scott Davis | Management | For | For |
| 1G | Elect Director Linnet F. Deily | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director George Paz | Management | For | For |
| 1L | Elect Director Bradley T. Sheares | Management | For | For |
| 1M | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| HUBBELL INCORPORATED MEETING DATE: MAY 05, 2015 | ||||
| TICKER: HUB.B SECURITY ID: 443510201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.2 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.3 | Elect Director Neal J. Keating | Management | For | For |
| 1.4 | Elect Director John F. Malloy | Management | For | For |
| 1.5 | Elect Director David G. Nord | Management | For | For |
| 1.6 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.7 | Elect Director John G. Russell | Management | For | For |
| 1.8 | Elect Director Steven R. Shawley | Management | For | For |
| 1.9 | Elect Director Richard J. Swift | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| HURON CONSULTING GROUP INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: HURN SECURITY ID: 447462102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John S. Moody | Management | For | For |
| 1.2 | Elect Director Debra Zumwalt | Management | For | For |
| 2 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| IDEX CORPORATION MEETING DATE: APR 08, 2015 | ||||
| TICKER: IEX SECURITY ID: 45167R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William M. Cook | Management | For | For |
| 1.2 | Elect Director Cynthia J. Warner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| INGERSOLL-RAND PLC MEETING DATE: JUN 04, 2015 | ||||
| TICKER: IR SECURITY ID: G47791101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ann C. Berzin | Management | For | For |
| 1b | Elect Director John Bruton | Management | For | For |
| 1c | Elect Director Elaine L. Chao | Management | For | For |
| 1d | Elect Director Jared L. Cohon | Management | For | For |
| 1e | Elect Director Gary D. Forsee | Management | For | For |
| 1f | Elect Director Constance J. Horner | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Michael W. Lamach | Management | For | For |
| 1i | Elect Director Myles P. Lee | Management | For | For |
| 1j | Elect Director John P. Surma | Management | For | For |
| 1k | Elect Director Richard J. Swift | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Renew Directors' Authority to Issue Shares | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| J.B. HUNT TRANSPORT SERVICES, INC. MEETING DATE: APR 23, 2015 | ||||
| TICKER: JBHT SECURITY ID: 445658107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 1.11 | Elect Director John A. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 29, 2015 | ||||
| TICKER: JEC SECURITY ID: 469814107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph R. Bronson | Management | For | For |
| 1b | Elect Director Juan Jose Suarez Coppel | Management | For | For |
| 1c | Elect Director Peter J. Robertson | Management | For | For |
| 1d | Elect Director Noel G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KAR AUCTION SERVICES, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: KAR SECURITY ID: 48238T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Todd F. Bourell | Management | For | For |
| 1b | Elect Director Donna R. Ecton | Management | For | For |
| 1c | Elect Director Peter R. Formanek | Management | For | For |
| 1d | Elect Director James P. Hallett | Management | For | For |
| 1e | Elect Director Mark E. Hill | Management | For | For |
| 1f | Elect Director J. Mark Howell | Management | For | For |
| 1g | Elect Director Lynn Jolliffe | Management | For | For |
| 1h | Elect Director Michael T. Kestner | Management | For | For |
| 1i | Elect Director John P. Larson | Management | For | For |
| 1j | Elect Director Stephen E. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| L-3 COMMUNICATIONS HOLDINGS, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: LLL SECURITY ID: 502424104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Ann E. Dunwoody | Management | For | For |
| 1.1b | Elect Director Lewis Kramer | Management | For | For |
| 1.1c | Elect Director Robert B. Millard | Management | For | For |
| 1.1d | Elect Director Vincent Pagano, Jr. | Management | For | For |
| 1.1e | Elect Director H. Hugh Shelton | Management | For | For |
| 1.1f | Elect Director Arthur L. Simon | Management | For | For |
| 1.1g | Elect Director Michael T. Strianese | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 5 | Amend Bylaws to Call Special Meetings | Shareholder | Against | Against |
| LENNOX INTERNATIONAL INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: LII SECURITY ID: 526107107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John E. Major | Management | For | For |
| 1.2 | Elect Director Gregory T. Swienton | Management | For | For |
| 1.3 | Elect Director Todd J. Teske | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NIELSEN N.V. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: NLSN SECURITY ID: N63218106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association in Connection with the Merger and Authorize Any and All Lawyers and (Deputy) Civil Law Notaries Practicing at Clifford Chance, LLP to Execute the Notarial Deed of Amendment of the Articles of Association | Management | For | For |
| 2 | Approve Corporate Reorganization | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Board of Directors | Management | For | For |
| 5a | Elect Director James A. Attwood, Jr. | Management | For | For |
| 5b | Elect Director Dwight M. Barns | Management | For | For |
| 5c | Elect Director David L. Calhoun | Management | For | For |
| 5d | Elect Director Karen M. Hoguet | Management | For | For |
| 5e | Elect Director James M. Kilts | Management | For | For |
| 5f | Elect Director Harish Manwani | Management | For | For |
| 5g | Elect Director Kathryn V. Marinello | Management | For | For |
| 5h | Elect Director Alexander Navab | Management | For | For |
| 5i | Elect Director Robert C. Pozen | Management | For | For |
| 5j | Elect Director Vivek Y. Ranadive | Management | For | For |
| 5k | Elect Director Javier G. Teruel | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 7 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Advisory Vote to Approve Remuneration of Executives | Management | For | For |
| NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: NOC SECURITY ID: 666807102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wesley G. Bush | Management | For | For |
| 1.2 | Elect Director Marianne C. Brown | Management | For | For |
| 1.3 | Elect Director Victor H. Fazio | Management | For | For |
| 1.4 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.5 | Elect Director Bruce S. Gordon | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Richard B. Myers | Management | For | For |
| 1.10 | Elect Director Gary Roughead | Management | For | For |
| 1.11 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.12 | Elect Director James S. Turley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| PALL CORPORATION MEETING DATE: DEC 10, 2014 | ||||
| TICKER: PLL SECURITY ID: 696429307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Amy E. Alving | Management | For | For |
| 1.2 | Elect Director Robert B. Coutts | Management | For | For |
| 1.3 | Elect Director Mark E. Goldstein | Management | For | For |
| 1.4 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
| 1.6 | Elect Director Lawrence D. Kingsley | Management | For | For |
| 1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
| 1.8 | Elect Director B. Craig Owens | Management | For | For |
| 1.9 | Elect Director Katharine L. Plourde | Management | For | For |
| 1.10 | Elect Director Edward Travaglianti | Management | For | For |
| 1.11 | Elect Director Bret W. Wise | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RAYTHEON COMPANY MEETING DATE: MAY 28, 2015 | ||||
| TICKER: RTN SECURITY ID: 755111507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tracy A. Atkinson | Management | For | For |
| 1b | Elect Director James E. Cartwright | Management | For | For |
| 1c | Elect Director Vernon E. Clark | Management | For | For |
| 1d | Elect Director Stephen J. Hadley | Management | For | For |
| 1e | Elect Director Thomas A. Kennedy | Management | For | For |
| 1f | Elect Director Letitia A. Long | Management | For | For |
| 1g | Elect Director George R. Oliver | Management | For | For |
| 1h | Elect Director Michael C. Ruettgers | Management | For | For |
| 1i | Elect Director Ronald L. Skates | Management | For | For |
| 1j | Elect Director William R. Spivey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| ROCKWELL AUTOMATION, INC. MEETING DATE: FEB 03, 2015 | ||||
| TICKER: ROK SECURITY ID: 773903109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1 | Elect Director Betty C. Alewine | Management | For | For |
| A2 | Elect Director J. Phillip Holloman | Management | For | For |
| A3 | Elect Director Verne G. Istock | Management | For | For |
| A4 | Elect Director Lawrence D. Kingsley | Management | For | For |
| A5 | Elect Director Lisa A. Payne | Management | For | For |
| B | Ratify Auditors | Management | For | For |
| C | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| D | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| SERVICEMASTER GLOBAL HOLDINGS, INC. MEETING DATE: APR 27, 2015 | ||||
| TICKER: SERV SECURITY ID: 81761R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Krenicki, Jr. | Management | For | For |
| 1.2 | Elect Director Stephen J. Sedita | Management | For | For |
| 1.3 | Elect Director David H. Wasserman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SWIFT TRANSPORTATION COMPANY MEETING DATE: MAY 08, 2015 | ||||
| TICKER: SWFT SECURITY ID: 87074U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry Moyes | Management | For | For |
| 1.2 | Elect Director Richard H. Dozer | Management | For | For |
| 1.3 | Elect Director David Vander Ploeg | Management | For | For |
| 1.4 | Elect Director Glenn Brown | Management | For | For |
| 1.5 | Elect Director Jose A. Cardenas | Management | For | For |
| 1.6 | Elect Director William F. Riley III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 22, 2015 | ||||
| TICKER: TDY SECURITY ID: 879360105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Simon M. Lorne | Management | For | For |
| 1.2 | Elect Director Paul D. Miller | Management | For | For |
| 1.3 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TEXTRON INC. MEETING DATE: APR 22, 2015 | ||||
| TICKER: TXT SECURITY ID: 883203101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott C. Donnelly | Management | For | For |
| 1.2 | Elect Director Kathleen M. Bader | Management | For | For |
| 1.3 | Elect Director R. Kerry Clark | Management | For | For |
| 1.4 | Elect Director James T. Conway | Management | For | For |
| 1.5 | Elect Director Ivor J. Evans | Management | For | For |
| 1.6 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.7 | Elect Director Paul E. Gagne | Management | For | For |
| 1.8 | Elect Director Dain M. Hancock | Management | For | For |
| 1.9 | Elect Director Lord Powell | Management | For | For |
| 1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
| 1.11 | Elect Director James L. Ziemer | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| THE BABCOCK & WILCOX COMPANY MEETING DATE: MAY 01, 2015 | ||||
| TICKER: BWC SECURITY ID: 05615F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jan A. Bertsch | Management | For | For |
| 1.2 | Elect Director Thomas A. Christopher | Management | For | For |
| 1.3 | Elect Director Stephen G. Hanks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| THE BOEING COMPANY MEETING DATE: APR 27, 2015 | ||||
| TICKER: BA SECURITY ID: 097023105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David L. Calhoun | Management | For | For |
| 1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1c | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1e | Elect Director Lawrence W. Kellner | Management | For | For |
| 1f | Elect Director Edward M. Liddy | Management | For | For |
| 1g | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1h | Elect Director Susan C. Schwab | Management | For | For |
| 1i | Elect Director Ronald A. Williams | Management | For | For |
| 1j | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| THE DUN & BRADSTREET CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: DNB SECURITY ID: 26483E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert P. Carrigan | Management | For | For |
| 1b | Elect Director Christopher J. Coughlin | Management | For | For |
| 1c | Elect Director L. Gordon Crovitz | Management | For | For |
| 1d | Elect Director James N. Fernandez | Management | For | For |
| 1e | Elect Director Paul R. Garcia | Management | For | For |
| 1f | Elect Director Anastassia Lauterbach | Management | For | For |
| 1g | Elect Director Thomas J. Manning | Management | For | For |
| 1h | Elect Director Sandra E. Peterson | Management | For | For |
| 1i | Elect Director Judith A. Reinsdorf | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Right to Call Special Meeting | Management | For | For |
| 6 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| THE MANITOWOC COMPANY, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: MTW SECURITY ID: 563571108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roy V. Armes | Management | For | For |
| 1.2 | Elect Director Cynthia M. Egnotovich | Management | For | For |
| 1.3 | Elect Director Dino J. Bianco | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TOWERS WATSON & CO. MEETING DATE: NOV 13, 2014 | ||||
| TICKER: TW SECURITY ID: 891894107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Victor F. Ganzi | Management | For | For |
| 1b | Elect Director John J. Haley | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director Brendan R. O'Neill | Management | For | For |
| 1e | Elect Director Linda D. Rabbitt | Management | For | For |
| 1f | Elect Director Gilbert T. Ray | Management | For | For |
| 1g | Elect Director Paul Thomas | Management | For | For |
| 1h | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRIUMPH GROUP, INC. MEETING DATE: JUL 18, 2014 | ||||
| TICKER: TGI SECURITY ID: 896818101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul Bourgon | Management | For | For |
| 1.2 | Elect Director John G. Drosdick | Management | For | For |
| 1.3 | Elect Director Ralph E. Eberhart | Management | For | For |
| 1.4 | Elect Director Jeffry D. Frisby | Management | For | For |
| 1.5 | Elect Director Richard C. Gozon | Management | For | For |
| 1.6 | Elect Director Richard C. Ill | Management | For | For |
| 1.7 | Elect Director William L. Mansfield | Management | For | For |
| 1.8 | Elect Director Adam J. Palmer | Management | For | For |
| 1.9 | Elect Director Joseph M. Silvestri | Management | For | For |
| 1.10 | Elect Director George Simpson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| TUTOR PERINI CORPORATION MEETING DATE: NOV 12, 2014 | ||||
| TICKER: TPC SECURITY ID: 901109108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| UNION PACIFIC CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: UNP SECURITY ID: 907818108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director David B. Dillon | Management | For | For |
| 1.4 | Elect Director Lance M. Fritz | Management | For | For |
| 1.5 | Elect Director Judith Richards Hope | Management | For | For |
| 1.6 | Elect Director John J. Koraleski | Management | For | For |
| 1.7 | Elect Director Charles C. Krulak | Management | For | For |
| 1.8 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.9 | Elect Director Michael W. McConnell | Management | For | For |
| 1.10 | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1.11 | Elect Director Steven R. Rogel | Management | For | For |
| 1.12 | Elect Director Jose H. Villarreal | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| UNITED CONTINENTAL HOLDINGS, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: UAL SECURITY ID: 910047109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Walter Isaacson | Management | For | For |
| 1.4 | Elect Director Henry L. Meyer, III | Management | For | For |
| 1.5 | Elect Director Oscar Munoz | Management | For | For |
| 1.6 | Elect Director William R. Nuti | Management | For | For |
| 1.7 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.8 | Elect Director Jeffery A. Smisek | Management | For | For |
| 1.9 | Elect Director David J. Vitale | Management | For | For |
| 1.10 | Elect Director John H. Walker | Management | For | For |
| 1.11 | Elect Director Charles A. Yamarone | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 27, 2015 | ||||
| TICKER: UTX SECURITY ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John V. Faraci | Management | For | For |
| 1b | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1c | Elect Director Gregory J. Hayes | Management | For | For |
| 1d | Elect Director Edward A. Kangas | Management | For | For |
| 1e | Elect Director Ellen J. Kullman | Management | For | For |
| 1f | Elect Director Marshall O. Larsen | Management | For | For |
| 1g | Elect Director Harold McGraw, III | Management | For | For |
| 1h | Elect Director Richard B. Myers | Management | For | For |
| 1i | Elect Director H. Patrick Swygert | Management | For | For |
| 1j | Elect Director Andre Villeneuve | Management | For | For |
| 1k | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VALMONT INDUSTRIES, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: VMI SECURITY ID: 920253101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel P. Neary | Management | For | For |
| 1.2 | Elect Director Kenneth E. Stinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| VERISK ANALYTICS, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: VRSK SECURITY ID: 92345Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.2 | Elect Director Samuel G. Liss | Management | For | For |
| 1.3 | Elect Director Therese M. Vaughan | Management | For | For |
| 1.4 | Elect Director Bruce Hansen | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles of Incorporation and Bylaws to Eliminate References to Our Class B Common Stock, Rename Our Class A Common Stock and Update Certain Outdated Provisions and Remove Certain Redundant Provisions | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WEST CORPORATION MEETING DATE: MAY 15, 2015 | ||||
| TICKER: WSTC SECURITY ID: 952355204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lee Adrean | Management | For | For |
| 1.2 | Elect Director Michael A. Huber | Management | For | For |
| 1.3 | Elect Director Soren L. Oberg | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
VOTE SUMMARY REPORT
SELECT INSURANCE PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACE LIMITED MEETING DATE: MAY 21, 2015 | ||||
| TICKER: ACE SECURITY ID: H0023R105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Allocate Disposable Profit | Management | For | For |
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
| 4.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
| 5.1 | Elect Director Evan G. Greenberg | Management | For | For |
| 5.2 | Elect Director Robert M. Hernandez | Management | For | For |
| 5.3 | Elect Director Michael G. Atieh | Management | For | For |
| 5.4 | Elect Director Mary A. Cirillo | Management | For | For |
| 5.5 | Elect Director Michael P. Connors | Management | For | For |
| 5.6 | Elect Director John Edwardson | Management | For | For |
| 5.7 | Elect Director Peter Menikoff | Management | For | For |
| 5.8 | Elect Director Leo F. Mullin | Management | For | For |
| 5.9 | Elect Director Kimberly Ross | Management | For | For |
| 5.10 | Elect Director Robert Scully | Management | For | For |
| 5.11 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 5.12 | Elect Director Theodore E. Shasta | Management | For | For |
| 5.13 | Elect Director David Sidwell | Management | For | For |
| 5.14 | Elect Director Olivier Steimer | Management | For | For |
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
| 7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint John Edwardson as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 9 | Amend Articles Re: Implement New Requirements Regarding Elections, Related Corporate Governance and Certain Other Matters | Management | For | For |
| 10 | Amend Articles Re: Implement New Requirements Regarding the Compensation of the Board of Directors and Executive Management and Related Matters | Management | For | For |
| 11.1 | Approve Compensation of the Board of Directors until the Next Annual General Meeting | Management | For | For |
| 11.2 | Approve Compensation of Executive Management for the Next Calendar Year | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Transact Other Business (Voting) | Management | For | Against |
| AFLAC INCORPORATED MEETING DATE: MAY 04, 2015 | ||||
| TICKER: AFL SECURITY ID: 001055102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel P. Amos | Management | For | For |
| 1b | Elect Director Paul S. Amos, II | Management | For | For |
| 1c | Elect Director W. Paul Bowers | Management | For | For |
| 1d | Elect Director Kriss Cloninger, III | Management | For | For |
| 1e | Elect Director Elizabeth J. Hudson | Management | For | For |
| 1f | Elect Director Douglas W. Johnson | Management | For | For |
| 1g | Elect Director Robert B. Johnson | Management | For | For |
| 1h | Elect Director Thomas J. Kenny | Management | For | For |
| 1i | Elect Director Charles B. Knapp | Management | For | For |
| 1j | Elect Director Joseph L. Moskowitz | Management | For | For |
| 1k | Elect Director Barbara K. Rimer | Management | For | For |
| 1l | Elect Director Melvin T. Stith | Management | For | For |
| 1m | Elect Director Takuro Yoshida | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ALLEGHANY CORPORATION MEETING DATE: APR 24, 2015 | ||||
| TICKER: Y SECURITY ID: 017175100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John G. Foos | Management | For | For |
| 1b | Elect Director William K. Lavin | Management | For | For |
| 1c | Elect Director Phillip M. Martineau | Management | For | For |
| 1d | Elect Director Raymond L.M. Wong | Management | For | For |
| 2 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG MEETING DATE: APR 30, 2015 | ||||
| TICKER: AWH SECURITY ID: H01531104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change Location of Registered Office to Zug, Switzerland | Management | For | For |
| 2 | Amend Articles Re: Define the Duties of the Compensation Committee | Management | For | For |
| 3 | Amend Articles Re: Define the Company's Compensation Principles | Management | For | For |
| 4 | Amend Articles Re: Notice Period in Employment Agreements With Executive Officers and Agreements with Directors, and to Prohibit Loans and Credit to Executives and Directors | Management | For | For |
| 5 | Amend Articles Re: Limit the Number of Outside Board Seats the Director and Executives may Hold | Management | For | For |
| 6 | Amend Articles Re: Provide for Say-On-Pay Votes Required Under Swiss law | Management | For | For |
| 7.1 | Elect Barbara T. Alexander as Director | Management | For | For |
| 7.2 | Elect Scott A. Carmilani as Director | Management | For | For |
| 7.3 | Elect James F. Duffy as Director | Management | For | For |
| 7.4 | Elect Bart Friedman as Director | Management | For | For |
| 7.5 | Elect Patrick de Saint-Aignan as Director | Management | For | For |
| 7.6 | Elect Eric S. Schwartz as Director | Management | For | For |
| 7.7 | Elect Samuel J. Weinhoff as Director | Management | For | For |
| 8 | Elect Scott A. Carmilani as Board Chairman | Management | For | For |
| 9.1 | Appoint Barbara T. Alexander as Member of the Compensation Committee | Management | For | For |
| 9.2 | Appoint James F. Duffy as Member of the Compensation Committee | Management | For | For |
| 9.3 | Appoint Bart Friedman as Member of the Compensation Committee | Management | For | For |
| 9.4 | Appoint Patrick de Saint-Aignan as Member of the Compensation Committee | Management | For | For |
| 9.5 | Appoint Eric S. Schwartz as Member of the Compensation Committee | Management | For | For |
| 9.6 | Appoint Samuel J. Weinhoff as Member of the Compensation Committee | Management | For | For |
| 10 | Designate Buis Buergi AG as Independent Proxy | Management | For | For |
| 11 | Approve the 2015 Compensation for Executives as Required under Swiss Law | Management | For | For |
| 12 | Approve the 2015 Compensation for Directors as Required under Swiss Law | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 15 | Approve Retention of Disposable Profits | Management | For | For |
| 16 | Approve Dividends | Management | For | For |
| 17 | Approve Reduction in Share Capital | Management | For | For |
| 18 | Appoint Deloitte & Touche LLP as Independent Auditor and Deloitte AG as Statutory Auditor | Management | For | For |
| 19 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
| 20 | Approve Discharge of Board and Senior Management | Management | For | For |
| 21 | Transact Other Business (Voting) | Management | For | Against |
| AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY MEETING DATE: JUN 04, 2015 | ||||
| TICKER: AEL SECURITY ID: 025676206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David S. Mulcahy | Management | For | For |
| 1.2 | Elect Director David J. Noble | Management | For | For |
| 1.3 | Elect Director A. J. Strickland, III | Management | For | For |
| 1.4 | Elect Director Harley A. Whitfield, Sr. | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: AIG SECURITY ID: 026874784 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Don Cornwell | Management | For | For |
| 1b | Elect Director Peter R. Fisher | Management | For | For |
| 1c | Elect Director John H. Fitzpatrick | Management | For | For |
| 1d | Elect Director Peter D. Hancock | Management | For | For |
| 1e | Elect Director William G. Jurgensen | Management | For | For |
| 1f | Elect Director Christopher S. Lynch | Management | For | For |
| 1g | Elect Director George L. Miles, Jr. | Management | For | For |
| 1h | Elect Director Henry S. Miller | Management | For | For |
| 1i | Elect Director Robert S. Miller | Management | For | For |
| 1j | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1k | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1l | Elect Director Douglas M. Steenland | Management | For | For |
| 1m | Elect Director Theresa M. Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMTRUST FINANCIAL SERVICES, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: AFSI SECURITY ID: 032359309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald T. DeCarlo | Management | For | Withhold |
| 1.2 | Elect Director Susan C. Fisch | Management | For | For |
| 1.3 | Elect Director Abraham Gulkowitz | Management | For | For |
| 1.4 | Elect Director George Karfunkel | Management | For | For |
| 1.5 | Elect Director Michael Karfunkel | Management | For | Withhold |
| 1.6 | Elect Director Jay J. Miller | Management | For | Withhold |
| 1.7 | Elect Director Barry D. Zyskind | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| AON PLC MEETING DATE: JUN 17, 2015 | ||||
| TICKER: AON SECURITY ID: G0408V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lester B. Knight | Management | For | For |
| 1.2 | Elect Director Gregory C. Case | Management | For | For |
| 1.3 | Elect Director Fulvio Conti | Management | For | For |
| 1.4 | Elect Director Cheryl A. Francis | Management | For | For |
| 1.5 | Elect Director James W. Leng | Management | For | For |
| 1.6 | Elect Director J. Michael Losh | Management | For | For |
| 1.7 | Elect Director Robert S. Morrison | Management | For | For |
| 1.8 | Elect Director Richard B. Myers | Management | For | For |
| 1.9 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.10 | Elect Director Gloria Santona | Management | For | For |
| 1.11 | Elect Director Carolyn Y. Woo | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Aon's Auditors | Management | For | For |
| 4 | Ratify Ernst & Young LLP as U.K. Statutory Auditor | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote to Ratify Directors' Remuneration Report | Management | For | For |
| 8 | Authorise Shares for Market Purchase | Management | For | For |
| 9 | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Management | For | For |
| 10 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| 11 | Approve Political Donations | Management | For | For |
| ARCH CAPITAL GROUP LTD. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: ACGL SECURITY ID: G0450A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eric W. Doppstadt | Management | For | For |
| 1b | Elect Director Constantine Iordanou | Management | For | For |
| 1c | Elect Director John M. Pasquesi | Management | For | For |
| 2a | Elect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2b | Elect Director Edgardo Balois as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2c | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2d | Elect Director Ian Britchfield as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2e | Elect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2f | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2g | Elect Director Michael Constantinides as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2h | Elect Director William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2i | Elect Director Stephen J. Curley as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2j | Elect Director Nick Denniston as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2k | Elect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2l | Elect Director Stephen Fogarty as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2m | Elect Director Giuliano Giovannetti as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2n | Elect Director Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2o | Elect Director Michael Hammer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2p | Elect Director Pat Hartman as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2q | Elect Director David W. Hipkin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2r | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2s | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2t | Elect Director Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2u | Elect Director Cathy Kelly as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2v | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2w | Elect Director Jason Kittinger as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2x | Elect Director Gerald Konig as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2y | Elect Director Lin Li-Williams as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2z | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aa | Elect Director Patrick Mailloux as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ab | Elect Director Robert McDowell as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ac | Elect Director David H. McElroy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ad | Elect Director Rommel Mercado as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ae | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2af | Elect Director Paul Muller as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ag | Elect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ah | Elect Director Marita Oliver as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ai | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aj | Elect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ak | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2al | Elect Director Andrew T. Rippert as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2am | Elect Director Carla Santamaria-Sena as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2an | Elect Director Arthur Scace as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ao | Elect Director Scott Schenker as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ap | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aq | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ar | Elect Director Damian Smith as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2as | Elect Director William A. Soares as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2at | Elect Director Scott Stirling as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2au | Elect Director Hugh Sturgess as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2av | Elect Director Richard Sullivan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aw | Elect Director Ryan Taylor as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ax | Elect Director Ross Totten as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ay | Elect Director Iwan van Munster as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2az | Elect Director Angus Watson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ba | Elect Director James R. Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2bb | Elect Director Gerald Wolfe as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ARGO GROUP INTERNATIONAL HOLDINGS, LTD. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: AGII SECURITY ID: G0464B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Hector De Leon | Management | For | For |
| 1.1b | Elect Director Mural R. Josephson | Management | For | For |
| 1.1c | Elect Director Gary V. Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ARTHUR J. GALLAGHER & CO. MEETING DATE: JUN 01, 2015 | ||||
| TICKER: AJG SECURITY ID: 363576109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director William L. Bax | Management | For | For |
| 1c | Elect Director D. John Coldman | Management | For | For |
| 1d | Elect Director Frank E. English, Jr. | Management | For | For |
| 1e | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
| 1f | Elect Director Elbert O. Hand | Management | For | For |
| 1g | Elect Director David S. Johnson | Management | For | For |
| 1h | Elect Director Kay W. McCurdy | Management | For | For |
| 1i | Elect Director Norman L. Rosenthal | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ASPEN INSURANCE HOLDINGS LIMITED MEETING DATE: JUL 25, 2014 | ||||
| TICKER: AHL SECURITY ID: G05384105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Card) | ||||
| 1 | Revoke Consent to Request Special Meeting | Shareholder | For | Did Not Vote |
| 2 | Revoke Consent to Request a Court-Ordered Shareholder Meeting to Vote on a Scheme of Arrangement | Shareholder | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Card) | ||||
| 1 | Consent to Request Special Meeting | Shareholder | For | For |
| 2 | Consent to Request a Court-Ordered Shareholder Meeting to Vote on a Scheme of Arrangement | Shareholder | For | For |
| ASSURANT, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: AIZ SECURITY ID: 04621X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Elaine D. Rosen | Management | For | For |
| 1.1b | Elect Director Howard L. Carver | Management | For | For |
| 1.1c | Elect Director Juan N. Cento | Management | For | For |
| 1.1d | Elect Director Alan B. Colberg | Management | For | For |
| 1.1e | Elect Director Elyse Douglas | Management | For | For |
| 1.1f | Elect Director Lawrence V. Jackson | Management | For | For |
| 1.1g | Elect Director Charles J. Koch | Management | For | For |
| 1.1h | Elect Director Jean-Paul L. Montupet | Management | For | For |
| 1.1i | Elect Director Paul J. Reilly | Management | For | For |
| 1.1j | Elect Director Robert W. Stein | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ASSURED GUARANTY LTD. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: AGO SECURITY ID: G0585R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A.1 | Elect Francisco L. Borges as Director | Management | For | For |
| 1A.2 | Elect G. Lawrence Buhl as Director | Management | For | For |
| 1A.3 | Elect Stephen A. Cozen as Director | Management | For | For |
| 1A.4 | Elect Dominic J. Frederico as Director | Management | For | For |
| 1A.5 | Elect Bonnie L. Howard as Director | Management | For | For |
| 1A.6 | Elect Patrick W. Kenny as Director | Management | For | For |
| 1A.7 | Elect Simon W. Leathes as Director | Management | For | For |
| 1A.8 | Elect Michael T. O'Kane as Director | Management | For | For |
| 1A.9 | Elect Yukiko Omura as Director | Management | For | For |
| 1B.10 | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1B.11 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1B.12 | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1B.13 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1B.14 | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1B.15 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1B.16 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as as Auditors | Management | For | For |
| 4 | Ratify PwC as AG Re's Auditors | Management | For | For |
| BEAZLEY PLC MEETING DATE: MAR 25, 2015 | ||||
| TICKER: BEZ SECURITY ID: G1143Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Second Interim Dividend | Management | For | For |
| 4 | Approve Special Dividend | Management | For | For |
| 5 | Re-elect George Blunden as Director | Management | For | For |
| 6 | Re-elect Martin Bride as Director | Management | For | For |
| 7 | Re-elect Adrian Cox as Director | Management | For | For |
| 8 | Re-elect Angela Crawford-Ingle as Director | Management | For | For |
| 9 | Re-elect Dennis Holt as Director | Management | For | For |
| 10 | Re-elect Andrew Horton as Director | Management | For | For |
| 11 | Re-elect Neil Maidment as Director | Management | For | For |
| 12 | Re-elect Padraic O'Connor as Director | Management | For | For |
| 13 | Re-elect Vincent Sheridan as Director | Management | For | For |
| 14 | Re-elect Ken Sroka as Director | Management | For | For |
| 15 | Re-elect Rolf Tolle as Director | Management | For | For |
| 16 | Re-elect Clive Washbourn as Director | Management | For | For |
| 17 | Reappoint KPMG as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 02, 2015 | ||||
| TICKER: BRK.B SECURITY ID: 084670702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates, III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.10 | Elect Director Ronald L. Olson | Management | For | For |
| 1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.12 | Elect Director Meryl B. Witmer | Management | For | For |
| BROWN & BROWN, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: BRO SECURITY ID: 115236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
| 1.3 | Elect Director Hugh M. Brown | Management | For | For |
| 1.4 | Elect Director J. Powell Brown | Management | For | For |
| 1.5 | Elect Director Bradley Currey, Jr. | Management | For | For |
| 1.6 | Elect Director Theodore J. Hoepner | Management | For | For |
| 1.7 | Elect Director James S. Hunt | Management | For | For |
| 1.8 | Elect Director Toni Jennings | Management | For | For |
| 1.9 | Elect Director Timothy R.M. Main | Management | For | For |
| 1.10 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
| 1.11 | Elect Director Wendell S. Reilly | Management | For | For |
| 1.12 | Elect Director Chilton D. Varner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| CNO FINANCIAL GROUP, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: CNO SECURITY ID: 12621E103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward J. Bonach | Management | For | For |
| 1b | Elect Director Ellyn L. Brown | Management | For | For |
| 1c | Elect Director Robert C. Greving | Management | For | For |
| 1d | Elect Director Mary R. (Nina) Henderson | Management | For | For |
| 1e | Elect Director Charles J. Jacklin | Management | For | For |
| 1f | Elect Director Daniel R. Maurer | Management | For | For |
| 1g | Elect Director Neal C. Schneider | Management | For | For |
| 1h | Elect Director Frederick J. Sievert | Management | For | For |
| 1i | Elect Director Michael T. Tokarz | Management | For | For |
| 2 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EMPLOYERS HOLDINGS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: EIG SECURITY ID: 292218104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Valerie R. Glenn | Management | For | For |
| 1.2 | Elect Director Ronald F. Mosher | Management | For | For |
| 1.3 | Elect Director Katherine W. Ong | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ESURE GROUP PLC MEETING DATE: MAY 13, 2015 | ||||
| TICKER: ESUR SECURITY ID: G3205Z102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Maria Dolores Dancausa as Director | Management | For | For |
| 5 | Re-elect Michael Evans as Director | Management | For | For |
| 6 | Re-elect Shirley Garrood as Director | Management | For | For |
| 7 | Re-elect Darren Ogden as Director | Management | For | For |
| 8 | Re-elect Anne Richards as Director | Management | For | For |
| 9 | Re-elect Stuart Vann as Director | Management | For | For |
| 10 | Re-elect Peter Ward as Director | Management | For | For |
| 11 | Re-elect Peter Wood as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| EVEREST RE GROUP, LTD. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: RE SECURITY ID: G3223R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dominic J. Addesso | Management | For | For |
| 1.2 | Elect Director John J. Amore | Management | For | For |
| 1.3 | Elect Director John R. Dunne | Management | For | For |
| 1.4 | Elect Director William F. Galtney, Jr. | Management | For | For |
| 1.5 | Elect Director Gerri Losquadro | Management | For | For |
| 1.6 | Elect Director Roger M. Singer | Management | For | For |
| 1.7 | Elect Director Joseph V. Taranto | Management | For | For |
| 1.8 | Elect Director John A. Weber | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FBL FINANCIAL GROUP, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: FFG SECURITY ID: 30239F106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James P. Brannen | Management | For | For |
| 1.2 | Elect Director Roger K. Brooks | Management | For | For |
| 1.3 | Elect Director Jerry L. Chicoine | Management | For | For |
| 1.4 | Elect Director Paul E. Larson | Management | For | For |
| 2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: FNF SECURITY ID: 31620R303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank P. Willey | Management | For | For |
| 1.2 | Elect Director Willie D. Davis | Management | For | For |
| 1.3 | Elect Director John D. Rood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: FNF SECURITY ID: 31620R402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank P. Willey | Management | For | For |
| 1.2 | Elect Director Willie D. Davis | Management | For | For |
| 1.3 | Elect Director John D. Rood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| FIRST AMERICAN FINANCIAL CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: FAF SECURITY ID: 31847R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis J. Gilmore | Management | For | For |
| 1.2 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GENWORTH FINANCIAL, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: GNW SECURITY ID: 37247D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Bolinder | Management | For | For |
| 1.2 | Elect Director G. Kent Conrad | Management | For | For |
| 1.3 | Elect Director Melina E. Higgins | Management | For | For |
| 1.4 | Elect Director Nancy J. Karch | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Christine B. Mead | Management | For | For |
| 1.7 | Elect Director David M. Moffett | Management | For | For |
| 1.8 | Elect Director Thomas E. Moloney | Management | For | For |
| 1.9 | Elect Director James A. Parke | Management | For | For |
| 1.10 | Elect Director James S. Riepe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Abstain |
| HILLTOP HOLDINGS, INC. MEETING DATE: JUN 12, 2015 | ||||
| TICKER: HTH SECURITY ID: 432748101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charlotte Jones Anderson | Management | For | For |
| 1.2 | Elect Director Rhodes R. Bobbitt | Management | For | For |
| 1.3 | Elect Director Tracy A. Bolt | Management | For | For |
| 1.4 | Elect Director W. Joris Brinkerhoff | Management | For | For |
| 1.5 | Elect Director J. Taylor Crandall | Management | For | For |
| 1.6 | Elect Director Charles R. Cummings | Management | For | For |
| 1.7 | Elect Director Hill A. Feinberg | Management | For | For |
| 1.8 | Elect Director Gerald J. Ford | Management | For | For |
| 1.9 | Elect Director Jeremy B. Ford | Management | For | For |
| 1.10 | Elect Director J. Markham Green | Management | For | For |
| 1.11 | Elect Director William T. Hill, Jr. | Management | For | For |
| 1.12 | Elect Director James R. Huffines | Management | For | For |
| 1.13 | Elect Director Lee Lewis | Management | For | For |
| 1.14 | Elect Director Andrew J. Littlefair | Management | For | For |
| 1.15 | Elect Director W. Robert Nichols, III | Management | For | For |
| 1.16 | Elect Director C. Clifton Robinson | Management | For | For |
| 1.17 | Elect Director Kenneth D. Russell | Management | For | For |
| 1.18 | Elect Director A. Haag Sherman | Management | For | For |
| 1.19 | Elect Director Robert C. Taylor, Jr. | Management | For | For |
| 1.20 | Elect Director Carl B. Webb | Management | For | For |
| 1.21 | Elect Director Alan B. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HISCOX LTD MEETING DATE: MAR 25, 2015 | ||||
| TICKER: HSX SECURITY ID: G4593F120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Matters Relating to the Return of Capital to Shareholders | Management | For | For |
| 2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 4 | Authorise Market Purchase of New Ordinary Shares | Management | For | For |
| HISCOX LTD MEETING DATE: MAY 20, 2015 | ||||
| TICKER: HSX SECURITY ID: G4593F138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Lynn Carter as Director | Management | For | For |
| 4 | Elect Anne MacDonald as Director | Management | For | For |
| 5 | Re-elect Stuart Bridges as Director | Management | For | For |
| 6 | Re-elect Robert Childs as Director | Management | For | For |
| 7 | Re-elect Caroline Foulger as Director | Management | For | For |
| 8 | Re-elect Daniel Healy as Director | Management | For | For |
| 9 | Re-elect Ernst Jansen as Director | Management | For | For |
| 10 | Re-elect Bronislaw Masojada as Director | Management | For | For |
| 11 | Re-elect Robert McMillan as Director | Management | For | For |
| 12 | Re-elect Andrea Rosen as Director | Management | For | For |
| 13 | Re-elect Gunnar Stokholm as Director | Management | For | For |
| 14 | Re-elect Richard Watson as Director | Management | For | For |
| 15 | Reappoint KPMG Audit Limited as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| LINCOLN NATIONAL CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: LNC SECURITY ID: 534187109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George W. Henderson, III | Management | For | For |
| 1.2 | Elect Director Eric G. Johnson | Management | For | For |
| 1.3 | Elect Director M. Leanne Lachman | Management | For | For |
| 1.4 | Elect Director Isaiah Tidwell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LOEWS CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: L SECURITY ID: 540424108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lawrence S. Bacow | Management | For | For |
| 1b | Elect Director Ann E. Berman | Management | For | For |
| 1c | Elect Director Joseph L. Bower | Management | For | For |
| 1d | Elect Director Charles D. Davidson | Management | For | For |
| 1e | Elect Director Charles M. Diker | Management | For | For |
| 1f | Elect Director Jacob A. Frenkel | Management | For | For |
| 1g | Elect Director Paul J. Fribourg | Management | For | For |
| 1h | Elect Director Walter L. Harris | Management | For | For |
| 1i | Elect Director Philip A. Laskawy | Management | For | For |
| 1j | Elect Director Ken Miller | Management | For | For |
| 1k | Elect Director Andrew H. Tisch | Management | For | For |
| 1l | Elect Director James S. Tisch | Management | For | For |
| 1m | Elect Director Jonathan M. Tisch | Management | For | For |
| 1n | Elect Director Anthony Welters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MAIDEN HOLDINGS, LTD. MEETING DATE: APR 28, 2015 | ||||
| TICKER: MHLD SECURITY ID: G5753U112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Barry D. Zyskind as Director of Maiden Holdings, Ltd. | Management | For | For |
| 1.2 | Elect Simcha G. Lyons as Director of Maiden Holdings, Ltd. | Management | For | For |
| 1.3 | Elect Raymond M. Neff as Director of Maiden Holdings, Ltd. | Management | For | For |
| 1.4 | Elect Yehuda L. Neuberger as Director of Maiden Holdings, Ltd. | Management | For | For |
| 1.5 | Elect Steven H. Nigro as Director of Maiden Holdings, Ltd. | Management | For | For |
| 2.6 | Elect Patrick J. Haveron as Director of Maiden Reinsurance Ltd. | Management | For | For |
| 2.7 | Elect David A. Lamneck as Director of Maiden Reinsurance Ltd. | Management | For | For |
| 2.8 | Elect Lawrence F. Metz as Director of Maiden Reinsurance Ltd. | Management | For | For |
| 2.9 | Elect Arturo M. Raschbaum as Director of Maiden Reinsurance Ltd. | Management | For | For |
| 2.10 | Elect Karen L. Schmitt as Director of Maiden Reinsurance Ltd. | Management | For | For |
| 3.11 | Elect Patrick J. Haveron as Director of Maiden Global Holdings, Ltd. | Management | For | For |
| 3.12 | Elect Lawrence F. Metz as Director of Maiden Global Holdings, Ltd. | Management | For | For |
| 3.13 | Elect Arturo M. Raschbaum as Director of Maiden Global Holdings, Ltd. | Management | For | For |
| 3.14 | Elect Maxwell Reid as Director of Maiden Global Holdings, Ltd. | Management | For | For |
| 3.15 | Elect Karen L. Schmitt as Director of Maiden Global Holdings, Ltd. | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| MARKEL CORPORATION MEETING DATE: MAY 11, 2015 | ||||
| TICKER: MKL SECURITY ID: 570535104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director K. Bruce Connell | Management | For | For |
| 1.3 | Elect Director Douglas C. Eby | Management | For | For |
| 1.4 | Elect Director Stewart M. Kasen | Management | For | For |
| 1.5 | Elect Director Alan I. Kirshner | Management | For | For |
| 1.6 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.7 | Elect Director Anthony F. Markel | Management | For | For |
| 1.8 | Elect Director Steven A. Markel | Management | For | For |
| 1.9 | Elect Director Darrell D. Martin | Management | For | For |
| 1.10 | Elect Director Michael O'Reilly | Management | For | For |
| 1.11 | Elect Director Michael J. Schewel | Management | For | For |
| 1.12 | Elect Director Jay M. Weinberg | Management | For | For |
| 1.13 | Elect Director Debora J. Wilson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: MMC SECURITY ID: 571748102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Oscar Fanjul | Management | For | For |
| 1b | Elect Director Daniel S. Glaser | Management | For | For |
| 1c | Elect Director H. Edward Hanway | Management | For | For |
| 1d | Elect Director Lord Lang of Monkton | Management | For | For |
| 1e | Elect Director Elaine La Roche | Management | For | For |
| 1f | Elect Director Maria Silvia Bastos Marques | Management | For | For |
| 1g | Elect Director Steven A. Mills | Management | For | For |
| 1h | Elect Director Bruce P. Nolop | Management | For | For |
| 1i | Elect Director Marc D. Oken | Management | For | For |
| 1j | Elect Director Morton O. Schapiro | Management | For | For |
| 1k | Elect Director Lloyd M. Yates | Management | For | For |
| 1l | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MBIA INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: MBI SECURITY ID: 55262C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Joseph W. Brown | Management | For | For |
| 1.1b | Elect Director Maryann Bruce | Management | For | For |
| 1.1c | Elect Director Sean D. Carney | Management | For | For |
| 1.1d | Elect Director David A. Coulter | Management | For | For |
| 1.1e | Elect Director Steven J. Gilbert | Management | For | For |
| 1.1f | Elect Director Charles R. Rinehart | Management | For | For |
| 1.1g | Elect Director Theodore Shasta | Management | For | For |
| 1.1h | Elect Director Richard C. Vaughan | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MEADOWBROOK INSURANCE GROUP, INC. MEETING DATE: APR 27, 2015 | ||||
| TICKER: MIG SECURITY ID: 58319P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3.1 | Elect Director Robert S. Cubbin | Management | For | For |
| 3.2 | Elect Director Robert F. Fix | Management | For | For |
| 3.3 | Elect Director Douglas A. Gaudet | Management | For | For |
| 3.4 | Elect Director Florine Mark | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| MERCURY GENERAL CORPORATION MEETING DATE: MAY 13, 2015 | ||||
| TICKER: MCY SECURITY ID: 589400100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Joseph | Management | For | For |
| 1.2 | Elect Director Martha E. Marcon | Management | For | For |
| 1.3 | Elect Director Donald R. Spuehler | Management | For | For |
| 1.4 | Elect Director Richard E. Grayson | Management | For | For |
| 1.5 | Elect Director Donald P. Newell | Management | For | For |
| 1.6 | Elect Director Bruce A. Bunner | Management | For | For |
| 1.7 | Elect Director Christopher Graves | Management | For | For |
| 1.8 | Elect Director Michael D. Curtius | Management | For | For |
| 1.9 | Elect Director Gabriel Tirador | Management | For | For |
| 1.10 | Elect Director James G. Ellis | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Adopt Simple Majority Vote Requirement | Shareholder | Against | Against |
| METLIFE, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: MET SECURITY ID: 59156R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.4 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.5 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.6 | Elect Director Edward J. Kelly, III | Management | For | For |
| 1.7 | Elect Director William E. Kennard | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.10 | Elect Director Denise M. Morrison | Management | For | For |
| 1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1.12 | Elect Director Lulu C. Wang | Management | For | For |
| 2a | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For |
| 2b | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG MEETING DATE: APR 23, 2015 | ||||
| TICKER: MUV2 SECURITY ID: D55535104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for 2014 (Non-Voting) | Management | None | None |
| 1.2 | Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 7.75 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2014 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | Did Not Vote |
| 5 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 9 | Approve Creation of EUR 10 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 10 | Amend Articles Re: Company Representation | Management | For | Did Not Vote |
| NATIONAL INTERSTATE CORPORATION MEETING DATE: SEP 18, 2014 | ||||
| TICKER: NATL SECURITY ID: 63654U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald J. Brichler | Management | For | For |
| 1b | Elect Director Patrick J. Denzer | Management | For | For |
| 1c | Elect Director Keith A. Jensen | Management | For | For |
| 1d | Elect Director Alan R. Spachman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| PRIMERICA, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: PRI SECURITY ID: 74164M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Addison, Jr. | Management | For | For |
| 1.2 | Elect Director Joel M. Babbit | Management | For | For |
| 1.3 | Elect Director P. George Benson | Management | For | For |
| 1.4 | Elect Director Gary L. Crittenden | Management | For | For |
| 1.5 | Elect Director Cynthia N. Day | Management | For | For |
| 1.6 | Elect Director Mark Mason | Management | For | For |
| 1.7 | Elect Director Robert F. McCullough | Management | For | For |
| 1.8 | Elect Director Beatriz R. Perez | Management | For | For |
| 1.9 | Elect Director D. Richard Williams | Management | For | For |
| 1.10 | Elect Director Glenn J. Williams | Management | For | For |
| 1.11 | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| PRINCIPAL FINANCIAL GROUP, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: PFG SECURITY ID: 74251V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger C. Hochschild | Management | For | For |
| 1.2 | Elect Director Daniel J. Houston | Management | For | For |
| 1.3 | Elect Director Elizabeth E. Tallett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PROASSURANCE CORPORATION MEETING DATE: MAY 27, 2015 | ||||
| TICKER: PRA SECURITY ID: 74267C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. James Gorrie | Management | For | For |
| 1.2 | Elect Director Ziad R. Haydar | Management | For | For |
| 1.3 | Elect Director Frank A. Spinosa | Management | For | For |
| 1.4 | Elect Director Thomas A. S. Wilson, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PROTECTIVE LIFE CORPORATION MEETING DATE: OCT 06, 2014 | ||||
| TICKER: PL SECURITY ID: 743674103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| PRUDENTIAL FINANCIAL, INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: PRU SECURITY ID: 744320102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1.2 | Elect Director Gordon M. Bethune | Management | For | For |
| 1.3 | Elect Director Gilbert F. Casellas | Management | For | For |
| 1.4 | Elect Director James G. Cullen | Management | For | For |
| 1.5 | Elect Director Mark B. Grier | Management | For | For |
| 1.6 | Elect Director Constance J. Horner | Management | For | For |
| 1.7 | Elect Director Martina Hund-Mejean | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Christine A. Poon | Management | For | For |
| 1.10 | Elect Director Douglas A. Scovanner | Management | For | For |
| 1.11 | Elect Director John R. Strangfeld | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 20, 2015 | ||||
| TICKER: RGA SECURITY ID: 759351604 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick J. Sievert | Management | For | For |
| 1.2 | Elect Director Stanley B. Tulin | Management | For | For |
| 1.3 | Elect Director A. Greig Woodring | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SELECTIVE INSURANCE GROUP, INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: SIGI SECURITY ID: 816300107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul D. Bauer | Management | For | For |
| 1.2 | Elect Director Annabelle G. Bexiga | Management | For | For |
| 1.3 | Elect Director John C. Burville | Management | For | For |
| 1.4 | Elect Director Michael J. Morrissey | Management | For | For |
| 1.5 | Elect Director Gregory E. Murphy | Management | For | For |
| 1.6 | Elect Director Cynthia S. Nicholson | Management | For | For |
| 1.7 | Elect Director Ronald L. O'Kelley | Management | For | For |
| 1.8 | Elect Director William M. Rue | Management | For | For |
| 1.9 | Elect Director John S. Scheid | Management | For | For |
| 1.10 | Elect Director J. Brian Thebault | Management | For | For |
| 1.11 | Elect Director Philip H. Urban | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| STANCORP FINANCIAL GROUP, INC. MEETING DATE: MAY 11, 2015 | ||||
| TICKER: SFG SECURITY ID: 852891100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Virginia L. Anderson | Management | For | For |
| 1.2 | Elect Director Ranjana B. Clark | Management | For | For |
| 1.3 | Elect Director Timothy A. Holt | Management | For | For |
| 1.4 | Elect Director Kevin M. Murai | Management | For | For |
| 1.5 | Elect Director Eric E. Parsons | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE ALLSTATE CORPORATION MEETING DATE: MAY 19, 2015 | ||||
| TICKER: ALL SECURITY ID: 020002101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert D. Beyer | Management | For | For |
| 1b | Elect Director Kermit R. Crawford | Management | For | For |
| 1c | Elect Director Michael L. Eskew | Management | For | For |
| 1d | Elect Director Herbert L. Henkel | Management | For | For |
| 1e | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
| 1f | Elect Director Andrea Redmond | Management | For | For |
| 1g | Elect Director John W. Rowe | Management | For | For |
| 1h | Elect Director Judith A. Sprieser | Management | For | For |
| 1i | Elect Director Mary Alice Taylor | Management | For | For |
| 1j | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| THE CHUBB CORPORATION MEETING DATE: APR 28, 2015 | ||||
| TICKER: CB SECURITY ID: 171232101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zoe Baird Budinger | Management | For | For |
| 1b | Elect Director Sheila P. Burke | Management | For | For |
| 1c | Elect Director James I. Cash, Jr. | Management | For | For |
| 1d | Elect Director John D. Finnegan | Management | For | For |
| 1e | Elect Director Timothy P. Flynn | Management | For | For |
| 1f | Elect Director Karen M. Hoguet | Management | For | For |
| 1g | Elect Director Lawrence W. Kellner | Management | For | For |
| 1h | Elect Director Martin G. McGuinn | Management | For | For |
| 1i | Elect Director Lawrence M. Small | Management | For | For |
| 1j | Elect Director Jess Soderberg | Management | For | For |
| 1k | Elect Director Daniel E. Somers | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 1m | Elect Director James M. Zimmerman | Management | For | For |
| 1n | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
| THE HANOVER INSURANCE GROUP, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: THG SECURITY ID: 410867105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Neal F. Finnegan | Management | For | For |
| 1.2 | Elect Director P. Kevin Condron | Management | For | For |
| 1.3 | Elect Director Cynthia L. Egan | Management | For | For |
| 1.4 | Elect Director Joseph R. Ramrath | Management | For | For |
| 1.5 | Elect Director Harriett 'Tee' Taggart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: HIG SECURITY ID: 416515104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert B. Allardice, III | Management | For | For |
| 1b | Elect Director Trevor Fetter | Management | For | For |
| 1c | Elect Director Kathryn A. Mikells | Management | For | For |
| 1d | Elect Director Michael G. Morris | Management | For | For |
| 1e | Elect Director Thomas A. Renyi | Management | For | For |
| 1f | Elect Director Julie G. Richardson | Management | For | For |
| 1g | Elect Director Teresa W. Roseborough | Management | For | For |
| 1h | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1i | Elect Director Charles B. Strauss | Management | For | For |
| 1j | Elect Director Christopher J. Swift | Management | For | For |
| 1k | Elect Director H. Patrick Swygert | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE PROGRESSIVE CORPORATION MEETING DATE: MAY 15, 2015 | ||||
| TICKER: PGR SECURITY ID: 743315103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stuart B. Burgdoerfer | Management | For | For |
| 1.2 | Elect Director Charles A. Davis | Management | For | For |
| 1.3 | Elect Director Roger N. Farah | Management | For | For |
| 1.4 | Elect Director Lawton W. Fitt | Management | For | For |
| 1.5 | Elect Director Stephen R. Hardis | Management | For | For |
| 1.6 | Elect Director Jeffrey D. Kelly | Management | For | For |
| 1.7 | Elect Director Patrick H. Nettles | Management | For | For |
| 1.8 | Elect Director Glenn M. Renwick | Management | For | For |
| 1.9 | Elect Director Bradley T. Sheares | Management | For | For |
| 1.10 | Elect Director Barbara R. Snyder | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP (PwC) as Auditors | Management | For | For |
| THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: TRV SECURITY ID: 89417E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan L. Beller | Management | For | For |
| 1b | Elect Director John H. Dasburg | Management | For | For |
| 1c | Elect Director Janet M. Dolan | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Jay S. Fishman | Management | For | For |
| 1f | Elect Director Patricia L. Higgins | Management | For | For |
| 1g | Elect Director Thomas R. Hodgson | Management | For | For |
| 1h | Elect Director William J. Kane | Management | For | For |
| 1i | Elect Director Cleve L. Killingsworth Jr. | Management | For | For |
| 1j | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
| 1k | Elect Director Donald J. Shepard | Management | For | For |
| 1l | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| TORCHMARK CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: TMK SECURITY ID: 891027104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Adair | Management | For | For |
| 1.2 | Elect Director Marilyn A. Alexander | Management | For | For |
| 1.3 | Elect Director David L. Boren | Management | For | For |
| 1.4 | Elect Director Jane M. Buchan | Management | For | For |
| 1.5 | Elect Director Gary L. Coleman | Management | For | For |
| 1.6 | Elect Director Larry M. Hutchison | Management | For | For |
| 1.7 | Elect Director Robert W. Ingram | Management | For | For |
| 1.8 | Elect Director Lloyd W. Newton | Management | For | For |
| 1.9 | Elect Director Darren M. Rebelez | Management | For | For |
| 1.10 | Elect Director Lamar C. Smith | Management | For | For |
| 1.11 | Elect Director Paul J. Zucconi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TOWER GROUP INTERNATIONAL, LTD. MEETING DATE: AUG 06, 2014 | ||||
| TICKER: TWGP SECURITY ID: G8988C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| UNUM GROUP MEETING DATE: MAY 21, 2015 | ||||
| TICKER: UNM SECURITY ID: 91529Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cynthia L. Egan | Management | For | For |
| 1.2 | Elect Director Pamela H. Godwin | Management | For | For |
| 1.3 | Elect Director Timothy F. Keaney | Management | For | For |
| 1.4 | Elect Director Thomas Kinser | Management | For | For |
| 1.5 | Elect Director Gloria C. Larson | Management | For | For |
| 1.6 | Elect Director A.S. (Pat) MacMillan, Jr. | Management | For | For |
| 1.7 | Elect Director Richard P. McKenney | Management | For | For |
| 1.8 | Elect Director Edward J. Muhl | Management | For | For |
| 1.9 | Elect Director William J. Ryan | Management | For | For |
| 1.10 | Elect Director Thomas R. Watjen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VALIDUS HOLDINGS, LTD. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: VR SECURITY ID: G9319H102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael E.A. Carpenter | Management | For | For |
| 1.2 | Elect Director Therese M. (Terri) Vaughan | Management | For | For |
| 1.3 | Elect Director Christopher E. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers, Ltd., Hamilton, Bermuda as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| W. R. BERKLEY CORPORATION MEETING DATE: JUN 02, 2015 | ||||
| TICKER: WRB SECURITY ID: 084423102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William R. ('Wm.') Berkley | Management | For | For |
| 1.2 | Elect Director Christopher L. Augostini | Management | For | For |
| 1.3 | Elect Director George G. Daly | Management | For | For |
| 1.4 | Elect Director Jack H. Nusbaum | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY MEETING DATE: JUL 23, 2014 | ||||
| TICKER: WSH SECURITY ID: G96666105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dominic Casserley | Management | For | For |
| 1b | Elect Director Anna C. Catalano | Management | For | For |
| 1c | Elect Director Roy Gardner | Management | For | For |
| 1d | Elect Director Jeremy Hanley | Management | For | For |
| 1e | Elect Director Robyn S. Kravit | Management | For | For |
| 1f | Elect Director Wendy E. Lane | Management | For | For |
| 1g | Elect Director Francisco Luzon | Management | For | For |
| 1h | Elect Director James F. McCann | Management | For | For |
| 1i | Elect Director Jaymin Patel | Management | For | For |
| 1j | Elect Director Douglas B. Roberts | Management | For | For |
| 1k | Elect Director Michael J. Somers | Management | For | For |
| 1l | Elect Director Jeffrey W. Ubben | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares Under Irish Law | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Change Location of Annual Meeting | Management | For | For |
| WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY MEETING DATE: JUN 30, 2015 | ||||
| TICKER: WSH SECURITY ID: G96666105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dominic Casserley | Management | For | For |
| 1b | Elect Director Anna C. Catalano | Management | For | For |
| 1c | Elect Director Roy Gardner | Management | For | For |
| 1d | Elect Director Jeremy Hanley | Management | For | For |
| 1e | Elect Director Robyn S. Kravit | Management | For | For |
| 1f | Elect Director Wendy E. Lane | Management | For | For |
| 1g | Elect Director Francisco Luzon | Management | For | For |
| 1h | Elect Director James F. McCann | Management | For | For |
| 1i | Elect Director Jaymin Patel | Management | For | For |
| 1j | Elect Director Douglas B. Roberts | Management | For | For |
| 1k | Elect Director Michael J. Somers | Management | For | For |
| 1l | Elect Director Jeffrey W. Ubben | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew Directors' Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Change Location of Annual Meeting | Management | For | For |
| XL GROUP PLC MEETING DATE: MAY 08, 2015 | ||||
| TICKER: XL SECURITY ID: G98290102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ramani Ayer | Management | For | For |
| 1.2 | Elect Director Dale R. Comey | Management | For | For |
| 1.3 | Elect Director Michael S. McGavick | Management | For | For |
| 1.4 | Elect Director Robert R. Glauber | Management | For | For |
| 1.5 | Elect Director Edward J. Kelly, III | Management | For | For |
| 1.6 | Elect Director Suzanne B. Labarge | Management | For | For |
| 1.7 | Elect Director Anne Stevens | Management | For | For |
| 1.8 | Elect Director John M. Vereker | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew Director's Authority to Issue Shares | Management | For | For |
| 5 | Renew Director's Authority to Issue Shares for Cash | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| ZURICH INSURANCE GROUP AG MEETING DATE: APR 01, 2015 | ||||
| TICKER: ZURN SECURITY ID: H9870Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2.1 | Approve Allocation of Income | Management | For | Did Not Vote |
| 2.2 | Approve Dividends of CHF 17.00 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1a | Reelect Tom de Swaan as Director and Board Chairman | Management | For | Did Not Vote |
| 4.1b | Reelect Susan Bies as Director | Management | For | Did Not Vote |
| 4.1c | Reelect Alison Carnwath as Director | Management | For | Did Not Vote |
| 4.1d | Reelect Rafael del Pino as Director | Management | For | Did Not Vote |
| 4.1e | Reelect Thomas Escher as Director | Management | For | Did Not Vote |
| 4.1f | Reelect Christoph Franz as Director | Management | For | Did Not Vote |
| 4.1g | Reelect Fred Kindle as Director | Management | For | Did Not Vote |
| 4.1h | Reelect Monica Maechler as Director | Management | For | Did Not Vote |
| 4.1i | Reelect Don Nicolaisen as Director | Management | For | Did Not Vote |
| 4.1j | Elect Joan Amble as Director | Management | For | Did Not Vote |
| 4.1.k | Elect Kishore Mahbubani as Director | Management | For | Did Not Vote |
| 4.2.1 | Appoint Alison Carnwath as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.2.2 | Appoint Tom de Swaan as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.2.3 | Appoint Rafael del Pino as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.2.4 | Appoint Thomas Escher as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.2.5 | Appoint Christoph Franz as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.3 | Designate Andreas Keller as Independent Proxy | Management | For | Did Not Vote |
| 4.4 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 5.1 | Approve Maximum Remuneration of Board of Directors Until 2016 AGM in the Amount of CHF 4.9 Million | Management | For | Did Not Vote |
| 5.2 | Approve Maximum Remuneration of Executive Committee for Fiscal 2016 in the Amount of CHF 75.9 Million | Management | For | Did Not Vote |
| 6 | Amend Articles Re: Commercial Accounting and Financial Reporting | Management | For | Did Not Vote |
| 7 | Transact Other Business (Voting) | Management | For | Did Not Vote |
VOTE SUMMARY REPORT
SELECT IT SERVICES PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACCENTURE PLC MEETING DATE: FEB 04, 2015 | ||||
| TICKER: ACN SECURITY ID: G1151C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jaime Ardila | Management | For | For |
| 1b | Elect Director Dina Dublon | Management | For | For |
| 1c | Elect Director Charles H. Giancarlo | Management | For | For |
| 1d | Elect Director William L. Kimsey | Management | For | For |
| 1e | Elect Director Marjorie Magner | Management | For | For |
| 1f | Elect Director Blythe J. McGarvie | Management | For | For |
| 1g | Elect Director Pierre Nanterme | Management | For | For |
| 1h | Elect Director Gilles C. Pelisson | Management | For | For |
| 1i | Elect Director Paula A. Price | Management | For | For |
| 1j | Elect Director Wulf von Schimmelmann | Management | For | For |
| 1k | Elect Director Frank K. Tang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize the Holding of the 2016 AGM at a Location Outside Ireland | Management | For | For |
| 7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| ACXIOM CORPORATION MEETING DATE: AUG 07, 2014 | ||||
| TICKER: ACXM SECURITY ID: 005125109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy R. Cadogan | Management | For | For |
| 1.2 | Elect Director William T. Dillard II | Management | For | For |
| 1.3 | Elect Director Scott E. Howe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ALLIANCE DATA SYSTEMS CORPORATION MEETING DATE: JUN 03, 2015 | ||||
| TICKER: ADS SECURITY ID: 018581108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce K. Anderson | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director D. Keith Cobb | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Edward J. Heffernan | Management | For | For |
| 1.6 | Elect Director Kenneth R. Jensen | Management | For | For |
| 1.7 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.8 | Elect Director Laurie A. Tucker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 6 | Proxy Access | Shareholder | Against | Against |
| AMADEUS IT HOLDINGS SA MEETING DATE: JUN 24, 2015 | ||||
| TICKER: AMS SECURITY ID: E04908112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 5.1 | Reelect Jose Antonio Tazon Garcia as Director | Management | For | For |
| 5.2 | Reelect David Gordon Comyn Webster as Director | Management | For | For |
| 5.3 | Reelect Francesco Loredan as Director | Management | For | For |
| 5.4 | Reelect Stuart Anderson McAlpine as Director | Management | For | For |
| 5.5 | Reelect Pierre-Henri Gourgeon as Director | Management | For | For |
| 6 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Amend Performance Share Plan | Management | For | For |
| 9.1 | Amend Article 7 Re: Shareholder Status | Management | For | For |
| 9.2 | Amend Articles Re: General Shareholders Meeting | Management | For | For |
| 9.3 | Amend Articles Re: Board of Directors | Management | For | For |
| 9.4 | Amend Article 47 Re: Management Report | Management | For | For |
| 10.1 | Amend Articles of General Meeting Regulations Re: Right to Information | Management | For | For |
| 10.2 | Amend Article 10 of General Meeting Regulations Re: Representation | Management | For | For |
| 10.3 | Amend Articles of General Meeting Regulations Re: Voting and Adoption of Resolutions | Management | For | For |
| 11 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 12 | Authorize Increase in Capital up to 20 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 13 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 2 Billion | Management | For | For |
| 14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| AUTOMATIC DATA PROCESSING, INC. MEETING DATE: NOV 11, 2014 | ||||
| TICKER: ADP SECURITY ID: 053015103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ellen R. Alemany | Management | For | For |
| 1.2 | Elect Director Leslie A. Brun | Management | For | For |
| 1.3 | Elect Director Richard T. Clark | Management | For | For |
| 1.4 | Elect Director Eric C. Fast | Management | For | For |
| 1.5 | Elect Director Linda R. Gooden | Management | For | For |
| 1.6 | Elect Director Michael P. Gregoire | Management | For | For |
| 1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.8 | Elect Director John P. Jones | Management | For | For |
| 1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| BOOZ ALLEN HAMILTON HOLDING CORPORATION MEETING DATE: JUL 31, 2014 | ||||
| TICKER: BAH SECURITY ID: 099502106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph W. Shrader | Management | For | For |
| 1.2 | Elect Director Joan Lordi C. Amble | Management | For | For |
| 1.3 | Elect Director Peter Clare | Management | For | For |
| 1.4 | Elect Director Philip A. Odeen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Eliminate Class of Common Stock | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| BROADRIDGE FINANCIAL SOLUTIONS, INC. MEETING DATE: NOV 13, 2014 | ||||
| TICKER: BR SECURITY ID: 11133T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Richard J. Daly | Management | For | For |
| 1c | Elect Director Robert N. Duelks | Management | For | For |
| 1d | Elect Director Richard J. Haviland | Management | For | For |
| 1e | Elect Director Stuart R. Levine | Management | For | For |
| 1f | Elect Director Maura A. Markus | Management | For | For |
| 1g | Elect Director Thomas J. Perna | Management | For | For |
| 1h | Elect Director Alan J. Weber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| CACI INTERNATIONAL INC MEETING DATE: NOV 20, 2014 | ||||
| TICKER: CACI SECURITY ID: 127190304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth Asbury | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 1.3 | Elect Director James S. Gilmore, III | Management | For | For |
| 1.4 | Elect Director William L. Jews | Management | For | For |
| 1.5 | Elect Director Gregory G. Johnson | Management | For | For |
| 1.6 | Elect Director J. Phillip London | Management | For | For |
| 1.7 | Elect Director James L. Pavitt | Management | For | For |
| 1.8 | Elect Director Warren R. Phillips | Management | For | For |
| 1.9 | Elect Director Charles P. Revoile | Management | For | For |
| 1.10 | Elect Director William S. Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| CAP GEMINI MEETING DATE: MAY 06, 2015 | ||||
| TICKER: CAP SECURITY ID: F13587120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
| 5 | Advisory Vote on Compensation of Paul Hermelin, Chairman and CEO | Management | For | For |
| 6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 10 | Amend Article 8 of Bylaws Re: Absence of Double Voting Rights | Management | For | For |
| 11 | Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | For |
| 12 | Amend Article 15 of Bylaws Re: Number of Vice-CEOs | Management | For | For |
| 13 | Amend Article 19 of Bylaws Re: Record Date | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CARDTRONICS, INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: CATM SECURITY ID: 14161H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director J. Tim Arnoult | Management | For | For |
| 1b | Elect Director Dennis F. Lynch | Management | For | For |
| 1c | Elect Director Juli C. Spottiswood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CASS INFORMATION SYSTEMS, INC. MEETING DATE: APR 20, 2015 | ||||
| TICKER: CASS SECURITY ID: 14808P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert A. Ebel | Management | For | For |
| 1.2 | Elect Director Randall L. Schilling | Management | For | For |
| 1.3 | Elect Director Franklin D. Wicks, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| CIBER, INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: CBR SECURITY ID: 17163B102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard K. Coleman, Jr. | Management | For | For |
| 1.2 | Elect Director Mark Lewis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 02, 2015 | ||||
| TICKER: CTSH SECURITY ID: 192446102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1b | Elect Director Robert E. Weissman | Management | For | For |
| 1c | Elect Director Francisco D'Souza | Management | For | For |
| 1d | Elect Director John N. Fox, Jr. | Management | For | For |
| 1e | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1f | Elect Director Thomas M. Wendel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| COMMVAULT SYSTEMS, INC. MEETING DATE: AUG 21, 2014 | ||||
| TICKER: CVLT SECURITY ID: 204166102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan G. Bunte | Management | For | For |
| 1.2 | Elect Director Frank J. Fanzilli, Jr. | Management | For | For |
| 1.3 | Elect Director Daniel Pulver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| COMPUTER SCIENCES CORPORATION MEETING DATE: AUG 13, 2014 | ||||
| TICKER: CSC SECURITY ID: 205363104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David J. Barram | Management | For | For |
| 1b | Elect Director Erik Brynjolfsson | Management | For | For |
| 1c | Elect Director Rodney F. Chase | Management | For | For |
| 1d | Elect Director Bruce B. Churchill | Management | For | For |
| 1e | Elect Director Nancy Killefer | Management | For | For |
| 1f | Elect Director J. Michael Lawrie | Management | For | For |
| 1g | Elect Director Brian P. MacDonald | Management | For | For |
| 1h | Elect Director Sean O'Keefe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| CONVERGYS CORPORATION MEETING DATE: APR 22, 2015 | ||||
| TICKER: CVG SECURITY ID: 212485106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrea J. Ayers | Management | For | For |
| 1.2 | Elect Director John F. Barrett | Management | For | For |
| 1.3 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.4 | Elect Director Richard R. Devenuti | Management | For | For |
| 1.5 | Elect Director Jeffrey H. Fox | Management | For | For |
| 1.6 | Elect Director Joseph E. Gibbs | Management | For | For |
| 1.7 | Elect Director Joan E. Herman | Management | For | For |
| 1.8 | Elect Director Thomas L. Monahan, III | Management | For | For |
| 1.9 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.10 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CORELOGIC, INC. MEETING DATE: JUL 29, 2014 | ||||
| TICKER: CLGX SECURITY ID: 21871D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. David Chatham | Management | For | For |
| 1.2 | Elect Director Douglas C. Curling | Management | For | For |
| 1.3 | Elect Director John C. Dorman | Management | For | For |
| 1.4 | Elect Director Paul F. Folino | Management | For | For |
| 1.5 | Elect Director Anand K. Nallathambi | Management | For | For |
| 1.6 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.7 | Elect Director Jaynie Miller Studenmund | Management | For | For |
| 1.8 | Elect Director David F. Walker | Management | For | For |
| 1.9 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| CORELOGIC, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: CLGX SECURITY ID: 21871D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. David Chatham | Management | For | For |
| 1.2 | Elect Director Douglas C. Curling | Management | For | For |
| 1.3 | Elect Director John C. Dorman | Management | For | For |
| 1.4 | Elect Director Paul F. Folino | Management | For | For |
| 1.5 | Elect Director Anand Nallathambi | Management | For | For |
| 1.6 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.7 | Elect Director Jaynie Miller Studenmund | Management | For | For |
| 1.8 | Elect Director David F. Walker | Management | For | For |
| 1.9 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CSG SYSTEMS INTERNATIONAL, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: CSGS SECURITY ID: 126349109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter E. Kalan | Management | For | For |
| 1b | Elect Director Frank V. Sica | Management | For | For |
| 1c | Elect Director James A. Unruh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CVENT, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: CVT SECURITY ID: 23247G109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sanjeev K. Bansal | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| DST SYSTEMS, INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: DST SECURITY ID: 233326107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerome H. Bailey | Management | For | For |
| 1.2 | Elect Director Lowell L. Bryan | Management | For | For |
| 1.3 | Elect Director Gary D. Forsee | Management | For | For |
| 1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.5 | Elect Director Samuel G. Liss | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Cumulative Voting | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| ELECTRONICS FOR IMAGING, INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: EFII SECURITY ID: 286082102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric Brown | Management | For | For |
| 1.2 | Elect Director Gill Cogan | Management | For | For |
| 1.3 | Elect Director Guy Gecht | Management | For | For |
| 1.4 | Elect Director Thomas Georgens | Management | For | For |
| 1.5 | Elect Director Richard A. Kashnow | Management | For | For |
| 1.6 | Elect Director Dan Maydan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: EIGI SECURITY ID: 29272B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale Crandall | Management | For | For |
| 1.2 | Elect Director Thomas Gorny | Management | For | For |
| 1.3 | Elect Director Justin L. Sadrian | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| EPAM SYSTEMS, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: EPAM SECURITY ID: 29414B104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arkadiy Dobkin | Management | For | For |
| 1.2 | Elect Director Robert E. Segert | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| EURONET WORLDWIDE, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: EEFT SECURITY ID: 298736109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul S. Althasen | Management | For | For |
| 1.2 | Elect Director Thomas A. McDonnell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EVERTEC, INC. MEETING DATE: MAY 29, 2015 | ||||
| TICKER: EVTC SECURITY ID: 30040P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank G. D'Angelo | Management | For | For |
| 1b | Elect Director Morgan M. Schuessler, Jr. | Management | For | For |
| 1c | Elect Director Olga Botero | Management | For | For |
| 1d | Elect Director Jorge Junquera | Management | For | For |
| 1e | Elect Director Teresita Loubriel | Management | For | For |
| 1f | Elect Director Nestor O. Rivera | Management | For | For |
| 1g | Elect Director Alan H. Schumacher | Management | For | For |
| 1h | Elect Director Brian J. Smith | Management | For | For |
| 1i | Elect Director Thomas W. Swidarski | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EXLSERVICE HOLDINGS, INC. MEETING DATE: JUN 19, 2015 | ||||
| TICKER: EXLS SECURITY ID: 302081104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Deborah Kerr | Management | For | For |
| 1.2 | Elect Director Mohanbir Sawhney | Management | For | For |
| 1.3 | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: FIS SECURITY ID: 31620M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director William P. Foley, II | Management | For | For |
| 1c | Elect Director Thomas M. Hagerty | Management | For | For |
| 1d | Elect Director Keith W. Hughes | Management | For | For |
| 1e | Elect Director David K. Hunt | Management | For | For |
| 1f | Elect Director Stephan A. James | Management | For | For |
| 1g | Elect Director Frank R. Martire | Management | For | For |
| 1h | Elect Director Richard N. Massey | Management | For | For |
| 1i | Elect Director Leslie M. Muma | Management | For | For |
| 1j | Elect Director Gary A. Norcross | Management | For | For |
| 1k | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| FISERV, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: FISV SECURITY ID: 337738108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alison Davis | Management | For | For |
| 1.2 | Elect Director Christopher M. Flink | Management | For | For |
| 1.3 | Elect Director Daniel P. Kearney | Management | For | For |
| 1.4 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.5 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.6 | Elect Director Glenn M. Renwick | Management | For | For |
| 1.7 | Elect Director Kim M. Robak | Management | For | For |
| 1.8 | Elect Director Doyle R. Simons | Management | For | For |
| 1.9 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 1.10 | Elect Director Jeffery W. Yabuki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Stock Retention | Shareholder | Against | Against |
| FLEETCOR TECHNOLOGIES, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: FLT SECURITY ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew B. Balson | Management | For | Withhold |
| 1.2 | Elect Director Mark A. Johnson | Management | For | Withhold |
| 1.3 | Elect Director Jeffrey S. Sloan | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Adopt Proxy Access Right | Shareholder | Against | Against |
| FLEETMATICS GROUP PLC MEETING DATE: JUL 29, 2014 | ||||
| TICKER: FLTX SECURITY ID: G35569105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brian Halligan | Management | For | For |
| 1b | Elect Director Allison Mnookin | Management | For | For |
| 1c | Elect Director Liam Young | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Change Location of Annual Meeting | Management | For | For |
| FORRESTER RESEARCH, INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: FORR SECURITY ID: 346563109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert M. Galford | Management | For | For |
| 1.2 | Elect Director Gretchen G. Teichgraeber | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GARTNER, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: IT SECURITY ID: 366651107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Bingle | Management | For | For |
| 1b | Elect Director Richard J. Bressler | Management | For | For |
| 1c | Elect Director Raul E. Cesan | Management | For | For |
| 1d | Elect Director Karen E. Dykstra | Management | For | For |
| 1e | Elect Director Anne Sutherland Fuchs | Management | For | For |
| 1f | Elect Director William O. Grabe | Management | For | For |
| 1g | Elect Director Eugene A. Hall | Management | For | For |
| 1h | Elect Director Stephen G. Pagliuca | Management | For | For |
| 1i | Elect Director James C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GLOBAL CASH ACCESS HOLDINGS, INC. MEETING DATE: JUN 25, 2015 | ||||
| TICKER: GCA SECURITY ID: 378967103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director E. Miles Kilburn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| GLOBAL PAYMENTS INC. MEETING DATE: NOV 19, 2014 | ||||
| TICKER: GPN SECURITY ID: 37940X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Sloan | Management | For | For |
| 1.2 | Elect Director John G. Bruno | Management | For | For |
| 1.3 | Elect Director Michael W. Trapp | Management | For | For |
| 1.4 | Elect Director Gerald J. Wilkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| GLOBANT S.A. MEETING DATE: MAY 04, 2015 | ||||
| TICKER: GLOB SECURITY ID: L44385109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Acknowledgement of the Postponement of the AGM | Management | None | None |
| 2 | Receive Board's and Auditor's Reports | Management | None | None |
| 3 | Approve Consolidated Financial Statements and Statutory Reports Regarding FY 2013 | Management | For | For |
| 4 | Approve Consolidated Financial Statements and Statutory Reports Regarding FY 2014 | Management | For | For |
| 5 | Approve Financial Statements | Management | For | For |
| 6 | Approve Allocation of Results | Management | For | For |
| 7 | Approve Discharge of Directors | Management | For | For |
| 8 | Approve Remuneration of Directors for Financial Year 2014 | Management | For | For |
| 9 | Approve Remuneration of Directors for Financial Year 2015 | Management | For | For |
| 10 | Renew Appointment of Deloitte as Auditor for the Annual Accounts | Management | For | For |
| 11 | Appoint Deloitte & Co S.A. as Auditor for the Consolidated Accounts | Management | For | For |
| 12 | Reelect Francisco Alvarez-Demalde as Director | Management | For | For |
| 13 | Reelect Bradford Eric Bernstein as Director | Management | For | For |
| 14 | Reelect Philip Odeen as Director | Management | For | For |
| 15 | Elect David J. Moore as Director | Management | For | For |
| 1 | Authorize Board to Issues Shares Within Framework of Authorized Capital | Management | For | For |
| H&R BLOCK, INC. MEETING DATE: SEP 11, 2014 | ||||
| TICKER: HRB SECURITY ID: 093671105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul J. Brown | Management | For | For |
| 1b | Elect Director William C. Cobb | Management | For | For |
| 1c | Elect Director Robert A. Gerard | Management | For | For |
| 1d | Elect Director David Baker Lewis | Management | For | For |
| 1e | Elect Director Victoria J. Reich | Management | For | For |
| 1f | Elect Director Bruce C. Rohde | Management | For | For |
| 1g | Elect Director Tom D. Seip | Management | For | For |
| 1h | Elect Director Christianna Wood | Management | For | For |
| 1i | Elect Director James F. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| HEARTLAND PAYMENT SYSTEMS, INC. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: HPY SECURITY ID: 42235N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert O. Carr | Management | For | For |
| 1.2 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.3 | Elect Director Jonathan J. Palmer | Management | For | For |
| 1.4 | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1.5 | Elect Director Marc J. Ostro | Management | For | For |
| 1.6 | Elect Director Richard W. Vague | Management | For | For |
| 1.7 | Elect Director Mitchell L. Hollin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| HIGHER ONE HOLDINGS, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: ONE SECURITY ID: 42983D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Hartheimer | Management | For | For |
| 1.2 | Elect Director Michael E. Collins | Management | For | For |
| 1.3 | Elect Director Sheldon Goldfarb | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| IBS GROUP HOLDING LTD. MEETING DATE: OCT 27, 2014 | ||||
| TICKER: IBSG SECURITY ID: 450939103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement between IBS Group Holding Limited and Holders of Scheme Shares | Management | For | Did Not Vote |
| 2 | Authorize Directors to Take All Necessary Actions; Approve Cancellation and Reduction of Scheme Shares | Management | For | Did Not Vote |
| ICF INTERNATIONAL, INC. MEETING DATE: JUN 05, 2015 | ||||
| TICKER: ICFI SECURITY ID: 44925C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Eileen O'Shea Auen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 28, 2015 | ||||
| TICKER: IBM SECURITY ID: 459200101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alain J.P. Belda | Management | For | For |
| 1.2 | Elect Director William R. Brody | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Michael L. Eskew | Management | For | For |
| 1.5 | Elect Director David N. Farr | Management | For | For |
| 1.6 | Elect Director Alex Gorsky | Management | For | For |
| 1.7 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.8 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.9 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.12 | Elect Director Joan E. Spero | Management | For | For |
| 1.13 | Elect Director Sidney Taurel | Management | For | For |
| 1.14 | Elect Director Peter R. Voser | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 7 | Establish Public Policy Board Committee | Shareholder | Against | Against |
| JACK HENRY & ASSOCIATES, INC. MEETING DATE: NOV 13, 2014 | ||||
| TICKER: JKHY SECURITY ID: 426281101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew C. Flanigan | Management | For | For |
| 1.2 | Elect Director Marla K. Shepard | Management | For | For |
| 1.3 | Elect Director John F. Prim | Management | For | For |
| 1.4 | Elect Director Thomas H. Wilson | Management | For | For |
| 1.5 | Elect Director Jacque R. Fiegel | Management | For | For |
| 1.6 | Elect Director Thomas A. Wimsett | Management | For | For |
| 1.7 | Elect Director Laura G. Kelly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| KORNIT DIGITAL LTD. MEETING DATE: JUN 15, 2015 | ||||
| TICKER: KRNT SECURITY ID: M6372Q113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Ratify Election of Lauri Hanover as External Director For a Three Year Term | Management | For | For |
| 1.2 | Ratify Election of Jerry Mandel as External Director For a Three Year Term | Management | For | For |
| 2 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| LEIDOS HOLDINGS, INC. MEETING DATE: MAY 29, 2015 | ||||
| TICKER: LDOS SECURITY ID: 525327102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David G. Fubini | Management | For | For |
| 1b | Elect Director John J. Hamre | Management | For | For |
| 1c | Elect Director Miriam E. John | Management | For | For |
| 1d | Elect Director John P. Jumper | Management | For | For |
| 1e | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
| 1f | Elect Director Roger A. Krone | Management | For | For |
| 1g | Elect Director Gary S. May | Management | For | For |
| 1h | Elect Director Lawrence C. Nussdorf | Management | For | For |
| 1i | Elect Director Robert S. Shapard | Management | For | For |
| 1j | Elect Director Noel B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| LUXOFT HOLDING, INC MEETING DATE: SEP 12, 2014 | ||||
| TICKER: LXFT SECURITY ID: G57279104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Esther Dyson as a Director | Management | For | For |
| 1.2 | Reelect Glen Granovsky as a Director | Management | For | For |
| 1.3 | Reelect Marc Kasher as a Director | Management | For | For |
| 1.4 | Reelect Anatoly Karachinskiy as a Director | Management | For | For |
| 1.5 | Reelect Thomas Pickering as a Director | Management | For | For |
| 1.6 | Reelect Dmitry Loshchinin as a Director | Management | For | For |
| 1.7 | Reelect Vladimir Morozov as a Director | Management | For | For |
| 1.8 | Reelect Sergey Matsotsky as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLC as Auditors | Management | For | For |
| MARKETO, INC. MEETING DATE: JUN 01, 2015 | ||||
| TICKER: MKTO SECURITY ID: 57063L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas A. Pepper | Management | For | For |
| 1.2 | Elect Director Wesley R. Wasson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| MASTERCARD INCORPORATED MEETING DATE: JUN 09, 2015 | ||||
| TICKER: MA SECURITY ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Marc Olivie | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson P. Tai | Management | For | For |
| 1m | Elect Director Edward Suning Tian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MAXIMUS, INC. MEETING DATE: MAR 11, 2015 | ||||
| TICKER: MMS SECURITY ID: 577933104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard A. Montoni | Management | For | For |
| 1.2 | Elect Director Raymond B. Ruddy | Management | For | For |
| 1.3 | Elect Director Wellington E. Webb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MONEYGRAM INTERNATIONAL, INC. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: MGI SECURITY ID: 60935Y208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Coley Clark | Management | For | Against |
| 1.2 | Elect Director Victor W. Dahir | Management | For | For |
| 1.3 | Elect Director Antonio O. Garza | Management | For | Against |
| 1.4 | Elect Director Seth W. Lawry | Management | For | Against |
| 1.5 | Elect Director Pamela H. Patsley | Management | For | For |
| 1.6 | Elect Director Ganesh B. Rao | Management | For | For |
| 1.7 | Elect Director W. Bruce Turner | Management | For | For |
| 1.8 | Elect Director Peggy Vaughan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NEUSTAR, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: NSR SECURITY ID: 64126X201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ross K. Ireland | Management | For | For |
| 1b | Elect Director Paul A. Lacouture | Management | For | For |
| 1c | Elect Director Michael J. Rowny | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| NIMBLE STORAGE, INC. MEETING DATE: JUL 15, 2014 | ||||
| TICKER: NMBL SECURITY ID: 65440R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Suresh Vasudevan | Management | For | For |
| 1.2 | Elect Director Varun Mehta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| PAYCHEX, INC. MEETING DATE: OCT 15, 2014 | ||||
| TICKER: PAYX SECURITY ID: 704326107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Joseph G. Doody | Management | For | For |
| 1c | Elect Director David J. S. Flaschen | Management | For | For |
| 1d | Elect Director Phillip Horsley | Management | For | For |
| 1e | Elect Director Grant M. Inman | Management | For | For |
| 1f | Elect Director Pamela A. Joseph | Management | For | For |
| 1g | Elect Director Martin Mucci | Management | For | For |
| 1h | Elect Director Joseph M. Tucci | Management | For | For |
| 1i | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| Q2 HOLDINGS, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: QTWO SECURITY ID: 74736L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael M. Brown | Management | For | For |
| 1.2 | Elect Director Jeffrey T. Diehl | Management | For | For |
| 1.3 | Elect Director Matthew P. Flake | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| RALLY SOFTWARE DEVELOPMENT CORP. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: RALY SECURITY ID: 751198102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark T. Carges | Management | For | For |
| 1.2 | Elect Director Margaret E. Porfido | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| RIGHTSIDE GROUP, LTD. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: NAME SECURITY ID: 76658B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shawn J. Colo | Management | For | For |
| 1.2 | Elect Director James R. Quandt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SABRE CORPORATION MEETING DATE: MAY 28, 2015 | ||||
| TICKER: SABR SECURITY ID: 78573M104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence W. Kellner | Management | For | For |
| 1.2 | Elect Director Judy Odom | Management | For | For |
| 1.3 | Elect Director Karl Peterson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SCIENCE APPLICATIONS INTERNATIONAL CORPORATION MEETING DATE: JUN 03, 2015 | ||||
| TICKER: SAIC SECURITY ID: 808625107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert A. Bedingfield | Management | For | For |
| 1b | Elect Director Deborah B. Dunie | Management | For | For |
| 1c | Elect Director Thomas F. Frist, III | Management | For | For |
| 1d | Elect Director John J. Hamre | Management | For | For |
| 1e | Elect Director Timothy J. Mayopoulos | Management | For | For |
| 1f | Elect Director Anthony J. Moraco | Management | For | For |
| 1g | Elect Director Donna S. Morea | Management | For | For |
| 1h | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
| 1i | Elect Director Steven R. Shane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SYKES ENTERPRISES, INCORPORATED MEETING DATE: MAY 19, 2015 | ||||
| TICKER: SYKE SECURITY ID: 871237103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Sykes | Management | For | For |
| 1.2 | Elect Director William J. Meurer | Management | For | For |
| 1.3 | Elect Director James K. Murray, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SYNTEL, INC. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: SYNT SECURITY ID: 87162H103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
| 1.2 | Elect Director Bharat Desai | Management | For | For |
| 1.3 | Elect Director Thomas Doke | Management | For | For |
| 1.4 | Elect Director Rajesh Mashruwala | Management | For | For |
| 1.5 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.6 | Elect Director Nitin Rakesh | Management | For | For |
| 1.7 | Elect Director Prashant Ranade | Management | For | For |
| 1.8 | Elect Director Vinod K. Sahney | Management | For | For |
| 1.9 | Elect Director Neerja Sethi | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| TELETECH HOLDINGS, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: TTEC SECURITY ID: 879939106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth D. Tuchman | Management | For | For |
| 1b | Elect Director James E. Barlett | Management | For | For |
| 1c | Elect Director Tracy L. Bahl | Management | For | For |
| 1d | Elect Director Gregory A. Conley | Management | For | For |
| 1e | Elect Director Robert N. Frerichs | Management | For | For |
| 1f | Elect Director Marc L. Holtzman | Management | For | For |
| 1g | Elect Director Shrikant Mehta | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| TERADATA CORPORATION MEETING DATE: APR 28, 2015 | ||||
| TICKER: TDC SECURITY ID: 88076W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lisa R. Bacus | Management | For | For |
| 1b | Elect Director Michael F. Koehler | Management | For | For |
| 1c | Elect Director James M. Ringler | Management | For | For |
| 1d | Elect Director John G. Schwarz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| THE WESTERN UNION COMPANY MEETING DATE: MAY 15, 2015 | ||||
| TICKER: WU SECURITY ID: 959802109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hikmet Ersek | Management | For | For |
| 1b | Elect Director Richard A. Goodman | Management | For | For |
| 1c | Elect Director Jack M. Greenberg | Management | For | For |
| 1d | Elect Director Betsy D. Holden | Management | For | For |
| 1e | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1f | Elect Director Linda Fayne Levinson | Management | For | For |
| 1g | Elect Director Roberto G. Mendoza | Management | For | For |
| 1h | Elect Director Michael A. Miles, Jr. | Management | For | For |
| 1i | Elect Director Robert W. Selander | Management | For | For |
| 1j | Elect Director Frances Fragos Townsend | Management | For | For |
| 1k | Elect Director Solomon D. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| TOTAL SYSTEM SERVICES, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: TSS SECURITY ID: 891906109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James H. Blanchard | Management | For | For |
| 1b | Elect Director Kriss Cloninger, III | Management | For | For |
| 1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1d | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
| 1e | Elect Director Sidney E. Harris | Management | For | For |
| 1f | Elect Director William M. Isaac | Management | For | For |
| 1g | Elect Director Mason H. Lampton | Management | For | For |
| 1h | Elect Director Connie D. McDaniel | Management | For | For |
| 1i | Elect Director H. Lynn Page | Management | For | For |
| 1j | Elect Director Philip W. Tomlinson | Management | For | For |
| 1k | Elect Director John T. Turner | Management | For | For |
| 1l | Elect Director Richard W. Ussery | Management | For | For |
| 1m | Elect Director M. Troy Woods | Management | For | For |
| 1n | Elect Director James D. Yancey | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRAVELPORT WORLDWIDE LIMITED MEETING DATE: JUN 11, 2015 | ||||
| TICKER: TVPT SECURITY ID: G9019D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Steenland | Management | For | For |
| 1b | Elect Director Gordon A. Wilson | Management | For | For |
| 1c | Elect Director Gavin R. Baiera | Management | For | For |
| 1d | Elect Director Gregory Blank | Management | For | For |
| 1e | Elect Director Elizabeth L. Buse | Management | For | For |
| 1f | Elect Director Steven R. Chambers | Management | For | For |
| 1g | Elect Director Michael J. Durham | Management | For | For |
| 1h | Elect Director Douglas A. Hacker | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| UNISYS CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: UIS SECURITY ID: 909214306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Alter Mandatory Retirement Policy for Directors | Management | For | For |
| 2.2a | Elect Director Peter A. Altabef | Management | For | For |
| 2.2b | Elect Director Jared L. Cohon | Management | For | For |
| 2.2c | Elect Director Alison Davis | Management | For | For |
| 2.2d | Elect Director Nathaniel A. Davis | Management | For | For |
| 2.2e | Elect Director Denise K. Fletcher | Management | For | For |
| 2.2f | Elect Director Leslie F. Kenne | Management | For | For |
| 2.2g | Elect Director Lee D. Roberts | Management | For | For |
| 2.2h | Elect Director Paul E. Weaver | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VANTIV, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: VNTV SECURITY ID: 92210H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Drucker | Management | For | For |
| 1.2 | Elect Director David Mussafer | Management | For | For |
| 1.3 | Elect Director Jeffrey Stiefler | Management | For | For |
| 1.4 | Elect Director Greg Carmichael | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| VERIFONE SYSTEMS, INC. MEETING DATE: MAR 26, 2015 | ||||
| TICKER: PAY SECURITY ID: 92342Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Karen Austin | Management | For | For |
| 1.3 | Elect Director Paul Galant | Management | For | For |
| 1.4 | Elect Director Alex W. (Pete) Hart | Management | For | For |
| 1.5 | Elect Director Robert B. Henske | Management | For | For |
| 1.6 | Elect Director Wenda Harris Millard | Management | For | For |
| 1.7 | Elect Director Eitan Raff | Management | For | For |
| 1.8 | Elect Director Jonathan I. Schwartz | Management | For | For |
| 1.9 | Elect Director Jane J. Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VIRTUSA CORPORATION MEETING DATE: SEP 09, 2014 | ||||
| TICKER: VRTU SECURITY ID: 92827P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert E. Davoli | Management | For | For |
| 1.2 | Elect Director William K. O'Brien | Management | For | For |
| 1.3 | Elect Director Al-Noor Ramji | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VISA INC. MEETING DATE: JAN 28, 2015 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5a | Remove Supermajority Vote Requirement for Exiting Core Payment Business | Management | For | For |
| 5b | Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company's Certificate of Incorporation | Management | For | For |
| 5c | Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications | Management | For | For |
| 5d | Remove Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 5e | Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| WEB.COM GROUP, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: WWWW SECURITY ID: 94733A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hugh M. Durden | Management | For | For |
| 1.2 | Elect Director Deborah H. Quazzo | Management | For | For |
| 1.3 | Elect Director Timothy P. Cost | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WEX INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: WEX SECURITY ID: 96208T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George L. McTavish | Management | For | For |
| 1.2 | Elect Director Regina O. Sommer | Management | For | For |
| 1.3 | Elect Director Jack VanWoerkom | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WIX.COM LTD. MEETING DATE: OCT 27, 2014 | ||||
| TICKER: WIX SECURITY ID: M98068105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Norbert Becker as External Director for a Period of Three Years Commencing on the Date of the Meeting | Management | For | For |
| 2 | Subject to Approval of Proposal 1, Approve Compensation of Norbert Becker as External Director | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| WIX.COM LTD. MEETING DATE: DEC 22, 2014 | ||||
| TICKER: WIX SECURITY ID: M98068105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Erika Rottenberg as Class I Director For a Three Year Term | Management | For | For |
| 2 | Subject to The Apprval of Item 1, Approve Compensation of Erika Rottenberg, Class I Director | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| WNS (HOLDINGS) LIMITED MEETING DATE: SEP 12, 2014 | ||||
| TICKER: WNS SECURITY ID: 92932M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adoption of Annual Audited Accounts for the Financial Year Ending March 31, 2014 | Management | For | For |
| 2 | Ratify Grant Thornton India LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Reelect Keshav R. Murugesh as a Class II Director | Management | For | For |
| 5 | Reelect Albert Aboody as a Class II Director | Management | For | For |
| 6 | Reelect Michael Menezes as a Class II Director | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| WNS (HOLDINGS) LIMITED MEETING DATE: MAR 09, 2015 | ||||
| TICKER: WNS SECURITY ID: 92932M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Repurchase Program | Management | For | For |
| XEROX CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: XRX SECURITY ID: 984121103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ursula M. Burns | Management | For | For |
| 1.2 | Elect Director Richard J. Harrington | Management | For | For |
| 1.3 | Elect Director William Curt Hunter | Management | For | For |
| 1.4 | Elect Director Robert J. Keegan | Management | For | For |
| 1.5 | Elect Director Charles Prince | Management | For | For |
| 1.6 | Elect Director Ann N. Reese | Management | For | For |
| 1.7 | Elect Director Stephen H. Rusckowski | Management | For | For |
| 1.8 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| XOOM CORPORATION MEETING DATE: MAY 28, 2015 | ||||
| TICKER: XOOM SECURITY ID: 98419Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anne Mitchell | Management | For | For |
| 1.2 | Elect Director Murray J. Demo | Management | For | For |
| 1.3 | Elect Director Matthew Roberts | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ZENSAR TECHNOLOGIES LIMITED MEETING DATE: JUL 23, 2014 | ||||
| TICKER: 504067 SECURITY ID: Y9894D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend of INR 4.00 Per Share and Approve Final Dividend of INR 6.00 Per Share | Management | For | For |
| 3 | Reelect A. Agrawal as Director | Management | For | For |
| 4 | Reelect J. Levack as Director | Management | For | For |
| 5 | Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect N. Bajaj as Independent Non-Executive Director | Management | For | Against |
VOTE SUMMARY REPORT
SELECT LEISURE PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACCOR MEETING DATE: APR 28, 2015 | ||||
| TICKER: AC SECURITY ID: F00189120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.95 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
| 5 | Reelect Jean-Paul Bailly as Director | Management | For | Against |
| 6 | Reelect Philippe Citerne as Director | Management | For | For |
| 7 | Reelect Mercedes Erra as Director | Management | For | For |
| 8 | Reelect Bertrand Meheut as Director | Management | For | For |
| 9 | Approve Agreement with Sebastien Bazin | Management | For | Against |
| 10 | Authorize Repurchase of Up to 23 Million Shares | Management | For | For |
| 11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 347 Million | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 69 Million | Management | For | For |
| 14 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 69 Million | Management | For | For |
| 15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 16 | Authorize Capital Increase for Contributions in Kind, up to Aggregate Nominal Amount of EUR 69 Million | Management | For | For |
| 17 | Authorize Capitalization of Reserves of Up to EUR 347 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 18 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 12-17 at EUR 347 Million | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Authorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 21 | Set Limit for Shares Granted to CEO and Vice-CEOs Pursuant to Item 20 at 15 Percent of All Shares Granted Pursuant to Item 20 | Management | For | For |
| 22 | Amend Article 24 of Bylaws Re: Attendance to General Meetings | Management | For | For |
| 23 | Advisory Vote on Compensation of Sebastien Bazin | Management | For | For |
| 24 | Advisory Vote on Compensation of Sven Boinet | Management | For | For |
| 25 | Approve the Plant for the Planet Program | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BALLY TECHNOLOGIES, INC. MEETING DATE: NOV 18, 2014 | ||||
| TICKER: BYI SECURITY ID: 05874B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| BLOOMIN' BRANDS, INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: BLMN SECURITY ID: 094235108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew B. Balson | Management | For | For |
| 1.2 | Elect Director David R. Fitzjohn | Management | For | For |
| 1.3 | Elect Director John J. Mahoney | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BRAVO BRIO RESTAURANT GROUP, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: BBRG SECURITY ID: 10567B109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Thomas J. Baldwin | Management | For | For |
| 1B | Elect Director James S. Gulmi | Management | For | For |
| 1C | Elect Director Saed Mohseni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| BRINKER INTERNATIONAL, INC. MEETING DATE: OCT 30, 2014 | ||||
| TICKER: EAT SECURITY ID: 109641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph M. DePinto | Management | For | For |
| 1.2 | Elect Director Harriet Edelman | Management | For | For |
| 1.3 | Elect Director Michael A. George | Management | For | For |
| 1.4 | Elect Director William T. Giles | Management | For | For |
| 1.5 | Elect Director Gerardo I. Lopez | Management | For | For |
| 1.6 | Elect Director Jon L. Luther | Management | For | For |
| 1.7 | Elect Director George R. Mrkonic | Management | For | For |
| 1.8 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.9 | Elect Director Wyman T. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CEDAR FAIR, L.P. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: FUN SECURITY ID: 150185106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel J. Hanrahan | Management | For | For |
| 1.2 | Elect Director Lauri M. Shanahan | Management | For | For |
| 1.3 | Elect Director Debra Smithart-Oglesby | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: CMG SECURITY ID: 169656105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John S. Charlesworth | Management | For | For |
| 1.2 | Elect Director Kimbal Musk | Management | For | For |
| 1.3 | Elect Director Montgomery F. (Monty) Moran | Management | For | For |
| 1.4 | Elect Director Patrick J. Flynn | Management | For | For |
| 1.5 | Elect Director Steve Ells | Management | For | For |
| 1.6 | Elect Director Stephen Gillett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Provide Proxy Access Right | Management | For | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 9 | Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 11 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 12 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
| DARDEN RESTAURANTS, INC. MEETING DATE: OCT 10, 2014 | ||||
| TICKER: DRI SECURITY ID: 237194105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Card) | ||||
| 1.1 | Elect Director Michael W. Barnes | Management | For | Did Not Vote |
| 1.2 | Elect Director Gregory L. Burns | Management | For | Did Not Vote |
| 1.3 | Elect Director Jeffrey H. Fox | Management | For | Did Not Vote |
| 1.4 | Elect Director Christopher J. (CJ) Fraleigh | Management | For | Did Not Vote |
| 1.5 | Elect Director Steven Odland | Management | For | Did Not Vote |
| 1.6 | Elect Director Michael D. Rose | Management | For | Did Not Vote |
| 1.7 | Elect Director Maria A. Sastre | Management | For | Did Not Vote |
| 1.8 | Elect Director Enrique Silva | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Ratify Auditors | Management | For | Did Not Vote |
| 4 | Provide Proxy Access Right | Management | For | Did Not Vote |
| 5 | Report on Political Contributions | Shareholder | Against | Did Not Vote |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Did Not Vote |
| Opposition Proxy (White Card) | ||||
| 1.1 | Elect Directors Betsy S. Atkins | Shareholder | For | For |
| 1.2 | Elect Directors Margaret Shan Atkins | Shareholder | For | For |
| 1.3 | Elect Directors Jean M. Birch | Shareholder | For | For |
| 1.4 | Elect Directors Bradley D. Blum | Shareholder | For | For |
| 1.5 | Elect Directors Peter A. Feld | Shareholder | For | For |
| 1.6 | Elect Directors James P. Fogarty | Shareholder | For | For |
| 1.7 | Elect Directors Cynthia T. Jamison | Shareholder | For | For |
| 1.8 | Elect Directors William H. Lenehan | Shareholder | For | For |
| 1.9 | Elect Directors Lionel L. Nowell, III | Shareholder | For | For |
| 1.10 | Elect Directors Jeffrey C. Smith | Shareholder | For | For |
| 1.11 | Elect Directors Charles M. Sonsteby | Shareholder | For | For |
| 1.12 | Elect Directors Alan N. Stillman | Shareholder | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| 3 | Ratify Auditors | Management | None | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Report on Political Contributions | Shareholder | For | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | For | Abstain |
| DINEEQUITY, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: DIN SECURITY ID: 254423106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Dahl | Management | For | For |
| 1.2 | Elect Director Stephen P. Joyce | Management | For | For |
| 1.3 | Elect Director Patrick W. Rose | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DIRECTV MEETING DATE: SEP 25, 2014 | ||||
| TICKER: DTV SECURITY ID: 25490A309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| DOMINO'S PIZZA, INC. MEETING DATE: APR 21, 2015 | ||||
| TICKER: DPZ SECURITY ID: 25754A201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Brandon | Management | For | For |
| 1.2 | Elect Director Diana F. Cantor | Management | For | For |
| 1.3 | Elect Director Richard L. Federico | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Include Vegan Options on Menu | Shareholder | Against | Against |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| DUNKIN' BRANDS GROUP, INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: DNKN SECURITY ID: 265504100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sandra Horbach | Management | For | For |
| 1.2 | Elect Director Mark Nunnelly | Management | For | For |
| 1.3 | Elect Director Carl Sparks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Source 75% Cage-Free Eggs | Shareholder | Against | Against |
| EXTENDED STAY AMERICA, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: STAY SECURITY ID: 30224P200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.2 | Elect Director Michael A. Barr | Management | For | For |
| 1.3 | Elect Director James L. Donald | Management | For | For |
| 1.4 | Elect Director William A. Kussell | Management | For | For |
| 1.5 | Elect Director William D. Rahm | Management | For | For |
| 1.6 | Elect Director William J. Stein | Management | For | For |
| 1.7 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| EXTENDED STAY AMERICA, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: STAY SECURITY ID: 30224P211 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.2 | Elect Director Michael A. Barr | Management | For | For |
| 1.3 | Elect Director James L. Donald | Management | For | For |
| 1.4 | Elect Director William A. Kussell | Management | For | For |
| 1.5 | Elect Director William D. Rahm | Management | For | For |
| 1.6 | Elect Director William J. Stein | Management | For | For |
| 1.7 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| FACEBOOK, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: FB SECURITY ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| FIESTA RESTAURANT GROUP, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: FRGI SECURITY ID: 31660B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jack A. Smith | Management | For | For |
| 1.2 | Elect Director Nicholas Daraviras | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GAMESTOP CORP. MEETING DATE: JUN 23, 2015 | ||||
| TICKER: GME SECURITY ID: 36467W109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel A. DeMatteo | Management | For | For |
| 1.2 | Elect Director Thomas N. Kelly, Jr. | Management | For | For |
| 1.3 | Elect Director Shane S. Kim | Management | For | For |
| 1.4 | Elect Director J. Paul Raines | Management | For | For |
| 1.5 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 1.6 | Elect Director Kathy P. Vrabeck | Management | For | For |
| 1.7 | Elect Director Lawrence S. Zilavy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GAMING AND LEISURE PROPERTIES, INC. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: GLPI SECURITY ID: 36467J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wesley R. Edens | Management | For | For |
| 1.2 | Elect Director David A. Handler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| GREENCORE GROUP PLC MEETING DATE: JAN 27, 2015 | ||||
| TICKER: GNC SECURITY ID: G40866124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Re-elect Gary Kennedy as Director | Management | For | For |
| 3b | Re-elect Patrick Coveney as Director | Management | For | For |
| 3c | Re-elect Alan Williams as Director | Management | For | For |
| 3d | Re-elect Sly Bailey as Director | Management | For | For |
| 3e | Re-elect John Herlihy as Director | Management | For | For |
| 3f | Re-elect Heather Ann McSharry as Director | Management | For | For |
| 3g | Re-elect John Moloney as Director | Management | For | For |
| 3h | Re-elect Eric Nicoli as Director | Management | For | For |
| 3i | Re-elect John Warren as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase of Shares | Management | For | For |
| 10 | Reappoint KPMG as Auditors | Management | For | For |
| 11 | Authorise Directors to Hold the Next Annual General Meeting Outside of Ireland | Management | For | For |
| 12 | Approve Scrip Dividend Program | Management | For | For |
| H&R BLOCK, INC. MEETING DATE: SEP 11, 2014 | ||||
| TICKER: HRB SECURITY ID: 093671105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul J. Brown | Management | For | For |
| 1b | Elect Director William C. Cobb | Management | For | For |
| 1c | Elect Director Robert A. Gerard | Management | For | For |
| 1d | Elect Director David Baker Lewis | Management | For | For |
| 1e | Elect Director Victoria J. Reich | Management | For | For |
| 1f | Elect Director Bruce C. Rohde | Management | For | For |
| 1g | Elect Director Tom D. Seip | Management | For | For |
| 1h | Elect Director Christianna Wood | Management | For | For |
| 1i | Elect Director James F. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| HILTON WORLDWIDE HOLDINGS INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: HLT SECURITY ID: 43300A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher J. Nassetta | Management | For | For |
| 1.2 | Elect Director Jonathan D. Gray | Management | For | For |
| 1.3 | Elect Director Michael S. Chae | Management | For | For |
| 1.4 | Elect Director Tyler S. Henritze | Management | For | For |
| 1.5 | Elect Director Judith A. McHale | Management | For | For |
| 1.6 | Elect Director John G. Schreiber | Management | For | For |
| 1.7 | Elect Director Elizabeth A. Smith | Management | For | For |
| 1.8 | Elect Director Douglas M. Steenland | Management | For | For |
| 1.9 | Elect Director William J. Stein | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HOME INNS & HOTELS MANAGEMENT, INC. MEETING DATE: NOV 18, 2014 | ||||
| TICKER: HMIN SECURITY ID: 43713W107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change Company Name | Management | For | For |
| HOUGHTON MIFFLIN HARCOURT COMPANY MEETING DATE: MAY 19, 2015 | ||||
| TICKER: HMHC SECURITY ID: 44157R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sheru Chowdhry | Management | For | For |
| 1.2 | Elect Director L. Gordon Crovitz | Management | For | For |
| 1.3 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.4 | Elect Director Jill A. Greenthal | Management | For | For |
| 1.5 | Elect Director John F. Killian | Management | For | For |
| 1.6 | Elect Director John R. McKernan, Jr. | Management | For | For |
| 1.7 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.8 | Elect Director E. Rogers Novak, Jr. | Management | For | For |
| 1.9 | Elect Director Linda K. Zecher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Distribution Policy | Shareholder | Against | Against |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INTERVAL LEISURE GROUP, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: IILG SECURITY ID: 46113M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Craig M. Nash | Management | For | For |
| 1.2 | Elect Director David Flowers | Management | For | For |
| 1.3 | Elect Director Victoria L. Freed | Management | For | For |
| 1.4 | Elect Director Chad Hollingsworth | Management | For | For |
| 1.5 | Elect Director Gary S. Howard | Management | For | For |
| 1.6 | Elect Director Lewis J. Korman | Management | For | For |
| 1.7 | Elect Director Thomas J. Kuhn | Management | For | For |
| 1.8 | Elect Director Jeanette E. Marbert | Management | For | For |
| 1.9 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.10 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
| 1.11 | Elect Director Avy H. Stein | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INTUIT INC. MEETING DATE: JAN 22, 2015 | ||||
| TICKER: INTU SECURITY ID: 461202103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William V. Campbell | Management | For | For |
| 1b | Elect Director Scott D. Cook | Management | For | For |
| 1c | Elect Director Richard L. Dalzell | Management | For | For |
| 1d | Elect Director Diane B. Greene | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director Dennis D. Powell | Management | For | For |
| 1h | Elect Director Brad D. Smith | Management | For | For |
| 1i | Elect Director Jeff Weiner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| JACK IN THE BOX INC. MEETING DATE: FEB 13, 2015 | ||||
| TICKER: JACK SECURITY ID: 466367109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leonard A. Comma | Management | For | For |
| 1b | Elect Director David L. Goebel | Management | For | For |
| 1c | Elect Director Sharon P. John | Management | For | For |
| 1d | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1e | Elect Director Michael W. Murphy | Management | For | For |
| 1f | Elect Director James M. Myers | Management | For | For |
| 1g | Elect Director David M. Tehle | Management | For | For |
| 1h | Elect Director John T. Wyatt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KAR AUCTION SERVICES, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: KAR SECURITY ID: 48238T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Todd F. Bourell | Management | For | For |
| 1b | Elect Director Donna R. Ecton | Management | For | For |
| 1c | Elect Director Peter R. Formanek | Management | For | For |
| 1d | Elect Director James P. Hallett | Management | For | For |
| 1e | Elect Director Mark E. Hill | Management | For | For |
| 1f | Elect Director J. Mark Howell | Management | For | For |
| 1g | Elect Director Lynn Jolliffe | Management | For | For |
| 1h | Elect Director Michael T. Kestner | Management | For | For |
| 1i | Elect Director John P. Larson | Management | For | For |
| 1j | Elect Director Stephen E. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| KATE SPADE & COMPANY MEETING DATE: MAY 19, 2015 | ||||
| TICKER: KATE SECURITY ID: 485865109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence S. Benjamin | Management | For | For |
| 1.2 | Elect Director Raul J. Fernandez | Management | For | For |
| 1.3 | Elect Director Kenneth B. Gilman | Management | For | For |
| 1.4 | Elect Director Nancy J. Karch | Management | For | For |
| 1.5 | Elect Director Kenneth P. Kopelman | Management | For | For |
| 1.6 | Elect Director Craig A. Leavitt | Management | For | For |
| 1.7 | Elect Director Deborah J. Lloyd | Management | For | For |
| 1.8 | Elect Director Douglas Mack | Management | For | For |
| 1.9 | Elect Director Jan Singer | Management | For | For |
| 1.10 | Elect Director Doreen A. Toben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Amend Right to Call Special Meeting | Management | For | For |
| 6 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| LAS VEGAS SANDS CORP. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: LVS SECURITY ID: 517834107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jason N. Ader | Management | For | For |
| 1.2 | Elect Director Micheline Chau | Management | For | For |
| 1.3 | Elect Director Michael A. Leven | Management | For | For |
| 1.4 | Elect Director David F. Levi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| MARRIOTT INTERNATIONAL, INC. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: MAR SECURITY ID: 571903202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Deborah Marriott Harrison | Management | For | For |
| 1.4 | Elect Director Frederick A. 'Fritz' Henderson | Management | For | For |
| 1.5 | Elect Director Lawrence W. Kellner | Management | For | For |
| 1.6 | Elect Director Debra L. Lee | Management | For | For |
| 1.7 | Elect Director George Munoz | Management | For | For |
| 1.8 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.9 | Elect Director W. Mitt Romney | Management | For | For |
| 1.10 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.11 | Elect Director Susan C. Schwab | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| MCDONALD'S CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: MCD SECURITY ID: 580135101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Stephen J. Easterbrook | Management | For | For |
| 1c | Elect Director Robert A. Eckert | Management | For | For |
| 1d | Elect Director Margaret (Margo) H. Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jeanne P. Jackson | Management | For | For |
| 1g | Elect Director Richard H. Lenny | Management | For | For |
| 1h | Elect Director Walter E. Massey | Management | For | For |
| 1i | Elect Director Andrew J. McKenna | Management | For | For |
| 1j | Elect Director Sheila A. Penrose | Management | For | For |
| 1k | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1l | Elect Director Roger W. Stone | Management | For | For |
| 1m | Elect Director Miles D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Proxy Access | Shareholder | Against | Against |
| 7 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
| 8 | Educate Public About GMO Benefits | Shareholder | Against | Against |
| 9 | Report on Practices to Mitigate Palm Oil Sourcing Impacts | Shareholder | Against | Abstain |
| MELCO CROWN ENTERTAINMENT LTD. MEETING DATE: MAR 25, 2015 | ||||
| TICKER: 06883 SECURITY ID: 585464100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Voluntary Withdrawal of Listing of Ordinary Shares from the Hong Kong Stock Exchange | Management | For | For |
| 2 | Amend Articles Re: Proposed DeListing | Management | For | For |
| MELCO CROWN ENTERTAINMENT LTD. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: 06883 SECURITY ID: 585464100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Lawrence Yau Lung Ho as Director | Management | For | For |
| 2b | Elect James Douglas Packer as Director | Management | For | For |
| 2c | Elect John Peter Ben Wang as Director | Management | For | For |
| 3 | Elect Robert Rankin as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 5 | Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7A | Authorize Repurchase of Issued Share Capital Prior the Effective Date and Time of the Proposed De-Listing | Management | For | For |
| 7B | Authorize Repurchase of Issued Share Capital Immediately After the Effective Date and Time of the Proposed De-Listing | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 9 | Approve Company's 2011 Share Incentive Plan | Management | For | Against |
| 10 | Approve Share Incentive Plan of Melco Crown (Philippines) Resorts Corporation | Management | For | Against |
| MGM CHINA HOLDINGS LTD. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: 02282 SECURITY ID: G60744102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3A1 | Elect Chen Yau Wong as Director | Management | For | For |
| 3A2 | Elect William Joseph Hornbuckle as Director | Management | For | For |
| 3A3 | Elect Kenneth A. Rosevear as Director | Management | For | For |
| 3A4 | Elect Zhe Sun as Director | Management | For | For |
| 3A5 | Elect Russell Francis Banham as Director | Management | For | For |
| 3B | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| MGM RESORTS INTERNATIONAL MEETING DATE: MAY 28, 2015 | ||||
| TICKER: MGM SECURITY ID: 552953101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Slate (White Card) | ||||
| 1.1 | Elect Director Robert H. Baldwin | Management | For | For |
| 1.2 | Elect Director William A. Bible | Management | For | For |
| 1.3 | Elect Director Mary Chris Gay | Management | For | For |
| 1.4 | Elect Director William W. Grounds | Management | For | For |
| 1.5 | Elect Director Alexis M. Herman | Management | For | For |
| 1.6 | Elect Director Roland Hernandez | Management | For | For |
| 1.7 | Elect Director Anthony Mandekic | Management | For | For |
| 1.8 | Elect Director Rose McKinney-James | Management | For | For |
| 1.9 | Elect Director James J. Murren | Management | For | For |
| 1.10 | Elect Director Gregory M. Spierkel | Management | For | For |
| 1.11 | Elect Director Daniel J. Taylor | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Slate (Gold Card) | ||||
| 1.1 | Elect Director Matthew J. Hart | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Richard Kincaid | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Jonathan Litt | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Marc A. Weisman | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - William A. Bible | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Mary Chris Gay | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - William W. Grounds | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Anthony Mandekic | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee - James J. Murren | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee - Gregory M. Spierkel | Shareholder | For | Did Not Vote |
| 1.11 | Management Nominee - Daniel J. Taylor | Shareholder | For | Did Not Vote |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| NOODLES & COMPANY MEETING DATE: MAY 06, 2015 | ||||
| TICKER: NDLS SECURITY ID: 65540B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stuart Frenkiel | Management | For | For |
| 1.2 | Elect Director Jeffrey Jones | Management | For | For |
| 1.3 | Elect Director Andrew Taub | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NU SKIN ENTERPRISES, INC. MEETING DATE: JUN 23, 2015 | ||||
| TICKER: NUS SECURITY ID: 67018T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nevin N. Andersen | Management | For | For |
| 1b | Elect Director Daniel W. Campbell | Management | For | For |
| 1c | Elect Director M. Truman Hunt | Management | For | For |
| 1d | Elect Director Andrew D. Lipman | Management | For | For |
| 1e | Elect Director Steven J. Lund | Management | For | For |
| 1f | Elect Director Neil H. Offen | Management | For | For |
| 1g | Elect Director Thomas R. Pisano | Management | For | For |
| 1h | Elect Director Edwina D. Woodbury | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PANERA BREAD COMPANY MEETING DATE: MAY 21, 2015 | ||||
| TICKER: PNRA SECURITY ID: 69840W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Domenic Colasacco | Management | For | For |
| 1.2 | Elect Director Thomas E. Lynch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PAPA JOHN'S INTERNATIONAL, INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: PZZA SECURITY ID: 698813102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Olivia F. Kirtley | Management | For | For |
| 1.1b | Elect Director Laurette T. Koellner | Management | For | For |
| 1.1c | Elect Director W. Kent Taylor | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PENN NATIONAL GAMING, INC. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: PENN SECURITY ID: 707569109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Handler | Management | For | For |
| 1.2 | Elect Director John M. Jacquemin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RED ROBIN GOURMET BURGERS, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: RRGB SECURITY ID: 75689M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert B. Aiken | Management | For | For |
| 1b | Elect Director Stephen E. Carley | Management | For | For |
| 1c | Elect Director Cambria W. Dunaway | Management | For | For |
| 1d | Elect Director Lloyd L. Hill | Management | For | For |
| 1e | Elect Director Richard J. Howell | Management | For | For |
| 1f | Elect Director Glenn B. Kaufman | Management | For | For |
| 1g | Elect Director Pattye L. Moore | Management | For | For |
| 1h | Elect Director Stuart I. Oran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| RUTH'S HOSPITALITY GROUP, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: RUTH SECURITY ID: 783332109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael P. O'Donnell | Management | For | For |
| 1.2 | Elect Director Robin P. Selati | Management | For | For |
| 1.3 | Elect Director Carla R. Cooper | Management | For | For |
| 1.4 | Elect Director Bannus B. Hudson | Management | For | For |
| 1.5 | Elect Director Robert S. Merritt | Management | For | For |
| 1.6 | Elect Director Alan Vituli | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SALLY BEAUTY HOLDINGS, INC. MEETING DATE: JAN 29, 2015 | ||||
| TICKER: SBH SECURITY ID: 79546E104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katherine Button Bell | Management | For | For |
| 1.2 | Elect Director John R. Golliher | Management | For | For |
| 1.3 | Elect Director Robert R. McMaster | Management | For | For |
| 1.4 | Elect Director Susan R. Mulder | Management | For | For |
| 1.5 | Elect Director Edward W. Rabin | Management | For | For |
| 1.6 | Elect Director Gary G. Winterhalter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| SANDS CHINA LTD. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: 01928 SECURITY ID: G7800X107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Sheldon Gary Adelson as Director | Management | For | For |
| 3b | Elect Michael Alan Leven as Director | Management | For | For |
| 3c | Elect David Muir Turnbull as Director | Management | For | For |
| 3d | Elect Victor Patrick Hoog Antink as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| SCIENTIFIC GAMES CORPORATION MEETING DATE: JUN 10, 2015 | ||||
| TICKER: SGMS SECURITY ID: 80874P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.2 | Elect Director M. Gavin Isaacs | Management | For | For |
| 1.3 | Elect Director Richard Haddrill | Management | For | For |
| 1.4 | Elect Director Peter A. Cohen | Management | For | For |
| 1.5 | Elect Director David L. Kennedy | Management | For | For |
| 1.6 | Elect Director Gerald J. Ford | Management | For | For |
| 1.7 | Elect Director Gabrielle K. McDonald | Management | For | For |
| 1.8 | Elect Director Paul M. Meister | Management | For | For |
| 1.9 | Elect Director Michael J. Regan | Management | For | For |
| 1.10 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.11 | Elect Director Frances F. Townsend | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 13, 2015 | ||||
| TICKER: SCI SECURITY ID: 817565104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ellen Ochoa | Management | For | For |
| 1.2 | Elect Director R. L. Waltrip | Management | For | For |
| 1.3 | Elect Director Anthony L. Coelho | Management | For | For |
| 1.4 | Elect Director Marcus A. Watts | Management | For | For |
| 1.5 | Elect Director Edward E. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Stock Retention | Shareholder | Against | Against |
| SONIC CORP. MEETING DATE: JAN 29, 2015 | ||||
| TICKER: SONC SECURITY ID: 835451105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kate S. Lavelle | Management | For | For |
| 1.2 | Elect Director J. Larry Nichols | Management | For | For |
| 1.3 | Elect Director Frank E. Richardson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STARBUCKS CORPORATION MEETING DATE: MAR 18, 2015 | ||||
| TICKER: SBUX SECURITY ID: 855244109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Howard Schultz | Management | For | For |
| 1b | Elect Director William W. Bradley | Management | For | For |
| 1c | Elect Director Robert M. Gates | Management | For | For |
| 1d | Elect Director Mellody Hobson | Management | For | For |
| 1e | Elect Director Kevin R. Johnson | Management | For | For |
| 1f | Elect Director Olden Lee | Management | For | For |
| 1g | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1h | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1i | Elect Director Clara Shih | Management | For | For |
| 1j | Elect Director Javier G. Teruel | Management | For | For |
| 1k | Elect Director Myron E. Ullman, III | Management | For | For |
| 1l | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Bylaws to Establish a Board Committee on Sustainability | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: HOT SECURITY ID: 85590A401 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Adam M. Aron | Management | For | For |
| 1b | Elect Director Bruce W. Duncan | Management | For | For |
| 1c | Elect Director Charlene Barshefsky | Management | For | For |
| 1d | Elect Director Thomas E. Clarke | Management | For | For |
| 1e | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1f | Elect Director Lizanne Galbreath | Management | For | For |
| 1g | Elect Director Eric Hippeau | Management | For | For |
| 1h | Elect Director Aylwin B. Lewis | Management | For | For |
| 1i | Elect Director Stephen R. Quazzo | Management | For | For |
| 1j | Elect Director Thomas O. Ryder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| STEINER LEISURE LIMITED MEETING DATE: JUN 10, 2015 | ||||
| TICKER: STNR SECURITY ID: P8744Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clive E. Warshaw | Management | For | For |
| 1.2 | Elect Director David S. Harris | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TEXAS ROADHOUSE, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: TXRH SECURITY ID: 882681109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director W. Kent Taylor | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| VAIL RESORTS, INC. MEETING DATE: DEC 05, 2014 | ||||
| TICKER: MTN SECURITY ID: 91879Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roland A. Hernandez | Management | For | For |
| 1b | Elect Director Robert A. Katz | Management | For | For |
| 1c | Elect Director Richard D. Kincaid | Management | For | For |
| 1d | Elect Director John T. Redmond | Management | For | For |
| 1e | Elect Director Hilary A. Schneider | Management | For | For |
| 1f | Elect Director D. Bruce Sewell | Management | For | For |
| 1g | Elect Director John F. Sorte | Management | For | For |
| 1h | Elect Director Peter A. Vaughn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| VISA INC. MEETING DATE: JAN 28, 2015 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5a | Remove Supermajority Vote Requirement for Exiting Core Payment Business | Management | For | For |
| 5b | Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company's Certificate of Incorporation | Management | For | For |
| 5c | Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications | Management | For | For |
| 5d | Remove Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 5e | Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| WHITBREAD PLC MEETING DATE: JUN 16, 2015 | ||||
| TICKER: WTB SECURITY ID: G9606P197 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Richard Baker as Director | Management | For | For |
| 5 | Re-elect Wendy Becker as Director | Management | For | For |
| 6 | Re-elect Nicholas Cadbury as Director | Management | For | For |
| 7 | Re-elect Sir Ian Cheshire as Director | Management | For | For |
| 8 | Re-elect Andy Harrison as Director | Management | For | For |
| 9 | Re-elect Simon Melliss as Director | Management | For | For |
| 10 | Re-elect Christopher Rogers as Director | Management | For | For |
| 11 | Re-elect Louise Smalley as Director | Management | For | For |
| 12 | Re-elect Susan Martin as Director | Management | For | For |
| 13 | Re-elect Stephen Williams as Director | Management | For | For |
| 14 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: WYN SECURITY ID: 98310W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen P. Holmes | Management | For | For |
| 1.2 | Elect Director Myra J. Biblowit | Management | For | For |
| 1.3 | Elect Director James E. Buckman | Management | For | For |
| 1.4 | Elect Director George Herrera | Management | For | For |
| 1.5 | Elect Director Brian Mulroney | Management | For | For |
| 1.6 | Elect Director Pauline D.E. Richards | Management | For | For |
| 1.7 | Elect Director Michael H. Wargotz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WYNN RESORTS, LIMITED MEETING DATE: APR 24, 2015 | ||||
| TICKER: WYNN SECURITY ID: 983134107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Card) | ||||
| 1.1 | Elect Director John J. Hagenbuch | Management | For | For |
| 1.2 | Elect Director J. Edward Virtue | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Articles of Incorporation to Provide the Company with Additional Flexibility in Making Distribution to its Shareholders | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1.1 | Elect Directors Elaine P. Wynn | Shareholder | For | Did Not Vote |
| 1.2 | Elect Directors J. Edward Virtue | Shareholder | For | Did Not Vote |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
| 3 | Amend Articles of Incorporation to Provide the Company with Additional Flexibility in Making Distribution to its Shareholders | Management | For | Did Not Vote |
| 4 | Report on Political Contributions | Shareholder | Against | Did Not Vote |
| YAHOO! INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: YHOO SECURITY ID: 984332106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Filo | Management | For | For |
| 1.2 | Elect Director Susan M. James | Management | For | For |
| 1.3 | Elect Director Max R. Levchin | Management | For | For |
| 1.4 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Charles R. Schwab | Management | For | For |
| 1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1.8 | Elect Director Jane E. Shaw | Management | For | For |
| 1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| YUM! BRANDS, INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: YUM SECURITY ID: 988498101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Michael J. Cavanagh | Management | For | For |
| 1.1b | Elect Director Greg Creed | Management | For | For |
| 1.1c | Elect Director David W. Dorman | Management | For | For |
| 1.1d | Elect Director Massimo Ferragamo | Management | For | For |
| 1.1e | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1.1f | Elect Director Jonathan S. Linen | Management | For | For |
| 1.1g | Elect Director Thomas C. Nelson | Management | For | For |
| 1.1h | Elect Director David C. Novak | Management | For | For |
| 1.1i | Elect Director Thomas M. Ryan | Management | For | For |
| 1.1j | Elect Director Elane B. Stock | Management | For | For |
| 1.1k | Elect Director Jing-Shyh S. Su | Management | For | For |
| 1.1l | Elect Director Robert D. Walter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| ZULILY, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: ZU SECURITY ID: 989774104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mike Gupta | Management | For | For |
| 1.2 | Elect Director Youngme Moon | Management | For | For |
| 1.3 | Elect Director Spencer Rascoff | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VOTE SUMMARY REPORT
SELECT MATERIALS PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AIRGAS, INC. MEETING DATE: AUG 05, 2014 | ||||
| TICKER: ARG SECURITY ID: 009363102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter McCausland | Management | For | For |
| 1.2 | Elect Director Lee M. Thomas | Management | For | For |
| 1.3 | Elect Director John C. van Roden, Jr. | Management | For | For |
| 1.4 | Elect Director Ellen C. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ALBEMARLE CORPORATION MEETING DATE: MAY 05, 2015 | ||||
| TICKER: ALB SECURITY ID: 012653101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Hernandez | Management | For | For |
| 1.2 | Elect Director Luther C. Kissam, IV | Management | For | For |
| 1.3 | Elect Director Douglas L. Maine | Management | For | For |
| 1.4 | Elect Director J. Kent Masters | Management | For | For |
| 1.5 | Elect Director Jim W. Nokes | Management | For | For |
| 1.6 | Elect Director James J. O'Brien | Management | For | For |
| 1.7 | Elect Director Barry W. Perry | Management | For | For |
| 1.8 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.9 | Elect Director Gerald A. Steiner | Management | For | For |
| 1.10 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.11 | Elect Director Alejandro Wolff | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| APTARGROUP, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: ATR SECURITY ID: 038336103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andreas C. Kramvis | Management | For | For |
| 1.2 | Elect Director Maritza Gomez Montiel | Management | For | For |
| 1.3 | Elect Director Ralf K. Wunderlich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Employee Director Restricted Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ASHLAND INC. MEETING DATE: JAN 29, 2015 | ||||
| TICKER: ASH SECURITY ID: 044209104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roger W. Hale | Management | For | For |
| 1b | Elect Director Vada O. Manager | Management | For | For |
| 1c | Elect Director George A. Schaefer, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| ASPEN AEROGELS, INC. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: ASPN SECURITY ID: 04523Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director P. Ramsay Battin | Management | For | For |
| 1.2 | Elect Director Robert M. Gervis | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| AVERY DENNISON CORPORATION MEETING DATE: APR 23, 2015 | ||||
| TICKER: AVY SECURITY ID: 053611109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bradley A. Alford | Management | For | For |
| 1b | Elect Director Anthony K. Anderson | Management | For | For |
| 1c | Elect Director Peter K. Barker | Management | For | For |
| 1d | Elect Director Ken C. Hicks | Management | For | For |
| 1e | Elect Director David E. I. Pyott | Management | For | For |
| 1f | Elect Director Dean A. Scarborough | Management | For | For |
| 1g | Elect Director Patrick T. Siewert | Management | For | For |
| 1h | Elect Director Julia A. Stewart | Management | For | For |
| 1i | Elect Director Martha N. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BALL CORPORATION MEETING DATE: APR 29, 2015 | ||||
| TICKER: BLL SECURITY ID: 058498106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Michael J. Cave | Management | For | For |
| 1.3 | Elect Director R. David Hoover | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| CABOT CORPORATION MEETING DATE: MAR 12, 2015 | ||||
| TICKER: CBT SECURITY ID: 127055101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John K. McGillicuddy | Management | For | For |
| 1.2 | Elect Director John F. O'Brien | Management | For | For |
| 1.3 | Elect Director Lydia W. Thomas | Management | For | For |
| 1.4 | Elect Director Mark S. Wrighton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Employee Director Stock Award Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CARPENTER TECHNOLOGY CORPORATION MEETING DATE: OCT 14, 2014 | ||||
| TICKER: CRS SECURITY ID: 144285103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. Karol | Management | For | For |
| 1.2 | Elect Director Robert R. McMaster | Management | For | For |
| 1.3 | Elect Director Gregory A. Pratt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: CF SECURITY ID: 125269100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert C. Arzbaecher | Management | For | For |
| 2 | Elect Director William Davisson | Management | For | For |
| 3 | Elect Director Stephen A. Furbacher | Management | For | For |
| 4 | Elect Director Stephen J. Hagge | Management | For | For |
| 5 | Elect Director John D. Johnson | Management | For | For |
| 6 | Elect Director Robert G. Kuhbach | Management | For | For |
| 7 | Elect Director Edward A. Schmitt | Management | For | For |
| 8 | Elect Director Theresa E. Wagler | Management | For | For |
| 9 | Elect Director W. Anthony Will | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify KPMG LLP as Auditors | Management | For | For |
| 12 | Proxy Access | Shareholder | Against | Against |
| 13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| DOMTAR CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: UFS SECURITY ID: 257559203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Giannella Alvarez | Management | For | For |
| 1.2 | Elect Director Robert E. Apple | Management | For | For |
| 1.3 | Elect Director Louis P. Gignac | Management | For | For |
| 1.4 | Elect Director David J. Illingworth | Management | For | For |
| 1.5 | Elect Director Brian M. Levitt | Management | For | For |
| 1.6 | Elect Director David G. Maffucci | Management | For | For |
| 1.7 | Elect Director Domenic Pilla | Management | For | For |
| 1.8 | Elect Director Robert J. Steacy | Management | For | For |
| 1.9 | Elect Director Pamela B. Strobel | Management | For | For |
| 1.10 | Elect Director Denis Turcotte | Management | For | For |
| 1.11 | Elect Director John D. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| E. I. DU PONT DE NEMOURS AND COMPANY MEETING DATE: MAY 13, 2015 | ||||
| TICKER: DD SECURITY ID: 263534109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Card) | ||||
| 1.1 | Elect Director Lamberto Andreotti | Management | For | Did Not Vote |
| 1.2 | Elect Director Edward D. Breen | Management | For | Did Not Vote |
| 1.3 | Elect Director Robert A. Brown | Management | For | Did Not Vote |
| 1.4 | Elect Director Alexander M. Cutler | Management | For | Did Not Vote |
| 1.5 | Elect Director Eleuthere I. du Pont | Management | For | Did Not Vote |
| 1.6 | Elect Director James L. Gallogly | Management | For | Did Not Vote |
| 1.7 | Elect Director Marillyn A. Hewson | Management | For | Did Not Vote |
| 1.8 | Elect Director Lois D. Juliber | Management | For | Did Not Vote |
| 1.9 | Elect Director Ellen J. Kullman | Management | For | Did Not Vote |
| 1.10 | Elect Director Ulf M. Schneider | Management | For | Did Not Vote |
| 1.11 | Elect Director Lee M. Thomas | Management | For | Did Not Vote |
| 1.12 | Elect Director Patrick J. Ward | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Did Not Vote |
| 5 | Report on Herbicide Use on GMO Crops | Shareholder | Against | Did Not Vote |
| 6 | Establish Committee on Plant Closures | Shareholder | Against | Did Not Vote |
| 7 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After August 12, 2013 | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1.1 | Elect Director Nelson Peltz | Shareholder | For | For |
| 1.2 | Elect Director John H. Myers | Shareholder | For | For |
| 1.3 | Elect Director Arthur B. Winkleblack | Shareholder | For | For |
| 1.4 | Elect Director Robert J. Zatta | Shareholder | For | For |
| 1.5 | Management Nominee - Lamberto Andreotti | Shareholder | For | For |
| 1.6 | Management Nominee - Edward D. Breen | Shareholder | For | For |
| 1.7 | Management Nominee - Eleuthere I. du Pont | Shareholder | For | For |
| 1.8 | Management Nominee - James L. Gallogly | Shareholder | For | For |
| 1.9 | Management Nominee - Marillyn A. Hewson | Shareholder | For | For |
| 1.10 | Management Nominee - Ellen J. Kullman | Shareholder | For | For |
| 1.11 | Management Nominee - Ulf M. Schneider | Shareholder | For | For |
| 1.12 | Management Nominee - Patrick J. Ward | Shareholder | For | For |
| 2 | Ratify Auditors | Management | None | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | None | Abstain |
| 5 | Report on Herbicide Use on GMO Crops | Shareholder | None | Abstain |
| 6 | Establish Committee on Plant Closures | Shareholder | None | Against |
| 7 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After August 12, 2013 | Shareholder | For | For |
| EAGLE MATERIALS INC. MEETING DATE: AUG 07, 2014 | ||||
| TICKER: EXP SECURITY ID: 26969P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Laurence E. Hirsch | Management | For | For |
| 1b | Elect Director Michael R. Nicolais | Management | For | For |
| 1c | Elect Director Richard R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| EASTMAN CHEMICAL COMPANY MEETING DATE: MAY 07, 2015 | ||||
| TICKER: EMN SECURITY ID: 277432100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
| 1.2 | Elect Director Gary E. Anderson | Management | For | For |
| 1.3 | Elect Director Brett D. Begemann | Management | For | For |
| 1.4 | Elect Director Michael P. Connors | Management | For | For |
| 1.5 | Elect Director Mark J. Costa | Management | For | For |
| 1.6 | Elect Director Stephen R. Demeritt | Management | For | For |
| 1.7 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.8 | Elect Director Julie F. Holder | Management | For | For |
| 1.9 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.10 | Elect Director Lewis M. Kling | Management | For | For |
| 1.11 | Elect Director David W. Raisbeck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ECOLAB INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: ECL SECURITY ID: 278865100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1.2 | Elect Director Barbara J. Beck | Management | For | For |
| 1.3 | Elect Director Leslie S. Biller | Management | For | For |
| 1.4 | Elect Director Carl M. Casale | Management | For | For |
| 1.5 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.6 | Elect Director Jeffrey M. Ettinger | Management | For | For |
| 1.7 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 1.8 | Elect Director Arthur J. Higgins | Management | For | For |
| 1.9 | Elect Director Joel W. Johnson | Management | For | For |
| 1.10 | Elect Director Michael Larson | Management | For | For |
| 1.11 | Elect Director Jerry W. Levin | Management | For | For |
| 1.12 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.13 | Elect Director Tracy B. McKibben | Management | For | For |
| 1.14 | Elect Director Victoria J. Reich | Management | For | For |
| 1.15 | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 1.16 | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| FMC CORPORATION MEETING DATE: APR 28, 2015 | ||||
| TICKER: FMC SECURITY ID: 302491303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Eduardo E. Cordeiro | Management | For | For |
| 1.1b | Elect Director G. Peter D'Aloia | Management | For | For |
| 1.1c | Elect Director C. Scott Greer | Management | For | For |
| 1.1d | Elect Director K'Lynne Johnson | Management | For | For |
| 1.1e | Elect Director Paul J. Norris | Management | For | For |
| 1.1f | Elect Director William H. Powell | Management | For | For |
| 1.1g | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FRANCO-NEVADA CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: FNV SECURITY ID: 351858105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Tom Albanese | Management | For | For |
| 1.4 | Elect Director Derek W. Evans | Management | For | For |
| 1.5 | Elect Director Graham Farquharson | Management | For | For |
| 1.6 | Elect Director Catharine Farrow | Management | For | For |
| 1.7 | Elect Director Louis Gignac | Management | For | For |
| 1.8 | Elect Director Randall Oliphant | Management | For | For |
| 1.9 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Advance Notice Policy | Management | For | For |
| 4 | Amend Quorum Requirements | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| GRAPHIC PACKAGING HOLDING COMPANY MEETING DATE: MAY 20, 2015 | ||||
| TICKER: GPK SECURITY ID: 388689101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul D. Carrico | Management | For | For |
| 1.2 | Elect Director Philip R. Martens | Management | For | For |
| 1.3 | Elect Director Lynn A. Wentworth | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HUNTSMAN CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: HUN SECURITY ID: 447011107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter R. Huntsman | Management | For | For |
| 1.2 | Elect Director Wayne A. Reaud | Management | For | For |
| 1.3 | Elect Director Alvin V. Shoemaker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 06, 2015 | ||||
| TICKER: LYB SECURITY ID: N53745100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Robin Buchanan Supervisory Board | Management | For | For |
| 1b | Elect Stephen F. Cooper to Supervisory Board | Management | For | For |
| 1c | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
| 1d | Elect Robert G. Gwin to Supervisory Board | Management | For | For |
| 2a | Elect Kevin W. Brown to Management Board | Management | For | For |
| 2b | Elect Jeffrey A. Kaplan to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 2.80 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Board to Issue Shares up to 20 Percent of Authorized Capital | Management | For | For |
| 11 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| METHANEX CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: MX SECURITY ID: 59151K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce Aitken | Management | For | For |
| 1.2 | Elect Director Howard Balloch | Management | For | For |
| 1.3 | Elect Director Phillip Cook | Management | For | For |
| 1.4 | Elect Director John Floren | Management | For | For |
| 1.5 | Elect Director Thomas Hamilton | Management | For | For |
| 1.6 | Elect Director Robert Kostelnik | Management | For | For |
| 1.7 | Elect Director Douglas Mahaffy | Management | For | For |
| 1.8 | Elect Director A. Terence (Terry) Poole | Management | For | For |
| 1.9 | Elect Director John Reid | Management | For | For |
| 1.10 | Elect Director Janice Rennie | Management | For | For |
| 1.11 | Elect Director Monica Sloan | Management | For | For |
| 1.12 | Elect Director Margaret Walker | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Adopt New By-Law No. 5 | Management | For | For |
| MONSANTO COMPANY MEETING DATE: JAN 30, 2015 | ||||
| TICKER: MON SECURITY ID: 61166W101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Janice L. Fields | Management | For | For |
| 1c | Elect Director Hugh Grant | Management | For | For |
| 1d | Elect Director Laura K. Ipsen | Management | For | For |
| 1e | Elect Director Marcos M. Lutz | Management | For | For |
| 1f | Elect Director C. Steven McMillan | Management | For | For |
| 1g | Elect Director William U. Parfet | Management | For | For |
| 1h | Elect Director George H. Poste | Management | For | For |
| 1i | Elect Director Robert J. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| NEWMARKET CORPORATION MEETING DATE: APR 23, 2015 | ||||
| TICKER: NEU SECURITY ID: 651587107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phyllis L. Cothran | Management | For | For |
| 1.2 | Elect Director Mark M. Gambill | Management | For | For |
| 1.3 | Elect Director Bruce C. Gottwald | Management | For | For |
| 1.4 | Elect Director Thomas E. Gottwald | Management | For | For |
| 1.5 | Elect Director Patrick D. Hanley | Management | For | For |
| 1.6 | Elect Director James E. Rogers | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NUCOR CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: NUE SECURITY ID: 670346105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John J. Ferriola | Management | For | For |
| 1.2 | Elect Director Harvey B. Gantt | Management | For | For |
| 1.3 | Elect Director Gregory J. Hayes | Management | For | For |
| 1.4 | Elect Director Victoria F. Haynes | Management | For | For |
| 1.5 | Elect Director Bernard L. Kasriel | Management | For | For |
| 1.6 | Elect Director Christopher J. Kearney | Management | For | For |
| 1.7 | Elect Director Raymond J. Milchovich | Management | For | For |
| 1.8 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Report on Political Contributions | Shareholder | Against | Abstain |
| ORION ENGINEERED CARBONS SA MEETING DATE: APR 15, 2015 | ||||
| TICKER: OEC SECURITY ID: L72967109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Reports of the Board and Auditors | Management | None | None |
| 2 | Approve Annual Accounts | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income | Management | For | For |
| 5 | Approve Discharge of Directors and Auditors | Management | For | For |
| 6 | Appoint Ernst & Young as Auditor | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| ORION ENGINEERED CARBONS SA MEETING DATE: APR 15, 2015 | ||||
| TICKER: OEC SECURITY ID: L72967109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change Location of Registered Office | Management | For | For |
| 2 | Amend Article 4 Re: Change in the Location of the Company's Registered Office | Management | For | For |
| PACKAGING CORPORATION OF AMERICA MEETING DATE: MAY 12, 2015 | ||||
| TICKER: PKG SECURITY ID: 695156109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Hasan Jameel | Management | For | For |
| 1.3 | Elect Director Mark W. Kowlzan | Management | For | For |
| 1.4 | Elect Director Robert C. Lyons | Management | For | For |
| 1.5 | Elect Director Thomas P. Maurer | Management | For | For |
| 1.6 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.7 | Elect Director Roger B. Porter | Management | For | For |
| 1.8 | Elect Director Thomas S. Souleles | Management | For | For |
| 1.9 | Elect Director Paul T. Stecko | Management | For | For |
| 1.10 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| PRAXAIR, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: PX SECURITY ID: 74005P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Oscar Bernardes | Management | For | For |
| 1.3 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.4 | Elect Director Edward G. Galante | Management | For | For |
| 1.5 | Elect Director Ira D. Hall | Management | For | For |
| 1.6 | Elect Director Raymond W. LeBoeuf | Management | For | For |
| 1.7 | Elect Director Larry D. McVay | Management | For | For |
| 1.8 | Elect Director Denise L. Ramos | Management | For | For |
| 1.9 | Elect Director Wayne T. Smith | Management | For | For |
| 1.10 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ROCK-TENN COMPANY MEETING DATE: JAN 30, 2015 | ||||
| TICKER: RKT SECURITY ID: 772739207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.2 | Elect Director Jenny A. Hourihan | Management | For | For |
| 1.3 | Elect Director Bettina M. Whyte | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ROCK-TENN COMPANY MEETING DATE: JUN 24, 2015 | ||||
| TICKER: RKT SECURITY ID: 772739207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| ROYAL GOLD, INC. MEETING DATE: NOV 14, 2014 | ||||
| TICKER: RGLD SECURITY ID: 780287108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. Craig Haase | Management | For | For |
| 1b | Elect Director C. Kevin McArthur | Management | For | For |
| 1c | Elect Director Christopher M.T. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SEALED AIR CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: SEE SECURITY ID: 81211K100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael Chu | Management | For | For |
| 2 | Elect Director Lawrence R. Codey | Management | For | For |
| 3 | Elect Director Patrick Duff | Management | For | For |
| 4 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 5 | Elect Director Neil Lustig | Management | For | For |
| 6 | Elect Director Kenneth P. Manning | Management | For | For |
| 7 | Elect Director William J. Marino | Management | For | For |
| 8 | Elect Director Jerome A. Peribere | Management | For | For |
| 9 | Elect Director Richard L. Wambold | Management | For | Against |
| 10 | Elect Director Jerry R. Whitaker | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| STEEL DYNAMICS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: STLD SECURITY ID: 858119100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark D. Millett | Management | For | For |
| 1.2 | Elect Director Richard P. Teets, Jr. | Management | For | For |
| 1.3 | Elect Director John C. Bates | Management | For | For |
| 1.4 | Elect Director Keith E. Busse | Management | For | For |
| 1.5 | Elect Director Frank D. Byrne | Management | For | For |
| 1.6 | Elect Director Traci M. Dolan | Management | For | For |
| 1.7 | Elect Director Paul B. Edgerley | Management | For | For |
| 1.8 | Elect Director Jurgen Kolb | Management | For | For |
| 1.9 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.10 | Elect Director Bradley S. Seaman | Management | For | For |
| 1.11 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE MOSAIC COMPANY MEETING DATE: MAY 14, 2015 | ||||
| TICKER: MOS SECURITY ID: 61945C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nancy E. Cooper | Management | For | For |
| 1b | Elect Director Gregory L. Ebel | Management | For | For |
| 1c | Elect Director Denise C. Johnson | Management | For | For |
| 1d | Elect Director Robert L. Lumpkins | Management | For | For |
| 1e | Elect Director William T. Monahan | Management | For | For |
| 1f | Elect Director James L. Popowich | Management | For | For |
| 1g | Elect Director James T. Prokopanko | Management | For | For |
| 1h | Elect Director Steven M. Seibert | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE SHERWIN-WILLIAMS COMPANY MEETING DATE: APR 15, 2015 | ||||
| TICKER: SHW SECURITY ID: 824348106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Christopher M. Connor | Management | For | For |
| 1.3 | Elect Director David F. Hodnik | Management | For | For |
| 1.4 | Elect Director Thomas G. Kadien | Management | For | For |
| 1.5 | Elect Director Richard J. Kramer | Management | For | For |
| 1.6 | Elect Director Susan J. Kropf | Management | For | For |
| 1.7 | Elect Director Christine A. Poon | Management | For | For |
| 1.8 | Elect Director Richard K. Smucker | Management | For | For |
| 1.9 | Elect Director John M. Stropki | Management | For | For |
| 1.10 | Elect Director Matthew Thornton, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| W. R. GRACE & CO. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: GRA SECURITY ID: 38388F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.2 | Elect Director Marye Anne Fox | Management | For | For |
| 1.3 | Elect Director Janice K. Henry | Management | For | For |
| 1.4 | Elect Director Mark E. Tomkins | Management | For | For |
| 1.5 | Elect Director Diane H. Gulyas | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| WORTHINGTON INDUSTRIES, INC. MEETING DATE: SEP 25, 2014 | ||||
| TICKER: WOR SECURITY ID: 981811102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Endres | Management | For | Against |
| 1.2 | Elect Director Ozey K. Horton, Jr. | Management | For | Against |
| 1.3 | Elect Director Peter Karmanos, Jr. | Management | For | Against |
| 1.4 | Elect Director Carl A. Nelson, Jr. | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT MEDICAL DELIVERY PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACADIA HEALTHCARE COMPANY, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: ACHC SECURITY ID: 00404A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director E. Perot Bissell | Management | For | For |
| 1.2 | Elect Director Hartley R. Rogers | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ADEPTUS HEALTH INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: ADPT SECURITY ID: 006855100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas S. Hall | Management | For | For |
| 1.2 | Elect Director Richard Covert | Management | For | For |
| 1.3 | Elect Director Steven V. Napolitano | Management | For | For |
| 1.4 | Elect Director Daniel W. Rosenberg | Management | For | For |
| 1.5 | Elect Director Gregory W. Scott | Management | For | For |
| 1.6 | Elect Director Ronald L. Taylor | Management | For | For |
| 1.7 | Elect Director Jeffery S. Vender | Management | For | For |
| 2 | Ratify KMPG LLP as Auditors | Management | For | For |
| AETNA INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: AET SECURITY ID: 00817Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fernando Aguirre | Management | For | For |
| 1b | Elect Director Mark T. Bertolini | Management | For | For |
| 1c | Elect Director Frank M. Clark | Management | For | For |
| 1d | Elect Director Betsy Z. Cohen | Management | For | For |
| 1e | Elect Director Molly J. Coye | Management | For | For |
| 1f | Elect Director Roger N. Farah | Management | For | For |
| 1g | Elect Director Barbara Hackman Franklin | Management | For | For |
| 1h | Elect Director Jeffrey E. Garten | Management | For | For |
| 1i | Elect Director Ellen M. Hancock | Management | For | For |
| 1j | Elect Director Richard J. Harrington | Management | For | For |
| 1k | Elect Director Edward J. Ludwig | Management | For | For |
| 1l | Elect Director Joseph P. Newhouse | Management | For | For |
| 1m | Elect Director Olympia J. Snowe | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4A | Amend Policy to Disclose Payments to Tax-Exempt Organizations | Shareholder | Against | Abstain |
| 4B | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| AIR METHODS CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: AIRM SECURITY ID: 009128307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph J. Bernstein | Management | For | For |
| 1.2 | Elect Director Mark D. Carleton | Management | For | For |
| 1.3 | Elect Director Claire M. Gulmi | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| AMERISOURCEBERGEN CORPORATION MEETING DATE: MAR 05, 2015 | ||||
| TICKER: ABC SECURITY ID: 03073E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ornella Barra | Management | For | For |
| 1.2 | Elect Director Steven H. Collis | Management | For | For |
| 1.3 | Elect Director Douglas R. Conant | Management | For | For |
| 1.4 | Elect Director Richard W. Gochnauer | Management | For | For |
| 1.5 | Elect Director Richard C. Gozon | Management | For | For |
| 1.6 | Elect Director Lon R. Greenberg | Management | For | For |
| 1.7 | Elect Director Jane E. Henney | Management | For | For |
| 1.8 | Elect Director Kathleen W. Hyle | Management | For | For |
| 1.9 | Elect Director Michael J. Long | Management | For | For |
| 1.10 | Elect Director Henry W. McGee | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| AMN HEALTHCARE SERVICES, INC. MEETING DATE: APR 22, 2015 | ||||
| TICKER: AHS SECURITY ID: 001744101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark G. Foletta | Management | For | For |
| 1b | Elect Director R. Jeffrey Harris | Management | For | For |
| 1c | Elect Director Michael M.E. Johns | Management | For | For |
| 1d | Elect Director Martha H. Marsh | Management | For | For |
| 1e | Elect Director Susan R. Salka | Management | For | For |
| 1f | Elect Director Andrew M. Stern | Management | For | For |
| 1g | Elect Director Paul E. Weaver | Management | For | For |
| 1h | Elect Director Douglas D. Wheat | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| AMSURG CORP. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: AMSG SECURITY ID: 03232P405 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas G. Cigarran | Management | For | For |
| 1.2 | Elect Director John T. Gawaluck | Management | For | For |
| 1.3 | Elect Director Cynthia S. Miller | Management | For | For |
| 1.4 | Elect Director John W. Popp, Jr. | Management | For | For |
| 2 | Amend Charter to Increase Authorized Capital Stock, Increase Authorized Common Stock and Remove the Designation of the Preferences, Limitations and Rights of the Series C Junior Participating Preferred Stock and Adopt Articles of Amendment | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ANTHEM, INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: ANTM SECURITY ID: 036752103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Julie A. Hill | Management | For | For |
| 1b | Elect Director Ramiro G. Peru | Management | For | For |
| 1c | Elect Director John H. Short | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | None | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| BIOSCRIP, INC. MEETING DATE: MAY 11, 2015 | ||||
| TICKER: BIOS SECURITY ID: 09069N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard M. Smith | Management | For | For |
| 1.2 | Elect Director Charlotte W. Collins | Management | For | For |
| 1.3 | Elect Director David W. Golding | Management | For | For |
| 1.4 | Elect Director Michael Goldstein | Management | For | For |
| 1.5 | Elect Director Myron Z. Holubiak | Management | For | For |
| 1.6 | Elect Director Yon Y. Jorden | Management | For | For |
| 1.7 | Elect Director Tricia Nguyen | Management | For | For |
| 1.8 | Elect Director R. Carter Pate | Management | For | For |
| 1.9 | Elect Director Stuart A. Samuels | Management | For | For |
| 2 | Approve Issuance of Certain Shares Upon the Conversion of Series A Preferred Stock and to Vote with 20% or More Aggregate Voting Power and to Exercise Certain of the Class A and Class B Warrants | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CARDINAL HEALTH, INC. MEETING DATE: NOV 05, 2014 | ||||
| TICKER: CAH SECURITY ID: 14149Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Anderson | Management | For | For |
| 1.2 | Elect Director Colleen F. Arnold | Management | For | For |
| 1.3 | Elect Director George S. Barrett | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Calvin Darden | Management | For | For |
| 1.6 | Elect Director Bruce L. Downey | Management | For | For |
| 1.7 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1.8 | Elect Director Clayton M. Jones | Management | For | For |
| 1.9 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.10 | Elect Director David P. King | Management | For | For |
| 1.11 | Elect Director Richard C. Notebaert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| CASTLIGHT HEALTH, INC. MEETING DATE: JUN 01, 2015 | ||||
| TICKER: CSLT SECURITY ID: 14862Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Giovanni M. Colella | Management | For | For |
| 1.2 | Elect Director Bryan Roberts | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CATAMARAN CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: CTRX SECURITY ID: 148887102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Thierer | Management | For | For |
| 1.2 | Elect Director Peter J. Bensen | Management | For | For |
| 1.3 | Elect Director Steven D. Cosler | Management | For | For |
| 1.4 | Elect Director William J. Davis | Management | For | For |
| 1.5 | Elect Director Steven B. Epstein | Management | For | For |
| 1.6 | Elect Director Betsy D. Holden | Management | For | For |
| 1.7 | Elect Director Karen L. Katen | Management | For | For |
| 1.8 | Elect Director Harry M. Kraemer | Management | For | For |
| 1.9 | Elect Director Anthony Masso | Management | For | For |
| 2 | Approve Advance Notice Policy | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CIGNA CORPORATION MEETING DATE: APR 22, 2015 | ||||
| TICKER: CI SECURITY ID: 125509109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Partridge | Management | For | For |
| 1.2 | Elect Director James E. Rogers | Management | For | For |
| 1.3 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| COMMUNITY HEALTH SYSTEMS, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: CYH SECURITY ID: 203668108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director W. Larry Cash | Management | For | For |
| 1B | Elect Director John A. Clerlco | Management | For | For |
| 1C | Elect Director James S. Ely, III | Management | For | For |
| 1D | Elect Director John A. Fry | Management | For | For |
| 1E | Elect Director William Norris Jennings | Management | For | For |
| 1F | Elect Director Julia B. North | Management | For | For |
| 1G | Elect Director Wayne T. Smith | Management | For | For |
| 1H | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 5 | Proxy Access | Shareholder | Against | Against |
| CORVEL CORPORATION MEETING DATE: AUG 04, 2014 | ||||
| TICKER: CRVL SECURITY ID: 221006109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director V. Gordon Clemons, Sr. | Management | For | For |
| 1.2 | Elect Director Steven J. Hamerslag | Management | For | For |
| 1.3 | Elect Director Alan R. Hoops | Management | For | For |
| 1.4 | Elect Director R. Judd Jessup | Management | For | For |
| 1.5 | Elect Director Jean H. Macino | Management | For | For |
| 1.6 | Elect Director Jeffrey J. Michael | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| DANAHER CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: DHR SECURITY ID: 235851102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| DAVITA HEALTHCARE PARTNERS INC. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: DVA SECURITY ID: 23918K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pamela M. Arway | Management | For | For |
| 1b | Elect Director Charles G. Berg | Management | For | For |
| 1c | Elect Director Carol Anthony ('John') Davidson | Management | For | For |
| 1d | Elect Director Paul J. Diaz | Management | For | For |
| 1e | Elect Director Peter T. Grauer | Management | For | For |
| 1f | Elect Director John M. Nehra | Management | For | For |
| 1g | Elect Director William L. Roper | Management | For | For |
| 1h | Elect Director Kent J. Thiry | Management | For | For |
| 1i | Elect Director Roger J. Valine | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ENVISION HEALTHCARE HOLDINGS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: EVHC SECURITY ID: 29413U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carol J. Burt | Management | For | For |
| 1.2 | Elect Director Leonard M. Riggs, Jr. | Management | For | For |
| 1.3 | Elect Director James D. Shelton | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY MEETING DATE: MAY 06, 2015 | ||||
| TICKER: ESRX SECURITY ID: 30219G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gary G. Benanav | Management | For | For |
| 1b | Elect Director Maura C. Breen | Management | For | For |
| 1c | Elect Director William J. DeLaney | Management | For | For |
| 1d | Elect Director Elder Granger | Management | For | For |
| 1e | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1f | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1g | Elect Director Frank Mergenthaler | Management | For | For |
| 1h | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1i | Elect Director Roderick A. Palmore | Management | For | For |
| 1j | Elect Director George Paz | Management | For | For |
| 1k | Elect Director William L. Roper | Management | For | For |
| 1l | Elect Director Seymour Sternberg | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| FRESENIUS SE & CO KGAA MEETING DATE: MAY 20, 2015 | ||||
| TICKER: FRE SECURITY ID: D27348263 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.44 per Share | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2014 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2015 | Management | For | For |
| 6 | Approve Affiliation Agreements with Fresenius Kabi AG and Fresenius Versicherungsvermittlung GmbH | Management | For | For |
| 7 | Elect Michael Diekmann to the Supervisory Board | Management | For | For |
| 8 | Elect Michael Diekmann as Member of the Joint Committee | Management | For | For |
| H&R BLOCK, INC. MEETING DATE: SEP 11, 2014 | ||||
| TICKER: HRB SECURITY ID: 093671105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul J. Brown | Management | For | For |
| 1b | Elect Director William C. Cobb | Management | For | For |
| 1c | Elect Director Robert A. Gerard | Management | For | For |
| 1d | Elect Director David Baker Lewis | Management | For | For |
| 1e | Elect Director Victoria J. Reich | Management | For | For |
| 1f | Elect Director Bruce C. Rohde | Management | For | For |
| 1g | Elect Director Tom D. Seip | Management | For | For |
| 1h | Elect Director Christianna Wood | Management | For | For |
| 1i | Elect Director James F. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| HCA HOLDINGS, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: HCA SECURITY ID: 40412C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Milton Johnson | Management | For | For |
| 1.2 | Elect Director Robert J. Dennis | Management | For | For |
| 1.3 | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1.4 | Elect Director Thomas F. Frist, III | Management | For | For |
| 1.5 | Elect Director William R. Frist | Management | For | For |
| 1.6 | Elect Director Ann H. Lamont | Management | For | For |
| 1.7 | Elect Director Jay O. Light | Management | For | For |
| 1.8 | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1.9 | Elect Director Michael W. Michelson | Management | For | For |
| 1.10 | Elect Director Wayne J. Riley | Management | For | For |
| 1.11 | Elect Director John W. Rowe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HEALTHSOUTH CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: HLS SECURITY ID: 421924309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Chidsey | Management | For | For |
| 1.2 | Elect Director Donald L. Correll | Management | For | For |
| 1.3 | Elect Director Yvonne M. Curl | Management | For | For |
| 1.4 | Elect Director Charles M. Elson | Management | For | For |
| 1.5 | Elect Director Jay Grinney | Management | For | For |
| 1.6 | Elect Director Joan E. Herman | Management | For | For |
| 1.7 | Elect Director Leo I. Higdon, Jr. | Management | For | For |
| 1.8 | Elect Director Leslye G. Katz | Management | For | For |
| 1.9 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 1.10 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HENRY SCHEIN, INC. MEETING DATE: JUN 22, 2015 | ||||
| TICKER: HSIC SECURITY ID: 806407102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barry J. Alperin | Management | For | For |
| 1b | Elect Director Lawrence S. Bacow | Management | For | For |
| 1c | Elect Director Gerald A. Benjamin | Management | For | For |
| 1d | Elect Director Stanley M. Bergman | Management | For | For |
| 1e | Elect Director James P. Breslawski | Management | For | For |
| 1f | Elect Director Paul Brons | Management | For | For |
| 1g | Elect Director Donald J. Kabat | Management | For | For |
| 1h | Elect Director Philip A. Laskawy | Management | For | For |
| 1i | Elect Director Norman S. Matthews | Management | For | For |
| 1j | Elect Director Mark E. Mlotek | Management | For | For |
| 1k | Elect Director Steven Paladino | Management | For | For |
| 1l | Elect Director Carol Raphael | Management | For | For |
| 1m | Elect Director E. Dianne Rekow | Management | For | For |
| 1n | Elect Director Bradley T. Sheares | Management | For | For |
| 1o | Elect Director Louis W. Sullivan | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| HURON CONSULTING GROUP INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: HURN SECURITY ID: 447462102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John S. Moody | Management | For | For |
| 1.2 | Elect Director Debra Zumwalt | Management | For | For |
| 2 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| IDEXX LABORATORIES, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: IDXX SECURITY ID: 45168D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William T. End | Management | For | For |
| 1.2 | Elect Director Barry C. Johnson | Management | For | For |
| 1.3 | Elect Director Daniel M. Junius | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| IPC HEALTHCARE, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: IPCM SECURITY ID: 44984A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark J. Brooks | Management | For | For |
| 1.2 | Elect Director Woodrin Grossman | Management | For | For |
| 1.3 | Elect Director R. Jeffrey Taylor | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LABORATORY CORPORATION OF AMERICA HOLDINGS MEETING DATE: MAY 13, 2015 | ||||
| TICKER: LH SECURITY ID: 50540R409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kerrii B. Anderson | Management | For | For |
| 1b | Elect Director Jean-Luc Belingard | Management | For | For |
| 1c | Elect Director D. Gary Gilliland | Management | For | For |
| 1d | Elect Director David P. King | Management | For | For |
| 1e | Elect Director Garheng Kong | Management | For | For |
| 1f | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 1g | Elect Director Peter M. Neupert | Management | For | For |
| 1h | Elect Director Adam H. Schechter | Management | For | For |
| 1i | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| LANDAUER, INC. MEETING DATE: MAR 06, 2015 | ||||
| TICKER: LDR SECURITY ID: 51476K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen C. Mitchell | Management | For | For |
| 1b | Elect Director Thomas M. White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LIFEPOINT HEALTH, INC. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: LPNT SECURITY ID: 53219L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marguerite W. Kondracke | Management | For | For |
| 1.2 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 1.3 | Elect Director Marilyn B. Tavenner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| MAXIMUS, INC. MEETING DATE: MAR 11, 2015 | ||||
| TICKER: MMS SECURITY ID: 577933104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard A. Montoni | Management | For | For |
| 1.2 | Elect Director Raymond B. Ruddy | Management | For | For |
| 1.3 | Elect Director Wellington E. Webb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MCKESSON CORPORATION MEETING DATE: JUL 30, 2014 | ||||
| TICKER: MCK SECURITY ID: 58155Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andy D. Bryant | Management | For | For |
| 1b | Elect Director Wayne A. Budd | Management | For | For |
| 1c | Elect Director N. Anthony Coles | Management | For | For |
| 1d | Elect Director John H. Hammergren | Management | For | For |
| 1e | Elect Director Alton F. Irby, III | Management | For | For |
| 1f | Elect Director M. Christine Jacobs | Management | For | For |
| 1g | Elect Director Marie L. Knowles | Management | For | For |
| 1h | Elect Director David M. Lawrence | Management | For | For |
| 1i | Elect Director Edward A. Mueller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| MEDNAX, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: MD SECURITY ID: 58502B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
| 1.2 | Elect Director Karey D. Barker | Management | For | For |
| 1.3 | Elect Director Waldemar A. Carlo | Management | For | For |
| 1.4 | Elect Director Michael B. Fernandez | Management | For | For |
| 1.5 | Elect Director Paul G. Gabos | Management | For | For |
| 1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
| 1.7 | Elect Director Manuel Kadre | Management | For | For |
| 1.8 | Elect Director Roger J. Medel | Management | For | For |
| 1.9 | Elect Director Donna E. Shalala | Management | For | For |
| 1.10 | Elect Director Enrique J. Sosa | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MOLINA HEALTHCARE, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: MOH SECURITY ID: 60855R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Garrey E. Carruthers | Management | For | For |
| 1b | Elect Director Daniel Cooperman | Management | For | For |
| 1c | Elect Director Frank E. Murray | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| OMNICARE, INC. MEETING DATE: JUN 01, 2015 | ||||
| TICKER: OCR SECURITY ID: 681904108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John L. Bernbach | Management | For | For |
| 1b | Elect Director James G. Carlson | Management | For | For |
| 1c | Elect Director Mark A. Emmert | Management | For | For |
| 1d | Elect Director Steven J. Heyer | Management | For | For |
| 1e | Elect Director Samuel R. Leno | Management | For | For |
| 1f | Elect Director Nitin Sahney | Management | For | For |
| 1g | Elect Director Barry P. Schochet | Management | For | For |
| 1h | Elect Director James D. Shelton | Management | For | For |
| 1i | Elect Director Amy Wallman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PALL CORPORATION MEETING DATE: DEC 10, 2014 | ||||
| TICKER: PLL SECURITY ID: 696429307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Amy E. Alving | Management | For | For |
| 1.2 | Elect Director Robert B. Coutts | Management | For | For |
| 1.3 | Elect Director Mark E. Goldstein | Management | For | For |
| 1.4 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
| 1.6 | Elect Director Lawrence D. Kingsley | Management | For | For |
| 1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
| 1.8 | Elect Director B. Craig Owens | Management | For | For |
| 1.9 | Elect Director Katharine L. Plourde | Management | For | For |
| 1.10 | Elect Director Edward Travaglianti | Management | For | For |
| 1.11 | Elect Director Bret W. Wise | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QUALICORP SA MEETING DATE: AUG 13, 2014 | ||||
| TICKER: QUAL3 SECURITY ID: P7S21H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement between the Company and Saude Solucoes Participacoes S.A. | Management | For | For |
| 2 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
| 3 | Approve Independent Firm's Appraisal | Management | For | For |
| 4 | Approve Merger | Management | For | For |
| 5 | Approve Issuance of Shares in Connection with Merger | Management | For | For |
| 6 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 7 | Approve Issuance of Subscription Warrants in Connection with Merger | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| QUALICORP SA MEETING DATE: AUG 29, 2014 | ||||
| TICKER: QUAL3 SECURITY ID: P7S21H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Use of Reserves for Treatment of Net Losses | Management | For | For |
| QUEST DIAGNOSTICS INCORPORATED MEETING DATE: MAY 15, 2015 | ||||
| TICKER: DGX SECURITY ID: 74834L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jenne K. Britell | Management | For | For |
| 1.2 | Elect Director Vicky B. Gregg | Management | For | For |
| 1.3 | Elect Director Jeffrey M. Leiden | Management | For | For |
| 1.4 | Elect Director Timothy L. Main | Management | For | For |
| 1.5 | Elect Director Timothy M. Ring | Management | For | For |
| 1.6 | Elect Director Daniel C. Stanzione | Management | For | For |
| 1.7 | Elect Director Gail R. Wilensky | Management | For | For |
| 1.8 | Elect Director John B. Ziegler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| STERICYCLE, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: SRCL SECURITY ID: 858912108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark C. Miller | Management | For | For |
| 1b | Elect Director Jack W. Schuler | Management | For | For |
| 1c | Elect Director Charles A. Alutto | Management | For | For |
| 1d | Elect Director Lynn D. Bleil | Management | For | For |
| 1e | Elect Director Thomas D. Brown | Management | For | For |
| 1f | Elect Director Thomas F. Chen | Management | For | For |
| 1g | Elect Director Rod F. Dammeyer | Management | For | For |
| 1h | Elect Director William K. Hall | Management | For | For |
| 1i | Elect Director John Patience | Management | For | For |
| 1j | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| TEAM HEALTH HOLDINGS, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: TMH SECURITY ID: 87817A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glenn A. Davenport | Management | For | Against |
| 1.2 | Elect Director Vicky B. Gregg | Management | For | Against |
| 1.3 | Elect Director Neil M. Kurtz | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE JEAN COUTU GROUP (PJC) INC. MEETING DATE: JUL 08, 2014 | ||||
| TICKER: PJC.A SECURITY ID: 47215Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lise Bastarache | Management | For | For |
| 1.2 | Elect Director Francois J. Coutu | Management | For | For |
| 1.3 | Elect Director Jean Coutu | Management | For | For |
| 1.4 | Elect Director Marie-Josee Coutu | Management | For | For |
| 1.5 | Elect Director Michel Coutu | Management | For | For |
| 1.6 | Elect Director Sylvie Coutu | Management | For | For |
| 1.7 | Elect Director L. Denis Desautels | Management | For | For |
| 1.8 | Elect Director Marcel E. Dutil | Management | For | For |
| 1.9 | Elect Director Nicolle Forget | Management | For | For |
| 1.10 | Elect Director Robert Lacroix | Management | For | For |
| 1.11 | Elect Director Yvon Martineau | Management | For | For |
| 1.12 | Elect Director Andrew T. Molson | Management | For | For |
| 1.13 | Elect Director Cora Mussely Tsouflidou | Management | For | For |
| 1.14 | Elect Director Annie Thabet | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve an Adjustment to the Subscription Price of Certain Stock Options | Management | For | Against |
| 4 | Election of Directors by Subordinate Voting Shareholders | Shareholder | Against | Against |
| THE PROVIDENCE SERVICE CORPORATION MEETING DATE: JUL 23, 2014 | ||||
| TICKER: PRSC SECURITY ID: 743815102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warren S. Rustand | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Establish Range For Board Size | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| U.S. PHYSICAL THERAPY, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: USPH SECURITY ID: 90337L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerald L. Pullins | Management | For | For |
| 1.2 | Elect Director Christopher J. Reading | Management | For | For |
| 1.3 | Elect Director Lawrance W. McAfee | Management | For | For |
| 1.4 | Elect Director Daniel C. Arnold | Management | For | For |
| 1.5 | Elect Director Mark J. Brookner | Management | For | For |
| 1.6 | Elect Director Harry S. Chapman | Management | For | For |
| 1.7 | Elect Director Bernard A. Harris, Jr. | Management | For | For |
| 1.8 | Elect Director Marlin W. Johnston | Management | For | For |
| 1.9 | Elect Director Edward L. Kuntz | Management | For | For |
| 1.10 | Elect Director Reginald E. Swanson | Management | For | For |
| 1.11 | Elect Director Clayton K. Trier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 01, 2015 | ||||
| TICKER: UNH SECURITY ID: 91324P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Edson Bueno | Management | For | For |
| 1c | Elect Director Richard T. Burke | Management | For | For |
| 1d | Elect Director Robert J. Darretta | Management | For | For |
| 1e | Elect Director Stephen J. Hemsley | Management | For | For |
| 1f | Elect Director Michele J. Hooper | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director Kenneth I. Shine | Management | For | For |
| 1j | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Change State of Incorporation from Minnesota to Delaware | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: UHS SECURITY ID: 913903100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Stock Option Plan | Management | For | Against |
| 2 | Amend Restricted Stock Plan | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| VERISK ANALYTICS, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: VRSK SECURITY ID: 92345Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.2 | Elect Director Samuel G. Liss | Management | For | For |
| 1.3 | Elect Director Therese M. Vaughan | Management | For | For |
| 1.4 | Elect Director Bruce Hansen | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles of Incorporation and Bylaws to Eliminate References to Our Class B Common Stock, Rename Our Class A Common Stock and Update Certain Outdated Provisions and Remove Certain Redundant Provisions | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT MEDICAL EQUIPMENT AND SYSTEMS PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABBOTT LABORATORIES MEETING DATE: APR 24, 2015 | ||||
| TICKER: ABT SECURITY ID: 002824100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director W. James Farrell | Management | For | For |
| 1.5 | Elect Director Edward M. Liddy | Management | For | For |
| 1.6 | Elect Director Nancy McKinstry | Management | For | For |
| 1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.10 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.11 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Products Containing GE Ingredients | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| ACCURAY INCORPORATED MEETING DATE: NOV 20, 2014 | ||||
| TICKER: ARAY SECURITY ID: 004397105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1.2 | Elect Director Dennis L. Winger | Management | For | For |
| 1.3 | Elect Director Jack Goldstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ACTAVIS PLC MEETING DATE: MAR 10, 2015 | ||||
| TICKER: ACT SECURITY ID: G0083B108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ACTAVIS PLC MEETING DATE: JUN 05, 2015 | ||||
| TICKER: ACT SECURITY ID: G0083B108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul M. Bisaro | Management | For | For |
| 1b | Elect Director Nesli Basgoz | Management | For | For |
| 1c | Elect Director James H. Bloem | Management | For | For |
| 1d | Elect Director Christopher W. Bodine | Management | For | For |
| 1e | Elect Director Christopher J. Coughlin | Management | For | For |
| 1f | Elect Director Michael R. Gallagher | Management | For | For |
| 1g | Elect Director Catherine M. Klema | Management | For | For |
| 1h | Elect Director Peter J. McDonnell | Management | For | For |
| 1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1j | Elect Director Brenton L. Saunders | Management | For | For |
| 1k | Elect Director Ronald R. Taylor | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Change Company Name from Actavis plc to Allergan plc | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Report on Sustainability | Shareholder | Against | Abstain |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 18, 2015 | ||||
| TICKER: A SECURITY ID: 00846U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Herbold | Management | For | For |
| 1.2 | Elect Director Koh Boon Hwee | Management | For | For |
| 1.3 | Elect Director Michael R. McMullen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| AMPLIFON S.P.A. MEETING DATE: JAN 29, 2015 | ||||
| TICKER: AMP SECURITY ID: T0388E118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Double Voting Rights for Long-Term Registered Shareholders | Management | For | Against |
| AMPLIFON S.P.A. MEETING DATE: APR 21, 2015 | ||||
| TICKER: AMP SECURITY ID: T0388E118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Elect Anna Puccio as Director | Management | For | For |
| 3.1 | Slate 1 Submitted by Ampliter N.V. | Shareholder | None | Did Not Vote |
| 3.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Amend Performance Stock Grant Plan 2014-2021 | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| ASAHI INTECC CO. LTD. MEETING DATE: SEP 26, 2014 | ||||
| TICKER: 7747 SECURITY ID: J0279C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 34.01 | Management | For | For |
| 2.1 | Elect Director Miyata, Naohiko | Management | For | For |
| 2.2 | Elect Director Miyata, Masahiko | Management | For | For |
| 2.3 | Elect Director Takeuchi, Kenji | Management | For | For |
| 2.4 | Elect Director Fukui, Yoshihiko | Management | For | For |
| 2.5 | Elect Director Miyata, Kenji | Management | For | For |
| 2.6 | Elect Director Yugawa, Ippei | Management | For | For |
| 2.7 | Elect Director Kato, Tadakazu | Management | For | For |
| 2.8 | Elect Director Terai, Yoshinori | Management | For | For |
| 2.9 | Elect Director Ito, Kiyomichi | Management | For | For |
| 2.10 | Elect Director Ito, Masaaki | Management | For | For |
| 3 | Appoint Statutory Auditor Sato, Masami | Management | For | For |
| ATRICURE, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: ATRC SECURITY ID: 04963C209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael H. Carrel | Management | For | For |
| 1.2 | Elect Director Mark A. Collar | Management | For | For |
| 1.3 | Elect Director Scott W. Drake | Management | For | For |
| 1.4 | Elect Director Michael D. Hooven | Management | For | For |
| 1.5 | Elect Director Richard M. Johnston | Management | For | For |
| 1.6 | Elect Director Elizabeth D. Krell | Management | For | For |
| 1.7 | Elect Director Mark R. Lanning | Management | For | For |
| 1.8 | Elect Director Karen P. Robards | Management | For | For |
| 1.9 | Elect Director Robert S. White | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 05, 2015 | ||||
| TICKER: BSX SECURITY ID: 101137107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Kristina M. Johnson | Management | For | For |
| 1d | Elect Director Edward J. Ludwig | Management | For | For |
| 1e | Elect Director Stephen P. MacMillan | Management | For | For |
| 1f | Elect Director Michael F. Mahoney | Management | For | For |
| 1g | Elect Director Ernest Mario | Management | For | For |
| 1h | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1i | Elect Director Pete M. Nicholas | Management | For | For |
| 1j | Elect Director David J. Roux | Management | For | For |
| 1k | Elect Director John E. Sununu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Animal Testing and Plans for Improving Welfare | Shareholder | Against | Abstain |
| BRUKER CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: BRKR SECURITY ID: 116794108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc A. Kastner | Management | For | For |
| 1.2 | Elect Director Gilles J. Martin | Management | For | For |
| 1.3 | Elect Director Richard D. Kniss | Management | For | For |
| 1.4 | Elect Director Joerg C. Laukien | Management | For | For |
| 1.5 | Elect Director William A. Linton | Management | For | For |
| 1.6 | Elect Director Chris van Ingen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CARDIOVASCULAR SYSTEMS, INC. MEETING DATE: NOV 12, 2014 | ||||
| TICKER: CSII SECURITY ID: 141619106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David L. Martin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CASTLIGHT HEALTH, INC. MEETING DATE: JUN 01, 2015 | ||||
| TICKER: CSLT SECURITY ID: 14862Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Giovanni M. Colella | Management | For | For |
| 1.2 | Elect Director Bryan Roberts | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CASTLIGHT HEALTH, INC. MEETING DATE: JUN 01, 2015 | ||||
| TICKER: CSLT SECURITY ID: 45J99M272 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Giovanni M. Colella | Management | For | For |
| 1.2 | Elect Director Bryan Roberts | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CONMED CORPORATION MEETING DATE: SEP 10, 2014 | ||||
| TICKER: CNMD SECURITY ID: 207410101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Gold Card) | ||||
| 1.1 | Elect Director Brian Concannon | Management | For | Did Not Vote |
| 1.2 | Elect Director Charles M. Farkas | Management | For | Did Not Vote |
| 1.3 | Elect Director Jo Ann Golden | Management | For | Did Not Vote |
| 1.4 | Elect Director Curt R. Hartman | Management | For | Did Not Vote |
| 1.5 | Elect Director Dirk M. Kuyper | Management | For | Did Not Vote |
| 1.6 | Elect Director Jerome J. Lande | Management | For | Did Not Vote |
| 1.7 | Elect Director Stephen M. Mandia | Management | For | Did Not Vote |
| 1.8 | Elect Director Mark E. Tryniski | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Card) | ||||
| 1.1 | Elect Directors James W. Green | Shareholder | For | For |
| 1.2 | Elect Directors Joshua H. Levine | Shareholder | For | For |
| 1.3 | Elect Directors J. Daniel Plants | Shareholder | For | Withhold |
| 1.4 | Management Nominee - Brian Concannon | Shareholder | For | For |
| 1.5 | Management Nominee - Charles M. Farkas | Shareholder | For | For |
| 1.6 | Management Nominee - Curt R. Hartman | Shareholder | For | For |
| 1.7 | Management Nominee - Dirk M. Kuyper | Shareholder | For | For |
| 1.8 | Management Nominee - Mark E. Tryniski | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| CONMED CORPORATION MEETING DATE: MAY 28, 2015 | ||||
| TICKER: CNMD SECURITY ID: 207410101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian P. Concannon | Management | For | For |
| 1.2 | Elect Director Charles M. Farkas | Management | For | For |
| 1.3 | Elect Director Jo Ann Golden | Management | For | For |
| 1.4 | Elect Director Curt R. Hartman | Management | For | For |
| 1.5 | Elect Director Dirk M. Kuyper | Management | For | For |
| 1.6 | Elect Director Jerome J. Lande | Management | For | For |
| 1.7 | Elect Director Mark E. Tryniski | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| COVIDIEN PLC MEETING DATE: JAN 06, 2015 | ||||
| TICKER: COV SECURITY ID: G2554F113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Reduction of Share Premium Account | Management | For | For |
| 3 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 4 | Amendment to Articles of Association | Management | For | For |
| 5 | Creation of Distributable Reserves of New Medtronic | Management | For | For |
| 6 | Advisory Vote on Golden Parachutes | Management | For | For |
| COVIDIEN PLC MEETING DATE: JAN 06, 2015 | ||||
| TICKER: COV SECURITY ID: G2554F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| DANAHER CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: DHR SECURITY ID: 235851102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| DENTSPLY INTERNATIONAL INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: XRAY SECURITY ID: 249030107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael C. Alfano | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director Willie A. Deese | Management | For | For |
| 1.4 | Elect Director William F. Hecht | Management | For | For |
| 1.5 | Elect Director Francis J. Lunger | Management | For | For |
| 1.6 | Elect Director Bret W. Wise | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DERMA SCIENCES, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: DSCI SECURITY ID: 249827502 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward J. Quilty | Management | For | For |
| 1.2 | Elect Director Srini Conjeevaram | Management | For | For |
| 1.3 | Elect Director Stephen T. Wills | Management | For | For |
| 1.4 | Elect Director Robert G. Moussa | Management | For | For |
| 1.5 | Elect Director Bruce F. Wesson | Management | For | For |
| 1.6 | Elect Director Brett D. Hewlett | Management | For | For |
| 1.7 | Elect Director Amy Paul | Management | For | For |
| 1.8 | Elect Director Samuel E. Navarro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| DEXCOM, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: DXCM SECURITY ID: 252131107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrance H. Gregg | Management | For | For |
| 1b | Elect Director Kevin Sayer | Management | For | For |
| 1c | Elect Director Nicholas Augustinos | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: EW SECURITY ID: 28176E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John T. Cardis | Management | For | For |
| 1b | Elect Director Kieran T. Gallahue | Management | For | For |
| 1c | Elect Director Barbara J. McNeil | Management | For | For |
| 1d | Elect Director Michael A. Mussallem | Management | For | For |
| 1e | Elect Director Nicholas J. Valeriani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ENDOLOGIX, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: ELGX SECURITY ID: 29266S106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John McDermott | Management | For | For |
| 1.2 | Elect Director Guido J. Neels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| FUKUDA DENSHI (ELECTRONICS) MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 6960 SECURITY ID: J15918105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Exchange Agreement with Atomic Sangyo KK | Management | For | Against |
| 2.1 | Elect Director Fukuda, Kotaro | Management | For | For |
| 2.2 | Elect Director Shirai, Daijiro | Management | For | For |
| 2.3 | Elect Director Tsubone, Izumi | Management | For | For |
| 2.4 | Elect Director Shirakawa, Osamu | Management | For | For |
| 2.5 | Elect Director Fukuda, Shuichi | Management | For | For |
| 2.6 | Elect Director Sugiyama, Masaaki | Management | For | For |
| 3.1 | Appoint Statutory Auditor Fujiwara, Junzo | Management | For | For |
| 3.2 | Appoint Statutory Auditor Suzuki, Isamu | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Fujito, Hisatoshi | Management | For | For |
| GENMARK DIAGNOSTICS, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: GNMK SECURITY ID: 372309104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hany Massarany | Management | For | For |
| 1.2 | Elect Director Kevin C. O'Boyle | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HEARTWARE INTERNATIONAL, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: HTWR SECURITY ID: 422368100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cynthia Feldmann | Management | For | For |
| 1.2 | Elect Director Denis Wade | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTEGRA LIFESCIENCES HOLDINGS CORPORATION MEETING DATE: MAY 22, 2015 | ||||
| TICKER: IART SECURITY ID: 457985208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Keith Bradley | Management | For | For |
| 1.3 | Elect Director Richard E. Caruso | Management | For | For |
| 1.4 | Elect Director Stuart M. Essig | Management | For | For |
| 1.5 | Elect Director Barbara B. Hill | Management | For | For |
| 1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.8 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.9 | Elect Director Christian S. Schade | Management | For | For |
| 1.10 | Elect Director James M. Sullivan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTUITIVE SURGICAL, INC. MEETING DATE: APR 23, 2015 | ||||
| TICKER: ISRG SECURITY ID: 46120E602 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Craig H. Barratt | Management | For | For |
| 1.2 | Elect Director Gary S. Guthart | Management | For | For |
| 1.3 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.4 | Elect Director Amal M. Johnson | Management | For | For |
| 1.5 | Elect Director Alan J. Levy | Management | For | For |
| 1.6 | Elect Director Mark J. Rubash | Management | For | For |
| 1.7 | Elect Director Lonnie M. Smith | Management | For | For |
| 1.8 | Elect Director George Stalk, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| K2M GROUP HOLDINGS, INC. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: KTWO SECURITY ID: 48273J107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul B. Queally | Management | For | For |
| 1.2 | Elect Director Raymond A. Ranelli | Management | For | For |
| 1.3 | Elect Director Eric D. Major | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KEYSIGHT TECHNOLOGIES, INC. MEETING DATE: MAR 19, 2015 | ||||
| TICKER: KEYS SECURITY ID: 49338L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.2 | Elect Director Charles J. Dockendorff | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LUMENIS LTD. MEETING DATE: JUL 02, 2014 | ||||
| TICKER: LMNS SECURITY ID: M6778Q121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Hope S. Taitz As External Director for Three Year Term | Management | For | For |
| 2.1 | Reelect Harel Beit-On as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.2 | Reelect Yoav Doppelt as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.3 | Reelect Arie Weisberg as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.4 | Reelect Shlomo Yanai as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3 | Subject to Approval of Item 1, Grant Hope S. Taitz Options to Purchase 13,235 Shares | Management | For | For |
| 4 | Reappoint Brightman Almagor Zohar & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 6 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| MALLINCKRODT PLC MEETING DATE: MAR 19, 2015 | ||||
| TICKER: MNK SECURITY ID: G5785G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Melvin D. Booth | Management | For | For |
| 1b | Elect Director Don M. Bailey | Management | For | For |
| 1c | Elect Director David R. Carlucci | Management | For | For |
| 1d | Elect Director J. Martin Carroll | Management | For | For |
| 1e | Elect Director Diane H. Gulyas | Management | For | For |
| 1f | Elect Director Nancy S. Lurker | Management | For | For |
| 1g | Elect Director JoAnn A. Reed | Management | For | For |
| 1h | Elect Director Angus C. Russell | Management | For | For |
| 1i | Elect Director Virgil D. Thompson | Management | For | For |
| 1j | Elect Director Mark C. Trudeau | Management | For | For |
| 1k | Elect Director Kneeland C. Youngblood | Management | For | For |
| 1l | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize the Price Range at which the Company can Reissue Shares that it Holds as Treasury Shares | Management | For | For |
| 7 | Authorize the Holding of the 2016 AGM at a Location Outside Ireland | Management | For | For |
| MASIMO CORPORATION MEETING DATE: JUN 02, 2015 | ||||
| TICKER: MASI SECURITY ID: 574795100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Joe Kiani | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| MEDTRONIC, INC. MEETING DATE: AUG 21, 2014 | ||||
| TICKER: MDT SECURITY ID: 585055106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard H. Anderson | Management | For | For |
| 1.2 | Elect Director Scott C. Donnelly | Management | For | For |
| 1.3 | Elect Director Omar Ishrak | Management | For | For |
| 1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.5 | Elect Director Michael O. Leavitt | Management | For | For |
| 1.6 | Elect Director James T. Lenehan | Management | For | For |
| 1.7 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.8 | Elect Director Kendall J. Powell | Management | For | For |
| 1.9 | Elect Director Robert C. Pozen | Management | For | For |
| 1.10 | Elect Director Preetha Reddy | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement for Establishing Range For Board Size | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement for Amendment of Articles | Management | For | For |
| MEDTRONIC, INC. MEETING DATE: JAN 06, 2015 | ||||
| TICKER: MDT SECURITY ID: 585055106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Reduction of Share Premium Account | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| MIRACA HOLDINGS INC MEETING DATE: JUN 24, 2015 | ||||
| TICKER: 4544 SECURITY ID: J4352B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Suzuki, Hiromasa | Management | For | For |
| 1.2 | Elect Director Ogawa, Shinji | Management | For | For |
| 1.3 | Elect Director Koyama, Takeshi | Management | For | For |
| 1.4 | Elect Director Hattori, Nobumichi | Management | For | For |
| 1.5 | Elect Director Kaneko, Yasunori | Management | For | For |
| 1.6 | Elect Director Nonaka, Hisatsugu | Management | For | For |
| 1.7 | Elect Director Iguchi, Naoki | Management | For | For |
| 1.8 | Elect Director Ishiguro, Miyuki | Management | For | For |
| 1.9 | Elect Director Ito, Ryoji | Management | For | For |
| 1.10 | Elect Director Takaoka, Kozo | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| NATUS MEDICAL INCORPORATED MEETING DATE: JUN 04, 2015 | ||||
| TICKER: BABY SECURITY ID: 639050103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Doris E. Engibous | Management | For | For |
| 1b | Elect Director William M. Moore | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| NEOVASC INC. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: NVC SECURITY ID: 64065J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Paul Geyer | Management | For | For |
| 2.2 | Elect Director Alexei Marko | Management | For | For |
| 2.3 | Elect Director Doug Janzen | Management | For | For |
| 2.4 | Elect Director Steven Rubin | Management | For | For |
| 2.5 | Elect Director Jane Hsiao | Management | For | For |
| 2.6 | Elect Director William O'Neill | Management | For | For |
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| NEVRO CORP. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: NVRO SECURITY ID: 64157F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael DeMane | Management | For | For |
| 1.2 | Elect Director Nathan B. Pliam | Management | For | For |
| 1.3 | Elect Director Brad Vale | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NXSTAGE MEDICAL, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: NXTM SECURITY ID: 67072V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey H. Burbank | Management | For | For |
| 1.2 | Elect Director Robert G. Funari | Management | For | For |
| 1.3 | Elect Director Daniel A. Giannini | Management | For | For |
| 1.4 | Elect Director Earl R. Lewis | Management | For | For |
| 1.5 | Elect Director Jean K. Mixer | Management | For | For |
| 1.6 | Elect Director Craig W. Moore | Management | For | For |
| 1.7 | Elect Director Reid S. Perper | Management | For | For |
| 1.8 | Elect Director Barry M. Straube | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| PUMA BIOTECHNOLOGY, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: PBYI SECURITY ID: 74587V107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan H. Auerbach | Management | For | For |
| 1.2 | Elect Director Thomas R. Malley | Management | For | For |
| 1.3 | Elect Director Jay M. Moyes | Management | For | For |
| 1.4 | Elect Director Troy E. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PKF Certified Public Accountants as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| PW MEDTECH GROUP LTD. MEETING DATE: JUL 16, 2014 | ||||
| TICKER: 01358 SECURITY ID: G7306W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Equity Transfer Agreement and Related Transactions | Management | For | For |
| RESMED INC. MEETING DATE: NOV 20, 2014 | ||||
| TICKER: RMD SECURITY ID: 761152107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Farrell | Management | For | For |
| 1b | Elect Director Chris Roberts | Management | For | For |
| 1c | Elect Director Jack Wareham | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SIENTRA, INC. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: SIEN SECURITY ID: 82621J105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jeffrey Nugent | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| SMITH & NEPHEW PLC MEETING DATE: APR 09, 2015 | ||||
| TICKER: SN. SECURITY ID: 83175M205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Vinita Bali as Director | Management | For | For |
| 5 | Re-elect Ian Barlow as Director | Management | For | For |
| 6 | Re-elect Olivier Bohuon as Director | Management | For | For |
| 7 | Re-elect Baroness Virginia Bottomley as Director | Management | For | For |
| 8 | Re-elect Julie Brown as Director | Management | For | For |
| 9 | Elect Erik Engstrom as Director | Management | For | For |
| 10 | Re-elect Michael Friedman as Director | Management | For | For |
| 11 | Re-elect Brian Larcombe as Director | Management | For | For |
| 12 | Re-elect Joseph Papa as Director | Management | For | For |
| 13 | Re-elect Roberto Quarta as Director | Management | For | For |
| 14 | Appoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ST. JUDE MEDICAL, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: STJ SECURITY ID: 790849103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John W. Brown | Management | For | For |
| 1b | Elect Director Daniel J. Starks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| STERIS CORPORATION MEETING DATE: JUL 30, 2014 | ||||
| TICKER: STE SECURITY ID: 859152100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Breeden | Management | For | For |
| 1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1.3 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 1.4 | Elect Director David B. Lewis | Management | For | For |
| 1.5 | Elect Director Kevin M. McMullen | Management | For | For |
| 1.6 | Elect Director Walter M Rosebrough, Jr. | Management | For | For |
| 1.7 | Elect Director Mohsen M. Sohi | Management | For | For |
| 1.8 | Elect Director John P. Wareham | Management | For | For |
| 1.9 | Elect Director Loyal W. Wilson | Management | For | For |
| 1.10 | Elect Director Michael B. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| STRYKER CORPORATION MEETING DATE: APR 29, 2015 | ||||
| TICKER: SYK SECURITY ID: 863667101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
| 1.1b | Elect Director Srikant M. Datar | Management | For | For |
| 1.1c | Elect Director Roch Doliveux | Management | For | For |
| 1.1d | Elect Director Louise L. Francesconi | Management | For | For |
| 1.1e | Elect Director Allan C. Golston | Management | For | For |
| 1.1f | Elect Director Kevin A. Lobo | Management | For | For |
| 1.1g | Elect Director William U. Parfet | Management | For | For |
| 1.1h | Elect Director Andrew K. Silvernail | Management | For | For |
| 1.1i | Elect Director Ronda E. Stryker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TANDEM DIABETES CARE, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: TNDM SECURITY ID: 875372104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dick P. Allen | Management | For | For |
| 1.2 | Elect Director Edward L. Cahill | Management | For | For |
| 1.3 | Elect Director Lonnie M. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TELEFLEX INCORPORATED MEETING DATE: MAY 01, 2015 | ||||
| TICKER: TFX SECURITY ID: 879369106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Candace H. Duncan | Management | For | For |
| 1.1b | Elect Director Stephen K. Klasko | Management | For | For |
| 1.1c | Elect Director Stuart A. Randle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| THE COOPER COMPANIES, INC. MEETING DATE: MAR 16, 2015 | ||||
| TICKER: COO SECURITY ID: 216648402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Thomas Bender | Management | For | For |
| 1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 1.3 | Elect Director Jody S. Lindell | Management | For | For |
| 1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
| 1.5 | Elect Director Steven Rosenberg | Management | For | For |
| 1.6 | Elect Director Allan E. Rubenstein | Management | For | For |
| 1.7 | Elect Director Robert S. Weiss | Management | For | For |
| 1.8 | Elect Director Stanley Zinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE SPECTRANETICS CORPORATION MEETING DATE: JUN 12, 2015 | ||||
| TICKER: SPNC SECURITY ID: 84760C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. John Fletcher | Management | For | For |
| 1.2 | Elect Director B. Kristine Johnson | Management | For | For |
| 1.3 | Elect Director Todd C. Schermerhorn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| TORNIER N.V. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: TRNX SECURITY ID: N87237108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sean D. Carney | Management | For | For |
| 1b | Elect Director Richard B. Emmitt | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Ratify E&Y Accountants LLP as Auditors for Dutch Statutory Accounts | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Ratify KPMG N.V. as Auditors for Dutch Statutory Accounts | Management | For | For |
| 6 | Adopt Dutch Statutory Annual Accounts | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Management to Issue Shares | Management | For | For |
| 10 | Authorize Management to Exclude Preemptive Rights from Share Issuances Under Item 9 | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| TORNIER N.V. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: TRNX SECURITY ID: N87237108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Change Company Name to Wright Medical Group N.V. | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5A | Remove Director Alain Tornier | Management | For | For |
| 5B | Remove Director Richard B. Emmitt | Management | For | For |
| 6A | Elect Director Robert J. Palmisano | Management | For | For |
| 6B | Elect Director David H. Mowry | Management | For | For |
| 6C | Elect Director Gary D. Blackford | Management | For | For |
| 6D | Elect Director Sean D. Carney | Management | For | For |
| 6E | Elect Director John L. Miclot | Management | For | For |
| 6F | Elect Director Kevin C. O'Boyle | Management | For | For |
| 6G | Elect Director Amy S. Paul | Management | For | For |
| 6H | Elect Director David D. Stevens | Management | For | For |
| 6I | Elect Director Richard F. Wallman | Management | For | For |
| 6J | Elect Director Elizabeth H. Weatherman | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| TRIVASCULAR TECHNOLOGIES, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: TRIV SECURITY ID: 89685A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher G. Chavez | Management | For | For |
| 1.2 | Elect Director Jake R. Nunn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VASCULAR SOLUTIONS, INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: VASC SECURITY ID: 92231M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin Emerson | Management | For | For |
| 1.2 | Elect Director John Erb | Management | For | For |
| 1.3 | Elect Director Richard Kramp | Management | For | For |
| 1.4 | Elect Director Richard Nigon | Management | For | For |
| 1.5 | Elect Director Paul O'Connell | Management | For | For |
| 1.6 | Elect Director Howard Root | Management | For | For |
| 1.7 | Elect Director Jorge Saucedo | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| ZELTIQ AESTHETICS, INC. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: ZLTQ SECURITY ID: 98933Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary M. Fisher | Management | For | For |
| 1.2 | Elect Director Jean M. George | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZIMMER HOLDINGS, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: ZMH SECURITY ID: 98956P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Christopher B. Begley | Management | For | For |
| 1.1b | Elect Director Betsy J. Bernard | Management | For | For |
| 1.1c | Elect Director Paul M. Bisaro | Management | For | For |
| 1.1d | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.1e | Elect Director David C. Dvorak | Management | For | For |
| 1.1f | Elect Director Michael J. Farrell | Management | For | For |
| 1.1g | Elect Director Larry C. Glasscock | Management | For | For |
| 1.1h | Elect Director Robert A. Hagemann | Management | For | For |
| 1.1i | Elect Director Arthur J. Higgins | Management | For | For |
| 1.1j | Elect Director Cecil B. Pickett | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Amend Deferred Compensation Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT MULTIMEDIA PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AMC ENTERTAINMENT HOLDINGS, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: AMC SECURITY ID: 00165C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lloyd Hill | Management | For | For |
| 1.2 | Elect Director Ning Ye | Management | For | For |
| 1.3 | Elect Director Howard Koch | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMC NETWORKS INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: AMCX SECURITY ID: 00164V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.2 | Elect Director Leonard Tow | Management | For | For |
| 1.3 | Elect Director David E. Van Zandt | Management | For | For |
| 1.4 | Elect Director Carl E. Vogel | Management | For | For |
| 1.5 | Elect Director Robert C. Wright | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 07, 2015 | ||||
| TICKER: BRCD SECURITY ID: 111621306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Judy Bruner | Management | For | For |
| 1.2 | Elect Director Lloyd A. Carney | Management | For | For |
| 1.3 | Elect Director Renato A. DiPentima | Management | For | For |
| 1.4 | Elect Director Alan L. Earhart | Management | For | For |
| 1.5 | Elect Director John W. Gerdelman | Management | For | For |
| 1.6 | Elect Director Dave House | Management | For | For |
| 1.7 | Elect Director L. William (Bill) Krause | Management | For | For |
| 1.8 | Elect Director David E. Roberson | Management | For | For |
| 1.9 | Elect Director Sanjay Vaswani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| 6 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| CHARTER COMMUNICATIONS, INC. MEETING DATE: MAR 17, 2015 | ||||
| TICKER: CHTR SECURITY ID: 16117M305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Mergers | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CHARTER COMMUNICATIONS, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: CHTR SECURITY ID: 16117M305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Lance Conn | Management | For | For |
| 1.2 | Elect Director Michael P. Huseby | Management | For | For |
| 1.3 | Elect Director Craig A. Jacobson | Management | For | For |
| 1.4 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.5 | Elect Director John C. Malone | Management | For | For |
| 1.6 | Elect Director John D. Markley, Jr. | Management | For | For |
| 1.7 | Elect Director David C. Merritt | Management | For | For |
| 1.8 | Elect Director Balan Nair | Management | For | Withhold |
| 1.9 | Elect Director Thomas M. Rutledge | Management | For | For |
| 1.10 | Elect Director Eric L. Zinterhofer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| COMCAST CORPORATION MEETING DATE: OCT 08, 2014 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| COMCAST CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| CUMULUS MEDIA INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: CMLS SECURITY ID: 231082108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lewis W. Dickey, Jr. | Management | For | For |
| 1.2 | Elect Director Mary G. Berner | Management | For | For |
| 1.3 | Elect Director Brian Cassidy | Management | For | For |
| 1.4 | Elect Director Ralph B. Everett | Management | For | For |
| 1.5 | Elect Director Alexis Glick | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Marcus | Management | For | For |
| 1.7 | Elect Director David M. Tolley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DIRECTV MEETING DATE: SEP 25, 2014 | ||||
| TICKER: DTV SECURITY ID: 25490A309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| DISCOVERY COMMUNICATIONS, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: DISCA SECURITY ID: 25470F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. Beck | Management | For | Withhold |
| 1.2 | Elect Director J. David Wargo | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Report on Plans to Increase Board Diversity | Shareholder | Against | Abstain |
| DISH NETWORK CORPORATION MEETING DATE: OCT 30, 2014 | ||||
| TICKER: DISH SECURITY ID: 25470M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George R. Brokaw | Management | For | For |
| 1.2 | Elect Director Joseph P. Clayton | Management | For | For |
| 1.3 | Elect Director James DeFranco | Management | For | For |
| 1.4 | Elect Director Cantey M. Ergen | Management | For | For |
| 1.5 | Elect Director Charles W. Ergen | Management | For | For |
| 1.6 | Elect Director Steven R. Goodbarn | Management | For | For |
| 1.7 | Elect Director Charles M. Lillis | Management | For | For |
| 1.8 | Elect Director Afshin Mohebbi | Management | For | For |
| 1.9 | Elect Director David K. Moskowitz | Management | For | For |
| 1.10 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.11 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| ENTERCOM COMMUNICATIONS CORP. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: ETM SECURITY ID: 293639100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Berkman | Management | For | For |
| 1.2 | Elect Director Joel Hollander | Management | For | For |
| 2.1 | Elect Director Joseph M. Field | Management | For | For |
| 2.2 | Elect Director David J. Field | Management | For | For |
| 2.3 | Elect Director Mark R. LaNeve | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FACEBOOK, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: FB SECURITY ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| GANNETT CO., INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: GCI SECURITY ID: 364730101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director John E. Cody | Management | For | For |
| 1.1b | Elect Director Howard D. Elias | Management | For | For |
| 1.1c | Elect Director Lidia Fonseca | Management | For | For |
| 1.1d | Elect Director John Jeffry Louis | Management | For | For |
| 1.1e | Elect Director Marjorie Magner | Management | For | For |
| 1.1f | Elect Director Gracia C. Martore | Management | For | For |
| 1.1g | Elect Director Scott K. McCune | Management | For | For |
| 1.1h | Elect Director Susan Ness | Management | For | For |
| 1.1i | Elect Director Tony A. Prophet | Management | For | For |
| 1.1j | Elect Director Neal Shapiro | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Stock Ownership Limitations | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| GLOBAL EAGLE ENTERTAINMENT INC. MEETING DATE: JUN 23, 2015 | ||||
| TICKER: ENT SECURITY ID: 37951D102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.2 | Elect Director Jeffrey A. Leddy | Management | For | For |
| 1.3 | Elect Director Stephen Hasker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GOOGLE INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: GOOG SECURITY ID: 38259P508 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | For |
| 1.10 | Elect Director K. Ram Shriram | Management | For | For |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Report on Costs of Renewable Energy Investments | Shareholder | Against | Abstain |
| 8 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Abstain |
| LIBERTY BROADBAND CORPORATION MEETING DATE: JUN 02, 2015 | ||||
| TICKER: LBRDA SECURITY ID: 530307107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director J. David Wargo | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| LIBERTY GLOBAL PLC MEETING DATE: FEB 24, 2015 | ||||
| TICKER: LBTYK SECURITY ID: G5480U120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt New Articles of Association | Management | For | For |
| 2 | Amend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares | Management | For | For |
| LIBERTY GLOBAL PLC MEETING DATE: FEB 24, 2015 | ||||
| TICKER: LBTYK SECURITY ID: G5480U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt New Articles of Association | Management | For | For |
| 2 | Approve Management and Allocation Policies Relating to the Liberty Global Group and LiLAC Group | Management | For | For |
| 3 | Approve Share Consolidation | Management | For | For |
| 4 | Amend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares | Management | For | For |
| 5 | Authorise Shares for Market Purchase | Management | For | For |
| 6 | Approve the Director Securities Purchase Proposal | Management | For | For |
| 7 | Approve Employee Savings-Related Share Purchase Plan | Management | For | For |
| 8 | Adopt New Articles of Association | Management | For | For |
| 9 | Amend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares | Management | For | For |
| LIBERTY GLOBAL PLC MEETING DATE: JUN 25, 2015 | ||||
| TICKER: LBTYK SECURITY ID: G5480U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael T. Fries | Management | For | For |
| 2 | Elect Director Paul A. Gould | Management | For | For |
| 3 | Elect Director John C. Malone | Management | For | For |
| 4 | Elect Director Larry E. Romrell | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | Against |
| 6 | Ratify KPMG LLP as Independent Auditors | Management | For | For |
| 7 | Ratify KPMG LLP as Statutory Auditor | Management | For | For |
| 8 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| LIBERTY MEDIA CORPORATION MEETING DATE: AUG 04, 2014 | ||||
| TICKER: LMCA SECURITY ID: 531229102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Evan D. Malone | Management | For | For |
| 1.2 | Elect Director David E. Rapley | Management | For | For |
| 1.3 | Elect Director Larry E. Romrell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| LIBERTY MEDIA CORPORATION MEETING DATE: JUN 02, 2015 | ||||
| TICKER: LMCA SECURITY ID: 531229102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian M. Deevy | Management | For | For |
| 1.2 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.3 | Elect Director Andrea L. Wong | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LIONS GATE ENTERTAINMENT CORP. MEETING DATE: SEP 09, 2014 | ||||
| TICKER: LGF SECURITY ID: 535919203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Burns | Management | For | For |
| 1.2 | Elect Director Gordon Crawford | Management | For | For |
| 1.3 | Elect Director Arthur Evrensel | Management | For | For |
| 1.4 | Elect Director Jon Feltheimer | Management | For | For |
| 1.5 | Elect Director Frank Giustra | Management | For | For |
| 1.6 | Elect Director Morley Koffman | Management | For | For |
| 1.7 | Elect Director Harald Ludwig | Management | For | For |
| 1.8 | Elect Director G. Scott Paterson | Management | For | For |
| 1.9 | Elect Director Mark H. Rachesky | Management | For | For |
| 1.10 | Elect Director Daryl Simm | Management | For | For |
| 1.11 | Elect Director Hardwick Simmons | Management | For | For |
| 1.12 | Elect Director Phyllis Yaffe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| LIVE NATION ENTERTAINMENT, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: LYV SECURITY ID: 538034109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Carleton | Management | For | For |
| 1.2 | Elect Director Jonathan Dolgen | Management | For | For |
| 1.3 | Elect Director Ari Emanuel | Management | For | For |
| 1.4 | Elect Director Robert Ted Enloe, III | Management | For | For |
| 1.5 | Elect Director Jeffrey T. Hinson | Management | For | For |
| 1.6 | Elect Director James Iovine | Management | For | For |
| 1.7 | Elect Director Margaret "Peggy" Johnson | Management | For | For |
| 1.8 | Elect Director James S. Kahan | Management | For | For |
| 1.9 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.10 | Elect Director Randall T. Mays | Management | For | For |
| 1.11 | Elect Director Michael Rapino | Management | For | For |
| 1.12 | Elect Director Mark S. Shapiro | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| OMNICOM GROUP INC. MEETING DATE: MAY 18, 2015 | ||||
| TICKER: OMC SECURITY ID: 681919106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Wren | Management | For | For |
| 1.2 | Elect Director Bruce Crawford | Management | For | For |
| 1.3 | Elect Director Alan R. Batkin | Management | For | For |
| 1.4 | Elect Director Mary C. Choksi | Management | For | For |
| 1.5 | Elect Director Robert Charles Clark | Management | For | For |
| 1.6 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.7 | Elect Director Errol M. Cook | Management | For | For |
| 1.8 | Elect Director Susan S. Denison | Management | For | For |
| 1.9 | Elect Director Michael A. Henning | Management | For | For |
| 1.10 | Elect Director John R. Murphy | Management | For | For |
| 1.11 | Elect Director John R. Purcell | Management | For | For |
| 1.12 | Elect Director Linda Johnson Rice | Management | For | For |
| 1.13 | Elect Director Gary L. Roubos | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: IPG SECURITY ID: 460690100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jocelyn Carter-miller | Management | For | For |
| 2 | Elect Director Deborah G. Ellinger | Management | For | For |
| 3 | Elect Director H. John Greeniaus | Management | For | For |
| 4 | Elect Director Mary Steele Guilfoile | Management | For | For |
| 5 | Elect Director Dawn Hudson | Management | For | For |
| 6 | Elect Director William T. Kerr | Management | For | For |
| 7 | Elect Director Henry S. Miller | Management | For | For |
| 8 | Elect Director Jonathan F. Miller | Management | For | For |
| 9 | Elect Director Michael I. Roth | Management | For | For |
| 10 | Elect Director David M. Thomas | Management | For | For |
| 11 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE MADISON SQUARE GARDEN COMPANY MEETING DATE: DEC 18, 2014 | ||||
| TICKER: MSG SECURITY ID: 55826P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Parsons | Management | For | For |
| 1.2 | Elect Director Nelson Peltz | Management | For | For |
| 1.3 | Elect Director Scott M. Sperling | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE WALT DISNEY COMPANY MEETING DATE: MAR 12, 2015 | ||||
| TICKER: DIS SECURITY ID: 254687106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director John S. Chen | Management | For | For |
| 1c | Elect Director Jack Dorsey | Management | For | For |
| 1d | Elect Director Robert A. Iger | Management | For | For |
| 1e | Elect Director Fred H. Langhammer | Management | For | For |
| 1f | Elect Director Aylwin B. Lewis | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Robert W. Matschullat | Management | For | For |
| 1i | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1j | Elect Director Orin C. Smith | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| TIME WARNER CABLE INC. MEETING DATE: OCT 09, 2014 | ||||
| TICKER: TWC SECURITY ID: 88732J207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| TIME WARNER INC. MEETING DATE: JUN 19, 2015 | ||||
| TICKER: TWX SECURITY ID: 887317303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James L. Barksdale | Management | For | For |
| 1b | Elect Director William P. Barr | Management | For | For |
| 1c | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 1d | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1e | Elect Director Robert C. Clark | Management | For | For |
| 1f | Elect Director Mathias Dopfner | Management | For | For |
| 1g | Elect Director Jessica P. Einhorn | Management | For | For |
| 1h | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1i | Elect Director Fred Hassan | Management | For | For |
| 1j | Elect Director Kenneth J. Novack | Management | For | For |
| 1k | Elect Director Paul D. Wachter | Management | For | For |
| 1l | Elect Director Deborah C. Wright | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Board Oversight of Tobacco Use Depicted in Products | Shareholder | Against | Against |
| 6 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | Abstain |
| WAYFAIR INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: W SECURITY ID: 94419L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Neeraj Agrawal | Management | For | For |
| 1b | Elect Director Julie Bradley | Management | For | For |
| 1c | Elect Director Steven Conine | Management | For | For |
| 1d | Elect Director Alex Finkelstein | Management | For | For |
| 1e | Elect Director Robert Gamgort | Management | For | For |
| 1f | Elect Director Michael Kumin | Management | For | For |
| 1g | Elect Director Ian Lane | Management | For | For |
| 1h | Elect Director Romero Rodrigues | Management | For | For |
| 1i | Elect Director Niraj Shah | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| YAHOO! INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: YHOO SECURITY ID: 984332106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Filo | Management | For | For |
| 1.2 | Elect Director Susan M. James | Management | For | For |
| 1.3 | Elect Director Max R. Levchin | Management | For | For |
| 1.4 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Charles R. Schwab | Management | For | For |
| 1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1.8 | Elect Director Jane E. Shaw | Management | For | For |
| 1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT NATURAL GAS PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ADVANTAGE OIL & GAS LTD. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: AAV SECURITY ID: 00765F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Stephen E. Balog | Management | For | For |
| 2.2 | Elect Director Paul G. Haggis | Management | For | For |
| 2.3 | Elect Director Andy J. Mah | Management | For | For |
| 2.4 | Elect Director Ronald A. McIntosh | Management | For | For |
| 2.5 | Elect Director Grant B. Fagerheim | Management | For | For |
| 2.6 | Elect Director Jill T. Angevine | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| 5 | Approve Restricted and Performance Award Incentive Plan | Management | For | Against |
| 6 | Approve Shareholder Rights Plan | Management | For | For |
| AGL RESOURCES INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: GAS SECURITY ID: 001204106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sandra N. Bane | Management | For | For |
| 1b | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1c | Elect Director Norman R. Bobins | Management | For | For |
| 1d | Elect Director Charles R. Crisp | Management | For | For |
| 1e | Elect Director Brenda J. Gaines | Management | For | For |
| 1f | Elect Director Arthur E. Johnson | Management | For | For |
| 1g | Elect Director Wyck A. Knox, Jr. | Management | For | For |
| 1h | Elect Director Dennis M. Love | Management | For | For |
| 1i | Elect Director Dean R. O'Hare | Management | For | For |
| 1j | Elect Director Armando J. Olivera | Management | For | For |
| 1k | Elect Director John E. Rau | Management | For | For |
| 1l | Elect Director James A. Rubright | Management | For | For |
| 1m | Elect Director John W. Somerhalder, II | Management | For | For |
| 1n | Elect Director Bettina M. Whyte | Management | For | For |
| 1o | Elect Director Henry C. Wolf | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Right to Call Special Meeting | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: APC SECURITY ID: 032511107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Anthony R. Chase | Management | For | For |
| 1.1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1.1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1.1d | Elect Director Peter J. Fluor | Management | For | For |
| 1.1e | Elect Director Richard L. George | Management | For | For |
| 1.1f | Elect Director Joseph W. Gorder | Management | For | For |
| 1.1g | Elect Director John R. Gordon | Management | For | For |
| 1.1h | Elect Director Mark C. McKinley | Management | For | For |
| 1.1i | Elect Director Eric D. Mullins | Management | For | For |
| 1.1j | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Abstain |
| APACHE CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: APA SECURITY ID: 037411105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director George D. Lawrence | Management | For | For |
| 2 | Elect Director John E. Lowe | Management | For | For |
| 3 | Elect Director Rodman D. Patton | Management | For | For |
| 4 | Elect Director Charles J. Pitman | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Proxy Access | Shareholder | For | Against |
| ARCHER LTD. MEETING DATE: SEP 19, 2014 | ||||
| TICKER: ARCHER SECURITY ID: G0451H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Tor Troim as Director | Management | For | Did Not Vote |
| 2 | Reelect Kate Blankenship as Director | Management | For | Did Not Vote |
| 3 | Reelect Cecilie Fredriksen as Director | Management | For | Did Not Vote |
| 4 | Reelect Giovanni Dell'Orto as Director | Management | For | Did Not Vote |
| 5 | Reelect John Reynolds as Director | Management | For | Did Not Vote |
| 6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Directors in the Aggregate Maximum Amount of USD 500,000 | Management | For | Did Not Vote |
| BAKER HUGHES INCORPORATED MEETING DATE: MAR 27, 2015 | ||||
| TICKER: BHI SECURITY ID: 057224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| BAKER HUGHES INCORPORATED MEETING DATE: MAY 14, 2015 | ||||
| TICKER: BHI SECURITY ID: 057224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Larry D. Brady | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Martin S. Craighead | Management | For | For |
| 1e | Elect Director William H. Easter, III | Management | For | For |
| 1f | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1g | Elect Director Anthony G. Fernandes | Management | For | For |
| 1h | Elect Director Claire W. Gargalli | Management | For | For |
| 1i | Elect Director Pierre H. Jungels | Management | For | For |
| 1j | Elect Director James A. Lash | Management | For | For |
| 1k | Elect Director J. Larry Nichols | Management | For | For |
| 1l | Elect Director James W. Stewart | Management | For | For |
| 1m | Elect Director Charles L. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BELLATRIX EXPLORATION LTD. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: BXE SECURITY ID: 078314101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Twelve | Management | For | For |
| 2.1 | Elect Director Raymond G. Smith | Management | For | For |
| 2.2 | Elect Director Doug N. Baker | Management | For | For |
| 2.3 | Elect Director Murray L. Cobbe | Management | For | For |
| 2.4 | Elect Director John H. Cuthbertson | Management | For | For |
| 2.5 | Elect Director W.C. (Mickey) Dunn | Management | For | For |
| 2.6 | Elect Director Melvin M. Hawkrigg | Management | For | For |
| 2.7 | Elect Director Robert A. Johnson | Management | For | For |
| 2.8 | Elect Director Daniel Lewis | Management | For | For |
| 2.9 | Elect Director Keith E. Macdonald | Management | For | For |
| 2.10 | Elect Director Steven J. Pully | Management | For | For |
| 2.11 | Elect Director Murray B. Todd | Management | For | For |
| 2.12 | Elect Director Keith Turnbull | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| 5 | Amend By-Laws | Management | For | For |
| 6 | Authorize New Class of Preferred Shares | Management | For | For |
| 7 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CABOT OIL & GAS CORPORATION MEETING DATE: APR 23, 2015 | ||||
| TICKER: COG SECURITY ID: 127097103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Rhys J. Best | Management | For | For |
| 1.1b | Elect Director Dan O. Dinges | Management | For | For |
| 1.1c | Elect Director James R. Gibbs | Management | For | For |
| 1.1d | Elect Director Robert L. Keiser | Management | For | For |
| 1.1e | Elect Director Robert Kelley | Management | For | For |
| 1.1f | Elect Director W. Matt Ralls | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | Abstain |
| 5 | Proxy Access | Shareholder | Against | Against |
| CAMERON INTERNATIONAL CORPORATION MEETING DATE: MAY 08, 2015 | ||||
| TICKER: CAM SECURITY ID: 13342B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director H. Paulett Eberhart | Management | For | For |
| 1.2 | Elect Director Peter J. Fluor | Management | For | For |
| 1.3 | Elect Director Douglas L. Foshee | Management | For | For |
| 1.4 | Elect Director Rodolfo Landim | Management | For | For |
| 1.5 | Elect Director Jack B. Moore | Management | For | For |
| 1.6 | Elect Director Michael E. Patrick | Management | For | For |
| 1.7 | Elect Director Timothy J. Probert | Management | For | For |
| 1.8 | Elect Director Jon Erik Reinhardsen | Management | For | For |
| 1.9 | Elect Director R. Scott Rowe | Management | For | For |
| 1.10 | Elect Director Brent J. Smolik | Management | For | For |
| 1.11 | Elect Director Bruce W. Wilkinson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CANADIAN NATURAL RESOURCES LIMITED MEETING DATE: MAY 07, 2015 | ||||
| TICKER: CNQ SECURITY ID: 136385101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Frank J. McKenna, David A. Tuer, and Annette M. Verschuren as Directors | Management | For | For |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
| 1.4 | Elect Director Gary A. Filmon | Management | For | For |
| 1.5 | Elect Director Christopher L. Fong | Management | For | For |
| 1.6 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.8 | Elect Director Steve W. Laut | Management | For | For |
| 1.9 | Elect Director Frank J. McKenna | Management | For | For |
| 1.10 | Elect Director David A. Tuer | Management | For | For |
| 1.11 | Elect Director Annette M. Verschuren | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CHESAPEAKE ENERGY CORPORATION MEETING DATE: MAY 22, 2015 | ||||
| TICKER: CHK SECURITY ID: 165167107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Archie W. Dunham | Management | For | For |
| 1b | Elect Director Vincent J. Intrieri | Management | For | For |
| 1c | Elect Director Robert D. Lawler | Management | For | For |
| 1d | Elect Director John J. Lipinski | Management | For | For |
| 1e | Elect Director R. Brad Martin | Management | For | For |
| 1f | Elect Director Merrill A. 'Pete' Miller, Jr. | Management | For | For |
| 1g | Elect Director Frederic M. Poses | Management | For | For |
| 1h | Elect Director Kimberly K. Querrey | Management | For | For |
| 1i | Elect Director Louis A. Raspino | Management | For | For |
| 1j | Elect Director Thomas L. Ryan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 5 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | Abstain |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Establish Risk Oversight Committee | Shareholder | Against | Against |
| CIMAREX ENERGY CO. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: XEC SECURITY ID: 171798101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph R. Albi | Management | For | For |
| 1.2 | Elect Director Michael J. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| CONSOL ENERGY INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: CNX SECURITY ID: 20854P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Brett Harvey | Management | For | For |
| 1.2 | Elect Director Nicholas J. DeIuliis | Management | For | For |
| 1.3 | Elect Director Philip W. Baxter | Management | For | For |
| 1.4 | Elect Director Alvin R. Carpenter | Management | For | For |
| 1.5 | Elect Director William E. Davis | Management | For | For |
| 1.6 | Elect Director David C. Hardesty, Jr. | Management | For | For |
| 1.7 | Elect Director Maureen E. Lally-Green | Management | For | For |
| 1.8 | Elect Director Gregory A. Lanham | Management | For | For |
| 1.9 | Elect Director John T. Mills | Management | For | For |
| 1.10 | Elect Director William P. Powell | Management | For | For |
| 1.11 | Elect Director William N. Thorndike, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| 5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Abstain |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| CREW ENERGY INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: CR SECURITY ID: 226533107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Five | Management | For | For |
| 2.1 | Elect Director John A. Brussa | Management | For | For |
| 2.2 | Elect Director Jeffery E. Errico | Management | For | For |
| 2.3 | Elect Director Dennis L. Nerland | Management | For | For |
| 2.4 | Elect Director Dale O. Shwed | Management | For | For |
| 2.5 | Elect Director David G. Smith | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| CROWN POINT ENERGY INC. MEETING DATE: FEB 24, 2015 | ||||
| TICKER: CWV SECURITY ID: 228462925 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Card) | ||||
| 1 | Approve Issuance of Shares in One or More Private Placements | Management | For | For |
| 2 | Removal of Existing Board Directors: John Clark, Denny Deren, Gordon Kettleson, Carlos Olivieri, Keith Turnbull, Pablo Peralta and Gabriel Obrador | Shareholder | Against | Against |
| 3 | Fix Number of Directors at Five | Shareholder | Against | Against |
| 4 | Elect Directors: Jorge de Pablo, Alejandro Rojas and Ruben Maltoni | Shareholder | Withhold | Withhold |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1 | Approve Issuance of Shares in One or More Private Placements | Management | Against | Did Not Vote |
| 2 | Removal of Existing Board Directors: John Clark, Denny Deren, Gordon Kettleson, Carlos Olivieri, Keith Turnbull, Pablo Peralta and Gabriel Obrador | Shareholder | For | Did Not Vote |
| 3 | Fix Number of Directors at Five | Shareholder | For | Did Not Vote |
| 4 | Elect Directors Jorge de Pablo, Alejandro Rojas and Ruben Maltoni | Shareholder | For | Did Not Vote |
| 5 | Approve Alternative Financing proposed by LAIG | Management | For | Did Not Vote |
| DEVON ENERGY CORPORATION MEETING DATE: JUN 03, 2015 | ||||
| TICKER: DVN SECURITY ID: 25179M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director Robert H. Henry | Management | For | For |
| 1.4 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.5 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.6 | Elect Director J. Larry Nichols | Management | For | For |
| 1.7 | Elect Director Duane C. Radtke | Management | For | For |
| 1.8 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.9 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Review Public Policy Advocacy on Climate Change | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| DYNAGAS LNG PARTNERS LP MEETING DATE: OCT 23, 2014 | ||||
| TICKER: DLNG SECURITY ID: Y2188B108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Evangelos Vlahoulis | Management | For | For |
| 2 | Elect Director Alexios Rodopoulos | Management | For | For |
| 3 | Elect Director Levon A. Dedegian | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| ENCANA CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: ECA SECURITY ID: 292505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter A. Dea | Management | For | For |
| 1.2 | Elect Director Fred J. Fowler | Management | For | For |
| 1.3 | Elect Director Howard J. Mayson | Management | For | For |
| 1.4 | Elect Director Lee A. McIntire | Management | For | For |
| 1.5 | Elect Director Margaret A. McKenzie | Management | For | For |
| 1.6 | Elect Director Suzanne P. Nimocks | Management | For | For |
| 1.7 | Elect Director Jane L. Peverett | Management | For | For |
| 1.8 | Elect Director Brian G. Shaw | Management | For | For |
| 1.9 | Elect Director Douglas J. Suttles | Management | For | For |
| 1.10 | Elect Director Bruce G. Waterman | Management | For | For |
| 1.11 | Elect Director Clayton H. Woitas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Authorize New Class of Preferred Stock | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| EOG RESOURCES, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: EOG SECURITY ID: 26875P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Janet F. Clark | Management | For | For |
| 1.1b | Elect Director Charles R. Crisp | Management | For | For |
| 1.1c | Elect Director James C. Day | Management | For | For |
| 1.1d | Elect Director H. Leighton Steward | Management | For | For |
| 1.1e | Elect Director Donald F. Textor | Management | For | For |
| 1.1f | Elect Director William R. Thomas | Management | For | For |
| 1.1g | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| 5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| EQT CORPORATION MEETING DATE: APR 15, 2015 | ||||
| TICKER: EQT SECURITY ID: 26884L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip G. Behrman | Management | For | For |
| 1.2 | Elect Director A. Bray Cary, Jr. | Management | For | For |
| 1.3 | Elect Director Margaret K. Dorman | Management | For | For |
| 1.4 | Elect Director David L. Porges | Management | For | For |
| 1.5 | Elect Director James E. Rohr | Management | For | For |
| 1.6 | Elect Director David S. Shapira | Management | For | For |
| 1.7 | Elect Director Lee T. Todd, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ERA GROUP INC. MEETING DATE: OCT 06, 2014 | ||||
| TICKER: ERA SECURITY ID: 26885G109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Fabrikant | Management | For | For |
| 1.2 | Elect Director Ann Fairbanks | Management | For | For |
| 1.3 | Elect Director Blaine V. ('Fin') Fogg | Management | For | For |
| 1.4 | Elect Director Christopher P. Papouras | Management | For | For |
| 1.5 | Elect Director Yueping Sun | Management | For | For |
| 1.6 | Elect Director Steven Webster | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ERA GROUP INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: ERA SECURITY ID: 26885G109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Bradshaw | Management | For | For |
| 1.2 | Elect Director Charles Fabrikant | Management | For | For |
| 1.3 | Elect Director Ann Fairbanks | Management | For | For |
| 1.4 | Elect Director Blaine V. ('Fin') Fogg | Management | For | For |
| 1.5 | Elect Director Christopher P. Papouras | Management | For | For |
| 1.6 | Elect Director Yueping Sun | Management | For | For |
| 1.7 | Elect Director Steven Webster | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FORUM ENERGY TECHNOLOGIES, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: FET SECURITY ID: 34984V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael McShane | Management | For | For |
| 1.2 | Elect Director Terence M. O ' Toole | Management | For | For |
| 1.3 | Elect Director Louis A. Raspino | Management | For | For |
| 1.4 | Elect Director John Schmitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GOLAR LNG LIMITED MEETING DATE: SEP 19, 2014 | ||||
| TICKER: GLNG SECURITY ID: G9456A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect John Fredriksen as Director | Management | For | Against |
| 2 | Reelect Kate Blankenship as Director | Management | For | For |
| 3 | Reelect Hans Petter Aas as Director | Management | For | For |
| 4 | Reelect Tor Olav Troim as Director | Management | For | Against |
| 5 | Reelect Georgina E. Sousa as Director | Management | For | Against |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Reappoint Ernst & Young LLP of London, England as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| GULFPORT ENERGY CORPORATION MEETING DATE: JUN 18, 2015 | ||||
| TICKER: GPOR SECURITY ID: 402635304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael G. Moore | Management | For | For |
| 1.2 | Elect Director Donald L. Dillingham | Management | For | For |
| 1.3 | Elect Director Craig Groeschel | Management | For | For |
| 1.4 | Elect Director David L. Houston | Management | For | For |
| 1.5 | Elect Director Ben T. Morris | Management | For | For |
| 1.6 | Elect Director Scott E. Streller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| HESS CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: HES SECURITY ID: 42809H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney F. Chase | Management | For | For |
| 1.2 | Elect Director Terrence J. Checki | Management | For | For |
| 1.3 | Elect Director Harvey Golub | Management | For | For |
| 1.4 | Elect Director John B. Hess | Management | For | For |
| 1.5 | Elect Director Edith E. Holiday | Management | For | For |
| 1.6 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1.7 | Elect Director David McManus | Management | For | For |
| 1.8 | Elect Director John H. Mullin, III | Management | For | For |
| 1.9 | Elect Director James H. Quigley | Management | For | For |
| 1.10 | Elect Director Robert N. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Abstain |
| KINDER MORGAN, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: KMI SECURITY ID: 49456B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Kinder | Management | For | For |
| 1.2 | Elect Director Steven J. Kean | Management | For | For |
| 1.3 | Elect Director Ted A. Gardner | Management | For | For |
| 1.4 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 1.5 | Elect Director Gary L. Hultquist | Management | For | For |
| 1.6 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
| 1.7 | Elect Director Deborah A. MacDonald | Management | For | For |
| 1.8 | Elect Director Michael J. Miller | Management | For | For |
| 1.9 | Elect Director Michael C. Morgan | Management | For | For |
| 1.10 | Elect Director Arthur C. Reichstetter | Management | For | For |
| 1.11 | Elect Director Fayez Sarofim | Management | For | For |
| 1.12 | Elect Director C. Park Shaper | Management | For | For |
| 1.13 | Elect Director William A. Smith | Management | For | For |
| 1.14 | Elect Director Joel V. Staff | Management | For | For |
| 1.15 | Elect Director Robert F. Vagt | Management | For | For |
| 1.16 | Elect Director Perry M. Waughtal | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Amend Charter to Eliminate Inapplicable Provisions | Management | For | For |
| 7 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | Abstain |
| 8 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| 9 | Report on Sustainability | Shareholder | Against | Abstain |
| LEKOIL LTD. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: LEK SECURITY ID: G5462G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Re-appoint KPMG LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| MARATHON OIL CORPORATION MEETING DATE: APR 29, 2015 | ||||
| TICKER: MRO SECURITY ID: 565849106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1.1b | Elect Director Pierre Brondeau | Management | For | For |
| 1.1c | Elect Director Chadwick C. Deaton | Management | For | For |
| 1.1d | Elect Director Marcela E. Donadio | Management | For | For |
| 1.1e | Elect Director Philip Lader | Management | For | For |
| 1.1f | Elect Director Michael E. J. Phelps | Management | For | For |
| 1.1g | Elect Director Dennis H. Reilley | Management | For | For |
| 1.1h | Elect Director Lee M. Tillman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| 5 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | Abstain |
| NEWFIELD EXPLORATION COMPANY MEETING DATE: MAY 15, 2015 | ||||
| TICKER: NFX SECURITY ID: 651290108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lee K. Boothby | Management | For | For |
| 1b | Elect Director Pamela J. Gardner | Management | For | For |
| 1c | Elect Director John Randolph Kemp, III | Management | For | For |
| 1d | Elect Director Steven W. Nance | Management | For | For |
| 1e | Elect Director Thomas G. Ricks | Management | For | For |
| 1f | Elect Director Juanita M. Romans | Management | For | For |
| 1g | Elect Director John W. Schanck | Management | For | For |
| 1h | Elect Director J. Terry Strange | Management | For | For |
| 2 | Ratify PricewaterhousCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5A | Amend Omnibus Stock Plan | Management | For | For |
| 5B | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6A | Increase Authorized Common Stock | Management | For | For |
| 6B | Increase Authorized Preferred Stock | Management | For | Against |
| NISOURCE INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: NI SECURITY ID: 65473P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard A. Abdoo | Management | For | For |
| 2 | Elect Director Aristides S. Candris | Management | For | For |
| 3 | Elect Director Sigmund L. Cornelius | Management | For | For |
| 4 | Elect Director Michael E. Jesanis | Management | For | For |
| 5 | Elect Director Marty R. Kittrell | Management | For | For |
| 6 | Elect Director W. Lee Nutter | Management | For | For |
| 7 | Elect Director Deborah S. Parker | Management | For | For |
| 8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
| 9 | Elect Director Teresa A.Taylor | Management | For | For |
| 10 | Elect Director Richard L. Thompson | Management | For | For |
| 11 | Elect Director Carolyn Y. Woo | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Approve Decrease in Size of Board | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | For |
| 17 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| NORTHERN BLIZZARD RESOURCES INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: NBZ SECURITY ID: 664784105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Elect Director John Rooney | Management | For | For |
| 3 | Elect Director Jim Artindale | Management | For | For |
| 4 | Elect Director Ian Bruce | Management | For | For |
| 5 | Elect Director Craig Glick | Management | For | For |
| 6 | Elect Director Harold (Hal) Kvisle | Management | For | For |
| 7 | Elect Director Doug Manner | Management | For | For |
| 8 | Elect Director Brian Minnehan | Management | For | For |
| 9 | Elect Director Robert Tichio | Management | For | For |
| 10 | Elect Director Olivia Wassenaar | Management | For | For |
| OIL STATES INTERNATIONAL, INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: OIS SECURITY ID: 678026105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director S. James Nelson | Management | For | For |
| 1.2 | Elect Director Gary L. Rosenthal | Management | For | For |
| 1.3 | Elect Director William T. Van Kleef | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PACIFIC DRILLING S.A. MEETING DATE: NOV 24, 2014 | ||||
| TICKER: PDSA SECURITY ID: L7257P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Repurchase | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| PACIFIC DRILLING S.A. MEETING DATE: MAY 11, 2015 | ||||
| TICKER: PDSA SECURITY ID: L7257P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Discharge of Directors | Management | For | For |
| 5.1 | Reelect Ron Moskovitz as Director | Management | For | For |
| 5.2 | Reelect Christian J. Beckett as Director | Management | For | For |
| 5.3 | Reelect Laurence N. Charney as Director | Management | For | For |
| 5.4 | Reelect Jeremy Asher as Director | Management | For | For |
| 5.5 | Reelect Paul Wolff as Director | Management | For | For |
| 5.6 | Reelect Elias Sakellis as Director | Management | For | For |
| 5.7 | Reelect Cyril Ducau as Director | Management | For | For |
| 5.8 | Reelect Robert A. Schwed as Director | Management | For | For |
| 5.9 | Reelect Sami Iskander as Director | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Approve Share Repurchase | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 9 | Renew Appointment of KPMG as Auditor | Management | For | For |
| PATTERSON-UTI ENERGY, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: PTEN SECURITY ID: 703481101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark S. Siegel | Management | For | For |
| 1.2 | Elect Director Kenneth N. Berns | Management | For | For |
| 1.3 | Elect Director Charles O. Buckner | Management | For | For |
| 1.4 | Elect Director Michael W. Conlon | Management | For | For |
| 1.5 | Elect Director Curtis W. Huff | Management | For | For |
| 1.6 | Elect Director Terry H. Hunt | Management | For | For |
| 1.7 | Elect Director Tiffany J. Thom | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PDC ENERGY, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: PDCE SECURITY ID: 69327R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Crisafio | Management | For | For |
| 1.2 | Elect Director Kimberly Luff Wakim | Management | For | For |
| 1.3 | Elect Director Barton R. Brookman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change State of Incorporation form Nevada to Delaware | Management | For | For |
| ROWAN COMPANIES PLC MEETING DATE: AUG 15, 2014 | ||||
| TICKER: RDC SECURITY ID: G7665A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Capital Reduction | Management | For | For |
| SAVANNAH PETROLEUM PLC MEETING DATE: MAR 27, 2015 | ||||
| TICKER: SAVP SECURITY ID: G781AA104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
| SAVANNAH PETROLEUM PLC MEETING DATE: JUN 29, 2015 | ||||
| TICKER: SAVP SECURITY ID: G781AA104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Stephen Jenkins as Director | Management | For | For |
| 3 | Elect Andrew Knott as Director | Management | For | For |
| 4 | Elect Marco Iannotti as Director | Management | For | For |
| 5 | Elect David Jamison as Director | Management | For | For |
| 6 | Appoint Grant Thornton UK LLP as Auditors | Management | For | For |
| 7 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise the Company to Use Electronic Communications | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| SCHLUMBERGER LIMITED MEETING DATE: APR 08, 2015 | ||||
| TICKER: SLB SECURITY ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Peter L.S. Currie as Director | Management | For | For |
| 1b | Elect K. Vaman Kamath as Director | Management | For | For |
| 1c | Elect V. Maureen Kempston Darkes as Director | Management | For | For |
| 1d | Elect Paal Kibsgaard as Director | Management | For | For |
| 1e | Elect Nikolay Kudryavtsev as Director | Management | For | For |
| 1f | Elect Michael E. Marks as Director | Management | For | For |
| 1g | Elect Indra K. Nooyi as Director | Management | For | For |
| 1h | Elect Lubna S. Olayan as Director | Management | For | For |
| 1i | Elect Leo Rafael Reif as Director | Management | For | For |
| 1j | Elect Tore I. Sandvold as Director | Management | For | For |
| 1k | Elect Henri Seydoux as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 19, 2015 | ||||
| TICKER: SWN SECURITY ID: 845467109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Gass | Management | For | For |
| 1.2 | Elect Director Catherine A. Kehr | Management | For | For |
| 1.3 | Elect Director Greg D. Kerley | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Elliott Pew | Management | For | For |
| 1.8 | Elect Director Terry W. Rathert | Management | For | For |
| 1.9 | Elect Director Alan H. Stevens | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 5 | Proxy Access | Shareholder | Against | Against |
| SUNCOR ENERGY INC MEETING DATE: APR 30, 2015 | ||||
| TICKER: SU SECURITY ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Jacynthe Cote | Management | For | For |
| 1.3 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.4 | Elect Director W. Douglas Ford | Management | For | For |
| 1.5 | Elect Director John D. Gass | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.9 | Elect Director James W. Simpson | Management | For | For |
| 1.10 | Elect Director Eira M. Thomas | Management | For | For |
| 1.11 | Elect Director Steven W. Williams | Management | For | For |
| 1.12 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend By-laws | Management | For | For |
| 4 | Approve Advance Notice Policy | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SUPERIOR ENERGY SERVICES, INC. MEETING DATE: MAY 22, 2015 | ||||
| TICKER: SPN SECURITY ID: 868157108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold J. Bouillion | Management | For | For |
| 1.2 | Elect Director David D. Dunlap | Management | For | For |
| 1.3 | Elect Director James M. Funk | Management | For | For |
| 1.4 | Elect Director Terence E. Hall | Management | For | For |
| 1.5 | Elect Director Peter D. Kinnear | Management | For | For |
| 1.6 | Elect Director Michael M. McShane | Management | For | For |
| 1.7 | Elect Director W. Matt Ralls | Management | For | For |
| 1.8 | Elect Director Justin L. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| SURGE ENERGY INC. MEETING DATE: MAY 04, 2015 | ||||
| TICKER: SGY SECURITY ID: 86880Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Paul Colborne | Management | For | For |
| 2.2 | Elect Director P. Daniel O'Neil | Management | For | For |
| 2.3 | Elect Director Robert Leach | Management | For | For |
| 2.4 | Elect Director James Pasieka | Management | For | For |
| 2.5 | Elect Director Keith Macdonald | Management | For | For |
| 2.6 | Elect Director Murray Smith | Management | For | For |
| 2.7 | Elect Director Colin Davies | Management | For | For |
| 2.8 | Elect Director Daryl Gilbert | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: WMB SECURITY ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.4 | Elect Director John A. Hagg | Management | For | For |
| 1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 1.6 | Elect Director Ralph Izzo | Management | For | For |
| 1.7 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.8 | Elect Director Eric W. Mandelblatt | Management | For | For |
| 1.9 | Elect Director Keith A. Meister | Management | For | For |
| 1.10 | Elect Director Steven W. Nance | Management | For | For |
| 1.11 | Elect Director Murray D. Smith | Management | For | For |
| 1.12 | Elect Director Janice D. Stoney | Management | For | For |
| 1.13 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRANSCANADA CORPORATION MEETING DATE: MAY 01, 2015 | ||||
| TICKER: TRP SECURITY ID: 89353D107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin E. Benson | Management | For | For |
| 1.2 | Elect Director Derek H. Burney | Management | For | For |
| 1.3 | Elect Director Paule Gauthier | Management | For | For |
| 1.4 | Elect Director Russell K. Girling | Management | For | For |
| 1.5 | Elect Director S. Barry Jackson | Management | For | For |
| 1.6 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 1.7 | Elect Director John Richels | Management | For | Withhold |
| 1.8 | Elect Director Mary Pat Salomone | Management | For | For |
| 1.9 | Elect Director D. Michael G. Stewart | Management | For | For |
| 1.10 | Elect Director Siim A. Vanaselja | Management | For | For |
| 1.11 | Elect Director Richard E. Waugh | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Establish Range for Board Size (Minimum of Eight to Maximum of Fifteen) | Management | For | For |
| 5 | Amend By-Law Number 1 | Management | For | For |
| WEATHERFORD INTERNATIONAL PLC MEETING DATE: SEP 24, 2014 | ||||
| TICKER: WFT SECURITY ID: G48833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director David J. Butters | Management | For | For |
| 1B | Elect Director Bernard J. Duroc-Danner | Management | For | For |
| 1C | Elect Director John D. Gass | Management | For | For |
| 1D | Elect Director Francis S. Kalman | Management | For | For |
| 1E | Elect Director William E. Macaulay | Management | For | For |
| 1F | Elect Director Robert K. Moses, Jr. | Management | For | For |
| 1G | Elect Director Guillermo Ortiz | Management | For | For |
| 1H | Elect Director Emyr Jones Parry | Management | For | For |
| 1I | Elect Director Robert A. Rayne | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Authorize Holding of 2015 Annual General Meeting Outside of Ireland | Management | For | For |
| WEATHERFORD INTERNATIONAL PLC MEETING DATE: JUN 16, 2015 | ||||
| TICKER: WFT SECURITY ID: G48833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mohamed A. Awad | Management | For | For |
| 1b | Elect Director David J. Butters | Management | For | For |
| 1c | Elect Director Bernard J. Duroc-Danner | Management | For | For |
| 1d | Elect Director John D. Gass | Management | For | For |
| 1e | Elect Director Emyr Jones Parry | Management | For | For |
| 1f | Elect Director Francis S. Kalman | Management | For | For |
| 1g | Elect Director William E. Macaulay | Management | For | For |
| 1h | Elect Director Robert K. Moses, Jr. | Management | For | For |
| 1i | Elect Director Guillermo Ortiz | Management | For | For |
| 1j | Elect Director Robert A. Rayne | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Authorize Holding of 2016 Annual General Meeting Outside of Ireland | Management | For | For |
VOTE SUMMARY REPORT
SELECT NATURAL RESOURCES PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALON USA ENERGY, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: ALJ SECURITY ID: 020520102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Wiessman | Management | For | For |
| 1.2 | Elect Director Boaz Biran | Management | For | Withhold |
| 1.3 | Elect Director Ron W. Haddock | Management | For | For |
| 1.4 | Elect Director Mordehay Ventura | Management | For | For |
| 1.5 | Elect Director Jeff D. Morris | Management | For | For |
| 1.6 | Elect Director Yeshayahu Pery | Management | For | For |
| 1.7 | Elect Director Zalman Segal | Management | For | For |
| 1.8 | Elect Director Ilan Cohen | Management | For | For |
| 1.9 | Elect Director Yonel Cohen | Management | For | For |
| 1.10 | Elect Director Amit Ben Itzhak | Management | For | For |
| 1.11 | Elect Director Shraga Biran | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: APC SECURITY ID: 032511107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Anthony R. Chase | Management | For | For |
| 1.1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1.1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1.1d | Elect Director Peter J. Fluor | Management | For | For |
| 1.1e | Elect Director Richard L. George | Management | For | For |
| 1.1f | Elect Director Joseph W. Gorder | Management | For | For |
| 1.1g | Elect Director John R. Gordon | Management | For | For |
| 1.1h | Elect Director Mark C. McKinley | Management | For | For |
| 1.1i | Elect Director Eric D. Mullins | Management | For | For |
| 1.1j | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Abstain |
| ANGLOGOLD ASHANTI LTD MEETING DATE: MAY 06, 2015 | ||||
| TICKER: ANG SECURITY ID: 035128206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 2.1 | Elect Christine Ramon as Director | Management | For | For |
| 2.2 | Elect Maria Richter as Director | Management | For | For |
| 2.3 | Elect Albert Garner as Director | Management | For | For |
| 3.1 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
| 3.2 | Re-elect Nozipho January-Bardill as Director | Management | For | For |
| 3.3 | Re-elect Rodney Ruston as Director | Management | For | For |
| 4.1 | Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee | Management | For | For |
| 4.2 | Re-elect Wiseman Nkuhlu as Member of the Audit and Risk Committee | Management | For | For |
| 4.3 | Re-elect Michael Kirkwood as Member of the Audit and Risk Committee | Management | For | For |
| 4.4 | Re-elect Rodney Ruston as Member of the Audit and Risk Committee | Management | For | For |
| 4.5 | Elect Albert Garner as Member of the Audit and Risk Committee | Management | For | For |
| 4.6 | Elect Maria Richter as Member of the Audit and Risk Committee | Management | For | For |
| 5 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 6.1 | Approve Increase in the Aggregate Limit of Shares to be Utilised for Purposes of the Share Incentive Schemes | Management | For | For |
| 6.2 | Approve Increase in the Aggregate Limit of Shares to be Allocated to Any Individual Eligible Employees for Purposes of the Share Incentive Schemes | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Non-executive Directors' Remuneration | Management | For | For |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 10 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 11 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | Management | For | For |
| 12 | Amend Memorandum of Incorporation | Management | For | For |
| ANTERO RESOURCES CORPORATION MEETING DATE: JUN 03, 2015 | ||||
| TICKER: AR SECURITY ID: 03674X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter R. Kagan | Management | For | For |
| 1.2 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
| 1.3 | Elect Director Christopher R. Manning | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| APACHE CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: APA SECURITY ID: 037411105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director George D. Lawrence | Management | For | For |
| 2 | Elect Director John E. Lowe | Management | For | For |
| 3 | Elect Director Rodman D. Patton | Management | For | For |
| 4 | Elect Director Charles J. Pitman | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Proxy Access | Shareholder | For | Against |
| B2GOLD CORP. MEETING DATE: SEP 12, 2014 | ||||
| TICKER: BTO SECURITY ID: 11777Q209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares in Connection with Acquisition of Papillon Resources Limited | Management | For | For |
| B2GOLD CORP. MEETING DATE: JUN 12, 2015 | ||||
| TICKER: BTO SECURITY ID: 11777Q209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Clive Johnson | Management | For | For |
| 2.2 | Elect Director Robert Cross | Management | For | For |
| 2.3 | Elect Director Robert Gayton | Management | For | For |
| 2.4 | Elect Director Barry Rayment | Management | For | For |
| 2.5 | Elect Director Jerry Korpan | Management | For | For |
| 2.6 | Elect Director Bongani Mtshisi | Management | For | For |
| 2.7 | Elect Director Kevin Bullock | Management | For | For |
| 2.8 | Elect Director Mark Connelly | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Amend Restricted Share Unit Plan | Management | For | For |
| BAKER HUGHES INCORPORATED MEETING DATE: MAR 27, 2015 | ||||
| TICKER: BHI SECURITY ID: 057224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| BAKER HUGHES INCORPORATED MEETING DATE: MAY 14, 2015 | ||||
| TICKER: BHI SECURITY ID: 057224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Larry D. Brady | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Martin S. Craighead | Management | For | For |
| 1e | Elect Director William H. Easter, III | Management | For | For |
| 1f | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1g | Elect Director Anthony G. Fernandes | Management | For | For |
| 1h | Elect Director Claire W. Gargalli | Management | For | For |
| 1i | Elect Director Pierre H. Jungels | Management | For | For |
| 1j | Elect Director James A. Lash | Management | For | For |
| 1k | Elect Director J. Larry Nichols | Management | For | For |
| 1l | Elect Director James W. Stewart | Management | For | For |
| 1m | Elect Director Charles L. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BALL CORPORATION MEETING DATE: APR 29, 2015 | ||||
| TICKER: BLL SECURITY ID: 058498106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Michael J. Cave | Management | For | For |
| 1.3 | Elect Director R. David Hoover | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| BANKERS PETROLEUM LTD. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: BNK SECURITY ID: 066286303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2a | Elect Director Robert Cross | Management | For | For |
| 2b | Elect Director Abdel F. (Abby) Badwi | Management | For | For |
| 2c | Elect Director Eric Brown | Management | For | For |
| 2d | Elect Director Wesley Clark | Management | For | For |
| 2e | Elect Director David French | Management | For | For |
| 2f | Elect Director Jonathan Harris | Management | For | For |
| 2g | Elect Director Phillip Knoll | Management | For | For |
| 2h | Elect Director Ian B. McMurtrie | Management | For | For |
| 2i | Elect Director John B. Zaozirny | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| BARRICK GOLD CORPORATION MEETING DATE: APR 28, 2015 | ||||
| TICKER: ABX SECURITY ID: 067901108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. William D. Birchall | Management | For | For |
| 1.2 | Elect Director Gustavo Cisneros | Management | For | For |
| 1.3 | Elect Director J. Michael Evans | Management | For | For |
| 1.4 | Elect Director Ned Goodman | Management | For | For |
| 1.5 | Elect Director Brian L. Greenspun | Management | For | For |
| 1.6 | Elect Director J. Brett Harvey | Management | For | For |
| 1.7 | Elect Director Nancy H.O. Lockhart | Management | For | For |
| 1.8 | Elect Director Dambisa Moyo | Management | For | For |
| 1.9 | Elect Director Anthony Munk | Management | For | For |
| 1.10 | Elect Director C. David Naylor | Management | For | For |
| 1.11 | Elect Director Steven J. Shapiro | Management | For | For |
| 1.12 | Elect Director John L. Thornton | Management | For | For |
| 1.13 | Elect Director Ernie L. Thrasher | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| BONANZA CREEK ENERGY, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: BCEI SECURITY ID: 097793103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Carty | Management | For | For |
| 1.2 | Elect Director Marvin M. Chronister | Management | For | For |
| 1.3 | Elect Director Jeff E. Wojahn | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Hein & Associates LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CANADIAN NATURAL RESOURCES LIMITED MEETING DATE: MAY 07, 2015 | ||||
| TICKER: CNQ SECURITY ID: 136385101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Frank J. McKenna, David A. Tuer, and Annette M. Verschuren as Directors | Management | For | For |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
| 1.4 | Elect Director Gary A. Filmon | Management | For | For |
| 1.5 | Elect Director Christopher L. Fong | Management | For | For |
| 1.6 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.8 | Elect Director Steve W. Laut | Management | For | For |
| 1.9 | Elect Director Frank J. McKenna | Management | For | For |
| 1.10 | Elect Director David A. Tuer | Management | For | For |
| 1.11 | Elect Director Annette M. Verschuren | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CARRIZO OIL & GAS, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: CRZO SECURITY ID: 144577103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director S.P. Johnson, IV | Management | For | For |
| 1.2 | Elect Director Steven A. Webster | Management | For | For |
| 1.3 | Elect Director Thomas L. Carter, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Fulton | Management | For | For |
| 1.5 | Elect Director F. Gardner Parker | Management | For | For |
| 1.6 | Elect Director Roger A. Ramsey | Management | For | For |
| 1.7 | Elect Director Frank A. Wojtek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHENIERE ENERGY, INC. MEETING DATE: SEP 11, 2014 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charif Souki | Management | For | For |
| 1.2 | Elect Director Vicky A. Bailey | Management | For | Against |
| 1.3 | Elect Director G. Andrea Botta | Management | For | For |
| 1.4 | Elect Director Keith F. Carney | Management | For | Against |
| 1.5 | Elect Director David I. Foley | Management | For | For |
| 1.6 | Elect Director Randy A. Foutch | Management | For | Against |
| 1.7 | Elect Director David B. Kilpatrick | Management | For | Against |
| 1.8 | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1.9 | Elect Director Neal A. Shear | Management | For | For |
| 1.10 | Elect Director Heather R. Zichal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| CHENIERE ENERGY, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charif Souki | Management | For | For |
| 1.2 | Elect Director Vicky A. Bailey | Management | For | For |
| 1.3 | Elect Director G. Andrea Botta | Management | For | For |
| 1.4 | Elect Director Nuno Brandolini | Management | For | For |
| 1.5 | Elect Director David I. Foley | Management | For | For |
| 1.6 | Elect Director David B. Kilpatrick | Management | For | For |
| 1.7 | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1.8 | Elect Director Neal A. Shear | Management | For | For |
| 1.9 | Elect Director Heather R. Zichal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| CHESAPEAKE ENERGY CORPORATION MEETING DATE: MAY 22, 2015 | ||||
| TICKER: CHK SECURITY ID: 165167107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Archie W. Dunham | Management | For | For |
| 1b | Elect Director Vincent J. Intrieri | Management | For | For |
| 1c | Elect Director Robert D. Lawler | Management | For | For |
| 1d | Elect Director John J. Lipinski | Management | For | For |
| 1e | Elect Director R. Brad Martin | Management | For | For |
| 1f | Elect Director Merrill A. 'Pete' Miller, Jr. | Management | For | For |
| 1g | Elect Director Frederic M. Poses | Management | For | For |
| 1h | Elect Director Kimberly K. Querrey | Management | For | For |
| 1i | Elect Director Louis A. Raspino | Management | For | For |
| 1j | Elect Director Thomas L. Ryan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 5 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | Abstain |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Establish Risk Oversight Committee | Shareholder | Against | Against |
| CHEVRON CORPORATION MEETING DATE: MAY 27, 2015 | ||||
| TICKER: CVX SECURITY ID: 166764100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alexander B. Cummings, Jr. | Management | For | For |
| 1b | Elect Director Linnet F. Deily | Management | For | For |
| 1c | Elect Director Robert E. Denham | Management | For | For |
| 1d | Elect Director Alice P. Gast | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director John G. Stumpf | Management | For | For |
| 1i | Elect Director Ronald D. Sugar | Management | For | For |
| 1j | Elect Director Inge G. Thulin | Management | For | For |
| 1k | Elect Director Carl Ware | Management | For | For |
| 1l | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Prohibit Political Spending | Shareholder | Against | Against |
| 7 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
| 8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 9 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
| 10 | Proxy Access | Shareholder | Against | Against |
| 11 | Require Independent Board Chairman | Shareholder | Against | Against |
| 12 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 13 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| CIMAREX ENERGY CO. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: XEC SECURITY ID: 171798101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph R. Albi | Management | For | For |
| 1.2 | Elect Director Michael J. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| CONCHO RESOURCES INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: CXO SECURITY ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven L. Beal | Management | For | For |
| 1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
| 1.3 | Elect Director Mark B. Puckett | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONOCOPHILLIPS MEETING DATE: MAY 12, 2015 | ||||
| TICKER: COP SECURITY ID: 20825C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard L. Armitage | Management | For | For |
| 1b | Elect Director Richard H. Auchinleck | Management | For | For |
| 1c | Elect Director Charles E. Bunch | Management | For | For |
| 1d | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1e | Elect Director John V. Faraci | Management | For | For |
| 1f | Elect Director Jody L. Freeman | Management | For | For |
| 1g | Elect Director Gay Huey Evans | Management | For | For |
| 1h | Elect Director Ryan M. Lance | Management | For | For |
| 1i | Elect Director Arjun N. Murti | Management | For | For |
| 1j | Elect Director Robert A. Niblock | Management | For | For |
| 1k | Elect Director Harald J. Norvik | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
| 6 | Remove or Adjust Reserve Metrics used for Executive Compensation | Shareholder | Against | Against |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| CONTINENTAL RESOURCES, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: CLR SECURITY ID: 212015101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lon McCain | Management | For | For |
| 1.2 | Elect Director Mark E. Monroe | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| DIAMONDBACK ENERGY, INC. MEETING DATE: JUN 08, 2015 | ||||
| TICKER: FANG SECURITY ID: 25278X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. West | Management | For | For |
| 1.2 | Elect Director Travis D. Stice | Management | For | For |
| 1.3 | Elect Director Michael P. Cross | Management | For | For |
| 1.4 | Elect Director David L. Houston | Management | For | For |
| 1.5 | Elect Director Mark L. Plaumann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| DRIL-QUIP, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: DRQ SECURITY ID: 262037104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director L. H. Dick Robertson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DYNEGY INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: DYN SECURITY ID: 26817R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hilary E. Ackermann | Management | For | For |
| 1.2 | Elect Director Paul M. Barbas | Management | For | For |
| 1.3 | Elect Director Robert C. Flexon | Management | For | For |
| 1.4 | Elect Director Richard Lee Kuersteiner | Management | For | For |
| 1.5 | Elect Director Jeffrey S. Stein | Management | For | For |
| 1.6 | Elect Director John R. Sult | Management | For | For |
| 1.7 | Elect Director Pat Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ENCANA CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: ECA SECURITY ID: 292505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter A. Dea | Management | For | For |
| 1.2 | Elect Director Fred J. Fowler | Management | For | For |
| 1.3 | Elect Director Howard J. Mayson | Management | For | For |
| 1.4 | Elect Director Lee A. McIntire | Management | For | For |
| 1.5 | Elect Director Margaret A. McKenzie | Management | For | For |
| 1.6 | Elect Director Suzanne P. Nimocks | Management | For | For |
| 1.7 | Elect Director Jane L. Peverett | Management | For | For |
| 1.8 | Elect Director Brian G. Shaw | Management | For | For |
| 1.9 | Elect Director Douglas J. Suttles | Management | For | For |
| 1.10 | Elect Director Bruce G. Waterman | Management | For | For |
| 1.11 | Elect Director Clayton H. Woitas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Authorize New Class of Preferred Stock | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ENERGEN CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: EGN SECURITY ID: 29265N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William G. Hargett | Management | For | For |
| 1.2 | Elect Director Alan A. Kleier | Management | For | For |
| 1.3 | Elect Director Stephen A. Snider | Management | For | For |
| 1.4 | Elect Director Gary C. Youngblood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| 5 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | Abstain |
| EOG RESOURCES, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: EOG SECURITY ID: 26875P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Janet F. Clark | Management | For | For |
| 1.1b | Elect Director Charles R. Crisp | Management | For | For |
| 1.1c | Elect Director James C. Day | Management | For | For |
| 1.1d | Elect Director H. Leighton Steward | Management | For | For |
| 1.1e | Elect Director Donald F. Textor | Management | For | For |
| 1.1f | Elect Director William R. Thomas | Management | For | For |
| 1.1g | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| 5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| EVOLUTION PETROLEUM CORPORATION MEETING DATE: DEC 04, 2014 | ||||
| TICKER: EPM SECURITY ID: 30049A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward J. DiPaolo | Management | For | For |
| 1.2 | Elect Director William E. Dozier | Management | For | For |
| 1.3 | Elect Director Robert S. Herlin | Management | For | For |
| 1.4 | Elect Director Kelly W. Loyd | Management | For | For |
| 1.5 | Elect Director Gene G. Stoever | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| FMC TECHNOLOGIES, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: FTI SECURITY ID: 30249U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mike R. Bowlin | Management | For | For |
| 1b | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1c | Elect Director Eleazar de Carvalho Filho | Management | For | For |
| 1d | Elect Director C. Maury Devine | Management | For | For |
| 1e | Elect Director Claire S. Farley | Management | For | For |
| 1f | Elect Director John T. Gremp | Management | For | For |
| 1g | Elect Director Thomas M. Hamilton | Management | For | For |
| 1h | Elect Director Peter Mellbye | Management | For | For |
| 1i | Elect Director Joseph H. Netherland | Management | For | For |
| 1j | Elect Director Peter Oosterveer | Management | For | For |
| 1k | Elect Director Richard A. Pattarozzi | Management | For | For |
| 1l | Elect Director James M. Ringler | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FRANCO-NEVADA CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: FNV SECURITY ID: 351858105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Tom Albanese | Management | For | For |
| 1.4 | Elect Director Derek W. Evans | Management | For | For |
| 1.5 | Elect Director Graham Farquharson | Management | For | For |
| 1.6 | Elect Director Catharine Farrow | Management | For | For |
| 1.7 | Elect Director Louis Gignac | Management | For | For |
| 1.8 | Elect Director Randall Oliphant | Management | For | For |
| 1.9 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Advance Notice Policy | Management | For | For |
| 4 | Amend Quorum Requirements | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| FRANK'S INTERNATIONAL N.V. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: FI SECURITY ID: N33462107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald Keith Mosing | Management | For | For |
| 1b | Elect Director Steven B. Mosing | Management | For | For |
| 1c | Elect Director Kirkland D. Mosing | Management | For | For |
| 1d | Elect Director William B. Berry | Management | For | For |
| 1e | Elect Director Sheldon R. Erikson | Management | For | For |
| 1f | Elect Director Gary P. Luquette | Management | For | For |
| 1g | Elect Director Michael C. Kearney | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8A | Authorize Management to Repurchase Shares | Management | For | For |
| 8B | Approve Cancellation of Repurchased Shares | Management | For | For |
| 8C | Ratify Share Repurchases Prior to AGM within Framework of Share Based Compensation | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| FREEPORT-MCMORAN INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: FCX SECURITY ID: 35671D857 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Robert A. Day | Management | For | For |
| 1.5 | Elect Director James C. Flores | Management | For | For |
| 1.6 | Elect Director Gerald J. Ford | Management | For | For |
| 1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.9 | Elect Director Lydia H. Kennard | Management | For | For |
| 1.10 | Elect Director Charles C. Krulak | Management | For | For |
| 1.11 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.12 | Elect Director Jon C. Madonna | Management | For | For |
| 1.13 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.14 | Elect Director James R. Moffett | Management | For | For |
| 1.15 | Elect Director Stephen H. Siegele | Management | For | For |
| 1.16 | Elect Director Frances Fragos Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| GOLAR LNG LIMITED MEETING DATE: SEP 19, 2014 | ||||
| TICKER: GLNG SECURITY ID: G9456A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect John Fredriksen as Director | Management | For | Against |
| 2 | Reelect Kate Blankenship as Director | Management | For | For |
| 3 | Reelect Hans Petter Aas as Director | Management | For | For |
| 4 | Reelect Tor Olav Troim as Director | Management | For | Against |
| 5 | Reelect Georgina E. Sousa as Director | Management | For | Against |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Reappoint Ernst & Young LLP of London, England as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| GOLD FIELDS LTD MEETING DATE: MAY 06, 2015 | ||||
| TICKER: GFI SECURITY ID: 38059T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
| 2 | Re-elect Alan Hill as Director | Management | For | For |
| 3 | Re-elect Richard Menell as Director | Management | For | For |
| 4 | Re-elect Cheryl Carolus as Director | Management | For | For |
| 5 | Re-elect Gayle Wilson as Chairperson of the Audit Committee | Management | For | For |
| 6 | Re-elect Richard Menell as Member of the Audit Committee | Management | For | For |
| 7 | Re-elect Donald Ncube as Member of the Audit Committee | Management | For | For |
| 8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 1 | Approve Remuneration Policy | Management | For | For |
| 1 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 2 | Approve Financial Assistance in Terms of Section 44 and 45 of the Act | Management | For | For |
| 3 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| GOLDCORP INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: G SECURITY ID: 380956409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John P. Bell | Management | For | For |
| 1.2 | Elect Director Beverley A. Briscoe | Management | For | For |
| 1.3 | Elect Director Peter J. Dey | Management | For | For |
| 1.4 | Elect Director Douglas M. Holtby | Management | For | For |
| 1.5 | Elect Director Charles A. Jeannes | Management | For | For |
| 1.6 | Elect Director Clement A. Pelletier | Management | For | For |
| 1.7 | Elect Director P. Randy Reifel | Management | For | For |
| 1.8 | Elect Director Ian W. Telfer | Management | For | For |
| 1.9 | Elect Director Blanca Trevino | Management | For | For |
| 1.10 | Elect Director Kenneth F. Williamson | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend By-Laws | Management | For | For |
| 4 | Amend Restricted Share Unit Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| GRAPHIC PACKAGING HOLDING COMPANY MEETING DATE: MAY 20, 2015 | ||||
| TICKER: GPK SECURITY ID: 388689101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul D. Carrico | Management | For | For |
| 1.2 | Elect Director Philip R. Martens | Management | For | For |
| 1.3 | Elect Director Lynn A. Wentworth | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GULFPORT ENERGY CORPORATION MEETING DATE: JUN 18, 2015 | ||||
| TICKER: GPOR SECURITY ID: 402635304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael G. Moore | Management | For | For |
| 1.2 | Elect Director Donald L. Dillingham | Management | For | For |
| 1.3 | Elect Director Craig Groeschel | Management | For | For |
| 1.4 | Elect Director David L. Houston | Management | For | For |
| 1.5 | Elect Director Ben T. Morris | Management | For | For |
| 1.6 | Elect Director Scott E. Streller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| HALLIBURTON COMPANY MEETING DATE: MAR 27, 2015 | ||||
| TICKER: HAL SECURITY ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| HARMONY GOLD MINING COMPANY LTD MEETING DATE: NOV 21, 2014 | ||||
| TICKER: HAR SECURITY ID: 413216300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Ken Dicks as Director | Management | For | For |
| 2 | Re-elect Simo Lushaba as Director | Management | For | For |
| 3 | Re-elect Mavuso Msimang as Director | Management | For | For |
| 4 | Re-elect John Wetton as Director | Management | For | For |
| 5 | Re-elect John Wetton as Member of the Audit and Risk Committee | Management | For | For |
| 6 | Re-elect Fikile De Buck as Member of the Audit and Risk Committee | Management | For | For |
| 7 | Re-elect Simo Lushaba as Member of the Audit and Risk Committee | Management | For | For |
| 8 | Re-elect Modise Motloba as Member of the Audit and Risk Committee | Management | For | For |
| 9 | Re-elect Karabo Nondumo as Member of the Audit and Risk Committee | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers Incorporated as Auditors of the Company | Management | For | For |
| 11 | Approve Remuneration Policy | Management | For | For |
| 1 | Approve Non-executive Directors' Remuneration | Management | For | For |
| IMPERIAL OIL LIMITED MEETING DATE: APR 30, 2015 | ||||
| TICKER: IMO SECURITY ID: 453038408 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2.1 | Elect Director K.T. (Krystyna) Hoeg | Management | For | For |
| 2.2 | Elect Director R.M. (Richard) Kruger | Management | For | For |
| 2.3 | Elect Director J.M. (Jack) Mintz | Management | For | For |
| 2.4 | Elect Director D.S. (David) Sutherland | Management | For | For |
| 2.5 | Elect Director S.D. (Sheelagh) Whittaker | Management | For | For |
| 2.6 | Elect Director D.G. (Jerry) Wascom | Management | For | For |
| 2.7 | Elect Director V.L. (Victor) Young | Management | For | For |
| KINDER MORGAN, INC. MEETING DATE: NOV 20, 2014 | ||||
| TICKER: KMI SECURITY ID: 49456B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Issue Shares in Connection with Mergers | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| KINDER MORGAN, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: KMI SECURITY ID: 49456B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Kinder | Management | For | For |
| 1.2 | Elect Director Steven J. Kean | Management | For | For |
| 1.3 | Elect Director Ted A. Gardner | Management | For | For |
| 1.4 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 1.5 | Elect Director Gary L. Hultquist | Management | For | For |
| 1.6 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
| 1.7 | Elect Director Deborah A. MacDonald | Management | For | For |
| 1.8 | Elect Director Michael J. Miller | Management | For | For |
| 1.9 | Elect Director Michael C. Morgan | Management | For | For |
| 1.10 | Elect Director Arthur C. Reichstetter | Management | For | For |
| 1.11 | Elect Director Fayez Sarofim | Management | For | For |
| 1.12 | Elect Director C. Park Shaper | Management | For | For |
| 1.13 | Elect Director William A. Smith | Management | For | For |
| 1.14 | Elect Director Joel V. Staff | Management | For | For |
| 1.15 | Elect Director Robert F. Vagt | Management | For | For |
| 1.16 | Elect Director Perry M. Waughtal | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Amend Charter to Eliminate Inapplicable Provisions | Management | For | For |
| 7 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | Abstain |
| 8 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| 9 | Report on Sustainability | Shareholder | Against | Abstain |
| KINROSS GOLD CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: K SECURITY ID: 496902404 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Brough | Management | For | For |
| 1.2 | Elect Director John K. Carrington | Management | For | For |
| 1.3 | Elect Director John M. H. Huxley | Management | For | For |
| 1.4 | Elect Director Ave G. Lethbridge | Management | For | For |
| 1.5 | Elect Director Catherine McLeod-Seltzer | Management | For | For |
| 1.6 | Elect Director John E. Oliver | Management | For | For |
| 1.7 | Elect Director Kelly J. Osborne | Management | For | For |
| 1.8 | Elect Director Una M. Power | Management | For | For |
| 1.9 | Elect Director J. Paul Rollinson | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| 5 | Amend Articles | Management | For | For |
| 6 | Amend By-laws | Management | For | For |
| KODIAK OIL & GAS CORP. MEETING DATE: DEC 03, 2014 | ||||
| TICKER: KOG SECURITY ID: 50015Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Continuance of Company [YBCA to BCBCA] | Management | For | For |
| 2 | Approve Arrangement Agreement | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| KOSMOS ENERGY LTD. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: KOS SECURITY ID: G5315B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew G. Inglis | Management | For | For |
| 1.2 | Elect Director Brian F. Maxted | Management | For | For |
| 1.3 | Elect Director Richard B. Dearlove | Management | For | For |
| 1.4 | Elect Director David I. Foley | Management | For | For |
| 1.5 | Elect Director David B. Krieger | Management | For | For |
| 1.6 | Elect Director Joseph P. Landy | Management | For | For |
| 1.7 | Elect Director Prakash A. Melwani | Management | For | For |
| 1.8 | Elect Director Adebayo ('Bayo') O. Ogunlesi | Management | For | For |
| 1.9 | Elect Director Chris Tong | Management | For | For |
| 1.10 | Elect Director Christopher A. Wright | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MAGELLAN MIDSTREAM PARTNERS, L.P. MEETING DATE: APR 23, 2015 | ||||
| TICKER: MMP SECURITY ID: 559080106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert G. Croyle | Management | For | For |
| 1.2 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.3 | Elect Director Barry R. Pearl | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MARATHON PETROLEUM CORPORATION MEETING DATE: APR 29, 2015 | ||||
| TICKER: MPC SECURITY ID: 56585A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Daberko | Management | For | For |
| 1.2 | Elect Director Donna A. James | Management | For | For |
| 1.3 | Elect Director James E. Rohr | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| MEMORIAL RESOURCE DEVELOPMENT CORP. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: MRD SECURITY ID: 58605Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tony R. Weber | Management | For | For |
| 1b | Elect Director John A. Weinzierl | Management | For | For |
| 1c | Elect Director Scott A. Gieselman | Management | For | For |
| 1d | Elect Director Kenneth A. Hersh | Management | For | For |
| 1e | Elect Director Robert A. Innamorati | Management | For | For |
| 1f | Elect Director Carol Lee O'Neill | Management | For | For |
| 1g | Elect Director Pat Wood, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| MURPHY OIL CORPORATION MEETING DATE: MAY 13, 2015 | ||||
| TICKER: MUR SECURITY ID: 626717102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director T. Jay Collins | Management | For | For |
| 1b | Elect Director Steven A. Cosse | Management | For | For |
| 1c | Elect Director Claiborne P. Deming | Management | For | For |
| 1d | Elect Director Lawrence R. Dickerson | Management | For | For |
| 1e | Elect Director Roger W. Jenkins | Management | For | For |
| 1f | Elect Director James V. Kelley | Management | For | For |
| 1g | Elect Director Walentin Mirosh | Management | For | For |
| 1h | Elect Director R. Madison Murphy | Management | For | For |
| 1i | Elect Director Jeffrey W. Nolan | Management | For | For |
| 1j | Elect Director Neal E. Schmale | Management | For | For |
| 1k | Elect Director Laura A. Sugg | Management | For | For |
| 1l | Elect Director Caroline G. Theus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: NOV SECURITY ID: 637071101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Clay C. Williams | Management | For | For |
| 1B | Elect Director Greg L. Armstrong | Management | For | For |
| 1C | Elect Director Robert E. Beauchamp | Management | For | For |
| 1D | Elect Director Marcela E. Donadio | Management | For | For |
| 1E | Elect Director Ben A. Guill | Management | For | For |
| 1F | Elect Director David D. Harrison | Management | For | For |
| 1G | Elect Director Roger L. Jarvis | Management | For | For |
| 1H | Elect Director Eric L. Mattson | Management | For | For |
| 1I | Elect Director Jeffery A. Smisek | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEWFIELD EXPLORATION COMPANY MEETING DATE: MAY 15, 2015 | ||||
| TICKER: NFX SECURITY ID: 651290108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lee K. Boothby | Management | For | For |
| 1b | Elect Director Pamela J. Gardner | Management | For | For |
| 1c | Elect Director John Randolph Kemp, III | Management | For | For |
| 1d | Elect Director Steven W. Nance | Management | For | For |
| 1e | Elect Director Thomas G. Ricks | Management | For | For |
| 1f | Elect Director Juanita M. Romans | Management | For | For |
| 1g | Elect Director John W. Schanck | Management | For | For |
| 1h | Elect Director J. Terry Strange | Management | For | For |
| 2 | Ratify PricewaterhousCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5A | Amend Omnibus Stock Plan | Management | For | For |
| 5B | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6A | Increase Authorized Common Stock | Management | For | For |
| 6B | Increase Authorized Preferred Stock | Management | For | Against |
| NOBLE ENERGY, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: NBL SECURITY ID: 655044105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1.2 | Elect Director Michael A. Cawley | Management | For | For |
| 1.3 | Elect Director Edward F. Cox | Management | For | For |
| 1.4 | Elect Director Thomas J. Edelman | Management | For | For |
| 1.5 | Elect Director Eric P. Grubman | Management | For | For |
| 1.6 | Elect Director Kirby L. Hedrick | Management | For | For |
| 1.7 | Elect Director David L. Stover | Management | For | For |
| 1.8 | Elect Director Scott D. Urban | Management | For | For |
| 1.9 | Elect Director William T. Van Kleef | Management | For | For |
| 1.10 | Elect Director Molly K. Williamson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 8 | Report on Impacts of and Plans to Align with Global Climate Change Policy | Shareholder | Against | Abstain |
| NORTHERN OIL AND GAS, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: NOG SECURITY ID: 665531109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Reger | Management | For | For |
| 1.2 | Elect Director Lisa Bromiley | Management | For | For |
| 1.3 | Elect Director Robert Grabb | Management | For | For |
| 1.4 | Elect Director Delos Cy Jamison | Management | For | For |
| 1.5 | Elect Director Jack King | Management | For | For |
| 1.6 | Elect Director Richard Weber | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OCEAN RIG UDW INC. MEETING DATE: DEC 01, 2014 | ||||
| TICKER: ORIG SECURITY ID: Y64354205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect George Economou as Director | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| OCEAN RIG UDW INC. MEETING DATE: JUN 15, 2015 | ||||
| TICKER: ORIG SECURITY ID: Y64354205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John Liveris as Director | Management | For | For |
| 1.2 | Elect Prokopios (Akis) Tsirigakis as Director | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: OII SECURITY ID: 675232102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Huff | Management | For | For |
| 1.2 | Elect Director M. Kevin McEvoy | Management | For | For |
| 1.3 | Elect Director Steven A. Webster | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ODFJELL DRILLING LTD. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Carl-Erik Haavaldsen as Director | Management | For | For |
| 2 | Elect Helene Odfjell as Director | Management | For | For |
| 3 | Elect Bengt Lie Hansen as Director | Management | For | For |
| 4 | Elect Henry Hamilton III as Director | Management | For | For |
| 5 | Elect Kirk L. Davis as Director | Management | For | For |
| 6 | Dissolve Nominating Committee | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| PACKAGING CORPORATION OF AMERICA MEETING DATE: MAY 12, 2015 | ||||
| TICKER: PKG SECURITY ID: 695156109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Hasan Jameel | Management | For | For |
| 1.3 | Elect Director Mark W. Kowlzan | Management | For | For |
| 1.4 | Elect Director Robert C. Lyons | Management | For | For |
| 1.5 | Elect Director Thomas P. Maurer | Management | For | For |
| 1.6 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.7 | Elect Director Roger B. Porter | Management | For | For |
| 1.8 | Elect Director Thomas S. Souleles | Management | For | For |
| 1.9 | Elect Director Paul T. Stecko | Management | For | For |
| 1.10 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| PAN AMERICAN SILVER CORP. MEETING DATE: MAY 11, 2015 | ||||
| TICKER: PAA SECURITY ID: 697900108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ross J. Beaty | Management | For | For |
| 1.2 | Elect Director Geoffrey A. Burns | Management | For | For |
| 1.3 | Elect Director Michael L. Carroll | Management | For | For |
| 1.4 | Elect Director Christopher Noel Dunn | Management | For | For |
| 1.5 | Elect Director Neil de Gelder | Management | For | For |
| 1.6 | Elect Director David C. Press | Management | For | For |
| 1.7 | Elect Director Walter T. Segsworth | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| PARAMOUNT RESOURCES LTD. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: POU SECURITY ID: 699320206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clayton Riddell | Management | For | For |
| 1.2 | Elect Director John Gorman | Management | For | For |
| 1.3 | Elect Director John Roy | Management | For | For |
| 1.4 | Elect Director James Riddell | Management | For | For |
| 1.5 | Elect Director Dirk Junge | Management | For | For |
| 1.6 | Elect Director James Bell | Management | For | For |
| 1.7 | Elect Director David Knott | Management | For | For |
| 1.8 | Elect Director Thomas Claugus | Management | For | For |
| 1.9 | Elect Director Susan Riddell Rose | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| PARSLEY ENERGY, INC. MEETING DATE: JUN 19, 2015 | ||||
| TICKER: PE SECURITY ID: 701877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Chris Carter | Management | For | For |
| 1B | Elect Director Hemang Desai | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| PDC ENERGY, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: PDCE SECURITY ID: 69327R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Crisafio | Management | For | For |
| 1.2 | Elect Director Kimberly Luff Wakim | Management | For | For |
| 1.3 | Elect Director Barton R. Brookman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change State of Incorporation form Nevada to Delaware | Management | For | For |
| PEYTO EXPLORATION & DEVELOPMENT CORP. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: PEY SECURITY ID: 717046106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Donald Gray | Management | For | Withhold |
| 2.2 | Elect Director Michael MacBean | Management | For | For |
| 2.3 | Elect Director Brian Davis | Management | For | For |
| 2.4 | Elect Director Darren Gee | Management | For | For |
| 2.5 | Elect Director Gregory Fletcher | Management | For | For |
| 2.6 | Elect Director Stephen Chetner | Management | For | For |
| 2.7 | Elect Director Scott Robinson | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 20, 2015 | ||||
| TICKER: PXD SECURITY ID: 723787107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.2 | Elect Director Andrew F. Cates | Management | For | For |
| 1.3 | Elect Director Timothy L. Dove | Management | For | For |
| 1.4 | Elect Director Phillip A. Gobe | Management | For | For |
| 1.5 | Elect Director Larry R. Grillot | Management | For | For |
| 1.6 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.7 | Elect Director Royce W. Mitchell | Management | For | For |
| 1.8 | Elect Director Frank A. Risch | Management | For | For |
| 1.9 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.10 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.11 | Elect Director Phoebe A. Wood | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| RANDGOLD RESOURCES LTD MEETING DATE: MAY 05, 2015 | ||||
| TICKER: RRS SECURITY ID: 752344309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect Mark Bristow as Director | Management | For | For |
| 6 | Re-elect Norborne Cole Jr as Director | Management | For | For |
| 7 | Re-elect Christopher Coleman as Director | Management | For | For |
| 8 | Re-elect Kadri Dagdelen as Director | Management | For | For |
| 9 | Re-elect Jamil Kassum as Director | Management | For | For |
| 10 | Re-elect Jeanine Mabunda Lioko as Director | Management | For | For |
| 11 | Re-elect Andrew Quinn as Director | Management | For | For |
| 12 | Re-elect Graham Shuttleworth as Director | Management | For | For |
| 13 | Re-elect Karl Voltaire as Director | Management | For | For |
| 14 | Elect Safiatou Ba-N'Daw as Director | Management | For | For |
| 15 | Reappoint BDO LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
| 19 | Approve Award of Ordinary Shares to the Senior Independent Director | Management | For | For |
| 20 | Approve Award of Ordinary Shares to the Chairman | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| RICE ENERGY INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: RICE SECURITY ID: 762760106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel J. Rice, IV | Management | For | For |
| 1.2 | Elect Director James W. Christmas | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ROCK-TENN COMPANY MEETING DATE: JAN 30, 2015 | ||||
| TICKER: RKT SECURITY ID: 772739207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.2 | Elect Director Jenny A. Hourihan | Management | For | For |
| 1.3 | Elect Director Bettina M. Whyte | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ROCK-TENN COMPANY MEETING DATE: JUN 24, 2015 | ||||
| TICKER: RKT SECURITY ID: 772739207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| ROYAL GOLD, INC. MEETING DATE: NOV 14, 2014 | ||||
| TICKER: RGLD SECURITY ID: 780287108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. Craig Haase | Management | For | For |
| 1b | Elect Director C. Kevin McArthur | Management | For | For |
| 1c | Elect Director Christopher M.T. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SCHLUMBERGER LIMITED MEETING DATE: APR 08, 2015 | ||||
| TICKER: SLB SECURITY ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Peter L.S. Currie as Director | Management | For | For |
| 1b | Elect K. Vaman Kamath as Director | Management | For | For |
| 1c | Elect V. Maureen Kempston Darkes as Director | Management | For | For |
| 1d | Elect Paal Kibsgaard as Director | Management | For | For |
| 1e | Elect Nikolay Kudryavtsev as Director | Management | For | For |
| 1f | Elect Michael E. Marks as Director | Management | For | For |
| 1g | Elect Indra K. Nooyi as Director | Management | For | For |
| 1h | Elect Lubna S. Olayan as Director | Management | For | For |
| 1i | Elect Leo Rafael Reif as Director | Management | For | For |
| 1j | Elect Tore I. Sandvold as Director | Management | For | For |
| 1k | Elect Henri Seydoux as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SEMGROUP CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: SEMG SECURITY ID: 81663A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald A. Ballschmiede | Management | For | For |
| 1.2 | Elect Director Sarah M. Barpoulis | Management | For | For |
| 1.3 | Elect Director John F. Chlebowski | Management | For | For |
| 1.4 | Elect Director Carlin G. Conner | Management | For | For |
| 1.5 | Elect Director Karl F. Kurz | Management | For | For |
| 1.6 | Elect Director James H. Lytal | Management | For | For |
| 1.7 | Elect Director Thomas R. McDaniel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| SILVER WHEATON CORP. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: SLW SECURITY ID: 828336107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| a1 | Elect Director Lawrence I. Bell | Management | For | For |
| a2 | Elect Director George L. Brack | Management | For | For |
| a3 | Elect Director John A. Brough | Management | For | For |
| a4 | Elect Director R. Peter Gillin | Management | For | For |
| a5 | Elect Director Chantal Gosselin | Management | For | For |
| a6 | Elect Director Douglas M. Holtby | Management | For | For |
| a7 | Elect Director Eduardo Luna | Management | For | Withhold |
| a8 | Elect Director Wade D. Nesmith | Management | For | For |
| a9 | Elect Director Randy V. J. Smallwood | Management | For | For |
| b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| c | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SM ENERGY COMPANY MEETING DATE: MAY 19, 2015 | ||||
| TICKER: SM SECURITY ID: 78454L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry W. Bickle | Management | For | For |
| 1.2 | Elect Director Stephen R. Brand | Management | For | For |
| 1.3 | Elect Director William J. Gardiner | Management | For | For |
| 1.4 | Elect Director Loren M. Leiker | Management | For | For |
| 1.5 | Elect Director Javan D. Ottoson | Management | For | For |
| 1.6 | Elect Director Ramiro G. Peru | Management | For | For |
| 1.7 | Elect Director Julio M. Quintana | Management | For | For |
| 1.8 | Elect Director Rose M. Robeson | Management | For | For |
| 1.9 | Elect Director William D. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SYNERGY RESOURCES CORPORATION MEETING DATE: JAN 21, 2015 | ||||
| TICKER: SYRG SECURITY ID: 87164P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ed Holloway | Management | For | For |
| 1.2 | Elect Director William E. Scaff, Jr. | Management | For | For |
| 1.3 | Elect Director Rick A. Wilber | Management | For | Withhold |
| 1.4 | Elect Director Raymond E. McElhaney | Management | For | Withhold |
| 1.5 | Elect Director Bill M. Conrad | Management | For | Withhold |
| 1.6 | Elect Director George Seward | Management | For | For |
| 1.7 | Elect Director R.W. Noffsinger III | Management | For | Withhold |
| 1.8 | Elect Director Jack Aydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| TAG OIL LTD. MEETING DATE: JAN 27, 2015 | ||||
| TICKER: TAO SECURITY ID: 87377N200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Five | Management | For | For |
| 2.1 | Elect Director Garth Johnson | Management | For | For |
| 2.2 | Elect Director Alex Guidi | Management | For | For |
| 2.3 | Elect Director Keith Hill | Management | For | For |
| 2.4 | Elect Director Douglas Ellenor | Management | For | For |
| 2.5 | Elect Director Ken Vidalin | Management | For | For |
| 3 | Approve DeVisser Gray LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Advance Notice Policy | Management | For | For |
| TARGA RESOURCES CORP. MEETING DATE: FEB 20, 2015 | ||||
| TICKER: TRGP SECURITY ID: 87612G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| TARGA RESOURCES CORP. MEETING DATE: MAY 18, 2015 | ||||
| TICKER: TRGP SECURITY ID: 87612G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joe Bob Perkins | Management | For | For |
| 1.2 | Elect Director Ershel C. Redd, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| TECK RESOURCES LIMITED MEETING DATE: APR 22, 2015 | ||||
| TICKER: TCK.B SECURITY ID: 878742204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mayank M. Ashar | Management | For | For |
| 1.2 | Elect Director Felix P. Chee | Management | For | For |
| 1.3 | Elect Director Jack L. Cockwell | Management | For | For |
| 1.4 | Elect Director Laura L. Dottori-Attanasio | Management | For | For |
| 1.5 | Elect Director Edward C. Dowling | Management | For | For |
| 1.6 | Elect Director Norman B. Keevil | Management | For | For |
| 1.7 | Elect Director Norman B. Keevil III | Management | For | For |
| 1.8 | Elect Director Takeshi Kubota | Management | For | For |
| 1.9 | Elect Director Takashi Kuriyama | Management | For | For |
| 1.10 | Elect Director Donald R. Lindsay | Management | For | For |
| 1.11 | Elect Director Tracey L. McVicar | Management | For | For |
| 1.12 | Elect Director Kenneth W. Pickering | Management | For | For |
| 1.13 | Elect Director Warren S.R. Seyffert | Management | For | For |
| 1.14 | Elect Director Timothy R. Snider | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TESORO CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: TSO SECURITY ID: 881609101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney F. Chase | Management | For | For |
| 1.2 | Elect Director Gregory J. Goff | Management | For | For |
| 1.3 | Elect Director Robert W. Goldman | Management | For | For |
| 1.4 | Elect Director David Lilley | Management | For | For |
| 1.5 | Elect Director Mary Pat McCarthy | Management | For | For |
| 1.6 | Elect Director J.W. Nokes | Management | For | For |
| 1.7 | Elect Director Susan Tomasky | Management | For | For |
| 1.8 | Elect Director Michael E. Wiley | Management | For | For |
| 1.9 | Elect Director Patrick Y. Yang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: WMB SECURITY ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.4 | Elect Director John A. Hagg | Management | For | For |
| 1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 1.6 | Elect Director Ralph Izzo | Management | For | For |
| 1.7 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.8 | Elect Director Eric W. Mandelblatt | Management | For | For |
| 1.9 | Elect Director Keith A. Meister | Management | For | For |
| 1.10 | Elect Director Steven W. Nance | Management | For | For |
| 1.11 | Elect Director Murray D. Smith | Management | For | For |
| 1.12 | Elect Director Janice D. Stoney | Management | For | For |
| 1.13 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TOTAL ENERGY SERVICES INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: TOT SECURITY ID: 89154B102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory S. Fletcher | Management | For | For |
| 1.2 | Elect Director Daniel K. Halyk | Management | For | For |
| 1.3 | Elect Director Randy S. Kwasnicia | Management | For | For |
| 1.4 | Elect Director Gregory Melchin | Management | For | For |
| 1.5 | Elect Director Bruce L. Pachkowski | Management | For | For |
| 1.6 | Elect Director Andrew Wiswell | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve 2015 Share Option Plan | Management | For | For |
| TURQUOISE HILL RESOURCES LTD. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: TRQ SECURITY ID: 900435108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rowena Albones | Management | For | For |
| 1.2 | Elect Director Jill Gardiner | Management | For | For |
| 1.3 | Elect Director James W. Gill | Management | For | For |
| 1.4 | Elect Director R. Peter Gillin | Management | For | For |
| 1.5 | Elect Director Russel C. Robertson | Management | For | For |
| 1.6 | Elect Director Craig Stegman | Management | For | For |
| 1.7 | Elect Director Jeff Tygesen | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| UNIT CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: UNT SECURITY ID: 909218109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John G. Nikkel | Management | For | For |
| 1.2 | Elect Director Robert J. Sullivan, Jr. | Management | For | For |
| 1.3 | Elect Director Gary R. Christopher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VALERO ENERGY CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: VLO SECURITY ID: 91913Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Jerry D. Choate | Management | For | For |
| 1.1b | Elect Director Joseph W. Gorder | Management | For | For |
| 1.1c | Elect Director Deborah P. Majoras | Management | For | For |
| 1.1d | Elect Director Donald L. Nickles | Management | For | For |
| 1.1e | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1.1f | Elect Director Robert A. Profusek | Management | For | For |
| 1.1g | Elect Director Susan Kaufman Purcell | Management | For | For |
| 1.1h | Elect Director Stephen M. Waters | Management | For | For |
| 1.1i | Elect Director Randall J. Weisenburger | Management | For | For |
| 1.1j | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| VANTAGE DRILLING COMPANY MEETING DATE: SEP 16, 2014 | ||||
| TICKER: VTG SECURITY ID: G93205113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Paul A. Bragg as Director | Management | For | For |
| 1.2 | Elect Steven Bradshaw as Director | Management | For | For |
| 1.3 | Elect Jorge E. Estrada as Director | Management | For | For |
| 1.4 | Elect Robert F. Grantham as Director | Management | For | For |
| 1.5 | Elect Marcelo D. Guiscardo as Director | Management | For | For |
| 1.6 | Elect Ong Tian Khiam as Director | Management | For | For |
| 1.7 | Elect Duke R. Ligon as Director | Management | For | For |
| 1.8 | Elect John C.G. O'Leary as Director | Management | For | For |
| 1.9 | Elect Steinar Thomassen as Director | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WEATHERFORD INTERNATIONAL PLC MEETING DATE: JUN 16, 2015 | ||||
| TICKER: WFT SECURITY ID: G48833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mohamed A. Awad | Management | For | For |
| 1b | Elect Director David J. Butters | Management | For | For |
| 1c | Elect Director Bernard J. Duroc-Danner | Management | For | For |
| 1d | Elect Director John D. Gass | Management | For | For |
| 1e | Elect Director Emyr Jones Parry | Management | For | For |
| 1f | Elect Director Francis S. Kalman | Management | For | For |
| 1g | Elect Director William E. Macaulay | Management | For | For |
| 1h | Elect Director Robert K. Moses, Jr. | Management | For | For |
| 1i | Elect Director Guillermo Ortiz | Management | For | For |
| 1j | Elect Director Robert A. Rayne | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Authorize Holding of 2016 Annual General Meeting Outside of Ireland | Management | For | For |
| WHITING PETROLEUM CORPORATION MEETING DATE: DEC 03, 2014 | ||||
| TICKER: WLL SECURITY ID: 966387102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| WHITING PETROLEUM CORPORATION MEETING DATE: JUN 02, 2015 | ||||
| TICKER: WLL SECURITY ID: 966387102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Volker | Management | For | For |
| 1.2 | Elect Director William N. Hahne | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WORLD FUEL SERVICES CORPORATION MEETING DATE: MAY 29, 2015 | ||||
| TICKER: INT SECURITY ID: 981475106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Kasbar | Management | For | For |
| 1.2 | Elect Director Ken Bakshi | Management | For | For |
| 1.3 | Elect Director Jorge L. Benitez | Management | For | For |
| 1.4 | Elect Director Richard A. Kassar | Management | For | For |
| 1.5 | Elect Director Myles Klein | Management | For | For |
| 1.6 | Elect Director John L. Manley | Management | For | For |
| 1.7 | Elect Director J. Thomas Presby | Management | For | For |
| 1.8 | Elect Director Stephen K. Roddenberry | Management | For | For |
| 1.9 | Elect Director Paul H. Stebbins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| XTREME DRILLING AND COIL SERVICES CORP. MEETING DATE: APR 22, 2015 | ||||
| TICKER: XDC SECURITY ID: 98419V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Elect Director Randolph M. Charron | Management | For | For |
| 3 | Elect Director Douglas A. Dafoe | Management | For | For |
| 4 | Elect Director J. William Franklin, Jr. | Management | For | For |
| 5 | Elect Director James B. Renfroe, Jr. | Management | For | For |
| 6 | Elect Director Jan Erik Vollebregt | Management | For | For |
| 7 | Elect Director David W. Wehlmann | Management | For | For |
| 8 | Elect Director Thomas D. Wood | Management | For | For |
| 9 | Fix Number of Directors at Seven | Management | For | For |
| 10 | Re-approve Stock Option Plan and Incentive and Retention Plan | Management | For | For |
| YAMANA GOLD INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: YRI SECURITY ID: 98462Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter Marrone | Management | For | For |
| 1.2 | Elect Director Patrick J. Mars | Management | For | For |
| 1.3 | Elect Director John Begeman | Management | For | For |
| 1.4 | Elect Director Christiane Bergevin | Management | For | For |
| 1.5 | Elect Director Alexander Davidson | Management | For | For |
| 1.6 | Elect Director Richard Graff | Management | For | For |
| 1.7 | Elect Director Nigel Lees | Management | For | For |
| 1.8 | Elect Director Carl Renzoni | Management | For | For |
| 1.9 | Elect Director Jane Sadowsky | Management | For | For |
| 1.10 | Elect Director Dino Titaro | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3.1 | Amend By-Law Re: Advance Notice Policy | Management | For | For |
| 3.2 | Adopt Ontario as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
VOTE SUMMARY REPORT
SELECT PHARMACEUTICALS PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABBVIE INC. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: ABBV SECURITY ID: 00287Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
| 1.3 | Elect Director Glenn F. Tilton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ABLYNX NV MEETING DATE: APR 30, 2015 | ||||
| TICKER: ABLX SECURITY ID: B0031S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Discharge of Auditors | Management | For | For |
| 7 | Elect Feadon, Permanently Represented by Lutgart Van den Berghe, as Independent Director | Management | For | For |
| 8 | Reelect Edwin Moses as Executive Director and Remi Vermeiren as Non-Executive Independent Director (Bundled) | Management | For | For |
| 9 | Approve Remuneration of Directors Re: Research and Development Committee Members | Management | For | For |
| ACTAVIS PLC MEETING DATE: MAR 10, 2015 | ||||
| TICKER: ACT SECURITY ID: G0083B108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ACTAVIS PLC MEETING DATE: JUN 05, 2015 | ||||
| TICKER: ACT SECURITY ID: G0083B108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul M. Bisaro | Management | For | For |
| 1b | Elect Director Nesli Basgoz | Management | For | For |
| 1c | Elect Director James H. Bloem | Management | For | For |
| 1d | Elect Director Christopher W. Bodine | Management | For | For |
| 1e | Elect Director Christopher J. Coughlin | Management | For | For |
| 1f | Elect Director Michael R. Gallagher | Management | For | For |
| 1g | Elect Director Catherine M. Klema | Management | For | For |
| 1h | Elect Director Peter J. McDonnell | Management | For | For |
| 1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1j | Elect Director Brenton L. Saunders | Management | For | For |
| 1k | Elect Director Ronald R. Taylor | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Change Company Name from Actavis plc to Allergan plc | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Report on Sustainability | Shareholder | Against | Abstain |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 18, 2015 | ||||
| TICKER: A SECURITY ID: 00846U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Herbold | Management | For | For |
| 1.2 | Elect Director Koh Boon Hwee | Management | For | For |
| 1.3 | Elect Director Michael R. McMullen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| AGIOS PHARMACEUTICALS, INC. MEETING DATE: JUN 23, 2015 | ||||
| TICKER: AGIO SECURITY ID: 00847X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Cole | Management | For | For |
| 1.2 | Elect Director Kaye Foster-Cheek | Management | For | For |
| 1.3 | Elect Director John M. Maraganore | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: ALXN SECURITY ID: 015351109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director David R. Brennan | Management | For | For |
| 1.3 | Elect Director M. Michele Burns | Management | For | For |
| 1.4 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.5 | Elect Director David L. Hallal | Management | For | For |
| 1.6 | Elect Director John T. Mollen | Management | For | For |
| 1.7 | Elect Director R. Douglas Norby | Management | For | For |
| 1.8 | Elect Director Alvin S. Parven | Management | For | For |
| 1.9 | Elect Director Andreas Rummelt | Management | For | For |
| 1.10 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Amend Charter -- Call Special Meetings | Shareholder | Against | Against |
| ALLERGAN, INC. MEETING DATE: MAR 10, 2015 | ||||
| TICKER: AGN SECURITY ID: 018490102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: SEP 25, 2014 | ||||
| TICKER: ALNY SECURITY ID: 02043Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Maraganore | Management | For | For |
| 1.2 | Elect Director Paul R. Schimmel | Management | For | For |
| 1.3 | Elect Director Phillip A. Sharp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: ALNY SECURITY ID: 02043Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director John K. Clarke | Management | For | For |
| 1.3 | Elect Director Marsha H. Fanucci | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMAG PHARMACEUTICALS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: AMAG SECURITY ID: 00163U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William K. Heiden | Management | For | For |
| 1.2 | Elect Director Barbara Deptula | Management | For | For |
| 1.3 | Elect Director John A. Fallon | Management | For | For |
| 1.4 | Elect Director Robert J. Perez | Management | For | For |
| 1.5 | Elect Director Lesley Russell | Management | For | For |
| 1.6 | Elect Director Gino Santini | Management | For | For |
| 1.7 | Elect Director Davey S. Scoon | Management | For | For |
| 1.8 | Elect Director James R. Sulat | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ANI PHARMACEUTICALS, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: ANIP SECURITY ID: 00182C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert E. Brown, Jr. | Management | For | For |
| 1.2 | Elect Director Arthur S. Przybyl | Management | For | For |
| 1.3 | Elect Director Fred Holubow | Management | For | For |
| 1.4 | Elect Director Tracy L. Marshbanks | Management | For | For |
| 1.5 | Elect Director Thomas A. Penn | Management | For | For |
| 1.6 | Elect Director Daniel Raynor | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| ARSEUS NV MEETING DATE: DEC 12, 2014 | ||||
| TICKER: RCUS SECURITY ID: B0414S106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change Company Name to Fagron | Management | For | For |
| 2 | Authorize Share Repurchase of Up to 10 Percent of Issued Share Capital and Reissuance of Repurchased Shares | Management | For | For |
| 3.1 | Amend Articles Re:Delete References to Bearer Shares | Management | For | For |
| 3.2 | Amend Articles Re: Liquidation Procedure | Management | For | For |
| 4.1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| 4.2 | Coordinate Articles of Association | Management | For | For |
| ASTRAZENECA PLC MEETING DATE: APR 24, 2015 | ||||
| TICKER: AZN SECURITY ID: 046353108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Elect Cori Bargmann as Director | Management | For | For |
| 5e | Re-elect Genevieve Berger as Director | Management | For | For |
| 5f | Re-elect Bruce Burlington as Director | Management | For | For |
| 5g | Re-elect Ann Cairns as Director | Management | For | For |
| 5h | Re-elect Graham Chipchase as Director | Management | For | For |
| 5i | Re-elect Jean-Philippe Courtois as Director | Management | For | For |
| 5j | Re-elect Rudy Markham as Director | Management | For | For |
| 5k | Re-elect Shriti Vadera as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 12 | Adopt New Articles of Association | Management | For | For |
| BIODELIVERY SCIENCES INTERNATIONAL, INC. MEETING DATE: JUL 17, 2014 | ||||
| TICKER: BDSI SECURITY ID: 09060J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director William B. Stone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Other Business | Management | For | Against |
| BIOGEN INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: BIIB SECURITY ID: 09062X103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexander J. Denner | Management | For | For |
| 1.2 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.3 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.4 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.5 | Elect Director Robert W. Pangia | Management | For | For |
| 1.6 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.7 | Elect Director Brian S. Posner | Management | For | For |
| 1.8 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.9 | Elect Director George A. Scangos | Management | For | For |
| 1.10 | Elect Director Lynn Schenk | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 05, 2015 | ||||
| TICKER: BMY SECURITY ID: 110122108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1A | Elect Director Lamberto Andreotti | Management | For | For |
| 1.1B | Elect Director Giovanni Caforio | Management | For | For |
| 1.1C | Elect Director Lewis B. Campbell | Management | For | For |
| 1.1D | Elect Director Laurie H. Glimcher | Management | For | For |
| 1.1E | Elect Director Michael Grobstein | Management | For | For |
| 1.1F | Elect Director Alan J. Lacy | Management | For | For |
| 1.1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
| 1.1H | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1.1I | Elect Director Vicki L. Sato | Management | For | For |
| 1.1J | Elect Director Gerald L. Storch | Management | For | For |
| 1.1K | Elect Director Togo D. West, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 5 | Remove Supermajority Vote Requirement Applicable to Preferred Stock | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| CARA THERAPEUTICS, INC. MEETING DATE: JUN 08, 2015 | ||||
| TICKER: CARA SECURITY ID: 140755109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Harrison M. Bains, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CODEXIS, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: CDXS SECURITY ID: 192005106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathleen S. Glaub | Management | For | For |
| 1.2 | Elect Director Bernard J. Kelley | Management | For | For |
| 1.3 | Elect Director John J. Nicols | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| CSPC PHARMACEUTICAL GROUP LTD. MEETING DATE: MAY 26, 2015 | ||||
| TICKER: 01093 SECURITY ID: Y1837N109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Elect Lo Yuk Lam as Director | Management | For | For |
| 3a2 | Elect Yu Jinming as Director | Management | For | For |
| 3a3 | Elect Chen Shilin as Director | Management | For | For |
| 3a4 | Elect Cai Dongchen as Director | Management | For | Against |
| 3a5 | Elect Chak Kin Man as Director | Management | For | Against |
| 3a6 | Elect Pan Weidong as Director | Management | For | Against |
| 3a7 | Elect Zhao John Huan as Director | Management | For | Against |
| 3a8 | Elect Wang Shunlong as Director | Management | For | Against |
| 3a9 | Elect Wang Huaiyu as Director | Management | For | Against |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Adopt New Articles of Association | Management | For | For |
| DAVITA HEALTHCARE PARTNERS INC. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: DVA SECURITY ID: 23918K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pamela M. Arway | Management | For | For |
| 1b | Elect Director Charles G. Berg | Management | For | For |
| 1c | Elect Director Carol Anthony ('John') Davidson | Management | For | For |
| 1d | Elect Director Paul J. Diaz | Management | For | For |
| 1e | Elect Director Peter T. Grauer | Management | For | For |
| 1f | Elect Director John M. Nehra | Management | For | For |
| 1g | Elect Director William L. Roper | Management | For | For |
| 1h | Elect Director Kent J. Thiry | Management | For | For |
| 1i | Elect Director Roger J. Valine | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| DBV TECHNOLOGIES MEETING DATE: JUN 23, 2015 | ||||
| TICKER: DBV SECURITY ID: F2927N109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Ratify Appointment of Chahra Louafi as Director | Management | For | For |
| 6 | Ratify Appointment of Daniel Soland as Director | Management | For | For |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 350,000 | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Capitalization of Reserves of Up to 50 Percent of Issued Capital for Bonus Issue or Increase in Par Value | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 30 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 30 Percent of Issued Share Capital | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to 30 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 11-13 | Management | For | For |
| 16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 17 | Approve Issuance of Warrants (BSA, BSAANE and/or BSAAR) without Preemptive Rights up to 4 Percent of Issued Capital Reserved for Corporate Officers, Scientific Committee Members, Employees, Consultants and/or Services Providers | Management | For | Against |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 19 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 20 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 11-13 and 16 at 65 percent of Issued Share Capital | Management | For | For |
| 21 | Amend Article 23 of Bylaws Re: Absence of Double Voting Rights | Management | For | For |
| 22 | Approve Merger Agreement with Phys Participations | Management | For | For |
| 23 | Approve Merger Agreement with DBCS Participations | Management | For | For |
| 24 | Issue 301,788 Shares in Connection with Acquisition of Phys Participations | Management | For | For |
| 25 | Issue 288,785 Shares in Connection with Acquisition of DBCS Participations | Management | For | For |
| 26 | Pursuant to Items 22 and 24, Approve Allocation of Merger Premium | Management | For | For |
| 27 | Pursuant to Items 23 and 25, Approve Allocation of Merger Premium | Management | For | For |
| 28 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares, Following the Merger with Phys Participations | Management | For | For |
| 29 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares, Following the Merger with DBCS Participations | Management | For | For |
| 30 | Amend Article 6 of Bylaws to Reflect Changes in Capital Pursuant to Merger with Phys Participations | Management | For | For |
| 31 | Amend Article 6 of Bylaws to Reflect Changes in Capital Pursuant to Merger with DBCS Participations | Management | For | For |
| 32 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DYNAVAX TECHNOLOGIES CORPORATION MEETING DATE: MAY 27, 2015 | ||||
| TICKER: DVAX SECURITY ID: 268158201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arnold L. Oronsky | Management | For | Withhold |
| 1.2 | Elect Director Francis R. Cano | Management | For | Withhold |
| 1.3 | Elect Director Peggy V. Phillips | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ELI LILLY AND COMPANY MEETING DATE: MAY 04, 2015 | ||||
| TICKER: LLY SECURITY ID: 532457108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Katherine Baicker | Management | For | For |
| 1.1b | Elect Director J. Erik Fyrwald | Management | For | For |
| 1.1c | Elect Director Ellen R. Marram | Management | For | For |
| 1.1d | Elect Director Jackson P. Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ENDO INTERNATIONAL PLC MEETING DATE: JUN 09, 2015 | ||||
| TICKER: ENDP SECURITY ID: G30401106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roger H. Kimmel | Management | For | For |
| 1b | Elect Director Rajiv De Silva | Management | For | For |
| 1c | Elect Director Shane M. Cooke | Management | For | For |
| 1d | Elect Director Arthur J. Higgins | Management | For | For |
| 1e | Elect Director Nancy J. Hutson | Management | For | For |
| 1f | Elect Director Michael Hyatt | Management | For | For |
| 1g | Elect Director William P. Montague | Management | For | For |
| 1h | Elect Director Jill D. Smith | Management | For | For |
| 1i | Elect Director William F. Spengler | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY MEETING DATE: MAY 06, 2015 | ||||
| TICKER: ESRX SECURITY ID: 30219G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gary G. Benanav | Management | For | For |
| 1b | Elect Director Maura C. Breen | Management | For | For |
| 1c | Elect Director William J. DeLaney | Management | For | For |
| 1d | Elect Director Elder Granger | Management | For | For |
| 1e | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1f | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1g | Elect Director Frank Mergenthaler | Management | For | For |
| 1h | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1i | Elect Director Roderick A. Palmore | Management | For | For |
| 1j | Elect Director George Paz | Management | For | For |
| 1k | Elect Director William L. Roper | Management | For | For |
| 1l | Elect Director Seymour Sternberg | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| FAGRON MEETING DATE: MAY 11, 2015 | ||||
| TICKER: FAGR SECURITY ID: B0414S106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Discuss and Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Discuss and Approve Remuneration Report | Management | For | For |
| 5 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7 | Approve Discharge of Auditors | Management | For | For |
| 8 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 9 | Approve Change-of-Control Clause Re : Revolving Credit Facility | Management | For | For |
| 10 | Reelect Gerardus van Jeveren as Executive Director | Management | For | For |
| 11 | Reelect Jan Peeters as Executive Director | Management | For | For |
| 12 | Elect Nathalie van Woerkom as Independent Director | Management | For | For |
| 13 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 14 | Approve Auditors' Remuneration | Management | For | For |
| 15 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| 16 | Transact Other Business | Management | None | None |
| GENMAB A/S MEETING DATE: MAR 26, 2015 | ||||
| TICKER: GEN SECURITY ID: K3967W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 4a | Reelect Mats Petterson as Director | Management | For | Did Not Vote |
| 4b | Reelect Anders Pedersen as Director | Management | For | Did Not Vote |
| 4c | Reelect Burton Malkiel as Director | Management | For | Did Not Vote |
| 4d | Elect Paolo Paoletti as New Director | Management | For | Did Not Vote |
| 4e | Elect Pernille Errenbjerg as New Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 6a | Approve Remuneration of Directors in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Vice Chairman, and DKK 300,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 6b | Amend Articles Re: Editorial | Management | For | Did Not Vote |
| 6c | Amend Articles Re: Deadline for Voting by Post | Management | For | Did Not Vote |
| 7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| GLAXOSMITHKLINE PLC MEETING DATE: DEC 18, 2014 | ||||
| TICKER: GSK SECURITY ID: 37733W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Transaction by the Company with Novartis AG | Management | For | For |
| GLAXOSMITHKLINE PLC MEETING DATE: MAY 07, 2015 | ||||
| TICKER: GSK SECURITY ID: 37733W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Sir Philip Hampton as Director | Management | For | For |
| 4 | Elect Urs Rohner as Director | Management | For | For |
| 5 | Re-elect Sir Andrew Witty as Director | Management | For | For |
| 6 | Re-elect Sir Roy Anderson as Director | Management | For | For |
| 7 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
| 8 | Re-elect Stacey Cartwright as Director | Management | For | For |
| 9 | Re-elect Simon Dingemans as Director | Management | For | For |
| 10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 11 | Re-elect Judy Lewent as Director | Management | For | For |
| 12 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
| 13 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
| 14 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
| 15 | Re-elect Hans Wijers as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 24 | Approve Share Value Plan | Management | For | For |
| HORIZON PHARMA, INC. MEETING DATE: SEP 18, 2014 | ||||
| TICKER: HZNP SECURITY ID: 44047T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| IMPAX LABORATORIES, INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: IPXL SECURITY ID: 45256B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leslie Z. Benet | Management | For | For |
| 1.2 | Elect Director Robert L. Burr | Management | For | For |
| 1.3 | Elect Director Allen Chao | Management | For | For |
| 1.4 | Elect Director Nigel Ten Fleming | Management | For | For |
| 1.5 | Elect Director Larry Hsu | Management | For | For |
| 1.6 | Elect Director Michael Markbreiter | Management | For | For |
| 1.7 | Elect Director Mary K. Pendergast | Management | For | For |
| 1.8 | Elect Director Peter R. Terreri | Management | For | For |
| 1.9 | Elect Director G. Frederick Wilkinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| INDIVIOR PLC MEETING DATE: MAY 13, 2015 | ||||
| TICKER: INDV SECURITY ID: G4766E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4 | Elect Howard Pien as Director | Management | For | For |
| 5 | Elect Shaun Thaxter as Director | Management | For | For |
| 6 | Elect Cary Claiborne as Director | Management | For | For |
| 7 | Elect Rupert Bondy as Director | Management | For | For |
| 8 | Elect Dr Yvonne Greenstreet as Director | Management | For | For |
| 9 | Elect Adrian Hennah as Director | Management | For | For |
| 10 | Elect Dr Thomas McLellan as Director | Management | For | For |
| 11 | Elect Lorna Parker as Director | Management | For | For |
| 12 | Elect Daniel Phelan as Director | Management | For | For |
| 13 | Elect Christian Schade as Director | Management | For | For |
| 14 | Elect Daniel Tasse as Director | Management | For | For |
| 15 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC. MEETING DATE: JUL 17, 2014 | ||||
| TICKER: ICPT SECURITY ID: 45845P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director Luca Benatti | Management | For | For |
| 1.3 | Elect Director Paolo Fundaro | Management | For | For |
| 1.4 | Elect Director Sanj K. Patel | Management | For | For |
| 1.5 | Elect Director Mark Pruzanski | Management | For | For |
| 1.6 | Elect Director Glenn Sblendorio | Management | For | For |
| 1.7 | Elect Director Jonathan T. Silverstein | Management | For | For |
| 1.8 | Elect Director Klaus Veitinger | Management | For | For |
| 1.9 | Elect Director Nicole S. Williams | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| JAZZ PHARMACEUTICALS PLC MEETING DATE: JUL 31, 2014 | ||||
| TICKER: JAZZ SECURITY ID: G50871105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Bruce C. Cozadd | Management | For | For |
| 1b | Elect Director Heather Ann McSharry | Management | For | For |
| 1c | Elect Director Rick E. Winningham | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Authorize Jazz Pharmaceuticals plc and/or Any Subsidiary of Jazz Pharmaceuticals plc to Make Market Purchases of Jazz Pharmaceuticals plc's Ordinary Shares | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JIANGSU HENGRUI MEDICINE CO., LTD. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: 600276 SECURITY ID: Y4446S105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2014 Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2014 Annual Report and Summary | Management | For | For |
| 4 | Approve 2014 Financial Statements | Management | For | For |
| 5 | Approve 2014 Profit Distribution | Management | For | For |
| 6 | Approve Re-appointment of 2015 Auditor and Internal Control Auditor and Payment of Remuneration | Management | For | For |
| 7 | Approve Amendments to Articles of Association | Management | For | For |
| 8 | Elect Li Yuanchao as Independent Director | Management | For | For |
| JOHNSON & JOHNSON MEETING DATE: APR 23, 2015 | ||||
| TICKER: JNJ SECURITY ID: 478160104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary Sue Coleman | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director William D. Perez | Management | For | For |
| 1i | Elect Director Charles Prince | Management | For | For |
| 1j | Elect Director A. Eugene Washington | Management | For | For |
| 1k | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Policy Regarding Overextended Directors | Shareholder | Against | Against |
| 5 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| KEYSIGHT TECHNOLOGIES, INC. MEETING DATE: MAR 19, 2015 | ||||
| TICKER: KEYS SECURITY ID: 49338L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.2 | Elect Director Charles J. Dockendorff | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| KNIGHT THERAPEUTICS INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: GUD SECURITY ID: 499053106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James C. Gale | Management | For | For |
| 1.2 | Elect Director Jonathan Ross Goodman | Management | For | For |
| 1.3 | Elect Director Robert N. Lande | Management | For | For |
| 1.4 | Elect Director Ed Schutter | Management | For | For |
| 1.5 | Elect Director Sylvie Tendler | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Employee Share Purchase Plan | Management | For | For |
| LANNETT COMPANY, INC. MEETING DATE: JAN 21, 2015 | ||||
| TICKER: LCI SECURITY ID: 516012101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey Farber | Management | For | For |
| 1.2 | Elect Director Arthur P. Bedrosian | Management | For | For |
| 1.3 | Elect Director James M. Maher | Management | For | For |
| 1.4 | Elect Director David Drabik | Management | For | For |
| 1.5 | Elect Director Paul Taveira | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LION BIOTECHNOLOGIES, INC. MEETING DATE: NOV 03, 2014 | ||||
| TICKER: LBIO SECURITY ID: 53619R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Manish Singh | Management | For | For |
| 1.2 | Elect Director Merrill A. McPeak | Management | For | For |
| 1.3 | Elect Director Sanford J. Hillsberg | Management | For | For |
| 1.4 | Elect Director Jay Venkatesan | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| MALLINCKRODT PLC MEETING DATE: MAR 19, 2015 | ||||
| TICKER: MNK SECURITY ID: G5785G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Melvin D. Booth | Management | For | For |
| 1b | Elect Director Don M. Bailey | Management | For | For |
| 1c | Elect Director David R. Carlucci | Management | For | For |
| 1d | Elect Director J. Martin Carroll | Management | For | For |
| 1e | Elect Director Diane H. Gulyas | Management | For | For |
| 1f | Elect Director Nancy S. Lurker | Management | For | For |
| 1g | Elect Director JoAnn A. Reed | Management | For | For |
| 1h | Elect Director Angus C. Russell | Management | For | For |
| 1i | Elect Director Virgil D. Thompson | Management | For | For |
| 1j | Elect Director Mark C. Trudeau | Management | For | For |
| 1k | Elect Director Kneeland C. Youngblood | Management | For | For |
| 1l | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize the Price Range at which the Company can Reissue Shares that it Holds as Treasury Shares | Management | For | For |
| 7 | Authorize the Holding of the 2016 AGM at a Location Outside Ireland | Management | For | For |
| MCKESSON CORPORATION MEETING DATE: JUL 30, 2014 | ||||
| TICKER: MCK SECURITY ID: 58155Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andy D. Bryant | Management | For | For |
| 1b | Elect Director Wayne A. Budd | Management | For | For |
| 1c | Elect Director N. Anthony Coles | Management | For | For |
| 1d | Elect Director John H. Hammergren | Management | For | For |
| 1e | Elect Director Alton F. Irby, III | Management | For | For |
| 1f | Elect Director M. Christine Jacobs | Management | For | For |
| 1g | Elect Director Marie L. Knowles | Management | For | For |
| 1h | Elect Director David M. Lawrence | Management | For | For |
| 1i | Elect Director Edward A. Mueller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| MEI PHARMA, INC. MEETING DATE: DEC 03, 2014 | ||||
| TICKER: MEIP SECURITY ID: 55279B202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leah Rush Cann | Management | For | For |
| 1.2 | Elect Director Daniel P. Gold | Management | For | For |
| 1.3 | Elect Director Kevan E. Clemens | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MERCK & CO., INC. MEETING DATE: MAY 26, 2015 | ||||
| TICKER: MRK SECURITY ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| MYLAN INC. MEETING DATE: JAN 29, 2015 | ||||
| TICKER: MYL SECURITY ID: 628530107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| MYOS CORPORATION MEETING DATE: DEC 18, 2014 | ||||
| TICKER: MYOS SECURITY ID: 554051920 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Hariri | Management | For | For |
| 1.2 | Elect Director Louis J. Aronne | Management | For | For |
| 1.3 | Elect Director Peter Diamandis | Management | For | For |
| 1.4 | Elect Director Buzz Aldrin | Management | For | For |
| 1.5 | Elect Director J. Craig Venter | Management | For | For |
| 1.6 | Elect Director Sapna Srivastava | Management | For | For |
| 1.7 | Elect Director Christopher Pechock | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| NOVARTIS AG MEETING DATE: FEB 27, 2015 | ||||
| TICKER: NOVN SECURITY ID: 66987V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.60 per Share | Management | For | Did Not Vote |
| 4 | Approve CHF 14.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 5 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
| 6.1 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 7.7 Million | Management | For | Did Not Vote |
| 6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 84 Million | Management | For | Did Not Vote |
| 6.3 | Approve Remuneration Report | Management | For | Did Not Vote |
| 7.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | Did Not Vote |
| 7.2 | Reelect Dimitri Azar as Director | Management | For | Did Not Vote |
| 7.3 | Reelect Verena Briner as Director | Management | For | Did Not Vote |
| 7.4 | Reelect Srikant Datar as Director | Management | For | Did Not Vote |
| 7.5 | Reelect Ann Fudge as Director | Management | For | Did Not Vote |
| 7.6 | Reelect Pierre Landolt as Director | Management | For | Did Not Vote |
| 7.7 | Reelect Andreas von Planta as Director | Management | For | Did Not Vote |
| 7.8 | Reelect Charles Sawyers as Director | Management | For | Did Not Vote |
| 7.9 | Reelect Enrico Vanni as Director | Management | For | Did Not Vote |
| 7.10 | Reelect William Winters as Director | Management | For | Did Not Vote |
| 7.11 | Elect Nancy Andrews as Director | Management | For | Did Not Vote |
| 8.1 | Appoint Srikant Datar as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.2 | Appoint Ann Fudge as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.3 | Appoint Enrico Vanni as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.4 | Appoint William Winters as Member of the Compensation Committee | Management | For | Did Not Vote |
| 9 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 10 | Designate Peter Zahn as Independent Proxy | Management | For | Did Not Vote |
| 11 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| NOVAVAX, INC. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: NVAX SECURITY ID: 670002104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard H. Douglas | Management | For | For |
| 1.2 | Elect Director Gary C. Evans | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NOVO NORDISK A/S MEETING DATE: MAR 19, 2015 | ||||
| TICKER: NOVO B SECURITY ID: 670100205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports for 2014 | Management | For | Did Not Vote |
| 3.1 | Approve Remuneration of Directors for 2014 | Management | For | Did Not Vote |
| 3.2 | Approve Remuneration of Directors for 2015 | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 5.00 Per Share | Management | For | Did Not Vote |
| 5.1 | Elect Goran Ando as Director and Chairman | Management | For | Did Not Vote |
| 5.2 | Elect Jeppe Christiansen as Director and Deputy Chairman | Management | For | Did Not Vote |
| 5.3a | Elect Bruno Angelici as Director | Management | For | Did Not Vote |
| 5.3b | Elect Sylvie Gregoire as Director | Management | For | Did Not Vote |
| 5.3c | Elect Liz Hewitt as Director | Management | For | Did Not Vote |
| 5.3d | Elect Thomas Koestler as Director | Management | For | Did Not Vote |
| 5.3e | Elect Eivind Kolding as Director | Management | For | Did Not Vote |
| 5.3f | Elect Mary Szela as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCooper as Auditors | Management | For | Did Not Vote |
| 7.1 | Approve Reduction in Share Capital | Management | For | Did Not Vote |
| 7.2 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 7.3 | Amend Articles Re: Distribution of Extraordinary Dividends | Management | For | Did Not Vote |
| 7.4 | Approve Revised Remuneration Principles | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| PACIRA PHARMACEUTICALS, INC. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: PCRX SECURITY ID: 695127100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura Brege | Management | For | For |
| 1.2 | Elect Director Mark A. Kronenfeld | Management | For | For |
| 1.3 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PERRIGO COMPANY PLC MEETING DATE: NOV 04, 2014 | ||||
| TICKER: PRGO SECURITY ID: G97822103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurie Brlas | Management | For | For |
| 1.2 | Elect Director Gary M. Cohen | Management | For | For |
| 1.3 | Elect Director Jacqualyn A. Fouse | Management | For | For |
| 1.4 | Elect Director David T. Gibbons | Management | For | For |
| 1.5 | Elect Director Ran Gottfried | Management | For | For |
| 1.6 | Elect Director Ellen R. Hoffing | Management | For | For |
| 1.7 | Elect Director Michael J. Jandernoa | Management | For | For |
| 1.8 | Elect Director Gary K. Kunkle, Jr. | Management | For | For |
| 1.9 | Elect Director Herman Morris, Jr. | Management | For | For |
| 1.10 | Elect Director Donal O'Connor | Management | For | For |
| 1.11 | Elect Director Joseph C. Papa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 6 | Approve Creation of Distributable Reserves | Management | For | For |
| PFENEX INC. MEETING DATE: APR 21, 2015 | ||||
| TICKER: PFNX SECURITY ID: 717071104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director John M. Taylor | Management | For | For |
| 2 | Ratify Haskell & White LLP as Auditors | Management | For | For |
| PFIZER INC. MEETING DATE: APR 23, 2015 | ||||
| TICKER: PFE SECURITY ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director W. Don Cornwell | Management | For | For |
| 1.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 1.4 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.5 | Elect Director James M. Kilts | Management | For | For |
| 1.6 | Elect Director Shantanu Narayen | Management | For | For |
| 1.7 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.8 | Elect Director Ian C. Read | Management | For | For |
| 1.9 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.10 | Elect Director James C. Smith | Management | For | For |
| 1.11 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
| PRESTIGE BRANDS HOLDINGS, INC. MEETING DATE: AUG 05, 2014 | ||||
| TICKER: PBH SECURITY ID: 74112D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew M. Mannelly | Management | For | For |
| 1.2 | Elect Director John E. Byom | Management | For | For |
| 1.3 | Elect Director Gary E. Costley | Management | For | For |
| 1.4 | Elect Director Charles J. Hinkaty | Management | For | For |
| 1.5 | Elect Director Carl J. Johnson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QUESTCOR PHARMACEUTICALS, INC. MEETING DATE: AUG 14, 2014 | ||||
| TICKER: QCOR SECURITY ID: 74835Y101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| RECKITT BENCKISER GROUP PLC MEETING DATE: DEC 11, 2014 | ||||
| TICKER: RB. SECURITY ID: G74079107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Demerger of the Pharmaceuticals Business by Way of Dividend in Specie | Management | For | For |
| RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 07, 2015 | ||||
| TICKER: RB. SECURITY ID: G74079107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Jaspal Bindra as Director | Management | For | For |
| 5 | Elect Mary Harris as Director | Management | For | For |
| 6 | Elect Pamela Kirby as Director | Management | For | For |
| 7 | Elect Sue Shim as Director | Management | For | For |
| 8 | Elect Christopher Sinclair as Director | Management | For | For |
| 9 | Elect Douglas Tough as Director | Management | For | For |
| 10 | Re-elect Adrian Bellamy as Director | Management | For | For |
| 11 | Re-elect Nicandro Durante as Director | Management | For | For |
| 12 | Re-elect Peter Harf as Director | Management | For | For |
| 13 | Re-elect Adrian Hennah as Director | Management | For | For |
| 14 | Re-elect Kenneth Hydon as Director | Management | For | For |
| 15 | Re-elect Rakesh Kapoor as Director | Management | For | For |
| 16 | Re-elect Andre Lacroix as Director | Management | For | For |
| 17 | Re-elect Judith Sprieser as Director | Management | For | For |
| 18 | Re-elect Warren Tucker as Director | Management | For | For |
| 19 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 20 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 23 | Amend the Annual Limit of Directors' Fees | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Approve 2015 Long Term Incentive Plan | Management | For | For |
| 27 | Approve 2015 Savings Related Share Option Plan | Management | For | For |
| 28 | Authorise Directors to Establish a Further Plan or Plans | Management | For | For |
| 29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| RECORDATI INDUSTRIA CHIMICA E FARMACEUTICA SPA MEETING DATE: APR 15, 2015 | ||||
| TICKER: REC SECURITY ID: T78458139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 12, 2015 | ||||
| TICKER: REGN SECURITY ID: 75886F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles A. Baker | Management | For | For |
| 1.2 | Elect Director Arthur F. Ryan | Management | For | For |
| 1.3 | Elect Director George L. Sing | Management | For | For |
| 1.4 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| REPLIGEN CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: RGEN SECURITY ID: 759916109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicolas M. Barthelemy | Management | For | For |
| 1.2 | Elect Director Glenn L. Cooper | Management | For | For |
| 1.3 | Elect Director John G. Cox | Management | For | For |
| 1.4 | Elect Director Karen A. Dawes | Management | For | For |
| 1.5 | Elect Director Alfred L. Goldberg | Management | For | For |
| 1.6 | Elect Director Thomas F. Ryan, Jr. | Management | For | For |
| 1.7 | Elect Director Tony J. Hunt | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SANOFI MEETING DATE: MAY 04, 2015 | ||||
| TICKER: SAN SECURITY ID: 80105N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.85 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Serge Weinberg as Director | Management | For | For |
| 6 | Reelect Suet-Fern Lee as Director | Management | For | For |
| 7 | Ratify Appointment of Bonnie Bassler as Director | Management | For | For |
| 8 | Reelect Bonnie Bassler as Director | Management | For | For |
| 9 | Ratify Appointment of Olivier Brandicourt as Director | Management | For | For |
| 10 | Advisory Vote on Compensation of Serge Weinberg | Management | For | For |
| 11 | Advisory Vote on Compensation of Christopher Viehbacher | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 1 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
| 2 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 260 Million | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 260 Million | Management | For | For |
| 4 | Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion | Management | For | For |
| 5 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 6 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 7 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 8 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 10 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 11 | Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
| 12 | Amend Article 19 of Bylaws Re: Attendance to General Meetings | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SHIRE PLC MEETING DATE: APR 28, 2015 | ||||
| TICKER: SHP SECURITY ID: 82481R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 5 | Re-elect William Burns as Director | Management | For | For |
| 6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
| 7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
| 8 | Re-elect David Kappler as Director | Management | For | For |
| 9 | Re-elect Susan Kilsby as Director | Management | For | For |
| 10 | Re-elect Anne Minto as Director | Management | For | For |
| 11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Approve Long Term Incentive Plan 2015 | Management | For | For |
| 15 | Approve Global Employee Stock Purchase Plan | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| TETRAPHASE PHARMACEUTICALS, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: TTPH SECURITY ID: 88165N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey A. Chodakewitz | Management | For | For |
| 1.2 | Elect Director Gerri Henwood | Management | For | For |
| 1.3 | Elect Director Guy Macdonald | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUL 30, 2014 | ||||
| TICKER: TEVA SECURITY ID: 881624209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Dan Propper as Director for a Three Year Term | Management | For | For |
| 1.2 | Reelect Ory Slonim as Director for a Three Year Term | Management | For | For |
| 2.1 | Reelect Joseph Nitzani as External Director and Approve Director's Remuneration | Management | For | For |
| 2.2 | Elect Jean-Michel Halfon as External Director and Approve Director's Remuneration | Management | For | For |
| 3.1 | Approve Annual Cash Bonus Objectives for CEO and President, for 2014 and Onwards | Management | For | For |
| 3.2 | Approve Grant Annual Equity Awards to CEO and President, Starting 2015 | Management | For | For |
| 4 | Approve Purchase of D&O Liability Insurance Policie | Management | For | For |
| 5 | Reappoint Kesselman & Kesselman as Auditors | Management | For | For |
| 6 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| THE MEDICINES COMPANY MEETING DATE: MAY 28, 2015 | ||||
| TICKER: MDCO SECURITY ID: 584688105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Armin M. Kessler | Management | For | For |
| 1.2 | Elect Director Robert G. Savage | Management | For | For |
| 1.3 | Elect Director Glenn P. Sblendorio | Management | For | For |
| 1.4 | Elect Director Melvin K. Spigelman | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 26, 2015 | ||||
| TICKER: UTHR SECURITY ID: 91307C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katherine Klein | Management | For | For |
| 1.2 | Elect Director Raymond Kurzweil | Management | For | For |
| 1.3 | Elect Director Martine Rothblatt | Management | For | For |
| 1.4 | Elect Director Louis Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VALEANT PHARMACEUTICALS INTERNATIONAL, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: VRX SECURITY ID: 91911K102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald H. Farmer | Management | For | For |
| 1b | Elect Director Colleen A. Goggins | Management | For | For |
| 1c | Elect Director Robert A. Ingram | Management | For | For |
| 1d | Elect Director Anders O. Lonner | Management | For | For |
| 1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
| 1f | Elect Director J. Michael Pearson | Management | For | For |
| 1g | Elect Director Robert N. Power | Management | For | For |
| 1h | Elect Director Norma A. Provencio | Management | For | For |
| 1i | Elect Director Howard B. Schiller | Management | For | For |
| 1j | Elect Director Katharine B. Stevenson | Management | For | For |
| 1k | Elect Director Jeffrey W. Ubben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: JUN 04, 2015 | ||||
| TICKER: VRTX SECURITY ID: 92532F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey M. Leiden | Management | For | For |
| 1.2 | Elect Director Bruce I. Sachs | Management | For | For |
| 1.3 | Elect Director Sangeeta N. Bhatia | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Specialty Drug Pricing Risks | Shareholder | Against | Abstain |
| WEST PHARMACEUTICAL SERVICES, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: WST SECURITY ID: 955306105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Buthman | Management | For | For |
| 1.2 | Elect Director William F. Feehery | Management | For | For |
| 1.3 | Elect Director Thomas W. Hofmann | Management | For | For |
| 1.4 | Elect Director Paula A. Johnson | Management | For | For |
| 1.5 | Elect Director Myla P. Lai-Goldman | Management | For | For |
| 1.6 | Elect Director Douglas A. Michels | Management | For | For |
| 1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.8 | Elect Director John H. Weiland | Management | For | For |
| 1.9 | Elect Director Anthony Welters | Management | For | For |
| 1.10 | Elect Director Patrick J. Zenner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| XENOPORT, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: XNPT SECURITY ID: 98411C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis M. Fenton | Management | For | For |
| 1.2 | Elect Director Catherine J. Friedman | Management | For | For |
| 2 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZOETIS INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: ZTS SECURITY ID: 98978V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sanjay Khosla | Management | For | Against |
| 1.2 | Elect Director Willie M. Reed | Management | For | Against |
| 1.3 | Elect Director William C. Steere, Jr. | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT RETAILING PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AMAZON.COM, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: AMZN SECURITY ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Judith A. McGrath | Management | For | For |
| 1g | Elect Director Alain Monie | Management | For | For |
| 1h | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1i | Elect Director Thomas O. Ryder | Management | For | For |
| 1j | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| ANNIE'S, INC. MEETING DATE: SEP 09, 2014 | ||||
| TICKER: BNNY SECURITY ID: 03600T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Molly F. Ashby | Management | For | For |
| 1.2 | Elect Director John M. Foraker | Management | For | For |
| 1.3 | Elect Director Robert W. Black | Management | For | For |
| 1.4 | Elect Director Julie D. Klapstein | Management | For | For |
| 1.5 | Elect Director Lawrence S. Peiros | Management | For | For |
| 1.6 | Elect Director Bettina M. Whyte | Management | For | For |
| 1.7 | Elect Director Billie Ida Williamson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| APPLE INC. MEETING DATE: MAR 10, 2015 | ||||
| TICKER: AAPL SECURITY ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tim Cook | Management | For | For |
| 1.2 | Elect Director Al Gore | Management | For | For |
| 1.3 | Elect Director Bob Iger | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Art Levinson | Management | For | For |
| 1.6 | Elect Director Ron Sugar | Management | For | For |
| 1.7 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Abstain |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ASSOCIATED BRITISH FOODS PLC MEETING DATE: DEC 05, 2014 | ||||
| TICKER: ABF SECURITY ID: G05600138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Emma Adamo as Director | Management | For | For |
| 6 | Re-elect John Bason as Director | Management | For | For |
| 7 | Elect Ruth Cairnie as Director | Management | For | For |
| 8 | Re-elect Timothy Clarke as Director | Management | For | For |
| 9 | Re-elect Lord Jay of Ewelme as Director | Management | For | For |
| 10 | Re-elect Javier Ferran as Director | Management | For | For |
| 11 | Re-elect Charles Sinclair as Director | Management | For | For |
| 12 | Re-elect Peter Smith as Director | Management | For | For |
| 13 | Re-elect George Weston as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| AUTOZONE, INC. MEETING DATE: DEC 18, 2014 | ||||
| TICKER: AZO SECURITY ID: 053332102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Sue E. Gove | Management | For | For |
| 1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.5 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.6 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.7 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.8 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.10 | Elect Director Luis P. Nieto | Management | For | For |
| 1.11 | Elect Director William C. Rhodes, III | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| BED BATH & BEYOND INC. MEETING DATE: JUL 07, 2014 | ||||
| TICKER: BBBY SECURITY ID: 075896100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Warren Eisenberg | Management | For | For |
| 1b | Elect Director Leonard Feinstein | Management | For | For |
| 1c | Elect Director Steven H. Temares | Management | For | For |
| 1d | Elect Director Dean S. Adler | Management | For | For |
| 1e | Elect Director Stanley F. Barshay | Management | For | For |
| 1f | Elect Director Geraldine T. Elliott | Management | For | For |
| 1g | Elect Director Klaus Eppler | Management | For | For |
| 1h | Elect Director Patrick R. Gaston | Management | For | For |
| 1i | Elect Director Jordan Heller | Management | For | For |
| 1j | Elect Director Victoria A. Morrison | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: CMG SECURITY ID: 169656105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John S. Charlesworth | Management | For | For |
| 1.2 | Elect Director Kimbal Musk | Management | For | For |
| 1.3 | Elect Director Montgomery F. (Monty) Moran | Management | For | For |
| 1.4 | Elect Director Patrick J. Flynn | Management | For | For |
| 1.5 | Elect Director Steve Ells | Management | For | For |
| 1.6 | Elect Director Stephen Gillett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Provide Proxy Access Right | Management | For | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 9 | Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 11 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 12 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
| COMPAGNIE FINANCIERE RICHEMONT SA MEETING DATE: SEP 17, 2014 | ||||
| TICKER: CFR SECURITY ID: H25662182 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 1.40 per Registered A Share and of CHF 0.14 per Bearer B Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1 | Elect Yves-Andre Istel as Director | Management | For | Did Not Vote |
| 4.2 | Elect Lord Douro as Director | Management | For | Did Not Vote |
| 4.3 | Elect Jean-Blaise Eckert as Director | Management | For | Did Not Vote |
| 4.4 | Elect Bernard Fornas as Director | Management | For | Did Not Vote |
| 4.5 | Elect Richard Lepeu as Director | Management | For | Did Not Vote |
| 4.6 | Elect Ruggero Magnoni as Director | Management | For | Did Not Vote |
| 4.7 | Elect Joshua Malherbe as Director | Management | For | Did Not Vote |
| 4.8 | Elect Frederic Mostert as Director | Management | For | Did Not Vote |
| 4.9 | Elect Simon Murray as Director | Management | For | Did Not Vote |
| 4.10 | Elect Alain Dominique Perrin as Director | Management | For | Did Not Vote |
| 4.11 | Elect Guillaume Pictet as Director | Management | For | Did Not Vote |
| 4.12 | Elect Norbert Platt as Director | Management | For | Did Not Vote |
| 4.13 | Elect Alan Quasha as Director | Management | For | Did Not Vote |
| 4.14 | Elect Maria Ramos as Director | Management | For | Did Not Vote |
| 4.15 | Elect Lord Renwick of Clifton as Director | Management | For | Did Not Vote |
| 4.16 | Elect Jan Rupert as Director | Management | For | Did Not Vote |
| 4.17 | Elect Gary Saage as Director | Management | For | Did Not Vote |
| 4.18 | Elect Juergen Schrempp as Director | Management | For | Did Not Vote |
| 4.19 | Elect Johann Rupert as Director and Board Chairman | Management | For | Did Not Vote |
| 5.1 | Appoint Lord Renwick of Clifton as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.2 | Appoint Lord Douro as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.3 | Appoint Yves-Andre Istel as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 7 | Designate Francoise Demierre Morand as Independent Proxy | Management | For | Did Not Vote |
| 8 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 29, 2015 | ||||
| TICKER: COST SECURITY ID: 22160K105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey H. Brotman | Management | For | For |
| 1.2 | Elect Director Daniel J. Evans | Management | For | For |
| 1.3 | Elect Director Richard A. Galanti | Management | For | For |
| 1.4 | Elect Director Jeffrey S. Raikes | Management | For | For |
| 1.5 | Elect Director James D. Sinegal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5a | Eliminate Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement to Amend Article Eight Governing Director Removal | Management | For | For |
| 6 | Establish Tenure Limit for Directors | Shareholder | Against | Against |
| CVS HEALTH CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: CVS SECURITY ID: 126650100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Bracken | Management | For | For |
| 1b | Elect Director C. David Brown, II | Management | For | For |
| 1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Anne M. Finucane | Management | For | For |
| 1g | Elect Director Larry J. Merlo | Management | For | For |
| 1h | Elect Director Jean-Pierre Millon | Management | For | For |
| 1i | Elect Director Richard J. Swift | Management | For | For |
| 1j | Elect Director William C. Weldon | Management | For | For |
| 1k | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
| DUFRY AG MEETING DATE: APR 29, 2015 | ||||
| TICKER: DUFN SECURITY ID: H2082J107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1 | Reelect Juan Carlos Torres Carretero as Director and Board Chairman | Management | For | Did Not Vote |
| 4.2.1 | Reelect Andres Holzer Neumann as Director | Management | For | Did Not Vote |
| 4.2.2 | Reelect Jorge Born as Director | Management | For | Did Not Vote |
| 4.2.3 | Reelect Xavier Bouton as Director | Management | For | Did Not Vote |
| 4.2.4 | Reelect James Cohen as Director | Management | For | Did Not Vote |
| 4.2.5 | Reelect Julian Diaz Gonzalez as Director | Management | For | Did Not Vote |
| 4.2.6 | Reelect Jose Lucas Ferreira as Director | Management | For | Did Not Vote |
| 4.2.7 | Reelect George Koutsolioutsos as Director | Management | For | Did Not Vote |
| 4.2.8 | Reelect Joaquin Moya-Angeler Cabrera as Director | Management | For | Did Not Vote |
| 5.1 | Appoint Jorge Born as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.2 | Appoint Xavier Bouton as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.3 | Appoint James Cohen as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.4 | Appoint Andres Holzer Neumann as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6 | Ratify Ernst & Young Ltd as Auditors | Management | For | Did Not Vote |
| 7 | Designate Buis Buergi AG as Independent Proxy | Management | For | Did Not Vote |
| 8.1 | Approve Remuneration of Directors in the Amount of CHF 7.4 Million | Management | For | Did Not Vote |
| 8.2 | Approve Remuneration of Executive Committee in the Amount of CHF 50.5 Million | Management | For | Did Not Vote |
| 9 | Approve Up to CHF 157.1 Million Share Capital Increase via the Issuance of New Shares in Connection with Acquisition of World Duty Free SpA | Management | For | Did Not Vote |
| 10 | Amend Articles Re: Deletion of Provisions Regarding Acquisitions of Assets | Management | For | Did Not Vote |
| 11 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| FACEBOOK, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: FB SECURITY ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| G-III APPAREL GROUP, LTD. MEETING DATE: JUN 30, 2015 | ||||
| TICKER: GIII SECURITY ID: 36237H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Jeanette Nostra | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Allen Sirkin | Management | For | For |
| 1.9 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.10 | Elect Director Cheryl L. Vitali | Management | For | For |
| 1.11 | Elect Director Richard White | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HOMEAWAY, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: AWAY SECURITY ID: 43739Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Simon Breakwell | Management | For | For |
| 1.2 | Elect Director Carl G. Shepherd | Management | For | For |
| 1.3 | Elect Director Simon Lehmann | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| INDUSTRIA DE DISENO TEXTIL (INDITEX) MEETING DATE: JUL 15, 2014 | ||||
| TICKER: ITX SECURITY ID: E6282J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Discharge of Board | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Stock Split | Management | For | For |
| 5.a | Amend Article 17.1 Re: Meeting Notice of General Meetings | Management | For | For |
| 5.b | Amend Article 27.1 Re: Election and Term of Directors | Management | For | For |
| 6 | Amend Article 8.1 of General Meeting Regulations Re: Meeting Notice | Management | For | For |
| 7 | Reelect Carlos Espinosa de los Monteros Bernaldo de Quiros as Director | Management | For | For |
| 8 | Elect Rodrigo Echenique Gordillo as Director | Management | For | For |
| 9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| KATE SPADE & COMPANY MEETING DATE: MAY 19, 2015 | ||||
| TICKER: KATE SECURITY ID: 485865109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence S. Benjamin | Management | For | For |
| 1.2 | Elect Director Raul J. Fernandez | Management | For | For |
| 1.3 | Elect Director Kenneth B. Gilman | Management | For | For |
| 1.4 | Elect Director Nancy J. Karch | Management | For | For |
| 1.5 | Elect Director Kenneth P. Kopelman | Management | For | For |
| 1.6 | Elect Director Craig A. Leavitt | Management | For | For |
| 1.7 | Elect Director Deborah J. Lloyd | Management | For | For |
| 1.8 | Elect Director Douglas Mack | Management | For | For |
| 1.9 | Elect Director Jan Singer | Management | For | For |
| 1.10 | Elect Director Doreen A. Toben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Amend Right to Call Special Meeting | Management | For | For |
| 6 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| L BRANDS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: LB SECURITY ID: 501797104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director E. Gordon Gee | Management | For | For |
| 1.2 | Elect Director Stephen D. Steinour | Management | For | For |
| 1.3 | Elect Director Allan R. Tessler | Management | For | For |
| 1.4 | Elect Director Abigail S. Wexner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2015 | ||||
| TICKER: LOW SECURITY ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.9 | Elect Director James H. Morgan | Management | For | For |
| 1.10 | Elect Director Robert A. Niblock | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| LULULEMON ATHLETICA INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: LULU SECURITY ID: 550021109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven J. Collins | Management | For | For |
| 1.2 | Elect Director Martha A.M. Morfitt | Management | For | For |
| 1.3 | Elect Director Rhoda M. Pitcher | Management | For | For |
| 1.4 | Elect Director Emily White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Cease Using Down in Products | Shareholder | Against | Against |
| MACY'S, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: M SECURITY ID: 55616P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director John A. Bryant | Management | For | For |
| 1c | Elect Director Deirdre P. Connelly | Management | For | For |
| 1d | Elect Director Meyer Feldberg | Management | For | For |
| 1e | Elect Director Leslie D. Hale | Management | For | For |
| 1f | Elect Director Sara Levinson | Management | For | For |
| 1g | Elect Director Terry J. Lundgren | Management | For | For |
| 1h | Elect Director Joseph Neubauer | Management | For | For |
| 1i | Elect Director Joyce M. Roche | Management | For | For |
| 1j | Elect Director Paul C. Varga | Management | For | For |
| 1k | Elect Director Craig E. Weatherup | Management | For | For |
| 1l | Elect Director Marna C. Whittington | Management | For | For |
| 1m | Elect Director Annie Young-Scrivner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NIKE, INC. MEETING DATE: SEP 18, 2014 | ||||
| TICKER: NKE SECURITY ID: 654106103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Michelle A. Peluso | Management | For | For |
| 1.4 | Elect Director Phyllis M. Wise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: ORLY SECURITY ID: 67103H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David O'Reilly | Management | For | For |
| 1.2 | Elect Director Charlie O'Reilly | Management | For | For |
| 1.3 | Elect Director Larry O'Reilly | Management | For | For |
| 1.4 | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1.5 | Elect Director Jay D. Burchfield | Management | For | For |
| 1.6 | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1.7 | Elect Director Paul R. Lederer | Management | For | For |
| 1.8 | Elect Director John R. Murphy | Management | For | For |
| 1.9 | Elect Director Ronald Rashkow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Claw-back Statements under Restatements | Shareholder | Against | Against |
| OCADO GROUP PLC MEETING DATE: MAY 15, 2015 | ||||
| TICKER: OCDO SECURITY ID: G6718L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Lord Rose as Director | Management | For | For |
| 4 | Re-elect David Grigson as Director | Management | For | For |
| 5 | Re-elect Tim Steiner as Director | Management | For | For |
| 6 | Re-elect Duncan Tatton-Brown as Director | Management | For | For |
| 7 | Re-elect Neill Abrams as Director | Management | For | For |
| 8 | Re-elect Mark Richardson as Director | Management | For | For |
| 9 | Re-elect Jorn Rausing as Director | Management | For | For |
| 10 | Re-elect Robert Gorrie as Director | Management | For | For |
| 11 | Re-elect Ruth Anderson as Director | Management | For | For |
| 12 | Re-elect Douglas McCallum as Director | Management | For | For |
| 13 | Re-elect Alex Mahon as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| PRADA S.P.A. MEETING DATE: MAY 26, 2015 | ||||
| TICKER: 01913 SECURITY ID: T7733C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income | Management | For | Did Not Vote |
| 3 | Fix Number of Directors and Duration of Their Term | Management | For | Did Not Vote |
| 4 | Elect Carlo Mazzi as Director | Management | For | Did Not Vote |
| 5 | Elect Miuccia Prada Bianchi as Director | Management | For | Did Not Vote |
| 6 | Elect Patrizio Bertelli as Director | Management | For | Did Not Vote |
| 7 | Elect Donatello Galli as Director | Management | For | Did Not Vote |
| 8 | Elect Alessandra Cozzani as Director | Management | For | Did Not Vote |
| 9 | Elect Gaetano Micciche as Director | Management | For | Did Not Vote |
| 10 | Elect Gian Franco Oliviero Mattei as Director | Management | For | Did Not Vote |
| 11 | Elect Giancarlo Forestieri as Director | Management | For | Did Not Vote |
| 12 | Elect Sing Cheong Liu as Director | Management | For | Did Not Vote |
| 13 | Elect Carlo Mazzi as Board Chair | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 15 | Appoint Antonino Parisi as Internal Statutory Auditors | Management | For | Did Not Vote |
| 16 | Appoint Roberto Spada as Internal Statutory Auditors | Management | For | Did Not Vote |
| 17 | Appoint David Terracina as Internal Statutory Auditors | Management | For | Did Not Vote |
| 18 | Appoint Stefania Bettoni as Alternate Internal Statutory Auditor | Management | For | Did Not Vote |
| 19 | Appoint Cristiano Proserpio as Alternate Internal Statutory Auditor | Management | For | Did Not Vote |
| 20 | Approve Internal Auditors' Remuneration | Management | For | Did Not Vote |
| 21.a | Appoint Antonio Parisi as Chairman of Internal Statutory Auditors | Management | For | Did Not Vote |
| 21.b | Appoint Roberto Spada as Chairman of Internal Statutory Auditors | Management | For | Did Not Vote |
| 21.c | Appoint David Terracina as Chairman of Internal Statutory Auditors | Management | For | Did Not Vote |
| 22.a | Appoint Antonio Parisi as Chairman of Internal Statutory Auditors | Management | For | Did Not Vote |
| 22.b | Appoint Roberto Spada as Chairman of Internal Statutory Auditors | Management | For | Did Not Vote |
| 23.a | Appoint Antonio Parisi as Chairman of Internal Statutory Auditors | Management | For | Did Not Vote |
| 23.b | Appoint David Terracina as Chairman of Internal Statutory Auditors | Management | For | Did Not Vote |
| 24.a | Appoint Roberto Spada as Chairman of Internal Statutory Auditors | Management | For | Did Not Vote |
| 24.b | Appoint David Terracina as Chairman of Internal Statutory Auditors | Management | For | Did Not Vote |
| PVH CORP. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: PVH SECURITY ID: 693656100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director Fred Gehring | Management | For | For |
| 1.7 | Elect Director V. James Marino | Management | For | For |
| 1.8 | Elect Director G. Penny McIntyre | Management | For | For |
| 1.9 | Elect Director Henry Nasella | Management | For | For |
| 1.10 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.11 | Elect Director Craig Rydin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| RESTORATION HARDWARE HOLDINGS, INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: RH SECURITY ID: 761283100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary Friedman | Management | For | For |
| 1.2 | Elect Director Carlos Alberini | Management | For | For |
| 1.3 | Elect Director J. Michael Chu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ROSS STORES, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: ROST SECURITY ID: 778296103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director Stephen D. Milligan | Management | For | For |
| 1g | Elect Director George P. Orban | Management | For | For |
| 1h | Elect Director Michael O'Sullivan | Management | For | For |
| 1i | Elect Director Lawrence S. Peiros | Management | For | For |
| 1j | Elect Director Gregory L. Quesnel | Management | For | For |
| 1k | Elect Director Barbara Rentler | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| RUTH'S HOSPITALITY GROUP, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: RUTH SECURITY ID: 783332109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael P. O'Donnell | Management | For | For |
| 1.2 | Elect Director Robin P. Selati | Management | For | For |
| 1.3 | Elect Director Carla R. Cooper | Management | For | For |
| 1.4 | Elect Director Bannus B. Hudson | Management | For | For |
| 1.5 | Elect Director Robert S. Merritt | Management | For | For |
| 1.6 | Elect Director Alan Vituli | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SIGNET JEWELERS LIMITED MEETING DATE: JUN 12, 2015 | ||||
| TICKER: SIG SECURITY ID: G81276100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect H. Todd Stitzer as Director | Management | For | For |
| 1b | Elect Virginia Drosos as Director | Management | For | For |
| 1c | Elect Dale Hilpert as Director | Management | For | For |
| 1d | Elect Mark Light as Director | Management | For | For |
| 1e | Elect Helen McCluskey as Director | Management | For | For |
| 1f | Elect Marianne Miller Parrs as Director | Management | For | For |
| 1g | Elect Thomas Plaskett as Director | Management | For | For |
| 1h | Elect Robert Stack as Director | Management | For | For |
| 1i | Elect Eugenia Ulasewicz as Director | Management | For | For |
| 1j | Elect Russell Walls as Director | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STARBUCKS CORPORATION MEETING DATE: MAR 18, 2015 | ||||
| TICKER: SBUX SECURITY ID: 855244109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Howard Schultz | Management | For | For |
| 1b | Elect Director William W. Bradley | Management | For | For |
| 1c | Elect Director Robert M. Gates | Management | For | For |
| 1d | Elect Director Mellody Hobson | Management | For | For |
| 1e | Elect Director Kevin R. Johnson | Management | For | For |
| 1f | Elect Director Olden Lee | Management | For | For |
| 1g | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1h | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1i | Elect Director Clara Shih | Management | For | For |
| 1j | Elect Director Javier G. Teruel | Management | For | For |
| 1k | Elect Director Myron E. Ullman, III | Management | For | For |
| 1l | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Bylaws to Establish a Board Committee on Sustainability | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| SWATCH GROUP AG MEETING DATE: MAY 28, 2015 | ||||
| TICKER: UHR SECURITY ID: H83949133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Receive Annual Report of the Board of Directors (Non-Voting) | Management | None | None |
| 1.2 | Receive Financial Statements (Non-Voting) | Management | None | None |
| 1.3 | Receive Statutory Auditors' Reports (Non-Voting) | Management | None | None |
| 1.4 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.50 per Registered Share and CHF 7.50 per Bearer Shares | Management | For | Did Not Vote |
| 4.1.1 | Approve Fixed Remuneration of Non-Executive Directors in the Amount of CHF 1.25 Million | Management | For | Did Not Vote |
| 4.1.2 | Approve Fixed Remuneration of Executive Directors in the Amount of CHF 2.55 Million | Management | For | Did Not Vote |
| 4.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 6.25 Million | Management | For | Did Not Vote |
| 4.3 | Approve Variable Remuneration of Execuitve Directors in the Amount of CHF 8.6 Million | Management | For | Did Not Vote |
| 4.4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 25 Million | Management | For | Did Not Vote |
| 5.1 | Reelect Nayla Hayek as Director | Management | For | Did Not Vote |
| 5.2 | Reelect Ernst Tanner as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Georges N. Hayek as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Claude Nicollier as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Nayla Hayek as Board Chairwoman | Management | For | Did Not Vote |
| 6.1 | Appoint Nayla Hayek as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.2 | Appoint Ernst Tanner as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.3 | Appoint Georges N. Hayek as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.4 | Appoint Claude Nicollier as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.5 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7 | Designate Bernhard Lehmann as Independent Proxy | Management | For | Did Not Vote |
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 9 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| TECHTRONIC INDUSTRIES CO., LTD. MEETING DATE: MAY 22, 2015 | ||||
| TICKER: 00669 SECURITY ID: Y8563B159 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Frank Chi Chung Chan as Director | Management | For | Against |
| 3b | Elect Stephan Horst Pudwill as Director | Management | For | Against |
| 3c | Elect Vincent Ting Kau Cheung as Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Adopt New Articles of Association | Management | For | For |
| THE HOME DEPOT, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: HD SECURITY ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ari Bousbib | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director J. Frank Brown | Management | For | For |
| 1d | Elect Director Albert P. Carey | Management | For | For |
| 1e | Elect Director Armando Codina | Management | For | For |
| 1f | Elect Director Helena B. Foulkes | Management | For | For |
| 1g | Elect Director Wayne M. Hewett | Management | For | For |
| 1h | Elect Director Karen L. Katen | Management | For | For |
| 1i | Elect Director Craig A. Menear | Management | For | For |
| 1j | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| THE PRICELINE GROUP INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: PCLN SECURITY ID: 741503403 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Darren R. Huston | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.11 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| THE TJX COMPANIES, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: TJX SECURITY ID: 872540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director David T. Ching | Management | For | For |
| 1.5 | Elect Director Michael F. Hines | Management | For | For |
| 1.6 | Elect Director Amy B. Lane | Management | For | For |
| 1.7 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.8 | Elect Director John F. O'Brien | Management | For | For |
| 1.9 | Elect Director Willow B. Shire | Management | For | For |
| 1.10 | Elect Director William H. Swanson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TIFFANY & CO. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: TIF SECURITY ID: 886547108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Kowalski | Management | For | For |
| 1b | Elect Director Rose Marie Bravo | Management | For | For |
| 1c | Elect Director Gary E. Costley | Management | For | For |
| 1d | Elect Director Frederic Cumenal | Management | For | For |
| 1e | Elect Director Lawrence K. Fish | Management | For | For |
| 1f | Elect Director Abby F. Kohnstamm | Management | For | For |
| 1g | Elect Director Charles K. Marquis | Management | For | For |
| 1h | Elect Director Peter W. May | Management | For | For |
| 1i | Elect Director William A. Shutzer | Management | For | For |
| 1j | Elect Director Robert S. Singer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRACTOR SUPPLY COMPANY MEETING DATE: MAY 05, 2015 | ||||
| TICKER: TSCO SECURITY ID: 892356106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.2 | Elect Director Johnston C. Adams | Management | For | For |
| 1.3 | Elect Director Peter D. Bewley | Management | For | For |
| 1.4 | Elect Director Richard W. Frost | Management | For | For |
| 1.5 | Elect Director Keith R. Halbert | Management | For | For |
| 1.6 | Elect Director George MacKenzie | Management | For | For |
| 1.7 | Elect Director Edna K. Morris | Management | For | For |
| 1.8 | Elect Director Gregory A. Sandfort | Management | For | For |
| 1.9 | Elect Director Mark J. Weikel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ULTA SALON, COSMETICS & FRAGRANCE, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: ULTA SECURITY ID: 90384S303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert F. DiRomualdo | Management | For | For |
| 1.2 | Elect Director Catherine A. Halligan | Management | For | For |
| 1.3 | Elect Director Lorna E. Nagler | Management | For | For |
| 1.4 | Elect Director Michelle L. Collins | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VF CORPORATION MEETING DATE: APR 28, 2015 | ||||
| TICKER: VFC SECURITY ID: 918204108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard T. Carucci | Management | For | For |
| 1.2 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.3 | Elect Director Juan Ernesto de Bedout | Management | For | For |
| 1.4 | Elect Director Mark S. Hoplamazian | Management | For | For |
| 1.5 | Elect Director Robert J. Hurst | Management | For | For |
| 1.6 | Elect Director Laura W. Lang | Management | For | For |
| 1.7 | Elect Director W. Alan McCollough | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.10 | Elect Director Raymond G. Viault | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT SOFTWARE AND COMPUTER SERVICES PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 8X8, INC. MEETING DATE: JUL 24, 2014 | ||||
| TICKER: EGHT SECURITY ID: 282914100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Guy L. Hecker, Jr. | Management | For | For |
| 1.2 | Elect Director Bryan R. Martin | Management | For | For |
| 1.3 | Elect Director Vikram Verma | Management | For | For |
| 1.4 | Elect Director Eric Salzman | Management | For | For |
| 1.5 | Elect Director Ian Potter | Management | For | For |
| 1.6 | Elect Director Jaswinder Pal Singh | Management | For | For |
| 1.7 | Elect Director Vladimir Jacimovic | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Other Business | Management | For | Against |
| ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: ATVI SECURITY ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Corti | Management | For | For |
| 1.2 | Elect Director Brian G. Kelly | Management | For | For |
| 1.3 | Elect Director Robert A. Kotick | Management | For | For |
| 1.4 | Elect Director Barry Meyer | Management | For | For |
| 1.5 | Elect Director Robert J. Morgado | Management | For | For |
| 1.6 | Elect Director Peter Nolan | Management | For | For |
| 1.7 | Elect Director Richard Sarnoff | Management | For | For |
| 1.8 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ACTUA CORPORATION MEETING DATE: JUN 12, 2015 | ||||
| TICKER: ACTA SECURITY ID: 005094107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David J. Adelman | Management | For | For |
| 1b | Elect Director David J. Berkman | Management | For | For |
| 1c | Elect Director David K. Downes | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ADOBE SYSTEMS INCORPORATED MEETING DATE: APR 09, 2015 | ||||
| TICKER: ADBE SECURITY ID: 00724F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Kelly J. Barlow | Management | For | For |
| 1c | Elect Director Edward W. Barnholt | Management | For | For |
| 1d | Elect Director Robert K. Burgess | Management | For | For |
| 1e | Elect Director Frank A. Calderoni | Management | For | For |
| 1f | Elect Director Michael R. Cannon | Management | For | For |
| 1g | Elect Director James E. Daley | Management | For | For |
| 1h | Elect Director Laura B. Desmond | Management | For | For |
| 1i | Elect Director Charles M. Geschke | Management | For | For |
| 1j | Elect Director Shantanu Narayen | Management | For | For |
| 1k | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1l | Elect Director Robert Sedgewick | Management | For | For |
| 1m | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN EXPRESS COMPANY MEETING DATE: MAY 11, 2015 | ||||
| TICKER: AXP SECURITY ID: 025816109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Ursula M. Burns | Management | For | For |
| 1c | Elect Director Kenneth I. Chenault | Management | For | For |
| 1d | Elect Director Peter Chernin | Management | For | For |
| 1e | Elect Director Anne Lauvergeon | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director Theodore J. Leonsis | Management | For | For |
| 1h | Elect Director Richard C. Levin | Management | For | For |
| 1i | Elect Director Samuel J. Palmisano | Management | For | For |
| 1j | Elect Director Daniel L. Vasella | Management | For | For |
| 1k | Elect Director Robert D. Walter | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 5 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | Shareholder | Against | Abstain |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| AUTODESK, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: ADSK SECURITY ID: 052769106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carl Bass | Management | For | For |
| 1b | Elect Director Crawford W. Beveridge | Management | For | For |
| 1c | Elect Director J. Hallam Dawson | Management | For | For |
| 1d | Elect Director Thomas Georgens | Management | For | For |
| 1e | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 1f | Elect Director Mary T. McDowell | Management | For | For |
| 1g | Elect Director Lorrie M. Norrington | Management | For | For |
| 1h | Elect Director Betsy Rafael | Management | For | For |
| 1i | Elect Director Stacy J. Smith | Management | For | For |
| 1j | Elect Director Steven M. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| CADENCE DESIGN SYSTEMS, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: CDNS SECURITY ID: 127387108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark W. Adams | Management | For | For |
| 1.2 | Elect Director Susan L. Bostrom | Management | For | For |
| 1.3 | Elect Director James D. Plummer | Management | For | For |
| 1.4 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
| 1.5 | Elect Director George M. Scalise | Management | For | For |
| 1.6 | Elect Director John B. Shoven | Management | For | For |
| 1.7 | Elect Director Roger S. Siboni | Management | For | For |
| 1.8 | Elect Director Young K. Sohn | Management | For | For |
| 1.9 | Elect Director Lip-Bu Tan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHANNELADVISOR CORPORATION MEETING DATE: MAY 08, 2015 | ||||
| TICKER: ECOM SECURITY ID: 159179100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy J. Buckley | Management | For | For |
| 1.2 | Elect Director Patrick J. Kerins | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHEGG, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: CHGG SECURITY ID: 163092109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marne Levine | Management | For | For |
| 1.2 | Elect Director Richard Sarnoff | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CITRIX SYSTEMS, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: CTXS SECURITY ID: 177376100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas F. Bogan | Management | For | For |
| 1b | Elect Director Robert M. Calderoni | Management | For | For |
| 1c | Elect Director Nanci E. Caldwell | Management | For | For |
| 1d | Elect Director Robert D. Daleo | Management | For | For |
| 1e | Elect Director Murray J. Demo | Management | For | For |
| 1f | Elect Director Francis deSouza | Management | For | For |
| 1g | Elect Director Asiff S. Hirji | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMMVAULT SYSTEMS, INC. MEETING DATE: AUG 21, 2014 | ||||
| TICKER: CVLT SECURITY ID: 204166102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan G. Bunte | Management | For | For |
| 1.2 | Elect Director Frank J. Fanzilli, Jr. | Management | For | For |
| 1.3 | Elect Director Daniel Pulver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| COMPUTER SCIENCES CORPORATION MEETING DATE: AUG 13, 2014 | ||||
| TICKER: CSC SECURITY ID: 205363104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David J. Barram | Management | For | For |
| 1b | Elect Director Erik Brynjolfsson | Management | For | For |
| 1c | Elect Director Rodney F. Chase | Management | For | For |
| 1d | Elect Director Bruce B. Churchill | Management | For | For |
| 1e | Elect Director Nancy Killefer | Management | For | For |
| 1f | Elect Director J. Michael Lawrie | Management | For | For |
| 1g | Elect Director Brian P. MacDonald | Management | For | For |
| 1h | Elect Director Sean O'Keefe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| COMVERSE, INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: CNSI SECURITY ID: 20585P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan D. Bowick | Management | For | For |
| 1b | Elect Director James Budge | Management | For | For |
| 1c | Elect Director Matthew A. Drapkin | Management | For | For |
| 1d | Elect Director Doron Inbar | Management | For | For |
| 1e | Elect Director Henry R. Nothhaft | Management | For | For |
| 1f | Elect Director Philippe Tartavull | Management | For | For |
| 1g | Elect Director Mark C. Terrell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| CORNERSTONE ONDEMAND, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: CSOD SECURITY ID: 21925Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Cavanaugh | Management | For | For |
| 1.2 | Elect Director Joseph P. Payne | Management | For | For |
| 1.3 | Elect Director Kristina Salen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| COVISINT CORPORATION MEETING DATE: AUG 27, 2014 | ||||
| TICKER: COVS SECURITY ID: 22357R103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bernard Goldsmith | Management | For | For |
| 1.2 | Elect Director William O. Grabe | Management | For | For |
| 1.3 | Elect Director Lawrence David Hansen | Management | For | For |
| 1.4 | Elect Director Samuel M. Inman, III | Management | For | For |
| 1.5 | Elect Director Philip F. Lay | Management | For | For |
| 1.6 | Elect Director Robert C. Paul | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| CTRIP.COM INTERNATIONAL LTD. MEETING DATE: SEP 19, 2014 | ||||
| TICKER: CTRP SECURITY ID: 22943F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Articles of Association | Management | For | Against |
| CVENT, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: CVT SECURITY ID: 23247G109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sanjeev K. Bansal | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| DEMANDWARE, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: DWRE SECURITY ID: 24802Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence S. Bohn | Management | For | For |
| 1.2 | Elect Director Jill Granoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| E2OPEN, INC. MEETING DATE: AUG 20, 2014 | ||||
| TICKER: EOPN SECURITY ID: 29788A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl Bass | Management | For | For |
| 1.2 | Elect Director Stephen M. Ward, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ELECTRONIC ARTS INC. MEETING DATE: JUL 31, 2014 | ||||
| TICKER: EA SECURITY ID: 285512109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Vivek Paul | Management | For | For |
| 1e | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Denise F. Warren | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: EIGI SECURITY ID: 29272B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale Crandall | Management | For | For |
| 1.2 | Elect Director Thomas Gorny | Management | For | For |
| 1.3 | Elect Director Justin L. Sadrian | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| EVERTEC, INC. MEETING DATE: MAY 29, 2015 | ||||
| TICKER: EVTC SECURITY ID: 30040P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank G. D'Angelo | Management | For | For |
| 1b | Elect Director Morgan M. Schuessler, Jr. | Management | For | For |
| 1c | Elect Director Olga Botero | Management | For | For |
| 1d | Elect Director Jorge Junquera | Management | For | For |
| 1e | Elect Director Teresita Loubriel | Management | For | For |
| 1f | Elect Director Nestor O. Rivera | Management | For | For |
| 1g | Elect Director Alan H. Schumacher | Management | For | For |
| 1h | Elect Director Brian J. Smith | Management | For | For |
| 1i | Elect Director Thomas W. Swidarski | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EXLSERVICE HOLDINGS, INC. MEETING DATE: JUN 19, 2015 | ||||
| TICKER: EXLS SECURITY ID: 302081104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Deborah Kerr | Management | For | For |
| 1.2 | Elect Director Mohanbir Sawhney | Management | For | For |
| 1.3 | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| FACEBOOK, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: FB SECURITY ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: FIS SECURITY ID: 31620M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director William P. Foley, II | Management | For | For |
| 1c | Elect Director Thomas M. Hagerty | Management | For | For |
| 1d | Elect Director Keith W. Hughes | Management | For | For |
| 1e | Elect Director David K. Hunt | Management | For | For |
| 1f | Elect Director Stephan A. James | Management | For | For |
| 1g | Elect Director Frank R. Martire | Management | For | For |
| 1h | Elect Director Richard N. Massey | Management | For | For |
| 1i | Elect Director Leslie M. Muma | Management | For | For |
| 1j | Elect Director Gary A. Norcross | Management | For | For |
| 1k | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| FIVE9, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: FIVN SECURITY ID: 338307101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jayendra Das | Management | For | For |
| 1.2 | Elect Director Mitchell Kertzman | Management | For | For |
| 1.3 | Elect Director Tim Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| GLOBAL PAYMENTS INC. MEETING DATE: NOV 19, 2014 | ||||
| TICKER: GPN SECURITY ID: 37940X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Sloan | Management | For | For |
| 1.2 | Elect Director John G. Bruno | Management | For | For |
| 1.3 | Elect Director Michael W. Trapp | Management | For | For |
| 1.4 | Elect Director Gerald J. Wilkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| GOOGLE INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: GOOG SECURITY ID: 38259P508 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | For |
| 1.10 | Elect Director K. Ram Shriram | Management | For | For |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Report on Costs of Renewable Energy Investments | Shareholder | Against | Abstain |
| 8 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Abstain |
| GROUPON, INC. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: GRPN SECURITY ID: 399473107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric Lefkofsky | Management | For | For |
| 1.2 | Elect Director Peter Barris | Management | For | For |
| 1.3 | Elect Director Robert Bass | Management | For | For |
| 1.4 | Elect Director Daniel Henry | Management | For | For |
| 1.5 | Elect Director Jeffrey Housenbold | Management | For | For |
| 1.6 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.7 | Elect Director Theodore Leonsis | Management | For | For |
| 1.8 | Elect Director Ann Ziegler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| H&R BLOCK, INC. MEETING DATE: SEP 11, 2014 | ||||
| TICKER: HRB SECURITY ID: 093671105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul J. Brown | Management | For | For |
| 1b | Elect Director William C. Cobb | Management | For | For |
| 1c | Elect Director Robert A. Gerard | Management | For | For |
| 1d | Elect Director David Baker Lewis | Management | For | For |
| 1e | Elect Director Victoria J. Reich | Management | For | For |
| 1f | Elect Director Bruce C. Rohde | Management | For | For |
| 1g | Elect Director Tom D. Seip | Management | For | For |
| 1h | Elect Director Christianna Wood | Management | For | For |
| 1i | Elect Director James F. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| HCL TECHNOLOGIES LTD. MEETING DATE: NOV 29, 2014 | ||||
| TICKER: 532281 SECURITY ID: Y3121G147 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Memorandum of Association | Management | For | For |
| 2 | Adopt New Articles of Association | Management | For | For |
| HCL TECHNOLOGIES LTD. MEETING DATE: DEC 04, 2014 | ||||
| TICKER: 532281 SECURITY ID: Y3121G147 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Vacancy on the Board Resulting from the Retirement of S.M. Datar | Management | For | For |
| 3 | Reelect S. Nadar as Director | Management | For | For |
| 4 | Approve S. R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect S. Ramanathan as Independent Director | Management | For | For |
| 6 | Elect A. Ganguli as Independent Director | Management | For | For |
| 7 | Elect R. A. Abrams as Independent Director | Management | For | For |
| 8 | Elect K. Mistry as Independent Director | Management | For | For |
| 9 | Elect S.S. Sastry as Independent Director | Management | For | Against |
| 10 | Elect S. Madhavan as Independent Director | Management | For | For |
| 11 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
| 12 | Approve Reappointment and Remuneration of S. Nadar as Managing Director | Management | For | For |
| ICF INTERNATIONAL, INC. MEETING DATE: JUN 05, 2015 | ||||
| TICKER: ICFI SECURITY ID: 44925C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Eileen O'Shea Auen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| INCONTACT, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: SAAS SECURITY ID: 45336E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Theodore Stern | Management | For | For |
| 1.2 | Elect Director Paul Jarman | Management | For | For |
| 1.3 | Elect Director Steve Barnett | Management | For | For |
| 1.4 | Elect Director Mark J. Emkjer | Management | For | For |
| 1.5 | Elect Director Blake O. Fisher, Jr. | Management | For | For |
| 1.6 | Elect Director Paul F. Koeppe | Management | For | For |
| 1.7 | Elect Director Hamid Akhavan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 28, 2015 | ||||
| TICKER: IBM SECURITY ID: 459200101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alain J.P. Belda | Management | For | For |
| 1.2 | Elect Director William R. Brody | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Michael L. Eskew | Management | For | For |
| 1.5 | Elect Director David N. Farr | Management | For | For |
| 1.6 | Elect Director Alex Gorsky | Management | For | For |
| 1.7 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.8 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.9 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.12 | Elect Director Joan E. Spero | Management | For | For |
| 1.13 | Elect Director Sidney Taurel | Management | For | For |
| 1.14 | Elect Director Peter R. Voser | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 7 | Establish Public Policy Board Committee | Shareholder | Against | Against |
| INTUIT INC. MEETING DATE: JAN 22, 2015 | ||||
| TICKER: INTU SECURITY ID: 461202103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William V. Campbell | Management | For | For |
| 1b | Elect Director Scott D. Cook | Management | For | For |
| 1c | Elect Director Richard L. Dalzell | Management | For | For |
| 1d | Elect Director Diane B. Greene | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director Dennis D. Powell | Management | For | For |
| 1h | Elect Director Brad D. Smith | Management | For | For |
| 1i | Elect Director Jeff Weiner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| LIONBRIDGE TECHNOLOGIES, INC. MEETING DATE: MAY 04, 2015 | ||||
| TICKER: LIOX SECURITY ID: 536252109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven R. Fisher | Management | For | For |
| 1.2 | Elect Director Jack Noonan | Management | For | For |
| 1.3 | Elect Director Claude P. Sheer | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MARKETO, INC. MEETING DATE: JUN 01, 2015 | ||||
| TICKER: MKTO SECURITY ID: 57063L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas A. Pepper | Management | For | For |
| 1.2 | Elect Director Wesley R. Wasson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| MASTERCARD INCORPORATED MEETING DATE: JUN 09, 2015 | ||||
| TICKER: MA SECURITY ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Marc Olivie | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson P. Tai | Management | For | For |
| 1m | Elect Director Edward Suning Tian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MDC PARTNERS INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: MDCA SECURITY ID: 552697104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Miles S. Nadal | Management | For | For |
| 1.2 | Elect Director Clare R. Copeland | Management | For | For |
| 1.3 | Elect Director Scott L. Kauffman | Management | For | For |
| 1.4 | Elect Director Michael J.L. Kirby | Management | For | For |
| 1.5 | Elect Director Stephen M. Pustil | Management | For | For |
| 1.6 | Elect Director Lori A. Senecal | Management | For | For |
| 1.7 | Elect Director Irwin D. Simon | Management | For | For |
| 2 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| MICROSOFT CORPORATION MEETING DATE: DEC 03, 2014 | ||||
| TICKER: MSFT SECURITY ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Gates lll | Management | For | For |
| 1.2 | Elect Director Maria M. Klawe | Management | For | For |
| 1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.4 | Elect Director G. Mason Morfit | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Helmut Panke | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| MIX TELEMATICS LTD MEETING DATE: SEP 17, 2014 | ||||
| TICKER: MIX SECURITY ID: S5141W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 2 | Approve Financial Assistance to Related or Inter-related Companies | Management | For | For |
| 1 | Place Authorised but Unissued Shares under Control of Directors in Respect of the Executive Incentive Plan | Management | For | For |
| 2 | Re-elect Robin Frew as Director | Management | For | Against |
| 3 | Re-elect Chris Ewing as Director | Management | For | For |
| 4.1 | Elect Tony Welton as Chairman of the Audit and Risk Committee | Management | For | For |
| 4.2 | Re-elect Richard Bruyns as Member of the Audit and Risk Committee | Management | For | For |
| 4.3 | Re-elect Chris Ewing as Member of the Audit and Risk Committee | Management | For | For |
| 4.4 | Re-elect Enos Banda as Member of the Audit and Risk Committee | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Appoint Vicki Myburgh as the Designated Auditor | Management | For | For |
| 6 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| MIX TELEMATICS LTD MEETING DATE: SEP 17, 2014 | ||||
| TICKER: MIX SECURITY ID: S5141W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Long-Term Incentive Plan | Management | For | For |
| 2 | Place Authorised but Unissued Shares Under Control of Directors in Respect of the Long-Term Incentive Plan | Management | For | For |
| NIC INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: EGOV SECURITY ID: 62914B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harry H. Herington | Management | For | For |
| 1.2 | Elect Director Art N. Burtscher | Management | For | For |
| 1.3 | Elect Director Venmal (Raji) Arasu | Management | For | For |
| 1.4 | Elect Director Karen S. Evans | Management | For | For |
| 1.5 | Elect Director Ross C. Hartley | Management | For | For |
| 1.6 | Elect Director C. Brad Henry | Management | For | For |
| 1.7 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.8 | Elect Director William M. Lyons | Management | For | For |
| 1.9 | Elect Director Pete Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 27, 2015 | ||||
| TICKER: NUAN SECURITY ID: 67020Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul A. Ricci | Management | For | Against |
| 1b | Elect Director Robert J. Frankenberg | Management | For | Against |
| 1c | Elect Director Brett Icahn | Management | For | Against |
| 1d | Elect Director William H. Janeway | Management | For | Against |
| 1e | Elect Director Mark R. Laret | Management | For | Against |
| 1f | Elect Director Katharine A. Martin | Management | For | Against |
| 1g | Elect Director Mark B. Myers | Management | For | Against |
| 1h | Elect Director Philip J. Quigley | Management | For | Against |
| 1i | Elect Director David S. Schechter | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| OPOWER, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: OPWR SECURITY ID: 68375Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel Yates | Management | For | For |
| 1.2 | Elect Director Gene Riechers | Management | For | For |
| 1.3 | Elect Director Jon Sakoda | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ORACLE CORPORATION MEETING DATE: NOV 05, 2014 | ||||
| TICKER: ORCL SECURITY ID: 68389X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | Against |
| 6 | Adopt Specific Performance Standards | Shareholder | Against | Against |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| PANDORA MEDIA, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: P SECURITY ID: 698354107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy Leiweke | Management | For | For |
| 1.2 | Elect Director Roger Faxon | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QLIK TECHNOLOGIES INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: QLIK SECURITY ID: 74733T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Deborah C. Hopkins | Management | For | For |
| 1.2 | Elect Director Steffan C. Tomlinson | Management | For | For |
| 1.3 | Elect Director Paul Wahl | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QUALCOMM INCORPORATED MEETING DATE: MAR 09, 2015 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Harish Manwani | Management | For | For |
| 1i | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1j | Elect Director Duane A. Nelles | Management | For | For |
| 1k | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1l | Elect Director Francisco Ros | Management | For | For |
| 1m | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1n | Elect Director Brent Scowcroft | Management | For | For |
| 1o | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RACKSPACE HOSTING, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: RAX SECURITY ID: 750086100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Fred Reichheld | Management | For | For |
| 1.2 | Elect Director Kevin Costello | Management | For | For |
| 1.3 | Elect Director John Harper | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| RADWARE LTD. MEETING DATE: SEP 23, 2014 | ||||
| TICKER: RDWR SECURITY ID: M81873107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Joel Maryles as Class II Director Until the End of the Annual General Meeting of 2016 | Management | For | For |
| 2 | Reelect Yael Langer as Class III Director Until the End of the Annual General Meeting of 2017 | Management | For | For |
| 3 | Authorize Yehuda Zisapel to Serve as Chairman of the Board of Directors for a Three Year Term | Management | For | For |
| 4 | Approve Amendment of D&O Policy | Management | For | For |
| 5 | Reappoint Kost Forer Gabbay & Kasiere as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| RED HAT, INC. MEETING DATE: AUG 07, 2014 | ||||
| TICKER: RHT SECURITY ID: 756577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sohaib Abbasi | Management | For | For |
| 1.2 | Elect Director Narendra K. Gupta | Management | For | For |
| 1.3 | Elect Director William S. Kaiser | Management | For | For |
| 1.4 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RINGCENTRAL, INC. MEETING DATE: JUN 01, 2015 | ||||
| TICKER: RNG SECURITY ID: 76680R206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Vladimir Shmunis | Management | For | For |
| 2.2 | Elect Director Neil Williams | Management | For | For |
| 2.3 | Elect Director Robert Theis | Management | For | For |
| 2.4 | Elect Director Michael Kourey | Management | For | For |
| 2.5 | Elect Director Michelle McKenna-Doyle | Management | For | For |
| 3 | Elect Director Robert Theis | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ROVI CORPORATION MEETING DATE: MAY 13, 2015 | ||||
| TICKER: ROVI SECURITY ID: 779376102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Card) | ||||
| 1.1 | Elect Director Thomas Carson | Management | For | Did Not Vote |
| 1.2 | Elect Director Alan L. Earhart | Management | For | Did Not Vote |
| 1.3 | Elect Director N. Steven Lucas | Management | For | Did Not Vote |
| 1.4 | Elect Director Andrew K. Ludwick | Management | For | Did Not Vote |
| 1.5 | Elect Director James E. Meyer | Management | For | Did Not Vote |
| 1.6 | Elect Director James P. O'Shaughnessy | Management | For | Did Not Vote |
| 1.7 | Elect Director Ruthann Quindlen | Management | For | Did Not Vote |
| 2 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Card) | ||||
| 1.1 | Elect Directors David Lockwood | Shareholder | For | Withhold |
| 1.2 | Elect Directors Raghavendra Rau | Shareholder | For | For |
| 1.3 | Elect Directors Glenn W. Welling | Shareholder | For | For |
| 1.4 | Management Nominee - Thomas Carson | Shareholder | For | Withhold |
| 1.5 | Management Nominee - Alan L. Earhart | Shareholder | For | Withhold |
| 1.6 | Management Nominee - N. Steven Lucas | Shareholder | For | Withhold |
| 1.7 | Management Nominee - Ruthann Quindlen | Shareholder | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SALESFORCE.COM, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: CRM SECURITY ID: 79466L302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc R. Benioff | Management | For | For |
| 1b | Elect Director Keith G. Block | Management | For | For |
| 1c | Elect Director Craig A. Conway | Management | For | For |
| 1d | Elect Director Alan G. Hassenfeld | Management | For | For |
| 1e | Elect Director Colin L. Powell | Management | For | For |
| 1f | Elect Director Sanford R. Robertson | Management | For | For |
| 1g | Elect Director John V. Roos | Management | For | For |
| 1h | Elect Director Lawrence J. Tomlinson | Management | For | For |
| 1i | Elect Director Robin L. Washington | Management | For | For |
| 1j | Elect Director Maynard G. Webb | Management | For | For |
| 1k | Elect Director Susan D. Wojcicki | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SCIQUEST, INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: SQI SECURITY ID: 80908T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey T. Barber | Management | For | For |
| 1.2 | Elect Director Stephen J. Wiehe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| SHUTTERSTOCK, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: SSTK SECURITY ID: 825690100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Berns | Management | For | For |
| 1.2 | Elect Director Thomas R. Evans | Management | For | For |
| 1.3 | Elect Director Paul J. Hennessy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SONUS NETWORKS, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: SONS SECURITY ID: 835916503 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James K. Brewington | Management | For | For |
| 1.2 | Elect Director Matthew W. Bross | Management | For | For |
| 1.3 | Elect Director John P. Cunningham | Management | For | For |
| 1.4 | Elect Director Raymond P. Dolan | Management | For | For |
| 1.5 | Elect Director Beatriz V. Infante | Management | For | For |
| 1.6 | Elect Director Howard E. Janzen | Management | For | For |
| 1.7 | Elect Director Richard J. Lynch | Management | For | For |
| 1.8 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1.9 | Elect Director John A. Schofield | Management | For | For |
| 1.10 | Elect Director Scott E. Schubert | Management | For | For |
| 1.11 | Elect Director H. Brian Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TEXTURA CORPORATION MEETING DATE: MAY 04, 2015 | ||||
| TICKER: TXTR SECURITY ID: 883211104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory J. Besio | Management | For | For |
| 1.2 | Elect Director Matthew J. Botica | Management | For | For |
| 1.3 | Elect Director David G. Patterson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| THE WESTERN UNION COMPANY MEETING DATE: MAY 15, 2015 | ||||
| TICKER: WU SECURITY ID: 959802109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hikmet Ersek | Management | For | For |
| 1b | Elect Director Richard A. Goodman | Management | For | For |
| 1c | Elect Director Jack M. Greenberg | Management | For | For |
| 1d | Elect Director Betsy D. Holden | Management | For | For |
| 1e | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1f | Elect Director Linda Fayne Levinson | Management | For | For |
| 1g | Elect Director Roberto G. Mendoza | Management | For | For |
| 1h | Elect Director Michael A. Miles, Jr. | Management | For | For |
| 1i | Elect Director Robert W. Selander | Management | For | For |
| 1j | Elect Director Frances Fragos Townsend | Management | For | For |
| 1k | Elect Director Solomon D. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| TIVO INC. MEETING DATE: AUG 07, 2014 | ||||
| TICKER: TIVO SECURITY ID: 888706108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas S. Rogers | Management | For | For |
| 1.2 | Elect Director David Yoffie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TOTAL SYSTEM SERVICES, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: TSS SECURITY ID: 891906109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James H. Blanchard | Management | For | For |
| 1b | Elect Director Kriss Cloninger, III | Management | For | For |
| 1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1d | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
| 1e | Elect Director Sidney E. Harris | Management | For | For |
| 1f | Elect Director William M. Isaac | Management | For | For |
| 1g | Elect Director Mason H. Lampton | Management | For | For |
| 1h | Elect Director Connie D. McDaniel | Management | For | For |
| 1i | Elect Director H. Lynn Page | Management | For | For |
| 1j | Elect Director Philip W. Tomlinson | Management | For | For |
| 1k | Elect Director John T. Turner | Management | For | For |
| 1l | Elect Director Richard W. Ussery | Management | For | For |
| 1m | Elect Director M. Troy Woods | Management | For | For |
| 1n | Elect Director James D. Yancey | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRIMBLE NAVIGATION LIMITED MEETING DATE: MAY 07, 2015 | ||||
| TICKER: TRMB SECURITY ID: 896239100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director Merit E. Janow | Management | For | For |
| 1.3 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.4 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.5 | Elect Director Mark S. Peek | Management | For | For |
| 1.6 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
| 1.7 | Elect Director Borje Ekholm | Management | For | For |
| 1.8 | Elect Director Kaigham (Ken) Gabriel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TWITTER, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: TWTR SECURITY ID: 90184L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Rosenblatt | Management | For | For |
| 1.2 | Elect Director Evan Williams | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| UNISYS CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: UIS SECURITY ID: 909214306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Alter Mandatory Retirement Policy for Directors | Management | For | For |
| 2.2a | Elect Director Peter A. Altabef | Management | For | For |
| 2.2b | Elect Director Jared L. Cohon | Management | For | For |
| 2.2c | Elect Director Alison Davis | Management | For | For |
| 2.2d | Elect Director Nathaniel A. Davis | Management | For | For |
| 2.2e | Elect Director Denise K. Fletcher | Management | For | For |
| 2.2f | Elect Director Leslie F. Kenne | Management | For | For |
| 2.2g | Elect Director Lee D. Roberts | Management | For | For |
| 2.2h | Elect Director Paul E. Weaver | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VANTIV, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: VNTV SECURITY ID: 92210H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Drucker | Management | For | For |
| 1.2 | Elect Director David Mussafer | Management | For | For |
| 1.3 | Elect Director Jeffrey Stiefler | Management | For | For |
| 1.4 | Elect Director Greg Carmichael | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| VARONIS SYSTEMS, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: VRNS SECURITY ID: 922280102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rona Segev-Gal | Management | For | For |
| 1.2 | Elect Director Ofer Segev | Management | For | For |
| 2 | Ratify Kost Forer Gabbay & Kasierer a member of Ernst & Young Global Limited as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| VEEVA SYSTEMS INC. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: VEEV SECURITY ID: 922475108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Armenante | Management | For | For |
| 1.2 | Elect Director Gordon Ritter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| VIRTUSA CORPORATION MEETING DATE: SEP 09, 2014 | ||||
| TICKER: VRTU SECURITY ID: 92827P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert E. Davoli | Management | For | For |
| 1.2 | Elect Director William K. O'Brien | Management | For | For |
| 1.3 | Elect Director Al-Noor Ramji | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VISA INC. MEETING DATE: JAN 28, 2015 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5a | Remove Supermajority Vote Requirement for Exiting Core Payment Business | Management | For | For |
| 5b | Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company's Certificate of Incorporation | Management | For | For |
| 5c | Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications | Management | For | For |
| 5d | Remove Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 5e | Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| WEB.COM GROUP, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: WWWW SECURITY ID: 94733A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hugh M. Durden | Management | For | For |
| 1.2 | Elect Director Deborah H. Quazzo | Management | For | For |
| 1.3 | Elect Director Timothy P. Cost | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WEX INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: WEX SECURITY ID: 96208T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George L. McTavish | Management | For | For |
| 1.2 | Elect Director Regina O. Sommer | Management | For | For |
| 1.3 | Elect Director Jack VanWoerkom | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WIX.COM LTD. MEETING DATE: OCT 27, 2014 | ||||
| TICKER: WIX SECURITY ID: M98068105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Norbert Becker as External Director for a Period of Three Years Commencing on the Date of the Meeting | Management | For | For |
| 2 | Subject to Approval of Proposal 1, Approve Compensation of Norbert Becker as External Director | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| WIX.COM LTD. MEETING DATE: DEC 22, 2014 | ||||
| TICKER: WIX SECURITY ID: M98068105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Erika Rottenberg as Class I Director For a Three Year Term | Management | For | For |
| 2 | Subject to The Apprval of Item 1, Approve Compensation of Erika Rottenberg, Class I Director | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| WNS (HOLDINGS) LIMITED MEETING DATE: SEP 12, 2014 | ||||
| TICKER: WNS SECURITY ID: 92932M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adoption of Annual Audited Accounts for the Financial Year Ending March 31, 2014 | Management | For | For |
| 2 | Ratify Grant Thornton India LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Reelect Keshav R. Murugesh as a Class II Director | Management | For | For |
| 5 | Reelect Albert Aboody as a Class II Director | Management | For | For |
| 6 | Reelect Michael Menezes as a Class II Director | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| WNS (HOLDINGS) LIMITED MEETING DATE: MAR 09, 2015 | ||||
| TICKER: WNS SECURITY ID: 92932M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Repurchase Program | Management | For | For |
| YAHOO! INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: YHOO SECURITY ID: 984332106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Filo | Management | For | For |
| 1.2 | Elect Director Susan M. James | Management | For | For |
| 1.3 | Elect Director Max R. Levchin | Management | For | For |
| 1.4 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Charles R. Schwab | Management | For | For |
| 1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1.8 | Elect Director Jane E. Shaw | Management | For | For |
| 1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ZENDESK, INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: ZEN SECURITY ID: 98936J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Caryn Marooney | Management | For | For |
| 1.2 | Elect Director Michelle Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT TECHNOLOGY PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 51JOB, INC. MEETING DATE: DEC 12, 2014 | ||||
| TICKER: JOBS SECURITY ID: 316827104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect David K. Chao as Director | Management | For | For |
| 2 | Re-lect Li-Lan Cheng as Director | Management | For | For |
| 3 | Re-elect Eric He as Director | Management | For | For |
| 4 | Re-elect Kazumasa Watanabe as Director | Management | For | For |
| 5 | Re-elect Rick Yan as Director | Management | For | For |
| ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: ATVI SECURITY ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Corti | Management | For | For |
| 1.2 | Elect Director Brian G. Kelly | Management | For | For |
| 1.3 | Elect Director Robert A. Kotick | Management | For | For |
| 1.4 | Elect Director Barry Meyer | Management | For | For |
| 1.5 | Elect Director Robert J. Morgado | Management | For | For |
| 1.6 | Elect Director Peter Nolan | Management | For | For |
| 1.7 | Elect Director Richard Sarnoff | Management | For | For |
| 1.8 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ACUITY BRANDS, INC. MEETING DATE: JAN 07, 2015 | ||||
| TICKER: AYI SECURITY ID: 00508Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Patrick Battle | Management | For | For |
| 1.2 | Elect Director Peter C. Browning | Management | For | For |
| 1.3 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.4 | Elect Director Ray M. Robinson | Management | For | For |
| 1.5 | Elect Director Norman H. Wesley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ADDCN TECHNOLOGY CO., LTD. MEETING DATE: SEP 11, 2014 | ||||
| TICKER: 5287 SECURITY ID: Y00118102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Equity in 518 Technology Co., Ltd | Management | For | For |
| 2 | Approve Amendments to Articles of Association | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| ADOBE SYSTEMS INCORPORATED MEETING DATE: APR 09, 2015 | ||||
| TICKER: ADBE SECURITY ID: 00724F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Kelly J. Barlow | Management | For | For |
| 1c | Elect Director Edward W. Barnholt | Management | For | For |
| 1d | Elect Director Robert K. Burgess | Management | For | For |
| 1e | Elect Director Frank A. Calderoni | Management | For | For |
| 1f | Elect Director Michael R. Cannon | Management | For | For |
| 1g | Elect Director James E. Daley | Management | For | For |
| 1h | Elect Director Laura B. Desmond | Management | For | For |
| 1i | Elect Director Charles M. Geschke | Management | For | For |
| 1j | Elect Director Shantanu Narayen | Management | For | For |
| 1k | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1l | Elect Director Robert Sedgewick | Management | For | For |
| 1m | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALLOT COMMUNICATIONS LTD. MEETING DATE: OCT 20, 2014 | ||||
| TICKER: ALLT SECURITY ID: M0854Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Itzhak Danziger as Class II Director Until the Company's 2017 Annual General Meeting | Management | For | For |
| 2 | Elect Miron (Ronnie) Kenneth as Class II Director Until the Company's 2017 Annual General Meeting | Management | For | For |
| 3 | Approve Employment Terms of Andrei Elefant, President and CEO | Management | For | For |
| 4 | Approve Indemnification Agreement to Andrei Elefant, President and CEO | Management | For | For |
| 5 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| ALPS ELECTRIC CO. LTD. MEETING DATE: JUN 19, 2015 | ||||
| TICKER: 6770 SECURITY ID: J01176114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2.1 | Elect Director Kataoka, Masataka | Management | For | For |
| 2.2 | Elect Director Kuriyama, Toshihiro | Management | For | For |
| 2.3 | Elect Director Takamura, Shuji | Management | For | For |
| 2.4 | Elect Director Kimoto, Takashi | Management | For | For |
| 2.5 | Elect Director Umehara, Junichi | Management | For | For |
| 2.6 | Elect Director Amagishi, Yoshitada | Management | For | For |
| 2.7 | Elect Director Sasao, Yasuo | Management | For | For |
| 2.8 | Elect Director Edagawa, Hitoshi | Management | For | For |
| 2.9 | Elect Director Inoue, Shinji | Management | For | For |
| 2.10 | Elect Director Daiomaru, Takeshi | Management | For | For |
| 2.11 | Elect Director Iida, Takashi | Management | For | For |
| 2.12 | Elect Director Kai, Seishi | Management | For | For |
| 2.13 | Elect Director Okayasu, Akihiko | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Yamamoto, Takatoshi | Management | For | For |
| ALTERA CORPORATION MEETING DATE: MAY 11, 2015 | ||||
| TICKER: ALTR SECURITY ID: 021441100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Daane | Management | For | Against |
| 1b | Elect Director T. Michael Nevens | Management | For | Against |
| 1c | Elect Director A. Blaine Bowman | Management | For | Against |
| 1d | Elect Director Elisha W. Finney | Management | For | Against |
| 1e | Elect Director Kevin McGarity | Management | For | Against |
| 1f | Elect Director Krish A. Prabhu | Management | For | Against |
| 1g | Elect Director Shane V. Robison | Management | For | Against |
| 1h | Elect Director John Shoemaker | Management | For | Against |
| 1i | Elect Director Thomas H. Waechter | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| AMAZON.COM, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: AMZN SECURITY ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Judith A. McGrath | Management | For | For |
| 1g | Elect Director Alain Monie | Management | For | For |
| 1h | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1i | Elect Director Thomas O. Ryder | Management | For | For |
| 1j | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| ANSYS, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: ANSS SECURITY ID: 03662Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradford C. Morley | Management | For | For |
| 1.2 | Elect Director Patrick J. Zilvitis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| APPLE INC. MEETING DATE: MAR 10, 2015 | ||||
| TICKER: AAPL SECURITY ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tim Cook | Management | For | For |
| 1.2 | Elect Director Al Gore | Management | For | For |
| 1.3 | Elect Director Bob Iger | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Art Levinson | Management | For | For |
| 1.6 | Elect Director Ron Sugar | Management | For | For |
| 1.7 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Abstain |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ASOS PLC MEETING DATE: JAN 15, 2015 | ||||
| TICKER: ASC SECURITY ID: G0536Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Hilary Riva as Director | Management | For | For |
| 4 | Elect Rita Clifton as Director | Management | For | For |
| 5 | Re-elect Nick Beighton as Director | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Approve Long-Term Incentive Scheme | Management | For | Against |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| ASPEN TECHNOLOGY, INC. MEETING DATE: DEC 04, 2014 | ||||
| TICKER: AZPN SECURITY ID: 045327103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joan C. McArdle | Management | For | For |
| 1.2 | Elect Director Simon J. Orebi Gann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ATHENAHEALTH, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: ATHN SECURITY ID: 04685W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 1.2 | Elect Director David E. Robinson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ATMEL CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: ATML SECURITY ID: 049513104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Laub | Management | For | For |
| 1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
| 1.3 | Elect Director David Sugishita | Management | For | For |
| 1.4 | Elect Director Papken Der Torossian | Management | For | For |
| 1.5 | Elect Director Jack L. Saltich | Management | For | For |
| 1.6 | Elect Director Charles Carinalli | Management | For | For |
| 1.7 | Elect Director Edward Ross | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AUTODESK, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: ADSK SECURITY ID: 052769106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carl Bass | Management | For | For |
| 1b | Elect Director Crawford W. Beveridge | Management | For | For |
| 1c | Elect Director J. Hallam Dawson | Management | For | For |
| 1d | Elect Director Thomas Georgens | Management | For | For |
| 1e | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 1f | Elect Director Mary T. McDowell | Management | For | For |
| 1g | Elect Director Lorrie M. Norrington | Management | For | For |
| 1h | Elect Director Betsy Rafael | Management | For | For |
| 1i | Elect Director Stacy J. Smith | Management | For | For |
| 1j | Elect Director Steven M. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| AUTOHOME INC. MEETING DATE: NOV 21, 2014 | ||||
| TICKER: ATHM SECURITY ID: 05278C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Xiang Li | Management | For | For |
| BLACKBAUD, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: BLKB SECURITY ID: 09227Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew M. Leitch | Management | For | For |
| 1b | Elect Director George H. Ellis | Management | For | For |
| 1c | Elect Director David G. Golden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BLACKBERRY LIMITED MEETING DATE: JUN 23, 2015 | ||||
| TICKER: BB SECURITY ID: 09228F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Chen | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 1.3 | Elect Director Timothy Dattels | Management | For | For |
| 1.4 | Elect Director Richard Lynch | Management | For | For |
| 1.5 | Elect Director Barbara Stymiest | Management | For | For |
| 1.6 | Elect Director Prem Watsa | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Employee Share Purchase Plan | Management | For | For |
| 4 | Amend Equity Incentive Plan | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| BLINKX PLC MEETING DATE: JUL 15, 2014 | ||||
| TICKER: BLNX SECURITY ID: G13235109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Mark Opzoomer as Director | Management | For | For |
| 3 | Elect Ujjal Kohli as Director | Management | For | Against |
| 4 | Elect Judy Vezmar as Director | Management | For | For |
| 5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| BROADCOM CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: BRCM SECURITY ID: 111320107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1b | Elect Director Nancy H. Handel | Management | For | For |
| 1c | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1d | Elect Director Maria M. Klawe | Management | For | For |
| 1e | Elect Director John E. Major | Management | For | For |
| 1f | Elect Director Scott A. McGregor | Management | For | For |
| 1g | Elect Director William T. Morrow | Management | For | For |
| 1h | Elect Director Henry Samueli | Management | For | For |
| 1i | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BYD ELECTRONIC INTERNATIONAL CO., LTD. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: 00285 SECURITY ID: Y1045N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Profit Distribution Plan | Management | For | For |
| 3 | Elect Li Ke as Director | Management | None | None |
| 4 | Elect Sun Yi-zao as Director | Management | For | For |
| 5 | Elect Wu Jing-sheng as Director | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 7 | Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 10 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 11 | Elect Wang Nian-qiang as Director | Management | For | For |
| 12 | Elect Qian Jing-ji as Director | Management | For | For |
| CAVIUM, INC. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: CAVM SECURITY ID: 14964U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sanjay Mehrotra | Management | For | For |
| 1.2 | Elect Director Madhav V. Rajan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHANNELADVISOR CORPORATION MEETING DATE: MAY 08, 2015 | ||||
| TICKER: ECOM SECURITY ID: 159179100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy J. Buckley | Management | For | For |
| 1.2 | Elect Director Patrick J. Kerins | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHROMA ATE INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: 2360 SECURITY ID: Y1604M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2014 Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Amend Procedures for Lending Funds to Other Parties | Management | For | For |
| CIENA CORPORATION MEETING DATE: MAR 26, 2015 | ||||
| TICKER: CIEN SECURITY ID: 171779309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bruce L. Claflin | Management | For | For |
| 1b | Elect Director Patrick T. Gallagher | Management | For | For |
| 1c | Elect Director T. Michael Nevens | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CIRRUS LOGIC, INC. MEETING DATE: JUL 28, 2014 | ||||
| TICKER: CRUS SECURITY ID: 172755100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Carter | Management | For | For |
| 1.2 | Elect Director Timothy R. Dehne | Management | For | For |
| 1.3 | Elect Director Christine King | Management | For | For |
| 1.4 | Elect Director Jason P. Rhode | Management | For | For |
| 1.5 | Elect Director Alan R. Schuele | Management | For | For |
| 1.6 | Elect Director William D. Sherman | Management | For | For |
| 1.7 | Elect Director Susan Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| CITRIX SYSTEMS, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: CTXS SECURITY ID: 177376100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas F. Bogan | Management | For | For |
| 1b | Elect Director Robert M. Calderoni | Management | For | For |
| 1c | Elect Director Nanci E. Caldwell | Management | For | For |
| 1d | Elect Director Robert D. Daleo | Management | For | For |
| 1e | Elect Director Murray J. Demo | Management | For | For |
| 1f | Elect Director Francis deSouza | Management | For | For |
| 1g | Elect Director Asiff S. Hirji | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COGNEX CORPORATION MEETING DATE: APR 17, 2015 | ||||
| TICKER: CGNX SECURITY ID: 192422103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Shillman | Management | For | For |
| 1.2 | Elect Director Jeffrey B. Miller | Management | For | For |
| 1.3 | Elect Director Reuben Wasserman | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 02, 2015 | ||||
| TICKER: CTSH SECURITY ID: 192446102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1b | Elect Director Robert E. Weissman | Management | For | For |
| 1c | Elect Director Francisco D'Souza | Management | For | For |
| 1d | Elect Director John N. Fox, Jr. | Management | For | For |
| 1e | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1f | Elect Director Thomas M. Wendel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| COMMSCOPE HOLDING COMPANY, INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: COMM SECURITY ID: 20337X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Campbell R. Dyer | Management | For | For |
| 1.2 | Elect Director Stephen C. Gray | Management | For | For |
| 1.3 | Elect Director L. William Krause | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| COMMVAULT SYSTEMS, INC. MEETING DATE: AUG 21, 2014 | ||||
| TICKER: CVLT SECURITY ID: 204166102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan G. Bunte | Management | For | For |
| 1.2 | Elect Director Frank J. Fanzilli, Jr. | Management | For | For |
| 1.3 | Elect Director Daniel Pulver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| COMPUTER SCIENCES CORPORATION MEETING DATE: AUG 13, 2014 | ||||
| TICKER: CSC SECURITY ID: 205363104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David J. Barram | Management | For | For |
| 1b | Elect Director Erik Brynjolfsson | Management | For | For |
| 1c | Elect Director Rodney F. Chase | Management | For | For |
| 1d | Elect Director Bruce B. Churchill | Management | For | For |
| 1e | Elect Director Nancy Killefer | Management | For | For |
| 1f | Elect Director J. Michael Lawrie | Management | For | For |
| 1g | Elect Director Brian P. MacDonald | Management | For | For |
| 1h | Elect Director Sean O'Keefe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| CONCUR TECHNOLOGIES, INC. MEETING DATE: NOV 19, 2014 | ||||
| TICKER: CNQR SECURITY ID: 206708109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| CONSTANT CONTACT, INC. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: CTCT SECURITY ID: 210313102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Campbell | Management | For | For |
| 1.2 | Elect Director Daniel T. H. Nye | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CORNERSTONE ONDEMAND, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: CSOD SECURITY ID: 21925Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Cavanaugh | Management | For | For |
| 1.2 | Elect Director Joseph P. Payne | Management | For | For |
| 1.3 | Elect Director Kristina Salen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CREE, INC. MEETING DATE: OCT 28, 2014 | ||||
| TICKER: CREE SECURITY ID: 225447101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Franco Plastina | Management | For | For |
| 1.5 | Elect Director John B. Replogle | Management | For | For |
| 1.6 | Elect Director Alan J. Ruud | Management | For | For |
| 1.7 | Elect Director Robert L. Tillman | Management | For | For |
| 1.8 | Elect Director Thomas H. Werner | Management | For | For |
| 1.9 | Elect Director Anne C. Whitaker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CTRIP.COM INTERNATIONAL LTD. MEETING DATE: SEP 19, 2014 | ||||
| TICKER: CTRP SECURITY ID: 22943F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Articles of Association | Management | For | Against |
| CVENT, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: CVT SECURITY ID: 23247G109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sanjeev K. Bansal | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| DELTA ELECTRONICS INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: 2308 SECURITY ID: Y20263102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2014 Profit Distribution | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5 | Amend Procedures for Lending Funds to Other Parties | Management | For | For |
| 6.1 | Elect Zheng Chonghua as Non-independent Director | Management | For | Against |
| 6.2 | Elect Hai Yingjun as Non-independent Director | Management | For | Against |
| 6.3 | Elect Ke Zixing as Non-independent Director | Management | For | Against |
| 6.4 | Elect Zheng Ping as Non-independent Director | Management | For | Against |
| 6.5 | Elect Li Zhongjie as Non-independent Director | Management | For | Against |
| 6.6 | Elect Zhang Xunhai as Non-independent Director | Management | For | Against |
| 6.7 | Elect Zhang Mingzhong as Non-independent Director | Management | For | Against |
| 6.8 | Elect Li Zeyuan as Non-independent Director | Management | For | Against |
| 6.9 | Elect Huang Chongxing as Non-independent Director | Management | For | Against |
| 6.10 | Elect Non-independent Director No. 10 | Management | For | Abstain |
| 6.11 | Elect Peng Zongping as Independent Director | Management | For | For |
| 6.12 | Elect Zhao Taisheng as Independent Director | Management | For | For |
| 6.13 | Elect Chen Yongqing as Independent Director | Management | For | For |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Abstain |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| DEMANDWARE, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: DWRE SECURITY ID: 24802Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence S. Bohn | Management | For | For |
| 1.2 | Elect Director Jill Granoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DENA CO LTD MEETING DATE: JUN 20, 2015 | ||||
| TICKER: 2432 SECURITY ID: J1257N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2 | Amend Articles to Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Moriyasu, Isao | Management | For | For |
| 3.2 | Elect Director Namba, Tomoko | Management | For | For |
| 3.3 | Elect Director Kawasaki, Shuhei | Management | For | For |
| 3.4 | Elect Director Hatoyama, Rehito | Management | For | For |
| 3.5 | Elect Director Otsuka, Hiroyuki | Management | For | For |
| 4.1 | Appoint Statutory Auditor Watanabe, Taketsune | Management | For | For |
| 4.2 | Appoint Statutory Auditor Iida, Masaru | Management | For | For |
| 4.3 | Appoint Statutory Auditor Fujikawa, Hisaaki | Management | For | For |
| DIGITAL CHINA HOLDINGS LIMITED MEETING DATE: MAY 29, 2015 | ||||
| TICKER: 00861 SECURITY ID: G2759B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Yan Guorong as Director | Management | For | For |
| 3.2 | Elect Andrew Y. Yan as Director | Management | For | Against |
| 3.3 | Elect Wong Man Chung, Francis as Director | Management | For | For |
| 3.4 | Elect Ni Hong (Hope) as Director | Management | For | For |
| 3.5 | Elect Yan Xiaoyan as Director | Management | For | For |
| 3.6 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5.3 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| DUKSAN HI METAL CO. MEETING DATE: MAR 27, 2015 | ||||
| TICKER: 077360 SECURITY ID: Y2113Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Elect Lee Joon-Ho as Inside Director | Management | For | Against |
| 3.2 | Elect Kang Byung-Joo as Inside Director | Management | For | Against |
| 3.3 | Elect Lee Soo-Hoon as Inside Director | Management | For | Against |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| 6 | Approve Terms of Retirement Pay | Management | For | Abstain |
| E2OPEN, INC. MEETING DATE: AUG 20, 2014 | ||||
| TICKER: EOPN SECURITY ID: 29788A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl Bass | Management | For | For |
| 1.2 | Elect Director Stephen M. Ward, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| EBAY INC. MEETING DATE: MAY 01, 2015 | ||||
| TICKER: EBAY SECURITY ID: 278642103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fred D. Anderson | Management | For | For |
| 1b | Elect Director Anthony J. Bates | Management | For | For |
| 1c | Elect Director Edward W. Barnholt | Management | For | For |
| 1d | Elect Director Jonathan Christodoro | Management | For | For |
| 1e | Elect Director Scott D. Cook | Management | For | For |
| 1f | Elect Director John J. Donahoe | Management | For | For |
| 1g | Elect Director David W. Dorman | Management | For | For |
| 1h | Elect Director Bonnie S. Hammer | Management | For | For |
| 1i | Elect Director Gail J. McGovern | Management | For | For |
| 1j | Elect Director Kathleen C. Mitic | Management | For | For |
| 1k | Elect Director David M. Moffett | Management | For | For |
| 1l | Elect Director Pierre M. Omidyar | Management | For | For |
| 1m | Elect Director Thomas J. Tierney | Management | For | For |
| 1n | Elect Director Perry M. Traquina | Management | For | For |
| 1o | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Gender Pay Gap | Shareholder | Against | Against |
| EGAIN CORPORATION MEETING DATE: NOV 07, 2014 | ||||
| TICKER: EGAN SECURITY ID: 28225C806 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ashutosh Roy | Management | For | For |
| 1.2 | Elect Director Gunjan Sinha | Management | For | For |
| 1.3 | Elect Director David S. Scott | Management | For | For |
| 1.4 | Elect Director Phiroz P. Darukhanavala | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| EHI CAR SERVICES LIMITED MEETING DATE: JUN 30, 2015 | ||||
| TICKER: EHIC SECURITY ID: 26853A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of New A Shares to Tiger Global Mauritius Funds, SRS Partners I Mauritius Limited and SRS Partners II Mauritius Limited in Connection to the Securities Purchase Agreement | Management | For | For |
| ELECTRONIC ARTS INC. MEETING DATE: JUL 31, 2014 | ||||
| TICKER: EA SECURITY ID: 285512109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Vivek Paul | Management | For | For |
| 1e | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Denise F. Warren | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ELECTRONICS FOR IMAGING, INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: EFII SECURITY ID: 286082102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric Brown | Management | For | For |
| 1.2 | Elect Director Gill Cogan | Management | For | For |
| 1.3 | Elect Director Guy Gecht | Management | For | For |
| 1.4 | Elect Director Thomas Georgens | Management | For | For |
| 1.5 | Elect Director Richard A. Kashnow | Management | For | For |
| 1.6 | Elect Director Dan Maydan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EMC CORPORATION MEETING DATE: APR 30, 2015 | ||||
| TICKER: EMC SECURITY ID: 268648102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Jose E. Almeida | Management | For | For |
| 1.1b | Elect Director Michael W. Brown | Management | For | For |
| 1.1c | Elect Director Donald J. Carty | Management | For | For |
| 1.1d | Elect Director Randolph L. Cowen | Management | For | For |
| 1.1e | Elect Director James S. DiStasio | Management | For | For |
| 1.1f | Elect Director John R. Egan | Management | For | For |
| 1.1g | Elect Director William D. Green | Management | For | For |
| 1.1h | Elect Director Edmund F. Kelly | Management | For | For |
| 1.1i | Elect Director Jami Miscik | Management | For | For |
| 1.1j | Elect Director Paul Sagan | Management | For | For |
| 1.1k | Elect Director David N. Strohm | Management | For | For |
| 1.1l | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: EIGI SECURITY ID: 29272B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale Crandall | Management | For | For |
| 1.2 | Elect Director Thomas Gorny | Management | For | For |
| 1.3 | Elect Director Justin L. Sadrian | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| EPAM SYSTEMS, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: EPAM SECURITY ID: 29414B104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arkadiy Dobkin | Management | For | For |
| 1.2 | Elect Director Robert E. Segert | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| EPISTAR CORP. MEETING DATE: SEP 01, 2014 | ||||
| TICKER: 2448 SECURITY ID: Y2298F106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Company to Acquire 100% Equity of Formosa Epitaxy Inc. via Shares Swap by New Share Issuance | Management | For | For |
| EURONET WORLDWIDE, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: EEFT SECURITY ID: 298736109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul S. Althasen | Management | For | For |
| 1.2 | Elect Director Thomas A. McDonnell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EVERLIGHT ELECTRONICS CO., LTD. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: 2393 SECURITY ID: Y2368N104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Financial Statements | Management | For | For |
| 2 | Approve Plan on 2014 Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Issuance of Employee Stock Warrants at Lower-than-market Price | Management | For | Against |
| 5.1 | Elect Liu Sanqi as Independent Director | Management | For | For |
| 5.2 | Elect Li Zhongxi as Independent Director | Management | For | For |
| 5.3 | Elect Ke Chengen as Independent Director | Management | For | Did Not Vote |
| 5.4 | Elect Non-independent Director No. 1 | Shareholder | None | Abstain |
| 5.5 | Elect Non-independent Director No. 2 | Shareholder | None | Abstain |
| 5.6 | Elect Non-independent Director No. 3 | Shareholder | None | Abstain |
| 5.7 | Elect Non-independent Director No. 4 | Shareholder | None | Abstain |
| 5.8 | Elect Non-independent Director No. 5 | Shareholder | None | Abstain |
| 5.9 | Elect Supervisor No. 1 | Shareholder | None | Abstain |
| 5.10 | Elect Supervisor No. 2 | Shareholder | None | Abstain |
| 6 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Abstain |
| FACEBOOK, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: FB SECURITY ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: FCS SECURITY ID: 303726103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Randy W. Carson | Management | For | For |
| 1.3 | Elect Director Terry A. Klebe | Management | For | For |
| 1.4 | Elect Director Anthony Lear | Management | For | For |
| 1.5 | Elect Director Catherine P. Lego | Management | For | For |
| 1.6 | Elect Director Kevin J. McGarity | Management | For | For |
| 1.7 | Elect Director Bryan R. Roub | Management | For | For |
| 1.8 | Elect Director Ronald W. Shelly | Management | For | For |
| 1.9 | Elect Director Mark S. Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| FEI COMPANY MEETING DATE: MAY 07, 2015 | ||||
| TICKER: FEIC SECURITY ID: 30241L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Homa Bahrami | Management | For | For |
| 1.2 | Elect Director Arie Huijser | Management | For | For |
| 1.3 | Elect Director Don R. Kania | Management | For | For |
| 1.4 | Elect Director Thomas F. Kelly | Management | For | For |
| 1.5 | Elect Director Jan C. Lobbezoo | Management | For | For |
| 1.6 | Elect Director Jami K. Nachtsheim | Management | For | For |
| 1.7 | Elect Director James T. Richardson | Management | For | For |
| 1.8 | Elect Director Richard H. Wills | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: FIS SECURITY ID: 31620M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director William P. Foley, II | Management | For | For |
| 1c | Elect Director Thomas M. Hagerty | Management | For | For |
| 1d | Elect Director Keith W. Hughes | Management | For | For |
| 1e | Elect Director David K. Hunt | Management | For | For |
| 1f | Elect Director Stephan A. James | Management | For | For |
| 1g | Elect Director Frank R. Martire | Management | For | For |
| 1h | Elect Director Richard N. Massey | Management | For | For |
| 1i | Elect Director Leslie M. Muma | Management | For | For |
| 1j | Elect Director Gary A. Norcross | Management | For | For |
| 1k | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| FLEETMATICS GROUP PLC MEETING DATE: JUL 29, 2014 | ||||
| TICKER: FLTX SECURITY ID: G35569105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brian Halligan | Management | For | For |
| 1b | Elect Director Allison Mnookin | Management | For | For |
| 1c | Elect Director Liam Young | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Change Location of Annual Meeting | Management | For | For |
| FREESCALE SEMICONDUCTOR, LTD. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: FSL SECURITY ID: G3727Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Krishnan Balasubramanian | Management | For | For |
| 1.2 | Elect Director Chinh E. Chu | Management | For | For |
| 1.3 | Elect Director D. Mark Durcan | Management | For | For |
| 1.4 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.5 | Elect Director Thomas H. Lister | Management | For | For |
| 1.6 | Elect Director Gregg A. Lowe | Management | For | For |
| 1.7 | Elect Director Joanne M. Maguire | Management | For | For |
| 1.8 | Elect Director John W. Marren | Management | For | For |
| 1.9 | Elect Director James A. Quella | Management | For | For |
| 1.10 | Elect Director Peter Smitham | Management | For | For |
| 1.11 | Elect Director Gregory L. Summe | Management | For | For |
| 1.12 | Elect Director Claudius E. Watts, IV | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| GENESIS PHOTONICS INC. MEETING DATE: JUN 15, 2015 | ||||
| TICKER: 3383 SECURITY ID: Y26927106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2014 Statement of Profit and Loss Appropriation | Management | For | For |
| 3 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 4 | Approve Domestic Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
| 5 | Approve Issuance of Shares via a Private Placement | Management | For | For |
| GLOBAL PAYMENTS INC. MEETING DATE: NOV 19, 2014 | ||||
| TICKER: GPN SECURITY ID: 37940X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Sloan | Management | For | For |
| 1.2 | Elect Director John G. Bruno | Management | For | For |
| 1.3 | Elect Director Michael W. Trapp | Management | For | For |
| 1.4 | Elect Director Gerald J. Wilkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| GOOGLE INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: GOOG SECURITY ID: 38259P508 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | For |
| 1.10 | Elect Director K. Ram Shriram | Management | For | For |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Report on Costs of Renewable Energy Investments | Shareholder | Against | Abstain |
| 8 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Abstain |
| GROUPON, INC. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: GRPN SECURITY ID: 399473107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric Lefkofsky | Management | For | For |
| 1.2 | Elect Director Peter Barris | Management | For | For |
| 1.3 | Elect Director Robert Bass | Management | For | For |
| 1.4 | Elect Director Daniel Henry | Management | For | For |
| 1.5 | Elect Director Jeffrey Housenbold | Management | For | For |
| 1.6 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.7 | Elect Director Theodore Leonsis | Management | For | For |
| 1.8 | Elect Director Ann Ziegler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GUIDEWIRE SOFTWARE, INC. MEETING DATE: DEC 04, 2014 | ||||
| TICKER: GWRE SECURITY ID: 40171V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew Brown | Management | For | For |
| 1.2 | Elect Director Craig Cornway | Management | For | For |
| 1.3 | Elect Director Clifton Thomas Weatherford | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HAIER ELECTRONICS GROUP CO LTD MEETING DATE: JUN 30, 2015 | ||||
| TICKER: 01169 SECURITY ID: G42313125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2A1 | Elect Yu Hon To, David as Director | Management | For | For |
| 2A2 | Elect Eva Cheng Li Kam Fun as Director | Management | For | For |
| 2A3 | Elect Li Hua Gang as an Alternate Director to Liang Hai Shan | Management | For | For |
| 2B | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 3 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Approve Allotment and Issuance of New Shares Under the Restricted Share Award Scheme | Management | For | For |
| HARMONIC DRIVE SYSTEMS INC. MEETING DATE: JUN 19, 2015 | ||||
| TICKER: 6324 SECURITY ID: J1886F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 7 | Management | For | For |
| 2 | Amend Articles to Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Ito, Mitsumasa | Management | For | For |
| 3.2 | Elect Director Nagai, Akira | Management | For | For |
| 3.3 | Elect Director Yamazaki, Yoshio | Management | For | For |
| 3.4 | Elect Director Ikuta, Tetsuo | Management | For | For |
| 3.5 | Elect Director Ito, Yoshimasa | Management | For | For |
| 3.6 | Elect Director Yoshida, Haruhiko | Management | For | For |
| 3.7 | Elect Director Sakai, Shinji | Management | For | For |
| 3.8 | Elect Director Nakamura, Masanobu | Management | For | For |
| 4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
| HEALTHEQUITY, INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: HQY SECURITY ID: 42226A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jon Kessler | Management | For | For |
| 1.2 | Elect Director Stephen D. Neeleman | Management | For | For |
| 1.3 | Elect Director Frank A. Corvino | Management | For | For |
| 1.4 | Elect Director Evelyn Dilsaver | Management | For | For |
| 1.5 | Elect Director Michael O. Leavitt | Management | For | Withhold |
| 1.6 | Elect Director Frank T. Medici | Management | For | For |
| 1.7 | Elect Director Manu Rana | Management | For | For |
| 1.8 | Elect Director Ian Sacks | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HEWLETT-PACKARD COMPANY MEETING DATE: MAR 18, 2015 | ||||
| TICKER: HPQ SECURITY ID: 428236103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc L. Andreessen | Management | For | For |
| 1b | Elect Director Shumeet Banerji | Management | For | For |
| 1c | Elect Director Robert R. Bennett | Management | For | For |
| 1d | Elect Director Rajiv L. Gupta | Management | For | For |
| 1e | Elect Director Klaus Kleinfeld | Management | For | For |
| 1f | Elect Director Raymond J. Lane | Management | For | For |
| 1g | Elect Director Ann M. Livermore | Management | For | For |
| 1h | Elect Director Raymond E. Ozzie | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Patricia F. Russo | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 1l | Elect Director Margaret C. Whitman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| HOMEAWAY, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: AWAY SECURITY ID: 43739Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Simon Breakwell | Management | For | For |
| 1.2 | Elect Director Carl G. Shepherd | Management | For | For |
| 1.3 | Elect Director Simon Lehmann | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| HORTONWORKS, INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: HDP SECURITY ID: 440894103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Bearden | Management | For | For |
| 1.2 | Elect Director Kevin Klausmeyer | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| HUA HONG SEMICONDUCTOR LTD MEETING DATE: MAY 15, 2015 | ||||
| TICKER: 01347 SECURITY ID: Y372A7109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Wenbiao Fu as Director | Management | For | For |
| 3 | Elect Takayuki Morita as Director | Management | For | For |
| 4 | Elect Jun Ye as Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 6 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| ICAR ASIA LIMITED MEETING DATE: MAR 11, 2015 | ||||
| TICKER: ICQ SECURITY ID: Q4800Z108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify the Past Grant of 348,308 Ordinary Shares to Damon Rielly | Management | For | For |
| 2 | Ratify the Past Grant of 195,245 Ordinary Shares to Joey Caisse | Management | For | For |
| 3 | Ratify the Past Issuance of 7.18 Million Ordinary Shares to Carsales.com Limted | Management | For | For |
| 4 | Ratify the Past Issuance of 215,000 Ordinary Shares to Carsales.com Limited | Management | For | For |
| 5 | Ratify the Past Issuance of 186,672 Ordinary Shares | Management | For | For |
| 6 | Ratify the Past Issuance of 19.1 Million Ordinary Shares | Management | For | For |
| 7 | Ratify the Past Issuance of 3.37 Million Ordinary Shares | Management | For | For |
| ICAR ASIA LIMITED MEETING DATE: MAY 27, 2015 | ||||
| TICKER: ICQ SECURITY ID: Q4800Z108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Mark Britt as Director | Management | For | Against |
| 3 | Elect Shaun Di Gregorio as Director | Management | For | Against |
| 4 | Elect Ajay Bhatia as Director | Management | For | Against |
| 5 | Approve the Grant of 38,738 Ordinary Shares to Mark Britt, Non-Executive Director of the Company | Management | For | For |
| 6 | Approve the Grant of 38,738 Ordinary Shares to Shaun Di Gregorio, Non-Executive Director of the Company | Management | For | For |
| 7 | Approve the Grant of 38,738 Ordinary Shares to Lucas Elliott, Non-Executive Director of the Company | Management | For | For |
| 8 | Approve the Grant of 48,422 Ordinary Shares to Patrick Grove, Non-Executive Chairman of the Company | Management | For | For |
| 9 | Approve the Grant of 38,738 Ordinary Shares to Cameron McIntyre, Non-Executive Director of the Company | Management | For | For |
| 10 | Approve the Grant of 6,456 Ordinary Shares to Ajay Bhatia, Non-Executive Director of the Company | Management | For | For |
| 11 | Ratify Past Issuance of 346,420 Ordinary Shares to the Vendors of LiveLifeDrive.com | Management | For | For |
| 12 | Ratify the Past Grant of 476,631 Ordinary Shares to Senior Employees | Management | For | Abstain |
| ICF INTERNATIONAL, INC. MEETING DATE: JUN 05, 2015 | ||||
| TICKER: ICFI SECURITY ID: 44925C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Eileen O'Shea Auen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| IMPERVA, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: IMPV SECURITY ID: 45321L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Greg Clark | Management | For | For |
| 1.2 | Elect Director Charles Giancarlo | Management | For | For |
| 1.3 | Elect Director Allan Tessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INFINEON TECHNOLOGIES AG MEETING DATE: FEB 12, 2015 | ||||
| TICKER: IFX SECURITY ID: D35415104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.18 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2013/2014 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013/2014 | Management | For | Did Not Vote |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2014/2015 | Management | For | Did Not Vote |
| 6.1 | Elect Peter Bauer to the Supervisory Board | Management | For | Did Not Vote |
| 6.2 | Elect Herbert Diess to the Supervisory Board | Management | For | Did Not Vote |
| 6.3 | Elect Hans-Ulrich Holdenried to the Supervisory Board | Management | For | Did Not Vote |
| 6.4 | Elect Renate Koecher to the Supervisory Board | Management | For | Did Not Vote |
| 6.5 | Elect Wolfgang Mayrhuber to the Supervisory Board | Management | For | Did Not Vote |
| 6.6 | Elect Manfred Puffer to the Supervisory Board | Management | For | Did Not Vote |
| 6.7 | Elect Doris Schmitt-Landsiedel to the Supervisory Board | Management | For | Did Not Vote |
| 6.8 | Elect Eckart Suenner to the Supervisory Board | Management | For | Did Not Vote |
| 7 | Approve Cancellation of Conditional Capital 2009/1 | Management | For | Did Not Vote |
| 8 | Approve Cancellation of Authorized Capital 2010/II | Management | For | Did Not Vote |
| 9 | Approve Creation of EUR 676 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
| 10 | Amend Articles Re: Direction and Course of Annual General Meeting | Management | For | Did Not Vote |
| 11 | Approve Affiliation Agreement with Subsidiary Infineon Technologies Mantel 27 GmbH | Management | For | Did Not Vote |
| INFOBLOX INC. MEETING DATE: DEC 17, 2014 | ||||
| TICKER: BLOX SECURITY ID: 45672H104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Fasano | Management | For | For |
| 1.2 | Elect Director Michael L. Goguen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INTAI TECHNOLOGY CORP MEETING DATE: JUN 23, 2015 | ||||
| TICKER: 4163 SECURITY ID: Y4109G109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2014 Profit Distribution | Management | For | For |
| 3 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 6 | Amend Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| INTERACTIVE INTELLIGENCE GROUP, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: ININ SECURITY ID: 45841V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward L. Hamburg | Management | For | For |
| 1.2 | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTERSIL CORPORATION MEETING DATE: APR 24, 2015 | ||||
| TICKER: ISIL SECURITY ID: 46069S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Necip Sayiner | Management | For | For |
| 1b | Elect Director Donald Macleod | Management | For | For |
| 1c | Elect Director Mercedes Johnson | Management | For | For |
| 1d | Elect Director Sohail Khan | Management | For | For |
| 1e | Elect Director Gregory Lang | Management | For | For |
| 1f | Elect Director Forrest E. Norrod | Management | For | For |
| 1g | Elect Director Jan Peeters | Management | For | For |
| 1h | Elect Director James A. Urry | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTUIT INC. MEETING DATE: JAN 22, 2015 | ||||
| TICKER: INTU SECURITY ID: 461202103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William V. Campbell | Management | For | For |
| 1b | Elect Director Scott D. Cook | Management | For | For |
| 1c | Elect Director Richard L. Dalzell | Management | For | For |
| 1d | Elect Director Diane B. Greene | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director Dennis D. Powell | Management | For | For |
| 1h | Elect Director Brad D. Smith | Management | For | For |
| 1i | Elect Director Jeff Weiner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| INVENSENSE, INC. MEETING DATE: SEP 12, 2014 | ||||
| TICKER: INVN SECURITY ID: 46123D205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Behrooz Abdi | Management | For | For |
| 1.2 | Elect Director Eric Stang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| IXIA MEETING DATE: JUL 18, 2014 | ||||
| TICKER: XXIA SECURITY ID: 45071R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurent Asscher | Management | For | For |
| 1.2 | Elect Director Jonathan Fram | Management | For | For |
| 1.3 | Elect Director Errol Ginsberg | Management | For | For |
| 1.4 | Elect Director Gail Hamilton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| IXIA MEETING DATE: JUN 01, 2015 | ||||
| TICKER: XXIA SECURITY ID: 45071R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurent Asscher | Management | For | For |
| 1.2 | Elect Director Jonathan Fram | Management | For | For |
| 1.3 | Elect Director Errol Ginsberg | Management | For | For |
| 1.4 | Elect Director Gail Hamilton | Management | For | For |
| 1.5 | Elect Director Bethany Mayer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| JUNIPER NETWORKS, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: JNPR SECURITY ID: 48203R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.2 | Elect Director Gary Daichendt | Management | For | For |
| 1.3 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.4 | Elect Director James Dolce | Management | For | For |
| 1.5 | Elect Director Mercedes Johnson | Management | For | For |
| 1.6 | Elect Director Scott Kriens | Management | For | For |
| 1.7 | Elect Director Rahul Merchant | Management | For | For |
| 1.8 | Elect Director Rami Rahim | Management | For | For |
| 1.9 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.10 | Elect Director William R. Stensrud | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JUST DIAL LIMITED MEETING DATE: SEP 24, 2014 | ||||
| TICKER: 535648 SECURITY ID: Y4S789102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 2.00 Per Share | Management | For | For |
| 3 | Reelect S.J. Singh as Director | Management | For | Against |
| 4 | Approve S.R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect B. Anand as Independent Non-Executive Director | Management | For | Against |
| 6 | Elect M. Monteiro as Independent Non-Executive Director | Management | For | Against |
| 7 | Elect S. Bahadur as Independent Non-Executive Director | Management | For | Against |
| 8 | Elect A. Mani as Director | Management | For | Against |
| 9 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
| 10 | Approve Employee Stock Option Scheme 2014 | Management | For | Against |
| 11 | Approve Revision in the Remuneration of V. Krishnan, Executive Director | Management | For | For |
| 12 | Approve Appointment and Remuneration of R. Iyer as Executive Director | Management | For | For |
| 13 | Approve Increase in Limit on Foreign Shareholdings | Management | For | For |
| KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: 00268 SECURITY ID: G52568147 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2A | Elect Chen Deng Kun as Director | Management | For | Against |
| 2B | Elect Dong Ming Zhu as Director | Management | For | Against |
| 2C | Elect Wu Cheng as Director | Management | For | For |
| 2D | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Adopt New Share Option Scheme and Terminate Existing Share Option Scheme | Management | For | For |
| LARGAN PRECISION CO., LTD. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: 3008 SECURITY ID: Y52144105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2014 Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| LEDLINK OPTICS INC MEETING DATE: JUN 09, 2015 | ||||
| TICKER: 5230 SECURITY ID: Y52236109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2014 Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
| 4 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 5 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| LENDINGCLUB CORPORATION MEETING DATE: JUN 10, 2015 | ||||
| TICKER: LC SECURITY ID: 52603A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel Ciporin | Management | For | Withhold |
| 1.2 | Elect Director Jeffrey Crowe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| LEXTAR ELECTRONICS CORP. MEETING DATE: OCT 14, 2014 | ||||
| TICKER: 3698 SECURITY ID: Y5240P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Capital Increase by Issuing New Shares via a Private Placement | Management | For | For |
| 2 | Approve Amendments to Articles of Association | Management | For | For |
| LEXTAR ELECTRONICS CORP. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: 3698 SECURITY ID: Y5240P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | By-Elect Lee Soo Ghee, a Representative of Cree International S.a r.l, as Non-Independent Director | Management | For | Against |
| 2 | Approve 2014 Business Operations Report and Financial Statements | Management | For | For |
| 3 | Approve 2014 Plan on Profit Distribution | Management | For | For |
| 4 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
| 5 | Approve Amendments to Articles of Association | Management | For | For |
| 6 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 7 | Approve Release of Restrictions on Competitive Activities of Directors and Representatives | Management | For | For |
| LIFELOCK, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: LOCK SECURITY ID: 53224V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary S. Briggs | Management | For | For |
| 1.2 | Elect Director Roy A. Guthrie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LINKEDIN CORPORATION MEETING DATE: JUN 03, 2015 | ||||
| TICKER: LNKD SECURITY ID: 53578A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leslie Kilgore | Management | For | For |
| 1.2 | Elect Director Jeffrey Weiner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Plans to Increase Board Diversity | Shareholder | None | Abstain |
| LINX SA MEETING DATE: APR 02, 2015 | ||||
| TICKER: LINX3 SECURITY ID: P6S933101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Company's Management | Management | For | For |
| 4 | Elect Directors | Management | For | Against |
| LINX SA MEETING DATE: APR 02, 2015 | ||||
| TICKER: LINX3 SECURITY ID: P6S933101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles 5 and 23, and Consolidate Bylaws | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | Against |
| M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. MEETING DATE: MAR 05, 2015 | ||||
| TICKER: MTSI SECURITY ID: 55405Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Ocampo | Management | For | Withhold |
| 1.2 | Elect Director John Croteau | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| M3 INC MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 2413 SECURITY ID: J4697J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tanimura, Itaru | Management | For | For |
| 1.2 | Elect Director Nagata, Tomoyuki | Management | For | For |
| 1.3 | Elect Director Yokoi, Satoshi | Management | For | For |
| 1.4 | Elect Director Yoshida, Yasuhiko | Management | For | For |
| 1.5 | Elect Director Tsuji, Takahiro | Management | For | For |
| 1.6 | Elect Director Tomaru, Akihiko | Management | For | For |
| 1.7 | Elect Director Urae, Akinori | Management | For | For |
| 1.8 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 2 | Appoint Statutory Auditor Horino, Nobuto | Management | For | Against |
| MARKETO, INC. MEETING DATE: JUN 01, 2015 | ||||
| TICKER: MKTO SECURITY ID: 57063L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas A. Pepper | Management | For | For |
| 1.2 | Elect Director Wesley R. Wasson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUL 01, 2014 | ||||
| TICKER: MRVL SECURITY ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sehat Sutardja | Management | For | For |
| 1b | Elect Director Juergen Gromer | Management | For | For |
| 1c | Elect Director John G. Kassakian | Management | For | For |
| 1d | Elect Director Arturo Krueger | Management | For | For |
| 1e | Elect Director Randhir Thakur | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUN 30, 2015 | ||||
| TICKER: MRVL SECURITY ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sehat Sutardja | Management | For | For |
| 1b | Elect Director Weili Dai | Management | For | For |
| 1c | Elect Director Juergen Gromer | Management | For | For |
| 1d | Elect Director John G. Kassakian | Management | For | For |
| 1e | Elect Director Arturo Krueger | Management | For | For |
| 1f | Elect Director Randhir Thakur | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| MEDIDATA SOLUTIONS, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: MDSO SECURITY ID: 58471A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tarek A. Sherif | Management | For | For |
| 1.2 | Elect Director Glen M. de Vries | Management | For | For |
| 1.3 | Elect Director Carlos Dominguez | Management | For | For |
| 1.4 | Elect Director Neil M. Kurtz | Management | For | For |
| 1.5 | Elect Director George W. McCulloch | Management | For | For |
| 1.6 | Elect Director Lee A. Shapiro | Management | For | For |
| 1.7 | Elect Director Robert B. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MELEXIS MEETING DATE: APR 20, 2015 | ||||
| TICKER: MELE SECURITY ID: B59283109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Receive Consolidated Financial Statements (Non-Voting) | Management | None | None |
| 4 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7 | Approve Discharge of Auditors | Management | For | For |
| 8 | Reelect Martine Baelmans as Independent Director | Management | For | For |
| MERRY ELECTRONICS CO., LTD. MEETING DATE: JUN 12, 2015 | ||||
| TICKER: 2439 SECURITY ID: Y6021M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Business Operations Report, Individual Financial Statements and Consolidated Financial Statements | Management | For | For |
| 2 | Approve Plan on 2014 Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| MICRON TECHNOLOGY, INC. MEETING DATE: JAN 22, 2015 | ||||
| TICKER: MU SECURITY ID: 595112103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Patrick J. Byrne | Management | For | For |
| 1.4 | Elect Director D. Mark Durcan | Management | For | For |
| 1.5 | Elect Director D. Warren A. East | Management | For | For |
| 1.6 | Elect Director Mercedes Johnson | Management | For | For |
| 1.7 | Elect Director Lawrence N. Mondry | Management | For | For |
| 1.8 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Eliminate Cumulative Voting | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MICROSEMI CORPORATION MEETING DATE: FEB 10, 2015 | ||||
| TICKER: MSCC SECURITY ID: 595137100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Peterson | Management | For | For |
| 1.2 | Elect Director Dennis R. Leibel | Management | For | For |
| 1.3 | Elect Director Thomas R. Anderson | Management | For | For |
| 1.4 | Elect Director William E. Bendush | Management | For | For |
| 1.5 | Elect Director Paul F. Folino | Management | For | For |
| 1.6 | Elect Director William L. Healey | Management | For | For |
| 1.7 | Elect Director Matthew E. Massengill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| MICROSOFT CORPORATION MEETING DATE: DEC 03, 2014 | ||||
| TICKER: MSFT SECURITY ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Gates lll | Management | For | For |
| 1.2 | Elect Director Maria M. Klawe | Management | For | For |
| 1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.4 | Elect Director G. Mason Morfit | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Helmut Panke | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| MINEBEA CO. LTD. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 6479 SECURITY ID: J42884130 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines - Reduce Directors' Term - Indemnify Directors - Indemnify Statutory Auditors - Authorize Board to Determine Income Allocation | Management | For | Against |
| 3.1 | Elect Director Kainuma, Yoshihisa | Management | For | For |
| 3.2 | Elect Director Katogi, Hiroharu | Management | For | For |
| 3.3 | Elect Director Yajima, Hiroyuki | Management | For | For |
| 3.4 | Elect Director Fujita, Hirotaka | Management | For | For |
| 3.5 | Elect Director Konomi, Daishiro | Management | For | For |
| 3.6 | Elect Director Uchibori, Tamio | Management | For | For |
| 3.7 | Elect Director Iwaya, Ryozo | Management | For | For |
| 3.8 | Elect Director None, Shigeru | Management | For | For |
| 3.9 | Elect Director Murakami, Koshi | Management | For | For |
| 3.10 | Elect Director Matsuoka, Takashi | Management | For | For |
| 4.1 | Appoint Statutory Auditor Shimizu, Kazunari | Management | For | For |
| 4.2 | Appoint Statutory Auditor Tokimaru, Kazuyoshi | Management | For | Against |
| 4.3 | Appoint Statutory Auditor Rikuna, Hisayoshi | Management | For | For |
| 5 | Approve Aggregate Compensation Ceiling for Directors | Management | For | For |
| MITSUBISHI ELECTRIC CORP. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 6503 SECURITY ID: J43873116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Indemnify Directors | Management | For | For |
| 2.1 | Elect Director Yamanishi, Kenichiro | Management | For | For |
| 2.2 | Elect Director Sakuyama, Masaki | Management | For | For |
| 2.3 | Elect Director Yoshimatsu, Hiroki | Management | For | For |
| 2.4 | Elect Director Hashimoto, Noritomo | Management | For | For |
| 2.5 | Elect Director Okuma, Nobuyuki | Management | For | For |
| 2.6 | Elect Director Matsuyama, Akihiro | Management | For | For |
| 2.7 | Elect Director Sasakawa, Takashi | Management | For | For |
| 2.8 | Elect Director Sasaki, Mikio | Management | For | For |
| 2.9 | Elect Director Miki, Shigemitsu | Management | For | Against |
| 2.10 | Elect Director Yabunaka, Mitoji | Management | For | For |
| 2.11 | Elect Director Obayashi, Hiroshi | Management | For | For |
| 2.12 | Elect Director Watanabe, Kazunori | Management | For | For |
| MOBILEYE N.V. MEETING DATE: DEC 12, 2014 | ||||
| TICKER: MBLY SECURITY ID: N51488117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Managing Director Vivian Rinat | Management | For | For |
| 3 | Approve Discharge of Former Supervisory Board Members for the Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
| 4 | Amend Articles Re: Majority Requirements for Acquisition | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| MOBILEYE N.V. MEETING DATE: JUN 25, 2015 | ||||
| TICKER: MBLY SECURITY ID: N51488117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discuss Disclosure Concerning Compensation of Present and Former Directors | Management | None | None |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Current Board Members | Management | For | For |
| 4 | Approve Discharge of Previous Board Members | Management | For | For |
| 5a | Elect Ammon Shashua as Executive Director | Management | For | For |
| 5b | Elect Ziv Aviram as Executive Director | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | eceive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| MONOLITHIC POWER SYSTEMS, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: MPWR SECURITY ID: 609839105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Karen A. Smith Bogart | Management | For | For |
| 1.2 | Elect Director Jeff Zhou | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MURATA MANUFACTURING CO. LTD. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 6981 SECURITY ID: J46840104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
| 2.1 | Elect Director Murata, Tsuneo | Management | For | For |
| 2.2 | Elect Director Inoue, Toru | Management | For | For |
| 2.3 | Elect Director Nakajima, Norio | Management | For | For |
| 2.4 | Elect Director Iwatsubo, Hiroshi | Management | For | For |
| 2.5 | Elect Director Takemura, Yoshito | Management | For | For |
| 2.6 | Elect Director Ishino, Satoshi | Management | For | For |
| 2.7 | Elect Director Shigematsu, Takashi | Management | For | For |
| 3 | Appoint Statutory Auditor Iwai, Kiyoshi | Management | For | For |
| MYSALE GROUP PLC MEETING DATE: DEC 16, 2014 | ||||
| TICKER: MYSL SECURITY ID: G63590106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Elect David Mortimer as a Director | Management | For | For |
| 4 | Elect Andrew Dingle as a Director | Management | For | Against |
| 5 | Elect Carl Jackson as a Director | Management | For | Against |
| 6 | Elect James Jackson as a Director | Management | For | Against |
| 7 | Elect Adrian MacKenzie as a Director | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| NANOMETRICS INCORPORATED MEETING DATE: MAY 19, 2015 | ||||
| TICKER: NANO SECURITY ID: 630077105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Thomas Bentley | Management | For | For |
| 1.2 | Elect Director Edward J. Brown, Jr. | Management | For | For |
| 1.3 | Elect Director Bruce C. Rhine | Management | For | For |
| 1.4 | Elect Director Timothy J. Stultz | Management | For | For |
| 1.5 | Elect Director Christine A. Tsingos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NAVER CORP. MEETING DATE: MAR 20, 2015 | ||||
| TICKER: 035420 SECURITY ID: Y62579100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Elect Lee Hae-Jin as Inside Director | Management | For | For |
| 3.2 | Elect Lee Jong-Woo as Outside Director | Management | For | For |
| 4 | Elect Lee Jong-Woo as Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| NEC CORP. MEETING DATE: JUN 22, 2015 | ||||
| TICKER: 6701 SECURITY ID: J48818124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yano, Kaoru | Management | For | For |
| 1.2 | Elect Director Endo, Nobuhiro | Management | For | For |
| 1.3 | Elect Director Niino, Takashi | Management | For | For |
| 1.4 | Elect Director Yasui, Junji | Management | For | For |
| 1.5 | Elect Director Shimizu, Takaaki | Management | For | For |
| 1.6 | Elect Director Kawashima, Isamu | Management | For | For |
| 1.7 | Elect Director Kunibe, Takeshi | Management | For | For |
| 1.8 | Elect Director Ogita, Hitoshi | Management | For | For |
| 1.9 | Elect Director Sasaki, Kaori | Management | For | For |
| 1.10 | Elect Director Oka, Motoyuki | Management | For | For |
| 1.11 | Elect Director Noji, Kunio | Management | For | For |
| 2 | Appoint Statutory Auditor Kikuchi, Takeshi | Management | For | For |
| 3 | Approve Annual Bonus Payment to Directors | Management | For | For |
| NETSUITE INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: N SECURITY ID: 64118Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Evan Goldberg | Management | For | For |
| 1.2 | Elect Director Steven J. Gomo | Management | For | For |
| 1.3 | Elect Director Catherine R. Kinney | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| NEXT CO LTD MEETING DATE: JUN 25, 2015 | ||||
| TICKER: 2120 SECURITY ID: J4914W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5.75 | Management | For | For |
| 2.1 | Elect Director Inoue, Takashi | Management | For | For |
| 2.2 | Elect Director Hamaya, Kokichi | Management | For | For |
| 2.3 | Elect Director Yamada, Takashi | Management | For | For |
| 2.4 | Elect Director Hisamatsu, Yosuke | Management | For | For |
| 2.5 | Elect Director Takahashi, Masato | Management | For | Against |
| 2.6 | Elect Director Morikawa, Akira | Management | For | For |
| NIC INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: EGOV SECURITY ID: 62914B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harry H. Herington | Management | For | For |
| 1.2 | Elect Director Art N. Burtscher | Management | For | For |
| 1.3 | Elect Director Venmal (Raji) Arasu | Management | For | For |
| 1.4 | Elect Director Karen S. Evans | Management | For | For |
| 1.5 | Elect Director Ross C. Hartley | Management | For | For |
| 1.6 | Elect Director C. Brad Henry | Management | For | For |
| 1.7 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.8 | Elect Director William M. Lyons | Management | For | For |
| 1.9 | Elect Director Pete Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NINTENDO CO. LTD. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 7974 SECURITY ID: J51699106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 180 | Management | For | For |
| 2.1 | Elect Director Iwata, Satoru | Management | For | For |
| 2.2 | Elect Director Takeda, Genyo | Management | For | For |
| 2.3 | Elect Director Miyamoto, Shigeru | Management | For | For |
| 2.4 | Elect Director Kimishima, Tatsumi | Management | For | For |
| 2.5 | Elect Director Takahashi, Shigeyuki | Management | For | For |
| 2.6 | Elect Director Yamato, Satoshi | Management | For | For |
| 2.7 | Elect Director Tanaka, Susumu | Management | For | For |
| 2.8 | Elect Director Takahashi, Shinya | Management | For | For |
| 2.9 | Elect Director Shinshi, Hirokazu | Management | For | For |
| 2.10 | Elect Director Mizutani, Naoki | Management | For | For |
| NOVATEK MICROELECTRONICS CORP. LTD. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: 3034 SECURITY ID: Y64153102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2014 Profit Distribution | Management | For | For |
| 3.1 | Elect T. S. Ho with Shareholder No.6 as Non-Independent Director | Management | For | Against |
| 3.2 | Elect a Representative of United Microelectronics Corporation with Shareholder No.1 as Non-Independent Director | Management | For | Abstain |
| 3.3 | Elect Steve Wang with Shareholder No.8136 as Non-Independent Director | Management | For | Against |
| 3.4 | Elect Max Wu with ID No.D101xxxxxx as Non-Independent Director | Management | For | Against |
| 3.5 | Elect Chen-en, Ko with ID No.U100xxxxxx as Independent Director | Management | For | For |
| 3.6 | Elect Max Fang with ID No.B100xxxxxxIndependent Director | Management | For | For |
| 3.7 | Elect Jack Tsai with ID No.J100xxxxxx as Independent Director | Management | For | For |
| 4 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
| NXP SEMICONDUCTORS NV MEETING DATE: JUN 02, 2015 | ||||
| TICKER: NXPI SECURITY ID: N6596X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Discussion of the implementation of the remuneration policy | Management | None | None |
| 2b | Discussion on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2d | Approve Discharge of Board Members | Management | For | For |
| 3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
| 3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
| 3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as Non-Executive Director | Management | For | For |
| 3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
| 3i | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3j | Reelect Rick Tsai as Non-Executive Director | Management | For | For |
| 4a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 4b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 4a | Management | For | For |
| 5 | Authorize Repurchase of Shares | Management | For | For |
| 6 | Approve Cancellation of Ordinary Shares | Management | For | For |
| 7 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| OCI MATERIALS CO. LTD. MEETING DATE: MAR 26, 2015 | ||||
| TICKER: 036490 SECURITY ID: Y806AM103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Financial Statements and Allocation of Income (Standalone) | Management | For | For |
| 1.2 | Approve Financial Statements and Allocation of Income (Consolidated) | Management | For | For |
| 2 | Elect Yang Jae-Yong as Non-independent Non-executive Director | Management | For | Against |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| 5 | Approve Terms of Retirement Pay | Management | For | For |
| OLYMPUS CORP. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 7733 SECURITY ID: J61240107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2 | Amend Articles to Change Location of Head Office | Management | For | For |
| 3.1 | Elect Director Sasa, Hiroyuki | Management | For | For |
| 3.2 | Elect Director Takeuchi, Yasuo | Management | For | For |
| 3.3 | Elect Director Taguchi, Akihiro | Management | For | For |
| 3.4 | Elect Director Hayashi, Shigeo | Management | For | For |
| 3.5 | Elect Director Ogawa, Haruo | Management | For | For |
| 3.6 | Elect Director Goto, Takuya | Management | For | For |
| 3.7 | Elect Director Hiruta, Shiro | Management | For | For |
| 3.8 | Elect Director Fujita, Sumitaka | Management | For | For |
| 3.9 | Elect Director Nishikawa, Motoyoshi | Management | For | For |
| 3.10 | Elect Director Unotoro, Keiko | Management | For | For |
| 4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| OMRON CORP. MEETING DATE: JUN 23, 2015 | ||||
| TICKER: 6645 SECURITY ID: J61374120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
| 2.1 | Elect Director Tateishi, Fumio | Management | For | For |
| 2.2 | Elect Director Yamada, Yoshihito | Management | For | For |
| 2.3 | Elect Director Suzuki, Yoshinori | Management | For | For |
| 2.4 | Elect Director Sakumiya, Akio | Management | For | For |
| 2.5 | Elect Director Nitto, Koji | Management | For | For |
| 2.6 | Elect Director Toyama, Kazuhiko | Management | For | For |
| 2.7 | Elect Director Kobayashi, Eizo | Management | For | For |
| 2.8 | Elect Director Nishikawa, Kuniko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Kondo, Kiichiro | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kawashima, Tokio | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Watanabe, Toru | Management | For | For |
| 5 | Approve Annual Bonus Payment to Directors | Management | For | For |
| ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: ON SECURITY ID: 682189105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Atsushi Abe | Management | For | For |
| 1.2 | Elect Director Curtis J. Crawford | Management | For | For |
| 1.3 | Elect Director Paul A. Mascarenas | Management | For | For |
| 1.4 | Elect Director Daryl A. Ostrander | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| OPTIMAL PAYMENTS PLC MEETING DATE: APR 16, 2015 | ||||
| TICKER: OPAY SECURITY ID: G6770D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Sentinel Topco Limited as a Reverse Takeover | Management | For | For |
| 2 | Approve the New Facility Agreement and Other Finance Documents in Connection with the Acquisition | Management | For | For |
| 3 | Increase Authorized Share Capital | Management | For | For |
| 4 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Pursuant to the Acquisition and Rights Issue | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights Pursuant to the Acquisition and Rights Issue | Management | For | For |
| OPTIMAL PAYMENTS PLC MEETING DATE: MAY 21, 2015 | ||||
| TICKER: OPAY SECURITY ID: G6770D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Elect Dennis Jones as Director | Management | For | For |
| 4 | Elect Andrew Dark as Director | Management | For | For |
| 5 | Elect Ian Jenks as Director | Management | For | For |
| 6 | Elect Brian McArthur-Muscroft as Director | Management | For | For |
| 7 | Reelect Joel Leonoff as Director | Management | For | For |
| 8 | Reelect Ian Francis as Director | Management | For | For |
| 9 | Reappoint KPMG Audit LLC as Auditors | Management | For | For |
| 10 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Approve Share Repurchase Program | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| ORACLE CORPORATION MEETING DATE: NOV 05, 2014 | ||||
| TICKER: ORCL SECURITY ID: 68389X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | Against |
| 6 | Adopt Specific Performance Standards | Shareholder | Against | Against |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| OSRAM LICHT AG MEETING DATE: FEB 26, 2015 | ||||
| TICKER: OSR SECURITY ID: D5963B113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2013/2014 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013/2014 | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2014/2015 | Management | For | Did Not Vote |
| 6 | Elect Werner Brandt to the Supervisory Board | Management | For | Did Not Vote |
| 7 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| 8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
| 9 | Approve Affiliation Agreement with Subsidiary OSRAM Beteiligungen GmbH | Management | For | Did Not Vote |
| OURGAME INTERNATIONAL HOLDINGS LTD. MEETING DATE: NOV 19, 2014 | ||||
| TICKER: 06899 SECURITY ID: G6847M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Share Option Scheme | Management | For | For |
| OURGAME INTERNATIONAL HOLDINGS LTD. MEETING DATE: FEB 02, 2015 | ||||
| TICKER: 06899 SECURITY ID: G6847M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Grant of Options to Yang Eric Qing Under the Share Option Scheme | Management | For | For |
| 2 | Approve Grant of Options to Ng Kwok Leung Under the Share Option Scheme | Management | For | For |
| PALO ALTO NETWORKS, INC. MEETING DATE: DEC 12, 2014 | ||||
| TICKER: PANW SECURITY ID: 697435105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carl Eschenbach | Management | For | For |
| 1b | Elect Director Daniel J. Warmenhoven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PARTRON CO. MEETING DATE: JAN 08, 2015 | ||||
| TICKER: 091700 SECURITY ID: Y6750Z104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Incorporation | Management | For | For |
| PARTRON CO. MEETING DATE: MAR 26, 2015 | ||||
| TICKER: 091700 SECURITY ID: Y6750Z104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect Kim Jong-Tae as Inside Director | Management | For | Against |
| 4 | Appoint Won Dae-Hee as Internal Auditor | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| PAYLOCITY HOLDING CORPORATION MEETING DATE: DEC 19, 2014 | ||||
| TICKER: PCTY SECURITY ID: 70438V106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven I. Sarowitz | Management | For | For |
| 1.2 | Elect Director Jeffrey T. Diehl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| PIXART IMAGING INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: 3227 SECURITY ID: Y6986P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2014 Profit Distribution | Management | For | For |
| 3 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
| 4 | Approve Issuance of Restricted Stocks | Management | For | For |
| 5 | Approve Issuance of Employee Stock Warrants at Lower-Than-Market Price | Management | For | Against |
| PMC-SIERRA, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: PMCS SECURITY ID: 69344F106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director Michael R. Farese | Management | For | For |
| 1.3 | Elect Director Jonathan J. Judge | Management | For | For |
| 1.4 | Elect Director Kirt P. Karros | Management | For | For |
| 1.5 | Elect Director Michael A. Klayko | Management | For | For |
| 1.6 | Elect Director William H. Kurtz | Management | For | For |
| 1.7 | Elect Director Gregory S. Lang | Management | For | For |
| 1.8 | Elect Director Richard N. Nottenburg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| POSIFLEX TECHNOLOGY, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: 8114 SECURITY ID: Y7026Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Financial Statements | Management | For | For |
| 2 | Approve Plan on 2014 Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
| 4 | Approve Amendments to Articles of Association | Management | For | For |
| 5.1 | Elect Non-independent Director No. 1 | Shareholder | None | Abstain |
| 5.2 | Elect Non-independent Director No. 2 | Shareholder | None | Abstain |
| 5.3 | Elect Non-independent Director No. 3 | Shareholder | None | Abstain |
| 5.4 | Elect Non-independent Director No. 4 | Shareholder | None | Abstain |
| 5.5 | Elect Non-independent Director No. 5 | Shareholder | None | Abstain |
| 5.6 | Elect Wu Hongcheng as Independent Director | Management | For | For |
| 5.7 | Elect Xu Shuying as Independent Director | Management | For | For |
| 5.8 | Elect Supervisor No. 1 | Shareholder | None | Abstain |
| 5.9 | Elect Supervisor No. 2 | Shareholder | None | Abstain |
| 5.10 | Elect Supervisor No. 3 | Shareholder | None | Abstain |
| 6 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
| POWER INTEGRATIONS, INC. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: POWI SECURITY ID: 739276103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Balu Balakrishnan | Management | For | For |
| 1.2 | Elect Director Alan D. Bickell | Management | For | For |
| 1.3 | Elect Director Nicholas E. Brathwaite | Management | For | For |
| 1.4 | Elect Director William George | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director E. Floyd Kvamme | Management | For | For |
| 1.7 | Elect Director Steven J. Sharp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PROGRESS SOFTWARE CORPORATION MEETING DATE: MAY 05, 2015 | ||||
| TICKER: PRGS SECURITY ID: 743312100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry N. Bycoff | Management | For | For |
| 1.2 | Elect Director John R. Egan | Management | For | For |
| 1.3 | Elect Director Ram Gupta | Management | For | For |
| 1.4 | Elect Director Charles F. Kane | Management | For | For |
| 1.5 | Elect Director David A. Krall | Management | For | For |
| 1.6 | Elect Director Michael L. Mark | Management | For | For |
| 1.7 | Elect Director Philip M. Pead | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Change State of Incorporation from Massachusetts to Delaware | Management | For | For |
| PROS HOLDINGS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: PRO SECURITY ID: 74346Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ellen Keszler | Management | For | For |
| 1.2 | Elect Director Leslie J. Rechan | Management | For | For |
| 1.3 | Elect Director William Russell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PTC INC. MEETING DATE: MAR 04, 2015 | ||||
| TICKER: PTC SECURITY ID: 69370C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas F. Bogan | Management | For | For |
| 1.2 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.3 | Elect Director Donald K. Grierson | Management | For | For |
| 1.4 | Elect Director James E. Heppelmann | Management | For | For |
| 1.5 | Elect Director Paul A. Lacy | Management | For | For |
| 1.6 | Elect Director Robert P. Schechter | Management | For | For |
| 1.7 | Elect Director Renato Zambonini | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PW MEDTECH GROUP LTD. MEETING DATE: JUL 16, 2014 | ||||
| TICKER: 01358 SECURITY ID: G7306W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Equity Transfer Agreement and Related Transactions | Management | For | For |
| Q2 HOLDINGS, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: QTWO SECURITY ID: 74736L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael M. Brown | Management | For | For |
| 1.2 | Elect Director Jeffrey T. Diehl | Management | For | For |
| 1.3 | Elect Director Matthew P. Flake | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| QLIK TECHNOLOGIES INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: QLIK SECURITY ID: 74733T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Deborah C. Hopkins | Management | For | For |
| 1.2 | Elect Director Steffan C. Tomlinson | Management | For | For |
| 1.3 | Elect Director Paul Wahl | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QUALCOMM INCORPORATED MEETING DATE: MAR 09, 2015 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Harish Manwani | Management | For | For |
| 1i | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1j | Elect Director Duane A. Nelles | Management | For | For |
| 1k | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1l | Elect Director Francisco Ros | Management | For | For |
| 1m | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1n | Elect Director Brent Scowcroft | Management | For | For |
| 1o | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QUNAR CAYMAN ISLANDS LIMITED MEETING DATE: FEB 12, 2015 | ||||
| TICKER: QUNR SECURITY ID: 74906P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| RACKSPACE HOSTING, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: RAX SECURITY ID: 750086100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Fred Reichheld | Management | For | For |
| 1.2 | Elect Director Kevin Costello | Management | For | For |
| 1.3 | Elect Director John Harper | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| RADIANT OPTO-ELECTRONICS CORP. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: 6176 SECURITY ID: Y7174K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2014 Profit Distribution | Management | For | For |
| 3 | Approve Change in Usage of Funds of First Domestic Unsecured Convertible Bond Issuance | Management | For | For |
| 4 | Approve Amendments to Articles of Association | Management | For | For |
| 5.1 | Elect Huang Zicheng as Independent Director | Management | For | For |
| 5.2 | Elect Jiang Yaozong as Independent Director | Management | For | For |
| 5.3 | Elect Wang Benran as Non-independent Director | Management | For | Against |
| 5.4 | Elect Wang Benfeng, a Representative of DragonJet Investment Co., Ltd. as Non-independent Director | Management | For | Against |
| 5.5 | Elect Su Huizhu, a Representative of Ruisheng Investment Co., Ltd. as Non-independent Director | Management | For | Against |
| 5.6 | Elect Chen Jianxiong as Supervisor | Management | For | For |
| 5.7 | Elect Wang Benzong as Supervisor | Management | For | For |
| 5.8 | Elect Wang Benqin as Supervisor | Management | For | For |
| 5.9 | Elect Bo Xiangkun as Supervisor | Management | For | For |
| 6 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | Management | For | For |
| RADWARE LTD. MEETING DATE: SEP 23, 2014 | ||||
| TICKER: RDWR SECURITY ID: M81873107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Joel Maryles as Class II Director Until the End of the Annual General Meeting of 2016 | Management | For | For |
| 2 | Reelect Yael Langer as Class III Director Until the End of the Annual General Meeting of 2017 | Management | For | For |
| 3 | Authorize Yehuda Zisapel to Serve as Chairman of the Board of Directors for a Three Year Term | Management | For | For |
| 4 | Approve Amendment of D&O Policy | Management | For | For |
| 5 | Reappoint Kost Forer Gabbay & Kasiere as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| RED HAT, INC. MEETING DATE: AUG 07, 2014 | ||||
| TICKER: RHT SECURITY ID: 756577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sohaib Abbasi | Management | For | For |
| 1.2 | Elect Director Narendra K. Gupta | Management | For | For |
| 1.3 | Elect Director William S. Kaiser | Management | For | For |
| 1.4 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RF MICRO DEVICES, INC. MEETING DATE: SEP 05, 2014 | ||||
| TICKER: RFMD SECURITY ID: 749941100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| RINGCENTRAL, INC. MEETING DATE: JUN 01, 2015 | ||||
| TICKER: RNG SECURITY ID: 76680R206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Vladimir Shmunis | Management | For | For |
| 2.2 | Elect Director Neil Williams | Management | For | For |
| 2.3 | Elect Director Robert Theis | Management | For | For |
| 2.4 | Elect Director Michael Kourey | Management | For | For |
| 2.5 | Elect Director Michelle McKenna-Doyle | Management | For | For |
| 3 | Elect Director Robert Theis | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ROHM CO. LTD. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 6963 SECURITY ID: J65328122 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 85 | Management | For | For |
| 2.1 | Elect Director Sawamura, Satoshi | Management | For | For |
| 2.2 | Elect Director Fujiwara, Tadanobu | Management | For | For |
| 2.3 | Elect Director Sasayama, Eiichi | Management | For | For |
| 2.4 | Elect Director Matsumoto, Isao | Management | For | For |
| 2.5 | Elect Director Azuma, Katsumi | Management | For | For |
| 2.6 | Elect Director Yamazaki, Masahiko | Management | For | For |
| 2.7 | Elect Director Kawamoto, Hachiro | Management | For | For |
| 2.8 | Elect Director Nishioka, Koichi | Management | For | For |
| 2.9 | Elect Director Sakai, Masaki | Management | For | For |
| 2.10 | Elect Director Iida, Jun | Management | For | For |
| RUBICON TECHNOLOGY, INC. MEETING DATE: JUN 23, 2015 | ||||
| TICKER: RBCN SECURITY ID: 78112T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael E. Mikolajczyk | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| SABA SOFTWARE, INC. MEETING DATE: MAR 26, 2015 | ||||
| TICKER: SABA SECURITY ID: 784932600 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| SALESFORCE.COM, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: CRM SECURITY ID: 79466L302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc R. Benioff | Management | For | For |
| 1b | Elect Director Keith G. Block | Management | For | For |
| 1c | Elect Director Craig A. Conway | Management | For | For |
| 1d | Elect Director Alan G. Hassenfeld | Management | For | For |
| 1e | Elect Director Colin L. Powell | Management | For | For |
| 1f | Elect Director Sanford R. Robertson | Management | For | For |
| 1g | Elect Director John V. Roos | Management | For | For |
| 1h | Elect Director Lawrence J. Tomlinson | Management | For | For |
| 1i | Elect Director Robin L. Washington | Management | For | For |
| 1j | Elect Director Maynard G. Webb | Management | For | For |
| 1k | Elect Director Susan D. Wojcicki | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAMSUNG ELECTRO-MECHANICS CO. MEETING DATE: MAR 13, 2015 | ||||
| TICKER: 009150 SECURITY ID: Y7470U102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Lee Seung-Jae as Outside Director | Management | For | For |
| 2.2 | Elect Lee Yoon-Tae as Inside Director | Management | For | For |
| 2.3 | Elect Hong Wan-Hoon as Inside Director | Management | For | For |
| 3 | Elect Lee Seung-Jae as Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 13, 2015 | ||||
| TICKER: 005930 SECURITY ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Kim Han-Joong as Outside Director | Management | For | For |
| 2.1.2 | Elect Lee Byung-Gi as Outside Director | Management | For | For |
| 2.2 | Elect Kwon Oh-Hyun as Inside Director | Management | For | For |
| 2.3 | Elect Kim Han-Joong as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SAMSUNG SDI CO., LTD. MEETING DATE: MAR 13, 2015 | ||||
| TICKER: 006400 SECURITY ID: Y74866107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Elect Jung Se-Woong as Inside Director | Management | For | For |
| 3.2 | Elect Noh Min-Gi as Outside Director | Management | For | For |
| 4 | Elect Noh Min-Gi as Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SANDISK CORPORATION MEETING DATE: JUN 18, 2015 | ||||
| TICKER: SNDK SECURITY ID: 80004C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael E. Marks | Management | For | For |
| 1b | Elect Director Irwin Federman | Management | For | For |
| 1c | Elect Director Steven J. Gomo | Management | For | For |
| 1d | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1e | Elect Director Chenming Hu | Management | For | For |
| 1f | Elect Director Catherine P. Lego | Management | For | For |
| 1g | Elect Director Sanjay Mehrotra | Management | For | For |
| 1h | Elect Director D. Scott Mercer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SANDVINE CORPORATION MEETING DATE: APR 09, 2015 | ||||
| TICKER: SVC SECURITY ID: 800213100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger Maggs | Management | For | For |
| 1.2 | Elect Director Mark Guibert | Management | For | For |
| 1.3 | Elect Director John Keating | Management | For | For |
| 1.4 | Elect Director Kenneth Taylor | Management | For | For |
| 1.5 | Elect Director David Caputo | Management | For | For |
| 1.6 | Elect Director Dermot O'Carroll | Management | For | For |
| 1.7 | Elect Director Scott Hamilton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| SANKEN ELECTRIC CO. LTD. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 6707 SECURITY ID: J67392134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | Management | For | For |
| 2 | Amend Articles to Clarify Provisions on Alternate Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Wada, Takashi | Management | For | For |
| 3.2 | Elect Director Ota, Akira | Management | For | For |
| 3.3 | Elect Director Hoshino, Masao | Management | For | For |
| 3.4 | Elect Director Suzuki, Yoshihiro | Management | For | For |
| 3.5 | Elect Director Suzuki, Kazunori | Management | For | For |
| 3.6 | Elect Director Soroji, Takeshi | Management | For | For |
| 3.7 | Elect Director Richard R. Lury | Management | For | For |
| 4.1 | Appoint Statutory Auditor Okino, Tatsuo | Management | For | For |
| 4.2 | Appoint Statutory Auditor Wada, Mikihiko | Management | For | Against |
| 5 | Appoint Alternate Statutory Auditor Minami, Atsushi | Management | For | For |
| 6 | Approve Annual Bonus Payment to Directors | Management | For | For |
| SCIENCE APPLICATIONS INTERNATIONAL CORPORATION MEETING DATE: JUN 03, 2015 | ||||
| TICKER: SAIC SECURITY ID: 808625107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert A. Bedingfield | Management | For | For |
| 1b | Elect Director Deborah B. Dunie | Management | For | For |
| 1c | Elect Director Thomas F. Frist, III | Management | For | For |
| 1d | Elect Director John J. Hamre | Management | For | For |
| 1e | Elect Director Timothy J. Mayopoulos | Management | For | For |
| 1f | Elect Director Anthony J. Moraco | Management | For | For |
| 1g | Elect Director Donna S. Morea | Management | For | For |
| 1h | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
| 1i | Elect Director Steven R. Shane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SCIQUEST, INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: SQI SECURITY ID: 80908T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey T. Barber | Management | For | For |
| 1.2 | Elect Director Stephen J. Wiehe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| SEGA SAMMY HOLDINGS INC. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: 6460 SECURITY ID: J7028D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Amend Business Lines - Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
| 2.1 | Elect Director Satomi, Hajime | Management | For | For |
| 2.2 | Elect Director Tsurumi, Naoya | Management | For | For |
| 2.3 | Elect Director Fukazawa, Koichi | Management | For | For |
| 2.4 | Elect Director Satomi, Haruki | Management | For | For |
| 2.5 | Elect Director Aoki, Shigeru | Management | For | For |
| 2.6 | Elect Director Okamura, Hideki | Management | For | For |
| 2.7 | Elect Director Oguchi, Hisao | Management | For | For |
| 2.8 | Elect Director Iwanaga, Yuji | Management | For | For |
| 2.9 | Elect Director Natsuno, Takeshi | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION MEETING DATE: NOV 05, 2014 | ||||
| TICKER: 00981 SECURITY ID: G8020E101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Datang Pre-emptive Share Subscription Agreement, Datang Pre-emptive Bond Subscription Agreement, Datang Supplemental Agreement, and Related Transactions | Management | For | For |
| 2 | Approve Country Hill Pre-emptive Subscription Agreement, Issue of the Country Hill Pre-emptive Shares, and and Related Transactions | Management | For | For |
| SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 00981 SECURITY ID: G8020E101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Zhou Zixue as Director | Management | For | Against |
| 2b | Elect Chen Shanzhi as Director | Management | For | Against |
| 2c | Elect Lip-Bu Tan as Director | Management | For | For |
| 2d | Elect Frank Meng as Director | Management | For | For |
| 2e | Elect Carmen I-Hua Chang as Director | Management | For | For |
| 2f | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 3 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| SEMTECH CORPORATION MEETING DATE: JUN 18, 2015 | ||||
| TICKER: SMTC SECURITY ID: 816850101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director James P. Burra | Management | For | For |
| 1.3 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.4 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.5 | Elect Director James T. Lindstrom | Management | For | For |
| 1.6 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.7 | Elect Director John L. Piotrowski | Management | For | For |
| 1.8 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.9 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SEOUL SEMICONDUCTOR CO LTD MEETING DATE: MAR 20, 2015 | ||||
| TICKER: 046890 SECURITY ID: Y7666J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Lee Jung-Hoon as Inside Director | Management | For | Against |
| 2.2 | Elect Lee Byung-Hak as Inside Director | Management | For | Against |
| 2.3 | Elect Kim Byung-Soo as Inside Director | Management | For | Against |
| 2.4 | Elect Han Seung-Soo as Outside Director | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| 5 | Approve Stock Option Grants | Management | For | For |
| SERVICENOW, INC. MEETING DATE: JUL 08, 2014 | ||||
| TICKER: NOW SECURITY ID: 81762P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan L. Bostrom | Management | For | For |
| 1.2 | Elect Director Charles H. Giancarlo | Management | For | For |
| 1.3 | Elect Director Anita M. Sands | Management | For | For |
| 1.4 | Elect Director William L. Strauss | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Ratify Auditors | Management | For | For |
| SERVICENOW, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: NOW SECURITY ID: 81762P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas M. Leone | Management | For | For |
| 1.2 | Elect Director Frederic B. Luddy | Management | For | For |
| 1.3 | Elect Director Jeffrey A. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SILICON GRAPHICS INTERNATIONAL CORP. MEETING DATE: DEC 09, 2014 | ||||
| TICKER: SGI SECURITY ID: 82706L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald D. Verdoorn | Management | For | For |
| 1.2 | Elect Director Charles M. Boesenberg | Management | For | For |
| 1.3 | Elect Director Gary A. Griffiths | Management | For | For |
| 1.4 | Elect Director Michael W. Hagee | Management | For | For |
| 1.5 | Elect Director Douglas R. King | Management | For | For |
| 1.6 | Elect Director Hagi Schwartz | Management | For | For |
| 1.7 | Elect Director Jorge L. Titinger | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SILICON LABORATORIES INC. MEETING DATE: APR 24, 2015 | ||||
| TICKER: SLAB SECURITY ID: 826919102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alf-Egil Bogen | Management | For | For |
| 1.2 | Elect Director G. Tyson Tuttle | Management | For | For |
| 1.3 | Elect Director Sumit Sadana | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SKYWORTH DIGITAL HOLDINGS LTD MEETING DATE: AUG 20, 2014 | ||||
| TICKER: 00751 SECURITY ID: G8181C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend with Scrip Option | Management | For | For |
| 3a | Elect Shi Chi as Director | Management | For | Against |
| 3b | Elect So Hon Cheung, Stephen as Director | Management | For | For |
| 3c | Elect Li Weibin as Director | Management | For | For |
| 3d | Elect Wei Wei as Director | Management | For | For |
| 4 | Authorize Board to Fix the Remuneration of the Directors | Management | For | Abstain |
| 5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Adopt New Share Option Scheme and Terminate Existing Share Option Scheme | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| SOLARWINDS, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: SWI SECURITY ID: 83416B109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ellen F. Siminoff | Management | For | For |
| 1.2 | Elect Director Lloyd G. Waterhouse | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Adjourn Meeting | Management | For | For |
| SONY CORPORATION MEETING DATE: JUN 23, 2015 | ||||
| TICKER: 6758 SECURITY ID: J76379106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Indemnify Directors - Reflect Changes in Law | Management | For | For |
| 2.1 | Elect Director Hirai, Kazuo | Management | For | For |
| 2.2 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 2.3 | Elect Director Anraku, Kanemitsu | Management | For | For |
| 2.4 | Elect Director Nagayama, Osamu | Management | For | For |
| 2.5 | Elect Director Nimura, Takaaki | Management | For | For |
| 2.6 | Elect Director Harada, Eiko | Management | For | For |
| 2.7 | Elect Director Ito, Joichi | Management | For | For |
| 2.8 | Elect Director Tim Schaaff | Management | For | For |
| 2.9 | Elect Director Matsunaga, Kazuo | Management | For | For |
| 2.10 | Elect Director Miyata, Koichi | Management | For | For |
| 2.11 | Elect Director John V.Roos | Management | For | For |
| 2.12 | Elect Director Sakurai, Eriko | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| SPLUNK INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: SPLK SECURITY ID: 848637104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen Newberry | Management | For | For |
| 1b | Elect Director Graham Smith | Management | For | For |
| 1c | Elect Director Godfrey Sullivan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STMICROELECTRONICS NV MEETING DATE: MAY 27, 2015 | ||||
| TICKER: STM SECURITY ID: N83574108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 4a | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4c | Receive Explanation on Company's Dividend Policy | Management | None | None |
| 4d | Approve Dividends | Management | For | For |
| 4e | Approve Discharge of Management Board | Management | For | For |
| 4f | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Restricted Stock Grants to President and CEO | Management | For | For |
| 6 | Elect Nicolas Dufourcq to Supervisory Board | Management | For | For |
| 7 | Reelect Martine Verluyten to Supervisory Board | Management | For | For |
| 8 | Elect Ernst & Young as Auditors for the financial years 2016-2019 | Management | For | For |
| 9 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Allow Questions | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| STRATASYS LTD. MEETING DATE: FEB 03, 2015 | ||||
| TICKER: SSYS SECURITY ID: M85548101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Company's Articles of Association | Management | For | For |
| 2.1 | Reelect S. Scott Crump, Chairman, as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.2 | Reelect Elchanan Jaglom as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.3 | Reelect Edward J. Fierko as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.4 | Reelect Ilan Levin as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.5 | Reelect John J. McEleney as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.6 | Reelect David Reis as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.7 | Reelect Clifford H. Schwieter as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3 | Amend Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| SUNEDISON, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: SUNE SECURITY ID: 86732Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Antonio R. Alvarez | Management | For | For |
| 1b | Elect Director Peter Blackmore | Management | For | For |
| 1c | Elect Director Ahmad R. Chatila | Management | For | For |
| 1d | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1e | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 1f | Elect Director Georganne C. Proctor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| SUNNY OPTICAL TECHNOLOGY GROUP CO., LTD. MEETING DATE: SEP 22, 2014 | ||||
| TICKER: 02382 SECURITY ID: G8586D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition Agreement | Management | For | For |
| SUNNY OPTICAL TECHNOLOGY GROUP CO., LTD. MEETING DATE: MAY 15, 2015 | ||||
| TICKER: 02382 SECURITY ID: G8586D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Sun Yang as Director | Management | For | Against |
| 3b | Elect Wang Wenjian as Director | Management | For | Against |
| 3c | Elect Chu Peng Fei Richard as Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| TABLEAU SOFTWARE, INC. MEETING DATE: MAY 11, 2015 | ||||
| TICKER: DATA SECURITY ID: 87336U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Forest Baskett | Management | For | For |
| 1.2 | Elect Director Billy Bosworth | Management | For | For |
| 1.3 | Elect Director Patrick Hanrahan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TAIYO YUDEN CO. LTD. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 6976 SECURITY ID: J80206113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| 2.1 | Elect Director Watanuki, Eiji | Management | For | For |
| 2.2 | Elect Director Tosaka, Shoichi | Management | For | For |
| 2.3 | Elect Director Nakano, Katsushige | Management | For | For |
| 2.4 | Elect Director Tsutsumi, Seiichi | Management | For | For |
| 2.5 | Elect Director Masuyama, Shinji | Management | For | For |
| 2.6 | Elect Director Takahashi, Osamu | Management | For | For |
| 2.7 | Elect Director Iwanaga, Yuji | Management | For | For |
| 2.8 | Elect Director Agata, Hisaji | Management | For | For |
| 3.1 | Appoint Statutory Auditor Osakabe, Norio | Management | For | For |
| 3.2 | Appoint Statutory Auditor Tomaru, Takashi | Management | For | For |
| 3.3 | Appoint Statutory Auditor Yamakawa, Kazuhiro | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Arai, Hiroshi | Management | For | For |
| TDK CORP. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 6762 SECURITY ID: J82141136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2.1 | Elect Director Kamigama, Takehiro | Management | For | For |
| 2.2 | Elect Director Kobayashi, Atsuo | Management | For | For |
| 2.3 | Elect Director Uemura, Hiroyuki | Management | For | For |
| 2.4 | Elect Director Saito, Noboru | Management | For | For |
| 2.5 | Elect Director Sumita, Makoto | Management | For | For |
| 2.6 | Elect Director Yoshida, Kazumasa | Management | For | For |
| 2.7 | Elect Director Ishimura, Kazuhiko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Yotsui, Osamu | Management | For | For |
| 3.2 | Appoint Statutory Auditor Yoneyama, Junji | Management | For | For |
| 3.3 | Appoint Statutory Auditor Yagi, Kazunori | Management | For | For |
| 3.4 | Appoint Statutory Auditor Ishiguro, Toru | Management | For | For |
| 3.5 | Appoint Statutory Auditor Fujimura, Kiyoshi | Management | For | For |
| 4 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 5 | Approve Performance-Based Cash Compensation Ceiling for Directors | Management | For | For |
| 6 | Approve Deep Discount Stock Option Plan | Management | For | For |
| TE CONNECTIVITY LTD. MEETING DATE: MAR 03, 2015 | ||||
| TICKER: TEL SECURITY ID: H84989104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pierre R. Brondeau | Management | For | Did Not Vote |
| 1b | Elect Director Juergen W. Gromer | Management | For | Did Not Vote |
| 1c | Elect Director William A. Jeffrey | Management | For | Did Not Vote |
| 1d | Elect Director Thomas J. Lynch | Management | For | Did Not Vote |
| 1e | Elect Director Yong Nam | Management | For | Did Not Vote |
| 1f | Elect Director Daniel J. Phelan | Management | For | Did Not Vote |
| 1g | Elect Director Lawrence S. Smith | Management | For | Did Not Vote |
| 1h | Elect Director Paula A. Sneed | Management | For | Did Not Vote |
| 1i | Elect Director David P. Steiner | Management | For | Did Not Vote |
| 1j | Elect Director John C. Van Scoter | Management | For | Did Not Vote |
| 1k | Elect Director Laura H. Wright | Management | For | Did Not Vote |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | Did Not Vote |
| 3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | Did Not Vote |
| 3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | Did Not Vote |
| 3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | Did Not Vote |
| 3d | Elect John C. Van Scoter as Member of Management Development & Compensation Committee | Management | For | Did Not Vote |
| 4 | Designate Jvo Grundler as Independent Proxy | Management | For | Did Not Vote |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 26, 2014 | Management | For | Did Not Vote |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 26, 2014 | Management | For | Did Not Vote |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 26, 2014 | Management | For | Did Not Vote |
| 6 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 25, 2015 | Management | For | Did Not Vote |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | Did Not Vote |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | Did Not Vote |
| 8 | Amend Articles of Association Re: Implementation of Requirements Under the Swiss Ordinance Regarding Elections and Certain Other Matters | Management | For | Did Not Vote |
| 9 | Amend Articles of Association Re: Implementation of the New Legal Requirements | Management | For | Did Not Vote |
| 10 | Amend Articles of Association Re: Vote Standard for Shareholder Resolutions and Elections | Management | For | Did Not Vote |
| 11 | Amend Articles of Association Re: Applicable Vote Standard for Contested Election of Directors, Chairperson of the Board of Directors or Members of the Compensation Committee | Management | For | Did Not Vote |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 13 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Management | For | Did Not Vote |
| 14 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | Management | For | Did Not Vote |
| 15 | Approve Allocation of Available Earnings for Fiscal Year 2014 | Management | For | Did Not Vote |
| 16 | Approve Declaration of Dividend | Management | For | Did Not Vote |
| 17 | Renew Authorized Capital | Management | For | Did Not Vote |
| 18 | Approve Reduction of Share Capital | Management | For | Did Not Vote |
| 19 | Adjourn Meeting | Management | For | Did Not Vote |
| TESLA MOTORS, INC. MEETING DATE: JUN 09, 2015 | ||||
| TICKER: TSLA SECURITY ID: 88160R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Antonio J. Gracias | Management | For | For |
| 1.2 | Elect Director Kimbal Musk | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Adopt Goals to Reduce Use of Animal-Sourced Materials | Shareholder | Against | Against |
| 4 | Become First Cruelty-Free Premium Brand | Shareholder | Against | Abstain |
| TESSERA TECHNOLOGIES, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: TSRA SECURITY ID: 88164L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard S. Hill | Management | For | For |
| 1.2 | Elect Director Christopher A. Seams | Management | For | For |
| 1.3 | Elect Director Donald E. Stout | Management | For | For |
| 1.4 | Elect Director George A. Riedel | Management | For | For |
| 1.5 | Elect Director John Chenault | Management | For | For |
| 1.6 | Elect Director Thomas Lacey | Management | For | For |
| 1.7 | Elect Director Tudor Brown | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| TEXTURA CORPORATION MEETING DATE: MAY 04, 2015 | ||||
| TICKER: TXTR SECURITY ID: 883211104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory J. Besio | Management | For | For |
| 1.2 | Elect Director Matthew J. Botica | Management | For | For |
| 1.3 | Elect Director David G. Patterson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| THE PRICELINE GROUP INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: PCLN SECURITY ID: 741503403 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Darren R. Huston | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.11 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| THE ULTIMATE SOFTWARE GROUP, INC. MEETING DATE: MAY 18, 2015 | ||||
| TICKER: ULTI SECURITY ID: 90385D107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc D. Scherr | Management | For | For |
| 1b | Elect Director Rick A. Wilber | Management | For | For |
| 1c | Elect Director James A. FitzPatrick, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TOSHIBA CORP. MEETING DATE: JUN 25, 2015 | ||||
| TICKER: 6502 SECURITY ID: J89752117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Muromachi, Masashi | Management | For | For |
| 1.2 | Elect Director Sasaki, Norio | Management | For | For |
| 1.3 | Elect Director Tanaka, Hisao | Management | For | For |
| 1.4 | Elect Director Shimomitsu, Hidejiro | Management | For | For |
| 1.5 | Elect Director Fukakushi, Masahiko | Management | For | For |
| 1.6 | Elect Director Kobayashi, Kiyoshi | Management | For | For |
| 1.7 | Elect Director Masaki, Toshio | Management | For | For |
| 1.8 | Elect Director Nishida, Naoto | Management | For | For |
| 1.9 | Elect Director Maeda, Keizo | Management | For | For |
| 1.10 | Elect Director Ushio, Fumiaki | Management | For | For |
| 1.11 | Elect Director Kubo, Makoto | Management | For | For |
| 1.12 | Elect Director Shimaoka, Seiya | Management | For | For |
| 1.13 | Elect Director Itami, Hiroyuki | Management | For | For |
| 1.14 | Elect Director Shimanouchi, Ken | Management | For | For |
| 1.15 | Elect Director Saito, Kiyomi | Management | For | For |
| 1.16 | Elect Director Tanino, Sakutaro | Management | For | For |
| 2 | Amend Articles to Require Equal Treatment of Non-Votes on Shareholder and Company Proposals | Shareholder | Against | Against |
| 3 | Amend Articles to Dispose of More Than 50 Percent of Shares Held in Three Subsidiaries within Three Years from July 2015 | Shareholder | Against | Against |
| 4 | Amend Articles to Mandate Share Repurchase of More Than 20 Percent of Net Profit before Income Taxes Every Year | Shareholder | Against | Against |
| 5 | Amend Articles to Require Individual Director and Executive Officer Compensation Disclosure | Shareholder | Against | Against |
| 6 | Amend Articles to Withdraw from Nuclear Power Business except for Research on Disposal of Nuclear Waste and Reactor Decommissioning | Shareholder | Against | Against |
| 7 | Amend Articles to Disclose Information on Employees Recruited from Government and Affiliated Agencies | Shareholder | Against | Against |
| 8 | Amend Articles to Set Minimum Hourly Wage of JPY 2100 for Temporary Employees | Shareholder | Against | Against |
| TOTAL SYSTEM SERVICES, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: TSS SECURITY ID: 891906109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James H. Blanchard | Management | For | For |
| 1b | Elect Director Kriss Cloninger, III | Management | For | For |
| 1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1d | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
| 1e | Elect Director Sidney E. Harris | Management | For | For |
| 1f | Elect Director William M. Isaac | Management | For | For |
| 1g | Elect Director Mason H. Lampton | Management | For | For |
| 1h | Elect Director Connie D. McDaniel | Management | For | For |
| 1i | Elect Director H. Lynn Page | Management | For | For |
| 1j | Elect Director Philip W. Tomlinson | Management | For | For |
| 1k | Elect Director John T. Turner | Management | For | For |
| 1l | Elect Director Richard W. Ussery | Management | For | For |
| 1m | Elect Director M. Troy Woods | Management | For | For |
| 1n | Elect Director James D. Yancey | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TPK HOLDING CO., LTD. MEETING DATE: JUN 12, 2015 | ||||
| TICKER: 3673 SECURITY ID: G89843109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Business Operations Report and Consolidated Financial Statements | Management | For | For |
| 2 | Approve Plan on 2014 Profit Distribution | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 5 | Approve to Abolish Previous Rules and Procedures for Election of Directors and Approve New Rules and Procedures for Election of Directors | Management | For | For |
| 6 | Amend Procedures for Lending Funds to Other Parties | Management | For | For |
| 7 | Amend Procedures for Endorsement and Guarantees | Management | For | For |
| TRAVELPORT WORLDWIDE LIMITED MEETING DATE: JUN 11, 2015 | ||||
| TICKER: TVPT SECURITY ID: G9019D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Steenland | Management | For | For |
| 1b | Elect Director Gordon A. Wilson | Management | For | For |
| 1c | Elect Director Gavin R. Baiera | Management | For | For |
| 1d | Elect Director Gregory Blank | Management | For | For |
| 1e | Elect Director Elizabeth L. Buse | Management | For | For |
| 1f | Elect Director Steven R. Chambers | Management | For | For |
| 1g | Elect Director Michael J. Durham | Management | For | For |
| 1h | Elect Director Douglas A. Hacker | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TRIMBLE NAVIGATION LIMITED MEETING DATE: MAY 07, 2015 | ||||
| TICKER: TRMB SECURITY ID: 896239100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director Merit E. Janow | Management | For | For |
| 1.3 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.4 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.5 | Elect Director Mark S. Peek | Management | For | For |
| 1.6 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
| 1.7 | Elect Director Borje Ekholm | Management | For | For |
| 1.8 | Elect Director Kaigham (Ken) Gabriel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TRIQUINT SEMICONDUCTOR, INC. MEETING DATE: SEP 05, 2014 | ||||
| TICKER: TQNT SECURITY ID: 89674K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Absence of Majority Voting Provision in Rocky Holding's Amended Certificate of Incorporation | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| 4 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| TRULIA, INC. MEETING DATE: DEC 18, 2014 | ||||
| TICKER: TRLA SECURITY ID: 897888103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Amend Articles of Incorporation to Approve Authorization of Nonvoting Class C Capital Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| TWITTER, INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: TWTR SECURITY ID: 90184L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Rosenblatt | Management | For | For |
| 1.2 | Elect Director Evan Williams | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| UNIVERSAL CEMENT CORP. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: 1104 SECURITY ID: Y92879108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Business Operations Report, Financial Statements and Consolidated Financial Statements | Management | For | For |
| 2 | Approve Plan on 2014 Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
| 4 | Approve Amendments to Articles of Association | Management | For | For |
| 5 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 6 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| UNIVERSAL DISPLAY CORPORATION MEETING DATE: JUN 18, 2015 | ||||
| TICKER: OLED SECURITY ID: 91347P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven V. Abramson | Management | For | For |
| 1b | Elect Director Leonard Becker | Management | For | For |
| 1c | Elect Director Richard C. Elias | Management | For | For |
| 1d | Elect Director Elizabeth H. Gemmill | Management | For | For |
| 1e | Elect Director Rosemarie B. Greco | Management | For | For |
| 1f | Elect Director C. Keith Hartley | Management | For | For |
| 1g | Elect Director Lawrence Lacerte | Management | For | For |
| 1h | Elect Director Sidney D. Rosenblatt | Management | For | For |
| 1i | Elect Director Sherwin I. Seligsohn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| VANTIV, INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: VNTV SECURITY ID: 92210H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Drucker | Management | For | For |
| 1.2 | Elect Director David Mussafer | Management | For | For |
| 1.3 | Elect Director Jeffrey Stiefler | Management | For | For |
| 1.4 | Elect Director Greg Carmichael | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| VERISK ANALYTICS, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: VRSK SECURITY ID: 92345Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.2 | Elect Director Samuel G. Liss | Management | For | For |
| 1.3 | Elect Director Therese M. Vaughan | Management | For | For |
| 1.4 | Elect Director Bruce Hansen | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles of Incorporation and Bylaws to Eliminate References to Our Class B Common Stock, Rename Our Class A Common Stock and Update Certain Outdated Provisions and Remove Certain Redundant Provisions | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| VIPSHOP HOLDINGS LTD. MEETING DATE: SEP 15, 2014 | ||||
| TICKER: VIPS SECURITY ID: 92763W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Alteration of Share Capital and Voting Power | Management | For | Against |
| 2 | Approve the Conversion of Securities | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| VIRTUSA CORPORATION MEETING DATE: SEP 09, 2014 | ||||
| TICKER: VRTU SECURITY ID: 92827P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert E. Davoli | Management | For | For |
| 1.2 | Elect Director William K. O'Brien | Management | For | For |
| 1.3 | Elect Director Al-Noor Ramji | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VISA INC. MEETING DATE: JAN 28, 2015 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5a | Remove Supermajority Vote Requirement for Exiting Core Payment Business | Management | For | For |
| 5b | Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company's Certificate of Incorporation | Management | For | For |
| 5c | Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications | Management | For | For |
| 5d | Remove Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 5e | Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| VMWARE, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: VMW SECURITY ID: 928563402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| WAGEWORKS, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: WAGE SECURITY ID: 930427109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas A. Bevilacqua | Management | For | For |
| 1.2 | Elect Director Bruce G. Bodaken | Management | For | For |
| 1.3 | Elect Director Joseph L. Jackson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| WEB.COM GROUP, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: WWWW SECURITY ID: 94733A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hugh M. Durden | Management | For | For |
| 1.2 | Elect Director Deborah H. Quazzo | Management | For | For |
| 1.3 | Elect Director Timothy P. Cost | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WEIFU HIGH-TECHNOLOGY CO., LTD. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: 000581 SECURITY ID: Y95338102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2014 Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2014 Annual Report and Summary | Management | For | For |
| 4 | Approve 2014 Financial Statements | Management | For | For |
| 5 | Approve 2014 Profit Distribution | Management | For | For |
| 6 | Approve Guarantee Provision to Affiliate Company | Management | For | For |
| 7 | Approve 2015 Total Amounts of Daily Related-party Transactions | Management | For | For |
| 8 | Approve Appointment of 2015 Financial Report Auditor | Management | For | For |
| 9 | Approve Appointment of 2015 Internal Control Auditor | Management | For | For |
| 10 | Approve Adjustment of Plan and Production Capacity of Partial Raised Funds Investment Projects and Approve Change of Partial Raised Funds Investment Projects | Management | For | For |
| 11 | Approve Allowance of Independent Directors | Management | For | For |
| 12.1 | Elect Chen Xuejun as Non-independent Director | Shareholder | None | Against |
| 12.2 | Elect Rudolf Maier as Non-independent Director | Shareholder | None | Against |
| 12.3 | Elect Wang Xiaodong as Non-independent Director | Shareholder | None | Against |
| 12.4 | Elect Ou Jianbin as Non-independent Director | Shareholder | None | Against |
| 12.5 | Elect Zhang Xiaogeng as Non-independent Director | Shareholder | None | Against |
| 12.6 | Elect Chen Yudong as Non-independent Director | Shareholder | None | Against |
| 12.7 | Elect Hua Wanrong as Non-independent Director | Shareholder | None | Against |
| 13.1 | Elect Xing Min as Independent Director | Management | For | For |
| 13.2 | Elect Lou Diming as Independent Director | Management | For | For |
| 13.3 | Elect Jin Zhangluo as Independent Director | Management | For | For |
| 13.4 | Elect Xu Xiaofang as Independent Director | Management | For | For |
| 14.1 | Elect Zhang Zhenting as Supervisor | Management | For | For |
| WONIK IPS CO. LTD. MEETING DATE: DEC 29, 2014 | ||||
| TICKER: 030530 SECURITY ID: Y0450H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Appoint Lee Hong-Jae as Internal Auditor | Management | For | For |
| WONIK IPS CO. LTD. MEETING DATE: MAR 30, 2015 | ||||
| TICKER: 030530 SECURITY ID: Y0450H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Jang Taek-Yong as Inside Director | Management | For | Against |
| 2.2 | Elect Kim Gang-Soo as Non-independent Non-executive Director | Management | For | Against |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| WORKIVA INC. MEETING DATE: JUN 01, 2015 | ||||
| TICKER: WK SECURITY ID: 98139A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Herz | Management | For | For |
| 1.2 | Elect Director David S. Mulcahy | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| XILINX, INC. MEETING DATE: AUG 13, 2014 | ||||
| TICKER: XLNX SECURITY ID: 983919101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip T. Gianos | Management | For | For |
| 1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
| 1.3 | Elect Director John L. Doyle | Management | For | For |
| 1.4 | Elect Director William G. Howard, Jr. | Management | For | For |
| 1.5 | Elect Director J. Michael Patterson | Management | For | For |
| 1.6 | Elect Director Albert A. Pimentel | Management | For | For |
| 1.7 | Elect Director Marshall C. Turner | Management | For | For |
| 1.8 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| YAGEO CORP MEETING DATE: JUL 29, 2014 | ||||
| TICKER: 2327 SECURITY ID: Y9723R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Capital Reduction Plan | Management | For | For |
| 2 | Approve Amendments to Articles of Association | Management | For | For |
| 3 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| YAGEO CORP MEETING DATE: JUN 12, 2015 | ||||
| TICKER: 2327 SECURITY ID: Y9723R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Financial Statements | Management | For | For |
| 2 | Approve Plan on 2014 Profit Distribution | Management | For | For |
| 3 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
| 4.1 | Elect Pierre T.M. Chen with Shareholder No.2 as Non-Independent Director | Management | For | Against |
| 4.2 | Elect Tzong-Yeong Lin, a Representative of Hsu Chang Investment Limited with Shareholder No.99108, as Non-Independent Director | Management | For | Against |
| 4.3 | Elect Shih-Chien Yang, a Representative of Hsu Chang Investment Limited with Shareholder No.99108, as Non-Independent Director | Management | For | Against |
| 4.4 | Elect Dora C. W. Chang, a Representative of Hsu Chang Investment Limited with Shareholder No.99108, as Non-Independent Director | Management | For | Against |
| 4.5 | Elect Bob P. Y. Wang, a Representative of Hsu Chang Investment Limited with Shareholder No.99108, as Non-Independent Director | Management | For | Against |
| 4.6 | Elect Victor C. Wang, a Representative of Hsu Chang Investment Limited with Shareholder No.99108, as Non-Independent Director | Management | For | Against |
| 4.7 | Elect Vincent Chi-Sheng Weng, a Representative of Hsu Chang Investment Limited with Shareholder No.99108, as Non-Independent Director | Management | For | Against |
| 4.8 | Elect Jerry Lee with ID NO. A110406XXX as Independent Director | Management | For | For |
| 4.9 | Elect Hilo Chen with ID NO. F120677XXX as Independent Director | Management | For | For |
| 4.10 | Elect Yuan Ho Lai, a Representative of Hung Tai Investment Ltd. with Shareholder No.395156, as Supervisor | Management | For | For |
| 4.11 | Elect Lawrence Lai-Fu Lin, a Representative of Hung Tai Investment Ltd. with Shareholder No.395156, as Supervisor | Management | For | For |
| 5 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Abstain |
| 6 | Transact Other Business (Non-Voting) | Management | None | None |
| YAHOO! INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: YHOO SECURITY ID: 984332106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Filo | Management | For | For |
| 1.2 | Elect Director Susan M. James | Management | For | For |
| 1.3 | Elect Director Max R. Levchin | Management | For | For |
| 1.4 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Charles R. Schwab | Management | For | For |
| 1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1.8 | Elect Director Jane E. Shaw | Management | For | For |
| 1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| YASKAWA ELECTRIC CORP. MEETING DATE: JUN 18, 2015 | ||||
| TICKER: 6506 SECURITY ID: J9690T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | Management | For | For |
| 2 | Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Increase Maximum Board Size - Indemnify Directors | Management | For | For |
| 3.1 | Elect Director Tsuda, Junji | Management | For | For |
| 3.2 | Elect Director Usami, Noboru | Management | For | For |
| 3.3 | Elect Director Ogasawara, Hiroshi | Management | For | For |
| 3.4 | Elect Director Murakami, Shuji | Management | For | For |
| 3.5 | Elect Director Minami, Yoshikatsu | Management | For | For |
| 3.6 | Elect Director Nakayama, Yuji | Management | For | For |
| 4.1 | Elect Director and Audit Committee Member Oda, Masahiko | Management | For | For |
| 4.2 | Elect Director and Audit Committee Member Noda, Konosuke | Management | For | For |
| 4.3 | Elect Director and Audit Committee Member Akita, Yoshiki | Management | For | For |
| 4.4 | Elect Director and Audit Committee Member Tatsumi, Kazumasa | Management | For | For |
| 4.5 | Elect Director and Audit Committee Member Tanaka, Yasuto | Management | For | For |
| 5 | Elect Alternate Director and Audit Committee Member Takeshita, Masafumi | Management | For | For |
| 6 | Approve Aggregate Fixed Compensation Ceiling and Performance-Based Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
| 7 | Approve Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | For |
| YELP INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: YELP SECURITY ID: 985817105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Geoff Donaker | Management | For | For |
| 1.2 | Elect Director Robert Gibbs | Management | For | For |
| 1.3 | Elect Director Jeremy Stoppelman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| YODLEE, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: YDLE SECURITY ID: 98600P201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick T. Hackett | Management | For | For |
| 1.2 | Elect Director Mark Jung | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| YOUNGTEK ELECTRONICS CORP. MEETING DATE: JUN 12, 2015 | ||||
| TICKER: 6261 SECURITY ID: Y9859Y101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2014 Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of 2014 Profit | Management | For | For |
| 4 | Amend Trading Procedures Governing Derivatives Products | Management | For | For |
| 5.1 | Elect Wang Binglong, a Representative of Zhong Shi Industrial Co., Ltd. with Shareholder No. 198, as Non-independent Director | Shareholder | None | Against |
| 5.2 | Elect Zhang Zhengguang, with Shareholder No. 2, as Non-independent Director | Shareholder | None | Against |
| 5.3 | Elect Chen Guibiao, with Shareholder No. 9, as Non-independent Director | Shareholder | None | Against |
| 5.4 | Elect Yai Dezhang as Independent Director | Management | For | For |
| 5.5 | Elect Huang Menghua as Independent Director | Management | For | For |
| 5.6 | Elect a Representative of Li Yang Investment Co., Ltd., with Shareholder No. 435, as Supervisor | Shareholder | None | Abstain |
| 5.7 | Elect Supervisor No.2 | Shareholder | None | Abstain |
| 5.8 | Elect Supervisor No.3 | Shareholder | None | Abstain |
| 6 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Abstain |
| ZENDESK, INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: ZEN SECURITY ID: 98936J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Caryn Marooney | Management | For | For |
| 1.2 | Elect Director Michelle Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ZILLOW GROUP, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: Z SECURITY ID: 98954M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Erik Blachford | Management | For | For |
| 1.2 | Elect Director Spencer M. Rascoff | Management | For | For |
| 1.3 | Elect Director Gordon Stephenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT TELECOMMUNICATIONS PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 8X8, INC. MEETING DATE: JUL 24, 2014 | ||||
| TICKER: EGHT SECURITY ID: 282914100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Guy L. Hecker, Jr. | Management | For | For |
| 1.2 | Elect Director Bryan R. Martin | Management | For | For |
| 1.3 | Elect Director Vikram Verma | Management | For | For |
| 1.4 | Elect Director Eric Salzman | Management | For | For |
| 1.5 | Elect Director Ian Potter | Management | For | For |
| 1.6 | Elect Director Jaswinder Pal Singh | Management | For | For |
| 1.7 | Elect Director Vladimir Jacimovic | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Other Business | Management | For | Against |
| AMERICAN TOWER CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: AMT SECURITY ID: 03027X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Carolyn F. Katz | Management | For | For |
| 1c | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1d | Elect Director Craig Macnab | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ARRIS GROUP, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: ARRS SECURITY ID: 04270V106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alex B. Best | Management | For | For |
| 1.2 | Elect Director Harry L. Bosco | Management | For | For |
| 1.3 | Elect Director J. Timothy Bryan | Management | For | For |
| 1.4 | Elect Director James A. Chiddix | Management | For | For |
| 1.5 | Elect Director Andrew T. Heller | Management | For | For |
| 1.6 | Elect Director Jeong H. Kim | Management | For | For |
| 1.7 | Elect Director Robert J. Stanzione | Management | For | For |
| 1.8 | Elect Director Doreen A. Toben | Management | For | For |
| 1.9 | Elect Director Debora J. Wilson | Management | For | For |
| 1.10 | Elect Director David A. Woodle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AT&T INC. MEETING DATE: APR 24, 2015 | ||||
| TICKER: T SECURITY ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Scott T. Ford | Management | For | For |
| 1.3 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.4 | Elect Director William E. Kennard | Management | For | For |
| 1.5 | Elect Director Jon C. Madonna | Management | For | For |
| 1.6 | Elect Director Michael B. McCallister | Management | For | For |
| 1.7 | Elect Director John B. McCoy | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Joyce M. Roche | Management | For | For |
| 1.10 | Elect Director Matthew K. Rose | Management | For | For |
| 1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Indirect Political Contribution | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Amend Bylaws to Call Special Meetings | Shareholder | Against | Against |
| ATLANTIC TELE-NETWORK, INC. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: ATNI SECURITY ID: 049079205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin L. Budd | Management | For | For |
| 1.2 | Elect Director Michael T. Flynn | Management | For | For |
| 1.3 | Elect Director Liane J. Pelletier | Management | For | For |
| 1.4 | Elect Director Cornelius B. Prior, Jr. | Management | For | For |
| 1.5 | Elect Director Michael T. Prior | Management | For | For |
| 1.6 | Elect Director Charles J. Roesslein | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. MEETING DATE: SEP 03, 2014 | ||||
| TICKER: BEZQ SECURITY ID: M2012Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Hagai Herman as External Director for a Three Year Term | Management | For | For |
| 2 | Issue Indemnification Agreement to Hagai Herman | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. MEETING DATE: SEP 03, 2014 | ||||
| TICKER: BEZQ SECURITY ID: M2012Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Dividend Distribution of NIS 0.462 (USD 0.132) Per Share | Management | For | For |
| BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. MEETING DATE: NOV 05, 2014 | ||||
| TICKER: BEZQ SECURITY ID: M2012Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Extend Indemnification Agreements to Directors Who Are Controlling Shareholders or Their Relatives | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. MEETING DATE: JAN 14, 2015 | ||||
| TICKER: BEZQ SECURITY ID: M2012Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Purchase of Additional Amount of Digital Converters by DBS of Eurocom Digital Communications Ltd., a Subsidiary of Eurocom Communications Ltd., an Indirect Shareholder (Including Pricing and Payment Terms) | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| B4 | If you do not fall under any of the categories mentioned under items B2 and B3, vote FOR. Otherwise, vote against. | Management | None | Against |
| BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. MEETING DATE: MAR 16, 2015 | ||||
| TICKER: BEZQ SECURITY ID: M2012Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendment to Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Approve Criteria for Performance Based Bonus for the CEO | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. MEETING DATE: MAR 23, 2015 | ||||
| TICKER: BEZQ SECURITY ID: M2012Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Receipt of Conditions Put Forward by the Antitrust Commissioner Regarding the Merger | Management | For | For |
| 2 | Approve Agreement with Eurocom D.B.S. Ltd., Indirect Controlling Shareholder, for the Purchase of the Remainder of Shares in D.B.S. Satellite Services (1998) Ltd., in Which the Company Currently Holds 49.78 Percent of Outstanding Shares | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| B5 | If at the record date you were holding D.B.S. Satellite Services (1998) Ltd's bonds, crediting value of which exceeds the share-based value of your holdings in the company's shares, vote FOR. Otherwise, vote against. | Management | None | Against |
| BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: BEZQ SECURITY ID: M2012Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discuss Financial Statements and the Report of the Board for 2014 | Management | None | None |
| 2 | Approve Dividend of NIS 0.3074863 (USD 0.07811) Per Share | Management | For | For |
| 3.1 | Reelect Shaul Elovitch as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.2 | Reelect Or Elovitch as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.3 | Reelect Orna Elovitch Peled as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.4 | Reelect Amikam Shorer as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.5 | Reelect Rami Nomkin as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.6 | Reelect Eldad Ben-Moshe as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.7 | Reelect Joshua Rosensweig as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 4 | Reappoint Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| BHARTI INFRATEL LTD. MEETING DATE: JAN 24, 2015 | ||||
| TICKER: 534816 SECURITY ID: Y0R86J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Implementation of ESOP Scheme 2008 through ESOP Trust | Management | For | Against |
| 2 | Approve Employee Stock Option Scheme 2014 (ESOP Scheme 2014) | Management | For | Against |
| 3 | Approve Stock Option Plan Grants to Employees of Holding and/or Subsidiary Companies Under the ESOP Scheme 2014 | Management | For | Against |
| 4 | Approve Acquisition by ESOP Trust of Shares of the Company from the Secondary Market for the Implementation of ESOP Scheme 2008 and ESOP Scheme 2014 | Management | For | Against |
| 5 | Approve Increase in Limit on Foreign Shareholdings | Management | For | For |
| CENTURYLINK, INC. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: CTL SECURITY ID: 156700106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Virginia Boulet | Management | For | For |
| 1.2 | Elect Director Peter C. Brown | Management | For | For |
| 1.3 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.4 | Elect Director W. Bruce Hanks | Management | For | For |
| 1.5 | Elect Director Gregory J. McCray | Management | For | For |
| 1.6 | Elect Director C.G. Melville, Jr. | Management | For | For |
| 1.7 | Elect Director William A. Owens | Management | For | For |
| 1.8 | Elect Director Harvey P. Perry | Management | For | For |
| 1.9 | Elect Director Glen F. Post, III | Management | For | For |
| 1.10 | Elect Director Michael J. Roberts | Management | For | For |
| 1.11 | Elect Director Laurie A. Siegel | Management | For | For |
| 1.12 | Elect Director Joseph R. Zimmel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| CINCINNATI BELL INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: CBB SECURITY ID: 171871106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Phillip R. Cox | Management | For | For |
| 1b | Elect Director John W. Eck | Management | For | For |
| 1c | Elect Director Jakki L. Haussler | Management | For | For |
| 1d | Elect Director Craig F. Maier | Management | For | For |
| 1e | Elect Director Russel P. Mayer | Management | For | For |
| 1f | Elect Director Lynn A. Wentworth | Management | For | For |
| 1g | Elect Director John M. Zrno | Management | For | For |
| 1h | Elect Director Theodore H. Torbeck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| COGENT COMMUNICATIONS HOLDINGS, INC. MEETING DATE: APR 16, 2015 | ||||
| TICKER: CCOI SECURITY ID: 19239V302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dave Schaeffer | Management | For | For |
| 1.2 | Elect Director Steven D. Brooks | Management | For | For |
| 1.3 | Elect Director Timothy Weingarten | Management | For | For |
| 1.4 | Elect Director Richard T. Liebhaber | Management | For | For |
| 1.5 | Elect Director D. Blake Bath | Management | For | For |
| 1.6 | Elect Director Marc Montagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 4 | Adopt Fee Shifting Bylaws | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| COMVERSE, INC. MEETING DATE: JUN 24, 2015 | ||||
| TICKER: CNSI SECURITY ID: 20585P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan D. Bowick | Management | For | For |
| 1b | Elect Director James Budge | Management | For | For |
| 1c | Elect Director Matthew A. Drapkin | Management | For | For |
| 1d | Elect Director Doron Inbar | Management | For | For |
| 1e | Elect Director Henry R. Nothhaft | Management | For | For |
| 1f | Elect Director Philippe Tartavull | Management | For | For |
| 1g | Elect Director Mark C. Terrell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. MEETING DATE: OCT 08, 2014 | ||||
| TICKER: CNSL SECURITY ID: 209034107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. MEETING DATE: MAY 04, 2015 | ||||
| TICKER: CNSL SECURITY ID: 209034107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard A. Lumpkin | Management | For | For |
| 1.2 | Elect Director Timothy D. Taron | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 29, 2015 | ||||
| TICKER: CCI SECURITY ID: 22822V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Cindy Christy | Management | For | For |
| 1c | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1d | Elect Director Robert E. Garrison, II | Management | For | For |
| 1e | Elect Director Dale N. Hatfield | Management | For | For |
| 1f | Elect Director Lee W. Hogan | Management | For | For |
| 1g | Elect Director John P. Kelly | Management | For | For |
| 1h | Elect Director Robert F. McKenzie | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CYRUSONE INC. MEETING DATE: MAY 04, 2015 | ||||
| TICKER: CONE SECURITY ID: 23283R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary J. Wojtaszek | Management | For | For |
| 1.2 | Elect Director William E. Sullivan | Management | For | For |
| 1.3 | Elect Director T. Tod Nielsen | Management | For | For |
| 1.4 | Elect Director Alex Shumate | Management | For | For |
| 1.5 | Elect Director David H. Ferdman | Management | For | For |
| 1.6 | Elect Director Lynn A. Wentworth | Management | For | For |
| 1.7 | Elect Director John W. Gamble, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DIRECTV MEETING DATE: SEP 25, 2014 | ||||
| TICKER: DTV SECURITY ID: 25490A309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| FRONTIER COMMUNICATIONS CORPORATION MEETING DATE: MAY 13, 2015 | ||||
| TICKER: FTR SECURITY ID: 35906A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
| 1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
| 1.3 | Elect Director Diana S. Ferguson | Management | For | For |
| 1.4 | Elect Director Edward Fraioli | Management | For | For |
| 1.5 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1.7 | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1.8 | Elect Director Howard L. Schrott | Management | For | For |
| 1.9 | Elect Director Larraine D. Segil | Management | For | For |
| 1.10 | Elect Director Mark Shapiro | Management | For | For |
| 1.11 | Elect Director Myron A. Wick, III | Management | For | For |
| 1.12 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GENERAL COMMUNICATION, INC. MEETING DATE: JUN 29, 2015 | ||||
| TICKER: GNCMA SECURITY ID: 369385109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen M. Brett | Management | For | For |
| 1.2 | Elect Director Ronald A. Duncan | Management | For | For |
| 1.3 | Elect Director Stephen R. Mooney | Management | For | For |
| 1.4 | Elect Director Eric L. Zinterhofer | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| GLOBALSTAR, INC. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: GSAT SECURITY ID: 378973408 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William A. Hasler | Management | For | For |
| 1.2 | Elect Director James Monroe, III | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| GOGO INC. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: GOGO SECURITY ID: 38046C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald T. LeMay | Management | For | For |
| 1.2 | Elect Director Robert H. Mundheim | Management | For | For |
| 1.3 | Elect Director Harris N. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| IDT CORPORATION MEETING DATE: DEC 15, 2014 | ||||
| TICKER: IDT SECURITY ID: 448947507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Chenkin | Management | For | Against |
| 1.2 | Elect Director Eric F. Cosentino | Management | For | Against |
| 1.3 | Elect Director Howard S. Jonas | Management | For | For |
| 1.4 | Elect Director Bill Pereira | Management | For | For |
| 1.5 | Elect Director Judah Schorr | Management | For | Against |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| ILIAD MEETING DATE: MAY 20, 2015 | ||||
| TICKER: ILD SECURITY ID: F4958P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.39 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Severance Payment Agreement with Maxime Lombardini, CEO | Management | For | For |
| 6 | Reelect Maxime Lombardini as Director | Management | For | For |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 180,000 | Management | For | For |
| 8 | Appoint Deloitte et Associes as Auditor | Management | For | For |
| 9 | Appoint BEAS as Alternate Auditor | Management | For | For |
| 10 | Advisory Vote on Compensation of Cyril Poidatz, Chairman | Management | For | For |
| 11 | Advisory Vote on Compensation of Maxime Lombardini, CEO | Management | For | For |
| 12 | Advisory Vote on Compensation of Rani Assaf, Antoine Levavasseur, Xavier Niel and Thomas Reynaud, Vice CEOs | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | Against |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | Against |
| 16 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 5 Million | Management | For | Against |
| 17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 15 and 16 | Management | For | Against |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholders Vote Above | Management | For | Against |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities of up to 1% of Issued Capital in Exchange for Contributions from Employees and Corporate Officers, including in the form of Free Mobile Share | Management | For | Against |
| 21 | Authorize Capital Increase of Up to EUR 2 Million for Future Exchange Offers | Management | For | Against |
| 22 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | Against |
| 23 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| 25 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 26 | Amend Article 13 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
| 27 | Amend Article 26 of Bylaws Re: Attendance at General Meetings | Management | For | For |
| 28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| INCONTACT, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: SAAS SECURITY ID: 45336E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Theodore Stern | Management | For | For |
| 1.2 | Elect Director Paul Jarman | Management | For | For |
| 1.3 | Elect Director Steve Barnett | Management | For | For |
| 1.4 | Elect Director Mark J. Emkjer | Management | For | For |
| 1.5 | Elect Director Blake O. Fisher, Jr. | Management | For | For |
| 1.6 | Elect Director Paul F. Koeppe | Management | For | For |
| 1.7 | Elect Director Hamid Akhavan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| INGRAM MICRO INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: IM SECURITY ID: 457153104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howard I. Atkins | Management | For | For |
| 1.2 | Elect Director David A. Barnes | Management | For | For |
| 1.3 | Elect Director Leslie Stone Heisz | Management | For | For |
| 1.4 | Elect Director John R. Ingram | Management | For | For |
| 1.5 | Elect Director Dale R. Laurance | Management | For | For |
| 1.6 | Elect Director Linda Fayne Levinson | Management | For | For |
| 1.7 | Elect Director Scott A. McGregor | Management | For | For |
| 1.8 | Elect Director Carol G. Mills | Management | For | For |
| 1.9 | Elect Director Alain Monie | Management | For | For |
| 1.10 | Elect Director Wade Oosterman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INMARSAT PLC MEETING DATE: MAY 06, 2015 | ||||
| TICKER: ISAT SECURITY ID: G4807U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Tony Bates as Director | Management | For | For |
| 5 | Elect Robert Ruijter as Director | Management | For | For |
| 6 | Elect Dr Hamadoun Toure as Director | Management | For | For |
| 7 | Re-elect Andrew Sukawaty as Director | Management | For | For |
| 8 | Re-elect Rupert Pearce as Director | Management | For | For |
| 9 | Re-elect Simon Bax as Director | Management | For | For |
| 10 | Re-elect Sir Bryan Carsberg as Director | Management | For | For |
| 11 | Re-elect Stephen Davidson as Director | Management | For | For |
| 12 | Re-elect Kathleen Flaherty as Director | Management | For | For |
| 13 | Re-elect Robert Kehler as Director | Management | For | For |
| 14 | Re-elect Janice Obuchowski as Director | Management | For | For |
| 15 | Re-elect Dr Abraham Peled as Director | Management | For | For |
| 16 | Re-elect John Rennocks as Director | Management | For | For |
| 17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| INTERACTIVE INTELLIGENCE GROUP, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: ININ SECURITY ID: 45841V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward L. Hamburg | Management | For | For |
| 1.2 | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTERXION HOLDING NV MEETING DATE: NOV 10, 2014 | ||||
| TICKER: INXN SECURITY ID: N47279109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Rob Ruijter as Non-Executive Director | Management | For | For |
| 2 | Close Meeting | Management | None | None |
| IRIDIUM COMMUNICATIONS INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: IRDM SECURITY ID: 46269C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.2 | Elect Director Thomas C. Canfield | Management | For | For |
| 1.3 | Elect Director Matthew J. Desch | Management | For | For |
| 1.4 | Elect Director Thomas J. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Jane L. Harman | Management | For | For |
| 1.6 | Elect Director Alvin B. Krongard | Management | For | For |
| 1.7 | Elect Director Eric T. Olson | Management | For | For |
| 1.8 | Elect Director Steven B. Pfeiffer | Management | For | For |
| 1.9 | Elect Director Parker W. Rush | Management | For | For |
| 1.10 | Elect Director Henrik O. Schliemann | Management | For | For |
| 1.11 | Elect Director Barry J. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Increase in Size of Board | Management | For | For |
| KDDI CORPORATION MEETING DATE: JUN 17, 2015 | ||||
| TICKER: 9433 SECURITY ID: J31843105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines - Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Onodera, Tadashi | Management | For | For |
| 3.2 | Elect Director Tanaka, Takashi | Management | For | For |
| 3.3 | Elect Director Morozumi, Hirofumi | Management | For | For |
| 3.4 | Elect Director Takahashi, Makoto | Management | For | For |
| 3.5 | Elect Director Ishikawa, Yuzo | Management | For | For |
| 3.6 | Elect Director Inoue, Masahiro | Management | For | For |
| 3.7 | Elect Director Fukuzaki, Tsutomu | Management | For | For |
| 3.8 | Elect Director Tajima, Hidehiko | Management | For | For |
| 3.9 | Elect Director Uchida, Yoshiaki | Management | For | For |
| 3.10 | Elect Director Kuba, Tetsuo | Management | For | For |
| 3.11 | Elect Director Kodaira, Nobuyori | Management | For | For |
| 3.12 | Elect Director Fukukawa, Shinji | Management | For | For |
| 3.13 | Elect Director Tanabe, Kuniko | Management | For | For |
| 4 | Approve Equity Compensation Plan | Management | For | For |
| 5 | Approve Disposal of Treasury Shares for a Private Placement | Management | For | For |
| LEVEL 3 COMMUNICATIONS, INC. MEETING DATE: OCT 28, 2014 | ||||
| TICKER: LVLT SECURITY ID: 52729N308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| LEVEL 3 COMMUNICATIONS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: LVLT SECURITY ID: 52729N308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.2 | Elect Director Jeff K. Storey | Management | For | For |
| 1.3 | Elect Director Kevin P. Chilton | Management | For | For |
| 1.4 | Elect Director Steven T. Clontz | Management | For | For |
| 1.5 | Elect Director Irene M. Esteves | Management | For | For |
| 1.6 | Elect Director T. Michael Glenn | Management | For | For |
| 1.7 | Elect Director Spencer B. Hays | Management | For | For |
| 1.8 | Elect Director Michael J. Mahoney | Management | For | For |
| 1.9 | Elect Director Kevin W. Mooney | Management | For | For |
| 1.10 | Elect Director Peter Seah Lim Huat | Management | For | For |
| 1.11 | Elect Director Peter van Oppen | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Renew Rights Plan (NOL Pill) | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| LIBERTY GLOBAL PLC MEETING DATE: FEB 24, 2015 | ||||
| TICKER: LBTYK SECURITY ID: G5480U120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt New Articles of Association | Management | For | For |
| 2 | Amend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares | Management | For | For |
| LUMOS NETWORKS CORP. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: LMOS SECURITY ID: 550283105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy G. Biltz | Management | For | For |
| 1.2 | Elect Director Robert E. Guth | Management | For | For |
| 1.3 | Elect Director Julia B. North | Management | For | For |
| 1.4 | Elect Director Michael K. Robinson | Management | For | For |
| 1.5 | Elect Director Brian C. Rosenberg | Management | For | For |
| 1.6 | Elect Director Michael T. Sicoli | Management | For | For |
| 1.7 | Elect Director Jerry E. Vaughn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| MOBISTAR SA MEETING DATE: MAY 06, 2015 | ||||
| TICKER: MOBB SECURITY ID: B60667100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| a | Receive Directors' Reports (Non-Voting) | Management | None | None |
| b | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| c | Approve Remuneration Report | Management | For | For |
| d | Approve Financial Statements and Allocation of Income | Management | For | For |
| e | Approve Discharge of Directors | Management | For | For |
| f | Approve Discharge of Auditors | Management | For | For |
| g | Approve Cooptation and Elect Gervais Pellissier as Director | Management | For | For |
| h | Approve Change-of-Control Clause Re: Agreement with ORANGE POLSKA SPOLKA AKCYJNA | Management | For | For |
| i | Approve Change-of-Control Clause Re : Agreement with Special Investigative Task Force (SITF) | Management | For | For |
| PREMIERE GLOBAL SERVICES, INC. MEETING DATE: JUN 17, 2015 | ||||
| TICKER: PGI SECURITY ID: 740585104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Boland T. Jones | Management | For | For |
| 1.2 | Elect Director John F. Cassidy | Management | For | For |
| 1.3 | Elect Director K. Robert Draughon | Management | For | For |
| 1.4 | Elect Director John R. Harris | Management | For | For |
| 1.5 | Elect Director W. Steven Jones | Management | For | For |
| 1.6 | Elect Director Raymond H. Pirtle, Jr. | Management | For | For |
| 1.7 | Elect Director J. Walker Smith, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| RACKSPACE HOSTING, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: RAX SECURITY ID: 750086100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Fred Reichheld | Management | For | For |
| 1.2 | Elect Director Kevin Costello | Management | For | For |
| 1.3 | Elect Director John Harper | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| RINGCENTRAL, INC. MEETING DATE: JUN 01, 2015 | ||||
| TICKER: RNG SECURITY ID: 76680R206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Vladimir Shmunis | Management | For | For |
| 2.2 | Elect Director Neil Williams | Management | For | For |
| 2.3 | Elect Director Robert Theis | Management | For | For |
| 2.4 | Elect Director Michael Kourey | Management | For | For |
| 2.5 | Elect Director Michelle McKenna-Doyle | Management | For | For |
| 3 | Elect Director Robert Theis | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ROVI CORPORATION MEETING DATE: MAY 13, 2015 | ||||
| TICKER: ROVI SECURITY ID: 779376102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Card) | ||||
| 1.1 | Elect Director Thomas Carson | Management | For | Did Not Vote |
| 1.2 | Elect Director Alan L. Earhart | Management | For | Did Not Vote |
| 1.3 | Elect Director N. Steven Lucas | Management | For | Did Not Vote |
| 1.4 | Elect Director Andrew K. Ludwick | Management | For | Did Not Vote |
| 1.5 | Elect Director James E. Meyer | Management | For | Did Not Vote |
| 1.6 | Elect Director James P. O'Shaughnessy | Management | For | Did Not Vote |
| 1.7 | Elect Director Ruthann Quindlen | Management | For | Did Not Vote |
| 2 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Card) | ||||
| 1.1 | Elect Directors David Lockwood | Shareholder | For | Withhold |
| 1.2 | Elect Directors Raghavendra Rau | Shareholder | For | For |
| 1.3 | Elect Directors Glenn W. Welling | Shareholder | For | For |
| 1.4 | Management Nominee - Thomas Carson | Shareholder | For | Withhold |
| 1.5 | Management Nominee - Alan L. Earhart | Shareholder | For | Withhold |
| 1.6 | Management Nominee - N. Steven Lucas | Shareholder | For | Withhold |
| 1.7 | Management Nominee - Ruthann Quindlen | Shareholder | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RUCKUS WIRELESS, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: RKUS SECURITY ID: 781220108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Selina Y. Lo | Management | For | For |
| 1.2 | Elect Director Stewart Grierson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SBA COMMUNICATIONS CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: SBAC SECURITY ID: 78388J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brian C. Carr | Management | For | For |
| 1b | Elect Director Mary S. Chan | Management | For | For |
| 1c | Elect Director George R. Krouse, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Proxy Access | Shareholder | Against | Against |
| SHENANDOAH TELECOMMUNICATIONS COMPANY MEETING DATE: APR 21, 2015 | ||||
| TICKER: SHEN SECURITY ID: 82312B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ken L. Burch | Management | For | For |
| 1.2 | Elect Director Richard L. Koontz, Jr. | Management | For | For |
| 1.3 | Elect Director Jonelle St. John | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SOFTBANK CORP. MEETING DATE: JUN 19, 2015 | ||||
| TICKER: 9984 SECURITY ID: J75963108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2 | Amend Articles to Change Company Name - Reduce Directors' Term - Indemnify Directors - Increase Maximum Number of Statutory Auditors - Indemnify Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Son, Masayoshi | Management | For | For |
| 3.2 | Elect Director Nikesh Arora | Management | For | For |
| 3.3 | Elect Director Miyauchi, Ken | Management | For | For |
| 3.4 | Elect Director Ronald Fisher | Management | For | For |
| 3.5 | Elect Director Yun Ma | Management | For | For |
| 3.6 | Elect Director Miyasaka, Manabu | Management | For | For |
| 3.7 | Elect Director Yanai, Tadashi | Management | For | For |
| 3.8 | Elect Director Mark Schwartz | Management | For | For |
| 3.9 | Elect Director Nagamori, Shigenobu | Management | For | For |
| 4.1 | Appoint Statutory Auditor Murata, Tatsuhiro | Management | For | For |
| 4.2 | Appoint Statutory Auditor Toyama, Atsushi | Management | For | For |
| SPRINT CORPORATION MEETING DATE: AUG 06, 2014 | ||||
| TICKER: S SECURITY ID: 85207U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. Bennett | Management | For | For |
| 1.2 | Elect Director Gordon M. Bethune | Management | For | For |
| 1.3 | Elect Director Marcelo Claure | Management | For | For |
| 1.4 | Elect Director Ronald D. Fisher | Management | For | For |
| 1.5 | Elect Director Daniel R. Hesse | Management | For | For |
| 1.6 | Elect Director Frank Ianna | Management | For | For |
| 1.7 | Elect Director Michael G. Mullen | Management | For | For |
| 1.8 | Elect Director Masayoshi Son | Management | For | For |
| 1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| T-MOBILE US, INC. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: TMUS SECURITY ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.3 | Elect Director Srikant M. Datar | Management | For | For |
| 1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.5 | Elect Director Timotheus Hottges | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 5 | Provide Proxy Access Right | Shareholder | Against | Against |
| TELECOM ITALIA SPA MEETING DATE: MAY 20, 2015 | ||||
| TICKER: TIT SECURITY ID: T92778108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4.1 | Slate Submitted by Telco SpA | Shareholder | None | For |
| 4.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 5.1 | Elect Gianluca Ponzellini as Chairman of Internal Auditors (Submitted by Telco SpA) | Shareholder | None | For |
| 5.2 | Elect Roberto Capone as Chairman of Internal Auditors (Submitted by Institutional Investors - Assogestioni) | Shareholder | None | Against |
| 6 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 7 | Approve Executive Bonus Deferral Plan 2015 | Management | For | For |
| 8 | Approve Equity Plan Financing | Management | For | For |
| 9 | Authorize Convertibility of Bond Notes "EUR 2 Billion, 1.125 Percent Equity-Linked Bonds due 2022"; Approve Related Capital Increase without Preemptive Rights; Amend Articles | Management | For | For |
| 10 | Amend Articles (Board-Related) | Management | For | For |
| 11 | Approve Merger by Absorption of Telecom Italia Media SpA | Management | For | For |
| 12 | Amend Company Bylaws Re: Administrative Rights on Shares Owned by Telefonica after Dissolution of TELCO Syndicate Pact | Shareholder | None | For |
| TELEPHONE AND DATA SYSTEMS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: TDS SECURITY ID: 879433829 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Card) | ||||
| 1.1 | Elect Director Clarence A. Davis | Management | For | For |
| 1.2 | Elect Director George W. Off | Management | For | For |
| 1.3 | Elect Director Mitchell H. Saranow | Management | For | For |
| 1.4 | Elect Director Gary L. Sugarman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Card) | ||||
| 1.1 | Elect Director Philip T. Blazek | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Walter M. Schenker | Shareholder | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Abstain | Did Not Vote |
| TIM PARTICIPACOES S.A. MEETING DATE: APR 14, 2015 | ||||
| TICKER: TIMP3 SECURITY ID: 88706P205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Elect Fiscal Council Members | Management | For | For |
| 5 | Approve Remuneration of Company's Management | Management | For | For |
| 1 | Approve Prolonging of Cooperation and Support Agreement between Telecom Italia S.p.A and TIM Celular S.A. and Intelig Telecomunicacoes Ltda. | Management | For | For |
| TIME WARNER CABLE INC. MEETING DATE: OCT 09, 2014 | ||||
| TICKER: TWC SECURITY ID: 88732J207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| TOWERSTREAM CORPORATION MEETING DATE: DEC 12, 2014 | ||||
| TICKER: TWER SECURITY ID: 892000100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Urso | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Thompson | Management | For | For |
| 1.3 | Elect Director Howard L. Haronian | Management | For | For |
| 1.4 | Elect Director Paul Koehler | Management | For | For |
| 1.5 | Elect Director William J. Bush | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| TW TELECOM INC. MEETING DATE: OCT 28, 2014 | ||||
| TICKER: TWTC �� SECURITY ID: 87311L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| UNITED STATES CELLULAR CORPORATION MEETING DATE: NOV 10, 2014 | ||||
| TICKER: USM SECURITY ID: 911684108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Amend Charter to Opt Out of Section 203 | Management | For | For |
| 3 | Amend Charter to Remove Certain Provisions | Management | For | For |
| UNITED STATES CELLULAR CORPORATION MEETING DATE: MAY 19, 2015 | ||||
| TICKER: USM SECURITY ID: 911684108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Samuel Crowley | Management | For | For |
| 1.2 | Elect Director Paul-Henri Denuit | Management | For | For |
| 1.3 | Elect Director Harry J. Harczak, Jr. | Management | For | For |
| 1.4 | Elect Director Gregory P. Josefowicz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: VZ SECURITY ID: 92343V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Richard L. Carrion | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Rodney E. Slater | Management | For | For |
| 1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.11 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Net Neutrality | Shareholder | Against | Abstain |
| 5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| VODAFONE GROUP PLC MEETING DATE: JUL 29, 2014 | ||||
| TICKER: VOD SECURITY ID: 92857W308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Elect Nick Read as Director | Management | For | For |
| 5 | Re-elect Stephen Pusey as Director | Management | For | For |
| 6 | Elect Sir Crispin Davis as Director | Management | For | For |
| 7 | Elect Dame Clara Furse as Director | Management | For | For |
| 8 | Elect Valerie Gooding as Director | Management | For | For |
| 9 | Re-elect Renee James as Director | Management | For | For |
| 10 | Re-elect Samuel Jonah as Director | Management | For | For |
| 11 | Re-elect Omid Kordestani as Director | Management | For | For |
| 12 | Re-elect Nick Land as Director | Management | For | For |
| 13 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 14 | Re-elect Philip Yea as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Approve Incentive Plan | Management | For | For |
| 19 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 20 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| VONAGE HOLDINGS CORP. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: VG SECURITY ID: 92886T201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey A. Citron | Management | For | For |
| 1.2 | Elect Director Naveen Chopra | Management | For | For |
| 1.3 | Elect Director Stephen Fisher | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| WINDSTREAM HOLDINGS, INC. MEETING DATE: FEB 20, 2015 | ||||
| TICKER: WIN SECURITY ID: 97382A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Amend Certificate of Incorporation of Windstream Holdings to Eliminate Certain Voting Provisions to Facilitate a Spin-off without Incurring a Large Tax Liability | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| WINDSTREAM HOLDINGS, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: WIN SECURITY ID: 97382A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carol B. Armitage | Management | For | For |
| 1b | Elect Director Samuel E. Beall, III | Management | For | For |
| 1c | Elect Director Francis X. ('Skip') Frantz | Management | For | For |
| 1d | Elect Director Jeffrey T. Hinson | Management | For | For |
| 1e | Elect Director Judy K. Jones | Management | For | For |
| 1f | Elect Director William G. LaPerch | Management | For | For |
| 1g | Elect Director William A. Montgomery | Management | For | For |
| 1h | Elect Director Michael G. Stoltz | Management | For | For |
| 1i | Elect Director Anthony W. Thomas | Management | For | For |
| 1j | Elect Director Alan L. Wells | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT TRANSPORTATION PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALASKA AIR GROUP, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: ALK SECURITY ID: 011659109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Marion C. Blakey | Management | For | For |
| 1.3 | Elect Director Phyllis J. Campbell | Management | For | For |
| 1.4 | Elect Director Dhiren R. Fonseca | Management | For | For |
| 1.5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
| 1.6 | Elect Director Dennis F. Madsen | Management | For | For |
| 1.7 | Elect Director Helvi K. Sandvik | Management | For | For |
| 1.8 | Elect Director Katherine J. Savitt | Management | For | For |
| 1.9 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.10 | Elect Director Bradley D. Tilden | Management | For | For |
| 1.11 | Elect Director Eric K. Yeaman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| AMERCO MEETING DATE: AUG 28, 2014 | ||||
| TICKER: UHAL SECURITY ID: 023586100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward J. Shoen | Management | For | For |
| 1.2 | Elect Director James E. Acridge | Management | For | For |
| 1.3 | Elect Director Charles J. Bayer | Management | For | For |
| 1.4 | Elect Director John P. Brogan | Management | For | For |
| 1.5 | Elect Director John M. Dodds | Management | For | For |
| 1.6 | Elect Director Michael L. Gallagher | Management | For | For |
| 1.7 | Elect Director Daniel R. Mullen | Management | For | For |
| 1.8 | Elect Director James P. Shoen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Ratify and Affirm the Decisions and Actions Taken by the Board of Directors and Executive Officers for Fiscal 2014 | Shareholder | For | Against |
| AMERICAN AIRLINES GROUP INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: AAL SECURITY ID: 02376R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Denise M. O'Leary | Management | For | For |
| 1i | Elect Director W. Douglas Parker | Management | For | For |
| 1j | Elect Director Ray M. Robinson | Management | For | For |
| 1k | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ARCBEST CORPORATION MEETING DATE: MAY 01, 2015 | ||||
| TICKER: ARCB SECURITY ID: 03937C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Alden | Management | For | For |
| 1.2 | Elect Director Fred A. Allardyce | Management | For | For |
| 1.3 | Elect Director William M. Legg | Management | For | For |
| 1.4 | Elect Director Judy R. McReynolds | Management | For | For |
| 1.5 | Elect Director John H. Morris | Management | For | For |
| 1.6 | Elect Director Craig E. Philip | Management | For | For |
| 1.7 | Elect Director Steven L. Spinner | Management | For | For |
| 1.8 | Elect Director Janice E. Stipp | Management | For | For |
| 1.9 | Elect Director Robert A. Young, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ARDMORE SHIPPING CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: ASC SECURITY ID: Y0207T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony Gurnee | Management | For | For |
| 1.2 | Elect Director Niall McComiskey | Management | For | For |
| 1.3 | Elect Director Alan Robert McIlwraith | Management | For | For |
| ASL MARINE HOLDINGS LTD. MEETING DATE: OCT 28, 2014 | ||||
| TICKER: A04 SECURITY ID: Y0393T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Elect Ang Ah Nui as Director | Management | For | For |
| 5 | Elect Christopher Chong Meng Tak as Director | Management | For | For |
| 6 | Elect Tan Sek Khee as Director | Management | For | For |
| 7 | Appoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 9 | Authorize Share Repurchase Program | Management | For | For |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. MEETING DATE: MAY 27, 2015 | ||||
| TICKER: AAWW SECURITY ID: 049164205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert F. Agnew | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director William J. Flynn | Management | For | For |
| 1.4 | Elect Director James S. Gilmore, III | Management | For | For |
| 1.5 | Elect Director Carol B. Hallett | Management | For | For |
| 1.6 | Elect Director Frederick McCorkle | Management | For | For |
| 1.7 | Elect Director Duncan J. McNabb | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: CHRW SECURITY ID: 12541W209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert Ezrilov | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1e | Elect Director Jodee A. Kozlak | Management | For | For |
| 1f | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 1h | Elect Director James B. Stake | Management | For | For |
| 1i | Elect Director John P. Wiehoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CON-WAY INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: CNW SECURITY ID: 205944101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
| 1.2 | Elect Director Michael J. Murray | Management | For | For |
| 1.3 | Elect Director Edith R. Perez | Management | For | For |
| 1.4 | Elect Director P. Cody Phipps | Management | For | For |
| 1.5 | Elect Director John C. Pope | Management | For | For |
| 1.6 | Elect Director William J. Schroeder | Management | For | For |
| 1.7 | Elect Director Wayne R. Shurts | Management | For | For |
| 1.8 | Elect Director Douglas W. Stotlar | Management | For | For |
| 1.9 | Elect Director Peter W. Stott | Management | For | For |
| 1.10 | Elect Director Roy W. Templin | Management | For | For |
| 1.11 | Elect Director Chelsea C. White, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| CONRAD INDUSTRIES, INC. MEETING DATE: AUG 14, 2014 | ||||
| TICKER: CNRD SECURITY ID: 208305102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cecil A. Hernandez | Management | For | Withhold |
| CSX CORPORATION MEETING DATE: MAY 06, 2015 | ||||
| TICKER: CSX SECURITY ID: 126408103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director John B. Breaux | Management | For | For |
| 1c | Elect Director Pamela L. Carter | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | For |
| 1e | Elect Director Edward J. Kelly, III | Management | For | For |
| 1f | Elect Director John D. McPherson | Management | For | For |
| 1g | Elect Director David M. Moffett | Management | For | For |
| 1h | Elect Director Oscar Munoz | Management | For | For |
| 1i | Elect Director Timothy T. O'Toole | Management | For | For |
| 1j | Elect Director David M. Ratcliffe | Management | For | For |
| 1k | Elect Director Donald J. Shepard | Management | For | For |
| 1l | Elect Director Michael J. Ward | Management | For | For |
| 1m | Elect Director J. Steven Whisler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DELTA AIR LINES, INC. MEETING DATE: JUN 25, 2015 | ||||
| TICKER: DAL SECURITY ID: 247361702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Francis S. Blake | Management | For | For |
| 1d | Elect Director Roy J. Bostock | Management | For | For |
| 1e | Elect Director John S. Brinzo | Management | For | For |
| 1f | Elect Director Daniel A. Carp | Management | For | For |
| 1g | Elect Director David G. DeWalt | Management | For | For |
| 1h | Elect Director Thomas E. Donilon | Management | For | For |
| 1i | Elect Director William H. Easter, III | Management | For | For |
| 1j | Elect Director Mickey P. Foret | Management | For | For |
| 1k | Elect Director Shirley C. Franklin | Management | For | For |
| 1l | Elect Director David R. Goode | Management | For | For |
| 1m | Elect Director George N. Mattson | Management | For | For |
| 1n | Elect Director Douglas R. Ralph | Management | For | For |
| 1o | Elect Director Sergio A.L. Rial | Management | For | For |
| 1p | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| DIANA SHIPPING INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: DSX SECURITY ID: Y2066G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Simeon Palios | Management | For | For |
| 1.2 | Elect Director Anastasios C. Margaronis | Management | For | For |
| 1.3 | Elect Director Ioannis G. Zafirakis | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) as Auditors | Management | For | For |
| FEDEX CORPORATION MEETING DATE: SEP 29, 2014 | ||||
| TICKER: FDX SECURITY ID: 31428X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.4 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.6 | Elect Director Gary W. Loveman | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director Frederick W. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Adopt Policy Prohibiting Hedging and Pledging Transactions | Shareholder | Against | Against |
| 7 | Adopt Policy Prohibiting Tax Payments on Restricted Stock Awards | Shareholder | Against | For |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| FORWARD AIR CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: FWRD SECURITY ID: 349853101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce A. Campbell | Management | For | For |
| 1.2 | Elect Director C. Robert Campbell | Management | For | For |
| 1.3 | Elect Director C. John Langley, Jr. | Management | For | For |
| 1.4 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.5 | Elect Director Larry D. Leinweber | Management | For | For |
| 1.6 | Elect Director G. Michael Lynch | Management | For | For |
| 1.7 | Elect Director Gary L. Paxton | Management | For | For |
| 1.8 | Elect Director Ronald W. Allen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GENESEE & WYOMING INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: GWR SECURITY ID: 371559105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a.1 | Elect Director Richard H. Allert | Management | For | For |
| 1a.2 | Elect Director Michael Norkus | Management | For | For |
| 1a.3 | Elect Director Ann N. Reese | Management | For | For |
| 1b.4 | Elect Director Hunter C. Smith | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GLOBAL BRASS AND COPPER HOLDINGS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: BRSS SECURITY ID: 37953G103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Vicki L. Avril | Management | For | For |
| 1b | Elect Director Donald L. Marsh | Management | For | For |
| 1c | Elect Director John J. Wasz | Management | For | For |
| 1d | Elect Director Martin E. Welch, III | Management | For | For |
| 1e | Elect Director Ronald C. Whitaker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HUB GROUP, INC. MEETING DATE: MAY 08, 2015 | ||||
| TICKER: HUBG SECURITY ID: 443320106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David P. Yeager | Management | For | For |
| 1.2 | Elect Director Mark A. Yeager | Management | For | For |
| 1.3 | Elect Director Gary D. Eppen | Management | For | For |
| 1.4 | Elect Director Charles R. Reaves | Management | For | For |
| 1.5 | Elect Director Martin P. Slark | Management | For | For |
| 1.6 | Elect Director Jonathan P. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| J.B. HUNT TRANSPORT SERVICES, INC. MEETING DATE: APR 23, 2015 | ||||
| TICKER: JBHT SECURITY ID: 445658107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 1.11 | Elect Director John A. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| KANSAS CITY SOUTHERN MEETING DATE: MAY 07, 2015 | ||||
| TICKER: KSU SECURITY ID: 485170302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lu M. Cordova | Management | For | For |
| 1.2 | Elect Director Thomas A. McDonnell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| LANDSTAR SYSTEM, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: LSTR SECURITY ID: 515098101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James B. Gattoni | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MARTEN TRANSPORT, LTD. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: MRTN SECURITY ID: 573075108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randolph L. Marten | Management | For | For |
| 1.2 | Elect Director Larry B. Hagness | Management | For | For |
| 1.3 | Elect Director Thomas J. Winkel | Management | For | For |
| 1.4 | Elect Director Jerry M. Bauer | Management | For | For |
| 1.5 | Elect Director Robert L. Demorest | Management | For | For |
| 1.6 | Elect Director G. Larry Owens | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 6 | Other Business | Management | For | Against |
| PARK-OHIO HOLDINGS CORP. MEETING DATE: MAY 28, 2015 | ||||
| TICKER: PKOH SECURITY ID: 700666100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick V. Auletta | Management | For | For |
| 1.2 | Elect Director Edward F. Crawford | Management | For | For |
| 1.3 | Elect Director James W. Wert | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ROADRUNNER TRANSPORTATION SYSTEMS, INC. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: RRTS SECURITY ID: 76973Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William S. Urkiel | Management | For | For |
| 1.2 | Elect Director Chad M. Utrup | Management | For | For |
| 1.3 | Elect Director Judith A. Vijums | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SAIA, INC. MEETING DATE: APR 27, 2015 | ||||
| TICKER: SAIA SECURITY ID: 78709Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William F. Evans | Management | For | For |
| 1.2 | Elect Director Herbert A. Trucksess, III | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Ward | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| SCORPIO TANKERS INC. MEETING DATE: MAY 26, 2015 | ||||
| TICKER: STNG SECURITY ID: Y7542C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Bugbee | Management | For | For |
| 1.2 | Elect Director Donald C. Trauscht | Management | For | For |
| 1.3 | Elect Director Jose Tarruella | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| SEABOARD CORPORATION MEETING DATE: APR 27, 2015 | ||||
| TICKER: SEB SECURITY ID: 811543107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven J. Bresky | Management | For | For |
| 1.2 | Elect Director David A. Adamsen | Management | For | For |
| 1.3 | Elect Director Douglas W. Baena | Management | For | For |
| 1.4 | Elect Director Edward I. Shifman, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Report on Risks Associated with Use of Gestation Crates in Supply Chain | Shareholder | Against | Abstain |
| SOUTHWEST AIRLINES CO. MEETING DATE: MAY 13, 2015 | ||||
| TICKER: LUV SECURITY ID: 844741108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Gary C. Kelly | Management | For | For |
| 1g | Elect Director Nancy B. Loeffler | Management | For | For |
| 1h | Elect Director John T. Montford | Management | For | For |
| 1i | Elect Director Thomas M. Nealon | Management | For | For |
| 1j | Elect Director Daniel D. Villanueva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SPIRIT AIRLINES, INC. MEETING DATE: JUN 16, 2015 | ||||
| TICKER: SAVE SECURITY ID: 848577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert D. Johnson | Management | For | For |
| 1.2 | Elect Director Barclay G. Jones, III | Management | For | For |
| 1.3 | Elect Director Dawn M. Zier | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| SUPREME INDUSTRIES, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: STS SECURITY ID: 868607102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward L. Flynn | Management | For | For |
| 1.2 | Elect Director Mark C. Neilson | Management | For | For |
| 1.3 | Elect Director Mark D. Weber | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| SWIFT TRANSPORTATION COMPANY MEETING DATE: MAY 08, 2015 | ||||
| TICKER: SWFT SECURITY ID: 87074U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry Moyes | Management | For | For |
| 1.2 | Elect Director Richard H. Dozer | Management | For | For |
| 1.3 | Elect Director David Vander Ploeg | Management | For | For |
| 1.4 | Elect Director Glenn Brown | Management | For | For |
| 1.5 | Elect Director Jose A. Cardenas | Management | For | For |
| 1.6 | Elect Director William F. Riley III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| UNION PACIFIC CORPORATION MEETING DATE: MAY 14, 2015 | ||||
| TICKER: UNP SECURITY ID: 907818108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director David B. Dillon | Management | For | For |
| 1.4 | Elect Director Lance M. Fritz | Management | For | For |
| 1.5 | Elect Director Judith Richards Hope | Management | For | For |
| 1.6 | Elect Director John J. Koraleski | Management | For | For |
| 1.7 | Elect Director Charles C. Krulak | Management | For | For |
| 1.8 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.9 | Elect Director Michael W. McConnell | Management | For | For |
| 1.10 | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1.11 | Elect Director Steven R. Rogel | Management | For | For |
| 1.12 | Elect Director Jose H. Villarreal | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| UNITED CONTINENTAL HOLDINGS, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: UAL SECURITY ID: 910047109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Walter Isaacson | Management | For | For |
| 1.4 | Elect Director Henry L. Meyer, III | Management | For | For |
| 1.5 | Elect Director Oscar Munoz | Management | For | For |
| 1.6 | Elect Director William R. Nuti | Management | For | For |
| 1.7 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.8 | Elect Director Jeffery A. Smisek | Management | For | For |
| 1.9 | Elect Director David J. Vitale | Management | For | For |
| 1.10 | Elect Director John H. Walker | Management | For | For |
| 1.11 | Elect Director Charles A. Yamarone | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: UPS SECURITY ID: 911312106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director D. Scott Davis | Management | For | For |
| 1e | Elect Director William R. Johnson | Management | For | For |
| 1f | Elect Director Candace Kendle | Management | For | For |
| 1g | Elect Director Ann M. Livermore | Management | For | For |
| 1h | Elect Director Rudy H.P. Markham | Management | For | For |
| 1i | Elect Director Clark T. Randt, Jr. | Management | For | For |
| 1j | Elect Director John T. Stankey | Management | For | For |
| 1k | Elect Director Carol B. Tome | Management | For | For |
| 1l | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 27, 2015 | ||||
| TICKER: UTX SECURITY ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John V. Faraci | Management | For | For |
| 1b | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1c | Elect Director Gregory J. Hayes | Management | For | For |
| 1d | Elect Director Edward A. Kangas | Management | For | For |
| 1e | Elect Director Ellen J. Kullman | Management | For | For |
| 1f | Elect Director Marshall O. Larsen | Management | For | For |
| 1g | Elect Director Harold McGraw, III | Management | For | For |
| 1h | Elect Director Richard B. Myers | Management | For | For |
| 1i | Elect Director H. Patrick Swygert | Management | For | For |
| 1j | Elect Director Andre Villeneuve | Management | For | For |
| 1k | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNIVERSAL TRUCKLOAD SERVICES, INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: UACL SECURITY ID: 91388P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew T. Moroun | Management | For | For |
| 1.2 | Elect Director Manuel J. Moroun | Management | For | Withhold |
| 1.3 | Elect Director Frederick P. Calderone | Management | For | For |
| 1.4 | Elect Director Joseph J. Casaroll | Management | For | For |
| 1.5 | Elect Director Daniel J. Deane | Management | For | For |
| 1.6 | Elect Director Michael A. Regan | Management | For | For |
| 1.7 | Elect Director Jeffery A. Rogers | Management | For | For |
| 1.8 | Elect Director Daniel C. Sullivan | Management | For | For |
| 1.9 | Elect Director Richard P. Urban | Management | For | For |
| 1.10 | Elect Director Ted B. Wahby | Management | For | For |
| 1.11 | Elect Director H.E. 'Scott' Wolfe | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| VIRGIN AMERICA INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: VA SECURITY ID: 92765X208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald J. Carty | Management | For | For |
| 1b | Elect Director C. David Cush | Management | For | For |
| 1c | Elect Director Stacy J. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WERNER ENTERPRISES, INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: WERN SECURITY ID: 950755108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clarence L. Werner | Management | For | For |
| 1.2 | Elect Director Patrick J. Jung | Management | For | For |
| 1.3 | Elect Director Duane K. Sather | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| YRC WORLDWIDE INC. MEETING DATE: APR 28, 2015 | ||||
| TICKER: YRCW SECURITY ID: 984249607 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond J. Bromark | Management | For | For |
| 1.2 | Elect Director Matthew A. Doheny | Management | For | For |
| 1.3 | Elect Director Robert L. Friedman | Management | For | For |
| 1.4 | Elect Director James E. Hoffman | Management | For | For |
| 1.5 | Elect Director Michael J. Kneeland | Management | For | For |
| 1.6 | Elect Director James L. Welch | Management | For | For |
| 1.7 | Elect Director James F. Winestock | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Elect Director Patricia M. Nazemetz | Management | For | For |
VOTE SUMMARY REPORT
SELECT UTILITIES PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABENGOA YIELD PLC MEETING DATE: MAY 08, 2015 | ||||
| TICKER: ABY SECURITY ID: G00349103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Javier Garoz Neira as Director | Management | For | For |
| 5 | Appoint Deloitte as Auditors | Management | For | For |
| 6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 10 | Amend Articles of Association | Management | For | Against |
| ABENGOA YIELD PLC MEETING DATE: JUN 19, 2015 | ||||
| TICKER: ABY SECURITY ID: G00349103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Javier Garoz | Management | For | For |
| AMERICAN TOWER CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: AMT SECURITY ID: 03027X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Carolyn F. Katz | Management | For | For |
| 1c | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1d | Elect Director Craig Macnab | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BLACK HILLS CORPORATION MEETING DATE: APR 28, 2015 | ||||
| TICKER: BKH SECURITY ID: 092113109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael H. Madison | Management | For | For |
| 1.2 | Elect Director Linda K. Massman | Management | For | For |
| 1.3 | Elect Director Steven R. Mills | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CALPINE CORPORATION MEETING DATE: MAY 13, 2015 | ||||
| TICKER: CPN SECURITY ID: 131347304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director John B. (Thad) Hill, III | Management | For | For |
| 1.4 | Elect Director Michael W. Hofmann | Management | For | For |
| 1.5 | Elect Director David C. Merritt | Management | For | For |
| 1.6 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.7 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.8 | Elect Director Denise M. O'Leary | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| CHENIERE ENERGY, INC. MEETING DATE: SEP 11, 2014 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charif Souki | Management | For | For |
| 1.2 | Elect Director Vicky A. Bailey | Management | For | Against |
| 1.3 | Elect Director G. Andrea Botta | Management | For | For |
| 1.4 | Elect Director Keith F. Carney | Management | For | Against |
| 1.5 | Elect Director David I. Foley | Management | For | For |
| 1.6 | Elect Director Randy A. Foutch | Management | For | Against |
| 1.7 | Elect Director David B. Kilpatrick | Management | For | Against |
| 1.8 | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1.9 | Elect Director Neal A. Shear | Management | For | For |
| 1.10 | Elect Director Heather R. Zichal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| COGENT COMMUNICATIONS HOLDINGS, INC. MEETING DATE: APR 16, 2015 | ||||
| TICKER: CCOI SECURITY ID: 19239V302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dave Schaeffer | Management | For | For |
| 1.2 | Elect Director Steven D. Brooks | Management | For | For |
| 1.3 | Elect Director Timothy Weingarten | Management | For | For |
| 1.4 | Elect Director Richard T. Liebhaber | Management | For | For |
| 1.5 | Elect Director D. Blake Bath | Management | For | For |
| 1.6 | Elect Director Marc Montagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 4 | Adopt Fee Shifting Bylaws | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| COMCAST CORPORATION MEETING DATE: OCT 08, 2014 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 29, 2015 | ||||
| TICKER: CCI SECURITY ID: 22822V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Cindy Christy | Management | For | For |
| 1c | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1d | Elect Director Robert E. Garrison, II | Management | For | For |
| 1e | Elect Director Dale N. Hatfield | Management | For | For |
| 1f | Elect Director Lee W. Hogan | Management | For | For |
| 1g | Elect Director John P. Kelly | Management | For | For |
| 1h | Elect Director Robert F. McKenzie | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DOMINION RESOURCES, INC. MEETING DATE: MAY 06, 2015 | ||||
| TICKER: D SECURITY ID: 25746U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Barr | Management | For | For |
| 1.2 | Elect Director Helen E. Dragas | Management | For | For |
| 1.3 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.4 | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1.5 | Elect Director John W. Harris | Management | For | For |
| 1.6 | Elect Director Mark J. Kington | Management | For | For |
| 1.7 | Elect Director Pamela J. Royal | Management | For | For |
| 1.8 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 1.9 | Elect Director Michael E. Szymanczyk | Management | For | For |
| 1.10 | Elect Director David A. Wollard | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Cease Construction of New Nuclear Units | Shareholder | Against | Against |
| 7 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| 8 | Include Carbon Reduction as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 9 | Report on Financial and Physical Risks of Climate Change | Shareholder | Against | Abstain |
| 10 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 11 | Report on Biomass Carbon Footprint and Assess Risks | Shareholder | Against | Abstain |
| DUKE ENERGY CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: DUK SECURITY ID: 26441C204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael G. Browning | Management | For | For |
| 1b | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
| 1c | Elect Director Daniel R. DiMicco | Management | For | For |
| 1d | Elect Director John H. Forsgren | Management | For | For |
| 1e | Elect Director Lynn J. Good | Management | For | For |
| 1f | Elect Director Ann Maynard Gray | Management | For | For |
| 1g | Elect Director James H. Hance, Jr. | Management | For | For |
| 1h | Elect Director John T. Herron | Management | For | For |
| 1i | Elect Director James B. Hyler, Jr. | Management | For | For |
| 1j | Elect Director William E. Kennard | Management | For | For |
| 1k | Elect Director E. Marie McKee | Management | For | For |
| 1l | Elect Director Richard A. Meserve | Management | For | For |
| 1m | Elect Director James T. Rhodes | Management | For | For |
| 1n | Elect Director Carlos A. Saladrigas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| DYNEGY INC. MEETING DATE: JUN 03, 2015 | ||||
| TICKER: DYN SECURITY ID: 26817R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hilary E. Ackermann | Management | For | For |
| 1.2 | Elect Director Paul M. Barbas | Management | For | For |
| 1.3 | Elect Director Robert C. Flexon | Management | For | For |
| 1.4 | Elect Director Richard Lee Kuersteiner | Management | For | For |
| 1.5 | Elect Director Jeffrey S. Stein | Management | For | For |
| 1.6 | Elect Director John R. Sult | Management | For | For |
| 1.7 | Elect Director Pat Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EDISON INTERNATIONAL MEETING DATE: APR 23, 2015 | ||||
| TICKER: EIX SECURITY ID: 281020107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
| 1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
| 1.3 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1.4 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 1.5 | Elect Director Linda G. Stuntz | Management | For | For |
| 1.6 | Elect Director William P. Sullivan | Management | For | For |
| 1.7 | Elect Director Ellen O. Tauscher | Management | For | For |
| 1.8 | Elect Director Peter J. Taylor | Management | For | For |
| 1.9 | Elect Director Brett White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| EDP-ENERGIAS DE PORTUGAL S.A MEETING DATE: APR 21, 2015 | ||||
| TICKER: EDP SECURITY ID: X67925119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Individual and Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3.1 | Approve Discharge of Executive Board | Management | For | For |
| 3.2 | Approve Discharge of General and Supervisory Board | Management | For | For |
| 3.3 | Approve Discharge of Statutory Auditor | Management | For | For |
| 4 | Authorize Repurchase and Reissuance of Shares | Management | For | For |
| 5 | Authorize Repurchase and Reissuance of Bonds | Management | For | For |
| 6 | Approve Remuneration Policy for Executive Board | Management | For | For |
| 7 | Approve Remuneration Policy for Other Corporate Bodies | Management | For | For |
| 8.1 | Amend Article 4 | Management | For | For |
| 8.2 | Amend Article 11 Re: General Meeting | Management | For | For |
| 8.3 | Amend Article 16 | Management | For | For |
| 8.4 | Amend Article 16 | Management | For | For |
| 9.1 | Elect General and Supervisory Board | Management | For | Against |
| 9.2 | Elect Executive Board | Management | For | For |
| 9.3 | Elect Statutory Auditor and Alternate Statutory Auditor | Management | For | For |
| 9.4 | Elect General Meeting Board | Management | For | For |
| 9.5 | Elect Remuneration Committee | Management | For | For |
| 9.6 | Approve Remuneration for Members of Remuneration Committee | Management | For | For |
| 9.7 | Elect Environment and Sustainability Board | Management | For | For |
| EXELON CORPORATION MEETING DATE: APR 28, 2015 | ||||
| TICKER: EXC SECURITY ID: 30161N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1.1b | Elect Director Ann C. Berzin | Management | For | For |
| 1.1c | Elect Director John A. Canning | Management | For | For |
| 1.1d | Elect Director Christopher M. Crane | Management | For | For |
| 1.1e | Elect Director Yves C. de Balmann | Management | For | For |
| 1.1f | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1.1g | Elect Director Paul L. Joskow | Management | For | For |
| 1.1h | Elect Director Robert J. Lawless | Management | For | For |
| 1.1i | Elect Director Richard W. Mies | Management | For | For |
| 1.1j | Elect Director William C. Richardson | Management | For | For |
| 1.1k | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1.1l | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1.1m | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | Against |
| 6 | Proxy Access | Shareholder | Against | Against |
| FIRSTENERGY CORP. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: FE SECURITY ID: 337932107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Michael J. Anderson | Management | For | For |
| 1.3 | Elect Director William T. Cottle | Management | For | For |
| 1.4 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.5 | Elect Director Julia L. Johnson | Management | For | For |
| 1.6 | Elect Director Charles E. Jones | Management | For | For |
| 1.7 | Elect Director Ted J. Kleisner | Management | For | For |
| 1.8 | Elect Director Donald T. Misheff | Management | For | For |
| 1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.10 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.11 | Elect Director Luis A. Reyes | Management | For | For |
| 1.12 | Elect Director George M. Smart | Management | For | For |
| 1.13 | Elect Director Jerry Sue Thornton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Adopt Quantitative Carbon Dioxide Reduction Goals | Shareholder | Against | Abstain |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| HAWAIIAN ELECTRIC INDUSTRIES, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: HE SECURITY ID: 419870100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| ITC HOLDINGS CORP. MEETING DATE: MAY 20, 2015 | ||||
| TICKER: ITC SECURITY ID: 465685105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert Ernst | Management | For | For |
| 1.2 | Elect Director Christopher H. Franklin | Management | For | For |
| 1.3 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.4 | Elect Director David R. Lopez | Management | For | For |
| 1.5 | Elect Director Hazel R. O'Leary | Management | For | For |
| 1.6 | Elect Director Thomas G. Stephens | Management | For | For |
| 1.7 | Elect Director G. Bennett Stewart, III | Management | For | For |
| 1.8 | Elect Director Lee C. Stewart | Management | For | For |
| 1.9 | Elect Director Joseph L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| KINDER MORGAN MANAGEMENT LLC MEETING DATE: NOV 20, 2014 | ||||
| TICKER: KMR SECURITY ID: 49455U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve KMR Merger Agreement | Management | For | For |
| 2 | Adjourn KMR Meeting | Management | For | For |
| 3 | Approve KMP Merger Agreement | Management | For | For |
| 4 | Adjourn KMP Meeting | Management | For | For |
| KINDER MORGAN, INC. MEETING DATE: NOV 20, 2014 | ||||
| TICKER: KMI SECURITY ID: 49456B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Issue Shares in Connection with Mergers | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| LIBERTY GLOBAL PLC MEETING DATE: FEB 24, 2015 | ||||
| TICKER: LBTYK SECURITY ID: G5480U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt New Articles of Association | Management | For | For |
| 2 | Approve Management and Allocation Policies Relating to the Liberty Global Group and LiLAC Group | Management | For | For |
| 3 | Approve Share Consolidation | Management | For | For |
| 4 | Amend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares | Management | For | For |
| 5 | Authorise Shares for Market Purchase | Management | For | For |
| 6 | Approve the Director Securities Purchase Proposal | Management | For | For |
| 7 | Approve Employee Savings-Related Share Purchase Plan | Management | For | For |
| 8 | Adopt New Articles of Association | Management | For | For |
| 9 | Amend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares | Management | For | For |
| NATIONAL FUEL GAS COMPANY MEETING DATE: MAR 12, 2015 | ||||
| TICKER: NFG SECURITY ID: 636180101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip C. Ackerman | Management | For | For |
| 1.2 | Elect Director Stephen E. Ewing | Management | For | For |
| 2 | Amend By-Law Disqualifying Directors Who Accept Certain Compensation From a Third Party | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Request the Board to Spin off Utility Segment | Shareholder | Against | For |
| 7 | Amend EEO Policy to Prohibit Discrimination Based on Gender Identity and Expression | Shareholder | Against | For |
| NEXTERA ENERGY, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: NEE SECURITY ID: 65339F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director Robert M. Beall, II | Management | For | For |
| 1c | Elect Director James L. Camaren | Management | For | For |
| 1d | Elect Director Kenneth B. Dunn | Management | For | For |
| 1.e | Elect Director Naren K. Gursahaney | Management | For | For |
| 1f | Elect Director Kirk S. Hachigian | Management | For | For |
| 1g | Elect Director Toni Jennings | Management | For | For |
| 1h | Elect Director Amy B. Lane | Management | For | For |
| 1i | Elect Director James L. Robo | Management | For | For |
| 1j | Elect Director Rudy E. Schupp | Management | For | For |
| 1k | Elect Director John L. Skolds | Management | For | For |
| 1l | Elect Director William H. Swanson | Management | For | For |
| 1m | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Amend Charter to Eliminate Supermajority Vote Requirement and Provide that the Vote Required is a Majority of Outstanding Shares, For Shareholder Approval of Certain Amendments to the Charter | Management | For | For |
| 7 | Amend Charter to Eliminate the 'for cause' Requirement for the Removal of a Director | Management | For | For |
| 8 | Amend Right to Call Special Meeting | Management | For | For |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| 10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| NISOURCE INC. MEETING DATE: MAY 12, 2015 | ||||
| TICKER: NI SECURITY ID: 65473P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard A. Abdoo | Management | For | For |
| 2 | Elect Director Aristides S. Candris | Management | For | For |
| 3 | Elect Director Sigmund L. Cornelius | Management | For | For |
| 4 | Elect Director Michael E. Jesanis | Management | For | For |
| 5 | Elect Director Marty R. Kittrell | Management | For | For |
| 6 | Elect Director W. Lee Nutter | Management | For | For |
| 7 | Elect Director Deborah S. Parker | Management | For | For |
| 8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
| 9 | Elect Director Teresa A.Taylor | Management | For | For |
| 10 | Elect Director Richard L. Thompson | Management | For | For |
| 11 | Elect Director Carolyn Y. Woo | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Approve Decrease in Size of Board | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | For |
| 17 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| NRG ENERGY, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: NRG SECURITY ID: 629377508 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director E. Spencer Abraham | Management | For | For |
| 1.2 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
| 1.3 | Elect Director Lawrence S. Coben | Management | For | For |
| 1.4 | Elect Director Howard E. Cosgrove | Management | For | For |
| 1.5 | Elect Director David Crane | Management | For | For |
| 1.6 | Elect Director Terry G. Dallas | Management | For | For |
| 1.7 | Elect Director William E. Hantke | Management | For | For |
| 1.8 | Elect Director Paul W. Hobby | Management | For | For |
| 1.9 | Elect Director Edward R. Muller | Management | For | For |
| 1.10 | Elect Director Anne C. Schaumburg | Management | For | For |
| 1.11 | Elect Director Evan J. Silverstein | Management | For | For |
| 1.12 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 1.13 | Elect Director Walter R. Young | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| NRG YIELD, INC. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: NYLD SECURITY ID: 62942X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Crane | Management | For | For |
| 1.2 | Elect Director John F. Chlebowski | Management | For | For |
| 1.3 | Elect Director Kirkland B. Andrews | Management | For | For |
| 1.4 | Elect Director Brian R. Ford | Management | For | For |
| 1.5 | Elect Director Mauricio Gutierrez | Management | For | For |
| 1.6 | Elect Director Ferrell P. McClean | Management | For | For |
| 1.7 | Elect Director Christopher S. Sotos | Management | For | For |
| 2A | Authorize a New Class C and Class D of Common Stock | Management | For | For |
| 2B | Approve Stock Split | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| OGE ENERGY CORP. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: OGE SECURITY ID: 670837103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Brandi | Management | For | For |
| 1.2 | Elect Director Luke R. Corbett | Management | For | For |
| 1.3 | Elect Director Peter B. Delaney | Management | For | For |
| 1.4 | Elect Director John D. Groendyke | Management | For | For |
| 1.5 | Elect Director Kirk Humphreys | Management | For | For |
| 1.6 | Elect Director Robert Kelley | Management | For | For |
| 1.7 | Elect Director Robert O. Lorenz | Management | For | For |
| 1.8 | Elect Director Judy R. McReynolds | Management | For | For |
| 1.9 | Elect Director Sheila G. Talton | Management | For | For |
| 1.10 | Elect Director Sean Trauschke | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | For | For |
| 5 | Report on GHG emission Reduction Scenarios | Shareholder | Against | Abstain |
| PG&E CORPORATION MEETING DATE: MAY 04, 2015 | ||||
| TICKER: PCG SECURITY ID: 69331C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lewis Chew | Management | For | For |
| 1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.3 | Elect Director Fred J. Fowler | Management | For | For |
| 1.4 | Elect Director Maryellen C. Herringer | Management | For | For |
| 1.5 | Elect Director Richard C. Kelly | Management | For | For |
| 1.6 | Elect Director Roger H. Kimmel | Management | For | For |
| 1.7 | Elect Director Richard A. Meserve | Management | For | For |
| 1.8 | Elect Director Forrest E. Miller | Management | For | For |
| 1.9 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.10 | Elect Director Barbara L. Rambo | Management | For | For |
| 1.11 | Elect Director Anne Shen Smith | Management | For | For |
| 1.12 | Elect Director Barry Lawson Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| PPL CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: PPL SECURITY ID: 69351T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Adkins | Management | For | For |
| 1.2 | Elect Director Frederick M. Bernthal | Management | For | For |
| 1.3 | Elect Director John W. Conway | Management | For | For |
| 1.4 | Elect Director Philip G. Cox | Management | For | For |
| 1.5 | Elect Director Steven G. Elliott | Management | For | For |
| 1.6 | Elect Director Louise K. Goeser | Management | For | For |
| 1.7 | Elect Director Stuart E. Graham | Management | For | For |
| 1.8 | Elect Director Raja Rajamannar | Management | For | For |
| 1.9 | Elect Director Craig A. Rogerson | Management | For | For |
| 1.10 | Elect Director William H. Spence | Management | For | For |
| 1.11 | Elect Director Natica von Althann | Management | For | For |
| 1.12 | Elect Director Keith H. Williamson | Management | For | For |
| 1.13 | Elect Director Armando Zagalo de Lima | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Proxy Access | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Report on GHG Emission Reduction Scenarios | Shareholder | Against | Abstain |
| SEMPRA ENERGY MEETING DATE: MAY 13, 2015 | ||||
| TICKER: SRE SECURITY ID: 816851109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
| 1.3 | Elect Director Kathleen L. Brown | Management | For | For |
| 1.4 | Elect Director Pablo A. Ferrero | Management | For | For |
| 1.5 | Elect Director William D. Jones | Management | For | For |
| 1.6 | Elect Director William G. Ouchi | Management | For | For |
| 1.7 | Elect Director Debra L. Reed | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director William P. Rutledge | Management | For | For |
| 1.10 | Elect Director Lynn Schenk | Management | For | For |
| 1.11 | Elect Director Jack T. Taylor | Management | For | For |
| 1.12 | Elect Director Luis M. Tellez | Management | For | For |
| 1.13 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| TECO ENERGY, INC. MEETING DATE: APR 29, 2015 | ||||
| TICKER: TE SECURITY ID: 872375100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James L. Ferman, Jr. | Management | For | For |
| 1.2 | Elect Director Evelyn V. Follit | Management | For | For |
| 1.3 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.4 | Elect Director Joseph P. Lacher | Management | For | For |
| 1.5 | Elect Director Loretta A. Penn | Management | For | For |
| 1.6 | Elect Director John B. Ramil | Management | For | For |
| 1.7 | Elect Director Tom L. Rankin | Management | For | For |
| 1.8 | Elect Director William D. Rockford | Management | For | For |
| 1.9 | Elect Director Paul L. Whiting | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| THE AES CORPORATION MEETING DATE: APR 23, 2015 | ||||
| TICKER: AES SECURITY ID: 00130H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andres R. Gluski | Management | For | For |
| 1.2 | Elect Director Charles L. Harrington | Management | For | For |
| 1.3 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.4 | Elect Director Tarun Khanna | Management | For | For |
| 1.5 | Elect Director Holly K. Koeppel | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Moises Naim | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Provide Proxy Access Right | Management | For | Against |
| 8 | Provide Right to Call Special Meeting | Shareholder | Against | Against |
| 9 | Proxy Access | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT WIRELESS PORTFOLIO
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALCATEL LUCENT MEETING DATE: MAY 26, 2015 | ||||
| TICKER: ALU SECURITY ID: 013904305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Elect Sylvia Summers as Director | Management | For | For |
| 5 | Reelect Stuart Eizenstat as Director | Management | For | For |
| 6 | Reelect Louis Hughes as Director | Management | For | For |
| 7 | Reelect Olivier Piou as Director | Management | For | For |
| 8 | Appoint Laurent du Mouza as Censor | Management | For | Against |
| 9 | Advisory Vote on Compensation of Michel Combes, CEO | Management | For | For |
| 10 | Advisory Vote on Compensation of Philippe Camus, Chairman | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with a Binding Priority Right up to Aggregate Nominal Amount of EUR 28.25 Million, and up to Aggregate Nominal Amount of EUR 14.1 Million without a Binding Priority Right | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 14.1 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 5 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 22 | Amend Article 21 of Bylaws Re: Proxy Voting | Management | For | For |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 24 | Amendments or new resolutions proposed at the meeting | Management | For | For |
| AMDOCS LIMITED MEETING DATE: JAN 28, 2015 | ||||
| TICKER: DOX SECURITY ID: G02602103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert A. Minicucci as a Director | Management | For | For |
| 1.2 | Elect Adrian Gardner as a Director | Management | For | For |
| 1.3 | Elect John T. McLennan as a Director | Management | For | For |
| 1.4 | Elect Simon Olswang as a Director | Management | For | For |
| 1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
| 1.6 | Elect Julian A. Brodsky as a Director | Management | For | For |
| 1.7 | Elect Clayton Christensen as a Director | Management | For | For |
| 1.8 | Elect Eli Gelman as a Director | Management | For | For |
| 1.9 | Elect James S. Kahan as a Director | Management | For | For |
| 1.10 | Elect Richard T.C. LeFave as a Director | Management | For | For |
| 1.11 | Elect Giora Yaron as a Director | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| AMERICA MOVIL S.A.B. DE C.V. MEETING DATE: APR 30, 2015 | ||||
| TICKER: AMXL SECURITY ID: 02364W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Directors for Series L Shares | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| AMERICAN TOWER CORPORATION MEETING DATE: MAY 20, 2015 | ||||
| TICKER: AMT SECURITY ID: 03027X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Carolyn F. Katz | Management | For | For |
| 1c | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1d | Elect Director Craig Macnab | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| APPLE INC. MEETING DATE: MAR 10, 2015 | ||||
| TICKER: AAPL SECURITY ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tim Cook | Management | For | For |
| 1.2 | Elect Director Al Gore | Management | For | For |
| 1.3 | Elect Director Bob Iger | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Art Levinson | Management | For | For |
| 1.6 | Elect Director Ron Sugar | Management | For | For |
| 1.7 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Abstain |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ARUBA NETWORKS, INC. MEETING DATE: DEC 05, 2014 | ||||
| TICKER: ARUN SECURITY ID: 043176106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dominic P. Orr | Management | For | For |
| 1.2 | Elect Director Keerti Melkote | Management | For | For |
| 1.3 | Elect Director Bernard Guidon | Management | For | For |
| 1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
| 1.5 | Elect Director Michael R. Kourey | Management | For | For |
| 1.6 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.7 | Elect Director Juergen Rottler | Management | For | For |
| 1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AT&T INC. MEETING DATE: APR 24, 2015 | ||||
| TICKER: T SECURITY ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Scott T. Ford | Management | For | For |
| 1.3 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.4 | Elect Director William E. Kennard | Management | For | For |
| 1.5 | Elect Director Jon C. Madonna | Management | For | For |
| 1.6 | Elect Director Michael B. McCallister | Management | For | For |
| 1.7 | Elect Director John B. McCoy | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Joyce M. Roche | Management | For | For |
| 1.10 | Elect Director Matthew K. Rose | Management | For | For |
| 1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Indirect Political Contribution | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Amend Bylaws to Call Special Meetings | Shareholder | Against | Against |
| BLACKBERRY LIMITED MEETING DATE: JUN 23, 2015 | ||||
| TICKER: BB SECURITY ID: 09228F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Chen | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 1.3 | Elect Director Timothy Dattels | Management | For | For |
| 1.4 | Elect Director Richard Lynch | Management | For | For |
| 1.5 | Elect Director Barbara Stymiest | Management | For | For |
| 1.6 | Elect Director Prem Watsa | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Employee Share Purchase Plan | Management | For | For |
| 4 | Amend Equity Incentive Plan | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| BROADCOM CORPORATION MEETING DATE: MAY 12, 2015 | ||||
| TICKER: BRCM SECURITY ID: 111320107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1b | Elect Director Nancy H. Handel | Management | For | For |
| 1c | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1d | Elect Director Maria M. Klawe | Management | For | For |
| 1e | Elect Director John E. Major | Management | For | For |
| 1f | Elect Director Scott A. McGregor | Management | For | For |
| 1g | Elect Director William T. Morrow | Management | For | For |
| 1h | Elect Director Henry Samueli | Management | For | For |
| 1i | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BT GROUP PLC MEETING DATE: JUL 16, 2014 | ||||
| TICKER: BT.A SECURITY ID: 05577E101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 6 | Re-elect Gavin Patterson as Director | Management | For | For |
| 7 | Re-elect Tony Chanmugam as Director | Management | For | For |
| 8 | Re-elect Tony Ball as Director | Management | For | For |
| 9 | Re-elect Phil Hodkinson as Director | Management | For | For |
| 10 | Re-elect Karen Richardson as Director | Management | For | For |
| 11 | Re-elect Nick Rose as Director | Management | For | For |
| 12 | Re-elect Jasmine Whitbread as Director | Management | For | For |
| 13 | Elect Iain Conn as Director | Management | For | For |
| 14 | Elect Warren East as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 21 | Approve EU Political Donations and Expenditure | Management | For | For |
| BT GROUP PLC MEETING DATE: APR 30, 2015 | ||||
| TICKER: BT.A SECURITY ID: 05577E101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Matters Relating to the Acquisition of EE Limited | Management | For | For |
| 2 | Authorise the Company to Enter Into Two Contingent Purchase Contracts | Management | For | For |
| CHINA MOBILE LIMITED MEETING DATE: MAY 28, 2015 | ||||
| TICKER: 00941 SECURITY ID: 16941M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Xue Taohai as Director | Management | For | For |
| 4.1 | Elect Frank Wong Kwong Shing as Director | Management | For | For |
| 4.2 | Elect Moses Cheng Mo Chi as Director | Management | For | For |
| 5 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CHUNGHWA TELECOM CO., LTD. MEETING DATE: JUN 26, 2015 | ||||
| TICKER: 2412 SECURITY ID: 17133Q502 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2014 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2014 Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: NOV 19, 2014 | ||||
| TICKER: CCI SECURITY ID: 228227104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 29, 2015 | ||||
| TICKER: CCI SECURITY ID: 22822V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Cindy Christy | Management | For | For |
| 1c | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1d | Elect Director Robert E. Garrison, II | Management | For | For |
| 1e | Elect Director Dale N. Hatfield | Management | For | For |
| 1f | Elect Director Lee W. Hogan | Management | For | For |
| 1g | Elect Director John P. Kelly | Management | For | For |
| 1h | Elect Director Robert F. McKenzie | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. MEETING DATE: APR 30, 2015 | ||||
| TICKER: EIGI SECURITY ID: 29272B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale Crandall | Management | For | For |
| 1.2 | Elect Director Thomas Gorny | Management | For | For |
| 1.3 | Elect Director Justin L. Sadrian | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| HARRIS CORPORATION MEETING DATE: OCT 24, 2014 | ||||
| TICKER: HRS SECURITY ID: 413875105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William M. Brown | Management | For | For |
| 1b | Elect Director Peter W. Chiarelli | Management | For | For |
| 1c | Elect Director Thomas A. Dattilo | Management | For | For |
| 1d | Elect Director Terry D. Growcock | Management | For | For |
| 1e | Elect Director Lewis Hay, III | Management | For | For |
| 1f | Elect Director Vyomesh I. Joshi | Management | For | For |
| 1g | Elect Director Karen Katen | Management | For | For |
| 1h | Elect Director Leslie F. Kenne | Management | For | For |
| 1i | Elect Director David B. Rickard | Management | For | For |
| 1j | Elect Director James C. Stoffel | Management | For | For |
| 1k | Elect Director Gregory T. Swienton | Management | For | For |
| 1l | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| INCONTACT, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: SAAS SECURITY ID: 45336E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Theodore Stern | Management | For | For |
| 1.2 | Elect Director Paul Jarman | Management | For | For |
| 1.3 | Elect Director Steve Barnett | Management | For | For |
| 1.4 | Elect Director Mark J. Emkjer | Management | For | For |
| 1.5 | Elect Director Blake O. Fisher, Jr. | Management | For | For |
| 1.6 | Elect Director Paul F. Koeppe | Management | For | For |
| 1.7 | Elect Director Hamid Akhavan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| INTELSAT SA MEETING DATE: JUN 18, 2015 | ||||
| TICKER: I SECURITY ID: L5140P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Dividends of Preferred Shares | Management | For | For |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7a | Elect David McGlade as Director | Management | For | For |
| 7b | Elect Robert Callahan as Director | Management | For | For |
| 7c | Elect Denis Villafranca as Director | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Renew Appointment of KPMG as Auditor | Management | For | For |
| 10 | Approve Share Repurchase | Management | For | Against |
| 1 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| KONINKLIJKE KPN NV MEETING DATE: JAN 09, 2015 | ||||
| TICKER: KPN SECURITY ID: N4297B146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Announce Intention to Appoint Frank van der Post to Management Board | Management | None | None |
| 2b | Approve Cash and Stock Awards to Van Der Post of EUR 1.19 Million | Management | For | For |
| 3 | Other Business (Non-Voting) | Management | None | None |
| MANITOBA TELECOM SERVICES INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: MBT SECURITY ID: 563486109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jay A. Forbes | Management | For | For |
| 1.2 | Elect Director N. Ashleigh Everett | Management | For | For |
| 1.3 | Elect Director Barbara H. Fraser | Management | For | For |
| 1.4 | Elect Director Judi A. Hand | Management | For | For |
| 1.5 | Elect Director Gregory J. Hanson | Management | For | For |
| 1.6 | Elect Director Kishore Kapoor | Management | For | For |
| 1.7 | Elect Director David G. Leith | Management | For | For |
| 1.8 | Elect Director H. Sanford Riley | Management | For | For |
| 1.9 | Elect Director D. Samuel Schellenberg | Management | For | For |
| 1.10 | Elect Director Carol M. Stephenson | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUN 30, 2015 | ||||
| TICKER: MRVL SECURITY ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sehat Sutardja | Management | For | For |
| 1b | Elect Director Weili Dai | Management | For | For |
| 1c | Elect Director Juergen Gromer | Management | For | For |
| 1d | Elect Director John G. Kassakian | Management | For | For |
| 1e | Elect Director Arturo Krueger | Management | For | For |
| 1f | Elect Director Randhir Thakur | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 18, 2015 | ||||
| TICKER: MSI SECURITY ID: 620076307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory Q. Brown | Management | For | For |
| 1b | Elect Director Kenneth C. Dahlberg | Management | For | For |
| 1c | Elect Director Michael V. Hayden | Management | For | For |
| 1d | Elect Director Clayton M. Jones | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Anne R. Pramaggiore | Management | For | For |
| 1g | Elect Director Samuel C. Scott, III | Management | For | For |
| 1h | Elect Director Bradley E. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| NEONODE INC. MEETING DATE: JUN 08, 2015 | ||||
| TICKER: NEON SECURITY ID: 64051M402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Per Bystedt | Management | For | For |
| 1.2 | Elect Director Thomas Eriksson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KMJ Corbin and Company LLP as Auditors | Management | For | For |
| NETGEAR, INC. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: NTGR SECURITY ID: 64111Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick C.S. Lo | Management | For | For |
| 1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
| 1.3 | Elect Director Ralph E. Faison | Management | For | For |
| 1.4 | Elect Director A. Timothy Godwin | Management | For | For |
| 1.5 | Elect Director Jef T. Graham | Management | For | For |
| 1.6 | Elect Director Gregory J. Rossmann | Management | For | For |
| 1.7 | Elect Director Barbara V. Scherer | Management | For | For |
| 1.8 | Elect Director Julie A. Shimer | Management | For | For |
| 1.9 | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| NOKIA CORP. MEETING DATE: MAY 05, 2015 | ||||
| TICKER: NOK1V SECURITY ID: 654902204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.14 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors | Management | For | Did Not Vote |
| 11 | Fix Number of Directors at Eight | Management | For | Did Not Vote |
| 12.1 | Elect Vivek Badrinath as Director | Management | For | Did Not Vote |
| 12.2 | Elect Bruce Brown as Director | Management | For | Did Not Vote |
| 12.3 | Elect Elizabeth Doherty as Director | Management | For | Did Not Vote |
| 12.4 | Elect Simon Jiang as Director | Management | For | Did Not Vote |
| 12.5 | Elect Jouko Karvinen as Director | Management | For | Did Not Vote |
| 12.6 | Elect Elizabeth Nelson as Director | Management | For | Did Not Vote |
| 12.7 | Elect Risto Siilasmaa as Director | Management | For | Did Not Vote |
| 12.8 | Elect Kari Stadigh as Director | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 16 | Approve Issuance of up to 730 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| ORANGE MEETING DATE: MAY 27, 2015 | ||||
| TICKER: ORA SECURITY ID: F6866T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Mouna Sepehri as Director | Management | For | For |
| 6 | Reelect Mouna Sepehri as Director | Management | For | For |
| 7 | Reelect Bernard Dufau as Director | Management | For | For |
| 8 | Reelect Helle Kristoffersen as Director | Management | For | For |
| 9 | Reelect Jean-Michel Severino as Director | Management | For | For |
| 10 | Elect Anne Lange as Director | Management | For | For |
| 11 | Renew Appointment of Ernst and Young Audit as Auditor | Management | For | For |
| 12 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
| 13 | Appoint KPMG SA as Auditor | Management | For | For |
| 14 | Appoint Salustro Reydel as Alternate Auditor | Management | For | For |
| 15 | Advisory Vote on Compensation of Stephane Richard, Chairman and CEO | Management | For | For |
| 16 | Advisory Vote on Compensation of Gervais Pellissier, Vice-CEO | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Amend Article 21 of Bylaws Re: Record Date | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | Against |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | Against |
| 21 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | Against |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 23 | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | Management | For | Against |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 25 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion | Management | For | Against |
| 26 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Management | For | Against |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 28 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 29 | Amend Article 26 of Bylaws Re: Payment of Dividends | Management | For | For |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.50 per Share | Shareholder | Against | Against |
| B | Approve Stock Dividend Program (Cash or Shares) | Shareholder | Against | Against |
| C | Authorize Board to Participate in the Repurchase of Shares Sold by the French State | Shareholder | Against | Against |
| D | Amend Article 11 of Bylaws Re: Absence of Double Voting Rights | Shareholder | Against | For |
| QUALCOMM INCORPORATED MEETING DATE: MAR 09, 2015 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Harish Manwani | Management | For | For |
| 1i | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1j | Elect Director Duane A. Nelles | Management | For | For |
| 1k | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1l | Elect Director Francisco Ros | Management | For | For |
| 1m | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1n | Elect Director Brent Scowcroft | Management | For | For |
| 1o | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RF MICRO DEVICES, INC. MEETING DATE: SEP 05, 2014 | ||||
| TICKER: RFMD SECURITY ID: 749941100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| RINGCENTRAL, INC. MEETING DATE: JUN 01, 2015 | ||||
| TICKER: RNG SECURITY ID: 76680R206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Vladimir Shmunis | Management | For | For |
| 2.2 | Elect Director Neil Williams | Management | For | For |
| 2.3 | Elect Director Robert Theis | Management | For | For |
| 2.4 | Elect Director Michael Kourey | Management | For | For |
| 2.5 | Elect Director Michelle McKenna-Doyle | Management | For | For |
| 3 | Elect Director Robert Theis | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| RUCKUS WIRELESS, INC. MEETING DATE: JUN 10, 2015 | ||||
| TICKER: RKUS SECURITY ID: 781220108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Selina Y. Lo | Management | For | For |
| 1.2 | Elect Director Stewart Grierson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 13, 2015 | ||||
| TICKER: 005930 SECURITY ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Kim Han-Joong as Outside Director | Management | For | For |
| 2.1.2 | Elect Lee Byung-Gi as Outside Director | Management | For | For |
| 2.2 | Elect Kwon Oh-Hyun as Inside Director | Management | For | For |
| 2.3 | Elect Kim Han-Joong as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SBA COMMUNICATIONS CORPORATION MEETING DATE: MAY 21, 2015 | ||||
| TICKER: SBAC SECURITY ID: 78388J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brian C. Carr | Management | For | For |
| 1b | Elect Director Mary S. Chan | Management | For | For |
| 1c | Elect Director George R. Krouse, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Proxy Access | Shareholder | Against | Against |
| SHENANDOAH TELECOMMUNICATIONS COMPANY MEETING DATE: APR 21, 2015 | ||||
| TICKER: SHEN SECURITY ID: 82312B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ken L. Burch | Management | For | For |
| 1.2 | Elect Director Richard L. Koontz, Jr. | Management | For | For |
| 1.3 | Elect Director Jonelle St. John | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SIERRA WIRELESS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: SW SECURITY ID: 826516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jason W. Cohenour | Management | For | For |
| 1.2 | Elect Director Gregory D. Aasen | Management | For | For |
| 1.3 | Elect Director Robin A. Abrams | Management | For | For |
| 1.4 | Elect Director Paul G. Cataford | Management | For | For |
| 1.5 | Elect Director Charles E. Levine | Management | For | For |
| 1.6 | Elect Director Thomas Sieber | Management | For | For |
| 1.7 | Elect Director Kent P. Thexton | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Amend Restricted Share Unit Plan | Management | For | Against |
| SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 19, 2015 | ||||
| TICKER: SWKS SECURITY ID: 83088M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Aldrich | Management | For | For |
| 1.2 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.3 | Elect Director Timothy R. Furey | Management | For | For |
| 1.4 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.5 | Elect Director Christine King | Management | For | For |
| 1.6 | Elect Director David P. McGlade | Management | For | For |
| 1.7 | Elect Director David J. McLachlan | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| SOFTBANK CORP. MEETING DATE: JUN 19, 2015 | ||||
| TICKER: 9984 SECURITY ID: J75963108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2 | Amend Articles to Change Company Name - Reduce Directors' Term - Indemnify Directors - Increase Maximum Number of Statutory Auditors - Indemnify Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Son, Masayoshi | Management | For | For |
| 3.2 | Elect Director Nikesh Arora | Management | For | For |
| 3.3 | Elect Director Miyauchi, Ken | Management | For | For |
| 3.4 | Elect Director Ronald Fisher | Management | For | For |
| 3.5 | Elect Director Yun Ma | Management | For | For |
| 3.6 | Elect Director Miyasaka, Manabu | Management | For | For |
| 3.7 | Elect Director Yanai, Tadashi | Management | For | For |
| 3.8 | Elect Director Mark Schwartz | Management | For | For |
| 3.9 | Elect Director Nagamori, Shigenobu | Management | For | For |
| 4.1 | Appoint Statutory Auditor Murata, Tatsuhiro | Management | For | For |
| 4.2 | Appoint Statutory Auditor Toyama, Atsushi | Management | For | For |
| SPRINT CORPORATION MEETING DATE: AUG 06, 2014 | ||||
| TICKER: S SECURITY ID: 85207U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. Bennett | Management | For | For |
| 1.2 | Elect Director Gordon M. Bethune | Management | For | For |
| 1.3 | Elect Director Marcelo Claure | Management | For | For |
| 1.4 | Elect Director Ronald D. Fisher | Management | For | For |
| 1.5 | Elect Director Daniel R. Hesse | Management | For | For |
| 1.6 | Elect Director Frank Ianna | Management | For | For |
| 1.7 | Elect Director Michael G. Mullen | Management | For | For |
| 1.8 | Elect Director Masayoshi Son | Management | For | For |
| 1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| SYNCHRONOSS TECHNOLOGIES, INC. MEETING DATE: MAY 11, 2015 | ||||
| TICKER: SNCR SECURITY ID: 87157B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William J. Cadogan | Management | For | For |
| 1.2 | Elect Director Stephen G. Waldis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| T-MOBILE US, INC. MEETING DATE: JUN 02, 2015 | ||||
| TICKER: TMUS SECURITY ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.3 | Elect Director Srikant M. Datar | Management | For | For |
| 1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.5 | Elect Director Timotheus Hottges | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 5 | Provide Proxy Access Right | Shareholder | Against | Against |
| TANGOE, INC. MEETING DATE: JUN 04, 2015 | ||||
| TICKER: TNGO SECURITY ID: 87582Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary P. Golding | Management | For | For |
| 1.2 | Elect Director Ronald W. Kaiser | Management | For | For |
| 1.3 | Elect Director Gerald G. Kokos | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| TELECOM ITALIA SPA MEETING DATE: MAY 20, 2015 | ||||
| TICKER: TIT SECURITY ID: T92778108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4.1 | Slate Submitted by Telco SpA | Shareholder | None | For |
| 4.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 5.1 | Elect Gianluca Ponzellini as Chairman of Internal Auditors (Submitted by Telco SpA) | Shareholder | None | For |
| 5.2 | Elect Roberto Capone as Chairman of Internal Auditors (Submitted by Institutional Investors - Assogestioni) | Shareholder | None | Against |
| 6 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 7 | Approve Executive Bonus Deferral Plan 2015 | Management | For | For |
| 8 | Approve Equity Plan Financing | Management | For | For |
| 9 | Authorize Convertibility of Bond Notes "EUR 2 Billion, 1.125 Percent Equity-Linked Bonds due 2022"; Approve Related Capital Increase without Preemptive Rights; Amend Articles | Management | For | For |
| 10 | Amend Articles (Board-Related) | Management | For | For |
| 11 | Approve Merger by Absorption of Telecom Italia Media SpA | Management | For | For |
| 12 | Amend Company Bylaws Re: Administrative Rights on Shares Owned by Telefonica after Dissolution of TELCO Syndicate Pact | Shareholder | None | For |
| TELEFONAKTIEBOLAGET LM ERICSSON MEETING DATE: APR 14, 2015 | ||||
| TICKER: ERIC B SECURITY ID: 294821608 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A | Indicate FOR if you are both the Record Holder and Beneficial Owner of the ADS or AGAINST if you are the Record Holder of such ADS Acting on Behalf of the Beneficial Owner | Management | None | Did Not Vote |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.3 | Approve Allocation of Income and Dividends of SEK 3.40 Per Share | Management | For | Did Not Vote |
| 9.1 | Determine Number of Directors (11) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 9.2 | Approve Remuneration of Directors in the Amount of 4 Million for Chairman and SEK 975,000 for Other Directors, Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 9.3 | Reelect Leif Johansson (Chairman), Roxanne Austin, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Kristin Lund, Hans Vestberg, and Jacob Wallenberg as Directors; Elect Anders Nyren and Sukhinder Cassidy as New Directors | Management | For | Did Not Vote |
| 9.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 9.5 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 9.6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11.1 | Approve 2015 Stock Purchase Plan | Management | For | Did Not Vote |
| 11.2 | Approve Equity Plan Financing (2015 Stock Purchase Plan) | Management | For | Did Not Vote |
| 11.3 | Approve Alternative Equity Plan Financing (2015 Stock Purchase Plan) | Management | For | Did Not Vote |
| 11.4 | Approve 2015 Key Contributor Retention Plan | Management | For | Did Not Vote |
| 11.5 | Approve Equity Plan Financing (2015 Key Contributor Retention Plan) | Management | For | Did Not Vote |
| 11.6 | Approve Alternative Equity Plan Financing (2015 Key Contributor Retention Plan) | Management | For | Did Not Vote |
| 11.7 | Approve 2015 Executive Performance Stock Plan | Management | For | Did Not Vote |
| 11.8 | Approve Equity Plan Financing (2015 Executive Performance Stock Plan) | Management | For | Did Not Vote |
| 11.9 | Approve Alternative Equity Plan Financing (2015 Executive Performance Stock Plan) | Management | For | Did Not Vote |
| 12 | Approve Equity Plan Financing (2011-2014 Long-Term Variable Remuneration Programs) | Management | For | Did Not Vote |
| 13 | Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2016 AGM | Shareholder | None | Did Not Vote |
| 14.1 | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Did Not Vote |
| 14.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies | Shareholder | None | Did Not Vote |
| 14.3 | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Did Not Vote |
| 14.4 | Request Board to Prepare a Proposal regarding "Politician Quarantine" and to Present the Proposal to That Effect at the 2016 AGM | Shareholder | None | Did Not Vote |
| 15 | Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights | Shareholder | None | Did Not Vote |
| 16 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company's Exports to Iran | Shareholder | None | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| TELEFONICA S.A. MEETING DATE: JUN 11, 2015 | ||||
| TICKER: TEF SECURITY ID: 879382208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
| 5 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 6 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7.A | Amend Articles Re: General Meetings | Management | For | Against |
| 7.B | Amend Article 35 Re: Director Remuneration | Management | For | For |
| 7.C | Amend Articles Re: Board of Directors | Management | For | For |
| 8 | Amend Articles of General Meeting Regulations | Management | For | For |
| 9 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 11 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| TELEPHONE AND DATA SYSTEMS, INC. MEETING DATE: MAY 21, 2015 | ||||
| TICKER: TDS SECURITY ID: 879433829 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Card) | ||||
| 1.1 | Elect Director Clarence A. Davis | Management | For | For |
| 1.2 | Elect Director George W. Off | Management | For | For |
| 1.3 | Elect Director Mitchell H. Saranow | Management | For | For |
| 1.4 | Elect Director Gary L. Sugarman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Card) | ||||
| 1.1 | Elect Director Philip T. Blazek | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Walter M. Schenker | Shareholder | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Abstain | Did Not Vote |
| TELUS CORPORATION MEETING DATE: MAY 07, 2015 | ||||
| TICKER: T SECURITY ID: 87971M996 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. H. (Dick) Auchinleck | Management | For | For |
| 1.2 | Elect Director Micheline Bouchard | Management | For | For |
| 1.3 | Elect Director R. John Butler | Management | For | For |
| 1.4 | Elect Director Raymond T. Chan | Management | For | For |
| 1.5 | Elect Director Stockwell Day | Management | For | For |
| 1.6 | Elect Director Lisa de Wilde | Management | For | For |
| 1.7 | Elect Director Darren Entwistle | Management | For | For |
| 1.8 | Elect Director Ruston (Rusty) E.T. Goepel | Management | For | For |
| 1.9 | Elect Director Mary Jo Haddad | Management | For | For |
| 1.10 | Elect Director John S. Lacey | Management | For | For |
| 1.11 | Elect Director William (Bill) A. MacKinnon | Management | For | For |
| 1.12 | Elect Director John Manley | Management | For | For |
| 1.13 | Elect Director Sarabjit (Sabi) S. Marwah | Management | For | For |
| 1.14 | Elect Director Joe Natale | Management | For | For |
| 1.15 | Elect Director Donald Woodley | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TOWERSTREAM CORPORATION MEETING DATE: DEC 12, 2014 | ||||
| TICKER: TWER SECURITY ID: 892000100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Urso | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Thompson | Management | For | For |
| 1.3 | Elect Director Howard L. Haronian | Management | For | For |
| 1.4 | Elect Director Paul Koehler | Management | For | For |
| 1.5 | Elect Director William J. Bush | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| TTM TECHNOLOGIES, INC. MEETING DATE: MAY 14, 2015 | ||||
| TICKER: TTMI SECURITY ID: 87305R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald W. Iverson | Management | For | For |
| 1.2 | Elect Director Robert E. Klatell | Management | For | For |
| 1.3 | Elect Director John G. Mayer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| UNITED STATES CELLULAR CORPORATION MEETING DATE: NOV 10, 2014 | ||||
| TICKER: USM SECURITY ID: 911684108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Amend Charter to Opt Out of Section 203 | Management | For | For |
| 3 | Amend Charter to Remove Certain Provisions | Management | For | For |
| UNITED STATES CELLULAR CORPORATION MEETING DATE: MAY 19, 2015 | ||||
| TICKER: USM SECURITY ID: 911684108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Samuel Crowley | Management | For | For |
| 1.2 | Elect Director Paul-Henri Denuit | Management | For | For |
| 1.3 | Elect Director Harry J. Harczak, Jr. | Management | For | For |
| 1.4 | Elect Director Gregory P. Josefowicz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: VZ SECURITY ID: 92343V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Richard L. Carrion | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Rodney E. Slater | Management | For | For |
| 1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.11 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Net Neutrality | Shareholder | Against | Abstain |
| 5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| VIASAT, INC. MEETING DATE: SEP 17, 2014 | ||||
| TICKER: VSAT SECURITY ID: 92552V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Dankberg | Management | For | For |
| 1.2 | Elect Director Harvey White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VODAFONE GROUP PLC MEETING DATE: JUL 29, 2014 | ||||
| TICKER: VOD SECURITY ID: 92857W308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Elect Nick Read as Director | Management | For | For |
| 5 | Re-elect Stephen Pusey as Director | Management | For | For |
| 6 | Elect Sir Crispin Davis as Director | Management | For | For |
| 7 | Elect Dame Clara Furse as Director | Management | For | For |
| 8 | Elect Valerie Gooding as Director | Management | For | For |
| 9 | Re-elect Renee James as Director | Management | For | For |
| 10 | Re-elect Samuel Jonah as Director | Management | For | For |
| 11 | Re-elect Omid Kordestani as Director | Management | For | For |
| 12 | Re-elect Nick Land as Director | Management | For | For |
| 13 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 14 | Re-elect Philip Yea as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Approve Incentive Plan | Management | For | For |
| 19 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 20 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| WEB.COM GROUP, INC. MEETING DATE: MAY 07, 2015 | ||||
| TICKER: WWWW SECURITY ID: 94733A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hugh M. Durden | Management | For | For |
| 1.2 | Elect Director Deborah H. Quazzo | Management | For | For |
| 1.3 | Elect Director Timothy P. Cost | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| XOOM CORPORATION MEETING DATE: MAY 28, 2015 | ||||
| TICKER: XOOM SECURITY ID: 98419Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anne Mitchell | Management | For | For |
| 1.2 | Elect Director Murray J. Demo | Management | For | For |
| 1.3 | Elect Director Matthew Roberts | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
| Fidelity Advisor Series VII Fidelity Covington Trust | Fidelity Select Portfolios Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity SelectCo, LLC or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2014.
WITNESS my hand on this 1st day of June 2014.
/s/Adrien E. Deberghes
Adrien E. Deberghes
Treasurer