FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03114
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Select Portfolios
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
MARC BRYANT, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 1/31, 2/28, 7/31
DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Select Portfolios
BY: /s/STACIE M. SMITH*
STACIE M. SMITH, TREASURER
DATE: 08/10/2018 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2018 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY FLEX REAL ESTATE FUND
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACADIA REALTY TRUST MEETING DATE: MAY 10, 2018 | ||||
| TICKER: AKR SECURITY ID: 004239109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth F. Bernstein | Management | For | For |
| 1b | Elect Director Douglas Crocker, II | Management | For | For |
| 1c | Elect Director Lorrence T. Kellar | Management | For | For |
| 1d | Elect Director Wendy Luscombe | Management | For | For |
| 1e | Elect Director William T. Spitz | Management | For | For |
| 1f | Elect Director Lynn C. Thurber | Management | For | For |
| 1g | Elect Director Lee S. Wielansky | Management | For | For |
| 1h | Elect Director C. David Zoba | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN CAMPUS COMMUNITIES, INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: ACC SECURITY ID: 024835100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Bayless, Jr. | Management | For | For |
| 1b | Elect Director William Blakeley Chandlee, III | Management | For | For |
| 1c | Elect Director G. Steven Dawson | Management | For | For |
| 1d | Elect Director Cydney C. Donnell | Management | For | For |
| 1e | Elect Director Edward Lowenthal | Management | For | For |
| 1f | Elect Director Oliver Luck | Management | For | For |
| 1g | Elect Director C. Patrick Oles, Jr. | Management | For | For |
| 1h | Elect Director John T. Rippel | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN HOMES 4 RENT MEETING DATE: MAY 03, 2018 | ||||
| TICKER: AMH SECURITY ID: 02665T306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Director David P. Singelyn | Management | For | For |
| 1.3 | Elect Director John 'Jack' Corrigan | Management | For | For |
| 1.4 | Elect Director Dann V. Angeloff | Management | For | For |
| 1.5 | Elect Director Douglas N. Benham | Management | For | For |
| 1.6 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.7 | Elect Director Matthew J. Hart | Management | For | For |
| 1.8 | Elect Director James H. Kropp | Management | For | For |
| 1.9 | Elect Director Kenneth M. Woolley | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| APARTMENT INVESTMENT AND MANAGEMENT COMPANY MEETING DATE: MAY 01, 2018 | ||||
| TICKER: AIV SECURITY ID: 03748R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terry Considine | Management | For | For |
| 1.2 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.3 | Elect Director J. Landis Martin | Management | For | For |
| 1.4 | Elect Director Robert A. Miller | Management | For | For |
| 1.5 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.6 | Elect Director Ann Sperling | Management | For | For |
| 1.7 | Elect Director Michael A. Stein | Management | For | For |
| 1.8 | Elect Director Nina A. Tran | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Stock Ownership Limitations | Management | For | For |
| AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: AVB SECURITY ID: 053484101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Terry S. Brown | Management | For | For |
| 1c | Elect Director Alan B. Buckelew | Management | For | For |
| 1d | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1e | Elect Director Stephen P. Hills | Management | For | For |
| 1f | Elect Director Richard J. Lieb | Management | For | For |
| 1g | Elect Director Timothy J. Naughton | Management | For | For |
| 1h | Elect Director Peter S. Rummell | Management | For | For |
| 1i | Elect Director H. Jay Sarles | Management | For | For |
| 1j | Elect Director Susan Swanezy | Management | For | For |
| 1k | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BOSTON PROPERTIES, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: BXP SECURITY ID: 101121101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
| 1.2 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.3 | Elect Director Karen E. Dykstra | Management | For | For |
| 1.4 | Elect Director Carol B. Einiger | Management | For | For |
| 1.5 | Elect Director Jacob A. Frenkel | Management | For | For |
| 1.6 | Elect Director Joel I. Klein | Management | For | For |
| 1.7 | Elect Director Douglas T. Linde | Management | For | For |
| 1.8 | Elect Director Matthew J. Lustig | Management | For | For |
| 1.9 | Elect Director Owen D. Thomas | Management | For | For |
| 1.10 | Elect Director Martin Turchin | Management | For | For |
| 1.11 | Elect Director David A. Twardock | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BRANDYWINE REALTY TRUST MEETING DATE: MAY 23, 2018 | ||||
| TICKER: BDN SECURITY ID: 105368203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James C. Diggs | Management | For | For |
| 1b | Elect Director Wyche Fowler | Management | For | For |
| 1c | Elect Director H. Richard Haverstick, Jr. | Management | For | For |
| 1d | Elect Director Terri A. Herubin | Management | For | For |
| 1e | Elect Director Michael J. Joyce | Management | For | For |
| 1f | Elect Director Anthony A. Nichols, Sr. | Management | For | For |
| 1g | Elect Director Charles P. Pizzi | Management | For | For |
| 1h | Elect Director Gerard H. Sweeney | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Opt Out of the State's Control Share Acquisition Law | Management | For | For |
| 6 | Amend Declaration of Trust to Provide Shareholders the Ability to Amend the Bylaws | Management | For | For |
| BRIXMOR PROPERTY GROUP INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: BRX SECURITY ID: 11120U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James M. Taylor, Jr. | Management | For | For |
| 1.2 | Elect Director John G. Schreiber | Management | For | For |
| 1.3 | Elect Director Michael Berman | Management | For | For |
| 1.4 | Elect Director Sheryl M. Crosland | Management | For | For |
| 1.5 | Elect Director Thomas W. Dickson | Management | For | For |
| 1.6 | Elect Director Daniel B. Hurwitz | Management | For | For |
| 1.7 | Elect Director William D. Rahm | Management | For | For |
| 1.8 | Elect Director Gabrielle Sulzberger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAMDEN PROPERTY TRUST MEETING DATE: MAY 17, 2018 | ||||
| TICKER: CPT SECURITY ID: 133131102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Campo | Management | For | For |
| 1.2 | Elect Director Heather J. Brunner | Management | For | For |
| 1.3 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.4 | Elect Director Renu Khator | Management | For | For |
| 1.5 | Elect Director William B. McGuire, Jr. | Management | For | For |
| 1.6 | Elect Director D. Keith Oden | Management | For | For |
| 1.7 | Elect Director William F. Paulsen | Management | For | For |
| 1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
| 1.9 | Elect Director Steven A. Webster | Management | For | For |
| 1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| COUSINS PROPERTIES INCORPORATED MEETING DATE: APR 24, 2018 | ||||
| TICKER: CUZ SECURITY ID: 222795106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles T. Cannada | Management | For | For |
| 1b | Elect Director Edward M. Casal | Management | For | For |
| 1c | Elect Director Robert M. Chapman | Management | For | For |
| 1d | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1e | Elect Director Lillian C. Giornelli | Management | For | For |
| 1f | Elect Director S. Taylor Glover | Management | For | For |
| 1g | Elect Director Donna W. Hyland | Management | For | For |
| 1h | Elect Director R. Dary Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For |
| DCT INDUSTRIAL TRUST INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: DCT SECURITY ID: 233153204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Philip L. Hawkins | Management | For | For |
| 1b | Elect Director Marilyn A. Alexander | Management | For | For |
| 1c | Elect Director Thomas F. August | Management | For | For |
| 1d | Elect Director John S. Gates, Jr. | Management | For | For |
| 1e | Elect Director Raymond B. Greer | Management | For | For |
| 1f | Elect Director Tripp H. Hardin | Management | For | For |
| 1g | Elect Director Tobias Hartmann | Management | For | For |
| 1h | Elect Director Marcus L. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DIAMONDROCK HOSPITALITY COMPANY MEETING DATE: MAY 02, 2018 | ||||
| TICKER: DRH SECURITY ID: 252784301 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William W. McCarten | Management | For | For |
| 1.2 | Elect Director Daniel J. Altobello | Management | For | For |
| 1.3 | Elect Director Timothy R. Chi | Management | For | For |
| 1.4 | Elect Director Maureen L. McAvey | Management | For | For |
| 1.5 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.6 | Elect Director William J. Shaw | Management | For | For |
| 1.7 | Elect Director Bruce D. Wardinski | Management | For | For |
| 1.8 | Elect Director Mark W. Brugger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| DIGITAL REALTY TRUST, INC. MEETING DATE: SEP 13, 2017 | ||||
| TICKER: DLR SECURITY ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| DIGITAL REALTY TRUST, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: DLR SECURITY ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Laurence A. Chapman | Management | For | For |
| 1B | Elect Director Michael A. Coke | Management | For | For |
| 1C | Elect Director Kevin J. Kennedy | Management | For | For |
| 1D | Elect Director William G. LaPerch | Management | For | For |
| 1E | Elect Director Afshin Mohebbi | Management | For | For |
| 1F | Elect Director Mark R. Patterson | Management | For | For |
| 1G | Elect Director Mary Hogan Preusse | Management | For | For |
| 1H | Elect Director John T. Roberts, Jr. | Management | For | For |
| 1I | Elect Director Dennis E. Singleton | Management | For | For |
| 1J | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOUGLAS EMMETT, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: DEI SECURITY ID: 25960P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dan A. Emmett | Management | For | For |
| 1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
| 1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
| 1.4 | Elect Director Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Director Leslie E. Bider | Management | For | For |
| 1.6 | Elect Director David T. Feinberg | Management | For | For |
| 1.7 | Elect Director Virginia A. McFerran | Management | For | For |
| 1.8 | Elect Director Thomas E. O'Hern | Management | For | For |
| 1.9 | Elect Director William E. Simon, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DUKE REALTY CORPORATION MEETING DATE: APR 25, 2018 | ||||
| TICKER: DRE SECURITY ID: 264411505 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Case | Management | For | For |
| 1b | Elect Director William Cavanaugh, III | Management | For | For |
| 1c | Elect Director Alan H. Cohen | Management | For | For |
| 1d | Elect Director James B. Connor | Management | For | For |
| 1e | Elect Director Ngaire E. Cuneo | Management | For | For |
| 1f | Elect Director Charles R. Eitel | Management | For | For |
| 1g | Elect Director Norman K. Jenkins | Management | For | For |
| 1h | Elect Director Melanie R. Sabelhaus | Management | For | For |
| 1i | Elect Director Peter M. Scott, III | Management | For | For |
| 1j | Elect Director David P. Stockert | Management | For | For |
| 1k | Elect Director Chris Sultemeier | Management | For | For |
| 1l | Elect Director Michael E. Szymanczyk | Management | For | For |
| 1m | Elect Director Lynn C. Thurber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| EQUINIX, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: EQIX SECURITY ID: 29444U700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Nanci Caldwell | Management | For | For |
| 1.3 | Elect Director Gary Hromadko | Management | For | For |
| 1.4 | Elect Director Scott Kriens | Management | For | For |
| 1.5 | Elect Director William Luby | Management | For | For |
| 1.6 | Elect Director Irving Lyons, III | Management | For | For |
| 1.7 | Elect Director Christopher Paisley | Management | For | For |
| 1.8 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| EQUITY LIFESTYLE PROPERTIES, INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: ELS SECURITY ID: 29472R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Calian | Management | For | For |
| 1.2 | Elect Director David Contis | Management | For | For |
| 1.3 | Elect Director Constance Freedman | Management | For | For |
| 1.4 | Elect Director Thomas Heneghan | Management | For | For |
| 1.5 | Elect Director Tao Huang | Management | For | For |
| 1.6 | Elect Director Marguerite Nader | Management | For | For |
| 1.7 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.8 | Elect Director Howard Walker | Management | For | For |
| 1.9 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EQUITY RESIDENTIAL MEETING DATE: JUN 14, 2018 | ||||
| TICKER: EQR SECURITY ID: 29476L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles L. Atwood | Management | For | For |
| 1.2 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.3 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.4 | Elect Director Mary Kay Haben | Management | For | For |
| 1.5 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.6 | Elect Director John E. Neal | Management | For | For |
| 1.7 | Elect Director David J. Neithercut | Management | For | For |
| 1.8 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.9 | Elect Director Gerald A. Spector | Management | For | For |
| 1.10 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: ESS SECURITY ID: 297178105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith R. Guericke | Management | For | For |
| 1.2 | Elect Director Amal M. Johnson | Management | For | For |
| 1.3 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.4 | Elect Director George M. Marcus | Management | For | For |
| 1.5 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.6 | Elect Director Michael J. Schall | Management | For | For |
| 1.7 | Elect Director Byron A. Scordelis | Management | For | For |
| 1.8 | Elect Director Janice L. Sears | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| EXTRA SPACE STORAGE INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: EXR SECURITY ID: 30225T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.3 | Elect Director Roger B. Porter | Management | For | For |
| 1.4 | Elect Director Ashley Dreier | Management | For | For |
| 1.5 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.6 | Elect Director Dennis J. Letham | Management | For | For |
| 1.7 | Elect Director Diane Olmstead | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GGP INC. MEETING DATE: JUN 19, 2018 | ||||
| TICKER: GGP SECURITY ID: 36174X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard B. Clark | Management | For | For |
| 1b | Elect Director Mary Lou Fiala | Management | For | For |
| 1c | Elect Director J. Bruce Flatt | Management | For | For |
| 1d | Elect Director Janice R. Fukakusa | Management | For | For |
| 1e | Elect Director John K. Haley | Management | For | For |
| 1f | Elect Director Daniel B. Hurwitz | Management | For | For |
| 1g | Elect Director Brian W. Kingston | Management | For | For |
| 1h | Elect Director Christina M. Lofgren | Management | For | For |
| 1i | Elect Director Sandeep Mathrani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GRAMERCY PROPERTY TRUST MEETING DATE: JUN 12, 2018 | ||||
| TICKER: GPT SECURITY ID: 385002308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Black | Management | For | For |
| 1.2 | Elect Director Gordon F. DuGan | Management | For | For |
| 1.3 | Elect Director Allan J. Baum | Management | For | For |
| 1.4 | Elect Director Z. Jamie Behar | Management | For | For |
| 1.5 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.6 | Elect Director James L. Francis | Management | For | For |
| 1.7 | Elect Director Gregory F. Hughes | Management | For | For |
| 1.8 | Elect Director Jeffrey E. Kelter | Management | For | For |
| 1.9 | Elect Director Louis P. Salvatore | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HIGHWOODS PROPERTIES, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: HIW SECURITY ID: 431284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles A. Anderson | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Carlos E. Evans | Management | For | For |
| 1.4 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.5 | Elect Director David J. Hartzell | Management | For | For |
| 1.6 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.7 | Elect Director Anne H. Lloyd | Management | For | For |
| 1.8 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HOST HOTELS & RESORTS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: HST SECURITY ID: 44107P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary L. Baglivo | Management | For | For |
| 1.2 | Elect Director Sheila C. Bair | Management | For | For |
| 1.3 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 1.4 | Elect Director Richard E. Marriott | Management | For | For |
| 1.5 | Elect Director Sandeep L. Mathrani | Management | For | For |
| 1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.7 | Elect Director Mary Hogan Preusse | Management | For | For |
| 1.8 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.9 | Elect Director James F. Risoleo | Management | For | For |
| 1.10 | Elect Director Gordon H. Smith | Management | For | For |
| 1.11 | Elect Director A. William Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Report on Sustainability | Shareholder | Against | For |
| HUDSON PACIFIC PROPERTIES, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: HPP SECURITY ID: 444097109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Victor J. Coleman | Management | For | For |
| 1.2 | Elect Director Theodore R. Antenucci | Management | For | For |
| 1.3 | Elect Director Andrea Wong | Management | For | For |
| 1.4 | Elect Director Richard B. Fried | Management | For | For |
| 1.5 | Elect Director Jonathan M. Glaser | Management | For | For |
| 1.6 | Elect Director Robert L. Harris, II | Management | For | For |
| 1.7 | Elect Director Mark D. Linehan | Management | For | For |
| 1.8 | Elect Director Robert M. Moran, Jr. | Management | For | For |
| 1.9 | Elect Director Michael Nash | Management | For | For |
| 1.10 | Elect Director Barry A. Porter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INSTONE REAL ESTATE GROUP B.V. MEETING DATE: JUN 29, 2018 | ||||
| TICKER: INS SECURITY ID: N45143109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss the Remuneration Policy | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Conversion of the Company from a Naamloze Vennootschap under Dutch Law into an Aktiengesellschaft under German Law and Amend Articles Accordingly | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| KIMCO REALTY CORPORATION MEETING DATE: APR 24, 2018 | ||||
| TICKER: KIM SECURITY ID: 49446R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Milton Cooper | Management | For | For |
| 1b | Elect Director Philip E. Coviello | Management | For | For |
| 1c | Elect Director Richard G. Dooley | Management | For | For |
| 1d | Elect Director Conor C. Flynn | Management | For | For |
| 1e | Elect Director Joe Grills | Management | For | For |
| 1f | Elect Director Frank Lourenso | Management | For | For |
| 1g | Elect Director Colombe M. Nicholas | Management | For | For |
| 1h | Elect Director Mary Hogan Preusse | Management | For | For |
| 1i | Elect Director Richard B. Saltzman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| KITE REALTY GROUP TRUST MEETING DATE: MAY 09, 2018 | ||||
| TICKER: KRG SECURITY ID: 49803T300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John A. Kite | Management | For | For |
| 1b | Elect Director William E. Bindley | Management | For | For |
| 1c | Elect Director Victor J. Coleman | Management | For | For |
| 1d | Elect Director Lee A. Daniels | Management | For | For |
| 1e | Elect Director Gerald W. Grupe | Management | For | For |
| 1f | Elect Director Christie B. Kelly | Management | For | For |
| 1g | Elect Director David R. O'Reilly | Management | For | For |
| 1h | Elect Director Barton R. Peterson | Management | For | For |
| 1i | Elect Director Charles H. Wurtzebach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PARK HOTELS & RESORTS INC. MEETING DATE: APR 27, 2018 | ||||
| TICKER: PK SECURITY ID: 700517105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1.2 | Elect Director Gordon M. Bethune | Management | For | For |
| 1.3 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.4 | Elect Director Geoffrey Garrett | Management | For | For |
| 1.5 | Elect Director Christie B. Kelly | Management | For | For |
| 1.6 | Elect Director Joseph I. Lieberman | Management | For | For |
| 1.7 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.8 | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PIEDMONT OFFICE REALTY TRUST, INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: PDM SECURITY ID: 720190206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kelly H. Barrett | Management | For | For |
| 1.2 | Elect Director Wesley E. Cantrell | Management | For | For |
| 1.3 | Elect Director Barbara B. Lang | Management | For | For |
| 1.4 | Elect Director Frank C. McDowell | Management | For | For |
| 1.5 | Elect Director Donald A. Miller | Management | For | For |
| 1.6 | Elect Director Raymond G. Milnes, Jr. | Management | For | For |
| 1.7 | Elect Director Jeffrey L. Swope | Management | For | For |
| 1.8 | Elect Director Dale H. Taysom | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Provide Shareholders the Right to Amend the Bylaws | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PROLOGIS, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: PLD SECURITY ID: 74340W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director J. Michael Losh | Management | For | For |
| 1f | Elect Director Irving F. Lyons, III | Management | For | For |
| 1g | Elect Director David P. O'Connor | Management | For | For |
| 1h | Elect Director Olivier Piani | Management | For | For |
| 1i | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1j | Elect Director Carl B. Webb | Management | For | For |
| 1k | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PUBLIC STORAGE MEETING DATE: APR 25, 2018 | ||||
| TICKER: PSA SECURITY ID: 74460D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director Leslie S. Heisz | Management | For | For |
| 1.5 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.6 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.7 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.8 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.9 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Bylaws | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| REGENCY CENTERS CORPORATION MEETING DATE: APR 26, 2018 | ||||
| TICKER: REG SECURITY ID: 758849103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin E. Stein, Jr. | Management | For | For |
| 1b | Elect Director Joseph F. Azrack | Management | For | For |
| 1c | Elect Director Bryce Blair | Management | For | For |
| 1d | Elect Director C. Ronald Blankenship | Management | For | For |
| 1e | Elect Director Deirdre J. Evens | Management | For | For |
| 1f | Elect Director Mary Lou Fiala | Management | For | For |
| 1g | Elect Director Peter D. Linneman | Management | For | For |
| 1h | Elect Director David P. O'Connor | Management | For | For |
| 1i | Elect Director Lisa Palmer | Management | For | For |
| 1j | Elect Director John C. Schweitzer | Management | For | For |
| 1k | Elect Director Thomas G. Wattles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| RLJ LODGING TRUST MEETING DATE: AUG 15, 2017 | ||||
| TICKER: RLJ SECURITY ID: 74965L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| RLJ LODGING TRUST MEETING DATE: MAY 24, 2018 | ||||
| TICKER: RLJ SECURITY ID: 74965L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Johnson | Management | For | For |
| 1.2 | Elect Director Leslie D. Hale | Management | For | For |
| 1.3 | Elect Director Evan Bayh | Management | For | For |
| 1.4 | Elect Director Arthur R. Collins | Management | For | For |
| 1.5 | Elect Director Nathaniel A. Davis | Management | For | For |
| 1.6 | Elect Director Patricia L. Gibson | Management | For | For |
| 1.7 | Elect Director Robert M. La Forgia | Management | For | For |
| 1.8 | Elect Director Robert J. McCarthy | Management | For | For |
| 1.9 | Elect Director Glenda G. McNeal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: SPG SECURITY ID: 828806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Stefan M. Selig | Management | For | For |
| 1h | Elect Director Daniel C. Smith | Management | For | For |
| 1i | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 1j | Elect Director Marta R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate or Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
| SL GREEN REALTY CORP. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: SLG SECURITY ID: 78440X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John H. Alschuler | Management | For | For |
| 1b | Elect Director Lauren B. Dillard | Management | For | For |
| 1c | Elect Director Stephen L. Green | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SPIRIT REALTY CAPITAL, INC. MEETING DATE: JUN 27, 2018 | ||||
| TICKER: SRC SECURITY ID: 84860W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jackson Hsieh | Management | For | For |
| 1.2 | Elect Director Kevin M. Charlton | Management | For | For |
| 1.3 | Elect Director Todd A. Dunn | Management | For | For |
| 1.4 | Elect Director Richard I. Gilchrist | Management | For | For |
| 1.5 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.6 | Elect Director Thomas D. Senkbeil | Management | For | For |
| 1.7 | Elect Director Nicholas P. Shepherd | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SUN COMMUNITIES, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: SUI SECURITY ID: 866674104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Gary A. Shiffman | Management | For | For |
| 1B | Elect Director Meghan G. Baivier | Management | For | For |
| 1C | Elect Director Stephanie W. Bergeron | Management | For | For |
| 1D | Elect Director Brian M. Hermelin | Management | For | For |
| 1E | Elect Director Ronald A. Klein | Management | For | For |
| 1F | Elect Director Clunet R. Lewis | Management | For | For |
| 1G | Elect Director Arthur A. Weiss | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| THE MACERICH COMPANY MEETING DATE: JUN 21, 2018 | ||||
| TICKER: MAC SECURITY ID: 554382101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peggy Alford | Management | For | For |
| 1b | Elect Director John H. Alschuler | Management | For | For |
| 1c | Elect Director Eric K. Brandt | Management | For | For |
| 1d | Elect Director Edward C. Coppola | Management | For | For |
| 1e | Elect Director Steven R. Hash | Management | For | For |
| 1f | Elect Director Daniel J. Hirsch | Management | For | For |
| 1g | Elect Director Diana M. Laing | Management | For | For |
| 1h | Elect Director Thomas E. O'Hern | Management | For | For |
| 1i | Elect Director Steven L. Soboroff | Management | For | For |
| 1j | Elect Director Andrea M. Stephen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UDR, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: UDR SECURITY ID: 902653104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Katherine A. Cattanach | Management | For | For |
| 1b | Elect Director Robert P. Freeman | Management | For | For |
| 1c | Elect Director Jon A. Grove | Management | For | For |
| 1d | Elect Director Mary Ann King | Management | For | For |
| 1e | Elect Director James D. Klingbeil | Management | For | For |
| 1f | Elect Director Clint D. McDonnough | Management | For | For |
| 1g | Elect Director Robert A. McNamara | Management | For | For |
| 1h | Elect Director Mark R. Patterson | Management | For | For |
| 1i | Elect Director Lynne B. Sagalyn | Management | For | For |
| 1j | Elect Director Thomas W. Toomey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Charter to Permit Stockholders to Amend Bylaws | Management | For | For |
| URBAN EDGE PROPERTIES MEETING DATE: MAY 09, 2018 | ||||
| TICKER: UE SECURITY ID: 91704F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey S. Olson | Management | For | For |
| 1b | Elect Director Michael A. Gould | Management | For | For |
| 1c | Elect Director Steven H. Grapstein | Management | For | For |
| 1d | Elect Director Steven J. Guttman | Management | For | For |
| 1e | Elect Director Amy B. Lane | Management | For | For |
| 1f | Elect Director Kevin P. O'Shea | Management | For | For |
| 1g | Elect Director Steven Roth | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VENTAS, INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: VTR SECURITY ID: 92276F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Melody C. Barnes | Management | For | For |
| 1B | Elect Director Debra A. Cafaro | Management | For | For |
| 1C | Elect Director Jay M. Gellert | Management | For | For |
| 1D | Elect Director Richard I. Gilchrist | Management | For | For |
| 1E | Elect Director Matthew J. Lustig | Management | For | For |
| 1F | Elect Director Roxanne M. Martino | Management | For | For |
| 1G | Elect Director Walter C. Rakowich | Management | For | For |
| 1H | Elect Director Robert D. Reed | Management | For | For |
| 1I | Elect Director James D. Shelton | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VEREIT, INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: VER SECURITY ID: 92339V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glenn J. Rufrano | Management | For | For |
| 1b | Elect Director Hugh R. Frater | Management | For | For |
| 1c | Elect Director David B. Henry | Management | For | For |
| 1d | Elect Director Mary Hogan Preusse | Management | For | For |
| 1e | Elect Director Richard J. Lieb | Management | For | For |
| 1f | Elect Director Mark S. Ordan | Management | For | For |
| 1g | Elect Director Eugene A. Pinover | Management | For | For |
| 1h | Elect Director Julie G. Richardson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WELLTOWER INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: WELL SECURITY ID: 95040Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth J. Bacon | Management | For | For |
| 1b | Elect Director Thomas J. DeRosa | Management | For | For |
| 1c | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1d | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1e | Elect Director Timothy J. Naughton | Management | For | For |
| 1f | Elect Director Sharon M. Oster | Management | For | For |
| 1g | Elect Director Judith C. Pelham | Management | For | For |
| 1h | Elect Director Sergio D. Rivera | Management | For | For |
| 1i | Elect Director R. Scott Trumbull | Management | For | For |
| 1j | Elect Director Gary Whitelaw | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY INTERNATIONAL REAL ESTATE FUND
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 360 CAPITAL GROUP LTD MEETING DATE: JUL 18, 2017 | ||||
| TICKER: TGP SECURITY ID: Q91631103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Employee Security Plan | Management | For | Against |
| 2 | Approve Grant of Performance Rights to Tony Pitt | Management | None | For |
| 3 | Approve Grant of Performance Rights to David van Aanholt | Management | None | For |
| 4 | Approve Grant of Performance Rights to Graham Lenzner | Management | None | For |
| 5 | Approve Grant of Performance Rights to John Ballhausen | Management | None | For |
| 6 | Approve Grant of Performance Rights to Andrew Moffat | Management | None | For |
| 360 CAPITAL GROUP LTD MEETING DATE: OCT 27, 2017 | ||||
| TICKER: TGP SECURITY ID: Q91631103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Andrew Graeme Moffat as Director | Management | For | For |
| 3 | Elect William John Ballhausen as Director | Management | For | For |
| 4 | Approve Capital Reallocation Proposal | Management | For | Against |
| 5 | Approve the Amendments to the 360 Capital Investment Trust Constitution for the Capital Reallocation | Management | For | Against |
| 6 | Approve the Amendments to the Company's Constitution for the Capital Reallocation | Management | For | Against |
| 360 CAPITAL GROUP LTD MEETING DATE: DEC 29, 2017 | ||||
| TICKER: TGP SECURITY ID: Q91631103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Capital Reallocation Proposal | Management | For | For |
| 2 | Approve the Amendments to the 360 Capital Investment Trust Constitution for the Capital Reallocation | Management | For | For |
| 3 | Approve the Amendments to the Company's Constitution for the Capital Reallocation | Management | For | For |
| ABACUS PROPERTY GROUP MEETING DATE: NOV 14, 2017 | ||||
| TICKER: ABP SECURITY ID: Q0015N187 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3.1 | Elect Myra Salkinder as Director | Management | For | For |
| 3.2 | Elect Jingmin Qian as Director | Management | For | For |
| 4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | None | For |
| 5 | Approve the Grant of Deferred Security Acquisition Rights to Frank Wolf | Management | For | For |
| ACCOR MEETING DATE: APR 20, 2018 | ||||
| TICKER: AC SECURITY ID: F00189120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.05 per Share | Management | For | For |
| 4 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.32 Million | Management | For | For |
| 5 | Approve Severance Agreement and Additional Pension Scheme Agreement with Sebastien Bazin | Management | For | For |
| 6 | Approve Compensation of Sebastien Bazin | Management | For | For |
| 7 | Approve Compensation of Sven Boinet | Management | For | For |
| 8 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Vice-CEO | Management | For | For |
| 10 | Approve Sale of Control of AccorInvest | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
| 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ADVANCE RESIDENCE INVESTMENT CORP. MEETING DATE: OCT 26, 2017 | ||||
| TICKER: 3269 SECURITY ID: J00184101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Amend Permitted Investment Types | Management | For | For |
| 2 | Elect Executive Director Kosaka, Kenji | Management | For | For |
| 3 | Elect Alternate Executive Director Takano, Takeshi | Management | For | For |
| 4.1 | Elect Supervisory Director Oshima, Yoshiki | Management | For | For |
| 4.2 | Elect Supervisory Director Oba, Yoshitsugu | Management | For | Against |
| 5.1 | Elect Alternate Supervisory Director Kobayashi, Satoru | Management | For | For |
| 5.2 | Elect Alternate Supervisory Director Endo, Kesao | Management | For | For |
| ALTAREA MEETING DATE: MAY 15, 2018 | ||||
| TICKER: ALTA SECURITY ID: F0261X121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 12.50 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Elect Alta Patrimoine as Supervisory Board Member | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 7 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million | Management | For | Against |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million | Management | For | Against |
| 10 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 95 Million | Management | For | Against |
| 11 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 14 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
| 15 | Authorize Capital Increase of Up to EUR 95 Million for Future Exchange Offers | Management | For | Against |
| 16 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 8-10, 12-15 and 18 at EUR 95 Million | Management | For | Against |
| 17 | Authorize Capitalization of Reserves of Up to EUR 95 Million for Bonus Issue or Increase in Par Value | Management | For | Against |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 19 | Authorize up to 2.18 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 20 | Authorize up to 2.18 Percent of Issued Capital for Use in Stock Option Plans (Repurchased Shares) | Management | For | Against |
| 21 | Authorize up to 2.18 Percent of Issued Capital for Use in Stock Option Plans (New Shares) | Management | For | Against |
| 22 | Approve Issuance of Warrants (BSA, BSAANE, BSAAR) Without Preemptive Rights Reserved for Corporate Officers, Executives and Key Employees | Management | For | Abstain |
| 23 | Amend Article 2 of Bylaws Re: Corporate Purpose | Management | For | For |
| 24 | Amend Article 15 of Bylaws Re: Employee Representatives | Management | For | For |
| 25 | Amend Numbering Articles of Bylaws | Management | For | For |
| 26 | Amend Article 29 of Bylaws Re: Dividends | Management | For | For |
| 27 | Amend Articles 23, 24, 27 and 29 of Bylaws | Management | For | Abstain |
| 28 | Amend Articles 25, 26 and 27 of Bylaws to Comply with Legal Changes | Management | For | Abstain |
| 29 | Pursuant to Items 23-28 Above, Adopt New Bylaws | Management | For | Abstain |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AMASTEN FASTIGHETS AB MEETING DATE: OCT 16, 2017 | ||||
| TICKER: AMAST SECURITY ID: W0R88G105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Approve Stock Option Plan for CEO and Key Employees | Management | For | Did Not Vote |
| 7 | Close Meeting | Management | None | None |
| AMASTEN FASTIGHETS AB MEETING DATE: MAY 17, 2018 | ||||
| TICKER: AMAST SECURITY ID: W0R88G105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7b | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 7c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8 | Determine Number of Members (6) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Directors in the Aggregate Amount of SEK 1.48 Million; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 10 | Reelect Rickard Backlund, Elisabeth Norman and Ilias Georgiadis as Directors; Elect Magnus Bakke, Jenny Warme and Peter Wagstrom as New Directors; Ratify EY as Auditors | Management | For | Did Not Vote |
| 11 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 12 | Close Meeting | Management | None | None |
| AMAZON.COM, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: AMZN SECURITY ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1g | Elect Director Thomas O. Ryder | Management | For | For |
| 1h | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1i | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy on Board Diversity *Withdrawn Resolution* | Shareholder | None | None |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ARENA REIT MEETING DATE: NOV 15, 2017 | ||||
| TICKER: ARF SECURITY ID: Q0457C152 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect David Ross as Director | Management | For | For |
| 3 | Ratify Past Issuance of Securities to Existing and New Institutional Investors | Management | For | For |
| 4 | Approve the Grant of Performance Rights to Bryce Mitchelson | Management | For | For |
| 5 | Approve the Grant of Performance Rights to Gareth Winter | Management | For | For |
| ARVIDA GROUP LIMITED MEETING DATE: JUL 07, 2017 | ||||
| TICKER: ARV SECURITY ID: Q05520103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael Ambrose as Director | Management | For | For |
| 2 | Elect Paul Ridley-Smith as Director | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Ratify the Past Issuance of 15.82 Million Shares to the Vendors of Copper Crest Village Estate and Neil RV Cambridge | Management | For | For |
| 5 | Authorize the Board to Fix Remuneration of the Auditors | Management | For | For |
| ASSURA PLC MEETING DATE: JUL 18, 2017 | ||||
| TICKER: AGR SECURITY ID: G2386T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Simon Laffin as Director | Management | For | For |
| 6 | Re-elect Jonathan Murphy as Director | Management | For | For |
| 7 | Re-elect Jenefer Greenwood as Director | Management | For | For |
| 8 | Re-elect David Richardson as Director | Management | For | For |
| 9 | Elect Andrew Darke as Director | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 14 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ASSURA PLC MEETING DATE: DEC 04, 2017 | ||||
| TICKER: AGR SECURITY ID: G2386T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Capital Raising | Management | For | For |
| AUCKLAND INTERNATIONAL AIRPORT LTD. MEETING DATE: OCT 26, 2017 | ||||
| TICKER: AIA SECURITY ID: Q06213146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Justine Smyth as Director | Management | For | For |
| 2 | Elect James Miller as Director | Management | For | For |
| 3 | Elect Julia Hoare as Director | Management | For | For |
| 4 | Approve Increase in Total Quantum of Annual Directors' Fees | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| 6 | Approve that Auckland Airport Investigate Way that Jet A1 Fuel Could Be Unloaded from A Ship to Holding Tanks that Could Be Utilized by Fuel Supplier that Meets The Required Standards | Shareholder | Against | Against |
| 7 | Approve that Auckland Airport Investigate Other Business Areas to Reduce CO2 Emissions | Shareholder | Against | Against |
| 8 | Approve that Auckland Airport Lobby New Zealand Government to Support Use of Debt-free Money to Make Climate Change Financially Viable | Shareholder | Against | Against |
| AZRIELI GROUP LTD. MEETING DATE: APR 30, 2018 | ||||
| TICKER: AZRG SECURITY ID: M1571Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Employment Terms of Eyal Chenkin, CEO | Management | For | For |
| 2.1 | Reelect Danna Azrieli Hakim as Director Chairman | Management | For | For |
| 2.2 | Reelect Sharon Rachelle Azrieli as Director | Management | For | For |
| 2.3 | Reelect Naomi Sara Azrieli as Director | Management | For | For |
| 2.4 | Reelect Menachem Einan as Director | Management | For | For |
| 2.5 | Reelect Josef Ciechanover as Director | Management | For | For |
| 2.6 | Reelect Tzipora Carmon as Director | Management | For | For |
| 2.7 | Reelect Oran Dror as Director | Management | For | For |
| 3 | Reappoint Deloitte Brightman Almagor Zohar as Auditors | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board for 2017 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| BIG YELLOW GROUP PLC MEETING DATE: JUL 20, 2017 | ||||
| TICKER: BYG SECURITY ID: G1093E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Tim Clark as Director | Management | For | For |
| 5 | Re-elect Richard Cotton as Director | Management | For | For |
| 6 | Re-elect James Gibson as Director | Management | For | For |
| 7 | Re-elect Georgina Harvey as Director | Management | For | For |
| 8 | Re-elect Steve Johnson as Director | Management | For | Against |
| 9 | Re-elect Adrian Lee as Director | Management | For | For |
| 10 | Elect Vince Niblett as Director | Management | For | For |
| 11 | Re-elect John Trotman as Director | Management | For | For |
| 12 | Re-elect Nicholas Vetch as Director | Management | For | For |
| 13 | Appoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BUWOG AG MEETING DATE: OCT 17, 2017 | ||||
| TICKER: BWO SECURITY ID: A1R56Z103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016/2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.69 | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016/2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016/2017 | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 6 | Ratify PwC Wirtschaftspruefung GmbH as Auditors for Fiscal 2017/2018 | Management | For | For |
| 7 | Elect Caroline Mocker to the Supervisory Board | Management | For | For |
| 8 | Approve Creation of EUR 56.1 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million; Approve Creation of EUR 22.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 11 | Amend Articles Re: Convocation of General Meeting | Management | For | For |
| CAPITAL & COUNTIES PROPERTIES PLC MEETING DATE: MAY 04, 2018 | ||||
| TICKER: CAPC SECURITY ID: G19406100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Ian Durant as Director | Management | For | For |
| 4 | Re-elect Ian Hawksworth as Director | Management | For | For |
| 5 | Re-elect Situl Jobanputra as Director | Management | For | For |
| 6 | Re-elect Gary Yardley as Director | Management | For | For |
| 7 | Elect Charlotte Boyle as Director | Management | For | For |
| 8 | Re-elect Graeme Gordon as Director | Management | For | For |
| 9 | Re-elect Gerry Murphy as Director | Management | For | For |
| 10 | Re-elect Henry Staunton as Director | Management | For | For |
| 11 | Re-elect Andrew Strang as Director | Management | For | For |
| 12 | Re-elect Anthony Steains as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| COMFORIA RESIDENTIAL REIT INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: 3282 SECURITY ID: J0816Z106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Make Technical Changes | Management | For | For |
| 2 | Elect Executive Director Izawa, Takehiro | Management | For | For |
| 3 | Elect Alternate Executive Director Yoshikawa, Kentaro | Management | For | For |
| 4.1 | Elect Supervisory Director Kataoka, Yoshihiro | Management | For | For |
| 4.2 | Elect Supervisory Director Yamamoto, Koji | Management | For | For |
| 5 | Elect Alternate Supervisory Director Oshima, Masamichi | Management | For | For |
| COMSYS HOLDINGS CORP. MEETING DATE: JUN 26, 2018 | ||||
| TICKER: 1721 SECURITY ID: J5890P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
| 2.1 | Elect Director Kagaya, Takashi | Management | For | For |
| 2.2 | Elect Director Ito, Noriaki | Management | For | For |
| 2.3 | Elect Director Ogawa, Akio | Management | For | For |
| 2.4 | Elect Director Omura, Yoshihisa | Management | For | For |
| 2.5 | Elect Director Sakamoto, Shigemi | Management | For | For |
| 2.6 | Elect Director Aoyama, Akihiko | Management | For | For |
| 2.7 | Elect Director Kumagai, Hitoshi | Management | For | For |
| 2.8 | Elect Director Sato, Kenichi | Management | For | For |
| 2.9 | Elect Director Ozaki, Hidehiko | Management | For | For |
| 2.10 | Elect Director Suda, Norio | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| CORPORACION INMOBILIARIA VESTA S.A.B. DE C.V. MEETING DATE: MAR 21, 2018 | ||||
| TICKER: VESTA * SECURITY ID: P9781N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve CEO's Report | Management | For | For |
| 2 | Approve Board's Report | Management | For | For |
| 3 | Approve Report of Audit, Corporate Practices, Investment, Ethics, Debt and Capital, and Social and Environmental Responsibility Committees | Management | For | For |
| 4 | Receive Report on Adherence to Fiscal Obligations | Management | For | For |
| 5 | Approve Audited and Consolidated Financial Statements | Management | For | For |
| 6 | Approve Cash Dividends, Considering Current Dividend Policy and Board's Recommendation | Management | For | For |
| 7 | Approve Report on Share Repurchase | Management | For | For |
| 8 | Set Maximum Amount of Share Repurchase Program | Management | For | For |
| 9 | Elect or Ratify Directors; Elect Chairmen of Audit and Corporate Practices Committees, and Approve their Remuneration | Management | For | For |
| 10 | Amend Obligations and Powers of Board Chairman | Management | For | For |
| 11 | Extend Debt Program: Vesta Vision 20-20 | Management | For | For |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 13 | Appoint Legal Representatives | Management | For | For |
| DAIBIRU CORP. MEETING DATE: JUN 27, 2018 | ||||
| TICKER: 8806 SECURITY ID: J08463101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10.5 | Management | For | For |
| 2.1 | Elect Director Yamamoto, Takehiko | Management | For | For |
| 2.2 | Elect Director Sonobe, Toshiyuki | Management | For | For |
| 2.3 | Elect Director Narita, Junichi | Management | For | For |
| 2.4 | Elect Director Yada, Takeo | Management | For | For |
| 2.5 | Elect Director Takamatsu, Akira | Management | For | For |
| 2.6 | Elect Director Oi, Atsushi | Management | For | For |
| 3.1 | Appoint Statutory Auditor Nishiguchi, Yoshihiro | Management | For | For |
| 3.2 | Appoint Statutory Auditor Horiguchi, Hideo | Management | For | For |
| 3.3 | Appoint Statutory Auditor Konishi, Mikio | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Morimoto, Hiroshi | Management | For | For |
| 5 | Approve Annual Bonus | Management | For | For |
| EMPIRIC STUDENT PROPERTY PLC MEETING DATE: JUL 21, 2017 | ||||
| TICKER: ESP SECURITY ID: G30381100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Issue of Equity Pursuant to the Capital Raising | Management | For | Against |
| 2 | Authorise Issue of Equity without Pre-emptive Rights Pursuant to the Capital Raising | Management | For | Against |
| 3 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| FASTIGHETS AB TRIANON MEETING DATE: MAY 03, 2018 | ||||
| TICKER: TRIAN B SECURITY ID: W30318104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of SEK 1.00 Per Share | Management | For | Did Not Vote |
| 11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 12 | Determine Number of Members (6) and Deputy Members (2) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Directors in the Aggregate Amount of SEK 875,000; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Reelect Olof Andersson, Mats Cederholm (Chairman), Jan Barchan, Viktoria Bergman, Boris Lennerhov and Elin Thott as Directors; Reelect Sofie Karlsryd and Ebba Leijonhufvud as Deputy Directors; Ratify MAZARS SET as Auditor | Management | For | Did Not Vote |
| 15 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 16 | Close Meeting | Management | None | None |
| GRAINGER PLC MEETING DATE: FEB 07, 2018 | ||||
| TICKER: GRI SECURITY ID: G40432117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Dividend | Management | For | For |
| 4 | Re-elect Helen Gordon as Director | Management | For | For |
| 5 | Re-elect Vanessa Simms as Director | Management | For | For |
| 6 | Re-elect Tony Wray as Director | Management | For | For |
| 7 | Re-elect Andrew Carr-Locke as Director | Management | For | For |
| 8 | Re-elect Rob Wilkinson as Director | Management | For | For |
| 9 | Elect Mark Clare as Director | Management | For | For |
| 10 | Elect Justin Read as Director | Management | For | For |
| 11 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| GREAT EAGLE HOLDINGS LTD. MEETING DATE: APR 24, 2018 | ||||
| TICKER: 41 SECURITY ID: G4069C148 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend and Special Final Dividend | Management | For | For |
| 3 | Elect Lo Hong Sui, Vincent as Director | Management | For | For |
| 4 | Elect Wong Yue Chim, Richard as Director | Management | For | For |
| 5 | Elect Lee Pui Ling, Angelina as Director | Management | For | For |
| 6 | Elect Lee Siu Kwong, Ambrose as Director | Management | For | For |
| 7 | Elect Chu Shik Pui as Director | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| GREAT PORTLAND ESTATES PLC MEETING DATE: JUL 06, 2017 | ||||
| TICKER: GPOR SECURITY ID: G40712203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect Toby Courtauld as Director | Management | For | For |
| 6 | Re-elect Nick Sanderson as Director | Management | For | For |
| 7 | Re-elect Martin Scicluna as Director | Management | For | For |
| 8 | Re-elect Charles Philipps as Director | Management | For | For |
| 9 | Re-elect Jonathan Short as Director | Management | For | For |
| 10 | Elect Wendy Becker as Director | Management | For | For |
| 11 | Elect Nick Hampton as Director | Management | For | For |
| 12 | Elect Richard Mully as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Amend 2010 Long-Term Incentive Plan | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Approve Increase in the Aggregate Amount of Fees Payable to Non-Executive Directors | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| GREAT PORTLAND ESTATES PLC MEETING DATE: MAR 26, 2018 | ||||
| TICKER: GPOR SECURITY ID: G40712203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt New Articles of Association | Management | For | For |
| 2 | Authorise Issue of B Shares | Management | For | For |
| 3 | Approve Share Consolidation | Management | For | For |
| 4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| GRIVALIA PROPERTIES REIC MEETING DATE: MAR 21, 2018 | ||||
| TICKER: GRIV SECURITY ID: X3260A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Income Allocation | Management | For | For |
| 2 | Approve Discharge of Board and Auditors | Management | For | For |
| 3 | Approve Auditors and Fix Their Remuneration | Management | For | For |
| 4 | Appoint Surveyors and Approve Their Fees | Management | For | For |
| 5 | Approve Related Party Transactions | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| 7 | Elect Directors and Members of Audit Committee | Management | For | For |
| 8 | Authorize Board to Participate in Companies with Similar Business Interests | Management | For | For |
| 9 | Various Announcements | Management | None | None |
| HANSTEEN HOLDINGS PLC MEETING DATE: OCT 25, 2017 | ||||
| TICKER: HSTN SECURITY ID: G4383U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Market Purchase of Ordinary Shares Pursuant to the Tender Offer | Management | For | For |
| HELICAL PLC MEETING DATE: JUL 13, 2017 | ||||
| TICKER: HLCL SECURITY ID: G43904195 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Michael Slade as Director | Management | For | Against |
| 4 | Re-elect Gerald Kaye as Director | Management | For | Against |
| 5 | Re-elect Tim Murphy as Director | Management | For | Against |
| 6 | Re-elect Matthew Bonning-Snook as Director | Management | For | Against |
| 7 | Re-elect Duncan Walker as Director | Management | For | Against |
| 8 | Re-elect Richard Gillingwater as Director | Management | For | For |
| 9 | Re-elect Susan Clayton as Director | Management | For | For |
| 10 | Re-elect Richard Cotton as Director | Management | For | For |
| 11 | Re-elect Richard Grant as Director | Management | For | For |
| 12 | Re-elect Michael O'Donnell as Director | Management | For | For |
| 13 | Reappoint Grant Thornton UK LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| HIBERNIA REIT PLC MEETING DATE: JUL 25, 2017 | ||||
| TICKER: HBRN SECURITY ID: G4432Z105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4A | Re-elect Daniel Kitchen as Director | Management | For | For |
| 4B | Re-elect Kevin Nowlan as Director | Management | For | For |
| 4C | Re-elect Thomas Edwards-Moss as Director | Management | For | For |
| 4D | Re-elect Colm Barrington as Director | Management | For | For |
| 4E | Re-elect Stewart Harrington as Director | Management | For | For |
| 4F | Re-elect Terence O'Rourke as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Ratify Deloitte as Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | Management | For | For |
| HONGKONG LAND HOLDINGS LTD. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: H78 SECURITY ID: G4587L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Mark Greenberg as Director | Management | For | For |
| 3 | Re-elect Lord Powell of Bayswater as Director | Management | For | For |
| 4 | Re-elect James Watkins as Director | Management | For | For |
| 5 | Re-elect Percy Weatherall as Director | Management | For | For |
| 6 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 7 | Authorise Issue of Equity with and without Pre-emptive Rights | Management | For | For |
| HUFVUDSTADEN AB MEETING DATE: MAR 22, 2018 | ||||
| TICKER: HUFV A SECURITY ID: W30061126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of SEK 3.50 Per Share | Management | For | Did Not Vote |
| 11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 12 | Determine Number of Members (9) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Directors in the Amount of SEK 470,000 for Chairman and SEK 235,000 for Other Non-Executive Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Reelect Claes Boustedt, Peter Egardt, Liv Forhaug, Louise Lindh, Fredrik Lundberg (Chairman), Fredrik Persson, Sten Peterson, Anna-Greta Sjoberg and Ivo Stopner as Directors; Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Authorize A Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| HYSAN DEVELOPMENT CO. LTD. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: 14 SECURITY ID: Y38203124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Lau Lawrence Juen-Yee as Director | Management | For | For |
| 2.2 | Elect Lee Tze Hau Michael as Director | Management | For | Against |
| 2.3 | Elect Poon Chung Yin Joseph as Director | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| ICHIGO INC. MEETING DATE: MAY 27, 2018 | ||||
| TICKER: 2337 SECURITY ID: J2382Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Restore Shareholder Authority to Vote on Share Buybacks - Restore Shareholder Authority to Vote on Income Allocation | Management | For | For |
| 2.1 | Elect Director Scott Callon | Management | For | For |
| 2.2 | Elect Director Hasegawa, Takuma | Management | For | For |
| 2.3 | Elect Director Ishihara, Minoru | Management | For | For |
| 2.4 | Elect Director Fujita, Tetsuya | Management | For | For |
| 2.5 | Elect Director Kawate, Noriko | Management | For | For |
| 2.6 | Elect Director Suzuki, Yukio | Management | For | For |
| 2.7 | Elect Director Matsuzaki, Masatoshi | Management | For | For |
| 2.8 | Elect Director Nishimoto, Kosuke | Management | For | For |
| 2.9 | Elect Director Nakaido, Nobuhide | Management | For | For |
| INMOBILIARIA COLONIAL SOCIMI SA MEETING DATE: MAY 23, 2018 | ||||
| TICKER: COL SECURITY ID: E6451E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Standalone Financial Statements | Management | For | For |
| 1.2 | Approve Consolidated Financial Statements | Management | For | For |
| 2.1 | Approve Allocation of Income | Management | For | For |
| 2.2 | Approve Dividends | Management | For | For |
| 3 | Approve Discharge of Board and Management Reports | Management | For | For |
| 4 | Approve Issuance of Shares in Connection with Merger by Absorption of Axiare Patrimonio SOCIMI SA | Management | For | For |
| 5 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
| 6 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 500 Million with Exclusion of Preemptive Rights up to 20 Percent of Capital | Management | For | For |
| 7 | Authorize Company to Call EGM with 15 Days' Notice | Management | For | For |
| 8 | Fix Number of Directors at 11 | Management | For | For |
| 9.1 | Elect Javier Lopez Casado as Director | Management | For | Against |
| 9.2 | Reelect Juan Jose Brugera Clavero as Director | Management | For | Against |
| 9.3 | Reelect Pedro Vinolas Serra as Director | Management | For | Against |
| 9.4 | Reelect Juan Carlos Garcia Canizares as Director | Management | For | Against |
| 9.5 | Reelect Ana Sainz de Vicuna Bemberg as Director | Management | For | For |
| 9.6 | Reelect Carlos Fernandez-Lerga Garralda as Director | Management | For | For |
| 9.7 | Reelect Javier Iglesias de Ussel Ordis as Director | Management | For | For |
| 9.8 | Reelect Luis Maluquer Trepat as Director | Management | For | For |
| 10 | Advisory Vote on Remuneration Report | Management | For | Against |
| 11 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| INSTONE REAL ESTATE GROUP B.V. MEETING DATE: JUN 29, 2018 | ||||
| TICKER: INS SECURITY ID: N45143109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss the Remuneration Policy | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Conversion of the Company from a Naamloze Vennootschap under Dutch Law into an Aktiengesellschaft under German Law and Amend Articles Accordingly | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| INVINCIBLE INVESTMENT CORP MEETING DATE: DEC 21, 2017 | ||||
| TICKER: 8963 SECURITY ID: J2442V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Amend Permitted Investment Types - Amend Asset Management Compensation | Management | For | For |
| 2 | Elect Executive Director Fukuda, Naoki | Management | For | For |
| 3 | Elect Alternate Executive Director Christopher Reed | Management | For | For |
| 4.1 | Elect Supervisory Director Takahashi, Takashi | Management | For | For |
| 4.2 | Elect Supervisory Director Fujimoto, Hiroyuki | Management | For | For |
| IRISH RESIDENTIAL PROPERTIES REIT PLC MEETING DATE: MAY 29, 2018 | ||||
| TICKER: IRES SECURITY ID: G49456109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Tom Kavanagh as Director | Management | For | For |
| 2bi | Re-elect Phillip Burns as Director | Management | For | For |
| 2bii | Re-elect David Ehrlich as Director | Management | For | For |
| 2biii | Re-elect Joan Garahy as Director | Management | For | For |
| 2biv | Re-elect Declan Moylan as Director | Management | For | For |
| 2bv | Re-elect Aidan O'Hogan as Director | Management | For | For |
| 2bvi | Re-elect Margaret Sweeney as Director | Management | For | For |
| 3 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Ratify KPMG as Auditors | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7a | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7b | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 8 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 9 | Authorise Reissuance of Treasury Shares | Management | For | For |
| JAPAN RENTAL HOUSING INVESTMENTS INC. MEETING DATE: MAY 29, 2018 | ||||
| TICKER: 8986 SECURITY ID: J2753A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Amend Provisions on Distributable Profits - Amend Asset Management Compensation | Management | For | Against |
| 2 | Elect Executive Director Shoda, Ikuo | Management | For | For |
| 3 | Elect Alternate Executive Director Yamane, Masaki | Management | For | For |
| 4.1 | Elect Supervisory Director Yabuta, Kohei | Management | For | For |
| 4.2 | Elect Supervisory Director Nagamine, Jun | Management | For | For |
| JAPAN SENIOR LIVING INVESTMENT CORP. MEETING DATE: JAN 25, 2018 | ||||
| TICKER: 3460 SECURITY ID: J27619105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement with Kenedix Residential Investment Corp. | Management | For | Against |
| 2 | Terminate Asset Management Contract | Management | For | Against |
| KENEDIX INC. MEETING DATE: MAR 27, 2018 | ||||
| TICKER: 4321 SECURITY ID: J3243N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2 | Amend Articles to Change Location of Head Office | Management | For | For |
| 3.1 | Elect Director Kawashima, Atsushi | Management | For | For |
| 3.2 | Elect Director Miyajima, Taisuke | Management | For | For |
| 3.3 | Elect Director Ikeda, Soshi | Management | For | For |
| 3.4 | Elect Director Tanaka, Akira | Management | For | For |
| 3.5 | Elect Director Komatsu, Koju | Management | For | For |
| 3.6 | Elect Director Kitsuda, Marie | Management | For | For |
| 3.7 | Elect Director Shiozawa, Shuhei | Management | For | For |
| 3.8 | Elect Director Sekiguchi, Ko | Management | For | For |
| 3.9 | Elect Director Yaze, Hiroki | Management | For | For |
| 3.10 | Elect Director Kotaka, Koji | Management | For | For |
| 4 | Appoint Statutory Auditor Katayama, Keizo | Management | For | For |
| 5 | Appoint Alternate Statutory Auditor Sanuki, Yoko | Management | For | For |
| KLOVERN AB MEETING DATE: APR 26, 2018 | ||||
| TICKER: KLOV A SECURITY ID: W5177M144 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9b | Approve Allocation of Income and Dividends of SEK 0.44 Per Ordinary Share of Class A and Class B, and SEK 20.00 Per Preference Share | Management | For | Did Not Vote |
| 9c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 9d | Approve Record Dates for Dividend Payments | Management | For | Did Not Vote |
| 10 | Determine Number of Members (5) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 400,000 for Chairman and SEK 200,000 for Other Directors; Approve Remuneration for Auditors | Management | For | Did Not Vote |
| 12 | Reelect Rutger Arnhult, Eva Landen and Pia Gideon (Chairman) as Directors; Elect Johanna Fagrell Kohler and Ulf Ivarsson as New Directors | Management | For | Did Not Vote |
| 13 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 16 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Approve Issuance of Up to Ten Percent of Share Capital without Preemptive Rights | Management | For | Did Not Vote |
| 18 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Swedish Authorities | Management | For | Did Not Vote |
| 19 | Close Meeting | Management | None | None |
| LAND SECURITIES GROUP PLC MEETING DATE: JUL 13, 2017 | ||||
| TICKER: LAND SECURITY ID: G5375M118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Nicholas Cadbury as Director | Management | For | For |
| 5 | Re-elect Dame Alison Carnwath as Director | Management | For | For |
| 6 | Re-elect Robert Noel as Director | Management | For | For |
| 7 | Re-elect Martin Greenslade as Director | Management | For | For |
| 8 | Re-elect Kevin O'Byrne as Director | Management | For | For |
| 9 | Re-elect Simon Palley as Director | Management | For | For |
| 10 | Re-elect Christopher Bartram as Director | Management | For | For |
| 11 | Re-elect Stacey Rauch as Director | Management | For | For |
| 12 | Re-elect Cressida Hogg as Director | Management | For | For |
| 13 | Re-elect Edward Bonham Carter as Director | Management | For | For |
| 14 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Political Donations and Expenditures | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| LAND SECURITIES GROUP PLC MEETING DATE: SEP 27, 2017 | ||||
| TICKER: LAND SECURITY ID: G5375M118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt New Articles of Association | Management | For | For |
| 2 | Approve Matters Relating to the Return of Capital to Shareholders and Share Consolidation | Management | For | For |
| 3 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 4 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| LEG IMMOBILIEN AG MEETING DATE: MAY 17, 2018 | ||||
| TICKER: LEG SECURITY ID: D4960A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.04 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018 | Management | For | For |
| 6.1 | Elect Natalie Hayday to the Supervisory Board | Management | For | For |
| 6.2 | Elect Stefan Juette to the Supervisory Board | Management | For | For |
| 6.3 | Elect Johannes Ludewig to the Supervisory Board | Management | For | For |
| 6.4 | Elect Jochen Scharpe to the Supervisory Board | Management | For | For |
| 6.5 | Elect Michael Zimmer to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 31.6 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Approve Creation of EUR 31.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 10 | Approve Remuneration System for Management Board Members | Management | For | For |
| 11 | Approve Affiliation Agreement with LEG Holding GmbH | Management | For | For |
| MAGNIFICENT HOTEL INVESTMENTS LIMITED MEETING DATE: MAY 24, 2018 | ||||
| TICKER: 201 SECURITY ID: Y53776178 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Elect Albert Hui Wing Ho as Director | Management | For | For |
| 3a2 | Elect Mabel Lui Fung Mei Yee as Director | Management | For | Against |
| 3a3 | Elect Vincent Kwok Chi Sun as Director | Management | For | Against |
| 3a4 | Elect Lam Kwai Cheung as Director | Management | For | For |
| 3a5 | Elect Kimmy Lau Kam May as Director | Management | For | For |
| 3a6 | Elect Ng Yuet Ying as Director | Management | For | For |
| 3a7 | Elect Jennie Wong Kwai Fong as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| MIRVAC GROUP MEETING DATE: NOV 16, 2017 | ||||
| TICKER: MGR SECURITY ID: Q62377108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.1 | Elect Christine Bartlett as Director | Management | For | For |
| 2.2 | Elect Peter Hawkins as Director | Management | For | For |
| 3 | Approve the Remuneration Report | Management | For | For |
| 4 | Approve Grant of Performance Rights to Susan Lloyd-Hurwitz | Management | For | For |
| MITSUBISHI ESTATE CO LTD MEETING DATE: JUN 28, 2018 | ||||
| TICKER: 8802 SECURITY ID: J43916113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | Against |
| 2.1 | Elect Director Sugiyama, Hirotaka | Management | For | Against |
| 2.2 | Elect Director Yoshida, Junichi | Management | For | Against |
| 2.3 | Elect Director Tanisawa, Junichi | Management | For | Against |
| 2.4 | Elect Director Arimori, Tetsuji | Management | For | Against |
| 2.5 | Elect Director Katayama, Hiroshi | Management | For | Against |
| 2.6 | Elect Director Nishigai, Noboru | Management | For | Against |
| 2.7 | Elect Director Kato, Jo | Management | For | Against |
| 2.8 | Elect Director Okusa, Toru | Management | For | Against |
| 2.9 | Elect Director Ebihara, Shin | Management | For | Against |
| 2.10 | Elect Director Tomioka, Shu | Management | For | Against |
| 2.11 | Elect Director Narukawa, Tetsuo | Management | For | Against |
| 2.12 | Elect Director Shirakawa, Masaaki | Management | For | Against |
| 2.13 | Elect Director Nagase, Shin | Management | For | Against |
| 2.14 | Elect Director Egami, Setsuko | Management | For | Against |
| 2.15 | Elect Director Taka, Iwao | Management | For | Against |
| MITSUI FUDOSAN CO. LTD. MEETING DATE: JUN 28, 2018 | ||||
| TICKER: 8801 SECURITY ID: J4509L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | Against |
| 2 | Approve Annual Bonus | Management | For | Against |
| 3 | Approve Compensation Ceilings for Directors and Statutory Auditors | Management | For | Against |
| NATIONAL STORAGE REIT MEETING DATE: NOV 28, 2017 | ||||
| TICKER: NSR SECURITY ID: Q6605D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3 | Elect Claire Fidler as Director | Management | For | For |
| 4 | Elect Steven Leigh as Director | Management | For | For |
| 5 | Elect Howard Brenchley as Director | Management | For | For |
| 6 | Ratify the Past Issuance of Stapled Securities | Management | For | For |
| OBEROI REALTY LTD. MEETING DATE: SEP 19, 2017 | ||||
| TICKER: 533273 SECURITY ID: Y6424D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Vikas Oberoi as Director | Management | For | For |
| 4 | Approve S R B C & Co LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Remuneration of Cost Auditors | Management | For | For |
| 6 | Approve Offer or Invitation to Subscribe Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| OBEROI REALTY LTD. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: 533273 SECURITY ID: Y6424D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Re-elect Bindu Oberoi as Director | Management | For | For |
| 4 | Approve Remuneration of Cost Auditors | Management | For | For |
| 5 | Approve Offer or Invitation to Subscribe Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Approve Loans, Guarantees, and Securities to I-Ven Realty Limited, a Joint Venture of the Company | Management | For | For |
| OCEANIA HEALTHCARE LIMITED MEETING DATE: SEP 20, 2017 | ||||
| TICKER: OCA SECURITY ID: ADPV39676 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Elizabeth Coutts as Director | Management | For | For |
| 2 | Elect Hugh FitzSimons as Director | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| OLAV THON EIENDOMSSELSKAP ASA MEETING DATE: MAY 23, 2018 | ||||
| TICKER: OLT SECURITY ID: R90062101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.20 Per Share | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Directors and Auditors | Management | For | Did Not Vote |
| 5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 6 | Discuss Company's Corporate Governance Statement | Management | None | None |
| 7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 8 | Approve Creation of NOK 10 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 9 | Elect Directors | Management | For | Did Not Vote |
| PARKWAY LIFE REAL ESTATE INVESTMENT TRUST MEETING DATE: APR 30, 2018 | ||||
| TICKER: C2PU SECURITY ID: Y67202104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize the Manager to Fix Their Remuneration | Management | For | For |
| 3 | Elect Cheah Sui Ling as Director | Management | For | For |
| 4 | Elect Lim Suet Wun as Director | Management | For | Against |
| 5 | Elect Rossana Annizah Binti Ahmad Rashid as Director | Management | For | Against |
| PROPERTYLINK GROUP MEETING DATE: OCT 27, 2017 | ||||
| TICKER: PLG SECURITY ID: Q7773M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Elect Sarah Kenny as Director | Management | For | For |
| 3 | Elect Ian Hutchinson as Director | Management | For | For |
| 4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| 5 | Approve the Remuneration Report | Management | For | For |
| 6 | Approve Allocations of Performance Rights and Deferred Restricted Securities to Stuart Dawes | Management | For | For |
| 7 | Approve Allocations of Performance Rights and Deferred Restricted Securities to Stephen Day | Management | For | For |
| PSP SWISS PROPERTY AG MEETING DATE: APR 05, 2018 | ||||
| TICKER: PSPN SECURITY ID: H64687124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 3.40 per Share | Management | For | Did Not Vote |
| 4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 5.1 | Reelect Luciano Gabriel as Director | Management | For | Did Not Vote |
| 5.2 | Reelect Corinne Denzler as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Adrian Dudle as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Peter Forstmoser as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Nathan Hetz as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Josef Stadler as Director | Management | For | Did Not Vote |
| 5.7 | Reelect Aviram Wertheim as Director | Management | For | Did Not Vote |
| 6 | Relect Luciano Gabriel as Board Chairman | Management | For | Did Not Vote |
| 7.1 | Reappoint Peter Forstmoser as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.2 | Reppoint Adrian Dudle as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.3 | Reppoint Nathan Hetz as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.4 | Reppoint Josef Stadler as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Board of Directors in the Amount of CHF 1 Million | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Executive Committee in the Amount of CHF 4.5 Million | Management | For | Did Not Vote |
| 10 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 11 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | Did Not Vote |
| 12 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| SAFESTORE HOLDINGS PLC MEETING DATE: JUL 25, 2017 | ||||
| TICKER: SAFE SECURITY ID: G77733106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Directors' Remuneration Policy | Management | For | For |
| 2 | Approve Long Term Incentive Plan | Management | For | For |
| 3 | Approve Sharesave Scheme | Management | For | For |
| SAFESTORE HOLDINGS PLC MEETING DATE: MAR 21, 2018 | ||||
| TICKER: SAFE SECURITY ID: G77733106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve Final Dividend | Management | For | For |
| 6 | Re-elect Alan Lewis as Director | Management | For | For |
| 7 | Re-elect Frederic Vecchioli as Director | Management | For | For |
| 8 | Re-elect Andy Jones as Director | Management | For | For |
| 9 | Re-elect Ian Krieger as Director | Management | For | For |
| 10 | Re-elect Joanne Kenrick as Director | Management | For | For |
| 11 | Re-elect Claire Balmforth as Director | Management | For | For |
| 12 | Re-elect Bill Oliver as Director | Management | For | For |
| 13 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SCOUT24 AG MEETING DATE: JUN 21, 2018 | ||||
| TICKER: G24 SECURITY ID: D345XT105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.56 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
| 6.1 | Elect Ciara Smyth to the Supervisory Board | Management | For | For |
| 6.2 | Elect Hans-Holger Albrecht to the Supervisory Board | Management | For | For |
| 7 | Approve Decrease in Size of Supervisory Board to Six Members | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| 9 | Amend Corporate Purpose | Management | For | For |
| 10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million; Approve Creation of EUR 10.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| SELF STORAGE GROUP ASA MEETING DATE: MAY 22, 2018 | ||||
| TICKER: SSG SECURITY ID: R6S49B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors and Members of Nominating Committee | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 7 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 8 | Approve Creation of NOK 3.3 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 9 | Elect Directors | Management | For | Did Not Vote |
| 10 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
| SELVAAG BOLIG AS MEETING DATE: MAY 02, 2018 | ||||
| TICKER: SBO SECURITY ID: R7800E107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.80 Per Share for Second Half of 2017 | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors in the Amount of NOK 480,000 for Chairman and NOK 275,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 8 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 9 | Authorize Board to Distribute Dividends | Management | For | Did Not Vote |
| 10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 11 | Approve Creation of NOK 18.8 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 12 | Reelect Olav H Selvaag (Chairman), Peter Groth (Deputy Chairman), Gisele Marchand and Anne Sofie Bjorkholt as Directors; Elect Tore Myrvold as Director | Management | For | Did Not Vote |
| 13 | Reelect Steinar Mejlaender-Larsen, Leiv Askvig and Helene Langlo Volle as Members of Nominating Committee | Management | For | Did Not Vote |
| SHAFTESBURY PLC MEETING DATE: FEB 09, 2018 | ||||
| TICKER: SHB SECURITY ID: G80603106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Richard Akers as Director | Management | For | For |
| 5 | Re-elect Jonathan Nicholls as Director | Management | For | For |
| 6 | Re-elect Brian Bickell as Director | Management | For | For |
| 7 | Re-elect Simon Quayle as Director | Management | For | For |
| 8 | Re-elect Thomas Welton as Director | Management | For | For |
| 9 | Re-elect Christopher Ward as Director | Management | For | For |
| 10 | Re-elect Jill Little as Director | Management | For | For |
| 11 | Re-elect Dermot Mathias as Director | Management | For | For |
| 12 | Re-elect Hilary Riva as Director | Management | For | For |
| 13 | Re-elect Sally Walden as Director | Management | For | For |
| 14 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SHIP HEALTHCARE HOLDINGS INC MEETING DATE: JUN 28, 2018 | ||||
| TICKER: 3360 SECURITY ID: J7T445100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 64 | Management | For | For |
| 2.1 | Elect Director Furukawa, Kunihisa | Management | For | For |
| 2.2 | Elect Director Konishi, Kenzo | Management | For | For |
| 2.3 | Elect Director Ogawa, Hirotaka | Management | For | For |
| 2.4 | Elect Director Ohashi, Futoshi | Management | For | For |
| 2.5 | Elect Director Okimoto, Koichi | Management | For | For |
| 2.6 | Elect Director Masuda, Jun | Management | For | For |
| 2.7 | Elect Director Kobayashi, Hiroyuki | Management | For | For |
| 2.8 | Elect Director Yokoyama, Hiroshi | Management | For | For |
| 2.9 | Elect Director Hayakawa, Kiyoshi | Management | For | For |
| 2.10 | Elect Director Izumi, Yasuo | Management | For | For |
| 2.11 | Elect Director Wada, Yoshiaki | Management | For | For |
| 2.12 | Elect Director Sano, Seiichiro | Management | For | For |
| 3 | Appoint Statutory Auditor Ouchi, Yoichiro | Management | For | Against |
| SINO LAND COMPANY LIMITED MEETING DATE: OCT 26, 2017 | ||||
| TICKER: 83 SECURITY ID: Y80267126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Robert Ng Chee Siong as Director | Management | For | For |
| 3.2 | Elect Adrian David Li Man-kiu as Director | Management | For | For |
| 3.3 | Elect Alice Ip Mo Lin as Director | Management | For | For |
| 3.4 | Elect Sunny Yeung Kwong as Director | Management | For | For |
| 3.5 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5.3 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| SOCIETE FONCIERE LYONNAISE MEETING DATE: APR 20, 2018 | ||||
| TICKER: FLY SECURITY ID: F38493114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.30 per Share | Management | For | For |
| 4 | Reelect Anne-Marie de Chalambert as Director | Management | For | For |
| 5 | Reelect Nuria Ofefil Coll as Director | Management | For | For |
| 6 | Reelect Angels Arderiu Ibars as Director | Management | For | For |
| 7 | Reelect Ali Bin Jassim Al Thani as Director | Management | For | For |
| 8 | Reelect Adnane Mousannif as Director | Management | For | For |
| 9 | Reelect Anthony Wyand as Director | Management | For | For |
| 10 | Approve Compensation of Jose Brugera Clavero, Chairman of the Board | Management | For | For |
| 11 | Approve Compensation of Nicolas Reynaud, CEO | Management | For | For |
| 12 | Approve Remuneration Policy of Jose Brugera Clavero, Chairman of the Board | Management | For | Against |
| 13 | Approve Remuneration Policy of Nicolas Reynaud, CEO | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 1 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 2 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 3 | Delegate Powers to the Board to Amend Bylaws to Comply with Legal Changes | Management | For | Against |
| 4 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ST. MODWEN PROPERTIES PLC MEETING DATE: MAR 28, 2018 | ||||
| TICKER: SMP SECURITY ID: G61824101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Jenefer Greenwood as Director | Management | For | For |
| 5 | Elect Jamie Hopkins as Director | Management | For | For |
| 6 | Re-elect Mark Allan as Director | Management | For | For |
| 7 | Re-elect Ian Bull as Director | Management | For | For |
| 8 | Re-elect Simon Clarke as Director | Management | For | For |
| 9 | Re-elect Rob Hudson as Director | Management | For | For |
| 10 | Re-elect Lesley James as Director | Management | For | For |
| 11 | Re-elect Bill Shannon as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| TAI CHEUNG HOLDINGS LTD. MEETING DATE: AUG 24, 2017 | ||||
| TICKER: 88 SECURITY ID: G8659B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Ivy Sau Ching Chan as Director | Management | For | Against |
| 3b | Elect Joseph Wing Siu Cheung as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| UNITED INDUSTRIAL CORPORATION LIMITED MEETING DATE: APR 27, 2018 | ||||
| TICKER: U06 SECURITY ID: V93768105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve First and Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4a | Elect James L. Go as Director | Management | For | Against |
| 4b | Elect Gwee Lian Kheng as Director | Management | For | Against |
| 4c | Elect Wee Ee Lim as Director | Management | For | Against |
| 5a | Elect Francis Lee Seng Wee as Director | Management | For | For |
| 5b | Elect Chng Hwee Hong as Director | Management | For | For |
| 6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 8 | Approve Grant of Options under the United Industrial Corporation Limited Share Option Scheme | Management | For | For |
| UOL GROUP LIMITED MEETING DATE: AUG 24, 2017 | ||||
| TICKER: U14 SECURITY ID: Y9299W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Whitewash Resolution | Management | For | For |
| UOL GROUP LIMITED MEETING DATE: APR 25, 2018 | ||||
| TICKER: U14 SECURITY ID: Y9299W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve First and Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Elect Wee Cho Yaw as Director | Management | For | For |
| 5 | Elect Tan Tiong Cheng as Director | Management | For | For |
| 6 | Elect Wee Ee-chao as Director | Management | For | For |
| 7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Grant of Options and Issuance of Shares Under the UOL 2012 Share Option Scheme | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| VASTNED RETAIL NV MEETING DATE: APR 19, 2018 | ||||
| TICKER: VASTN SECURITY ID: N91784103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Dividends of EUR 2.05 per Share | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Reelect Reinier Walta to Executive Board | Management | For | For |
| 10 | Amend the Remuneration Policy of the Executive Board | Management | For | For |
| 11 | Amend Articles of Association and Authorize Management Board Members to Execute the Deed of Amendment | Management | For | Against |
| 12 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| VICTORIA PARK AB MEETING DATE: APR 24, 2018 | ||||
| TICKER: VICP A SECURITY ID: W9821B207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Allocation of Income and Dividends of SEK 0.40 Per Ordinary Share and Dividends of SEK 20 Per Preference Share | Management | For | Did Not Vote |
| 10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 11 | Determine Number of Members (8) and Deputy Members of Board (0); Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 300,000 for Chairman and SEK 150,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13.1 | Reelect Henrik Bonde as Director | Management | For | Did Not Vote |
| 13.2 | Reelect Greg Dingizian as Director | Management | For | Did Not Vote |
| 13.3 | Reelect Pia Kinhult as Director | Management | For | Did Not Vote |
| 13.4 | Reelect Sofia Ljungdahl as Director | Management | For | Did Not Vote |
| 13.5 | Reelect Anders Pettersson as Director | Management | For | Did Not Vote |
| 13.6 | Reelect Lennart Sten as Director | Management | For | Did Not Vote |
| 13.7 | Elect Peter Strand as New Director | Management | For | Did Not Vote |
| 13.8 | Reelect Isabelle Wikner as Director | Management | For | Did Not Vote |
| 14 | Elect Peter Strand as Board Chairman | Management | For | Did Not Vote |
| 15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 16 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 18 | Approve Issuance of up to 10 Percent of Outstanding Shares without Preemptive Rights | Management | For | Did Not Vote |
| 19 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 20 | Approve Stock Option Plan To 2018/2021 for Key Employees | Management | For | Did Not Vote |
| 21 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Swedish Authorities | Management | For | Did Not Vote |
| 22 | Close Meeting | Management | None | None |
| VONOVIA SE MEETING DATE: MAY 09, 2018 | ||||
| TICKER: VNA SECURITY ID: D9581T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.32 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
| 6.1 | Elect Juergen Fitschen to the Supervisory Board | Management | For | For |
| 6.2 | Elect Burkhard Drescher to the Supervisory Board | Management | For | For |
| 6.3 | Elect Vitus Eckert to the Supervisory Board | Management | For | For |
| 6.4 | Elect Edgar Ernst to the Supervisory Board | Management | For | For |
| 6.5 | Elect Florian Funck to the Supervisory Board | Management | For | For |
| 6.6 | Elect Ute Geipel-Faber to the Supervisory Board | Management | For | For |
| 6.7 | Elect Daniel Just to the Supervisory Board | Management | For | For |
| 6.8 | Elect Hildegard Mueller to the Supervisory Board | Management | For | For |
| 6.9 | Elect Klaus Rauscher to the Supervisory Board | Management | For | For |
| 6.10 | Elect Ariane Reinhart to the Supervisory Board | Management | For | For |
| 6.11 | Elect Clara-Christina Streit to the Supervisory Board | Management | For | For |
| 6.12 | Elect Christian Ulbrich to the Supervisory Board | Management | For | For |
| 7 | Approve Creation of EUR 242.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9.7 Billion; Approve Creation of EUR 242.6 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Against |
| 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 11 | Approve Affiliation Agreement with Subsidiary GAGFAH Holding GmbH | Management | For | For |
| WALLENSTAM AB MEETING DATE: APR 24, 2018 | ||||
| TICKER: WALL B SECURITY ID: W9898B114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of SEK 1.80 Per Share | Management | For | Did Not Vote |
| 11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 12 | Determine Number of Members (5) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (1) | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Directors in the Amount of SEK 720,000 for the Chairman, SEK 255,000 for the Vice Chairman and SEK 155,000 for Other Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Reelect Christer Villard (Chairman), Ulrica Messing, Agneta Wallenstam, Anders Berntsson and Karin Weijber as Directors | Management | For | Did Not Vote |
| 15 | Ratify Deloitte as Auditor | Management | For | Did Not Vote |
| 16 | Elect Chairman of Board, Hans Wallenstam, Lars-Ake Bokenberger and Dick Brenner as Members of Nominating Committee | Management | For | Did Not Vote |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 18 | Approve Synthetic Stock Option Plan for Key Employees | Management | For | Did Not Vote |
| 19 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 20 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 21 | Close Meeting | Management | None | None |
| WAREHOUSES DE PAUW MEETING DATE: SEP 13, 2017 | ||||
| TICKER: WDP SECURITY ID: B9774V120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Receive Special Board and Auditor Report Re: Partial Split of Rettig Belgium | Management | None | None |
| 1.2.1 | Approve Partial Split of Rettig Belgium | Management | For | For |
| 1.2.2 | Approve Issuance of Shares in Connection with Partial Split | Management | For | For |
| 1.2.3 | Approve Terms and Conditions of Partial Split of Rettig Belgium | Management | For | For |
| 2 | Amend Articles to Reflect Changes in Capital Re: Partial Split of Rettig Belgium | Management | For | For |
| 3.1 | Authorize Coordination of Articles | Management | For | For |
| 3.2 | Authorize Implementation of Approved Resolutions | Management | For | For |
| 3.3 | Authorize Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| WAREHOUSES DE PAUW MEETING DATE: APR 25, 2018 | ||||
| TICKER: WDP SECURITY ID: B9774V120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports on Statutory and Consolidated Financial Statements (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports Re: Item 1 | Management | None | None |
| 3 | Receive Explanation of Company's Dividend Policy | Management | None | None |
| 4 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 5a | Approve Discharge of Statutory Manager | Management | For | For |
| 5b | Approve Discharge of Permanent Representative of Statutory Manager | Management | For | For |
| 5c | Approve Discharge of Auditors | Management | For | For |
| 6 | Approve Remuneration of Manager | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Financial Statements and Allocation of Income of Colfridis Real Estate BVBA | Management | For | For |
| 9a | Approve Discharge of Managers of Colfridis Real Estate BVBA | Management | For | For |
| 9b | Approve Discharge of Auditors of Colfridis Real Estate BVBA | Management | For | For |
| 10 | Receive Information on Reappointment of Joost Uwents as Director | Management | None | None |
| 11 | Receive Information on Reappointment of Cynthia Van Hulle as Director | Management | None | None |
| 12 | Receive Information on Reappointment of Mrs. Anne Leclercq as Independent Director | Management | None | None |
| 13 | Receive Information on Appointment of Frank Meysman as Director | Management | None | None |
| 14 | Receive Information on Appointment of Jurgen Ingels as Independent Director | Management | None | None |
| 15.1 | Approve Change-of-Control Clause Re: Term and Revolving Facilities Agreement with Banque Europeenne Credit Mutuel S.A.S. | Management | For | For |
| 15.2 | Approve Change-of-Control Clause Re: Revolving Loan Facility Agreement with ABN AMRO BANK N.V. | Management | For | For |
| 15.3 | Approve Change-of-Control Clause Re: Shareholders' Agreement with WDP Luxembourg S.A. | Management | For | For |
| 15.4 | Approve Change-of-Control Clause Re: Every Clause Permitted Between the Date of the Convocation and the Effective Session of the General Meeting | Management | For | For |
| 16 | Transact Other Business | Management | None | None |
| WING TAI HOLDINGS LIMITED MEETING DATE: OCT 23, 2017 | ||||
| TICKER: W05 SECURITY ID: V97973107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve First and Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Elect Boey Tak Hap as Director | Management | For | For |
| 5 | Elect Edmund Cheng Wai Wing as Director | Management | For | For |
| 6 | Elect Christopher Lau Loke Sam as Director | Management | For | For |
| 7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | Against |
| 9 | Approve Grant of Awards and Issuance of Shares Under the Wing Tai Performance Share Plan and Wing Tai Restricted Share Plan | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| WING TAI PROPERTIES LTD MEETING DATE: JUN 06, 2018 | ||||
| TICKER: 369 SECURITY ID: G9716V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Cheng Wai Chee, Christopher as Director | Management | For | Against |
| 3b | Elect Ng Kar Wai, Kenneth as Director | Management | For | Against |
| 3c | Elect Hong Pak Cheung, William as Director | Management | For | Against |
| 3d | Elect Simon Murray as Director | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| WORKSPACE GROUP PLC MEETING DATE: JUL 14, 2017 | ||||
| TICKER: WKP SECURITY ID: G5595E136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Daniel Kitchen as Director | Management | For | For |
| 6 | Re-elect Jamie Hopkins as Director | Management | For | For |
| 7 | Re-elect Graham Clemett as Director | Management | For | For |
| 8 | Re-elect Dr Maria Moloney as Director | Management | For | For |
| 9 | Re-elect Chris Girling as Director | Management | For | For |
| 10 | Re-elect Damon Russell as Director | Management | For | For |
| 11 | Re-elect Stephen Hubbard as Director | Management | For | For |
| 12 | Appoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Long Term Incentive Plan | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY REAL ESTATE INVESTMENT PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACADIA REALTY TRUST MEETING DATE: MAY 10, 2018 | ||||
| TICKER: AKR SECURITY ID: 004239109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth F. Bernstein | Management | For | For |
| 1b | Elect Director Douglas Crocker, II | Management | For | For |
| 1c | Elect Director Lorrence T. Kellar | Management | For | For |
| 1d | Elect Director Wendy Luscombe | Management | For | For |
| 1e | Elect Director William T. Spitz | Management | For | For |
| 1f | Elect Director Lynn C. Thurber | Management | For | For |
| 1g | Elect Director Lee S. Wielansky | Management | For | For |
| 1h | Elect Director C. David Zoba | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN CAMPUS COMMUNITIES, INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: ACC SECURITY ID: 024835100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Bayless, Jr. | Management | For | For |
| 1b | Elect Director William Blakeley Chandlee, III | Management | For | For |
| 1c | Elect Director G. Steven Dawson | Management | For | For |
| 1d | Elect Director Cydney C. Donnell | Management | For | For |
| 1e | Elect Director Edward Lowenthal | Management | For | For |
| 1f | Elect Director Oliver Luck | Management | For | For |
| 1g | Elect Director C. Patrick Oles, Jr. | Management | For | For |
| 1h | Elect Director John T. Rippel | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN HOMES 4 RENT MEETING DATE: MAY 03, 2018 | ||||
| TICKER: AMH SECURITY ID: 02665T306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Director David P. Singelyn | Management | For | For |
| 1.3 | Elect Director John 'Jack' Corrigan | Management | For | For |
| 1.4 | Elect Director Dann V. Angeloff | Management | For | For |
| 1.5 | Elect Director Douglas N. Benham | Management | For | For |
| 1.6 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.7 | Elect Director Matthew J. Hart | Management | For | For |
| 1.8 | Elect Director James H. Kropp | Management | For | For |
| 1.9 | Elect Director Kenneth M. Woolley | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| APARTMENT INVESTMENT AND MANAGEMENT COMPANY MEETING DATE: MAY 01, 2018 | ||||
| TICKER: AIV SECURITY ID: 03748R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terry Considine | Management | For | For |
| 1.2 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.3 | Elect Director J. Landis Martin | Management | For | For |
| 1.4 | Elect Director Robert A. Miller | Management | For | For |
| 1.5 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.6 | Elect Director Ann Sperling | Management | For | For |
| 1.7 | Elect Director Michael A. Stein | Management | For | For |
| 1.8 | Elect Director Nina A. Tran | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Stock Ownership Limitations | Management | For | For |
| AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: AVB SECURITY ID: 053484101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Terry S. Brown | Management | For | For |
| 1c | Elect Director Alan B. Buckelew | Management | For | For |
| 1d | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1e | Elect Director Stephen P. Hills | Management | For | For |
| 1f | Elect Director Richard J. Lieb | Management | For | For |
| 1g | Elect Director Timothy J. Naughton | Management | For | For |
| 1h | Elect Director Peter S. Rummell | Management | For | For |
| 1i | Elect Director H. Jay Sarles | Management | For | For |
| 1j | Elect Director Susan Swanezy | Management | For | For |
| 1k | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BOSTON PROPERTIES, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: BXP SECURITY ID: 101121101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
| 1.2 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.3 | Elect Director Karen E. Dykstra | Management | For | For |
| 1.4 | Elect Director Carol B. Einiger | Management | For | For |
| 1.5 | Elect Director Jacob A. Frenkel | Management | For | For |
| 1.6 | Elect Director Joel I. Klein | Management | For | For |
| 1.7 | Elect Director Douglas T. Linde | Management | For | For |
| 1.8 | Elect Director Matthew J. Lustig | Management | For | For |
| 1.9 | Elect Director Owen D. Thomas | Management | For | For |
| 1.10 | Elect Director Martin Turchin | Management | For | For |
| 1.11 | Elect Director David A. Twardock | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BRANDYWINE REALTY TRUST MEETING DATE: MAY 23, 2018 | ||||
| TICKER: BDN SECURITY ID: 105368203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James C. Diggs | Management | For | For |
| 1b | Elect Director Wyche Fowler | Management | For | For |
| 1c | Elect Director H. Richard Haverstick, Jr. | Management | For | For |
| 1d | Elect Director Terri A. Herubin | Management | For | For |
| 1e | Elect Director Michael J. Joyce | Management | For | For |
| 1f | Elect Director Anthony A. Nichols, Sr. | Management | For | For |
| 1g | Elect Director Charles P. Pizzi | Management | For | For |
| 1h | Elect Director Gerard H. Sweeney | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Opt Out of the State's Control Share Acquisition Law | Management | For | For |
| 6 | Amend Declaration of Trust to Provide Shareholders the Ability to Amend the Bylaws | Management | For | For |
| BRIXMOR PROPERTY GROUP INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: BRX SECURITY ID: 11120U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James M. Taylor, Jr. | Management | For | For |
| 1.2 | Elect Director John G. Schreiber | Management | For | For |
| 1.3 | Elect Director Michael Berman | Management | For | For |
| 1.4 | Elect Director Sheryl M. Crosland | Management | For | For |
| 1.5 | Elect Director Thomas W. Dickson | Management | For | For |
| 1.6 | Elect Director Daniel B. Hurwitz | Management | For | For |
| 1.7 | Elect Director William D. Rahm | Management | For | For |
| 1.8 | Elect Director Gabrielle Sulzberger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAMDEN PROPERTY TRUST MEETING DATE: MAY 17, 2018 | ||||
| TICKER: CPT SECURITY ID: 133131102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Campo | Management | For | For |
| 1.2 | Elect Director Heather J. Brunner | Management | For | For |
| 1.3 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.4 | Elect Director Renu Khator | Management | For | For |
| 1.5 | Elect Director William B. McGuire, Jr. | Management | For | For |
| 1.6 | Elect Director D. Keith Oden | Management | For | For |
| 1.7 | Elect Director William F. Paulsen | Management | For | For |
| 1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
| 1.9 | Elect Director Steven A. Webster | Management | For | For |
| 1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| COUSINS PROPERTIES INCORPORATED MEETING DATE: APR 24, 2018 | ||||
| TICKER: CUZ SECURITY ID: 222795106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles T. Cannada | Management | For | For |
| 1b | Elect Director Edward M. Casal | Management | For | For |
| 1c | Elect Director Robert M. Chapman | Management | For | For |
| 1d | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1e | Elect Director Lillian C. Giornelli | Management | For | For |
| 1f | Elect Director S. Taylor Glover | Management | For | For |
| 1g | Elect Director Donna W. Hyland | Management | For | For |
| 1h | Elect Director R. Dary Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For |
| DCT INDUSTRIAL TRUST INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: DCT SECURITY ID: 233153204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Philip L. Hawkins | Management | For | For |
| 1b | Elect Director Marilyn A. Alexander | Management | For | For |
| 1c | Elect Director Thomas F. August | Management | For | For |
| 1d | Elect Director John S. Gates, Jr. | Management | For | For |
| 1e | Elect Director Raymond B. Greer | Management | For | For |
| 1f | Elect Director Tripp H. Hardin | Management | For | For |
| 1g | Elect Director Tobias Hartmann | Management | For | For |
| 1h | Elect Director Marcus L. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DIAMONDROCK HOSPITALITY COMPANY MEETING DATE: MAY 02, 2018 | ||||
| TICKER: DRH SECURITY ID: 252784301 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William W. McCarten | Management | For | For |
| 1.2 | Elect Director Daniel J. Altobello | Management | For | For |
| 1.3 | Elect Director Timothy R. Chi | Management | For | For |
| 1.4 | Elect Director Maureen L. McAvey | Management | For | For |
| 1.5 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.6 | Elect Director William J. Shaw | Management | For | For |
| 1.7 | Elect Director Bruce D. Wardinski | Management | For | For |
| 1.8 | Elect Director Mark W. Brugger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| DIGITAL REALTY TRUST, INC. MEETING DATE: SEP 13, 2017 | ||||
| TICKER: DLR SECURITY ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| DIGITAL REALTY TRUST, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: DLR SECURITY ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Laurence A. Chapman | Management | For | For |
| 1B | Elect Director Michael A. Coke | Management | For | For |
| 1C | Elect Director Kevin J. Kennedy | Management | For | For |
| 1D | Elect Director William G. LaPerch | Management | For | For |
| 1E | Elect Director Afshin Mohebbi | Management | For | For |
| 1F | Elect Director Mark R. Patterson | Management | For | For |
| 1G | Elect Director Mary Hogan Preusse | Management | For | For |
| 1H | Elect Director John T. Roberts, Jr. | Management | For | For |
| 1I | Elect Director Dennis E. Singleton | Management | For | For |
| 1J | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOUGLAS EMMETT, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: DEI SECURITY ID: 25960P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dan A. Emmett | Management | For | For |
| 1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
| 1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
| 1.4 | Elect Director Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Director Leslie E. Bider | Management | For | For |
| 1.6 | Elect Director David T. Feinberg | Management | For | For |
| 1.7 | Elect Director Virginia A. McFerran | Management | For | For |
| 1.8 | Elect Director Thomas E. O'Hern | Management | For | For |
| 1.9 | Elect Director William E. Simon, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DUKE REALTY CORPORATION MEETING DATE: APR 25, 2018 | ||||
| TICKER: DRE SECURITY ID: 264411505 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Case | Management | For | For |
| 1b | Elect Director William Cavanaugh, III | Management | For | For |
| 1c | Elect Director Alan H. Cohen | Management | For | For |
| 1d | Elect Director James B. Connor | Management | For | For |
| 1e | Elect Director Ngaire E. Cuneo | Management | For | For |
| 1f | Elect Director Charles R. Eitel | Management | For | For |
| 1g | Elect Director Norman K. Jenkins | Management | For | For |
| 1h | Elect Director Melanie R. Sabelhaus | Management | For | For |
| 1i | Elect Director Peter M. Scott, III | Management | For | For |
| 1j | Elect Director David P. Stockert | Management | For | For |
| 1k | Elect Director Chris Sultemeier | Management | For | For |
| 1l | Elect Director Michael E. Szymanczyk | Management | For | For |
| 1m | Elect Director Lynn C. Thurber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| EQUINIX, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: EQIX SECURITY ID: 29444U700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Nanci Caldwell | Management | For | For |
| 1.3 | Elect Director Gary Hromadko | Management | For | For |
| 1.4 | Elect Director Scott Kriens | Management | For | For |
| 1.5 | Elect Director William Luby | Management | For | For |
| 1.6 | Elect Director Irving Lyons, III | Management | For | For |
| 1.7 | Elect Director Christopher Paisley | Management | For | For |
| 1.8 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| EQUITY LIFESTYLE PROPERTIES, INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: ELS SECURITY ID: 29472R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Calian | Management | For | For |
| 1.2 | Elect Director David Contis | Management | For | For |
| 1.3 | Elect Director Constance Freedman | Management | For | For |
| 1.4 | Elect Director Thomas Heneghan | Management | For | For |
| 1.5 | Elect Director Tao Huang | Management | For | For |
| 1.6 | Elect Director Marguerite Nader | Management | For | For |
| 1.7 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.8 | Elect Director Howard Walker | Management | For | For |
| 1.9 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EQUITY RESIDENTIAL MEETING DATE: JUN 14, 2018 | ||||
| TICKER: EQR SECURITY ID: 29476L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles L. Atwood | Management | For | For |
| 1.2 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.3 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.4 | Elect Director Mary Kay Haben | Management | For | For |
| 1.5 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.6 | Elect Director John E. Neal | Management | For | For |
| 1.7 | Elect Director David J. Neithercut | Management | For | For |
| 1.8 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.9 | Elect Director Gerald A. Spector | Management | For | For |
| 1.10 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: ESS SECURITY ID: 297178105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith R. Guericke | Management | For | For |
| 1.2 | Elect Director Amal M. Johnson | Management | For | For |
| 1.3 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.4 | Elect Director George M. Marcus | Management | For | For |
| 1.5 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.6 | Elect Director Michael J. Schall | Management | For | For |
| 1.7 | Elect Director Byron A. Scordelis | Management | For | For |
| 1.8 | Elect Director Janice L. Sears | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| EXTRA SPACE STORAGE INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: EXR SECURITY ID: 30225T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.3 | Elect Director Roger B. Porter | Management | For | For |
| 1.4 | Elect Director Ashley Dreier | Management | For | For |
| 1.5 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.6 | Elect Director Dennis J. Letham | Management | For | For |
| 1.7 | Elect Director Diane Olmstead | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GGP INC. MEETING DATE: JUN 19, 2018 | ||||
| TICKER: GGP SECURITY ID: 36174X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard B. Clark | Management | For | For |
| 1b | Elect Director Mary Lou Fiala | Management | For | For |
| 1c | Elect Director J. Bruce Flatt | Management | For | For |
| 1d | Elect Director Janice R. Fukakusa | Management | For | For |
| 1e | Elect Director John K. Haley | Management | For | For |
| 1f | Elect Director Daniel B. Hurwitz | Management | For | For |
| 1g | Elect Director Brian W. Kingston | Management | For | For |
| 1h | Elect Director Christina M. Lofgren | Management | For | For |
| 1i | Elect Director Sandeep Mathrani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GRAMERCY PROPERTY TRUST MEETING DATE: JUN 12, 2018 | ||||
| TICKER: GPT SECURITY ID: 385002308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Black | Management | For | For |
| 1.2 | Elect Director Gordon F. DuGan | Management | For | For |
| 1.3 | Elect Director Allan J. Baum | Management | For | For |
| 1.4 | Elect Director Z. Jamie Behar | Management | For | For |
| 1.5 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.6 | Elect Director James L. Francis | Management | For | For |
| 1.7 | Elect Director Gregory F. Hughes | Management | For | For |
| 1.8 | Elect Director Jeffrey E. Kelter | Management | For | For |
| 1.9 | Elect Director Louis P. Salvatore | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HIGHWOODS PROPERTIES, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: HIW SECURITY ID: 431284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles A. Anderson | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Carlos E. Evans | Management | For | For |
| 1.4 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.5 | Elect Director David J. Hartzell | Management | For | For |
| 1.6 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.7 | Elect Director Anne H. Lloyd | Management | For | For |
| 1.8 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HOST HOTELS & RESORTS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: HST SECURITY ID: 44107P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary L. Baglivo | Management | For | For |
| 1.2 | Elect Director Sheila C. Bair | Management | For | For |
| 1.3 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 1.4 | Elect Director Richard E. Marriott | Management | For | For |
| 1.5 | Elect Director Sandeep L. Mathrani | Management | For | For |
| 1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.7 | Elect Director Mary Hogan Preusse | Management | For | For |
| 1.8 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.9 | Elect Director James F. Risoleo | Management | For | For |
| 1.10 | Elect Director Gordon H. Smith | Management | For | For |
| 1.11 | Elect Director A. William Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Report on Sustainability | Shareholder | Against | For |
| HUDSON PACIFIC PROPERTIES, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: HPP SECURITY ID: 444097109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Victor J. Coleman | Management | For | For |
| 1.2 | Elect Director Theodore R. Antenucci | Management | For | For |
| 1.3 | Elect Director Andrea Wong | Management | For | For |
| 1.4 | Elect Director Richard B. Fried | Management | For | For |
| 1.5 | Elect Director Jonathan M. Glaser | Management | For | For |
| 1.6 | Elect Director Robert L. Harris, II | Management | For | For |
| 1.7 | Elect Director Mark D. Linehan | Management | For | For |
| 1.8 | Elect Director Robert M. Moran, Jr. | Management | For | For |
| 1.9 | Elect Director Michael Nash | Management | For | For |
| 1.10 | Elect Director Barry A. Porter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INSTONE REAL ESTATE GROUP B.V. MEETING DATE: JUN 29, 2018 | ||||
| TICKER: INS SECURITY ID: N45143109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss the Remuneration Policy | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Conversion of the Company from a Naamloze Vennootschap under Dutch Law into an Aktiengesellschaft under German Law and Amend Articles Accordingly | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| KIMCO REALTY CORPORATION MEETING DATE: APR 24, 2018 | ||||
| TICKER: KIM SECURITY ID: 49446R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Milton Cooper | Management | For | For |
| 1b | Elect Director Philip E. Coviello | Management | For | For |
| 1c | Elect Director Richard G. Dooley | Management | For | For |
| 1d | Elect Director Conor C. Flynn | Management | For | For |
| 1e | Elect Director Joe Grills | Management | For | For |
| 1f | Elect Director Frank Lourenso | Management | For | For |
| 1g | Elect Director Colombe M. Nicholas | Management | For | For |
| 1h | Elect Director Mary Hogan Preusse | Management | For | For |
| 1i | Elect Director Richard B. Saltzman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| KITE REALTY GROUP TRUST MEETING DATE: MAY 09, 2018 | ||||
| TICKER: KRG SECURITY ID: 49803T300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John A. Kite | Management | For | For |
| 1b | Elect Director William E. Bindley | Management | For | For |
| 1c | Elect Director Victor J. Coleman | Management | For | For |
| 1d | Elect Director Lee A. Daniels | Management | For | For |
| 1e | Elect Director Gerald W. Grupe | Management | For | For |
| 1f | Elect Director Christie B. Kelly | Management | For | For |
| 1g | Elect Director David R. O'Reilly | Management | For | For |
| 1h | Elect Director Barton R. Peterson | Management | For | For |
| 1i | Elect Director Charles H. Wurtzebach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PARK HOTELS & RESORTS INC. MEETING DATE: APR 27, 2018 | ||||
| TICKER: PK SECURITY ID: 700517105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1.2 | Elect Director Gordon M. Bethune | Management | For | For |
| 1.3 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.4 | Elect Director Geoffrey Garrett | Management | For | For |
| 1.5 | Elect Director Christie B. Kelly | Management | For | For |
| 1.6 | Elect Director Joseph I. Lieberman | Management | For | For |
| 1.7 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.8 | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PIEDMONT OFFICE REALTY TRUST, INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: PDM SECURITY ID: 720190206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kelly H. Barrett | Management | For | For |
| 1.2 | Elect Director Wesley E. Cantrell | Management | For | For |
| 1.3 | Elect Director Barbara B. Lang | Management | For | For |
| 1.4 | Elect Director Frank C. McDowell | Management | For | For |
| 1.5 | Elect Director Donald A. Miller | Management | For | For |
| 1.6 | Elect Director Raymond G. Milnes, Jr. | Management | For | For |
| 1.7 | Elect Director Jeffrey L. Swope | Management | For | For |
| 1.8 | Elect Director Dale H. Taysom | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Provide Shareholders the Right to Amend the Bylaws | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PROLOGIS, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: PLD SECURITY ID: 74340W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director J. Michael Losh | Management | For | For |
| 1f | Elect Director Irving F. Lyons, III | Management | For | For |
| 1g | Elect Director David P. O'Connor | Management | For | For |
| 1h | Elect Director Olivier Piani | Management | For | For |
| 1i | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1j | Elect Director Carl B. Webb | Management | For | For |
| 1k | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PUBLIC STORAGE MEETING DATE: APR 25, 2018 | ||||
| TICKER: PSA SECURITY ID: 74460D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director Leslie S. Heisz | Management | For | For |
| 1.5 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.6 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.7 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.8 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.9 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Bylaws | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| REGENCY CENTERS CORPORATION MEETING DATE: APR 26, 2018 | ||||
| TICKER: REG SECURITY ID: 758849103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin E. Stein, Jr. | Management | For | For |
| 1b | Elect Director Joseph F. Azrack | Management | For | For |
| 1c | Elect Director Bryce Blair | Management | For | For |
| 1d | Elect Director C. Ronald Blankenship | Management | For | For |
| 1e | Elect Director Deirdre J. Evens | Management | For | For |
| 1f | Elect Director Mary Lou Fiala | Management | For | For |
| 1g | Elect Director Peter D. Linneman | Management | For | For |
| 1h | Elect Director David P. O'Connor | Management | For | For |
| 1i | Elect Director Lisa Palmer | Management | For | For |
| 1j | Elect Director John C. Schweitzer | Management | For | For |
| 1k | Elect Director Thomas G. Wattles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| RLJ LODGING TRUST MEETING DATE: AUG 15, 2017 | ||||
| TICKER: RLJ SECURITY ID: 74965L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| RLJ LODGING TRUST MEETING DATE: MAY 24, 2018 | ||||
| TICKER: RLJ SECURITY ID: 74965L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Johnson | Management | For | For |
| 1.2 | Elect Director Leslie D. Hale | Management | For | For |
| 1.3 | Elect Director Evan Bayh | Management | For | For |
| 1.4 | Elect Director Arthur R. Collins | Management | For | For |
| 1.5 | Elect Director Nathaniel A. Davis | Management | For | For |
| 1.6 | Elect Director Patricia L. Gibson | Management | For | For |
| 1.7 | Elect Director Robert M. La Forgia | Management | For | For |
| 1.8 | Elect Director Robert J. McCarthy | Management | For | For |
| 1.9 | Elect Director Glenda G. McNeal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: SPG SECURITY ID: 828806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Stefan M. Selig | Management | For | For |
| 1h | Elect Director Daniel C. Smith | Management | For | For |
| 1i | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 1j | Elect Director Marta R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate or Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
| SL GREEN REALTY CORP. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: SLG SECURITY ID: 78440X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John H. Alschuler | Management | For | For |
| 1b | Elect Director Lauren B. Dillard | Management | For | For |
| 1c | Elect Director Stephen L. Green | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SPIRIT REALTY CAPITAL, INC. MEETING DATE: JUN 27, 2018 | ||||
| TICKER: SRC SECURITY ID: 84860W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jackson Hsieh | Management | For | For |
| 1.2 | Elect Director Kevin M. Charlton | Management | For | For |
| 1.3 | Elect Director Todd A. Dunn | Management | For | For |
| 1.4 | Elect Director Richard I. Gilchrist | Management | For | For |
| 1.5 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.6 | Elect Director Thomas D. Senkbeil | Management | For | For |
| 1.7 | Elect Director Nicholas P. Shepherd | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SUN COMMUNITIES, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: SUI SECURITY ID: 866674104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Gary A. Shiffman | Management | For | For |
| 1B | Elect Director Meghan G. Baivier | Management | For | For |
| 1C | Elect Director Stephanie W. Bergeron | Management | For | For |
| 1D | Elect Director Brian M. Hermelin | Management | For | For |
| 1E | Elect Director Ronald A. Klein | Management | For | For |
| 1F | Elect Director Clunet R. Lewis | Management | For | For |
| 1G | Elect Director Arthur A. Weiss | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| THE MACERICH COMPANY MEETING DATE: JUN 21, 2018 | ||||
| TICKER: MAC SECURITY ID: 554382101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peggy Alford | Management | For | For |
| 1b | Elect Director John H. Alschuler | Management | For | For |
| 1c | Elect Director Eric K. Brandt | Management | For | For |
| 1d | Elect Director Edward C. Coppola | Management | For | For |
| 1e | Elect Director Steven R. Hash | Management | For | For |
| 1f | Elect Director Daniel J. Hirsch | Management | For | For |
| 1g | Elect Director Diana M. Laing | Management | For | For |
| 1h | Elect Director Thomas E. O'Hern | Management | For | For |
| 1i | Elect Director Steven L. Soboroff | Management | For | For |
| 1j | Elect Director Andrea M. Stephen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UDR, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: UDR SECURITY ID: 902653104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Katherine A. Cattanach | Management | For | For |
| 1b | Elect Director Robert P. Freeman | Management | For | For |
| 1c | Elect Director Jon A. Grove | Management | For | For |
| 1d | Elect Director Mary Ann King | Management | For | For |
| 1e | Elect Director James D. Klingbeil | Management | For | For |
| 1f | Elect Director Clint D. McDonnough | Management | For | For |
| 1g | Elect Director Robert A. McNamara | Management | For | For |
| 1h | Elect Director Mark R. Patterson | Management | For | For |
| 1i | Elect Director Lynne B. Sagalyn | Management | For | For |
| 1j | Elect Director Thomas W. Toomey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Charter to Permit Stockholders to Amend Bylaws | Management | For | For |
| URBAN EDGE PROPERTIES MEETING DATE: MAY 09, 2018 | ||||
| TICKER: UE SECURITY ID: 91704F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey S. Olson | Management | For | For |
| 1b | Elect Director Michael A. Gould | Management | For | For |
| 1c | Elect Director Steven H. Grapstein | Management | For | For |
| 1d | Elect Director Steven J. Guttman | Management | For | For |
| 1e | Elect Director Amy B. Lane | Management | For | For |
| 1f | Elect Director Kevin P. O'Shea | Management | For | For |
| 1g | Elect Director Steven Roth | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VENTAS, INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: VTR SECURITY ID: 92276F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Melody C. Barnes | Management | For | For |
| 1B | Elect Director Debra A. Cafaro | Management | For | For |
| 1C | Elect Director Jay M. Gellert | Management | For | For |
| 1D | Elect Director Richard I. Gilchrist | Management | For | For |
| 1E | Elect Director Matthew J. Lustig | Management | For | For |
| 1F | Elect Director Roxanne M. Martino | Management | For | For |
| 1G | Elect Director Walter C. Rakowich | Management | For | For |
| 1H | Elect Director Robert D. Reed | Management | For | For |
| 1I | Elect Director James D. Shelton | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VEREIT, INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: VER SECURITY ID: 92339V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glenn J. Rufrano | Management | For | For |
| 1b | Elect Director Hugh R. Frater | Management | For | For |
| 1c | Elect Director David B. Henry | Management | For | For |
| 1d | Elect Director Mary Hogan Preusse | Management | For | For |
| 1e | Elect Director Richard J. Lieb | Management | For | For |
| 1f | Elect Director Mark S. Ordan | Management | For | For |
| 1g | Elect Director Eugene A. Pinover | Management | For | For |
| 1h | Elect Director Julie G. Richardson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WELLTOWER INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: WELL SECURITY ID: 95040Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth J. Bacon | Management | For | For |
| 1b | Elect Director Thomas J. DeRosa | Management | For | For |
| 1c | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1d | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1e | Elect Director Timothy J. Naughton | Management | For | For |
| 1f | Elect Director Sharon M. Oster | Management | For | For |
| 1g | Elect Director Judith C. Pelham | Management | For | For |
| 1h | Elect Director Sergio D. Rivera | Management | For | For |
| 1i | Elect Director R. Scott Trumbull | Management | For | For |
| 1j | Elect Director Gary Whitelaw | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY TELECOM AND UTILITIES FUND
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AVANGRID, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: AGR SECURITY ID: 05351W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ignacio Sanchez Galan | Management | For | For |
| 1.2 | Elect Director John E. Baldacci | Management | For | For |
| 1.3 | Elect Director Pedro Azagra Blazquez | Management | For | For |
| 1.4 | Elect Director Felipe de Jesus Calderon Hinojosa | Management | For | For |
| 1.5 | Elect Director Arnold L. Chase | Management | For | For |
| 1.6 | Elect Director Alfredo Elias Ayub | Management | For | For |
| 1.7 | Elect Director Carol L. Folt | Management | For | For |
| 1.8 | Elect Director John L. Lahey | Management | For | For |
| 1.9 | Elect Director Santiago Martinez Garrido | Management | For | For |
| 1.10 | Elect Director Juan Carlos Rebollo Liceaga | Management | For | For |
| 1.11 | Elect Director Jose Sainz Armada | Management | For | For |
| 1.12 | Elect Director Alan D. Solomont | Management | For | For |
| 1.13 | Elect Director Elizabeth Timm | Management | For | For |
| 1.14 | Elect Director James P. Torgerson | Management | For | For |
| 2 | Ratify KPMG US, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CENTURYLINK, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: CTL SECURITY ID: 156700106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martha H. Bejar | Management | For | For |
| 1.2 | Elect Director Virginia Boulet | Management | For | For |
| 1.3 | Elect Director Peter C. Brown | Management | For | For |
| 1.4 | Elect Director Kevin P. Chilton | Management | For | For |
| 1.5 | Elect Director Steven T. Clontz | Management | For | For |
| 1.6 | Elect Director T. Michael Glenn | Management | For | For |
| 1.7 | Elect Director W. Bruce Hanks | Management | For | For |
| 1.8 | Elect Director Mary L. Landrieu | Management | For | For |
| 1.9 | Elect Director Harvey P. Perry | Management | For | For |
| 1.10 | Elect Director Glen F. Post, III | Management | For | For |
| 1.11 | Elect Director Michael J. Roberts | Management | For | For |
| 1.12 | Elect Director Laurie A. Siegel | Management | For | For |
| 1.13 | Elect Director Jeffrey K. Storey | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5a | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5b | Report on Company's Billing Practices | Shareholder | Against | Against |
| COMCAST CORPORATION MEETING DATE: JUN 11, 2018 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| DISH NETWORK CORPORATION MEETING DATE: MAY 07, 2018 | ||||
| TICKER: DISH SECURITY ID: 25470M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George R. Brokaw | Management | For | For |
| 1.2 | Elect Director James DeFranco | Management | For | For |
| 1.3 | Elect Director Cantey M. Ergen | Management | For | For |
| 1.4 | Elect Director Charles W. Ergen | Management | For | For |
| 1.5 | Elect Director Charles M. Lillis | Management | For | For |
| 1.6 | Elect Director Afshin Mohebbi | Management | For | For |
| 1.7 | Elect Director David K. Moskowitz | Management | For | For |
| 1.8 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.9 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| DOMINION ENERGY, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: D SECURITY ID: 25746U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Barr | Management | For | For |
| 1.2 | Elect Director Helen E. Dragas | Management | For | For |
| 1.3 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.4 | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1.5 | Elect Director John W. Harris | Management | For | For |
| 1.6 | Elect Director Ronald W. Jibson | Management | For | For |
| 1.7 | Elect Director Mark J. Kington | Management | For | For |
| 1.8 | Elect Director Joseph M. Rigby | Management | For | For |
| 1.9 | Elect Director Pamela J. Royal | Management | For | For |
| 1.10 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 1.11 | Elect Director Susan N. Story | Management | For | For |
| 1.12 | Elect Director Michael E. Szymanczyk | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| DYNEGY INC. MEETING DATE: MAR 02, 2018 | ||||
| TICKER: DYN SECURITY ID: 26817R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| ENERJISA ENERJI A.S. MEETING DATE: MAR 29, 2018 | ||||
| TICKER: ENJSA SECURITY ID: M4049T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | For |
| 2 | Accept Board Report | Management | For | For |
| 3 | Accept Audit Report | Management | For | For |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6 | Approve Allocation of Income | Management | For | For |
| 7 | Elect Directors | Management | For | For |
| 8 | Approve Director Remuneration | Management | For | Abstain |
| 9 | Ratify External Auditors | Management | For | For |
| 10 | Amend Article 4 Re: Corporate Purpose | Management | For | For |
| 11 | Approve Profit Distribution Policy | Management | For | For |
| 12 | Approve Donation Policy | Management | For | For |
| 13 | Approve Remuneration Policy | Management | For | For |
| 14 | Receive Information on Donations Made in 2017 | Management | None | None |
| 15 | Approve Upper Limit of Donations for 2018 | Management | For | Abstain |
| 16 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| EQUINIX, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: EQIX SECURITY ID: 29444U700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Nanci Caldwell | Management | For | For |
| 1.3 | Elect Director Gary Hromadko | Management | For | For |
| 1.4 | Elect Director Scott Kriens | Management | For | For |
| 1.5 | Elect Director William Luby | Management | For | For |
| 1.6 | Elect Director Irving Lyons, III | Management | For | For |
| 1.7 | Elect Director Christopher Paisley | Management | For | For |
| 1.8 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| EVERSOURCE ENERGY MEETING DATE: MAY 02, 2018 | ||||
| TICKER: ES SECURITY ID: 30040W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cotton M. Cleveland | Management | For | For |
| 1.2 | Elect Director Sanford Cloud, Jr. | Management | For | For |
| 1.3 | Elect Director James S. DiStasio | Management | For | For |
| 1.4 | Elect Director Francis A. Doyle | Management | For | For |
| 1.5 | Elect Director James J. Judge | Management | For | For |
| 1.6 | Elect Director John Y. Kim | Management | For | For |
| 1.7 | Elect Director Kenneth R. Leibler | Management | For | For |
| 1.8 | Elect Director William C. Van Faasen | Management | For | For |
| 1.9 | Elect Director Frederica M. Williams | Management | For | For |
| 1.10 | Elect Director Dennis R. Wraase | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EXELON CORPORATION MEETING DATE: MAY 01, 2018 | ||||
| TICKER: EXC SECURITY ID: 30161N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director Christopher M. Crane | Management | For | For |
| 1d | Elect Director Yves C. de Balmann | Management | For | For |
| 1e | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1f | Elect Director Linda P. Jojo | Management | For | For |
| 1g | Elect Director Paul L. Joskow | Management | For | For |
| 1h | Elect Director Robert J. Lawless | Management | For | For |
| 1i | Elect Director Richard W. Mies | Management | For | For |
| 1j | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1k | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1l | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIRSTENERGY CORP. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: FE SECURITY ID: 337932107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Michael J. Anderson | Management | For | For |
| 1.3 | Elect Director Steven J. Demetriou | Management | For | For |
| 1.4 | Elect Director Julia L. Johnson | Management | For | For |
| 1.5 | Elect Director Charles E. Jones | Management | For | For |
| 1.6 | Elect Director Donald T. Misheff | Management | For | For |
| 1.7 | Elect Director Thomas N. Mitchell | Management | For | For |
| 1.8 | Elect Director James F. O'Neil, III | Management | For | For |
| 1.9 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.10 | Elect Director Sandra Pianalto | Management | For | For |
| 1.11 | Elect Director Luis A. Reyes | Management | For | For |
| 1.12 | Elect Director Jerry Sue Thornton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Provide Proxy Access Right | Management | For | For |
| 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| GREAT PLAINS ENERGY INCORPORATED MEETING DATE: NOV 21, 2017 | ||||
| TICKER: GXP SECURITY ID: 391164100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| NEXTERA ENERGY PARTNERS, LP MEETING DATE: DEC 21, 2017 | ||||
| TICKER: NEP SECURITY ID: 65341B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan D. Austin | Management | For | For |
| 1b | Elect Director Peter H. Kind | Management | For | For |
| 1c | Elect Director James L. Robo | Management | For | For |
| 1d | Elect Director James N. Suciu | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| NEXTERA ENERGY, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: NEE SECURITY ID: 65339F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Toni Jennings | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director James L. Robo | Management | For | For |
| 1i | Elect Director Rudy E. Schupp | Management | For | For |
| 1j | Elect Director John L. Skolds | Management | For | For |
| 1k | Elect Director William H. Swanson | Management | For | For |
| 1l | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| NRG ENERGY, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: NRG SECURITY ID: 629377508 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director E. Spencer Abraham | Management | For | For |
| 1b | Elect Director Kirbyjon H. Caldwell - Withdrawn Resolution | Management | None | None |
| 1c | Elect Director Matthew Carter, Jr. | Management | For | For |
| 1d | Elect Director Lawrence S. Coben | Management | For | For |
| 1e | Elect Director Heather Cox | Management | For | For |
| 1f | Elect Director Terry G. Dallas | Management | For | For |
| 1g | Elect Director Mauricio Gutierrez | Management | For | For |
| 1h | Elect Director William E. Hantke | Management | For | For |
| 1i | Elect Director Paul W. Hobby | Management | For | For |
| 1j | Elect Director Anne C. Schaumburg | Management | For | For |
| 1k | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 1l | Elect Director C. John Wilder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| PG&E CORPORATION MEETING DATE: MAY 22, 2018 | ||||
| TICKER: PCG SECURITY ID: 69331C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lewis Chew | Management | For | For |
| 1.2 | Elect Director Fred J. Fowler | Management | For | For |
| 1.3 | Elect Director Richard C. Kelly | Management | For | For |
| 1.4 | Elect Director Roger H. Kimmel | Management | For | For |
| 1.5 | Elect Director Richard A. Meserve | Management | For | For |
| 1.6 | Elect Director Forrest E. Miller | Management | For | For |
| 1.7 | Elect Director Eric D. Mullins | Management | For | For |
| 1.8 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.9 | Elect Director Barbara L. Rambo | Management | For | For |
| 1.10 | Elect Director Anne Shen Smith | Management | For | For |
| 1.11 | Elect Director Geisha J. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Cease Charitable Contributions | Shareholder | Against | Against |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 17, 2018 | ||||
| TICKER: PEG SECURITY ID: 744573106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willie A. Deese | Management | For | For |
| 1.2 | Elect Director William V. Hickey | Management | For | For |
| 1.3 | Elect Director Ralph Izzo | Management | For | For |
| 1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.5 | Elect Director David Lilley | Management | For | For |
| 1.6 | Elect Director Barry H. Ostrowsky | Management | For | For |
| 1.7 | Elect Director Thomas A. Renyi | Management | For | For |
| 1.8 | Elect Director Hak Cheol (H.C.) Shin | Management | For | For |
| 1.9 | Elect Director Richard J. Swift | Management | For | For |
| 1.10 | Elect Director Susan Tomasky | Management | For | For |
| 1.11 | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SEMPRA ENERGY MEETING DATE: MAY 10, 2018 | ||||
| TICKER: SRE SECURITY ID: 816851109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director Kathleen L. Brown | Management | For | For |
| 1.3 | Elect Director Andres Conesa | Management | For | For |
| 1.4 | Elect Director Maria Contreras-Sweet | Management | For | For |
| 1.5 | Elect Director Pablo A. Ferrero | Management | For | For |
| 1.6 | Elect Director William D. Jones | Management | For | For |
| 1.7 | Elect Director Jeffrey W. Martin | Management | For | For |
| 1.8 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.9 | Elect Director William G. Ouchi | Management | For | For |
| 1.10 | Elect Director Debra L. Reed | Management | For | For |
| 1.11 | Elect Director William C. Rusnack | Management | For | For |
| 1.12 | Elect Director Lynn Schenk | Management | For | For |
| 1.13 | Elect Director Jack T. Taylor | Management | For | For |
| 1.14 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| SPRINT CORPORATION MEETING DATE: AUG 03, 2017 | ||||
| TICKER: S SECURITY ID: 85207U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gordon Bethune | Management | For | For |
| 1.2 | Elect Director Marcelo Claure | Management | For | For |
| 1.3 | Elect Director Patrick Doyle | Management | For | For |
| 1.4 | Elect Director Ronald Fisher | Management | For | For |
| 1.5 | Elect Director Julius Genachowski | Management | For | For |
| 1.6 | Elect Director Michael Mullen | Management | For | For |
| 1.7 | Elect Director Masayoshi Son | Management | For | For |
| 1.8 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| STRAIGHT PATH COMMUNICATIONS INC. MEETING DATE: AUG 02, 2017 | ||||
| TICKER: STRP SECURITY ID: 862578101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| STRAIGHT PATH COMMUNICATIONS INC. MEETING DATE: FEB 06, 2018 | ||||
| TICKER: STRP SECURITY ID: 862578101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Davidi Jonas | Management | For | For |
| 1.2 | Elect Director K. Chris Todd | Management | For | For |
| 1.3 | Elect Director William F. Weld | Management | For | For |
| 1.4 | Elect Director Fred S. Zeidman | Management | For | For |
| T-MOBILE US, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: TMUS SECURITY ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.2 | Elect Director Srikant M. Datar | Management | For | For |
| 1.3 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.4 | Elect Director Timotheus Hottges | Management | For | For |
| 1.5 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.6 | Elect Director Raphael Kubler | Management | For | For |
| 1.7 | Elect Director Thorsten Langheim | Management | For | For |
| 1.8 | Elect Director John J. Legere | Management | For | For |
| 1.9 | Elect Director G. Michael (Mike) Sievert | Management | For | For |
| 1.10 | Elect Director Olaf Swantee | Management | For | For |
| 1.11 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.12 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| TELEPHONE AND DATA SYSTEMS, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: TDS SECURITY ID: 879433829 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clarence A. Davis | Management | For | For |
| 1.2 | Elect Director Kimberly D. Dixon | Management | For | For |
| 1.3 | Elect Director Mitchell H. Saranow | Management | For | For |
| 1.4 | Elect Director Gary L. Sugarman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| THE AES CORPORATION MEETING DATE: APR 19, 2018 | ||||
| TICKER: AES SECURITY ID: 00130H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andres R. Gluski | Management | For | For |
| 1.2 | Elect Director Charles L. Harrington | Management | For | For |
| 1.3 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.4 | Elect Director Tarun Khanna | Management | For | For |
| 1.5 | Elect Director Holly K. Koeppel | Management | For | For |
| 1.6 | Elect Director James H. Miller | Management | For | For |
| 1.7 | Elect Director Alain Monie | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Moises Naim | Management | For | For |
| 1.10 | Elect Director Jeffrey W. Ubben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario- Withdrawn Resolution | Shareholder | None | None |
| VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: VZ SECURITY ID: 92343V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Richard L. Carrion | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.8 | Elect Director Rodney E. Slater | Management | For | For |
| 1.9 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.10 | Elect Director Gregory D. Wasson | Management | For | For |
| 1.11 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Clawback of Incentive Payments | Shareholder | Against | Against |
| 9 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
| VISTRA ENERGY CORP. MEETING DATE: MAR 02, 2018 | ||||
| TICKER: VST SECURITY ID: 92840M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| VISTRA ENERGY CORP. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: VST SECURITY ID: 92840M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hilary E. Ackermann | Management | For | For |
| 1.2 | Elect Director Brian K. Ferraioli | Management | For | For |
| 1.3 | Elect Director Jeff D. Hunter | Management | For | For |
| 2.1 | Elect Director Brian K. Ferraioli | Management | For | For |
| 2.2 | Elect Director Jeff D. Hunter | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WESTAR ENERGY, INC. MEETING DATE: OCT 25, 2017 | ||||
| TICKER: WR SECURITY ID: 95709T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mollie H. Carter | Management | For | For |
| 1.2 | Elect Director Sandra A.J. Lawrence | Management | For | For |
| 1.3 | Elect Director Mark A. Ruelle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WESTAR ENERGY, INC. MEETING DATE: NOV 21, 2017 | ||||
| TICKER: WR SECURITY ID: 95709T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| ZAYO GROUP HOLDINGS, INC. MEETING DATE: NOV 02, 2017 | ||||
| TICKER: ZAYO SECURITY ID: 98919V105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phil Canfield | Management | For | For |
| 1.2 | Elect Director Steve Kaplan | Management | For | For |
| 1.3 | Elect Director Linda Rottenberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT AIR TRANSPORTATION PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AIR CANADA MEETING DATE: APR 30, 2018 | ||||
| TICKER: AC SECURITY ID: 008911877 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christie J.B. Clark | Management | For | For |
| 1.2 | Elect Director Gary A. Doer | Management | For | For |
| 1.3 | Elect Director Rob Fyfe | Management | For | For |
| 1.4 | Elect Director Michael M. Green | Management | For | For |
| 1.5 | Elect Director Jean Marc Huot | Management | For | For |
| 1.6 | Elect Director Madeleine Paquin | Management | For | For |
| 1.7 | Elect Director Calin Rovinescu | Management | For | For |
| 1.8 | Elect Director Vagn Sorensen | Management | For | For |
| 1.9 | Elect Director Kathleen Taylor | Management | For | For |
| 1.10 | Elect Director Annette Verschuren | Management | For | For |
| 1.11 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. | Management | None | Abstain |
| AIR TRANSPORT SERVICES GROUP, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: ATSG SECURITY ID: 00922R105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Baudouin | Management | For | For |
| 1b | Elect Director Raymond E. Johns, Jr. | Management | For | For |
| 1c | Elect Director Joseph C. Hete | Management | For | For |
| 1d | Elect Director Randy D. Rademacher | Management | For | For |
| 1e | Elect Director J. Christopher Teets | Management | For | For |
| 1f | Elect Director Jeffrey J. Vorholt | Management | For | For |
| 2 | Approve Increase in Size of Board | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Adjourn Meeting | Management | For | For |
| ALASKA AIR GROUP, INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: ALK SECURITY ID: 011659109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patricia M. Bedient | Management | For | For |
| 1b | Elect Director James A. Beer | Management | For | For |
| 1c | Elect Director Marion C. Blakey | Management | For | For |
| 1d | Elect Director Phyllis J. Campbell | Management | For | For |
| 1e | Elect Director Raymond L. Conner | Management | For | For |
| 1f | Elect Director Dhiren R. Fonseca | Management | For | For |
| 1g | Elect Director Susan J. Li | Management | For | For |
| 1h | Elect Director Helvi K. Sandvik | Management | For | For |
| 1i | Elect Director J. Kenneth Thompson | Management | For | For |
| 1j | Elect Director Bradley D. Tilden | Management | For | For |
| 1k | Elect Director Eric K. Yeaman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ALLEGIANT TRAVEL COMPANY MEETING DATE: JUN 28, 2018 | ||||
| TICKER: ALGT SECURITY ID: 01748X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
| 1B | Elect Director Montie Brewer | Management | For | For |
| 1C | Elect Director Gary Ellmer | Management | For | For |
| 1D | Elect Director Linda A. Marvin | Management | For | For |
| 1E | Elect Director Charles W. Pollard | Management | For | For |
| 1F | Elect Director John Redmond | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| AMERICAN AIRLINES GROUP INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: AAL SECURITY ID: 02376R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Susan D. Kronick | Management | For | For |
| 1i | Elect Director Martin H. Nesbitt | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director W. Douglas Parker | Management | For | For |
| 1l | Elect Director Ray M. Robinson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| ASTRONICS CORPORATION MEETING DATE: MAY 31, 2018 | ||||
| TICKER: ��ATRO SECURITY ID: 046433108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond W. Boushie | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director John B. Drenning | Management | For | For |
| 1.4 | Elect Director Jeffry D. Frisby | Management | For | For |
| 1.5 | Elect Director Peter J. Gundermann | Management | For | For |
| 1.6 | Elect Director Warren C. Johnson | Management | For | For |
| 1.7 | Elect Director Kevin T. Keane | Management | For | For |
| 1.8 | Elect Director Neil Kim | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ASTRONICS CORPORATION MEETING DATE: MAY 31, 2018 | ||||
| TICKER: ATRO SECURITY ID: 046433207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond W. Boushie | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director John B. Drenning | Management | For | For |
| 1.4 | Elect Director Jeffry D. Frisby | Management | For | For |
| 1.5 | Elect Director Peter J. Gundermann | Management | For | For |
| 1.6 | Elect Director Warren C. Johnson | Management | For | For |
| 1.7 | Elect Director Kevin T. Keane | Management | For | For |
| 1.8 | Elect Director Neil Kim | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: AAWW SECURITY ID: 049164205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert F. Agnew | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director Charles F. Bolden, Jr. | Management | For | For |
| 1.4 | Elect Director William J. Flynn | Management | For | For |
| 1.5 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.6 | Elect Director Carol B. Hallett | Management | For | For |
| 1.7 | Elect Director Jane H. Lute | Management | For | For |
| 1.8 | Elect Director Duncan J. McNabb | Management | For | For |
| 1.9 | Elect Director Sheila A. Stamps | Management | For | For |
| 1.10 | Elect Director John K. Wulff | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| BOMBARDIER INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: BBD.B SECURITY ID: 097751200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Beaudoin | Management | For | For |
| 1.2 | Elect Director Alain Bellemare | Management | For | For |
| 1.3 | Elect Director Joanne Bissonnette | Management | For | For |
| 1.4 | Elect Director J.R. Andre Bombardier | Management | For | For |
| 1.5 | Elect Director Martha Finn Brooks | Management | For | For |
| 1.6 | Elect Director Jean-Louis Fontaine | Management | For | For |
| 1.7 | Elect Director Diane Giard | Management | For | For |
| 1.8 | Elect Director August W. Henningsen | Management | For | For |
| 1.9 | Elect Director Pierre Marcouiller | Management | For | For |
| 1.10 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.11 | Elect Director Vikram Pandit | Management | For | For |
| 1.12 | Elect Director Carlos E. Represas | Management | For | For |
| 1.13 | Elect Director Antony N. Tyler | Management | For | For |
| 1.14 | Elect Director Beatrice Weder di Mauro | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1 : Provide Response on Say-on-Pay Results | Shareholder | Against | Against |
| 5 | SP 2 : Independence of Compensation Advisors | Shareholder | Against | Against |
| 6 | SP 3 : Separate Disclosure of Voting Results by Class of Shares | Shareholder | Against | Against |
| 7 | SP 4 : Adopt a Policy Regarding Severance Payments for Senior Executives in the Event of a Change of Control | Shareholder | Against | Against |
| 8 | SP 5: Approve Annual Disclosure of Lobbying-Related Matters | Shareholder | Against | Against |
| C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: CHRW SECURITY ID: 12541W209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert Ezrilov | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Timothy C. Gokey | Management | For | For |
| 1e | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1f | Elect Director Jodee A. Kozlak | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 1h | Elect Director James B. Stake | Management | For | For |
| 1i | Elect Director John P. Wiehoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Feasibility of Adopting GHG Disclosure and Management | Shareholder | Against | Against |
| CAE INC. MEETING DATE: AUG 10, 2017 | ||||
| TICKER: CAE SECURITY ID: 124765108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Margaret S. (Peg) Billson | Management | For | For |
| 1.2 | Elect Director Michael M. Fortier | Management | For | For |
| 1.3 | Elect Director James F. Hankinson | Management | For | For |
| 1.4 | Elect Director Alan N. MacGibbon | Management | For | For |
| 1.5 | Elect Director John P. Manley | Management | For | For |
| 1.6 | Elect Director Francois Olivier | Management | For | For |
| 1.7 | Elect Director Marc Parent | Management | For | For |
| 1.8 | Elect Director Peter J. Schoomaker | Management | For | For |
| 1.9 | Elect Director Andrew J. Stevens | Management | For | For |
| 1.10 | Elect Director Katharine B. Stevenson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Not to Sign Any Military Contracts with Israel | Shareholder | Against | Against |
| DART GROUP PLC MEETING DATE: SEP 07, 2017 | ||||
| TICKER: DTG SECURITY ID: G2657C132 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Mark Laurence as Director | Management | For | For |
| 4 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 9 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 10 | Adopt New Articles of Association | Management | For | For |
| DELTA AIR LINES, INC. MEETING DATE: JUN 29, 2018 | ||||
| TICKER: DAL SECURITY ID: 247361702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward H. Bastian | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Daniel A. Carp | Management | For | For |
| 1d | Elect Director Ashton B. Carter | Management | For | For |
| 1e | Elect Director David G. DeWalt | Management | For | For |
| 1f | Elect Director William H. Easter, III | Management | For | For |
| 1g | Elect Director Michael P. Huerta | Management | For | For |
| 1h | Elect Director Jeanne P. Jackson | Management | For | For |
| 1i | Elect Director George N. Mattson | Management | For | For |
| 1j | Elect Director Douglas R. Ralph | Management | For | For |
| 1k | Elect Director Sergio A. L. Rial | Management | For | For |
| 1l | Elect Director Kathy N. Waller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: EXPD SECURITY ID: 302130109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. Wright | Management | For | For |
| 1.2 | Elect Director Glenn M. Alger | Management | For | For |
| 1.3 | Elect Director James M. DuBois | Management | For | For |
| 1.4 | Elect Director Mark A. Emmert | Management | For | For |
| 1.5 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.6 | Elect Director Richard B. McCune | Management | For | For |
| 1.7 | Elect Director Alain Monie | Management | For | For |
| 1.8 | Elect Director Jeffrey S. Musser | Management | For | For |
| 1.9 | Elect Director Liane J. Pelletier | Management | For | For |
| 1.10 | Elect Director Tay Yoshitani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| FEDEX CORPORATION MEETING DATE: SEP 25, 2017 | ||||
| TICKER: FDX SECURITY ID: 31428X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.4 | Elect Director John C. ("Chris") Inglis | Management | For | For |
| 1.5 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director Frederick W. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 8 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
| 9 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | Against | Against |
| FORWARD AIR CORPORATION MEETING DATE: MAY 15, 2018 | ||||
| TICKER: FWRD SECURITY ID: 349853101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald W. Allen | Management | For | For |
| 1.2 | Elect Director Ana B. Amicarella | Management | For | For |
| 1.3 | Elect Director Valerie A. Bonebrake | Management | For | For |
| 1.4 | Elect Director Bruce A. Campbell | Management | For | For |
| 1.5 | Elect Director C. Robert Campbell | Management | For | For |
| 1.6 | Elect Director R. Craig Carlock | Management | For | For |
| 1.7 | Elect Director C. John Langley, Jr. | Management | For | For |
| 1.8 | Elect Director G. Michael Lynch | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GENESEE & WYOMING INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: GWR SECURITY ID: 371559105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ann N. Reese | Management | For | For |
| 1.2 | Elect Director Bruce J. Carter | Management | For | For |
| 1.3 | Elect Director Cynthia L. Hostetler | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Adopt GHG Emissions Reduction Goals | Shareholder | None | Against |
| GLOBAL BRASS AND COPPER HOLDINGS, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: BRSS SECURITY ID: 37953G103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Vicki L. Avril | Management | For | For |
| 1B | Elect Director Donald L. Marsh | Management | For | For |
| 1C | Elect Director Bradford T. Ray | Management | For | For |
| 1D | Elect Director John H. Walker | Management | For | For |
| 1E | Elect Director John J. Wasz | Management | For | For |
| 1F | Elect Director Martin E. Welch, III | Management | For | For |
| 1G | Elect Director Ronald C. Whitaker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HAWAIIAN HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: HA SECURITY ID: 419879101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Carty | Management | For | For |
| 1.2 | Elect Director Abhinav Dhar | Management | For | For |
| 1.3 | Elect Director Earl E. Fry | Management | For | For |
| 1.4 | Elect Director Lawrence S. Hershfield | Management | For | For |
| 1.5 | Elect Director Peter R. Ingram | Management | For | For |
| 1.6 | Elect Director Randall L. Jenson | Management | For | For |
| 1.7 | Elect Director Crystal K. Rose | Management | For | For |
| 1.8 | Elect Director Richard N. Zwern | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HD SUPPLY HOLDINGS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: HDS SECURITY ID: 40416M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Betsy S. Atkins - Withdrawn Resolution | Management | None | None |
| 2.2 | Elect Director Scott D. Ostfeld | Management | For | For |
| 2.3 | Elect Director James A. Rubright | Management | For | For |
| 2.4 | Elect Director Lauren Taylor Wolfe | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HEXCEL CORPORATION MEETING DATE: MAY 03, 2018 | ||||
| TICKER: HXL SECURITY ID: 428291108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nick L. Stanage | Management | For | For |
| 1.2 | Elect Director Joel S. Beckman | Management | For | For |
| 1.3 | Elect Director Lynn Brubaker | Management | For | For |
| 1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1.5 | Elect Director Cynthia M. Egnotovich | Management | For | For |
| 1.6 | Elect Director W. Kim Foster | Management | For | For |
| 1.7 | Elect Director Thomas A. Gendron | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Graves | Management | For | For |
| 1.9 | Elect Director Guy C. Hachey | Management | For | For |
| 1.10 | Elect Director David L. Pugh | Management | For | For |
| 1.11 | Elect Directorn Catherine A. Suever | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| JETBLUE AIRWAYS CORPORATION MEETING DATE: MAY 17, 2018 | ||||
| TICKER: JBLU SECURITY ID: 477143101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Boneparth | Management | For | For |
| 1b | Elect Director Virginia Gambale | Management | For | For |
| 1c | Elect Director Stephan Gemkow | Management | For | For |
| 1d | Elect Director Robin Hayes | Management | For | For |
| 1e | Elect Director Ellen Jewett | Management | For | For |
| 1f | Elect Director Stanley McChrystal | Management | For | For |
| 1g | Elect Director Joel Peterson | Management | For | For |
| 1h | Elect Director Frank Sica | Management | For | For |
| 1i | Elect Director Thomas Winkelmann | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MOOG INC. MEETING DATE: FEB 14, 2018 | ||||
| TICKER: MOG.A SECURITY ID: 615394202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NORFOLK SOUTHERN CORPORATION MEETING DATE: MAY 10, 2018 | ||||
| TICKER: NSC SECURITY ID: 655844108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Daniel A. Carp | Management | For | For |
| 1d | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 1e | Elect Director Marcela E. Donadio | Management | For | For |
| 1f | Elect Director Steven F. Leer | Management | For | For |
| 1g | Elect Director Michael D. Lockhart | Management | For | For |
| 1h | Elect Director Amy E. Miles | Management | For | For |
| 1i | Elect Director Martin H. Nesbitt | Management | For | For |
| 1j | Elect Director Jennifer F. Scanlon | Management | For | For |
| 1k | Elect Director James A. Squires | Management | For | For |
| 1l | Elect Director John R. Thompson | Management | For | For |
| 2 | Ratify KPMG LLPas Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| PARK-OHIO HOLDINGS CORP. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: PKOH SECURITY ID: 700666100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick V. Auletta | Management | For | Withhold |
| 1.2 | Elect Director Ronna Romney | Management | For | Withhold |
| 1.3 | Elect Director James W. Wert | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| ROCKWELL COLLINS, INC. MEETING DATE: JAN 11, 2018 | ||||
| TICKER: COL SECURITY ID: 774341101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| ROCKWELL COLLINS, INC. MEETING DATE: FEB 01, 2018 | ||||
| TICKER: COL SECURITY ID: 774341101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Carbone | Management | For | For |
| 1.2 | Elect Director Robert K. Ortberg | Management | For | For |
| 1.3 | Elect Director Cheryl L. Shavers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SKYWEST, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: SKYW SECURITY ID: 830879102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry C. Atkin | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Russell A. Childs | Management | For | For |
| 1.4 | Elect Director Henry J. Eyring | Management | For | For |
| 1.5 | Elect Director Meredith S. Madden | Management | For | For |
| 1.6 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 1.7 | Elect Director Andrew C. Roberts | Management | For | For |
| 1.8 | Elect Director Keith E. Smith | Management | For | For |
| 1.9 | Elect Director Steven F. Udvar-Hazy | Management | For | For |
| 1.10 | Elect Director James L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SOUTHWEST AIRLINES CO. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: LUV SECURITY ID: 844741108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Thomas W. Gilligan | Management | For | For |
| 1g | Elect Director Gary C. Kelly | Management | For | For |
| 1h | Elect Director Grace D. Lieblein | Management | For | For |
| 1i | Elect Director Nancy B. Loeffler | Management | For | For |
| 1j | Elect Director John T. Montford | Management | For | For |
| 1k | Elect Director Ron Ricks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| SPIRIT AEROSYSTEMS HOLDINGS, INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: SPR SECURITY ID: 848574109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles Chadwell | Management | For | For |
| 1b | Elect Director Irene M. Esteves | Management | For | For |
| 1c | Elect Director Paul Fulchino | Management | For | For |
| 1d | Elect Director Thomas C. Gentile, III | Management | For | For |
| 1e | Elect Director Richard Gephardt | Management | For | For |
| 1f | Elect Director Robert Johnson | Management | For | For |
| 1g | Elect Director Ronald T. Kadish | Management | For | For |
| 1h | Elect Director John Plueger | Management | For | For |
| 1i | Elect Director Laura Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Reduction of Threshold to Call Special Meetings to 25% of Outstanding Shares | Management | For | For |
| 5 | Approve Reduction of Threshold to Call Special Meetings to 10% of Outstanding Shares | Shareholder | Against | Against |
| SPIRIT AIRLINES, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: SAVE SECURITY ID: 848577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert D. Johnson | Management | For | For |
| 1.2 | Elect Director Barclay G. Jones, III | Management | For | For |
| 1.3 | Elect Director Dawn M. Zier | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| STAMPS.COM INC. MEETING DATE: JUN 11, 2018 | ||||
| TICKER: STMP SECURITY ID: 852857200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director G. Bradford Jones | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TEXTRON INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: TXT SECURITY ID: 883203101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott C. Donnelly | Management | For | For |
| 1b | Elect Director Kathleen M. Bader | Management | For | For |
| 1c | Elect Director R. Kerry Clark | Management | For | For |
| 1d | Elect Director James T. Conway | Management | For | For |
| 1e | Elect Director Lawrence K. Fish | Management | For | For |
| 1f | Elect Director Paul E. Gagne | Management | For | For |
| 1g | Elect Director Ralph D. Heath | Management | For | For |
| 1h | Elect Director Deborah Lee James | Management | For | For |
| 1i | Elect Director Lloyd G. Trotter | Management | For | For |
| 1j | Elect Director James L. Ziemer | Management | For | For |
| 1k | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Establish Term Limits for Directors | Shareholder | Against | Against |
| THE BOEING COMPANY MEETING DATE: APR 30, 2018 | ||||
| TICKER: BA SECURITY ID: 097023105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert A. Bradway | Management | For | For |
| 1b | Elect Director David L. Calhoun | Management | For | For |
| 1c | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1f | Elect Director Lynn J. Good | Management | For | For |
| 1g | Elect Director Lawrence W. Kellner | Management | For | For |
| 1h | Elect Director Caroline B. Kennedy | Management | For | For |
| 1i | Elect Director Edward M. Liddy | Management | For | For |
| 1j | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1k | Elect Director Susan C. Schwab | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 1m | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Require Shareholder Approval to Increase Board Size to More Than 14 | Shareholder | Against | Against |
| TRANSDIGM GROUP INCORPORATED MEETING DATE: MAR 20, 2018 | ||||
| TICKER: TDG SECURITY ID: 893641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Barr | Management | For | For |
| 1.2 | Elect Director William Dries | Management | For | For |
| 1.3 | Elect Director Mervin Dunn | Management | For | For |
| 1.4 | Elect Director Michael Graff | Management | For | For |
| 1.5 | Elect Director Sean Hennessy | Management | For | For |
| 1.6 | Elect Director W. Nicholas Howley | Management | For | For |
| 1.7 | Elect Director Raymond Laubenthal | Management | For | For |
| 1.8 | Elect Director Gary E. McCullough | Management | For | For |
| 1.9 | Elect Director Douglas Peacock | Management | For | For |
| 1.10 | Elect Director Robert Small | Management | For | For |
| 1.11 | Elect Director John Staer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UNION PACIFIC CORPORATION MEETING DATE: MAY 10, 2018 | ||||
| TICKER: UNP SECURITY ID: 907818108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1b | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Lance M. Fritz | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Jane H. Lute | Management | For | For |
| 1g | Elect Director Michael R. McCarthy | Management | For | For |
| 1h | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1i | Elect Director Bhavesh V. Patel | Management | For | For |
| 1j | Elect Director Jose H. Villarreal | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| UNITED CONTINENTAL HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: UAL SECURITY ID: 910047109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Barney Harford | Management | For | For |
| 1.4 | Elect Director Michele J. Hooper | Management | For | For |
| 1.5 | Elect Director Walter Isaacson | Management | For | For |
| 1.6 | Elect Director James A. C. Kennedy | Management | For | For |
| 1.7 | Elect Director Oscar Munoz | Management | For | For |
| 1.8 | Elect Director William R. Nuti | Management | For | For |
| 1.9 | Elect Director Edward M. Philip | Management | For | For |
| 1.10 | Elect Director Edward L. Shapiro | Management | For | For |
| 1.11 | Elect Director David J. Vitale | Management | For | For |
| 1.12 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: UPS SECURITY ID: 911312106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director William R. Johnson | Management | For | For |
| 1e | Elect Director Candace Kendle | Management | For | For |
| 1f | Elect Director Ann M. Livermore | Management | For | For |
| 1g | Elect Director Rudy H.P. Markham | Management | For | For |
| 1h | Elect Director Franck J. Moison | Management | For | For |
| 1i | Elect Director Clark "Sandy" T. Randt, Jr. | Management | For | For |
| 1j | Elect Director Christiana Smith Shi | Management | For | For |
| 1k | Elect Director John T. Stankey | Management | For | For |
| 1l | Elect Director Carol B. Tome | Management | For | For |
| 1m | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 30, 2018 | ||||
| TICKER: UTX SECURITY ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1b | Elect Director Diane M. Bryant | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1e | Elect Director Gregory J. Hayes | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Marshall O. Larsen | Management | For | For |
| 1h | Elect Director Harold W. McGraw, III | Management | For | For |
| 1i | Elect Director Margaret L. O'Sullivan | Management | For | For |
| 1j | Elect Director Fredric G. Reynolds | Management | For | For |
| 1k | Elect Director Brian C. Rogers | Management | For | For |
| 1l | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT AUTOMOTIVE PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ADIENT PLC MEETING DATE: MAR 12, 2018 | ||||
| TICKER: ADNT SECURITY ID: G0084W101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John M. Barth | Management | For | For |
| 1b | Elect Director Julie L. Bushman | Management | For | For |
| 1c | Elect Director Raymond L. Conner | Management | For | For |
| 1d | Elect Director Richard Goodman | Management | For | For |
| 1e | Elect Director Frederick A. Henderson | Management | For | For |
| 1f | Elect Director R. Bruce McDonald | Management | For | For |
| 1g | Elect Director Barb J. Samardzich | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ADVANCE AUTO PARTS, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: AAP SECURITY ID: 00751Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Brad W. Buss | Management | For | For |
| 1.3 | Elect Director Fiona P. Dias | Management | For | For |
| 1.4 | Elect Director John F. Ferraro | Management | For | For |
| 1.5 | Elect Director Thomas R. Greco | Management | For | For |
| 1.6 | Elect Director Adriana Karaboutis | Management | For | For |
| 1.7 | Elect Director Eugene I. Lee, Jr. | Management | For | For |
| 1.8 | Elect Director Douglas A. Pertz | Management | For | For |
| 1.9 | Elect Director Reuben E. Slone | Management | For | For |
| 1.10 | Elect Director Jeffrey C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ALLISON TRANSMISSION HOLDINGS, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: ALSN SECURITY ID: 01973R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stan A. Askren | Management | For | For |
| 1b | Elect Director Lawrence E. Dewey | Management | For | For |
| 1c | Elect Director David C. Everitt | Management | For | For |
| 1d | Elect Director Alvaro Garcia-Tunon | Management | For | For |
| 1e | Elect Director David S. Graziosi | Management | For | For |
| 1f | Elect Director William R. Harker | Management | For | For |
| 1g | Elect Director Richard P. Lavin | Management | For | For |
| 1h | Elect Director Thomas W. Rabaut | Management | For | For |
| 1i | Elect Director Richard V. Reynolds | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| APTIV PLC MEETING DATE: APR 26, 2018 | ||||
| TICKER: APTV SECURITY ID: G6095L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Kevin P. Clark | Management | For | For |
| 2 | Elect Director Nancy E. Cooper | Management | For | For |
| 3 | Elect Director Frank J. Dellaquila | Management | For | For |
| 4 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 5 | Elect Director Mark P. Frissora | Management | For | For |
| 6 | Elect Director Rajiv L. Gupta | Management | For | For |
| 7 | Elect Director Sean O. Mahoney | Management | For | For |
| 8 | Elect Director Colin J. Parris | Management | For | For |
| 9 | Elect Director Ana G. Pinczuk | Management | For | For |
| 10 | Elect Director Thomas W. Sidlik | Management | For | For |
| 11 | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AUTOLIV, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: ALV SECURITY ID: 052800109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Jan Carlson | Management | For | For |
| 1.3 | Elect Director Hasse Johansson | Management | For | For |
| 1.4 | Elect Director Leif Johansson | Management | For | For |
| 1.5 | Elect Director David E. Kepler | Management | For | For |
| 1.6 | Elect Director Franz-Josef Kortum | Management | For | For |
| 1.7 | Elect Director Xiaozhi Liu | Management | For | For |
| 1.8 | Elect Director James M. Ringler | Management | For | For |
| 1.9 | Elect Director Kazuhiko Sakamoto | Management | For | For |
| 1.10 | Elect Director Thaddeus J. "Ted" Senko | Management | For | For |
| 1.11 | Elect Director Wolfgang Ziebart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young AB as Auditors | Management | For | For |
| AUTOZONE, INC. MEETING DATE: DEC 20, 2017 | ||||
| TICKER: AZO SECURITY ID: 053332102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.4 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.5 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.6 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.7 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.9 | Elect Director Luis P. Nieto | Management | For | For |
| 1.10 | Elect Director William C. Rhodes, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BORGWARNER INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: BWA SECURITY ID: 099724106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Jan Carlson | Management | For | For |
| 1B | Elect Director Dennis C. Cuneo | Management | For | For |
| 1C | Elect Director Michael S. Hanley | Management | For | For |
| 1D | Elect Director Roger A. Krone | Management | For | For |
| 1E | Elect Director John R. McKernan, Jr. | Management | For | For |
| 1F | Elect Director Alexis P. Michas | Management | For | For |
| 1G | Elect Director Vicki L. Sato | Management | For | For |
| 1H | Elect Director Thomas T. Stallkamp | Management | For | For |
| 1I | Elect Director James R. Verrier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Certificate of Incorporation to Permit Removal of Directors Without Cause | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Management | For | Against |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| CARMAX, INC. MEETING DATE: JUN 26, 2018 | ||||
| TICKER: KMX SECURITY ID: 143130102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Bensen | Management | For | For |
| 1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.3 | Elect Director Sona Chawla | Management | For | For |
| 1.4 | Elect Director Thomas J. Folliard | Management | For | For |
| 1.5 | Elect Director Shira Goodman | Management | For | For |
| 1.6 | Elect Director Robert J. Hombach | Management | For | For |
| 1.7 | Elect Director David W. McCreight | Management | For | For |
| 1.8 | Elect Director William D. Nash | Management | For | For |
| 1.9 | Elect Director Marcella Shinder | Management | For | For |
| 1.10 | Elect Director Mitchell D. Steenrod | Management | For | For |
| 1.11 | Elect Director William R. Tiefel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| COPART, INC. MEETING DATE: DEC 08, 2017 | ||||
| TICKER: CPRT SECURITY ID: 217204106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willis J. Johnson | Management | For | For |
| 1.2 | Elect Director A. Jayson Adair | Management | For | For |
| 1.3 | Elect Director Matt Blunt | Management | For | For |
| 1.4 | Elect Director Steven D. Cohan | Management | For | For |
| 1.5 | Elect Director Daniel J. Englander | Management | For | For |
| 1.6 | Elect Director James E. Meeks | Management | For | For |
| 1.7 | Elect Director Vincent W. Mitz | Management | For | For |
| 1.8 | Elect Director Thomas N. Tryforos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CTS CORPORATION MEETING DATE: MAY 17, 2018 | ||||
| TICKER: CTS SECURITY ID: 126501105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia K. Collawn | Management | For | For |
| 1.2 | Elect Director Gordon Hunter | Management | For | For |
| 1.3 | Elect Director William S. Johnson | Management | For | For |
| 1.4 | Elect Director Diana M. Murphy | Management | For | For |
| 1.5 | Elect Director Kieran O'Sullivan | Management | For | For |
| 1.6 | Elect Director Robert A. Profusek | Management | For | For |
| 1.7 | Elect Director Alfonso G. Zulueta | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| DANA INCORPORATED MEETING DATE: APR 26, 2018 | ||||
| TICKER: DAN SECURITY ID: 235825205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rachel A. Gonzalez | Management | For | For |
| 1.2 | Elect Director James K. Kamsickas | Management | For | For |
| 1.3 | Elect Director Virginia A. Kamsky | Management | For | For |
| 1.4 | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
| 1.5 | Elect Director Michael J. Mack, Jr. | Management | For | For |
| 1.6 | Elect Director R. Bruce McDonald | Management | For | For |
| 1.7 | Elect Director Diarmuid B. O'Connell | Management | For | For |
| 1.8 | Elect Director Keith E. Wandell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| DELPHI AUTOMOTIVE PLC MEETING DATE: NOV 07, 2017 | ||||
| TICKER: DLPH SECURITY ID: G27823106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change Company Name to Aptiv PLC | Management | For | For |
| DELPHI TECHNOLOGIES PLC MEETING DATE: APR 26, 2018 | ||||
| TICKER: DLPH SECURITY ID: G2709G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robin J. Adams | Management | For | For |
| 2 | Elect Director Liam Butterworth | Management | For | For |
| 3 | Elect Director Joseph S. Cantie | Management | For | For |
| 4 | Elect Director Nelda J. Connors | Management | For | For |
| 5 | Elect Director Gary L. Cowger | Management | For | For |
| 6 | Elect Director David S. Haffner | Management | For | For |
| 7 | Elect Director Helmut Leube | Management | For | For |
| 8 | Elect Director Timothy M. Manganello | Management | For | For |
| 9 | Elect Director Hari N. Nair | Management | For | For |
| 10 | Elect Director MaryAnn Wright | Management | For | For |
| 11 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FERRARI NV MEETING DATE: APR 13, 2018 | ||||
| TICKER: RACE SECURITY ID: N3167Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Director's Board Report (Non-Voting) | Management | None | None |
| 2.b | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.c | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 2.d | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.f | Approve Dividends of EUR 0.71 Per Share | Management | For | For |
| 2.g | Approve Discharge of Directors | Management | For | For |
| 3.a | Reelect Sergio Marchionne as Executive Director | Management | For | For |
| 3.b | Reelect John Elkann as Non-Executive Director | Management | For | For |
| 3.c | Reelect Piero Ferrari as Non-Executive Director | Management | For | For |
| 3.d | Relect Delphine Arnault as Non-Executive Director | Management | For | For |
| 3.e | Reelect Louis C. Camilleri as Non- Executive Director | Management | For | For |
| 3.f | Reelect Giuseppina Capaldo as Non-Executive Director | Management | For | For |
| 3.g | Reelect Eduardo H. Cue as Non-Executive Director | Management | For | For |
| 3.h | Reelect Sergio Duca as Non-Executive Director | Management | For | For |
| 3.i | Reelect Lapo Elkann as Non-Executive Director | Management | For | For |
| 3.j | Reelect Amedeo Felisa as Non-Executive Director | Management | For | For |
| 3.k | Reelect Maria Patrizia Grieco as Non-Executive Director | Management | For | For |
| 3.l | Reelect Adam Keswick as Non-Executive Director | Management | For | Against |
| 3.m | Reelect Elena Zambon as Non-Executive Director | Management | For | For |
| 4 | Ratify Ernst & Young as Auditors | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Close Meeting | Management | None | None |
| FIAT CHRYSLER AUTOMOBILES NV MEETING DATE: APR 13, 2018 | ||||
| TICKER: FCA SECURITY ID: N31738102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Director's Report (Non-Voting) | Management | None | None |
| 2.b | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.c | Discuss Remuneration Policy | Management | None | None |
| 2.d | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.f | Approve Discharge of Directors | Management | For | For |
| 3.a | Reelect John Elkann as Executive Director | Management | For | For |
| 3.b | Reelect Sergio Marchionne as Executive Director | Management | For | For |
| 4.a | Reelect Ronald L. Thompson as Non-Executive Director | Management | For | For |
| 4.b | Elect John Abbott as Non-Executive Director | Management | For | For |
| 4.c | Reelect Andrea Agnelli as Non-Executive Director | Management | For | For |
| 4.d | Reelect Tiberto Brandolini d'Adda as Non-Executive Director | Management | For | For |
| 4.e | Reelect Glenn Earle as Non-Executive Director | Management | For | For |
| 4.f | Reelect Valerie A. Mars as Non-Executive Director | Management | For | For |
| 4.g | Reelect Ruth J. Simmons as Non-Executive Director | Management | For | For |
| 4.h | Reelect Michelangelo A. Volpi as Non-Executive Director | Management | For | For |
| 4.i | Reelect Patience Wheatcroft as Non-Executive Director | Management | For | For |
| 4.j | Reelect Ermenegildo Zegna as Non-Executive Director | Management | For | For |
| 5 | Ratify Ernst & Young as Auditors | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Close Meeting | Management | None | None |
| FORD MOTOR COMPANY MEETING DATE: MAY 10, 2018 | ||||
| TICKER: F SECURITY ID: 345370860 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen G. Butler | Management | For | For |
| 1b | Elect Director Kimberly A. Casiano | Management | For | For |
| 1c | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1d | Elect Director Edsel B. Ford, II | Management | For | For |
| 1e | Elect Director William Clay Ford, Jr. | Management | For | For |
| 1f | Elect Director James P. Hackett | Management | For | For |
| 1g | Elect Director William W. Helman, IV | Management | For | For |
| 1h | Elect Director William E. Kennard | Management | For | For |
| 1i | Elect Director John C. Lechleiter | Management | For | For |
| 1j | Elect Director Ellen R. Marram | Management | For | For |
| 1k | Elect Director John L. Thornton | Management | For | For |
| 1l | Elect Director John B. Veihmeyer | Management | For | For |
| 1m | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1n | Elect Director John S. Weinberg | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Report on Fleet GHG Emissions in Relation to CAFE Standards | Shareholder | Against | Against |
| 8 | Transparent Political Spending | Shareholder | Against | Against |
| GENERAL MOTORS COMPANY MEETING DATE: JUN 12, 2018 | ||||
| TICKER: GM SECURITY ID: 37045V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary T. Barra | Management | For | For |
| 1b | Elect Director Linda R. Gooden | Management | For | For |
| 1c | Elect Director Joseph Jimenez | Management | For | For |
| 1d | Elect Director Jane L. Mendillo | Management | For | For |
| 1e | Elect Director Michael G. Mullen | Management | For | For |
| 1f | Elect Director James J. Mulva | Management | For | For |
| 1g | Elect Director Patricia F. Russo | Management | For | For |
| 1h | Elect Director Thomas M. Schoewe | Management | For | For |
| 1i | Elect Director Theodore M. Solso | Management | For | For |
| 1j | Elect Director Carol M. Stephenson | Management | For | For |
| 1k | Elect Director Devin N. Wenig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Fleet GHG Emissions in Relation to CAFE Standards | Shareholder | Against | Against |
| GENTEX CORPORATION MEETING DATE: MAY 17, 2018 | ||||
| TICKER: GNTX SECURITY ID: 371901109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leslie Brown | Management | For | For |
| 1.2 | Elect Director Gary Goode | Management | For | For |
| 1.3 | Elect Director James Hollars | Management | For | For |
| 1.4 | Elect Director John Mulder | Management | For | For |
| 1.5 | Elect Director Richard Schaum | Management | For | For |
| 1.6 | Elect Director Frederick Sotok | Management | For | For |
| 1.7 | Elect Director James Wallace | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GENUINE PARTS COMPANY MEETING DATE: APR 23, 2018 | ||||
| TICKER: GPC SECURITY ID: 372460105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth W. Camp | Management | For | For |
| 1.2 | Elect Director Paul D. Donahue | Management | For | For |
| 1.3 | Elect Director Gary P. Fayard | Management | For | For |
| 1.4 | Elect Director Thomas C. Gallagher | Management | For | For |
| 1.5 | Elect Director P. Russell Hardin | Management | For | For |
| 1.6 | Elect Director John R. Holder | Management | For | For |
| 1.7 | Elect Director Donna W. Hyland | Management | For | For |
| 1.8 | Elect Director John D. Johns | Management | For | For |
| 1.9 | Elect Director Robert C. 'Robin' Loudermilk, Jr. | Management | For | For |
| 1.10 | Elect Director Wendy B. Needham | Management | For | For |
| 1.11 | Elect Director E. Jenner Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HARLEY-DAVIDSON, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: HOG SECURITY ID: 412822108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Troy Alstead | Management | For | For |
| 1.2 | Elect Director R. John Anderson | Management | For | For |
| 1.3 | Elect Director Michael J. Cave | Management | For | For |
| 1.4 | Elect Director Allan Golston | Management | For | For |
| 1.5 | Elect Director Matthew S. Levatich | Management | For | For |
| 1.6 | Elect Director Sara L. Levinson | Management | For | For |
| 1.7 | Elect Director N. Thomas Linebarger | Management | For | For |
| 1.8 | Elect Director Brian R. Niccol | Management | For | For |
| 1.9 | Elect Director Maryrose T. Sylvester | Management | For | For |
| 1.10 | Elect Director Jochen Zeitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HONDA MOTOR CO. LTD. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: 7267 SECURITY ID: 438128308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hachigo, Takahiro | Management | For | For |
| 1.2 | Elect Director Kuraishi, Seiji | Management | For | For |
| 1.3 | Elect Director Matsumoto, Yoshiyuki | Management | For | For |
| 1.4 | Elect Director Mikoshiba, Toshiaki | Management | For | For |
| 1.5 | Elect Director Yamane, Yoshi | Management | For | For |
| 1.6 | Elect Director Takeuchi, Kohei | Management | For | For |
| 1.7 | Elect Director Kunii, Hideko | Management | For | For |
| 1.8 | Elect Director Ozaki, Motoki | Management | For | For |
| 1.9 | Elect Director Ito, Takanobu | Management | For | For |
| 2 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| KAR AUCTION SERVICES, INC. MEETING DATE: JUN 04, 2018 | ||||
| TICKER: KAR SECURITY ID: 48238T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Todd F. Bourell | Management | For | For |
| 1b | Elect Director Donna R. Ecton | Management | For | For |
| 1c | Elect Director James P. Hallett | Management | For | For |
| 1d | Elect Director Mark E. Hill | Management | For | For |
| 1e | Elect Director J. Mark Howell | Management | For | For |
| 1f | Elect Director Lynn Jolliffe | Management | For | For |
| 1g | Elect Director Michael T. Kestner | Management | For | For |
| 1h | Elect Director John P. Larson | Management | For | For |
| 1i | Elect Director Stephen E. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| LEAR CORPORATION MEETING DATE: MAY 17, 2018 | ||||
| TICKER: LEA SECURITY ID: 521865204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Richard H. Bott | Management | For | For |
| 1B | Elect Director Thomas P. Capo | Management | For | For |
| 1C | Elect Director Jonathan F. Foster | Management | For | For |
| 1D | Elect Director Mary Lou Jepsen | Management | For | For |
| 1E | Elect Director Kathleen A. Ligocki | Management | For | For |
| 1F | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
| 1G | Elect Director Raymond E. Scott | Management | For | For |
| 1H | Elect Director Gregory C. Smith | Management | For | For |
| 1I | Elect Director Henry D.G. Wallace | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LKQ CORPORATION MEETING DATE: MAY 07, 2018 | ||||
| TICKER: LKQ SECURITY ID: 501889208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sukhpal Singh Ahluwalia | Management | For | For |
| 1b | Elect Director A. Clinton Allen | Management | For | For |
| 1c | Elect Director Robert M. Hanser | Management | For | For |
| 1d | Elect Director Joseph M. Holsten | Management | For | For |
| 1e | Elect Director Blythe J. McGarvie | Management | For | For |
| 1f | Elect Director John F. O'Brien | Management | For | For |
| 1g | Elect Director Guhan Subramanian | Management | For | For |
| 1h | Elect Director William M. Webster, IV | Management | For | For |
| 1i | Elect Director Dominick Zarcone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MAGNA INTERNATIONAL INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: MG SECURITY ID: 559222401 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott B. Bonham | Management | For | For |
| 1.2 | Elect Director Peter G. Bowie | Management | For | For |
| 1.3 | Elect Director Mary S. Chan | Management | For | For |
| 1.4 | Elect Director Kurt J. Lauk | Management | For | For |
| 1.5 | Elect Director Robert F. MacLellan | Management | For | For |
| 1.6 | Elect Director Cynthia A. Niekamp | Management | For | For |
| 1.7 | Elect Director William A. Ruh | Management | For | For |
| 1.8 | Elect Director Indira V. Samarasekera | Management | For | For |
| 1.9 | Elect Director Donald J. Walker | Management | For | For |
| 1.10 | Elect Director Lawrence D. Worrall | Management | For | For |
| 1.11 | Elect Director William L. Young | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: ORLY SECURITY ID: 67103H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1d | Elect Director Greg Henslee | Management | For | For |
| 1e | Elect Director Jay D. Burchfield | Management | For | For |
| 1f | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1g | Elect Director John R. Murphy | Management | For | For |
| 1h | Elect Director Dana M. Perlman | Management | For | For |
| 1i | Elect Director Ronald Rashkow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| PANASONIC CORP MEETING DATE: JUN 28, 2018 | ||||
| TICKER: 6752 SECURITY ID: J6354Y104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nagae, Shusaku | Management | For | For |
| 1.2 | Elect Director Matsushita, Masayuki | Management | For | For |
| 1.3 | Elect Director Tsuga, Kazuhiro | Management | For | For |
| 1.4 | Elect Director Ito, Yoshio | Management | For | For |
| 1.5 | Elect Director Sato, Mototsugu | Management | For | For |
| 1.6 | Elect Director Higuchi, Yasuyuki | Management | For | For |
| 1.7 | Elect Director Oku, Masayuki | Management | For | For |
| 1.8 | Elect Director Tsutsui, Yoshinobu | Management | For | For |
| 1.9 | Elect Director Ota, Hiroko | Management | For | For |
| 1.10 | Elect Director Toyama, Kazuhiko | Management | For | For |
| 1.11 | Elect Director Umeda, Hirokazu | Management | For | For |
| 1.12 | Elect Director Laurence W.Bates | Management | For | For |
| 2.1 | Appoint Statutory Auditor Sato, Yoshio | Management | For | Against |
| 2.2 | Appoint Statutory Auditor Kinoshita, Toshio | Management | For | For |
| RUSH ENTERPRISES, INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: RUSHA SECURITY ID: 781846209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W.M. "Rusty" Rush | Management | For | For |
| 1.2 | Elect Director Thomas A. Akin | Management | For | For |
| 1.3 | Elect Director James C. Underwood | Management | For | For |
| 1.4 | Elect Director Raymond J. Chess | Management | For | For |
| 1.5 | Elect Director William H. Cary | Management | For | For |
| 1.6 | Elect Director Kennon H. Guglielmo | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| STONERIDGE, INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: SRI SECURITY ID: 86183P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan B. DeGaynor | Management | For | For |
| 1.2 | Elect Director Jeffrey P. Draime | Management | For | For |
| 1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
| 1.4 | Elect Director Ira C. Kaplan | Management | For | For |
| 1.5 | Elect Director Kim Korth | Management | For | For |
| 1.6 | Elect Director William M. Lasky | Management | For | For |
| 1.7 | Elect Director George S. Mayes, Jr. | Management | For | For |
| 1.8 | Elect Director Paul J. Schlather | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| SUBARU CORP MEETING DATE: JUN 22, 2018 | ||||
| TICKER: 7270 SECURITY ID: J7676H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 72 | Management | For | For |
| 2 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles | Management | For | For |
| 3.1 | Elect Director Yoshinaga, Yasuyuki | Management | For | For |
| 3.2 | Elect Director Nakamura, Tomomi | Management | For | For |
| 3.3 | Elect Director Okawara, Masaki | Management | For | For |
| 3.4 | Elect Director Okada, Toshiaki | Management | For | For |
| 3.5 | Elect Director Kato, Yoichi | Management | For | For |
| 3.6 | Elect Director Onuki, Tetsuo | Management | For | For |
| 3.7 | Elect Director Komamura, Yoshinori | Management | For | For |
| 3.8 | Elect Director Aoyama, Shigehiro | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Tamazawa, Kenji | Management | For | For |
| TATA MOTORS LTD. MEETING DATE: AUG 22, 2017 | ||||
| TICKER: 500570 SECURITY ID: 876568502 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Ralf Speth as Director | Management | For | For |
| 3 | Approve B S R & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Elect Natarajan Chandrasekaran as Director | Management | For | For |
| 5 | Elect Om Prakash Bhatt as Director | Management | For | For |
| 6 | Approve Reappointment and Remuneration of Satish Borwankar as Executive Director and Chief Operating Officer | Management | For | For |
| 7 | Approve Remuneration of Cost Auditors | Management | For | For |
| 8 | Approve Offer or Invitation to Subscribe to Secure/Unsecured Redeemable Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| TENNECO INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: TEN SECURITY ID: 880349105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas C. Freyman | Management | For | For |
| 1b | Elect Director Brian J. Kesseler | Management | For | For |
| 1c | Elect Director Dennis J. Letham | Management | For | For |
| 1d | Elect Director James S. Metcalf | Management | For | For |
| 1e | Elect Director Roger B. Porter | Management | For | For |
| 1f | Elect Director David B. Price, Jr. | Management | For | For |
| 1g | Elect Director Gregg M. Sherrill | Management | For | For |
| 1h | Elect Director Paul T. Stecko | Management | For | For |
| 1i | Elect Director Jane L. Warner | Management | For | For |
| 1j | Elect Director Roger J. Wood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TESLA, INC. MEETING DATE: MAR 21, 2018 | ||||
| TICKER: TSLA SECURITY ID: 88160R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Stock Option Grant to Elon Musk | Management | For | For |
| THE GOODYEAR TIRE & RUBBER COMPANY MEETING DATE: APR 09, 2018 | ||||
| TICKER: GT SECURITY ID: 382550101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Firestone | Management | For | For |
| 1b | Elect Director Werner Geissler | Management | For | For |
| 1c | Elect Director Peter S. Hellman | Management | For | For |
| 1d | Elect Director Laurette T. Koellner | Management | For | For |
| 1e | Elect Director Richard J. Kramer | Management | For | For |
| 1f | Elect Director W. Alan McCollough | Management | For | For |
| 1g | Elect Director John E. McGlade | Management | For | For |
| 1h | Elect Director Michael J. Morell | Management | For | For |
| 1i | Elect Director Roderick A. Palmore | Management | For | For |
| 1j | Elect Director Stephanie A. Streeter | Management | For | For |
| 1k | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 1l | Elect Director Michael R. Wessel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TOYOTA MOTOR CORP. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: 7203 SECURITY ID: 892331307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Uchiyamada, Takeshi | Management | For | For |
| 1.2 | Elect Director Hayakawa, Shigeru | Management | For | For |
| 1.3 | Elect Director Toyoda, Akio | Management | For | For |
| 1.4 | Elect Director Kobayashi, Koji | Management | For | For |
| 1.5 | Elect Director Didier Leroy | Management | For | For |
| 1.6 | Elect Director Terashi, Shigeki | Management | For | For |
| 1.7 | Elect Director Sugawara, Ikuro | Management | For | For |
| 1.8 | Elect Director Sir Philip Craven | Management | For | For |
| 1.9 | Elect Director Kudo, Teiko | Management | For | For |
| 2.1 | Appoint Statutory Auditor Yasuda, Masahide | Management | For | For |
| 2.2 | Appoint Statutory Auditor Hirano, Nobuyuki | Management | For | Against |
| 3 | Appoint Alternate Statutory Auditor Sakai, Ryuji | Management | For | For |
| UMICORE MEETING DATE: APR 26, 2018 | ||||
| TICKER: UMI SECURITY ID: B95505184 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.70 per Share | Management | For | For |
| 4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Discharge of Auditors | Management | For | For |
| 7.1 | Reelect Thomas Leysen as Director | Management | For | For |
| 7.2 | Reelect Marc Grynberg as Director | Management | For | For |
| 7.3 | Reelect Mark Garrett as Independent Director | Management | For | For |
| 7.4 | Reelect Eric Meurice as Independent Director | Management | For | For |
| 7.5 | Elect Koenraad Debackere as Independent Director | Management | For | For |
| 7.6 | Approve Remuneration of Directors | Management | For | For |
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | For |
| VISTEON CORPORATION MEETING DATE: JUN 06, 2018 | ||||
| TICKER: VC SECURITY ID: 92839U206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James J. Barrese | Management | For | For |
| 1b | Elect Director Naomi M. Bergman | Management | For | For |
| 1c | Elect Director Jeffrey D. Jones | Management | For | For |
| 1d | Elect Director Sachin S. Lawande | Management | For | For |
| 1e | Elect Director Joanne M. Maguire | Management | For | For |
| 1f | Elect Director Robert J. Manzo | Management | For | For |
| 1g | Elect Director Francis M. Scricco | Management | For | For |
| 1h | Elect Director David L. Treadwell | Management | For | For |
| 1i | Elect Director Harry J. Wilson | Management | For | For |
| 1j | Elect Director Rouzbeh Yassini-Fard | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
SELECT BANKING PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 1ST SOURCE CORPORATION MEETING DATE: APR 19, 2018 | ||||
| TICKER: SRCE SECURITY ID: 336901103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Melody Birmingham-Byrd | Management | For | For |
| 1b | Elect Director Lisa W. Hershman | Management | For | For |
| 1c | Elect Director John T. Phair | Management | For | For |
| 1d | Elect Director Mark D. Schwabero | Management | For | For |
| 2 | Ratify BKD LLP as Auditors | Management | For | For |
| AERCAP HOLDINGS NV MEETING DATE: APR 25, 2018 | ||||
| TICKER: AER SECURITY ID: N00985106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7a | Reelect Pieter Korteweg as Non-Executive Director | Management | For | For |
| 7b | Reelect Aengus Kelly as Executive Director | Management | For | For |
| 7c | Reelect Salem R.A.A. Al Noaimi as Non-Executive Director | Management | For | For |
| 7d | Reelect Homaid A.A.M. Al Shimmari as Non-Executive Director | Management | For | For |
| 7e | Reelect Paul T. Dacier as Non-Executive Director | Management | For | For |
| 7f | Reelect Richard M. Gradon as Non-Executive Director | Management | For | For |
| 7g | Reelect Robert G. Warden as Non-Executive Director | Management | For | For |
| 7h | Appoint Julian B. Branch as Non-Executive Director | Management | For | For |
| 8 | Designate Deputy CFO to Represent the Management in Case All Directors are Absent or Prevented from Acting | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 10a | Grant Board Authority to Issue Shares up to 10 Percent of Issued Capital | Management | For | For |
| 10b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 10c | Grant Board Authority to Issue Shares up to 10 Percent of Issued Capital Percent in Case of Merger or Acquisition | Management | For | For |
| 10d | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 11a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11b | Conditional Authorization to Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Approve Reduction of Share Capital | Management | For | For |
| 13 | Allow Questions | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| ASSOCIATED BANC-CORP MEETING DATE: APR 24, 2018 | ||||
| TICKER: ASB SECURITY ID: 045487105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Michael T. Crowley, Jr. | Management | For | For |
| 1.3 | Elect Director Philip B. Flynn | Management | For | For |
| 1.4 | Elect Director R. Jay Gerken | Management | For | For |
| 1.5 | Elect Director Judith P. Greffin | Management | For | For |
| 1.6 | Elect Director William R. Hutchinson | Management | For | For |
| 1.7 | Elect Director Robert A. Jeffe | Management | For | For |
| 1.8 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.9 | Elect Director Gale E. Klappa | Management | For | For |
| 1.10 | Elect Director Richard T. Lommen | Management | For | For |
| 1.11 | Elect Director Cory L. Nettles | Management | For | For |
| 1.12 | Elect Director Karen T. van Lith | Management | For | For |
| 1.13 | Elect Director John 'Jay' B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| BANK OF AMERICA CORPORATION MEETING DATE: APR 25, 2018 | ||||
| TICKER: BAC SECURITY ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Michael D. White | Management | For | For |
| 1m | Elect Director Thomas D. Woods | Management | For | For |
| 1n | Elect Director R. David Yost | Management | For | For |
| 1o | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| BANK OF THE OZARKS, INC. MEETING DATE: MAY 07, 2018 | ||||
| TICKER: OZRK SECURITY ID: 063904106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas Brown | Management | For | For |
| 1.2 | Elect Director Paula Cholmondeley | Management | For | For |
| 1.3 | Elect Director Richard Cisne | Management | For | For |
| 1.4 | Elect Director Robert East | Management | For | For |
| 1.5 | Elect Director Kathleen Franklin | Management | For | For |
| 1.6 | Elect Director Catherine B. Freedberg | Management | For | For |
| 1.7 | Elect Director Jeffrey Gearhart | Management | For | For |
| 1.8 | Elect Director George Gleason | Management | For | For |
| 1.9 | Elect Director Linda Gleason | Management | For | For |
| 1.10 | Elect Director Peter Kenny | Management | For | For |
| 1.11 | Elect Director William A. Koefoed, Jr. | Management | For | For |
| 1.12 | Elect Director Walter J. ('Jack') Mullen, III | Management | For | For |
| 1.13 | Elect Director Christopher Orndorff | Management | For | For |
| 1.14 | Elect Director Robert Proost | Management | For | For |
| 1.15 | Elect Director John Reynolds | Management | For | For |
| 1.16 | Elect Director Ross Whipple | Management | For | For |
| 2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 3 | Change Company Name to Bank OZK | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BB&T CORPORATION MEETING DATE: APR 24, 2018 | ||||
| TICKER: BBT SECURITY ID: 054937107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.2 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.3 | Elect Director Anna R. Cablik | Management | For | For |
| 1.4 | Elect Director I. Patricia Henry | Management | For | For |
| 1.5 | Elect Director Eric C. Kendrick | Management | For | For |
| 1.6 | Elect Director Kelly S. King | Management | For | For |
| 1.7 | Elect Director Louis B. Lynn | Management | For | For |
| 1.8 | Elect Director Charles A. Patton | Management | For | For |
| 1.9 | Elect Director Nido R. Qubein | Management | For | For |
| 1.10 | Elect Director William J. Reuter | Management | For | For |
| 1.11 | Elect Director Tollie W. Rich, Jr. | Management | For | For |
| 1.12 | Elect Director Christine Sears | Management | For | For |
| 1.13 | Elect Director Thomas E. Skains | Management | For | For |
| 1.14 | Elect Director Thomas N. Thompson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| BENEFICIAL BANCORP, INC. MEETING DATE: APR 19, 2018 | ||||
| TICKER: BNCL SECURITY ID: 08171T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Karen Dougherty Buchholz | Management | For | For |
| 1.2 | Elect Director Elizabeth H. Gemmill | Management | For | For |
| 1.3 | Elect Director Roy D. Yates | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CADENCE BANCORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: CADE SECURITY ID: 12739A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Paul B. Murphy, Jr. | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| CAMDEN NATIONAL CORPORATION MEETING DATE: APR 24, 2018 | ||||
| TICKER: CAC SECURITY ID: 133034108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ann W. Bresnahan | Management | For | For |
| 1.2 | Elect Director Gregory A. Dufour | Management | For | For |
| 1.3 | Elect Director S. Catherine Longley | Management | For | For |
| 1.4 | Elect Director Carl J. Soderberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 03, 2018 | ||||
| TICKER: COF SECURITY ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Richard D. Fairbank | Management | For | For |
| 1B | Elect Director Aparna Chennapragada | Management | For | For |
| 1C | Elect Director Ann Fritz Hackett | Management | For | For |
| 1D | Elect Director Lewis Hay, III | Management | For | For |
| 1E | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1F | Elect Director Peter Thomas Killalea | Management | For | For |
| 1G | Elect Director Pierre E. Leroy | Management | For | For |
| 1H | Elect Director Peter E. Raskind | Management | For | For |
| 1I | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1J | Elect Director Bradford H. Warner | Management | For | For |
| 1K | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| CIT GROUP INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: CIT SECURITY ID: 125581801 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director Michael L. Brosnan | Management | For | For |
| 1c | Elect Director Michael A. Carpenter | Management | For | For |
| 1d | Elect Director Dorene C. Dominguez | Management | For | For |
| 1e | Elect Director Alan Frank | Management | For | For |
| 1f | Elect Director William M. Freeman | Management | For | For |
| 1g | Elect Director R. Brad Oates | Management | For | For |
| 1h | Elect Director Gerald Rosenfeld | Management | For | For |
| 1i | Elect Director John R. Ryan | Management | For | For |
| 1j | Elect Director Sheila A. Stamps | Management | For | For |
| 1k | Elect Director Khanh T. Tran | Management | For | For |
| 1l | Elect Director Laura S. Unger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CITIGROUP INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: C SECURITY ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director John C. Dugan | Management | For | For |
| 1d | Elect Director Duncan P. Hennes | Management | For | For |
| 1e | Elect Director Peter B. Henry | Management | For | For |
| 1f | Elect Director Franz B. Humer | Management | For | For |
| 1g | Elect Director S. Leslie Ireland | Management | For | For |
| 1h | Elect Director Renee J. James | Management | For | For |
| 1i | Elect Director Eugene M. McQuade | Management | For | For |
| 1j | Elect Director Michael E. O'Neill | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Anthony M. Santomero | Management | For | For |
| 1m | Elect Director Diana L. Taylor | Management | For | For |
| 1n | Elect Director James S. Turley | Management | For | For |
| 1o | Elect Director Deborah C. Wright | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce De Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Against |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 8 | Amend Proxy Access Right | Shareholder | Against | Against |
| 9 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| 10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| COMMERCE BANCSHARES, INC. MEETING DATE: APR 18, 2018 | ||||
| TICKER: CBSH SECURITY ID: 200525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terry D. Bassham | Management | For | For |
| 1.2 | Elect Director John W. Kemper | Management | For | For |
| 1.3 | Elect Director Jonathan M. Kemper | Management | For | For |
| 1.4 | Elect Director Kimberly G. Walker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMMUNITY TRUST BANCORP, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: CTBI SECURITY ID: 204149108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles J. Baird | Management | For | For |
| 1.2 | Elect Director Nick Carter | Management | For | For |
| 1.3 | Elect Director Jean R. Hale | Management | For | For |
| 1.4 | Elect Director James E. McGhee, II | Management | For | For |
| 1.5 | Elect Director M. Lynn Parrish | Management | For | For |
| 1.6 | Elect Director James R. Ramsey | Management | For | For |
| 1.7 | Elect Director Anthony W. St. Charles | Management | For | For |
| 2 | Ratify BKD, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONNECTONE BANCORP, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: CNOB SECURITY ID: 20786W107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank Sorrentino, III | Management | For | For |
| 1.2 | Elect Director Frank W. Baier | Management | For | For |
| 1.3 | Elect Director Alexander A. Bol | Management | For | For |
| 1.4 | Elect Director Stephen T. Boswell | Management | For | For |
| 1.5 | Elect Director Frederick Fish | Management | For | For |
| 1.6 | Elect Director Frank Huttle, III | Management | For | For |
| 1.7 | Elect Director Michael Kempner | Management | For | For |
| 1.8 | Elect Director Nicholas Minoia | Management | For | For |
| 1.9 | Elect Director Joseph Parisi, Jr. | Management | For | For |
| 1.10 | Elect Director Harold Schechter | Management | For | For |
| 1.11 | Elect Director William A. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| CULLEN/FROST BANKERS, INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: CFR SECURITY ID: 229899109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carlos Alvarez | Management | For | For |
| 1.2 | Elect Director Chris M. Avery | Management | For | For |
| 1.3 | Elect Director Samuel G. Dawson | Management | For | For |
| 1.4 | Elect Director Crawford H. Edwards | Management | For | For |
| 1.5 | Elect Director Patrick B. Frost | Management | For | For |
| 1.6 | Elect Director Phillip D. Green | Management | For | For |
| 1.7 | Elect Director David J. Haemisegger | Management | For | For |
| 1.8 | Elect Director Jarvis V. Hollingsworth | Management | For | For |
| 1.9 | Elect Director Karen E. Jennings | Management | For | For |
| 1.10 | Elect Director Richard M. Kleberg, III | Management | For | For |
| 1.11 | Elect Director Charles W. Matthews | Management | For | For |
| 1.12 | Elect Director Ida Clement Steen | Management | For | For |
| 1.13 | Elect Director Graham Weston | Management | For | For |
| 1.14 | Elect Director Horace Wilkins, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CVB FINANCIAL CORP. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: CVBF SECURITY ID: 126600105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George A. Borba, Jr. | Management | For | For |
| 1.2 | Elect Director Stephen A. Del Guercio | Management | For | For |
| 1.3 | Elect Director Rodrigo Guerra, Jr. | Management | For | For |
| 1.4 | Elect Director Anna Kan | Management | For | For |
| 1.5 | Elect Director Kristina M. Leslie | Management | For | For |
| 1.6 | Elect Director Christopher D. Myers | Management | For | For |
| 1.7 | Elect Director Raymond V. O'Brien, III | Management | For | For |
| 1.8 | Elect Director Hal W. Oswalt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CVB FINANCIAL CORP. MEETING DATE: JUN 21, 2018 | ||||
| TICKER: CVBF SECURITY ID: 126600105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| DISCOVER FINANCIAL SERVICES MEETING DATE: MAY 02, 2018 | ||||
| TICKER: DFS SECURITY ID: 254709108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Joseph F. Eazor | Management | For | For |
| 1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.7 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.8 | Elect Director Michael H. Moskow | Management | For | For |
| 1.9 | Elect Director David W. Nelms | Management | For | For |
| 1.10 | Elect Director Mark A. Thierer | Management | For | For |
| 1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| EAST WEST BANCORP, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: EWBC SECURITY ID: 27579R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Molly Campbell | Management | For | For |
| 1.2 | Elect Director Iris S. Chan | Management | For | For |
| 1.3 | Elect Director Rudolph I. Estrada | Management | For | For |
| 1.4 | Elect Director Paul H. Irving | Management | For | For |
| 1.5 | Elect Director Herman Y. Li | Management | For | For |
| 1.6 | Elect Director Jack C. Liu | Management | For | For |
| 1.7 | Elect Director Dominic Ng | Management | For | For |
| 1.8 | Elect Director Lester M. Sussman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ESSENT GROUP LTD. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: ESNT SECURITY ID: G3198U102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jane P. Chwick | Management | For | For |
| 1.2 | Elect Director Aditya Dutt | Management | For | For |
| 1.3 | Elect Director Roy J. Kasmar | Management | For | For |
| 1.4 | Elect Director Angela L. Heise | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: FNF SECURITY ID: 31620R303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond R. Quirk | Management | For | For |
| 1.2 | Elect Director Heather H. Murren | Management | For | For |
| 1.3 | Elect Director John D. Rood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Articles | Management | For | For |
| FIRST AMERICAN FINANCIAL CORPORATION MEETING DATE: MAY 08, 2018 | ||||
| TICKER: FAF SECURITY ID: 31847R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis J. Gilmore | Management | For | For |
| 1.2 | Elect Director Margaret M. McCarthy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FIRST CITIZENS BANCSHARES, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: FCNCA SECURITY ID: 31946M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Director Victor E. Bell, III | Management | For | For |
| 1.3 | Elect Director Peter M. Bristow | Management | For | For |
| 1.4 | Elect Director Hope H. Bryant | Management | For | For |
| 1.5 | Elect Director H. Lee Durham, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Director Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Director Robert R. Hoppe | Management | For | For |
| 1.9 | Elect Director Floyd L. Keels | Management | For | For |
| 1.10 | Elect Director Robert E. Mason, IV | Management | For | For |
| 1.11 | Elect Director Robert T. Newcomb | Management | For | For |
| 1.12 | Elect Director James M. Parker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| FIRST HAWAIIAN, INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: FHB SECURITY ID: 32051X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew Cox | Management | For | For |
| 1.2 | Elect Director W. Allen Doane | Management | For | For |
| 1.3 | Elect Director Thibault Fulconis | Management | For | For |
| 1.4 | Elect Director Gerard Gil | Management | For | For |
| 1.5 | Elect Director Jean-Milan Givadinovitch | Management | For | For |
| 1.6 | Elect Director Robert S. Harrison | Management | For | For |
| 1.7 | Elect Director J. Michael Shepherd | Management | For | For |
| 1.8 | Elect Director Allen B. Uyeda | Management | For | For |
| 1.9 | Elect Director Michel Vial | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Elimination of Supermajority Voting Requirement for Any Stockholder Alteration, Amendment, Repeal or Adoption of Any Bylaw | Management | For | For |
| 5 | Elimination of Supermajority Voting Requirement for Any Amendment, Alteration, Repeal or Adoption of Any Provision of Certain Articles of the Certificate of Incorporation | Management | For | For |
| 6 | Adopt Policy to Increase Diversity of Board of Directors | Shareholder | Against | For |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| HANMI FINANCIAL CORPORATION MEETING DATE: MAY 23, 2018 | ||||
| TICKER: HAFC SECURITY ID: 410495204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph K. Rho | Management | For | For |
| 1b | Elect Director John J. Ahn | Management | For | For |
| 1c | Elect Director Kiho Choi | Management | For | For |
| 1d | Elect Director Christie K. Chu | Management | For | For |
| 1e | Elect Director Harry H. Chung | Management | For | For |
| 1f | Elect Director Scott Diehl | Management | For | For |
| 1g | Elect Director C. G. Kum | Management | For | For |
| 1h | Elect Director David L. Rosenblum | Management | For | For |
| 1i | Elect Director Thomas J. Williams | Management | For | For |
| 1j | Elect Director Michael M. Yang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| HOPE BANCORP, INC. MEETING DATE: JUL 06, 2017 | ||||
| TICKER: HOPE SECURITY ID: 43940T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald D. Byun | Management | For | For |
| 1.2 | Elect Director Steven J. Didion | Management | For | For |
| 1.3 | Elect Director Jinho Doo | Management | For | For |
| 1.4 | Elect Director Daisy Y. Ha | Management | For | For |
| 1.5 | Elect Director Jin Chul Jhung | Management | For | For |
| 1.6 | Elect Director Kevin S. Kim | Management | For | For |
| 1.7 | Elect Director Steven S. Koh | Management | For | For |
| 1.8 | Elect Director Chung Hyun Lee | Management | For | For |
| 1.9 | Elect Director William J. Lewis | Management | For | For |
| 1.10 | Elect Director David P. Malone | Management | For | For |
| 1.11 | Elect Director John R. Taylor | Management | For | For |
| 1.12 | Elect Director Scott Yoon-Suk Whang | Management | For | For |
| 1.13 | Elect Director Dale S. Zuehls | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| HOPE BANCORP, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: HOPE SECURITY ID: 43940T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald D. Byun | Management | For | For |
| 1.2 | Elect Director Steven J. Didion | Management | For | For |
| 1.3 | Elect Director Jinho Doo | Management | For | For |
| 1.4 | Elect Director Daisy Y. Ha | Management | For | For |
| 1.5 | Elect Director Jin Chul Jhung | Management | For | For |
| 1.6 | Elect Director Kevin S. Kim | Management | For | For |
| 1.7 | Elect Director Steven S. Koh | Management | For | For |
| 1.8 | Elect Director Chung Hyun Lee | Management | For | For |
| 1.9 | Elect Director William J. Lewis | Management | For | For |
| 1.10 | Elect Director David P. Malone | Management | For | For |
| 1.11 | Elect Director John R. Taylor | Management | For | For |
| 1.12 | Elect Director Scott Yoon-Suk Whang | Management | For | For |
| 1.13 | Elect Director Dale S. Zuehls | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 19, 2018 | ||||
| TICKER: HBAN SECURITY ID: 446150104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
| 1.2 | Elect Director Ann B. "Tanny" Crane | Management | For | For |
| 1.3 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.4 | Elect Director Steven G. Elliott | Management | For | For |
| 1.5 | Elect Director Gina D. France | Management | For | For |
| 1.6 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.7 | Elect Director Chris Inglis | Management | For | For |
| 1.8 | Elect Director Peter J. Kight | Management | For | For |
| 1.9 | Elect Director Richard W. Neu | Management | For | For |
| 1.10 | Elect Director David L. Porteous | Management | For | For |
| 1.11 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.12 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Deferred Compensation Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INVESTORS BANCORP, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: ISBC SECURITY ID: 46146L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin Cummings | Management | For | For |
| 1.2 | Elect Director Michele N. Siekerka | Management | For | For |
| 1.3 | Elect Director Paul Stathoulopoulos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| JPMORGAN CHASE & CO. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: JPM SECURITY ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Stephen B. Burke | Management | For | For |
| 1d | Elect Director Todd A. Combs | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Mellody Hobson | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| 8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
| 9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| LAKELAND FINANCIAL CORPORATION MEETING DATE: APR 10, 2018 | ||||
| TICKER: LKFN SECURITY ID: 511656100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Blake W. Augsburger | Management | For | For |
| 1b | Elect Director Robert E. Bartels, Jr. | Management | For | For |
| 1c | Elect Director Daniel F. Evans, Jr. | Management | For | For |
| 1d | Elect Director David M. Findlay | Management | For | For |
| 1e | Elect Director Thomas A. Hiatt | Management | For | For |
| 1f | Elect Director Michael L. Kubacki | Management | For | For |
| 1g | Elect Director Emily E. Pichon | Management | For | For |
| 1h | Elect Director Steven D. Ross | Management | For | For |
| 1i | Elect Director Brian J. Smith | Management | For | For |
| 1j | Elect Director Bradley J. Toothaker | Management | For | For |
| 1k | Elect Director Ronald D. Truex | Management | For | For |
| 1l | Elect Director M. Scott Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| MERIDIAN BANCORP, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: EBSB SECURITY ID: 58958U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marilyn A. Censullo | Management | For | For |
| 1.2 | Elect Director Russell L. Chin | Management | For | For |
| 1.3 | Elect Director Richard J. Gavegnano | Management | For | For |
| 1.4 | Elect Director Gregory F. Natalucci | Management | For | For |
| 2 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NMI HOLDINGS, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: NMIH SECURITY ID: 629209305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley M. Shuster | Management | For | For |
| 1.2 | Elect Director Michael Embler | Management | For | For |
| 1.3 | Elect Director James G. Jones | Management | For | For |
| 1.4 | Elect Director Michael Montgomery | Management | For | For |
| 1.5 | Elect Director Regina Muehlhauser | Management | For | For |
| 1.6 | Elect Director James H. Ozanne | Management | For | For |
| 1.7 | Elect Director Steven L. Scheid | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| NORTHERN TRUST CORPORATION MEETING DATE: APR 17, 2018 | ||||
| TICKER: NTRS SECURITY ID: 665859104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda Walker Bynoe | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Dean M. Harrison | Management | For | For |
| 1d | Elect Director Jay L. Henderson | Management | For | For |
| 1e | Elect Director Michael G. O'Grady | Management | For | For |
| 1f | Elect Director Jose Luis Prado | Management | For | For |
| 1g | Elect Director Thomas E. Richards | Management | For | For |
| 1h | Elect Director John W. Rowe | Management | For | For |
| 1i | Elect Director Martin P. Slark | Management | For | For |
| 1j | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1k | Elect Director Donald Thompson | Management | For | For |
| 1l | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1m | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| NORTHRIM BANCORP, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: NRIM SECURITY ID: 666762109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry S. Cash | Management | For | For |
| 1.2 | Elect Director Anthony Drabek | Management | For | For |
| 1.3 | Elect Director Karl L. Hanneman | Management | For | For |
| 1.4 | Elect Director David W. Karp | Management | For | For |
| 1.5 | Elect Director David J. McCambridge | Management | For | For |
| 1.6 | Elect Director Krystal M. Nelson | Management | For | For |
| 1.7 | Elect Director Joseph M. Schierhorn | Management | For | For |
| 1.8 | Elect Director John C. Swalling | Management | For | For |
| 1.9 | Elect Director Linda C. Thomas | Management | For | For |
| 1.10 | Elect Director David G. Wight | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| ONEMAIN HOLDINGS, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: OMF SECURITY ID: 68268W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas L. Jacobs | Management | For | For |
| 1.2 | Elect Director Anahaita N. Kotval | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PACWEST BANCORP MEETING DATE: MAY 14, 2018 | ||||
| TICKER: PACW SECURITY ID: 695263103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tanya M. Acker | Management | For | Withhold |
| 1.2 | Elect Director Paul R. Burke | Management | For | For |
| 1.3 | Elect Director Craig A. Carlson | Management | For | For |
| 1.4 | Elect Director John M. Eggemeyer, III | Management | For | For |
| 1.5 | Elect Director C. William Hosler | Management | For | For |
| 1.6 | Elect Director Susan E. Lester | Management | For | For |
| 1.7 | Elect Director Roger H. Molvar | Management | For | For |
| 1.8 | Elect Director James J. Pieczynski | Management | For | For |
| 1.9 | Elect Director Daniel B. Platt | Management | For | For |
| 1.10 | Elect Director Robert A. Stine | Management | For | For |
| 1.11 | Elect Director Matthew P. Wagner | Management | For | For |
| 1.12 | Elect Director Mark T. Yung | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| POPULAR, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: BPOP SECURITY ID: 733174700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ignacio Alvarez | Management | For | For |
| 1b | Elect Director Alejandro M. Ballester | Management | For | For |
| 1c | Elect Director Richard L. Carrion | Management | For | For |
| 1d | Elect Director Carlos A. Unanue | Management | For | For |
| 2 | Require Majority Vote for the Election of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| PREFERRED BANK MEETING DATE: MAY 15, 2018 | ||||
| TICKER: PFBC SECURITY ID: 740367404 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Li Yu | Management | For | For |
| 1.2 | Elect Director J. Richard Belliston | Management | For | For |
| 1.3 | Elect Director Gary S. Nunnelly | Management | For | For |
| 1.4 | Elect Director Clark Hsu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Crowe Horwath, LLP as Auditors | Management | For | For |
| PROSPERITY BANCSHARES, INC. MEETING DATE: APR 17, 2018 | ||||
| TICKER: PB SECURITY ID: 743606105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Bouligny | Management | For | For |
| 1.2 | Elect Director W.R. Collier | Management | For | For |
| 1.3 | Elect Director Robert Steelhammer | Management | For | For |
| 1.4 | Elect Director H. E. Timanus, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| REGIONS FINANCIAL CORPORATION MEETING DATE: APR 25, 2018 | ||||
| TICKER: RF SECURITY ID: 7591EP100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carolyn H. Byrd | Management | For | For |
| 1b | Elect Director Don DeFosset | Management | For | For |
| 1c | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1d | Elect Director Eric C. Fast | Management | For | For |
| 1e | Elect Director O. B. Grayson Hall, Jr. | Management | For | For |
| 1f | Elect Director John D. Johns | Management | For | For |
| 1g | Elect Director Ruth Ann Marshall | Management | For | For |
| 1h | Elect Director Susan W. Matlock | Management | For | For |
| 1i | Elect Director John E. Maupin, Jr. | Management | For | For |
| 1j | Elect Director Charles D. McCrary | Management | For | For |
| 1k | Elect Director James T. Prokopanko | Management | For | For |
| 1l | Elect Director Lee J. Styslinger, III | Management | For | For |
| 1m | Elect Director Jose S. Suquet | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SIGNATURE BANK MEETING DATE: APR 25, 2018 | ||||
| TICKER: SBNY SECURITY ID: 82669G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathryn A. Byrne | Management | For | For |
| 1.2 | Elect Director Alfonse M. D'Amato | Management | For | For |
| 1.3 | Elect Director Jeffrey W. Meshel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| SLM CORPORATION MEETING DATE: JUN 21, 2018 | ||||
| TICKER: SLM SECURITY ID: 78442P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul G. Child | Management | For | For |
| 1b | Elect Director Carter Warren Franke | Management | For | For |
| 1c | Elect Director Earl A. Goode | Management | For | For |
| 1d | Elect Director Marianne M. Keler | Management | For | For |
| 1e | Elect Director Jim Matheson | Management | For | For |
| 1f | Elect Director Jed H. Pitcher | Management | For | For |
| 1g | Elect Director Frank C. Puleo | Management | For | For |
| 1h | Elect Director Raymond J. Quinlan | Management | For | For |
| 1i | Elect Director Vivian C. Schneck-Last | Management | For | For |
| 1j | Elect Director William N. Shiebler | Management | For | For |
| 1k | Elect Director Robert S. Strong | Management | For | For |
| 1l | Elect Director Kirsten O. Wolberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| STATE STREET CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: STT SECURITY ID: 857477103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kennett F. Burnes | Management | For | For |
| 1b | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1c | Elect Director Lynn A. Dugle | Management | For | For |
| 1d | Elect Director Amelia C. Fawcett | Management | For | For |
| 1e | Elect Director William C. Freda | Management | For | For |
| 1f | Elect Director Linda A. Hill | Management | For | For |
| 1g | Elect Director Joseph L. Hooley | Management | For | For |
| 1h | Elect Director Sara Mathew | Management | For | For |
| 1i | Elect Director William L. Meaney | Management | For | For |
| 1j | Elect Director Sean O'Sullivan | Management | For | For |
| 1k | Elect Director Richard P. Sergel | Management | For | For |
| 1l | Elect Director Gregory L. Summe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting Standard for Specified Corporate Actions | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SUNTRUST BANKS, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: STI SECURITY ID: 867914103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Agnes Bundy Scanlan | Management | For | For |
| 1.2 | Elect Director Dallas S. Clement | Management | For | For |
| 1.3 | Elect Director Paul R. Garcia | Management | For | For |
| 1.4 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.5 | Elect Director Donna S. Morea | Management | For | For |
| 1.6 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.7 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.8 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.9 | Elect Director Bruce L. Tanner | Management | For | For |
| 1.10 | Elect Director Steven C. Voorhees | Management | For | For |
| 1.11 | Elect Director Thomas R. Watjen | Management | For | For |
| 1.12 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SVB FINANCIAL GROUP MEETING DATE: APR 26, 2018 | ||||
| TICKER: SIVB SECURITY ID: 78486Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director John S. Clendening | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.7 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 1.8 | Elect Director Mary J. Miller | Management | For | For |
| 1.9 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.10 | Elect Director John F. Robinson | Management | For | For |
| 1.11 | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SYNCHRONY FINANCIAL MEETING DATE: MAY 17, 2018 | ||||
| TICKER: SYF SECURITY ID: 87165B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Margaret M. Keane | Management | For | For |
| 1b | Elect Director Paget L. Alves | Management | For | For |
| 1c | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
| 1d | Elect Director William W. Graylin | Management | For | For |
| 1e | Elect Director Roy A. Guthrie | Management | For | For |
| 1f | Elect Director Richard C. Hartnack | Management | For | For |
| 1g | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1h | Elect Director Laurel J. Richie | Management | For | For |
| 1i | Elect Director Olympia J. Snowe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| TFS FINANCIAL CORPORATION MEETING DATE: FEB 22, 2018 | ||||
| TICKER: TFSL SECURITY ID: 87240R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Anthony J. Asher | Management | For | For |
| 1B | Elect Director Ben S. Stefanski, III | Management | For | For |
| 1C | Elect Director Meredith S. Weil | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| THE BANK OF N.T. BUTTERFIELD & SON LIMITED MEETING DATE: APR 19, 2018 | ||||
| TICKER: NTB SECURITY ID: G0772R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Fix Number of Directors at Twelve | Management | For | For |
| 4.1 | Elect Director Michael Collins | Management | For | For |
| 4.2 | Elect Director Alastair Barbour | Management | For | For |
| 4.3 | Elect Director James F. Burr | Management | For | For |
| 4.4 | Elect Director Michael Covell | Management | For | For |
| 4.5 | Elect Director Caroline Foulger | Management | For | For |
| 4.6 | Elect Director Conor O'Dea | Management | For | For |
| 4.7 | Elect Director Meroe Park | Management | For | For |
| 4.8 | Elect Director Pamela Thomas-Graham | Management | For | For |
| 4.9 | Elect Director John Wright | Management | For | For |
| 4.10 | Elect Director David Zwiener | Management | For | For |
| 5 | Authorize Board to Fill Vacancies | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: GS SECURITY ID: 38141G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Mark A. Flaherty | Management | For | For |
| 1d | Elect Director William W. George | Management | For | For |
| 1e | Elect Director James A. Johnson | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1i | Elect Director Peter Oppenheimer | Management | For | For |
| 1j | Elect Director David A. Viniar | Management | For | For |
| 1k | Elect Director Mark O. Winkelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: PNC SECURITY ID: 693475105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Bunch | Management | For | For |
| 1.2 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.3 | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
| 1.4 | Elect Director William S. Demchak | Management | For | For |
| 1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
| 1.6 | Elect Director Daniel R. Hesse | Management | For | For |
| 1.7 | Elect Director Richard B. Kelson | Management | For | For |
| 1.8 | Elect Director Linda R. Medler | Management | For | For |
| 1.9 | Elect Director Martin Pfinsgraff | Management | For | For |
| 1.10 | Elect Director Donald J. Shepard | Management | For | For |
| 1.11 | Elect Director Michael J. Ward | Management | For | For |
| 1.12 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRICO BANCSHARES MEETING DATE: MAY 22, 2018 | ||||
| TICKER: TCBK SECURITY ID: 896095106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William J. Casey | Management | For | For |
| 1.2 | Elect Director Donald J. Amaral | Management | For | For |
| 1.3 | Elect Director L. Gage Chrysler, III | Management | For | For |
| 1.4 | Elect Director Craig S. Compton | Management | For | For |
| 1.5 | Elect Director Cory W. Giese | Management | For | For |
| 1.6 | Elect Director John S. A. Hasbrook | Management | For | For |
| 1.7 | Elect Director Michael W. Koehnen | Management | For | For |
| 1.8 | Elect Director Martin A. Mariani | Management | For | For |
| 1.9 | Elect Director Richard P. Smith | Management | For | For |
| 1.10 | Elect Director W. Virginia Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| TRICO BANCSHARES MEETING DATE: MAY 29, 2018 | ||||
| TICKER: TCBK SECURITY ID: 896095106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| U.S. BANCORP MEETING DATE: APR 17, 2018 | ||||
| TICKER: USB SECURITY ID: 902973304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Warner L. Baxter | Management | For | For |
| 1b | Elect Director Marc N. Casper | Management | For | For |
| 1c | Elect Director Andrew Cecere | Management | For | For |
| 1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1e | Elect Director Kimberly J. Harris | Management | For | For |
| 1f | Elect Director Roland A. Hernandez | Management | For | For |
| 1g | Elect Director Doreen Woo Ho | Management | For | For |
| 1h | Elect Director Olivia F. Kirtley | Management | For | For |
| 1i | Elect Director Karen S. Lynch | Management | For | For |
| 1j | Elect Director Richard P. McKenney | Management | For | For |
| 1k | Elect Director David B. O'Maley | Management | For | For |
| 1l | Elect Director O'dell M. Owens | Management | For | For |
| 1m | Elect Director Craig D. Schnuck | Management | For | For |
| 1n | Elect Director Scott W. Wine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UMB FINANCIAL CORPORATION MEETING DATE: APR 24, 2018 | ||||
| TICKER: UMBF SECURITY ID: 902788108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robin C. Beery | Management | For | For |
| 1.2 | Elect Director Kevin C. Gallagher | Management | For | For |
| 1.3 | Elect Director Greg M. Graves | Management | For | For |
| 1.4 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.5 | Elect Director J. Mariner Kemper | Management | For | For |
| 1.6 | Elect Director Gordon E. Lansford | Management | For | For |
| 1.7 | Elect Director Timothy R. Murphy | Management | For | For |
| 1.8 | Elect Director Kris A. Robbins | Management | For | For |
| 1.9 | Elect Director L. Joshua Sosland | Management | For | For |
| 1.10 | Elect Director Dylan E. Taylor | Management | For | For |
| 1.11 | Elect Director Paul Uhlmann, III | Management | For | For |
| 1.12 | Elect Director Leroy J. Williams, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| UNIVEST CORPORATION OF PENNSYLVANIA MEETING DATE: APR 17, 2018 | ||||
| TICKER: UVSP SECURITY ID: 915271100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a.1 | Elect Director William S. Aichele | Management | For | For |
| 1a.2 | Elect Director Thomas M. Petro | Management | For | For |
| 1a.3 | Elect Director Charles Zimmerman | Management | For | For |
| 1b.1 | Elect Director Robert C. Wonderling | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VALLEY NATIONAL BANCORP MEETING DATE: DEC 14, 2017 | ||||
| TICKER: VLY SECURITY ID: 919794107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| VALLEY NATIONAL BANCORP MEETING DATE: APR 20, 2018 | ||||
| TICKER: VLY SECURITY ID: 919794107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew B. Abramson | Management | For | For |
| 1b | Elect Director Peter J. Baum | Management | For | For |
| 1c | Elect Director Pamela R. Bronander | Management | For | For |
| 1d | Elect Director Eric P. Edelstein | Management | For | For |
| 1e | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1f | Elect Director Graham O. Jones | Management | For | For |
| 1g | Elect Director Gerald Korde | Management | For | For |
| 1h | Elect Director Michael L. LaRusso | Management | For | For |
| 1i | Elect Director Marc J. Lenner | Management | For | For |
| 1j | Elect Director Gerald H. Lipkin | Management | For | For |
| 1k | Elect Director Ira Robbins | Management | For | For |
| 1l | Elect Director Suresh L. Sani | Management | For | For |
| 1m | Elect Director Jennifer W. Steans | Management | For | For |
| 1n | Elect Director Jeffrey S. Wilks | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| WELLS FARGO & COMPANY MEETING DATE: APR 24, 2018 | ||||
| TICKER: WFC SECURITY ID: 949746101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Celeste A. Clark | Management | For | For |
| 1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1d | Elect Director Elizabeth A. "Betsy" Duke | Management | For | For |
| 1e | Elect Director Donald M. James | Management | For | For |
| 1f | Elect Director Maria R. Morris | Management | For | For |
| 1g | Elect Director Karen B. Peetz | Management | For | For |
| 1h | Elect Director Juan A. Pujadas | Management | For | For |
| 1i | Elect Director James H. Quigley | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Timothy J. Sloan | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 5 | Reform Executive Compensation Policy with Social Responsibility | Shareholder | Against | Against |
| 6 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| WESBANCO, INC. MEETING DATE: APR 18, 2018 | ||||
| TICKER: WSBC SECURITY ID: 950810101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Fitzsimmons | Management | For | For |
| 1.2 | Elect Director D. Bruce Knox | Management | For | For |
| 1.3 | Elect Director Gary L. Libs | Management | For | For |
| 1.4 | Elect Director Ronald W. Owen | Management | For | For |
| 1.5 | Elect Director Reed J. Tanner | Management | For | For |
| 1.6 | Elect Director Charlotte A. Zuschlag | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| WINTRUST FINANCIAL CORPORATION MEETING DATE: MAY 24, 2018 | ||||
| TICKER: WTFC SECURITY ID: 97650W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter D. Crist | Management | For | For |
| 1.2 | Elect Director Bruce K. Crowther | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director Zed S. Francis, III | Management | For | For |
| 1.5 | Elect Director Marla F. Glabe | Management | For | For |
| 1.6 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
| 1.7 | Elect Director Scott K. Heitmann | Management | For | For |
| 1.8 | Elect Director Christopher J. Perry | Management | For | For |
| 1.9 | Elect Director Ingrid S. Stafford | Management | For | For |
| 1.10 | Elect Director Gary D. "Joe" Sweeney | Management | For | For |
| 1.11 | Elect Director Sheila G. Talton | Management | For | For |
| 1.12 | Elect Director Edward J. Wehmer | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ZIONS BANCORPORATION MEETING DATE: JUN 01, 2018 | ||||
| TICKER: ZION SECURITY ID: 989701107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Jerry C. Atkin | Management | For | For |
| 1B | Elect Director Gary L. Crittenden | Management | For | For |
| 1C | Elect Director Suren K. Gupta | Management | For | For |
| 1D | Elect Director J. David Heaney | Management | For | For |
| 1E | Elect Director Vivian S. Lee | Management | For | For |
| 1F | Elect Director Edward F. Murphy | Management | For | For |
| 1G | Elect Director Roger B. Porter | Management | For | For |
| 1H | Elect Director Stephen D. Quinn | Management | For | For |
| 1I | Elect Director Harris H. Simmons | Management | For | For |
| 1J | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT BIOTECHNOLOGY PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABBVIE INC. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: ABBV SECURITY ID: 00287Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
| 1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
| 1.4 | Elect Director Glenn F. Tilton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| ABEONA THERAPEUTICS INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: ABEO SECURITY ID: 00289Y107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven H. Rouhandeh | Management | For | For |
| 1.2 | Elect Director Stephen B. Howell | Management | For | For |
| 2 | Ratify Whitley Penn LLP as Auditors | Management | For | For |
| AC IMMUNE SA MEETING DATE: APR 27, 2018 | ||||
| TICKER: ACIU SECURITY ID: H00263105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Douglas Wiliams as Director | Management | For | Did Not Vote |
| 2 | Appoint Douglas Wiliams as Member of the Compensation, Nomination and Corporate Governance Committee | Management | For | Did Not Vote |
| 3.1 | Approve Fixed Remuneration of Director in the Amount of CHF 11,800 | Management | For | Did Not Vote |
| 3.2 | Approve Equity Remuneration of Director in the Amount of CHF 76,000 | Management | For | Did Not Vote |
| 4.1 | Approve Creation of CHF 170,000 Pool of Capital with Preemptive Rights for Institutional Investors | Management | For | Did Not Vote |
| 4.2 | Approve Creation of CHF 30,000 Pool of Capital with Preemptive Rights for Current Shareholders | Management | For | Did Not Vote |
| 5 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| ACADIA PHARMACEUTICALS INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: ACAD SECURITY ID: 004225108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Julian C. Baker | Management | For | For |
| 1.2 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.3 | Elect Director Daniel Soland | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACCELERON PHARMA INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: XLRN SECURITY ID: 00434H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Habib J. Dable | Management | For | For |
| 1b | Elect Director Terrence C. Kearney | Management | For | For |
| 1c | Elect Director Karen L. Smith | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACELRX PHARMACEUTICALS, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: ACRX SECURITY ID: 00444T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adrian Adams | Management | For | For |
| 1.2 | Elect Director Richard Afable | Management | For | For |
| 1.3 | Elect Director Mark G. Edwards | Management | For | For |
| 2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| ACHAOGEN, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: AKAO SECURITY ID: 004449104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Karen Bernstein | Management | For | For |
| 1.2 | Elect Director Michael Fischbach | Management | For | For |
| 1.3 | Elect Director John W. Smither | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACHILLION PHARMACEUTICALS, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: ACHN SECURITY ID: 00448Q201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jason S. Fisherman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Elect Director Joseph Truitt | Management | For | For |
| ACLARIS THERAPEUTICS, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: ACRS SECURITY ID: 00461U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Molineaux | Management | For | For |
| 1.2 | Elect Director Bryan Reasons | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 27, 2018 | ||||
| TICKER: ACOR SECURITY ID: 00484M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry Greene | Management | For | Withhold |
| 1.2 | Elect Director Ian Smith | Management | For | Withhold |
| 1.3 | Elect Director Catherine D. Strader | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ADAMAS PHARMACEUTICALS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: ADMS SECURITY ID: 00548A106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William W. Ericson | Management | For | For |
| 1.2 | Elect Director Martha J. Demski | Management | For | For |
| 1.3 | Elect Director Ivan Lieberburg | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ADAPTIMMUNE THERAPEUTICS PLC MEETING DATE: JUN 20, 2018 | ||||
| TICKER: ADAP SECURITY ID: 00653A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Lawrence M. Alleva as Director | Management | For | For |
| 2 | Re-elect David M. Mott as Director | Management | For | For |
| 3 | Re-elect Elliott Sigal as Director | Management | For | For |
| 4 | Re-appoint KPMG LLP as UK Statutory Auditors | Management | For | For |
| 5 | Authorize the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7 | Approve Director's Remuneration Report | Management | For | For |
| 8 | Approve Director's Remuneration Policy | Management | For | For |
| ADMA BIOLOGICS, INC. MEETING DATE: JUN 22, 2018 | ||||
| TICKER: ADMA SECURITY ID: 000899104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven A. Elms | Management | For | For |
| 1b | Elect Director Adam S. Grossman | Management | For | For |
| 1c | Elect Director Eric I. Richman | Management | For | For |
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| ADURO BIOTECH, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: ADRO SECURITY ID: 00739L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerald Chan | Management | For | For |
| 1.2 | Elect Director Stephanie Monaghan O'Brien | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ADVAXIS, INC. MEETING DATE: MAR 21, 2018 | ||||
| TICKER: ADXS SECURITY ID: 007624208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Sidransky | Management | For | Withhold |
| 1.2 | Elect Director James P. Patton | Management | For | For |
| 1.3 | Elect Director Roni A. Appel | Management | For | For |
| 1.4 | Elect Director Richard J. Berman | Management | For | For |
| 1.5 | Elect Director Samir N. Khleif | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Marcum LLP as Auditors | Management | For | For |
| ADVERUM BIOTECHNOLOGIES, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: ADVM SECURITY ID: 00773U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul B. Cleveland | Management | For | For |
| 1.2 | Elect Director Eric G. Carter | Management | For | For |
| 1.3 | Elect Director Thomas Woiwode | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AERIE PHARMACEUTICALS, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: AERI SECURITY ID: 00771V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mechiel "Michael" M. du Toit | Management | For | For |
| 1.2 | Elect Director Murray A. Goldberg | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AGENUS INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: AGEN SECURITY ID: 00847G705 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Wadih Jordan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Deferred Compensation Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| AGIOS PHARMACEUTICALS, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: AGIO SECURITY ID: 00847X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kaye Foster | Management | For | For |
| 1.2 | Elect Director Maykin Ho | Management | For | For |
| 1.3 | Elect Director John M. Maraganore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AIMMUNE THERAPEUTICS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: AIMT SECURITY ID: 00900T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick G. Enright | Management | For | For |
| 1.2 | Elect Director Kathryn E. Falberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AKCEA THERAPEUTICS, INC. MEETING DATE: APR 16, 2018 | ||||
| TICKER: AKCA SECURITY ID: 00972L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approval of License Agreement, the Stock Purchase Agreement, the Amended and Restated Services Agreement and the Amended and Restated Investor Rights Agreement | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| AKEBIA THERAPEUTICS, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: AKBA SECURITY ID: 00972D105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael D. Clayman | Management | For | For |
| 1.2 | Elect Director Duane Nash | Management | For | For |
| 1.3 | Elect Director Ronald C. Renaud, Jr. | Management | For | For |
| 1.4 | Elect Director John P. Butler | Management | For | For |
| 1.5 | Elect Director Muneer A. Satter | Management | For | For |
| 1.6 | Elect Director Michael S. Wyzga | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALBIREO PHARMA, INC. MEETING DATE: JUN 08, 2018 | ||||
| TICKER: ALBO SECURITY ID: 01345P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald H.W.Cooper | Management | For | For |
| 1.2 | Elect Director Anne Klibanski | Management | For | For |
| 1.3 | Elect Director Stephanie S. Okey | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALDER BIOPHARMACEUTICALS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: ALDR SECURITY ID: 014339105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul B. Cleveland | Management | For | For |
| 1.2 | Elect Director Stephen M. Dow | Management | For | For |
| 1.3 | Elect Director A. Bruce Montgomery | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALDEYRA THERAPEUTICS, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: ALDX SECURITY ID: 01438T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ben R. Bronstein | Management | For | For |
| 1.2 | Elect Director Jesse I. Treu | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: ALXN SECURITY ID: 015351109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Felix J. Baker | Management | For | For |
| 1.2 | Elect Director David R. Brennan | Management | For | For |
| 1.3 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.4 | Elect Director Deborah Dunsire | Management | For | For |
| 1.5 | Elect Director Paul Friedman | Management | For | For |
| 1.6 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director Francois Nader | Management | For | For |
| 1.9 | Elect Director Judith Reinsdorf | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ALKERMES PLC MEETING DATE: MAY 23, 2018 | ||||
| TICKER: ALKS SECURITY ID: G01767105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Floyd E. Bloom | Management | For | For |
| 1.2 | Elect Director Nancy L. Snyderman | Management | For | For |
| 1.3 | Elect Director Nancy J. Wysenski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| ALLENA PHARMACEUTICALS, INC. MEETING DATE: JUN 08, 2018 | ||||
| TICKER: ALNA SECURITY ID: 018119107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew A.F. Hack | Management | For | For |
| 1.2 | Elect Director Alexey Margolin | Management | For | For |
| 1.3 | Elect Director James N. Topper | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: ALNY SECURITY ID: 02043Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dennis A. Ausiello | Management | For | For |
| 1b | Elect Director John K. Clarke | Management | For | For |
| 1c | Elect Director Marsha H. Fanucci | Management | For | For |
| 1d | Elect Director David E.I. Pyott | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMAG PHARMACEUTICALS, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: AMAG SECURITY ID: 00163U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William K. Heiden | Management | For | For |
| 1b | Elect Director Barbara Deptula | Management | For | For |
| 1c | Elect Director John A. Fallon | Management | For | For |
| 1d | Elect Director Robert J. Perez | Management | For | For |
| 1e | Elect Director Lesley Russell | Management | For | For |
| 1f | Elect Director Gino Santini | Management | For | For |
| 1g | Elect Director Davey S. Scoon | Management | For | For |
| 1h | Elect Director James R. Sulat | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMARIN CORPORATION PLC MEETING DATE: MAY 14, 2018 | ||||
| TICKER: AMRN SECURITY ID: 023111206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Patrick J. O'Sullivan as Director | Management | For | For |
| 2 | Re-elect John F. Thero as Director | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| AMGEN INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: AMGN SECURITY ID: 031162100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wanda M. Austin | Management | For | For |
| 1.2 | Elect Director Robert A. Bradway | Management | For | For |
| 1.3 | Elect Director Brian J. Druker | Management | For | For |
| 1.4 | Elect Director Robert A. Eckert | Management | For | For |
| 1.5 | Elect Director Greg C. Garland | Management | For | For |
| 1.6 | Elect Director Fred Hassan | Management | For | For |
| 1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.8 | Elect Director Frank C. Herringer | Management | For | For |
| 1.9 | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Ellen J. Kullman | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.13 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| AMICUS THERAPEUTICS, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: FOLD SECURITY ID: 03152W109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Hayden, Jr. | Management | For | For |
| 1.2 | Elect Director Craig Wheeler | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ANAPTYSBIO, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: ANAB SECURITY ID: 032724106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Fenton | Management | For | For |
| 1.2 | Elect Director James N. Topper | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| APELLIS PHARMACEUTICALS, INC. MEETING DATE: JUN 04, 2018 | ||||
| TICKER: APLS SECURITY ID: 03753U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Stephanie Monaghan O'Brien | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| APPLIED GENETIC TECHNOLOGIES CORPORATION MEETING DATE: FEB 28, 2018 | ||||
| TICKER: AGTC SECURITY ID: 03820J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Anne VanLent | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AQUABOUNTY TECHNOLOGIES, INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: AQB SECURITY ID: 03842K200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Clothier | Management | For | For |
| 1.2 | Elect Director Christine St.Clare | Management | For | For |
| 1.3 | Elect Director Rick Sterling | Management | For | For |
| 1.4 | Elect Director Richard L. Huber | Management | For | For |
| 1.5 | Elect Director Jack A. Bobo | Management | For | For |
| 1.6 | Elect Director Ronald L. Stotish | Management | For | For |
| 1.7 | Elect Director James C. Turk, Jr. | Management | For | For |
| 2 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| 3 | Reduce Authorized Common and Preferred Stock | Management | For | For |
| ARADIGM CORPORATION MEETING DATE: JUN 29, 2018 | ||||
| TICKER: ARDM SECURITY ID: 038505400 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edwin H. Gordon | Management | For | For |
| 1.2 | Elect Director Frederick M. Hudson | Management | For | For |
| 1.3 | Elect Director John M. Siebert | Management | For | For |
| 1.4 | Elect Director Virgil D. Thompson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| ARDELYX, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: ARDX SECURITY ID: 039697107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Bertrand, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Annalisa Jenkins | Management | For | Withhold |
| 1.3 | Elect Director Jan Lundberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ARENA PHARMACEUTICALS, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: ARNA SECURITY ID: 040047607 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jayson Dallas | Management | For | For |
| 1.2 | Elect Director Oliver Fetzer | Management | For | For |
| 1.3 | Elect Director Jennifer Jarrett | Management | For | For |
| 1.4 | Elect Director Amit D. Munshi | Management | For | For |
| 1.5 | Elect Director Garry A. Neil | Management | For | For |
| 1.6 | Elect Director Tina S. Nova | Management | For | For |
| 1.7 | Elect Director Randall E. Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ARGEN-X SE MEETING DATE: NOV 07, 2017 | ||||
| TICKER: ARGX SECURITY ID: 04016X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Remuneration Policy | Management | For | For |
| 2 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital | Management | For | For |
| 3 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| ARGEN-X SE MEETING DATE: MAY 08, 2018 | ||||
| TICKER: ARGX SECURITY ID: 04016X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Policy | Management | None | None |
| 4.a | Discussion of the 2017 Annual Report | Management | None | None |
| 4.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4.d | Approve Allocation of Losses to the Retained Earnings of the Company | Management | For | For |
| 4.e | Approve Discharge of the Board of Directors | Management | For | For |
| 5.a | Elect James Michael Daly as Non-Executive Director | Management | For | For |
| 5.b | Reelect Tim Van Hauwermeiren as Executive Director | Management | For | For |
| 5.c | Reelect David L. Lacey as Non-Executive Director | Management | For | For |
| 5.d | Reelect Peter K.M. Verhaeghe as Non-Executive Director | Management | For | For |
| 5.e | Reelect Werner Lanthaler as Non-Executive Director | Management | For | For |
| 6 | Approve Stock Option Grants Re: Argenx Amended Stock Option Plan | Management | For | Against |
| 7 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Ratify Deloitte as Auditors | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| 11 | Close Meeting | Management | None | None |
| ARIX BIOSCIENCE PLC MEETING DATE: MAY 17, 2018 | ||||
| TICKER: ARIX SECURITY ID: G0477B102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Dr Joseph Anderson as Director | Management | For | For |
| 4 | Re-elect Sir Christopher Evans as Director | Management | For | For |
| 5 | Re-elect Dr Franz Humer as Director | Management | For | For |
| 6 | Re-elect Lord John Hutton of Furness as Director | Management | For | For |
| 7 | Re-elect Trevor Jones as Director | Management | For | For |
| 8 | Re-elect Jonathan Peacock as Director | Management | For | For |
| 9 | Re-elect James Rawlingson as Director | Management | For | For |
| 10 | Re-elect David U'Prichard as Director | Management | For | For |
| 11 | Elect Meghan FitzGerald as Director | Management | For | For |
| 12 | Elect Giles Kerr as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ARRAY BIOPHARMA INC. MEETING DATE: OCT 26, 2017 | ||||
| TICKER: ARRY SECURITY ID: 04269X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kyle A. Lefkoff | Management | For | For |
| 1.2 | Elect Director Ron Squarer | Management | For | For |
| 1.3 | Elect Director Shalini Sharp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ARSANIS, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: ASNS SECURITY ID: 042873109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Clark | Management | For | For |
| 1.2 | Elect Director David McGirr | Management | For | For |
| 1.3 | Elect Director Claudio Nessi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ASCENDIS PHARMA A/S MEETING DATE: MAY 29, 2018 | ||||
| TICKER: ASND SECURITY ID: 04351P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Report on Company's Activities Past Year | Management | For | Did Not Vote |
| 3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 4 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 5a | Reelect Albert Cha as Director (Class II) | Management | For | Did Not Vote |
| 5b | Reelect Birgitte Volck as Director (Class II) | Management | For | Did Not Vote |
| 5c | Reelect Martin Olin as Director (Class II) | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7 | Approve Issuance of Warrants for Board of Directors, Executive Management and Employees, Advisors and Consultants of the Company or its Subsidiaries; Approve Creation of DKK 4 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| ATARA BIOTHERAPEUTICS, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: ATRA SECURITY ID: 046513107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric L. Dobmeier | Management | For | For |
| 1.2 | Elect Director William K. Heiden | Management | For | For |
| 1.3 | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ATYR PHARMA, INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: LIFE SECURITY ID: 002120103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Hatfield | Management | For | For |
| 1.2 | Elect Director Sanjay S. Shukla | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Issuance of Shares of Common Stock Upon Conversion of the Class X Convertible Preferred Stock | Management | For | For |
| AUDENTES THERAPEUTICS, INC. MEETING DATE: JUN 08, 2018 | ||||
| TICKER: BOLD SECURITY ID: 05070R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Louis Lange | Management | For | For |
| 1.2 | Elect Director Kush Parmar | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| AXOVANT SCIENCES LTD. MEETING DATE: AUG 18, 2017 | ||||
| TICKER: AXON SECURITY ID: G0750W104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David T. Hung | Management | For | For |
| 1.2 | Elect Director Atul Pande | Management | For | Against |
| 1.3 | Elect Director Vivek Ramaswamy | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| AXOVANT SCIENCES LTD. MEETING DATE: DEC 21, 2017 | ||||
| TICKER: AXON SECURITY ID: G0750W104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Amend Bye-laws to Modify Shareholder Proposal and Nomination Procedures | Management | For | Against |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Amend Bye-laws to Permit Axovant's Principal Executive Officer to Summon Meetings of the Board | Management | For | For |
| 5 | Amend Bye-laws to Permit Modify Director Removal and Vacancy Requirements | Management | For | For |
| 6 | Amend Bye-laws to Revise Certain Other Provisions in the Existing Bye-laws | Management | For | For |
| AXSOME THERAPEUTICS, INC. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: AXSM SECURITY ID: 05464T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herriot Tabuteau | Management | For | For |
| 1.2 | Elect Director Mark Coleman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BELLEROPHON THERAPEUTICS, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: BLPH SECURITY ID: 078771102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Fabian Tenenbaum | Management | For | For |
| 1.2 | Elect Director Andre V. Moura | Management | For | For |
| 1.3 | Elect Director Matthew M. Bennett | Management | For | For |
| 1.4 | Elect Director Jonathan M. Peacock | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| BELLICUM PHARMACEUTICALS, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: BLCM SECURITY ID: 079481107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank B. McGuyer | Management | For | For |
| 1.2 | Elect Director Jon P. Stonehouse | Management | For | For |
| 1.3 | Elect Director Stephen R. Davis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BIOCRYST PHARMACEUTICALS, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: BCRX SECURITY ID: 09058V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nancy J. Hutson | Management | For | For |
| 1.2 | Elect Director Robert A. Ingram | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BIOGEN INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: BIIB SECURITY ID: 09062X103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alexander J. Denner | Management | For | Against |
| 1b | Elect Director Caroline D. Dorsa | Management | For | Against |
| 1c | Elect Director Nancy L. Leaming | Management | For | Against |
| 1d | Elect Director Richard C. Mulligan | Management | For | Against |
| 1e | Elect Director Robert W. Pangia | Management | For | Against |
| 1f | Elect Director Stelios Papadopoulos | Management | For | Against |
| 1g | Elect Director Brian S. Posner | Management | For | Against |
| 1h | Elect Director Eric K. Rowinsky | Management | For | Against |
| 1i | Elect Director Lynn Schenk | Management | For | Against |
| 1j | Elect Director Stephen A. Sherwin | Management | For | Against |
| 1k | Elect Director Michel Vounatsos | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: BHVN SECURITY ID: G11196105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Eric I. Aguiar | Management | For | For |
| 1B | Elect Director Albert Cha | Management | For | For |
| 1C | Elect Director Julia P. Gregory | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BIOMARIN PHARMACEUTICAL INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: BMRN SECURITY ID: 09061G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Willard Dere | Management | For | For |
| 1.3 | Elect Director Michael Grey | Management | For | For |
| 1.4 | Elect Director Elaine J. Heron | Management | For | For |
| 1.5 | Elect Director Robert J. Hombach | Management | For | For |
| 1.6 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director Richard A. Meier | Management | For | For |
| 1.9 | Elect Director David E.I. Pyott | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BLUEBIRD BIO, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: BLUE SECURITY ID: 09609G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John O. Agwunobi | Management | For | For |
| 1b | Elect Director Mary Lynne Hedley | Management | For | For |
| 1c | Elect Director Daniel S. Lynch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BLUEPRINT MEDICINES CORPORATION MEETING DATE: JUN 20, 2018 | ||||
| TICKER: BPMC SECURITY ID: 09627Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel S. Lynch | Management | For | For |
| 1.2 | Elect Director George D. Demetri | Management | For | For |
| 1.3 | Elect Director Lynn Seely | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CALITHERA BIOSCIENCES, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: CALA SECURITY ID: 13089P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sunil Agarwal | Management | For | For |
| 1.2 | Elect Director Jean M. George | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CARA THERAPEUTICS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: CARA SECURITY ID: 140755109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Harrison M. Bains, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CELGENE CORPORATION MEETING DATE: JUN 13, 2018 | ||||
| TICKER: CELG SECURITY ID: 151020104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark J. Alles | Management | For | For |
| 1.2 | Elect Director Richard W. Barker | Management | For | For |
| 1.3 | Elect Director Hans E. Bishop | Management | For | For |
| 1.4 | Elect Director Michael W. Bonney | Management | For | For |
| 1.5 | Elect Director Michael D. Casey | Management | For | For |
| 1.6 | Elect Director Carrie S. Cox | Management | For | For |
| 1.7 | Elect Director Michael A. Friedman | Management | For | For |
| 1.8 | Elect Director Julia A. Haller | Management | For | For |
| 1.9 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1.10 | Elect Director James J. Loughlin | Management | For | For |
| 1.11 | Elect Director Ernest Mario | Management | For | For |
| 1.12 | Elect Director John H. Weiland | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| CEMPRA, INC. MEETING DATE: NOV 03, 2017 | ||||
| TICKER: CEMP SECURITY ID: 15130J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2a | Increase Authorized Common Stock | Management | For | For |
| 2b | Change Company Name to Melinta Therapeutics, Inc. | Management | For | For |
| 2c | Amend Certificate of Incorporation for Cempra not to be Governed By or Subject to Section 203 of the Delaware General Corporation Law | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4.1 | Elect Director Richard Kent | Management | For | For |
| 4.2 | Elect Director Garheng Kong | Management | For | Withhold |
| 4.3 | Elect Director P. Sherrill Neff | Management | For | Withhold |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Adjourn Meeting | Management | For | For |
| CHIASMA, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: CHMA SECURITY ID: 16706W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott Minick | Management | For | For |
| 1.2 | Elect Director John F. Thero | Management | For | For |
| 1.3 | Elect Director Roni Mamluk | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CHIMERIX, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: CMRX SECURITY ID: 16934W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James M. Daly | Management | For | For |
| 1.2 | Elect Director Martha J. Demski | Management | For | For |
| 1.3 | Elect Director Edward F. Greissing | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CIDARA THERAPEUTICS, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: CDTX SECURITY ID: 171757107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy R. Franson | Management | For | For |
| 1.2 | Elect Director Chrysa Mineo | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CLEARSIDE BIOMEDICAL, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: CLSD SECURITY ID: 185063104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerald D. Cagle | Management | For | For |
| 1.2 | Elect Director Richard Croarkin | Management | For | For |
| 1.3 | Elect Director William D. Humphries | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CLEMENTIA PHARMACEUTICALS INC. MEETING DATE: MAY 29, 2018 | ||||
| TICKER: CMTA SECURITY ID: 185575107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David P. Bonita | Management | For | For |
| 1.2 | Elect Director Clarissa Desjardins | Management | For | For |
| 1.3 | Elect Director Robert Heft | Management | For | For |
| 1.4 | Elect Director Francois Nader | Management | For | For |
| 1.5 | Elect Director Allan Mandelzys | Management | For | For |
| 1.6 | Elect Director Pierre Legault | Management | For | For |
| 1.7 | Elect Director Jean-Francois Pariseau | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CLOVIS ONCOLOGY, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: CLVS SECURITY ID: 189464100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick J. Mahaffy | Management | For | Withhold |
| 1.2 | Elect Director M. James Barrett | Management | For | Withhold |
| 1.3 | Elect Director Thorlef Spickschen | Management | For | Withhold |
| 2 | Approve Non-Employee Director Compensation Policy | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CORBUS PHARMACEUTICALS HOLDINGS, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: CRBP SECURITY ID: 21833P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yuval Cohen | Management | For | For |
| 1.2 | Elect Director Alan Holmer | Management | For | For |
| 1.3 | Elect Director David P. Hochman | Management | For | For |
| 1.4 | Elect Director Avery W. (Chip) Catlin | Management | For | For |
| 1.5 | Elect Director Paris Panayiotopoulos | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| CORCEPT THERAPEUTICS INCORPORATED MEETING DATE: MAY 29, 2018 | ||||
| TICKER: CORT SECURITY ID: 218352102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James N. Wilson | Management | For | For |
| 1.2 | Elect Director G. Leonard Baker, Jr. | Management | For | For |
| 1.3 | Elect Director Joseph K. Belanoff | Management | For | For |
| 1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.5 | Elect Director Renee D. Gala | Management | For | For |
| 1.6 | Elect Director David L. Mahoney | Management | For | For |
| 1.7 | Elect Director Daniel N. Swisher, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CORVUS PHARMACEUTICALS, INC. MEETING DATE: JUN 21, 2018 | ||||
| TICKER: CRVS SECURITY ID: 221015100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steve E. Krognes | Management | For | Withhold |
| 1.2 | Elect Director Scott W. Morrison | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CTI BIOPHARMA CORP. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: CTIC SECURITY ID: 12648L601 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adam R. Craig | Management | For | For |
| 1.2 | Elect Director Laurent Fischer | Management | For | For |
| 1.3 | Elect Director Michael A. Metzger | Management | For | For |
| 1.4 | Elect Director David R. Parkinson | Management | For | For |
| 1.5 | Elect Director Matthew D. Perry | Management | For | For |
| 1.6 | Elect Director Frederick W. Telling | Management | For | For |
| 1.7 | Elect Director Reed V. Tuckson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Marcum LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Adjourn Meeting | Management | For | Against |
| CYMABAY THERAPEUTICS, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: CBAY SECURITY ID: 23257D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sujal A. Shah | Management | For | For |
| 1.2 | Elect Director Robert F. Booth | Management | For | For |
| 1.3 | Elect Director Carl Goldfischer | Management | For | For |
| 1.4 | Elect Director Caroline Loewy | Management | For | For |
| 1.5 | Elect Director Evan A. Stein | Management | For | For |
| 1.6 | Elect Director Paul F. Truex | Management | For | For |
| 1.7 | Elect Director Kurt von Emster | Management | For | For |
| 1.8 | Elect Director Robert J. Weiland | Management | For | For |
| 1.9 | Elect Director Robert J. Wills | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CYTOKINETICS, INCORPORATED MEETING DATE: MAY 16, 2018 | ||||
| TICKER: CYTK SECURITY ID: 23282W605 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert I. Blum | Management | For | For |
| 1.2 | Elect Director Robert M. Califf | Management | For | For |
| 1.3 | Elect Director Sandford D. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CYTOMX THERAPEUTICS, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: CTMX SECURITY ID: 23284F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles S. Fuchs | Management | For | For |
| 1b | Elect Director Hoyoung Huh | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DECIPHERA PHARMACEUTICALS, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: DCPH SECURITY ID: 24344T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Bristol | Management | For | For |
| 1b | Elect Director Michael J. Ross | Management | For | For |
| 1c | Elect Director Michael D. Taylor | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DENALI THERAPEUTICS INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: DNLI SECURITY ID: 24823R105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas Cole | Management | For | For |
| 1.2 | Elect Director Jay Flatley | Management | For | For |
| 1.3 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DICERNA PHARMACEUTICALS, INC. MEETING DATE: JUL 11, 2017 | ||||
| TICKER: DRNA SECURITY ID: 253031108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Fambrough, III | Management | For | For |
| 1b | Elect Director Martin Freed | Management | For | For |
| 1c | Elect Director Brian K. Halak | Management | For | For |
| 1d | Elect Director Stephen J. Hoffman | Management | For | For |
| 1e | Elect Director Peter Kolchinsky | Management | For | For |
| 1f | Elect Director Adam M. Koppel | Management | For | For |
| 1g | Elect Director Dennis H. Langer | Management | For | For |
| 1h | Elect Director David M. Madden | Management | For | For |
| 1i | Elect Director Bruce Peacock | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DICERNA PHARMACEUTICALS, INC. MEETING DATE: JUN 21, 2018 | ||||
| TICKER: DRNA SECURITY ID: 253031108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Douglas M. Fambrough | Management | For | For |
| 1B | Elect Director Martin Freed | Management | For | For |
| 1C | Elect Director Brian K. Halak | Management | For | For |
| 1D | Elect Director Stephen J. Hoffman | Management | For | For |
| 1E | Elect Director Peter Kolchinsky | Management | For | For |
| 1F | Elect Director Adam M. Koppel | Management | For | For |
| 1G | Elect Director Dennis H. Langer | Management | For | For |
| 1H | Elect Director David M. Madden | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DOVA PHARMACEUTICALS, INC. MEETING DATE: JUN 19, 2018 | ||||
| TICKER: DOVA SECURITY ID: 25985T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul B. Manning | Management | For | For |
| 1.2 | Elect Director Alfred J. Novak | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DYNAVAX TECHNOLOGIES CORPORATION MEETING DATE: JUL 31, 2017 | ||||
| TICKER: DVAX SECURITY ID: 268158201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| DYNAVAX TECHNOLOGIES CORPORATION MEETING DATE: MAY 31, 2018 | ||||
| TICKER: DVAX SECURITY ID: 268158201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arnold L. Oronsky | Management | For | For |
| 1.2 | Elect Director Francis R. Cano | Management | For | For |
| 1.3 | Elect Director Peggy V. Phillips | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EAGLE PHARMACEUTICALS, INC. MEETING DATE: JUN 19, 2018 | ||||
| TICKER: EGRX SECURITY ID: 269796108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Graves | Management | For | For |
| 1.2 | Elect Director Robert Glenning | Management | For | For |
| 1.3 | Elect Director Richard A. Edlin | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EDITAS MEDICINE, INC. MEETING DATE: JUN 15, 2018 | ||||
| TICKER: EDIT SECURITY ID: 28106W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew Hirsch | Management | For | Withhold |
| 1.2 | Elect Director Boris Nikolic | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EGALET CORPORATION MEETING DATE: FEB 14, 2018 | ||||
| TICKER: EGLT SECURITY ID: 28226B104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | Against |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| EMERGENT BIOSOLUTIONS INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: EBS SECURITY ID: 29089Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel J. Abdun-Nabi | Management | For | For |
| 1b | Elect Director Sue Bailey | Management | For | For |
| 1c | Elect Director Jerome M. Hauer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ENANTA PHARMACEUTICALS, INC. MEETING DATE: FEB 28, 2018 | ||||
| TICKER: ENTA SECURITY ID: 29251M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George S. Golumbeski | Management | For | Withhold |
| 1.2 | Elect Director Kristine Peterson | Management | For | For |
| 1.3 | Elect Director Terry C. Vance | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| EPIZYME, INC. MEETING DATE: MAY 18, 2018 | ||||
| TICKER: EPZM SECURITY ID: 29428V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin T. Conroy | Management | For | For |
| 1.2 | Elect Director Carl Goldfischer | Management | For | For |
| 1.3 | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ESPERION THERAPEUTICS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: ESPR SECURITY ID: 29664W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey Berkowitz | Management | For | For |
| 1b | Elect Director Antonio M. Gotto, Jr. | Management | For | Withhold |
| 1c | Elect Director Nicole Vitullo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EXACT SCIENCES CORPORATION MEETING DATE: JUL 27, 2017 | ||||
| TICKER: EXAS SECURITY ID: 30063P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Maneesh K. Arora | Management | For | For |
| 1.2 | Elect Director James E. Doyle | Management | For | For |
| 1.3 | Elect Director Lionel N. Sterling | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| EXELIXIS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: EXEL SECURITY ID: 30161Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Cohen | Management | For | For |
| 1.2 | Elect Director George Poste | Management | For | For |
| 1.3 | Elect Director Jack L. Wyszomierski | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FATE THERAPEUTICS, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: FATE SECURITY ID: 31189P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Amir Nashat | Management | For | For |
| 1.2 | Elect Director William H. Rastetter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FIBROGEN, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: FGEN SECURITY ID: 31572Q808 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas B. Neff | Management | For | For |
| 1b | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1c | Elect Director James A. Schoeneck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FIVE PRIME THERAPEUTICS, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: FPRX SECURITY ID: 33830X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sheila Gujrathi | Management | For | For |
| 1b | Elect Director Peder K. Jensen | Management | For | For |
| 1c | Elect Director Aron M. Knickerbocker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FOUNDATION MEDICINE, INC. MEETING DATE: JUN 21, 2018 | ||||
| TICKER: FMI SECURITY ID: 350465100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexis Borisy | Management | For | For |
| 1.2 | Elect Director Troy Cox | Management | For | For |
| 1.3 | Elect Director Michael R. Dougherty | Management | For | For |
| 1.4 | Elect Director Sandra Horning | Management | For | For |
| 1.5 | Elect Director Evan Jones | Management | For | For |
| 1.6 | Elect Director Daniel O'Day | Management | For | For |
| 1.7 | Elect Director Michael Pellini | Management | For | For |
| 1.8 | Elect Director Michael Varney | Management | For | Withhold |
| 1.9 | Elect Director Krishna Yeshwant | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| G1 THERAPEUTICS, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: GTHX SECURITY ID: 3621LQ109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willie A. Deese | Management | For | For |
| 1.2 | Elect Director Cynthia L. Schwalm | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GALAPAGOS MEETING DATE: APR 24, 2018 | ||||
| TICKER: GLPG SECURITY ID: 36315X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 5 | Approve Remuneration Report | Management | For | Against |
| 6 | Approve Discharge of Directors and Auditors | Management | For | For |
| 7i | Reelect Werner Cautreels as Director | Management | For | For |
| 7ii | Reelect Howard Rowe as Director | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Approve Galapagos Warrant Plan 2018 | Management | For | For |
| 10 | Transact Other Business | Management | None | None |
| GENMAB A/S MEETING DATE: APR 10, 2018 | ||||
| TICKER: GEN SECURITY ID: K3967W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4a | Reelect Mats Pettersson as Director | Management | For | Did Not Vote |
| 4b | Reelect Anders Gersel Pedersen as Director | Management | For | Did Not Vote |
| 4c | Reelect Deirdre P. Connelly as Director | Management | For | Did Not Vote |
| 4d | Reelect Pernille Erenbjerg as Director | Management | For | Did Not Vote |
| 4e | Reelect Rolf Hoffmann as Director | Management | For | Did Not Vote |
| 4f | Reelect Paolo Paoletti as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 6a | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 6b | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | Did Not Vote |
| 6c | Approve Creation of DKK 7.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6d | Amend Articles Re: Documents in Connection with General Meetings in English Only | Management | For | Did Not Vote |
| 6e | Amend Articles Re: Remove Age Limit For Directors | Management | For | Did Not Vote |
| 7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| GENOMIC HEALTH, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: GHDX SECURITY ID: 37244C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kimberly J. Popovits | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Fred E. Cohen | Management | For | For |
| 1.5 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.6 | Elect Director Ginger L. Graham | Management | For | For |
| 1.7 | Elect Director Geoffrey M. Parker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| GENSIGHT BIOLOGICS MEETING DATE: APR 12, 2018 | ||||
| TICKER: SIGHT SECURITY ID: F4374K117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions, Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Severance Agreement with Bernard Gilly, CEO | Management | For | For |
| 6 | Reelect Michael Wyzga as Director | Management | For | For |
| 7 | Reelect Bernard Gilly as Director | Management | For | Against |
| 8 | Reelect Jose Alain Sahel as Censor | Management | For | Against |
| 9 | Approve Compensation of Michael Wyzga, Chairman of the Board | Management | For | For |
| 10 | Approve Compensation of Bernard Gilly, CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 12 | Approve Remuneration Policy of CEO | Management | For | For |
| 13 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 75 Percent of Issued Capital | Management | For | Against |
| 16 | Authorize Capital Increase of Up to 20 Percent of Issued Capital for Future Exchange Offers | Management | For | Against |
| 17 | Approve Issuance of Equity or Equity-Linked Securitiesfor Private Placements, up to 20 Percent of Issued Capital | Management | For | Against |
| 18 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15,17 and 21 | Management | For | Against |
| 20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 21 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to 85 Percent of Issued Capital | Management | For | Against |
| 22 | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 23 | Authorize up to 10 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 24 | Authorize Issuance of Warrants (BSA, BSAANE, BSAAR) without Preemptive Rights Reserved for Employees, Executives, Censors and Independent Directors Specific Beneficiaries, up to 5 percent of Issued Capital | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 15 to 17 and 20 to 25 at 100 Percent of Issued Capital | Management | For | Against |
| 27 | Amend Article 17 and 19 of Bylaws To Comply with New Regulation Re: Board of Directors | Management | For | For |
| 28 | Ratify Amendments of the Stock Option Plan Re: Gensight Biologics S.A. 2017 Stock Option Plan | Management | For | For |
| 29 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| GERON CORPORATION MEETING DATE: MAY 15, 2018 | ||||
| TICKER: GERN SECURITY ID: 374163103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Scarlett | Management | For | For |
| 1.2 | Elect Director Robert J. Spiegel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GILEAD SCIENCES, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: GILD SECURITY ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Jacqueline K. Barton | Management | For | For |
| 1c | Elect Director Kelly A. Kramer | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John C. Martin | Management | For | For |
| 1f | Elect Director John F. Milligan | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| GLOBAL BLOOD THERAPEUTICS, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: GBT SECURITY ID: 37890U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott W. Morrison | Management | For | For |
| 1.2 | Elect Director Deval L. Patrick | Management | For | For |
| 1.3 | Elect Director Mark L. Perry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Other Business | Management | None | Against |
| GLYCOMIMETICS, INC. MEETING DATE: MAY 18, 2018 | ||||
| TICKER: GLYC SECURITY ID: 38000Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel M. Junius | Management | For | For |
| 1.2 | Elect Director Rachel K. King | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GTX, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: GTXI SECURITY ID: 40052B207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Kenneth Glass | Management | For | For |
| 1.2 | Elect Director Robert J. Wills | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GW PHARMACEUTICALS PLC MEETING DATE: MAR 14, 2018 | ||||
| TICKER: GWPH SECURITY ID: 36197T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Justin Gover as Director | Management | For | For |
| 5 | Elect Catherine Mackey as Director | Management | For | For |
| 6 | Elect Alicia Secor as Director | Management | For | For |
| 7 | Elect William Waldegrave as Director | Management | For | For |
| 8 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Adopt New Articles of Association | Management | For | For |
| HALOZYME THERAPEUTICS, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: HALO SECURITY ID: 40637H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Pierre Bizzari | Management | For | For |
| 1.2 | Elect Director James M. Daly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| HERON THERAPEUTICS, INC. MEETING DATE: JUN 18, 2018 | ||||
| TICKER: HRTX SECURITY ID: 427746102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Tang | Management | For | For |
| 1.2 | Elect Director Barry D. Quart | Management | For | For |
| 1.3 | Elect Director Robert H. Rosen | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director John W. Poyhonen | Management | For | For |
| 1.6 | Elect Director Christian Waage | Management | For | For |
| 2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| HISTOGENICS CORPORATION MEETING DATE: JUN 15, 2018 | ||||
| TICKER: HSGX SECURITY ID: 43358V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joshua Baltzell | Management | For | For |
| 1.2 | Elect Director Kevin Rakin | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| HORIZON PHARMA PLC MEETING DATE: MAY 03, 2018 | ||||
| TICKER: HZNP SECURITY ID: G4617B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William F. Daniel | Management | For | For |
| 1b | Elect Director H. Thomas Watkins | Management | For | For |
| 1c | Elect Director Pascale Witz | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| IDERA PHARMACEUTICALS, INC. MEETING DATE: JAN 04, 2018 | ||||
| TICKER: IDRA SECURITY ID: 45168K306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| IDERA PHARMACEUTICALS, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: IDRA SECURITY ID: 45168K306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Julian C. Baker | Management | For | For |
| 1.2 | Elect Director James A. Geraghty | Management | For | For |
| 1.3 | Elect Director Maxine Gowen | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Reduce Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| IMMUNE DESIGN CORP. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: IMDZ SECURITY ID: 45252L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ed Penhoet | Management | For | Withhold |
| 1.2 | Elect Director David Baltimore | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Repricing of Options | Management | For | Against |
| IMMUNOGEN, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: IMGN SECURITY ID: 45253H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Stephen C. McCluski | Management | For | For |
| 2.2 | Elect Director Richard J. Wallace | Management | For | For |
| 2.3 | Elect Director Mark Goldberg | Management | For | For |
| 2.4 | Elect Director Dean J. Mitchell | Management | For | For |
| 2.5 | Elect Director Kristine Peterson | Management | For | For |
| 2.6 | Elect Director Mark J. Enyedy | Management | For | For |
| 2.7 | Elect Director Stuart A. Arbuckle | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| IMMUNOMEDICS, INC. MEETING DATE: APR 02, 2018 | ||||
| TICKER: IMMU SECURITY ID: 452907108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Election Director Behzad Aghazadeh | Management | For | For |
| 1.2 | Election Director Scott Canute | Management | For | For |
| 1.3 | Election Director Peter Barton Hutt | Management | For | For |
| 1.4 | Election Director Khalid Islam | Management | For | For |
| 1.5 | Election Director Michael Pehl | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| INCYTE CORPORATION MEETING DATE: MAY 01, 2018 | ||||
| TICKER: INCY SECURITY ID: 45337C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Julian C. Baker | Management | For | For |
| 1.2 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.3 | Elect Director Paul A. Brooke | Management | For | For |
| 1.4 | Elect Director Paul J. Clancy | Management | For | For |
| 1.5 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.6 | Elect Director Jacqualyn A. Fouse | Management | For | For |
| 1.7 | Elect Director Paul A. Friedman | Management | For | For |
| 1.8 | Elect Director Herve Hoppenot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INFINITY PHARMACEUTICALS, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: INFI SECURITY ID: 45665G303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David Beier | Management | For | For |
| 1b | Elect Director Jeffrey Berkowitz | Management | For | For |
| 1c | Elect Director Anthony B. Evnin | Management | For | For |
| 1d | Elect Director Michael G. Kauffman | Management | For | For |
| 1e | Elect Director Adelene Q. Perkins | Management | For | For |
| 1f | Elect Director Norman C. Selby | Management | For | For |
| 1g | Elect Director Ian F. Smith | Management | For | For |
| 1h | Elect Director Michael C. Venuti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INFLARX N.V. MEETING DATE: FEB 06, 2018 | ||||
| TICKER: IFRX SECURITY ID: N44821101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect T.Gibney as Non-Executive Director | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| INFLARX N.V. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: IFRX SECURITY ID: N44821101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Policy | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7 | Grant Board Authority to Issue Shares | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Close Meeting | Management | None | None |
| INSMED INCORPORATED MEETING DATE: MAY 15, 2018 | ||||
| TICKER: INSM SECURITY ID: 457669307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David R. Brennan | Management | For | For |
| 1.2 | Elect Director Melvin Sharoky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| INSYS THERAPEUTICS, INC. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: INSY SECURITY ID: 45824V209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Lapalme | Management | For | Withhold |
| 1.2 | Elect Director Saeed Motahari | Management | For | Withhold |
| 1.3 | Elect Director Rohit Vishnoi | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| INTELLIA THERAPEUTICS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: NTLA SECURITY ID: 45826J105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank Verwiel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: ICPT SECURITY ID: 45845P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Paolo Fundaro | Management | For | For |
| 1B | Elect Director Mark Pruzanski | Management | For | For |
| 1C | Elect Director Srinivas Akkaraju | Management | For | For |
| 1D | Elect Director Luca Benatti | Management | For | For |
| 1E | Elect Director Daniel Bradbury | Management | For | For |
| 1F | Elect Director Keith Gottesdiener | Management | For | For |
| 1G | Elect Director Nancy Miller-Rich | Management | For | For |
| 1H | Elect Director Gino Santini | Management | For | For |
| 1I | Elect Director Glenn Sblendorio | Management | For | For |
| 1J | Elect Director Daniel Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTRA-CELLULAR THERAPIES, INC. MEETING DATE: JUN 18, 2018 | ||||
| TICKER: ITCI SECURITY ID: 46116X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Alafi | Management | For | For |
| 1.2 | Elect Director Joel S. Marcus | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| IONIS PHARMACEUTICALS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: IONS SECURITY ID: 462222100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick T. Muto | Management | For | For |
| 1.2 | Elect Director Breaux B. Castleman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| IOVANCE BIOTHERAPEUTICS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: IOVA SECURITY ID: 462260100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Iain Dukes | Management | For | For |
| 1.2 | Elect Director Maria Fardis | Management | For | For |
| 1.3 | Elect Director Michael Weiser | Management | For | For |
| 1.4 | Elect Director Ryan Maynard | Management | For | For |
| 1.5 | Elect Director Merrill A. McPeak | Management | For | For |
| 1.6 | Elect Director Wayne Rothbaum | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Marcum LLP as Auditors | Management | For | For |
| IRONWOOD PHARMACEUTICALS, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: IRWD SECURITY ID: 46333X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence S. Olanoff | Management | For | For |
| 1.2 | Elect Director Douglas E. Williams | Management | For | For |
| 1.3 | Elect Director Amy W. Schulman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Repeal Bylaws not Included in the Bylaws Publicly filed as of March 27, 2018 | Shareholder | Against | Against |
| JAZZ PHARMACEUTICALS PLC MEETING DATE: AUG 03, 2017 | ||||
| TICKER: JAZZ SECURITY ID: G50871105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bruce C. Cozadd | Management | For | Against |
| 1b | Elect Director Heather Ann McSharry | Management | For | Against |
| 1c | Elect Director Rick E Winningham | Management | For | Against |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| JOUNCE THERAPEUTICS, INC. MEETING DATE: JUN 19, 2018 | ||||
| TICKER: JNCE SECURITY ID: 481116101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Duncan Higgons | Management | For | For |
| 1.2 | Elect Director Robert Tepper | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KALA PHARMACEUTICALS, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: KALA SECURITY ID: 483119103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark T. Iwicki | Management | For | For |
| 1.2 | Elect Director Andrew I. Koven | Management | For | For |
| 1.3 | Elect Director Gregory D. Perry | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| KARYOPHARM THERAPEUTICS INC. MEETING DATE: JUN 19, 2018 | ||||
| TICKER: KPTI SECURITY ID: 48576U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Deepika R. Pakianathan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KERYX BIOPHARMACEUTICALS, INC. MEETING DATE: JUN 29, 2018 | ||||
| TICKER: KERX SECURITY ID: 492515101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Rogers | Management | For | For |
| 1.2 | Elect Director Kevin J. Cameron | Management | For | For |
| 1.3 | Elect Director Steven C. Gilman | Management | For | For |
| 1.4 | Elect Director Daniel P. Regan | Management | For | For |
| 1.5 | Elect Director Michael T. Heffernan | Management | For | For |
| 1.6 | Elect Director Jodie P. Morrison | Management | For | For |
| 1.7 | Elect Director Mark J. Enyedy | Management | For | For |
| 2 | Ratify UHY LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| KRYSTAL BIOTECH, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: KRYS SECURITY ID: 501147102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Suma M. Krishnan | Management | For | For |
| 1.2 | Elect Director R. Douglas Norby | Management | For | For |
| 2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| KURA ONCOLOGY, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: KURA SECURITY ID: 50127T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Troy E. Wilson | Management | For | For |
| 1.2 | Elect Director Faheem Hasnain | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LA JOLLA PHARMACEUTICAL COMPANY MEETING DATE: SEP 01, 2017 | ||||
| TICKER: LJPC SECURITY ID: 503459604 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George F. Tidmarsh | Management | For | For |
| 1.2 | Elect Director Kevin C. Tang | Management | For | For |
| 1.3 | Elect Director Laura L. Douglass | Management | For | Withhold |
| 1.4 | Elect Director Craig A. Johnson | Management | For | Withhold |
| 1.5 | Elect Director Robert H. Rosen | Management | For | For |
| 2 | Ratify Squar Milner LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| LEAP THERAPEUTICS, INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: LPTX SECURITY ID: 52187K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Cavanaugh | Management | For | For |
| 1.2 | Elect Director John Littlechild | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| LEXICON PHARMACEUTICALS, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: LXRX SECURITY ID: 528872302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philippe J. Amouyal | Management | For | For |
| 1.2 | Elect Director Lonnel Coats | Management | For | For |
| 1.3 | Elect Director Frank P. Palantoni | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LIGAND PHARMACEUTICALS INCORPORATED MEETING DATE: JUN 19, 2018 | ||||
| TICKER: LGND SECURITY ID: 53220K504 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jason M. Aryeh | Management | For | For |
| 1.2 | Elect Director Todd C. Davis | Management | For | For |
| 1.3 | Elect Director Nancy Ryan Gray | Management | For | For |
| 1.4 | Elect Director John L. Higgins | Management | For | For |
| 1.5 | Elect Director John W. Kozarich | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Sunil Patel | Management | For | For |
| 1.8 | Elect Director Stephen L. Sabba | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| LOXO ONCOLOGY, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: LOXO SECURITY ID: 548862101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joshua H. Bilenker | Management | For | For |
| 1.2 | Elect Director Steve D. Harr | Management | For | For |
| 1.3 | Elect Director Tim M. Mayleben | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| MACROGENICS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: MGNX SECURITY ID: 556099109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth Galbraith | Management | For | For |
| 1.2 | Elect Director Scott Jackson | Management | For | For |
| 1.3 | Elect Director David Stump | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MANNKIND CORPORATION MEETING DATE: DEC 13, 2017 | ||||
| TICKER: MNKD SECURITY ID: 56400P706 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| MANNKIND CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: MNKD SECURITY ID: 56400P706 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kent Kresa | Management | For | For |
| 1.2 | Elect Director Michael E. Castagna | Management | For | For |
| 1.3 | Elect Director Ronald J. Consiglio | Management | For | For |
| 1.4 | Elect Director Michael A. Friedman | Management | For | For |
| 1.5 | Elect Director David H. MacCallum | Management | For | For |
| 1.6 | Elect Director Henry L. Nordhoff | Management | For | For |
| 1.7 | Elect Director James S. Shannon | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MEDICINOVA, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: MNOV SECURITY ID: 58468P206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Yuichi Iwaki | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| MELINTA THERAPEUTICS, INC MEETING DATE: DEC 27, 2017 | ||||
| TICKER: MLNT SECURITY ID: 58549G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| MELINTA THERAPEUTICS, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: MLNT SECURITY ID: 58549G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel Mark Wechsler | Management | For | For |
| 1.2 | Elect Director David Gill | Management | For | For |
| 1.3 | Elect Director John H. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| MERRIMACK PHARMACEUTICALS, INC. MEETING DATE: AUG 11, 2017 | ||||
| TICKER: MACK SECURITY ID: 590328100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard Peters | Management | For | For |
| 1.2 | Elect Director Gary L. Crocker | Management | For | For |
| 1.3 | Elect Director John M. Dineen | Management | For | For |
| 1.4 | Elect Director Vivian S. Lee | Management | For | For |
| 1.5 | Elect Director John Mendelsohn | Management | For | For |
| 1.6 | Elect Director Ulrik B. Nielsen | Management | For | For |
| 1.7 | Elect Director Michael E. Porter | Management | For | For |
| 1.8 | Elect Director James H. Quigley | Management | For | For |
| 1.9 | Elect Director Russell T. Ray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| MERRIMACK PHARMACEUTICALS, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: MACK SECURITY ID: 590328209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard Peters | Management | For | For |
| 1.2 | Elect Director Gary L. Crocker | Management | For | For |
| 1.3 | Elect Director George D. Demetri | Management | For | For |
| 1.4 | Elect Director John M. Dineen | Management | For | Withhold |
| 1.5 | Elect Director Ulrik B. Nielsen | Management | For | For |
| 1.6 | Elect Director James H. Quigley | Management | For | For |
| 1.7 | Elect Director Russell T. Ray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| MINERVA NEUROSCIENCES, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: NERV SECURITY ID: 603380106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William F. Doyle | Management | For | For |
| 1.2 | Elect Director Hans Peter Hasler | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| MIRAGEN THERAPEUTICS, INC. MEETING DATE: JUN 27, 2018 | ||||
| TICKER: MGEN SECURITY ID: 60463E103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William S. Marshall | Management | For | For |
| 1.2 | Elect Director Bruce L. Booth | Management | For | For |
| 1.3 | Elect Director Thomas E. Hughes | Management | For | For |
| 1.4 | Elect Director Kevin Koch | Management | For | For |
| 1.5 | Elect Director Joseph L. Turner | Management | For | For |
| 1.6 | Elect Director Arlene M. Morris | Management | For | For |
| 1.7 | Elect Director Jeffrey S. Hatfield | Management | For | For |
| 1.8 | Elect Director Christopher J. Bowden | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| MIRNA THERAPEUTICS, INC. MEETING DATE: AUG 24, 2017 | ||||
| TICKER: MIRN SECURITY ID: 60470J103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Change Company Name to Synlogic, Inc. | Management | For | For |
| 4.1 | Elect Director Lawrence M. Alleva | Management | For | For |
| 4.2 | Elect Director Michael Powell | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| MOLECULAR TEMPLATES, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: MTEM SECURITY ID: 608550109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Lanfear | Management | For | For |
| 1.2 | Elect Director Scott Morenstein | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: MNTA SECURITY ID: 60877T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jose-Carlos Gutierrez-Ramos | Management | For | For |
| 1b | Elect Director James R. Sulat | Management | For | For |
| 1c | Elect Director Craig A. Wheeler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MORPHOSYS AG MEETING DATE: MAY 17, 2018 | ||||
| TICKER: MOR SECURITY ID: D55040105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018 | Management | For | For |
| 5.1 | Elect Marc Cluzel to the Supervisory Board | Management | For | For |
| 5.2 | Elect George Golumbeski to the Supervisory Board | Management | For | For |
| 5.3 | Elect Michael Brosnan to the Supervisory Board | Management | For | For |
| 6 | Approve Creation of EUR 11.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| MORPHOSYS AG MEETING DATE: MAY 17, 2018 | ||||
| TICKER: MOR SECURITY ID: 617760202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018 | Management | For | For |
| 5a | Elect Marc Cluzel to the Supervisory Board | Management | For | For |
| 5b | Elect George Golumbeski to the Supervisory Board | Management | For | For |
| 5c | Elect Michael Brosnan to the Supervisory Board | Management | For | For |
| 6 | Approve Creation of EUR 11.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| MYOKARDIA, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: MYOK SECURITY ID: 62857M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tassos Gianakakos | Management | For | For |
| 1.2 | Elect Director Mary B. Cranston | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MYOS RENS TECHNOLOGY INC. MEETING DATE: DEC 28, 2017 | ||||
| TICKER: MYOS SECURITY ID: 554051920 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Louis J. Aronne | Management | For | Withhold |
| 1.2 | Elect Director Christopher Pechock | Management | For | Withhold |
| 2 | Ratify WithumSmith+Brown, PC as Auditors | Management | For | For |
| NANTKWEST, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: NK SECURITY ID: 63016Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick Soon-Shiong | Management | For | For |
| 1.2 | Elect Director Barry J. Simon | Management | For | For |
| 1.3 | Elect Director Steve Gorlin | Management | For | For |
| 1.4 | Elect Director Michael D. Blaszyk | Management | For | For |
| 1.5 | Elect Director Frederick W. Driscoll | Management | For | For |
| 1.6 | Elect Director John C. Thomas, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEKTAR THERAPEUTICS MEETING DATE: JUN 26, 2018 | ||||
| TICKER: NKTR SECURITY ID: 640268108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeff Ajer | Management | For | For |
| 1b | Elect Director Robert B. Chess | Management | For | For |
| 1c | Elect Director Roy A. Whitfield | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: NBIX SECURITY ID: 64125C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Rastetter | Management | For | For |
| 1.2 | Elect Director George J. Morrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEWLINK GENETICS CORPORATION MEETING DATE: MAY 23, 2018 | ||||
| TICKER: NLNK SECURITY ID: 651511107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Chad A. Johnson | Management | For | For |
| 1.2 | Elect Director Ernest J. Talarico, III | Management | For | For |
| 1.3 | Elect Director Lota S. Zoth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| NOVAVAX, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: NVAX SECURITY ID: 670002104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard H. Douglas | Management | For | For |
| 1.2 | Elect Director Gary C. Evans | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NOVOCURE LIMITED MEETING DATE: MAY 31, 2018 | ||||
| TICKER: NVCR SECURITY ID: G6674U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Asaf Danziger | Management | For | For |
| 1B | Elect Director William F. Doyle | Management | For | For |
| 1C | Elect Director David T. Hung | Management | For | For |
| 1D | Elect Director Sherilyn D. McCoy | Management | For | For |
| 1E | Elect Director Charles G. Phillips, III | Management | For | For |
| 1F | Elect Director William A. Vernon | Management | For | For |
| 2 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Declassify the Board of Directors | Management | For | For |
| OCULAR THERAPEUTIX, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: OCUL SECURITY ID: 67576A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Antony Mattessich | Management | For | Withhold |
| 1.2 | Elect Director W. James O'Shea | Management | For | Withhold |
| 1.3 | Elect Director Charles M. Warden | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ODONATE THERAPEUTICS, INC. MEETING DATE: JUN 29, 2018 | ||||
| TICKER: ODT SECURITY ID: 676079106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Tang | Management | For | Withhold |
| 1.2 | Elect Director Jeff L. Vacirca | Management | For | Withhold |
| 1.3 | Elect Director Aaron I. Davis | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director Robert H. Rosen | Management | For | Withhold |
| 1.6 | Elect Director George F. Tidmarsh | Management | For | Withhold |
| 2 | Ratify Squar Milner LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OPKO HEALTH, INC. MEETING DATE: JUN 21, 2018 | ||||
| TICKER: OPK SECURITY ID: 68375N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phillip Frost | Management | For | For |
| 1.2 | Elect Director Jane H. Hsiao | Management | For | For |
| 1.3 | Elect Director Steven D. Rubin | Management | For | For |
| 1.4 | Elect Director Robert S. Fishel | Management | For | For |
| 1.5 | Elect Director Richard M. Krasno | Management | For | For |
| 1.6 | Elect Director Richard A. Lerner | Management | For | For |
| 1.7 | Elect Director John A. Paganelli | Management | For | For |
| 1.8 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
| 1.9 | Elect Director Alice Lin-Tsing Yu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| OPTINOSE, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: OPTN SECURITY ID: 68404V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter K. Miller | Management | For | For |
| 1.2 | Elect Director Robert P. O'Neil | Management | For | For |
| 1.3 | Elect Director Sriram Venkataraman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ORAGENICS, INC. MEETING DATE: JUN 22, 2018 | ||||
| TICKER: OGEN SECURITY ID: 684023203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick W. Telling | Management | For | For |
| 1.2 | Elect Director Alan F. Joslyn | Management | For | For |
| 1.3 | Elect Director Robert C. Koski | Management | For | For |
| 1.4 | Elect Director Charles L. Pope | Management | For | For |
| 1.5 | Elect Director Alan W. Dunton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| OVID THERAPEUTICS INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: OVID SECURITY ID: 690469101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas Williams | Management | For | For |
| 1.2 | Elect Director Barbara G. Duncan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| PARATEK PHARMACEUTICALS, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: PRTK SECURITY ID: 699374302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rolf K. Hoffmann | Management | For | For |
| 1.2 | Elect Director Kristine Peterson | Management | For | Withhold |
| 1.3 | Elect Director Jeffrey Stein | Management | For | Withhold |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PHARMING GROUP NV MEETING DATE: MAY 23, 2018 | ||||
| TICKER: PHARM SECURITY ID: N69603145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2.a | Receive Explanation on the Business, the Operations and the Results for the Year Ending on 31 December 2017 | Management | None | None |
| 2.b | Discuss Remuneration Policy | Management | None | None |
| 2.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.d | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.f | Approve Discharge of Management Board | Management | For | For |
| 2.g | Approve Discharge of Supervisory Board | Management | For | For |
| 3 | Grant 2018 LTIP Shares to Supervisory Board Members | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 5 | Grant Board Authority to Issue Shares Up to 20 Percent of Issued Capital, Acquire Shares and Restricting/Excluding Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Other Business (Non-Voting) | Management | None | None |
| 8 | Close Meeting | Management | None | None |
| PORTOLA PHARMACEUTICALS, INC. MEETING DATE: JUN 08, 2018 | ||||
| TICKER: PTLA SECURITY ID: 737010108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis M. Fenton | Management | For | For |
| 1.2 | Elect Director Charles J. Homcy | Management | For | For |
| 1.3 | Elect Director David C. Stump | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PRECIPIO, INC. MEETING DATE: JAN 30, 2018 | ||||
| TICKER: PRPO SECURITY ID: BIG915000 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Conversion of Securities | Management | For | Did Not Vote |
| 2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| PROGENICS PHARMACEUTICALS, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: PGNX SECURITY ID: 743187106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter J. Crowley | Management | For | For |
| 1b | Elect Director Mark R. Baker | Management | For | For |
| 1c | Elect Director Bradley L. Campbell | Management | For | For |
| 1d | Elect Director Karen J. Ferrante | Management | For | For |
| 1e | Elect Director Michael D. Kishbauch | Management | For | For |
| 1f | Elect Director David A. Scheinberg | Management | For | For |
| 1g | Elect Director Nicole S. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| PROTAGONIST THERAPEUTICS, INC. MEETING DATE: MAY 29, 2018 | ||||
| TICKER: PTGX SECURITY ID: 74366E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Chaitan Khosla | Management | For | For |
| 1.2 | Elect Director William D. Waddill | Management | For | For |
| 1.3 | Elect Director Lewis T. "Rusty" Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PROTEOSTASIS THERAPEUTICS, INC. MEETING DATE: AUG 03, 2017 | ||||
| TICKER: PTI SECURITY ID: 74373B109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Meenu Chhabra | Management | For | For |
| 1.2 | Elect Director Helen M. Boudreau | Management | For | For |
| 1.3 | Elect Director Jeffery W. Kelly | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PROTEOSTASIS THERAPEUTICS, INC. MEETING DATE: JUN 15, 2018 | ||||
| TICKER: PTI SECURITY ID: 74373B109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Eric B. Rabinowitz | Management | For | For |
| PROTHENA CORPORATION PLC MEETING DATE: MAY 15, 2018 | ||||
| TICKER: PRTA SECURITY ID: G72800108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard T. Collier | Management | For | For |
| 1b | Elect Director Shane M. Cooke | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| PTC THERAPEUTICS, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: PTCT SECURITY ID: 69366J200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Schmertzler | Management | For | For |
| 1.2 | Elect Director Glenn D. Steele, Jr. | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PUMA BIOTECHNOLOGY, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: PBYI SECURITY ID: 74587V107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan H. Auerbach | Management | For | For |
| 1.2 | Elect Director Michael P. Miller | Management | For | For |
| 1.3 | Elect Director Jay M. Moyes | Management | For | For |
| 1.4 | Elect Director Adrian M. Senderowicz | Management | For | For |
| 1.5 | Elect Director Troy E. Wilson | Management | For | For |
| 1.6 | Elect Director Frank E. Zavrl | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| RA PHARMACEUTICALS, INC. MEETING DATE: JUN 28, 2018 | ||||
| TICKER: RARX SECURITY ID: 74933V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Heft | Management | For | For |
| 1.2 | Elect Director Rajeev Shah | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| RADIUS HEALTH, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: RDUS SECURITY ID: 750469207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jesper Hoiland | Management | For | For |
| 1.2 | Elect Director Owen Hughes | Management | For | For |
| 1.3 | Elect Director Debasish Roychowdhury | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| REATA PHARMACEUTICALS, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: RETA SECURITY ID: 75615P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William D. McClellan, Jr. | Management | For | For |
| 1.2 | Elect Director William E. Rose | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 08, 2018 | ||||
| TICKER: REGN SECURITY ID: 75886F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arthur F. Ryan | Management | For | Against |
| 1.2 | Elect Director George L. Sing | Management | For | Against |
| 1.3 | Elect Director Marc Tessier-Lavigne | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| REGENXBIO INC. MEETING DATE: MAY 25, 2018 | ||||
| TICKER: RGNX SECURITY ID: 75901B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Luke M. Beshar | Management | For | For |
| 1.2 | Elect Director Kenneth T. Mills | Management | For | For |
| 1.3 | Elect Director David C. Stump | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| REGULUS THERAPEUTICS INC. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: RGLS SECURITY ID: 75915K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Kathryn J. Collier | Management | For | For |
| 1.3 | Elect Director Joseph "Jay" P. Hagan | Management | For | For |
| 1.4 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.5 | Elect Director William H. Rastetter | Management | For | For |
| 1.6 | Elect Director Hugh Rosen | Management | For | For |
| 1.7 | Elect Director Pascale Witz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| REPLIGEN CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: RGEN SECURITY ID: 759916109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicolas M. Barthelemy | Management | For | For |
| 1.2 | Elect Director Glenn L. Cooper | Management | For | For |
| 1.3 | Elect Director John G. Cox | Management | For | For |
| 1.4 | Elect Director Karen A. Dawes | Management | For | For |
| 1.5 | Elect Director Tony J. Hunt | Management | For | For |
| 1.6 | Elect Director Glenn P. Muir | Management | For | For |
| 1.7 | Elect Director Thomas F. Ryan Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| REPROS THERAPEUTICS INC. MEETING DATE: SEP 13, 2017 | ||||
| TICKER: RPRX SECURITY ID: 76028H209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry M. Dillaha | Management | For | For |
| 1.2 | Elect Director Daniel F. Cain | Management | For | For |
| 1.3 | Elect Director Patrick P. Fourteau | Management | For | For |
| 1.4 | Elect Director Nola E. Masterson | Management | For | For |
| 1.5 | Elect Director Saira Ramasastry | Management | For | For |
| 1.6 | Elect Director Michael G. Wyllie | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RETROPHIN, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: RTRX SECURITY ID: 761299106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen Aselage | Management | For | For |
| 1.2 | Elect Director Roy D. Baynes | Management | For | For |
| 1.3 | Elect Director Timothy Coughlin | Management | For | For |
| 1.4 | Elect Director John Kozarich | Management | For | For |
| 1.5 | Elect Director Gary Lyons | Management | For | For |
| 1.6 | Elect Director Jeffrey Meckler | Management | For | For |
| 1.7 | Elect Director John A. Orwin | Management | For | For |
| 1.8 | Elect Director Ron Squarer | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BDO USA LLP as Auditors | Management | For | For |
| RHYTHM PHARMACEUTICALS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: RYTM SECURITY ID: 76243J105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith M. Gottesdiener | Management | For | For |
| 1.2 | Elect Director Christophe R. Jean | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| RIGEL PHARMACEUTICALS, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: RIGL SECURITY ID: 766559603 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregg A. Lapointe | Management | For | For |
| 1b | Elect Director Brian L. Kotzin | Management | For | For |
| 1c | Elect Director Gary A. Lyons | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| SAGE THERAPEUTICS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: SAGE SECURITY ID: 78667J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Geno Germano | Management | For | For |
| 1.2 | Elect Director Steven Paul | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SANGAMO THERAPEUTICS, INC. MEETING DATE: JUN 11, 2018 | ||||
| TICKER: SGMO SECURITY ID: 800677106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director H. Stewart Parker | Management | For | For |
| 1.2 | Elect Director Robert F. Carey | Management | For | For |
| 1.3 | Elect Director Stephen G. Dilly | Management | For | For |
| 1.4 | Elect Director Roger Jeffs | Management | For | For |
| 1.5 | Elect Director Alexander D. Macrae | Management | For | For |
| 1.6 | Elect Director Steven J. Mento | Management | For | For |
| 1.7 | Elect Director Saira Ramasastry | Management | For | For |
| 1.8 | Elect Director Joseph S. Zakrzewski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SAREPTA THERAPEUTICS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: SRPT SECURITY ID: 803607100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael W. Bonney | Management | For | For |
| 1.2 | Elect Director Douglas S. Ingram | Management | For | For |
| 1.3 | Elect Director Hans Wigzell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| SCPHARMACEUTICALS INC. MEETING DATE: JUN 19, 2018 | ||||
| TICKER: SCPH SECURITY ID: 810648105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dorothy Coleman | Management | For | For |
| 1.2 | Elect Director Frederick Hudson | Management | For | For |
| 1.3 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| SEATTLE GENETICS, INC. MEETING DATE: MAY 18, 2018 | ||||
| TICKER: SGEN SECURITY ID: 812578102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clay B. Siegall | Management | For | For |
| 1.2 | Elect Director Felix Baker | Management | For | For |
| 1.3 | Elect Director Nancy A. Simonian | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SELECTA BIOSCIENCES, INC. MEETING DATE: JUN 15, 2018 | ||||
| TICKER: SELB SECURITY ID: 816212104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Omid Farokhzad | Management | For | For |
| 1.2 | Elect Director Amir Nashat | Management | For | For |
| 1.3 | Elect Director Aymeric Sallin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SERES THERAPEUTICS, INC. MEETING DATE: JUN 26, 2018 | ||||
| TICKER: MCRB SECURITY ID: 81750R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Noubar B. Afeyan | Management | For | For |
| 1.2 | Elect Director Gregory Behar | Management | For | For |
| 1.3 | Elect Director Kurt C. Graves | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SIENNA BIOPHARMACEUTICALS, INC. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: SNNA SECURITY ID: 82622H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick C. Beddingfield, III | Management | For | For |
| 1.2 | Elect Director Todd Harris | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SPARK THERAPEUTICS, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: ONCE SECURITY ID: 84652J103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey D. Marrazzo | Management | For | For |
| 1.2 | Elect Director Vincent J. Milano | Management | For | For |
| 1.3 | Elect Director Elliott Sigal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SPECTRUM PHARMACEUTICALS, INC. MEETING DATE: JUN 18, 2018 | ||||
| TICKER: SPPI SECURITY ID: 84763A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William L. Ashton | Management | For | For |
| 1.2 | Elect Director Raymond W. Cohen | Management | For | For |
| 1.3 | Elect Director Gilles R. Gagnon | Management | For | For |
| 1.4 | Elect Director Stuart M. Krassner | Management | For | For |
| 1.5 | Elect Director Anthony E. Maida, III | Management | For | For |
| 1.6 | Elect Director Joseph W. Turgeon | Management | For | For |
| 1.7 | Elect Director Dolatrai Vyas | Management | For | For |
| 1.8 | Elect Director Bernice R. Welles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock and Eliminate Non-Issuable Preferred Stock | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SPERO THERAPEUTICS, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: SPRO SECURITY ID: 84833T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Casper Breum | Management | For | For |
| 1.2 | Elect Director David Southwell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| STEMLINE THERAPEUTICS, INC. MEETING DATE: JUN 21, 2018 | ||||
| TICKER: STML SECURITY ID: 85858C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Sard | Management | For | For |
| 1.2 | Elect Director Darren Cline | Management | For | For |
| 1.3 | Elect Director Daniel Hume | Management | For | For |
| 1.4 | Elect Director Ivan Bergstein | Management | For | For |
| 1.5 | Elect Director Alan Forman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| SYNDAX PHARMACEUTICALS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: SNDX SECURITY ID: 87164F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Henry Chen | Management | For | For |
| 1b | Elect Director Luke Evnin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SYROS PHARMACEUTICALS, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: SYRS SECURITY ID: 87184Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director Vicki L. Sato | Management | For | For |
| 1.3 | Elect Director Phillip A. Sharp | Management | For | For |
| 1.4 | Elect Director Richard A. Young | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TESARO, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: TSRO SECURITY ID: 881569107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
| 1b | Elect Director Mary Lynne Hedley | Management | For | For |
| 1c | Elect Director David M. Mott | Management | For | For |
| 1d | Elect Director Lawrence M. Alleva | Management | For | For |
| 1e | Elect Director James O. Armitage | Management | For | For |
| 1f | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
| 1g | Elect Director Garry A. Nicholson | Management | For | For |
| 1h | Elect Director Kavita Patel | Management | For | For |
| 1i | Elect Director Beth Seidenberg | Management | For | For |
| 1j | Elect Director Pascale Witz | Management | For | For |
| 2 | Approve Non-Employee Director Compensation Policy | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| TG THERAPEUTICS, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: TGTX SECURITY ID: 88322Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurence N. Charney | Management | For | For |
| 1.2 | Elect Director Yann Echelard | Management | For | For |
| 1.3 | Elect Director William J. Kennedy | Management | For | For |
| 1.4 | Elect Director Kenneth Hoberman | Management | For | For |
| 1.5 | Elect Director Daniel Hume | Management | For | For |
| 1.6 | Elect Director Mark Schoenebaum | Management | For | Withhold |
| 1.7 | Elect Director Michael S. Weiss | Management | For | For |
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| THE MEDICINES COMPANY MEETING DATE: MAY 31, 2018 | ||||
| TICKER: MDCO SECURITY ID: 584688105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Alexander J. Denner | Management | For | For |
| 1B | Elect Director Fredric N. Eshelman | Management | For | For |
| 1C | Elect Director Geno J. Germano | Management | For | For |
| 1D | Elect Director John C. Kelly | Management | For | For |
| 1E | Elect Director Clive A. Meanwell | Management | For | For |
| 1F | Elect Director Paris Panayiotopoulos | Management | For | For |
| 1G | Elect Director Sarah J. Schlesinger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THERAPEUTICSMD, INC. MEETING DATE: JUN 25, 2018 | ||||
| TICKER: TXMD SECURITY ID: 88338N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tommy G. Thompson | Management | For | For |
| 1.2 | Elect Director Robert G. Finizio | Management | For | For |
| 1.3 | Elect Director John C.K. Milligan, IV | Management | For | For |
| 1.4 | Elect Director Brian Bernick | Management | For | For |
| 1.5 | Elect Director J. Martin Carroll | Management | For | For |
| 1.6 | Elect Director Cooper C. Collins | Management | For | For |
| 1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
| 1.8 | Elect Director Jules A. Musing | Management | For | For |
| 1.9 | Elect Director Angus C. Russell | Management | For | For |
| 1.10 | Elect Director Jane F. Barlow | Management | For | For |
| 1.11 | Elect Director Nicholas Segal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| THERAVANCE BIOPHARMA, INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: TBPH SECURITY ID: G8807B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eran Broshy | Management | For | For |
| 1.2 | Elect Director Laurie Smaldone Alsup | Management | For | For |
| 1.3 | Elect Director Burton G. Malkiel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | Against |
| THRESHOLD PHARMACEUTICALS, INC. MEETING DATE: JUL 31, 2017 | ||||
| TICKER: THLD SECURITY ID: 885807206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Change Company Name to Molecular Templates, Inc. | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | For |
| 6.1 | Elect Director Jeffrey W. Bird | Management | For | For |
| 6.2 | Elect Director Harold E. Selick | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Golden Parachutes | Management | For | For |
| 9 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 10 | Adjourn Meeting | Management | For | For |
| TOCAGEN INC. MEETING DATE: JUN 21, 2018 | ||||
| TICKER: TOCA SECURITY ID: 888846102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas E. Darcy | Management | For | For |
| 1.2 | Elect Director Harry E. Gruber | Management | For | For |
| 1.3 | Elect Director Paul Schimmel | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TREVENA, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: TRVN SECURITY ID: 89532E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Maxine Gowen | Management | For | For |
| 1.2 | Elect Director Julie H. McHugh | Management | For | For |
| 1.3 | Elect Director Jake R. Nunn | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| ULTRAGENYX PHARMACEUTICAL INC. MEETING DATE: JUN 19, 2018 | ||||
| TICKER: RARE SECURITY ID: 90400D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Deborah Dunsire | Management | For | For |
| 1b | Elect Director Michael Narachi | Management | For | For |
| 1c | Elect Director Clay B. Siegall | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNIQURE N.V. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: QURE SECURITY ID: N90064101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Management Board | Management | For | For |
| 3a | Re-Elect Philip Astley-Sparke as Director | Management | For | For |
| 3b | Elect Robert Gut as Director | Management | For | For |
| 3c | Elect David Meek as Director | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Designate Board As Competent Body to Issue Shares and Options and to Exclude Preemptive Rights Under Omnibus Stock Plan | Management | For | Against |
| 6 | Approve Employee Stock Purchase Plan | Management | For | For |
| 7 | Grant Board Authority to Issue Shares Up To 19.9 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 26, 2018 | ||||
| TICKER: UTHR SECURITY ID: 91307C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Katherine Klein | Management | For | For |
| 1b | Elect Director Ray Kurzweil | Management | For | For |
| 1c | Elect Director Martine Rothblatt | Management | For | For |
| 1d | Elect Director Louis Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UROGEN PHARMA LTD. MEETING DATE: FEB 14, 2018 | ||||
| TICKER: URGN SECURITY ID: M96088105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2.1 | Approve Grants of Options to Arie Belldegrun, Chairman | Management | For | Against |
| 2.2 | Approve Grants of Options to Stuart Holden, Director | Management | For | Against |
| 2.3 | Approve Grants of Options to Pini Orbach, Director | Management | For | Against |
| 2.4 | Approve Grants of Options to Ran Nussbaum, Director | Management | For | Against |
| 2.5 | Approve Grants of Options to Kathryn Falberg, Director | Management | For | Against |
| 2.6 | Approve Grants of Options to Fred Cohen, Director | Management | For | Against |
| 2.7 | Approve Grants of Options to Cynthia Butitta, Director | Management | For | Against |
| 3 | Approve Employment Terms of Ron Bentsur, CEO | Management | For | For |
| 4 | Approve Employment Terms of Gil Hakim, President of Israel Operation | Management | For | For |
| 5 | Approve Employment Terms of Gary Titus, CFO | Management | For | For |
| 6 | Approve Employment Terms of Mark Schoenberg, CMO | Management | For | For |
| 7 | Approve 2017 Annual Goals and Objectives Bonus to Ron Bentsur, CEO | Management | For | For |
| 8 | Approve 2017 Annual Goals and Objectives Bonus to Gil Hakim, President of Israel Operations | Management | For | For |
| 9 | Approve 2017 Annual Goals and Objectives Bonus to Gary Titus, CFO | Management | For | For |
| 10 | Amend Articles Re: Indemnification and Exemption Agreements | Management | For | For |
| 11 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| UROGEN PHARMA LTD. MEETING DATE: JUN 04, 2018 | ||||
| TICKER: URGN SECURITY ID: M96088105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Arie Belldegrun as Director | Management | For | For |
| 1.2 | Reelect Ron Bentsur as Director | Management | For | For |
| 1.3 | Reelect Cynthia Buttita as Director | Management | For | For |
| 1.4 | Reelect Fred Cohen as Director | Management | For | For |
| 1.5 | Reelect Kathryn Falberg as Director | Management | For | For |
| 1.6 | Reelect Stuart Holden as Director | Management | For | For |
| 1.7 | Reelect Ran Nussbaum as Director | Management | For | For |
| 2 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Grants of Equity Awards to Non-Executive Directors | Management | For | Against |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | For |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| VANDA PHARMACEUTICALS INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: VNDA SECURITY ID: 921659108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mihael H. Polymeropoulos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| VERASTEM, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: VSTM SECURITY ID: 92337C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Forrester | Management | For | For |
| 1.2 | Elect Director Bruce Wendel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| VERMILLION, INC. MEETING DATE: JUN 21, 2018 | ||||
| TICKER: VRML SECURITY ID: 92407M206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James S. Burns | Management | For | For |
| 1.2 | Elect Director Veronica G.H. Jordan | Management | For | For |
| 1.3 | Elect Director James T. LaFrance | Management | For | For |
| 1.4 | Elect Director Valerie B. Palmieri | Management | For | For |
| 1.5 | Elect Director David R. Schreiber | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| VERSARTIS, INC. MEETING DATE: SEP 08, 2017 | ||||
| TICKER: VSAR SECURITY ID: 92529L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Certificate of Incorporation to Confirm the Number of Authorized Shares of Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 17, 2018 | ||||
| TICKER: VRTX SECURITY ID: 92532F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sangeeta N. Bhatia | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Leiden | Management | For | For |
| 1.3 | Elect Director Bruce I. Sachs | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Drug Pricing Increases | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| VITAL THERAPIES, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: VTL SECURITY ID: 92847R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Russell J. Cox | Management | For | For |
| 1.3 | Elect Director Errol R. Halperin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VOYAGER THERAPEUTICS, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: VYGR SECURITY ID: 92915B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Higgins | Management | For | For |
| 1.2 | Elect Director Perry A. Karsen | Management | For | For |
| 1.3 | Elect Director Wendy Dixon | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VTV THERAPEUTICS INC. MEETING DATE: APR 30, 2018 | ||||
| TICKER: VTVT SECURITY ID: 918385105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1.2 | Elect Director Steven M. Cohen | Management | For | For |
| 1.3 | Elect Director John A. Fry | Management | For | For |
| 1.4 | Elect Director Paul M. Meister | Management | For | For |
| 1.5 | Elect Director Craig C. Parker | Management | For | For |
| 1.6 | Elect Director Paul G. Savas | Management | For | For |
| 1.7 | Elect Director Noel J. Spiegel | Management | For | For |
| 1.8 | Elect Director Howard L. Weiner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WAVE LIFE SCIENCES LTD. MEETING DATE: AUG 10, 2017 | ||||
| TICKER: WVE SECURITY ID: Y95308105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul B. Bolno | Management | For | For |
| 1.2 | Elect Director Gregory L. Verdine | Management | For | For |
| 1.3 | Elect Director Christian Henry | Management | For | For |
| 1.4 | Elect Director Peter Kolchinsky | Management | For | For |
| 1.5 | Elect Director Koji Miura | Management | For | For |
| 1.6 | Elect Director Adrian Rawcliffe | Management | For | For |
| 1.7 | Elect Director Ken Takanashi | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Approve Non-Employee Directors' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| XENCOR, INC. MEETING DATE: JUN 26, 2018 | ||||
| TICKER: XNCR SECURITY ID: 98401F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director A. Bruce Montgomery | Management | For | For |
| 1.3 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.4 | Elect Director Kurt Gustafson | Management | For | For |
| 1.5 | Elect Director Yujiro S. Hata | Management | For | For |
| 1.6 | Elect Director Richard J. Ranieri | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZAFGEN, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: ZFGN SECURITY ID: 98885E103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas O. Daniel | Management | For | For |
| 1.2 | Elect Director Cameron Geoffrey McDonough | Management | For | For |
| 1.3 | Elect Director Robert J. Perez | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ZEALAND PHARMA A/S MEETING DATE: JUL 31, 2017 | ||||
| TICKER: ZEAL SECURITY ID: K9898X127 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Creation of DKK 7 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 2 | Approve Creation of DKK 2.6 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 3 | Amend Articles Re: Split Voting | Management | For | Did Not Vote |
| 4 | Authorize ADR Repurchase Program | Management | For | Did Not Vote |
| 5 | Approve Director Indemnification | Management | For | Did Not Vote |
| 6 | Approve Officer Indemnification | Management | For | Did Not Vote |
| 7 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8 | Approve Publication of Information in English | Management | For | Did Not Vote |
| ZEALAND PHARMA A/S MEETING DATE: APR 19, 2018 | ||||
| TICKER: ZEAL SECURITY ID: K9898X127 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 4a | Reelect Rosemary Crane as Director | Management | For | Did Not Vote |
| 4b | Reelect Catherine Moukheibir as Director | Management | For | Did Not Vote |
| 4c | Reelect Alain Munoz as Director | Management | For | Did Not Vote |
| 4d | Reelect Martin Nicklasson as Director | Management | For | Did Not Vote |
| 4e | Reelect Michael Owen as Director | Management | For | Did Not Vote |
| 4f | Elect Kirsten Aarup Drejer as New Director | Management | For | Did Not Vote |
| 5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 6 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 7 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors in the Amount of DKK 350,000 for Chairman and DKK 300,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 9 | Dissolve Nomination Committee; Amend Articles Accordingly | Management | For | Did Not Vote |
| 10 | Amend Articles Re: Editorial Changes | Management | For | Did Not Vote |
| 11 | Approve Creation of DKK 6.2 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 12 | Other Business | Management | None | None |
| ZOGENIX, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: ZGNX SECURITY ID: 98978L204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director James B. Breitmeyer | Management | For | For |
| 1B | Elect Director Stephen J. Farr | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZOSANO PHARMA CORPORATION MEETING DATE: JAN 23, 2018 | ||||
| TICKER: ZSAN SECURITY ID: 98979H103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | Against |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
VOTE SUMMARY REPORT
SELECT BROKERAGE AND INVESTMENT MANAGEMENT PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AFFILIATED MANAGERS GROUP, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: AMG SECURITY ID: 008252108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel T. Byrne | Management | For | For |
| 1b | Elect Director Dwight D. Churchill | Management | For | For |
| 1c | Elect Director Glenn Earle | Management | For | For |
| 1d | Elect Director Niall Ferguson | Management | For | For |
| 1e | Elect Director Sean M. Healey | Management | For | For |
| 1f | Elect Director Tracy P. Palandjian | Management | For | For |
| 1g | Elect Director Patrick T. Ryan | Management | For | For |
| 1h | Elect Director Karen L. Yerburgh | Management | For | For |
| 1i | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Elect Director Nathaniel Dalton | Management | For | For |
| AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: AMP SECURITY ID: 03076C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1c | Elect Director Amy DiGeso | Management | For | For |
| 1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1e | Elect Director Jeffrey Noddle | Management | For | For |
| 1f | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1g | Elect Director Christopher J. Williams | Management | For | For |
| 1h | Elect Director W. Edward Walter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| BLACKROCK, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: BLK SECURITY ID: 09247X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1b | Elect Director Pamela Daley | Management | For | For |
| 1c | Elect Director William S. Demchak | Management | For | For |
| 1d | Elect Director Jessica P. Einhorn | Management | For | For |
| 1e | Elect Director Laurence D. Fink | Management | For | For |
| 1f | Elect Director William E. Ford | Management | For | For |
| 1g | Elect Director Fabrizio Freda | Management | For | For |
| 1h | Elect Director Murry S. Gerber | Management | For | For |
| 1i | Elect Director Margaret L. Johnson | Management | For | For |
| 1j | Elect Director Robert S. Kapito | Management | For | For |
| 1k | Elect Director Deryck Maughan | Management | For | For |
| 1l | Elect Director Cheryl D. Mills | Management | For | For |
| 1m | Elect Director Gordon M. Nixon | Management | For | For |
| 1n | Elect Director Charles H. Robbins | Management | For | For |
| 1o | Elect Director Ivan G. Seidenberg | Management | For | For |
| 1p | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1q | Elect Director Susan L. Wagner | Management | For | For |
| 1r | Elect Director Mark Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| CBOE GLOBAL MARKETS INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: CBOE SECURITY ID: 12503M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward T. Tilly | Management | For | For |
| 1.2 | Elect Director Frank E. English, Jr. | Management | For | For |
| 1.3 | Elect Director William M. Farrow, III | Management | For | For |
| 1.4 | Elect Director Edward J. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Janet P. Froetscher | Management | For | For |
| 1.6 | Elect Director Jill R. Goodman | Management | For | For |
| 1.7 | Elect Director Roderick A. Palmore | Management | For | For |
| 1.8 | Elect Director James E. Parisi | Management | For | For |
| 1.9 | Elect Director Joseph P. Ratterman | Management | For | For |
| 1.10 | Elect Director Michael L. Richter | Management | For | For |
| 1.11 | Elect Director Jill E. Sommers | Management | For | For |
| 1.12 | Elect Director Carole E. Stone | Management | For | For |
| 1.13 | Elect Director Eugene S. Sunshine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CME GROUP INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: CME SECURITY ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Ana Dutra | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director Deborah J. Lucas | Management | For | For |
| 1j | Elect Director Alex J. Pollock | Management | For | For |
| 1k | Elect Director Terry L. Savage | Management | For | For |
| 1l | Elect Director William R. Shepard | Management | For | For |
| 1m | Elect Director Howard J. Siegel | Management | For | For |
| 1n | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| E*TRADE FINANCIAL CORPORATION MEETING DATE: MAY 10, 2018 | ||||
| TICKER: ETFC SECURITY ID: 269246401 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard J. Carbone | Management | For | For |
| 1b | Elect Director James P. Healy | Management | For | For |
| 1c | Elect Director Kevin T. Kabat | Management | For | For |
| 1d | Elect Director Frederick W. Kanner | Management | For | For |
| 1e | Elect Director James Lam | Management | For | For |
| 1f | Elect Director Rodger A. Lawson | Management | For | For |
| 1g | Elect Director Shelley B. Leibowitz | Management | For | For |
| 1h | Elect Director Karl A. Roessner | Management | For | For |
| 1i | Elect Director Rebecca Saeger | Management | For | For |
| 1j | Elect Director Joseph L. Sclafani | Management | For | For |
| 1k | Elect Director Gary H. Stern | Management | For | For |
| 1l | Elect Director Donna L. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| HOULIHAN LOKEY, INC. MEETING DATE: SEP 19, 2017 | ||||
| TICKER: HLI SECURITY ID: 441593100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irwin N. Gold | Management | For | For |
| 1.2 | Elect Director Bennet Van de Bunt | Management | For | For |
| 1.3 | Elect Director Ron K. Barger | Management | For | For |
| 1.4 | Elect Director Paul E. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| INVESCO LTD. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: IVZ SECURITY ID: G491BT108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sarah E. Beshar | Management | For | For |
| 1.2 | Elect Director Joseph R. Canion | Management | For | For |
| 1.3 | Elect Director Martin L. Flanagan | Management | For | For |
| 1.4 | Elect Director C. Robert Henrikson | Management | For | For |
| 1.5 | Elect Director Ben F. Johnson, III | Management | For | For |
| 1.6 | Elect Director Denis Kessler | Management | For | For |
| 1.7 | Elect Director Nigel Sheinwald | Management | For | For |
| 1.8 | Elect Director G. Richard Wagoner, Jr. | Management | For | For |
| 1.9 | Elect Director Phoebe A. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Shareholder | Abstain | For |
| LAZARD LTD MEETING DATE: APR 24, 2018 | ||||
| TICKER: LAZ SECURITY ID: G54050102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew M. Alper | Management | For | For |
| 1.2 | Elect Director Ashish Bhutani | Management | For | For |
| 1.3 | Elect Director Steven J. Heyer | Management | For | For |
| 1.4 | Elect Director Sylvia Jay | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| LEGG MASON, INC. MEETING DATE: JUL 25, 2017 | ||||
| TICKER: LM SECURITY ID: 524901105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert E. Angelica | Management | For | For |
| 1.2 | Elect Director Tianqiao Chen | Management | For | For |
| 1.3 | Elect Director Wen-Yu "Robert" Chiu | Management | For | For |
| 1.4 | Elect Director Carol Anthony "John" Davidson | Management | For | For |
| 1.5 | Elect Director Barry W. Huff | Management | For | For |
| 1.6 | Elect Director John V. Murphy | Management | For | For |
| 1.7 | Elect Director W. Allen Reed | Management | For | For |
| 1.8 | Elect Director Margaret Milner Richardson | Management | For | For |
| 1.9 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.10 | Elect Director Joseph A. Sullivan | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| LPL FINANCIAL HOLDINGS INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: LPLA SECURITY ID: 50212V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dan H. Arnold | Management | For | For |
| 1.2 | Elect Director Viet D. Dinh | Management | For | For |
| 1.3 | Elect Director H. Paulett Eberhart | Management | For | For |
| 1.4 | Elect Director William F. Glavin Jr. | Management | For | For |
| 1.5 | Elect Director Anne M. Mulcahy | Management | For | For |
| 1.6 | Elect Director James S. Putnam | Management | For | For |
| 1.7 | Elect Director James S. Riepe | Management | For | For |
| 1.8 | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MARKETAXESS HOLDINGS INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: MKTX SECURITY ID: 57060D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. McVey | Management | For | For |
| 1b | Elect Director Steven L. Begleiter | Management | For | For |
| 1c | Elect Director Stephen P. Casper | Management | For | For |
| 1d | Elect Director Jane Chwick | Management | For | For |
| 1e | Elect Director William F. Cruger | Management | For | For |
| 1f | Elect Director David G. Gomach | Management | For | For |
| 1g | Elect Director Carlos M. Hernandez | Management | For | For |
| 1h | Elect Director Richard G. Ketchum | Management | For | For |
| 1i | Elect Director Emily H. Portney | Management | For | For |
| 1j | Elect Director John Steinhardt | Management | For | For |
| 1k | Elect Director James J. Sullivan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MOELIS & COMPANY MEETING DATE: JUN 07, 2018 | ||||
| TICKER: MC SECURITY ID: 60786M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth Moelis | Management | For | For |
| 1.2 | Elect Director Navid Mahmoodzadegan | Management | For | For |
| 1.3 | Elect Director Jeffrey Raich | Management | For | For |
| 1.4 | Elect Director Eric Cantor | Management | For | For |
| 1.5 | Elect Director J. Richard Leaman, III | Management | For | For |
| 1.6 | Elect Director John A. Allison, IV | Management | For | For |
| 1.7 | Elect Director Yvonne Greenstreet | Management | For | For |
| 1.8 | Elect Director Kenneth L. Shropshire | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| MOODY'S CORPORATION MEETING DATE: APR 24, 2018 | ||||
| TICKER: MCO SECURITY ID: 615369105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Jorge A. Bermudez | Management | For | For |
| 1.3 | Elect Director Vincent A. Forlenza | Management | For | For |
| 1.4 | Elect Director Kathryn M. Hill | Management | For | For |
| 1.5 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
| 1.6 | Elect Director Henry A. McKinnell, Jr. | Management | For | For |
| 1.7 | Elect Director Leslie F. Seidman | Management | For | For |
| 1.8 | Elect Director Bruce Van Saun | Management | For | For |
| 1.9 | Elect Director Gerrit Zalm | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Compensation Clawback Policy | Shareholder | Against | Against |
| MORGAN STANLEY MEETING DATE: MAY 24, 2018 | ||||
| TICKER: MS SECURITY ID: 617446448 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Elizabeth Corley | Management | For | For |
| 1b | Elect Director Alistair Darling | Management | For | For |
| 1c | Elect Director Thomas H. Glocer | Management | For | For |
| 1d | Elect Director James P. Gorman | Management | For | For |
| 1e | Elect Director Robert H. Herz | Management | For | For |
| 1f | Elect Director Nobuyuki Hirano | Management | For | For |
| 1g | Elect Director Jami Miscik | Management | For | For |
| 1h | Elect Director Dennis M. Nally | Management | For | For |
| 1i | Elect Director Hutham S. Olayan | Management | For | For |
| 1j | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 1k | Elect Director Perry M. Traquina | Management | For | For |
| 1l | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| MSCI INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: MSCI SECURITY ID: 55354G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Henry A. Fernandez | Management | For | For |
| 1b | Elect Director Robert G. Ashe | Management | For | For |
| 1c | Elect Director Benjamin F. duPont | Management | For | For |
| 1d | Elect Director Wayne Edmunds | Management | For | For |
| 1e | Elect Director Alice W. Handy | Management | For | For |
| 1f | Elect Director Catherine R. Kinney | Management | For | For |
| 1g | Elect Director Wendy E. Lane | Management | For | For |
| 1h | Elect Director Jacques P. Perold | Management | For | For |
| 1i | Elect Director Linda H. Riefler | Management | For | For |
| 1j | Elect Director George W. Siguler | Management | For | For |
| 1k | Elect Director Marcus L. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NEX GROUP PLC MEETING DATE: JUL 12, 2017 | ||||
| TICKER: NXG SECURITY ID: G6528A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Anna Ewing as Director | Management | For | For |
| 4 | Re-elect Ivan Ritossa as Director | Management | For | For |
| 5 | Re-elect John Sievwright as Director | Management | For | For |
| 6 | Re-elect Robert Standing as Director | Management | For | For |
| 7 | Elect Samantha Wrenas Director | Management | For | For |
| 8 | Elect Ken Pigaga as Director | Management | For | For |
| 9 | Re-elect Charles Gregson as Director | Management | For | For |
| 10 | Re-elect Michael Spencer as Director | Management | For | For |
| 11 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Approve Remuneration Policy | Management | For | For |
| 15 | Approve 2016 Global Sharesave Plan | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| PJT PARTNERS INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: PJT SECURITY ID: 69343T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth C. Whitney | Management | For | For |
| 1b | Elect Director James Costos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| S&P GLOBAL INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: SPGI SECURITY ID: 78409V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marco Alvera | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.4 | Elect Director Stephanie C. Hill | Management | For | For |
| 1.5 | Elect Director Rebecca Jacoby | Management | For | For |
| 1.6 | Elect Director Monique F. Leroux | Management | For | For |
| 1.7 | Elect Director Maria R. Morris | Management | For | For |
| 1.8 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.9 | Elect Director Michael Rake | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| STATE STREET CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: STT SECURITY ID: 857477103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kennett F. Burnes | Management | For | For |
| 1b | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1c | Elect Director Lynn A. Dugle | Management | For | For |
| 1d | Elect Director Amelia C. Fawcett | Management | For | For |
| 1e | Elect Director William C. Freda | Management | For | For |
| 1f | Elect Director Linda A. Hill | Management | For | For |
| 1g | Elect Director Joseph L. Hooley | Management | For | For |
| 1h | Elect Director Sara Mathew | Management | For | For |
| 1i | Elect Director William L. Meaney | Management | For | For |
| 1j | Elect Director Sean O'Sullivan | Management | For | For |
| 1k | Elect Director Richard P. Sergel | Management | For | For |
| 1l | Elect Director Gregory L. Summe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting Standard for Specified Corporate Actions | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| T. ROWE PRICE GROUP, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: TROW SECURITY ID: 74144T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark S. Bartlett | Management | For | For |
| 1b | Elect Director Edward C. Bernard | Management | For | For |
| 1c | Elect Director Mary K. Bush | Management | For | For |
| 1d | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 1f | Elect Director Robert F. MacLellan | Management | For | For |
| 1g | Elect Director Brian C. Rogers | Management | For | For |
| 1h | Elect Director Olympia J. Snowe | Management | For | For |
| 1i | Elect Director William J. Stromberg | Management | For | For |
| 1j | Elect Director Richard R. Verma | Management | For | For |
| 1k | Elect Director Sandra S. Wijnberg | Management | For | For |
| 1l | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Charter | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| TD AMERITRADE HOLDING CORPORATION MEETING DATE: FEB 16, 2018 | ||||
| TICKER: AMTD SECURITY ID: 87236Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tim Hockey | Management | For | For |
| 1.2 | Elect Director Brian M. Levitt | Management | For | For |
| 1.3 | Elect Director Karen E. Maidment | Management | For | For |
| 1.4 | Elect Director Mark L. Mitchell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE CHARLES SCHWAB CORPORATION MEETING DATE: MAY 15, 2018 | ||||
| TICKER: SCHW SECURITY ID: 808513105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Walter W. Bettinger, II | Management | For | For |
| 1b | Elect Director Joan T. Dea | Management | For | For |
| 1c | Elect Director Christopher V. Dodds | Management | For | For |
| 1d | Elect Director Mark A. Goldfarb | Management | For | For |
| 1e | Elect Director Charles A. Ruffel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | For |
| 6 | Prepare Employment Diversity Report | Shareholder | Against | For |
| 7 | Report on Political Contributions | Shareholder | Against | Against |
| THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: GS SECURITY ID: 38141G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Mark A. Flaherty | Management | For | For |
| 1d | Elect Director William W. George | Management | For | For |
| 1e | Elect Director James A. Johnson | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1i | Elect Director Peter Oppenheimer | Management | For | For |
| 1j | Elect Director David A. Viniar | Management | For | For |
| 1k | Elect Director Mark O. Winkelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| VIRTU FINANCIAL, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: VIRT SECURITY ID: 928254101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Philip Abizaid | Management | For | For |
| 1.2 | Elect Director John D. Nixon | Management | For | For |
| 1.3 | Elect Director Michael T. Viola | Management | For | For |
VOTE SUMMARY REPORT
SELECT CHEMICALS PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AGROFRESH SOLUTIONS, INC. MEETING DATE: JUN 04, 2018 | ||||
| TICKER: AGFS SECURITY ID: 00856G109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Campbell | Management | For | For |
| 1.2 | Elect Director Jordi Ferre | Management | For | For |
| 1.3 | Elect Director Denise L. Devine | Management | For | Withhold |
| 1.4 | Elect Director Macauley Whiting, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Nance K. Dicciani | Management | For | Withhold |
| 1.6 | Elect Director Gregory M. Freiwald | Management | For | Withhold |
| 1.7 | Elect Director George Lobisser | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 25, 2018 | ||||
| TICKER: APD SECURITY ID: 009158106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan K. Carter | Management | For | For |
| 1b | Elect Director Charles I. Cogut | Management | For | For |
| 1c | Elect Director Seifollah (Seifi) Ghasemi | Management | For | For |
| 1d | Elect Director Chadwick C. Deaton | Management | For | For |
| 1e | Elect Director David H. Y. Ho | Management | For | For |
| 1f | Elect Director Margaret G. McGlynn | Management | For | For |
| 1g | Elect Director Edward L. Monser | Management | For | For |
| 1h | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan - WITHDRAWN RESOLUTION | Management | None | None |
| ALPEK S.A.B. DE C.V. MEETING DATE: FEB 28, 2018 | ||||
| TICKER: ALPEK A SECURITY ID: P01703100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income; Approve Maximum Amount for Repurchase of Shares | Management | For | For |
| 3 | Elect Directors and Chairmen of Audit and Corporate Practices Committees; Fix Their Remuneration | Management | For | Abstain |
| 4 | Appoint Legal Representatives | Management | For | For |
| 5 | Approve Minutes of Meeting | Management | For | For |
| ASHLAND GLOBAL HOLDINGS INC. MEETING DATE: JAN 25, 2018 | ||||
| TICKER: ASH SECURITY ID: 044186104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brendan M. Cummins | Management | For | For |
| 1.2 | Elect Director William G. Dempsey | Management | For | For |
| 1.3 | Elect Director Jay V. Ihlenfeld | Management | For | For |
| 1.4 | Elect Director Susan L. Main | Management | For | For |
| 1.5 | Elect Director Jerome A. Peribere | Management | For | For |
| 1.6 | Elect Director Barry W. Perry | Management | For | For |
| 1.7 | Elect Director Mark C. Rohr | Management | For | For |
| 1.8 | Elect Director Janice J. Teal | Management | For | For |
| 1.9 | Elect Director Michael J. Ward | Management | For | For |
| 1.10 | Elect Director Kathleen Wilson-Thompson | Management | For | For |
| 1.11 | Elect Director William A. Wulfsohn | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| AXALTA COATING SYSTEMS LTD. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: AXTA SECURITY ID: G0750C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert M. McLaughlin | Management | For | For |
| 1.2 | Elect Director Samuel L. Smolik | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bylaws | Management | For | For |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| BRASKEM S.A. MEETING DATE: APR 30, 2018 | ||||
| TICKER: BRKM5 SECURITY ID: P18533110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 2 | As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | Abstain |
| 3 | Elect Charles Renne Lebarbenchon as Fiscal Council Member and Andre Eduardo Dantas as Alternate Appointed by Preferred Shareholder | Shareholder | None | For |
| 4 | Elect Walter Luis Bernardes Albertoni as Director and Wilfredo Joao Vicente Gomes as Alternate Appointed by Preferred Shareholder | Shareholder | None | For |
| 5 | In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? | Management | None | For |
| CABOT CORPORATION MEETING DATE: MAR 08, 2018 | ||||
| TICKER: CBT SECURITY ID: 127055101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cynthia A. Arnold | Management | For | For |
| 1.2 | Elect Director John K. McGillicuddy | Management | For | For |
| 1.3 | Elect Director John F. O'Brien | Management | For | For |
| 1.4 | Elect Director Mark S. Wrighton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CALYXT, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: CLXT SECURITY ID: 13173L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andre Choulika | Management | For | For |
| 1.2 | Elect Director Laurent Arthaud | Management | For | For |
| 1.3 | Elect Director Philippe Dumont | Management | For | For |
| 1.4 | Elect Director Alain Godard | Management | For | For |
| 1.5 | Elect Director Anna Ewa Kozicz-Stankiewicz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CELANESE CORPORATION MEETING DATE: APR 19, 2018 | ||||
| TICKER: CE SECURITY ID: 150870103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jean S. Blackwell | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Bennie W. Fowler | Management | For | For |
| 1d | Elect Director Edward G. Galante | Management | For | For |
| 1e | Elect Director Kathryn M. Hill | Management | For | For |
| 1f | Elect Director David F. Hoffmeister | Management | For | For |
| 1g | Elect Director John K. Wulff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: CF SECURITY ID: 125269100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1b | Elect Director William Davisson | Management | For | For |
| 1c | Elect Director John W. Eaves | Management | For | For |
| 1d | Elect Director Stephen A. Furbacher | Management | For | For |
| 1e | Elect Director Stephen J. Hagge | Management | For | For |
| 1f | Elect Director John D. Johnson | Management | For | For |
| 1g | Elect Director Anne P. Noonan | Management | For | For |
| 1h | Elect Director Michael J. Toelle | Management | For | For |
| 1i | Elect Director Theresa E. Wagler | Management | For | For |
| 1j | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| DOWDUPONT INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: DWDP SECURITY ID: 26078J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lamberto Andreotti | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Edward D. Breen | Management | For | For |
| 1d | Elect Director Robert A. Brown | Management | For | For |
| 1e | Elect Director Alexander M. Cutler | Management | For | For |
| 1f | Elect Director Jeff M. Fettig | Management | For | For |
| 1g | Elect Director Marillyn A. Hewson | Management | For | For |
| 1h | Elect Director Lois D. Juliber | Management | For | For |
| 1i | Elect Director Andrew N. Liveris | Management | For | For |
| 1j | Elect Director Raymond J. Milchovich | Management | For | For |
| 1k | Elect Director Paul Polman | Management | For | For |
| 1l | Elect Director Dennis H. Reilley | Management | For | For |
| 1m | Elect Director James M. Ringler | Management | For | For |
| 1n | Elect Director Ruth G. Shaw | Management | For | For |
| 1o | Elect Director Lee M. Thomas | Management | For | For |
| 1p | Elect Director Patrick J. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Report on Impact of the Bhopal Chemical Explosion | Shareholder | Against | Against |
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| EASTMAN CHEMICAL COMPANY MEETING DATE: MAY 03, 2018 | ||||
| TICKER: EMN SECURITY ID: 277432100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
| 1.2 | Elect Director Brett D. Begemann | Management | For | For |
| 1.3 | Elect Director Michael P. Connors | Management | For | For |
| 1.4 | Elect Director Mark J. Costa | Management | For | For |
| 1.5 | Elect Director Stephen R. Demeritt | Management | For | For |
| 1.6 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.7 | Elect Director Julie F. Holder | Management | For | For |
| 1.8 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.9 | Elect Director Lewis M. Kling | Management | For | For |
| 1.10 | Elect Director James J. O'Brien | Management | For | For |
| 1.11 | Elect Director David W. Raisbeck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| FMC CORPORATION MEETING DATE: APR 24, 2018 | ||||
| TICKER: FMC SECURITY ID: 302491303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pierre Brondeau | Management | For | For |
| 1b | Elect Director Eduardo E. Cordeiro | Management | For | For |
| 1c | Elect Director G. Peter D'Aloia | Management | For | For |
| 1d | Elect Director C. Scott Greer | Management | For | For |
| 1e | Elect Director K'Lynne Johnson | Management | For | For |
| 1f | Elect Director Dirk A. Kempthorne | Management | For | For |
| 1g | Elect Director Paul J. Norris | Management | For | For |
| 1h | Elect Director Margareth Ovrum | Management | For | For |
| 1i | Elect Director Robert C. Pallash | Management | For | For |
| 1j | Elect Director William H. Powell | Management | For | For |
| 1k | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HUNTSMAN CORPORATION MEETING DATE: MAY 03, 2018 | ||||
| TICKER: HUN SECURITY ID: 447011107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter R. Huntsman | Management | For | For |
| 1.2 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.3 | Elect Director Mary C. Beckerle | Management | For | For |
| 1.4 | Elect Director M. Anthony Burns | Management | For | For |
| 1.5 | Elect Director Daniele Ferrari | Management | For | For |
| 1.6 | Elect Director Robert J. Margetts | Management | For | For |
| 1.7 | Elect Director Wayne A. Reaud | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| KRATON CORPORATION MEETING DATE: MAY 23, 2018 | ||||
| TICKER: KRA SECURITY ID: 50077C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shelley J. Bausch | Management | For | For |
| 1.2 | Elect Director Kevin M. Fogarty | Management | For | For |
| 1.3 | Elect Director Karen A. Twitchell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| LG CHEM LTD. MEETING DATE: MAR 16, 2018 | ||||
| TICKER: A051910 SECURITY ID: Y52758102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Park Jin-su as Inside Director | Management | For | For |
| 2.2 | Elect Kim Moon-su as Outside Director | Management | For | For |
| 3 | Elect Kim Moon-su as a Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| LINDE AKTIENGESELLSCHAFT MEETING DATE: MAY 03, 2018 | ||||
| TICKER: LIN SECURITY ID: D50348271 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 7 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Aldo Belloni for Fiscal 2017 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Christian Bruch for Fiscal 2017 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Bernd Eulitz for Fiscal 2017 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Sanjiv Lamba for Fiscal 2017 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Sven Schneider for Fiscal 2017 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2017 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Hans-Dieter Katte for Fiscal 2017 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2017 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Franz Fehrenbach for Fiscal 2017 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Ann-Kristin Achleitner for Fiscal 2017 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Clemens Boersig for Fiscal 2017 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Anke Couturier for Fiscal 2017 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Thomas Enders for Fiscal 2017 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Gernot Hahl for Fiscal 2017 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Martin Kimmich for Fiscal 2017 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Victoria Ossadnik for Fiscal 2017 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Xaver Schmidt for Fiscal 2017 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Frank Sonntag for Fiscal 2017 | Management | For | For |
| 5.1 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
| 5.2 | Ratify KPMG as Auditors for the First Quarter of Fiscal 2019 | Management | For | For |
| 6 | Approve Creation of EUR 47 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.5 Billion; Approve Creation of EUR 47 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8.1 | Elect Ann-Kristin Achleitner to the Supervisory Board | Management | For | For |
| 8.2 | Elect Clemens Boersig to the Supervisory Board | Management | For | For |
| 8.3 | Elect Thomas Enders to the Supervisory Board | Management | For | For |
| 8.4 | Elect Franz Fehrenbach to the Supervisory Board | Management | For | For |
| 8.5 | Elect Victoria Ossadnik to the Supervisory Board | Management | For | For |
| 8.6 | Elect Wolfgang Reitzle to the Supervisory Board | Management | For | For |
| LSB INDUSTRIES, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: LXU SECURITY ID: 502160104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark R. Genender | Management | For | For |
| 1.2 | Elect Director Barry H. Golsen | Management | For | Withhold |
| 1.3 | Elect Director Richard W. Roedel | Management | For | For |
| 1.4 | Elect Director Lynn F. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| LYONDELLBASELL INDUSTRIES N.V. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: LYB SECURITY ID: N53745100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles | Management | For | For |
| 2a | Elect Director Bhavesh (Bob) Patel | Management | For | For |
| 2b | Elect Director Robert Gwin | Management | For | For |
| 2c | Elect Director Jacques Aigrain | Management | For | For |
| 2d | Elect Director Lincoln Benet | Management | For | For |
| 2e | Elect Director Jagjeet (Jeet) Bindra | Management | For | For |
| 2f | Elect Director Robin Buchanan | Management | For | For |
| 2g | Elect Director Stephen Cooper | Management | For | For |
| 2h | Elect Director Nance Dicciani | Management | For | For |
| 2i | Elect Director Claire Farley | Management | For | For |
| 2j | Elect Director Isabella (Bella) Goren | Management | For | For |
| 2k | Elect Director Bruce Smith | Management | For | For |
| 2l | Elect Director Rudy van der Meer | Management | For | For |
| 3a | Elect Bhavesh (Bob) Patel to Management Board | Management | For | For |
| 3b | Elect Thomas Aebischer to Management Board | Management | For | For |
| 3c | Elect Daniel Coombs to Management Board | Management | For | For |
| 3d | Elect Jeffrey Kaplan to Management Board | Management | For | For |
| 3e | Elect James Guilfoyle to Management Board | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Approve Dividends of USD 3.70 Per Share | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorization of the Cancellation of Shares | Management | For | For |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| MONSANTO COMPANY MEETING DATE: JAN 31, 2018 | ||||
| TICKER: MON SECURITY ID: 61166W101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dwight M. 'Mitch' Barns | Management | For | For |
| 1b | Elect Director Gregory H. Boyce | Management | For | For |
| 1c | Elect Director David L. Chicoine | Management | For | For |
| 1d | Elect Director Janice L. Fields | Management | For | For |
| 1e | Elect Director Hugh Grant | Management | For | For |
| 1f | Elect Director Laura K. Ipsen | Management | For | For |
| 1g | Elect Director Marcos M. Lutz | Management | For | For |
| 1h | Elect Director C. Steven McMillan | Management | For | For |
| 1i | Elect Director Jon R. Moeller | Management | For | For |
| 1j | Elect Director George H. Poste | Management | For | For |
| 1k | Elect Director Robert J. Stevens | Management | For | For |
| 1l | Elect Director Patricia Verduin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws to Create Board Human Rights Committee | Shareholder | Against | Against |
| OLIN CORPORATION MEETING DATE: APR 26, 2018 | ||||
| TICKER: OLN SECURITY ID: 680665205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald W. Bogus | Management | For | For |
| 1.2 | Elect Director Earl L. Shipp | Management | For | For |
| 1.3 | Elect Director Vincent J. Smith | Management | For | For |
| 1.4 | Elect Director Carol A. Williams | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ORION ENGINEERED CARBONS SA MEETING DATE: APR 16, 2018 | ||||
| TICKER: OEC SECURITY ID: L72967109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Annual Accounts | Management | For | For |
| 3 | Approve Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Reelect Marc J. Faber as Director | Management | For | For |
| 7 | Approve Discharge of Auditors | Management | For | For |
| 8 | Appoint Auditor | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| ORION ENGINEERED CARBONS SA MEETING DATE: APR 16, 2018 | ||||
| TICKER: OEC SECURITY ID: L72967109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Renewal of Authorized Share Capital | Management | For | For |
| 2 | Approve Renewal of Existing Authorization to the Board to Purchase Shares | Management | For | For |
| 3 | Amend Article 15.1 Re: Change in the Composition of the Board to Ten Directors | Management | For | For |
| 4 | Amend Article 18.2 Re: Written Notice of Meeting to the Board of Directors at least Twenty-Four Hours in Advance of Meeting Date | Management | For | For |
| 5 | Amendment and Full Restatement of the Articles of Association | Management | For | For |
| PLATFORM SPECIALTY PRODUCTS CORPORATION MEETING DATE: JUN 25, 2018 | ||||
| TICKER: PAH SECURITY ID: 72766Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Martin E. Franklin | Management | For | For |
| 1B | Elect Director Rakesh Sachdev | Management | For | For |
| 1C | Elect Director Ian G.H. Ashken | Management | For | For |
| 1D | Elect Director Michael F. Goss | Management | For | For |
| 1E | Elect Director Ryan Israel | Management | For | For |
| 1F | Elect Director E. Stanley O'Neal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| THE CHEMOURS COMPANY MEETING DATE: MAY 02, 2018 | ||||
| TICKER: CC SECURITY ID: 163851108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Curtis V. Anastasio | Management | For | For |
| 1b | Elect Director Bradley J. Bell | Management | For | For |
| 1c | Elect Director Richard H. Brown | Management | For | For |
| 1d | Elect Director Mary B. Cranston | Management | For | For |
| 1e | Elect Director Curtis J. Crawford | Management | For | For |
| 1f | Elect Director Dawn L. Farrell | Management | For | For |
| 1g | Elect Director Sean D. Keohane | Management | For | For |
| 1h | Elect Director Mark P. Vergnano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| THE MOSAIC COMPANY MEETING DATE: MAY 10, 2018 | ||||
| TICKER: MOS SECURITY ID: 61945C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Oscar Bernardes | Management | For | For |
| 1b | Elect Director Nancy E. Cooper | Management | For | For |
| 1c | Elect Director Gregory L. Ebel | Management | For | For |
| 1d | Elect Director Timothy S. Gitzel | Management | For | For |
| 1e | Elect Director Denise C. Johnson | Management | For | For |
| 1f | Elect Director Emery N. Koenig | Management | For | For |
| 1g | Elect Director Robert L. Lumpkins | Management | For | For |
| 1h | Elect Director William T. Monahan | Management | For | For |
| 1i | Elect Director James 'Joc' C. O'Rourke | Management | For | For |
| 1j | Elect Director David T. Seaton | Management | For | For |
| 1k | Elect Director Steven M. Seibert | Management | For | For |
| 1l | Elect Director Luciano Siani Pires | Management | For | For |
| 1m | Elect Director Kelvin W. Westbrook | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE SCOTTS MIRACLE-GRO COMPANY MEETING DATE: JAN 26, 2018 | ||||
| TICKER: SMG SECURITY ID: 810186106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas N. Kelly, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Peter E. Shumlin | Management | For | Withhold |
| 1.3 | Elect Director John R. Vines | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| THE SHERWIN-WILLIAMS COMPANY MEETING DATE: APR 18, 2018 | ||||
| TICKER: SHW SECURITY ID: 824348106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director David F. Hodnik | Management | For | For |
| 1.3 | Elect Director Richard J. Kramer | Management | For | For |
| 1.4 | Elect Director Susan J. Kropf | Management | For | For |
| 1.5 | Elect Director John G. Morikis | Management | For | For |
| 1.6 | Elect Director Christine A. Poon | Management | For | For |
| 1.7 | Elect Director John M. Stropki | Management | For | For |
| 1.8 | Elect Director Michael H. Thaman | Management | For | For |
| 1.9 | Elect Director Matthew Thornton, III | Management | For | For |
| 1.10 | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TRINSEO S.A. MEETING DATE: NOV 28, 2017 | ||||
| TICKER: TSE SECURITY ID: L9340P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Henri Steinmetz | Management | For | For |
| TRONOX LIMITED MEETING DATE: OCT 05, 2017 | ||||
| TICKER: TROX SECURITY ID: Q9235V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| TRONOX LIMITED MEETING DATE: MAY 29, 2018 | ||||
| TICKER: TROX SECURITY ID: Q9235V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffry N. Quinn | Management | For | For |
| 1.2 | Elect Director Ilan Kaufthal | Management | For | For |
| 1.3 | Elect Director Peter B. Johnston | Management | For | For |
| 1.4 | Elect Director Wayne A. Hinman | Management | For | For |
| 1.5 | Elect Director Andrew P. Hines | Management | For | For |
| 1.6 | Elect Director Sipho Nkosi | Management | For | For |
| 1.7 | Elect Director Ginger M. Jones | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Financial Assistance in Relation to Australian Law | Management | For | For |
| UNIVAR INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: UNVR SECURITY ID: 91336L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rhonda Germany Ballintyn | Management | For | For |
| 1.2 | Elect Director Richard P. Fox | Management | For | For |
| 1.3 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.4 | Elect Director Christopher D. Pappas | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Provide Proxy Access Right | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VENATOR MATERIALS PLC MEETING DATE: MAY 31, 2018 | ||||
| TICKER: VNTR SECURITY ID: G9329Z100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Peter R. Huntsman as Director | Management | For | For |
| 1b | Elect Simon Turner as Director | Management | For | For |
| 1c | Elect Robert J. Margetts as Director | Management | For | For |
| 1d | Elect Douglas D. Anderson as Director | Management | For | For |
| 1e | Elect Daniele Ferrari as Director | Management | For | For |
| 1f | Elect Kathy D. Patrick as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Ratify Deloitte & Touche LLP as Independent Registered Accounting Firm | Management | For | For |
| 8 | Appoint Deloitte LLP as U.K. Statutory Auditor | Management | For | For |
| 9 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 11 | Approve Matters Relating to the Off-Market Purchase Contract Between the Company and Huntsman Holdings (Netherlands) B.V. | Management | For | For |
| 12 | Authorise EU Political Donations and Expenditure | Management | For | For |
| WESTLAKE CHEMICAL CORPORATION MEETING DATE: MAY 18, 2018 | ||||
| TICKER: WLK SECURITY ID: 960413102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Chao | Management | For | For |
| 1.2 | Elect Director Mark A. McCollum | Management | For | For |
| 1.3 | Elect Director R. Bruce Northcutt | Management | For | For |
| 1.4 | Elect Director H. John Riley, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT COMMUNICATIONS EQUIPMENT PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACACIA COMMUNICATIONS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: ACIA SECURITY ID: 00401C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stan J. Reiss | Management | For | For |
| 1.2 | Elect Director Eric A. Swanson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ADTRAN, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: ADTN SECURITY ID: 00738A106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director William L. Marks | Management | For | For |
| 1.4 | Elect Director Gregory J. McCray | Management | For | For |
| 1.5 | Elect Director Anthony J. Melone | Management | For | For |
| 1.6 | Elect Director Balan Nair | Management | For | For |
| 1.7 | Elect Director Jacqueline H. Rice | Management | For | For |
| 1.8 | Elect Director Kathryn A. Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ADVA OPTICAL NETWORKING SE MEETING DATE: JUN 13, 2018 | ||||
| TICKER: ADV SECURITY ID: D0190E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018 | Management | For | For |
| 6 | Approve Extension of Stock Option Plan; Approve Creation of EUR 4.97 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
| 7 | Elect Michael Aquino to the Supervisory Board | Management | For | For |
| ALPHABET INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Diane B. Greene | Management | For | For |
| 1.7 | Elect Director John L. Hennessy | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | For |
| 1.10 | Elect Director Sundar Pichai | Management | For | For |
| 1.11 | Elect Director K. Ram Shriram | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 8 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 9 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
| 10 | Report on Major Global Content Management Controversies | Shareholder | Against | Against |
| AMDOCS LIMITED MEETING DATE: JAN 26, 2018 | ||||
| TICKER: DOX SECURITY ID: G02602103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.2 | Elect Director Adrian Gardner | Management | For | For |
| 1.3 | Elect Director John T. McLennan | Management | For | For |
| 1.4 | Elect Director Zohar Zisapel | Management | For | For |
| 1.5 | Elect Director Julian A. Brodsky | Management | For | For |
| 1.6 | Elect Director Eli Gelman | Management | For | For |
| 1.7 | Elect Director James S. Kahan | Management | For | For |
| 1.8 | Elect Director Richard T.C. LeFave | Management | For | For |
| 1.9 | Elect Director Giora Yaron | Management | For | For |
| 1.10 | Elect Director Ariane de Rothschild | Management | For | For |
| 1.11 | Elect Director Rafael de la Vega | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ANALOG DEVICES, INC. MEETING DATE: MAR 14, 2018 | ||||
| TICKER: ADI SECURITY ID: 032654105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent Roche | Management | For | For |
| 1c | Elect Director James A. Champy | Management | For | For |
| 1d | Elect Director Bruce R. Evans | Management | For | For |
| 1e | Elect Director Edward H. Frank | Management | For | For |
| 1f | Elect Director Mark M. Little | Management | For | For |
| 1g | Elect Director Neil Novich | Management | For | For |
| 1h | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1i | Elect Director Lisa T. Su | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ARISTA NETWORKS, INC. MEETING DATE: MAY 29, 2018 | ||||
| TICKER: ANET SECURITY ID: 040413106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andreas Bechtolsheim | Management | For | For |
| 1.2 | Elect Director Jayshree Ullal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ARRIS INTERNATIONAL PLC MEETING DATE: MAY 03, 2018 | ||||
| TICKER: ARRS SECURITY ID: G0551A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew M. Barron | Management | For | For |
| 1b | Elect Director J. Timothy Bryan | Management | For | For |
| 1c | Elect Director James A. Chiddix | Management | For | For |
| 1d | Elect Director Andrew T. Heller | Management | For | For |
| 1e | Elect Director Jeong H. Kim | Management | For | For |
| 1f | Elect Director Bruce W. McClelland | Management | For | For |
| 1g | Elect Director Robert J. Stanzione | Management | For | For |
| 1h | Elect Director Doreen A. Toben | Management | For | For |
| 1i | Elect Director Debora J. Wilson | Management | For | For |
| 1j | Elect Director David A. Woodle | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Appoint Ernst & Young LLP as U.K. Statutory Auditors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of U.K. Statutory Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| BROADCOM LIMITED MEETING DATE: MAR 23, 2018 | ||||
| TICKER: AVGO SECURITY ID: Y09827109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| BROADCOM LIMITED MEETING DATE: APR 04, 2018 | ||||
| TICKER: AVGO SECURITY ID: Y09827109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director James V. Diller | Management | For | For |
| 1c | Elect Director Gayla J. Delly | Management | For | For |
| 1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
| 1e | Elect Director Kenneth Y. Hao | Management | For | For |
| 1f | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1g | Elect Director Check Kian Low | Management | For | For |
| 1h | Elect Director Donald Macleod | Management | For | For |
| 1i | Elect Director Peter J. Marks | Management | For | For |
| 1j | Elect Director Henry Samueli | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Shares With or Without Preemptive Rights | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CALIX, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: CALX SECURITY ID: 13100M509 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Bowick | Management | For | For |
| 1.2 | Elect Director Kathy Crusco | Management | For | For |
| 1.3 | Elect Director Kevin Peters | Management | For | For |
| 1.4 | Elect Director J. Daniel Plants | Management | For | For |
| 2 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| CDW CORPORATION MEETING DATE: SEP 19, 2017 | ||||
| TICKER: CDW SECURITY ID: 12514G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven W. Alesio | Management | For | For |
| 1b | Elect Director Barry K. Allen | Management | For | For |
| 1c | Elect Director David W. Nelms | Management | For | For |
| 1d | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CDW CORPORATION MEETING DATE: MAY 23, 2018 | ||||
| TICKER: CDW SECURITY ID: 12514G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Virginia C. Addicott | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Benjamin D. Chereskin | Management | For | For |
| 1d | Elect Director Paul J. Finnegan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CIENA CORPORATION MEETING DATE: APR 03, 2018 | ||||
| TICKER: CIEN SECURITY ID: 171779309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bruce L. Claflin | Management | For | For |
| 1b | Elect Director Patrick T. Gallagher | Management | For | For |
| 1c | Elect Director T. Michael Nevens | Management | For | For |
| 1d | Elect Director William D. Fathers | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CISCO SYSTEMS, INC. MEETING DATE: DEC 11, 2017 | ||||
| TICKER: CSCO SECURITY ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Amy L. Chang | Management | For | For |
| 1e | Elect Director John L. Hennessy | Management | For | For |
| 1f | Elect Director Kristina M. Johnson | Management | For | For |
| 1g | Elect Director Roderick C. McGeary | Management | For | For |
| 1h | Elect Director Charles H. Robbins | Management | For | For |
| 1i | Elect Director Arun Sarin | Management | For | For |
| 1j | Elect Director Brenton L. Saunders | Management | For | For |
| 1k | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| CITRIX SYSTEMS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: CTXS SECURITY ID: 177376100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert M. Calderoni | Management | For | For |
| 1b | Elect Director Nanci E. Caldwell | Management | For | For |
| 1c | Elect Director Jesse A. Cohn | Management | For | For |
| 1d | Elect Director Robert D. Daleo | Management | For | For |
| 1e | Elect Director Murray J. Demo | Management | For | For |
| 1f | Elect Director Ajei S. Gopal | Management | For | For |
| 1g | Elect Director David J. Henshall | Management | For | For |
| 1h | Elect Director Peter J. Sacripanti | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 05, 2018 | ||||
| TICKER: CTSH SECURITY ID: 192446102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Betsy S. Atkins | Management | For | For |
| 1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1d | Elect Director Jonathan Chadwick | Management | For | For |
| 1e | Elect Director John M. Dineen | Management | For | For |
| 1f | Elect Director Francisco D'Souza | Management | For | For |
| 1g | Elect Director John N. Fox, Jr. | Management | For | For |
| 1h | Elect Director John E. Klein | Management | For | For |
| 1i | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1j | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1k | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5a | Eliminate Supermajority Vote Requirement to Amend the By-laws | Management | For | For |
| 5b | Eliminate Supermajority Vote Requirement to Remove a Director | Management | For | For |
| 5c | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| COMCAST CORPORATION MEETING DATE: JUN 11, 2018 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| COMMSCOPE HOLDING COMPANY, INC. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: COMM SECURITY ID: 20337X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Austin A. Adams | Management | For | For |
| 1b | Elect Director Stephen (Steve) C. Gray | Management | For | For |
| 1c | Elect Director L. William (Bill) Krause | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMTECH TELECOMMUNICATIONS CORP. MEETING DATE: DEC 05, 2017 | ||||
| TICKER: CMTL SECURITY ID: 205826209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ira S. Kaplan | Management | For | For |
| 1b | Elect Director Yacov A. Shamash | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| DELL TECHNOLOGIES INC. MEETING DATE: JUN 25, 2018 | ||||
| TICKER: DVMT SECURITY ID: 24703L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Dorman | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Ellen J. Kullman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ECHOSTAR CORPORATION MEETING DATE: APR 30, 2018 | ||||
| TICKER: SATS SECURITY ID: 278768106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Stanton Dodge | Management | For | For |
| 1.2 | Elect Director Michael T. Dugan | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Anthony M. Federico | Management | For | For |
| 1.5 | Elect Director Pradman P. Kaul | Management | For | For |
| 1.6 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.7 | Elect Director C. Michael Schroeder | Management | For | For |
| 1.8 | Elect Director William David Wade | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| F5 NETWORKS, INC. MEETING DATE: MAR 15, 2018 | ||||
| TICKER: FFIV SECURITY ID: 315616102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director A. Gary Ames | Management | For | For |
| 1b | Elect Director Sandra E. Bergeron | Management | For | For |
| 1c | Elect Director Deborah L. Bevier | Management | For | For |
| 1d | Elect Director Jonathan C. Chadwick | Management | For | For |
| 1e | Elect Director Michael L. Dreyer | Management | For | For |
| 1f | Elect Director Alan J. Higginson | Management | For | For |
| 1g | Elect Director Peter S. Klein | Management | For | For |
| 1h | Elect Director Francois Locoh-Donou | Management | For | For |
| 1i | Elect Director John McAdam | Management | For | For |
| 1j | Elect Director Stephen M. Smith *Withdrawn Resolution* | Management | None | None |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FABRINET MEETING DATE: DEC 14, 2017 | ||||
| TICKER: FN SECURITY ID: G3323L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Seamus Grady | Management | For | For |
| 1.2 | Elect Director Thomas F. Kelly | Management | For | For |
| 1.3 | Elect Director Frank H. Levinson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors | Management | For | For |
| 3 | Amend Omnibus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FINISAR CORPORATION MEETING DATE: SEP 05, 2017 | ||||
| TICKER: FNSR SECURITY ID: 31787A507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael L. Dreyer | Management | For | For |
| 1.2 | Elect Director Thomas E. Pardun | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HARRIS CORPORATION MEETING DATE: OCT 27, 2017 | ||||
| TICKER: HRS SECURITY ID: 413875105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Peter W. Chiarelli | Management | For | For |
| 1d | Elect Director Thomas A. Dattilo | Management | For | For |
| 1e | Elect Director Roger B. Fradin | Management | For | For |
| 1f | Elect Director Terry D. Growcock | Management | For | For |
| 1g | Elect Director Lewis Hay, III | Management | For | For |
| 1h | Elect Director Vyomesh I. Joshi | Management | For | For |
| 1i | Elect Director Leslie F. Kenne | Management | For | For |
| 1j | Elect Director James C. Stoffel | Management | For | For |
| 1k | Elect Director Gregory T. Swienton | Management | For | For |
| 1l | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HP INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: HPQ SECURITY ID: 40434L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director Shumeet Banerji | Management | For | For |
| 1c | Elect Director Robert R. Bennett | Management | For | For |
| 1d | Elect Director Charles "Chip" V. Bergh | Management | For | For |
| 1e | Elect Director Stacy Brown-Philpot | Management | For | For |
| 1f | Elect Director Stephanie A. Burns | Management | For | For |
| 1g | Elect Director Mary Anne Citrino | Management | For | For |
| 1h | Elect Director Stacey Mobley | Management | For | For |
| 1i | Elect Director Subra Suresh | Management | For | For |
| 1j | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| INFINERA CORPORATION MEETING DATE: MAY 24, 2018 | ||||
| TICKER: INFN SECURITY ID: 45667G103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul J. Milbury | Management | For | For |
| 1b | Elect Director David F. Welch | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INTERDIGITAL, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: IDCC SECURITY ID: 45867G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey K. Belk | Management | For | For |
| 1b | Elect Director Joan H. Gillman | Management | For | For |
| 1c | Elect Director S. Douglas Hutcheson | Management | For | For |
| 1d | Elect Director John A. Kritzmacher | Management | For | For |
| 1e | Elect Director John D. Markley, Jr. | Management | For | For |
| 1f | Elect Director William J. Merritt | Management | For | For |
| 1g | Elect Director Kai O. Oistamo | Management | For | For |
| 1h | Elect Director Jean F. Rankin | Management | For | For |
| 1i | Elect Director Philip P. Trahanas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| JABIL INC. MEETING DATE: JAN 25, 2018 | ||||
| TICKER: JBL SECURITY ID: 466313103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anousheh Ansari | Management | For | For |
| 1.2 | Elect Director Martha F. Brooks | Management | For | For |
| 1.3 | Elect Director Christopher S. Holland | Management | For | For |
| 1.4 | Elect Director Timothy L. Main | Management | For | For |
| 1.5 | Elect Director Mark T. Mondello | Management | For | For |
| 1.6 | Elect Director John C. Plant | Management | For | For |
| 1.7 | Elect Director Steven A. Raymund | Management | For | For |
| 1.8 | Elect Director Thomas A. Sansone | Management | For | For |
| 1.9 | Elect Director David M. Stout | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JUNIPER NETWORKS, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: JNPR SECURITY ID: 48203R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert M. Calderoni | Management | For | For |
| 1b | Elect Director Gary Daichendt | Management | For | For |
| 1c | Elect Director Kevin DeNuccio | Management | For | For |
| 1d | Elect Director James Dolce | Management | For | For |
| 1e | Elect Director Mercedes Johnson | Management | For | For |
| 1f | Elect Director Scott Kriens | Management | For | For |
| 1g | Elect Director Rahul Merchant | Management | For | For |
| 1h | Elect Director Rami Rahim | Management | For | For |
| 1i | Elect Director William R. Stensrud | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Annual Disclosure of EEO-1 Data | Shareholder | Against | For |
| LOGMEIN, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: LOGM SECURITY ID: 54142L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael K. Simon | Management | For | For |
| 1.2 | Elect Director Edwin J. Gillis | Management | For | For |
| 1.3 | Elect Director Sara C. Andrews | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LUMENTUM HOLDINGS INC. MEETING DATE: NOV 02, 2017 | ||||
| TICKER: LITE SECURITY ID: 55024U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin A. Kaplan | Management | For | For |
| 1b | Elect Director Harold L. Covert | Management | For | For |
| 1c | Elect Director Penelope A. Herscher | Management | For | For |
| 1d | Elect Director Samuel F. Thomas | Management | For | For |
| 1e | Elect Director Brian J. Lillie | Management | For | For |
| 1f | Elect Director Alan S. Lowe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte LLP as Auditors | Management | For | For |
| MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 10, 2017 | ||||
| TICKER: MXIM SECURITY ID: 57772K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William (Bill) P. Sullivan | Management | For | For |
| 1b | Elect Director Tunc Doluca | Management | For | For |
| 1c | Elect Director Tracy C. Accardi | Management | For | For |
| 1d | Elect Director James R. Bergman | Management | For | For |
| 1e | Elect Director Joseph R. Bronson | Management | For | For |
| 1f | Elect Director Robert E. Grady | Management | For | For |
| 1g | Elect Director William D. Watkins | Management | For | For |
| 1h | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MITEL NETWORKS CORPORATION MEETING DATE: APR 26, 2018 | ||||
| TICKER: MITL SECURITY ID: 60671Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terence H. Matthews | Management | For | For |
| 1.2 | Elect Director Richard D. McBee | Management | For | For |
| 1.3 | Elect Director Benjamin H. Ball | Management | For | For |
| 1.4 | Elect Director Martha H. Bejar | Management | For | For |
| 1.5 | Elect Director Peter D. Charbonneau | Management | For | For |
| 1.6 | Elect Director John P. McHugh | Management | For | For |
| 1.7 | Elect Director Sudhakar Ramakrishna | Management | For | For |
| 1.8 | Elect Director David M. Williams | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 14, 2018 | ||||
| TICKER: MSI SECURITY ID: 620076307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory Q. Brown | Management | For | For |
| 1b | Elect Director Kenneth D. Denman | Management | For | For |
| 1c | Elect Director Egon P. Durban | Management | For | For |
| 1d | Elect Director Clayton M. Jones | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Gregory K. Mondre | Management | For | For |
| 1g | Elect Director Anne R. Pramaggiore | Management | For | For |
| 1h | Elect Director Samuel C. Scott, III | Management | For | For |
| 1i | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Efforts to Ensure Supply Chain Has No Forced Labor | Shareholder | Against | Against |
| 5 | Require Director Nominee with Human Rights Expertise | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| NETGEAR, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: NTGR SECURITY ID: 64111Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Patrick C.S. Lo | Management | For | For |
| 1B | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
| 1C | Elect Director Ralph E. Faison | Management | For | For |
| 1D | Elect Director Jef T. Graham | Management | For | For |
| 1E | Elect Director Gregory J. Rossmann | Management | For | For |
| 1F | Elect Director Barbara V. Scherer | Management | For | For |
| 1G | Elect Director Julie A. Shimer | Management | For | For |
| 1H | Elect Director Grady K. Summers | Management | For | For |
| 1I | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NETSCOUT SYSTEMS, INC. MEETING DATE: SEP 19, 2017 | ||||
| TICKER: NTCT SECURITY ID: 64115T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph G. Hadzima, Jr. | Management | For | For |
| 1.2 | Elect Director Christopher Perretta | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NOKIA CORP. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: NOKIA SECURITY ID: 654902204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.19 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | Did Not Vote |
| 11 | Fix Number of Directors at Ten | Management | For | Did Not Vote |
| 12.1 | Elect Sari Baldauf as Director | Management | For | Did Not Vote |
| 12.2 | Reelect Bruce Brown as Director | Management | For | Did Not Vote |
| 12.3 | Reelect Jeanette Horan as Director | Management | For | Did Not Vote |
| 12.4 | Reelect Louis Hughes as Director | Management | For | Did Not Vote |
| 12.5 | Reelect Edward Kozel as Director | Management | For | Did Not Vote |
| 12.6 | Reelect Elizabeth Nelson as Director | Management | For | Did Not Vote |
| 12.7 | Reelect Olivier Piou as Director | Management | For | Did Not Vote |
| 12.8 | Reelect Risto Siilasmaa as Director | Management | For | Did Not Vote |
| 12.9 | Reelect Carla Smits-Nusteling as Director | Management | For | Did Not Vote |
| 12.10 | Reelect Kari Stadigh as Director | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 16 | Approve Issuance of up to 550 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| NXP SEMICONDUCTORS NV MEETING DATE: JUN 22, 2018 | ||||
| TICKER: NXPI SECURITY ID: N6596X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Discussion of the Implementation of the Remuneration Policy | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.d | Approve Discharge of Board Members | Management | For | For |
| 3.a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3.b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3.c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | Against |
| 3.d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3.e | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
| 3.f | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
| 3.g | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3.h | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3.i | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 4.a | Approve Conditional Appointment of Steve Mollenkopf as Executive Director | Management | For | For |
| 4.b | Approve Conditional Appointment of George S. Davis as Non-Executive Director | Management | For | For |
| 4.c | Approve Conditional Appointment of Donald J. Rosenberg as Non-Executive Director | Management | For | For |
| 4.d | Approve Conditional Appointment of Brian Modoff as Non-Executive Director | Management | For | For |
| 4.e | Approve Conditional Appointment of Rob ter Haar as Non-Executive Director | Management | For | For |
| 4.f | Approve Conditional Appointment of Steven Perrick as Non-Executive Director | Management | For | For |
| 5.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| 8 | Ratify KPMG as Auditors | Management | For | For |
| OCLARO, INC. MEETING DATE: NOV 17, 2017 | ||||
| TICKER: OCLR SECURITY ID: 67555N206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward Collins | Management | For | For |
| 1.2 | Elect Director Denise Haylor | Management | For | For |
| 1.3 | Elect Director William L. Smith | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: ON SECURITY ID: 682189105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Atsushi Abe | Management | For | For |
| 1.2 | Elect Director Alan Campbell | Management | For | For |
| 1.3 | Elect Director Curtis J. Crawford | Management | For | For |
| 1.4 | Elect Director Gilles Delfassy | Management | For | For |
| 1.5 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 1.6 | Elect Director Keith D. Jackson | Management | For | For |
| 1.7 | Elect Director Paul A. Mascarenas | Management | For | For |
| 1.8 | Elect Director Daryl A. Ostrander | Management | For | For |
| 1.9 | Elect Director Teresa M. Ressel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PALO ALTO NETWORKS, INC. MEETING DATE: DEC 08, 2017 | ||||
| TICKER: PANW SECURITY ID: 697435105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank Calderoni | Management | For | For |
| 1b | Elect Director Carl Eschenbach | Management | For | For |
| 1c | Elect Director Daniel J. Warmenhoven | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | For |
| PLANTRONICS, INC. MEETING DATE: AUG 03, 2017 | ||||
| TICKER: PLT SECURITY ID: 727493108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marv Tseu | Management | For | For |
| 1b | Elect Director Joe Burton | Management | For | For |
| 1c | Elect Director Brian Dexheimer | Management | For | For |
| 1d | Elect Director Robert Hagerty | Management | For | For |
| 1e | Elect Director Gregg Hammann | Management | For | For |
| 1f | Elect Director John Hart | Management | For | For |
| 1g | Elect Director Maria Martinez | Management | For | For |
| 1h | Elect Director Marshall Mohr | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PRESIDIO, INC. MEETING DATE: NOV 08, 2017 | ||||
| TICKER: PSDO SECURITY ID: 74102M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Heather Berger | Management | For | For |
| 1.2 | Elect Director Michael A. Reiss | Management | For | For |
| 1.3 | Elect Director Todd H. Siegel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify RSM US LLP as Auditors | Management | For | For |
| QUALCOMM INCORPORATED MEETING DATE: MAR 23, 2018 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Jeffrey W. Henderson | Management | For | Withhold |
| 1.3 | Elect Director Thomas W. Horton | Management | For | Withhold |
| 1.4 | Elect Director Paul E. Jacobs | Management | For | Withhold |
| 1.5 | Elect Director Ann M. Livermore | Management | For | For |
| 1.6 | Elect Director Harish Manwani | Management | For | For |
| 1.7 | Elect Director Mark D. McLaughlin | Management | For | Withhold |
| 1.8 | Elect Director Steve Mollenkopf | Management | For | Withhold |
| 1.9 | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1.10 | Elect Director Francisco Ros | Management | For | Withhold |
| 1.11 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | For |
| 8 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Director Samih Elhage | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director David G. Golden | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Veronica M. Hagen | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Julie A. Hill | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director John H. Kispert | Shareholder | For | Did Not Vote |
| 1.6 | Elect Director Harry L. You | Shareholder | For | Did Not Vote |
| 2 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | For | Did Not Vote |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | None | Did Not Vote |
| 6 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | Did Not Vote |
| 7 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | Did Not Vote |
| 8 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | Did Not Vote |
| QUANTENNA COMMUNICATIONS, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: QTNA SECURITY ID: 74766D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glenda Dorchak | Management | For | For |
| 1.2 | Elect Director Edwin 'Ned' B. Hooper, III | Management | For | For |
| 1.3 | Elect Director John Scull | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RADWARE LTD. MEETING DATE: SEP 19, 2017 | ||||
| TICKER: RDWR SECURITY ID: M81873107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Yael Langer as Director | Management | For | For |
| 2 | Authorize Yehuda Zisapel to Serve as Chairman of the Board of Directors | Management | For | For |
| 3 | Approve Grant of Options to Roy Zisapel, CEO | Management | For | Against |
| 4 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| 6 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | Management | None | For |
| RIBBON COMMUNICATIONS INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: RBBN SECURITY ID: 762544104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kim S. Fennebresque | Management | For | For |
| 1b | Elect Director Bruns H. Grayson | Management | For | For |
| 1c | Elect Director Franklin (Fritz) W. Hobbs | Management | For | For |
| 1d | Elect Director Beatriz V. Infante | Management | For | For |
| 1e | Elect Director Kent J. Mathy | Management | For | For |
| 1f | Elect Director Richard J. Lynch | Management | For | For |
| 1g | Elect Director Scott E. Schubert | Management | For | For |
| 1h | Elect Director Richard W. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 23, 2018 | ||||
| TICKER: A005930 SECURITY ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Kim Jeong-hun as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Sun-uk as Outside Director | Management | For | For |
| 2.1.3 | Elect Park Byung-gook as Outside Director | Management | For | For |
| 2.2.1 | Elect Lee Sang-hoon as Inside Director | Management | For | Against |
| 2.2.2 | Elect Kim Ki-nam as Inside Director | Management | For | For |
| 2.2.3 | Elect Kim Hyun-suk as Inside Director | Management | For | For |
| 2.2.4 | Elect Koh Dong-jin as Inside Director | Management | For | For |
| 2.3 | Elect Kim Sun-uk as a Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Amend Articles of Incorporation | Management | For | For |
| SANDVINE CORPORATION MEETING DATE: JUL 18, 2017 | ||||
| TICKER: SVC SECURITY ID: 800213100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by Scalar Acquireco Corp. | Management | For | Against |
| SANDVINE CORPORATION MEETING DATE: SEP 07, 2017 | ||||
| TICKER: SVC SECURITY ID: 800213100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by PNI Canada Acquireco Corp. | Management | For | For |
| SIERRA WIRELESS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: SW SECURITY ID: 826516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory D. Aasen | Management | For | For |
| 1.2 | Elect Director Robin A. Abrams | Management | For | For |
| 1.3 | Elect Director Paul G. Cataford | Management | For | For |
| 1.4 | Elect Director Jason W. Cohenour | Management | For | For |
| 1.5 | Elect Director Charles E. Levine | Management | For | For |
| 1.6 | Elect Director Thomas Sieber | Management | For | For |
| 1.7 | Elect Director Kent P. Thexton | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Restricted Share Unit Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SONUS NETWORKS, INC. MEETING DATE: OCT 26, 2017 | ||||
| TICKER: SONS SECURITY ID: 835916503 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2A | Increase Authorized Preferred and Common Stock | Management | For | For |
| 2B | Fix Number of Directors at Nine | Management | For | For |
| 2C | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 2D | Approve Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 2E | Amend Articles to Approve Provisions Relating to Section 203 of the DGCL | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| 4 | Advisory Vote on Golden Parachutes | Management | For | For |
| TE CONNECTIVITY LTD. MEETING DATE: MAR 14, 2018 | ||||
| TICKER: TEL SECURITY ID: H84989104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pierre R. Brondeau | Management | For | For |
| 1b | Elect Director Terrence R. Curtin | Management | For | For |
| 1c | Elect Director Carol A. ('John') Davidson | Management | For | For |
| 1d | Elect Director William A. Jeffrey | Management | For | For |
| 1e | Elect Director Thomas J. Lynch | Management | For | For |
| 1f | Elect Director Yong Nam | Management | For | For |
| 1g | Elect Director Daniel J. Phelan | Management | For | For |
| 1h | Elect Director Paula A. Sneed | Management | For | For |
| 1i | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1j | Elect Director Mark C. Trudeau | Management | For | For |
| 1k | Elect Director John C. Van Scoter | Management | For | For |
| 1l | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
| 3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | Management | For | For |
| 3b | Elect Paula A. Sneed as Member of Management Development and Compensation Committee | Management | For | For |
| 3c | Elect John C. Van Scoter as Member of Management Development and Compensation Committee | Management | For | For |
| 4 | Designate Rene Schwarzenbach as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 29, 2017 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 29, 2017 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 29, 2017 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2018 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Management | For | For |
| 10 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | Management | For | For |
| 11 | Approve Allocation of Available Earnings at September 29, 2017 | Management | For | For |
| 12 | Approve Declaration of Dividend | Management | For | For |
| 13 | Authorize Share Repurchase Program | Management | For | For |
| 14 | Amend Articles of Association Re: Authorized Capital | Management | For | For |
| 15 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 16 | Adjourn Meeting | Management | For | For |
| TELEFONAKTIEBOLAGET LM ERICSSON MEETING DATE: MAR 28, 2018 | ||||
| TICKER: ERIC B SECURITY ID: 294821608 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A | Indicate FOR if you are both the Record Holder and Beneficial Owner of the ADS or AGAINST if you are the Record Holder of such ADS Acting on Behalf of the Beneficial Owner | Management | None | Did Not Vote |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.3 | Approve Allocation of Income and Dividends of SEK 1 Per Share | Management | For | Did Not Vote |
| 9 | Determine Number of Directors (10) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of SEK 4.1 Million for Chairman and SEK 990,000 for Other Directors, Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 11.1 | Reelect Jon Baksaas as Director | Management | For | Did Not Vote |
| 11.2 | Reelect Jan Carlson as Director | Management | For | Did Not Vote |
| 11.3 | Reelect Nora Denzel as Director | Management | For | Did Not Vote |
| 11.4 | Reelect Borje Ekholm as Director | Management | For | Did Not Vote |
| 11.5 | Reelect Eric Elzvik as Director | Management | For | Did Not Vote |
| 11.6 | Elect Kurt Jofs as New Director | Management | For | Did Not Vote |
| 11.7 | Elect Ronnie Leten as New Director | Management | For | Did Not Vote |
| 11.8 | Reelect Kristin Rinne as Director | Management | For | Did Not Vote |
| 11.9 | Reelect Helena Stjernholm as Director | Management | For | Did Not Vote |
| 11.10 | Reelect Jacob Wallenberg as Director | Management | For | Did Not Vote |
| 12 | Elect Ronnie Leten as Board Chairman | Management | For | Did Not Vote |
| 13 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Approve Long-Term Variable Compensation Program 2018 (LTV 2018) | Management | For | Did Not Vote |
| 18 | Approve Transfer of up to 15 Million B Shares in Connection to LTV 2014, LTV 2015, LTV 2016 and LTV 2017 | Management | For | Did Not Vote |
| 19 | Instruct the Board to Propose Equal Voting Rights for All Shares on Annual Meeting 2019 | Shareholder | None | Did Not Vote |
| 20 | Instruct the Nomination Committee Prior to 2019 AGM to Propose a Differentiated Remuneration Plan for Remuneration of Directors and Chairman on | Shareholder | None | Did Not Vote |
| 21 | Close Meeting | Management | None | None |
| VIASAT, INC. MEETING DATE: SEP 07, 2017 | ||||
| TICKER: VSAT SECURITY ID: 92552V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Dankberg | Management | For | For |
| 1.2 | Elect Director Varsha Rao | Management | For | For |
| 1.3 | Elect Director Harvey White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| VIAVI SOLUTIONS INC. MEETING DATE: NOV 15, 2017 | ||||
| TICKER: VIAV SECURITY ID: 925550105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director Keith Barnes | Management | For | For |
| 1.3 | Elect Director Tor Braham | Management | For | For |
| 1.4 | Elect Director Timothy Campos | Management | For | For |
| 1.5 | Elect Director Donald Colvin | Management | For | For |
| 1.6 | Elect Director Masood A. Jabbar | Management | For | For |
| 1.7 | Elect Director Oleg Khaykin | Management | For | For |
| 1.8 | Elect Director Pamela Strayer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| WNS (HOLDINGS) LIMITED MEETING DATE: MAR 30, 2018 | ||||
| TICKER: WNS SECURITY ID: 92932M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Repurchase Program | Management | For | For |
VOTE SUMMARY REPORT
SELECT COMPUTERS PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALPHABET INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Diane B. Greene | Management | For | For |
| 1.7 | Elect Director John L. Hennessy | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | For |
| 1.10 | Elect Director Sundar Pichai | Management | For | For |
| 1.11 | Elect Director K. Ram Shriram | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 8 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 9 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
| 10 | Report on Major Global Content Management Controversies | Shareholder | Against | Against |
| APPLE INC. MEETING DATE: FEB 13, 2018 | ||||
| TICKER: AAPL SECURITY ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Bob Iger | Management | For | For |
| 1e | Elect Director Andrea Jung | Management | For | For |
| 1f | Elect Director Art Levinson | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access Amendments | Shareholder | Against | Against |
| 6 | Establish Human Rights Committee | Shareholder | Against | Against |
| ASML HOLDING NV MEETING DATE: APR 25, 2018 | ||||
| TICKER: ASML SECURITY ID: N07059210 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4.a | Discuss Remuneration Policy for Management Board | Management | None | None |
| 4.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
| 4.d | Approve Dividends of EUR 1.40 Per Share | Management | For | For |
| 5.a | Approve Discharge of Management Board | Management | For | For |
| 5.b | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Approve 200,000 Performance Shares for Board of Management | Management | For | For |
| 7 | Announce Intention to Appoint Directors to Management Board | Management | None | None |
| 8.a | Reelect J.M.C. (Hans) Stork to Supervisory Board | Management | For | For |
| 8.b | Elect T.L. (Terri) Kelly to Supervisory Board | Management | For | For |
| 8.c | Receive Retirement Schedule of the Supervisory Board | Management | None | None |
| 9 | Ratify KPMG as Auditors | Management | For | For |
| 10.a | Grant Board Authority to Issue Shares up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
| 10.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a | Management | For | For |
| 10.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
| 10.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c | Management | For | For |
| 11.a | Authorize Repurchase of up to 10 Percent of Issued Share Capital | Management | For | For |
| 11.b | Authorize Additional Repurchase of up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| CANON INC. MEETING DATE: MAR 29, 2018 | ||||
| TICKER: 7751 SECURITY ID: J05124144 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 85 | Management | For | For |
| 2.1 | Elect Director Mitarai, Fujio | Management | For | For |
| 2.2 | Elect Director Maeda, Masaya | Management | For | For |
| 2.3 | Elect Director Tanaka, Toshizo | Management | For | For |
| 2.4 | Elect Director Homma, Toshio | Management | For | For |
| 2.5 | Elect Director Matsumoto, Shigeyuki | Management | For | For |
| 2.6 | Elect Director Saida, Kunitaro | Management | For | For |
| 2.7 | Elect Director Kato, Haruhiko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Nakamura, Masaaki | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kashimoto, Koichi | Management | For | Against |
| 4 | Approve Annual Bonus | Management | For | For |
| 5 | Approve Deep Discount Stock Option Plan | Management | For | For |
| CRAY INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: CRAY SECURITY ID: 225223304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Prithviraj (Prith) Banerjee | Management | For | For |
| 1b | Elect Director Catriona M. Fallon | Management | For | For |
| 1c | Elect Director Stephen C. Kiely | Management | For | For |
| 1d | Elect Director Sally G. Narodick | Management | For | For |
| 1e | Elect Director Daniel C. Regis | Management | For | For |
| 1f | Elect Director Max L. Schireson | Management | For | For |
| 1g | Elect Director Brian V. Turner | Management | For | For |
| 1h | Elect Director Peter J. Ungaro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Peterson Sullivan LLP as Auditors | Management | For | For |
| DELL TECHNOLOGIES INC. MEETING DATE: JUN 25, 2018 | ||||
| TICKER: DVMT SECURITY ID: 24703L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Dorman | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Ellen J. Kullman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DXC TECHNOLOGY COMPANY MEETING DATE: AUG 10, 2017 | ||||
| TICKER: DXC SECURITY ID: 23355L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mukesh Aghi | Management | For | For |
| 1b | Elect Director Amy E. Alving | Management | For | For |
| 1c | Elect Director David L. Herzog | Management | For | For |
| 1d | Elect Director Sachin Lawande | Management | For | For |
| 1e | Elect Director J. Michael Lawrie | Management | For | For |
| 1f | Elect Director Julio A. Portalatin | Management | For | For |
| 1g | Elect Director Peter Rutland | Management | For | For |
| 1h | Elect Director Manoj P. Singh | Management | For | For |
| 1i | Elect Director Margaret C. Whitman | Management | For | For |
| 1j | Elect Director Robert F. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| FACEBOOK, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: FB SECURITY ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Jan Koum - Withdrawn Resolution | Management | None | None |
| 1.7 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.8 | Elect Director Peter A. Thiel | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 4 | Establish Board Committee on Risk Management | Shareholder | Against | Against |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 6 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | Against |
| 7 | Report on Gender Pay Gap | Shareholder | Against | For |
| 8 | Report on Responsible Tax Principles | Shareholder | Against | Against |
| FUJIFILM HOLDINGS CORP. MEETING DATE: JUN 28, 2018 | ||||
| TICKER: 4901 SECURITY ID: J14208102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 37.5 | Management | For | For |
| 2.1 | Elect Director Komori, Shigetaka | Management | For | For |
| 2.2 | Elect Director Sukeno, Kenji | Management | For | For |
| 2.3 | Elect Director Tamai, Koichi | Management | For | For |
| 2.4 | Elect Director Kawada, Tatsuo | Management | For | For |
| 2.5 | Elect Director Kaiami, Makoto | Management | For | For |
| 2.6 | Elect Director Kitamura, Kunitaro | Management | For | For |
| 2.7 | Elect Director Iwasaki, Takashi | Management | For | For |
| 2.8 | Elect Director Okada, Junji | Management | For | For |
| 2.9 | Elect Director Goto, Teiichi | Management | For | For |
| 2.10 | Elect Director Eda, Makiko | Management | For | For |
| 3 | Appoint Statutory Auditor Sugita, Naohiko | Management | For | For |
| 4 | Approve Compensation Ceiling for Directors | Management | For | For |
| HEWLETT PACKARD ENTERPRISE COMPANY MEETING DATE: APR 04, 2018 | ||||
| TICKER: HPE SECURITY ID: 42824C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel Ammann | Management | For | For |
| 1b | Elect Director Michael J. Angelakis | Management | For | For |
| 1c | Elect Director Leslie A. Brun | Management | For | For |
| 1d | Elect Director Pamela L. Carter | Management | For | For |
| 1e | Elect Director Raymond J. Lane | Management | For | For |
| 1f | Elect Director Ann M. Livermore | Management | For | For |
| 1g | Elect Director Antonio F. Neri | Management | For | For |
| 1h | Elect Director Raymond E. Ozzie | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Patricia F. Russo | Management | For | For |
| 1k | Elect Director Lip-Bu Tan | Management | For | For |
| 1l | Elect Director Margaret C. Whitman | Management | For | For |
| 1m | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| HP INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: HPQ SECURITY ID: 40434L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director Shumeet Banerji | Management | For | For |
| 1c | Elect Director Robert R. Bennett | Management | For | For |
| 1d | Elect Director Charles "Chip" V. Bergh | Management | For | For |
| 1e | Elect Director Stacy Brown-Philpot | Management | For | For |
| 1f | Elect Director Stephanie A. Burns | Management | For | For |
| 1g | Elect Director Mary Anne Citrino | Management | For | For |
| 1h | Elect Director Stacey Mobley | Management | For | For |
| 1i | Elect Director Subra Suresh | Management | For | For |
| 1j | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| LENOVO GROUP LIMITED MEETING DATE: NOV 10, 2017 | ||||
| TICKER: 992 SECURITY ID: Y5257Y107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Subscription Agreement and Related Transactions | Management | For | Against |
| 2 | Approve the Issuance of Subscription Shares, Warrant Shares and Bonus Warrants Under Specific Mandate | Management | For | Against |
| 3 | Approve Whitewash Waiver | Management | For | Against |
| 4 | Approve Relevant Management Participation | Management | For | Against |
| 5 | Authorize the Board to Deal with All Matters in Relation to the Subscription, the Subscription Agreement and Related Transactions | Management | For | Against |
| MASTERCARD INCORPORATED MEETING DATE: JUN 26, 2018 | ||||
| TICKER: MA SECURITY ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Steven J. Freiberg | Management | For | For |
| 1g | Elect Director Julius Genachowski | Management | For | For |
| 1h | Elect Director Choon Phong Goh | Management | For | For |
| 1i | Elect Director Merit E. Janow | Management | For | For |
| 1j | Elect Director Nancy Karch | Management | For | For |
| 1k | Elect Director Oki Matsumoto | Management | For | For |
| 1l | Elect Director Rima Qureshi | Management | For | For |
| 1m | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1n | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MELLANOX TECHNOLOGIES, LTD. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: MLNX SECURITY ID: M51363113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles | Management | For | For |
| 2 | Amend Articles | Management | For | For |
| NCR CORPORATION MEETING DATE: APR 25, 2018 | ||||
| TICKER: NCR SECURITY ID: 62886E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard L. Clemmer | Management | For | For |
| 1.2 | Elect Director Robert P. DeRodes | Management | For | For |
| 1.3 | Elect Director Deborah A. Farrington | Management | For | For |
| 1.4 | Elect Director Kurt P. Kuehn | Management | For | For |
| 1.5 | Elect Director William R. Nuti | Management | For | For |
| 1.6 | Elect Director Matthew A. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NETAPP, INC. MEETING DATE: SEP 14, 2017 | ||||
| TICKER: NTAP SECURITY ID: 64110D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director T. Michael Nevens | Management | For | For |
| 1b | Elect Director Alan L. Earhart | Management | For | For |
| 1c | Elect Director Gerald Held | Management | For | For |
| 1d | Elect Director Kathryn M. Hill | Management | For | For |
| 1e | Elect Director George Kurian | Management | For | For |
| 1f | Elect Director George T. Shaheen | Management | For | For |
| 1g | Elect Director Stephen M. Smith | Management | For | For |
| 1h | Elect Director Richard P. Wallace | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 7 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | For |
| 8 | Adopt Proxy Access Right | Shareholder | None | Against |
| PAYPAL HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: PYPL SECURITY ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Wences Casares | Management | For | For |
| 1c | Elect Director Jonathan Christodoro | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Belinda J. Johnson | Management | For | For |
| 1g | Elect Director Gail J. McGovern | Management | For | For |
| 1h | Elect Director David M. Moffett | Management | For | For |
| 1i | Elect Director Ann M. Sarnoff | Management | For | For |
| 1j | Elect Director Daniel H. Schulman | Management | For | For |
| 1k | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Against |
| 8 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Against |
| QUALCOMM INCORPORATED MEETING DATE: MAR 23, 2018 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Jeffrey W. Henderson | Management | For | Withhold |
| 1.3 | Elect Director Thomas W. Horton | Management | For | Withhold |
| 1.4 | Elect Director Paul E. Jacobs | Management | For | Withhold |
| 1.5 | Elect Director Ann M. Livermore | Management | For | For |
| 1.6 | Elect Director Harish Manwani | Management | For | For |
| 1.7 | Elect Director Mark D. McLaughlin | Management | For | For |
| 1.8 | Elect Director Steve Mollenkopf | Management | For | Withhold |
| 1.9 | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1.10 | Elect Director Francisco Ros | Management | For | For |
| 1.11 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | For |
| 8 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Director Samih Elhage | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director David G. Golden | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Veronica M. Hagen | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Julie A. Hill | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director John H. Kispert | Shareholder | For | Did Not Vote |
| 1.6 | Elect Director Harry L. You | Shareholder | For | Did Not Vote |
| 2 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | For | Did Not Vote |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | None | Did Not Vote |
| 6 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | Did Not Vote |
| 7 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | Did Not Vote |
| 8 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | Did Not Vote |
| QUANTA COMPUTER INC. MEETING DATE: JUN 15, 2018 | ||||
| TICKER: 2382 SECURITY ID: Y7174J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| QUANTUM CORPORATION MEETING DATE: AUG 23, 2017 | ||||
| TICKER: QTM SECURITY ID: 747906501 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul R. Auvil, III | Management | For | For |
| 1.2 | Elect Director Alex Pinchev | Management | For | For |
| 1.3 | Elect Director Gregg J. Powers *Withdrawn Resolution* | Management | None | None |
| 1.4 | Elect Director Clifford Press | Management | For | For |
| 1.5 | Elect Director Raghavendra Rau | Management | For | For |
| 1.6 | Elect Director Marc E. Rothman | Management | For | For |
| 1.7 | Elect Director Adalio T. Sanchez | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Reduce Authorized Common Stock | Management | For | For |
| SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 23, 2018 | ||||
| TICKER: A005930 SECURITY ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Kim Jeong-hun as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Sun-uk as Outside Director | Management | For | For |
| 2.1.3 | Elect Park Byung-gook as Outside Director | Management | For | For |
| 2.2.1 | Elect Lee Sang-hoon as Inside Director | Management | For | Against |
| 2.2.2 | Elect Kim Ki-nam as Inside Director | Management | For | For |
| 2.2.3 | Elect Kim Hyun-suk as Inside Director | Management | For | For |
| 2.2.4 | Elect Koh Dong-jin as Inside Director | Management | For | For |
| 2.3 | Elect Kim Sun-uk as a Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Amend Articles of Incorporation | Management | For | For |
| SEAGATE TECHNOLOGY PLC MEETING DATE: OCT 18, 2017 | ||||
| TICKER: STX SECURITY ID: G7945M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen J. Luczo | Management | For | For |
| 1b | Elect Director Mark W. Adams | Management | For | For |
| 1c | Elect Director Michael R. Cannon | Management | For | For |
| 1d | Elect Director Mei-Wei Cheng | Management | For | For |
| 1e | Elect Director William T. Coleman | Management | For | For |
| 1f | Elect Director Jay L. Geldmacher | Management | For | For |
| 1g | Elect Director William D. Mosley | Management | For | For |
| 1h | Elect Director Chong Sup Park | Management | For | For |
| 1i | Elect Director Stephanie Tilenius | Management | For | For |
| 1j | Elect Director Edward J. Zander | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| SONY CORPORATION MEETING DATE: JUN 19, 2018 | ||||
| TICKER: 6758 SECURITY ID: J76379106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.2 | Elect Director Hirai, Kazuo | Management | For | For |
| 1.3 | Elect Director Nagayama, Osamu | Management | For | For |
| 1.4 | Elect Director Harada, Eiko | Management | For | For |
| 1.5 | Elect Director Tim Schaaff | Management | For | For |
| 1.6 | Elect Director Matsunaga, Kazuo | Management | For | For |
| 1.7 | Elect Director Miyata, Koichi | Management | For | For |
| 1.8 | Elect Director John V. Roos | Management | For | For |
| 1.9 | Elect Director Sakurai, Eriko | Management | For | For |
| 1.10 | Elect Director Minakawa, Kunihito | Management | For | For |
| 1.11 | Elect Director Sumi, Shuzo | Management | For | For |
| 1.12 | Elect Director Nicholas Donatiello, Jr | Management | For | For |
| 1.13 | Elect Director Oka, Toshiko | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| VISA INC. MEETING DATE: JAN 30, 2018 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Gary A. Hoffman | Management | For | For |
| 1e | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1i | Elect Director John A.C. Swainson | Management | For | For |
| 1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WESTERN DIGITAL CORPORATION MEETING DATE: NOV 02, 2017 | ||||
| TICKER: WDC SECURITY ID: 958102105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Kathleen A. Cote | Management | For | For |
| 1c | Elect Director Henry T. DeNero | Management | For | For |
| 1d | Elect Director Michael D. Lambert | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Stephen D. Milligan | Management | For | For |
| 1h | Elect Director Paula A. Price | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT CONSTRUCTION AND HOUSING PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| A. O. SMITH CORPORATION MEETING DATE: APR 09, 2018 | ||||
| TICKER: AOS SECURITY ID: 831865209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Greubel | Management | For | For |
| 1.2 | Elect Director Ilham Kadri | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALLEGION PLC MEETING DATE: JUN 05, 2018 | ||||
| TICKER: ALLE SECURITY ID: G0176J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carla Cico | Management | For | For |
| 1b | Elect Director Kirk S. Hachigian | Management | For | For |
| 1c | Elect Director Nicole Parent Haughey | Management | For | For |
| 1d | Elect Director David D. Petratis | Management | For | For |
| 1e | Elect Director Dean I. Schaffer | Management | For | For |
| 1f | Elect Director Charles L. Szews | Management | For | For |
| 1g | Elect Director Martin E. Welch, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Issuance of Equity with Preemptive Rights | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: AVB SECURITY ID: 053484101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Terry S. Brown | Management | For | For |
| 1c | Elect Director Alan B. Buckelew | Management | For | For |
| 1d | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1e | Elect Director Stephen P. Hills | Management | For | For |
| 1f | Elect Director Richard J. Lieb | Management | For | For |
| 1g | Elect Director Timothy J. Naughton | Management | For | For |
| 1h | Elect Director Peter S. Rummell | Management | For | For |
| 1i | Elect Director H. Jay Sarles | Management | For | For |
| 1j | Elect Director Susan Swanezy | Management | For | For |
| 1k | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BMC STOCK HOLDINGS, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: BMCH SECURITY ID: 05591B109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael T. Miller | Management | For | For |
| 1b | Elect Director James O'Leary | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAMDEN PROPERTY TRUST MEETING DATE: MAY 17, 2018 | ||||
| TICKER: CPT SECURITY ID: 133131102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Campo | Management | For | For |
| 1.2 | Elect Director Heather J. Brunner | Management | For | For |
| 1.3 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.4 | Elect Director Renu Khator | Management | For | For |
| 1.5 | Elect Director William B. McGuire, Jr. | Management | For | For |
| 1.6 | Elect Director D. Keith Oden | Management | For | For |
| 1.7 | Elect Director William F. Paulsen | Management | For | For |
| 1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
| 1.9 | Elect Director Steven A. Webster | Management | For | For |
| 1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| EDUCATION REALTY TRUST, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: EDR SECURITY ID: 28140H203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John V. Arabia | Management | For | For |
| 1.2 | Elect Director Randall L. Churchey | Management | For | For |
| 1.3 | Elect Director Kimberly K. Schaefer | Management | For | For |
| 1.4 | Elect Director Howard A. Silver | Management | For | For |
| 1.5 | Elect Director John T. Thomas | Management | For | For |
| 1.6 | Elect Director Thomas Trubiana | Management | For | For |
| 1.7 | Elect Director Wendell W. Weakley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EMCOR GROUP, INC. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: EME SECURITY ID: 29084Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John W. Altmeyer | Management | For | For |
| 1b | Elect Director David A. B. Brown | Management | For | For |
| 1c | Elect Director Anthony J. Guzzi | Management | For | For |
| 1d | Elect Director Richard F. Hamm, Jr. | Management | For | For |
| 1e | Elect Director David H. Laidley | Management | For | For |
| 1f | Elect Director Carol P. Lowe | Management | For | For |
| 1g | Elect Director M. Kevin McEvoy | Management | For | For |
| 1h | Elect Director William P. Reid | Management | For | For |
| 1i | Elect Director Jerry E. Ryan | Management | For | For |
| 1j | Elect Director Steven B. Schwarzwaelder | Management | For | For |
| 1k | Elect Director Michael T. Yonker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| EQUINIX, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: EQIX SECURITY ID: 29444U700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Nanci Caldwell | Management | For | For |
| 1.3 | Elect Director Gary Hromadko | Management | For | For |
| 1.4 | Elect Director Scott Kriens | Management | For | For |
| 1.5 | Elect Director William Luby | Management | For | For |
| 1.6 | Elect Director Irving Lyons, III | Management | For | For |
| 1.7 | Elect Director Christopher Paisley | Management | For | For |
| 1.8 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| EQUITY LIFESTYLE PROPERTIES, INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: ELS SECURITY ID: 29472R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Calian | Management | For | For |
| 1.2 | Elect Director David Contis | Management | For | For |
| 1.3 | Elect Director Constance Freedman | Management | For | For |
| 1.4 | Elect Director Thomas Heneghan | Management | For | For |
| 1.5 | Elect Director Tao Huang | Management | For | For |
| 1.6 | Elect Director Marguerite Nader | Management | For | For |
| 1.7 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.8 | Elect Director Howard Walker | Management | For | For |
| 1.9 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EQUITY RESIDENTIAL MEETING DATE: JUN 14, 2018 | ||||
| TICKER: EQR SECURITY ID: 29476L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles L. Atwood | Management | For | For |
| 1.2 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.3 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.4 | Elect Director Mary Kay Haben | Management | For | For |
| 1.5 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.6 | Elect Director John E. Neal | Management | For | For |
| 1.7 | Elect Director David J. Neithercut | Management | For | For |
| 1.8 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.9 | Elect Director Gerald A. Spector | Management | For | For |
| 1.10 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FORTUNE BRANDS HOME & SECURITY, INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: FBHS SECURITY ID: 34964C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ann F. Hackett | Management | For | For |
| 1b | Elect Director John G. Morikis | Management | For | For |
| 1c | Elect Director Ronald V. Waters, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GRANITE CONSTRUCTION INCORPORATED MEETING DATE: JUN 07, 2018 | ||||
| TICKER: GVA SECURITY ID: 387328107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David H. Kelsey | Management | For | For |
| 1b | Elect Director James W. Bradford, Jr. | Management | For | For |
| 1c | Elect Director Michael F. McNally | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INVITATION HOMES INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: INVH SECURITY ID: 46187W107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bryce Blair | Management | For | For |
| 1.2 | Elect Director Frederick C. Tuomi | Management | For | For |
| 1.3 | Elect Director Richard D. Bronson | Management | For | For |
| 1.4 | Elect Director Kenneth A. Caplan | Management | For | For |
| 1.5 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.6 | Elect Director Robert G. Harper | Management | For | For |
| 1.7 | Elect Director Jeffrey E. Kelter | Management | For | For |
| 1.8 | Elect Director John B. Rhea | Management | For | For |
| 1.9 | Elect Director Janice L. Sears | Management | For | For |
| 1.10 | Elect Director William J. Stein | Management | For | For |
| 1.11 | Elect Director Barry S. Sternlicht | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 17, 2018 | ||||
| TICKER: JEC SECURITY ID: 469814107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph R. Bronson | Management | For | For |
| 1b | Elect Director Juan Jose Suarez Coppel | Management | For | For |
| 1c | Elect Director Robert C. Davidson, Jr. | Management | For | For |
| 1d | Elect Director Steven J. Demetriou | Management | For | For |
| 1e | Elect Director Ralph E. Eberhart | Management | For | For |
| 1f | Elect Director Dawne S. Hickton | Management | For | For |
| 1g | Elect Director Linda Fayne Levinson | Management | For | For |
| 1h | Elect Director Robert A. McNamara | Management | For | For |
| 1i | Elect Director Peter J. Robertson | Management | For | For |
| 1j | Elect Director Christopher M.T. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| JOHNSON CONTROLS INTERNATIONAL PLC MEETING DATE: MAR 07, 2018 | ||||
| TICKER: JCI SECURITY ID: G51502105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael E. Daniels | Management | For | For |
| 1b | Elect Director W. Roy Dunbar | Management | For | For |
| 1c | Elect Director Brian Duperreault | Management | For | For |
| 1d | Elect Director Gretchen R. Haggerty | Management | For | For |
| 1e | Elect Director Simone Menne | Management | For | For |
| 1f | Elect Director George R. Oliver | Management | For | For |
| 1g | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
| 1h | Elect Director Jurgen Tinggren | Management | For | For |
| 1i | Elect Director Mark Vergnano | Management | For | For |
| 1j | Elect Director R. David Yost | Management | For | For |
| 1k | Elect Director John D. Young | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Market Purchases of Company Shares | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve the Directors' Authority to Allot Shares | Management | For | For |
| 7 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| 8a | Approve Cancellation of Share Premium Account | Management | For | For |
| 8b | Approve Amendment of Articles to Facilitate Capital Reduction | Management | For | For |
| KBR, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: KBR SECURITY ID: 48242W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Mark E. Baldwin | Management | For | For |
| 1B | Elect Director James R. Blackwell | Management | For | For |
| 1C | Elect Director Stuart J. B. Bradie | Management | For | For |
| 1D | Elect Director Loren K. Carroll | Management | For | For |
| 1E | Elect Director Umberto della Sala | Management | For | For |
| 1F | Elect Director Lester L. Lyles | Management | For | For |
| 1G | Elect Director Wendy M. Masiello | Management | For | For |
| 1H | Elect Director Jack B. Moore | Management | For | For |
| 1I | Elect Director Ann D. Pickard | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| LENNAR CORPORATION MEETING DATE: FEB 12, 2018 | ||||
| TICKER: LEN SECURITY ID: 526057104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| LENNAR CORPORATION MEETING DATE: FEB 12, 2018 | ||||
| TICKER: LEN SECURITY ID: 526057302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| LENNAR CORPORATION MEETING DATE: APR 11, 2018 | ||||
| TICKER: LEN SECURITY ID: 526057104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. 'Tig' Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director Sidney Lapidus | Management | For | For |
| 1.6 | Elect Director Teri P. McClure | Management | For | For |
| 1.7 | Elect Director Stuart Miller | Management | For | For |
| 1.8 | Elect Director Armando Olivera | Management | For | For |
| 1.9 | Elect Director Donna Shalala | Management | For | For |
| 1.10 | Elect Director Scott D. Stowell | Management | For | For |
| 1.11 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Approve Conversion of Class B Stock | Shareholder | Against | Against |
| 6 | Establish Term Limits for Directors | Shareholder | Against | Against |
| LENNAR CORPORATION MEETING DATE: APR 11, 2018 | ||||
| TICKER: LEN SECURITY ID: 526057302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. 'Tig' Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director Sidney Lapidus | Management | For | For |
| 1.6 | Elect Director Teri P. McClure | Management | For | For |
| 1.7 | Elect Director Stuart Miller | Management | For | For |
| 1.8 | Elect Director Armando Olivera | Management | For | For |
| 1.9 | Elect Director Donna Shalala | Management | For | For |
| 1.10 | Elect Director Scott D. Stowell | Management | For | For |
| 1.11 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Approve Conversion of Class B Stock | Shareholder | Against | Against |
| 6 | Establish Term Limits for Directors | Shareholder | Against | Against |
| LOWE'S COMPANIES, INC. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: LOW SECURITY ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director James H. Morgan | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Brian C. Rogers | Management | For | For |
| 1.11 | Elect Director Bertram L. Scott | Management | For | For |
| 1.12 | Elect Director Lisa W. Wardell | Management | For | For |
| 1.13 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| M/I HOMES, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: MHO SECURITY ID: 55305B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael P. Glimcher | Management | For | For |
| 1.2 | Elect Director J. Thomas Mason | Management | For | For |
| 1.3 | Elect Director Sharen Jester Turney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MARTIN MARIETTA MATERIALS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: MLM SECURITY ID: 573284106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sue W. Cole | Management | For | For |
| 1.2 | Elect Director Smith W. Davis | Management | For | For |
| 1.3 | Elect Director John J. Koraleski | Management | For | For |
| 1.4 | Elect Director David G. Maffucci | Management | For | For |
| 1.5 | Elect Director Michael J. Quillen | Management | For | For |
| 1.6 | Elect Director Donald W. Slager | Management | For | For |
| 1.7 | Elect Director Stephen P. Zelnak, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MASCO CORPORATION MEETING DATE: MAY 11, 2018 | ||||
| TICKER: MAS SECURITY ID: 574599106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark R. Alexander | Management | For | For |
| 1b | Elect Director Richard A. Manoogian | Management | For | For |
| 1c | Elect Director John C. Plant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MASONITE INTERNATIONAL CORPORATION MEETING DATE: MAY 10, 2018 | ||||
| TICKER: DOOR SECURITY ID: 575385109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick J. Lynch | Management | For | For |
| 1.2 | Elect Director Jody L. Bilney | Management | For | For |
| 1.3 | Elect Director Robert J. Byrne | Management | For | For |
| 1.4 | Elect Director Peter R. Dachowski | Management | For | For |
| 1.5 | Elect Director Jonathan F. Foster | Management | For | For |
| 1.6 | Elect Director Thomas W. Greene | Management | For | For |
| 1.7 | Elect Director Daphne E. Jones | Management | For | For |
| 1.8 | Elect Director George A. Lorch | Management | For | For |
| 1.9 | Elect Director William S. Oesterle | Management | For | For |
| 1.10 | Elect Director Francis M. Scricco | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| MOHAWK INDUSTRIES, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: MHK SECURITY ID: 608190104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Filip Balcaen | Management | For | For |
| 1.2 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NVR, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: NVR SECURITY ID: 62944T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. E. Andrews | Management | For | For |
| 1.2 | Elect Director Timothy M. Donahue | Management | For | For |
| 1.3 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.4 | Elect Director Alfred E. Festa | Management | For | For |
| 1.5 | Elect Director Ed Grier | Management | For | For |
| 1.6 | Elect Director Manuel H. Johnson | Management | For | For |
| 1.7 | Elect Director Mel Martinez | Management | For | For |
| 1.8 | Elect Director William A. Moran | Management | For | For |
| 1.9 | Elect Director David A. Preiser | Management | For | For |
| 1.10 | Elect Director W. Grady Rosier | Management | For | For |
| 1.11 | Elect Director Susan Williamson Ross | Management | For | For |
| 1.12 | Elect Director Dwight C. Schar | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| OWENS CORNING MEETING DATE: APR 19, 2018 | ||||
| TICKER: OC SECURITY ID: 690742101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Cesar Conde | Management | For | For |
| 1B | Elect Director Adrienne D. Elsner | Management | For | For |
| 1C | Elect Director J. Brian Ferguson | Management | For | For |
| 1D | Elect Director Ralph F. Hake | Management | For | For |
| 1E | Elect Director Edward F. Lonergan | Management | For | For |
| 1F | Elect Director Maryann T. Mannen | Management | For | For |
| 1G | Elect Director W. Howard Morris | Management | For | For |
| 1H | Elect Director Suzanne P. Nimocks | Management | For | For |
| 1I | Elect Director Michael H. Thaman | Management | For | For |
| 1J | Elect Director John D. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PATRICK INDUSTRIES, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: PATK SECURITY ID: 703343103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph M. Cerulli | Management | For | For |
| 1.2 | Elect Director Todd M. Cleveland | Management | For | For |
| 1.3 | Elect Director John A. Forbes | Management | For | For |
| 1.4 | Elect Director Paul E. Hassler | Management | For | For |
| 1.5 | Elect Director Michael A. Kitson | Management | For | For |
| 1.6 | Elect Director Andy L. Nemeth | Management | For | For |
| 1.7 | Elect Director M. Scott Welch | Management | For | For |
| 1.8 | Elect Director Walter E. Wells | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 3 | Amend Articles of Incorporation to Permit Shareholders to Amend Bylaws | Management | For | For |
| PULTEGROUP, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: PHM SECURITY ID: 745867101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director Bryce Blair | Management | For | For |
| 1.3 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.4 | Elect Director Thomas J. Folliard | Management | For | For |
| 1.5 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.6 | Elect Director Andre J. Hawaux | Management | For | For |
| 1.7 | Elect Director Ryan R. Marshall | Management | For | For |
| 1.8 | Elect Director John R. Peshkin | Management | For | For |
| 1.9 | Elect Director Scott F. Powers | Management | For | For |
| 1.10 | Elect Director William J. Pulte | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QUANTA SERVICES, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: PWR SECURITY ID: 74762E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Earl C. 'Duke' Austin, Jr. | Management | For | For |
| 1.2 | Elect Director Doyle N. Beneby | Management | For | For |
| 1.3 | Elect Director J. Michal Conaway | Management | For | For |
| 1.4 | Elect Director Vincent D. Foster | Management | For | For |
| 1.5 | Elect Director Bernard Fried | Management | For | For |
| 1.6 | Elect Director Worthing F. Jackman | Management | For | For |
| 1.7 | Elect Director David M. McClanahan | Management | For | For |
| 1.8 | Elect Director Margaret B. Shannon | Management | For | For |
| 1.9 | Elect Director Pat Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| SIMPSON MANUFACTURING CO., INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: SSD SECURITY ID: 829073105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Karen Colonias | Management | For | For |
| 1b | Elect Director Celeste Volz Ford | Management | For | For |
| 1c | Elect Director Michael A. Bless | Management | For | For |
| 1d | Elect Director Jennifer A. Chatman | Management | For | For |
| 1e | Elect Director Robin G. MacGillivray | Management | For | For |
| 1f | Elect Director Philip E. Donaldson | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TAYLOR MORRISON HOME CORPORATION MEETING DATE: MAY 30, 2018 | ||||
| TICKER: TMHC SECURITY ID: 87724P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David C. Merritt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Certificate of Incorporation to Provide for the Phased-In Declassification | Management | For | For |
| THE HOME DEPOT, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: HD SECURITY ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Armando Codina | Management | For | For |
| 1h | Elect Director Helena B. Foulkes | Management | For | For |
| 1i | Elect Director Linda R. Gooden | Management | For | For |
| 1j | Elect Director Wayne M. Hewett | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 1m | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 7 | Clawback of Incentive Payments | Shareholder | Against | Against |
| THE HOWARD HUGHES CORPORATION MEETING DATE: MAY 17, 2018 | ||||
| TICKER: HHC SECURITY ID: 44267D107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William A. Ackman | Management | For | For |
| 1.2 | Elect Director Adam Flatto | Management | For | For |
| 1.3 | Elect Director Jeffrey Furber | Management | For | For |
| 1.4 | Elect Director Beth Kaplan | Management | For | For |
| 1.5 | Elect Director Allen Model | Management | For | For |
| 1.6 | Elect Director R. Scot Sellers | Management | For | For |
| 1.7 | Elect Director Steven Shepsman | Management | For | For |
| 1.8 | Elect Director Burton M. Tansky | Management | For | For |
| 1.9 | Elect Director Mary Ann Tighe | Management | For | For |
| 1.10 | Elect Director David R. Weinreb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE RMR GROUP INC. MEETING DATE: MAR 28, 2018 | ||||
| TICKER: RMR SECURITY ID: 74967R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ann Logan | Management | For | For |
| 1.2 | Elect Director Rosen Plevneliev | Management | For | For |
| 1.3 | Elect Director Adam D. Portnoy | Management | For | For |
| 1.4 | Elect Director Barry M. Portnoy *Withdrawn Resolution (Deceased)* | Management | None | None |
| 1.5 | Elect Director Walter C. Watkins, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TOPBUILD CORP. MEETING DATE: APR 30, 2018 | ||||
| TICKER: BLD SECURITY ID: 89055F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerald Volas | Management | For | For |
| 1.2 | Elect Director Carl T. Camden | Management | For | For |
| 1.3 | Elect Director Joseph S. Cantie | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TREX COMPANY, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: TREX SECURITY ID: 89531P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James E. Cline | Management | For | For |
| 1.2 | Elect Director Patricia B. Robinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TRI POINTE GROUP, INC. MEETING DATE: APR 27, 2018 | ||||
| TICKER: TPH SECURITY ID: 87265H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas F. Bauer | Management | For | For |
| 1.2 | Elect Director Lawrence B. Burrows | Management | For | For |
| 1.3 | Elect Director Daniel S. Fulton | Management | For | For |
| 1.4 | Elect Director Steven J. Gilbert | Management | For | For |
| 1.5 | Elect Director Constance B. Moore | Management | For | For |
| 1.6 | Elect Director Thomas B. Rogers | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VALMONT INDUSTRIES, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: VMI SECURITY ID: 920253101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel P. Neary | Management | For | For |
| 1.2 | Elect Director Theo Freye | Management | For | For |
| 1.3 | Elect Director Stephen G. Kaniewski | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| VULCAN MATERIALS COMPANY MEETING DATE: MAY 11, 2018 | ||||
| TICKER: VMC SECURITY ID: 929160109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas A. Fanning | Management | For | For |
| 1b | Elect Director J. Thomas Hill | Management | For | For |
| 1c | Elect Director Cynthia L. Hostetler | Management | For | For |
| 1d | Elect Director Richard T. O'Brien | Management | For | For |
| 1e | Elect Director Kathleen L. Quirk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT CONSUMER DISCRETIONARY PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 2U, INC. MEETING DATE: JUN 26, 2018 | ||||
| TICKER: TWOU SECURITY ID: 90214J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul A. Maeder | Management | For | For |
| 1.2 | Elect Director Robert M. Stavis | Management | For | For |
| 1.3 | Elect Director Christopher J. Paucek | Management | For | For |
| 1.4 | Elect Director Gregory K. Peters | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ACCOR MEETING DATE: APR 20, 2018 | ||||
| TICKER: AC SECURITY ID: F00189120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.05 per Share | Management | For | For |
| 4 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.32 Million | Management | For | For |
| 5 | Approve Severance Agreement and Additional Pension Scheme Agreement with Sebastien Bazin | Management | For | For |
| 6 | Approve Compensation of Sebastien Bazin | Management | For | For |
| 7 | Approve Compensation of Sven Boinet | Management | For | For |
| 8 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Vice-CEO | Management | For | For |
| 10 | Approve Sale of Control of AccorInvest | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
| 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 26, 2018 | ||||
| TICKER: ATVI SECURITY ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reveta Bowers | Management | For | For |
| 1.2 | Elect Director Robert Corti | Management | For | For |
| 1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.4 | Elect Director Brian Kelly | Management | For | For |
| 1.5 | Elect Director Robert A. Kotick | Management | For | For |
| 1.6 | Elect Director Barry Meyer | Management | For | For |
| 1.7 | Elect Director Robert Morgado | Management | For | For |
| 1.8 | Elect Director Peter Nolan | Management | For | For |
| 1.9 | Elect Director Casey Wasserman | Management | For | For |
| 1.10 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ADIDAS AG MEETING DATE: MAY 09, 2018 | ||||
| TICKER: ADS SECURITY ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Amend Corporate Purpose | Management | For | For |
| 7 | Elect Frank Appel to the Supervisory Board | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion; Approve Creation of EUR 12.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9.1 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
| 9.2 | Ratify KPMG AG as Auditors for Half-Year and Quarterly Reports 2018 | Management | For | For |
| 9.3 | Ratify KPMG AG as Auditors for the 2018 Interim Financial Statements Until the 2019 AGM | Management | For | For |
| ADOBE SYSTEMS INCORPORATED MEETING DATE: APR 12, 2018 | ||||
| TICKER: ADBE SECURITY ID: 00724F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Edward W. Barnholt | Management | For | For |
| 1c | Elect Director Robert K. Burgess | Management | For | For |
| 1d | Elect Director Frank A. Calderoni | Management | For | For |
| 1e | Elect Director James E. Daley | Management | For | For |
| 1f | Elect Director Laura B. Desmond | Management | For | For |
| 1g | Elect Director Charles M. Geschke | Management | For | For |
| 1h | Elect Director Shantanu Narayen | Management | For | For |
| 1i | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1j | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALPHABET INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Diane B. Greene | Management | For | For |
| 1.7 | Elect Director John L. Hennessy | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | For |
| 1.10 | Elect Director Sundar Pichai | Management | For | For |
| 1.11 | Elect Director K. Ram Shriram | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 8 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 9 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
| 10 | Report on Major Global Content Management Controversies | Shareholder | Against | Against |
| AMAZON.COM, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: AMZN SECURITY ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1g | Elect Director Thomas O. Ryder | Management | For | For |
| 1h | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1i | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy on Board Diversity *Withdrawn Resolution* | Shareholder | None | None |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| APPLE INC. MEETING DATE: FEB 13, 2018 | ||||
| TICKER: AAPL SECURITY ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Bob Iger | Management | For | For |
| 1e | Elect Director Andrea Jung | Management | For | For |
| 1f | Elect Director Art Levinson | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access Amendments | Shareholder | Against | Against |
| 6 | Establish Human Rights Committee | Shareholder | Against | Against |
| APTIV PLC MEETING DATE: APR 26, 2018 | ||||
| TICKER: APTV SECURITY ID: G6095L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Kevin P. Clark | Management | For | For |
| 2 | Elect Director Nancy E. Cooper | Management | For | For |
| 3 | Elect Director Frank J. Dellaquila | Management | For | For |
| 4 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 5 | Elect Director Mark P. Frissora | Management | For | For |
| 6 | Elect Director Rajiv L. Gupta | Management | For | For |
| 7 | Elect Director Sean O. Mahoney | Management | For | For |
| 8 | Elect Director Colin J. Parris | Management | For | For |
| 9 | Elect Director Ana G. Pinczuk | Management | For | For |
| 10 | Elect Director Thomas W. Sidlik | Management | For | For |
| 11 | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ARAMARK MEETING DATE: JAN 31, 2018 | ||||
| TICKER: ARMK SECURITY ID: 03852U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric J. Foss | Management | For | For |
| 1.2 | Elect Director Pierre-Olivier Beckers-Vieujant | Management | For | For |
| 1.3 | Elect Director Lisa G. Bisaccia | Management | For | For |
| 1.4 | Elect Director Calvin Darden | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Irene M. Esteves | Management | For | For |
| 1.7 | Elect Director Daniel J. Heinrich | Management | For | For |
| 1.8 | Elect Director Sanjeev K. Mehra | Management | For | For |
| 1.9 | Elect Director Patricia B. Morrison | Management | For | For |
| 1.10 | Elect Director John A. Quelch | Management | For | For |
| 1.11 | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AUTOZONE, INC. MEETING DATE: DEC 20, 2017 | ||||
| TICKER: AZO SECURITY ID: 053332102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.4 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.5 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.6 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.7 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.9 | Elect Director Luis P. Nieto | Management | For | For |
| 1.10 | Elect Director William C. Rhodes, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| B&M EUROPEAN VALUE RETAIL SA MEETING DATE: JUL 28, 2017 | ||||
| TICKER: BME SECURITY ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Annual Accounts | Management | For | For |
| 4 | Approve Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
| 9 | Re-elect Sir Terry Leahy as Director | Management | For | For |
| 10 | Re-elect Simon Arora as Director | Management | For | For |
| 11 | Re-elect David Novak as Director | Management | For | For |
| 12 | Re-elect Paul McDonald as Director | Management | For | For |
| 13 | Re-elect Thomas Hubner as Director | Management | For | For |
| 14 | Re-elect Kathleen Guion as Director | Management | For | For |
| 15 | Re-elect Ron McMillan as Director | Management | For | For |
| 16 | Re-elect Harry Brouwer as Director | Management | For | For |
| 17 | Approve Discharge of Auditors | Management | For | For |
| 18 | Reappoint KPMG Luxembourg Societe Cooperative as Auditors | Management | For | For |
| 19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| BLUEGREEN VACATIONS CORPORATION MEETING DATE: MAY 15, 2018 | ||||
| TICKER: BXG SECURITY ID: 09629F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan B. Levan | Management | For | For |
| 1.2 | Elect Director John E. Abdo | Management | For | For |
| 1.3 | Elect Director Shawn B. Pearson | Management | For | For |
| 1.4 | Elect Director James R. Allmand, III | Management | For | For |
| 1.5 | Elect Director Norman H. Becker | Management | For | For |
| 1.6 | Elect Director Lawrence A. Cirillo | Management | For | For |
| 1.7 | Elect Director Jarett S. Levan | Management | For | For |
| 1.8 | Elect Director Mark A. Nerenhausen | Management | For | For |
| 1.9 | Elect Director Arnold Sevell | Management | For | For |
| 1.10 | Elect Director Orlando Sharpe | Management | For | For |
| 1.11 | Elect Director Seth M. Wise | Management | For | For |
| BOOHOO.COM PLC MEETING DATE: JUN 22, 2018 | ||||
| TICKER: BOO SECURITY ID: G6153P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Pierre Cuilleret as Director | Management | For | For |
| 4 | Elect Iain McDonald as Director | Management | For | For |
| 5 | Re-elect Mahmud Kamani as Director | Management | For | For |
| 6 | Re-elect David Forbes as Director | Management | For | For |
| 7 | Re-elect Sara Murray as Director | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 10 | Authorise EU Political Donations | Management | For | For |
| 11 | Approve Change of Company Name to boohoo group plc | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 15 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
| BOOKING HOLDINGS INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: BKNG SECURITY ID: 09857L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.4 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.5 | Elect Director Mirian Graddick-Weir | Management | For | For |
| 1.6 | DElect irector James M. Guyette | Management | For | For |
| 1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Nicholas J. Read | Management | For | For |
| 1.11 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.12 | Elect Director Craig W. Rydin | Management | For | For |
| 1.13 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| BOYD GAMING CORPORATION MEETING DATE: APR 12, 2018 | ||||
| TICKER: BYD SECURITY ID: 103304101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Bailey | Management | For | For |
| 1.2 | Elect Director Robert L. Boughner | Management | For | For |
| 1.3 | Elect Director William R. Boyd | Management | For | For |
| 1.4 | Elect Director William S. Boyd | Management | For | For |
| 1.5 | Elect Director Richard E. Flaherty | Management | For | For |
| 1.6 | Elect Director Marianne Boyd Johnson | Management | For | For |
| 1.7 | Elect Director Keith E. Smith | Management | For | For |
| 1.8 | Elect Director Christine J. Spadafor | Management | For | For |
| 1.9 | Elect Director Peter M. Thomas | Management | For | For |
| 1.10 | Elect Director Paul W. Whetsell | Management | For | For |
| 1.11 | Elect Director Veronica J. Wilson | Management | For | For |
| 2 | Ratify Appointment Of Deloitte & Touche LLP as Auditors | Management | For | For |
| BURLINGTON STORES, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: BURL SECURITY ID: 122017106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas A. Kingsbury | Management | For | For |
| 1.2 | Elect Director William P. McNamara | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAESARS ENTERTAINMENT CORPORATION MEETING DATE: MAY 30, 2018 | ||||
| TICKER: CZR SECURITY ID: 127686103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Frissora | Management | For | Withhold |
| 1.2 | Elect Director James Hunt | Management | For | For |
| 1.3 | Elect Director John Dionne | Management | For | For |
| 1.4 | Elect Director Richard Schifter | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| CARGURUS, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: CARG SECURITY ID: 141788109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Simon Rothman | Management | For | For |
| 1.2 | Elect Director Greg Schwartz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CARNIVAL CORPORATION MEETING DATE: APR 11, 2018 | ||||
| TICKER: CCL SECURITY ID: 143658300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 2 | Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 3 | Elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 4 | Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 5 | Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 6 | Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 7 | Re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 8 | Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 9 | Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 10 | Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 11 | Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Approve Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies) | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation | Management | For | For |
| 15 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies). | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 19 | Authorize Share Repurchase Program | Management | For | For |
| CARTER'S, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: CRI SECURITY ID: 146229109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy Woods Brinkley | Management | For | For |
| 1b | Elect Director Giuseppina Buonfantino | Management | For | For |
| 1c | Elect Director Michael D. Casey | Management | For | For |
| 1d | Elect Director Vanessa J. Castagna | Management | For | For |
| 1e | Elect Director A. Bruce Cleverly | Management | For | For |
| 1f | Elect Director Jevin S. Eagle | Management | For | For |
| 1g | Elect Director Mark P. Hipp | Management | For | For |
| 1h | Elect Director William J. Montgoris | Management | For | For |
| 1i | Elect Director David Pulver | Management | For | For |
| 1j | Elect Director Thomas E. Whiddon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CEDAR FAIR, L.P. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: FUN SECURITY ID: 150185106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel J. Hanrahan | Management | For | For |
| 1.2 | Elect Director Lauri M. Shanahan | Management | For | For |
| 1.3 | Elect Director Debra Smithart-Oglesby | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHARTER COMMUNICATIONS, INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: CHTR SECURITY ID: 16119P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Lance Conn | Management | For | For |
| 1b | Elect Director Kim C. Goodman | Management | For | For |
| 1c | Elect Director Craig A. Jacobson | Management | For | For |
| 1d | Elect Director Gregory B. Maffei | Management | For | For |
| 1e | Elect Director John C. Malone | Management | For | For |
| 1f | Elect Director John D. Markley, Jr. | Management | For | For |
| 1g | Elect Director David C. Merritt | Management | For | For |
| 1h | Elect Director Steven A. Miron | Management | For | For |
| 1i | Elect Director Balan Nair | Management | For | For |
| 1j | Elect Director Michael A. Newhouse | Management | For | For |
| 1k | Elect Director Mauricio Ramos | Management | For | For |
| 1l | Elect Director Thomas M. Rutledge | Management | For | For |
| 1m | Elect Director Eric L. Zinterhofer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: CMG SECURITY ID: 169656105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
| 1.2 | Elect Director Paul T. Cappuccio | Management | For | For |
| 1.3 | Elect Director Steve Ells | Management | For | For |
| 1.4 | Elect Director Neil W. Flanzraich | Management | For | For |
| 1.5 | Elect Director Robin Hickenlooper | Management | For | For |
| 1.6 | Elect Director Kimbal Musk | Management | For | For |
| 1.7 | Elect Director Ali Namvar | Management | For | For |
| 1.8 | Elect Director Brian Niccol | Management | For | For |
| 1.9 | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| CHURCHILL DOWNS INCORPORATED MEETING DATE: APR 24, 2018 | ||||
| TICKER: CHDN SECURITY ID: ��171484108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William C. Carstanjen | Management | For | For |
| 1.2 | Elect Director Karole F. Lloyd | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CINEMARK HOLDINGS, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: CNK SECURITY ID: 17243V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darcy Antonellis | Management | For | For |
| 1.2 | Elect Director Carlos M. Sepulveda | Management | For | For |
| 1.3 | Elect Director Mark Zoradi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMCAST CORPORATION MEETING DATE: JUN 11, 2018 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| COMPASS GROUP PLC MEETING DATE: FEB 08, 2018 | ||||
| TICKER: CPG SECURITY ID: G23296208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 6 | Re-elect Richard Cousins as Director (Withdrawn Resolution) | Management | For | Abstain |
| 7 | Re-elect Gary Green as Director | Management | For | For |
| 8 | Re-elect Johnny Thomson as Director | Management | For | For |
| 9 | Re-elect Carol Arrowsmith as Director | Management | For | For |
| 10 | Re-elect John Bason as Director | Management | For | For |
| 11 | Re-elect Stefan Bomhard as Director | Management | For | For |
| 12 | Re-elect Don Robert as Director | Management | For | For |
| 13 | Re-elect Nelson Silva as Director | Management | For | For |
| 14 | Re-elect Ireena Vittal as Director | Management | For | For |
| 15 | Re-elect Paul Walsh as Director | Management | For | For |
| 16 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Approve Long Term Incentive Plan | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| COPART, INC. MEETING DATE: DEC 08, 2017 | ||||
| TICKER: CPRT SECURITY ID: 217204106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willis J. Johnson | Management | For | For |
| 1.2 | Elect Director A. Jayson Adair | Management | For | For |
| 1.3 | Elect Director Matt Blunt | Management | For | For |
| 1.4 | Elect Director Steven D. Cohan | Management | For | For |
| 1.5 | Elect Director Daniel J. Englander | Management | For | For |
| 1.6 | Elect Director James E. Meeks | Management | For | For |
| 1.7 | Elect Director Vincent W. Mitz | Management | For | For |
| 1.8 | Elect Director Thomas N. Tryforos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 30, 2018 | ||||
| TICKER: COST SECURITY ID: 22160K105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth D. Denman | Management | For | For |
| 1.2 | Elect Director W. Craig Jelinek | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Raikes | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 5 | Adopt Policy Regarding Prison Labor | Shareholder | Against | Against |
| D.R. HORTON, INC. MEETING DATE: JAN 24, 2018 | ||||
| TICKER: DHI SECURITY ID: 23331A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DARDEN RESTAURANTS, INC. MEETING DATE: SEP 21, 2017 | ||||
| TICKER: DRI SECURITY ID: 237194105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Margaret Shan Atkins | Management | For | For |
| 1.2 | Elect Director Bradley D. Blum | Management | For | For |
| 1.3 | Elect Director James P. Fogarty | Management | For | For |
| 1.4 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.5 | Elect Director Eugene I. (Gene) Lee, Jr. | Management | For | For |
| 1.6 | Elect Director Nana Mensah | Management | For | For |
| 1.7 | Elect Director William S. Simon | Management | For | For |
| 1.8 | Elect Director Charles M. (Chuck) Sonsteby | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Adopt a Policy to Phase Out Non-Therapeutic Use of Antibiotics in the Meat Supply Chain | Shareholder | Against | Against |
| DEL FRISCO'S RESTAURANT GROUP, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: DFRG SECURITY ID: 245077102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Norman J. Abdallah | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DEL TACO RESTAURANTS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: TACO SECURITY ID: 245496104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Stein | Management | For | For |
| 1.2 | Elect Director Patrick D. Walsh | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DINE BRANDS GLOBAL, INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: DIN SECURITY ID: 254423106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Dahl | Management | For | For |
| 1.2 | Elect Director Stephen P. Joyce | Management | For | For |
| 1.3 | Elect Director Lilian C. Tomovich | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DISH NETWORK CORPORATION MEETING DATE: MAY 07, 2018 | ||||
| TICKER: DISH SECURITY ID: 25470M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George R. Brokaw | Management | For | For |
| 1.2 | Elect Director James DeFranco | Management | For | For |
| 1.3 | Elect Director Cantey M. Ergen | Management | For | For |
| 1.4 | Elect Director Charles W. Ergen | Management | For | For |
| 1.5 | Elect Director Charles M. Lillis | Management | For | For |
| 1.6 | Elect Director Afshin Mohebbi | Management | For | For |
| 1.7 | Elect Director David K. Moskowitz | Management | For | For |
| 1.8 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.9 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| DOLLAR GENERAL CORPORATION MEETING DATE: MAY 30, 2018 | ||||
| TICKER: DG SECURITY ID: 256677105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Warren F. Bryant | Management | For | For |
| 1b | Elect Director Michael M. Calbert | Management | For | For |
| 1c | Elect Director Sandra B. Cochran | Management | For | For |
| 1d | Elect Director Patricia D. Fili-Krushel | Management | For | For |
| 1e | Elect Director Timothy I. McGuire | Management | For | For |
| 1f | Elect Director Paula A. Price *Withdrawn Resolution* | Management | None | None |
| 1g | Elect Director William C. Rhodes, III | Management | For | For |
| 1h | Elect Director Ralph E. Santana | Management | For | For |
| 1i | Elect Director Todd J. Vasos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DOLLAR TREE, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: DLTR SECURITY ID: 256746108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1.3 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.4 | Elect Director Conrad M. Hall | Management | For | For |
| 1.5 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.6 | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1.7 | Elect Director Gary M. Philbin | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1.10 | Elect Director Stephanie P. Stahl | Management | For | For |
| 1.11 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.12 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| DOMINO'S PIZZA, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: DPZ SECURITY ID: 25754A201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Brandon | Management | For | For |
| 1.2 | Elect Director C. Andrew Ballard | Management | For | For |
| 1.3 | Elect Director Andrew B. Balson | Management | For | For |
| 1.4 | Elect Director Diana F. Cantor | Management | For | For |
| 1.5 | Elect Director J. Patrick Doyle | Management | For | For |
| 1.6 | Elect Director Richard L. Federico | Management | For | For |
| 1.7 | Elect Director James A. Goldman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy and Plan to Eliminate Deforestation in Supply Chain | Shareholder | Against | Against |
| DRIVE SHACK INC. MEETING DATE: MAY 25, 2018 | ||||
| TICKER: DS SECURITY ID: 262077100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stuart A. McFarland | Management | For | Withhold |
| 1.2 | Elect Director Clifford Press | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| DULUTH HOLDINGS INC. MEETING DATE: JUL 18, 2017 | ||||
| TICKER: DLTH SECURITY ID: 26443V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen L. Schlecht | Management | For | For |
| 1.2 | Elect Director Stephanie L. Pugliese | Management | For | For |
| 1.3 | Elect Director E. David Coolidge, III | Management | For | For |
| 1.4 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.5 | Elect Director William E. Ferry | Management | For | For |
| 1.6 | Elect Director David C. Finch | Management | For | For |
| 1.7 | Elect Director Thomas G. Folliard | Management | For | For |
| 1.8 | Elect Director C. Roger Lewis | Management | For | For |
| 1.9 | Elect Director Brenda I. Morris | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| DUNKIN' BRANDS GROUP, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: DNKN SECURITY ID: 265504100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Nunnelly | Management | For | For |
| 1.2 | Elect Director Roland Smith | Management | For | For |
| 1.3 | Elect Director Carl Sparks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ELDORADO RESORTS, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: ERI SECURITY ID: 28470R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary L. Carano | Management | For | For |
| 1.2 | Elect Director Frank J. Fahrenkopf, Jr. | Management | For | For |
| 1.3 | Elect Director James B. Hawkins | Management | For | For |
| 1.4 | Elect Director Michael E. Pegram | Management | For | For |
| 1.5 | Elect Director Thomas R. Reeg | Management | For | For |
| 1.6 | Elect Director David P. Tomick | Management | For | For |
| 1.7 | Elect Director Roger P. Wagner | Management | For | For |
| 1.8 | Elect Director Bonnie Biumi | Management | For | For |
| 1.9 | Elect Director Gregory J. Kozicz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FACEBOOK, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: FB SECURITY ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Jan Koum - Withdrawn Resolution | Management | None | None |
| 1.7 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.8 | Elect Director Peter A. Thiel | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 4 | Establish Board Committee on Risk Management | Shareholder | Against | Against |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 6 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | Against |
| 7 | Report on Gender Pay Gap | Shareholder | Against | For |
| 8 | Report on Responsible Tax Principles | Shareholder | Against | Against |
| FERRARI NV MEETING DATE: APR 13, 2018 | ||||
| TICKER: RACE SECURITY ID: N3167Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Director's Board Report (Non-Voting) | Management | None | None |
| 2.b | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.c | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 2.d | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.f | Approve Dividends of EUR 0.71 Per Share | Management | For | For |
| 2.g | Approve Discharge of Directors | Management | For | For |
| 3.a | Reelect Sergio Marchionne as Executive Director | Management | For | For |
| 3.b | Reelect John Elkann as Non-Executive Director | Management | For | For |
| 3.c | Reelect Piero Ferrari as Non-Executive Director | Management | For | For |
| 3.d | Relect Delphine Arnault as Non-Executive Director | Management | For | For |
| 3.e | Reelect Louis C. Camilleri as Non- Executive Director | Management | For | For |
| 3.f | Reelect Giuseppina Capaldo as Non-Executive Director | Management | For | For |
| 3.g | Reelect Eduardo H. Cue as Non-Executive Director | Management | For | For |
| 3.h | Reelect Sergio Duca as Non-Executive Director | Management | For | For |
| 3.i | Reelect Lapo Elkann as Non-Executive Director | Management | For | For |
| 3.j | Reelect Amedeo Felisa as Non-Executive Director | Management | For | For |
| 3.k | Reelect Maria Patrizia Grieco as Non-Executive Director | Management | For | For |
| 3.l | Reelect Adam Keswick as Non-Executive Director | Management | For | Against |
| 3.m | Reelect Elena Zambon as Non-Executive Director | Management | For | For |
| 4 | Ratify Ernst & Young as Auditors | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Close Meeting | Management | None | None |
| FLOOR & DECOR HOLDINGS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: FND SECURITY ID: 339750101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Norman H. Axelrod | Management | For | For |
| 1b | Elect Director Brad J. Brutocao | Management | For | For |
| 1c | Elect Director Richard L. Sullivan | Management | For | For |
| 1d | Elect Director Felicia D. Thornton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| G-III APPAREL GROUP, LTD. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: GIII SECURITY ID: 36237H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Jeanette Nostra | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Allen Sirkin | Management | For | For |
| 1.9 | Elect Director Willem Van Bokhorst | Management | For | For |
| 1.10 | Elect Director Cheryl L. Vitali | Management | For | For |
| 1.11 | Elect Director Richard White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GENERAL MOTORS COMPANY MEETING DATE: JUN 12, 2018 | ||||
| TICKER: GM SECURITY ID: 37045V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary T. Barra | Management | For | For |
| 1b | Elect Director Linda R. Gooden | Management | For | For |
| 1c | Elect Director Joseph Jimenez | Management | For | For |
| 1d | Elect Director Jane L. Mendillo | Management | For | For |
| 1e | Elect Director Michael G. Mullen | Management | For | For |
| 1f | Elect Director James J. Mulva | Management | For | For |
| 1g | Elect Director Patricia F. Russo | Management | For | For |
| 1h | Elect Director Thomas M. Schoewe | Management | For | For |
| 1i | Elect Director Theodore M. Solso | Management | For | For |
| 1j | Elect Director Carol M. Stephenson | Management | For | For |
| 1k | Elect Director Devin N. Wenig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Fleet GHG Emissions in Relation to CAFE Standards | Shareholder | Against | Against |
| GLOBAL PAYMENTS INC. MEETING DATE: APR 27, 2018 | ||||
| TICKER: GPN SECURITY ID: 37940X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William I. Jacobs | Management | For | For |
| 1.2 | Elect Director Robert H.B. Baldwin, Jr. | Management | For | For |
| 1.3 | Elect Director Alan M. Silberstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GRAND CANYON EDUCATION, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: LOPE SECURITY ID: 38526M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian E. Mueller | Management | For | For |
| 1.2 | Elect Director Sara R. Dial | Management | For | For |
| 1.3 | Elect Director Jack A. Henry | Management | For | For |
| 1.4 | Elect Director Kevin F. Warren | Management | For | For |
| 1.5 | Elect Director David J. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| HILTON GRAND VACATIONS INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: HGV SECURITY ID: 43283X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark D. Wang | Management | For | For |
| 1.2 | Elect Director Leonard A. Potter | Management | For | For |
| 1.3 | Elect Director Brenda J. Bacon | Management | For | For |
| 1.4 | Elect Director David W. Johnson | Management | For | For |
| 1.5 | Elect Director Mark H. Lazarus | Management | For | For |
| 1.6 | Elect Director Pamela H. Patsley | Management | For | For |
| 1.7 | Elect Director Paul W. Whetsell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HILTON WORLDWIDE HOLDINGS INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: HLT SECURITY ID: 43300A203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christopher J. Nassetta | Management | For | For |
| 1b | Elect Director Jonathan D. Gray | Management | For | For |
| 1c | Elect Director Charlene T. Begley | Management | For | For |
| 1d | Elect Director Melanie L. Healey | Management | For | For |
| 1e | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
| 1f | Elect Director Judith A. McHale | Management | For | For |
| 1g | Elect Director John G. Schreiber | Management | For | For |
| 1h | Elect Director Elizabeth A. Smith | Management | For | For |
| 1i | Elect Director Douglas M. Steenland | Management | For | For |
| 1j | Elect Director Zhang Ling - Resigned Director | Management | None | None |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HYATT HOTELS CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: H SECURITY ID: 448579102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan D. Kronick | Management | For | For |
| 1.2 | Elect Director Mackey J. McDonald | Management | For | For |
| 1.3 | Elect Director Jason Pritzker | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ILG, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: ILG SECURITY ID: 44967H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Craig M. Nash | Management | For | For |
| 1.2 | Elect Director David Flowers | Management | For | For |
| 1.3 | Elect Director Victoria L. Freed | Management | For | For |
| 1.4 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.5 | Elect Director Chad Hollingsworth | Management | For | For |
| 1.6 | Elect Director Lewis J. Korman | Management | For | For |
| 1.7 | Elect Director Thomas J. Kuhn | Management | For | For |
| 1.8 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.9 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
| 1.10 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.11 | Elect Director Sergio D. Rivera | Management | For | For |
| 1.12 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.13 | Elect Director Avy H. Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| JACK IN THE BOX INC. MEETING DATE: FEB 27, 2018 | ||||
| TICKER: JACK SECURITY ID: 466367109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leonard A. Comma | Management | For | For |
| 1b | Elect Director David L. Goebel | Management | For | For |
| 1c | Elect Director Sharon P. John | Management | For | For |
| 1d | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1e | Elect Director Michael W. Murphy | Management | For | For |
| 1f | Elect Director James M. Myers | Management | For | For |
| 1g | Elect Director David M. Tehle | Management | For | For |
| 1h | Elect Director John T. Wyatt | Management | For | For |
| 1i | Elect Director Vivien M. Yeung | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KERING MEETING DATE: APR 26, 2018 | ||||
| TICKER: KER SECURITY ID: F5433L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 6 per Share and Attribution of One Puma Share for Every Twelve Shares | Management | For | For |
| 4 | Reelect Yseulys Costes as Director | Management | For | For |
| 5 | Reelect Daniela Riccardi as Director | Management | For | For |
| 6 | Approve Compensation of Francois-Henri Pinault, Chairman and CEO | Management | For | For |
| 7 | Approve Compensation of Jean-Francois Palus, Vice-CEO | Management | For | For |
| 8 | Approve Remuneration Policy of Francois-Henri Pinault, Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Jean-Francois Palus, Vice-CEO | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| KOHL'S CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: KSS SECURITY ID: 500255104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Boneparth | Management | For | For |
| 1b | Elect Director Steven A. Burd | Management | For | For |
| 1c | Elect Director H. Charles Floyd | Management | For | For |
| 1d | Elect Director Michelle Gass | Management | For | For |
| 1e | Elect Director Jonas Prising | Management | For | For |
| 1f | Elect Director John E. Schlifske | Management | For | For |
| 1g | Elect Director Adrianne Shapira | Management | For | For |
| 1h | Elect Director Frank V. Sica | Management | For | For |
| 1i | Elect Director Stephanie A. Streeter | Management | For | For |
| 1j | Elect Director Nina G. Vaca | Management | For | For |
| 1k | Elect Director Stephen E. Watson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| LAS VEGAS SANDS CORP. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: LVS SECURITY ID: 517834107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Sheldon G. Adelson | Management | For | For |
| 2.2 | Elect Director Irwin Chafetz | Management | For | For |
| 2.3 | Elect Director Micheline Chau | Management | For | Withhold |
| 2.4 | Elect Director Patrick Dumont | Management | For | For |
| 2.5 | Elect Director Charles D. Forman | Management | For | For |
| 2.6 | Elect Director Steven L. Gerard | Management | For | Withhold |
| 2.7 | Elect Director Robert G. Goldstein | Management | For | For |
| 2.8 | Elect Director George Jamieson | Management | For | For |
| 2.9 | Elect Director Charles A. Koppelman | Management | For | Withhold |
| 2.10 | Elect Director Lewis Kramer | Management | For | For |
| 2.11 | Elect Director David F. Levi | Management | For | For |
| 3.1 | Elect Director Micheline Chau | Management | For | Withhold |
| 3.2 | Elect Director Patrick Dumont | Management | For | Withhold |
| 3.3 | Elect Director David F. Levi | Management | For | Withhold |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| LENNAR CORPORATION MEETING DATE: FEB 12, 2018 | ||||
| TICKER: LEN SECURITY ID: 526057104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| LENNAR CORPORATION MEETING DATE: FEB 12, 2018 | ||||
| TICKER: LEN SECURITY ID: 526057302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| LENNAR CORPORATION MEETING DATE: APR 11, 2018 | ||||
| TICKER: LEN SECURITY ID: 526057104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. 'Tig' Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director Sidney Lapidus | Management | For | For |
| 1.6 | Elect Director Teri P. McClure | Management | For | For |
| 1.7 | Elect Director Stuart Miller | Management | For | For |
| 1.8 | Elect Director Armando Olivera | Management | For | For |
| 1.9 | Elect Director Donna Shalala | Management | For | For |
| 1.10 | Elect Director Scott D. Stowell | Management | For | For |
| 1.11 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Approve Conversion of Class B Stock | Shareholder | Against | Against |
| 6 | Establish Term Limits for Directors | Shareholder | Against | Against |
| LENNAR CORPORATION MEETING DATE: APR 11, 2018 | ||||
| TICKER: LEN SECURITY ID: 526057302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. 'Tig' Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director Sidney Lapidus | Management | For | For |
| 1.6 | Elect Director Teri P. McClure | Management | For | For |
| 1.7 | Elect Director Stuart Miller | Management | For | For |
| 1.8 | Elect Director Armando Olivera | Management | For | For |
| 1.9 | Elect Director Donna Shalala | Management | For | For |
| 1.10 | Elect Director Scott D. Stowell | Management | For | For |
| 1.11 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Approve Conversion of Class B Stock | Shareholder | Against | Against |
| 6 | Establish Term Limits for Directors | Shareholder | Against | Against |
| LGI HOMES, INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: LGIH SECURITY ID: 50187T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ryan Edone | Management | For | For |
| 1.2 | Elect Director Duncan Gage | Management | For | For |
| 1.3 | Elect Director Eric Lipar | Management | For | For |
| 1.4 | Elect Director Bryan Sansbury | Management | For | For |
| 1.5 | Elect Director Steven Smith | Management | For | For |
| 1.6 | Elect Director Robert Vahradian | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| LIVE NATION ENTERTAINMENT, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: LYV SECURITY ID: 538034109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Carleton | Management | For | For |
| 1.2 | Elect Director Ariel Emanuel | Management | For | For |
| 1.3 | Elect Director Robert Ted Enloe, III | Management | For | For |
| 1.4 | Elect Director Ping Fu | Management | For | For |
| 1.5 | Elect Director Jeffrey T. Hinson | Management | For | For |
| 1.6 | Elect Director James Iovine | Management | For | For |
| 1.7 | Elect Director James S. Kahan | Management | For | For |
| 1.8 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.9 | Elect Director Randall T. Mays | Management | For | For |
| 1.10 | Elect Director Michael Rapino | Management | For | For |
| 1.11 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.12 | Elect Director Dana Walden | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LKQ CORPORATION MEETING DATE: MAY 07, 2018 | ||||
| TICKER: LKQ SECURITY ID: 501889208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sukhpal Singh Ahluwalia | Management | For | For |
| 1b | Elect Director A. Clinton Allen | Management | For | For |
| 1c | Elect Director Robert M. Hanser | Management | For | For |
| 1d | Elect Director Joseph M. Holsten | Management | For | For |
| 1e | Elect Director Blythe J. McGarvie | Management | For | For |
| 1f | Elect Director John F. O'Brien | Management | For | For |
| 1g | Elect Director Guhan Subramanian | Management | For | For |
| 1h | Elect Director William M. Webster, IV | Management | For | For |
| 1i | Elect Director Dominick Zarcone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LOWE'S COMPANIES, INC. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: LOW SECURITY ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director James H. Morgan | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Brian C. Rogers | Management | For | For |
| 1.11 | Elect Director Bertram L. Scott | Management | For | For |
| 1.12 | Elect Director Lisa W. Wardell | Management | For | For |
| 1.13 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| LVMH MOET HENNESSY LOUIS VUITTON MEETING DATE: APR 12, 2018 | ||||
| TICKER: MC SECURITY ID: F58485115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 5.00 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Antoine Arnault as Director | Management | For | For |
| 6 | Reelect Nicolas Bazire as Director | Management | For | For |
| 7 | Reelect Charles de Croisset as Director | Management | For | For |
| 8 | Reelect Lord Powell of Bayswater as Director | Management | For | For |
| 9 | Reelect Yves-Thibault de Silguy as Director | Management | For | For |
| 10 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | Against |
| 11 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | Against |
| 12 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | Against |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 16 | Amend Article 16 and 21 of Bylaws Re: Age Limit of Vice-CEO and Missions and Rights of Censors | Management | For | For |
| MACY'S, INC. MEETING DATE: MAY 18, 2018 | ||||
| TICKER: M SECURITY ID: 55616P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director John A. Bryant | Management | For | For |
| 1c | Elect Director Deirdre P. Connelly | Management | For | For |
| 1d | Elect Director Jeff Gennette | Management | For | For |
| 1e | Elect Director Leslie D. Hale | Management | For | For |
| 1f | Elect Director William H. Lenehan | Management | For | For |
| 1g | Elect Director Sara Levinson | Management | For | For |
| 1h | Elect Director Joyce M. Roche | Management | For | For |
| 1i | Elect Director Paul C. Varga | Management | For | For |
| 1j | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| MARRIOTT INTERNATIONAL, INC. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: MAR SECURITY ID: 571903202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.4 | Elect Director Deborah Marriott Harrison | Management | For | For |
| 1.5 | Elect Director Frederick A. 'Fritz' Henderson | Management | For | For |
| 1.6 | Elect Director Eric Hippeau | Management | For | For |
| 1.7 | Elect Director Lawrence W. Kellner | Management | For | For |
| 1.8 | Elect Director Debra L. Lee | Management | For | For |
| 1.9 | Elect Director Aylwin B. Lewis | Management | For | For |
| 1.10 | Elect Director George Munoz | Management | For | For |
| 1.11 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.12 | Elect Director W. Mitt Romney | Management | For | For |
| 1.13 | Elect Director Susan C. Schwab | Management | For | For |
| 1.14 | Elect Director Arne M. Sorenson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Adopt Simple Majority Vote | Shareholder | Against | For |
| MARRIOTT VACATIONS WORLDWIDE CORPORATION MEETING DATE: MAY 15, 2018 | ||||
| TICKER: VAC SECURITY ID: 57164Y107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Melquiades R. Martinez | Management | For | For |
| 1.2 | Elect Director Stephen P. Weisz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MASCO CORPORATION MEETING DATE: MAY 11, 2018 | ||||
| TICKER: MAS SECURITY ID: 574599106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark R. Alexander | Management | For | For |
| 1b | Elect Director Richard A. Manoogian | Management | For | For |
| 1c | Elect Director John C. Plant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MATTEL, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: MAT SECURITY ID: 577081102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Todd Bradley | Management | For | For |
| 1b | Elect Director Michael J. Dolan | Management | For | For |
| 1c | Elect Director Trevor A. Edwards *Withdrawn Resolution* | Management | None | None |
| 1d | Elect Director Margaret H. Georgiadis *Withdrawn Resolution* | Management | None | None |
| 1e | Elect Director Ynon Kreiz | Management | For | For |
| 1f | Elect Director Soren T. Laursen | Management | For | For |
| 1g | Elect Director Ann Lewnes | Management | For | For |
| 1h | Elect Director Dominic Ng | Management | For | For |
| 1i | Elect Director Vasant M. Prabhu | Management | For | For |
| 1j | Elect Director Rosa G. Rios *Withdrawn Resolution* | Management | None | None |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| MCDONALD'S CORPORATION MEETING DATE: MAY 24, 2018 | ||||
| TICKER: MCD SECURITY ID: 580135101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Stephen Easterbrook | Management | For | For |
| 1c | Elect Director Robert Eckert | Management | For | For |
| 1d | Elect Director Margaret (Margo) Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jeanne Jackson | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director John Mulligan | Management | For | For |
| 1i | Elect Director Sheila Penrose | Management | For | For |
| 1j | Elect Director John Rogers, Jr. | Management | For | For |
| 1k | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Plastic Straws | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Against |
| MGM RESORTS INTERNATIONAL MEETING DATE: MAY 02, 2018 | ||||
| TICKER: MGM SECURITY ID: 552953101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert H. Baldwin | Management | For | For |
| 1b | Elect Director William A. Bible | Management | For | For |
| 1c | Elect Director Mary Chris Gay | Management | For | For |
| 1d | Elect Director William W. Grounds | Management | For | For |
| 1e | Elect Director Alexis M. Herman | Management | For | For |
| 1f | Elect Director Roland Hernandez | Management | For | For |
| 1g | Elect Director John Kilroy | Management | For | For |
| 1h | Elect Director Rose McKinney-James | Management | For | For |
| 1i | Elect Director James J. Murren | Management | For | For |
| 1j | Elect Director Gregory M. Spierkel | Management | For | For |
| 1k | Elect Director Jan G. Swartz | Management | For | For |
| 1l | Elect Director Daniel J. Taylor | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MINDBODY, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: MB SECURITY ID: 60255W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard Stollmeyer | Management | For | For |
| 1.2 | Elect Director Katherine Blair Christie | Management | For | For |
| 1.3 | Elect Director Graham Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MOHAWK INDUSTRIES, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: MHK SECURITY ID: 608190104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Filip Balcaen | Management | For | For |
| 1.2 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MONSTER BEVERAGE CORPORATION MEETING DATE: JUN 07, 2018 | ||||
| TICKER: MNST SECURITY ID: 61174X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Trafficking and Forced Labor in Supply Chains | Shareholder | Against | Against |
| NASPERS LTD MEETING DATE: AUG 25, 2017 | ||||
| TICKER: NPN SECURITY ID: S53435103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2017 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | Management | For | For |
| 4 | Elect Emilie Choi as Director | Management | For | For |
| 5.1 | Re-elect Koos Bekker as Director | Management | For | For |
| 5.2 | Re-elect Steve Pacak as Director | Management | For | For |
| 5.3 | Re-elect Fred Phaswana as Director | Management | For | For |
| 5.4 | Re-elect Ben van der Ross as Director | Management | For | For |
| 5.5 | Re-elect Rachel Jafta as Director | Management | For | For |
| 6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Management | For | For |
| 6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
| 6.3 | Re-elect Rachel Jafta as Member of the Audit Committee | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Against |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | Against |
| 10 | Approve Amendments to the Naspers Share Incentive Trust Deed, MIH Services fz llc Share Trust Deed, MIH Holdings Share Trust Deed | Management | For | For |
| 11 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 1.1 | Approve Fees of the Board Chairman | Management | For | For |
| 1.2 | Approve Fees of the Board Member | Management | For | For |
| 1.3 | Approve Fees of the Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Fees of the Audit Committee Member | Management | For | For |
| 1.5 | Approve Fees of the Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Fees of the Risk Committee Member | Management | For | For |
| 1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Fees of the Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Fees of the Nomination Committee Member | Management | For | For |
| 1.11 | Approve Fees of the Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Fees of the Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 2 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Management | For | For |
| 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | For |
| 4 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
| 5 | Authorise Repurchase of A Ordinary Shares | Management | For | For |
| NATIONAL VISION HOLDINGS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: EYE SECURITY ID: 63845R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director L. Reade Fahs | Management | For | For |
| 1.2 | Elect Director Nathaniel H. Taylor | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| NETFLIX, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: NFLX SECURITY ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard N. Barton | Management | For | For |
| 1b | Elect Director Rodolphe Belmer | Management | For | For |
| 1c | Elect Director Bradford L. Smith | Management | For | For |
| 1d | Elect Director Anne M. Sweeney | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Adopt Compensation Clawback Policy | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 9 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| NIKE, INC. MEETING DATE: SEP 21, 2017 | ||||
| TICKER: NKE SECURITY ID: 654106103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NVR, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: NVR SECURITY ID: 62944T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. E. Andrews | Management | For | For |
| 1.2 | Elect Director Timothy M. Donahue | Management | For | For |
| 1.3 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.4 | Elect Director Alfred E. Festa | Management | For | For |
| 1.5 | Elect Director Ed Grier | Management | For | For |
| 1.6 | Elect Director Manuel H. Johnson | Management | For | For |
| 1.7 | Elect Director Mel Martinez | Management | For | For |
| 1.8 | Elect Director William A. Moran | Management | For | For |
| 1.9 | Elect Director David A. Preiser | Management | For | For |
| 1.10 | Elect Director W. Grady Rosier | Management | For | For |
| 1.11 | Elect Director Susan Williamson Ross | Management | For | For |
| 1.12 | Elect Director Dwight C. Schar | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: ORLY SECURITY ID: 67103H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1d | Elect Director Greg Henslee | Management | For | For |
| 1e | Elect Director Jay D. Burchfield | Management | For | For |
| 1f | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1g | Elect Director John R. Murphy | Management | For | For |
| 1h | Elect Director Dana M. Perlman | Management | For | For |
| 1i | Elect Director Ronald Rashkow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| OLLIE'S BARGAIN OUTLET HOLDINGS, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: OLLI SECURITY ID: 681116109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark L. Butler | Management | For | For |
| 1.2 | Elect Director Thomas Hendrickson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| PAPA JOHN'S INTERNATIONAL, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: PZZA SECURITY ID: 698813102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christopher L. Coleman | Management | For | For |
| 1b | Elect Director Olivia F. Kirtley | Management | For | For |
| 1c | Elect Director Laurette T. Koellner | Management | For | For |
| 1d | Elect Director Sonya E. Medina | Management | For | For |
| 1e | Elect Director John H. Schnatter | Management | For | For |
| 1f | Elect Director Mark S. Shapiro | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PARK HOTELS & RESORTS INC. MEETING DATE: JUL 28, 2017 | ||||
| TICKER: PK SECURITY ID: 700517105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1.2 | Elect Director Gordon M. Bethune | Management | For | For |
| 1.3 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.4 | Elect Director Geoffrey Garrett | Management | For | For |
| 1.5 | Elect Director Robert G. Harper | Management | For | For |
| 1.6 | Elect Director Tyler S. Henritze | Management | For | For |
| 1.7 | Elect Director Christie B. Kelly | Management | For | For |
| 1.8 | Elect Director Joseph I. Lieberman | Management | For | For |
| 1.9 | Elect Director Xianyi Mu | Management | For | For |
| 1.10 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.11 | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PAYPAL HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: PYPL SECURITY ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Wences Casares | Management | For | For |
| 1c | Elect Director Jonathan Christodoro | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Belinda J. Johnson | Management | For | For |
| 1g | Elect Director Gail J. McGovern | Management | For | For |
| 1h | Elect Director David M. Moffett | Management | For | For |
| 1i | Elect Director Ann M. Sarnoff | Management | For | For |
| 1j | Elect Director Daniel H. Schulman | Management | For | For |
| 1k | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Against |
| 8 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Against |
| PENN NATIONAL GAMING, INC. MEETING DATE: MAR 29, 2018 | ||||
| TICKER: PENN SECURITY ID: 707569109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| PENN NATIONAL GAMING, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: PENN SECURITY ID: 707569109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Handler | Management | For | For |
| 1.2 | Elect Director John M. Jacquemin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| PERFORMANCE FOOD GROUP COMPANY MEETING DATE: NOV 10, 2017 | ||||
| TICKER: PFGC SECURITY ID: 71377A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Meredith Adler | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Overly | Management | For | For |
| 1.3 | Elect Director Douglas M. Steenland | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PLANET FITNESS, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: PLNT SECURITY ID: 72703H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Rondeau | Management | For | For |
| 1.2 | Elect Director Frances Rathke | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| POOL CORPORATION MEETING DATE: MAY 02, 2018 | ||||
| TICKER: POOL SECURITY ID: 73278L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew W. Code | Management | For | For |
| 1b | Elect Director Timothy M. Graven | Management | For | For |
| 1c | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
| 1d | Elect Director Harlan F. Seymour | Management | For | For |
| 1e | Elect Director Robert C. Sledd | Management | For | For |
| 1f | Elect Director John E. Stokely | Management | For | For |
| 1g | Elect Director David G. Whalen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PRADA S.P.A. MEETING DATE: APR 27, 2018 | ||||
| TICKER: 1913 SECURITY ID: T7733C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Fix Number of Directors and Duration of Their Term | Management | For | For |
| 4 | Elect Carlo Mazzi as Director | Management | For | For |
| 5 | Elect Miuccia Prada Bianchi as Director | Management | For | For |
| 6 | Elect Patrizio Bertelli as Director | Management | For | Against |
| 7 | Elect Alessandra Cozzani as Director | Management | For | For |
| 8 | Elect Stefano Simontacchi as Director | Management | For | For |
| 9 | Elect Maurizio Cereda as Director | Management | For | For |
| 10 | Elect Gian Franco Oliviero Mattei as Director | Management | For | For |
| 11 | Elect Giancarlo Forestieri as Director | Management | For | For |
| 12 | Elect Sing Cheong Liu as Director | Management | For | Against |
| 13 | Elect Carlo Mazzi as Board Chair | Management | For | For |
| 14 | Approve Remuneration of Directors | Management | For | For |
| 15 | Appoint Antonino Parisi as Internal Statutory Auditors | Management | For | For |
| 16 | Appoint Roberto Spada as Internal Statutory Auditors | Management | For | For |
| 17 | Appoint David Terracina as Internal Statutory Auditors | Management | For | For |
| 18 | Appoint Stefania Bettoni as Alternate Internal Statutory Auditor | Management | For | For |
| 19 | Appoint Cristiano Proserpio as Alternate Internal Statutory Auditor | Management | For | For |
| 20 | Approve Internal Auditors' Remuneration | Management | For | For |
| 21.a | Appoint Antonio Parisi as Chairman of Internal Statutory Auditors | Management | For | For |
| 21.b | Appoint Roberto Spada as Chairman of Internal Statutory Auditors | Management | For | Did Not Vote |
| 21.c | Appoint David Terracina as Chairman of Internal Statutory Auditors | Management | For | Did Not Vote |
| 22.a | Appoint Antonio Parisi as Chairman of Internal Statutory Auditors | Management | For | For |
| 22.b | Appoint Roberto Spada as Chairman of Internal Statutory Auditors | Management | For | Against |
| 23.a | Appoint Antonio Parisi as Chairman of Internal Statutory Auditors | Management | For | For |
| 23.b | Appoint David Terracina as Chairman of Internal Statutory Auditors | Management | For | Against |
| 24.a | Appoint Roberto Spada as Chairman of Internal Statutory Auditors | Management | For | For |
| 24.b | Appoint David Terracina as Chairman of Internal Statutory Auditors | Management | For | Against |
| PVH CORP. MEETING DATE: JUN 21, 2018 | ||||
| TICKER: PVH SECURITY ID: 693656100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary Baglivo | Management | For | For |
| 1b | Elect Director Brent Callinicos | Management | For | For |
| 1c | Elect Director Emanuel Chirico | Management | For | For |
| 1d | Elect Director Juan R. Figuereo | Management | For | For |
| 1e | Elect Director Joseph B. Fuller | Management | For | For |
| 1f | Elect Director V. James Marino | Management | For | For |
| 1g | Elect Director G. Penny McIntyre | Management | For | For |
| 1h | Elect Director Amy McPherson | Management | For | For |
| 1i | Elect Director Henry Nasella | Management | For | For |
| 1j | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1k | Elect Director Craig Rydin | Management | For | For |
| 1l | Elect Director Judith Amanda Sourry Knox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| QURATE RETAIL, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: QRTEA SECURITY ID: 53071M104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard N. Barton | Management | For | Withhold |
| 1.2 | Elect Director Michael A. George | Management | For | Withhold |
| 1.3 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Reclassification of Common Stock | Management | For | For |
| REDFIN CORPORATION MEETING DATE: JUN 06, 2018 | ||||
| TICKER: RDFN SECURITY ID: 75737F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Austin Ligon | Management | For | For |
| 1b | Elect Director David H. Lissy | Management | For | For |
| 1c | Elect Director James Slavet | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| REGINA MIRACLE INTERNATIONAL (HOLDINGS) LIMITED MEETING DATE: AUG 22, 2017 | ||||
| TICKER: 2199 SECURITY ID: G74807101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Chen Zhiping as Director | Management | For | For |
| 3.2 | Elect Sze Shui Ling as Director | Management | For | For |
| 3.3 | Elect Or Ching Fai as Director | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| RESTAURANT BRANDS INTERNATIONAL INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: QSR SECURITY ID: 76131D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexandre Behring | Management | For | For |
| 1.2 | Elect Director Marc Caira | Management | For | For |
| 1.3 | Elect Director Joao M. Castro-Neves | Management | For | For |
| 1.4 | Elect Director Martin E. Franklin | Management | For | For |
| 1.5 | Elect Director Paul J. Fribourg | Management | For | For |
| 1.6 | Elect Director Neil Golden | Management | For | For |
| 1.7 | Elect Director Ali G. Hedayat | Management | For | For |
| 1.8 | Elect Director Golnar Khosrowshahi | Management | For | For |
| 1.9 | Elect Director Daniel S. Schwartz | Management | For | For |
| 1.10 | Elect Director Carlos Alberto Sicupira | Management | For | For |
| 1.11 | Elect Director Roberto Moses Thompson Motta | Management | For | For |
| 1.12 | Elect Director Alexandre Van Damme | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Policy to Reduce Deforestation in Supply Chain | Shareholder | Against | Against |
| ROSS STORES, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: ROST SECURITY ID: 778296103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director Stephen D. Milligan | Management | For | For |
| 1g | Elect Director George P. Orban | Management | For | For |
| 1h | Elect Director Michael O'Sullivan | Management | For | For |
| 1i | Elect Director Lawrence S. Peiros | Management | For | For |
| 1j | Elect Director Gregory L. Quesnel | Management | For | For |
| 1k | Elect Director Barbara Rentler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ROYAL CARIBBEAN CRUISES LTD. MEETING DATE: MAY 21, 2018 | ||||
| TICKER: RCL SECURITY ID: V7780T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Brock | Management | For | For |
| 1b | Elect Director Richard D. Fain | Management | For | For |
| 1c | Elect Director William L. Kimsey | Management | For | For |
| 1d | Elect Director Maritza G. Montiel | Management | For | For |
| 1e | Elect Director Ann S. Moore | Management | For | For |
| 1f | Elect Director Eyal M. Ofer | Management | For | For |
| 1g | Elect Director Thomas J. Pritzker | Management | For | For |
| 1h | Elect Director William K. Reilly | Management | For | For |
| 1i | Elect Director Bernt Reitan | Management | For | For |
| 1j | Elect Director Vagn O. Sorensen | Management | For | For |
| 1k | Elect Director Donald Thompson | Management | For | For |
| 1l | Elect Director Arne Alexander Wilhelmsen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RUTH'S HOSPITALITY GROUP, INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: RUTH SECURITY ID: 783332109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael P. O'Donnell | Management | For | For |
| 1b | Elect Director Robin P. Selati | Management | For | For |
| 1c | Elect Director Giannella Alvarez | Management | For | For |
| 1d | Elect Director Mary L. Baglivo | Management | For | For |
| 1e | Elect Director Carla R. Cooper | Management | For | For |
| 1f | Elect Director Stephen M. King | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 23, 2018 | ||||
| TICKER: SCI SECURITY ID: 817565104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony L. Coelho | Management | For | For |
| 1.2 | Elect Director Jakki L. Haussler | Management | For | For |
| 1.3 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.4 | Elect Director Marcus A. Watts | Management | For | For |
| 1.5 | Elect Director Edward E. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement in Certain Provisions of the Certificate of Incorporation and Bylaws | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement to Approve Business Combinations | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| SERVICEMASTER GLOBAL HOLDINGS, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: SERV SECURITY ID: 81761R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Peter L. Cella | Management | For | For |
| 1B | Elect Director John B. Corness | Management | For | For |
| 1C | Elect Director Stephen J. Sedita | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SHAKE SHACK INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: SHAK SECURITY ID: 819047101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jenna Lyons | Management | For | For |
| 1b | Elect Director Robert Vivian | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| STARBUCKS CORPORATION MEETING DATE: MAR 21, 2018 | ||||
| TICKER: SBUX SECURITY ID: 855244109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Howard Schultz | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Mary N. Dillon | Management | For | For |
| 1d | Elect Director Mellody Hobson | Management | For | For |
| 1e | Elect Director Kevin R. Johnson | Management | For | For |
| 1f | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1g | Elect Director Satya Nadella | Management | For | For |
| 1h | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1i | Elect Director Clara Shih | Management | For | For |
| 1j | Elect Director Javier G. Teruel | Management | For | For |
| 1k | Elect Director Myron E. Ullman, III | Management | For | For |
| 1l | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Proxy Access Bylaw Amendments | Shareholder | Against | Against |
| 5 | Report on Sustainable Packaging | Shareholder | Against | Against |
| 6 | Report on Paid Family Leave *Withdrawn Resolution* | Shareholder | None | None |
| 7 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
| SWATCH GROUP AG MEETING DATE: MAY 24, 2018 | ||||
| TICKER: UHR SECURITY ID: H83949141 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.50 per Registered Share and CHF 7.50 per Bearer Share | Management | For | Did Not Vote |
| 4.1.1 | Approve Fixed Remuneration of Non-Executive Directors in the Amount of CHF 1 Million | Management | For | Did Not Vote |
| 4.1.2 | Approve Fixed Remuneration of Executive Directors in the Amount of CHF 2.6 Million | Management | For | Did Not Vote |
| 4.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.5 Million | Management | For | Did Not Vote |
| 4.3 | Approve Variable Remuneration of Executive Directors in the Amount of CHF 7.6 Million | Management | For | Did Not Vote |
| 4.4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 18.7 Million | Management | For | Did Not Vote |
| 5.1 | Reelect Nayla Hayek as Director | Management | For | Did Not Vote |
| 5.2 | Reelect Ernst Tanner as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Daniela Aeschlimann as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Georges Hayek as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Claude Nicollier as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 5.7 | Reelect Nayla Hayek as Board Chairman | Management | For | Did Not Vote |
| 6.1 | Reappoint Nayla Hayek as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.2 | Reappoint Ernst Tanner as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.3 | Reappoint Daniela Aeschlimann as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.4 | Reappoint Georges Hayek as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.5 | Reappoint Claude Nicollier as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.6 | Reappoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7 | Designate Bernhard Lehmann as Independent Proxy | Management | For | Did Not Vote |
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 9 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| TAPESTRY, INC. MEETING DATE: NOV 09, 2017 | ||||
| TICKER: TPR SECURITY ID: 189754104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David Denton | Management | For | For |
| 1b | Elect Director Andrea Guerra | Management | For | For |
| 1c | Elect Director Susan Kropf | Management | For | For |
| 1d | Elect Director Annabelle Yu Long | Management | For | For |
| 1e | Elect Director Victor Luis | Management | For | For |
| 1f | Elect Director Ivan Menezes | Management | For | For |
| 1g | Elect Director William Nuti | Management | For | For |
| 1h | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Report on Net-Zero Greenhouse Gas Emissions | Shareholder | Against | Against |
| 7 | Report on Risks from Company's Use of Real Animal Fur | Shareholder | Against | Against |
| TARGET CORPORATION MEETING DATE: JUN 13, 2018 | ||||
| TICKER: TGT SECURITY ID: 87612E106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roxanne S. Austin | Management | For | For |
| 1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1c | Elect Director Brian C. Cornell | Management | For | For |
| 1d | Elect Director Calvin Darden | Management | For | For |
| 1e | Elect Director Henrique De Castro | Management | For | For |
| 1f | Elect Director Robert L. Edwards | Management | For | For |
| 1g | Elect Director Melanie L. Healey | Management | For | For |
| 1h | Elect Director Donald R. Knauss | Management | For | For |
| 1i | Elect Director Monica C. Lozano | Management | For | For |
| 1j | Elect Director Mary E. Minnick | Management | For | For |
| 1k | Elect Director Kenneth L. Salazar | Management | For | For |
| 1l | Elect Director Dmitri L. Stockton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| TAYLOR MORRISON HOME CORPORATION MEETING DATE: MAY 30, 2018 | ||||
| TICKER: TMHC SECURITY ID: 87724P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David C. Merritt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Certificate of Incorporation to Provide for the Phased-In Declassification | Management | For | For |
| TECHTRONIC INDUSTRIES CO., LTD. MEETING DATE: MAY 18, 2018 | ||||
| TICKER: 669 SECURITY ID: Y8563B159 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Stephan Horst Pudwill as Director | Management | For | Against |
| 3b | Elect Frank Chi Chung Chan as Director | Management | For | Against |
| 3c | Elect Roy Chi Ping Chung as Director | Management | For | Against |
| 3d | Elect Christopher Patrick Langley as Director | Management | For | Against |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TENNECO INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: TEN SECURITY ID: 880349105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas C. Freyman | Management | For | For |
| 1b | Elect Director Brian J. Kesseler | Management | For | For |
| 1c | Elect Director Dennis J. Letham | Management | For | For |
| 1d | Elect Director James S. Metcalf | Management | For | For |
| 1e | Elect Director Roger B. Porter | Management | For | For |
| 1f | Elect Director David B. Price, Jr. | Management | For | For |
| 1g | Elect Director Gregg M. Sherrill | Management | For | For |
| 1h | Elect Director Paul T. Stecko | Management | For | For |
| 1i | Elect Director Jane L. Warner | Management | For | For |
| 1j | Elect Director Roger J. Wood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TESLA, INC. MEETING DATE: MAR 21, 2018 | ||||
| TICKER: TSLA SECURITY ID: 88160R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Stock Option Grant to Elon Musk | Management | For | For |
| TESLA, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: TSLA SECURITY ID: 88160R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Antonio Gracias | Management | For | For |
| 1.2 | Elect Director James Murdoch | Management | For | For |
| 1.3 | Elect Director Kimbal Musk | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| TEXAS ROADHOUSE, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: TXRH SECURITY ID: 882681109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Kent Taylor | Management | For | For |
| 1.2 | Elect Director James R. Zarley | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE CHILDREN'S PLACE, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: PLCE SECURITY ID: 168905107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Alutto | Management | For | For |
| 1.2 | Elect Director John E. Bachman | Management | For | For |
| 1.3 | Elect Director Marla Malcolm Beck | Management | For | For |
| 1.4 | Elect Director Jane Elfers | Management | For | For |
| 1.5 | Elect Director Joseph Gromek | Management | For | For |
| 1.6 | Elect Director Norman Matthews | Management | For | For |
| 1.7 | Elect Director Robert L. Mettler | Management | For | For |
| 1.8 | Elect Director Stanley W. Reynolds | Management | For | For |
| 1.9 | Elect Director Susan Sobbott | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE HOME DEPOT, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: HD SECURITY ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Armando Codina | Management | For | For |
| 1h | Elect Director Helena B. Foulkes | Management | For | For |
| 1i | Elect Director Linda R. Gooden | Management | For | For |
| 1j | Elect Director Wayne M. Hewett | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 1m | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 7 | Clawback of Incentive Payments | Shareholder | Against | Against |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: IPG SECURITY ID: 460690100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 1.2 | Elect Director H. John Greeniaus | Management | For | For |
| 1.3 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.4 | Elect Director Dawn Hudson | Management | For | For |
| 1.5 | Elect Director William T. Kerr | Management | For | For |
| 1.6 | Elect Director Henry S. Miller | Management | For | For |
| 1.7 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.8 | Elect Director Patrick Q. Moore | Management | For | For |
| 1.9 | Elect Director Michael I. Roth | Management | For | For |
| 1.10 | Elect Director David M. Thomas | Management | For | For |
| 1.11 | Elect Director E. Lee Wyatt Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| THE NEW HOME COMPANY INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: NWHM SECURITY ID: 645370107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory P. Lindstrom | Management | For | For |
| 1.2 | Elect Director Cathey Lowe | Management | For | For |
| 1.3 | Elect Director Douglas C. Neff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE SHERWIN-WILLIAMS COMPANY MEETING DATE: APR 18, 2018 | ||||
| TICKER: SHW SECURITY ID: 824348106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director David F. Hodnik | Management | For | For |
| 1.3 | Elect Director Richard J. Kramer | Management | For | For |
| 1.4 | Elect Director Susan J. Kropf | Management | For | For |
| 1.5 | Elect Director John G. Morikis | Management | For | For |
| 1.6 | Elect Director Christine A. Poon | Management | For | For |
| 1.7 | Elect Director John M. Stropki | Management | For | For |
| 1.8 | Elect Director Michael H. Thaman | Management | For | For |
| 1.9 | Elect Director Matthew Thornton, III | Management | For | For |
| 1.10 | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE TJX COMPANIES, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: TJX SECURITY ID: 872540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Alan M. Bennett | Management | For | For |
| 1.3 | Elect Director David T. Ching | Management | For | For |
| 1.4 | Elect Director Ernie Herrman | Management | For | For |
| 1.5 | Elect Director Michael F. Hines | Management | For | For |
| 1.6 | Elect Director Amy B. Lane | Management | For | For |
| 1.7 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.8 | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Gender, Race, or Ethnicity Pay Gaps | Shareholder | Against | For |
| 5 | Clawback of Incentive Payments | Shareholder | Against | Against |
| 6 | Adopt Policy Regarding Prison Labor in Supply Chain | Shareholder | Against | Against |
| THE WALT DISNEY COMPANY MEETING DATE: MAR 08, 2018 | ||||
| TICKER: DIS SECURITY ID: 254687106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director John S. Chen | Management | For | For |
| 1e | Elect Director Francis A. deSouza | Management | For | For |
| 1f | Elect Director Robert A. Iger | Management | For | For |
| 1g | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1h | Elect Director Fred H. Langhammer | Management | For | For |
| 1i | Elect Director Aylwin B. Lewis | Management | For | For |
| 1j | Elect Director Mark G. Parker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| THOR INDUSTRIES, INC. MEETING DATE: DEC 12, 2017 | ||||
| TICKER: THO SECURITY ID: 885160101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jan H. Suwinski | Management | For | For |
| 1.2 | Elect Director J. Allen Kosowsky | Management | For | For |
| 1.3 | Elect Director Wilson Jones | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TIFFANY & CO. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: TIF SECURITY ID: 886547108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alessandro Bogliolo | Management | For | For |
| 1b | Elect Director Rose Marie Bravo | Management | For | For |
| 1c | Elect Director Roger N. Farah | Management | For | For |
| 1d | Elect Director Lawrence K. Fish | Management | For | For |
| 1e | Elect Director Abby F. Kohnstamm | Management | For | For |
| 1f | Elect Director James E. Lillie | Management | For | For |
| 1g | Elect Director William A. Shutzer | Management | For | For |
| 1h | Elect Director Robert S. Singer | Management | For | For |
| 1i | Elect Director Francesco Trapani | Management | For | For |
| 1j | Elect Director Annie Young-Scrivner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TOPBUILD CORP. MEETING DATE: APR 30, 2018 | ||||
| TICKER: BLD SECURITY ID: 89055F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerald Volas | Management | For | For |
| 1.2 | Elect Director Carl T. Camden | Management | For | For |
| 1.3 | Elect Director Joseph S. Cantie | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRI POINTE GROUP, INC. MEETING DATE: APR 27, 2018 | ||||
| TICKER: TPH SECURITY ID: 87265H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas F. Bauer | Management | For | For |
| 1.2 | Elect Director Lawrence B. Burrows | Management | For | For |
| 1.3 | Elect Director Daniel S. Fulton | Management | For | For |
| 1.4 | Elect Director Steven J. Gilbert | Management | For | For |
| 1.5 | Elect Director Constance B. Moore | Management | For | For |
| 1.6 | Elect Director Thomas B. Rogers | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ULTA BEAUTY, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: ULTA SECURITY ID: 90384S303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert F. DiRomualdo | Management | For | For |
| 1.2 | Elect Director Catherine A. Halligan | Management | For | For |
| 1.3 | Elect Director George R. Mrkonic | Management | For | For |
| 1.4 | Elect Director Lorna E. Nagler | Management | For | For |
| 1.5 | Elect Director Sally E. Blount | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| US FOODS HOLDING CORP. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: USFD SECURITY ID: 912008109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director John A. Lederer | Management | For | For |
| 1B | Elect Director Carl Andrew Pforzheimer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Remove Supermajority Vote Requirement | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| VAIL RESORTS, INC. MEETING DATE: DEC 06, 2017 | ||||
| TICKER: MTN SECURITY ID: 91879Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan L. Decker | Management | For | For |
| 1b | Elect Director Roland A. Hernandez | Management | For | For |
| 1c | Elect Director Robert A. Katz | Management | For | For |
| 1d | Elect Director John T. Redmond | Management | For | For |
| 1e | Elect Director Michele Romanow | Management | For | For |
| 1f | Elect Director Hilary A. Schneider | Management | For | For |
| 1g | Elect Director D. Bruce Sewell | Management | For | For |
| 1h | Elect Director John F. Sorte | Management | For | For |
| 1i | Elect Director Peter A. Vaughn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WALMART, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: WMT SECURITY ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen J. Easterbrook | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Sarah J. Friar | Management | For | For |
| 1d | Elect Director Carla A. Harris | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Marissa A. Mayer | Management | For | For |
| 1g | Elect Director C. Douglas McMillon | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S Reinemund | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Race or Ethnicity Pay Gap | Shareholder | Against | Against |
| WAYFAIR INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: W SECURITY ID: 94419L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Niraj Shah | Management | For | For |
| 1b | Elect Director Steven Conine | Management | For | For |
| 1c | Elect Director Julie Bradley | Management | For | For |
| 1d | Elect Director Robert Gamgort | Management | For | For |
| 1e | Elect Director Michael Kumin | Management | For | For |
| 1f | Elect Director James Miller | Management | For | For |
| 1g | Elect Director Jeffrey Naylor | Management | For | For |
| 1h | Elect Director Romero Rodrigues | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WINGSTOP INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: WING SECURITY ID: 974155103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kilandigalu (Kay) M. Madati | Management | For | For |
| 1.2 | Elect Director Charles R. Morrison | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 17, 2018 | ||||
| TICKER: WYN SECURITY ID: 98310W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Myra J. Biblowit | Management | For | For |
| 1b | Elect Director Louise F. Brady | Management | For | For |
| 1c | Elect Director James E. Buckman | Management | For | For |
| 1d | Elect Director George Herrera | Management | For | For |
| 1e | Elect Director Stephen P. Holmes | Management | For | For |
| 1f | Elect Director Brian M. Mulroney | Management | For | For |
| 1g | Elect Director Pauline D.E. Richards | Management | For | For |
| 1h | Elect Director Michael H. Wargotz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| WYNN RESORTS, LIMITED MEETING DATE: MAY 16, 2018 | ||||
| TICKER: WYNN SECURITY ID: 983134107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy Card | ||||
| 1.1 | Elect Director Betsy Atkins | Management | For | For |
| 1.2 | Elect Director John J. Hagenbuch | Management | For | Withhold |
| 1.3 | Elect Director Patricia Mulroy | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Card) | ||||
| 1.1 | Management Nominee Betsy Atkins | Shareholder | None | Did Not Vote |
| 1.2 | Management Nominee John J. Hagenbuch | Shareholder | Withhold | Did Not Vote |
| 1.3 | Management Nominee Patricia Mulroy | Shareholder | None | Did Not Vote |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | None | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 4 | Report on Political Contributions | Shareholder | None | Did Not Vote |
| XPO LOGISTICS, INC. MEETING DATE: DEC 20, 2017 | ||||
| TICKER: XPO SECURITY ID: 983793100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| XPO LOGISTICS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: XPO SECURITY ID: 983793100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley S. Jacobs | Management | For | For |
| 1.2 | Elect Director Gena L. Ashe | Management | For | For |
| 1.3 | Elect Director AnnaMaria DeSalva | Management | For | For |
| 1.4 | Elect Director Michael G. Jesselson | Management | For | For |
| 1.5 | Elect Director Adrian P. Kingshott | Management | For | For |
| 1.6 | Elect Director Jason D. Papastavrou | Management | For | For |
| 1.7 | Elect Director Oren G. Shaffer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Sustainability | Shareholder | Against | For |
| 6 | Clawback of Incentive Payments | Shareholder | Against | Against |
| YUM! BRANDS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: YUM SECURITY ID: 988498101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paget L. Alves | Management | For | For |
| 1b | Elect Director Michael J. Cavanagh | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Brian C. Cornell | Management | For | For |
| 1e | Elect Director Greg Creed | Management | For | For |
| 1f | Elect Director Tanya L. Domier | Management | For | For |
| 1g | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1h | Elect Director Thomas C. Nelson | Management | For | For |
| 1i | Elect Director P. Justin Skala | Management | For | For |
| 1j | Elect Director Elane B. Stock | Management | For | For |
| 1k | Elect Director Robert D. Walter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZALANDO SE MEETING DATE: MAY 23, 2018 | ||||
| TICKER: ZAL SECURITY ID: D98423102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5.1 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2018 | Management | For | For |
| 5.2 | Ratify Ernst & Young GmbH as Auditors Until the 2019 AGM | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| 7.1 | Elect Anthony Brew as Employee Representative to the Supervisory Board | Management | For | For |
| 7.2 | Elect Javier Perez as Employee Representative Substitute to the Supervisory Board | Management | For | For |
| 8 | Approve Affiliation Agreement with Subsidiary zLabels GmbH | Management | For | For |
VOTE SUMMARY REPORT
SELECT CONSUMER FINANCE PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AGNC INVESTMENT CORP. MEETING DATE: APR 19, 2018 | ||||
| TICKER: AGNC SECURITY ID: 00123Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary D. Kain | Management | For | For |
| 1.2 | Elect Director Morris A. Davis | Management | For | For |
| 1.3 | Elect Director Larry K. Harvey | Management | For | For |
| 1.4 | Elect Director Prue B. Larocca | Management | For | For |
| 1.5 | Elect Director Paul E. Mullings | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALLIANCE DATA SYSTEMS CORPORATION MEETING DATE: JUN 06, 2018 | ||||
| TICKER: ADS SECURITY ID: 018581108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce K. Anderson | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director Kelly J. Barlow | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Edward J. Heffernan | Management | For | For |
| 1.6 | Elect Director Kenneth R. Jensen | Management | For | For |
| 1.7 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.8 | Elect Director Timothy J. Theriault | Management | For | For |
| 1.9 | Elect Director Laurie A. Tucker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ALLY FINANCIAL INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: ALLY SECURITY ID: 02005N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Franklin W. Hobbs | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Maureen A. Breakiron-Evans | Management | For | For |
| 1.4 | Elect Director William H. Cary | Management | For | For |
| 1.5 | Elect Director Mayree C. Clark | Management | For | For |
| 1.6 | Elect Director Kim S. Fennebresque | Management | For | For |
| 1.7 | Elect Director Marjorie Magner | Management | For | For |
| 1.8 | Elect Director John J. Stack | Management | For | For |
| 1.9 | Elect Director Michael F. Steib | Management | For | For |
| 1.10 | Elect Director Jeffrey J. Brown | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| AMERICAN EXPRESS COMPANY MEETING DATE: MAY 07, 2018 | ||||
| TICKER: AXP SECURITY ID: 025816109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director John J. Brennan | Management | For | For |
| 1c | Elect Director Peter Chernin | Management | For | For |
| 1d | Elect Director Ralph de la Vega | Management | For | For |
| 1e | Elect Director Anne L. Lauvergeon | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director Theodore J. Leonsis | Management | For | For |
| 1h | Elect Director Richard C. Levin | Management | For | For |
| 1i | Elect Director Samuel J. Palmisano | Management | For | For |
| 1j | Elect Director Stephen J. Squeri | Management | For | For |
| 1k | Elect Director Daniel L. Vasella | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 1m | Elect Director Christopher D. Young | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| ANNALY CAPITAL MANAGEMENT, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: NLY SECURITY ID: 035710409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wellington J. Denahan | Management | For | For |
| 1b | Elect Director Michael Haylon | Management | For | For |
| 1c | Elect Director Donnell A. Segalas | Management | For | For |
| 1d | Elect Director Katie Beirne Fallon | Management | For | For |
| 1e | Elect Director Vicki Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BANK OF AMERICA CORPORATION MEETING DATE: APR 25, 2018 | ||||
| TICKER: BAC SECURITY ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Michael D. White | Management | For | For |
| 1m | Elect Director Thomas D. Woods | Management | For | For |
| 1n | Elect Director R. David Yost | Management | For | For |
| 1o | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| BOFI HOLDING, INC. MEETING DATE: OCT 26, 2017 | ||||
| TICKER: BOFI SECURITY ID: 05566U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Gary Burke | Management | For | For |
| 1.2 | Elect Director Nicholas A. Mosich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 03, 2018 | ||||
| TICKER: COF SECURITY ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Richard D. Fairbank | Management | For | For |
| 1B | Elect Director Aparna Chennapragada | Management | For | For |
| 1C | Elect Director Ann Fritz Hackett | Management | For | For |
| 1D | Elect Director Lewis Hay, III | Management | For | For |
| 1E | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1F | Elect Director Peter Thomas Killalea | Management | For | For |
| 1G | Elect Director Pierre E. Leroy | Management | For | For |
| 1H | Elect Director Peter E. Raskind | Management | For | For |
| 1I | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1J | Elect Director Bradford H. Warner | Management | For | For |
| 1K | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| CAPSTEAD MORTGAGE CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: CMO SECURITY ID: 14067E506 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John L. (Jack) Bernard | Management | For | For |
| 1.2 | Elect Director Jack Biegler | Management | For | For |
| 1.3 | Elect Director Michelle P. Goolsby | Management | For | For |
| 1.4 | Elect Director Gary Keiser | Management | For | For |
| 1.5 | Elect Director Christopher W. Mahowald | Management | For | Against |
| 1.6 | Elect Director Michael G. O'Neil | Management | For | For |
| 1.7 | Elect Director Phillip A. Reinsch | Management | For | For |
| 1.8 | Elect Director Mark S. Whiting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CREDIT ACCEPTANCE CORPORATION MEETING DATE: JUN 08, 2018 | ||||
| TICKER: CACC SECURITY ID: 225310101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glenda J. Flanagan | Management | For | For |
| 1.2 | Elect Director Brett A. Roberts | Management | For | For |
| 1.3 | Elect Director Thomas N. Tryforos | Management | For | For |
| 1.4 | Elect Director Scott J. Vassalluzzo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| DIME COMMUNITY BANCSHARES, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: DCOM SECURITY ID: 253922108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rosemarie Chen | Management | For | For |
| 1.2 | Elect Director Michael P. Devine | Management | For | For |
| 1.3 | Elect Director Joseph J. Perry | Management | For | For |
| 1.4 | Elect Director Kevin Stein | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DISCOVER FINANCIAL SERVICES MEETING DATE: MAY 02, 2018 | ||||
| TICKER: DFS SECURITY ID: 254709108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Joseph F. Eazor | Management | For | For |
| 1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.7 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.8 | Elect Director Michael H. Moskow | Management | For | For |
| 1.9 | Elect Director David W. Nelms | Management | For | For |
| 1.10 | Elect Director Mark A. Thierer | Management | For | For |
| 1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| FIRSTCASH, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: FCFS SECURITY ID: 33767D105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rick L. Wessel | Management | For | For |
| 1.2 | Elect Director James H. Graves | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FLAGSTAR BANCORP, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: FBC SECURITY ID: 337930705 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alessandro P. DiNello | Management | For | For |
| 1.2 | Elect Director Jay J. Hansen | Management | For | For |
| 1.3 | Elect Director John D. Lewis | Management | For | For |
| 1.4 | Elect Director David J. Matlin | Management | For | For |
| 1.5 | Elect Director Bruce E. Nyberg | Management | For | For |
| 1.6 | Elect Director James A. Ovenden | Management | For | For |
| 1.7 | Elect Director Peter Schoels | Management | For | For |
| 1.8 | Elect Director David L. Treadwell | Management | For | For |
| 1.9 | Elect Director Jennifer R. Whip | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FLEETCOR TECHNOLOGIES, INC. MEETING DATE: FEB 07, 2018 | ||||
| TICKER: FLT SECURITY ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| FLEETCOR TECHNOLOGIES, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: FLT SECURITY ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Johnson | Management | For | For |
| 1.2 | Elect Director Hala G. Moddelmog | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Sloan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 19, 2018 | ||||
| TICKER: HBAN SECURITY ID: 446150104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
| 1.2 | Elect Director Ann B. "Tanny" Crane | Management | For | For |
| 1.3 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.4 | Elect Director Steven G. Elliott | Management | For | For |
| 1.5 | Elect Director Gina D. France | Management | For | For |
| 1.6 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.7 | Elect Director Chris Inglis | Management | For | For |
| 1.8 | Elect Director Peter J. Kight | Management | For | For |
| 1.9 | Elect Director Richard W. Neu | Management | For | For |
| 1.10 | Elect Director David L. Porteous | Management | For | For |
| 1.11 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.12 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Deferred Compensation Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INVESCO MORTGAGE CAPITAL INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: IVR SECURITY ID: 46131B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John S. Day | Management | For | For |
| 1.2 | Elect Director Carolyn B. Handlon | Management | For | For |
| 1.3 | Elect Director Edward J. Hardin | Management | For | For |
| 1.4 | Elect Director James R. Lientz, Jr. | Management | For | For |
| 1.5 | Elect Director Dennis P. Lockhart | Management | For | For |
| 1.6 | Elect Director Gregory G. McGreevey | Management | For | For |
| 1.7 | Elect Director Colin D. Meadows | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| JPMORGAN CHASE & CO. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: JPM SECURITY ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Stephen B. Burke | Management | For | For |
| 1d | Elect Director Todd A. Combs | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Mellody Hobson | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| 8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
| 9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| LENDINGCLUB CORPORATION MEETING DATE: MAY 31, 2018 | ||||
| TICKER: LC SECURITY ID: 52603A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel Ciporin | Management | For | For |
| 1b | Elect Director Kenneth D. Denman | Management | For | For |
| 1c | Elect Director Timothy J. Mayopoulos | Management | For | For |
| 1d | Elect Director Patricia McCord | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| MASTERCARD INCORPORATED MEETING DATE: JUN 26, 2018 | ||||
| TICKER: MA SECURITY ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Steven J. Freiberg | Management | For | For |
| 1g | Elect Director Julius Genachowski | Management | For | For |
| 1h | Elect Director Choon Phong Goh | Management | For | For |
| 1i | Elect Director Merit E. Janow | Management | For | For |
| 1j | Elect Director Nancy Karch | Management | For | For |
| 1k | Elect Director Oki Matsumoto | Management | For | For |
| 1l | Elect Director Rima Qureshi | Management | For | For |
| 1m | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1n | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MERIDIAN BANCORP, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: EBSB SECURITY ID: 58958U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marilyn A. Censullo | Management | For | For |
| 1.2 | Elect Director Russell L. Chin | Management | For | For |
| 1.3 | Elect Director Richard J. Gavegnano | Management | For | For |
| 1.4 | Elect Director Gregory F. Natalucci | Management | For | For |
| 2 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MFA FINANCIAL, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: MFA SECURITY ID: 55272X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robin Josephs | Management | For | For |
| 1b | Elect Director George H. Krauss | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MGIC INVESTMENT CORPORATION MEETING DATE: JUL 26, 2017 | ||||
| TICKER: MTG SECURITY ID: 552848103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director Cassandra C. Carr | Management | For | For |
| 1.3 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Michael E. Lehman | Management | For | For |
| 1.8 | Elect Director Gary A. Poliner | Management | For | For |
| 1.9 | Elect Director Patrick Sinks | Management | For | For |
| 1.10 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NAVIENT CORPORATION MEETING DATE: MAY 24, 2018 | ||||
| TICKER: NAVI SECURITY ID: 63938C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anna Escobedo Cabral | Management | For | For |
| 1b | Elect Director William M. Diefenderfer, III | Management | For | For |
| 1c | Elect Director Katherine A. Lehman | Management | For | For |
| 1d | Elect Director Linda A. Mills | Management | For | For |
| 1e | Elect Director John (Jack) F. Remondi | Management | For | For |
| 1f | Elect Director Jane J. Thompson | Management | For | For |
| 1g | Elect Director Laura S. Unger | Management | For | For |
| 1h | Elect Director Barry L. Williams | Management | For | For |
| 1i | Elect Director David L. Yowan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Governance Measures Implemented Related to Student Loan Debt | Shareholder | Against | Against |
| NELNET, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: NNI SECURITY ID: 64031N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael S. Dunlap | Management | For | For |
| 1b | Elect Director Stephen F. Butterfield *Withdrawn Resolution* | Management | None | None |
| 1c | Elect Director Michael D. Reardon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 5a | Amend Articles of Incorporation to Update the Limitation on Liability Provisions for Directors | Management | For | For |
| 5b | Amend Articles of Incorporation to Update the Indemnification Provisions for Directors and Officers | Management | For | For |
| 5c | Increase Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5d | Amend Articles of Incorporation | Management | For | For |
| NEW RESIDENTIAL INVESTMENT CORP. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: NRZ SECURITY ID: 64828T201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Nierenberg | Management | For | For |
| 1.2 | Elect Director Kevin J. Finnerty | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEW YORK COMMUNITY BANCORP, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: NYCB SECURITY ID: 649445103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Maureen E. Clancy | Management | For | For |
| 1.2 | Elect Director Hanif "Wally" Dahya | Management | For | For |
| 1.3 | Elect Director Joseph R. Ficalora | Management | For | For |
| 1.4 | Elect Director James J. O'Donovan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| NORTHWEST BANCSHARES, INC. MEETING DATE: APR 18, 2018 | ||||
| TICKER: NWBI SECURITY ID: 667340103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip M. Tredway | Management | For | For |
| 1.2 | Elect Director Deborah J. Chadsey | Management | For | For |
| 1.3 | Elect Director Timothy M. Hunter | Management | For | For |
| 1.4 | Elect Director Ronald J. Seiffert | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| ONEMAIN HOLDINGS, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: OMF SECURITY ID: 68268W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas L. Jacobs | Management | For | For |
| 1.2 | Elect Director Anahaita N. Kotval | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PAYPAL HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: PYPL SECURITY ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Wences Casares | Management | For | For |
| 1c | Elect Director Jonathan Christodoro | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Belinda J. Johnson | Management | For | For |
| 1g | Elect Director Gail J. McGovern | Management | For | For |
| 1h | Elect Director David M. Moffett | Management | For | For |
| 1i | Elect Director Ann M. Sarnoff | Management | For | For |
| 1j | Elect Director Daniel H. Schulman | Management | For | For |
| 1k | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Against |
| 8 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Against |
| RADIAN GROUP INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: RDN SECURITY ID: 750236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Herbert Wender | Management | For | For |
| 1b | Elect Director David C. Carney | Management | For | For |
| 1c | Elect Director Howard B. Culang | Management | For | For |
| 1d | Elect Director Lisa W. Hess | Management | For | For |
| 1e | Elect Director Stephen T. Hopkins | Management | For | For |
| 1f | Elect Director Brian D. Montgomery | Management | For | For |
| 1g | Elect Director Gaetano Muzio | Management | For | For |
| 1h | Elect Director Gregory V. Serio | Management | For | For |
| 1i | Elect Director Noel J. Spiegel | Management | For | For |
| 1j | Elect Director Richard G. Thornberry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SANTANDER CONSUMER USA HOLDINGS INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: SC SECURITY ID: 80283M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mahesh Aditya | Management | For | For |
| 1.2 | Elect Director Jose Doncel | Management | For | For |
| 1.3 | Elect Director Stephen A. Ferriss | Management | For | For |
| 1.4 | Elect Director Victor Hill | Management | For | For |
| 1.5 | Elect Director Edith E. Holiday | Management | For | For |
| 1.6 | Elect Director Javier Maldonado | Management | For | Withhold |
| 1.7 | Elect Director Robert J. McCarthy | Management | For | For |
| 1.8 | Elect Director William F. Muir | Management | For | For |
| 1.9 | Elect Director Scott Powell | Management | For | For |
| 1.10 | Elect Director William Rainer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report related to the Monitoring and Management of Certain Risks related to Vehicle Lending | Shareholder | Against | Against |
| SLM CORPORATION MEETING DATE: JUN 21, 2018 | ||||
| TICKER: SLM SECURITY ID: 78442P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul G. Child | Management | For | For |
| 1b | Elect Director Carter Warren Franke | Management | For | For |
| 1c | Elect Director Earl A. Goode | Management | For | For |
| 1d | Elect Director Marianne M. Keler | Management | For | For |
| 1e | Elect Director Jim Matheson | Management | For | For |
| 1f | Elect Director Jed H. Pitcher | Management | For | For |
| 1g | Elect Director Frank C. Puleo | Management | For | For |
| 1h | Elect Director Raymond J. Quinlan | Management | For | For |
| 1i | Elect Director Vivian C. Schneck-Last | Management | For | For |
| 1j | Elect Director William N. Shiebler | Management | For | For |
| 1k | Elect Director Robert S. Strong | Management | For | For |
| 1l | Elect Director Kirsten O. Wolberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SVB FINANCIAL GROUP MEETING DATE: APR 26, 2018 | ||||
| TICKER: SIVB SECURITY ID: 78486Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director John S. Clendening | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.7 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 1.8 | Elect Director Mary J. Miller | Management | For | For |
| 1.9 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.10 | Elect Director John F. Robinson | Management | For | For |
| 1.11 | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SYNCHRONY FINANCIAL MEETING DATE: MAY 17, 2018 | ||||
| TICKER: SYF SECURITY ID: 87165B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Margaret M. Keane | Management | For | For |
| 1b | Elect Director Paget L. Alves | Management | For | For |
| 1c | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
| 1d | Elect Director William W. Graylin | Management | For | For |
| 1e | Elect Director Roy A. Guthrie | Management | For | For |
| 1f | Elect Director Richard C. Hartnack | Management | For | For |
| 1g | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1h | Elect Director Laurel J. Richie | Management | For | For |
| 1i | Elect Director Olympia J. Snowe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| TFS FINANCIAL CORPORATION MEETING DATE: FEB 22, 2018 | ||||
| TICKER: TFSL SECURITY ID: 87240R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Anthony J. Asher | Management | For | For |
| 1B | Elect Director Ben S. Stefanski, III | Management | For | For |
| 1C | Elect Director Meredith S. Weil | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| TOTAL SYSTEM SERVICES, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: TSS SECURITY ID: 891906109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director F. Thaddeus Arroyo | Management | For | For |
| 1b | Elect Director Kriss Cloninger, III | Management | For | For |
| 1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1d | Elect Director Sidney E. Harris | Management | For | For |
| 1e | Elect Director William M. Isaac | Management | For | For |
| 1f | Elect Director Mason H. Lampton | Management | For | For |
| 1g | Elect Director Connie D. McDaniel | Management | For | For |
| 1h | Elect Director Richard A. Smith | Management | For | For |
| 1i | Elect Director Philip W. Tomlinson | Management | For | For |
| 1j | Elect Director John T. Turner | Management | For | For |
| 1k | Elect Director Richard W. Ussery | Management | For | For |
| 1l | Elect Director M. Troy Woods | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VANTIV, INC. MEETING DATE: JAN 08, 2018 | ||||
| TICKER: VNTV SECURITY ID: 92210H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| VISA INC. MEETING DATE: JAN 30, 2018 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Gary A. Hoffman | Management | For | For |
| 1e | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1i | Elect Director John A.C. Swainson | Management | For | For |
| 1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WASHINGTON FEDERAL, INC. MEETING DATE: JAN 24, 2018 | ||||
| TICKER: WAFD SECURITY ID: 938824109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brent J. Beardall | Management | For | For |
| 1.2 | Elect Director Mark N. Tabbutt | Management | For | For |
| 1.3 | Elect Director Roy M. Whitehead | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WELLS FARGO & COMPANY MEETING DATE: APR 24, 2018 | ||||
| TICKER: WFC SECURITY ID: 949746101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Celeste A. Clark | Management | For | For |
| 1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1d | Elect Director Elizabeth A. "Betsy" Duke | Management | For | For |
| 1e | Elect Director Donald M. James | Management | For | For |
| 1f | Elect Director Maria R. Morris | Management | For | For |
| 1g | Elect Director Karen B. Peetz | Management | For | For |
| 1h | Elect Director Juan A. Pujadas | Management | For | For |
| 1i | Elect Director James H. Quigley | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Timothy J. Sloan | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 5 | Reform Executive Compensation Policy with Social Responsibility | Shareholder | Against | Against |
| 6 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| WIRECARD AG MEETING DATE: JUN 21, 2018 | ||||
| TICKER: WDI SECURITY ID: D22359133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.18 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2018 | Management | For | For |
| 6 | Elect Anastassia Lauterbach to the Supervisory Board | Management | For | For |
| 7 | Approve Affiliation Agreement with Subsidiary Wirecard Technologies GmbH | Management | For | For |
| 8 | Amend Corporate Purpose | Management | For | For |
| 9 | Approve Increase in Size of Board to Six Members | Management | For | For |
| 10 | Elect Susana Quintana-Plaza to the Supervisory Board | Management | For | For |
| WORLDPAY, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: WP SECURITY ID: 981558109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Drucker | Management | For | For |
| 1.2 | Elect Director Karen Richardson | Management | For | For |
| 1.3 | Elect Director Boon Sim | Management | For | For |
| 1.4 | Elect Director Jeffrey Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT CONSUMER STAPLES PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALTRIA GROUP, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: MO SECURITY ID: 02209S103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John T. Casteen, III | Management | For | For |
| 1.2 | Elect Director Dinyar S. Devitre | Management | For | For |
| 1.3 | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1.4 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1.5 | Elect Director W. Leo Kiely, III | Management | For | For |
| 1.6 | Elect Director Kathryn B. McQuade | Management | For | For |
| 1.7 | Elect Director George Munoz | Management | For | For |
| 1.8 | Elect Director Mark E. Newman | Management | For | For |
| 1.9 | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1.10 | Elect Director Virginia E. Shanks | Management | For | For |
| 1.11 | Elect Director Howard A. Willard, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Nicotine Levels in Tobacco Products | Shareholder | Against | Against |
| AMAZON.COM, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: AMZN SECURITY ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1g | Elect Director Thomas O. Ryder | Management | For | For |
| 1h | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1i | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy on Board Diversity *Withdrawn Resolution* | Shareholder | None | None |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| AVON PRODUCTS, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: AVP SECURITY ID: 054303102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jose Armario | Management | For | For |
| 1.2 | Elect Director W. Don Cornwell | Management | For | For |
| 1.3 | Elect Director Nancy Killefer | Management | For | For |
| 1.4 | Elect Director Susan J. Kropf | Management | For | For |
| 1.5 | Elect Director Helen McCluskey | Management | For | For |
| 1.6 | Elect Director Andrew G. McMaster, Jr. | Management | For | For |
| 1.7 | Elect Director James A. Mitarotonda | Management | For | For |
| 1.8 | Elect Director Jan Zijderveld | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BEIJING YANJING BREWERY CO., LTD MEETING DATE: MAY 25, 2018 | ||||
| TICKER: 000729 SECURITY ID: Y0771Z102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Annual Report and Summary | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Appointment of Auditor and Their Remuneration | Management | For | For |
| 7 | Approve Appointment of Internal Control Auditor and Their Remuneration | Management | For | For |
| 8 | Approve Amendments to Articles of Association | Management | For | For |
| 9 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 10 | Approve Shareholder Return Plan | Management | For | Abstain |
| BRITISH AMERICAN TOBACCO PLC MEETING DATE: JUL 19, 2017 | ||||
| TICKER: BATS SECURITY ID: 110448107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Matters Relating to the Acquisition of the Remaining Common Stock of Reynolds American Inc. | Management | For | For |
| BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 25, 2018 | ||||
| TICKER: BATS SECURITY ID: 110448107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Richard Burrows as Director | Management | For | For |
| 6 | Re-elect Nicandro Durante as Director | Management | For | For |
| 7 | Re-elect Sue Farr as Director | Management | For | For |
| 8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
| 9 | Re-elect Savio Kwan as Director | Management | For | For |
| 10 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 11 | Re-elect Kieran Poynter as Director | Management | For | For |
| 12 | Re-elect Ben Stevens as Director | Management | For | For |
| 13 | Elect Luc Jobin as Director | Management | For | For |
| 14 | Elect Holly Koeppel as Director | Management | For | For |
| 15 | Elect Lionel Nowell, III as Director | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BRITVIC PLC MEETING DATE: JAN 31, 2018 | ||||
| TICKER: BVIC SECURITY ID: G17387104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Elect Suniti Chauhan as Director | Management | For | For |
| 6 | Elect William Eccleshare as Director | Management | For | For |
| 7 | Re-elect Sue Clark as Director | Management | For | For |
| 8 | Re-elect John Daly as Director | Management | For | For |
| 9 | Re-elect Mathew Dunn as Director | Management | For | For |
| 10 | Re-elect Simon Litherland as Director | Management | For | For |
| 11 | Re-elect Ian McHoul as Director | Management | For | For |
| 12 | Re-elect Euan Sutherland as Director | Management | For | For |
| 13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BUNGE LIMITED MEETING DATE: MAY 24, 2018 | ||||
| TICKER: BG SECURITY ID: G16962105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ernest G. Bachrach | Management | For | For |
| 1b | Elect Director Vinitia Bali | Management | For | For |
| 1c | Elect Director Enrique H. Boilini | Management | For | For |
| 1d | Elect Director Carol M. Browner | Management | For | For |
| 1e | Elect Director Paul Cornet de Ways-Ruart | Management | For | For |
| 1f | Elect Director Andrew Ferrier | Management | For | For |
| 1g | Elect Director Kathleen Hyle | Management | For | For |
| 1h | Elect Director L. Patrick Lupo | Management | For | For |
| 1i | Elect Director John E. McGlade | Management | For | For |
| 1j | Elect Director Soren Schroder | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHINA RESOURCES BEER (HOLDINGS) CO., LTD. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: 291 SECURITY ID: Y15037107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Hou Xiaohai as Director | Management | For | For |
| 3.2 | Elect Li Ka Cheung, Eric as Director | Management | For | For |
| 3.3 | Elect Cheng Mo Chi, Moses as Director | Management | For | For |
| 3.4 | Elect Bernard Charnwut Chan as Director | Management | For | For |
| 3.5 | Approve Directors' Fees | Management | For | Abstain |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| COCA-COLA BOTTLERS JAPAN HOLDINGS INC. MEETING DATE: MAR 27, 2018 | ||||
| TICKER: 2579 SECURITY ID: J0814U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
| 2.1 | Elect Director Yoshimatsu, Tamio | Management | For | For |
| 2.2 | Elect Director Vikas Tiku | Management | For | For |
| 2.3 | Elect Director Koga, Yasunori | Management | For | For |
| 2.4 | Elect Director Costel Mandrea | Management | For | For |
| 2.5 | Elect Director Yoshioka, Hiroshi | Management | For | For |
| 3 | Elect Director and Audit Committee Member Taguchi, Tadanori | Management | For | For |
| 4 | Appoint Ernst & Young ShinNihon LLC as New External Audit Firm | Management | For | For |
| 5 | Approve Equity Compensation Plan | Management | For | For |
| COCA-COLA BOTTLING CO. CONSOLIDATED MEETING DATE: MAY 15, 2018 | ||||
| TICKER: COKE SECURITY ID: 191098102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Frank Harrison, III | Management | For | For |
| 1.2 | Elect Director Sharon A. Decker | Management | For | For |
| 1.3 | Elect Director Morgan H. Everett | Management | For | For |
| 1.4 | Elect Director Henry W. Flint | Management | For | For |
| 1.5 | Elect Director James R. Helvey, III | Management | For | For |
| 1.6 | Elect Director William H. Jones | Management | For | For |
| 1.7 | Elect Director Umesh M. Kasbekar | Management | For | For |
| 1.8 | Elect Director Jennifer K. Mann | Management | For | For |
| 1.9 | Elect Director James H. Morgan | Management | For | For |
| 1.10 | Elect Director John W. Murrey, III | Management | For | For |
| 1.11 | Elect Director Sue Anne H. Wells | Management | For | For |
| 1.12 | Elect Director Dennis A. Wicker | Management | For | For |
| 1.13 | Elect Director Richard T. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Restricted Stock Plan | Management | For | For |
| COCA-COLA EUROPEAN PARTNERS PLC MEETING DATE: MAY 31, 2018 | ||||
| TICKER: CCE SECURITY ID: G25839104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Francisco Crespo Benitez as Director | Management | For | For |
| 4 | Elect Alvaro Gomez-Trenor Aguilar as Director | Management | For | For |
| 5 | Re-elect Jose Ignacio Comenge Sanchez-Real as Director | Management | For | For |
| 6 | Re-elect Irial Finan as Director | Management | For | For |
| 7 | Re-elect Damian Gammell as Director | Management | For | For |
| 8 | Re-elect Alfonso Libano Daurella as Director | Management | For | For |
| 9 | Re-elect Mario Rotllant Sola as Director | Management | For | For |
| 10 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Political Donations and Expenditure | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| COLGATE-PALMOLIVE COMPANY MEETING DATE: MAY 11, 2018 | ||||
| TICKER: CL SECURITY ID: 194162103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles A. Bancroft | Management | For | For |
| 1b | Elect Director John P. Bilbrey | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Ian Cook | Management | For | For |
| 1e | Elect Director Helene D. Gayle | Management | For | For |
| 1f | Elect Director Ellen M. Hancock | Management | For | For |
| 1g | Elect Director C. Martin Harris | Management | For | For |
| 1h | Elect Director Lorrie M. Norrington | Management | For | For |
| 1i | Elect Director Michael B. Polk | Management | For | For |
| 1j | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| COMPASS GROUP PLC MEETING DATE: FEB 08, 2018 | ||||
| TICKER: CPG SECURITY ID: G23296208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 6 | Re-elect Richard Cousins as Director (Withdrawn Resolution) | Management | For | Abstain |
| 7 | Re-elect Gary Green as Director | Management | For | For |
| 8 | Re-elect Johnny Thomson as Director | Management | For | For |
| 9 | Re-elect Carol Arrowsmith as Director | Management | For | For |
| 10 | Re-elect John Bason as Director | Management | For | For |
| 11 | Re-elect Stefan Bomhard as Director | Management | For | For |
| 12 | Re-elect Don Robert as Director | Management | For | For |
| 13 | Re-elect Nelson Silva as Director | Management | For | For |
| 14 | Re-elect Ireena Vittal as Director | Management | For | For |
| 15 | Re-elect Paul Walsh as Director | Management | For | For |
| 16 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Approve Long Term Incentive Plan | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| CONSTELLATION BRANDS, INC. MEETING DATE: JUL 18, 2017 | ||||
| TICKER: STZ SECURITY ID: 21036P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry Fowden | Management | For | For |
| 1.2 | Elect Director Barry A. Fromberg | Management | For | For |
| 1.3 | Elect Director Robert L. Hanson | Management | For | For |
| 1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
| 1.5 | Elect Director James A. Locke, III | Management | For | For |
| 1.6 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.7 | Elect Director Richard Sands | Management | For | For |
| 1.8 | Elect Director Robert Sands | Management | For | For |
| 1.9 | Elect Director Judy A. Schmeling | Management | For | For |
| 1.10 | Elect Director Keith E. Wandell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| CONYERS PARK ACQUISITION CORP. MEETING DATE: JUL 05, 2017 | ||||
| TICKER: CPAA SECURITY ID: 212894109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve SPAC Transaction | Management | For | For |
| A1 | If you wish to Exercise your Redemption Rights, you should vote FOR this proposal. If you wish not to Exercise your Redemption Rights, you should vote AGAINST | Management | None | Against |
| A2 | If you Certify that you are Not Acting in Concert, or as a Group, in Connection with the Proposed Business Combination, you should vote FOR this proposal. If you are Acting in Concert, vote AGAINST | Management | None | For |
| 2 | Adjourn Meeting | Management | For | For |
| COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 30, 2018 | ||||
| TICKER: COST SECURITY ID: 22160K105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth D. Denman | Management | For | For |
| 1.2 | Elect Director W. Craig Jelinek | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Raikes | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 5 | Adopt Policy Regarding Prison Labor | Shareholder | Against | Against |
| COTY INC. MEETING DATE: NOV 08, 2017 | ||||
| TICKER: COTY SECURITY ID: 222070203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lambertus J.H. Becht | Management | For | For |
| 1.2 | Elect Director Sabine Chalmers | Management | For | For |
| 1.3 | Elect Director Joachim Faber | Management | For | For |
| 1.4 | Elect Director Olivier Goudet | Management | For | For |
| 1.5 | Elect Director Peter Harf | Management | For | For |
| 1.6 | Elect Director Paul S. Michaels | Management | For | For |
| 1.7 | Elect Director Camillo Pane | Management | For | For |
| 1.8 | Elect Director Erhard Schoewel | Management | For | For |
| 1.9 | Elect Director Robert Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CVS HEALTH CORPORATION MEETING DATE: MAR 13, 2018 | ||||
| TICKER: CVS SECURITY ID: 126650100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CVS HEALTH CORPORATION MEETING DATE: JUN 04, 2018 | ||||
| TICKER: CVS SECURITY ID: 126650100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Bracken | Management | For | For |
| 1b | Elect Director C. David Brown, II | Management | For | For |
| 1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Anne M. Finucane | Management | For | For |
| 1g | Elect Director Larry J. Merlo | Management | For | For |
| 1h | Elect Director Jean-Pierre Millon | Management | For | For |
| 1i | Elect Director Mary L. Schapiro | Management | For | For |
| 1j | Elect Director Richard J. Swift | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
| DANONE MEETING DATE: APR 26, 2018 | ||||
| TICKER: BN SECURITY ID: F12033134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.90 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Reelect Benoit Potier as Director | Management | For | For |
| 6 | Reelect Virginia Stallings as Director | Management | For | For |
| 7 | Reelect Serpil Timuray as Director | Management | For | For |
| 8 | Elect Michel Landel as Director | Management | For | For |
| 9 | Elect Cecile Cabanis as Director | Management | For | For |
| 10 | Elect Guido Barilla as Director | Management | For | For |
| 11 | Approve Compensation of Franck Riboud, Chairman of the Board until Nov. 30, 2017 | Management | For | For |
| 12 | Approve Compensation of Emmanuel Faber, CEO until Nov. 30, 2017 and Chairman and CEO since Dec. 1, 2017 | Management | For | For |
| 13 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DARLING INGREDIENTS INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: DAR SECURITY ID: 237266101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Randall C. Stuewe | Management | For | For |
| 1b | Elect Director Charles Adair | Management | For | For |
| 1c | Elect Director D. Eugene Ewing | Management | For | For |
| 1d | Elect Director Linda Goodspeed | Management | For | For |
| 1e | Elect Director Dirk Kloosterboer | Management | For | For |
| 1f | Elect Director Mary R. Korby | Management | For | For |
| 1g | Elect Director Cynthia Pharr Lee | Management | For | For |
| 1h | Elect Director Charles Macaluso | Management | For | For |
| 1i | Elect Director Gary W. Mize | Management | For | For |
| 1j | Elect Director Michael E. Rescoe | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOLLAR TREE, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: DLTR SECURITY ID: 256746108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1.3 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.4 | Elect Director Conrad M. Hall | Management | For | For |
| 1.5 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.6 | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1.7 | Elect Director Gary M. Philbin | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1.10 | Elect Director Stephanie P. Stahl | Management | For | For |
| 1.11 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.12 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: JUN 29, 2018 | ||||
| TICKER: DPS SECURITY ID: 26138E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| 5a | Elect Director David E. Alexander | Management | For | For |
| 5b | Elect Director Antonio Carrillo | Management | For | For |
| 5c | Elect Director Jose M. Gutierrez | Management | For | For |
| 5d | Elect Director Pamela H. Patsley | Management | For | For |
| 5e | Elect Director Ronald G. Rogers | Management | For | For |
| 5f | Elect Director Wayne R. Sanders | Management | For | For |
| 5g | Elect Director Dunia A. Shive | Management | For | For |
| 5h | Elect Director M. Anne Szostak | Management | For | For |
| 5i | Elect Director Larry D. Young | Management | For | For |
| 6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Report on Risks Related to Obesity | Shareholder | Against | Against |
| EDGEWELL PERSONAL CARE COMPANY MEETING DATE: JAN 26, 2018 | ||||
| TICKER: EPC SECURITY ID: 28035Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Hatfield | Management | For | For |
| 1b | Elect Director Daniel J. Heinrich | Management | For | For |
| 1c | Elect Director Carla C. Hendra | Management | For | For |
| 1d | Elect Director R. David Hoover | Management | For | For |
| 1e | Elect Director John C. Hunter, III | Management | For | For |
| 1f | Elect Director James C. Johnson | Management | For | For |
| 1g | Elect Director Elizabeth Valk Long | Management | For | For |
| 1h | Elect Director Rakesh Sachdev | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| ESSITY AB MEETING DATE: APR 12, 2018 | ||||
| TICKER: ESSITY B SECURITY ID: W3R06F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8b | Approve Allocation of Income and Dividends of SEK 5.75 Per Share | Management | For | Did Not Vote |
| 8c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 9 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 10 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.22 Million for Chairman and SEK 740,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12a | Reelect Ewa Bjorling as Director | Management | For | Did Not Vote |
| 12b | Reelect Par Boman as Director | Management | For | Did Not Vote |
| 12c | Reelect Maija-Liisa Friman as Director | Management | For | Did Not Vote |
| 12d | Reelect Annemarie Gardshol as Director | Management | For | Did Not Vote |
| 12e | Reelect Magnus Groth as Director | Management | For | Did Not Vote |
| 12f | Reelect Bert Nordberg as Director | Management | For | Did Not Vote |
| 12g | Reelect Louise Svanberg as Director | Management | For | Did Not Vote |
| 12h | Reelect Lars Rebien Sorensen as Director | Management | For | Did Not Vote |
| 12i | Reelect Barbara M. Thoralfsson as Director | Management | For | Did Not Vote |
| 13 | Reelect Par Boman as Board Chairman | Management | For | Did Not Vote |
| 14 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Close Meeting | Management | None | None |
| FEVERTREE DRINKS PLC MEETING DATE: MAY 17, 2018 | ||||
| TICKER: FEVR SECURITY ID: G33929103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Charles Rolls as Director | Management | For | For |
| 5 | Re-elect Coline McConville as Director | Management | For | For |
| 6 | Elect Jeff Popkin as Director | Management | For | For |
| 7 | Elect Kevin Havelock as Director | Management | For | For |
| 8 | Reappoint BDO LLP as Auditors | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| HERBALIFE LTD. MEETING DATE: APR 24, 2018 | ||||
| TICKER: HLF SECURITY ID: G4412G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael O. Johnson | Management | For | For |
| 1.2 | Elect Director Jeffrey T. Dunn | Management | For | For |
| 1.3 | Elect Director Richard H. Carmona | Management | For | For |
| 1.4 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.5 | Elect Director Hunter C. Gary | Management | For | For |
| 1.6 | Elect Director Nicholas Graziano | Management | For | For |
| 1.7 | Elect Director Alan LeFevre | Management | For | For |
| 1.8 | Elect Director Jesse A. Lynn | Management | For | For |
| 1.9 | Elect Director Juan Miguel Mendoza | Management | For | For |
| 1.10 | Elect Director Michael Montelongo | Management | For | For |
| 1.11 | Elect Director James L. Nelson | Management | For | For |
| 1.12 | Elect Director Maria Otero | Management | For | For |
| 1.13 | Elect Director Margarita Palau-Hernandez | Management | For | For |
| 1.14 | Elect Director John Tartol | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Company Name to Herbalife Nutrition Ltd. | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Approve Stock Split | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| INGREDION INCORPORATED MEETING DATE: MAY 16, 2018 | ||||
| TICKER: INGR SECURITY ID: 457187102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Luis Aranguren-Trellez | Management | For | For |
| 1b | Elect Director David B. Fischer | Management | For | For |
| 1c | Elect Director Ilene S. Gordon | Management | For | For |
| 1d | Elect Director Paul Hanrahan | Management | For | For |
| 1e | Elect Director Rhonda L. Jordan | Management | For | For |
| 1f | Elect Director Gregory B. Kenny | Management | For | For |
| 1g | Elect Director Barbara A. Klein | Management | For | For |
| 1h | Elect Director Victoria J. Reich | Management | For | For |
| 1i | Elect Director Jorge A. Uribe | Management | For | For |
| 1j | Elect Director Dwayne A. Wilson | Management | For | For |
| 1k | Elect Director James P. Zallie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ITC LTD. MEETING DATE: JUL 28, 2017 | ||||
| TICKER: ITC SECURITY ID: Y4211T171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Suryakant Balkrishna Mainak as Director | Management | For | Against |
| 4 | Approve Deloitte Haskins & Sells, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Zafir Alam as Director | Management | For | Against |
| 6 | Elect David Robert Simpson as Director | Management | For | Against |
| 7 | Elect Ashok Malik as Director | Management | For | Against |
| 8 | Approve Revision in the Remuneration of Yogesh Chander Deveshwar as Non-Executive Chairman | Management | For | For |
| 9 | Approve Revision in the Remuneration of Sanjiv Puri as CEO and Wholetime Director | Management | For | For |
| 10 | Approve Remuneration of P. Raju Iyer, Cost Accountant as Cost Auditors | Management | For | For |
| 11 | Approve Remuneration of Shome & Banerjee, Cost Accountants as Cost Auditors | Management | For | For |
| JAPAN TOBACCO INC MEETING DATE: MAR 27, 2018 | ||||
| TICKER: 2914 SECURITY ID: J27869106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
| 2 | Amend Articles to Remove All Provisions on Advisory Positions | Management | For | For |
| 3.1 | Elect Director Tango, Yasutake | Management | For | For |
| 3.2 | Elect Director Terabatake, Masamichi | Management | For | For |
| 3.3 | Elect Director Iwai, Mutsuo | Management | For | For |
| 3.4 | Elect Director Minami, Naohiro | Management | For | For |
| 3.5 | Elect Director Hirowatari, Kiyohide | Management | For | For |
| 3.6 | Elect Director Koda, Main | Management | For | For |
| 3.7 | Elect Director Watanabe, Koichiro | Management | For | For |
| 4 | Appoint Statutory Auditor Nagata, Ryoko | Management | For | For |
| 5 | Appoint Alternate Statutory Auditor Masaki, Michio | Management | For | For |
| JBS S.A. MEETING DATE: APR 30, 2018 | ||||
| TICKER: JBSS3 SECURITY ID: P59695109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Agreement to Absorb Beef Snacks do Brasil Industria e Comercio de Alimentos S.A. (BSB) and Midtown Participacoes Ltda. (Midtown) | Management | For | For |
| 2 | Ratify Apsis Consultoria Empresarial Ltda. as the Independent Firm to Appraise Proposed Transactions | Management | For | For |
| 3 | Approve Independent Firm's Appraisals | Management | For | For |
| 4 | Approve Absorption of Beef Snacks do Brasil Industria e Comercio de Alimentos S.A. (BSB) and Midtown Participacoes Ltda. (Midtown) | Management | For | For |
| 5 | Amend Articles and Consolidate Bylaws | Management | For | For |
| 6 | Rectify Remuneration of Company's Management Previously Approved at the April 28, 2017, AGM | Management | For | Against |
| 7 | Ratify Election of Gilberto Meirelles Xando Baptista as Director | Management | For | Against |
| 8 | Ratify Election of Jose Gerardo Grossi as Director | Management | For | For |
| 9 | Ratify Election of Aguinaldo Gomes Ramos Filho as Director | Management | For | Against |
| 10 | Ratify Election of Roberto Penteado de Camargo Ticoulat as Director | Management | For | For |
| 11 | Ratify Election of Cledorvino Belini as Director | Management | For | For |
| 12 | Ratify Election of Jeremiah Alphonsus O'Callaghan as Director | Management | For | Against |
| 13 | Ratify Election of Wesley Mendonca Batista Filho as Director | Management | For | Against |
| JBS S.A. MEETING DATE: APR 30, 2018 | ||||
| TICKER: JBSS3 SECURITY ID: P59695109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3.1 | Elect Adrian Lima Da Hora as Fiscal Council Member and Andre Alcantara OCampos as Alternate | Management | For | For |
| 3.2 | Elect Demetrius Nichele Macei as Fiscal Council Member and Marcos Godoy Brogiato as Alternate | Management | For | For |
| 3.3 | Elect Jose Paulo da Silva Filho as Fiscal Council Member and Sandro Domingues Raffai as Alternate | Management | For | For |
| 3.4 | Elect Robert Juenemann as Fiscal Council Member and Respective Alternate | Management | For | For |
| 4 | Approve Remuneration of Company's Management and Fiscal Council | Management | For | Abstain |
| KELLOGG COMPANY MEETING DATE: APR 27, 2018 | ||||
| TICKER: K SECURITY ID: 487836108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carter Cast | Management | For | For |
| 1.2 | Elect Director Zachary Gund | Management | For | For |
| 1.3 | Elect Director Jim Jenness | Management | For | For |
| 1.4 | Elect Director Don Knauss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| KWEICHOW MOUTAI CO., LTD. MEETING DATE: OCT 26, 2017 | ||||
| TICKER: 600519 SECURITY ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Luo Guoqing as Supervisor | Management | For | For |
| KWEICHOW MOUTAI CO., LTD. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: 600519 SECURITY ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve 2018 Financial Budget Report | Management | For | For |
| 6 | Approve Profit Distribution | Management | For | For |
| 7 | Approve 2018 Appointment of Financial Auditor and Internal Control Auditor | Management | For | For |
| 8 | Approve Report of the Independent Directors | Management | For | For |
| 9 | Approve Deposit and Loan Transactions with Guizhou Bank | Management | For | For |
| 10 | Approve 2018 - 2021 Daily Related Party Transactions | Management | For | For |
| 11 | Approve Related Party Product Sales | Management | For | For |
| 12 | Approve Increase Work Content of Storehouse Renovation Project and Investment in Tanchangpian District | Management | For | For |
| MOLSON COORS BREWING COMPANY MEETING DATE: MAY 23, 2018 | ||||
| TICKER: TAP SECURITY ID: 60871R209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger G. Eaton | Management | For | For |
| 1.2 | Elect Director Charles M. Herington | Management | For | For |
| 1.3 | Elect Director H. Sanford Riley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MONDELEZ INTERNATIONAL, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: MDLZ SECURITY ID: 609207105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lewis W.K. Booth | Management | For | For |
| 1b | Elect Director Charles E. Bunch | Management | For | For |
| 1c | Elect Director Debra A. Crew | Management | For | For |
| 1d | Elect Director Lois D. Juliber | Management | For | For |
| 1e | Elect Director Mark D. Ketchum | Management | For | For |
| 1f | Elect Director Peter W. May | Management | For | For |
| 1g | Elect Director Jorge S. Mesquita | Management | For | For |
| 1h | Elect Director Joseph Neubauer | Management | For | For |
| 1i | Elect Director Fredric G. Reynolds | Management | For | For |
| 1j | Elect Director Christiana S. Shi | Management | For | For |
| 1k | Elect Director Patrick T. Siewert | Management | For | For |
| 1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 1m | Elect Director Dirk Van de Put | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
| 5 | Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities | Shareholder | Against | Against |
| MONSTER BEVERAGE CORPORATION MEETING DATE: JUN 07, 2018 | ||||
| TICKER: MNST SECURITY ID: 61174X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Trafficking and Forced Labor in Supply Chains | Shareholder | Against | Against |
| NEWELL BRANDS INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: NWL SECURITY ID: 651229106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bridget Ryan Berman | Management | For | For |
| 1b | Elect Director Patrick D. Campbell | Management | For | For |
| 1c | Elect Director James R. Craigie | Management | For | For |
| 1d | Elect Director Debra A. Crew | Management | For | For |
| 1e | Elect Director Brett M. Icahn | Management | For | For |
| 1f | Elect Director Gerardo I. Lopez | Management | For | For |
| 1g | Elect Director Courtney R. Mather | Management | For | For |
| 1h | Elect Director Michael B. Polk | Management | For | For |
| 1i | Elect Director Judith A. Sprieser | Management | For | For |
| 1j | Elect Director Robert A. Steele | Management | For | For |
| 1k | Elect Director Steven J. Strobel | Management | For | For |
| 1l | Elect Director Michael A. Todman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | None | Against |
| ONTEX GROUP NV MEETING DATE: MAY 25, 2018 | ||||
| TICKER: ONTEX SECURITY ID: B6S9X0109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Report (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Report (Non-Voting) | Management | None | None |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Discharge of Auditors | Management | For | For |
| 7.a | Reelect Revalue Bvba, Permanently Represented by Luc Missorten, as Independent Director | Management | For | For |
| 7.b | Reelect Inge Boets Bvba, Permanently Represented by Inge Boets, as Independent Director | Management | For | For |
| 7.c | Reelect Tegacon Suisse GmbH, Permanently Represented by Gunnar Johansson, as Independent Director | Management | For | For |
| 7.d | Reelect Uwe Kruger as Independent Director | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | Against |
| 9 | Approve Long Term Incentive Plan | Management | For | Abstain |
| 10 | Approve Change-of-Control Clauses | Management | For | For |
| 11 | Authorize Implementation of Approved Resolutions Re: Delegation of Powers | Management | For | For |
| 1 | Approve Authorization to Increase Share Capital With or Without Preemptive Rights | Management | For | For |
| 2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 3 | Amend Article 13 Re: Representation of the Company | Management | For | For |
| 4 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| PEPSICO, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: PEP SECURITY ID: 713448108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director George W. Buckley | Management | For | For |
| 1c | Elect Director Cesar Conde | Management | For | For |
| 1d | Elect Director Ian M. Cook | Management | For | For |
| 1e | Elect Director Dina Dublon | Management | For | For |
| 1f | Elect Director Richard W. Fisher | Management | For | For |
| 1g | Elect Director William R. Johnson | Management | For | For |
| 1h | Elect Director Indra K. Nooyi | Management | For | For |
| 1i | Elect Director David C. Page | Management | For | For |
| 1j | Elect Director Robert C. Pohlad | Management | For | For |
| 1k | Elect Director Daniel Vasella | Management | For | For |
| 1l | Elect Director Darren Walker | Management | For | For |
| 1m | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| PERNOD RICARD MEETING DATE: NOV 09, 2017 | ||||
| TICKER: RI SECURITY ID: F72027109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.02 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Anne Lange as Director | Management | For | For |
| 6 | Reelect Veronica Vargas as Director | Management | For | Against |
| 7 | Reelect Paul Ricard as Director | Management | For | Against |
| 8 | Renew Appointment of Deloitte & Associes as Auditor | Management | For | For |
| 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 970,000 | Management | For | For |
| 10 | Approve Remuneration Policy of Alexandre Ricard, Chairman and CEO | Management | For | For |
| 11 | Non-Binding Vote on Compensation of Alexandre Ricard, Chairman and CEO | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: PM SECURITY ID: 718172109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Massimo Ferragamo | Management | For | For |
| 1.5 | Elect Director Werner Geissler | Management | For | For |
| 1.6 | Elect Director Lisa A. Hook | Management | For | For |
| 1.7 | Elect Director Jennifer Li | Management | For | For |
| 1.8 | Elect Director Jun Makihara | Management | For | For |
| 1.9 | Elect Director Sergio Marchionne | Management | For | For |
| 1.10 | Elect Director Kalpana Morparia | Management | For | For |
| 1.11 | Elect Director Lucio A. Noto | Management | For | For |
| 1.12 | Elect Director Frederik Paulsen | Management | For | For |
| 1.13 | Elect Director Robert B. Polet | Management | For | For |
| 1.14 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| POST HOLDINGS, INC. MEETING DATE: JAN 25, 2018 | ||||
| TICKER: POST SECURITY ID: 737446104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jay W. Brown | Management | For | For |
| 1.2 | Elect Director Edwin H. Callison | Management | For | For |
| 1.3 | Elect Director William P. Stiritz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Shareholders and the Board with the Concurrent Power to Amend the Bylaws | Management | For | For |
| RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 03, 2018 | ||||
| TICKER: RB. SECURITY ID: G74079107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Nicandro Durante as Director | Management | For | For |
| 5 | Re-elect Mary Harris as Director | Management | For | For |
| 6 | Re-elect Adrian Hennah as Director | Management | For | For |
| 7 | Re-elect Rakesh Kapoor as Director | Management | For | For |
| 8 | Re-elect Pamela Kirby as Director | Management | For | For |
| 9 | Re-elect Andre Lacroix as Director | Management | For | For |
| 10 | Re-elect Chris Sinclair as Director | Management | For | For |
| 11 | Re-elect Warren Tucker as Director | Management | For | For |
| 12 | Appoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| REYNOLDS AMERICAN INC. MEETING DATE: JUL 19, 2017 | ||||
| TICKER: RAI SECURITY ID: 761713106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| RITE AID CORPORATION MEETING DATE: JUL 17, 2017 | ||||
| TICKER: RAD SECURITY ID: 767754104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John T. Standley | Management | For | For |
| 1b | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 1c | Elect Director Bruce G. Bodaken | Management | For | For |
| 1d | Elect Director David R. Jessick | Management | For | For |
| 1e | Elect Director Kevin E. Lofton | Management | For | For |
| 1f | Elect Director Myrtle S. Potter | Management | For | For |
| 1g | Elect Director Michael N. Regan | Management | For | For |
| 1h | Elect Director Frank A. Savage | Management | For | For |
| 1i | Elect Director Marcy Syms | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SPROUTS FARMERS MARKET, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: SFM SECURITY ID: 85208M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Fortunato | Management | For | For |
| 1.2 | Elect Director Lawrence ('Chip') P. Molloy | Management | For | For |
| 1.3 | Elect Director Joseph O'Leary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SVENSKA CELLULOSA AB (SCA) MEETING DATE: MAR 23, 2018 | ||||
| TICKER: SCA B SECURITY ID: W90152120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8b | Approve Allocation of Income and Dividends of SEK 1.5 Per Share | Management | For | Did Not Vote |
| 8c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 9 | Determine Number of Directors (10) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 10 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 1.8 Million for Chairman and SEK 600,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12a | Reelect Charlotte Bengtsson as Director | Management | For | Did Not Vote |
| 12b | Reelect Par Boman as Director | Management | For | Did Not Vote |
| 12c | Reelect Lennart Evrell as Director | Management | For | Did Not Vote |
| 12d | Reelect Annemarie Gardshol as Director | Management | For | Did Not Vote |
| 12e | Reelect Ulf Larsson as Director | Management | For | Did Not Vote |
| 12f | Reelect Martin Lindqvist as Director | Management | For | Did Not Vote |
| 12g | Reelect Lotta Lyra as Director | Management | For | Did Not Vote |
| 12h | Reelect Bert Nordberg as Director | Management | For | Did Not Vote |
| 12i | Reelect Barbara Thoralfsson as Director | Management | For | Did Not Vote |
| 12j | Elect Anders Sundstrom as New Director | Management | For | Did Not Vote |
| 13 | Elect Par Boman as Board Chairman | Management | For | Did Not Vote |
| 14 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Close Meeting | Management | None | None |
| THE COCA-COLA COMPANY MEETING DATE: APR 25, 2018 | ||||
| TICKER: KO SECURITY ID: 191216100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Marc Bolland | Management | For | For |
| 1.4 | Elect Director Ana Botin | Management | For | For |
| 1.5 | Elect Director Richard M. Daley | Management | For | For |
| 1.6 | Elect Director Christopher C. Davis | Management | For | For |
| 1.7 | Elect Director Barry Diller | Management | For | For |
| 1.8 | Elect Director Helene D. Gayle | Management | For | For |
| 1.9 | Elect Director Alexis M. Herman | Management | For | For |
| 1.10 | Elect Director Muhtar Kent | Management | For | For |
| 1.11 | Elect Director Robert A. Kotick | Management | For | For |
| 1.12 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.13 | Elect Director Sam Nunn | Management | For | For |
| 1.14 | Elect Director James Quincey | Management | For | For |
| 1.15 | Elect Director Caroline J. Tsay | Management | For | For |
| 1.16 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE ESTEE LAUDER COMPANIES INC. MEETING DATE: NOV 14, 2017 | ||||
| TICKER: EL SECURITY ID: 518439104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.2 | Elect Director Wei Sun Christianson | Management | For | For |
| 1.3 | Elect Director Fabrizio Freda | Management | For | For |
| 1.4 | Elect Director Jane Lauder | Management | For | For |
| 1.5 | Elect Director Leonard A. Lauder | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| THE HAIN CELESTIAL GROUP, INC. MEETING DATE: NOV 16, 2017 | ||||
| TICKER: HAIN SECURITY ID: 405217100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irwin D. Simon | Management | For | For |
| 1.2 | Elect Director Celeste A. Clark | Management | For | For |
| 1.3 | Elect Director Andrew R. Heyer | Management | For | For |
| 1.4 | Elect Director R. Dean Hollis | Management | For | For |
| 1.5 | Elect Director Shervin J. Korangy | Management | For | For |
| 1.6 | Elect Director Roger Meltzer | Management | For | For |
| 1.7 | Elect Director Adrianne Shapira | Management | For | For |
| 1.8 | Elect Director Jack L. Sinclair | Management | For | For |
| 1.9 | Elect Director Glenn W. Welling | Management | For | For |
| 1.10 | Elect Director Dawn M. Zier | Management | For | For |
| 1.11 | Elect Director Lawrence S. Zilavy | Management | For | For |
| 2 | Require Advance Notice for Shareholder Proposals | Management | For | For |
| 3 | Provide Proxy Access Right | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE HERSHEY COMPANY MEETING DATE: MAY 02, 2018 | ||||
| TICKER: HSY SECURITY ID: 427866108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela M. Arway | Management | For | For |
| 1.2 | Elect Director James W. Brown | Management | For | For |
| 1.3 | Elect Director Michele G. Buck | Management | For | For |
| 1.4 | Elect Director Charles A. Davis | Management | For | For |
| 1.5 | Elect Director Mary Kay Haben | Management | For | For |
| 1.6 | Elect Director James C. Katzman | Management | For | For |
| 1.7 | Elect Director M. Diane Koken | Management | For | For |
| 1.8 | Elect Director Robert M. Malcolm | Management | For | For |
| 1.9 | Elect Director Anthony J. Palmer | Management | For | For |
| 1.10 | Elect Director Wendy L. Schoppert | Management | For | For |
| 1.11 | Elect Director David L. Shedlarz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE KRAFT HEINZ COMPANY MEETING DATE: APR 23, 2018 | ||||
| TICKER: KHC SECURITY ID: 500754106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory E. Abel | Management | For | For |
| 1b | Elect Director Alexandre Behring | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Tracy Britt Cool | Management | For | For |
| 1e | Elect Director Feroz Dewan | Management | For | For |
| 1f | Elect Director Jeanne P. Jackson | Management | For | For |
| 1g | Elect Director Jorge Paulo Lemann | Management | For | For |
| 1h | Elect Director John C. Pope | Management | For | For |
| 1i | Elect Director Marcel Herrmann Telles | Management | For | For |
| 1j | Elect Director Alexandre Van Damme | Management | For | For |
| 1k | Elect Director George Zoghbi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
| THE KROGER CO. MEETING DATE: JUN 28, 2018 | ||||
| TICKER: KR SECURITY ID: 501044101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nora A. Aufreiter | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director Anne Gates | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director W. Rodney McMullen | Management | For | For |
| 1f | Elect Director Jorge P. Montoya | Management | For | For |
| 1g | Elect Director Clyde R. Moore | Management | For | For |
| 1h | Elect Director James A. Runde | Management | For | For |
| 1i | Elect Director Ronald L. Sargent | Management | For | For |
| 1j | Elect Director Bobby S. Shackouls | Management | For | For |
| 1k | Elect Director Mark S. Sutton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Provide Proxy Access Right | Management | For | For |
| 4 | Amend Bylaws to Authorize the Board to Amend Bylaws | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Report on Benefits of Adopting Renewable Energy Goals | Shareholder | Against | For |
| 7 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 10, 2017 | ||||
| TICKER: PG SECURITY ID: 742718109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Director Francis S. Blake | Management | For | Did Not Vote |
| 1.2 | Elect Director Angela F. Braly | Management | For | Did Not Vote |
| 1.3 | Elect Director Amy L. Chang | Management | For | Did Not Vote |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | Did Not Vote |
| 1.5 | Elect Director Scott D. Cook | Management | For | Did Not Vote |
| 1.6 | Elect Director Terry J. Lundgren | Management | For | Did Not Vote |
| 1.7 | Elect Director W. James McNerney, Jr. | Management | For | Did Not Vote |
| 1.8 | Elect Director David S. Taylor | Management | For | Did Not Vote |
| 1.9 | Elect Director Margaret C. Whitman | Management | For | Did Not Vote |
| 1.10 | Elect Director Patricia A. Woertz | Management | For | Did Not Vote |
| 1.11 | Elect Director Ernesto Zedillo | Management | For | Did Not Vote |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 5 | Adopt Holy Land Principles | Shareholder | Against | Did Not Vote |
| 6 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | Against | Did Not Vote |
| 7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Did Not Vote |
| 8 | Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Nelson Peltz | Shareholder | For | For |
| 1.2 | Management Nominee Francis S. Blake | Shareholder | For | For |
| 1.3 | Management Nominee Angela F. Braly | Shareholder | For | For |
| 1.4 | Management Nominee Amy L. Chang | Shareholder | For | For |
| 1.5 | Management Nominee Kenneth I. Chenault | Shareholder | For | For |
| 1.6 | Management Nominee Scott D. Cook | Shareholder | For | For |
| 1.7 | Management Nominee Terry J. Lundgren | Shareholder | For | For |
| 1.8 | Management Nominee W. James McNerney, Jr. | Shareholder | For | For |
| 1.9 | Management Nominee David S. Taylor | Shareholder | For | For |
| 1.10 | Management Nominee Margaret C. Whitman | Shareholder | For | For |
| 1.11 | Management Nominee Patricia A. Woertz | Shareholder | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | None | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 5 | Adopt Holy Land Principles | Shareholder | None | Against |
| 6 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | None | Against |
| 7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | None | Against |
| 8 | Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 | Shareholder | For | For |
| THE SIMPLY GOOD FOODS COMPANY MEETING DATE: JAN 31, 2018 | ||||
| TICKER: SMPL SECURITY ID: 82900L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arvin "Rick" Kash | Management | For | For |
| 1.2 | Elect Director Robert G. Montgomery | Management | For | For |
| 1.3 | Elect Director Joseph E. Scalzo | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TREEHOUSE FOODS, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: THS SECURITY ID: 89469A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Oakland | Management | For | For |
| 1.2 | Elect Director Frank J. O'Connell | Management | For | For |
| 1.3 | Elect Director Matthew E. Rubel | Management | For | For |
| 1.4 | Elect Director David B. Vermylen | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNILEVER NV MEETING DATE: MAY 03, 2018 | ||||
| TICKER: UNA SECURITY ID: N8981F271 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discussion of the Annual Report and Accounts for the 2017 Financial Year | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Executive Board Members | Management | For | For |
| 4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 5 | Approve Remuneration Policy for Management Board Members | Management | For | For |
| 6 | Reelect N S Andersen as Non-Executive Director | Management | For | For |
| 7 | Reelect L M Cha as Non-Executive Director | Management | For | For |
| 8 | Reelect V Colao as Non-Executive Director | Management | For | For |
| 9 | Reelect M Dekkers as Non-Executive Director | Management | For | For |
| 10 | Reelect J Hartmann as Non-Executive Director | Management | For | For |
| 11 | Reelect M Ma as Non-Executive Director | Management | For | For |
| 12 | Reelect S Masiyiwa as Non-Executive Director | Management | For | For |
| 13 | Reelect Y Moon as Non-Executive Director | Management | For | For |
| 14 | Reelect G Pitkethly as Executive Director | Management | For | For |
| 15 | Reelect P G J M Polman as Executive Director | Management | For | For |
| 16 | Reelect J Rishton as Non-Executive Director | Management | For | For |
| 17 | Reelect F Sijbesma as Non-Executive Director | Management | For | For |
| 18 | Elect A Jung as Non-Executive Director | Management | For | For |
| 19 | Ratify KPMG as Auditors | Management | For | For |
| 20 | Authorize Repurchase of Up to 6 Percent of Cumulative Preference Shares and Up to 7 Percent of Cumulative Preference Shares and Depositary Receipts | Management | For | For |
| 21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 22 | Approve Reduction in Share Capital through Cancellation of Preference Shares and Depositary Receipts Thereof | Management | For | For |
| 23 | Approve Reduction in Share Capital through Cancellation of Ordinary Shares and Depositary Receipts Thereof | Management | For | For |
| 24 | Grant Board Authority to Issue Shares | Management | For | For |
| 25 | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | Management | For | For |
| 26 | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition Purposes | Management | For | For |
| US FOODS HOLDING CORP. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: USFD SECURITY ID: 912008109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director John A. Lederer | Management | For | For |
| 1B | Elect Director Carl Andrew Pforzheimer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Remove Supermajority Vote Requirement | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WALGREENS BOOTS ALLIANCE, INC. MEETING DATE: JAN 17, 2018 | ||||
| TICKER: WBA SECURITY ID: 931427108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Janice M. Babiak | Management | For | For |
| 1c | Elect Director David J. Brailer | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Ginger L. Graham | Management | For | For |
| 1f | Elect Director John A. Lederer | Management | For | For |
| 1g | Elect Director Dominic P. Murphy | Management | For | For |
| 1h | Elect Director Stefano Pessina | Management | For | For |
| 1i | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| WALMART, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: WMT SECURITY ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen J. Easterbrook | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Sarah J. Friar | Management | For | For |
| 1d | Elect Director Carla A. Harris | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Marissa A. Mayer | Management | For | For |
| 1g | Elect Director C. Douglas McMillon | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S Reinemund | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Race or Ethnicity Pay Gap | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT DEFENSE AND AEROSPACE PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AIR LEASE CORPORATION MEETING DATE: MAY 09, 2018 | ||||
| TICKER: AL SECURITY ID: 00912X302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Matthew J. Hart | Management | For | For |
| 1b | Elect Director Cheryl Gordon Krongard | Management | For | For |
| 1c | Elect Director Marshall O. Larsen | Management | For | For |
| 1d | Elect Director Robert A. Milton | Management | For | For |
| 1e | Elect Director John L. Plueger | Management | For | For |
| 1f | Elect Director Ian M. Saines | Management | For | For |
| 1g | Elect Director Ronald D. Sugar | Management | For | For |
| 1h | Elect Director Steven F. Udvar-Hazy | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AIRBUS SE MEETING DATE: APR 11, 2018 | ||||
| TICKER: AIR SECURITY ID: N0280G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.2 | Receive Report on Business and Financial Statements | Management | None | None |
| 2.3 | Discuss Implementation of the Remuneration Policy | Management | None | None |
| 2.4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3 | Discussion of Agenda Items | Management | None | None |
| 4.1 | Adopt Financial Statements | Management | For | For |
| 4.2 | Approve Allocation of Income and Dividends of EUR of 1.50 per Share | Management | For | For |
| 4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Management | For | For |
| 4.4 | Approve Discharge of Executive Members of the Board of Directors | Management | For | For |
| 4.5 | Ratify Ernst & Young as Auditors | Management | For | For |
| 4.6 | Reelect Maria Amparo Moraleda Martinez as a Non-Executive Director | Management | For | For |
| 4.7 | Elect Victor Chu as a Non-Executive Director | Management | For | For |
| 4.8 | Elect Jean-Pierre Clamadieu as a Non-Executive Director | Management | For | For |
| 4.9 | Elect Rene Obermann as a Non-Executive Director | Management | For | For |
| 4.10 | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans | Management | For | For |
| 4.11 | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding | Management | For | For |
| 4.12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4.13 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 5 | Close Meeting | Management | None | None |
| ARCONIC INC. MEETING DATE: NOV 30, 2017 | ||||
| TICKER: ARNC SECURITY ID: 03965L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change State of Incorporation from Pennsylvania to Delaware | Management | For | For |
| 2 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| ASTRONICS CORPORATION MEETING DATE: MAY 31, 2018 | ||||
| TICKER: ATRO SECURITY ID: 046433108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond W. Boushie | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director John B. Drenning | Management | For | For |
| 1.4 | Elect Director Jeffry D. Frisby | Management | For | For |
| 1.5 | Elect Director Peter J. Gundermann | Management | For | For |
| 1.6 | Elect Director Warren C. Johnson | Management | For | For |
| 1.7 | Elect Director Kevin T. Keane | Management | For | For |
| 1.8 | Elect Director Neil Kim | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ASTRONICS CORPORATION MEETING DATE: MAY 31, 2018 | ||||
| TICKER: ATRO SECURITY ID: 046433207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond W. Boushie | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director John B. Drenning | Management | For | For |
| 1.4 | Elect Director Jeffry D. Frisby | Management | For | For |
| 1.5 | Elect Director Peter J. Gundermann | Management | For | For |
| 1.6 | Elect Director Warren C. Johnson | Management | For | For |
| 1.7 | Elect Director Kevin T. Keane | Management | For | For |
| 1.8 | Elect Director Neil Kim | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AXON ENTERPRISE, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: AAXN SECURITY ID: 05464C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard H. Carmona | Management | For | For |
| 1.2 | Elect Director Bret Taylor | Management | For | For |
| 1.3 | Elect Director Julie Cullivan | Management | For | For |
| 2 | Approve Stock Option Plan Grants | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| BAE SYSTEMS PLC MEETING DATE: MAY 10, 2018 | ||||
| TICKER: BA. SECURITY ID: G06940103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Sir Roger Carr as Director | Management | For | For |
| 5 | Re-elect Elizabeth Corley as Director | Management | For | For |
| 6 | Re-elect Jerry DeMuro as Director | Management | For | For |
| 7 | Re-elect Harriet Green as Director | Management | For | For |
| 8 | Re-elect Christopher Grigg as Director | Management | For | For |
| 9 | Re-elect Peter Lynas as Director | Management | For | For |
| 10 | Re-elect Paula Reynolds as Director | Management | For | For |
| 11 | Re-elect Nicholas Rose as Director | Management | For | For |
| 12 | Re-elect Ian Tyler as Director | Management | For | For |
| 13 | Re-elect Charles Woodburn as Director | Management | For | For |
| 14 | Elect Revathi Advaithi as Director | Management | For | For |
| 15 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BOMBARDIER INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: BBD.B SECURITY ID: 097751200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Beaudoin | Management | For | For |
| 1.2 | Elect Director Alain Bellemare | Management | For | For |
| 1.3 | Elect Director Joanne Bissonnette | Management | For | For |
| 1.4 | Elect Director J.R. Andre Bombardier | Management | For | For |
| 1.5 | Elect Director Martha Finn Brooks | Management | For | For |
| 1.6 | Elect Director Jean-Louis Fontaine | Management | For | For |
| 1.7 | Elect Director Diane Giard | Management | For | For |
| 1.8 | Elect Director August W. Henningsen | Management | For | For |
| 1.9 | Elect Director Pierre Marcouiller | Management | For | For |
| 1.10 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.11 | Elect Director Vikram Pandit | Management | For | For |
| 1.12 | Elect Director Carlos E. Represas | Management | For | For |
| 1.13 | Elect Director Antony N. Tyler | Management | For | For |
| 1.14 | Elect Director Beatrice Weder di Mauro | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1 : Provide Response on Say-on-Pay Results | Shareholder | Against | Against |
| 5 | SP 2 : Independence of Compensation Advisors | Shareholder | Against | Against |
| 6 | SP 3 : Separate Disclosure of Voting Results by Class of Shares | Shareholder | Against | Against |
| 7 | SP 4 : Adopt a Policy Regarding Severance Payments for Senior Executives in the Event of a Change of Control | Shareholder | Against | Against |
| 8 | SP 5: Approve Annual Disclosure of Lobbying-Related Matters | Shareholder | Against | Against |
| CARPENTER TECHNOLOGY CORPORATION MEETING DATE: OCT 10, 2017 | ||||
| TICKER: CRS SECURITY ID: 144285103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. Karol | Management | For | For |
| 1.2 | Elect Director Robert R. McMaster | Management | For | For |
| 1.3 | Elect Director Gregory A. Pratt | Management | For | For |
| 1.4 | Elect Director Tony R. Thene | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CSRA INC. MEETING DATE: AUG 08, 2017 | ||||
| TICKER: CSRA SECURITY ID: 12650T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Keith B. Alexander | Management | For | For |
| 1b | Elect Director Sanju K. Bansal | Management | For | For |
| 1c | Elect Director Michele A. Flournoy | Management | For | For |
| 1d | Elect Director Mark A. Frantz | Management | For | For |
| 1e | Elect Director Nancy Killefer | Management | For | For |
| 1f | Elect Director Craig L. Martin | Management | For | For |
| 1g | Elect Director Sean O'Keefe | Management | For | For |
| 1h | Elect Director Lawrence B. Prior, III | Management | For | For |
| 1i | Elect Director Michael E. Ventling | Management | For | For |
| 1j | Elect Director Billie I. Williamson | Management | For | For |
| 1k | Elect Director John F. Young | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ELBIT SYSTEMS LTD. MEETING DATE: NOV 30, 2017 | ||||
| TICKER: ESLT SECURITY ID: M3760D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Michael Federmann as Director | Management | For | For |
| 1.2 | Reelect Rina Baum as Director | Management | For | For |
| 1.3 | Reelect Yoram Ben-Zeev as Director | Management | For | For |
| 1.4 | Reelect David Federmann as Director | Management | For | For |
| 1.5 | Reelect Dov Ninveh as Director | Management | For | For |
| 1.6 | Reelect Ehood (Udi) Nisan as Director | Management | For | For |
| 1.7 | Reelect Yuli Tamir as Director | Management | For | For |
| 2 | Approve Compensation of Directors | Management | For | For |
| 3 | Approve Insurance Framework Agreement | Management | For | For |
| 4 | Approve Indemnity Letter of Michael Federmann and David Federmann, controlling shareholders | Management | For | For |
| 5 | Reappoint Kost, Forer,Gabbay & Kasierer as Auditors | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| ELBIT SYSTEMS LTD. MEETING DATE: APR 11, 2018 | ||||
| TICKER: ESLT SECURITY ID: M3760D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Approve CEO Grant of Options | Management | For | For |
| 3 | Approve CEO Grant of POCell Tech Ltd. Options | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| EMBRAER SA MEETING DATE: APR 12, 2018 | ||||
| TICKER: EMBR3 SECURITY ID: 29082A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Fiscal Council Members and Alternates | Management | For | For |
| 4 | Approve Remuneration of Company's Management | Management | For | Against |
| 5 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| 1 | Approve Agreement to Absorb Bradar Industria S.A. | Management | For | For |
| 2 | Approve Agreement to Absorb Industria Aeronautica Neiva Ltda. | Management | For | For |
| 3 | Ratify Apsis Consultoria e Avaliacoes Ltda. as the Independent Firm to Appraise Proposed Transactions | Management | For | For |
| 4 | Approve Independent Firm's Appraisal on Bradar Industria S.A. | Management | For | For |
| 5 | Approve Independent Firm's Appraisal on Industria Aeronautica Neiva Ltda. | Management | For | For |
| 6 | Approve Absorption of Bradar Industria S.A. | Management | For | For |
| 7 | Approve Absorption of Industria Aeronautica Neiva Ltda. | Management | For | For |
| ENGILITY HOLDINGS, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: EGL SECURITY ID: 29286C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katharina G. McFarland | Management | For | For |
| 1.2 | Elect Director Lynn A. Dugle | Management | For | For |
| 1.3 | Elect Director Charles S. Ream | Management | For | For |
| 1.4 | Elect Director David J. Topper | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FACC AG MEETING DATE: JUN 29, 2018 | ||||
| TICKER: FACC SECURITY ID: A20248109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.11 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board Members Robert Machtlinger, Andreas Ockel, Ales Starek and Yongsheng Wang | Management | For | For |
| 4 | Approve Discharge of Supervisory Board Members Geng Ruguang, He Shengqiang, Liu Hao, Sheng Junqi, Tang Jun, Wang Xuejun, Yang Chunsheng, Lei Yanzheng, Li Li, Gong Weixi, George Maffeo, Barbara Huber, Ulrike Reiter, Peter Krohe, Birol Mutlu, Karin Klee | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 6 | Elect Ruguang Geng, Zhen Pang, Junqi Sheng, Wenbiao Han, Qinghong Liu, Jing Guo, Weixi Gong and George Maffeo as Supervisory Board Members | Management | For | For |
| 7 | Ratify Ernst & Young as Auditors for Fiscal 2018/19 | Management | For | For |
| GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 02, 2018 | ||||
| TICKER: GD SECURITY ID: 369550108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James S. Crown | Management | For | For |
| 1b | Elect Director Rudy F. deLeon | Management | For | For |
| 1c | Elect Director Lester L. Lyles | Management | For | For |
| 1d | Elect Director Mark M. Malcolm | Management | For | For |
| 1e | Elect Director Phebe N. Novakovic | Management | For | For |
| 1f | Elect Director C. Howard Nye | Management | For | For |
| 1g | Elect Director William A. Osborn | Management | For | For |
| 1h | Elect Director Catherine B. Reynolds | Management | For | For |
| 1i | Elect Director Laura J. Schumacher | Management | For | For |
| 1j | Elect Director Peter A. Wall | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| HEICO CORPORATION MEETING DATE: MAR 16, 2018 | ||||
| TICKER: HEI SECURITY ID: 422806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas M. Culligan | Management | For | For |
| 1.2 | Elect Director Adolfo Henriques | Management | For | For |
| 1.3 | Elect Director Mark H. Hildebrandt | Management | For | For |
| 1.4 | Elect Director Wolfgang Mayrhuber | Management | For | For |
| 1.5 | Elect Director Eric A. Mendelson | Management | For | For |
| 1.6 | Elect Director Laurans A. Mendelson | Management | For | For |
| 1.7 | Elect Director Victor H. Mendelson | Management | For | For |
| 1.8 | Elect Director Julie Neitzel | Management | For | For |
| 1.9 | Elect Director Alan Schriesheim | Management | For | For |
| 1.10 | Elect Director Frank J. Schwitter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Increase Authorized Class A Common Stock | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| HEICO CORPORATION MEETING DATE: MAR 16, 2018 | ||||
| TICKER: HEI SECURITY ID: 422806208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas M. Culligan | Management | For | For |
| 1.2 | Elect Director Adolfo Henriques | Management | For | For |
| 1.3 | Elect Director Mark H. Hildebrandt | Management | For | For |
| 1.4 | Elect Director Wolfgang Mayrhuber | Management | For | For |
| 1.5 | Elect Director Eric A. Mendelson | Management | For | For |
| 1.6 | Elect Director Laurans A. Mendelson | Management | For | For |
| 1.7 | Elect Director Victor H. Mendelson | Management | For | For |
| 1.8 | Elect Director Julie Neitzel | Management | For | For |
| 1.9 | Elect Director Alan Schriesheim | Management | For | For |
| 1.10 | Elect Director Frank J. Schwitter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Increase Authorized Class A Common Stock | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| HEXCEL CORPORATION MEETING DATE: MAY 03, 2018 | ||||
| TICKER: HXL SECURITY ID: 428291108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nick L. Stanage | Management | For | For |
| 1.2 | Elect Director Joel S. Beckman | Management | For | For |
| 1.3 | Elect Director Lynn Brubaker | Management | For | For |
| 1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1.5 | Elect Director Cynthia M. Egnotovich | Management | For | For |
| 1.6 | Elect Director W. Kim Foster | Management | For | For |
| 1.7 | Elect Director Thomas A. Gendron | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Graves | Management | For | For |
| 1.9 | Elect Director Guy C. Hachey | Management | For | For |
| 1.10 | Elect Director David L. Pugh | Management | For | For |
| 1.11 | Elect Directorn Catherine A. Suever | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HUNTINGTON INGALLS INDUSTRIES, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: HII SECURITY ID: 446413106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip M. Bilden | Management | For | For |
| 1.2 | Elect Director Augustus L. Collins | Management | For | For |
| 1.3 | Elect Director Kirkland H. Donald | Management | For | For |
| 1.4 | Elect Director Thomas B. Fargo | Management | For | For |
| 1.5 | Elect Director Victoria D. Harker | Management | For | For |
| 1.6 | Elect Director Anastasia D. Kelly | Management | For | For |
| 1.7 | Elect Director C. Michael Petters | Management | For | For |
| 1.8 | Elect Director Thomas C. Schievelbein | Management | For | For |
| 1.9 | Elect Director John K. Welch | Management | For | For |
| 1.10 | Elect Director Stephen R. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| IRIDIUM COMMUNICATIONS INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: IRDM SECURITY ID: 46269C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.2 | Elect Director Thomas C. Canfield | Management | For | For |
| 1.3 | Elect Director Matthew J. Desch | Management | For | For |
| 1.4 | Elect Director Thomas J. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Jane L. Harman | Management | For | For |
| 1.6 | Elect Director Alvin B. Krongard | Management | For | For |
| 1.7 | Elect Director Eric T. Olson | Management | For | For |
| 1.8 | Elect Director Steven B. Pfeiffer | Management | For | For |
| 1.9 | Elect Director Parker W. Rush | Management | For | For |
| 1.10 | Elect Director Henrik O. Schliemann | Management | For | For |
| 1.11 | Elect Director S. Scott Smith | Management | For | For |
| 1.12 | Elect Director Barry J. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KBR, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: KBR SECURITY ID: 48242W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Mark E. Baldwin | Management | For | For |
| 1B | Elect Director James R. Blackwell | Management | For | For |
| 1C | Elect Director Stuart J. B. Bradie | Management | For | For |
| 1D | Elect Director Loren K. Carroll | Management | For | For |
| 1E | Elect Director Umberto della Sala | Management | For | For |
| 1F | Elect Director Lester L. Lyles | Management | For | For |
| 1G | Elect Director Wendy M. Masiello | Management | For | For |
| 1H | Elect Director Jack B. Moore | Management | For | For |
| 1I | Elect Director Ann D. Pickard | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| KLX INC. MEETING DATE: AUG 24, 2017 | ||||
| TICKER: KLXI SECURITY ID: 482539103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard G. Hamermesh | Management | For | For |
| 1.2 | Elect Director Theodore L. Weise | Management | For | For |
| 1.3 | Elect Director John T. Whates | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| KONGSBERG GRUPPEN ASA MEETING DATE: MAY 16, 2018 | ||||
| TICKER: KOG SECURITY ID: R60837102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 3 | Receive President's Report | Management | None | None |
| 4 | Discuss Company's Corporate Governance Statement | Management | None | None |
| 5 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 6 | Approve Allocation of Income and Dividends of NOK 3.75 Per Share | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Directors in the Amount of NOK 518,000 for Chairman, NOK 277,000 for Deputy Chairman and NOK 260,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 9a | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | Did Not Vote |
| 9b | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Management | For | Did Not Vote |
| 10 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
| 11 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| LEIDOS HOLDINGS, INC. MEETING DATE: MAY 11, 2018 | ||||
| TICKER: LDOS SECURITY ID: 525327102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory R. Dahlberg | Management | For | For |
| 1b | Elect Director David G. Fubini | Management | For | For |
| 1c | Elect Director Miriam E. John | Management | For | For |
| 1d | Elect Director Frank Kendall, III | Management | For | For |
| 1e | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
| 1f | Elect Director Roger A. Krone | Management | For | For |
| 1g | Elect Director Gary S. May | Management | For | For |
| 1h | Elect Director Surya N. Mohapatra | Management | For | For |
| 1i | Elect Director Lawrence C. Nussdorf | Management | For | For |
| 1j | Elect Director Robert S. Shapard | Management | For | For |
| 1k | Elect Director Susan M. Stalnecker | Management | For | For |
| 1l | Elect Director Noel B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| LEONARDO S.P.A. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: LDO SECURITY ID: T63512106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2.1 | Slate Submitted by Ministry of Economy and Finance | Shareholder | None | For |
| 2.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 3 | Appoint Chairman of Internal Statutory Auditors | Shareholder | None | For |
| 4 | Approve Internal Auditors' Remuneration | Management | For | For |
| 5 | Approve Long-Term Incentive Plan | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Integrate Remuneration of External Auditors | Management | For | For |
| LOCKHEED MARTIN CORPORATION MEETING DATE: APR 26, 2018 | ||||
| TICKER: LMT SECURITY ID: 539830109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.3 | Elect Director David B. Burritt | Management | For | For |
| 1.4 | Elect Director Bruce A. Carlson | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas J. Falk | Management | For | For |
| 1.7 | Elect Director Ilene S. Gordon | Management | For | For |
| 1.8 | Elect Director Marillyn A. Hewson | Management | For | For |
| 1.9 | Elect Director Jeh C. Johnson | Management | For | For |
| 1.10 | Elect Director Joseph W. Ralston | Management | For | For |
| 1.11 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| MAGELLAN AEROSPACE CORPORATION MEETING DATE: MAY 01, 2018 | ||||
| TICKER: MAL SECURITY ID: 558912200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director N. Murray Edwards | Management | For | For |
| 1.2 | Elect Director Phillip C. Underwood | Management | For | For |
| 1.3 | Elect Director Beth M. Budd Bandler | Management | For | For |
| 1.4 | Elect Director William G. Davis | Management | For | For |
| 1.5 | Elect Director William A. Dimma | Management | For | For |
| 1.6 | Elect Director Bruce W. Gowan | Management | For | For |
| 1.7 | Elect Director Larry G. Moeller | Management | For | For |
| 1.8 | Elect Director Steven Somerville | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MOOG INC. MEETING DATE: FEB 14, 2018 | ||||
| TICKER: MOG.A SECURITY ID: 615394202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: NOC SECURITY ID: 666807102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wesley G. Bush | Management | For | For |
| 1.2 | Elect Director Marianne C. Brown | Management | For | For |
| 1.3 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.4 | Elect Director Ann M. Fudge | Management | For | For |
| 1.5 | Elect Director Bruce S. Gordon | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Gary Roughead | Management | For | For |
| 1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.11 | Elect Director James S. Turley | Management | For | For |
| 1.12 | Elect Director Mark A. Welsh, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ORBITAL ATK, INC. MEETING DATE: AUG 10, 2017 | ||||
| TICKER: OA SECURITY ID: 68557N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kevin P. Chilton | Management | For | For |
| 1b | Elect Director Roxanne J. Decyk | Management | For | For |
| 1c | Elect Director Lennard A. Fisk | Management | For | For |
| 1d | Elect Director Ronald R. Fogleman | Management | For | For |
| 1e | Elect Director Ronald T. Kadish | Management | For | For |
| 1f | Elect Director Tig H. Krekel | Management | For | For |
| 1g | Elect Director Douglas L. Maine | Management | For | For |
| 1h | Elect Director Roman Martinez, IV | Management | For | For |
| 1i | Elect Director Janice I. Obuchowski | Management | For | For |
| 1j | Elect Director James G. Roche | Management | For | For |
| 1k | Elect Director Harrison H. Schmitt | Management | For | For |
| 1l | Elect Director David W. Thompson | Management | For | For |
| 1m | Elect Director Scott L. Webster | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ORBITAL ATK, INC. MEETING DATE: NOV 29, 2017 | ||||
| TICKER: OA SECURITY ID: 68557N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| RAYTHEON COMPANY MEETING DATE: MAY 31, 2018 | ||||
| TICKER: RTN SECURITY ID: 755111507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tracy A. Atkinson | Management | For | For |
| 1b | Elect Director Robert E. Beauchamp | Management | For | For |
| 1c | Elect Director Adriane M. Brown | Management | For | For |
| 1d | Elect Director Vernon E. Clark | Management | For | For |
| 1e | Elect Director Stephen J. Hadley | Management | For | For |
| 1f | Elect Director Thomas A. Kennedy | Management | For | For |
| 1g | Elect Director Letitia A. Long | Management | For | For |
| 1h | Elect Director George R. Oliver | Management | For | For |
| 1i | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1j | Elect Director William R. Spivey | Management | For | For |
| 1k | Elect Director James A. Winnefeld, Jr. | Management | For | For |
| 1l | Elect Director Robert O. Work | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ROCKWELL COLLINS, INC. MEETING DATE: JAN 11, 2018 | ||||
| TICKER: COL SECURITY ID: 774341101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| ROCKWELL COLLINS, INC. MEETING DATE: FEB 01, 2018 | ||||
| TICKER: COL SECURITY ID: 774341101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Carbone | Management | For | For |
| 1.2 | Elect Director Robert K. Ortberg | Management | For | For |
| 1.3 | Elect Director Cheryl L. Shavers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SAAB AB MEETING DATE: APR 10, 2018 | ||||
| TICKER: SAAB B SECURITY ID: W72838118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8b | Approve Allocation of Income and Dividends of SEK 5.50 Per Share | Management | For | Did Not Vote |
| 8c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 9 | Determine Number of Members (10) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of SEK 1.75 Million to Chairman, SEK 675,000 for Vice Chairman, and SEK 600,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 11a | Reelect Hakan Buskhe as Director | Management | For | Did Not Vote |
| 11b | Reelect Sten Jakobsson as Director | Management | For | Did Not Vote |
| 11c | Reelect Danica Kragic Jensfelt as Director | Management | For | Did Not Vote |
| 11d | Reelect Sara Mazur as Director | Management | For | Did Not Vote |
| 11e | Reelect Daniel Nodhall as Director | Management | For | Did Not Vote |
| 11f | Reelect Bert Nordberg as Director | Management | For | Did Not Vote |
| 11g | Reelect Cecilia Stego Chilo as Director | Management | For | Did Not Vote |
| 11h | Reelect Erika Soderberg Johnson as Director | Management | For | Did Not Vote |
| 11i | Reelect Marcus Wallenberg as Director | Management | For | Did Not Vote |
| 11j | Reelect Joakim Westh as Director | Management | For | Did Not Vote |
| 11k | Reelect Marcus Wallenberg as Board Chairman | Management | For | Did Not Vote |
| 12 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 13a | Approve 2019 Share Matching Plan for All Employees; Approve 2019 Performance Share Program for Key Employees; Approve Special Projects 2019 Incentive Plan | Management | For | Did Not Vote |
| 13b | Approve Special Projects 2018 Incentive Plan | Management | For | Did Not Vote |
| 13c | Approve Repurchase of 1.47 Million Class B Shares to Fund LTI 2019 and Special Projects Incentive 2018 | Management | For | Did Not Vote |
| 13d | Approve Third Party Swap Agreement as Alternative Equity Plan Financing | Management | For | Did Not Vote |
| 14a | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 14b | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 14c | Approve Transfer of up to 1.2 Million Repurchased Class B Shares for Previous Year's Incentive Programs | Management | For | Did Not Vote |
| 15 | Approve Transaction with a Related Party Concerning Transfer of Shares in AD Navigation AS | Management | For | Did Not Vote |
| 16 | Close Meeting | Management | None | None |
| SENIOR PLC MEETING DATE: APR 27, 2018 | ||||
| TICKER: SNR SECURITY ID: G8031U102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Bindi Foyle as Director | Management | For | For |
| 6 | Elect Ian King as Director | Management | For | For |
| 7 | Re-elect Celia Baxter as Director | Management | For | For |
| 8 | Re-elect Susan Brennan as Director | Management | For | For |
| 9 | Re-elect Giles Kerr as Director | Management | For | For |
| 10 | Re-elect David Squires as Director | Management | For | For |
| 11 | Re-elect Mark Vernon as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SPARTON CORPORATION MEETING DATE: OCT 05, 2017 | ||||
| TICKER: SPA SECURITY ID: 847235108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| SPARTON CORPORATION MEETING DATE: NOV 30, 2017 | ||||
| TICKER: SPA SECURITY ID: 847235108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Alan L. Bazaar | Management | For | For |
| 1B | Elect Director James D. Fast | Management | For | For |
| 1C | Elect Director Joseph J. Hartnett | Management | For | For |
| 1D | Elect Director Charles R. Kummeth | Management | For | For |
| 1E | Elect Director David P. Molfenter | Management | For | For |
| 1F | Elect Director James R. Swartwout | Management | For | For |
| 1G | Elect Director Frank A. 'Andy' Wilson | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SPIRIT AEROSYSTEMS HOLDINGS, INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: SPR SECURITY ID: 848574109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles Chadwell | Management | For | For |
| 1b | Elect Director Irene M. Esteves | Management | For | For |
| 1c | Elect Director Paul Fulchino | Management | For | For |
| 1d | Elect Director Thomas C. Gentile, III | Management | For | For |
| 1e | Elect Director Richard Gephardt | Management | For | For |
| 1f | Elect Director Robert Johnson | Management | For | For |
| 1g | Elect Director Ronald T. Kadish | Management | For | For |
| 1h | Elect Director John Plueger | Management | For | For |
| 1i | Elect Director Laura Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Reduction of Threshold to Call Special Meetings to 25% of Outstanding Shares | Management | For | For |
| 5 | Approve Reduction of Threshold to Call Special Meetings to 10% of Outstanding Shares | Shareholder | Against | Against |
| TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 25, 2018 | ||||
| TICKER: TDY SECURITY ID: 879360105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Simon M. Lorne | Management | For | For |
| 1.2 | Elect Director Paul D. Miller | Management | For | For |
| 1.3 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TEXTRON INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: TXT SECURITY ID: 883203101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott C. Donnelly | Management | For | For |
| 1b | Elect Director Kathleen M. Bader | Management | For | For |
| 1c | Elect Director R. Kerry Clark | Management | For | For |
| 1d | Elect Director James T. Conway | Management | For | For |
| 1e | Elect Director Lawrence K. Fish | Management | For | For |
| 1f | Elect Director Paul E. Gagne | Management | For | For |
| 1g | Elect Director Ralph D. Heath | Management | For | For |
| 1h | Elect Director Deborah Lee James | Management | For | For |
| 1i | Elect Director Lloyd G. Trotter | Management | For | For |
| 1j | Elect Director James L. Ziemer | Management | For | For |
| 1k | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Establish Term Limits for Directors | Shareholder | Against | Against |
| THE BOEING COMPANY MEETING DATE: APR 30, 2018 | ||||
| TICKER: BA SECURITY ID: 097023105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert A. Bradway | Management | For | For |
| 1b | Elect Director David L. Calhoun | Management | For | For |
| 1c | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1f | Elect Director Lynn J. Good | Management | For | For |
| 1g | Elect Director Lawrence W. Kellner | Management | For | For |
| 1h | Elect Director Caroline B. Kennedy | Management | For | For |
| 1i | Elect Director Edward M. Liddy | Management | For | For |
| 1j | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1k | Elect Director Susan C. Schwab | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 1m | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Require Shareholder Approval to Increase Board Size to More Than 14 | Shareholder | Against | Against |
| THE KEYW HOLDING CORPORATION MEETING DATE: MAY 10, 2018 | ||||
| TICKER: KEYW SECURITY ID: 493723100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Deborah Bonanni | Management | For | For |
| 1b | Elect Director Bill Campbell | Management | For | For |
| 1c | Elect Director Shep Hill | Management | For | For |
| 1d | Elect Director Chris Inglis | Management | For | For |
| 1e | Elect Director Ken Minihan | Management | For | For |
| 1f | Elect Director Art Money | Management | For | For |
| 1g | Elect Director Caroline Pisano | Management | For | For |
| 1h | Elect Director Mark Sopp | Management | For | For |
| 1i | Elect Director Bill Weber | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRANSDIGM GROUP INCORPORATED MEETING DATE: MAR 20, 2018 | ||||
| TICKER: TDG SECURITY ID: 893641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Barr | Management | For | For |
| 1.2 | Elect Director William Dries | Management | For | For |
| 1.3 | Elect Director Mervin Dunn | Management | For | For |
| 1.4 | Elect Director Michael Graff | Management | For | For |
| 1.5 | Elect Director Sean Hennessy | Management | For | For |
| 1.6 | Elect Director W. Nicholas Howley | Management | For | For |
| 1.7 | Elect Director Raymond Laubenthal | Management | For | For |
| 1.8 | Elect Director Gary E. McCullough | Management | For | For |
| 1.9 | Elect Director Douglas Peacock | Management | For | For |
| 1.10 | Elect Director Robert Small | Management | For | For |
| 1.11 | Elect Director John Staer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 30, 2018 | ||||
| TICKER: UTX SECURITY ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1b | Elect Director Diane M. Bryant | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1e | Elect Director Gregory J. Hayes | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Marshall O. Larsen | Management | For | For |
| 1h | Elect Director Harold W. McGraw, III | Management | For | For |
| 1i | Elect Director Margaret L. O'Sullivan | Management | For | For |
| 1j | Elect Director Fredric G. Reynolds | Management | For | For |
| 1k | Elect Director Brian C. Rogers | Management | For | For |
| 1l | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| WOODWARD, INC. MEETING DATE: JAN 24, 2018 | ||||
| TICKER: WWD SECURITY ID: 980745103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas A. Gendron | Management | For | For |
| 1.2 | Elect Director Daniel G. Korte | Management | For | For |
| 1.3 | Elect Director Ronald M. Sega | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENERGY PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 15, 2018 | ||||
| TICKER: APC SECURITY ID: 032511107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director David E. Constable | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Claire S. Farley | Management | For | For |
| 1e | Elect Director Peter J. Fluor | Management | For | For |
| 1f | Elect Director Joseph W. Gorder | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Sean Gourley | Management | For | For |
| 1i | Elect Director Mark C. McKinley | Management | For | For |
| 1j | Elect Director Eric D. Mullins | Management | For | For |
| 1k | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
| ANDEAVOR MEETING DATE: MAY 04, 2018 | ||||
| TICKER: ANDV SECURITY ID: 03349M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney F. Chase | Management | For | For |
| 1.2 | Elect Director Paul L. Foster | Management | For | For |
| 1.3 | Elect Director Edward G. Galante | Management | For | For |
| 1.4 | Elect Director Gregory J. Goff | Management | For | For |
| 1.5 | Elect Director David Lilley | Management | For | For |
| 1.6 | Elect Director Mary Pat McCarthy | Management | For | For |
| 1.7 | Elect Director J.W. Nokes | Management | For | For |
| 1.8 | Elect Director William H. Schumann, III | Management | For | For |
| 1.9 | Elect Director Jeff A. Stevens | Management | For | For |
| 1.10 | Elect Director Susan Tomasky | Management | For | For |
| 1.11 | Elect Director Michael E. Wiley | Management | For | For |
| 1.12 | Elect Director Patrick Y. Yang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| BAKER HUGHES, A GE COMPANY MEETING DATE: MAY 11, 2018 | ||||
| TICKER: BHGE SECURITY ID: 05722G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Geoffrey Beattie | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Martin S. Craighead | Management | For | For |
| 1e | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1f | Elect Director Jamie S. Miller | Management | For | For |
| 1g | Elect Director James J. Mulva | Management | For | For |
| 1h | Elect Director John G. Rice | Management | For | For |
| 1i | Elect Director Lorenzo Simonelli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| BHARAT PETROLEUM CORPORATION LTD. MEETING DATE: SEP 12, 2017 | ||||
| TICKER: BPCL SECURITY ID: Y0882Z116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividends and Declare Final Dividend | Management | For | For |
| 3 | Reelect Ramesh Srinivasan as Director | Management | For | For |
| 4 | Approve Remuneration of Joint Statutory Auditors | Management | For | For |
| 5 | Elect Rajkumar Duraiswamy as Director and Approve Appointment of Rajkumar Duraiswamy as Chairman & Managing Director | Management | For | For |
| 6 | Elect Vishal V Sharma as Director | Management | For | For |
| 7 | Elect Paul Antony as Government Nominee Director | Management | For | For |
| 8 | Elect Sivakumar Krishnamurthy as Director (Finance) | Management | For | For |
| 9 | Approve Issuance of Non-Convertible Bonds/Debentures and/ or other Debt Securities on Private Placement Basis | Management | For | For |
| 10 | Approve Material Related Party Transactions | Management | For | For |
| 11 | Approve Remuneration of Cost Auditors | Management | For | For |
| C&J ENERGY SERVICES, INC. MEETING DATE: MAY 29, 2018 | ||||
| TICKER: CJ SECURITY ID: 12674R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stuart Brightman | Management | For | For |
| 1.2 | Elect Director Michael Zawadzki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| CABOT OIL & GAS CORPORATION MEETING DATE: MAY 02, 2018 | ||||
| TICKER: COG SECURITY ID: 127097103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dorothy M. Ables | Management | For | For |
| 1.2 | Elect Director Rhys J. Best | Management | For | For |
| 1.3 | Elect Director Robert S. Boswell | Management | For | For |
| 1.4 | Elect Director Amanda M. Brock | Management | For | For |
| 1.5 | Elect Director Dan O. Dinges | Management | For | For |
| 1.6 | Elect Director Robert Kelley | Management | For | For |
| 1.7 | Elect Director W. Matt Ralls | Management | For | For |
| 1.8 | Elect Director Marcus A. Watts | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CACTUS, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: WHD SECURITY ID: 127203107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael McGovern | Management | For | For |
| 1.2 | Elect Director John (Andy) O'Donnell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CALLON PETROLEUM COMPANY MEETING DATE: MAY 10, 2018 | ||||
| TICKER: CPE SECURITY ID: 13123X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara J. Faulkenberry | Management | For | For |
| 1.2 | Elect Director L. Richard Flury | Management | For | For |
| 1.3 | Elect Director Joseph C. Gatto, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| CENTENNIAL RESOURCE DEVELOPMENT, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: CDEV SECURITY ID: 15136A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Karl E. Bandtel | Management | For | For |
| 1.2 | Elect Director Matthew G. Hyde | Management | For | For |
| 1.3 | Elect Director Jeffrey H. Tepper | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHENIERE ENERGY, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director G. Andrea Botta | Management | For | For |
| 1b | Elect Director Jack A. Fusco | Management | For | For |
| 1c | Elect Director Vicky A. Bailey | Management | For | For |
| 1d | Elect Director Nuno Brandolini | Management | For | For |
| 1e | Elect Director David I. Foley | Management | For | For |
| 1f | Elect Director David B. Kilpatrick | Management | For | For |
| 1g | Elect Director Andrew Langham | Management | For | For |
| 1h | Elect Director Courtney R. Mather | Management | For | For |
| 1i | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1j | Elect Director Neal A. Shear | Management | For | For |
| 1k | Elect Director Heather R. Zichal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHEVRON CORPORATION MEETING DATE: MAY 30, 2018 | ||||
| TICKER: CVX SECURITY ID: 166764100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1f | Elect Director Dambisa F. Moyo | Management | For | For |
| 1g | Elect Director Ronald D. Sugar | Management | For | For |
| 1h | Elect Director Inge G. Thulin | Management | For | For |
| 1i | Elect Director D. James Umpleby, III | Management | For | For |
| 1j | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
| 6 | Report on Transition to a Low Carbon Business Model | Shareholder | Against | Against |
| 7 | Report on Methane Emissions | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 10 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| CIMAREX ENERGY CO. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: XEC SECURITY ID: 171798101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph R. Albi | Management | For | For |
| 1.2 | Elect Director Lisa A. Stewart | Management | For | For |
| 1.3 | Elect Director Michael J. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CONCHO RESOURCES INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: CXO SECURITY ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven L. Beal | Management | For | For |
| 1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
| 1.3 | Elect Director Mark B. Puckett | Management | For | For |
| 1.4 | Elect Director E. Joseph Wright | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONOCOPHILLIPS MEETING DATE: MAY 15, 2018 | ||||
| TICKER: COP SECURITY ID: 20825C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles E. Bunch | Management | For | For |
| 1b | Elect Director Caroline Maury Devine | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jody Freeman | Management | For | For |
| 1e | Elect Director Gay Huey Evans | Management | For | For |
| 1f | Elect Director Ryan M. Lance | Management | For | For |
| 1g | Elect Director Sharmila Mulligan | Management | For | For |
| 1h | Elect Director Arjun N. Murti | Management | For | For |
| 1i | Elect Director Robert A. Niblock | Management | For | For |
| 1j | Elect Director Harald J. Norvik | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Use GAAP for Executive Compensation Metrics | Shareholder | Against | Against |
| CONTINENTAL RESOURCES, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: CLR SECURITY ID: 212015101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ellis L. 'Lon' McCain | Management | For | For |
| 1.2 | Elect Director Mark E. Monroe | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DELEK US HOLDINGS, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: DK SECURITY ID: 24665A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ezra Uzi Yemin | Management | For | For |
| 1.2 | Elect Director William J. Finnerty | Management | For | For |
| 1.3 | Elect Director Carlos E. Jorda | Management | For | For |
| 1.4 | Elect Director Gary M. Sullivan, Jr. | Management | For | For |
| 1.5 | Elect Director David Wiessman | Management | For | For |
| 1.6 | Elect Director Shlomo Zohar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DEVON ENERGY CORPORATION MEETING DATE: JUN 06, 2018 | ||||
| TICKER: DVN SECURITY ID: 25179M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director David A. Hager | Management | For | For |
| 1.4 | Elect Director Robert H. Henry | Management | For | For |
| 1.5 | Elect Director Michael Kanovsky | Management | For | For |
| 1.6 | Elect Director John Krenicki, Jr. | Management | For | For |
| 1.7 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.8 | Elect Director Duane C. Radtke | Management | For | For |
| 1.9 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.10 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| DIAMONDBACK ENERGY, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: FANG SECURITY ID: 25278X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. West | Management | For | For |
| 1.2 | Elect Director Travis D. Stice | Management | For | For |
| 1.3 | Elect Director Michael L. Hollis | Management | For | For |
| 1.4 | Elect Director Michael P. Cross | Management | For | For |
| 1.5 | Elect Director David L. Houston | Management | For | For |
| 1.6 | Elect Director Mark L. Plaumann | Management | For | For |
| 1.7 | Elect Director Melanie M. Trent | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| DRIL-QUIP, INC. MEETING DATE: MAY 11, 2018 | ||||
| TICKER: DRQ SECURITY ID: 262037104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Steven L. Newman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENCANA CORPORATION MEETING DATE: MAY 01, 2018 | ||||
| TICKER: ECA SECURITY ID: 292505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter A. Dea | Management | For | For |
| 1.2 | Elect Director Fred J. Fowler | Management | For | For |
| 1.3 | Elect Director Howard J. Mayson | Management | For | For |
| 1.4 | Elect Director Lee A. McIntire | Management | For | For |
| 1.5 | Elect Director Margaret A. McKenzie | Management | For | For |
| 1.6 | Elect Director Suzanne P. Nimocks | Management | For | For |
| 1.7 | Elect Director Brian G. Shaw | Management | For | For |
| 1.8 | Elect Director Douglas J. Suttles | Management | For | For |
| 1.9 | Elect Director Bruce G. Waterman | Management | For | For |
| 1.10 | Elect Director Clayton H. Woitas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| EOG RESOURCES, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: EOG SECURITY ID: 26875P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Robert P. Daniels | Management | For | For |
| 1d | Elect Director James C. Day | Management | For | For |
| 1e | Elect Director C. Christopher Gaut | Management | For | For |
| 1f | Elect Director Donald F. Textor | Management | For | For |
| 1g | Elect Director William R. Thomas | Management | For | For |
| 1h | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXTRACTION OIL & GAS, INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: XOG SECURITY ID: 30227M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick D. O'Brien | Management | For | For |
| 1.2 | Elect Director Marvin M. Chronister | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EXXON MOBIL CORPORATION MEETING DATE: MAY 30, 2018 | ||||
| TICKER: XOM SECURITY ID: 30231G102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan K. Avery | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.5 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.6 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.7 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.8 | Elect Director Steven S Reinemund | Management | For | For |
| 1.9 | Elect Director William C. Weldon | Management | For | For |
| 1.10 | Elect Director Darren W. Woods | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Disclose a Board Diversity and Qualifications Matrix | Shareholder | Against | Against |
| 7 | Report on lobbying Payments and Policy | Shareholder | Against | Against |
| GASLOG PARTNERS LP MEETING DATE: MAY 11, 2018 | ||||
| TICKER: GLOP SECURITY ID: Y2687W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Daniel R. Bradshaw | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| GENER8 MARITIME, INC. MEETING DATE: JUN 11, 2018 | ||||
| TICKER: GNRT SECURITY ID: Y26889108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| GOLAR LNG LIMITED MEETING DATE: SEP 27, 2017 | ||||
| TICKER: GLNG SECURITY ID: G9456A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Tor Olav Troim as Director | Management | For | For |
| 2 | Reelect Daniel Rabun as Director | Management | For | For |
| 3 | Reelect Fredrik Halvorsen as Director | Management | For | For |
| 4 | Reelect Carl E. Steen as Director | Management | For | For |
| 5 | Reelect Michael B. Ashford as Director | Management | For | For |
| 6 | Elect Niels G. Stolt-Nielsen as Director | Management | For | For |
| 7 | Elect Lori Wheeler Naess as Director | Management | For | For |
| 8 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| HALLIBURTON COMPANY MEETING DATE: MAY 16, 2018 | ||||
| TICKER: HAL SECURITY ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1b | Elect Director William E. Albrecht | Management | For | For |
| 1c | Elect Director Alan M. Bennett | Management | For | For |
| 1d | Elect Director James R. Boyd | Management | For | For |
| 1e | Elect Director Milton Carroll | Management | For | For |
| 1f | Elect Director Nance K. Dicciani | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Jose C. Grubisich | Management | For | For |
| 1i | Elect Director David J. Lesar | Management | For | For |
| 1j | Elect Director Robert A. Malone | Management | For | For |
| 1k | Elect Director Jeffrey A. Miller | Management | For | For |
| 1l | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HESS CORPORATION MEETING DATE: JUN 06, 2018 | ||||
| TICKER: HES SECURITY ID: 42809H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney F. Chase | Management | For | For |
| 1.2 | Elect Director Terrence J. Checki | Management | For | For |
| 1.3 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.4 | Elect Director John B. Hess | Management | For | For |
| 1.5 | Elect Director Edith E. Holiday | Management | For | For |
| 1.6 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1.7 | Elect Director Marc S. Lipschultz | Management | For | For |
| 1.8 | Elect Director David McManus | Management | For | For |
| 1.9 | Elect Director Kevin O. Meyers | Management | For | For |
| 1.10 | Elect Director James H. Quigley | Management | For | For |
| 1.11 | Elect Director Fredric G. Reynolds | Management | For | For |
| 1.12 | Elect Director William G. Schrader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INDRAPRASTHA GAS LTD. MEETING DATE: SEP 28, 2017 | ||||
| TICKER: 532514 SECURITY ID: Y39881100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend and Declare Final Dividend | Management | For | For |
| 3 | Approve Remuneration of Statutory Auditors | Management | For | For |
| 4 | Elect Ramesh Srinivasan as Director | Management | For | Against |
| 5 | Elect Manoj Jain as Director | Management | For | Against |
| 6 | Elect Varsha Joshi as Director | Management | For | Against |
| 7 | Approve Remuneration of Cost Auditors | Management | For | For |
| 8 | Approve Related Party Transactions with GAIL (India) Limited Regarding Purchase APM Gas | Management | For | For |
| 9 | Approve Related Party Transactions with GAIL (India) Limited Regarding Purchase PMT Gas | Management | For | For |
| 10 | Approve Sub-Division of Shares | Management | For | For |
| 11 | Amend Memorandum of Association to Reflect Changes in Capital | Management | For | For |
| 12 | Amend Articles of Association to Reflect Changes in Capital | Management | For | For |
| INDRAPRASTHA GAS LTD. MEETING DATE: DEC 05, 2017 | ||||
| TICKER: 532514 SECURITY ID: Y39881100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect S. S. Rao as Director | Management | For | For |
| 2 | Reelect V. Ranganathan as Director | Management | For | For |
| 3 | Reelect Santosh Kumar Bajpai as Director | Management | For | For |
| LG CHEM LTD. MEETING DATE: MAR 16, 2018 | ||||
| TICKER: A051910 SECURITY ID: Y52758102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Park Jin-su as Inside Director | Management | For | For |
| 2.2 | Elect Kim Moon-su as Outside Director | Management | For | For |
| 3 | Elect Kim Moon-su as a Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| LYONDELLBASELL INDUSTRIES N.V. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: LYB SECURITY ID: N53745100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles | Management | For | For |
| 2a | Elect Director Bhavesh (Bob) Patel | Management | For | For |
| 2b | Elect Director Robert Gwin | Management | For | For |
| 2c | Elect Director Jacques Aigrain | Management | For | For |
| 2d | Elect Director Lincoln Benet | Management | For | For |
| 2e | Elect Director Jagjeet (Jeet) Bindra | Management | For | For |
| 2f | Elect Director Robin Buchanan | Management | For | For |
| 2g | Elect Director Stephen Cooper | Management | For | For |
| 2h | Elect Director Nance Dicciani | Management | For | For |
| 2i | Elect Director Claire Farley | Management | For | For |
| 2j | Elect Director Isabella (Bella) Goren | Management | For | For |
| 2k | Elect Director Bruce Smith | Management | For | For |
| 2l | Elect Director Rudy van der Meer | Management | For | For |
| 3a | Elect Bhavesh (Bob) Patel to Management Board | Management | For | For |
| 3b | Elect Thomas Aebischer to Management Board | Management | For | For |
| 3c | Elect Daniel Coombs to Management Board | Management | For | For |
| 3d | Elect Jeffrey Kaplan to Management Board | Management | For | For |
| 3e | Elect James Guilfoyle to Management Board | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Approve Dividends of USD 3.70 Per Share | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorization of the Cancellation of Shares | Management | For | For |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| MARATHON OIL CORPORATION MEETING DATE: MAY 30, 2018 | ||||
| TICKER: MRO SECURITY ID: 565849106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Chadwick C. Deaton | Management | For | For |
| 1c | Elect Director Marcela E. Donadio | Management | For | For |
| 1d | Elect Director Douglas L. Foshee | Management | For | For |
| 1e | Elect Director M. Elise Hyland | Management | For | For |
| 1f | Elect Director Michael E. J. Phelps - Withdrawn Resolution | Management | None | None |
| 1g | Elect Director Dennis H. Reilley | Management | For | For |
| 1h | Elect Director Lee M. Tillman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| NABORS INDUSTRIES LTD. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: NBR SECURITY ID: G6359F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tanya S. Beder | Management | For | For |
| 1.2 | Elect Director James R. Crane | Management | For | For |
| 1.3 | Elect Director John P. Kotts | Management | For | For |
| 1.4 | Elect Director Michael C. Linn | Management | For | For |
| 1.5 | Elect Director Anthony G. Petrello | Management | For | For |
| 1.6 | Elect Director Dag Skattum | Management | For | For |
| 1.7 | Elect Director John Yearwood | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NCS MULTISTAGE HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: NCSM SECURITY ID: 628877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael McShane | Management | For | For |
| 1.2 | Elect Director Gurinder Grewal | Management | For | For |
| 1.3 | Elect Director Franklin Myers | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Qualified and Non-Qualified Employee Stock Purchase Plans | Management | For | For |
| NEWFIELD EXPLORATION COMPANY MEETING DATE: MAY 15, 2018 | ||||
| TICKER: NFX SECURITY ID: 651290108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lee K. Boothby | Management | For | For |
| 1b | Elect Director Pamela J. Gardner | Management | For | For |
| 1c | Elect Director Edgar R. Giesinger, Jr. | Management | For | For |
| 1d | Elect Director Steven W. Nance | Management | For | For |
| 1e | Elect Director Roger B. Plank | Management | For | For |
| 1f | Elect Director Thomas G. Ricks | Management | For | For |
| 1g | Elect Director Juanita M. Romans | Management | For | For |
| 1h | Elect Director John W. Schanck | Management | For | For |
| 1i | Elect Director J. Terry Strange | Management | For | For |
| 1j | Elect Director J. Kent Wells | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NEWPARK RESOURCES, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: NR SECURITY ID: 651718504 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Best | Management | For | For |
| 1.2 | Elect Director G. Stephen Finley | Management | For | For |
| 1.3 | Elect Director Paul L. Howes | Management | For | For |
| 1.4 | Elect Director Roderick A. Larson | Management | For | For |
| 1.5 | Elect Director John C. Minge | Management | For | For |
| 1.6 | Elect Director Rose M. Robeson | Management | For | For |
| 1.7 | Elect Director Gary L. Warren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 04, 2018 | ||||
| TICKER: OXY SECURITY ID: 674599105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Spencer Abraham | Management | For | For |
| 1b | Elect Director Howard I. Atkins | Management | For | For |
| 1c | Elect Director Eugene L. Batchelder | Management | For | For |
| 1d | Elect Director John E. Feick | Management | For | For |
| 1e | Elect Director Margaret M. Foran | Management | For | For |
| 1f | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1g | Elect Director Vicki Hollub | Management | For | For |
| 1h | Elect Director William R. Klesse | Management | For | For |
| 1i | Elect Director Jack B. Moore | Management | For | For |
| 1j | Elect Director Avedick B. Poladian | Management | For | For |
| 1k | Elect Director Elisse B. Walter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: OII SECURITY ID: 675232102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Deanna L. Goodwin | Management | For | For |
| 1.2 | Elect Director John R. Huff | Management | For | For |
| 1.3 | Elect Director Steven A. Webster | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ODFJELL DRILLING LTD. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Approve Agenda of Meeting and Quorum | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | None | None |
| 4 | Receive Report Regarding Private Placement | Management | None | None |
| 5 | Receive Report Regarding Share Issuance | Management | None | None |
| 6 | Increase Authorized Common Stock | Management | For | Did Not Vote |
| 7 | Approve Issuance of 38 Million Shares in One or More Private Placements | Management | For | Did Not Vote |
| 8 | Approve Issuance of up to 4.3 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 9 | Approve Stock Option Plan | Management | For | Did Not Vote |
| ODFJELL DRILLING LTD. MEETING DATE: MAY 28, 2018 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Approve Agenda of Meeting and Quorum | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | None | None |
| 4 | Receive Report Regarding Purchase of Deepsea Nordkapp and Share Issuance | Management | None | None |
| 5 | Authorize New Class of Preferred Stock | Management | For | Did Not Vote |
| 6 | Approve Terms and Conditions of Preference Shares | Management | For | Did Not Vote |
| 7 | Approve Issuance of up to 16.1 Million Preference Shares in Private Placement | Management | For | Did Not Vote |
| 8 | Approve Issuance of 5.9 Warrants in Private Placement | Management | For | Did Not Vote |
| ODFJELL DRILLING LTD. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Helene Odfjell as Director | Management | For | Did Not Vote |
| 1.2 | Elect Bengt Lie Hansen as Director | Management | For | Did Not Vote |
| 1.3 | Elect Henry Hamilton as Director | Management | For | Did Not Vote |
| 1.4 | Elect Kirk Davis as Director | Management | For | Did Not Vote |
| 1.5 | Elect Susanne Munch Thore as Director | Management | For | Did Not Vote |
| 2 | Approve PricewaterhouseCoopers AS as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Directors in the Aggregate Amount of USD 250,000 | Management | For | Did Not Vote |
| 4.1 | Amend Articles Re: Share Issuance | Management | For | Did Not Vote |
| 4.2 | Amend Articles Re: Compulsory Purchase of Shares | Management | For | Did Not Vote |
| 4.3 | Amend Articles Re: Convening of EGM | Management | For | Did Not Vote |
| 4.4 | Amend Articles Re: General Meeting Notice | Management | For | Did Not Vote |
| 4.5 | Delete Article 33.5 | Management | For | Did Not Vote |
| 4.6 | Amend Articles Re: Adjournment of General Meeting | Management | For | Did Not Vote |
| 4.7 | Amend Articles Re: Motion of Inquiry | Management | For | Did Not Vote |
| 4.8 | Amend Articles Re: Board Related | Management | For | Did Not Vote |
| PARSLEY ENERGY, INC. MEETING DATE: MAY 25, 2018 | ||||
| TICKER: PE SECURITY ID: 701877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald Brokmeyer | Management | For | For |
| 1b | Elect Director Hemang Desai | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PDC ENERGY, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: PDCE SECURITY ID: 69327R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Crisafio | Management | For | For |
| 1.2 | Elect Director Christina M. Ibrahim | Management | For | For |
| 1.3 | Elect Director Randy S. Nickerson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| PHILLIPS 66 MEETING DATE: MAY 09, 2018 | ||||
| TICKER: PSX SECURITY ID: 718546104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director J. Brian Ferguson | Management | For | For |
| 1b | Elect Director Harold W. McGraw, III | Management | For | For |
| 1c | Elect Director Victoria J. Tschinkel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| PILIPINAS SHELL PETROLEUM CORPORATION MEETING DATE: MAY 03, 2018 | ||||
| TICKER: SHLPH SECURITY ID: Y6980U107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Minutes of Previous Stockholders' Meeting | Management | For | For |
| 2 | Approve 2017 Audited Financial Statements | Management | For | For |
| 3a | Approve Amendment of By-Laws to Move Annual Stockholders' Meeting | Management | For | For |
| 3b | Approve Amendment of the Articles of Incorporation to Change Principal Office | Management | For | For |
| 4.1 | Elect Asada Harinsuit as Director | Management | For | For |
| 4.2 | Elect Cesar G. Romero as Director | Management | For | For |
| 4.3 | Elect Fernando Zobel de Ayala as Director | Management | For | For |
| 4.4 | Elect Cesar A. Buenaventura as Director | Management | For | For |
| 4.5 | Elect Lydia B. Echauz as Director | Management | For | For |
| 4.6 | Elect Mona Lisa B. Dela Cruz as Director | Management | For | For |
| 4.7 | Elect Anabil Dutta as Director | Management | For | For |
| 4.8 | Elect Dennis G. Gamab as Director | Management | For | For |
| 4.9 | Elect Luis C. La O as Director | Management | For | For |
| 4.10 | Elect Jose Jerome Rivera Pascual III as Director | Management | For | For |
| 4.11 | Elect Anthony Lawrence D. Yam as Director | Management | For | For |
| 5 | Elect SyCip Gorres Velayo & Co. as Independent Auditor and Fix Its Remuneration | Management | For | For |
| PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 17, 2018 | ||||
| TICKER: PXD SECURITY ID: 723787107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.2 | Elect Director Andrew F. Cates | Management | For | For |
| 1.3 | Elect Director Timothy L. Dove | Management | For | For |
| 1.4 | Elect Director Phillip A. Gobe | Management | For | For |
| 1.5 | Elect Director Larry R. Grillot | Management | For | For |
| 1.6 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.7 | Elect Director Royce W. Mitchell | Management | For | For |
| 1.8 | Elect Director Frank A. Risch | Management | For | For |
| 1.9 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.10 | Elect Director Mona K. Sutphen | Management | For | For |
| 1.11 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.12 | Elect Director Phoebe A. Wood | Management | For | For |
| 1.13 | Elect Director Michael D. Wortley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PLAINS GP HOLDINGS, L.P. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: PAGP SECURITY ID: 72651A207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bobby S. Shackouls | Management | For | For |
| 1.2 | Elect Director Christopher M. Temple | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PRAIRIESKY ROYALTY LTD. MEETING DATE: APR 24, 2018 | ||||
| TICKER: PSK SECURITY ID: 739721108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James M. Estey | Management | For | For |
| 1b | Elect Director Margaret A. McKenzie | Management | For | For |
| 1c | Elect Director Andrew M. Phillips | Management | For | For |
| 1d | Elect Director Sheldon B. Steeves | Management | For | For |
| 1e | Elect Director Grant A. Zawalsky | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Share Unit Incentive Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PRECISION DRILLING CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: PD SECURITY ID: 74022D308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael R. Culbert | Management | For | For |
| 1.2 | Elect Director William T. Donovan | Management | For | For |
| 1.3 | Elect Director Brian J. Gibson | Management | For | For |
| 1.4 | Elect Director Allen R. Hagerman | Management | For | For |
| 1.5 | Elect Director Steven W. Krablin | Management | For | For |
| 1.6 | Elect Director Susan M. MacKenzie | Management | For | For |
| 1.7 | Elect Director Kevin O. Meyers | Management | For | For |
| 1.8 | Elect Director Kevin A. Neveu | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PROPETRO HOLDING CORP. MEETING DATE: JUN 15, 2018 | ||||
| TICKER: PUMP SECURITY ID: 74347M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale Redman | Management | For | For |
| 1.2 | Elect Director Spencer D. Armour, III | Management | For | For |
| 1.3 | Elect Director Steven Beal | Management | For | For |
| 1.4 | Elect Director Anthony Best | Management | For | For |
| 1.5 | Elect Director Pryor Blackwell | Management | For | For |
| 1.6 | Elect Director Schuyler E. Coppedge *Withdrawn Resolution* | Management | None | None |
| 1.7 | Elect Director Alan E. Douglas | Management | For | For |
| 1.8 | Elect Director Peter Labbat *Withdrawn Resolution* | Management | None | None |
| 1.9 | Elect Director Jack B. Moore | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| RELIANCE INDUSTRIES LTD. MEETING DATE: JUL 21, 2017 | ||||
| TICKER: RELIANCE SECURITY ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Nita M. Ambani as Director | Management | For | Against |
| 4 | Reelect Hital R. Meswani as Director | Management | For | For |
| 5 | Approve S R B C & Co., LLP, Chartered Accountants and D T S & Associates, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Reappointment and Remuneration of Pawan Kumar Kapil as Whole-time Director | Management | For | For |
| 7 | Approve Reappointment and Remuneration of Nikhil R. Meswani as Whole-time Director | Management | For | For |
| 8 | Reelect Yogendra P. Trivedi as Director | Management | For | For |
| 9 | Reelect Ashok Misra as Director | Management | For | For |
| 10 | Reelect Mansingh L. Bhakta as Director | Management | For | For |
| 11 | Reelect Dipak C. Jain as Director | Management | For | For |
| 12 | Reelect Raghunath A. Mashelkar as Director | Management | For | For |
| 13 | Elect Shumeet Banerji as Director | Management | For | For |
| 14 | Amend Articles of Association | Management | For | For |
| 15 | Authorize Board to Fix Remuneration of Cost Auditors | Management | For | For |
| 16 | Authorize Issuance of Redeemable Non-Convertible Debentures | Management | For | For |
| RELIANCE INDUSTRIES LTD. MEETING DATE: SEP 01, 2017 | ||||
| TICKER: RELIANCE SECURITY ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Issuance of Bonus Shares | Management | For | For |
| 3 | Approve Employees Stock Option Scheme 2017 (ESOS 2017) for Employees of the Company | Management | For | Against |
| 4 | Approve Employees Stock Option Scheme 2017 (ESOS 2017) for Employees of Subsidiary Companies | Management | For | Against |
| RIGNET, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: RNET SECURITY ID: 766582100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Mattia Caprioli | Management | For | For |
| 1.3 | Elect Director Kevin Mulloy | Management | For | For |
| 1.4 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.5 | Elect Director Keith Olsen | Management | For | For |
| 1.6 | Elect Director Brent K. Whittington | Management | For | For |
| 1.7 | Elect Director Ditlef de Vibe | Management | For | For |
| 1.8 | Elect Director Steven E. Pickett | Management | For | For |
| 1.9 | Elect Director Gail P. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RING ENERGY, INC. MEETING DATE: DEC 12, 2017 | ||||
| TICKER: REI SECURITY ID: 76680V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kelly Hoffman | Management | For | For |
| 1.2 | Elect Director David A. Fowler | Management | For | For |
| 1.3 | Elect Director Lloyd T. ('Tim') Rochford | Management | For | For |
| 1.4 | Elect Director Stanley M. McCabe | Management | For | For |
| 1.5 | Elect Director Anthony B. Petrelli | Management | For | For |
| 1.6 | Elect Director Clayton E. Woodrum | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Eide Bailly LLP as Auditors | Management | For | For |
| SCHLUMBERGER LIMITED MEETING DATE: APR 04, 2018 | ||||
| TICKER: SLB SECURITY ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Miguel M. Galuccio | Management | For | For |
| 1c | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1d | Elect Director Paal Kibsgaard | Management | For | For |
| 1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1f | Elect Director Helge Lund | Management | For | For |
| 1g | Elect Director Michael E. Marks | Management | For | For |
| 1h | Elect Director Indra K. Nooyi | Management | For | For |
| 1i | Elect Director Lubna S. Olayan | Management | For | For |
| 1j | Elect Director Leo Rafael Reif | Management | For | For |
| 1k | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| SHELF DRILLING, LTD. MEETING DATE: JUN 19, 2018 | ||||
| TICKER: SHLF-NO SECURITY ID: G23627105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ernie Danner, as Director | Management | For | Did Not Vote |
| 1.2 | Elect Benjamin Sebel, as Director | Management | For | Did Not Vote |
| 1.3 | Elect Usama Trabulsi, as Director | Management | For | Did Not Vote |
| 1.4 | Elect David Williams, as Director | Management | For | Did Not Vote |
| 2 | Approve Reduction of Authorized Share Capital | Management | For | Did Not Vote |
| 3 | Amend Memorandum and Articles of Association | Management | For | Did Not Vote |
| SMART SAND, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: SND SECURITY ID: 83191H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew Speaker | Management | For | For |
| 1.2 | Elect Director Colin M. Leonard | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SOLAREDGE TECHNOLOGIES, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: SEDG SECURITY ID: 83417M104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Guy Sella | Management | For | For |
| 1.2 | Elect Director Avery More | Management | For | For |
| 2 | Ratify EY as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SUNCOR ENERGY INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: SU SECURITY ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director Jacynthe Cote | Management | For | For |
| 1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.5 | Elect Director John D. Gass | Management | For | For |
| 1.6 | Elect Director Dennis M. Houston | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Eira M. Thomas | Management | For | For |
| 1.9 | Elect Director Steven W. Williams | Management | For | For |
| 1.10 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TECHNIPFMC PLC MEETING DATE: JUN 14, 2018 | ||||
| TICKER: FTI SECURITY ID: G87110105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Director's Remuneration Report | Management | For | For |
| 4 | Approve Director's Remuneration Policy | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Re-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| TESCO CORPORATION MEETING DATE: DEC 01, 2017 | ||||
| TICKER: TESO SECURITY ID: 88157K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by Nabors Maple Acquisition Ltd. | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| TETRA TECHNOLOGIES, INC. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: TTI SECURITY ID: 88162F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark E. Baldwin | Management | For | For |
| 1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1.3 | Elect Director Stuart M. Brightman | Management | For | For |
| 1.4 | Elect Director Paul D. Coombs | Management | For | For |
| 1.5 | Elect Director John F. Glick | Management | For | For |
| 1.6 | Elect Director William D. Sullivan | Management | For | For |
| 1.7 | Elect Director Joseph C. Winkler, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: WMB SECURITY ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
| 1.3 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.4 | Elect Director Charles I. Cogut | Management | For | For |
| 1.5 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.6 | Elect Director Michael A. Creel | Management | For | For |
| 1.7 | Elect Director Peter A. Ragauss | Management | For | For |
| 1.8 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.9 | Elect Director Murray D. Smith | Management | For | For |
| 1.10 | Elect Director William H. Spence | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRINIDAD DRILLING LTD. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: TDG SECURITY ID: 896356102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Heier | Management | For | For |
| 1b | Elect Director Jim Brown | Management | For | For |
| 1c | Elect Director Brian Burden | Management | For | For |
| 1d | Elect Director David Halford | Management | For | For |
| 1e | Elect Director Nancy Laird | Management | For | For |
| 1f | Elect Director Ken Stickland | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend By-Law No.1 | Management | For | For |
| VALERO ENERGY CORPORATION MEETING DATE: MAY 03, 2018 | ||||
| TICKER: VLO SECURITY ID: 91913Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director H. Paulett Eberhart | Management | For | For |
| 1B | Elect Director Joseph W. Gorder | Management | For | For |
| 1C | Elect Director Kimberly S. Greene | Management | For | For |
| 1D | Elect Director Deborah P. Majoras | Management | For | For |
| 1E | Elect Director Donald L. Nickles | Management | For | For |
| 1F | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1G | Elect Director Robert A. Profusek | Management | For | For |
| 1H | Elect Director Stephen M. Waters | Management | For | For |
| 1I | Elect Director Randall J. Weisenburger | Management | For | For |
| 1J | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Remove Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | Against |
| WILDHORSE RESOURCE DEVELOPMENT CORPORATION MEETING DATE: MAY 17, 2018 | ||||
| TICKER: WRD SECURITY ID: 96812T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jay C. Graham | Management | For | For |
| 1b | Elect Director Anthony Bahr | Management | For | For |
| 1c | Elect Director Richard D. Brannon | Management | For | For |
| 1d | Elect Director Jonathan M. Clarkson | Management | For | For |
| 1e | Elect Director Scott A. Gieselman | Management | For | For |
| 1f | Elect Director David W. Hayes | Management | For | For |
| 1g | Elect Director Stephanie C. Hildebrandt | Management | For | For |
| 1h | Elect Director Grant E. Sims | Management | For | For |
| 1i | Elect Director Tony R. Weber | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WPX ENERGY, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: WPX SECURITY ID: 98212B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Carrig | Management | For | For |
| 1.2 | Elect Director Robert K. Herdman | Management | For | For |
| 1.3 | Elect Director Kelt Kindick | Management | For | For |
| 1.4 | Elect Director Karl F. Kurz | Management | For | For |
| 1.5 | Elect Director Henry E. Lentz | Management | For | For |
| 1.6 | Elect Director William G. Lowrie | Management | For | For |
| 1.7 | Elect Director Kimberly S. Lubel | Management | For | For |
| 1.8 | Elect Director Richard E. Muncrief | Management | For | For |
| 1.9 | Elect Director Valerie M. Williams | Management | For | For |
| 1.10 | Elect Director David F. Work | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| XTREME DRILLING CORP. MEETING DATE: APR 26, 2018 | ||||
| TICKER: XDC SECURITY ID: 98419V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Randolph M. Charron | Management | For | For |
| 2.2 | Elect Director Douglas A. Dafoe | Management | For | For |
| 2.3 | Elect Director J. William Franklin, Jr. | Management | For | For |
| 2.4 | Elect Director Matthew S. Porter | Management | For | For |
| 2.5 | Elect Director James B. Renfroe, Jr. | Management | For | For |
| 2.6 | Elect Director David W. Wehlmann | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan and Incentive and Retention Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENERGY SERVICE PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ARCHROCK INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: AROC SECURITY ID: 03957W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2.1 | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
| 2.2 | Elect Director Wendell R. Brooks | Management | For | For |
| 2.3 | Elect Director D. Bradley Childers | Management | For | For |
| 2.4 | Elect Director Gordon T. Hall | Management | For | For |
| 2.5 | Elect Director Frances Powell Hawes | Management | For | For |
| 2.6 | Elect Director J.W.G. "Will" Honeybourne | Management | For | For |
| 2.7 | Elect Director James H. Lytal | Management | For | For |
| 2.8 | Elect Director Mark A. McCollum | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| BAKER HUGHES, A GE COMPANY MEETING DATE: MAY 11, 2018 | ||||
| TICKER: BHGE SECURITY ID: 05722G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Geoffrey Beattie | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Martin S. Craighead | Management | For | For |
| 1e | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1f | Elect Director Jamie S. Miller | Management | For | For |
| 1g | Elect Director James J. Mulva | Management | For | For |
| 1h | Elect Director John G. Rice | Management | For | For |
| 1i | Elect Director Lorenzo Simonelli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| BORR DRILLING LIMITED MEETING DATE: AUG 25, 2017 | ||||
| TICKER: BORR SECURITY ID: G57507108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2a | Elect Erling Lind as Director | Management | For | For |
| 2b | Elect Tor Olav Troim as Director | Management | For | For |
| 2c | Elect Fredrik Halvorsen as Director | Management | For | For |
| 3 | Approve Remuneration of Directors in the Aggregated Amount of USD 750,000 | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Increase Authorized Share Capital to USD 5.25 Million | Management | For | For |
| 6a | Amend Articles Re: Editorial Changes | Management | For | For |
| 6b | Amend Articles Re: Editorial Changes | Management | For | For |
| 6c | Amend Articles Re: Quorum Requirement | Management | For | Against |
| 6d | Authorize Board to Fill Vacancies | Management | For | For |
| 6e | Authorize Board to Determine Payment of Dividends | Management | For | Against |
| 6f | Amend Articles Re: Record Date of Dividend Payments | Management | For | For |
| 6g | Amend Articles Re: Notice Period for General Meetings | Management | For | Against |
| BORR DRILLING LIMITED MEETING DATE: APR 05, 2018 | ||||
| TICKER: BDRILL SECURITY ID: G1466R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Increase in Authorised Share Capital | Management | For | Did Not Vote |
| C&J ENERGY SERVICES, INC. MEETING DATE: MAY 29, 2018 | ||||
| TICKER: CJ SECURITY ID: 12674R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stuart Brightman | Management | For | For |
| 1.2 | Elect Director Michael Zawadzki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| CENOVUS ENERGY INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: CVE SECURITY ID: 15135U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2.1 | Elect Director Susan F. Dabarno | Management | For | For |
| 2.2 | Elect Director Patrick D. Daniel | Management | For | For |
| 2.3 | Elect Director Harold (Hal) N. Kvisle | Management | For | For |
| 2.4 | Elect Director Steven F. Leer | Management | For | For |
| 2.5 | Elect Director Keith A. MacPhail | Management | For | For |
| 2.6 | Elect Director Richard J. Marcogliese | Management | For | For |
| 2.7 | Elect Director Claude Mongeau | Management | For | For |
| 2.8 | Elect Director Alexander (Alex) J. Pourbaix | Management | For | For |
| 2.9 | Elect Director Charles M. Rampacek | Management | For | For |
| 2.10 | Elect Director Colin Taylor | Management | For | For |
| 2.11 | Elect Director Wayne G. Thomson | Management | For | For |
| 2.12 | Elect Director Rhonda I. Zygocki | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| DRIL-QUIP, INC. MEETING DATE: MAY 11, 2018 | ||||
| TICKER: DRQ SECURITY ID: 262037104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Steven L. Newman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENTERPRISE GROUP, INC. MEETING DATE: JUN 21, 2018 | ||||
| TICKER: E SECURITY ID: 29373A303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leonard D. Jaroszuk | Management | For | For |
| 1b | Elect Director John Pinsent | Management | For | For |
| 1c | Elect Director Desmond O'Kell | Management | For | For |
| 1d | Elect Director John Campbell | Management | For | For |
| 1e | Elect Director Neil Darling | Management | For | For |
| 2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Extension of Share Purchase Warrants | Management | For | Against |
| FORUM ENERGY TECHNOLOGIES, INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: FET SECURITY ID: 34984V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael McShane | Management | For | For |
| 1.2 | Elect Director Terence M. O'Toole | Management | For | For |
| 1.3 | Elect Director Louis A. Raspino | Management | For | For |
| 1.4 | Elect Director John Schmitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FRANK'S INTERNATIONAL N.V. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: FI SECURITY ID: N33462107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael C. Kearney | Management | For | For |
| 1b | Elect Director William B. Berry | Management | For | For |
| 1c | Elect Director Robert W. Drummond | Management | For | For |
| 1d | Elect Director Michael E. McMahon | Management | For | For |
| 1e | Elect Director D. Keith Mosing | Management | For | For |
| 1f | Elect Director Kirkland D. Mosing | Management | For | For |
| 1g | Elect Director S. Brent Mosing | Management | For | For |
| 1h | Elect Director Alexander Vriesendorp | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Supervisory Board | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Authorize Management to Repurchase Shares | Management | For | For |
| GOLAR LNG LIMITED MEETING DATE: SEP 27, 2017 | ||||
| TICKER: GLNG SECURITY ID: G9456A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Tor Olav Troim as Director | Management | For | For |
| 2 | Reelect Daniel Rabun as Director | Management | For | For |
| 3 | Reelect Fredrik Halvorsen as Director | Management | For | For |
| 4 | Reelect Carl E. Steen as Director | Management | For | For |
| 5 | Reelect Michael B. Ashford as Director | Management | For | For |
| 6 | Elect Niels G. Stolt-Nielsen as Director | Management | For | For |
| 7 | Elect Lori Wheeler Naess as Director | Management | For | For |
| 8 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| HALLIBURTON COMPANY MEETING DATE: MAY 16, 2018 | ||||
| TICKER: HAL SECURITY ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1b | Elect Director William E. Albrecht | Management | For | For |
| 1c | Elect Director Alan M. Bennett | Management | For | For |
| 1d | Elect Director James R. Boyd | Management | For | For |
| 1e | Elect Director Milton Carroll | Management | For | For |
| 1f | Elect Director Nance K. Dicciani | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Jose C. Grubisich | Management | For | For |
| 1i | Elect Director David J. Lesar | Management | For | For |
| 1j | Elect Director Robert A. Malone | Management | For | For |
| 1k | Elect Director Jeffrey A. Miller | Management | For | For |
| 1l | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HELIX ENERGY SOLUTIONS GROUP, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: HLX SECURITY ID: 42330P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Owen Kratz | Management | For | For |
| 1.2 | Elect Director James A. Watt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INDEPENDENCE CONTRACT DRILLING, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: ICD SECURITY ID: 453415309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1.2 | Elect Director Byron A. Dunn | Management | For | For |
| 1.3 | Elect Director James D. Crandell | Management | For | For |
| 1.4 | Elect Director Matthew D. Fitzgerald | Management | For | For |
| 1.5 | Elect Director Daniel F. McNease | Management | For | For |
| 1.6 | Elect Director Tighe A. Noonan | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| MCCOY GLOBAL INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: MCB SECURITY ID: 57980Q106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Five | Management | For | For |
| 2.1 | Elect Director Terry D. Freeman | Management | For | For |
| 2.2 | Elect Director Carmen Loberg | Management | For | For |
| 2.3 | Elect Director Jim Rakievich | Management | For | For |
| 2.4 | Elect Director Chris Seaver | Management | For | For |
| 2.5 | Elect Director Dale E. Tremblay | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| 5 | Approve Restricted Share Plan | Management | For | For |
| 6 | Approve Delisting of Shares from Toronto Stock Exchange to TSX Venture Exchange | Management | For | For |
| NABORS INDUSTRIES LTD. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: NBR SECURITY ID: G6359F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tanya S. Beder | Management | For | For |
| 1.2 | Elect Director James R. Crane | Management | For | For |
| 1.3 | Elect Director John P. Kotts | Management | For | For |
| 1.4 | Elect Director Michael C. Linn | Management | For | For |
| 1.5 | Elect Director Anthony G. Petrello | Management | For | For |
| 1.6 | Elect Director Dag Skattum | Management | For | For |
| 1.7 | Elect Director John Yearwood | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NATIONAL ENERGY SERVICES REUNITED CORP. MEETING DATE: MAY 18, 2018 | ||||
| TICKER: NESR SECURITY ID: G6375R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Combination Proposal | Management | For | For |
| 2.1 | Elect Director Antonio J. Campo Mejia | Management | For | For |
| 2.2 | Elect Director Hala Zeibak | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 11, 2018 | ||||
| TICKER: NOV SECURITY ID: 637071101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Clay C. Williams | Management | For | For |
| 1B | Elect Director Greg L. Armstrong | Management | For | For |
| 1C | Elect Director Marcela E. Donadio | Management | For | For |
| 1D | Elect Director Ben A. Guill | Management | For | For |
| 1E | Elect Director James T. Hackett | Management | For | For |
| 1F | Elect Director David D. Harrison | Management | For | For |
| 1G | Elect Director Eric L. Mattson | Management | For | For |
| 1H | Elect Director Melody B. Meyer | Management | For | For |
| 1I | Elect Director William R. Thomas | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| NCS MULTISTAGE HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: NCSM SECURITY ID: 628877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael McShane | Management | For | For |
| 1.2 | Elect Director Gurinder Grewal | Management | For | For |
| 1.3 | Elect Director Franklin Myers | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Qualified and Non-Qualified Employee Stock Purchase Plans | Management | For | For |
| NEWPARK RESOURCES, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: NR SECURITY ID: 651718504 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Best | Management | For | For |
| 1.2 | Elect Director G. Stephen Finley | Management | For | For |
| 1.3 | Elect Director Paul L. Howes | Management | For | For |
| 1.4 | Elect Director Roderick A. Larson | Management | For | For |
| 1.5 | Elect Director John C. Minge | Management | For | For |
| 1.6 | Elect Director Rose M. Robeson | Management | For | For |
| 1.7 | Elect Director Gary L. Warren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: OII SECURITY ID: 675232102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Deanna L. Goodwin | Management | For | For |
| 1.2 | Elect Director John R. Huff | Management | For | For |
| 1.3 | Elect Director Steven A. Webster | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ODFJELL DRILLING LTD. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Approve Agenda of Meeting and Quorum | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | None | None |
| 4 | Receive Report Regarding Private Placement | Management | None | None |
| 5 | Receive Report Regarding Share Issuance | Management | None | None |
| 6 | Increase Authorized Common Stock | Management | For | Did Not Vote |
| 7 | Approve Issuance of 38 Million Shares in One or More Private Placements | Management | For | Did Not Vote |
| 8 | Approve Issuance of up to 4.3 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 9 | Approve Stock Option Plan | Management | For | Did Not Vote |
| ODFJELL DRILLING LTD. MEETING DATE: MAY 28, 2018 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Approve Agenda of Meeting and Quorum | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | None | None |
| 4 | Receive Report Regarding Purchase of Deepsea Nordkapp and Share Issuance | Management | None | None |
| 5 | Authorize New Class of Preferred Stock | Management | For | Did Not Vote |
| 6 | Approve Terms and Conditions of Preference Shares | Management | For | Did Not Vote |
| 7 | Approve Issuance of up to 16.1 Million Preference Shares in Private Placement | Management | For | Did Not Vote |
| 8 | Approve Issuance of 5.9 Warrants in Private Placement | Management | For | Did Not Vote |
| ODFJELL DRILLING LTD. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Helene Odfjell as Director | Management | For | Did Not Vote |
| 1.2 | Elect Bengt Lie Hansen as Director | Management | For | Did Not Vote |
| 1.3 | Elect Henry Hamilton as Director | Management | For | Did Not Vote |
| 1.4 | Elect Kirk Davis as Director | Management | For | Did Not Vote |
| 1.5 | Elect Susanne Munch Thore as Director | Management | For | Did Not Vote |
| 2 | Approve PricewaterhouseCoopers AS as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Directors in the Aggregate Amount of USD 250,000 | Management | For | Did Not Vote |
| 4.1 | Amend Articles Re: Share Issuance | Management | For | Did Not Vote |
| 4.2 | Amend Articles Re: Compulsory Purchase of Shares | Management | For | Did Not Vote |
| 4.3 | Amend Articles Re: Convening of EGM | Management | For | Did Not Vote |
| 4.4 | Amend Articles Re: General Meeting Notice | Management | For | Did Not Vote |
| 4.5 | Delete Article 33.5 | Management | For | Did Not Vote |
| 4.6 | Amend Articles Re: Adjournment of General Meeting | Management | For | Did Not Vote |
| 4.7 | Amend Articles Re: Motion of Inquiry | Management | For | Did Not Vote |
| 4.8 | Amend Articles Re: Board Related | Management | For | Did Not Vote |
| PARKER DRILLING COMPANY MEETING DATE: MAY 10, 2018 | ||||
| TICKER: PKD SECURITY ID: 701081101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Paterson | Management | For | For |
| 1.2 | Elect Director Zaki Selim | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Reverse Stock Split and Reduce Shares Authorized | Management | For | For |
| PATTERSON-UTI ENERGY, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: PTEN SECURITY ID: 703481101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark S. Siegel | Management | For | For |
| 1.2 | Elect Director Charles O. Buckner | Management | For | For |
| 1.3 | Elect Director Tiffany 'TJ' Thom Cepak | Management | For | For |
| 1.4 | Elect Director Michael W. Conlon | Management | For | For |
| 1.5 | Elect Director William A. Hendricks, Jr. | Management | For | For |
| 1.6 | Elect Director Curtis W. Huff | Management | For | For |
| 1.7 | Elect Director Terry H. Hunt | Management | For | For |
| 1.8 | Elect Director Janeen S. Judah | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| PIONEER ENERGY SERVICES CORP. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: PES SECURITY ID: 723664108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wm. Stacy Locke | Management | For | For |
| 1.2 | Elect Director C. John Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| RANGER ENERGY SERVICES, INC. MEETING DATE: JUN 15, 2018 | ||||
| TICKER: RNGR SECURITY ID: 75282U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darron M. Anderson | Management | For | For |
| 1.2 | Elect Director Merrill A. "Pete" Miller, Jr. | Management | For | For |
| 1.3 | Elect Director Brett Agee | Management | For | For |
| 1.4 | Elect Director Richard Agee | Management | For | For |
| 1.5 | Elect Director William M. Austin | Management | For | For |
| 1.6 | Elect Director Charles S. Leykum | Management | For | For |
| 1.7 | Elect Director Gerald Cimador | Management | For | For |
| 1.8 | Elect Director Krishna Shivram | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| RIGNET, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: RNET SECURITY ID: 766582100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Mattia Caprioli | Management | For | For |
| 1.3 | Elect Director Kevin Mulloy | Management | For | For |
| 1.4 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.5 | Elect Director Keith Olsen | Management | For | For |
| 1.6 | Elect Director Brent K. Whittington | Management | For | For |
| 1.7 | Elect Director Ditlef de Vibe | Management | For | For |
| 1.8 | Elect Director Steven E. Pickett | Management | For | For |
| 1.9 | Elect Director Gail P. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ROWAN COMPANIES PLC MEETING DATE: MAY 24, 2018 | ||||
| TICKER: RDC SECURITY ID: G7665A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William E. Albrecht | Management | For | For |
| 1b | Elect Director Thomas P. Burke | Management | For | For |
| 1c | Elect Director Thomas R. Hix | Management | For | For |
| 1d | Elect Director Jack B. Moore | Management | For | For |
| 1e | Elect Director Thierry Pilenko | Management | For | For |
| 1f | Elect Director Suzanne P. Nimocks | Management | For | For |
| 1g | Elect Director John J. Quicke | Management | For | For |
| 1h | Elect Director Tore I. Sandvold | Management | For | For |
| 1i | Elect Director Charles L. Szews | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 6 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Resolution to Approve the Form of Share Repurchase Contracts and Repurchase Counterparties | Management | For | For |
| 9 | Resolution Authorizing the Board to Allot Equity Securities | Management | For | For |
| 10 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| 11 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| SCHLUMBERGER LIMITED MEETING DATE: APR 04, 2018 | ||||
| TICKER: SLB SECURITY ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Miguel M. Galuccio | Management | For | For |
| 1c | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1d | Elect Director Paal Kibsgaard | Management | For | For |
| 1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1f | Elect Director Helge Lund | Management | For | For |
| 1g | Elect Director Michael E. Marks | Management | For | For |
| 1h | Elect Director Indra K. Nooyi | Management | For | For |
| 1i | Elect Director Lubna S. Olayan | Management | For | For |
| 1j | Elect Director Leo Rafael Reif | Management | For | For |
| 1k | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| SHELF DRILLING, LTD. MEETING DATE: JUN 19, 2018 | ||||
| TICKER: SHLF-NO SECURITY ID: G23627105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ernie Danner, as Director | Management | For | Did Not Vote |
| 1.2 | Elect Benjamin Sebel, as Director | Management | For | Did Not Vote |
| 1.3 | Elect Usama Trabulsi, as Director | Management | For | Did Not Vote |
| 1.4 | Elect David Williams, as Director | Management | For | Did Not Vote |
| 2 | Approve Reduction of Authorized Share Capital | Management | For | Did Not Vote |
| 3 | Amend Memorandum and Articles of Association | Management | For | Did Not Vote |
| SMART SAND, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: SND SECURITY ID: 83191H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew Speaker | Management | For | For |
| 1.2 | Elect Director Colin M. Leonard | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STEALTHGAS INC. MEETING DATE: SEP 14, 2017 | ||||
| TICKER: GASS SECURITY ID: Y81669106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lambros Babilis | Management | For | For |
| 2 | Ratify Deloitte Certified Public Accountants S.A. as Auditors | Management | For | For |
| SUPERIOR DRILLING PRODUCTS, INC. MEETING DATE: AUG 15, 2017 | ||||
| TICKER: SDPI SECURITY ID: 868153107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director G. Troy Meier | Management | For | For |
| 1.2 | Elect Director Robert E. Iversen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Hein & Associates, LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| SUPERIOR ENERGY SERVICES, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: SPN SECURITY ID: 868157108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold J. Bouillion | Management | For | For |
| 1.2 | Elect Director David D. Dunlap | Management | For | For |
| 1.3 | Elect Director James M. Funk | Management | For | For |
| 1.4 | Elect Director Terence E. Hall | Management | For | For |
| 1.5 | Elect Director Peter D. Kinnear | Management | For | For |
| 1.6 | Elect Director Janiece M. Longoria | Management | For | For |
| 1.7 | Elect Director Michael M. McShane | Management | For | For |
| 1.8 | Elect Director W. Matt Ralls | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| TECHNIPFMC PLC MEETING DATE: JUN 14, 2018 | ||||
| TICKER: FTI SECURITY ID: G87110105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Director's Remuneration Report | Management | For | For |
| 4 | Approve Director's Remuneration Policy | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Re-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| TESCO CORPORATION MEETING DATE: DEC 01, 2017 | ||||
| TICKER: TESO SECURITY ID: 88157K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by Nabors Maple Acquisition Ltd. | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| TETRA TECHNOLOGIES, INC. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: TTI SECURITY ID: 88162F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark E. Baldwin | Management | For | For |
| 1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1.3 | Elect Director Stuart M. Brightman | Management | For | For |
| 1.4 | Elect Director Paul D. Coombs | Management | For | For |
| 1.5 | Elect Director John F. Glick | Management | For | For |
| 1.6 | Elect Director William D. Sullivan | Management | For | For |
| 1.7 | Elect Director Joseph C. Winkler, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| TRINIDAD DRILLING LTD. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: TDG SECURITY ID: 896356102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Heier | Management | For | For |
| 1b | Elect Director Jim Brown | Management | For | For |
| 1c | Elect Director Brian Burden | Management | For | For |
| 1d | Elect Director David Halford | Management | For | For |
| 1e | Elect Director Nancy Laird | Management | For | For |
| 1f | Elect Director Ken Stickland | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend By-Law No.1 | Management | For | For |
| WEATHERFORD INTERNATIONAL PLC MEETING DATE: APR 27, 2018 | ||||
| TICKER: WFT SECURITY ID: G48833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mohamed A. Awad | Management | For | For |
| 1b | Elect Director Roxanne J. Decyk | Management | For | For |
| 1c | Elect Director John D. Gass | Management | For | For |
| 1d | Elect Director Emyr Jones Parry | Management | For | For |
| 1e | Elect Director Francis S. Kalman | Management | For | For |
| 1f | Elect Director David S. King | Management | For | For |
| 1g | Elect Director William E. Macaulay | Management | For | For |
| 1h | Elect Director Mark A. McCollum | Management | For | For |
| 1i | Elect Director Angela A. Minas | Management | For | For |
| 1j | Elect Director Guillermo Ortiz | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| XTREME DRILLING CORP. MEETING DATE: APR 26, 2018 | ||||
| TICKER: XDC SECURITY ID: 98419V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Randolph M. Charron | Management | For | For |
| 2.2 | Elect Director Douglas A. Dafoe | Management | For | For |
| 2.3 | Elect Director J. William Franklin, Jr. | Management | For | For |
| 2.4 | Elect Director Matthew S. Porter | Management | For | For |
| 2.5 | Elect Director James B. Renfroe, Jr. | Management | For | For |
| 2.6 | Elect Director David W. Wehlmann | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan and Incentive and Retention Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENVIRONMENT AND ALTERNATIVE ENERGY PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 3M COMPANY MEETING DATE: MAY 08, 2018 | ||||
| TICKER: MMM SECURITY ID: 88579Y101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sondra L. Barbour | Management | For | For |
| 1b | Elect Director Thomas 'Tony' K. Brown | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Michael L. Eskew | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Amy E. Hood | Management | For | For |
| 1g | Elect Director Muhtar Kent | Management | For | For |
| 1h | Elect Director Edward M. Liddy | Management | For | For |
| 1i | Elect Director Gregory R. Page | Management | For | For |
| 1j | Elect Director Michael F. Roman | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 5 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| A. O. SMITH CORPORATION MEETING DATE: APR 09, 2018 | ||||
| TICKER: AOS SECURITY ID: 831865209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Greubel | Management | For | For |
| 1.2 | Elect Director Ilham Kadri | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACUITY BRANDS, INC. MEETING DATE: JAN 05, 2018 | ||||
| TICKER: AYI SECURITY ID: 00508Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter C. Browning | Management | For | For |
| 1b | Elect Director G. Douglas Dillard, Jr. | Management | For | For |
| 1c | Elect Director Ray M. Robinson | Management | For | For |
| 1d | Elect Director Norman H. Wesley | Management | For | For |
| 1e | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify EY as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Report on Sustainability | Shareholder | Against | Against |
| ADVANCED ENERGY INDUSTRIES, INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: AEIS SECURITY ID: 007973100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick A. Ball | Management | For | For |
| 1.2 | Elect Director Grant H. Beard | Management | For | For |
| 1.3 | Elect Director Ronald C. Foster | Management | For | For |
| 1.4 | Elect Director Edward C. Grady | Management | For | For |
| 1.5 | Elect Director Thomas M. Rohrs | Management | For | For |
| 1.6 | Elect Director John A. Roush | Management | For | For |
| 1.7 | Elect Director Yuval Wasserman | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ANDRITZ AG MEETING DATE: MAR 23, 2018 | ||||
| TICKER: ANDR SECURITY ID: A11123105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| APOGEE ENTERPRISES, INC. MEETING DATE: JUN 28, 2018 | ||||
| TICKER: APOG SECURITY ID: 037598109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bernard P. Aldrich | Management | For | For |
| 1.2 | Elect Director Herbert K. Parker | Management | For | For |
| 1.3 | Elect Director Joseph F. Puishys | Management | For | For |
| 2 | Elect Director Lloyd E. Johnson | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BEMIS COMPANY, INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: BMS SECURITY ID: 081437105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William F. Austen | Management | For | For |
| 1.2 | Elect Director Katherine C. Doyle | Management | For | For |
| 1.3 | Elect Director Adele M. Gulfo | Management | For | For |
| 1.4 | Elect Director David S. Haffner | Management | For | For |
| 1.5 | Elect Director Timothy M. Manganello | Management | For | For |
| 1.6 | Elect Director Arun Nayar | Management | For | For |
| 1.7 | Elect Director Guillermo Novo | Management | For | For |
| 1.8 | Elect Director Marran H. Ogilvie | Management | For | For |
| 1.9 | Elect Director David T. Szczupak | Management | For | For |
| 1.10 | Elect Director Holly A. Van Deursen | Management | For | For |
| 1.11 | Elect Director Philip G. Weaver | Management | For | For |
| 1.12 | Elect Director George W. Wurtz, III | Management | For | For |
| 1.13 | Elect Director Robert H. Yanker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BKW AG MEETING DATE: MAY 18, 2018 | ||||
| TICKER: BKW SECURITY ID: H10053108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 1.80 per Share | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 1.2 Million | Management | For | Did Not Vote |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 8.8 Million | Management | For | Did Not Vote |
| 6.1.1 | Reelect Urs Gasche as Director | Management | For | Did Not Vote |
| 6.1.2 | Reelect Hartmut Geldmacher as Director | Management | For | Did Not Vote |
| 6.1.3 | Reelect Kurt Schaer as Director | Management | For | Did Not Vote |
| 6.1.4 | Reelect Roger Baillod as Director | Management | For | Did Not Vote |
| 6.1.5 | Elect Carole Ackermann as Director | Management | For | Did Not Vote |
| 6.1.6 | Elect Rebecca Guntern as Director | Management | For | Did Not Vote |
| 6.2 | Reelect Urs Gasche as Board Chairman | Management | For | Did Not Vote |
| 6.3.1 | Appoint Urs Gasche as Member of the Compensation and Nomination Committee | Management | For | Did Not Vote |
| 6.3.2 | Appoint Hartmut Geldmacher as Member of the Compensation and Nomination Committee | Management | For | Did Not Vote |
| 6.3.3 | Appoint Andreas Rickenbacher as Member of the Compensation and Nomination Committee | Management | For | Did Not Vote |
| 6.4 | Designate Andreas Byland as Independent Proxy | Management | For | Did Not Vote |
| 6.5 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 7 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| BORGWARNER INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: BWA SECURITY ID: 099724106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Jan Carlson | Management | For | For |
| 1B | Elect Director Dennis C. Cuneo | Management | For | For |
| 1C | Elect Director Michael S. Hanley | Management | For | For |
| 1D | Elect Director Roger A. Krone | Management | For | For |
| 1E | Elect Director John R. McKernan, Jr. | Management | For | For |
| 1F | Elect Director Alexis P. Michas | Management | For | For |
| 1G | Elect Director Vicki L. Sato | Management | For | For |
| 1H | Elect Director Thomas T. Stallkamp | Management | For | For |
| 1I | Elect Director James R. Verrier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Certificate of Incorporation to Permit Removal of Directors Without Cause | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Management | For | Against |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| BUNGE LIMITED MEETING DATE: MAY 24, 2018 | ||||
| TICKER: BG SECURITY ID: G16962105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ernest G. Bachrach | Management | For | For |
| 1b | Elect Director Vinitia Bali | Management | For | For |
| 1c | Elect Director Enrique H. Boilini | Management | For | For |
| 1d | Elect Director Carol M. Browner | Management | For | For |
| 1e | Elect Director Paul Cornet de Ways-Ruart | Management | For | For |
| 1f | Elect Director Andrew Ferrier | Management | For | For |
| 1g | Elect Director Kathleen Hyle | Management | For | For |
| 1h | Elect Director L. Patrick Lupo | Management | For | For |
| 1i | Elect Director John E. McGlade | Management | For | For |
| 1j | Elect Director Soren Schroder | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CARLISLE COMPANIES INCORPORATED MEETING DATE: MAY 02, 2018 | ||||
| TICKER: CSL SECURITY ID: 142339100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James D. Frias | Management | For | For |
| 1b | Elect Director Corrine D. Ricard | Management | For | For |
| 1c | Elect Director Lawrence A. Sala | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHINA AGRI-INDUSTRIES HOLDINGS LTD. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: 606 SECURITY ID: Y1375F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend and Special Dividend | Management | For | For |
| 3A | Elect Dong Wei as Director | Management | For | For |
| 3B | Elect Wang Qingrong as Director | Management | For | For |
| 3C | Elect Jia Peng as Director | Management | For | For |
| 3D | Elect Patrick Vincent Vizzone as Director | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| COLBUN S.A. MEETING DATE: APR 27, 2018 | ||||
| TICKER: COLBUN SECURITY ID: P2867K130 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Present Current Company Standing Report and Reports of External Auditors and Supervisory Account Inspectors | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of USD 0.012 Per Share | Management | For | For |
| 4 | Approve Investment and Financing Policy | Management | For | Abstain |
| 5 | Approve Dividend Policy and Distribution Procedures | Management | For | For |
| 6 | Appoint Auditors | Management | For | For |
| 7 | Elect Supervisory Account Inspectors; Approve their Remunerations | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | Abstain |
| 9 | Present Report on Activities Carried Out by Directors' Committee | Management | For | For |
| 10 | Approve Remuneration and Budget of Directors' Committee | Management | For | For |
| 11 | Receive Report Regarding Related-Party Transactions | Management | For | For |
| 12 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
| 13 | Other Business | Management | For | Against |
| COMFORT SYSTEMS USA, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: FIX SECURITY ID: 199908104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darcy G. Anderson | Management | For | For |
| 1.2 | Elect Director Herman E. Bulls | Management | For | For |
| 1.3 | Elect Director Alan P. Krusi | Management | For | For |
| 1.4 | Elect Director Brian E. Lane | Management | For | For |
| 1.5 | Elect Director Franklin Myers | Management | For | For |
| 1.6 | Elect Director William J. Sandbrook | Management | For | For |
| 1.7 | Elect Director James H. Schultz | Management | For | For |
| 1.8 | Elect Director Constance E. Skidmore | Management | For | For |
| 1.9 | Elect Director Vance W. Tang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COPART, INC. MEETING DATE: DEC 08, 2017 | ||||
| TICKER: CPRT SECURITY ID: 217204106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willis J. Johnson | Management | For | For |
| 1.2 | Elect Director A. Jayson Adair | Management | For | For |
| 1.3 | Elect Director Matt Blunt | Management | For | For |
| 1.4 | Elect Director Steven D. Cohan | Management | For | For |
| 1.5 | Elect Director Daniel J. Englander | Management | For | For |
| 1.6 | Elect Director James E. Meeks | Management | For | For |
| 1.7 | Elect Director Vincent W. Mitz | Management | For | For |
| 1.8 | Elect Director Thomas N. Tryforos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| COSAN S.A. INDUSTRIA E COMERCIO MEETING DATE: APR 26, 2018 | ||||
| TICKER: CSAN3 SECURITY ID: P31573101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change Company Name to Cosan S.A. and Amend Article 1 Accordingly | Management | For | For |
| 2 | Authorize Capitalization of Reserves and Amend Article 5 Accordingly | Management | For | For |
| 3 | Amend Articles | Management | For | For |
| 4 | Consolidate Bylaws | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| COSAN S.A. INDUSTRIA E COMERCIO MEETING DATE: APR 26, 2018 | ||||
| TICKER: CSAN3 SECURITY ID: P31573101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | Abstain |
| 4 | Fix Number of Fiscal Council Members at Five | Management | For | For |
| 5.1 | Elect Vanessa Claro Lopes as Fiscal Council Member and Carla Alessandra Trematore as Alternate | Management | For | For |
| 5.2 | Elect Alberto Asato as Fiscal Council Member and Edison Andrade de Souza as Alternate | Management | For | For |
| 5.3 | Elect Marcelo Curti as Fiscal Council Member and Henrique Ache Pillar as Alternate | Management | For | For |
| 5.4 | Elect Jose Mauricio Disep Costa as Fiscal Council Member and Francisco Silverio Morales Cespede as Alternate | Management | For | For |
| 5.5 | Elect Luiz Carlos Nannini as Fiscal Council Member and Felipe Bertoncello Carvalhedo as Alternate | Management | For | For |
| 6 | Approve Remuneration of Company's Management and Fiscal Council | Management | For | Abstain |
| CRANE CO. MEETING DATE: APR 23, 2018 | ||||
| TICKER: CR SECURITY ID: 224399105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin R. Benante | Management | For | For |
| 1.2 | Elect Director Donald G. Cook | Management | For | For |
| 1.3 | Elect Director R. S. Evans | Management | For | For |
| 1.4 | Elect Director Ronald C. Lindsay | Management | For | For |
| 1.5 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
| 1.6 | Elect Director Charles G. McClure, Jr. | Management | For | For |
| 1.7 | Elect Director Max H. Mitchell | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CUMMINS INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: CMI SECURITY ID: 231021106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director Richard J. Freeland | Management | For | For |
| 3 | Elect Director Robert J. Bernhard | Management | For | For |
| 4 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 5 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
| 6 | Elect Director Stephen B. Dobbs | Management | For | For |
| 7 | Elect Director Robert K. Herdman | Management | For | For |
| 8 | Elect Director Alexis M. Herman | Management | For | For |
| 9 | Elect Director Thomas J. Lynch | Management | For | For |
| 10 | Elect Director William I. Miller | Management | For | For |
| 11 | Elect Director Georgia R. Nelson | Management | For | For |
| 12 | Elect Director Karen H. Quintos | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Amend Charter to Allow Shareholders to Amend Bylaws | Management | For | For |
| 16 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| DANAHER CORPORATION MEETING DATE: MAY 08, 2018 | ||||
| TICKER: DHR SECURITY ID: 235851102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Raymond C. Stevens | Management | For | For |
| 1.11 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| DEERE & COMPANY MEETING DATE: FEB 28, 2018 | ||||
| TICKER: DE SECURITY ID: 244199105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Vance D. Coffman | Management | For | For |
| 1c | Elect Director Alan C. Heuberger | Management | For | For |
| 1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1e | Elect Director Dipak C. Jain | Management | For | For |
| 1f | Elect Director Michael O. Johanns | Management | For | For |
| 1g | Elect Director Clayton M. Jones | Management | For | For |
| 1h | Elect Director Brian M. Krzanich | Management | For | For |
| 1i | Elect Director Gregory R. Page | Management | For | For |
| 1j | Elect Director Sherry M. Smith | Management | For | For |
| 1k | Elect Director Dmitri L. Stockton | Management | For | For |
| 1l | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| DELPHI TECHNOLOGIES PLC MEETING DATE: APR 26, 2018 | ||||
| TICKER: DLPH SECURITY ID: G2709G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robin J. Adams | Management | For | For |
| 2 | Elect Director Liam Butterworth | Management | For | For |
| 3 | Elect Director Joseph S. Cantie | Management | For | For |
| 4 | Elect Director Nelda J. Connors | Management | For | For |
| 5 | Elect Director Gary L. Cowger | Management | For | For |
| 6 | Elect Director David S. Haffner | Management | For | For |
| 7 | Elect Director Helmut Leube | Management | For | For |
| 8 | Elect Director Timothy M. Manganello | Management | For | For |
| 9 | Elect Director Hari N. Nair | Management | For | For |
| 10 | Elect Director MaryAnn Wright | Management | For | For |
| 11 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ELECTRIC POWER DEVELOPMENT CO. (J-POWER) MEETING DATE: JUN 27, 2018 | ||||
| TICKER: 9513 SECURITY ID: J12915104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
| 2.1 | Elect Director Kitamura, Masayoshi | Management | For | For |
| 2.2 | Elect Director Watanabe, Toshifumi | Management | For | For |
| 2.3 | Elect Director Murayama, Hitoshi | Management | For | For |
| 2.4 | Elect Director Uchiyama, Masato | Management | For | For |
| 2.5 | Elect Director Urashima, Akihito | Management | For | For |
| 2.6 | Elect Director Onoi, Yoshiki | Management | For | For |
| 2.7 | Elect Director Minaminosono, Hiromi | Management | For | For |
| 2.8 | Elect Director Sugiyama, Hiroyasu | Management | For | For |
| 2.9 | Elect Director Tsukuda, Hideki | Management | For | For |
| 2.10 | Elect Director Honda, Makoto | Management | For | For |
| 2.11 | Elect Director Kajitani, Go | Management | For | For |
| 2.12 | Elect Director Ito, Tomonori | Management | For | For |
| 2.13 | Elect Director John Buchanan | Management | For | For |
| 3 | Appoint Statutory Auditor Fujioka, Hiroshi | Management | For | For |
| EMCOR GROUP, INC. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: EME SECURITY ID: 29084Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John W. Altmeyer | Management | For | For |
| 1b | Elect Director David A. B. Brown | Management | For | For |
| 1c | Elect Director Anthony J. Guzzi | Management | For | For |
| 1d | Elect Director Richard F. Hamm, Jr. | Management | For | For |
| 1e | Elect Director David H. Laidley | Management | For | For |
| 1f | Elect Director Carol P. Lowe | Management | For | For |
| 1g | Elect Director M. Kevin McEvoy | Management | For | For |
| 1h | Elect Director William P. Reid | Management | For | For |
| 1i | Elect Director Jerry E. Ryan | Management | For | For |
| 1j | Elect Director Steven B. Schwarzwaelder | Management | For | For |
| 1k | Elect Director Michael T. Yonker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ENEL AMERICAS S.A. MEETING DATE: APR 26, 2018 | ||||
| TICKER: ENELAM SECURITY ID: 29274F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Remuneration of Directors' Committee and Approve Their Budget for FY 2018 | Management | For | Abstain |
| 5 | Present Board's Report on Expenses; Present Directors' Committee Report on Activities and Expenses | Management | None | None |
| 6 | Appoint Auditors | Management | For | For |
| 7 | Elect Two Supervisory Account Inspectors and their Alternates; Approve their Remuneration | Management | For | Abstain |
| 8 | Designate Risk Assessment Companies | Management | For | Abstain |
| 9 | Approve Investment and Financing Policy | Management | For | Abstain |
| 10 | Present Dividend Policy and Distribution Procedures | Management | None | None |
| 11 | Receive Report Regarding Related-Party Transactions | Management | None | None |
| 12 | Present Report on Processing, Printing, and Mailing Information Required by Chilean Law | Management | None | None |
| 13 | Other Business | Management | For | Against |
| 14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ENEL CHILE S.A. MEETING DATE: DEC 20, 2017 | ||||
| TICKER: ENELCHILE SECURITY ID: P3762G109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Related-Party Transaction Re: Absorption of Enel Green Power Latin America SA by Enel Chile SA | Management | For | For |
| 2 | Approve Absorption of Enel Green Power Latin America SA by Enel Chile SA | Management | For | For |
| 3 | Authorize Increase in Capital by CLP 1.89 Trillion via Issuance of 23.07 Billion Shares | Management | For | For |
| 4 | Authorize Herman Chadwick to Vote in Favor of Amendment to Enel Generacion's Bylaws at Enel Generacion's EGM | Management | For | For |
| 5 | Amend Articles and Consolidate Bylaws | Management | For | For |
| 6 | Approve Registration of New Shares with SVS, Insurance Registry and New ADSs with SEC | Management | For | For |
| 7 | Receive Report Regarding Other Related-Party Transactions Entered During Period Since Last Shareholders' Meeting | Management | None | None |
| ENEL GENERACION CHILE S.A. MEETING DATE: DEC 20, 2017 | ||||
| TICKER: ENELGXCH SECURITY ID: P3710M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report Regarding Related-Party Transaction Re: Absorption of Enel Green Power Latin America SA by Enel Chile SA | Management | None | None |
| 2 | Remove Articles 1 bis, 5 bis, 16 bis, 20 bis, 35 bis, 36 bis, 40 bis, 42 bis and 44 bis; Consolidate Articles | Management | For | For |
| 3 | Receive Report Regarding Other Related-Party Transactions Entered During Period Since Last Shareholders' Meeting | Management | None | None |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ENEL GENERACION CHILE S.A. MEETING DATE: DEC 20, 2017 | ||||
| TICKER: ENELGXCH SECURITY ID: 29244T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report Regarding Related-Party Transaction Re: Absorption of Enel Green Power Latin America SA by Enel Chile SA | Management | None | None |
| 2 | Remove Articles 1 bis, 5 bis, 16 bis, 20 bis, 35 bis, 36 bis, 40 bis, 42 bis and 44 bis; Consolidate Articles | Management | For | For |
| 3 | Receive Report Regarding Other Related-Party Transactions Entered During Period Since Last Shareholders' Meeting | Management | None | None |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ENEL GENERACION CHILE S.A. MEETING DATE: APR 24, 2018 | ||||
| TICKER: ENELGXCH SECURITY ID: 29244T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report on Status of Compliance with Suspensive Condition of Success of Takeover Bid to Proceed to Remove all Articles Associated to Law No. 3500 | Management | None | None |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | Abstain |
| 6 | Approve Remuneration and Budget of Directors' Committee for FY 2018 | Management | For | Abstain |
| 7 | Present Board's Report on Expenses; Present Directors' Committee Report on Activities and Expenses | Management | None | None |
| 8 | Appoint Auditors | Management | For | For |
| 9 | Elect Two Supervisory Account Inspectors and their Alternates; Approve their Remuneration | Management | For | For |
| 10 | Designate Risk Assessment Companies | Management | For | For |
| 11 | Approve Investment and Financing Policy | Management | For | For |
| 12 | Present Dividend Policy and Distribution Procedures | Management | None | None |
| 13 | Receive Report Regarding Related-Party Transactions | Management | None | None |
| 14 | Present Report on Processing, Printing, and Mailing Information Required by Chilean Law | Management | None | None |
| 15 | Other Business | Management | For | Against |
| 16 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1 | Amend Article 4 | Management | For | For |
| 2 | Approve Decrease in Board Size from 9 to 5 Members; Amend Article 7 | Management | For | For |
| 3 | Remove Article 24 | Management | For | For |
| 4 | Consolidate Bylaws | Management | For | For |
| 5 | Receive Report Regarding Related-Party Transactions | Management | None | None |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ENERGY DEVELOPMENT CORPORATION MEETING DATE: DEC 12, 2017 | ||||
| TICKER: EDC SECURITY ID: Y2292T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 3 | Approve Minutes of Previous Shareholder Meeting | Management | For | For |
| 4 | Amend the Seventh Article of the Articles of Incorporation | Management | For | For |
| 5 | Approve Amendments to the By-laws | Management | For | Against |
| 6 | Approve Other Matters | Management | For | Against |
| 10 | Adjournment | Management | For | For |
| ENERSYS MEETING DATE: AUG 02, 2017 | ||||
| TICKER: ENS SECURITY ID: 29275Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Lehman | Management | For | For |
| 1.2 | Elect Director Dennis S. Marlo | Management | For | For |
| 1.3 | Elect Director Paul J. Tufano | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENGIE BRASIL ENERGIA SA MEETING DATE: APR 11, 2018 | ||||
| TICKER: EGIE3 SECURITY ID: P37625103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Employees' Bonuses | Management | For | For |
| 4 | Approve Remuneration of Company's Management and Fiscal Council Members | Management | For | Against |
| 5 | Elect Directors and Alternates | Management | For | For |
| 6 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Management | None | Against |
| 7 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? | Management | None | Abstain |
| 8.1 | Percentage of Votes to Be Assigned - Elect Mauricio Stolle Bahr as Director and Natacha Herero Et Guichard Marly as Alternate | Management | None | Abstain |
| 8.2 | Percentage of Votes to Be Assigned - Elect Dirk Achiel Marc Beeuwsaert as Director and Gil de Methodio Maranhao Neto as Alternate | Management | None | Abstain |
| 8.3 | Percentage of Votes to Be Assigned - Elect Manoel Arlindo Zaroni Torres as Director and Karin Koogan Breitman as Alternate | Management | None | Abstain |
| 8.4 | Percentage of Votes to Be Assigned - Elect Pierre Jean Bernard Guiollot as Director and Simone Cristina de Paola Barbieri as Alternate | Management | None | Abstain |
| 8.5 | Percentage of Votes to Be Assigned - Elect Paulo Jorge Tavares Almirante as Director and Raphael Vincent Philippe Barreau as Alternate | Management | None | Abstain |
| 8.6 | Percentage of Votes to Be Assigned - Elect Claude Emile Jean Turbet as Director and Leonardo Augusto Serpa as Alternate | Management | None | Abstain |
| 8.7 | Percentage of Votes to Be Assigned - Elect Paulo de Resende Salgado as Director and Antonio Alberto Gouvea Vieira as Alternate | Management | None | Abstain |
| 8.8 | Percentage of Votes to Be Assigned - Elect Roberto Henrique Tejada Vencato as Director and Luiz Antonio Barbosa as Alternate | Management | None | Abstain |
| 8.9 | Percentage of Votes to Be Assigned - Elect Jose Pais Rangel as Director and Jose Joao Abdalla Filho as Alternate | Management | None | Abstain |
| 9 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 10 | Elect Fiscal Council Members and Alternates | Management | For | For |
| 11 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | Management | None | Against |
| ENTEGRIS, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: ENTG SECURITY ID: 29362U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael A. Bradley | Management | For | For |
| 1b | Elect Director R. Nicholas Burns | Management | For | For |
| 1c | Elect Director James F. Gentilcore | Management | For | For |
| 1d | Elect Director James P. Lederer | Management | For | For |
| 1e | Elect Director Bertrand Loy | Management | For | For |
| 1f | Elect Director Paul L. H. Olson | Management | For | For |
| 1g | Elect Director Azita Saleki-Gerhardt | Management | For | For |
| 1h | Elect Director Brian F. Sullivan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FORTIVE CORPORATION MEETING DATE: JUN 05, 2018 | ||||
| TICKER: FTV SECURITY ID: 34959J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Feroz Dewan | Management | For | For |
| 1B | Elect Director James A. Lico | Management | For | For |
| 2 | Ratify Ernst and Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| HD SUPPLY HOLDINGS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: HDS SECURITY ID: 40416M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Betsy S. Atkins - Withdrawn Resolution | Management | None | None |
| 2.2 | Elect Director Scott D. Ostfeld | Management | For | For |
| 2.3 | Elect Director James A. Rubright | Management | For | For |
| 2.4 | Elect Director Lauren Taylor Wolfe | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HEXCEL CORPORATION MEETING DATE: MAY 03, 2018 | ||||
| TICKER: HXL SECURITY ID: 428291108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nick L. Stanage | Management | For | For |
| 1.2 | Elect Director Joel S. Beckman | Management | For | For |
| 1.3 | Elect Director Lynn Brubaker | Management | For | For |
| 1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1.5 | Elect Director Cynthia M. Egnotovich | Management | For | For |
| 1.6 | Elect Director W. Kim Foster | Management | For | For |
| 1.7 | Elect Director Thomas A. Gendron | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Graves | Management | For | For |
| 1.9 | Elect Director Guy C. Hachey | Management | For | For |
| 1.10 | Elect Director David L. Pugh | Management | For | For |
| 1.11 | Elect Directorn Catherine A. Suever | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 23, 2018 | ||||
| TICKER: HON SECURITY ID: 438516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Darius Adamczyk | Management | For | For |
| 1B | Elect Director Duncan B. Angove | Management | For | For |
| 1C | Elect Director William S. Ayer | Management | For | For |
| 1D | Elect Director Kevin Burke | Management | For | For |
| 1E | Elect Director Jaime Chico Pardo | Management | For | For |
| 1F | Elect Director D. Scott Davis | Management | For | For |
| 1G | Elect Director Linnet F. Deily | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director George Paz | Management | For | For |
| 1L | Elect Director Robin L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| HUBBELL INCORPORATED MEETING DATE: MAY 01, 2018 | ||||
| TICKER: HUBB SECURITY ID: 443510607 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.2 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.3 | Elect Director Neal J. Keating | Management | For | For |
| 1.4 | Elect Director John F. Malloy | Management | For | For |
| 1.5 | Elect Director Judith F. Marks | Management | For | For |
| 1.6 | Elect Director David G. Nord | Management | For | For |
| 1.7 | Elect Director John G. Russell | Management | For | For |
| 1.8 | Elect Director Steven R. Shawley | Management | For | For |
| 1.9 | Elect Director Richard J. Swift | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INGERSOLL-RAND PLC MEETING DATE: JUN 07, 2018 | ||||
| TICKER: IR SECURITY ID: G47791101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kirk E. Arnold | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director John Bruton | Management | For | For |
| 1d | Elect Director Jared L. Cohon | Management | For | For |
| 1e | Elect Director Gary D. Forsee | Management | For | For |
| 1f | Elect Director Linda P. Hudson | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Myles P. Lee | Management | For | For |
| 1i | Elect Director Karen B. Peetz | Management | For | For |
| 1j | Elect Director John P. Surma | Management | For | For |
| 1k | Elect Director Richard J. Swift | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares | Management | For | For |
| 6 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| INNOSPEC INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: IOSP SECURITY ID: 45768S105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Milton C. Blackmore | Management | For | For |
| 1.2 | Elect Director Robert I. Paller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTERFACE, INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: TILE SECURITY ID: 458665304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John P. Burke | Management | For | For |
| 1.2 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.3 | Elect Director Jay D. Gould | Management | For | For |
| 1.4 | Elect Director Daniel T. Hendrix | Management | For | For |
| 1.5 | Elect Director Christopher G. Kennedy | Management | For | For |
| 1.6 | Elect Director K. David Kohler | Management | For | For |
| 1.7 | Elect Director Erin A. Matts | Management | For | For |
| 1.8 | Elect Director James B. Miller, Jr. | Management | For | For |
| 1.9 | Elect Director Sheryl D. Palmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 24, 2018 | ||||
| TICKER: IBM SECURITY ID: 459200101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.2 | Elect Director Michael L. Eskew | Management | For | For |
| 1.3 | Elect Director David N. Farr | Management | For | For |
| 1.4 | Elect Director Alex Gorsky | Management | For | For |
| 1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.6 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.7 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.8 | Elect Director James W. Owens | Management | For | For |
| 1.9 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.10 | Elect Director Joseph R. Swedish | Management | For | For |
| 1.11 | Elect Director Sidney Taurel | Management | For | For |
| 1.12 | Elect Director Peter R. Voser | Management | For | For |
| 1.13 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| JOHNSON & JOHNSON MEETING DATE: APR 26, 2018 | ||||
| TICKER: JNJ SECURITY ID: 478160104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director William D. Perez | Management | For | For |
| 1i | Elect Director Charles Prince | Management | For | For |
| 1j | Elect Director A. Eugene Washington | Management | For | For |
| 1k | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| LENNOX INTERNATIONAL INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: LII SECURITY ID: 526107107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John E. Major | Management | For | For |
| 1.2 | Elect Director Gregory T. Swienton | Management | For | For |
| 1.3 | Elect Director Todd J. Teske | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MINERALS TECHNOLOGIES INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: MTX SECURITY ID: 603158106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John J. Carmola | Management | For | For |
| 1b | Elect Director Robert L. Clark | Management | For | For |
| 1c | Elect Director Marc E. Robinson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NHPC LIMITED MEETING DATE: SEP 27, 2017 | ||||
| TICKER: 533098 SECURITY ID: Y6268G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend and Declare Final Dividend | Management | For | For |
| 3 | Reelect Ratish Kumar as Director | Management | For | For |
| 4 | Approve Remuneration of Joint Statutory Auditors | Management | For | For |
| 5 | Approve Remuneration of Cost Auditors | Management | For | For |
| 6 | Elect Nikhil Kumar Jain as Director | Management | For | For |
| 7 | Elect Mahesh Kumar Mittal as Director | Management | For | For |
| 8 | Approve Issuance of Secured/Unsecured Redeemable Non-Convertible Debentures/Bonds on Private Placement Basis | Management | For | For |
| 9 | Amend Articles of Association | Management | For | For |
| PERKINELMER, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: PKI SECURITY ID: 714046109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Barrett | Management | For | For |
| 1b | Elect Director Samuel R. Chapin | Management | For | For |
| 1c | Elect Director Robert F. Friel | Management | For | For |
| 1d | Elect Director Sylvie Gregoire | Management | For | For |
| 1e | Elect Director Nicholas A. Lopardo | Management | For | For |
| 1f | Elect Director Alexis P. Michas | Management | For | For |
| 1g | Elect Director Patrick J. Sullivan | Management | For | For |
| 1h | Elect Director Frank Witney | Management | For | For |
| 1i | Elect Director Pascale Witz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PHILIPS LIGHTING NV MEETING DATE: MAY 15, 2018 | ||||
| TICKER: LIGHT SECURITY ID: N3577R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Presentation by Eric Rondolat, CEO | Management | None | None |
| 2 | Discuss Remuneration Report | Management | None | None |
| 3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 5 | Adopt Financial Statements | Management | For | For |
| 6 | Approve Dividends of EUR 1.25 per Share | Management | For | For |
| 7a | Approve Discharge of Management Board | Management | For | For |
| 7b | Approve Discharge of Supervisory Board | Management | For | For |
| 8 | Elect Eelco Blok to Supervisory Board | Management | For | For |
| 9a | Amend Articles Re: Change of Company Name | Management | For | For |
| 10a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 10b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| PORTLAND GENERAL ELECTRIC COMPANY MEETING DATE: APR 25, 2018 | ||||
| TICKER: POR SECURITY ID: 736508847 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John W. Ballantine | Management | For | For |
| 1b | Elect Director Rodney L. Brown, Jr. | Management | For | For |
| 1c | Elect Director Jack E. Davis | Management | For | For |
| 1d | Elect Director David A. Dietzler | Management | For | For |
| 1e | Elect Director Kirby A. Dyess | Management | For | For |
| 1f | Elect Director Mark B. Ganz | Management | For | For |
| 1g | Elect Director Kathryn J. Jackson | Management | For | For |
| 1h | Elect Director Neil J. Nelson | Management | For | For |
| 1i | Elect Director M. Lee Pelton | Management | For | For |
| 1j | Elect Director Maria M. Pope | Management | For | For |
| 1k | Elect Director Charles W. Shivery | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| REGAL BELOIT CORPORATION MEETING DATE: APR 30, 2018 | ||||
| TICKER: RBC SECURITY ID: 758750103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen M. Burt | Management | For | For |
| 1b | Elect Director Anesa T. Chaibi | Management | For | For |
| 1c | Elect Director Christopher L. Doerr | Management | For | For |
| 1d | Elect Director Thomas J. Fischer | Management | For | For |
| 1e | Elect Director Dean A. Foate | Management | For | For |
| 1f | Elect Director Mark J. Gliebe | Management | For | For |
| 1g | Elect Director Henry W. Knueppel | Management | For | For |
| 1h | Elect Director Rakesh Sachdev | Management | For | For |
| 1i | Elect Director Curtis W. Stoelting | Management | For | For |
| 1j | Elect Director Jane L. Warner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| SEALED AIR CORPORATION MEETING DATE: MAY 17, 2018 | ||||
| TICKER: SEE SECURITY ID: 81211K100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Chu | Management | For | For |
| 1b | Elect Director Edward L. Doheny, II | Management | For | For |
| 1c | Elect Director Patrick Duff | Management | For | For |
| 1d | Elect Director Henry R. Keizer | Management | For | For |
| 1e | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 1f | Elect Director Neil Lustig | Management | For | For |
| 1g | Elect Director Richard L. Wambold | Management | For | For |
| 1h | Elect Director Jerry R. Whitaker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STEEL DYNAMICS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: STLD SECURITY ID: 858119100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark D. Millett | Management | For | For |
| 1.2 | Elect Director Keith E. Busse | Management | For | For |
| 1.3 | Elect Director Frank D. Byrne | Management | For | For |
| 1.4 | Elect Director Kenneth W. Cornew | Management | For | For |
| 1.5 | Elect Director Traci M. Dolan | Management | For | For |
| 1.6 | Elect Director Jurgen Kolb | Management | For | For |
| 1.7 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.8 | Elect Director Bradley S. Seaman | Management | For | For |
| 1.9 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 1.10 | Elect Director Richard P. Teets, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Articles of Incorporation to Provide Shareholders the Right to Amend Bylaws | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Restricted Stock Plan | Management | For | For |
| TE CONNECTIVITY LTD. MEETING DATE: MAR 14, 2018 | ||||
| TICKER: TEL SECURITY ID: H84989104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pierre R. Brondeau | Management | For | For |
| 1b | Elect Director Terrence R. Curtin | Management | For | For |
| 1c | Elect Director Carol A. ('John') Davidson | Management | For | For |
| 1d | Elect Director William A. Jeffrey | Management | For | For |
| 1e | Elect Director Thomas J. Lynch | Management | For | For |
| 1f | Elect Director Yong Nam | Management | For | For |
| 1g | Elect Director Daniel J. Phelan | Management | For | For |
| 1h | Elect Director Paula A. Sneed | Management | For | For |
| 1i | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1j | Elect Director Mark C. Trudeau | Management | For | For |
| 1k | Elect Director John C. Van Scoter | Management | For | For |
| 1l | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
| 3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | Management | For | For |
| 3b | Elect Paula A. Sneed as Member of Management Development and Compensation Committee | Management | For | For |
| 3c | Elect John C. Van Scoter as Member of Management Development and Compensation Committee | Management | For | For |
| 4 | Designate Rene Schwarzenbach as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 29, 2017 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 29, 2017 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 29, 2017 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2018 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Management | For | For |
| 10 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | Management | For | For |
| 11 | Approve Allocation of Available Earnings at September 29, 2017 | Management | For | For |
| 12 | Approve Declaration of Dividend | Management | For | For |
| 13 | Authorize Share Repurchase Program | Management | For | For |
| 14 | Amend Articles of Association Re: Authorized Capital | Management | For | For |
| 15 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 16 | Adjourn Meeting | Management | For | For |
| TENNECO INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: TEN SECURITY ID: 880349105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas C. Freyman | Management | For | For |
| 1b | Elect Director Brian J. Kesseler | Management | For | For |
| 1c | Elect Director Dennis J. Letham | Management | For | For |
| 1d | Elect Director James S. Metcalf | Management | For | For |
| 1e | Elect Director Roger B. Porter | Management | For | For |
| 1f | Elect Director David B. Price, Jr. | Management | For | For |
| 1g | Elect Director Gregg M. Sherrill | Management | For | For |
| 1h | Elect Director Paul T. Stecko | Management | For | For |
| 1i | Elect Director Jane L. Warner | Management | For | For |
| 1j | Elect Director Roger J. Wood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: TMO SECURITY ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director Lars R. Sorensen | Management | For | For |
| 1i | Elect Director Scott M. Sperling | Management | For | For |
| 1j | Elect Director Elaine S. Ullian | Management | For | For |
| 1k | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VESTAS WIND SYSTEM A/S MEETING DATE: APR 03, 2018 | ||||
| TICKER: VWS SECURITY ID: K9773J128 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of DKK 9.23 Per Share | Management | For | Did Not Vote |
| 4.1 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 4.2a | Reelect Bert Nordberg as Director | Management | For | Did Not Vote |
| 4.2b | Reelect Carsten Bjerg as Director | Management | For | Did Not Vote |
| 4.2c | Reelect Eija Pitkanen as Director | Management | For | Did Not Vote |
| 4.2d | Reelect Henrik Andersen as Director | Management | For | Did Not Vote |
| 4.2e | Reelect Henry Stenson as Director | Management | For | Did Not Vote |
| 4.2f | Reelect Lars Josefsson as Director | Management | For | Did Not Vote |
| 4.2g | Reelect Lykke Friis as Director | Management | For | Did Not Vote |
| 4.2h | Reelect Torben Sorensen as Director | Management | For | Did Not Vote |
| 4.2i | Elect Jens Hesselberg Lund as New Director | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors for 2017 | Management | For | Did Not Vote |
| 5.2 | Approve Remuneration of Directors for 2018 at DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 7.1 | Approve DKK 9.8 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 7.2 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 7.3 | Approve Creation of DKK 21 Million Pool of Capital with or without Preemptive Rights | Management | For | Did Not Vote |
| 8 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | None |
| WHIRLPOOL CORPORATION MEETING DATE: APR 17, 2018 | ||||
| TICKER: WHR SECURITY ID: 963320106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Marc R. Bitzer | Management | For | For |
| 1c | Elect Director Greg Creed | Management | For | For |
| 1d | Elect Director Gary T. DiCamillo | Management | For | For |
| 1e | Elect Director Diane M. Dietz | Management | For | For |
| 1f | Elect Director Gerri T. Elliott | Management | For | For |
| 1g | Elect Director Jeff M. Fettig | Management | For | For |
| 1h | Elect Director Michael F. Johnston | Management | For | For |
| 1i | Elect Director John D. Liu | Management | For | For |
| 1j | Elect Director James M. Loree | Management | For | For |
| 1k | Elect Director Harish Manwani | Management | For | For |
| 1l | Elect Director William D. Perez | Management | For | For |
| 1m | Elect Director Larry O. Spencer | Management | For | For |
| 1n | Elect Director Michael D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| WHOLE FOODS MARKET, INC. MEETING DATE: AUG 23, 2017 | ||||
| TICKER: WFM SECURITY ID: 966837106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Reduce Authorized Common Stock | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| ZOETIS INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: ZTS SECURITY ID: 98978V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sanjay Khosla | Management | For | For |
| 1.2 | Elect Director Willie M. Reed | Management | For | For |
| 1.3 | Elect Director Linda Rhodes | Management | For | For |
| 1.4 | Elect Director William C. Steere, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT FINANCIAL SERVICES PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AFFILIATED MANAGERS GROUP, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: AMG SECURITY ID: 008252108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel T. Byrne | Management | For | For |
| 1b | Elect Director Dwight D. Churchill | Management | For | For |
| 1c | Elect Director Glenn Earle | Management | For | For |
| 1d | Elect Director Niall Ferguson | Management | For | For |
| 1e | Elect Director Sean M. Healey | Management | For | For |
| 1f | Elect Director Tracy P. Palandjian | Management | For | For |
| 1g | Elect Director Patrick T. Ryan | Management | For | For |
| 1h | Elect Director Karen L. Yerburgh | Management | For | For |
| 1i | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Elect Director Nathaniel Dalton | Management | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: AIG SECURITY ID: 026874784 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Don Cornwell | Management | For | For |
| 1b | Elect Director Brian Duperreault | Management | For | For |
| 1c | Elect Director John H. Fitzpatrick | Management | For | For |
| 1d | Elect Director William G. Jurgensen | Management | For | For |
| 1e | Elect Director Christopher S. Lynch | Management | For | For |
| 1f | Elect Director Henry S. Miller | Management | For | For |
| 1g | Elect Director Linda A. Mills | Management | For | For |
| 1h | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1i | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1j | Elect Director Douglas M. Steenland | Management | For | For |
| 1k | Elect Director Theresa M. Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ASPEN INSURANCE HOLDINGS LIMITED MEETING DATE: MAY 02, 2018 | ||||
| TICKER: AHL SECURITY ID: G05384105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glyn Jones | Management | For | For |
| 1.2 | Elect Director Gary Gregg | Management | For | For |
| 1.3 | Elect Director Bret Pearlman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| BANK OF AMERICA CORPORATION MEETING DATE: APR 25, 2018 | ||||
| TICKER: BAC SECURITY ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Michael D. White | Management | For | For |
| 1m | Elect Director Thomas D. Woods | Management | For | For |
| 1n | Elect Director R. David Yost | Management | For | For |
| 1o | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| BANK OF THE OZARKS, INC. MEETING DATE: MAY 07, 2018 | ||||
| TICKER: OZRK SECURITY ID: 063904106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas Brown | Management | For | For |
| 1.2 | Elect Director Paula Cholmondeley | Management | For | For |
| 1.3 | Elect Director Richard Cisne | Management | For | For |
| 1.4 | Elect Director Robert East | Management | For | For |
| 1.5 | Elect Director Kathleen Franklin | Management | For | For |
| 1.6 | Elect Director Catherine B. Freedberg | Management | For | For |
| 1.7 | Elect Director Jeffrey Gearhart | Management | For | For |
| 1.8 | Elect Director George Gleason | Management | For | For |
| 1.9 | Elect Director Linda Gleason | Management | For | For |
| 1.10 | Elect Director Peter Kenny | Management | For | For |
| 1.11 | Elect Director William A. Koefoed, Jr. | Management | For | For |
| 1.12 | Elect Director Walter J. ('Jack') Mullen, III | Management | For | For |
| 1.13 | Elect Director Christopher Orndorff | Management | For | For |
| 1.14 | Elect Director Robert Proost | Management | For | For |
| 1.15 | Elect Director John Reynolds | Management | For | For |
| 1.16 | Elect Director Ross Whipple | Management | For | For |
| 2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 3 | Change Company Name to Bank OZK | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 05, 2018 | ||||
| TICKER: BRK.B SECURITY ID: 084670702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Gregory E. Abel | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Stephen B. Burke | Management | For | For |
| 1.6 | Elect Director Susan L. Decker | Management | For | For |
| 1.7 | Elect Director William H. Gates, III | Management | For | For |
| 1.8 | Elect Director David S. Gottesman | Management | For | For |
| 1.9 | Elect Director Charlotte Guyman | Management | For | For |
| 1.10 | Elect Director Ajit Jain | Management | For | For |
| 1.11 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.12 | Elect Director Ronald L. Olson | Management | For | For |
| 1.13 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.14 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Report on Methane Emissions Management, Including Reduction Targets | Shareholder | Against | Against |
| 3 | Report on Sustainability | Shareholder | Against | Against |
| BLACK KNIGHT, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: BKI SECURITY ID: 09215C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Foley, II | Management | For | For |
| 1.2 | Elect Director Thomas M. Hagerty | Management | For | For |
| 1.3 | Elect Director Thomas J. Sanzone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BLACKROCK, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: BLK SECURITY ID: 09247X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1b | Elect Director Pamela Daley | Management | For | For |
| 1c | Elect Director William S. Demchak | Management | For | For |
| 1d | Elect Director Jessica P. Einhorn | Management | For | For |
| 1e | Elect Director Laurence D. Fink | Management | For | For |
| 1f | Elect Director William E. Ford | Management | For | For |
| 1g | Elect Director Fabrizio Freda | Management | For | For |
| 1h | Elect Director Murry S. Gerber | Management | For | For |
| 1i | Elect Director Margaret L. Johnson | Management | For | For |
| 1j | Elect Director Robert S. Kapito | Management | For | For |
| 1k | Elect Director Deryck Maughan | Management | For | For |
| 1l | Elect Director Cheryl D. Mills | Management | For | For |
| 1m | Elect Director Gordon M. Nixon | Management | For | For |
| 1n | Elect Director Charles H. Robbins | Management | For | For |
| 1o | Elect Director Ivan G. Seidenberg | Management | For | For |
| 1p | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1q | Elect Director Susan L. Wagner | Management | For | For |
| 1r | Elect Director Mark Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 03, 2018 | ||||
| TICKER: COF SECURITY ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Richard D. Fairbank | Management | For | For |
| 1B | Elect Director Aparna Chennapragada | Management | For | For |
| 1C | Elect Director Ann Fritz Hackett | Management | For | For |
| 1D | Elect Director Lewis Hay, III | Management | For | For |
| 1E | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1F | Elect Director Peter Thomas Killalea | Management | For | For |
| 1G | Elect Director Pierre E. Leroy | Management | For | For |
| 1H | Elect Director Peter E. Raskind | Management | For | For |
| 1I | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1J | Elect Director Bradford H. Warner | Management | For | For |
| 1K | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| CBOE GLOBAL MARKETS INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: CBOE SECURITY ID: 12503M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward T. Tilly | Management | For | For |
| 1.2 | Elect Director Frank E. English, Jr. | Management | For | For |
| 1.3 | Elect Director William M. Farrow, III | Management | For | For |
| 1.4 | Elect Director Edward J. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Janet P. Froetscher | Management | For | For |
| 1.6 | Elect Director Jill R. Goodman | Management | For | For |
| 1.7 | Elect Director Roderick A. Palmore | Management | For | For |
| 1.8 | Elect Director James E. Parisi | Management | For | For |
| 1.9 | Elect Director Joseph P. Ratterman | Management | For | For |
| 1.10 | Elect Director Michael L. Richter | Management | For | For |
| 1.11 | Elect Director Jill E. Sommers | Management | For | For |
| 1.12 | Elect Director Carole E. Stone | Management | For | For |
| 1.13 | Elect Director Eugene S. Sunshine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CHUBB LIMITED MEETING DATE: MAY 17, 2018 | ||||
| TICKER: CB SECURITY ID: H1467J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Allocate Disposable Profit | Management | For | For |
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
| 4.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
| 5.1 | Elect Director Evan G. Greenberg | Management | For | For |
| 5.2 | Elect Director Robert M. Hernandez | Management | For | For |
| 5.3 | Elect Director Michael G. Atieh | Management | For | For |
| 5.4 | Elect Director Sheila P. Burke | Management | For | For |
| 5.5 | Elect Director James I. Cash | Management | For | For |
| 5.6 | Elect Director Mary Cirillo | Management | For | For |
| 5.7 | Elect Director Michael P. Connors | Management | For | For |
| 5.8 | Elect Director John A. Edwardson | Management | For | For |
| 5.9 | Elect Director Kimberly A. Ross | Management | For | For |
| 5.10 | Elect Director Robert W. Scully | Management | For | For |
| 5.11 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 5.12 | Elect Director Theodore E. Shasta | Management | For | For |
| 5.13 | Elect Director David H. Sidwell | Management | For | For |
| 5.14 | Elect Director Olivier Steimer | Management | For | For |
| 5.15 | Elect Director James M. Zimmerman | Management | For | For |
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
| 7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Mary Cirillo as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint James M. Zimmerman as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 9 | Issue Shares Without Preemptive Rights | Management | For | For |
| 10.1 | Approve the Maximum Aggregate Remuneration of Directors | Management | For | For |
| 10.2 | Approve Remuneration of Executive Management in the Amount of USD 43 Million for Fiscal 2019 | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CITIGROUP INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: C SECURITY ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director John C. Dugan | Management | For | For |
| 1d | Elect Director Duncan P. Hennes | Management | For | For |
| 1e | Elect Director Peter B. Henry | Management | For | For |
| 1f | Elect Director Franz B. Humer | Management | For | For |
| 1g | Elect Director S. Leslie Ireland | Management | For | For |
| 1h | Elect Director Renee J. James | Management | For | For |
| 1i | Elect Director Eugene M. McQuade | Management | For | For |
| 1j | Elect Director Michael E. O'Neill | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Anthony M. Santomero | Management | For | For |
| 1m | Elect Director Diana L. Taylor | Management | For | For |
| 1n | Elect Director James S. Turley | Management | For | For |
| 1o | Elect Director Deborah C. Wright | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce De Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Against |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 8 | Amend Proxy Access Right | Shareholder | Against | Against |
| 9 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| 10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| COBIZ FINANCIAL INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: COBZ SECURITY ID: 190897108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Bangert | Management | For | For |
| 1.2 | Elect Director Michael G. Hutchinson | Management | For | For |
| 1.3 | Elect Director Angela M. MacPhee | Management | For | For |
| 1.4 | Elect Director Joel R. Montbriand | Management | For | For |
| 1.5 | Elect Director Jonathan P. Pinkus | Management | For | For |
| 1.6 | Elect Director Mary K. Rhinehart | Management | For | For |
| 1.7 | Elect Director Noel N. Rothman | Management | For | For |
| 1.8 | Elect Director Terrance M. Scanlan | Management | For | For |
| 1.9 | Elect Director Bruce H. Schroffel | Management | For | For |
| 1.10 | Elect Director Mary Beth Vitale | Management | For | For |
| 1.11 | Elect Director Marc S. Wallace | Management | For | For |
| 1.12 | Elect Director Willis T. Wiedel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DISCOVER FINANCIAL SERVICES MEETING DATE: MAY 02, 2018 | ||||
| TICKER: DFS SECURITY ID: 254709108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Joseph F. Eazor | Management | For | For |
| 1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.7 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.8 | Elect Director Michael H. Moskow | Management | For | For |
| 1.9 | Elect Director David W. Nelms | Management | For | For |
| 1.10 | Elect Director Mark A. Thierer | Management | For | For |
| 1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| E*TRADE FINANCIAL CORPORATION MEETING DATE: MAY 10, 2018 | ||||
| TICKER: ETFC SECURITY ID: 269246401 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard J. Carbone | Management | For | For |
| 1b | Elect Director James P. Healy | Management | For | For |
| 1c | Elect Director Kevin T. Kabat | Management | For | For |
| 1d | Elect Director Frederick W. Kanner | Management | For | For |
| 1e | Elect Director James Lam | Management | For | For |
| 1f | Elect Director Rodger A. Lawson | Management | For | For |
| 1g | Elect Director Shelley B. Leibowitz | Management | For | For |
| 1h | Elect Director Karl A. Roessner | Management | For | For |
| 1i | Elect Director Rebecca Saeger | Management | For | For |
| 1j | Elect Director Joseph L. Sclafani | Management | For | For |
| 1k | Elect Director Gary H. Stern | Management | For | For |
| 1l | Elect Director Donna L. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EAST WEST BANCORP, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: EWBC SECURITY ID: 27579R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Molly Campbell | Management | For | For |
| 1.2 | Elect Director Iris S. Chan | Management | For | For |
| 1.3 | Elect Director Rudolph I. Estrada | Management | For | For |
| 1.4 | Elect Director Paul H. Irving | Management | For | For |
| 1.5 | Elect Director Herman Y. Li | Management | For | For |
| 1.6 | Elect Director Jack C. Liu | Management | For | For |
| 1.7 | Elect Director Dominic Ng | Management | For | For |
| 1.8 | Elect Director Lester M. Sussman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: FNF SECURITY ID: 31620R303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond R. Quirk | Management | For | For |
| 1.2 | Elect Director Heather H. Murren | Management | For | For |
| 1.3 | Elect Director John D. Rood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Articles | Management | For | For |
| FIRST REPUBLIC BANK MEETING DATE: MAY 15, 2018 | ||||
| TICKER: FRC SECURITY ID: 33616C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Herbert, II | Management | For | For |
| 1.2 | Elect Director Katherine August-deWilde | Management | For | For |
| 1.3 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
| 1.4 | Elect Director Frank J. Fahrenkopf, Jr. | Management | For | For |
| 1.5 | Elect Director L. Martin Gibbs | Management | For | For |
| 1.6 | Elect Director Boris Groysberg | Management | For | For |
| 1.7 | Elect Director Sandra R. Hernandez | Management | For | For |
| 1.8 | Elect Director Pamela J. Joyner | Management | For | For |
| 1.9 | Elect Director Reynold Levy | Management | For | For |
| 1.10 | Elect Director Duncan L. Niederauer | Management | For | For |
| 11 | Elect Director George G.C. Parker | Management | For | For |
| 1.12 | Elect Director Cheryl Spielman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
| HISCOX LTD. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: HSX SECURITY ID: G4593F138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Lynn Carter as Director | Management | For | For |
| 5 | Re-elect Robert Childs as Director | Management | For | For |
| 6 | Re-elect Caroline Foulger as Director | Management | For | For |
| 7 | Elect Michael Goodwin as Director | Management | For | For |
| 8 | Elect Thomas Hurlimann as Director | Management | For | For |
| 9 | Re-elect Hamayou Akbar Hussain as Director | Management | For | For |
| 10 | Re-elect Colin Keogh as Director | Management | For | For |
| 11 | Re-elect Anne MacDonald as Director | Management | For | For |
| 12 | Re-elect Bronislaw Masojada as Director | Management | For | For |
| 13 | Re-elect Robert McMillan as Director | Management | For | For |
| 14 | Elect Constantinos Miranthis as Director | Management | For | For |
| 15 | Re-elect Richard Watson as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers Ltd as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 19, 2018 | ||||
| TICKER: HBAN SECURITY ID: 446150104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
| 1.2 | Elect Director Ann B. "Tanny" Crane | Management | For | For |
| 1.3 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.4 | Elect Director Steven G. Elliott | Management | For | For |
| 1.5 | Elect Director Gina D. France | Management | For | For |
| 1.6 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.7 | Elect Director Chris Inglis | Management | For | For |
| 1.8 | Elect Director Peter J. Kight | Management | For | For |
| 1.9 | Elect Director Richard W. Neu | Management | For | For |
| 1.10 | Elect Director David L. Porteous | Management | For | For |
| 1.11 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.12 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Deferred Compensation Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTERCONTINENTAL EXCHANGE, INC. MEETING DATE: MAY 18, 2018 | ||||
| TICKER: ICE SECURITY ID: 45866F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon Y. Bowen | Management | For | For |
| 1b | Elect Director Ann M. Cairns | Management | For | For |
| 1c | Elect Director Charles R. Crisp | Management | For | For |
| 1d | Elect Director Duriya M. Farooqui | Management | For | For |
| 1e | Elect Director Jean-Marc Forneri | Management | For | For |
| 1f | Elect Director The Right Hon. the Lord Hague of Richmond | Management | For | For |
| 1g | Elect Director Frederick W. Hatfield | Management | For | For |
| 1h | Elect Director Thomas E. Noonan | Management | For | For |
| 1i | Elect Director Frederic V. Salerno | Management | For | For |
| 1j | Elect Director Jeffrey C. Sprecher | Management | For | For |
| 1k | Elect Director Judith A. Sprieser | Management | For | For |
| 1l | Elect Director Vincent Tese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INVESCO LTD. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: IVZ SECURITY ID: G491BT108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sarah E. Beshar | Management | For | For |
| 1.2 | Elect Director Joseph R. Canion | Management | For | For |
| 1.3 | Elect Director Martin L. Flanagan | Management | For | For |
| 1.4 | Elect Director C. Robert Henrikson | Management | For | For |
| 1.5 | Elect Director Ben F. Johnson, III | Management | For | For |
| 1.6 | Elect Director Denis Kessler | Management | For | For |
| 1.7 | Elect Director Nigel Sheinwald | Management | For | For |
| 1.8 | Elect Director G. Richard Wagoner, Jr. | Management | For | For |
| 1.9 | Elect Director Phoebe A. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Shareholder | Abstain | For |
| INVESTMENT TECHNOLOGY GROUP, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: ITG SECURITY ID: 46145F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brian G. Cartwright | Management | For | For |
| 1b | Elect Director Minder Cheng | Management | For | For |
| 1c | Elect Director Timothy L. Jones | Management | For | For |
| 1d | Elect Director R. Jarrett Lilien | Management | For | For |
| 1e | Elect Director Kevin J. Lynch | Management | For | For |
| 1f | Elect Director Lee M. Shavel | Management | For | For |
| 1g | Elect Director Francis J. Troise | Management | For | For |
| 1h | Elect Director Steven S. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| JPMORGAN CHASE & CO. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: JPM SECURITY ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Stephen B. Burke | Management | For | For |
| 1d | Elect Director Todd A. Combs | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Mellody Hobson | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| 8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
| 9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| LAZARD LTD MEETING DATE: APR 24, 2018 | ||||
| TICKER: LAZ SECURITY ID: G54050102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew M. Alper | Management | For | For |
| 1.2 | Elect Director Ashish Bhutani | Management | For | For |
| 1.3 | Elect Director Steven J. Heyer | Management | For | For |
| 1.4 | Elect Director Sylvia Jay | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| METLIFE, INC. MEETING DATE: OCT 19, 2017 | ||||
| TICKER: MET SECURITY ID: 59156R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| METLIFE, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: MET SECURITY ID: 59156R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director David L. Herzog | Management | For | For |
| 1.5 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.6 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.7 | Elect Director Edward J. Kelly, III | Management | For | For |
| 1.8 | Elect Director William E. Kennard | Management | For | For |
| 1.9 | Elect Director James M. Kilts | Management | For | For |
| 1.10 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.11 | Elect Director Denise M. Morrison | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| MGIC INVESTMENT CORPORATION MEETING DATE: JUL 26, 2017 | ||||
| TICKER: MTG SECURITY ID: 552848103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director Cassandra C. Carr | Management | For | For |
| 1.3 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Michael E. Lehman | Management | For | For |
| 1.8 | Elect Director Gary A. Poliner | Management | For | For |
| 1.9 | Elect Director Patrick Sinks | Management | For | For |
| 1.10 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NORTHERN TRUST CORPORATION MEETING DATE: APR 17, 2018 | ||||
| TICKER: NTRS SECURITY ID: 665859104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda Walker Bynoe | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Dean M. Harrison | Management | For | For |
| 1d | Elect Director Jay L. Henderson | Management | For | For |
| 1e | Elect Director Michael G. O'Grady | Management | For | For |
| 1f | Elect Director Jose Luis Prado | Management | For | For |
| 1g | Elect Director Thomas E. Richards | Management | For | For |
| 1h | Elect Director John W. Rowe | Management | For | For |
| 1i | Elect Director Martin P. Slark | Management | For | For |
| 1j | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1k | Elect Director Donald Thompson | Management | For | For |
| 1l | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1m | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| ONEMAIN HOLDINGS, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: OMF SECURITY ID: 68268W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas L. Jacobs | Management | For | For |
| 1.2 | Elect Director Anahaita N. Kotval | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PJT PARTNERS INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: PJT SECURITY ID: 69343T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth C. Whitney | Management | For | For |
| 1b | Elect Director James Costos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| POPULAR, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: BPOP SECURITY ID: 733174700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ignacio Alvarez | Management | For | For |
| 1b | Elect Director Alejandro M. Ballester | Management | For | For |
| 1c | Elect Director Richard L. Carrion | Management | For | For |
| 1d | Elect Director Carlos A. Unanue | Management | For | For |
| 2 | Require Majority Vote for the Election of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| PREFERRED BANK MEETING DATE: MAY 15, 2018 | ||||
| TICKER: PFBC SECURITY ID: 740367404 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Li Yu | Management | For | For |
| 1.2 | Elect Director J. Richard Belliston | Management | For | For |
| 1.3 | Elect Director Gary S. Nunnelly | Management | For | For |
| 1.4 | Elect Director Clark Hsu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Crowe Horwath, LLP as Auditors | Management | For | For |
| RADIAN GROUP INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: RDN SECURITY ID: 750236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Herbert Wender | Management | For | For |
| 1b | Elect Director David C. Carney | Management | For | For |
| 1c | Elect Director Howard B. Culang | Management | For | For |
| 1d | Elect Director Lisa W. Hess | Management | For | For |
| 1e | Elect Director Stephen T. Hopkins | Management | For | For |
| 1f | Elect Director Brian D. Montgomery | Management | For | For |
| 1g | Elect Director Gaetano Muzio | Management | For | For |
| 1h | Elect Director Gregory V. Serio | Management | For | For |
| 1i | Elect Director Noel J. Spiegel | Management | For | For |
| 1j | Elect Director Richard G. Thornberry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 23, 2018 | ||||
| TICKER: RGA SECURITY ID: 759351604 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Patricia L. Guinn | Management | For | For |
| 1B | Elect Director Frederick J. Sievert | Management | For | For |
| 1C | Elect Director Stanley B. Tulin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Articles of Incorporation to Permit Shareholders to Amend Bylaws | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Management | For | For |
| 6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SIGNATURE BANK MEETING DATE: APR 25, 2018 | ||||
| TICKER: SBNY SECURITY ID: 82669G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathryn A. Byrne | Management | For | For |
| 1.2 | Elect Director Alfonse M. D'Amato | Management | For | For |
| 1.3 | Elect Director Jeffrey W. Meshel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| SLM CORPORATION MEETING DATE: JUN 21, 2018 | ||||
| TICKER: SLM SECURITY ID: 78442P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul G. Child | Management | For | For |
| 1b | Elect Director Carter Warren Franke | Management | For | For |
| 1c | Elect Director Earl A. Goode | Management | For | For |
| 1d | Elect Director Marianne M. Keler | Management | For | For |
| 1e | Elect Director Jim Matheson | Management | For | For |
| 1f | Elect Director Jed H. Pitcher | Management | For | For |
| 1g | Elect Director Frank C. Puleo | Management | For | For |
| 1h | Elect Director Raymond J. Quinlan | Management | For | For |
| 1i | Elect Director Vivian C. Schneck-Last | Management | For | For |
| 1j | Elect Director William N. Shiebler | Management | For | For |
| 1k | Elect Director Robert S. Strong | Management | For | For |
| 1l | Elect Director Kirsten O. Wolberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SUNTRUST BANKS, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: STI SECURITY ID: 867914103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Agnes Bundy Scanlan | Management | For | For |
| 1.2 | Elect Director Dallas S. Clement | Management | For | For |
| 1.3 | Elect Director Paul R. Garcia | Management | For | For |
| 1.4 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.5 | Elect Director Donna S. Morea | Management | For | For |
| 1.6 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.7 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.8 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.9 | Elect Director Bruce L. Tanner | Management | For | For |
| 1.10 | Elect Director Steven C. Voorhees | Management | For | For |
| 1.11 | Elect Director Thomas R. Watjen | Management | For | For |
| 1.12 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SYNCHRONY FINANCIAL MEETING DATE: MAY 17, 2018 | ||||
| TICKER: SYF SECURITY ID: 87165B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Margaret M. Keane | Management | For | For |
| 1b | Elect Director Paget L. Alves | Management | For | For |
| 1c | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
| 1d | Elect Director William W. Graylin | Management | For | For |
| 1e | Elect Director Roy A. Guthrie | Management | For | For |
| 1f | Elect Director Richard C. Hartnack | Management | For | For |
| 1g | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1h | Elect Director Laurel J. Richie | Management | For | For |
| 1i | Elect Director Olympia J. Snowe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| TD AMERITRADE HOLDING CORPORATION MEETING DATE: FEB 16, 2018 | ||||
| TICKER: AMTD SECURITY ID: 87236Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tim Hockey | Management | For | For |
| 1.2 | Elect Director Brian M. Levitt | Management | For | For |
| 1.3 | Elect Director Karen E. Maidment | Management | For | For |
| 1.4 | Elect Director Mark L. Mitchell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: GS SECURITY ID: 38141G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Mark A. Flaherty | Management | For | For |
| 1d | Elect Director William W. George | Management | For | For |
| 1e | Elect Director James A. Johnson | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1i | Elect Director Peter Oppenheimer | Management | For | For |
| 1j | Elect Director David A. Viniar | Management | For | For |
| 1k | Elect Director Mark O. Winkelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: HIG SECURITY ID: 416515104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert B. Allardice, III | Management | For | For |
| 1b | Elect Director Carlos Dominguez | Management | For | For |
| 1c | Elect Director Trevor Fetter | Management | For | For |
| 1d | Elect Director Stephen P. McGill | Management | For | For |
| 1e | Elect Director Kathryn A. Mikells | Management | For | For |
| 1f | Elect Director Michael G. Morris | Management | For | For |
| 1g | Elect Director Thomas A. Renyi | Management | For | For |
| 1h | Elect Director Julie G. Richardson | Management | For | For |
| 1i | Elect Director Teresa W. Roseborough | Management | For | For |
| 1j | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1k | Elect Director Christopher J. Swift | Management | For | For |
| 1l | Elect Director Greig Woodring | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: PNC SECURITY ID: 693475105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Bunch | Management | For | For |
| 1.2 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.3 | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
| 1.4 | Elect Director William S. Demchak | Management | For | For |
| 1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
| 1.6 | Elect Director Daniel R. Hesse | Management | For | For |
| 1.7 | Elect Director Richard B. Kelson | Management | For | For |
| 1.8 | Elect Director Linda R. Medler | Management | For | For |
| 1.9 | Elect Director Martin Pfinsgraff | Management | For | For |
| 1.10 | Elect Director Donald J. Shepard | Management | For | For |
| 1.11 | Elect Director Michael J. Ward | Management | For | For |
| 1.12 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: TRV SECURITY ID: 89417E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan L. Beller | Management | For | For |
| 1b | Elect Director John H. Dasburg | Management | For | For |
| 1c | Elect Director Janet M. Dolan | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Patricia L. Higgins | Management | For | For |
| 1f | Elect Director William J. Kane | Management | For | For |
| 1g | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1h | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
| 1i | Elect Director Todd C. Schermerhorn | Management | For | For |
| 1j | Elect Director Alan D. Schnitzer | Management | For | For |
| 1k | Elect Director Donald J. Shepard | Management | For | For |
| 1l | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
| TORCHMARK CORPORATION MEETING DATE: APR 26, 2018 | ||||
| TICKER: TMK SECURITY ID: 891027104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Adair | Management | For | For |
| 1.2 | Elect Director Linda L. Addison | Management | For | For |
| 1.3 | Elect Director Marilyn A. Alexander | Management | For | For |
| 1.4 | Elect Director Cheryl D. Alston | Management | For | For |
| 1.5 | Elect Director David L. Boren | Management | For | For |
| 1.6 | Elect Director Jane M. Buchan | Management | For | For |
| 1.7 | Elect Director Gary L. Coleman | Management | For | For |
| 1.8 | Elect Director Larry M. Hutchison | Management | For | For |
| 1.9 | Elect Director Robert W. Ingram | Management | For | For |
| 1.10 | Elect Director Steven P. Johnson | Management | For | For |
| 1.11 | Elect Director Darren M. Rebelez | Management | For | For |
| 1.12 | Elect Director Lamar C. Smith | Management | For | For |
| 1.13 | Elect Director Mary E. Thigpen | Management | For | For |
| 1.14 | Elect Director Paul J. Zucconi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNITED COMMUNITY BANKS, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: UCBI SECURITY ID: 90984P303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Blalock | Management | For | For |
| 1.2 | Elect Director L. Cathy Cox | Management | For | For |
| 1.3 | Elect Director Kenneth L. Daniels | Management | For | For |
| 1.4 | Elect Director H. Lynn Harton | Management | For | For |
| 1.5 | Elect Director Thomas A. Richlovsky | Management | For | For |
| 1.6 | Elect Director David C. Shaver | Management | For | For |
| 1.7 | Elect Director Jimmy C. Tallent | Management | For | For |
| 1.8 | Elect Director Tim R. Wallis | Management | For | For |
| 1.9 | Elect Director David H. Wilkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VISA INC. MEETING DATE: JAN 30, 2018 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Gary A. Hoffman | Management | For | For |
| 1e | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1i | Elect Director John A.C. Swainson | Management | For | For |
| 1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WELLS FARGO & COMPANY MEETING DATE: APR 24, 2018 | ||||
| TICKER: WFC SECURITY ID: 949746101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Celeste A. Clark | Management | For | For |
| 1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1d | Elect Director Elizabeth A. "Betsy" Duke | Management | For | For |
| 1e | Elect Director Donald M. James | Management | For | For |
| 1f | Elect Director Maria R. Morris | Management | For | For |
| 1g | Elect Director Karen B. Peetz | Management | For | For |
| 1h | Elect Director Juan A. Pujadas | Management | For | For |
| 1i | Elect Director James H. Quigley | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Timothy J. Sloan | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 5 | Reform Executive Compensation Policy with Social Responsibility | Shareholder | Against | Against |
| 6 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| WEX INC. MEETING DATE: MAY 11, 2018 | ||||
| TICKER: WEX SECURITY ID: 96208T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John E. Bachman | Management | For | For |
| 1.2 | Elect Director Regina O. Sommer | Management | For | For |
| 1.3 | Elect Director Jack VanWoerkom | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WINTRUST FINANCIAL CORPORATION MEETING DATE: MAY 24, 2018 | ||||
| TICKER: WTFC SECURITY ID: 97650W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter D. Crist | Management | For | For |
| 1.2 | Elect Director Bruce K. Crowther | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director Zed S. Francis, III | Management | For | For |
| 1.5 | Elect Director Marla F. Glabe | Management | For | For |
| 1.6 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
| 1.7 | Elect Director Scott K. Heitmann | Management | For | For |
| 1.8 | Elect Director Christopher J. Perry | Management | For | For |
| 1.9 | Elect Director Ingrid S. Stafford | Management | For | For |
| 1.10 | Elect Director Gary D. "Joe" Sweeney | Management | For | For |
| 1.11 | Elect Director Sheila G. Talton | Management | For | For |
| 1.12 | Elect Director Edward J. Wehmer | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT GOLD PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACACIA MINING PLC MEETING DATE: APR 19, 2018 | ||||
| TICKER: ACA SECURITY ID: G0067D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Kelvin Dushnisky as Director | Management | For | For |
| 4 | Elect Peter Geleta as Director | Management | For | For |
| 5 | Re-elect Rachel English as Director | Management | For | For |
| 6 | Re-elect Andre Falzon as Director | Management | For | For |
| 7 | Re-elect Michael Kenyon as Director | Management | For | For |
| 8 | Re-elect Steve Lucas as Director | Management | For | For |
| 9 | Re-elect Stephen Galbraith as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| AGNICO EAGLE MINES LIMITED MEETING DATE: APR 27, 2018 | ||||
| TICKER: AEM SECURITY ID: 008474108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Sean Boyd | Management | For | For |
| 1.3 | Elect Director Martine A. Celej | Management | For | For |
| 1.4 | Elect Director Robert J. Gemmell | Management | For | For |
| 1.5 | Elect Director Mel Leiderman | Management | For | For |
| 1.6 | Elect Director Deborah McCombe | Management | For | For |
| 1.7 | Elect Director James D. Nasso | Management | For | For |
| 1.8 | Elect Director Sean Riley | Management | For | For |
| 1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
| 1.10 | Elect Director Jamie C. Sokalsky | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Amend By-Laws | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| ALACER GOLD CORP. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: ASR SECURITY ID: 010679108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney P. Antal | Management | For | For |
| 1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1.3 | Elect Director Edward C. Dowling, Jr. | Management | For | For |
| 1.4 | Elect Director Richard P. Graff | Management | For | For |
| 1.5 | Elect Director Anna Kolonchina | Management | For | For |
| 1.6 | Elect Director Alan P. Krusi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| ALAMOS GOLD INC. MEETING DATE: NOV 16, 2017 | ||||
| TICKER: AGI SECURITY ID: 011532108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares in Connection with the Acquisition of Richmont Mines Inc. | Management | For | For |
| ALAMOS GOLD INC. MEETING DATE: MAY 07, 2018 | ||||
| TICKER: AGI SECURITY ID: 011532108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark J. Daniel | Management | For | For |
| 1.2 | Elect Director Elaine Ellingham | Management | For | For |
| 1.3 | Elect Director David Fleck | Management | For | For |
| 1.4 | Elect Director David Gower | Management | For | For |
| 1.5 | Elect Director Claire M. Kennedy | Management | For | For |
| 1.6 | Elect Director John A. McCluskey | Management | For | For |
| 1.7 | Elect Director Paul J. Murphy | Management | For | For |
| 1.8 | Elect Director Ronald E. Smith | Management | For | For |
| 1.9 | Elect Director Kenneth Stowe | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ANGLOGOLD ASHANTI LTD MEETING DATE: MAY 16, 2018 | ||||
| TICKER: ANG SECURITY ID: 035128206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Re-elect Albert Garner as Director | Management | For | For |
| 1.2 | Re-elect Nozipho January-Bardill as Director | Management | For | For |
| 1.3 | Re-elect Rhidwaan Gasant as Director | Management | For | For |
| 1.4 | Re-elect Christine Ramon as Director | Management | For | For |
| 2.1 | Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee | Management | For | For |
| 2.2 | Re-elect Michael Kirkwood as Member of the Audit and Risk Committee | Management | For | For |
| 2.3 | Re-elect Rodney Ruston as Member of the Audit and Risk Committee | Management | For | For |
| 2.4 | Re-elect Maria Richter as Member of the Audit and Risk Committee | Management | For | For |
| 2.5 | Re-elect Sindi Zilwa as Member of the Audit and Risk Committee | Management | For | For |
| 3 | Reappoint Ernst & Young Inc as Auditors of the Company with Ernest Botha as the Lead Audit Partner | Management | For | For |
| 4 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 5.1 | Approve Remuneration Policy | Management | For | For |
| 5.2 | Approve Remuneration Implementation Report | Management | For | For |
| 6 | Approve Remuneration of Non-executive Directors | Management | For | For |
| 7 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 8 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 9 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | Management | For | For |
| 10 | Authorise Ratification of Approved Resolutions | Management | For | For |
| ARGONAUT GOLD INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: AR SECURITY ID: 04016A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter C. Dougherty | Management | For | For |
| 1.2 | Elect Director James E. Kofman | Management | For | For |
| 1.3 | Elect Director Christopher R. Lattanzi | Management | For | For |
| 1.4 | Elect Director Peter Mordaunt | Management | For | For |
| 1.5 | Elect Director Dale C. Peniuk | Management | For | For |
| 1.6 | Elect Director Audra B. Walsh | Management | For | For |
| 1.7 | Elect Director Ian Atkinson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Share Incentive Plan | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ARIZONA MINING INC. MEETING DATE: JUN 15, 2018 | ||||
| TICKER: AZ SECURITY ID: 040521106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director James (Jim) Gowans | Management | For | For |
| 2.2 | Elect Director Poonam Puri | Management | For | For |
| 2.3 | Elect Director Donald R. Siemens | Management | For | For |
| 2.4 | Elect Director Donald Taylor | Management | For | For |
| 2.5 | Elect Director Richard W. Warke | Management | For | For |
| 2.6 | Elect Director William Mulrow | Management | For | For |
| 2.7 | Elect Director John Boehner | Management | For | For |
| 2.8 | Elect Director Gillian Winckler | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| B2GOLD CORP. MEETING DATE: JUN 08, 2018 | ||||
| TICKER: BTO SECURITY ID: 11777Q209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Clive Johnson | Management | For | For |
| 2.2 | Elect Director Robert Cross | Management | For | Withhold |
| 2.3 | Elect Director Robert Gayton | Management | For | Withhold |
| 2.4 | Elect Director Jerry Korpan | Management | For | For |
| 2.5 | Elect Director Bongani Mtshisi | Management | For | Withhold |
| 2.6 | Elect Director Kevin Bullock | Management | For | For |
| 2.7 | Elect Director George Johnson | Management | For | For |
| 2.8 | Elect Director Robin Weisman | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| 5 | Amend Restricted Share Unit Plan | Management | For | For |
| BARRICK GOLD CORPORATION MEETING DATE: APR 24, 2018 | ||||
| TICKER: ABX SECURITY ID: 067901108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Maria Ignacia Benitez | Management | For | For |
| 1.2 | Elect Director Gustavo A. Cisneros | Management | For | For |
| 1.3 | Elect Director Graham G. Clow | Management | For | For |
| 1.4 | Elect Director Kelvin P.M. Dushnisky | Management | For | For |
| 1.5 | Elect Director J. Michael Evans | Management | For | For |
| 1.6 | Elect Director Brian L. Greenspun | Management | For | For |
| 1.7 | Elect Director J. Brett Harvey | Management | For | For |
| 1.8 | Elect Director Patricia A. Hatter | Management | For | For |
| 1.9 | Elect Director Nancy H.O. Lockhart | Management | For | For |
| 1.10 | Elect Director Pablo Marcet | Management | For | For |
| 1.11 | Elect Director Anthony Munk | Management | For | For |
| 1.12 | Elect Director J. Robert S. Prichard | Management | For | For |
| 1.13 | Elect Director Steven J. Shapiro | Management | For | For |
| 1.14 | Elect Director John L. Thornton | Management | For | For |
| 1.15 | Elect Director Ernie L. Thrasher | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| BELO SUN MINING CORP. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: BSX SECURITY ID: 080558109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Tagliamonte | Management | For | For |
| 1b | Elect Director Stan Bharti | Management | For | For |
| 1c | Elect Director Mark Eaton | Management | For | For |
| 1d | Elect Director Denis Arsenault | Management | For | For |
| 1e | Elect Director Carol Fries | Management | For | For |
| 1f | Elect Director William Clarke | Management | For | For |
| 1g | Elect Director Bruce Humphrey | Management | For | For |
| 2 | Approve RSM Canada LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CENTERRA GOLD INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: CG SECURITY ID: 152006102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard W. Connor | Management | For | For |
| 1.2 | Elect Director Eduard D. Kubatov | Management | For | For |
| 1.3 | Elect Director Askar Oskombaev | Management | For | For |
| 1.4 | Elect Director Stephen A. Lang | Management | For | For |
| 1.5 | Elect Director Michael Parrett | Management | For | For |
| 1.6 | Elect Director Jacques Perron | Management | For | For |
| 1.7 | Elect Director Scott G. Perry | Management | For | For |
| 1.8 | Elect Director Sheryl K. Pressler | Management | For | For |
| 1.9 | Elect Director Bektur Sagynov | Management | For | For |
| 1.10 | Elect Director Bruce V. Walter | Management | For | For |
| 1.11 | Elect Director Susan Yurkovich | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| COMPANIA DE MINAS BUENAVENTURA S.A. MEETING DATE: MAR 27, 2018 | ||||
| TICKER: BVN SECURITY ID: 204448104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | Abstain |
| 4 | Appoint Auditors | Management | For | For |
| 5 | Approve Dividends | Management | For | For |
| CONTINENTAL GOLD INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: CNL SECURITY ID: 21146A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leon Teicher | Management | For | For |
| 1.2 | Elect Director Ari B. Sussman | Management | For | For |
| 1.3 | Elect Director Martin Carrizosa | Management | For | For |
| 1.4 | Elect Director James Gallagher | Management | For | For |
| 1.5 | Elect Director Stephen Gottesfeld | Management | For | For |
| 1.6 | Elect Director Claudia Jimenez | Management | For | For |
| 1.7 | Elect Director Paul J. Murphy | Management | For | For |
| 1.8 | Elect Director Christopher Sattler | Management | For | For |
| 1.9 | Elect Director Kenneth G. Thomas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Amend Restricted Share Unit Plan | Management | For | For |
| 5 | Amend Deferred Share Unit Plan | Management | For | For |
| 6 | Approve Change of Control as a Result of Private Placement | Management | For | For |
| DACIAN GOLD LIMITED MEETING DATE: OCT 18, 2017 | ||||
| TICKER: DCN SECURITY ID: Q3080T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Barry Patterson as Director | Management | For | For |
| 4 | Ratify Past Issuance of 7.71 Million Shares to Institutional Investors | Management | For | For |
| 5 | Ratify Past Issuance of 10.60 Million Shares to Sophisticated and Institutional Investors | Management | For | For |
| DALRADIAN RESOURCES INC. MEETING DATE: JUN 22, 2018 | ||||
| TICKER: DNA SECURITY ID: 235499100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James E. Rutherford | Management | For | For |
| 1.2 | Elect Director Nicole Adshead-Bell | Management | For | For |
| 1.3 | Elect Director Patrick F. N. Anderson | Management | For | For |
| 1.4 | Elect Director Michael Barton | Management | For | For |
| 1.5 | Elect Director Patrick G. Downey | Management | For | For |
| 1.6 | Elect Director Ronald P. Gagel | Management | For | For |
| 1.7 | Elect Director Thomas J. Obradovich | Management | For | For |
| 1.8 | Elect Director Sean E. O. Roosen | Management | For | For |
| 1.9 | Elect Director Jonathan Rubenstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Restricted Share Unit Plan | Management | For | For |
| 4 | Re-approve Share Incentive Plan of Dalradian Gold Limited | Management | For | For |
| DETOUR GOLD CORPORATION MEETING DATE: MAY 03, 2018 | ||||
| TICKER: DGC SECURITY ID: 250669108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lisa Colnett | Management | For | For |
| 1.2 | Elect Director Edward C. Dowling, Jr. | Management | For | For |
| 1.3 | Elect Director Robert E. Doyle | Management | For | For |
| 1.4 | Elect Director Andre Falzon | Management | For | For |
| 1.5 | Elect Director Ingrid J. Hibbard | Management | For | For |
| 1.6 | Elect Director J. Michael Kenyon | Management | For | For |
| 1.7 | Elect Director Paul Martin | Management | For | For |
| 1.8 | Elect Director Alex G. Morrison | Management | For | For |
| 1.9 | Elect Director Jonathan Rubenstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| DETOUR GOLD CORPORATION MEETING DATE: MAY 03, 2018 | ||||
| TICKER: DGC SECURITY ID: 250669306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lisa Colnett | Management | For | For |
| 1.2 | Elect Director Edward C. Dowling, Jr. | Management | For | For |
| 1.3 | Elect Director Robert E. Doyle | Management | For | For |
| 1.4 | Elect Director Andre Falzon | Management | For | For |
| 1.5 | Elect Director Ingrid J. Hibbard | Management | For | For |
| 1.6 | Elect Director J. Michael Kenyon | Management | For | For |
| 1.7 | Elect Director Paul Martin | Management | For | For |
| 1.8 | Elect Director Alex G. Morrison | Management | For | For |
| 1.9 | Elect Director Jonathan Rubenstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| DETOUR GOLD CORPORATION MEETING DATE: MAY 03, 2018 | ||||
| TICKER: DGC SECURITY ID: ADPC00733 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lisa Colnett | Management | For | For |
| 1.2 | Elect Director Edward C. Dowling, Jr. | Management | For | For |
| 1.3 | Elect Director Robert E. Doyle | Management | For | For |
| 1.4 | Elect Director Andre Falzon | Management | For | For |
| 1.5 | Elect Director Ingrid J. Hibbard | Management | For | For |
| 1.6 | Elect Director J. Michael Kenyon | Management | For | For |
| 1.7 | Elect Director Paul Martin | Management | For | For |
| 1.8 | Elect Director Alex G. Morrison | Management | For | For |
| 1.9 | Elect Director Jonathan Rubenstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| DRDGOLD LTD MEETING DATE: NOV 30, 2017 | ||||
| TICKER: DRD SECURITY ID: 26152H301 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reappoint KPMG Inc. as Auditors of the Company | Management | For | For |
| 2 | Elect Toko Mnyango as Director | Management | For | For |
| 3 | Re-elect Riaan Davel as Director | Management | For | For |
| 4 | Re-elect Geoffrey Campbell as Director | Management | For | For |
| 5 | Re-elect Edmund Jeneker as Director | Management | For | For |
| 6 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 7.1 | Re-elect Johan Holtzhausen as Chairman of the Audit Committee | Management | For | For |
| 7.2 | Re-elect Edmund Jeneker as Member of the Audit Committee | Management | For | For |
| 7.3 | Re-elect James Turk as Member of the Audit Committee | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Implementation Report | Management | For | For |
| 10 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 1 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 2 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | Management | For | For |
| 3 | Approve Non-executive Directors' Remuneration | Management | For | For |
| 4 | Authorise the Company to Account for Tax Legislative Changes and Deem the NED Fees to be VAT Exclusive | Management | For | For |
| ELDORADO GOLD CORPORATION MEETING DATE: JUN 21, 2018 | ||||
| TICKER: ELD SECURITY ID: 284902103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Albino | Management | For | For |
| 1.2 | Elect Director George Burns | Management | For | For |
| 1.3 | Elect Director Teresa Conway | Management | For | For |
| 1.4 | Elect Director Pamela Gibson | Management | For | For |
| 1.5 | Elect Director Geoffrey Handley | Management | For | For |
| 1.6 | Elect Director Michael Price | Management | For | For |
| 1.7 | Elect Director Steven Reid | Management | For | For |
| 1.8 | Elect Director John Webster | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| 5 | Approve Stock Consolidation | Management | For | For |
| 6 | Approve Stock Option Plan | Management | For | For |
| ENDEAVOUR MINING CORPORATION MEETING DATE: JUN 26, 2018 | ||||
| TICKER: EDV SECURITY ID: G3040R158 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Beckett | Management | For | For |
| 1.2 | Elect Director James Askew | Management | For | For |
| 1.3 | Elect Director Ian Cockerill | Management | For | For |
| 1.4 | Elect Director Olivier Colom | Management | For | For |
| 1.5 | Elect Director Livia Mahler | Management | For | For |
| 1.6 | Elect Director Wayne McManus | Management | For | For |
| 1.7 | Elect Director Sebastien de Montessus | Management | For | For |
| 1.8 | Elect Director Naguib Sawiris | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| EVOLUTION MINING LTD. MEETING DATE: NOV 23, 2017 | ||||
| TICKER: EVN SECURITY ID: Q3647R147 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | None | For |
| 2 | Elect Andrea Hall as Director | Management | For | For |
| 3 | Elect James (Jim) Askew as Director | Management | For | For |
| 4 | Elect Thomas McKeith as Director | Management | For | For |
| 5 | Approve the Issuance of Performance Rights to Jacob (Jake) Klein | Management | For | For |
| 6 | Approve the Issuance of Performance Rights to Lawrence (Lawrie) Conway | Management | For | For |
| 7 | Approve the Employee Share Option and Performance Rights Plan | Management | For | Against |
| FIRST MINING GOLD CORP. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: FF SECURITY ID: 320890106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Keith Neumeyer | Management | For | For |
| 2.2 | Elect Director Michel Bouchard | Management | For | For |
| 2.3 | Elect Director Christopher Osterman | Management | For | For |
| 2.4 | Elect Director Raymond L. Polman | Management | For | For |
| 2.5 | Elect Director David Shaw | Management | For | For |
| 2.6 | Elect Director Jeff Swinoga | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| FIRST QUANTUM MINERALS LTD. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: FM SECURITY ID: 335934105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Philip K.R. Pascall | Management | For | For |
| 2.2 | Elect Director G. Clive Newall | Management | For | For |
| 2.3 | Elect Director Kathleen A. Hogenson | Management | For | For |
| 2.4 | Elect Director Peter St. George | Management | For | For |
| 2.5 | Elect Director Andrew B. Adams | Management | For | For |
| 2.6 | Elect Director Paul Brunner | Management | For | For |
| 2.7 | Elect Director Robert Harding | Management | For | For |
| 2.8 | Elect Director Simon Scott | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP (UK) as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| FRANCO-NEVADA CORPORATION MEETING DATE: MAY 09, 2018 | ||||
| TICKER: FNV SECURITY ID: 351858105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Tom Albanese | Management | For | For |
| 1.4 | Elect Director Derek W. Evans | Management | For | For |
| 1.5 | Elect Director Catharine Farrow | Management | For | For |
| 1.6 | Elect Director Louis Gignac | Management | For | For |
| 1.7 | Elect Director Randall Oliphant | Management | For | For |
| 1.8 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Share Compensation Plan | Management | For | For |
| FREEPORT-MCMORAN INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: FCX SECURITY ID: 35671D857 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Gerald J. Ford | Management | For | For |
| 1.3 | Elect Director Lydia H. Kennard | Management | For | For |
| 1.4 | Elect Director Jon C. Madonna | Management | For | For |
| 1.5 | Elect Director Courtney Mather | Management | For | For |
| 1.6 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.7 | Elect Director Frances Fragos Townsend | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FRESNILLO PLC MEETING DATE: MAY 30, 2018 | ||||
| TICKER: FRES SECURITY ID: G371E2108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Alberto Bailleres as Director | Management | For | For |
| 5 | Re-elect Alejandro Bailleres as Director | Management | For | For |
| 6 | Re-elect Juan Bordes as Director | Management | For | For |
| 7 | Re-elect Arturo Fernandez as Director | Management | For | For |
| 8 | Re-elect Jaime Lomelin as Director | Management | For | For |
| 9 | Re-elect Fernando Ruiz as Director | Management | For | For |
| 10 | Re-elect Charles Jacobs as Director | Management | For | For |
| 11 | Re-elect Barbara Laguera as Director | Management | For | For |
| 12 | Re-elect Jaime Serra as Director | Management | For | For |
| 13 | Re-elect Alberto Tiburcio as Director | Management | For | For |
| 14 | Re-elect Dame Judith Macgregor as Director | Management | For | For |
| 15 | Elect Georgina Kessel as Director | Management | For | For |
| 16 | Approve Amendments to the Remuneration Policy | Management | For | For |
| 17 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| GLENCORE PLC MEETING DATE: MAY 02, 2018 | ||||
| TICKER: GLEN SECURITY ID: G39420107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Reduction of the Company's Capital Contribution Reserves | Management | For | For |
| 3 | Re-elect Anthony Hayward as Director | Management | For | For |
| 4 | Re-elect Ivan Glasenberg as Director | Management | For | For |
| 5 | Re-elect Peter Coates as Director | Management | For | For |
| 6 | Re-elect Leonhard Fischer as Director | Management | For | For |
| 7 | Elect Martin Gilbert as a Director | Management | For | For |
| 8 | Re-elect John Mack as Director | Management | For | For |
| 9 | Elect Gill Marcus as a Director | Management | For | For |
| 10 | Re-elect Patrice Merrin as Director | Management | For | For |
| 11 | Approve Remuneration Report | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| GOLD FIELDS LTD MEETING DATE: MAY 22, 2018 | ||||
| TICKER: GFI SECURITY ID: 38059T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
| 2.1 | Re-elect Cheryl Carolus as Director | Management | For | For |
| 2.2 | Re-elect Richard Menell as Director | Management | For | For |
| 2.3 | Re-elect Steven Reid as Director | Management | For | For |
| 3.1 | Re-elect Yunus Suleman as Chairperson of the Audit Committee | Management | For | For |
| 3.2 | Re-elect Alhassan Andani as Member of the Audit Committee | Management | For | For |
| 3.3 | Re-elect Peter Bacchus as Member of the Audit Committee | Management | For | For |
| 3.4 | Re-elect Richard Menell as Member of the Audit Committee | Management | For | For |
| 4 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 1 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 1 | Approve Remuneration Policy | Management | For | For |
| 2 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 3 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | Management | For | For |
| 4 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 5 | Amend 2012 Share Plan | Management | For | For |
| GOLD ROAD RESOURCES LTD. MEETING DATE: NOV 17, 2017 | ||||
| TICKER: GOR SECURITY ID: Q4202N117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Brian Levet as Director | Management | For | For |
| 3 | Elect Justin Osborne as Director | Management | For | For |
| 4 | Approve Employee Incentive Plan | Management | For | Against |
| 5 | Approve the Grant of Performance Rights to Ian Murray under the CY2017 STI Program | Management | For | For |
| 6 | Approve the Grant of Performance Rights to Ian Murray under the 2020 LTI Program | Management | For | For |
| 7 | Approve the Grant of Performance Rights to Justin Osborne under the CY2017 STI Program | Management | For | For |
| 8 | Approve the Grant of Performance Rights to Justin Osborne under the 2020 LTI Program | Management | For | For |
| 9 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| GOLD ROAD RESOURCES LTD. MEETING DATE: MAY 25, 2018 | ||||
| TICKER: GOR SECURITY ID: Q4202N117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Timothy Netscher as Director | Management | For | For |
| 3 | Approve the Grant of STI Performance Rights to Ian Murray | Management | For | For |
| 4 | Approve the Grant of LTI Performance Rights to Ian Murray | Management | For | For |
| 5 | Approve the Grant of STI Performance Rights to Justin Osborne | Management | For | For |
| 6 | Approve the Grant of LTI Performance Rights to Justin Osborne | Management | For | For |
| GOLD STANDARD VENTURES CORP. MEETING DATE: SEP 12, 2017 | ||||
| TICKER: GSV SECURITY ID: 380738104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Jonathan T. Awde | Management | For | For |
| 2.2 | Elect Director D. Bruce McLeod | Management | For | For |
| 2.3 | Elect Director Robert J. McLeod | Management | For | For |
| 2.4 | Elect Director Jamie D. Strauss | Management | For | For |
| 2.5 | Elect Director William E. Threlkeld | Management | For | For |
| 2.6 | Elect Director Richard S. Silas | Management | For | For |
| 3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| 5 | Approve Restricted Share Unit Award Plan | Management | For | For |
| 6 | Re-approve Stock Option Plan | Management | For | Against |
| GOLD STANDARD VENTURES CORP. MEETING DATE: JUN 27, 2018 | ||||
| TICKER: GSV SECURITY ID: 380738104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Jonathan T. Awde | Management | For | For |
| 2.2 | Elect Director D. Bruce McLeod | Management | For | For |
| 2.3 | Elect Director Robert J. McLeod | Management | For | For |
| 2.4 | Elect Director Jamie D. Strauss | Management | For | For |
| 2.5 | Elect Director William E. Threlkeld | Management | For | For |
| 2.6 | Elect Director Alex Morrison | Management | For | For |
| 2.7 | Elect Director Zara Boldt | Management | For | For |
| 2.8 | Elect Director Ron Clayton | Management | For | For |
| 3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Advance Notice Provisions | Management | For | For |
| 5 | Amend Articles | Management | For | For |
| GOLDCORP INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: G SECURITY ID: 380956409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Beverley A. Briscoe | Management | For | For |
| 1.2 | Elect Director Matthew Coon Come | Management | For | For |
| 1.3 | Elect Director Margot A. Franssen | Management | For | For |
| 1.4 | Elect Director David A. Garofalo | Management | For | For |
| 1.5 | Elect Director Clement A. Pelletier | Management | For | For |
| 1.6 | Elect Director P. Randy Reifel | Management | For | For |
| 1.7 | Elect Director Charles (Charlie) R. Sartain | Management | For | For |
| 1.8 | Elect Director Ian W. Telfer | Management | For | For |
| 1.9 | Elect Director Kenneth F. Williamson | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| GUYANA GOLDFIELDS INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: GUY SECURITY ID: 403530108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director J. Patrick Sheridan | Management | For | For |
| 1b | Elect Director Scott Caldwell | Management | For | For |
| 1c | Elect Director Alan Ferry | Management | For | For |
| 1d | Elect Director Jean-Pierre Chauvin | Management | For | For |
| 1e | Elect Director Rene Marion | Management | For | For |
| 1f | Elect Director Michael Richings | Management | For | For |
| 1g | Elect Director David Beatty | Management | For | For |
| 1h | Elect Director Wendy Kei | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| HARMONY GOLD MINING COMPANY LTD MEETING DATE: NOV 23, 2017 | ||||
| TICKER: HAR SECURITY ID: S34320101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Peter Steenkamp as Director | Management | For | For |
| 2 | Re-elect Mavuso Msimang as Director | Management | For | For |
| 3 | Re-elect John Wetton as Director | Management | For | For |
| 4 | Re-elect Ken Dicks as Director | Management | For | For |
| 5 | Re-elect Simo Lushaba as Director | Management | For | For |
| 6 | Re-elect John Wetton as Member of the Audit and Risk Committee | Management | For | For |
| 7 | Re-elect Fikile De Buck as Member of the Audit and Risk Committee | Management | For | For |
| 8 | Re-elect Simo Lushaba as Member of the Audit and Risk Committee | Management | For | For |
| 9 | Re-elect Modise Motloba as Member of the Audit and Risk Committee | Management | For | Against |
| 10 | Re-elect Karabo Nondumo as Member of the Audit and Risk Committee | Management | For | For |
| 11 | Reappoint PricewaterhouseCoopers Incorporated as Auditors of the Company | Management | For | For |
| 12 | Approve Remuneration Policy | Management | For | For |
| 13 | Approve Implementation Report | Management | For | For |
| 14 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 15 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 16 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | For |
| 17 | Approve Non-Executive Directors' Remuneration | Management | For | For |
| 18 | Approve Once-Off Remuneration to Non-Executive Directors | Management | For | For |
| HARMONY GOLD MINING COMPANY LTD MEETING DATE: NOV 23, 2017 | ||||
| TICKER: HAR SECURITY ID: 413216300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Peter Steenkamp as Director | Management | For | For |
| 2 | Re-elect Mavuso Msimang as Director | Management | For | For |
| 3 | Re-elect John Wetton as Director | Management | For | For |
| 4 | Re-elect Ken Dicks as Director | Management | For | For |
| 5 | Re-elect Simo Lushaba as Director | Management | For | For |
| 6 | Re-elect John Wetton as Member of the Audit and Risk Committee | Management | For | For |
| 7 | Re-elect Fikile De Buck as Member of the Audit and Risk Committee | Management | For | For |
| 8 | Re-elect Simo Lushaba as Member of the Audit and Risk Committee | Management | For | For |
| 9 | Re-elect Modise Motloba as Member of the Audit and Risk Committee | Management | For | Against |
| 10 | Re-elect Karabo Nondumo as Member of the Audit and Risk Committee | Management | For | For |
| 11 | Reappoint PricewaterhouseCoopers Incorporated as Auditors of the Company | Management | For | For |
| 12 | Approve Remuneration Policy | Management | For | For |
| 13 | Approve Implementation Report | Management | For | For |
| 14 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 15 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 1 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | For |
| 2 | Approve Non-Executive Directors' Remuneration | Management | For | For |
| 3 | Approve Once-Off Remuneration to Non-Executive Directors | Management | For | For |
| HARMONY GOLD MINING COMPANY LTD MEETING DATE: FEB 01, 2018 | ||||
| TICKER: HAR SECURITY ID: S34320101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Target Operations from AngloGold Ashanti | Management | For | For |
| 2 | Approve Issue of the ESOP Trust Shares to the ESOP Trust | Management | For | For |
| 3 | Approve Issue of the Harmony Community Trust Subscription Shares to the Harmony Community Trust and Conversion Shares to the Holder/s of Preference Shares | Management | For | For |
| 4 | Approve Waiver of Pre-emptive Rights in Respect of the ESOP Trust Share Issue and Harmony Community Trust Share Issue | Management | For | For |
| 5 | Approve Waiver of Mandatory Offer | Management | For | For |
| 6 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 1 | Approve Conversion of Ordinary Par Value Shares to Ordinary No Par Value Shares | Management | For | For |
| 2 | Approve Creation of a New Class of Preference Shares | Management | For | For |
| 3 | Amend Memorandum of Incorporation | Management | For | For |
| 4 | Approve Specific Repurchase of Harmony Community Trust Shares Pursuant to the Exercise of Harmony Community Trust Call Option | Management | For | For |
| 5 | Authorise Issue of 30% or More of Ordinary Shares for the Purposes of Implementing the Potential Equity Capital Raising | Management | For | For |
| HARMONY GOLD MINING COMPANY LTD MEETING DATE: FEB 01, 2018 | ||||
| TICKER: HAR SECURITY ID: 413216300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Target Operations from AngloGold Ashanti | Management | For | For |
| 2 | Approve Issue of the ESOP Trust Shares to the ESOP Trust | Management | For | For |
| 3 | Approve Issue of the Harmony Community Trust Subscription Shares to the Harmony Community Trust and Conversion Shares to the Holder/s of Preference Shares | Management | For | For |
| 4 | Approve Waiver of Pre-emptive Rights in Respect of the ESOP Trust Share Issue and Harmony Community Trust Share Issue | Management | For | For |
| 5 | Approve Waiver of Mandatory Offer | Management | For | For |
| 6 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 1 | Approve Conversion of Ordinary Par Value Shares to Ordinary No Par Value Shares | Management | For | For |
| 2 | Approve Creation of a New Class of Preference Shares | Management | For | For |
| 3 | Amend Memorandum of Incorporation | Management | For | For |
| 4 | Approve Specific Repurchase of Harmony Community Trust Shares Pursuant to the Exercise of Harmony Community Trust Call Option | Management | For | For |
| 5 | Authorise Issue of 30% or More of Ordinary Shares for the Purposes of Implementing the Potential Equity Capital Raising | Management | For | For |
| IAMGOLD CORPORATION MEETING DATE: MAY 08, 2018 | ||||
| TICKER: IMG SECURITY ID: 450913108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John E. Caldwell | Management | For | For |
| 1.2 | Elect Director Donald K. Charter | Management | For | For |
| 1.3 | Elect Director Richard J. Hall | Management | For | For |
| 1.4 | Elect Director Stephen J. J. Letwin | Management | For | For |
| 1.5 | Elect Director Mahendra Naik | Management | For | For |
| 1.6 | Elect Director Timothy R. Snider | Management | For | For |
| 1.7 | Elect Director Sybil E. Veenman | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| 4 | Amend Share Incentive Plan | Management | For | For |
| IVANHOE MINES LTD. MEETING DATE: JUN 28, 2018 | ||||
| TICKER: IVN SECURITY ID: 46579R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Robert M. Friedland | Management | For | For |
| 2.2 | Elect Director Ian D. Cockerill | Management | For | For |
| 2.3 | Elect Director Egizio Bianchini | Management | For | For |
| 2.4 | Elect Director William B. Hayden | Management | For | For |
| 2.5 | Elect Director Oyvind Hushovd | Management | For | For |
| 2.6 | Elect Director Livia Mahler | Management | For | For |
| 2.7 | Elect Director Peter G. Meredith | Management | For | For |
| 2.8 | Elect Director Kgalema P. Motlanthe | Management | For | For |
| 2.9 | Elect Director Guy J. de Selliers | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| KINROSS GOLD CORPORATION MEETING DATE: MAY 09, 2018 | ||||
| TICKER: K SECURITY ID: 496902404 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ian Atkinson | Management | For | For |
| 1.2 | Elect Director John A. Brough | Management | For | For |
| 1.3 | Elect Director Kerry D. Dyte | Management | For | For |
| 1.4 | Elect Director Ave G. Lethbridge | Management | For | For |
| 1.5 | Elect Director Catherine McLeod-Seltzer | Management | For | For |
| 1.6 | Elect Director John E. Oliver | Management | For | For |
| 1.7 | Elect Director Kelly J. Osborne | Management | For | For |
| 1.8 | Elect Director Una M. Power | Management | For | For |
| 1.9 | Elect Director J. Paul Rollinson | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| KIRKLAND LAKE GOLD LTD. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: KL SECURITY ID: 49741E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony Makuch | Management | For | For |
| 1b | Elect Director Jonathan Gill | Management | For | For |
| 1c | Elect Director Arnold Klassen | Management | For | For |
| 1d | Elect Director Pamela Klessig | Management | For | For |
| 1e | Elect Director Barry Olson | Management | For | For |
| 1f | Elect Director Jeffrey Parr | Management | For | For |
| 1g | Elect Director Eric Sprott | Management | For | For |
| 1h | Elect Director Raymond Threlkeld | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| LIBERTY GOLD CORP. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: LGD. SECURITY ID: 53056H104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Calvin Everett | Management | For | For |
| 1.2 | Elect Director Mark O'Dea | Management | For | For |
| 1.3 | Elect Director Donald McInnes | Management | For | For |
| 1.4 | Elect Director Sean Tetzlaff | Management | For | For |
| 1.5 | Elect Director Robert Pease | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| LUNDIN GOLD INC. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: LUG SECURITY ID: 550371108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carmel Daniele | Management | For | For |
| 1.2 | Elect Director Ian W. Gibbs | Management | For | For |
| 1.3 | Elect Director Chantal Gosselin | Management | For | For |
| 1.4 | Elect Director Ashley Heppenstall | Management | For | For |
| 1.5 | Elect Director Ron F. Hochstein | Management | For | For |
| 1.6 | Elect Director Craig Jones | Management | For | For |
| 1.7 | Elect Director Lukas H. Lundin | Management | For | For |
| 1.8 | Elect Director Paul McRae | Management | For | For |
| 1.9 | Elect Director Michael Nossal | Management | For | For |
| 1.10 | Elect Director Istvan Zollei | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| LUNDIN MINING CORPORATION MEETING DATE: MAY 11, 2018 | ||||
| TICKER: LUN SECURITY ID: 550372106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald K. Charter | Management | For | For |
| 1.2 | Elect Director Paul K. Conibear | Management | For | For |
| 1.3 | Elect Director John H. Craig | Management | For | For |
| 1.4 | Elect Director Peter C. Jones | Management | For | For |
| 1.5 | Elect Director Lukas H. Lundin | Management | For | For |
| 1.6 | Elect Director Dale C. Peniuk | Management | For | For |
| 1.7 | Elect Director William A. Rand | Management | For | For |
| 1.8 | Elect Director Catherine J. G. Stefan | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| MAG SILVER CORP. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: MAG SECURITY ID: 55903Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter D. Barnes | Management | For | For |
| 1.2 | Elect Director Richard P. Clark | Management | For | For |
| 1.3 | Elect Director Richard M. Colterjohn | Management | For | For |
| 1.4 | Elect Director Jill D. Leversage | Management | For | For |
| 1.5 | Elect Director Daniel T. MacInnis | Management | For | For |
| 1.6 | Elect Director George N. Paspalas | Management | For | For |
| 1.7 | Elect Director Jonathan A. Rubenstein | Management | For | For |
| 1.8 | Elect Director Derek C. White | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Advance Notice Policy | Management | For | For |
| MCEWEN MINING INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: MUX SECURITY ID: 58039P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. McEwen | Management | For | For |
| 1.2 | Elect Director Allen V. Ambrose | Management | For | For |
| 1.3 | Elect Director Michele L. Ashby | Management | For | For |
| 1.4 | Elect Director Leanne M. Baker | Management | For | For |
| 1.5 | Elect Director Richard W. Brissenden | Management | For | For |
| 1.6 | Elect Director Gregory P. Fauquier | Management | For | For |
| 1.7 | Elect Director Donald R. M. Quick | Management | For | For |
| 1.8 | Elect Director Michael L. Stein | Management | For | For |
| 1.9 | Elect Director Robin E. Dunbar | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEW GOLD INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: NGD SECURITY ID: 644535106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Gillian Davidson | Management | For | For |
| 2.2 | Elect Director James Estey | Management | For | For |
| 2.3 | Elect Director Margaret Mulligan | Management | For | For |
| 2.4 | Elect Director Ian Pearce | Management | For | For |
| 2.5 | Elect Director Hannes Portmann | Management | For | For |
| 2.6 | Elect Director Marilyn Schonberner | Management | For | For |
| 2.7 | Elect Director Raymond Threlkeld | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| NEW GOLD INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: NGD SECURITY ID: ADPC00931 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Gillian Davidson | Management | For | For |
| 2.2 | Elect Director James Estey | Management | For | For |
| 2.3 | Elect Director Margaret Mulligan | Management | For | For |
| 2.4 | Elect Director Ian Pearce | Management | For | For |
| 2.5 | Elect Director Hannes Portmann | Management | For | For |
| 2.6 | Elect Director Marilyn Schonberner | Management | For | For |
| 2.7 | Elect Director Raymond Threlkeld | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| NEWCREST MINING LTD. MEETING DATE: NOV 14, 2017 | ||||
| TICKER: NCM SECURITY ID: Q6651B114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Xiaoling Liu as Director | Management | For | For |
| 2b | Elect Roger Higgins as Director | Management | For | For |
| 2c | Elect Gerard Bond as Director | Management | For | For |
| 3a | Approve Grant of Performance Rights to Sandeep Biswas | Management | For | For |
| 3b | Approve Grant of Performance Rights to Gerard Bond | Management | For | For |
| 4 | Approve the Remuneration Report | Management | For | Against |
| 5 | Approve Renewal of Proportional Takeover Bid Provisions in the Constitution | Management | For | For |
| NEWMONT MINING CORPORATION MEETING DATE: APR 25, 2018 | ||||
| TICKER: NEM SECURITY ID: 651639106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director Bruce R. Brook | Management | For | For |
| 1.3 | Elect Director J. Kofi Bucknor | Management | For | For |
| 1.4 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.5 | Elect Director Noreen Doyle | Management | For | For |
| 1.6 | Elect Director Gary J. Goldberg | Management | For | For |
| 1.7 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.8 | Elect Director Sheri E. Hickok | Management | For | For |
| 1.9 | Elect Director Rene Medori | Management | For | For |
| 1.10 | Elect Director Jane Nelson | Management | For | For |
| 1.11 | Elect Director Julio M. Quintana | Management | For | For |
| 1.12 | Elect Director Molly P. Zhang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NORTHERN STAR RESOURCES LTD MEETING DATE: NOV 16, 2017 | ||||
| TICKER: NST SECURITY ID: Q6951U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Peter O'Connor as Director | Management | For | For |
| 3 | Elect Christopher Rowe as Director | Management | For | For |
| 4 | Ratify Past Issuance of Shares to Employees | Management | For | For |
| NOVAGOLD RESOURCES INC. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: NG SECURITY ID: 66987E206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Ten | Management | For | For |
| 2.1 | Elect Director Sharon Dowdall | Management | For | For |
| 2.2 | Elect Director Diane Garrett | Management | For | For |
| 2.3 | Elect Director Thomas Kaplan | Management | For | For |
| 2.4 | Elect Director Gregory Lang | Management | For | For |
| 2.5 | Elect Director Gillyeard Leathley | Management | For | For |
| 2.6 | Elect Director Igor Levental | Management | For | For |
| 2.7 | Elect Director Kalidas Madhavpeddi | Management | For | For |
| 2.8 | Elect Director Clynton Nauman | Management | For | For |
| 2.9 | Elect Director Rick Van Nieuwenhuyse | Management | For | For |
| 2.10 | Elect Director Anthony Walsh | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| OCEANAGOLD CORPORATION MEETING DATE: JUN 01, 2018 | ||||
| TICKER: OGC SECURITY ID: 675222103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James E. Askew | Management | For | For |
| 1.2 | Elect Director Geoff W. Raby | Management | For | For |
| 1.3 | Elect Director Michael F. Wilkes | Management | For | For |
| 1.4 | Elect Director Paul B. Sweeney | Management | For | For |
| 1.5 | Elect Director Nora Scheinkestel | Management | For | For |
| 1.6 | Elect Director Ian M. Reid | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Performance Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| OSISKO GOLD ROYALTIES LTD MEETING DATE: JUL 31, 2017 | ||||
| TICKER: OR SECURITY ID: 68827L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| OSISKO GOLD ROYALTIES LTD MEETING DATE: MAY 03, 2018 | ||||
| TICKER: OR SECURITY ID: 68827L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Francoise Bertrand | Management | For | For |
| 1.2 | Elect Director John Burzynski | Management | For | For |
| 1.3 | Elect Director Pierre D. Chenard | Management | For | For |
| 1.4 | Elect Director Christopher C. Curfman | Management | For | For |
| 1.5 | Elect Director Joanne Ferstman | Management | For | For |
| 1.6 | Elect Director Andre Gaumond | Management | For | For |
| 1.7 | Elect Director Pierre Labbe | Management | For | For |
| 1.8 | Elect Director Oskar Lewnowski | Management | For | For |
| 1.9 | Elect Director Charles E. Page | Management | For | For |
| 1.10 | Elect Director Sean Roosen | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Employee Share Purchase Plan | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Amend Restricted Share Unit Plan | Management | For | For |
| 6 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| OSISKO MINING INC. MEETING DATE: JUN 29, 2018 | ||||
| TICKER: OSK SECURITY ID: 688281104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John Burzynski | Management | For | For |
| 1b | Elect Director Jose Vizquerra | Management | For | For |
| 1c | Elect Director Sean Roosen | Management | For | For |
| 1d | Elect Director Robert Wares | Management | For | Withhold |
| 1e | Elect Director Patrick F.N. Anderson | Management | For | For |
| 1f | Elect Director Keith McKay | Management | For | For |
| 1g | Elect Director Amy Satov | Management | For | For |
| 1h | Elect Director Murray John | Management | For | Withhold |
| 1i | Elect Director David Christie | Management | For | Withhold |
| 1j | Elect Director Bernardo Alvarez Calderon | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Adopt New Bylaw No. 1 | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| PAN AFRICAN RESOURCES PLC MEETING DATE: NOV 21, 2017 | ||||
| TICKER: PAF SECURITY ID: G6882W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Rowan Smith as Director | Management | For | For |
| 4 | Re-elect Keith Spencer as Director | Management | For | For |
| 5 | Re-elect Hester Hickey as Member of the Audit Committee | Management | For | For |
| 6 | Re-elect Keith Spencer as Member of the Audit Committee | Management | For | For |
| 7 | Re-elect Thabo Mosololi as Member of the Audit Committee | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Remuneration Implementation Report | Management | For | For |
| 10 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| PAN AMERICAN SILVER CORP. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: PAAS SECURITY ID: 697900108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ross J. Beaty | Management | For | For |
| 1.2 | Elect Director Michael Steinmann | Management | For | For |
| 1.3 | Elect Director Michael L. Carroll | Management | For | For |
| 1.4 | Elect Director Neil de Gelder | Management | For | For |
| 1.5 | Elect Director David C. Press | Management | For | For |
| 1.6 | Elect Director Walter T. Segsworth | Management | For | For |
| 1.7 | Elect Director Gillian D. Winckler | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PERSEUS MINING LIMITED MEETING DATE: NOV 24, 2017 | ||||
| TICKER: PRU SECURITY ID: Q74174105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Sean Harvey as Director | Management | For | For |
| 3 | Elect Michael Bohm as Director | Management | For | For |
| 4 | Elect Sally-Anne Layman as Director | Management | For | For |
| 5 | Approve Performance Rights Plan | Management | For | For |
| 6 | Approve Issuance of Performance Rights to Jeffery Quartermaine | Management | For | For |
| 7 | Approve Issuance of Performance Rights to Colin Carson | Management | For | For |
| 8 | Appoint PricewaterhouseCoopers as Auditor of the Company | Management | For | For |
| PREMIER GOLD MINES LIMITED MEETING DATE: JUN 27, 2018 | ||||
| TICKER: PG SECURITY ID: 74051D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John A. Begeman | Management | For | For |
| 1b | Elect Director Ewan S. Downie | Management | For | For |
| 1c | Elect Director Claude Lemasson | Management | For | For |
| 1d | Elect Director Ronald Little | Management | For | For |
| 1e | Elect Director Anthony Makuch | Management | For | For |
| 1f | Elect Director John Seaman | Management | For | For |
| 1g | Elect Director Michael Vitton | Management | For | For |
| 2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PRETIUM RESOURCES INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: PVG SECURITY ID: 74139C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Robert A. Quartermain | Management | For | For |
| 2.2 | Elect Director Joseph J. Ovsenek | Management | For | For |
| 2.3 | Elect Director George Paspalas | Management | For | For |
| 2.4 | Elect Director Peter Birkey | Management | For | For |
| 2.5 | Elect Director Nicole Adshead-Bell | Management | For | For |
| 2.6 | Elect Director David Smith | Management | For | For |
| 2.7 | Elect Director Faheem Tejani | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| PRETIUM RESOURCES INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: PVG SECURITY ID: ADPC01574 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Robert A. Quartermain | Management | For | For |
| 2.2 | Elect Director Joseph J. Ovsenek | Management | For | For |
| 2.3 | Elect Director George Paspalas | Management | For | For |
| 2.4 | Elect Director Peter Birkey | Management | For | For |
| 2.5 | Elect Director Nicole Adshead-Bell | Management | For | For |
| 2.6 | Elect Director David Smith | Management | For | For |
| 2.7 | Elect Director Faheem Tejani | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| RANDGOLD RESOURCES LTD MEETING DATE: MAY 08, 2018 | ||||
| TICKER: RRS SECURITY ID: 752344309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect Safiatou Ba-N'Daw as Director | Management | For | For |
| 6 | Re-elect Mark Bristow as Director | Management | For | For |
| 7 | Re-elect Christopher Coleman as Director | Management | For | For |
| 8 | Re-elect Jamil Kassum as Director | Management | For | For |
| 9 | Re-elect Olivia Kirtley as Director | Management | For | For |
| 10 | Re-elect Jeanine Mabunda Lioko as Director | Management | For | For |
| 11 | Re-elect Andrew Quinn as Director | Management | For | For |
| 12 | Re-elect Graham Shuttleworth as Director | Management | For | For |
| 13 | Reappoint BDO LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
| 17 | Approve Award of Ordinary Shares to the Senior Independent Director | Management | For | For |
| 18 | Approve Award of Ordinary Shares to the Chairman | Management | For | For |
| 19 | Approve Long Term Incentive Plan | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares and American Depositary Shares | Management | For | For |
| RESOLUTE MINING LTD. MEETING DATE: NOV 28, 2017 | ||||
| TICKER: RSG SECURITY ID: Q81068100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Yasmin Broughton as Director | Management | For | For |
| 3 | Elect Mark Potts as Director | Management | For | For |
| 4 | Elect Henry Price as Director | Management | For | For |
| 5 | Approve Performance Rights Plan | Management | For | For |
| 6 | Approve the Grant of Performance Rights to John Welborn | Management | For | For |
| 7 | Approve the Potential Termination Benefits Under the 2017 Performance Rights Plan | Management | For | For |
| 8 | Approve the Deed of Indemnity, Access and Insurance | Management | None | For |
| 9 | Adopt New Constitution | Management | For | For |
| 10 | Approve Section 195 | Management | None | For |
| RICHMONT MINES INC. MEETING DATE: NOV 16, 2017 | ||||
| TICKER: RIC SECURITY ID: 76547T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by Alamos Gold Inc. | Management | For | For |
| ROYAL GOLD, INC. MEETING DATE: NOV 16, 2017 | ||||
| TICKER: RGLD SECURITY ID: 780287108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director C. Kevin McArthur | Management | For | For |
| 1b | Elect Director Christopher M.T. Thompson | Management | For | For |
| 1c | Elect Director Sybil E. Veenman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SABINA GOLD & SILVER CORP. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: SBB SECURITY ID: 785246109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director David A. Fennell | Management | For | For |
| 2.2 | Elect Director Rick Howes | Management | For | For |
| 2.3 | Elect Director James N. Morton | Management | For | For |
| 2.4 | Elect Director D. Bruce McLeod | Management | For | For |
| 2.5 | Elect Director Anthony P. Walsh | Management | For | For |
| 2.6 | Elect Director Leo Zhao | Management | For | For |
| 2.7 | Elect Director Walter Segsworth | Management | For | For |
| 2.8 | Elect Director Anna Stylianides | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SANDSTORM GOLD LTD. MEETING DATE: JUN 15, 2018 | ||||
| TICKER: SSL SECURITY ID: 80013R206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Nolan Watson | Management | For | For |
| 2.2 | Elect Director David Awram | Management | For | For |
| 2.3 | Elect Director David E. De Witt | Management | For | For |
| 2.4 | Elect Director Andrew T. Swarthout | Management | For | For |
| 2.5 | Elect Director John P.A. Budreski | Management | For | For |
| 2.6 | Elect Director Mary L. Little | Management | For | For |
| 2.7 | Elect Director Vera Kobalia | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Advance Notice Requirement | Management | For | For |
| 5 | Other Business | Management | For | Against |
| SARACEN MINERAL HOLDINGS LTD. MEETING DATE: NOV 23, 2017 | ||||
| TICKER: SAR SECURITY ID: Q8309T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Roric Smith as Director | Management | For | For |
| 2 | Elect Samantha Tough as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Long Term Incentive Plan | Management | None | Against |
| 5 | Approve Issuance of Performance Rights to Raleigh Finlayson | Management | For | For |
| SEABRIDGE GOLD INC. MEETING DATE: JUN 27, 2018 | ||||
| TICKER: SEA SECURITY ID: 811916105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director A. Frederick Banfield | Management | For | For |
| 2.2 | Elect Director Rudi P. Fronk | Management | For | For |
| 2.3 | Elect Director Eliseo Gonzalez-Urien | Management | For | For |
| 2.4 | Elect Director Richard C. Kraus | Management | For | For |
| 2.5 | Elect Director Jay S. Layman | Management | For | For |
| 2.6 | Elect Director Clem Pelletier | Management | For | For |
| 2.7 | Elect Director John W. Sabine | Management | For | For |
| 2.8 | Elect Director Gary A. Sugar | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Amend Stock Option Plan and Restricted Share Unit Plan | Management | For | Against |
| 6 | Approve Stock Option Plan Grants to Directors | Management | For | Against |
| 7 | Approve Stock Option Plan Grants to Clem Pelletier | Management | For | Against |
| 8 | Other Business | Management | For | Against |
| SEMAFO INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: SMF SECURITY ID: 816922108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terence F. Bowles | Management | For | For |
| 1.2 | Elect Director Benoit Desormeaux | Management | For | For |
| 1.3 | Elect Director Flore Konan | Management | For | For |
| 1.4 | Elect Director John LeBoutillier | Management | For | For |
| 1.5 | Elect Director Gilles Masson | Management | For | For |
| 1.6 | Elect Director Lawrence McBrearty | Management | For | For |
| 1.7 | Elect Director Tertius Zongo | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SIBANYE-STILLWATER LIMITED MEETING DATE: DEC 04, 2017 | ||||
| TICKER: SGL SECURITY ID: 825724206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Specific Issue of Shares Upon Conversion of the Convertible Bonds | Management | For | For |
| SIBANYE-STILLWATER LIMITED MEETING DATE: MAY 30, 2018 | ||||
| TICKER: SGL SECURITY ID: 825724206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
| 2 | Elect Savannah Danson as Director | Management | For | For |
| 3 | Re-elect Rick Menell as Director | Management | For | For |
| 4 | Re-elect Keith Rayner as Director | Management | For | For |
| 5 | Re-elect Jerry Vilakazi as Director | Management | For | For |
| 6 | Re-elect Keith Rayner as Chairman of the Audit Committee | Management | For | For |
| 7 | Elect Savannah Danson as Member of the Audit Committee | Management | For | For |
| 8 | Re-elect Rick Menell as Member of the Audit Committee | Management | For | For |
| 9 | Re-elect Nkosemntu Nika as Member of the Audit Committee | Management | For | For |
| 10 | Re-elect Susan van der Merwe as Member of the Audit Committee | Management | For | For |
| 11 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 12 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 13 | Amend Share Plan | Management | For | For |
| 14 | Approve Remuneration Policy | Management | For | Against |
| 15 | Approve Remuneration Report | Management | For | Against |
| 1 | Approve Remuneration of Non-Executive Directors | Management | For | Against |
| 2 | Approve Financial Assistance in Terms of Section 44 and 45 of the Act | Management | For | For |
| 3 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| SILVER LAKE RESOURCES LTD. MEETING DATE: NOV 17, 2017 | ||||
| TICKER: SLR SECURITY ID: Q85014100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Brian Kennedy as Director | Management | For | For |
| SOLGOLD PLC MEETING DATE: JUL 28, 2017 | ||||
| TICKER: SOLG SECURITY ID: G8255T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Robert Weinberg as Director | Management | For | Against |
| 3 | Elect Craig Jones as Director | Management | For | Against |
| 4 | Approve Grant of Options to Samuel Holdings Pty Ltd | Management | For | Against |
| 5 | Approve Grant of Options to Brian Moller | Management | For | Against |
| 6 | Approve Grant of Options to John Bovard | Management | For | Against |
| 7 | Approve Grant of Options to Robert Weinberg | Management | For | Against |
| 8 | Approve Grant of Options to Craig Jones | Management | For | Against |
| 9 | Reappoint BDO (UK) LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Approve Employee Share Option Plan | Management | For | Against |
| 12 | Approve Increase of the Total Aggregate Annual Remuneration Payable to Directors | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| SOLGOLD PLC MEETING DATE: JAN 30, 2018 | ||||
| TICKER: SOLG SECURITY ID: G8255T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Brian Moller as Director | Management | For | For |
| 3 | Re-elect John Bovard as Director | Management | For | For |
| 4 | Reappoint BDO (UK) LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 8 | Adopt New Articles of Association | Management | For | For |
| SSR MINING INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: SSRM SECURITY ID: 784730103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director A.E. Michael Anglin | Management | For | For |
| 2.2 | Elect Director Paul Benson | Management | For | For |
| 2.3 | Elect Director Brian R. Booth | Management | For | For |
| 2.4 | Elect Director Simon A. Fish | Management | For | For |
| 2.5 | Elect Director Gustavo A. Herrero | Management | For | For |
| 2.6 | Elect Director Beverlee F. Park | Management | For | For |
| 2.7 | Elect Director Richard D. Paterson | Management | For | For |
| 2.8 | Elect Director Steven P. Reid | Management | For | For |
| 2.9 | Elect Director Elizabeth A. Wademan | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Approve Shareholder Rights Plan | Management | For | For |
| 6 | Advisory Vote on Virtual-Only Annual Meeting of Shareholders for 2019 | Management | For | For |
| ST BARBARA LTD. MEETING DATE: NOV 29, 2017 | ||||
| TICKER: SBM SECURITY ID: Q8744Q173 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Tim Netscher as Director | Management | For | For |
| 3 | Approve Issuance of Performance Rights to Robert (Bob) Vassie | Management | For | Against |
| TAHOE RESOURCES INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: THO SECURITY ID: 873868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Kevin McArthur | Management | For | For |
| 1.2 | Elect Director Ronald W. Clayton | Management | For | For |
| 1.3 | Elect Director Tanya M. Jakusconek | Management | For | For |
| 1.4 | Elect Director Charles A. Jeannes | Management | For | For |
| 1.5 | Elect Director Drago G. Kisic | Management | For | For |
| 1.6 | Elect Director Alan C. Moon | Management | For | For |
| 1.7 | Elect Director A. Dan Rovig | Management | For | For |
| 1.8 | Elect Director Paul B. Sweeney | Management | For | For |
| 1.9 | Elect Director James S. Voorhees | Management | For | For |
| 1.10 | Elect Director Kenneth F. Williamson | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| 4 | Amend Share Option and Incentive Share Plan | Management | For | For |
| 5 | Approve Performance Share Award Plan | Management | For | For |
| 6 | Amend Quorum Requirements | Management | For | For |
| 7 | Amend Articles | Management | For | For |
| TERANGA GOLD CORPORATION MEETING DATE: MAY 08, 2018 | ||||
| TICKER: TGZ SECURITY ID: 880797204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan R. Hill | Management | For | For |
| 1.2 | Elect Director Richard S. Young | Management | For | For |
| 1.3 | Elect Director Christopher R. Lattanzi | Management | For | For |
| 1.4 | Elect Director Jendayi E. Frazer | Management | For | For |
| 1.5 | Elect Director Edward Goldenberg | Management | For | For |
| 1.6 | Elect Director David J. Mimran | Management | For | For |
| 1.7 | Elect Director Alan R. Thomas | Management | For | Withhold |
| 1.8 | Elect Director Frank D. Wheatley | Management | For | Withhold |
| 1.9 | Elect Director William J. Biggar | Management | For | Withhold |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| TOREX GOLD RESOURCES INC. MEETING DATE: JUN 21, 2018 | ||||
| TICKER: TXG SECURITY ID: 891054603 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Terrance MacGibbon | Management | For | For |
| 1.2 | Elect Director Andrew Adams | Management | For | For |
| 1.3 | Elect Director James Crombie | Management | For | For |
| 1.4 | Elect Director Frank Davis | Management | For | For |
| 1.5 | Elect Director David Fennell | Management | For | For |
| 1.6 | Elect Director Michael Murphy | Management | For | For |
| 1.7 | Elect Director William M. Shaver | Management | For | For |
| 1.8 | Elect Director Elizabeth A. Wademan | Management | For | For |
| 1.9 | Elect Director Fred Stanford | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| WESDOME GOLD MINES LTD. MEETING DATE: JUN 11, 2018 | ||||
| TICKER: WDO SECURITY ID: 95083R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Duncan Middlemiss | Management | For | For |
| 1.2 | Elect Director Nadine Miller | Management | For | For |
| 1.3 | Elect Director Charles Main | Management | For | For |
| 1.4 | Elect Director Charles Page | Management | For | For |
| 1.5 | Elect Director Warwick Morley-Jepson | Management | For | For |
| 1.6 | Elect Director Rowland Uloth | Management | For | For |
| 1.7 | Elect Director Bill Washington | Management | For | For |
| 2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| WHEATON PRECIOUS METALS CORP. MEETING DATE: MAY 11, 2018 | ||||
| TICKER: WPM SECURITY ID: 962879102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| a1 | Elect Director George L. Brack | Management | For | For |
| a2 | Elect Director John A. Brough | Management | For | For |
| a3 | Elect Director R. Peter Gillin | Management | For | For |
| a4 | Elect Director Chantal Gosselin | Management | For | For |
| a5 | Elect Director Douglas M. Holtby | Management | For | For |
| a6 | Elect Director Charles A. Jeannes | Management | For | For |
| a7 | Elect Director Eduardo Luna | Management | For | For |
| a8 | Elect Director Marilyn Schonberner | Management | For | For |
| a9 | Elect Director Randy V. J. Smallwood | Management | For | For |
| b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| c | Advisory Vote on Executive Compensation Approach | Management | For | For |
| YAMANA GOLD INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: YRI SECURITY ID: 98462Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Begeman | Management | For | For |
| 1.2 | Elect Director Christiane Bergevin | Management | For | For |
| 1.3 | Elect Director Andrea Bertone | Management | For | For |
| 1.4 | Elect Director Alexander Davidson | Management | For | For |
| 1.5 | Elect Director Robert Gallagher | Management | For | For |
| 1.6 | Elect Director Richard Graff | Management | For | For |
| 1.7 | Elect Director Kimberly Keating | Management | For | For |
| 1.8 | Elect Director Nigel Lees | Management | For | For |
| 1.9 | Elect Director Peter Marrone | Management | For | For |
| 1.10 | Elect Director Jane Sadowsky | Management | For | For |
| 1.11 | Elect Director Dino Titaro | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| ZIJIN MINING GROUP CO., LTD. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: 2899 SECURITY ID: Y9892H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association Regarding Party Committee | Management | For | Against |
| 2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 3 | Approve Issuance of Debt Financing Instruments | Management | For | For |
| 4 | Approve Provision of Guarantee to Overseas Wholly-Owned Subsidiaries of the Company | Management | For | For |
| 5 | Approve Provision of Counter-Guarantee for 2018 Finance to Makeng Mining | Management | For | For |
| 6 | Approve Provision of Guarantee to Wengfu Zijin | Management | For | For |
| 7 | Approve 2017 Report of the Board of Directors | Management | For | For |
| 8 | Approve 2017 Report of the Independent Directors | Management | For | For |
| 9 | Approve 2017 Report of Supervisory Committee | Management | For | For |
| 10 | Approve 2017 Financial Report | Management | For | For |
| 11 | Approve 2017 Annual Report and Its Summary Report | Management | For | For |
| 12 | Approve 2017 Profit Distribution Plan | Management | For | For |
| 13 | Approve Remuneration of Executive Directors and Chairman of Supervisory Committee | Management | For | For |
| 14 | Approve Ernst & Young Hua Ming (LLP) as Auditor and Authorize Chairman of the Board of Directors, President and Financial Controller to Fix Their Remuneration | Management | For | For |
| 15 | Approve Change in Usage of a Portion of the Proceeds Raised in the Non-public Issuance of A Shares in 2016 | Management | For | For |
VOTE SUMMARY REPORT
SELECT HEALTH CARE PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABEONA THERAPEUTICS INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: ABEO SECURITY ID: 00289Y107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven H. Rouhandeh | Management | For | For |
| 1.2 | Elect Director Stephen B. Howell | Management | For | For |
| 2 | Ratify Whitley Penn LLP as Auditors | Management | For | For |
| ABLYNX NV MEETING DATE: AUG 18, 2017 | ||||
| TICKER: ABLX SECURITY ID: B0031S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect BVBA Hilde Windels, Permanently Represented by Hilde Windels, as Independent Director | Management | For | For |
| 2 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| AC IMMUNE SA MEETING DATE: APR 27, 2018 | ||||
| TICKER: ACIU SECURITY ID: H00263105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Douglas Wiliams as Director | Management | For | Did Not Vote |
| 2 | Appoint Douglas Wiliams as Member of the Compensation, Nomination and Corporate Governance Committee | Management | For | Did Not Vote |
| 3.1 | Approve Fixed Remuneration of Director in the Amount of CHF 11,800 | Management | For | Did Not Vote |
| 3.2 | Approve Equity Remuneration of Director in the Amount of CHF 76,000 | Management | For | Did Not Vote |
| 4.1 | Approve Creation of CHF 170,000 Pool of Capital with Preemptive Rights for Institutional Investors | Management | For | Did Not Vote |
| 4.2 | Approve Creation of CHF 30,000 Pool of Capital with Preemptive Rights for Current Shareholders | Management | For | Did Not Vote |
| 5 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| ACCELERON PHARMA INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: XLRN SECURITY ID: 00434H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Habib J. Dable | Management | For | For |
| 1b | Elect Director Terrence C. Kearney | Management | For | For |
| 1c | Elect Director Karen L. Smith | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 27, 2018 | ||||
| TICKER: ACOR SECURITY ID: 00484M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry Greene | Management | For | Withhold |
| 1.2 | Elect Director Ian Smith | Management | For | Withhold |
| 1.3 | Elect Director Catherine D. Strader | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 21, 2018 | ||||
| TICKER: A SECURITY ID: 00846U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Koh Boon Hwee | Management | For | For |
| 1.2 | Elect Director Michael R. McMullen | Management | For | For |
| 1.3 | Elect Director Daniel K. Podolsky | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: ALXN SECURITY ID: 015351109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Felix J. Baker | Management | For | For |
| 1.2 | Elect Director David R. Brennan | Management | For | For |
| 1.3 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.4 | Elect Director Deborah Dunsire | Management | For | For |
| 1.5 | Elect Director Paul Friedman | Management | For | For |
| 1.6 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director Francois Nader | Management | For | For |
| 1.9 | Elect Director Judith Reinsdorf | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ALLERGAN PLC MEETING DATE: MAY 02, 2018 | ||||
| TICKER: AGN SECURITY ID: G0177J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nesli Basgoz | Management | For | For |
| 1b | Elect Director Paul M. Bisaro | Management | For | For |
| 1c | Elect Director Joseph H. Boccuzi | Management | For | For |
| 1d | Elect Director Christopher W. Bodine | Management | For | For |
| 1e | Elect Director Adriane M. Brown | Management | For | For |
| 1f | Elect Director Christopher J. Coughlin | Management | For | For |
| 1g | Elect Director Carol Anthony 'John' Davidson | Management | For | For |
| 1h | Elect Director Catherine M. Klema | Management | For | For |
| 1i | Elect Director Peter J. McDonnell | Management | For | For |
| 1j | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1k | Elect Director Brenton L. Saunders | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 5A | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5B | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: ALNY SECURITY ID: 02043Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dennis A. Ausiello | Management | For | For |
| 1b | Elect Director John K. Clarke | Management | For | For |
| 1c | Elect Director Marsha H. Fanucci | Management | For | For |
| 1d | Elect Director David E.I. Pyott | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMGEN INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: AMGN SECURITY ID: 031162100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wanda M. Austin | Management | For | For |
| 1.2 | Elect Director Robert A. Bradway | Management | For | For |
| 1.3 | Elect Director Brian J. Druker | Management | For | For |
| 1.4 | Elect Director Robert A. Eckert | Management | For | For |
| 1.5 | Elect Director Greg C. Garland | Management | For | For |
| 1.6 | Elect Director Fred Hassan | Management | For | For |
| 1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.8 | Elect Director Frank C. Herringer | Management | For | For |
| 1.9 | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Ellen J. Kullman | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.13 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| AMPLIFON SPA MEETING DATE: APR 20, 2018 | ||||
| TICKER: AMP SECURITY ID: T0388E118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration of Directors | Management | For | For |
| 3.1 | Slate 1 Submitted by Ampliter Srl | Shareholder | None | For |
| 3.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | Against |
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| ANAPTYSBIO, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: ANAB SECURITY ID: 032724106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Fenton | Management | For | For |
| 1.2 | Elect Director James N. Topper | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ARGEN-X SE MEETING DATE: MAY 08, 2018 | ||||
| TICKER: ARGX SECURITY ID: 04016X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Policy | Management | None | None |
| 4.a | Discussion of the 2017 Annual Report | Management | None | None |
| 4.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4.d | Approve Allocation of Losses to the Retained Earnings of the Company | Management | For | For |
| 4.e | Approve Discharge of the Board of Directors | Management | For | For |
| 5.a | Elect James Michael Daly as Non-Executive Director | Management | For | For |
| 5.b | Reelect Tim Van Hauwermeiren as Executive Director | Management | For | For |
| 5.c | Reelect David L. Lacey as Non-Executive Director | Management | For | For |
| 5.d | Reelect Peter K.M. Verhaeghe as Non-Executive Director | Management | For | For |
| 5.e | Reelect Werner Lanthaler as Non-Executive Director | Management | For | For |
| 6 | Approve Stock Option Grants Re: Argenx Amended Stock Option Plan | Management | For | Against |
| 7 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Ratify Deloitte as Auditors | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| 11 | Close Meeting | Management | None | None |
| ASCENDIS PHARMA A/S MEETING DATE: MAY 29, 2018 | ||||
| TICKER: ASND SECURITY ID: 04351P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Report on Company's Activities Past Year | Management | For | Did Not Vote |
| 3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 4 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 5a | Reelect Albert Cha as Director (Class II) | Management | For | Did Not Vote |
| 5b | Reelect Birgitte Volck as Director (Class II) | Management | For | Did Not Vote |
| 5c | Reelect Martin Olin as Director (Class II) | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7 | Approve Issuance of Warrants for Board of Directors, Executive Management and Employees, Advisors and Consultants of the Company or its Subsidiaries; Approve Creation of DKK 4 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| ASTRAZENECA PLC MEETING DATE: MAY 18, 2018 | ||||
| TICKER: AZN SECURITY ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Re-elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Graham Chipchase as Director | Management | For | For |
| 5g | Elect Deborah DiSanzo as Director | Management | For | For |
| 5h | Re-elect Rudy Markham as Director | Management | For | For |
| 5i | Elect Sheri McCoy as Director | Management | For | For |
| 5j | Elect Nazneen Rahman as Director | Management | For | For |
| 5k | Re-elect Shriti Vadera as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | Against |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve EU Political Donations and Expenditure | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 13 | Adopt New Articles of Association | Management | For | For |
| ATARA BIOTHERAPEUTICS, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: ATRA SECURITY ID: 046513107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric L. Dobmeier | Management | For | For |
| 1.2 | Elect Director William K. Heiden | Management | For | For |
| 1.3 | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ATHENAHEALTH, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: ATHN SECURITY ID: 04685W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 1b | Elect Director Thomas J. Szkutak | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ATRICURE, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: ATRC SECURITY ID: 04963C209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael H. Carrel | Management | For | For |
| 1.2 | Elect Director Mark A. Collar | Management | For | For |
| 1.3 | Elect Director Scott W. Drake | Management | For | For |
| 1.4 | Elect Director Regina E. Groves | Management | For | For |
| 1.5 | Elect Director B. Kristine Johnson | Management | For | For |
| 1.6 | Elect Director Mark R. Lanning | Management | For | For |
| 1.7 | Elect Director Sven A. Wehrwein | Management | For | For |
| 1.8 | Elect Director Robert S. White | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| AUDENTES THERAPEUTICS, INC. MEETING DATE: JUN 08, 2018 | ||||
| TICKER: BOLD SECURITY ID: 05070R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Louis Lange | Management | For | For |
| 1.2 | Elect Director Kush Parmar | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| BAXTER INTERNATIONAL INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: BAX SECURITY ID: 071813109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jose (Joe) E. Almeida | Management | For | For |
| 1b | Elect Director Thomas F. Chen | Management | For | For |
| 1c | Elect Director John D. Forsyth | Management | For | For |
| 1d | Elect Director James R. Gavin, III | Management | For | For |
| 1e | Elect Director Peter S. Hellman | Management | For | For |
| 1f | Elect Director Munib Islam | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director Stephen N. Oesterle | Management | For | For |
| 1i | Elect Director Carole J. Shapazian | Management | For | For |
| 1j | Elect Director Cathy R. Smith | Management | For | For |
| 1k | Elect Director Thomas T. Stallkamp | Management | For | For |
| 1l | Elect Director Albert P.L. Stroucken | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| BECTON, DICKINSON AND COMPANY MEETING DATE: JAN 23, 2018 | ||||
| TICKER: BDX SECURITY ID: 075887109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.2 | Elect Director R. Andrew Eckert | Management | For | For |
| 1.3 | Elect Director Vincent A. Forlenza | Management | For | For |
| 1.4 | Elect Director Claire M. Fraser | Management | For | For |
| 1.5 | Elect Director Christopher Jones | Management | For | For |
| 1.6 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.7 | Elect Director Gary A. Mecklenburg | Management | For | For |
| 1.8 | Elect Director David F. Melcher | Management | For | For |
| 1.9 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
| 1.10 | Elect Director Claire Pomeroy | Management | For | For |
| 1.11 | Elect Director Rebecca W. Rimel | Management | For | For |
| 1.12 | Elect Director Timothy M. Ring | Management | For | For |
| 1.13 | Elect Director Bertram L. Scott | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| BEIGENE, LTD. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: BGNE SECURITY ID: 07725L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Donald W. Glazer as Director for a three-year term | Management | For | For |
| 2 | Reelect Michael Goller as Director for a three-year term | Management | For | For |
| 3 | Reelect Thomas Malley as Director for a three-year term | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young Hua Ming LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BENEFITFOCUS, INC. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: BNFT SECURITY ID: 08180D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mason R. Holland, Jr. | Management | For | For |
| 1.2 | Elect Director Stephen M. Swad | Management | For | For |
| BIOGEN INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: BIIB SECURITY ID: 09062X103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alexander J. Denner | Management | For | Against |
| 1b | Elect Director Caroline D. Dorsa | Management | For | Against |
| 1c | Elect Director Nancy L. Leaming | Management | For | Against |
| 1d | Elect Director Richard C. Mulligan | Management | For | Against |
| 1e | Elect Director Robert W. Pangia | Management | For | Against |
| 1f | Elect Director Stelios Papadopoulos | Management | For | Against |
| 1g | Elect Director Brian S. Posner | Management | For | Against |
| 1h | Elect Director Eric K. Rowinsky | Management | For | Against |
| 1i | Elect Director Lynn Schenk | Management | For | Against |
| 1j | Elect Director Stephen A. Sherwin | Management | For | Against |
| 1k | Elect Director Michel Vounatsos | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| BIOMARIN PHARMACEUTICAL INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: BMRN SECURITY ID: 09061G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Willard Dere | Management | For | For |
| 1.3 | Elect Director Michael Grey | Management | For | For |
| 1.4 | Elect Director Elaine J. Heron | Management | For | For |
| 1.5 | Elect Director Robert J. Hombach | Management | For | For |
| 1.6 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director Richard A. Meier | Management | For | For |
| 1.9 | Elect Director David E.I. Pyott | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BLUEBIRD BIO, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: BLUE SECURITY ID: 09609G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John O. Agwunobi | Management | For | For |
| 1b | Elect Director Mary Lynne Hedley | Management | For | For |
| 1c | Elect Director Daniel S. Lynch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BLUEPRINT MEDICINES CORPORATION MEETING DATE: JUN 20, 2018 | ||||
| TICKER: BPMC SECURITY ID: 09627Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel S. Lynch | Management | For | For |
| 1.2 | Elect Director George D. Demetri | Management | For | For |
| 1.3 | Elect Director Lynn Seely | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 10, 2018 | ||||
| TICKER: BSX SECURITY ID: 101137107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Yoshiaki Fujimori | Management | For | For |
| 1d | Elect Director Donna A. James | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Stephen P. MacMillan | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director David J. Roux | Management | For | For |
| 1i | Elect Director John E. Sununu | Management | For | For |
| 1j | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 01, 2018 | ||||
| TICKER: BMY SECURITY ID: 110122108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Peter J. Arduini | Management | For | For |
| 1B | Elect Director Jose Baselga | Management | For | For |
| 1C | Elect Director Robert J. Bertolini | Management | For | For |
| 1D | Elect Director Giovanni Caforio | Management | For | For |
| 1E | Elect Director Matthew W. Emmens | Management | For | For |
| 1F | Elect Director Michael Grobstein | Management | For | For |
| 1G | Elect Director Alan J. Lacy | Management | For | For |
| 1H | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1I | Elect Director Theodore R. Samuels | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Vicki L. Sato | Management | For | For |
| 1L | Elect Director Karen H. Vousden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| CARRIAGE SERVICES, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: CSV SECURITY ID: 143905107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Melvin C. Payne | Management | For | For |
| 1.2 | Elect Director James R. Schenck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| CASTLIGHT HEALTH, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: CSLT SECURITY ID: 14862Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Seth Cohen | Management | For | For |
| 1.2 | Elect Director Bryan Roberts | Management | For | For |
| 1.3 | Elect Director Kenny Van Zant | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CELLECTIS MEETING DATE: JUN 26, 2018 | ||||
| TICKER: ALCLS SECURITY ID: 15117K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 450,000 | Management | For | For |
| 6 | Reelect Andre Choulika as Director | Management | For | For |
| 7 | Reelect David Sourdive as Director | Management | For | For |
| 8 | Reelect Alain-Paul Godard as Director | Management | For | For |
| 9 | Renew Appointment of J.M.H. Conseil as Auditor and Acknowledge End of Mandate of Georges Rey Conseils as Alternate Auditor and Decision Not to Renew | Management | For | For |
| 10 | Renew Appointment of Ernst and Young et Autres as Auditor and Acknowledge End of Mandate of Auditex as Alternate Auditor and Decision Not to Renew | Management | For | For |
| 11 | Approve Board's Special Report on Stock Option Grants | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 2,080,273.10 | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries in the Framework of an Equity Line up to Aggregate Nominal Amount of EUR 1,040,136.55 | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2,080,273.10 | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2,080,273.10 | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors and/or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 1,040,136.55 | Management | For | For |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 20 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 14 to 19 at EUR 2,080,273.10 | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 2 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Authorize up to 4,160,546 Shares for Use in Stock Option Plans | Management | For | Against |
| 23 | Authorize up to 4,160,546 Shares for Use in Restricted Stock Plans | Management | For | Against |
| 24 | Authorize Issuance of 3,328,436 Warrants (BSA) Reserved for Non-executive Directors, Censors, Members of Board committees, Employees of Subsidiaries and Consultants | Management | For | Against |
| 25 | Approve Issuance of 4,160,546 Warrants (BSAAR and/or BSA) Reserved for Employees and Executives | Management | For | Against |
| 26 | Authorize up to 1,248,163 Shares for Use in Preference Share Plans | Management | For | Against |
| 27 | Set Limit for Potential Share Grants Pursuant to Items 22-26 Above at 4,160,546 Shares | Management | For | Against |
| 28 | Amend Article 14 of Bylaws Re: Board Decisions | Management | For | Abstain |
| 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| CERNER CORPORATION MEETING DATE: MAY 18, 2018 | ||||
| TICKER: CERN SECURITY ID: 156782104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 1b | Elect Director Clifford W. Illig | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CIGNA CORPORATION MEETING DATE: APR 25, 2018 | ||||
| TICKER: CI SECURITY ID: 125509109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David M. Cordani | Management | For | For |
| 1.2 | Elect Director Eric J. Foss | Management | For | For |
| 1.3 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1.4 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.5 | Elect Director John M. Partridge | Management | For | For |
| 1.6 | Elect Director James E. Rogers | Management | For | For |
| 1.7 | Elect Director Eric C. Wiseman | Management | For | For |
| 1.8 | Elect Director Donna F. Zarcone | Management | For | For |
| 1.9 | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| CVS HEALTH CORPORATION MEETING DATE: MAR 13, 2018 | ||||
| TICKER: CVS SECURITY ID: 126650100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CYMABAY THERAPEUTICS, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: CBAY SECURITY ID: 23257D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sujal A. Shah | Management | For | For |
| 1.2 | Elect Director Robert F. Booth | Management | For | For |
| 1.3 | Elect Director Carl Goldfischer | Management | For | For |
| 1.4 | Elect Director Caroline Loewy | Management | For | For |
| 1.5 | Elect Director Evan A. Stein | Management | For | For |
| 1.6 | Elect Director Paul F. Truex | Management | For | For |
| 1.7 | Elect Director Kurt von Emster | Management | For | For |
| 1.8 | Elect Director Robert J. Weiland | Management | For | For |
| 1.9 | Elect Director Robert J. Wills | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CYTOMX THERAPEUTICS, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: CTMX SECURITY ID: 23284F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles S. Fuchs | Management | For | For |
| 1b | Elect Director Hoyoung Huh | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DANAHER CORPORATION MEETING DATE: MAY 08, 2018 | ||||
| TICKER: DHR SECURITY ID: 235851102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Raymond C. Stevens | Management | For | For |
| 1.11 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| DECHRA PHARMACEUTICALS PLC MEETING DATE: OCT 20, 2017 | ||||
| TICKER: DPH SECURITY ID: G2769C145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Richard Cotton as Director | Management | For | For |
| 6 | Elect Lawson Macartney as Director | Management | For | For |
| 7 | Re-elect Tony Rice as Director | Management | For | For |
| 8 | Re-elect Ian Page as Director | Management | For | For |
| 9 | Re-elect Anthony Griffin as Director | Management | For | For |
| 10 | Re-elect Julian Heslop as Director | Management | For | For |
| 11 | Re-elect Ishbel Macpherson as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 19 | Approve Long Term Incentive Plan | Management | For | For |
| DECHRA PHARMACEUTICALS PLC MEETING DATE: FEB 12, 2018 | ||||
| TICKER: DPH SECURITY ID: G2769C145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of AST Farma B.V. and Le Vet Beheer B.V. | Management | For | For |
| 2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 4 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| DEXCOM, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: DXCM SECURITY ID: 252131107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrance H. Gregg | Management | For | For |
| 1b | Elect Director Kevin Sayer | Management | For | For |
| 1c | Elect Director Nicholas (Nick) Augustinos | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DIPLOMAT PHARMACY, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: DPLO SECURITY ID: 25456K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Dreyer | Management | For | For |
| 1.2 | Elect Director Philip R. Hagerman | Management | For | For |
| 1.3 | Elect Director Shawn C. Tomasello | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EBOS GROUP LIMITED MEETING DATE: OCT 17, 2017 | ||||
| TICKER: EBO SECURITY ID: Q33853112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Elect Stuart McGregor as Director | Management | For | For |
| 3 | Elect Sarah Ottrey as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 17, 2018 | ||||
| TICKER: EW SECURITY ID: 28176E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael A. Mussallem | Management | For | For |
| 1b | Elect Director Kieran T. Gallahue | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director William J. Link | Management | For | For |
| 1e | Elect Director Steven R. Loranger | Management | For | For |
| 1f | Elect Director Martha H. Marsh | Management | For | For |
| 1g | Elect Director Wesley W. von Schack | Management | For | For |
| 1h | Elect Director Nicholas J. Valeriani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| EXPRESS SCRIPTS HOLDING COMPANY MEETING DATE: MAY 10, 2018 | ||||
| TICKER: ESRX SECURITY ID: 30219G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Maura C. Breen | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director Elder Granger | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1g | Elect Director Frank Mergenthaler | Management | For | For |
| 1h | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1i | Elect Director Roderick A. Palmore | Management | For | For |
| 1j | Elect Director George Paz | Management | For | For |
| 1k | Elect Director William L. Roper | Management | For | For |
| 1l | Elect Director Seymour Sternberg | Management | For | For |
| 1m | Elect Director Timothy Wentworth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | For |
| 5 | Report on Measures Taken to Manage and Mitigate Cyber Risk | Shareholder | Against | Against |
| FIVE PRIME THERAPEUTICS, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: FPRX SECURITY ID: 33830X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sheila Gujrathi | Management | For | For |
| 1b | Elect Director Peder K. Jensen | Management | For | For |
| 1c | Elect Director Aron M. Knickerbocker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| G1 THERAPEUTICS, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: GTHX SECURITY ID: 3621LQ109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willie A. Deese | Management | For | For |
| 1.2 | Elect Director Cynthia L. Schwalm | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GENMARK DIAGNOSTICS, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: GNMK SECURITY ID: 372309104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hany Massarany | Management | For | For |
| 1.2 | Elect Director Kevin C. O'Boyle | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| GENSCRIPT BIOTECH CORPORATION MEETING DATE: JUN 01, 2018 | ||||
| TICKER: 1548 SECURITY ID: G3825B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2A1 | Elect Meng Jiange as Director | Management | For | For |
| 2A2 | Elect Wang Luquan as Director | Management | For | For |
| 2A3 | Elect Pan Yuexin as Director | Management | For | For |
| 2B | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 3 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| GLOBAL BLOOD THERAPEUTICS, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: GBT SECURITY ID: 37890U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott W. Morrison | Management | For | For |
| 1.2 | Elect Director Deval L. Patrick | Management | For | For |
| 1.3 | Elect Director Mark L. Perry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Other Business | Management | None | Against |
| GLYCOMIMETICS, INC. MEETING DATE: MAY 18, 2018 | ||||
| TICKER: GLYC SECURITY ID: 38000Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel M. Junius | Management | For | For |
| 1.2 | Elect Director Rachel K. King | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HANGZHOU TIGERMED CONSULTING CO., LTD. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: 300347 SECURITY ID: Y3043G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Summary | Management | For | For |
| 2 | Approve Report of the Board of Directors | Management | For | For |
| 3 | Approve Profit Distribution | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Special Report on the Deposit and Usage of Raised Funds | Management | For | For |
| 6 | Approve 2018 Appointment of Auditor | Management | For | For |
| 7 | Approve 2018 Daily Related Party Transactions | Management | For | For |
| 8 | Approve Overseas Subsidiary Reorganization and Related Party Transactions | Management | For | For |
| 9 | Approve Bank Comprehensive Credit Line Application | Management | For | For |
| 10 | Approve Use of Own Funds to Purchase Short-term Bank Guaranteed Financial Products | Management | For | For |
| 11 | Approve Purchase of Financial Derivatives from National Association of Financial Market Institutional Investors | Management | For | For |
| 12 | Approve Notice on the Regulation of Issues Concerning the Domestic Listed Company to Overseas Listed | Management | For | For |
| 13.1 | Approve Issued Subject | Management | For | For |
| 13.2 | Approve Listing Location | Management | For | For |
| 13.3 | Approve Par Value | Management | For | For |
| 13.4 | Approve Issue Size | Management | For | For |
| 13.5 | Approve Issue Price | Management | For | For |
| 13.6 | Approve Issue Time | Management | For | For |
| 13.7 | Approve Use of Proceeds | Management | For | For |
| 14 | Approve Commitment of Upholding the Independent Listing Status | Management | For | For |
| 15 | Approve Statement on and Prospect of the Continuing Profitability | Management | For | For |
| 16 | Approve Authorization of the Board to Handle All Related Matters Regarding the Overseas Listing of the Company | Management | For | For |
| 17 | Elect Wang Xiaobo as Supervisor | Shareholder | For | For |
| 18 | Approve Report of the Board of Supervisors | Management | For | For |
| HCA HEALTHCARE, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: HCA SECURITY ID: 40412C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Milton Johnson | Management | For | For |
| 1b | Elect Director Robert J. Dennis | Management | For | For |
| 1c | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1d | Elect Director Thomas F. Frist, III | Management | For | For |
| 1e | Elect Director William R. Frist | Management | For | For |
| 1f | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1g | Elect Director Ann H. Lamont | Management | For | For |
| 1h | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1i | Elect Director Michael W. Michelson | Management | For | For |
| 1j | Elect Director Wayne J. Riley | Management | For | For |
| 1k | Elect Director John W. Rowe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HERON THERAPEUTICS, INC. MEETING DATE: JUN 18, 2018 | ||||
| TICKER: HRTX SECURITY ID: 427746102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Tang | Management | For | For |
| 1.2 | Elect Director Barry D. Quart | Management | For | For |
| 1.3 | Elect Director Robert H. Rosen | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director John W. Poyhonen | Management | For | For |
| 1.6 | Elect Director Christian Waage | Management | For | For |
| 2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| HUMANA INC. MEETING DATE: APR 19, 2018 | ||||
| TICKER: HUM SECURITY ID: 444859102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kurt J. Hilzinger | Management | For | For |
| 1b | Elect Director Frank J. Bisignano | Management | For | For |
| 1c | Elect Director Bruce D. Broussard | Management | For | For |
| 1d | Elect Director Frank A. D'Amelio | Management | For | For |
| 1e | Elect Director Karen B. DeSalvo | Management | For | For |
| 1f | Elect Director W. Roy Dunbar | Management | For | For |
| 1g | Elect Director David A. Jones, Jr. | Management | For | For |
| 1h | Elect Director William J. McDonald | Management | For | For |
| 1i | Elect Director William E. Mitchell | Management | For | For |
| 1j | Elect Director David B. Nash | Management | For | For |
| 1k | Elect Director James J. O'Brien | Management | For | For |
| 1l | Elect Director Marissa T. Peterson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| IMPAX LABORATORIES, INC. MEETING DATE: MAR 27, 2018 | ||||
| TICKER: IPXL SECURITY ID: 45256B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Combination Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| INDIVIOR PLC MEETING DATE: MAY 16, 2018 | ||||
| TICKER: INDV SECURITY ID: G4766E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Howard Pien as Director | Management | For | For |
| 5 | Re-elect Shaun Thaxter as Director | Management | For | For |
| 6 | Re-elect Mark Crossley as Director | Management | For | For |
| 7 | Re-elect Dr Yvonne Greenstreet as Director | Management | For | For |
| 8 | Re-elect Dr Thomas McLellan as Director | Management | For | For |
| 9 | Re-elect Tatjana May as Director | Management | For | For |
| 10 | Re-elect Lorna Parker as Director | Management | For | For |
| 11 | Re-elect Daniel Phelan as Director | Management | For | For |
| 12 | Re-elect Christian Schade as Director | Management | For | For |
| 13 | Re-elect Daniel Tasse as Director | Management | For | For |
| 14 | Re-elect Lizabeth Zlatkus as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| INSMED INCORPORATED MEETING DATE: MAY 15, 2018 | ||||
| TICKER: INSM SECURITY ID: 457669307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David R. Brennan | Management | For | For |
| 1.2 | Elect Director Melvin Sharoky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| INSULET CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: PODD SECURITY ID: 45784P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Fallon | Management | For | For |
| 1.2 | Elect Director Timothy J. Scannell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| INTEGRA LIFESCIENCES HOLDINGS CORPORATION MEETING DATE: MAY 17, 2018 | ||||
| TICKER: IART SECURITY ID: 457985208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Keith Bradley | Management | For | For |
| 1.3 | Elect Director Stuart M. Essig | Management | For | For |
| 1.4 | Elect Director Barbara B. Hill | Management | For | For |
| 1.5 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.6 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.7 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.8 | Elect Director Christian S. Schade | Management | For | For |
| 1.9 | Elect Director James M. Sullivan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: ICPT SECURITY ID: 45845P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Paolo Fundaro | Management | For | For |
| 1B | Elect Director Mark Pruzanski | Management | For | For |
| 1C | Elect Director Srinivas Akkaraju | Management | For | For |
| 1D | Elect Director Luca Benatti | Management | For | For |
| 1E | Elect Director Daniel Bradbury | Management | For | For |
| 1F | Elect Director Keith Gottesdiener | Management | For | For |
| 1G | Elect Director Nancy Miller-Rich | Management | For | For |
| 1H | Elect Director Gino Santini | Management | For | For |
| 1I | Elect Director Glenn Sblendorio | Management | For | For |
| 1J | Elect Director Daniel Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTUITIVE SURGICAL, INC. MEETING DATE: SEP 22, 2017 | ||||
| TICKER: ISRG SECURITY ID: 46120E602 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock and Effect Stock Split | Management | For | For |
| INTUITIVE SURGICAL, INC. MEETING DATE: APR 19, 2018 | ||||
| TICKER: ISRG SECURITY ID: 46120E602 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig H. Barratt | Management | For | For |
| 1b | Elect Director Michael A. Friedman | Management | For | For |
| 1c | Elect Director Gary S. Guthart | Management | For | For |
| 1d | Elect Director Amal M. Johnson | Management | For | For |
| 1e | Elect Director Keith R. Leonard, Jr. | Management | For | For |
| 1f | Elect Director Alan J. Levy | Management | For | For |
| 1g | Elect Director Jami Dover Nachtsheim | Management | For | For |
| 1h | Elect Director Mark J. Rubash | Management | For | For |
| 1i | Elect Director Lonnie M. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| JAZZ PHARMACEUTICALS PLC MEETING DATE: AUG 03, 2017 | ||||
| TICKER: JAZZ SECURITY ID: G50871105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bruce C. Cozadd | Management | For | Against |
| 1b | Elect Director Heather Ann McSharry | Management | For | Against |
| 1c | Elect Director Rick E Winningham | Management | For | Against |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| JIANGSU HENGRUI MEDICINE CO., LTD. MEETING DATE: NOV 23, 2017 | ||||
| TICKER: 600276 SECURITY ID: Y4446S105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Draft and Summary on 2017 Performance Share Incentive Plan | Management | For | For |
| 2 | Approve Methods to Assess the Performance of Plan Participants | Management | For | For |
| 3 | Approve Authorization of the Board to Handle All Matters Related to Performance Share Incentive Plan | Management | For | For |
| 4 | Elect Liang Hongjun as Non-Independent Director | Shareholder | None | Against |
| JIANGSU HENGRUI MEDICINE CO., LTD. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: 600276 SECURITY ID: Y4446S105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve 2018 Appointment of Auditor and Internal Control Auditor and Its Definite Compensation | Management | For | For |
| 7 | Amend Articles of Association | Management | For | For |
| LA JOLLA PHARMACEUTICAL COMPANY MEETING DATE: SEP 01, 2017 | ||||
| TICKER: LJPC SECURITY ID: 503459604 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George F. Tidmarsh | Management | For | For |
| 1.2 | Elect Director Kevin C. Tang | Management | For | For |
| 1.3 | Elect Director Laura L. Douglass | Management | For | Withhold |
| 1.4 | Elect Director Craig A. Johnson | Management | For | Withhold |
| 1.5 | Elect Director Robert H. Rosen | Management | For | For |
| 2 | Ratify Squar Milner LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| LONZA GROUP LTD. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: LONN SECURITY ID: H50524133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 2.75 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 5.1.1 | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
| 5.1.2 | Reelect Werner Bauer as Director | Management | For | Did Not Vote |
| 5.1.3 | Reelect Albert Baehny as Director | Management | For | Did Not Vote |
| 5.1.4 | Reelect Christoph Maeder as Director | Management | For | Did Not Vote |
| 5.1.5 | Reelect Barbara Richmond as Director | Management | For | Did Not Vote |
| 5.1.6 | Reelect Margot Scheltema as Director | Management | For | Did Not Vote |
| 5.1.7 | Reelect Juergen Steinemann as Director | Management | For | Did Not Vote |
| 5.1.8 | Reelect Antonio Trius as Director | Management | For | Did Not Vote |
| 5.2.1 | Elect Angelica Kohlmann as Director | Management | For | Did Not Vote |
| 5.2.2 | Elect Olivier Verscheure as Director | Management | For | Did Not Vote |
| 5.3 | Elect Albert Baehny as Board Chairman | Management | For | Did Not Vote |
| 5.4.1 | Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4.2 | Reappoint Juergen Steinmann as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.5 | Appoint Angelica Kohlmann as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 6 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 7 | Designate Daniel Pluess as Independent Proxy | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors in the Amount of CHF 3.1 Million | Management | For | Did Not Vote |
| 9.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.5 Million | Management | For | Did Not Vote |
| 9.2 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 6.1 Million | Management | For | Did Not Vote |
| 9.3 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 10.3 Million | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| LOXO ONCOLOGY, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: LOXO SECURITY ID: 548862101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joshua H. Bilenker | Management | For | For |
| 1.2 | Elect Director Steve D. Harr | Management | For | For |
| 1.3 | Elect Director Tim M. Mayleben | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| MEDIDATA SOLUTIONS, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: MDSO SECURITY ID: 58471A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tarek A. Sherif | Management | For | For |
| 1b | Elect Director Glen M. de Vries | Management | For | For |
| 1c | Elect Director Carlos Dominguez | Management | For | For |
| 1d | Elect Director Neil M. Kurtz | Management | For | For |
| 1e | Elect Director George W. McCulloch | Management | For | For |
| 1f | Elect Director Lee A. Shapiro | Management | For | For |
| 1g | Elect Director Robert B. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MEDTRONIC PLC MEETING DATE: DEC 08, 2017 | ||||
| TICKER: MDT SECURITY ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Randall J. Hogan, III | Management | For | For |
| 1e | Elect Director Omar Ishrak | Management | For | For |
| 1f | Elect Director Shirley Ann Jackson | Management | For | For |
| 1g | Elect Director Michael O. Leavitt | Management | For | For |
| 1h | Elect Director James T. Lenehan | Management | For | For |
| 1i | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director Kendall J. Powell | Management | For | For |
| 1l | Elect Director Robert C. Pozen | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: MNTA SECURITY ID: 60877T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jose-Carlos Gutierrez-Ramos | Management | For | For |
| 1b | Elect Director James R. Sulat | Management | For | For |
| 1c | Elect Director Craig A. Wheeler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MYLAN N.V. MEETING DATE: JUN 29, 2018 | ||||
| TICKER: MYL SECURITY ID: N59465109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Heather Bresch | Management | For | For |
| 1B | Elect Director Robert J. Cindrich | Management | For | For |
| 1C | Elect Director Robert J. Coury | Management | For | For |
| 1D | Elect Director JoEllen Lyons Dillon | Management | For | For |
| 1E | Elect Director Neil Dimick | Management | For | For |
| 1F | Elect Director Melina Higgins | Management | For | For |
| 1G | Elect Director Harry A. Korman | Management | For | For |
| 1H | Elect Director Rajiv Malik | Management | For | For |
| 1I | Elect Director Mark W. Parrish | Management | For | For |
| 1J | Elect Director Pauline van der Meer Mohr | Management | For | For |
| 1K | Elect Director Randall L. (Pete) Vanderveen | Management | For | For |
| 1L | Elect Director Sjoerd S. Vollebregt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Instruction to Deloitte Accountants B.V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2018 | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| MYOKARDIA, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: MYOK SECURITY ID: 62857M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tassos Gianakakos | Management | For | For |
| 1.2 | Elect Director Mary B. Cranston | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NEKTAR THERAPEUTICS MEETING DATE: JUN 26, 2018 | ||||
| TICKER: NKTR SECURITY ID: 640268108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeff Ajer | Management | For | For |
| 1b | Elect Director Robert B. Chess | Management | For | For |
| 1c | Elect Director Roy A. Whitfield | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: NBIX SECURITY ID: 64125C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Rastetter | Management | For | For |
| 1.2 | Elect Director George J. Morrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PENUMBRA, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: PEN SECURITY ID: 70975L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adam Elsesser | Management | For | For |
| 1.2 | Elect Director Harpreet Grewal | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| PREMIER, INC. MEETING DATE: DEC 01, 2017 | ||||
| TICKER: PINC SECURITY ID: 74051N102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric J. Bieber | Management | For | For |
| 1.2 | Elect Director Stephen R. D'Arcy | Management | For | For |
| 1.3 | Elect Director William B. Downey | Management | For | For |
| 1.4 | Elect Director Philip A. Incarnati | Management | For | For |
| 1.5 | Elect Director Marc D. Miller | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PROTEOSTASIS THERAPEUTICS, INC. MEETING DATE: AUG 03, 2017 | ||||
| TICKER: PTI SECURITY ID: 74373B109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Meenu Chhabra | Management | For | For |
| 1.2 | Elect Director Helen M. Boudreau | Management | For | For |
| 1.3 | Elect Director Jeffery W. Kelly | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PROTHENA CORPORATION PLC MEETING DATE: MAY 15, 2018 | ||||
| TICKER: PRTA SECURITY ID: G72800108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard T. Collier | Management | For | For |
| 1b | Elect Director Shane M. Cooke | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| SAGE THERAPEUTICS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: SAGE SECURITY ID: 78667J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Geno Germano | Management | For | For |
| 1.2 | Elect Director Steven Paul | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAREPTA THERAPEUTICS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: SRPT SECURITY ID: 803607100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael W. Bonney | Management | For | For |
| 1.2 | Elect Director Douglas S. Ingram | Management | For | For |
| 1.3 | Elect Director Hans Wigzell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| SPARK THERAPEUTICS, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: ONCE SECURITY ID: 84652J103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey D. Marrazzo | Management | For | For |
| 1.2 | Elect Director Vincent J. Milano | Management | For | For |
| 1.3 | Elect Director Elliott Sigal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| STRYKER CORPORATION MEETING DATE: MAY 02, 2018 | ||||
| TICKER: SYK SECURITY ID: 863667101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary K. Brainerd | Management | For | For |
| 1b | Elect Director Srikant M. Datar | Management | For | For |
| 1c | Elect Director Roch Doliveux | Management | For | For |
| 1d | Elect Director Louise L. Francesconi | Management | For | For |
| 1e | Elect Director Allan C. Golston | Management | For | For |
| 1f | Elect Director Kevin A. Lobo | Management | For | For |
| 1g | Elect Director Sherilyn S. McCoy | Management | For | For |
| 1h | Elect Director Andrew K. Silvernail | Management | For | For |
| 1i | Elect Director Ronda E. Stryker | Management | For | For |
| 1j | Elect Director Rajeev Suri | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TELADOC, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: TDOC SECURITY ID: 87918A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2.1 | Elect Director Helen Darling | Management | For | For |
| 2.2 | Elect Director William H. Frist | Management | For | For |
| 2.3 | Elect Director Michael Goldstein | Management | For | For |
| 2.4 | Elect Director Jason Gorevic | Management | For | For |
| 2.5 | Elect Director Brian McAndrews | Management | For | For |
| 2.6 | Elect Director Thomas G. McKinley | Management | For | For |
| 2.7 | Elect Director Arneek Multani | Management | For | For |
| 2.8 | Elect Director Kenneth H. Paulus | Management | For | For |
| 2.9 | Elect Director David Shedlarz | Management | For | For |
| 2.10 | Elect Director David B. Snow, Jr. | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TESARO, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: TSRO SECURITY ID: 881569107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
| 1b | Elect Director Mary Lynne Hedley | Management | For | For |
| 1c | Elect Director David M. Mott | Management | For | For |
| 1d | Elect Director Lawrence M. Alleva | Management | For | For |
| 1e | Elect Director James O. Armitage | Management | For | For |
| 1f | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
| 1g | Elect Director Garry A. Nicholson | Management | For | For |
| 1h | Elect Director Kavita Patel | Management | For | For |
| 1i | Elect Director Beth Seidenberg | Management | For | For |
| 1j | Elect Director Pascale Witz | Management | For | For |
| 2 | Approve Non-Employee Director Compensation Policy | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| THE MEDICINES COMPANY MEETING DATE: MAY 31, 2018 | ||||
| TICKER: MDCO SECURITY ID: 584688105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Alexander J. Denner | Management | For | For |
| 1B | Elect Director Fredric N. Eshelman | Management | For | For |
| 1C | Elect Director Geno J. Germano | Management | For | For |
| 1D | Elect Director John C. Kelly | Management | For | For |
| 1E | Elect Director Clive A. Meanwell | Management | For | For |
| 1F | Elect Director Paris Panayiotopoulos | Management | For | For |
| 1G | Elect Director Sarah J. Schlesinger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THERAPEUTICSMD, INC. MEETING DATE: JUN 25, 2018 | ||||
| TICKER: TXMD SECURITY ID: 88338N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tommy G. Thompson | Management | For | For |
| 1.2 | Elect Director Robert G. Finizio | Management | For | For |
| 1.3 | Elect Director John C.K. Milligan, IV | Management | For | For |
| 1.4 | Elect Director Brian Bernick | Management | For | For |
| 1.5 | Elect Director J. Martin Carroll | Management | For | For |
| 1.6 | Elect Director Cooper C. Collins | Management | For | For |
| 1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
| 1.8 | Elect Director Jules A. Musing | Management | For | For |
| 1.9 | Elect Director Angus C. Russell | Management | For | For |
| 1.10 | Elect Director Jane F. Barlow | Management | For | For |
| 1.11 | Elect Director Nicholas Segal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| THERAVANCE BIOPHARMA, INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: TBPH SECURITY ID: G8807B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eran Broshy | Management | For | For |
| 1.2 | Elect Director Laurie Smaldone Alsup | Management | For | For |
| 1.3 | Elect Director Burton G. Malkiel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | Against |
| TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. MEETING DATE: MAY 11, 2018 | ||||
| TICKER: 600867 SECURITY ID: Y8864T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Profit Distribution and Capitalization of Capital Reserves | Management | For | For |
| 6 | Approve 2018 Appointment of Auditor and Payment of Remuneration | Management | For | For |
| 7 | Approve 2018 Appoint of Internal Control Auditor and Payment of Remuneration | Management | For | For |
| 8 | Approve 2017 Daily Related Party Transaction and 2018 Daily Related Party Transactions | Management | For | For |
| 9 | Amend Articles of Association | Management | For | For |
| 10 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. MEETING DATE: JUN 08, 2018 | ||||
| TICKER: 600867 SECURITY ID: Y8864T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Change in Raised Funds Investment Project | Management | For | For |
| UDG HEALTHCARE PLC MEETING DATE: JAN 30, 2018 | ||||
| TICKER: UDG SECURITY ID: G9285S108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports and Review the Company's Affairs | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4a | Re-elect Chris Brinsmead as Director | Management | For | For |
| 4b | Re-elect Chris Corbin as Director | Management | For | For |
| 4c | Re-elect Peter Gray as Director | Management | For | For |
| 4d | Elect Myles Lee as Director | Management | For | For |
| 4e | Re-elect Brendan McAtamney as Director | Management | For | For |
| 4f | Re-elect Nancy Miller-Rich as Director | Management | For | For |
| 4g | Re-elect Alan Ralph as Director | Management | For | For |
| 4h | Re-elect Lisa Ricciardi as Director | Management | For | For |
| 4i | Re-elect Philip Toomey as Director | Management | For | For |
| 4j | Re-elect Linda Wilding as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Market Purchase of Shares | Management | For | For |
| 11 | Fix the Maximum and Minimum Prices at Which Treasury Shares May Be Re-issued Off-market | Management | For | For |
| UNIQURE N.V. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: QURE SECURITY ID: N90064101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Management Board | Management | For | For |
| 3a | Re-Elect Philip Astley-Sparke as Director | Management | For | For |
| 3b | Elect Robert Gut as Director | Management | For | For |
| 3c | Elect David Meek as Director | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Designate Board As Competent Body to Issue Shares and Options and to Exclude Preemptive Rights Under Omnibus Stock Plan | Management | For | Against |
| 6 | Approve Employee Stock Purchase Plan | Management | For | For |
| 7 | Grant Board Authority to Issue Shares Up To 19.9 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 04, 2018 | ||||
| TICKER: UNH SECURITY ID: 91324P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Richard T. Burke | Management | For | For |
| 1c | Elect Director Timothy P. Flynn | Management | For | For |
| 1d | Elect Director Stephen J. Hemsley | Management | For | For |
| 1e | Elect Director Michele J. Hooper | Management | For | For |
| 1f | Elect Director F. William McNabb, III | Management | For | For |
| 1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director Kenneth I. Shine | Management | For | For |
| 1j | Elect Director David S. Wichmann | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 17, 2018 | ||||
| TICKER: VRTX SECURITY ID: 92532F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sangeeta N. Bhatia | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Leiden | Management | For | For |
| 1.3 | Elect Director Bruce I. Sachs | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Drug Pricing Increases | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| WRIGHT MEDICAL GROUP N.V. MEETING DATE: JUN 29, 2018 | ||||
| TICKER: WMGI SECURITY ID: N96617118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert J. Palmisano | Management | For | For |
| 1b | Elect Director David D. Stevens | Management | For | For |
| 1c | Elect Director Gary D. Blackford | Management | For | For |
| 1d | Elect Director J. Patrick Mackin | Management | For | For |
| 1e | Elect Director John L. Miclot | Management | For | For |
| 1f | Elect Director Kevin C. O'Boyle | Management | For | For |
| 1g | Elect Director Amy S. Paul | Management | For | For |
| 1h | Elect Director Richard F. Wallman | Management | For | For |
| 1i | Elect Director Elizabeth H. Weatherman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Ratify KPMG N.V. as Auditors | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| XENCOR, INC. MEETING DATE: JUN 26, 2018 | ||||
| TICKER: XNCR SECURITY ID: 98401F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director A. Bruce Montgomery | Management | For | For |
| 1.3 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.4 | Elect Director Kurt Gustafson | Management | For | For |
| 1.5 | Elect Director Yujiro S. Hata | Management | For | For |
| 1.6 | Elect Director Richard J. Ranieri | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT HEALTH CARE SERVICES PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACADIA HEALTHCARE COMPANY, INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: ACHC SECURITY ID: 00404A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director E. Perot Bissell | Management | For | For |
| 1.2 | Elect Director Vicky B. Gregg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AETNA INC. MEETING DATE: MAR 13, 2018 | ||||
| TICKER: AET SECURITY ID: 00817Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| AETNA INC. MEETING DATE: MAY 18, 2018 | ||||
| TICKER: AET SECURITY ID: 00817Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fernando Aguirre | Management | For | For |
| 1b | Elect Director Mark T. Bertolini | Management | For | For |
| 1c | Elect Director Frank M. Clark | Management | For | For |
| 1d | Elect Director Molly J. Coye | Management | For | For |
| 1e | Elect Director Roger N. Farah | Management | For | For |
| 1f | Elect Director Jeffrey E. Garten | Management | For | For |
| 1g | Elect Director Ellen M. Hancock | Management | For | For |
| 1h | Elect Director Richard J. Harrington | Management | For | For |
| 1i | Elect Director Edward J. Ludwig | Management | For | For |
| 1j | Elect Director Olympia J. Snowe | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4A | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 4B | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ALMOST FAMILY, INC. MEETING DATE: MAR 29, 2018 | ||||
| TICKER: AFAM SECURITY ID: 020409108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| AMEDISYS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: AMED SECURITY ID: 023436108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Linda J. Hall | Management | For | For |
| 1B | Elect Director Julie D. Klapstein | Management | For | For |
| 1C | Elect Director Paul B. Kusserow | Management | For | For |
| 1D | Elect Director Richard A. Lechleiter | Management | For | For |
| 1E | Elect Director Jake L. Netterville | Management | For | For |
| 1F | Elect Director Bruce D. Perkins | Management | For | For |
| 1G | Elect Director Jeffrey A. Rideout | Management | For | For |
| 1H | Elect Director Donald A. Washburn | Management | For | For |
| 1I | Elect Director Nathaniel M. Zilkha | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN RENAL ASSOCIATES HOLDINGS, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: ARA SECURITY ID: 029227105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Syed T. Kamal | Management | For | For |
| 1.2 | Elect Director Jared S. Hendricks | Management | For | For |
| 1.3 | Elect Director John M. Jureller | Management | For | For |
| 1.4 | Elect Director Susanne V. Clark | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| AMERISOURCEBERGEN CORPORATION MEETING DATE: MAR 01, 2018 | ||||
| TICKER: ABC SECURITY ID: 03073E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ornella Barra | Management | For | Against |
| 1.2 | Elect Director Steven H. Collis | Management | For | For |
| 1.3 | Elect Director Douglas R. Conant | Management | For | For |
| 1.4 | Elect Director D. Mark Durcan | Management | For | For |
| 1.5 | Elect Director Richard W. Gochnauer | Management | For | For |
| 1.6 | Elect Director Lon R. Greenberg | Management | For | For |
| 1.7 | Elect Director Jane E. Henney | Management | For | For |
| 1.8 | Elect Director Kathleen W. Hyle | Management | For | For |
| 1.9 | Elect Director Michael J. Long | Management | For | For |
| 1.10 | Elect Director Henry W. McGee | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 7 | Clawback of Incentive Payments | Shareholder | Against | Against |
| 8 | Report on Governance Measures Implemented Related to Opioids | Shareholder | Against | Against |
| ANTHEM, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: ANTM SECURITY ID: 036752103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lewis Hay, III | Management | For | For |
| 1b | Elect Director Julie A. Hill | Management | For | For |
| 1c | Elect Director Antonio F. Neri | Management | For | For |
| 1d | Elect Director Ramiro G. Peru | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Amend Bylaws - Call Special Meetings | Shareholder | Against | Against |
| BROOKDALE SENIOR LIVING INC. MEETING DATE: SEP 25, 2017 | ||||
| TICKER: BKD SECURITY ID: 112463104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Frank M. Bumstead | Management | For | For |
| 1B | Elect Director Daniel A. Decker | Management | For | For |
| 1C | Elect Director T. Andrew Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| CARDINAL HEALTH, INC. MEETING DATE: NOV 08, 2017 | ||||
| TICKER: CAH SECURITY ID: 14149Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Anderson | Management | For | For |
| 1.2 | Elect Director Colleen F. Arnold | Management | For | For |
| 1.3 | Elect Director George S. Barrett | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Calvin Darden | Management | For | For |
| 1.6 | Elect Director Bruce L. Downey | Management | For | For |
| 1.7 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1.8 | Elect Director Clayton M. Jones | Management | For | For |
| 1.9 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.10 | Elect Director Nancy Killefer | Management | For | For |
| 1.11 | Elect Director David P. King | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
| CENTENE CORPORATION MEETING DATE: APR 24, 2018 | ||||
| TICKER: CNC SECURITY ID: 15135B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Jessica L. Blume | Management | For | For |
| 1B | Elect Director Frederick H. Eppinger | Management | For | For |
| 1C | Elect Director David L. Steward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHEMED CORPORATION MEETING DATE: MAY 21, 2018 | ||||
| TICKER: CHE SECURITY ID: 16359R103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin J. McNamara | Management | For | For |
| 1.2 | Elect Director Joel F. Gemunder | Management | For | For |
| 1.3 | Elect Director Patrick P. Grace | Management | For | For |
| 1.4 | Elect Director Thomas C. Hutton | Management | For | For |
| 1.5 | Elect Director Walter L. Krebs | Management | For | For |
| 1.6 | Elect Director Andrea R. Lindell | Management | For | For |
| 1.7 | Elect Director Thomas P. Rice | Management | For | For |
| 1.8 | Elect Director Donald E. Saunders | Management | For | For |
| 1.9 | Elect Director George J. Walsh, III | Management | For | For |
| 1.10 | Elect Director Frank E. Wood | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| CIGNA CORPORATION MEETING DATE: APR 25, 2018 | ||||
| TICKER: CI SECURITY ID: 125509109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David M. Cordani | Management | For | For |
| 1.2 | Elect Director Eric J. Foss | Management | For | For |
| 1.3 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1.4 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.5 | Elect Director John M. Partridge | Management | For | For |
| 1.6 | Elect Director James E. Rogers | Management | For | For |
| 1.7 | Elect Director Eric C. Wiseman | Management | For | For |
| 1.8 | Elect Director Donna F. Zarcone | Management | For | For |
| 1.9 | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| CVS HEALTH CORPORATION MEETING DATE: MAR 13, 2018 | ||||
| TICKER: CVS SECURITY ID: 126650100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CVS HEALTH CORPORATION MEETING DATE: JUN 04, 2018 | ||||
| TICKER: CVS SECURITY ID: 126650100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Bracken | Management | For | For |
| 1b | Elect Director C. David Brown, II | Management | For | For |
| 1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Anne M. Finucane | Management | For | For |
| 1g | Elect Director Larry J. Merlo | Management | For | For |
| 1h | Elect Director Jean-Pierre Millon | Management | For | For |
| 1i | Elect Director Mary L. Schapiro | Management | For | For |
| 1j | Elect Director Richard J. Swift | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
| DIPLOMAT PHARMACY, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: DPLO SECURITY ID: 25456K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Dreyer | Management | For | For |
| 1.2 | Elect Director Philip R. Hagerman | Management | For | For |
| 1.3 | Elect Director Shawn C. Tomasello | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EVOLENT HEALTH, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: EVH SECURITY ID: 30050B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bruce Felt | Management | For | For |
| 1b | Elect Director Kenneth Samet | Management | For | For |
| 1c | Elect Director Cheryl Scott | Management | For | For |
| 1d | Elect Director Frank Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EXPRESS SCRIPTS HOLDING COMPANY MEETING DATE: MAY 10, 2018 | ||||
| TICKER: ESRX SECURITY ID: 30219G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Maura C. Breen | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director Elder Granger | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1g | Elect Director Frank Mergenthaler | Management | For | For |
| 1h | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1i | Elect Director Roderick A. Palmore | Management | For | For |
| 1j | Elect Director George Paz | Management | For | For |
| 1k | Elect Director William L. Roper | Management | For | For |
| 1l | Elect Director Seymour Sternberg | Management | For | For |
| 1m | Elect Director Timothy Wentworth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | For |
| 5 | Report on Measures Taken to Manage and Mitigate Cyber Risk | Shareholder | Against | Against |
| HCA HEALTHCARE, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: HCA SECURITY ID: 40412C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Milton Johnson | Management | For | For |
| 1b | Elect Director Robert J. Dennis | Management | For | For |
| 1c | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1d | Elect Director Thomas F. Frist, III | Management | For | For |
| 1e | Elect Director William R. Frist | Management | For | For |
| 1f | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1g | Elect Director Ann H. Lamont | Management | For | For |
| 1h | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1i | Elect Director Michael W. Michelson | Management | For | For |
| 1j | Elect Director Wayne J. Riley | Management | For | For |
| 1k | Elect Director John W. Rowe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HENRY SCHEIN, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: HSIC SECURITY ID: 806407102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barry J. Alperin | Management | For | For |
| 1b | Elect Director Gerald A. Benjamin | Management | For | For |
| 1c | Elect Director Stanley M. Bergman | Management | For | For |
| 1d | Elect Director James P. Breslawski | Management | For | For |
| 1e | Elect Director Paul Brons | Management | For | For |
| 1f | Elect Director Shira Goodman | Management | For | For |
| 1g | Elect Director Joseph L. Herring | Management | For | For |
| 1h | Elect Director Kurt P. Kuehn | Management | For | For |
| 1i | Elect Director Philip A. Laskawy | Management | For | For |
| 1j | Elect Director Anne H. Margulies | Management | For | For |
| 1k | Elect Director Mark E. Mlotek | Management | For | For |
| 1l | Elect Director Steven Paladino | Management | For | For |
| 1m | Elect Director Carol Raphael | Management | For | For |
| 1n | Elect Director E. Dianne Rekow | Management | For | For |
| 1o | Elect Director Bradley T. Sheares | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 4 | Amend Certificate of Incorporation | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| HUMANA INC. MEETING DATE: APR 19, 2018 | ||||
| TICKER: HUM SECURITY ID: 444859102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kurt J. Hilzinger | Management | For | For |
| 1b | Elect Director Frank J. Bisignano | Management | For | For |
| 1c | Elect Director Bruce D. Broussard | Management | For | For |
| 1d | Elect Director Frank A. D'Amelio | Management | For | For |
| 1e | Elect Director Karen B. DeSalvo | Management | For | For |
| 1f | Elect Director W. Roy Dunbar | Management | For | For |
| 1g | Elect Director David A. Jones, Jr. | Management | For | For |
| 1h | Elect Director William J. McDonald | Management | For | For |
| 1i | Elect Director William E. Mitchell | Management | For | For |
| 1j | Elect Director David B. Nash | Management | For | For |
| 1k | Elect Director James J. O'Brien | Management | For | For |
| 1l | Elect Director Marissa T. Peterson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LABORATORY CORPORATION OF AMERICA HOLDINGS MEETING DATE: MAY 10, 2018 | ||||
| TICKER: LH SECURITY ID: 50540R409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kerrii B. Anderson | Management | For | For |
| 1b | Elect Director Jean-Luc Belingard | Management | For | For |
| 1c | Elect Director D. Gary Gilliland | Management | For | For |
| 1d | Elect Director David P. King | Management | For | For |
| 1e | Elect Director Garheng Kong | Management | For | For |
| 1f | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 1g | Elect Director Peter M. Neupert | Management | For | For |
| 1h | Elect Director Richelle P. Parham | Management | For | For |
| 1i | Elect Director Adam H. Schechter | Management | For | For |
| 1j | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| LHC GROUP, INC. MEETING DATE: MAR 29, 2018 | ||||
| TICKER: LHCG SECURITY ID: 50187A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| LHC GROUP, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: LHCG SECURITY ID: 50187A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith G. Myers | Management | For | For |
| 1.2 | Elect Director Ronald T. Nixon | Management | For | For |
| 1.3 | Elect Director W. Earl Reed, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| MCKESSON CORPORATION MEETING DATE: JUL 26, 2017 | ||||
| TICKER: MCK SECURITY ID: 58155Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andy D. Bryant | Management | For | For |
| 1b | Elect Director N. Anthony Coles | Management | For | For |
| 1c | Elect Director John H. Hammergren | Management | For | For |
| 1d | Elect Director M. Christine Jacobs | Management | For | For |
| 1e | Elect Director Donald R. Knauss | Management | For | For |
| 1f | Elect Director Marie L. Knowles | Management | For | For |
| 1g | Elect Director Edward A. Mueller | Management | For | For |
| 1h | Elect Director Susan R. Salka | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| MOLINA HEALTHCARE, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: MOH SECURITY ID: 60855R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Garrey E. Carruthers | Management | For | For |
| 1B | Elect Director Daniel Cooperman | Management | For | For |
| 1C | Elect Director Richard M. Schapiro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Provide Proxy Access Right | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PREMIER, INC. MEETING DATE: DEC 01, 2017 | ||||
| TICKER: PINC SECURITY ID: 74051N102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric J. Bieber | Management | For | For |
| 1.2 | Elect Director Stephen R. D'Arcy | Management | For | For |
| 1.3 | Elect Director William B. Downey | Management | For | For |
| 1.4 | Elect Director Philip A. Incarnati | Management | For | For |
| 1.5 | Elect Director Marc D. Miller | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SARTORIUS STEDIM BIOTECH MEETING DATE: APR 03, 2018 | ||||
| TICKER: DIM SECURITY ID: F8005V210 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.46 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 313,000 | Management | For | For |
| 6 | Approve Compensation of Chairman and CEO | Management | For | For |
| 7 | Approve Remuneration Policy of Chairman and CEO | Management | For | Against |
| 8 | Reelect Anne-Marie Graffin as Director | Management | For | For |
| 9 | Reelect Susan Dexter as Director | Management | For | For |
| 10 | Ratify Appointment of Lothar Kappich as director | Management | For | For |
| 11 | Renew Appointment of Deloitte et Associes as Auditor | Management | For | For |
| 12 | Acknowledge End of Mandate of Beas as Alternate Auditor | Management | For | For |
| 13 | Authorize Repurchase of Up to 0.1 Percent of Issued Share Capital | Management | For | Against |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | Against |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | Against |
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 2 Million | Management | For | Against |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 20 | Authorize Capitalization of Reserves of Up to EUR 2 Million for Bonus Issue or Increase in Par Value | Management | For | Against |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 23, 2018 | ||||
| TICKER: SCI SECURITY ID: 817565104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony L. Coelho | Management | For | For |
| 1.2 | Elect Director Jakki L. Haussler | Management | For | For |
| 1.3 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.4 | Elect Director Marcus A. Watts | Management | For | For |
| 1.5 | Elect Director Edward E. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement in Certain Provisions of the Certificate of Incorporation and Bylaws | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement to Approve Business Combinations | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| SURGERY PARTNERS, INC. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: SGRY SECURITY ID: 86881A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Gordon | Management | For | For |
| 1.2 | Elect Director Clifford G. Adlerz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE PROVIDENCE SERVICE CORPORATION MEETING DATE: JUN 12, 2018 | ||||
| TICKER: PRSC SECURITY ID: 743815102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Todd J. Carter | Management | For | For |
| 1.2 | Elect Director Frank J. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| U.S. PHYSICAL THERAPY, INC. MEETING DATE: OCT 03, 2017 | ||||
| TICKER: USPH SECURITY ID: 90337L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerald L. Pullins | Management | For | Withhold |
| 1.2 | Elect Director Christopher J. Reading | Management | For | For |
| 1.3 | Elect Director Lawrance W. McAfee | Management | For | For |
| 1.4 | Elect Director Mark J. Brookner | Management | For | For |
| 1.5 | Elect Director Harry S. Chapman | Management | For | Withhold |
| 1.6 | Elect Director Bernard A. Harris, Jr. | Management | For | For |
| 1.7 | Elect Director Edward L. Kuntz | Management | For | For |
| 1.8 | Elect Director Reginald E. Swanson | Management | For | For |
| 1.9 | Elect Director Clayton K. Trier | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| U.S. PHYSICAL THERAPY, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: USPH SECURITY ID: 90337L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerald L. Pullins | Management | For | For |
| 1.2 | Elect Director Christopher J. Reading | Management | For | For |
| 1.3 | Elect Director Lawrance W. McAfee | Management | For | For |
| 1.4 | Elect Director Mark J. Brookner | Management | For | For |
| 1.5 | Elect Director Harry S. Chapman | Management | For | For |
| 1.6 | Elect Director Kathleen A. Gilmartin | Management | For | For |
| 1.7 | Elect Director Bernard A. Harris, Jr. | Management | For | For |
| 1.8 | Elect Director Edward L. Kuntz | Management | For | For |
| 1.9 | Elect Director Reginald E. Swanson | Management | For | For |
| 1.10 | Elect Director Clayton K. Trier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 04, 2018 | ||||
| TICKER: UNH SECURITY ID: 91324P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Richard T. Burke | Management | For | For |
| 1c | Elect Director Timothy P. Flynn | Management | For | For |
| 1d | Elect Director Stephen J. Hemsley | Management | For | For |
| 1e | Elect Director Michele J. Hooper | Management | For | For |
| 1f | Elect Director F. William McNabb, III | Management | For | For |
| 1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director Kenneth I. Shine | Management | For | For |
| 1j | Elect Director David S. Wichmann | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: UHS SECURITY ID: 913903100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2 | Adopt Proxy Access Right | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT INDUSTRIAL EQUIPMENT PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACUITY BRANDS, INC. MEETING DATE: JAN 05, 2018 | ||||
| TICKER: AYI SECURITY ID: 00508Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter C. Browning | Management | For | For |
| 1b | Elect Director G. Douglas Dillard, Jr. | Management | For | For |
| 1c | Elect Director Ray M. Robinson | Management | For | For |
| 1d | Elect Director Norman H. Wesley | Management | For | For |
| 1e | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify EY as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Report on Sustainability | Shareholder | Against | Against |
| AECOM MEETING DATE: FEB 28, 2018 | ||||
| TICKER: ACM SECURITY ID: 00766T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael S. Burke | Management | For | For |
| 1.2 | Elect Director James H. Fordyce | Management | For | For |
| 1.3 | Elect Director William H. Frist | Management | For | For |
| 1.4 | Elect Director Linda Griego | Management | For | For |
| 1.5 | Elect Director Robert J. Routs | Management | For | For |
| 1.6 | Elect Director Clarence T. Schmitz | Management | For | For |
| 1.7 | Elect Director Douglas W. Stotlar | Management | For | For |
| 1.8 | Elect Director Daniel R. Tishman | Management | For | For |
| 1.9 | Elect Director Janet C. Wolfenbarger | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| DEERE & COMPANY MEETING DATE: FEB 28, 2018 | ||||
| TICKER: DE SECURITY ID: 244199105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Vance D. Coffman | Management | For | For |
| 1c | Elect Director Alan C. Heuberger | Management | For | For |
| 1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1e | Elect Director Dipak C. Jain | Management | For | For |
| 1f | Elect Director Michael O. Johanns | Management | For | For |
| 1g | Elect Director Clayton M. Jones | Management | For | For |
| 1h | Elect Director Brian M. Krzanich | Management | For | For |
| 1i | Elect Director Gregory R. Page | Management | For | For |
| 1j | Elect Director Sherry M. Smith | Management | For | For |
| 1k | Elect Director Dmitri L. Stockton | Management | For | For |
| 1l | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| ELBIT SYSTEMS LTD. MEETING DATE: NOV 30, 2017 | ||||
| TICKER: ESLT SECURITY ID: M3760D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Michael Federmann as Director | Management | For | For |
| 1.2 | Reelect Rina Baum as Director | Management | For | For |
| 1.3 | Reelect Yoram Ben-Zeev as Director | Management | For | For |
| 1.4 | Reelect David Federmann as Director | Management | For | For |
| 1.5 | Reelect Dov Ninveh as Director | Management | For | For |
| 1.6 | Reelect Ehood (Udi) Nisan as Director | Management | For | For |
| 1.7 | Reelect Yuli Tamir as Director | Management | For | For |
| 2 | Approve Compensation of Directors | Management | For | For |
| 3 | Approve Insurance Framework Agreement | Management | For | For |
| 4 | Approve Indemnity Letter of Michael Federmann and David Federmann, controlling shareholders | Management | For | For |
| 5 | Reappoint Kost, Forer,Gabbay & Kasierer as Auditors | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| JOHNSON CONTROLS INTERNATIONAL PLC MEETING DATE: MAR 07, 2018 | ||||
| TICKER: JCI SECURITY ID: G51502105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael E. Daniels | Management | For | For |
| 1b | Elect Director W. Roy Dunbar | Management | For | For |
| 1c | Elect Director Brian Duperreault | Management | For | For |
| 1d | Elect Director Gretchen R. Haggerty | Management | For | For |
| 1e | Elect Director Simone Menne | Management | For | For |
| 1f | Elect Director George R. Oliver | Management | For | For |
| 1g | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
| 1h | Elect Director Jurgen Tinggren | Management | For | For |
| 1i | Elect Director Mark Vergnano | Management | For | For |
| 1j | Elect Director R. David Yost | Management | For | For |
| 1k | Elect Director John D. Young | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Market Purchases of Company Shares | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve the Directors' Authority to Allot Shares | Management | For | For |
| 7 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| 8a | Approve Cancellation of Share Premium Account | Management | For | For |
| 8b | Approve Amendment of Articles to Facilitate Capital Reduction | Management | For | For |
| PARKER-HANNIFIN CORPORATION MEETING DATE: OCT 25, 2017 | ||||
| TICKER: PH SECURITY ID: 701094104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lee C. Banks | Management | For | For |
| 1.2 | Elect Director Robert G. Bohn | Management | For | For |
| 1.3 | Elect Director Linda S. Harty | Management | For | For |
| 1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
| 1.5 | Elect Director Kevin A. Lobo | Management | For | For |
| 1.6 | Elect Director Klaus-Peter Muller | Management | For | For |
| 1.7 | Elect Director Candy M. Obourn | Management | For | For |
| 1.8 | Elect Director Joseph Scaminace | Management | For | For |
| 1.9 | Elect Director Wolfgang R. Schmitt | Management | For | For |
| 1.10 | Elect Director Ake Svensson | Management | For | For |
| 1.11 | Elect Director James R. Verrier | Management | For | For |
| 1.12 | Elect Director James L. Wainscott | Management | For | For |
| 1.13 | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| REXNORD CORPORATION MEETING DATE: JUL 27, 2017 | ||||
| TICKER: RXN SECURITY ID: 76169B102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas D. Christopoul | Management | For | For |
| 1.2 | Elect Director Paul W. Jones | Management | For | For |
| 1.3 | Elect Director John S. Stroup | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TRANSDIGM GROUP INCORPORATED MEETING DATE: MAR 20, 2018 | ||||
| TICKER: TDG SECURITY ID: 893641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Barr | Management | For | For |
| 1.2 | Elect Director William Dries | Management | For | For |
| 1.3 | Elect Director Mervin Dunn | Management | For | For |
| 1.4 | Elect Director Michael Graff | Management | For | For |
| 1.5 | Elect Director Sean Hennessy | Management | For | For |
| 1.6 | Elect Director W. Nicholas Howley | Management | For | For |
| 1.7 | Elect Director Raymond Laubenthal | Management | For | For |
| 1.8 | Elect Director Gary E. McCullough | Management | For | For |
| 1.9 | Elect Director Douglas Peacock | Management | For | For |
| 1.10 | Elect Director Robert Small | Management | For | For |
| 1.11 | Elect Director John Staer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT INDUSTRIALS PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| A. O. SMITH CORPORATION MEETING DATE: APR 09, 2018 | ||||
| TICKER: AOS SECURITY ID: 831865209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Greubel | Management | For | For |
| 1.2 | Elect Director Ilham Kadri | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACUITY BRANDS, INC. MEETING DATE: JAN 05, 2018 | ||||
| TICKER: AYI SECURITY ID: 00508Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter C. Browning | Management | For | For |
| 1b | Elect Director G. Douglas Dillard, Jr. | Management | For | For |
| 1c | Elect Director Ray M. Robinson | Management | For | For |
| 1d | Elect Director Norman H. Wesley | Management | For | For |
| 1e | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify EY as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Report on Sustainability | Shareholder | Against | Against |
| AECOM MEETING DATE: FEB 28, 2018 | ||||
| TICKER: ACM SECURITY ID: 00766T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael S. Burke | Management | For | For |
| 1.2 | Elect Director James H. Fordyce | Management | For | For |
| 1.3 | Elect Director William H. Frist | Management | For | For |
| 1.4 | Elect Director Linda Griego | Management | For | For |
| 1.5 | Elect Director Robert J. Routs | Management | For | For |
| 1.6 | Elect Director Clarence T. Schmitz | Management | For | For |
| 1.7 | Elect Director Douglas W. Stotlar | Management | For | For |
| 1.8 | Elect Director Daniel R. Tishman | Management | For | For |
| 1.9 | Elect Director Janet C. Wolfenbarger | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| AIR TRANSPORT SERVICES GROUP, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: ATSG SECURITY ID: 00922R105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Baudouin | Management | For | For |
| 1b | Elect Director Raymond E. Johns, Jr. | Management | For | For |
| 1c | Elect Director Joseph C. Hete | Management | For | For |
| 1d | Elect Director Randy D. Rademacher | Management | For | For |
| 1e | Elect Director J. Christopher Teets | Management | For | For |
| 1f | Elect Director Jeffrey J. Vorholt | Management | For | For |
| 2 | Approve Increase in Size of Board | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Adjourn Meeting | Management | For | For |
| ALLEGIANT TRAVEL COMPANY MEETING DATE: JUN 28, 2018 | ||||
| TICKER: ALGT SECURITY ID: 01748X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
| 1B | Elect Director Montie Brewer | Management | For | For |
| 1C | Elect Director Gary Ellmer | Management | For | For |
| 1D | Elect Director Linda A. Marvin | Management | For | For |
| 1E | Elect Director Charles W. Pollard | Management | For | For |
| 1F | Elect Director John Redmond | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ALLISON TRANSMISSION HOLDINGS, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: ALSN SECURITY ID: 01973R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stan A. Askren | Management | For | For |
| 1b | Elect Director Lawrence E. Dewey | Management | For | For |
| 1c | Elect Director David C. Everitt | Management | For | For |
| 1d | Elect Director Alvaro Garcia-Tunon | Management | For | For |
| 1e | Elect Director David S. Graziosi | Management | For | For |
| 1f | Elect Director William R. Harker | Management | For | For |
| 1g | Elect Director Richard P. Lavin | Management | For | For |
| 1h | Elect Director Thomas W. Rabaut | Management | For | For |
| 1i | Elect Director Richard V. Reynolds | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMETEK, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: AME SECURITY ID: 031100100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Elizabeth R. Varet | Management | For | For |
| 1b | Elect Director Dennis K. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AXON ENTERPRISE, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: AAXN SECURITY ID: 05464C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard H. Carmona | Management | For | For |
| 1.2 | Elect Director Bret Taylor | Management | For | For |
| 1.3 | Elect Director Julie Cullivan | Management | For | For |
| 2 | Approve Stock Option Plan Grants | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| AZUL S.A. MEETING DATE: APR 27, 2018 | ||||
| TICKER: AZUL4 SECURITY ID: P0R0AQ105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration of Company's Management | Management | For | Abstain |
| 2 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| AZUL S.A. MEETING DATE: APR 27, 2018 | ||||
| TICKER: AZUL4 SECURITY ID: P0R0AQ105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Commercial Partnership Contracts Between the Company and Aigle Azur SAS | Management | For | For |
| 2 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| BOMBARDIER INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: BBD.B SECURITY ID: 097751200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Beaudoin | Management | For | For |
| 1.2 | Elect Director Alain Bellemare | Management | For | For |
| 1.3 | Elect Director Joanne Bissonnette | Management | For | For |
| 1.4 | Elect Director J.R. Andre Bombardier | Management | For | For |
| 1.5 | Elect Director Martha Finn Brooks | Management | For | For |
| 1.6 | Elect Director Jean-Louis Fontaine | Management | For | For |
| 1.7 | Elect Director Diane Giard | Management | For | For |
| 1.8 | Elect Director August W. Henningsen | Management | For | For |
| 1.9 | Elect Director Pierre Marcouiller | Management | For | For |
| 1.10 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.11 | Elect Director Vikram Pandit | Management | For | For |
| 1.12 | Elect Director Carlos E. Represas | Management | For | For |
| 1.13 | Elect Director Antony N. Tyler | Management | For | For |
| 1.14 | Elect Director Beatrice Weder di Mauro | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1 : Provide Response on Say-on-Pay Results | Shareholder | Against | Against |
| 5 | SP 2 : Independence of Compensation Advisors | Shareholder | Against | Against |
| 6 | SP 3 : Separate Disclosure of Voting Results by Class of Shares | Shareholder | Against | Against |
| 7 | SP 4 : Adopt a Policy Regarding Severance Payments for Senior Executives in the Event of a Change of Control | Shareholder | Against | Against |
| 8 | SP 5: Approve Annual Disclosure of Lobbying-Related Matters | Shareholder | Against | Against |
| BUNZL PLC MEETING DATE: APR 18, 2018 | ||||
| TICKER: BNZL SECURITY ID: G16968110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Philip Rogerson as Director | Management | For | For |
| 4 | Re-elect Frank van Zanten as Director | Management | For | For |
| 5 | Re-elect Patrick Larmon as Director | Management | For | For |
| 6 | Re-elect Brian May as Director | Management | For | For |
| 7 | Re-elect Eugenia Ulasewicz as Director | Management | For | For |
| 8 | Re-elect Jean-Charles Pauze as Director | Management | For | For |
| 9 | Re-elect Vanda Murray as Director | Management | For | For |
| 10 | Re-elect Lloyd Pitchford as Director | Management | For | For |
| 11 | Elect Stephan Nanninga as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| CATERPILLAR INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: CAT SECURITY ID: 149123101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
| 1.2 | Elect Director David L. Calhoun | Management | For | For |
| 1.3 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.4 | Elect Director Juan Gallardo | Management | For | For |
| 1.5 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.6 | Elect Director William A. Osborn | Management | For | For |
| 1.7 | Elect Director Debra L. Reed | Management | For | For |
| 1.8 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director D. James Umpleby, III | Management | For | For |
| 1.11 | Elect Director Miles D. White | Management | For | For |
| 1.12 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 5 | Amend Compensation Clawback Policy | Shareholder | Against | Against |
| 6 | Require Director Nominee with Human Rights Experience | Shareholder | Against | Against |
| CINTAS CORPORATION MEETING DATE: OCT 17, 2017 | ||||
| TICKER: CTAS SECURITY ID: 172908105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerald S. Adolph | Management | For | For |
| 1b | Elect Director John F. Barrett | Management | For | For |
| 1c | Elect Director Melanie W. Barstad | Management | For | For |
| 1d | Elect Director Robert E. Coletti | Management | For | For |
| 1e | Elect Director Richard T. Farmer | Management | For | For |
| 1f | Elect Director Scott D. Farmer | Management | For | For |
| 1g | Elect Director James J. Johnson | Management | For | For |
| 1h | Elect Director Joseph Scaminace | Management | For | For |
| 1i | Elect Director Ronald W. Tysoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DEERE & COMPANY MEETING DATE: FEB 28, 2018 | ||||
| TICKER: DE SECURITY ID: 244199105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Vance D. Coffman | Management | For | For |
| 1c | Elect Director Alan C. Heuberger | Management | For | For |
| 1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1e | Elect Director Dipak C. Jain | Management | For | For |
| 1f | Elect Director Michael O. Johanns | Management | For | For |
| 1g | Elect Director Clayton M. Jones | Management | For | For |
| 1h | Elect Director Brian M. Krzanich | Management | For | For |
| 1i | Elect Director Gregory R. Page | Management | For | For |
| 1j | Elect Director Sherry M. Smith | Management | For | For |
| 1k | Elect Director Dmitri L. Stockton | Management | For | For |
| 1l | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| DELTA AIR LINES, INC. MEETING DATE: JUN 29, 2018 | ||||
| TICKER: DAL SECURITY ID: 247361702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward H. Bastian | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Daniel A. Carp | Management | For | For |
| 1d | Elect Director Ashton B. Carter | Management | For | For |
| 1e | Elect Director David G. DeWalt | Management | For | For |
| 1f | Elect Director William H. Easter, III | Management | For | For |
| 1g | Elect Director Michael P. Huerta | Management | For | For |
| 1h | Elect Director Jeanne P. Jackson | Management | For | For |
| 1i | Elect Director George N. Mattson | Management | For | For |
| 1j | Elect Director Douglas R. Ralph | Management | For | For |
| 1k | Elect Director Sergio A. L. Rial | Management | For | For |
| 1l | Elect Director Kathy N. Waller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DYCOM INDUSTRIES, INC. MEETING DATE: NOV 21, 2017 | ||||
| TICKER: DY SECURITY ID: 267475101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dwight B. Duke | Management | For | For |
| 1b | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| ELBIT SYSTEMS LTD. MEETING DATE: NOV 30, 2017 | ||||
| TICKER: ESLT SECURITY ID: M3760D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Michael Federmann as Director | Management | For | For |
| 1.2 | Reelect Rina Baum as Director | Management | For | For |
| 1.3 | Reelect Yoram Ben-Zeev as Director | Management | For | For |
| 1.4 | Reelect David Federmann as Director | Management | For | For |
| 1.5 | Reelect Dov Ninveh as Director | Management | For | For |
| 1.6 | Reelect Ehood (Udi) Nisan as Director | Management | For | For |
| 1.7 | Reelect Yuli Tamir as Director | Management | For | For |
| 2 | Approve Compensation of Directors | Management | For | For |
| 3 | Approve Insurance Framework Agreement | Management | For | For |
| 4 | Approve Indemnity Letter of Michael Federmann and David Federmann, controlling shareholders | Management | For | For |
| 5 | Reappoint Kost, Forer,Gabbay & Kasierer as Auditors | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| ELBIT SYSTEMS LTD. MEETING DATE: APR 11, 2018 | ||||
| TICKER: ESLT SECURITY ID: M3760D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Approve CEO Grant of Options | Management | For | For |
| 3 | Approve CEO Grant of POCell Tech Ltd. Options | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| FLOWSERVE CORPORATION MEETING DATE: MAY 24, 2018 | ||||
| TICKER: FLS SECURITY ID: 34354P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Scott Rowe | Management | For | For |
| 1b | Elect Director Ruby R. Chandy | Management | For | For |
| 1c | Elect Director Leif E. Darner | Management | For | For |
| 1d | Elect Director Gayla J. Delly | Management | For | For |
| 1e | Elect Director Roger L. Fix | Management | For | For |
| 1f | Elect Director John R. Friedery | Management | For | For |
| 1g | Elect Director Joe E. Harlan | Management | For | For |
| 1h | Elect Director Rick J. Mills | Management | For | For |
| 1i | Elect Director David E. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt GHG Emissions Reduction Goals | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| FLUOR CORPORATION MEETING DATE: MAY 03, 2018 | ||||
| TICKER: FLR SECURITY ID: 343412102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Peter K. Barker | Management | For | For |
| 1B | Elect Director Alan M. Bennett | Management | For | For |
| 1C | Elect Director Rosemary T. Berkery | Management | For | For |
| 1D | Elect Director Peter J. Fluor | Management | For | For |
| 1E | Elect Director James T. Hackett | Management | For | For |
| 1F | Elect Director Samuel J. Locklear, III | Management | For | For |
| 1G | Elect Director Deborah D. McWhinney | Management | For | For |
| 1H | Elect Director Armando J. Olivera | Management | For | For |
| 1I | Elect Director Matthew K. Rose | Management | For | For |
| 1J | Elect Director David T. Seaton | Management | For | For |
| 1K | Elect Director Nader H. Sultan | Management | For | For |
| 1L | Elect Director Lynn C. Swann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Against |
| FORTIVE CORPORATION MEETING DATE: JUN 05, 2018 | ||||
| TICKER: FTV SECURITY ID: 34959J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Feroz Dewan | Management | For | For |
| 1B | Elect Director James A. Lico | Management | For | For |
| 2 | Ratify Ernst and Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| FORTUNE BRANDS HOME & SECURITY, INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: FBHS SECURITY ID: 34964C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ann F. Hackett | Management | For | For |
| 1b | Elect Director John G. Morikis | Management | For | For |
| 1c | Elect Director Ronald V. Waters, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GARDNER DENVER HOLDINGS, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: GDI SECURITY ID: 36555P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter M. Stavros | Management | For | For |
| 1b | Elect Director William E. Kassling | Management | For | For |
| 1c | Elect Director Michael V. Marn | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 02, 2018 | ||||
| TICKER: GD SECURITY ID: 369550108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James S. Crown | Management | For | For |
| 1b | Elect Director Rudy F. deLeon | Management | For | For |
| 1c | Elect Director Lester L. Lyles | Management | For | For |
| 1d | Elect Director Mark M. Malcolm | Management | For | For |
| 1e | Elect Director Phebe N. Novakovic | Management | For | For |
| 1f | Elect Director C. Howard Nye | Management | For | For |
| 1g | Elect Director William A. Osborn | Management | For | For |
| 1h | Elect Director Catherine B. Reynolds | Management | For | For |
| 1i | Elect Director Laura J. Schumacher | Management | For | For |
| 1j | Elect Director Peter A. Wall | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| GENERAL ELECTRIC COMPANY MEETING DATE: APR 25, 2018 | ||||
| TICKER: GE SECURITY ID: 369604103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sebastien M. Bazin | Management | For | For |
| 2 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 3 | Elect Director John J. Brennan | Management | For | For |
| 4 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 5 | Elect Director Francisco D'Souza | Management | For | For |
| 6 | Elect Director John L. Flannery | Management | For | For |
| 7 | Elect Director Edward P. Garden | Management | For | For |
| 8 | Elect Director Thomas W. Horton | Management | For | Against |
| 9 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 10 | Elect Director James J. Mulva | Management | For | For |
| 11 | Elect Director Leslie F. Seidman | Management | For | For |
| 12 | Elect Director James S. Tisch | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 14 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Ratify KPMG LLP as Auditors | Management | For | For |
| 16 | Require Independent Board Chairman | Shareholder | Against | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
| 19 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 20 | Report on Stock Buybacks | Shareholder | Against | Against |
| 21 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 23, 2018 | ||||
| TICKER: HON SECURITY ID: 438516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Darius Adamczyk | Management | For | For |
| 1B | Elect Director Duncan B. Angove | Management | For | For |
| 1C | Elect Director William S. Ayer | Management | For | For |
| 1D | Elect Director Kevin Burke | Management | For | For |
| 1E | Elect Director Jaime Chico Pardo | Management | For | For |
| 1F | Elect Director D. Scott Davis | Management | For | For |
| 1G | Elect Director Linnet F. Deily | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director George Paz | Management | For | For |
| 1L | Elect Director Robin L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| HUNTINGTON INGALLS INDUSTRIES, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: HII SECURITY ID: 446413106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip M. Bilden | Management | For | For |
| 1.2 | Elect Director Augustus L. Collins | Management | For | For |
| 1.3 | Elect Director Kirkland H. Donald | Management | For | For |
| 1.4 | Elect Director Thomas B. Fargo | Management | For | For |
| 1.5 | Elect Director Victoria D. Harker | Management | For | For |
| 1.6 | Elect Director Anastasia D. Kelly | Management | For | For |
| 1.7 | Elect Director C. Michael Petters | Management | For | For |
| 1.8 | Elect Director Thomas C. Schievelbein | Management | For | For |
| 1.9 | Elect Director John K. Welch | Management | For | For |
| 1.10 | Elect Director Stephen R. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| IDEX CORPORATION MEETING DATE: APR 25, 2018 | ||||
| TICKER: IEX SECURITY ID: 45167R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William M. Cook | Management | For | For |
| 1.2 | Elect Director Cynthia J. Warner | Management | For | For |
| 1.3 | Elect Director Mark A. Buthman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| IHS MARKIT LTD. MEETING DATE: APR 11, 2018 | ||||
| TICKER: INFO SECURITY ID: G47567105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dinyar S. Devitre | Management | For | For |
| 1.2 | Elect Director Nicoletta Giadrossi | Management | For | For |
| 1.3 | Elect Director Robert P. Kelly | Management | For | For |
| 1.4 | Elect Director Deborah Doyle McWhinney | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| INGERSOLL-RAND PLC MEETING DATE: JUN 07, 2018 | ||||
| TICKER: IR SECURITY ID: G47791101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kirk E. Arnold | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director John Bruton | Management | For | For |
| 1d | Elect Director Jared L. Cohon | Management | For | For |
| 1e | Elect Director Gary D. Forsee | Management | For | For |
| 1f | Elect Director Linda P. Hudson | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Myles P. Lee | Management | For | For |
| 1i | Elect Director Karen B. Peetz | Management | For | For |
| 1j | Elect Director John P. Surma | Management | For | For |
| 1k | Elect Director Richard J. Swift | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares | Management | For | For |
| 6 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| ITT INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: ITT SECURITY ID: 45073V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Orlando D. Ashford | Management | For | For |
| 1b | Elect Director Geraud Darnis | Management | For | For |
| 1c | Elect Director Donald DeFosset, Jr. | Management | For | For |
| 1d | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1e | Elect Director Christina A. Gold | Management | For | For |
| 1f | Elect Director Richard P. Lavin | Management | For | For |
| 1g | Elect Director Mario Longhi | Management | For | For |
| 1h | Elect Director Frank T. MacInnis | Management | For | For |
| 1i | Elect Director Rebecca A. McDonald | Management | For | For |
| 1j | Elect Director Timothy H. Powers | Management | For | For |
| 1k | Elect Director Denise L. Ramos | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| J.B. HUNT TRANSPORT SERVICES, INC. MEETING DATE: APR 19, 2018 | ||||
| TICKER: JBHT SECURITY ID: 445658107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Directors John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Adopt and Report on Science-Based GHG Emissions Reduction Targets | Shareholder | Against | Against |
| JELD-WEN HOLDING, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: JELD SECURITY ID: 47580P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kirk Hachigian | Management | For | For |
| 1.2 | Elect Director Anthony Munk | Management | For | For |
| 1.3 | Elect Director Steven Wynne | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| JOHNSON CONTROLS INTERNATIONAL PLC MEETING DATE: MAR 07, 2018 | ||||
| TICKER: JCI SECURITY ID: G51502105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael E. Daniels | Management | For | For |
| 1b | Elect Director W. Roy Dunbar | Management | For | For |
| 1c | Elect Director Brian Duperreault | Management | For | For |
| 1d | Elect Director Gretchen R. Haggerty | Management | For | For |
| 1e | Elect Director Simone Menne | Management | For | For |
| 1f | Elect Director George R. Oliver | Management | For | For |
| 1g | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
| 1h | Elect Director Jurgen Tinggren | Management | For | For |
| 1i | Elect Director Mark Vergnano | Management | For | For |
| 1j | Elect Director R. David Yost | Management | For | For |
| 1k | Elect Director John D. Young | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Market Purchases of Company Shares | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve the Directors' Authority to Allot Shares | Management | For | For |
| 7 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| 8a | Approve Cancellation of Share Premium Account | Management | For | For |
| 8b | Approve Amendment of Articles to Facilitate Capital Reduction | Management | For | For |
| KAR AUCTION SERVICES, INC. MEETING DATE: JUN 04, 2018 | ||||
| TICKER: KAR SECURITY ID: 48238T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Todd F. Bourell | Management | For | For |
| 1b | Elect Director Donna R. Ecton | Management | For | For |
| 1c | Elect Director James P. Hallett | Management | For | For |
| 1d | Elect Director Mark E. Hill | Management | For | For |
| 1e | Elect Director J. Mark Howell | Management | For | For |
| 1f | Elect Director Lynn Jolliffe | Management | For | For |
| 1g | Elect Director Michael T. Kestner | Management | For | For |
| 1h | Elect Director John P. Larson | Management | For | For |
| 1i | Elect Director Stephen E. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| KBR, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: KBR SECURITY ID: 48242W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Mark E. Baldwin | Management | For | For |
| 1B | Elect Director James R. Blackwell | Management | For | For |
| 1C | Elect Director Stuart J. B. Bradie | Management | For | For |
| 1D | Elect Director Loren K. Carroll | Management | For | For |
| 1E | Elect Director Umberto della Sala | Management | For | For |
| 1F | Elect Director Lester L. Lyles | Management | For | For |
| 1G | Elect Director Wendy M. Masiello | Management | For | For |
| 1H | Elect Director Jack B. Moore | Management | For | For |
| 1I | Elect Director Ann D. Pickard | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| LENNAR CORPORATION MEETING DATE: FEB 12, 2018 | ||||
| TICKER: LEN SECURITY ID: 526057104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| LENNAR CORPORATION MEETING DATE: APR 11, 2018 | ||||
| TICKER: LEN SECURITY ID: 526057104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. 'Tig' Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director Sidney Lapidus | Management | For | For |
| 1.6 | Elect Director Teri P. McClure | Management | For | For |
| 1.7 | Elect Director Stuart Miller | Management | For | For |
| 1.8 | Elect Director Armando Olivera | Management | For | For |
| 1.9 | Elect Director Donna Shalala | Management | For | For |
| 1.10 | Elect Director Scott D. Stowell | Management | For | For |
| 1.11 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Approve Conversion of Class B Stock | Shareholder | Against | Against |
| 6 | Establish Term Limits for Directors | Shareholder | Against | Against |
| LINCOLN ELECTRIC HOLDINGS, INC. MEETING DATE: APR 19, 2018 | ||||
| TICKER: LECO SECURITY ID: 533900106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Curtis E. Espeland | Management | For | For |
| 1.2 | Elect Director Stephen G. Hanks | Management | For | For |
| 1.3 | Elect Director Michael F. Hilton | Management | For | For |
| 1.4 | Elect Director G. Russell Lincoln | Management | For | For |
| 1.5 | Elect Director Kathryn Jo Lincoln | Management | For | For |
| 1.6 | Elect Director William E. MacDonald, III | Management | For | For |
| 1.7 | Elect Director Christopher L. Mapes | Management | For | For |
| 1.8 | Elect Director Phillip J. Mason | Management | For | For |
| 1.9 | Elect Director Hellene S. Runtagh | Management | For | For |
| 1.10 | Elect Director Ben P. Patel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LOWE'S COMPANIES, INC. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: LOW SECURITY ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director James H. Morgan | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Brian C. Rogers | Management | For | For |
| 1.11 | Elect Director Bertram L. Scott | Management | For | For |
| 1.12 | Elect Director Lisa W. Wardell | Management | For | For |
| 1.13 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| MASCO CORPORATION MEETING DATE: MAY 11, 2018 | ||||
| TICKER: MAS SECURITY ID: 574599106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark R. Alexander | Management | For | For |
| 1b | Elect Director Richard A. Manoogian | Management | For | For |
| 1c | Elect Director John C. Plant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MELROSE INDUSTRIES PLC MEETING DATE: MAY 10, 2018 | ||||
| TICKER: MRO SECURITY ID: G5973J178 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Christopher Miller as Director | Management | For | For |
| 5 | Re-elect David Roper as Director | Management | For | For |
| 6 | Re-elect Simon Peckham as Director | Management | For | For |
| 7 | Re-elect Geoffrey Martin as Director | Management | For | For |
| 8 | Re-elect Justin Dowley as Director | Management | For | For |
| 9 | Re-elect Liz Hewitt as Director | Management | For | For |
| 10 | Re-elect David Lis as Director | Management | For | For |
| 11 | Elect Archie Kane as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| MSC INDUSTRIAL DIRECT CO., INC. MEETING DATE: JAN 25, 2018 | ||||
| TICKER: MSM SECURITY ID: 553530106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mitchell Jacobson | Management | For | For |
| 1.2 | Elect Director Erik Gershwind | Management | For | For |
| 1.3 | Elect Director Jonathan Byrnes | Management | For | For |
| 1.4 | Elect Director Roger Fradin | Management | For | For |
| 1.5 | Elect Director Louise Goeser | Management | For | For |
| 1.6 | Elect Director Michael Kaufmann | Management | For | For |
| 1.7 | Elect Director Denis Kelly | Management | For | For |
| 1.8 | Elect Director Steven Paladino | Management | For | For |
| 1.9 | Elect Director Philip Peller | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NORDSON CORPORATION MEETING DATE: FEB 27, 2018 | ||||
| TICKER: NDSN SECURITY ID: 655663102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arthur L. George, Jr. | Management | For | For |
| 1.2 | Elect Director Michael F. Hilton | Management | For | For |
| 1.3 | Elect Director Frank M. Jaehnert | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NORFOLK SOUTHERN CORPORATION MEETING DATE: MAY 10, 2018 | ||||
| TICKER: NSC SECURITY ID: 655844108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Daniel A. Carp | Management | For | For |
| 1d | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 1e | Elect Director Marcela E. Donadio | Management | For | For |
| 1f | Elect Director Steven F. Leer | Management | For | For |
| 1g | Elect Director Michael D. Lockhart | Management | For | For |
| 1h | Elect Director Amy E. Miles | Management | For | For |
| 1i | Elect Director Martin H. Nesbitt | Management | For | For |
| 1j | Elect Director Jennifer F. Scanlon | Management | For | For |
| 1k | Elect Director James A. Squires | Management | For | For |
| 1l | Elect Director John R. Thompson | Management | For | For |
| 2 | Ratify KPMG LLPas Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: NOC SECURITY ID: 666807102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wesley G. Bush | Management | For | For |
| 1.2 | Elect Director Marianne C. Brown | Management | For | For |
| 1.3 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.4 | Elect Director Ann M. Fudge | Management | For | For |
| 1.5 | Elect Director Bruce S. Gordon | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Gary Roughead | Management | For | For |
| 1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.11 | Elect Director James S. Turley | Management | For | For |
| 1.12 | Elect Director Mark A. Welsh, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| OLD DOMINION FREIGHT LINE, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: ODFL SECURITY ID: 679580100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Earl E. Congdon | Management | For | For |
| 1.2 | Elect Director David S. Congdon | Management | For | For |
| 1.3 | Elect Director Sherry A. Aaholm | Management | For | For |
| 1.4 | Elect Director John R. Congdon, Jr. | Management | For | For |
| 1.5 | Elect Director Robert G. Culp, III | Management | For | For |
| 1.6 | Elect Director Bradley R. Gabosch | Management | For | For |
| 1.7 | Elect Director Greg C. Gantt | Management | For | For |
| 1.8 | Elect Director Patrick D. Hanley | Management | For | For |
| 1.9 | Elect Director John D. Kasarda | Management | For | For |
| 1.10 | Elect Director Leo H. Suggs | Management | For | For |
| 1.11 | Elect Director D. Michael Wray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PARKER-HANNIFIN CORPORATION MEETING DATE: OCT 25, 2017 | ||||
| TICKER: PH SECURITY ID: 701094104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lee C. Banks | Management | For | For |
| 1.2 | Elect Director Robert G. Bohn | Management | For | For |
| 1.3 | Elect Director Linda S. Harty | Management | For | For |
| 1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
| 1.5 | Elect Director Kevin A. Lobo | Management | For | For |
| 1.6 | Elect Director Klaus-Peter Muller | Management | For | For |
| 1.7 | Elect Director Candy M. Obourn | Management | For | For |
| 1.8 | Elect Director Joseph Scaminace | Management | For | For |
| 1.9 | Elect Director Wolfgang R. Schmitt | Management | For | For |
| 1.10 | Elect Director Ake Svensson | Management | For | For |
| 1.11 | Elect Director James R. Verrier | Management | For | For |
| 1.12 | Elect Director James L. Wainscott | Management | For | For |
| 1.13 | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| RAYTHEON COMPANY MEETING DATE: MAY 31, 2018 | ||||
| TICKER: RTN SECURITY ID: 755111507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tracy A. Atkinson | Management | For | For |
| 1b | Elect Director Robert E. Beauchamp | Management | For | For |
| 1c | Elect Director Adriane M. Brown | Management | For | For |
| 1d | Elect Director Vernon E. Clark | Management | For | For |
| 1e | Elect Director Stephen J. Hadley | Management | For | For |
| 1f | Elect Director Thomas A. Kennedy | Management | For | For |
| 1g | Elect Director Letitia A. Long | Management | For | For |
| 1h | Elect Director George R. Oliver | Management | For | For |
| 1i | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1j | Elect Director William R. Spivey | Management | For | For |
| 1k | Elect Director James A. Winnefeld, Jr. | Management | For | For |
| 1l | Elect Director Robert O. Work | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| REXNORD CORPORATION MEETING DATE: JUL 27, 2017 | ||||
| TICKER: RXN SECURITY ID: 76169B102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas D. Christopoul | Management | For | For |
| 1.2 | Elect Director Paul W. Jones | Management | For | For |
| 1.3 | Elect Director John S. Stroup | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ROBERT HALF INTERNATIONAL INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: RHI SECURITY ID: 770323103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.2 | Elect Director Marc H. Morial | Management | For | For |
| 1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.4 | Elect Director Robert J. Pace | Management | For | For |
| 1.5 | Elect Director Frederick A. Richman | Management | For | For |
| 1.6 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SMC CORP. MEETING DATE: JUN 27, 2018 | ||||
| TICKER: 6273 SECURITY ID: J75734103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 200 | Management | For | For |
| 2.1 | Elect Director Takada, Yoshiyuki | Management | For | For |
| 2.2 | Elect Director Maruyama, Katsunori | Management | For | For |
| 2.3 | Elect Director Usui, Ikuji | Management | For | For |
| 2.4 | Elect Director Kosugi, Seiji | Management | For | For |
| 2.5 | Elect Director Satake, Masahiko | Management | For | For |
| 2.6 | Elect Director Kuwahara, Osamu | Management | For | For |
| 2.7 | Elect Director Takada, Yoshiki | Management | For | For |
| 2.8 | Elect Director Ohashi, Eiji | Management | For | For |
| 2.9 | Elect Director Kaizu, Masanobu | Management | For | For |
| 2.10 | Elect Director Kagawa, Toshiharu | Management | For | For |
| SNAP-ON INCORPORATED MEETING DATE: APR 26, 2018 | ||||
| TICKER: SNA SECURITY ID: 833034101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David C. Adams | Management | For | For |
| 1.2 | Elect Director Karen L. Daniel | Management | For | For |
| 1.3 | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1.4 | Elect Director James P. Holden | Management | For | For |
| 1.5 | Elect Director Nathan J. Jones | Management | For | For |
| 1.6 | Elect Director Henry W. Knueppel | Management | For | For |
| 1.7 | Elect Director W. Dudley Lehman | Management | For | For |
| 1.8 | Elect Director Nicholas T. Pinchuk | Management | For | For |
| 1.9 | Elect Director Gregg M. Sherrill | Management | For | For |
| 1.10 | Elect Director Donald J. Stebbins | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SOUTHWEST AIRLINES CO. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: LUV SECURITY ID: 844741108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Thomas W. Gilligan | Management | For | For |
| 1g | Elect Director Gary C. Kelly | Management | For | For |
| 1h | Elect Director Grace D. Lieblein | Management | For | For |
| 1i | Elect Director Nancy B. Loeffler | Management | For | For |
| 1j | Elect Director John T. Montford | Management | For | For |
| 1k | Elect Director Ron Ricks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| SPIRIT AEROSYSTEMS HOLDINGS, INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: SPR SECURITY ID: 848574109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles Chadwell | Management | For | For |
| 1b | Elect Director Irene M. Esteves | Management | For | For |
| 1c | Elect Director Paul Fulchino | Management | For | For |
| 1d | Elect Director Thomas C. Gentile, III | Management | For | For |
| 1e | Elect Director Richard Gephardt | Management | For | For |
| 1f | Elect Director Robert Johnson | Management | For | For |
| 1g | Elect Director Ronald T. Kadish | Management | For | For |
| 1h | Elect Director John Plueger | Management | For | For |
| 1i | Elect Director Laura Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Reduction of Threshold to Call Special Meetings to 25% of Outstanding Shares | Management | For | For |
| 5 | Approve Reduction of Threshold to Call Special Meetings to 10% of Outstanding Shares | Shareholder | Against | Against |
| SPIRIT AIRLINES, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: SAVE SECURITY ID: 848577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert D. Johnson | Management | For | For |
| 1.2 | Elect Director Barclay G. Jones, III | Management | For | For |
| 1.3 | Elect Director Dawn M. Zier | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 25, 2018 | ||||
| TICKER: TDY SECURITY ID: 879360105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Simon M. Lorne | Management | For | For |
| 1.2 | Elect Director Paul D. Miller | Management | For | For |
| 1.3 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE BOEING COMPANY MEETING DATE: APR 30, 2018 | ||||
| TICKER: BA SECURITY ID: 097023105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert A. Bradway | Management | For | For |
| 1b | Elect Director David L. Calhoun | Management | For | For |
| 1c | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1f | Elect Director Lynn J. Good | Management | For | For |
| 1g | Elect Director Lawrence W. Kellner | Management | For | For |
| 1h | Elect Director Caroline B. Kennedy | Management | For | For |
| 1i | Elect Director Edward M. Liddy | Management | For | For |
| 1j | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1k | Elect Director Susan C. Schwab | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 1m | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Require Shareholder Approval to Increase Board Size to More Than 14 | Shareholder | Against | Against |
| THE WEIR GROUP PLC MEETING DATE: APR 26, 2018 | ||||
| TICKER: WEIR SECURITY ID: G95248137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Approve Share Reward Plan | Management | For | For |
| 6 | Approve All-Employee Share Ownership Plan | Management | For | For |
| 7 | Elect Clare Chapman as Director | Management | For | For |
| 8 | Elect Barbara Jeremiah as Director | Management | For | For |
| 9 | Elect Stephen Young as Director | Management | For | For |
| 10 | Re-elect Charles Berry as Director | Management | For | For |
| 11 | Re-elect Jon Stanton as Director | Management | For | For |
| 12 | Re-elect John Heasley as Director | Management | For | For |
| 13 | Re-elect Mary Jo Jacobi as Director | Management | For | For |
| 14 | Re-elect Sir Jim McDonald as Director | Management | For | For |
| 15 | Re-elect Richard Menell as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| TPI COMPOSITES, INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: TPIC SECURITY ID: 87266J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul G. Giovacchini | Management | For | For |
| 1.2 | Elect Director Michael L. DeRosa | Management | For | For |
| 1.3 | Elect Director Jayshree S. Desai | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| TRANSDIGM GROUP INCORPORATED MEETING DATE: MAR 20, 2018 | ||||
| TICKER: TDG SECURITY ID: 893641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Barr | Management | For | For |
| 1.2 | Elect Director William Dries | Management | For | For |
| 1.3 | Elect Director Mervin Dunn | Management | For | For |
| 1.4 | Elect Director Michael Graff | Management | For | For |
| 1.5 | Elect Director Sean Hennessy | Management | For | For |
| 1.6 | Elect Director W. Nicholas Howley | Management | For | For |
| 1.7 | Elect Director Raymond Laubenthal | Management | For | For |
| 1.8 | Elect Director Gary E. McCullough | Management | For | For |
| 1.9 | Elect Director Douglas Peacock | Management | For | For |
| 1.10 | Elect Director Robert Small | Management | For | For |
| 1.11 | Elect Director John Staer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TRI POINTE GROUP, INC. MEETING DATE: APR 27, 2018 | ||||
| TICKER: TPH SECURITY ID: 87265H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas F. Bauer | Management | For | For |
| 1.2 | Elect Director Lawrence B. Burrows | Management | For | For |
| 1.3 | Elect Director Daniel S. Fulton | Management | For | For |
| 1.4 | Elect Director Steven J. Gilbert | Management | For | For |
| 1.5 | Elect Director Constance B. Moore | Management | For | For |
| 1.6 | Elect Director Thomas B. Rogers | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UNION PACIFIC CORPORATION MEETING DATE: MAY 10, 2018 | ||||
| TICKER: UNP SECURITY ID: 907818108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1b | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Lance M. Fritz | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Jane H. Lute | Management | For | For |
| 1g | Elect Director Michael R. McCarthy | Management | For | For |
| 1h | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1i | Elect Director Bhavesh V. Patel | Management | For | For |
| 1j | Elect Director Jose H. Villarreal | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 30, 2018 | ||||
| TICKER: UTX SECURITY ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1b | Elect Director Diane M. Bryant | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1e | Elect Director Gregory J. Hayes | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Marshall O. Larsen | Management | For | For |
| 1h | Elect Director Harold W. McGraw, III | Management | For | For |
| 1i | Elect Director Margaret L. O'Sullivan | Management | For | For |
| 1j | Elect Director Fredric G. Reynolds | Management | For | For |
| 1k | Elect Director Brian C. Rogers | Management | For | For |
| 1l | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| UNIVAR INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: UNVR SECURITY ID: 91336L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rhonda Germany Ballintyn | Management | For | For |
| 1.2 | Elect Director Richard P. Fox | Management | For | For |
| 1.3 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.4 | Elect Director Christopher D. Pappas | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Provide Proxy Access Right | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WABCO HOLDINGS INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: WBC SECURITY ID: 92927K102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Paul L. Montupet | Management | For | For |
| 1.2 | Elect Director D. Nick Reilly | Management | For | For |
| 1.3 | Elect Director Michael T. Smith | Management | For | For |
| 2 | Ratify Ernst & Young Bedrijfsrevisoren BCVBA/Reviseurs d'Entreprises SCCRL as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| WASTE CONNECTIONS, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: WCN SECURITY ID: 94106B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 1.2 | Elect Director Robert H. Davis | Management | For | For |
| 1.3 | Elect Director Edward E. "Ned" Guillet | Management | For | For |
| 1.4 | Elect Director Michael W. Harlan | Management | For | For |
| 1.5 | Elect Director Larry S. Hughes | Management | For | For |
| 1.6 | Elect Director Susan "Sue" Lee | Management | For | For |
| 1.7 | Elect Director William J. Razzouk | Management | For | For |
| 2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION MEETING DATE: MAY 15, 2018 | ||||
| TICKER: WAB SECURITY ID: 929740108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Erwan Faiveley | Management | For | For |
| 1.2 | Elect Director Linda S. Harty | Management | For | For |
| 1.3 | Elect Director Brian P. Hehir | Management | For | For |
| 1.4 | Elect Director Michael W.D. Howell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| XPO LOGISTICS, INC. MEETING DATE: DEC 20, 2017 | ||||
| TICKER: XPO SECURITY ID: 983793100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| XPO LOGISTICS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: XPO SECURITY ID: 983793100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley S. Jacobs | Management | For | For |
| 1.2 | Elect Director Gena L. Ashe | Management | For | For |
| 1.3 | Elect Director AnnaMaria DeSalva | Management | For | For |
| 1.4 | Elect Director Michael G. Jesselson | Management | For | For |
| 1.5 | Elect Director Adrian P. Kingshott | Management | For | For |
| 1.6 | Elect Director Jason D. Papastavrou | Management | For | For |
| 1.7 | Elect Director Oren G. Shaffer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Sustainability | Shareholder | Against | For |
| 6 | Clawback of Incentive Payments | Shareholder | Against | Against |
| XYLEM INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: XYL SECURITY ID: 98419M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
| 1b | Elect Director Curtis J. Crawford | Management | For | For |
| 1c | Elect Director Patrick K. Decker | Management | For | For |
| 1d | Elect Director Robert F. Friel | Management | For | For |
| 1e | Elect Director Victoria D. Harker | Management | For | For |
| 1f | Elect Director Sten E. Jakobsson | Management | For | For |
| 1g | Elect Director Steven R. Loranger | Management | For | For |
| 1h | Elect Director Surya N. Mohapatra | Management | For | For |
| 1i | Elect Director Jerome A. Peribere | Management | For | For |
| 1j | Elect Director Markos I. Tambakeras | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT INSURANCE PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AFLAC INCORPORATED MEETING DATE: MAY 07, 2018 | ||||
| TICKER: AFL SECURITY ID: 001055102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel P. Amos | Management | For | For |
| 1b | Elect Director W. Paul Bowers | Management | For | For |
| 1c | Elect Director Toshihiko Fukuzawa | Management | For | For |
| 1d | Elect Director Douglas W. Johnson | Management | For | For |
| 1e | Elect Director Robert B. Johnson | Management | For | For |
| 1f | Elect Director Thomas J. Kenny | Management | For | For |
| 1g | Elect Director Karole F. Lloyd | Management | For | For |
| 1h | Elect Director Joseph L. Moskowitz | Management | For | For |
| 1i | Elect Director Barbara K. Rimer | Management | For | For |
| 1j | Elect Director Katherine T. Rohrer | Management | For | For |
| 1k | Elect Director Melvin T. Stith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: AIG SECURITY ID: 026874784 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Don Cornwell | Management | For | For |
| 1b | Elect Director Brian Duperreault | Management | For | For |
| 1c | Elect Director John H. Fitzpatrick | Management | For | For |
| 1d | Elect Director William G. Jurgensen | Management | For | For |
| 1e | Elect Director Christopher S. Lynch | Management | For | For |
| 1f | Elect Director Henry S. Miller | Management | For | For |
| 1g | Elect Director Linda A. Mills | Management | For | For |
| 1h | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1i | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1j | Elect Director Douglas M. Steenland | Management | For | For |
| 1k | Elect Director Theresa M. Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMTRUST FINANCIAL SERVICES, INC. MEETING DATE: JUN 21, 2018 | ||||
| TICKER: AFSI SECURITY ID: 032359309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy Card | ||||
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Proxy Card) | ||||
| 1 | Approve Merger Agreement | Management | Against | Did Not Vote |
| 2 | Adjourn Meeting | Management | Against | Did Not Vote |
| AON PLC MEETING DATE: JUN 22, 2018 | ||||
| TICKER: AON SECURITY ID: G0408V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lester B. Knight | Management | For | For |
| 1.2 | Elect Director Gregory C. Case | Management | For | For |
| 1.3 | Elect Director Jin-Yong Cai | Management | For | For |
| 1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1.5 | Elect Director Fulvio Conti | Management | For | For |
| 1.6 | Elect Director Cheryl A. Francis | Management | For | For |
| 1.7 | Elect Director J. Michael Losh | Management | For | For |
| 1.8 | Elect Director Richard B. Myers | Management | For | For |
| 1.9 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.10 | Elect Director Gloria Santona | Management | For | For |
| 1.11 | Elect Director Carolyn Y. Woo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Aon's U.K. Statutory Auditor | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Shares for Market Purchase | Management | For | For |
| 9 | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Management | For | For |
| 10 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| 11 | Approve Political Donations | Management | For | For |
| ARCH CAPITAL GROUP LTD. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: ACGL SECURITY ID: G0450A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eric W. Doppstadt | Management | For | For |
| 1b | Elect Director Laurie S. Goodman | Management | For | For |
| 1c | Elect Director Constantine Iordanou | Management | For | For |
| 1d | Elect Director John M. Pasquesi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Stock Split | Management | For | For |
| 6a | Elect Director Robert Appleby as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6b | Elect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6c | Elect Director Stephen Bashford as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6d | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6e | Elect Director Ian Britchfield as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6f | Elect Director Pierre-Andre Camps as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6g | Elect Director Chung Foo Choy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6h | Elect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6i | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6j | Elect Director Michael Constantinides as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6k | Elect Director Stephen J. Curley as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6l | Elect Director Nick Denniston as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6m | Elect Director Christopher A. Edwards as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6n | Elect Director Seamus Fearon as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6o | Elect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6p | Elect Director Beau H. Franklin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6q | Elect Director Giuliano Giovannetti as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6r | Elect Director Michael Hammer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6s | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6t | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6u | Elect Director Jason Kittinger as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6v | Elect Director Gerald Konig as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6w | Elect Director Jean-Philippe Latour as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6x | Elect Director Lino Leoni as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6y | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6z | Elect Director Patrick Mailloux as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6aa | Elect Director Paul Martin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6ab | Elect Director Robert McDowell as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6ac | Elect Director David H. McElroy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6ad | Elect Director Francois Morin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6ae | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6af | Elect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6ag | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6ah | Elect Director Michael Price as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6ai | Elect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6aj | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6ak | Elect Director Andrew T. Rippert as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6al | Elect Director Arthur Scace as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6am | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6an | Elect Director Matthew Shulman as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6ao | Elect Director William A. Soares as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6ap | Elect Director Patrick Storey as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6aq | Elect Director Hugh Sturgess as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6ar | Elect Director Ross Totten as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 6as | Elect Director Gerald Wolfe as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| ARGO GROUP INTERNATIONAL HOLDINGS, LTD. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: AGII SECURITY ID: G0464B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hector De Leon | Management | For | For |
| 1b | Elect Director Mural R. Josephson | Management | For | For |
| 1c | Elect Director Dymphna A. Lehane | Management | For | For |
| 1d | Elect Director Gary V. Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ARTHUR J. GALLAGHER & CO. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: AJG SECURITY ID: 363576109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director William L. Bax | Management | For | For |
| 1c | Elect Director D. John Coldman | Management | For | For |
| 1d | Elect Director Frank E. English, Jr. | Management | For | For |
| 1e | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
| 1f | Elect Director Elbert O. Hand | Management | For | For |
| 1g | Elect Director David S. Johnson | Management | For | For |
| 1h | Elect Director Kay W. McCurdy | Management | For | For |
| 1i | Elect Director Ralph J. Nicoletti | Management | For | For |
| 1j | Elect Director Norman L. Rosenthal | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ASPEN INSURANCE HOLDINGS LIMITED MEETING DATE: MAY 02, 2018 | ||||
| TICKER: AHL SECURITY ID: G05384105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glyn Jones | Management | For | For |
| 1.2 | Elect Director Gary Gregg | Management | For | For |
| 1.3 | Elect Director Bret Pearlman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ASSURED GUARANTY LTD. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: AGO SECURITY ID: G0585R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francisco L. Borges | Management | For | For |
| 1b | Elect Director G. Lawrence Buhl | Management | For | For |
| 1c | Elect Director Dominic J. Frederico | Management | For | For |
| 1d | Elect Director Bonnie L. Howard | Management | For | For |
| 1e | Elect Director Thomas W. Jones | Management | For | For |
| 1f | Elect Director Patrick W. Kenny | Management | For | For |
| 1g | Elect Director Alan J. Kreczko | Management | For | For |
| 1h | Elect Director Simon W. Leathes | Management | For | For |
| 1i | Elect Director Michael T. O'Kane | Management | For | For |
| 1j | Elect Director Yukiko Omura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ae | Elect Ling Chow as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4af | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ag | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ah | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4B | Ratify PricewaterhouseCoopers LLP as AG Re's as Auditors | Management | For | For |
| AXIS CAPITAL HOLDINGS LIMITED MEETING DATE: MAY 02, 2018 | ||||
| TICKER: AXS SECURITY ID: G0692U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael A. Butt | Management | For | For |
| 1.2 | Elect Director Charles A. Davis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deloitte Ltd., Hamilton, Bermuda as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 05, 2018 | ||||
| TICKER: BRK.B SECURITY ID: 084670702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Gregory E. Abel | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Stephen B. Burke | Management | For | For |
| 1.6 | Elect Director Susan L. Decker | Management | For | For |
| 1.7 | Elect Director William H. Gates, III | Management | For | For |
| 1.8 | Elect Director David S. Gottesman | Management | For | For |
| 1.9 | Elect Director Charlotte Guyman | Management | For | For |
| 1.10 | Elect Director Ajit Jain | Management | For | For |
| 1.11 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.12 | Elect Director Ronald L. Olson | Management | For | For |
| 1.13 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.14 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Report on Methane Emissions Management, Including Reduction Targets | Shareholder | Against | Against |
| 3 | Report on Sustainability | Shareholder | Against | Against |
| BLACK KNIGHT, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: BKI SECURITY ID: 09215C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Foley, II | Management | For | For |
| 1.2 | Elect Director Thomas M. Hagerty | Management | For | For |
| 1.3 | Elect Director Thomas J. Sanzone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BRIGHTHOUSE FINANCIAL, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: BHF SECURITY ID: 10922N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. McCallion | Management | For | For |
| 1b | Elect Director Diane E. Offereins | Management | For | For |
| 1c | Elect Director Patrick J. 'Pat' Shouvlin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| BROWN & BROWN, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: BRO SECURITY ID: 115236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
| 1.3 | Elect Director Hugh M. Brown | Management | For | For |
| 1.4 | Elect Director J. Powell Brown | Management | For | For |
| 1.5 | Elect Director Bradley Currey, Jr. | Management | For | For |
| 1.6 | Elect Director Theodore J. Hoepner | Management | For | For |
| 1.7 | Elect Director James S. Hunt | Management | For | For |
| 1.8 | Elect Director Toni Jennings | Management | For | For |
| 1.9 | Elect Director Timothy R.M. Main | Management | For | For |
| 1.10 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
| 1.11 | Elect Director Wendell S. Reilly | Management | For | For |
| 1.12 | Elect Director Chilton D. Varner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| CANNAE HOLDINGS, INC. MEETING DATE: JUN 25, 2018 | ||||
| TICKER: CNNE SECURITY ID: 13765N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Foley, II | Management | For | For |
| 1.2 | Elect Director Frank R. Martire | Management | For | For |
| 1.3 | Elect Director Richard N. Massey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CHUBB LIMITED MEETING DATE: MAY 17, 2018 | ||||
| TICKER: CB SECURITY ID: H1467J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Allocate Disposable Profit | Management | For | For |
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
| 4.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
| 5.1 | Elect Director Evan G. Greenberg | Management | For | For |
| 5.2 | Elect Director Robert M. Hernandez | Management | For | For |
| 5.3 | Elect Director Michael G. Atieh | Management | For | For |
| 5.4 | Elect Director Sheila P. Burke | Management | For | For |
| 5.5 | Elect Director James I. Cash | Management | For | For |
| 5.6 | Elect Director Mary Cirillo | Management | For | For |
| 5.7 | Elect Director Michael P. Connors | Management | For | For |
| 5.8 | Elect Director John A. Edwardson | Management | For | For |
| 5.9 | Elect Director Kimberly A. Ross | Management | For | For |
| 5.10 | Elect Director Robert W. Scully | Management | For | For |
| 5.11 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 5.12 | Elect Director Theodore E. Shasta | Management | For | For |
| 5.13 | Elect Director David H. Sidwell | Management | For | For |
| 5.14 | Elect Director Olivier Steimer | Management | For | For |
| 5.15 | Elect Director James M. Zimmerman | Management | For | For |
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
| 7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Mary Cirillo as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint James M. Zimmerman as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 9 | Issue Shares Without Preemptive Rights | Management | For | For |
| 10.1 | Approve the Maximum Aggregate Remuneration of Directors | Management | For | For |
| 10.2 | Approve Remuneration of Executive Management in the Amount of USD 43 Million for Fiscal 2019 | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CNO FINANCIAL GROUP, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: CNO SECURITY ID: 12621E103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Gary C. Bhojwani | Management | For | For |
| 1B | Elect Director Ellyn L. Brown | Management | For | For |
| 1C | Elect Director Stephen N. David | Management | For | For |
| 1D | Elect Director Robert C. Greving | Management | For | For |
| 1E | Elect Director Mary R. (Nina) Henderson | Management | For | For |
| 1F | Elect Director Charles J. Jacklin | Management | For | For |
| 1G | Elect Director Daniel R. Maurer | Management | For | For |
| 1H | Elect Director Neal C. Schneider | Management | For | For |
| 1I | Elect Director Frederick J. Sievert | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EVEREST RE GROUP, LTD. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: RE SECURITY ID: G3223R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dominic J. Addesso | Management | For | For |
| 1.2 | Elect Director John J. Amore | Management | For | For |
| 1.3 | Elect Director William F. Galtney, Jr. | Management | For | For |
| 1.4 | Elect Director John A. Graf | Management | For | For |
| 1.5 | Elect Director Gerri Losquadro | Management | For | For |
| 1.6 | Elect Director Roger M. Singer | Management | For | For |
| 1.7 | Elect Director Joseph V. Taranto | Management | For | For |
| 1.8 | Elect Director John A. Weber | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FBL FINANCIAL GROUP, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: FFG SECURITY ID: 30239F106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James P. Brannen | Management | For | For |
| 1.2 | Elect Director Roger K. Brooks | Management | For | For |
| 1.3 | Elect Director Paul A. Juffer | Management | For | For |
| 1.4 | Elect Director Paul E. Larson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: FNF SECURITY ID: 31620R303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond R. Quirk | Management | For | For |
| 1.2 | Elect Director Heather H. Murren | Management | For | For |
| 1.3 | Elect Director John D. Rood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Articles | Management | For | For |
| FIRST AMERICAN FINANCIAL CORPORATION MEETING DATE: MAY 08, 2018 | ||||
| TICKER: FAF SECURITY ID: 31847R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis J. Gilmore | Management | For | For |
| 1.2 | Elect Director Margaret M. McCarthy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FNFV GROUP MEETING DATE: NOV 17, 2017 | ||||
| TICKER: FNFV SECURITY ID: 31620R402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Redemption by Fidelity National Financial, Inc. of All of the Outstanding Shares | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| GENWORTH FINANCIAL, INC. MEETING DATE: DEC 13, 2017 | ||||
| TICKER: GNW SECURITY ID: 37247D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William H. Bolinder | Management | For | For |
| 1b | Elect Director G. Kent Conrad | Management | For | For |
| 1c | Elect Director Melina E. Higgins | Management | For | For |
| 1d | Elect Director Thomas J. McInerney | Management | For | For |
| 1e | Elect Director David M. Moffett | Management | For | For |
| 1f | Elect Director Thomas E. Moloney | Management | For | For |
| 1g | Elect Director James A. Parke | Management | For | For |
| 1h | Elect Director Debra J. Perry | Management | For | For |
| 1i | Elect Director Robert P. Restrepo, Jr. | Management | For | For |
| 1j | Elect Director James S. Riepe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| LOEWS CORPORATION MEETING DATE: MAY 08, 2018 | ||||
| TICKER: L SECURITY ID: 540424108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ann E. Berman | Management | For | For |
| 1b | Elect Director Joseph L. Bower | Management | For | For |
| 1c | Elect Director Charles D. Davidson | Management | For | For |
| 1d | Elect Director Charles M. Diker | Management | For | For |
| 1e | Elect Director Jacob A. Frenkel | Management | For | For |
| 1f | Elect Director Paul J. Fribourg | Management | For | For |
| 1g | Elect Director Walter L. Harris | Management | For | For |
| 1h | Elect Director Philip A. Laskawy | Management | For | For |
| 1i | Elect Director Susan Peters | Management | For | For |
| 1j | Elect Director Andrew H. Tisch | Management | For | For |
| 1k | Elect Director James S. Tisch | Management | For | For |
| 1l | Elect Director Jonathan M. Tisch | Management | For | For |
| 1m | Elect Director Anthony Welters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MAIDEN HOLDINGS, LTD. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: MHLD SECURITY ID: G5753U112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry D. Zyskind | Management | For | For |
| 1.2 | Elect Director Simcha G. Lyons | Management | For | For |
| 1.3 | Elect Director Raymond M. Neff | Management | For | For |
| 1.4 | Elect Director Yehuda L. Neuberger | Management | For | For |
| 1.5 | Elect Director Steven H. Nigro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte Ltd. as Auditors | Management | For | For |
| MARKEL CORPORATION MEETING DATE: MAY 14, 2018 | ||||
| TICKER: MKL SECURITY ID: 570535104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1b | Elect Director K. Bruce Connell | Management | For | For |
| 1c | Elect Director Thomas S. Gayner | Management | For | For |
| 1d | Elect Director Stewart M. Kasen | Management | For | For |
| 1e | Elect Director Alan I. Kirshner | Management | For | For |
| 1f | Elect Director Diane Leopold | Management | For | For |
| 1g | Elect Director Lemuel E. Lewis | Management | For | For |
| 1h | Elect Director Anthony F. Markel | Management | For | For |
| 1i | Elect Director Steven A. Markel | Management | For | For |
| 1j | Elect Director Darrell D. Martin | Management | For | For |
| 1k | Elect Director Michael O'Reilly | Management | For | For |
| 1l | Elect Director Michael J. Schewel | Management | For | For |
| 1m | Elect Director Richard R. Whitt, III | Management | For | For |
| 1n | Elect Director Debora J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: MMC SECURITY ID: 571748102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Oscar Fanjul | Management | For | For |
| 1c | Elect Director Daniel S. Glaser | Management | For | For |
| 1d | Elect Director H. Edward Hanway | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Elaine La Roche | Management | For | For |
| 1g | Elect Director Steven A. Mills | Management | For | For |
| 1h | Elect Director Bruce P. Nolop | Management | For | For |
| 1i | Elect Director Marc D. Oken | Management | For | For |
| 1j | Elect Director Morton O. Schapiro | Management | For | For |
| 1k | Elect Director Lloyd M. Yates | Management | For | For |
| 1l | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| MBIA INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: MBI SECURITY ID: 55262C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francis Y. Chin | Management | For | For |
| 1b | Elect Director William C. Fallon | Management | For | For |
| 1c | Elect Director Steven J. Gilbert | Management | For | For |
| 1d | Elect Director Charles R. Rinehart | Management | For | For |
| 1e | Elect Director Theodore Shasta | Management | For | For |
| 1f | Elect Director Richard C. Vaughan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Securities Transfer Restrictions | Management | For | Against |
| MERCURY GENERAL CORPORATION MEETING DATE: MAY 09, 2018 | ||||
| TICKER: MCY SECURITY ID: 589400100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Joseph | Management | For | For |
| 1.2 | Elect Director Martha E. Marcon | Management | For | For |
| 1.3 | Elect Director Joshua E. Little | Management | For | For |
| 1.4 | Elect Director Michael D. Curtius | Management | For | For |
| 1.5 | Elect Director Gabriel Tirador | Management | For | For |
| 1.6 | Elect Director James G. Ellis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Establish Range For Board Size | Management | For | For |
| METLIFE, INC. MEETING DATE: OCT 19, 2017 | ||||
| TICKER: MET SECURITY ID: 59156R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| METLIFE, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: MET SECURITY ID: 59156R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director David L. Herzog | Management | For | For |
| 1.5 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.6 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.7 | Elect Director Edward J. Kelly, III | Management | For | For |
| 1.8 | Elect Director William E. Kennard | Management | For | For |
| 1.9 | Elect Director James M. Kilts | Management | For | For |
| 1.10 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.11 | Elect Director Denise M. Morrison | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG MEETING DATE: APR 25, 2018 | ||||
| TICKER: MUV2 SECURITY ID: D55535104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Receive Supervisory Board Report, Corporate Governance Report, and Remuneration Report for Fiscal 2017 | Management | None | None |
| 1.2 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 8.60 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | Did Not Vote |
| 5 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 7.1 | Elect Maximilian Zimmerer to the Supervisory Board | Management | For | Did Not Vote |
| 7.2 | Elect Kurt Bock to the Supervisory Board | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| ONEBEACON INSURANCE GROUP, LTD. MEETING DATE: JUL 18, 2017 | ||||
| TICKER: OB SECURITY ID: G67742109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| ONEMAIN HOLDINGS, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: OMF SECURITY ID: 68268W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas L. Jacobs | Management | For | For |
| 1.2 | Elect Director Anahaita N. Kotval | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PRIMERICA, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: PRI SECURITY ID: 74164M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John A. Addison, Jr. | Management | For | For |
| 1b | Elect Director Joel M. Babbit | Management | For | For |
| 1c | Elect Director P. George Benson | Management | For | For |
| 1d | Elect Director C. Saxby Chambliss | Management | For | For |
| 1e | Elect Director Gary L. Crittenden | Management | For | For |
| 1f | Elect Director Cynthia N. Day | Management | For | For |
| 1g | Elect Director Mark Mason | Management | For | For |
| 1h | Elect Director Beatriz R. Perez | Management | For | For |
| 1i | Elect Director D. Richard Williams | Management | For | For |
| 1j | Elect Director Glenn J. Williams | Management | For | For |
| 1k | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PRINCIPAL FINANCIAL GROUP, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: PFG SECURITY ID: 74251V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger C. Hochschild | Management | For | For |
| 1.2 | Elect Director Daniel J. Houston | Management | For | For |
| 1.3 | Elect Director Diane C. Nordin | Management | For | For |
| 1.4 | Elect Director Elizabeth E. Tallett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PRUDENTIAL FINANCIAL, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: PRU SECURITY ID: 744320102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1.2 | Elect Director Gilbert F. Casellas | Management | For | For |
| 1.3 | Elect Director Mark B. Grier | Management | For | For |
| 1.4 | Elect Director Martina Hund-Mejean | Management | For | For |
| 1.5 | Elect Director Karl J. Krapek | Management | For | For |
| 1.6 | Elect Director Peter R. Lighte | Management | For | For |
| 1.7 | Elect Director George Paz | Management | For | For |
| 1.8 | Elect Director Sandra Pianalto | Management | For | For |
| 1.9 | Elect Director Christine A. Poon | Management | For | For |
| 1.10 | Elect Director Douglas A. Scovanner | Management | For | For |
| 1.11 | Elect Director John R. Strangfeld | Management | For | For |
| 1.12 | Elect Director Michael A. Todman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 23, 2018 | ||||
| TICKER: RGA SECURITY ID: 759351604 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Patricia L. Guinn | Management | For | For |
| 1B | Elect Director Frederick J. Sievert | Management | For | For |
| 1C | Elect Director Stanley B. Tulin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Articles of Incorporation to Permit Shareholders to Amend Bylaws | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Management | For | For |
| 6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SONY FINANCIAL HOLDINGS INC. MEETING DATE: JUN 22, 2018 | ||||
| TICKER: 8729 SECURITY ID: J76337104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2.1 | Elect Director Ishii, Shigeru | Management | For | For |
| 2.2 | Elect Director Kiyomiya, Hiroaki | Management | For | For |
| 2.3 | Elect Director Ito, Yutaka | Management | For | For |
| 2.4 | Elect Director Hagimoto, Tomo | Management | For | For |
| 2.5 | Elect Director Niwa, Atsuo | Management | For | For |
| 2.6 | Elect Director Sumimoto, Yuichiro | Management | For | For |
| 2.7 | Elect Director Kambe, Shiro | Management | For | For |
| 2.8 | Elect Director Yamamoto, Isao | Management | For | For |
| 2.9 | Elect Director Kuniya, Shiro | Management | For | For |
| 2.10 | Elect Director Ito, Takatoshi | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Saegusa, Takaharu | Management | For | For |
| THE ALLSTATE CORPORATION MEETING DATE: MAY 11, 2018 | ||||
| TICKER: ALL SECURITY ID: 020002101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kermit R. Crawford | Management | For | For |
| 1b | Elect Director Michael L. Eskew | Management | For | For |
| 1c | Elect Director Margaret M. Keane | Management | For | For |
| 1d | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
| 1e | Elect Director Jacques P. Perold | Management | For | For |
| 1f | Elect Director Andrea Redmond | Management | For | For |
| 1g | Elect Director Gregg M. Sherrill | Management | For | For |
| 1h | Elect Director Judith A. Sprieser | Management | For | For |
| 1i | Elect Director Perry M. Traquina | Management | For | For |
| 1j | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| THE HANOVER INSURANCE GROUP, INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: THG SECURITY ID: 410867105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director P. Kevin Condron | Management | For | For |
| 1.2 | Elect Director Kevin J. Bradicich | Management | For | For |
| 1.3 | Elect Director Cynthia L. Egan | Management | For | For |
| 1.4 | Elect Director Harriett 'Tee' Taggart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: HIG SECURITY ID: 416515104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert B. Allardice, III | Management | For | For |
| 1b | Elect Director Carlos Dominguez | Management | For | For |
| 1c | Elect Director Trevor Fetter | Management | For | For |
| 1d | Elect Director Stephen P. McGill | Management | For | For |
| 1e | Elect Director Kathryn A. Mikells | Management | For | For |
| 1f | Elect Director Michael G. Morris | Management | For | For |
| 1g | Elect Director Thomas A. Renyi | Management | For | For |
| 1h | Elect Director Julie G. Richardson | Management | For | For |
| 1i | Elect Director Teresa W. Roseborough | Management | For | For |
| 1j | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1k | Elect Director Christopher J. Swift | Management | For | For |
| 1l | Elect Director Greig Woodring | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: TRV SECURITY ID: 89417E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan L. Beller | Management | For | For |
| 1b | Elect Director John H. Dasburg | Management | For | For |
| 1c | Elect Director Janet M. Dolan | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Patricia L. Higgins | Management | For | For |
| 1f | Elect Director William J. Kane | Management | For | For |
| 1g | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1h | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
| 1i | Elect Director Todd C. Schermerhorn | Management | For | For |
| 1j | Elect Director Alan D. Schnitzer | Management | For | For |
| 1k | Elect Director Donald J. Shepard | Management | For | For |
| 1l | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
| THIRD POINT REINSURANCE LTD. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: TPRE SECURITY ID: G8827U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Robert Bredahl | Management | For | For |
| 1.2 | Elect Director Joshua L. Targoff | Management | For | For |
| 1.3 | Elect Director Mark Parkin | Management | For | For |
| 1.4 | Elect Director Gretchen A. Hayes | Management | For | For |
| 2 | Amend Bylaws | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Election of Designated Company Directors of non-U.S. Subsidiaries | Management | For | For |
| 5 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| TORCHMARK CORPORATION MEETING DATE: APR 26, 2018 | ||||
| TICKER: TMK SECURITY ID: 891027104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Adair | Management | For | For |
| 1.2 | Elect Director Linda L. Addison | Management | For | For |
| 1.3 | Elect Director Marilyn A. Alexander | Management | For | For |
| 1.4 | Elect Director Cheryl D. Alston | Management | For | For |
| 1.5 | Elect Director David L. Boren | Management | For | For |
| 1.6 | Elect Director Jane M. Buchan | Management | For | For |
| 1.7 | Elect Director Gary L. Coleman | Management | For | For |
| 1.8 | Elect Director Larry M. Hutchison | Management | For | For |
| 1.9 | Elect Director Robert W. Ingram | Management | For | For |
| 1.10 | Elect Director Steven P. Johnson | Management | For | For |
| 1.11 | Elect Director Darren M. Rebelez | Management | For | For |
| 1.12 | Elect Director Lamar C. Smith | Management | For | For |
| 1.13 | Elect Director Mary E. Thigpen | Management | For | For |
| 1.14 | Elect Director Paul J. Zucconi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNUM GROUP MEETING DATE: MAY 24, 2018 | ||||
| TICKER: UNM SECURITY ID: 91529Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Theodore H. Bunting, Jr. | Management | For | For |
| 1.2 | Elect Director E. Michael Caulfield | Management | For | For |
| 1.3 | Elect Director Susan D. DeVore | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.5 | Elect Director Cynthia L. Egan | Management | For | For |
| 1.6 | Elect Director Kevin T. Kabat | Management | For | For |
| 1.7 | Elect Director Timothy F. Keaney | Management | For | For |
| 1.8 | Elect Director Gloria C. Larson | Management | For | For |
| 1.9 | Elect Director Richard P. McKenney | Management | For | For |
| 1.10 | Elect Director Ronald P. O'Hanley | Management | For | For |
| 1.11 | Elect Director Francis J. Shammo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| VOYA FINANCIAL, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: VOYA SECURITY ID: 929089100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lynne Biggar | Management | For | For |
| 1b | Elect Director Jane P. Chwick | Management | For | For |
| 1c | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1d | Elect Director J. Barry Griswell | Management | For | For |
| 1e | Elect Director Rodney O. Martin, Jr. | Management | For | For |
| 1f | Elect Director Byron H. Pollitt, Jr. | Management | For | For |
| 1g | Elect Director Joseph V. Tripodi | Management | For | For |
| 1h | Elect Director Deborah C. Wright | Management | For | For |
| 1i | Elect Director David Zwiener | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY MEETING DATE: MAY 23, 2018 | ||||
| TICKER: WLTW SECURITY ID: G96629103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anna C. Catalano | Management | For | For |
| 1b | Elect Director Victor F. Ganzi | Management | For | For |
| 1c | Elect Director John J. Haley | Management | For | For |
| 1d | Elect Director Wendy E. Lane | Management | For | For |
| 1e | Elect Director James F. McCann | Management | For | For |
| 1f | Elect Director Brendan R. O'Neill | Management | For | For |
| 1g | Elect Director Jaymin B. Patel | Management | For | For |
| 1h | Elect Director Linda D. Rabbitt | Management | For | For |
| 1i | Elect Director Paul Thomas | Management | For | For |
| 1j | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify the Appointment of Deloitte & Touche LLP as Auditors and Deloitte LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For |
| ZURICH INSURANCE GROUP AG MEETING DATE: APR 04, 2018 | ||||
| TICKER: ZURN SECURITY ID: H9870Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
| 2.1 | Approve Allocation of Income and Dividends of CHF 16.60 per Share from Available Earnings | Management | For | Did Not Vote |
| 2.2 | Approve Dividends of CHF 1.40 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1.a | Elect Michel Lies as Director and Board Chairman | Management | For | Did Not Vote |
| 4.1.b | Reelect Joan Amble as Director | Management | For | Did Not Vote |
| 4.1.c | Reelect Catherine Bessant as Director | Management | For | Did Not Vote |
| 4.1.d | Reelect Alison Canrwath as Director | Management | For | Did Not Vote |
| 4.1.e | Reelect Christoph Franz as Director | Management | For | Did Not Vote |
| 4.1.f | Reelect Jeffrey Hayman as Director | Management | For | Did Not Vote |
| 4.1.g | Reelect Monica Maechler as Director | Management | For | Did Not Vote |
| 4.1.h | Reelect Kishore Mahbubani as Director | Management | For | Did Not Vote |
| 4.1.i | Reelect David Nish as Director | Management | For | Did Not Vote |
| 4.1.j | Elect Jasmin Staiblin as Director | Management | For | Did Not Vote |
| 4.2.1 | Reappoint Christoph Franz as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.2.2 | Reappoint Kishore Mahbubani as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.2.3 | Reappoint Catherine Bessant as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.2.4 | Reappoint Michel Lies as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.3 | Designate Andreas Keller as Independent Proxy | Management | For | Did Not Vote |
| 4.4 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 4.6 Million | Management | For | Did Not Vote |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 72.2 Million | Management | For | Did Not Vote |
| 6 | Approve Creation of CHF 4.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
| 7 | Transact Other Business (Voting) | Management | For | Did Not Vote |
VOTE SUMMARY REPORT
SELECT IT SERVICES PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACCENTURE PLC MEETING DATE: FEB 07, 2018 | ||||
| TICKER: ACN SECURITY ID: G1151C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jaime Ardila | Management | For | For |
| 1b | Elect Director Charles H. Giancarlo | Management | For | For |
| 1c | Elect Director Herbert Hainer | Management | For | For |
| 1d | Elect Director Marjorie Magner | Management | For | For |
| 1e | Elect Director Nancy McKinstry | Management | For | For |
| 1f | Elect Director Pierre Nanterme | Management | For | For |
| 1g | Elect Director Gilles C. Pelisson | Management | For | For |
| 1h | Elect Director Paula A. Price | Management | For | For |
| 1i | Elect Director Arun Sarin | Management | For | For |
| 1j | Elect Director Frank K. Tang | Management | For | For |
| 1k | Elect Director Tracey T. Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| 8 | Approve Merger Agreement | Management | For | For |
| 9 | Amend Articles of Association to No Longer Require Shareholder Approval of Certain Internal Transactions | Management | For | For |
| ACXIOM CORPORATION MEETING DATE: AUG 08, 2017 | ||||
| TICKER: ACXM SECURITY ID: 005125109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Timothy R. Cadogan | Management | For | For |
| 1b | Elect Director William T. Dillard, II | Management | For | For |
| 1c | Elect Director Scott E. Howe | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| ADOBE SYSTEMS INCORPORATED MEETING DATE: APR 12, 2018 | ||||
| TICKER: ADBE SECURITY ID: 00724F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Edward W. Barnholt | Management | For | For |
| 1c | Elect Director Robert K. Burgess | Management | For | For |
| 1d | Elect Director Frank A. Calderoni | Management | For | For |
| 1e | Elect Director James E. Daley | Management | For | For |
| 1f | Elect Director Laura B. Desmond | Management | For | For |
| 1g | Elect Director Charles M. Geschke | Management | For | For |
| 1h | Elect Director Shantanu Narayen | Management | For | For |
| 1i | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1j | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALLIANCE DATA SYSTEMS CORPORATION MEETING DATE: JUN 06, 2018 | ||||
| TICKER: ADS SECURITY ID: 018581108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce K. Anderson | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director Kelly J. Barlow | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Edward J. Heffernan | Management | For | For |
| 1.6 | Elect Director Kenneth R. Jensen | Management | For | For |
| 1.7 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.8 | Elect Director Timothy J. Theriault | Management | For | For |
| 1.9 | Elect Director Laurie A. Tucker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| AMADEUS IT GROUP SA MEETING DATE: JUN 20, 2018 | ||||
| TICKER: AMS SECURITY ID: E04648114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of Deloitte as Auditor for FY 2018 | Management | For | For |
| 5 | Appoint Ernst & Young as Auditor for FY 2019, 2020 and 2021 | Management | For | For |
| 6 | Amend Article 42 Re: Audit Committee | Management | For | For |
| 7.1 | Ratify Appointment of and Elect Pilar Garcia Ceballos-Zuniga as Director | Management | For | For |
| 7.2 | Elect Stephan Gemkow as Director | Management | For | For |
| 7.3 | Elect Peter Kurpick as Director | Management | For | For |
| 7.4 | Reelect Jose Antonio Tazon Garcia as Director | Management | For | For |
| 7.5 | Reelect Luis Maroto Camino as Director | Management | For | For |
| 7.6 | Reelect David Webster as Director | Management | For | For |
| 7.7 | Reelect Guillermo de la Dehesa Romero as Director | Management | For | For |
| 7.8 | Reelect Clara Furse as Director | Management | For | For |
| 7.9 | Reelect Pierre-Henri Gourgeon as Director | Management | For | For |
| 7.10 | Reelect Francesco Loredan as Director | Management | For | For |
| 8 | Advisory Vote on Remuneration Report | Management | For | For |
| 9 | Approve Remuneration Policy | Management | For | For |
| 10 | Approve Remuneration of Directors | Management | For | For |
| 11.1 | Approve Performance Share Plan | Management | For | For |
| 11.2 | Approve Restricted Stock Plan | Management | For | For |
| 11.3 | Approve Share Matching Plan | Management | For | For |
| 11.4 | Authorize Board to Ratify and Execute Approved Resolutions Re: Remuneration Plans | Management | For | For |
| 12 | Authorize Share Repurchase Program | Management | For | For |
| 13 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 5 Billion | Management | For | For |
| 14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| AUTOMATIC DATA PROCESSING, INC. MEETING DATE: NOV 07, 2017 | ||||
| TICKER: ADP SECURITY ID: 053015103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Peter Bisson | Management | For | For |
| 1.2 | Elect Director Richard T. Clark | Management | For | For |
| 1.3 | Elect Director Eric C. Fast | Management | For | For |
| 1.4 | Elect Director Linda R. Gooden | Management | For | For |
| 1.5 | Elect Director Michael P. Gregoire | Management | For | For |
| 1.6 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.7 | Elect Director John P. Jones | Management | For | For |
| 1.8 | Elect Director William J. Ready | Management | For | For |
| 1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.10 | Elect Director Sandra S. Wijnberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Repeal Amendments to the Company's By-Laws Adopted Without Stockholder Approval After August 2, 2016 | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Proxy Card) | ||||
| 1.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Veronica M. Hagen | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director V. Paul Unruh | Shareholder | For | Did Not Vote |
| 1.4 | Management Nominee Peter Bisson | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee Richard T. Clark | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee Linda R. Gooden | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee Michael P. Gregoire | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee William J. Ready | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee Carlos A. Rodriguez | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee Sandra S. Wijnberg | Shareholder | For | Did Not Vote |
| 2 | Repeal Amendments to the Company's By-Laws Adopted Without Stockholder Approval After August 2, 2016 | Shareholder | For | Did Not Vote |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| BLACK KNIGHT, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: BKI SECURITY ID: 09215C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Foley, II | Management | For | For |
| 1.2 | Elect Director Thomas M. Hagerty | Management | For | For |
| 1.3 | Elect Director Thomas J. Sanzone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BOOZ ALLEN HAMILTON HOLDING CORPORATION MEETING DATE: AUG 03, 2017 | ||||
| TICKER: BAH SECURITY ID: 099502106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph W. Shrader | Management | For | For |
| 1.2 | Elect Director Joan Lordi C. Amble | Management | For | For |
| 1.3 | Elect Director Peter Clare | Management | For | For |
| 1.4 | Elect Director Philip A. Odeen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CAPGEMINI MEETING DATE: MAY 23, 2018 | ||||
| TICKER: CAP SECURITY ID: F4973Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | For | For |
| 4 | Approve Compensation of Paul Hermelin, Chairman and CEO | Management | For | For |
| 5 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 6 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 7 | Approve Termination Package of Thierry Delaporte, Vice-CEO | Management | For | For |
| 8 | Approve Termination Package of Aiman Ezzat, Vice-CEO | Management | For | For |
| 9 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 10 | Reelect Paul Hermelin as Director | Management | For | For |
| 11 | Reelect Laurence Dors as Director | Management | For | For |
| 12 | Reelect Xavier Musca as Director | Management | For | For |
| 13 | Elect Frederic Oudea as Director | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 134 Million | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 134 Million | Management | For | For |
| 20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 18 and 19 | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 23 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers | Management | For | For |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CARDTRONICS PLC MEETING DATE: MAY 16, 2018 | ||||
| TICKER: CATM SECURITY ID: G1991C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director J. Tim Arnoult | Management | For | For |
| 1b | Elect Director Juli C. Spottiswood | Management | For | For |
| 1c | Elect Director Dennis F. Lynch | Management | For | For |
| 2 | Ratify KPMG LLP (U.S.) as Auditors | Management | For | For |
| 3 | Reappoint KPMG LLP (U.K.) as Statutory Auditors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote to Ratify Directors' Compensation Report | Management | For | For |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 05, 2018 | ||||
| TICKER: CTSH SECURITY ID: 192446102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Betsy S. Atkins | Management | For | For |
| 1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1d | Elect Director Jonathan Chadwick | Management | For | For |
| 1e | Elect Director John M. Dineen | Management | For | For |
| 1f | Elect Director Francisco D'Souza | Management | For | For |
| 1g | Elect Director John N. Fox, Jr. | Management | For | For |
| 1h | Elect Director John E. Klein | Management | For | For |
| 1i | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1j | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1k | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5a | Eliminate Supermajority Vote Requirement to Amend the By-laws | Management | For | For |
| 5b | Eliminate Supermajority Vote Requirement to Remove a Director | Management | For | For |
| 5c | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| CONVERGYS CORPORATION MEETING DATE: APR 25, 2018 | ||||
| TICKER: CVG SECURITY ID: 212485106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrea J. Ayers | Management | For | For |
| 1.2 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.3 | Elect Director Richard R. Devenuti | Management | For | For |
| 1.4 | Elect Director Jeffrey H. Fox | Management | For | For |
| 1.5 | Elect Director Joseph E. Gibbs | Management | For | For |
| 1.6 | Elect Director Joan E. Herman | Management | For | For |
| 1.7 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1.8 | Elect Director Thomas L. Monahan, III | Management | For | For |
| 1.9 | Elect Director Ronald L. Nelson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CORELOGIC, INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: CLGX SECURITY ID: 21871D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. David Chatham | Management | For | For |
| 1.2 | Elect Director Douglas C. Curling | Management | For | For |
| 1.3 | Elect Director John C. Dorman | Management | For | For |
| 1.4 | Elect Director Paul F. Folino | Management | For | For |
| 1.5 | Elect Director Frank D. Martell | Management | For | For |
| 1.6 | Elect Director Claudia Fan Munce | Management | For | For |
| 1.7 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.8 | Elect Director Vikrant Raina | Management | For | For |
| 1.9 | Elect Director Jaynie Miller Studenmund | Management | For | For |
| 1.10 | Elect Director David F. Walker | Management | For | For |
| 1.11 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CSRA INC. MEETING DATE: AUG 08, 2017 | ||||
| TICKER: CSRA SECURITY ID: 12650T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Keith B. Alexander | Management | For | For |
| 1b | Elect Director Sanju K. Bansal | Management | For | For |
| 1c | Elect Director Michele A. Flournoy | Management | For | For |
| 1d | Elect Director Mark A. Frantz | Management | For | For |
| 1e | Elect Director Nancy Killefer | Management | For | For |
| 1f | Elect Director Craig L. Martin | Management | For | For |
| 1g | Elect Director Sean O'Keefe | Management | For | For |
| 1h | Elect Director Lawrence B. Prior, III | Management | For | For |
| 1i | Elect Director Michael E. Ventling | Management | For | For |
| 1j | Elect Director Billie I. Williamson | Management | For | For |
| 1k | Elect Director John F. Young | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DST SYSTEMS, INC. MEETING DATE: MAR 28, 2018 | ||||
| TICKER: DST SECURITY ID: 233326107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| DXC TECHNOLOGY COMPANY MEETING DATE: AUG 10, 2017 | ||||
| TICKER: DXC SECURITY ID: 23355L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mukesh Aghi | Management | For | For |
| 1b | Elect Director Amy E. Alving | Management | For | For |
| 1c | Elect Director David L. Herzog | Management | For | For |
| 1d | Elect Director Sachin Lawande | Management | For | For |
| 1e | Elect Director J. Michael Lawrie | Management | For | For |
| 1f | Elect Director Julio A. Portalatin | Management | For | For |
| 1g | Elect Director Peter Rutland | Management | For | For |
| 1h | Elect Director Manoj P. Singh | Management | For | For |
| 1i | Elect Director Margaret C. Whitman | Management | For | For |
| 1j | Elect Director Robert F. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: EIGI SECURITY ID: 29272B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale Crandall | Management | For | For |
| 1.2 | Elect Director Tomas Gorny | Management | For | For |
| 1.3 | Elect Director Justin L. Sadrian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| EPAM SYSTEMS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: EPAM SECURITY ID: 29414B104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arkadiy Dobkin | Management | For | For |
| 1.2 | Elect Director Robert E. Segert | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EURONET WORLDWIDE, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: EEFT SECURITY ID: 298736109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas A. McDonnell | Management | For | For |
| 1.2 | Elect Director Paul S. Althasen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EVERTEC, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: EVTC SECURITY ID: 30040P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank G. D'Angelo | Management | For | For |
| 1b | Elect Director Morgan M. Schuessler, Jr. | Management | For | For |
| 1c | Elect Director Olga Botero | Management | For | For |
| 1d | Elect Director Jorge A. Junquera | Management | For | For |
| 1e | Elect Director Teresita Loubriel | Management | For | For |
| 1f | Elect Director Nestor O. Rivera | Management | For | For |
| 1g | Elect Director Alan H. Schumacher | Management | For | For |
| 1h | Elect Director Brian J. Smith | Management | For | For |
| 1i | Elect Director Thomas W. Swidarski | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXLSERVICE HOLDINGS, INC. MEETING DATE: JUN 15, 2018 | ||||
| TICKER: EXLS SECURITY ID: 302081104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Deborah Kerr | Management | For | For |
| 1b | Elect Director Nitin Sahney | Management | For | For |
| 1c | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: FIS SECURITY ID: 31620M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director Keith W. Hughes | Management | For | For |
| 1c | Elect Director David K. Hunt | Management | For | For |
| 1d | Elect Director Stephan A. James | Management | For | For |
| 1e | Elect Director Leslie M. Muma | Management | For | For |
| 1f | Elect Director Gary A. Norcross | Management | For | For |
| 1g | Elect Director Louise M. Parent | Management | For | For |
| 1h | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| FIRST DATA CORPORATION MEETING DATE: MAY 10, 2018 | ||||
| TICKER: FDC SECURITY ID: 32008D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James E. Nevels | Management | For | Withhold |
| 1.2 | Elect Director Tagar C. Olson | Management | For | Withhold |
| 1.3 | Elect Director Barbara A. Yastine | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FISERV, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: FISV SECURITY ID: 337738108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alison Davis | Management | For | For |
| 1.2 | Elect Director Harry F. DiSimone | Management | For | For |
| 1.3 | Elect Director John Y. Kim | Management | For | For |
| 1.4 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.5 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.6 | Elect Director Glenn M. Renwick | Management | For | For |
| 1.7 | Elect Director Kim M. Robak | Management | For | For |
| 1.8 | Elect Director JD Sherman | Management | For | For |
| 1.9 | Elect Director Doyle R. Simons | Management | For | For |
| 1.10 | Elect Director Jeffery W. Yabuki | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
| FLEETCOR TECHNOLOGIES, INC. MEETING DATE: FEB 07, 2018 | ||||
| TICKER: FLT SECURITY ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| FLEETCOR TECHNOLOGIES, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: FLT SECURITY ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Johnson | Management | For | For |
| 1.2 | Elect Director Hala G. Moddelmog | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Sloan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| GENPACT LIMITED MEETING DATE: MAY 08, 2018 | ||||
| TICKER: G SECURITY ID: G3922B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director N.V. "Tiger" Tyagarajan | Management | For | For |
| 1.2 | Elect Director Robert Scott | Management | For | For |
| 1.3 | Elect Director Amit Chandra | Management | For | For |
| 1.4 | Elect Director Laura Conigliaro | Management | For | For |
| 1.5 | Elect Director David Humphrey | Management | For | For |
| 1.6 | Elect Director Carol Lindstrom | Management | For | For |
| 1.7 | Elect Director James Madden | Management | For | For |
| 1.8 | Elect Director Alex Mandl | Management | For | For |
| 1.9 | Elect Director CeCelia Morken | Management | For | For |
| 1.10 | Elect Director Mark Nunnelly | Management | For | For |
| 1.11 | Elect Director Mark Verdi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Bundled Employee Stock Purchase Plans | Management | For | For |
| 4 | Ratify KPMG as Auditors | Management | For | For |
| GLOBAL PAYMENTS INC. MEETING DATE: APR 27, 2018 | ||||
| TICKER: GPN SECURITY ID: 37940X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William I. Jacobs | Management | For | For |
| 1.2 | Elect Director Robert H.B. Baldwin, Jr. | Management | For | For |
| 1.3 | Elect Director Alan M. Silberstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GODADDY INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: GDDY SECURITY ID: 380237107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herald Y. Chen | Management | For | For |
| 1.2 | Elect Director Gregory K. Mondre | Management | For | For |
| 1.3 | Elect Director Bob Parsons | Management | For | For |
| 1.4 | Elect Director Brian H. Sharples | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ICF INTERNATIONAL, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: ICFI SECURITY ID: 44925C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eileen O'Shea Auen | Management | For | For |
| 1.2 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.3 | Elect Director Randall Mehl | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 24, 2018 | ||||
| TICKER: IBM SECURITY ID: 459200101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.2 | Elect Director Michael L. Eskew | Management | For | For |
| 1.3 | Elect Director David N. Farr | Management | For | For |
| 1.4 | Elect Director Alex Gorsky | Management | For | For |
| 1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.6 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.7 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.8 | Elect Director James W. Owens | Management | For | For |
| 1.9 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.10 | Elect Director Joseph R. Swedish | Management | For | For |
| 1.11 | Elect Director Sidney Taurel | Management | For | For |
| 1.12 | Elect Director Peter R. Voser | Management | For | For |
| 1.13 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| INTUIT INC. MEETING DATE: JAN 18, 2018 | ||||
| TICKER: INTU SECURITY ID: 461202103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eve Burton | Management | For | For |
| 1b | Elect Director Scott D. Cook | Management | For | For |
| 1c | Elect Director Richard L. Dalzell | Management | For | For |
| 1d | Elect Director Deborah Liu | Management | For | For |
| 1e | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1f | Elect Director Dennis D. Powell | Management | For | For |
| 1g | Elect Director Brad D. Smith | Management | For | For |
| 1h | Elect Director Thomas Szkutak | Management | For | For |
| 1i | Elect Director Raul Vazquez | Management | For | For |
| 1j | Elect Director Jeff Weiner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| JACK HENRY & ASSOCIATES, INC. MEETING DATE: NOV 09, 2017 | ||||
| TICKER: JKHY SECURITY ID: 426281101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew C. Flanigan | Management | For | For |
| 1.2 | Elect Director John F. Prim | Management | For | For |
| 1.3 | Elect Director Thomas H. Wilson, Jr. | Management | For | For |
| 1.4 | Elect Director Jacque R. Fiegel | Management | For | For |
| 1.5 | Elect Director Thomas A. Wimsett | Management | For | For |
| 1.6 | Elect Director Laura G. Kelly | Management | For | For |
| 1.7 | Elect Director Shruti S. Miyashiro | Management | For | For |
| 1.8 | Elect Director Wesley A. Brown | Management | For | For |
| 1.9 | Elect Director David B. Foss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| LEIDOS HOLDINGS, INC. MEETING DATE: MAY 11, 2018 | ||||
| TICKER: LDOS SECURITY ID: 525327102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory R. Dahlberg | Management | For | For |
| 1b | Elect Director David G. Fubini | Management | For | For |
| 1c | Elect Director Miriam E. John | Management | For | For |
| 1d | Elect Director Frank Kendall, III | Management | For | For |
| 1e | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
| 1f | Elect Director Roger A. Krone | Management | For | For |
| 1g | Elect Director Gary S. May | Management | For | For |
| 1h | Elect Director Surya N. Mohapatra | Management | For | For |
| 1i | Elect Director Lawrence C. Nussdorf | Management | For | For |
| 1j | Elect Director Robert S. Shapard | Management | For | For |
| 1k | Elect Director Susan M. Stalnecker | Management | For | For |
| 1l | Elect Director Noel B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| LUXOFT HOLDING, INC MEETING DATE: SEP 08, 2017 | ||||
| TICKER: LXFT SECURITY ID: G57279104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Esther Dyson | Management | For | For |
| 1.2 | Elect Director Glen Granovsky | Management | For | For |
| 1.3 | Elect Director Marc Kasher | Management | For | For |
| 1.4 | Elect Director Anatoly Karachinskiy | Management | For | For |
| 1.5 | Elect Director Thomas Pickering | Management | For | For |
| 1.6 | Elect Director Dmitry Loshchinin | Management | For | For |
| 1.7 | Elect Director Sergey Matsotsky | Management | For | For |
| 1.8 | Elect Director Yulia Yukhadi | Management | For | For |
| 2 | Ratify Ernst & Young LLC as Auditors | Management | For | For |
| MASTERCARD INCORPORATED MEETING DATE: JUN 26, 2018 | ||||
| TICKER: MA SECURITY ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Steven J. Freiberg | Management | For | For |
| 1g | Elect Director Julius Genachowski | Management | For | For |
| 1h | Elect Director Choon Phong Goh | Management | For | For |
| 1i | Elect Director Merit E. Janow | Management | For | For |
| 1j | Elect Director Nancy Karch | Management | For | For |
| 1k | Elect Director Oki Matsumoto | Management | For | For |
| 1l | Elect Director Rima Qureshi | Management | For | For |
| 1m | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1n | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PAYCHEX, INC. MEETING DATE: OCT 11, 2017 | ||||
| TICKER: PAYX SECURITY ID: 704326107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Thomas F. Bonadio | Management | For | For |
| 1c | Elect Director Joseph G. Doody | Management | For | For |
| 1d | Elect Director David J.S. Flaschen | Management | For | For |
| 1e | Elect Director Phillip Horsley | Management | For | For |
| 1f | Elect Director Grant M. Inman | Management | For | For |
| 1g | Elect Director Martin Mucci | Management | For | For |
| 1h | Elect Director Joseph M. Tucci | Management | For | For |
| 1i | Elect Director Joseph M. Velli | Management | For | For |
| 1j | Elect Director Kara Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PAYPAL HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: PYPL SECURITY ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Wences Casares | Management | For | For |
| 1c | Elect Director Jonathan Christodoro | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Belinda J. Johnson | Management | For | For |
| 1g | Elect Director Gail J. McGovern | Management | For | For |
| 1h | Elect Director David M. Moffett | Management | For | For |
| 1i | Elect Director Ann M. Sarnoff | Management | For | For |
| 1j | Elect Director Daniel H. Schulman | Management | For | For |
| 1k | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Against |
| 8 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Against |
| SCIENCE APPLICATIONS INTERNATIONAL CORPORATION MEETING DATE: JUN 06, 2018 | ||||
| TICKER: SAIC SECURITY ID: 808625107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert A. Bedingfield | Management | For | For |
| 1b | Elect Director Deborah B. Dunie | Management | For | For |
| 1c | Elect Director John J. Hamre | Management | For | For |
| 1d | Elect Director Mark J. Johnson | Management | For | For |
| 1e | Elect Director Timothy J. Mayopoulos | Management | For | For |
| 1f | Elect Director Anthony J. Moraco | Management | For | For |
| 1g | Elect Director Donna S. Morea | Management | For | For |
| 1h | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
| 1i | Elect Director Steven R. Shane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SYNTEL, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: SYNT SECURITY ID: 87162H103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
| 1.2 | Elect Director Bharat Desai | Management | For | For |
| 1.3 | Elect Director Thomas Doeke | Management | For | For |
| 1.4 | Elect Director Rakesh Khanna | Management | For | For |
| 1.5 | Elect Director Rajesh Mashruwala | Management | For | For |
| 1.6 | Elect Director Prashant Ranade | Management | For | For |
| 1.7 | Elect Director Vinod K. Sahney | Management | For | For |
| 1.8 | Elect Director Rex E. Schlaybaugh, Jr. | Management | For | For |
| 1.9 | Elect Director Neerja Sethi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| TELEPERFORMANCE SE MEETING DATE: APR 20, 2018 | ||||
| TICKER: RCF SECURITY ID: F9120F106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.85 per Share | Management | For | For |
| 4 | Approve Non-Compete Agreement with Daniel Julien, Chairman and CEO | Management | For | For |
| 5 | Approve Non-Compete Agreement with Olivier Rigaudy, Vice-CEO | Management | For | For |
| 6 | Approve Compensation of Daniel Julien, Chairman of the Board until Oct. 13, 2017 and Chairman and CEO since Oct. 13, 2017 | Management | For | For |
| 7 | Approve Compensation of Paulo Cesar Salles Vasques, CEO until Oct. 13, 2017 | Management | For | For |
| 8 | Approve Compensation of Olivier Rigaudy, Vice-CEO since Oct. 13, 2017 | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration Policy of Vice-CEO | Management | For | Against |
| 11 | Reelect Daniel Julien as Director | Management | For | For |
| 12 | Reelect Emily Abrera as Director | Management | For | For |
| 13 | Reelect Stephen Winningham as Director | Management | For | For |
| 14 | Reelect Bernard Canetti as Director | Management | For | For |
| 15 | Reelect Jean Guez as Director | Management | For | For |
| 16 | Ratify Appointment of Patrick Thomas as Director | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| TERADATA CORPORATION MEETING DATE: APR 17, 2018 | ||||
| TICKER: TDC SECURITY ID: 88076W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lisa R. Bacus | Management | For | For |
| 1b | Elect Director Timothy C.K. Chou | Management | For | For |
| 1c | Elect Director James M. Ringler | Management | For | For |
| 1d | Elect Director John G. Schwarz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| THE WESTERN UNION COMPANY MEETING DATE: MAY 18, 2018 | ||||
| TICKER: WU SECURITY ID: 959802109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Hikmet Ersek | Management | For | For |
| 1c | Elect Director Richard A. Goodman | Management | For | For |
| 1d | Elect Director Betsy D. Holden | Management | For | For |
| 1e | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1f | Elect Director Roberto G. Mendoza | Management | For | For |
| 1g | Elect Director Michael A. Miles, Jr. | Management | For | For |
| 1h | Elect Director Robert W. Selander | Management | For | For |
| 1i | Elect Director Frances Fragos Townsend | Management | For | For |
| 1j | Elect Director Solomon D. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| TOTAL SYSTEM SERVICES, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: TSS SECURITY ID: 891906109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director F. Thaddeus Arroyo | Management | For | For |
| 1b | Elect Director Kriss Cloninger, III | Management | For | For |
| 1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1d | Elect Director Sidney E. Harris | Management | For | For |
| 1e | Elect Director William M. Isaac | Management | For | For |
| 1f | Elect Director Mason H. Lampton | Management | For | For |
| 1g | Elect Director Connie D. McDaniel | Management | For | For |
| 1h | Elect Director Richard A. Smith | Management | For | For |
| 1i | Elect Director Philip W. Tomlinson | Management | For | For |
| 1j | Elect Director John T. Turner | Management | For | For |
| 1k | Elect Director Richard W. Ussery | Management | For | For |
| 1l | Elect Director M. Troy Woods | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRAVELPORT WORLDWIDE LIMITED MEETING DATE: JUN 27, 2018 | ||||
| TICKER: TVPT SECURITY ID: G9019D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Steenland | Management | For | For |
| 1b | Elect Director Gordon A. Wilson | Management | For | For |
| 1c | Elect Director Elizabeth L. Buse | Management | For | For |
| 1d | Elect Director Steven R. Chambers | Management | For | For |
| 1e | Elect Director Michael J. Durham | Management | For | For |
| 1f | Elect Director Scott E. Forbes | Management | For | For |
| 1g | Elect Director Douglas A. Hacker | Management | For | For |
| 1h | Elect Director John B. Smith | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TTEC HOLDINGS INC MEETING DATE: MAY 23, 2018 | ||||
| TICKER: TTEC SECURITY ID: 89854H102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth D. Tuchman | Management | For | For |
| 1b | Elect Director Steven J. Anenen | Management | For | For |
| 1c | Elect Director Tracy L. Bahl | Management | For | For |
| 1d | Elect Director Gregory A. Conley | Management | For | For |
| 1e | Elect Director Robert N. Frerichs | Management | For | For |
| 1f | Elect Director Marc L. Holtzman | Management | For | For |
| 1g | Elect Director Ekta Singh-Bushell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VANTIV, INC. MEETING DATE: JAN 08, 2018 | ||||
| TICKER: VNTV SECURITY ID: 92210H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| VIRTUSA CORPORATION MEETING DATE: SEP 07, 2017 | ||||
| TICKER: VRTU SECURITY ID: 92827P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William K. O'Brien | Management | For | For |
| 1.2 | Elect Director Al-Noor Ramji | Management | For | For |
| 1.3 | Elect Director Joseph G. Doody | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| VISA INC. MEETING DATE: JAN 30, 2018 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Gary A. Hoffman | Management | For | For |
| 1e | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1i | Elect Director John A.C. Swainson | Management | For | For |
| 1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WEX INC. MEETING DATE: MAY 11, 2018 | ||||
| TICKER: WEX SECURITY ID: 96208T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John E. Bachman | Management | For | For |
| 1.2 | Elect Director Regina O. Sommer | Management | For | For |
| 1.3 | Elect Director Jack VanWoerkom | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WNS (HOLDINGS) LIMITED MEETING DATE: SEP 27, 2017 | ||||
| TICKER: WNS SECURITY ID: 92932M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Ratify Grant Thornton India LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Reelect Keshav R. Murugesh as a Director | Management | For | For |
| 5 | Reelect Michael Menezes as a Director | Management | For | For |
| 6 | Reelect Keith Haviland as a Director | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| WNS (HOLDINGS) LIMITED MEETING DATE: MAR 30, 2018 | ||||
| TICKER: WNS SECURITY ID: 92932M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Repurchase Program | Management | For | For |
| WORLDPAY, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: WP SECURITY ID: 981558109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Drucker | Management | For | For |
| 1.2 | Elect Director Karen Richardson | Management | For | For |
| 1.3 | Elect Director Boon Sim | Management | For | For |
| 1.4 | Elect Director Jeffrey Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT LEISURE PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 2U, INC. MEETING DATE: JUN 26, 2018 | ||||
| TICKER: TWOU SECURITY ID: 90214J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul A. Maeder | Management | For | For |
| 1.2 | Elect Director Robert M. Stavis | Management | For | For |
| 1.3 | Elect Director Christopher J. Paucek | Management | For | For |
| 1.4 | Elect Director Gregory K. Peters | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ALPHABET INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Diane B. Greene | Management | For | For |
| 1.7 | Elect Director John L. Hennessy | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | For |
| 1.10 | Elect Director Sundar Pichai | Management | For | For |
| 1.11 | Elect Director K. Ram Shriram | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 8 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 9 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
| 10 | Report on Major Global Content Management Controversies | Shareholder | Against | Against |
| AMAZON.COM, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: AMZN SECURITY ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1g | Elect Director Thomas O. Ryder | Management | For | For |
| 1h | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1i | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy on Board Diversity *Withdrawn Resolution* | Shareholder | None | None |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ARAMARK MEETING DATE: JAN 31, 2018 | ||||
| TICKER: ARMK SECURITY ID: 03852U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric J. Foss | Management | For | For |
| 1.2 | Elect Director Pierre-Olivier Beckers-Vieujant | Management | For | For |
| 1.3 | Elect Director Lisa G. Bisaccia | Management | For | For |
| 1.4 | Elect Director Calvin Darden | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Irene M. Esteves | Management | For | For |
| 1.7 | Elect Director Daniel J. Heinrich | Management | For | For |
| 1.8 | Elect Director Sanjeev K. Mehra | Management | For | For |
| 1.9 | Elect Director Patricia B. Morrison | Management | For | For |
| 1.10 | Elect Director John A. Quelch | Management | For | For |
| 1.11 | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BLUEGREEN VACATIONS CORPORATION MEETING DATE: MAY 15, 2018 | ||||
| TICKER: BXG SECURITY ID: 09629F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan B. Levan | Management | For | For |
| 1.2 | Elect Director John E. Abdo | Management | For | For |
| 1.3 | Elect Director Shawn B. Pearson | Management | For | For |
| 1.4 | Elect Director James R. Allmand, III | Management | For | For |
| 1.5 | Elect Director Norman H. Becker | Management | For | For |
| 1.6 | Elect Director Lawrence A. Cirillo | Management | For | For |
| 1.7 | Elect Director Jarett S. Levan | Management | For | For |
| 1.8 | Elect Director Mark A. Nerenhausen | Management | For | For |
| 1.9 | Elect Director Arnold Sevell | Management | For | For |
| 1.10 | Elect Director Orlando Sharpe | Management | For | For |
| 1.11 | Elect Director Seth M. Wise | Management | For | For |
| BOOKING HOLDINGS INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: BKNG SECURITY ID: 09857L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.4 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.5 | Elect Director Mirian Graddick-Weir | Management | For | For |
| 1.6 | DElect irector James M. Guyette | Management | For | For |
| 1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Nicholas J. Read | Management | For | For |
| 1.11 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.12 | Elect Director Craig W. Rydin | Management | For | For |
| 1.13 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| BOYD GAMING CORPORATION MEETING DATE: APR 12, 2018 | ||||
| TICKER: BYD SECURITY ID: 103304101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Bailey | Management | For | For |
| 1.2 | Elect Director Robert L. Boughner | Management | For | For |
| 1.3 | Elect Director William R. Boyd | Management | For | For |
| 1.4 | Elect Director William S. Boyd | Management | For | For |
| 1.5 | Elect Director Richard E. Flaherty | Management | For | For |
| 1.6 | Elect Director Marianne Boyd Johnson | Management | For | For |
| 1.7 | Elect Director Keith E. Smith | Management | For | For |
| 1.8 | Elect Director Christine J. Spadafor | Management | For | For |
| 1.9 | Elect Director Peter M. Thomas | Management | For | For |
| 1.10 | Elect Director Paul W. Whetsell | Management | For | For |
| 1.11 | Elect Director Veronica J. Wilson | Management | For | For |
| 2 | Ratify Appointment Of Deloitte & Touche LLP as Auditors | Management | For | For |
| CAESARS ENTERTAINMENT CORPORATION MEETING DATE: JUL 25, 2017 | ||||
| TICKER: CZR SECURITY ID: 127686103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Approve Issuance of CEC Common Stock to Creditors | Management | For | For |
| 4 | Approve Issuance of Common Stock In Connection with the Emergence | Management | For | For |
| 5 | Advisory Vote on Golden Parachutes | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Adopt Cumulative Voting in the Election of Directors | Management | For | For |
| 8 | Declassify the Board of Directors | Management | For | For |
| 9 | Approve Omnibus Stock Plan | Management | For | Against |
| 10 | Adjourn Meeting | Management | For | For |
| CAESARS ENTERTAINMENT CORPORATION MEETING DATE: MAY 30, 2018 | ||||
| TICKER: CZR SECURITY ID: 127686103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Frissora | Management | For | Withhold |
| 1.2 | Elect Director James Hunt | Management | For | For |
| 1.3 | Elect Director John Dionne | Management | For | For |
| 1.4 | Elect Director Richard Schifter | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| CARNIVAL CORPORATION MEETING DATE: APR 11, 2018 | ||||
| TICKER: CCL SECURITY ID: 143658300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 2 | Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 3 | Elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 4 | Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 5 | Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 6 | Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 7 | Re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 8 | Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 9 | Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 10 | Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 11 | Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Approve Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies) | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation | Management | For | For |
| 15 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies). | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 19 | Authorize Share Repurchase Program | Management | For | For |
| CEDAR FAIR, L.P. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: FUN SECURITY ID: 150185106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel J. Hanrahan | Management | For | For |
| 1.2 | Elect Director Lauri M. Shanahan | Management | For | For |
| 1.3 | Elect Director Debra Smithart-Oglesby | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: CMG SECURITY ID: 169656105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
| 1.2 | Elect Director Paul T. Cappuccio | Management | For | For |
| 1.3 | Elect Director Steve Ells | Management | For | For |
| 1.4 | Elect Director Neil W. Flanzraich | Management | For | For |
| 1.5 | Elect Director Robin Hickenlooper | Management | For | For |
| 1.6 | Elect Director Kimbal Musk | Management | For | For |
| 1.7 | Elect Director Ali Namvar | Management | For | For |
| 1.8 | Elect Director Brian Niccol | Management | For | For |
| 1.9 | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| CHURCHILL DOWNS INCORPORATED MEETING DATE: APR 24, 2018 | ||||
| TICKER: CHDN SECURITY ID: 171484108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William C. Carstanjen | Management | For | For |
| 1.2 | Elect Director Karole F. Lloyd | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONSTELLATION BRANDS, INC. MEETING DATE: JUL 18, 2017 | ||||
| TICKER: STZ SECURITY ID: 21036P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry Fowden | Management | For | For |
| 1.2 | Elect Director Barry A. Fromberg | Management | For | For |
| 1.3 | Elect Director Robert L. Hanson | Management | For | For |
| 1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
| 1.5 | Elect Director James A. Locke, III | Management | For | For |
| 1.6 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.7 | Elect Director Richard Sands | Management | For | For |
| 1.8 | Elect Director Robert Sands | Management | For | For |
| 1.9 | Elect Director Judy A. Schmeling | Management | For | For |
| 1.10 | Elect Director Keith E. Wandell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| DARDEN RESTAURANTS, INC. MEETING DATE: SEP 21, 2017 | ||||
| TICKER: DRI SECURITY ID: 237194105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Margaret Shan Atkins | Management | For | For |
| 1.2 | Elect Director Bradley D. Blum | Management | For | For |
| 1.3 | Elect Director James P. Fogarty | Management | For | For |
| 1.4 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.5 | Elect Director Eugene I. (Gene) Lee, Jr. | Management | For | For |
| 1.6 | Elect Director Nana Mensah | Management | For | For |
| 1.7 | Elect Director William S. Simon | Management | For | For |
| 1.8 | Elect Director Charles M. (Chuck) Sonsteby | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Adopt a Policy to Phase Out Non-Therapeutic Use of Antibiotics in the Meat Supply Chain | Shareholder | Against | Against |
| DINE BRANDS GLOBAL, INC. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: DIN SECURITY ID: 254423106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Dahl | Management | For | For |
| 1.2 | Elect Director Stephen P. Joyce | Management | For | For |
| 1.3 | Elect Director Lilian C. Tomovich | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOLLAR TREE, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: DLTR SECURITY ID: 256746108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1.3 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.4 | Elect Director Conrad M. Hall | Management | For | For |
| 1.5 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.6 | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1.7 | Elect Director Gary M. Philbin | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1.10 | Elect Director Stephanie P. Stahl | Management | For | For |
| 1.11 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.12 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| DOMINO'S PIZZA, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: DPZ SECURITY ID: 25754A201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Brandon | Management | For | For |
| 1.2 | Elect Director C. Andrew Ballard | Management | For | For |
| 1.3 | Elect Director Andrew B. Balson | Management | For | For |
| 1.4 | Elect Director Diana F. Cantor | Management | For | For |
| 1.5 | Elect Director J. Patrick Doyle | Management | For | For |
| 1.6 | Elect Director Richard L. Federico | Management | For | For |
| 1.7 | Elect Director James A. Goldman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy and Plan to Eliminate Deforestation in Supply Chain | Shareholder | Against | Against |
| DUNKIN' BRANDS GROUP, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: DNKN SECURITY ID: 265504100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Nunnelly | Management | For | For |
| 1.2 | Elect Director Roland Smith | Management | For | For |
| 1.3 | Elect Director Carl Sparks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ELDORADO RESORTS, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: ERI SECURITY ID: 28470R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary L. Carano | Management | For | For |
| 1.2 | Elect Director Frank J. Fahrenkopf, Jr. | Management | For | For |
| 1.3 | Elect Director James B. Hawkins | Management | For | For |
| 1.4 | Elect Director Michael E. Pegram | Management | For | For |
| 1.5 | Elect Director Thomas R. Reeg | Management | For | For |
| 1.6 | Elect Director David P. Tomick | Management | For | For |
| 1.7 | Elect Director Roger P. Wagner | Management | For | For |
| 1.8 | Elect Director Bonnie Biumi | Management | For | For |
| 1.9 | Elect Director Gregory J. Kozicz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GRAND CANYON EDUCATION, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: LOPE SECURITY ID: 38526M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian E. Mueller | Management | For | For |
| 1.2 | Elect Director Sara R. Dial | Management | For | For |
| 1.3 | Elect Director Jack A. Henry | Management | For | For |
| 1.4 | Elect Director Kevin F. Warren | Management | For | For |
| 1.5 | Elect Director David J. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| HELEN OF TROY LIMITED MEETING DATE: AUG 23, 2017 | ||||
| TICKER: HELE SECURITY ID: G4388N106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gary B. Abromovitz | Management | For | For |
| 1b | Elect Director Krista Berry | Management | For | For |
| 1c | Elect Director Thurman K. Case | Management | For | For |
| 1d | Elect Director Timothy F. Meeker | Management | For | For |
| 1e | Elect Director Julien R. Mininberg | Management | For | For |
| 1f | Elect Director Beryl B. Raff | Management | For | For |
| 1g | Elect Director William F. Susetka | Management | For | For |
| 1h | Elect Director Darren G. Woody | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| HILTON GRAND VACATIONS INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: HGV SECURITY ID: 43283X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark D. Wang | Management | For | For |
| 1.2 | Elect Director Leonard A. Potter | Management | For | For |
| 1.3 | Elect Director Brenda J. Bacon | Management | For | For |
| 1.4 | Elect Director David W. Johnson | Management | For | For |
| 1.5 | Elect Director Mark H. Lazarus | Management | For | For |
| 1.6 | Elect Director Pamela H. Patsley | Management | For | For |
| 1.7 | Elect Director Paul W. Whetsell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HILTON WORLDWIDE HOLDINGS INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: HLT SECURITY ID: 43300A203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christopher J. Nassetta | Management | For | For |
| 1b | Elect Director Jonathan D. Gray | Management | For | For |
| 1c | Elect Director Charlene T. Begley | Management | For | For |
| 1d | Elect Director Melanie L. Healey | Management | For | For |
| 1e | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
| 1f | Elect Director Judith A. McHale | Management | For | For |
| 1g | Elect Director John G. Schreiber | Management | For | For |
| 1h | Elect Director Elizabeth A. Smith | Management | For | For |
| 1i | Elect Director Douglas M. Steenland | Management | For | For |
| 1j | Elect Director Zhang Ling - Resigned Director | Management | None | None |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HYATT HOTELS CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: H SECURITY ID: 448579102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan D. Kronick | Management | For | For |
| 1.2 | Elect Director Mackey J. McDonald | Management | For | For |
| 1.3 | Elect Director Jason Pritzker | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ILG, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: ILG SECURITY ID: 44967H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Craig M. Nash | Management | For | For |
| 1.2 | Elect Director David Flowers | Management | For | For |
| 1.3 | Elect Director Victoria L. Freed | Management | For | For |
| 1.4 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.5 | Elect Director Chad Hollingsworth | Management | For | For |
| 1.6 | Elect Director Lewis J. Korman | Management | For | For |
| 1.7 | Elect Director Thomas J. Kuhn | Management | For | For |
| 1.8 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.9 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
| 1.10 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.11 | Elect Director Sergio D. Rivera | Management | For | For |
| 1.12 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.13 | Elect Director Avy H. Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LAS VEGAS SANDS CORP. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: LVS SECURITY ID: 517834107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Sheldon G. Adelson | Management | For | For |
| 2.2 | Elect Director Irwin Chafetz | Management | For | For |
| 2.3 | Elect Director Micheline Chau | Management | For | Withhold |
| 2.4 | Elect Director Patrick Dumont | Management | For | For |
| 2.5 | Elect Director Charles D. Forman | Management | For | For |
| 2.6 | Elect Director Steven L. Gerard | Management | For | Withhold |
| 2.7 | Elect Director Robert G. Goldstein | Management | For | For |
| 2.8 | Elect Director George Jamieson | Management | For | For |
| 2.9 | Elect Director Charles A. Koppelman | Management | For | Withhold |
| 2.10 | Elect Director Lewis Kramer | Management | For | For |
| 2.11 | Elect Director David F. Levi | Management | For | For |
| 3.1 | Elect Director Micheline Chau | Management | For | Withhold |
| 3.2 | Elect Director Patrick Dumont | Management | For | Withhold |
| 3.3 | Elect Director David F. Levi | Management | For | Withhold |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| LVMH MOET HENNESSY LOUIS VUITTON MEETING DATE: APR 12, 2018 | ||||
| TICKER: MC SECURITY ID: F58485115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 5.00 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Antoine Arnault as Director | Management | For | For |
| 6 | Reelect Nicolas Bazire as Director | Management | For | For |
| 7 | Reelect Charles de Croisset as Director | Management | For | For |
| 8 | Reelect Lord Powell of Bayswater as Director | Management | For | For |
| 9 | Reelect Yves-Thibault de Silguy as Director | Management | For | For |
| 10 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | Against |
| 11 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | Against |
| 12 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | Against |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 16 | Amend Article 16 and 21 of Bylaws Re: Age Limit of Vice-CEO and Missions and Rights of Censors | Management | For | For |
| MARRIOTT INTERNATIONAL, INC. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: MAR SECURITY ID: 571903202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.4 | Elect Director Deborah Marriott Harrison | Management | For | For |
| 1.5 | Elect Director Frederick A. 'Fritz' Henderson | Management | For | For |
| 1.6 | Elect Director Eric Hippeau | Management | For | For |
| 1.7 | Elect Director Lawrence W. Kellner | Management | For | For |
| 1.8 | Elect Director Debra L. Lee | Management | For | For |
| 1.9 | Elect Director Aylwin B. Lewis | Management | For | For |
| 1.10 | Elect Director George Munoz | Management | For | For |
| 1.11 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.12 | Elect Director W. Mitt Romney | Management | For | For |
| 1.13 | Elect Director Susan C. Schwab | Management | For | For |
| 1.14 | Elect Director Arne M. Sorenson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Adopt Simple Majority Vote | Shareholder | Against | For |
| MARRIOTT VACATIONS WORLDWIDE CORPORATION MEETING DATE: MAY 15, 2018 | ||||
| TICKER: VAC SECURITY ID: 57164Y107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Melquiades R. Martinez | Management | For | For |
| 1.2 | Elect Director Stephen P. Weisz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MCDONALD'S CORPORATION MEETING DATE: MAY 24, 2018 | ||||
| TICKER: MCD SECURITY ID: 580135101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Stephen Easterbrook | Management | For | For |
| 1c | Elect Director Robert Eckert | Management | For | For |
| 1d | Elect Director Margaret (Margo) Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jeanne Jackson | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director John Mulligan | Management | For | For |
| 1i | Elect Director Sheila Penrose | Management | For | For |
| 1j | Elect Director John Rogers, Jr. | Management | For | For |
| 1k | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Plastic Straws | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Against |
| MGM RESORTS INTERNATIONAL MEETING DATE: MAY 02, 2018 | ||||
| TICKER: MGM SECURITY ID: 552953101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert H. Baldwin | Management | For | For |
| 1b | Elect Director William A. Bible | Management | For | For |
| 1c | Elect Director Mary Chris Gay | Management | For | For |
| 1d | Elect Director William W. Grounds | Management | For | For |
| 1e | Elect Director Alexis M. Herman | Management | For | For |
| 1f | Elect Director Roland Hernandez | Management | For | For |
| 1g | Elect Director John Kilroy | Management | For | For |
| 1h | Elect Director Rose McKinney-James | Management | For | For |
| 1i | Elect Director James J. Murren | Management | For | For |
| 1j | Elect Director Gregory M. Spierkel | Management | For | For |
| 1k | Elect Director Jan G. Swartz | Management | For | For |
| 1l | Elect Director Daniel J. Taylor | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PANERA BREAD COMPANY MEETING DATE: JUL 11, 2017 | ||||
| TICKER: PNRA SECURITY ID: 69840W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| PAPA JOHN'S INTERNATIONAL, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: PZZA SECURITY ID: 698813102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christopher L. Coleman | Management | For | For |
| 1b | Elect Director Olivia F. Kirtley | Management | For | For |
| 1c | Elect Director Laurette T. Koellner | Management | For | For |
| 1d | Elect Director Sonya E. Medina | Management | For | For |
| 1e | Elect Director John H. Schnatter | Management | For | For |
| 1f | Elect Director Mark S. Shapiro | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PENN NATIONAL GAMING, INC. MEETING DATE: MAR 29, 2018 | ||||
| TICKER: PENN SECURITY ID: 707569109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| PENN NATIONAL GAMING, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: PENN SECURITY ID: 707569109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Handler | Management | For | For |
| 1.2 | Elect Director John M. Jacquemin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| PERFORMANCE FOOD GROUP COMPANY MEETING DATE: NOV 10, 2017 | ||||
| TICKER: PFGC SECURITY ID: 71377A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Meredith Adler | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Overly | Management | For | For |
| 1.3 | Elect Director Douglas M. Steenland | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PINNACLE ENTERTAINMENT, INC. MEETING DATE: MAR 29, 2018 | ||||
| TICKER: PNK SECURITY ID: 72348Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| PINNACLE ENTERTAINMENT, INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: PNK SECURITY ID: 72348Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Charles L. Atwood | Management | For | For |
| 1B | Elect Director Stephen C. Comer | Management | For | For |
| 1C | Elect Director Ron Huberman | Management | For | For |
| 1D | Elect Director James L. Martineau | Management | For | For |
| 1E | Elect Director Desiree Rogers | Management | For | For |
| 1F | Elect Director Carlos A. Ruisanchez | Management | For | For |
| 1G | Elect Director Anthony M. Sanfilippo | Management | For | For |
| 1H | Elect Director Jaynie M. Studenmund | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PLANET FITNESS, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: PLNT SECURITY ID: 72703H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Rondeau | Management | For | For |
| 1.2 | Elect Director Frances Rathke | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| RED ROBIN GOURMET BURGERS, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: RRGB SECURITY ID: 75689M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cambria W. Dunaway | Management | For | For |
| 1b | Elect Director Kalen F. Holmes | Management | For | For |
| 1c | Elect Director Glenn B. Kaufman | Management | For | For |
| 1d | Elect Director Aylwin B. Lewis | Management | For | For |
| 1e | Elect Director Steven K. Lumpkin | Management | For | For |
| 1f | Elect Director Pattye L. Moore | Management | For | For |
| 1g | Elect Director Stuart I. Oran | Management | For | For |
| 1h | Elect Director Denny Marie Post | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| RESTAURANT BRANDS INTERNATIONAL INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: QSR SECURITY ID: 76131D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexandre Behring | Management | For | For |
| 1.2 | Elect Director Marc Caira | Management | For | For |
| 1.3 | Elect Director Joao M. Castro-Neves | Management | For | For |
| 1.4 | Elect Director Martin E. Franklin | Management | For | For |
| 1.5 | Elect Director Paul J. Fribourg | Management | For | For |
| 1.6 | Elect Director Neil Golden | Management | For | For |
| 1.7 | Elect Director Ali G. Hedayat | Management | For | For |
| 1.8 | Elect Director Golnar Khosrowshahi | Management | For | For |
| 1.9 | Elect Director Daniel S. Schwartz | Management | For | For |
| 1.10 | Elect Director Carlos Alberto Sicupira | Management | For | For |
| 1.11 | Elect Director Roberto Moses Thompson Motta | Management | For | For |
| 1.12 | Elect Director Alexandre Van Damme | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Policy to Reduce Deforestation in Supply Chain | Shareholder | Against | Against |
| ROYAL CARIBBEAN CRUISES LTD. MEETING DATE: MAY 21, 2018 | ||||
| TICKER: RCL SECURITY ID: V7780T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Brock | Management | For | For |
| 1b | Elect Director Richard D. Fain | Management | For | For |
| 1c | Elect Director William L. Kimsey | Management | For | For |
| 1d | Elect Director Maritza G. Montiel | Management | For | For |
| 1e | Elect Director Ann S. Moore | Management | For | For |
| 1f | Elect Director Eyal M. Ofer | Management | For | For |
| 1g | Elect Director Thomas J. Pritzker | Management | For | For |
| 1h | Elect Director William K. Reilly | Management | For | For |
| 1i | Elect Director Bernt Reitan | Management | For | For |
| 1j | Elect Director Vagn O. Sorensen | Management | For | For |
| 1k | Elect Director Donald Thompson | Management | For | For |
| 1l | Elect Director Arne Alexander Wilhelmsen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SCIENTIFIC GAMES CORPORATION MEETING DATE: JUN 13, 2018 | ||||
| TICKER: SGMS SECURITY ID: 80874P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.2 | Elect Director Barry L. Cottle | Management | For | For |
| 1.3 | Elect Director Peter A. Cohen | Management | For | For |
| 1.4 | Elect Director Richard M. Haddrill | Management | For | For |
| 1.5 | Elect Director M. Gavin Isaacs | Management | For | For |
| 1.6 | Elect Director Viet D. Dinh | Management | For | For |
| 1.7 | Elect Director Gerald J. Ford | Management | For | For |
| 1.8 | Elect Director David L. Kennedy | Management | For | For |
| 1.9 | Elect Director Gabrielle K. McDonald | Management | For | For |
| 1.10 | Elect Director Paul M. Meister | Management | For | For |
| 1.11 | Elect Director Michael J. Regan | Management | For | For |
| 1.12 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.13 | Elect Director Kevin M. Sheehan | Management | For | For |
| 1.14 | Elect Director Frances F. Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Stock Ownership Limitations | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 23, 2018 | ||||
| TICKER: SCI SECURITY ID: 817565104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony L. Coelho | Management | For | For |
| 1.2 | Elect Director Jakki L. Haussler | Management | For | For |
| 1.3 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.4 | Elect Director Marcus A. Watts | Management | For | For |
| 1.5 | Elect Director Edward E. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement in Certain Provisions of the Certificate of Incorporation and Bylaws | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement to Approve Business Combinations | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| SERVICEMASTER GLOBAL HOLDINGS, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: SERV SECURITY ID: 81761R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Peter L. Cella | Management | For | For |
| 1B | Elect Director John B. Corness | Management | For | For |
| 1C | Elect Director Stephen J. Sedita | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SHAKE SHACK INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: SHAK SECURITY ID: 819047101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jenna Lyons | Management | For | For |
| 1b | Elect Director Robert Vivian | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| STARBUCKS CORPORATION MEETING DATE: MAR 21, 2018 | ||||
| TICKER: SBUX SECURITY ID: 855244109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Howard Schultz | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Mary N. Dillon | Management | For | For |
| 1d | Elect Director Mellody Hobson | Management | For | For |
| 1e | Elect Director Kevin R. Johnson | Management | For | For |
| 1f | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1g | Elect Director Satya Nadella | Management | For | For |
| 1h | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1i | Elect Director Clara Shih | Management | For | For |
| 1j | Elect Director Javier G. Teruel | Management | For | For |
| 1k | Elect Director Myron E. Ullman, III | Management | For | For |
| 1l | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Proxy Access Bylaw Amendments | Shareholder | Against | Against |
| 5 | Report on Sustainable Packaging | Shareholder | Against | Against |
| 6 | Report on Paid Family Leave *Withdrawn Resolution* | Shareholder | None | None |
| 7 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
| THE WENDY'S COMPANY MEETING DATE: JUN 05, 2018 | ||||
| TICKER: WEN SECURITY ID:�� 95058W100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelson Peltz | Management | For | For |
| 1b | Elect Director Peter W. May | Management | For | For |
| 1c | Elect Director Kristin A. Dolan | Management | For | For |
| 1d | Elect Director Kenneth W. Gilbert | Management | For | For |
| 1e | Elect Director Dennis M. Kass | Management | For | For |
| 1f | Elect Director Joseph A. Levato | Management | For | For |
| 1g | Elect Director Michelle "Mich" J. Mathews-Spradlin | Management | For | For |
| 1h | Elect Director Matthew H. Peltz | Management | For | For |
| 1i | Elect Director Todd A. Penegor | Management | For | For |
| 1j | Elect Director Peter H. Rothschild | Management | For | For |
| 1k | Elect Director Arthur B. Winkleblack | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| US FOODS HOLDING CORP. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: USFD SECURITY ID: 912008109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director John A. Lederer | Management | For | For |
| 1B | Elect Director Carl Andrew Pforzheimer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Remove Supermajority Vote Requirement | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| VAIL RESORTS, INC. MEETING DATE: DEC 06, 2017 | ||||
| TICKER: MTN SECURITY ID: 91879Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan L. Decker | Management | For | For |
| 1b | Elect Director Roland A. Hernandez | Management | For | For |
| 1c | Elect Director Robert A. Katz | Management | For | For |
| 1d | Elect Director John T. Redmond | Management | For | For |
| 1e | Elect Director Michele Romanow | Management | For | For |
| 1f | Elect Director Hilary A. Schneider | Management | For | For |
| 1g | Elect Director D. Bruce Sewell | Management | For | For |
| 1h | Elect Director John F. Sorte | Management | For | For |
| 1i | Elect Director Peter A. Vaughn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WEIGHT WATCHERS INTERNATIONAL, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: WTW SECURITY ID: 948626106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Denis F. Kelly | Management | For | For |
| 1.2 | Elect Director Sacha Lainovic | Management | For | For |
| 1.3 | Elect Director Christopher J. Sobecki | Management | For | For |
| 1.4 | Elect Director Oprah Winfrey | Management | For | For |
| 2.5 | Elect Director Mindy Grossman | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 17, 2018 | ||||
| TICKER: WYN SECURITY ID: 98310W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Myra J. Biblowit | Management | For | For |
| 1b | Elect Director Louise F. Brady | Management | For | For |
| 1c | Elect Director James E. Buckman | Management | For | For |
| 1d | Elect Director George Herrera | Management | For | For |
| 1e | Elect Director Stephen P. Holmes | Management | For | For |
| 1f | Elect Director Brian M. Mulroney | Management | For | For |
| 1g | Elect Director Pauline D.E. Richards | Management | For | For |
| 1h | Elect Director Michael H. Wargotz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| WYNN RESORTS, LIMITED MEETING DATE: MAY 16, 2018 | ||||
| TICKER: WYNN SECURITY ID: 983134107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy Card | ||||
| 1.1 | Elect Director Betsy Atkins | Management | For | For |
| 1.2 | Elect Director John J. Hagenbuch | Management | For | Withhold |
| 1.3 | Elect Director Patricia Mulroy | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Card) | ||||
| 1.1 | Management Nominee Betsy Atkins | Shareholder | None | Did Not Vote |
| 1.2 | Management Nominee John J. Hagenbuch | Shareholder | Withhold | Did Not Vote |
| 1.3 | Management Nominee Patricia Mulroy | Shareholder | None | Did Not Vote |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | None | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 4 | Report on Political Contributions | Shareholder | None | Did Not Vote |
| YUM! BRANDS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: YUM SECURITY ID: 988498101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paget L. Alves | Management | For | For |
| 1b | Elect Director Michael J. Cavanagh | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Brian C. Cornell | Management | For | For |
| 1e | Elect Director Greg Creed | Management | For | For |
| 1f | Elect Director Tanya L. Domier | Management | For | For |
| 1g | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1h | Elect Director Thomas C. Nelson | Management | For | For |
| 1i | Elect Director P. Justin Skala | Management | For | For |
| 1j | Elect Director Elane B. Stock | Management | For | For |
| 1k | Elect Director Robert D. Walter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT MATERIALS PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 25, 2018 | ||||
| TICKER: APD SECURITY ID: 009158106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan K. Carter | Management | For | For |
| 1b | Elect Director Charles I. Cogut | Management | For | For |
| 1c | Elect Director Seifollah (Seifi) Ghasemi | Management | For | For |
| 1d | Elect Director Chadwick C. Deaton | Management | For | For |
| 1e | Elect Director David H. Y. Ho | Management | For | For |
| 1f | Elect Director Margaret G. McGlynn | Management | For | For |
| 1g | Elect Director Edward L. Monser | Management | For | For |
| 1h | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan - WITHDRAWN RESOLUTION | Management | None | None |
| ALCOA CORPORATION MEETING DATE: MAY 09, 2018 | ||||
| TICKER: AA SECURITY ID: 013872106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael G. Morris | Management | For | For |
| 1.2 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.3 | Elect Director Timothy P. Flynn | Management | For | For |
| 1.4 | Elect Director Kathryn S. Fuller | Management | For | For |
| 1.5 | Elect Director Roy C. Harvey | Management | For | For |
| 1.6 | Elect Director James A. Hughes | Management | For | For |
| 1.7 | Elect Director James E. Nevels | Management | For | For |
| 1.8 | Elect Director James W. Owens | Management | For | For |
| 1.9 | Elect Director Carol L. Roberts | Management | For | For |
| 1.10 | Elect Director Suzanne Sitherwood | Management | For | For |
| 1.11 | Elect Director Steven W. Williams | Management | For | For |
| 1.12 | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ALLEGHENY TECHNOLOGIES INCORPORATED MEETING DATE: MAY 10, 2018 | ||||
| TICKER: ATI SECURITY ID: 01741R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herbert J. Carlisle | Management | For | For |
| 1.2 | Elect Director Diane C. Creel | Management | For | For |
| 1.3 | Elect Director John R. Pipski | Management | For | For |
| 1.4 | Elect Director James E. Rohr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALPEK S.A.B. DE C.V. MEETING DATE: FEB 28, 2018 | ||||
| TICKER: ALPEK A SECURITY ID: P01703100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income; Approve Maximum Amount for Repurchase of Shares | Management | For | For |
| 3 | Elect Directors and Chairmen of Audit and Corporate Practices Committees; Fix Their Remuneration | Management | For | Abstain |
| 4 | Appoint Legal Representatives | Management | For | For |
| 5 | Approve Minutes of Meeting | Management | For | For |
| APTARGROUP, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: ATR SECURITY ID: 038336103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andreas C. Kramvis | Management | For | For |
| 1b | Elect Director Maritza Gomez Montiel | Management | For | For |
| 1c | Elect Director Jesse Wu | Management | For | For |
| 1d | Elect Director Ralf K. Wunderlich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ASHLAND GLOBAL HOLDINGS INC. MEETING DATE: JAN 25, 2018 | ||||
| TICKER: ASH SECURITY ID: 044186104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brendan M. Cummins | Management | For | For |
| 1.2 | Elect Director William G. Dempsey | Management | For | For |
| 1.3 | Elect Director Jay V. Ihlenfeld | Management | For | For |
| 1.4 | Elect Director Susan L. Main | Management | For | For |
| 1.5 | Elect Director Jerome A. Peribere | Management | For | For |
| 1.6 | Elect Director Barry W. Perry | Management | For | For |
| 1.7 | Elect Director Mark C. Rohr | Management | For | For |
| 1.8 | Elect Director Janice J. Teal | Management | For | For |
| 1.9 | Elect Director Michael J. Ward | Management | For | For |
| 1.10 | Elect Director Kathleen Wilson-Thompson | Management | For | For |
| 1.11 | Elect Director William A. Wulfsohn | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| AVERY DENNISON CORPORATION MEETING DATE: APR 26, 2018 | ||||
| TICKER: AVY SECURITY ID: 053611109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bradley A. Alford | Management | For | For |
| 1b | Elect Director Anthony K. Anderson | Management | For | For |
| 1c | Elect Director Peter K. Barker | Management | For | For |
| 1d | Elect Director Mitchell R. Butier | Management | For | For |
| 1e | Elect Director Ken C. Hicks | Management | For | For |
| 1f | Elect Director Andres A. Lopez | Management | For | For |
| 1g | Elect Director David E.I. Pyott | Management | For | For |
| 1h | Elect Director Dean A. Scarborough | Management | For | For |
| 1i | Elect Director Patrick T. Siewert | Management | For | For |
| 1j | Elect Director Julia A. Stewart | Management | For | For |
| 1k | Elect Director Martha N. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AXALTA COATING SYSTEMS LTD. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: AXTA SECURITY ID: G0750C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert M. McLaughlin | Management | For | For |
| 1.2 | Elect Director Samuel L. Smolik | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bylaws | Management | For | For |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| BERRY GLOBAL GROUP, INC. MEETING DATE: MAR 01, 2018 | ||||
| TICKER: BERY SECURITY ID: 08579W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Thomas E. Salmon | Management | For | For |
| 1B | Elect Director Robert V. Seminara | Management | For | For |
| 1C | Elect Director Paula A. Sneed | Management | For | For |
| 1D | Elect Director Robert A. Steele | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BRASKEM S.A. MEETING DATE: APR 30, 2018 | ||||
| TICKER: BRKM5 SECURITY ID: P18533110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 2 | As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | Abstain |
| 3 | Elect Charles Renne Lebarbenchon as Fiscal Council Member and Andre Eduardo Dantas as Alternate Appointed by Preferred Shareholder | Shareholder | None | For |
| 4 | Elect Walter Luis Bernardes Albertoni as Director and Wilfredo Joao Vicente Gomes as Alternate Appointed by Preferred Shareholder | Shareholder | None | For |
| 5 | In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? | Management | None | For |
| CABOT CORPORATION MEETING DATE: MAR 08, 2018 | ||||
| TICKER: CBT SECURITY ID: 127055101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cynthia A. Arnold | Management | For | For |
| 1.2 | Elect Director John K. McGillicuddy | Management | For | For |
| 1.3 | Elect Director John F. O'Brien | Management | For | For |
| 1.4 | Elect Director Mark S. Wrighton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CELANESE CORPORATION MEETING DATE: APR 19, 2018 | ||||
| TICKER: CE SECURITY ID: 150870103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jean S. Blackwell | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Bennie W. Fowler | Management | For | For |
| 1d | Elect Director Edward G. Galante | Management | For | For |
| 1e | Elect Director Kathryn M. Hill | Management | For | For |
| 1f | Elect Director David F. Hoffmeister | Management | For | For |
| 1g | Elect Director John K. Wulff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: CF SECURITY ID: 125269100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1b | Elect Director William Davisson | Management | For | For |
| 1c | Elect Director John W. Eaves | Management | For | For |
| 1d | Elect Director Stephen A. Furbacher | Management | For | For |
| 1e | Elect Director Stephen J. Hagge | Management | For | For |
| 1f | Elect Director John D. Johnson | Management | For | For |
| 1g | Elect Director Anne P. Noonan | Management | For | For |
| 1h | Elect Director Michael J. Toelle | Management | For | For |
| 1i | Elect Director Theresa E. Wagler | Management | For | For |
| 1j | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| CRH PLC MEETING DATE: APR 26, 2018 | ||||
| TICKER: CRG SECURITY ID: 12626K203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4a | Elect Richard Boucher as Director | Management | For | For |
| 4b | Re-elect Nicky Hartery as Director | Management | For | For |
| 4c | Re-elect Patrick Kennedy as Director | Management | For | For |
| 4d | Re-elect Donald McGovern Jr. as Director | Management | For | For |
| 4e | Re-elect Heather Ann McSharry as Director | Management | For | For |
| 4f | Re-elect Albert Manifold as Director | Management | For | For |
| 4g | Re-elect Senan Murphy as Director | Management | For | For |
| 4h | Re-elect Gillian Platt as Director | Management | For | For |
| 4i | Re-elect Lucinda Riches as Director | Management | For | For |
| 4j | Re-elect Henk Rottinghuis as Director | Management | For | For |
| 4k | Re-elect William Teuber Jr. as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Reappoint Ernst & Young as Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 11 | Authorise Reissuance of Treasury Shares | Management | For | For |
| 12 | Approve Scrip Dividend | Management | For | For |
| 13 | Amend Articles of Association | Management | For | For |
| DOWDUPONT INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: DWDP SECURITY ID: 26078J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lamberto Andreotti | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Edward D. Breen | Management | For | For |
| 1d | Elect Director Robert A. Brown | Management | For | For |
| 1e | Elect Director Alexander M. Cutler | Management | For | For |
| 1f | Elect Director Jeff M. Fettig | Management | For | For |
| 1g | Elect Director Marillyn A. Hewson | Management | For | For |
| 1h | Elect Director Lois D. Juliber | Management | For | For |
| 1i | Elect Director Andrew N. Liveris | Management | For | For |
| 1j | Elect Director Raymond J. Milchovich | Management | For | For |
| 1k | Elect Director Paul Polman | Management | For | For |
| 1l | Elect Director Dennis H. Reilley | Management | For | For |
| 1m | Elect Director James M. Ringler | Management | For | For |
| 1n | Elect Director Ruth G. Shaw | Management | For | For |
| 1o | Elect Director Lee M. Thomas | Management | For | For |
| 1p | Elect Director Patrick J. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Report on Impact of the Bhopal Chemical Explosion | Shareholder | Against | Against |
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| EAGLE MATERIALS INC. MEETING DATE: AUG 03, 2017 | ||||
| TICKER: EXP SECURITY ID: 26969P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Michael R. Nicolais | Management | For | For |
| 1B | Elect Director Richard R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EASTMAN CHEMICAL COMPANY MEETING DATE: MAY 03, 2018 | ||||
| TICKER: EMN SECURITY ID: 277432100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
| 1.2 | Elect Director Brett D. Begemann | Management | For | For |
| 1.3 | Elect Director Michael P. Connors | Management | For | For |
| 1.4 | Elect Director Mark J. Costa | Management | For | For |
| 1.5 | Elect Director Stephen R. Demeritt | Management | For | For |
| 1.6 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.7 | Elect Director Julie F. Holder | Management | For | For |
| 1.8 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.9 | Elect Director Lewis M. Kling | Management | For | For |
| 1.10 | Elect Director James J. O'Brien | Management | For | For |
| 1.11 | Elect Director David W. Raisbeck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| FMC CORPORATION MEETING DATE: APR 24, 2018 | ||||
| TICKER: FMC SECURITY ID: 302491303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pierre Brondeau | Management | For | For |
| 1b | Elect Director Eduardo E. Cordeiro | Management | For | For |
| 1c | Elect Director G. Peter D'Aloia | Management | For | For |
| 1d | Elect Director C. Scott Greer | Management | For | For |
| 1e | Elect Director K'Lynne Johnson | Management | For | For |
| 1f | Elect Director Dirk A. Kempthorne | Management | For | For |
| 1g | Elect Director Paul J. Norris | Management | For | For |
| 1h | Elect Director Margareth Ovrum | Management | For | For |
| 1i | Elect Director Robert C. Pallash | Management | For | For |
| 1j | Elect Director William H. Powell | Management | For | For |
| 1k | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FRANCO-NEVADA CORPORATION MEETING DATE: MAY 09, 2018 | ||||
| TICKER: FNV SECURITY ID: 351858105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Tom Albanese | Management | For | For |
| 1.4 | Elect Director Derek W. Evans | Management | For | For |
| 1.5 | Elect Director Catharine Farrow | Management | For | For |
| 1.6 | Elect Director Louis Gignac | Management | For | For |
| 1.7 | Elect Director Randall Oliphant | Management | For | For |
| 1.8 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Share Compensation Plan | Management | For | For |
| FREEPORT-MCMORAN INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: FCX SECURITY ID: 35671D857 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Gerald J. Ford | Management | For | For |
| 1.3 | Elect Director Lydia H. Kennard | Management | For | For |
| 1.4 | Elect Director Jon C. Madonna | Management | For | For |
| 1.5 | Elect Director Courtney Mather | Management | For | For |
| 1.6 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.7 | Elect Director Frances Fragos Townsend | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FRUTAROM INDUSTRIES LTD. MEETING DATE: AUG 08, 2017 | ||||
| TICKER: FRUT SECURITY ID: M4692H103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| 2 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3.1 | Reelect John J. Farber as Director Until the End of the Next Annual General Meeting | Management | For | Against |
| 3.2 | Reelect Maya Farber as Director Until the End of the Next Annual General Meeting | Management | For | Against |
| 3.3 | Reelect Sandra R. Farber as Director Until the End of the Next Annual General Meeting | Management | For | Against |
| 3.4 | Reelect Hans Abderhalden as Director Until the End of the Next Annual General Meeting | Management | For | Against |
| 3.5 | Reelect Gil Leidner as Director Until the End of the Next Annual General Meeting | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| GLENCORE PLC MEETING DATE: MAY 02, 2018 | ||||
| TICKER: GLEN SECURITY ID: G39420107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Reduction of the Company's Capital Contribution Reserves | Management | For | For |
| 3 | Re-elect Anthony Hayward as Director | Management | For | For |
| 4 | Re-elect Ivan Glasenberg as Director | Management | For | For |
| 5 | Re-elect Peter Coates as Director | Management | For | For |
| 6 | Re-elect Leonhard Fischer as Director | Management | For | For |
| 7 | Elect Martin Gilbert as a Director | Management | For | For |
| 8 | Re-elect John Mack as Director | Management | For | For |
| 9 | Elect Gill Marcus as a Director | Management | For | For |
| 10 | Re-elect Patrice Merrin as Director | Management | For | For |
| 11 | Approve Remuneration Report | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| GRAPHIC PACKAGING HOLDING COMPANY MEETING DATE: MAY 23, 2018 | ||||
| TICKER: GPK SECURITY ID: 388689101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul D. Carrico | Management | For | For |
| 1.2 | Elect Director Philip R. Martens | Management | For | For |
| 1.3 | Elect Director Lynn A. Wentworth | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HUNTSMAN CORPORATION MEETING DATE: MAY 03, 2018 | ||||
| TICKER: HUN SECURITY ID: 447011107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter R. Huntsman | Management | For | For |
| 1.2 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.3 | Elect Director Mary C. Beckerle | Management | For | For |
| 1.4 | Elect Director M. Anthony Burns | Management | For | For |
| 1.5 | Elect Director Daniele Ferrari | Management | For | For |
| 1.6 | Elect Director Robert J. Margetts | Management | For | For |
| 1.7 | Elect Director Wayne A. Reaud | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| IVANHOE MINES LTD. MEETING DATE: JUN 28, 2018 | ||||
| TICKER: IVN SECURITY ID: 46579R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Robert M. Friedland | Management | For | For |
| 2.2 | Elect Director Ian D. Cockerill | Management | For | For |
| 2.3 | Elect Director Egizio Bianchini | Management | For | For |
| 2.4 | Elect Director William B. Hayden | Management | For | For |
| 2.5 | Elect Director Oyvind Hushovd | Management | For | For |
| 2.6 | Elect Director Livia Mahler | Management | For | For |
| 2.7 | Elect Director Peter G. Meredith | Management | For | For |
| 2.8 | Elect Director Kgalema P. Motlanthe | Management | For | For |
| 2.9 | Elect Director Guy J. de Selliers | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| LG CHEM LTD. MEETING DATE: MAR 16, 2018 | ||||
| TICKER: A051910 SECURITY ID: Y52758102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Park Jin-su as Inside Director | Management | For | For |
| 2.2 | Elect Kim Moon-su as Outside Director | Management | For | For |
| 3 | Elect Kim Moon-su as a Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| LINDE AKTIENGESELLSCHAFT MEETING DATE: MAY 03, 2018 | ||||
| TICKER: LIN SECURITY ID: D50348271 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 7 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Aldo Belloni for Fiscal 2017 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Christian Bruch for Fiscal 2017 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Bernd Eulitz for Fiscal 2017 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Sanjiv Lamba for Fiscal 2017 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Sven Schneider for Fiscal 2017 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2017 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Hans-Dieter Katte for Fiscal 2017 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2017 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Franz Fehrenbach for Fiscal 2017 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Ann-Kristin Achleitner for Fiscal 2017 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Clemens Boersig for Fiscal 2017 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Anke Couturier for Fiscal 2017 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Thomas Enders for Fiscal 2017 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Gernot Hahl for Fiscal 2017 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Martin Kimmich for Fiscal 2017 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Victoria Ossadnik for Fiscal 2017 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Xaver Schmidt for Fiscal 2017 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Frank Sonntag for Fiscal 2017 | Management | For | For |
| 5.1 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
| 5.2 | Ratify KPMG as Auditors for the First Quarter of Fiscal 2019 | Management | For | For |
| 6 | Approve Creation of EUR 47 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.5 Billion; Approve Creation of EUR 47 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8.1 | Elect Ann-Kristin Achleitner to the Supervisory Board | Management | For | For |
| 8.2 | Elect Clemens Boersig to the Supervisory Board | Management | For | For |
| 8.3 | Elect Thomas Enders to the Supervisory Board | Management | For | For |
| 8.4 | Elect Franz Fehrenbach to the Supervisory Board | Management | For | For |
| 8.5 | Elect Victoria Ossadnik to the Supervisory Board | Management | For | For |
| 8.6 | Elect Wolfgang Reitzle to the Supervisory Board | Management | For | For |
| LUNDIN MINING CORPORATION MEETING DATE: MAY 11, 2018 | ||||
| TICKER: LUN SECURITY ID: 550372106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald K. Charter | Management | For | For |
| 1.2 | Elect Director Paul K. Conibear | Management | For | For |
| 1.3 | Elect Director John H. Craig | Management | For | For |
| 1.4 | Elect Director Peter C. Jones | Management | For | For |
| 1.5 | Elect Director Lukas H. Lundin | Management | For | For |
| 1.6 | Elect Director Dale C. Peniuk | Management | For | For |
| 1.7 | Elect Director William A. Rand | Management | For | For |
| 1.8 | Elect Director Catherine J. G. Stefan | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| LYONDELLBASELL INDUSTRIES N.V. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: LYB SECURITY ID: N53745100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles | Management | For | For |
| 2a | Elect Director Bhavesh (Bob) Patel | Management | For | For |
| 2b | Elect Director Robert Gwin | Management | For | For |
| 2c | Elect Director Jacques Aigrain | Management | For | For |
| 2d | Elect Director Lincoln Benet | Management | For | For |
| 2e | Elect Director Jagjeet (Jeet) Bindra | Management | For | For |
| 2f | Elect Director Robin Buchanan | Management | For | For |
| 2g | Elect Director Stephen Cooper | Management | For | For |
| 2h | Elect Director Nance Dicciani | Management | For | For |
| 2i | Elect Director Claire Farley | Management | For | For |
| 2j | Elect Director Isabella (Bella) Goren | Management | For | For |
| 2k | Elect Director Bruce Smith | Management | For | For |
| 2l | Elect Director Rudy van der Meer | Management | For | For |
| 3a | Elect Bhavesh (Bob) Patel to Management Board | Management | For | For |
| 3b | Elect Thomas Aebischer to Management Board | Management | For | For |
| 3c | Elect Daniel Coombs to Management Board | Management | For | For |
| 3d | Elect Jeffrey Kaplan to Management Board | Management | For | For |
| 3e | Elect James Guilfoyle to Management Board | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Approve Dividends of USD 3.70 Per Share | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorization of the Cancellation of Shares | Management | For | For |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| MONSANTO COMPANY MEETING DATE: JAN 31, 2018 | ||||
| TICKER: MON SECURITY ID: 61166W101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dwight M. 'Mitch' Barns | Management | For | For |
| 1b | Elect Director Gregory H. Boyce | Management | For | For |
| 1c | Elect Director David L. Chicoine | Management | For | For |
| 1d | Elect Director Janice L. Fields | Management | For | For |
| 1e | Elect Director Hugh Grant | Management | For | For |
| 1f | Elect Director Laura K. Ipsen | Management | For | For |
| 1g | Elect Director Marcos M. Lutz | Management | For | For |
| 1h | Elect Director C. Steven McMillan | Management | For | For |
| 1i | Elect Director Jon R. Moeller | Management | For | For |
| 1j | Elect Director George H. Poste | Management | For | For |
| 1k | Elect Director Robert J. Stevens | Management | For | For |
| 1l | Elect Director Patricia Verduin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws to Create Board Human Rights Committee | Shareholder | Against | Against |
| NEWMONT MINING CORPORATION MEETING DATE: APR 25, 2018 | ||||
| TICKER: NEM SECURITY ID: 651639106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director Bruce R. Brook | Management | For | For |
| 1.3 | Elect Director J. Kofi Bucknor | Management | For | For |
| 1.4 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.5 | Elect Director Noreen Doyle | Management | For | For |
| 1.6 | Elect Director Gary J. Goldberg | Management | For | For |
| 1.7 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.8 | Elect Director Sheri E. Hickok | Management | For | For |
| 1.9 | Elect Director Rene Medori | Management | For | For |
| 1.10 | Elect Director Jane Nelson | Management | For | For |
| 1.11 | Elect Director Julio M. Quintana | Management | For | For |
| 1.12 | Elect Director Molly P. Zhang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NUCOR CORPORATION MEETING DATE: MAY 10, 2018 | ||||
| TICKER: NUE SECURITY ID: 670346105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1.2 | Elect Director Patrick J. Dempsey | Management | For | For |
| 1.3 | Elect Director John J. Ferriola | Management | For | For |
| 1.4 | Elect Director Victoria F. Haynes | Management | For | For |
| 1.5 | Elect Director Christopher J. Kearney | Management | For | For |
| 1.6 | Elect Director Laurette T. Koellner | Management | For | For |
| 1.7 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| OLIN CORPORATION MEETING DATE: APR 26, 2018 | ||||
| TICKER: OLN SECURITY ID: 680665205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald W. Bogus | Management | For | For |
| 1.2 | Elect Director Earl L. Shipp | Management | For | For |
| 1.3 | Elect Director Vincent J. Smith | Management | For | For |
| 1.4 | Elect Director Carol A. Williams | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ORION ENGINEERED CARBONS SA MEETING DATE: APR 16, 2018 | ||||
| TICKER: OEC SECURITY ID: L72967109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Annual Accounts | Management | For | For |
| 3 | Approve Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Reelect Marc J. Faber as Director | Management | For | For |
| 7 | Approve Discharge of Auditors | Management | For | For |
| 8 | Appoint Auditor | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| ORION ENGINEERED CARBONS SA MEETING DATE: APR 16, 2018 | ||||
| TICKER: OEC SECURITY ID: L72967109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Renewal of Authorized Share Capital | Management | For | For |
| 2 | Approve Renewal of Existing Authorization to the Board to Purchase Shares | Management | For | For |
| 3 | Amend Article 15.1 Re: Change in the Composition of the Board to Ten Directors | Management | For | For |
| 4 | Amend Article 18.2 Re: Written Notice of Meeting to the Board of Directors at least Twenty-Four Hours in Advance of Meeting Date | Management | For | For |
| 5 | Amendment and Full Restatement of the Articles of Association | Management | For | For |
| PACKAGING CORPORATION OF AMERICA MEETING DATE: MAY 15, 2018 | ||||
| TICKER: PKG SECURITY ID: 695156109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Duane C. Farrington | Management | For | For |
| 1.3 | Elect Director Hasan Jameel | Management | For | For |
| 1.4 | Elect Director Mark W. Kowlzan | Management | For | For |
| 1.5 | Elect Director Robert C. Lyons | Management | For | For |
| 1.6 | Elect Director Thomas P. Maurer | Management | For | For |
| 1.7 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.8 | Elect Director Roger B. Porter | Management | For | For |
| 1.9 | Elect Director Thomas S. Souleles | Management | For | For |
| 1.10 | Elect Director Paul T. Stecko | Management | For | For |
| 1.11 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PLATFORM SPECIALTY PRODUCTS CORPORATION MEETING DATE: JUN 25, 2018 | ||||
| TICKER: PAH SECURITY ID: 72766Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Martin E. Franklin | Management | For | For |
| 1B | Elect Director Rakesh Sachdev | Management | For | For |
| 1C | Elect Director Ian G.H. Ashken | Management | For | For |
| 1D | Elect Director Michael F. Goss | Management | For | For |
| 1E | Elect Director Ryan Israel | Management | For | For |
| 1F | Elect Director E. Stanley O'Neal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RANDGOLD RESOURCES LTD MEETING DATE: MAY 08, 2018 | ||||
| TICKER: RRS SECURITY ID: 752344309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect Safiatou Ba-N'Daw as Director | Management | For | For |
| 6 | Re-elect Mark Bristow as Director | Management | For | For |
| 7 | Re-elect Christopher Coleman as Director | Management | For | For |
| 8 | Re-elect Jamil Kassum as Director | Management | For | For |
| 9 | Re-elect Olivia Kirtley as Director | Management | For | For |
| 10 | Re-elect Jeanine Mabunda Lioko as Director | Management | For | For |
| 11 | Re-elect Andrew Quinn as Director | Management | For | For |
| 12 | Re-elect Graham Shuttleworth as Director | Management | For | For |
| 13 | Reappoint BDO LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
| 17 | Approve Award of Ordinary Shares to the Senior Independent Director | Management | For | For |
| 18 | Approve Award of Ordinary Shares to the Chairman | Management | For | For |
| 19 | Approve Long Term Incentive Plan | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares and American Depositary Shares | Management | For | For |
| RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: RS SECURITY ID: 759509102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sarah J. Anderson | Management | For | For |
| 1b | Elect Director Karen W. Colonias | Management | For | For |
| 1c | Elect Director John G. Figueroa | Management | For | For |
| 1d | Elect Director Thomas W. Gimbel | Management | For | For |
| 1e | Elect Director David H. Hannah | Management | For | For |
| 1f | Elect Director Douglas M. Hayes | Management | For | For |
| 1g | Elect Director Mark V. Kaminski | Management | For | For |
| 1h | Elect Director Robert A. McEvoy | Management | For | For |
| 1i | Elect Director Gregg J. Mollins | Management | For | For |
| 1j | Elect Director Andrew G. Sharkey, III | Management | For | For |
| 1k | Elect Director Douglas W. Stotlar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| RYERSON HOLDING CORPORATION MEETING DATE: APR 25, 2018 | ||||
| TICKER: RYI SECURITY ID: 783754104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Court D. Carruthers | Management | For | For |
| 1.2 | Elect Director Eva M. Kalawski | Management | For | For |
| 1.3 | Elect Director Mary Ann Sigler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| STEEL DYNAMICS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: STLD SECURITY ID: 858119100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark D. Millett | Management | For | For |
| 1.2 | Elect Director Keith E. Busse | Management | For | For |
| 1.3 | Elect Director Frank D. Byrne | Management | For | For |
| 1.4 | Elect Director Kenneth W. Cornew | Management | For | For |
| 1.5 | Elect Director Traci M. Dolan | Management | For | For |
| 1.6 | Elect Director Jurgen Kolb | Management | For | For |
| 1.7 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.8 | Elect Director Bradley S. Seaman | Management | For | For |
| 1.9 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 1.10 | Elect Director Richard P. Teets, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Articles of Incorporation to Provide Shareholders the Right to Amend Bylaws | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Restricted Stock Plan | Management | For | For |
| SUMMIT MATERIALS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: SUM SECURITY ID: 86614U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howard L. Lance | Management | For | For |
| 1.2 | Elect Director Anne K. Wade | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TENARIS SA MEETING DATE: MAY 02, 2018 | ||||
| TICKER: TEN SECURITY ID: 88031M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive and Approve Board's and Auditor's Reports Re: Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Elect Directors (Bundled) | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Allow Electronic Distribution of Company Documents to Shareholders | Management | For | For |
| 1 | Amend Article 11 Re: Audit Committee | Management | For | For |
| 2 | Amend Article 15 Re: Date and Place of Annual General Meeting | Management | For | For |
| THE CHEMOURS COMPANY MEETING DATE: MAY 02, 2018 | ||||
| TICKER: CC SECURITY ID: 163851108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Curtis V. Anastasio | Management | For | For |
| 1b | Elect Director Bradley J. Bell | Management | For | For |
| 1c | Elect Director Richard H. Brown | Management | For | For |
| 1d | Elect Director Mary B. Cranston | Management | For | For |
| 1e | Elect Director Curtis J. Crawford | Management | For | For |
| 1f | Elect Director Dawn L. Farrell | Management | For | For |
| 1g | Elect Director Sean D. Keohane | Management | For | For |
| 1h | Elect Director Mark P. Vergnano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| THE MOSAIC COMPANY MEETING DATE: MAY 10, 2018 | ||||
| TICKER: MOS SECURITY ID: 61945C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Oscar Bernardes | Management | For | For |
| 1b | Elect Director Nancy E. Cooper | Management | For | For |
| 1c | Elect Director Gregory L. Ebel | Management | For | For |
| 1d | Elect Director Timothy S. Gitzel | Management | For | For |
| 1e | Elect Director Denise C. Johnson | Management | For | For |
| 1f | Elect Director Emery N. Koenig | Management | For | For |
| 1g | Elect Director Robert L. Lumpkins | Management | For | For |
| 1h | Elect Director William T. Monahan | Management | For | For |
| 1i | Elect Director James 'Joc' C. O'Rourke | Management | For | For |
| 1j | Elect Director David T. Seaton | Management | For | For |
| 1k | Elect Director Steven M. Seibert | Management | For | For |
| 1l | Elect Director Luciano Siani Pires | Management | For | For |
| 1m | Elect Director Kelvin W. Westbrook | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE SCOTTS MIRACLE-GRO COMPANY MEETING DATE: JAN 26, 2018 | ||||
| TICKER: SMG SECURITY ID: 810186106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas N. Kelly, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Peter E. Shumlin | Management | For | Withhold |
| 1.3 | Elect Director John R. Vines | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| THE SHERWIN-WILLIAMS COMPANY MEETING DATE: APR 18, 2018 | ||||
| TICKER: SHW SECURITY ID: 824348106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director David F. Hodnik | Management | For | For |
| 1.3 | Elect Director Richard J. Kramer | Management | For | For |
| 1.4 | Elect Director Susan J. Kropf | Management | For | For |
| 1.5 | Elect Director John G. Morikis | Management | For | For |
| 1.6 | Elect Director Christine A. Poon | Management | For | For |
| 1.7 | Elect Director John M. Stropki | Management | For | For |
| 1.8 | Elect Director Michael H. Thaman | Management | For | For |
| 1.9 | Elect Director Matthew Thornton, III | Management | For | For |
| 1.10 | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TRONOX LIMITED MEETING DATE: OCT 05, 2017 | ||||
| TICKER: TROX SECURITY ID: Q9235V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| TRONOX LIMITED MEETING DATE: MAY 29, 2018 | ||||
| TICKER: TROX SECURITY ID: Q9235V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffry N. Quinn | Management | For | For |
| 1.2 | Elect Director Ilan Kaufthal | Management | For | For |
| 1.3 | Elect Director Peter B. Johnston | Management | For | For |
| 1.4 | Elect Director Wayne A. Hinman | Management | For | For |
| 1.5 | Elect Director Andrew P. Hines | Management | For | For |
| 1.6 | Elect Director Sipho Nkosi | Management | For | For |
| 1.7 | Elect Director Ginger M. Jones | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Financial Assistance in Relation to Australian Law | Management | For | For |
| UNITED STATES STEEL CORPORATION MEETING DATE: APR 24, 2018 | ||||
| TICKER: X SECURITY ID: 912909108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David B. Burritt | Management | For | For |
| 1b | Elect Director Patricia Diaz Dennis | Management | For | For |
| 1c | Elect Director Dan O. Dinges | Management | For | For |
| 1d | Elect Director John J. Engel | Management | For | For |
| 1e | Elect Director Murry S. Gerber | Management | For | For |
| 1f | Elect Director Stephen J. Girsky | Management | For | For |
| 1g | Elect Director Paul A. Mascarenas | Management | For | For |
| 1h | Elect Director Eugene B. Sperling | Management | For | For |
| 1i | Elect Director David S. Sutherland | Management | For | For |
| 1j | Elect Director Patricia A. Tracey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| UNIVAR INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: UNVR SECURITY ID: 91336L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rhonda Germany Ballintyn | Management | For | For |
| 1.2 | Elect Director Richard P. Fox | Management | For | For |
| 1.3 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.4 | Elect Director Christopher D. Pappas | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Provide Proxy Access Right | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WESTLAKE CHEMICAL CORPORATION MEETING DATE: MAY 18, 2018 | ||||
| TICKER: WLK SECURITY ID: 960413102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Chao | Management | For | For |
| 1.2 | Elect Director Mark A. McCollum | Management | For | For |
| 1.3 | Elect Director R. Bruce Northcutt | Management | For | For |
| 1.4 | Elect Director H. John Riley, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WESTROCK COMPANY MEETING DATE: FEB 02, 2018 | ||||
| TICKER: WRK SECURITY ID: 96145D105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1b | Elect Director J. Powell Brown | Management | For | For |
| 1c | Elect Director Michael E. Campbell | Management | For | For |
| 1d | Elect Director Terrell K. Crews | Management | For | For |
| 1e | Elect Director Russell M. Currey | Management | For | For |
| 1f | Elect Director John A. Luke, Jr. | Management | For | For |
| 1g | Elect Director Gracia C. Martore | Management | For | For |
| 1h | Elect Director James E. Nevels | Management | For | For |
| 1i | Elect Director Timothy H. Powers | Management | For | For |
| 1j | Elect Director Steven C. Voorhees | Management | For | For |
| 1k | Elect Director Bettina M. Whyte | Management | For | For |
| 1l | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT MEDICAL TECHNOLOGY AND DEVICES PORTFOLIO (FORMERLY KNOWN AS SELECT MEDICAL EQUIPMENT AND SYSTEMS PORTFOLIO)
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABBOTT LABORATORIES MEETING DATE: APR 27, 2018 | ||||
| TICKER: ABT SECURITY ID: 002824100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director Edward M. Liddy | Management | For | For |
| 1.5 | Elect Director Nancy McKinstry | Management | For | For |
| 1.6 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.7 | Elect Director William A. Osborn | Management | For | For |
| 1.8 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.9 | Elect Director Daniel J. Starks | Management | For | For |
| 1.10 | Elect Director John G. Stratton | Management | For | For |
| 1.11 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.12 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 21, 2018 | ||||
| TICKER: A SECURITY ID: 00846U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Koh Boon Hwee | Management | For | For |
| 1.2 | Elect Director Michael R. McMullen | Management | For | For |
| 1.3 | Elect Director Daniel K. Podolsky | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALIGN TECHNOLOGY, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: ALGN SECURITY ID: 016255101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin J. Dallas | Management | For | For |
| 1.2 | Elect Director Joseph M. Hogan | Management | For | For |
| 1.3 | Elect Director Joseph Lacob | Management | For | For |
| 1.4 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
| 1.5 | Elect Director George J. Morrow | Management | For | For |
| 1.6 | Elect Director Thomas M. Prescott | Management | For | For |
| 1.7 | Elect Director Andrea L. Saia | Management | For | For |
| 1.8 | Elect Director Greg J. Santora | Management | For | For |
| 1.9 | Elect Director Susan E. Siegel | Management | For | For |
| 1.10 | Elect Director Warren S. Thaler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ANGIODYNAMICS, INC. MEETING DATE: OCT 17, 2017 | ||||
| TICKER: ANGO SECURITY ID: 03475V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eileen O. Auen | Management | For | For |
| 1.2 | Elect Director James C. Clemmer | Management | For | For |
| 1.3 | Elect Director Howard W. Donnelly | Management | For | For |
| 1.4 | Elect Director Jan Stern Reed | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ATHENAHEALTH, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: ATHN SECURITY ID: 04685W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 1b | Elect Director Thomas J. Szkutak | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ATRICURE, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: ATRC SECURITY ID: 04963C209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael H. Carrel | Management | For | For |
| 1.2 | Elect Director Mark A. Collar | Management | For | For |
| 1.3 | Elect Director Scott W. Drake | Management | For | For |
| 1.4 | Elect Director Regina E. Groves | Management | For | For |
| 1.5 | Elect Director B. Kristine Johnson | Management | For | For |
| 1.6 | Elect Director Mark R. Lanning | Management | For | For |
| 1.7 | Elect Director Sven A. Wehrwein | Management | For | For |
| 1.8 | Elect Director Robert S. White | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| BAXTER INTERNATIONAL INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: BAX SECURITY ID: 071813109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jose (Joe) E. Almeida | Management | For | For |
| 1b | Elect Director Thomas F. Chen | Management | For | For |
| 1c | Elect Director John D. Forsyth | Management | For | For |
| 1d | Elect Director James R. Gavin, III | Management | For | For |
| 1e | Elect Director Peter S. Hellman | Management | For | For |
| 1f | Elect Director Munib Islam | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director Stephen N. Oesterle | Management | For | For |
| 1i | Elect Director Carole J. Shapazian | Management | For | For |
| 1j | Elect Director Cathy R. Smith | Management | For | For |
| 1k | Elect Director Thomas T. Stallkamp | Management | For | For |
| 1l | Elect Director Albert P.L. Stroucken | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| BECTON, DICKINSON AND COMPANY MEETING DATE: JAN 23, 2018 | ||||
| TICKER: BDX SECURITY ID: 075887109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.2 | Elect Director R. Andrew Eckert | Management | For | For |
| 1.3 | Elect Director Vincent A. Forlenza | Management | For | For |
| 1.4 | Elect Director Claire M. Fraser | Management | For | For |
| 1.5 | Elect Director Christopher Jones | Management | For | For |
| 1.6 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.7 | Elect Director Gary A. Mecklenburg | Management | For | For |
| 1.8 | Elect Director David F. Melcher | Management | For | For |
| 1.9 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
| 1.10 | Elect Director Claire Pomeroy | Management | For | For |
| 1.11 | Elect Director Rebecca W. Rimel | Management | For | For |
| 1.12 | Elect Director Timothy M. Ring | Management | For | For |
| 1.13 | Elect Director Bertram L. Scott | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| BENEFITFOCUS, INC. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: BNFT SECURITY ID: 08180D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mason R. Holland, Jr. | Management | For | For |
| 1.2 | Elect Director Stephen M. Swad | Management | For | For |
| BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 10, 2018 | ||||
| TICKER: BSX SECURITY ID: 101137107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Yoshiaki Fujimori | Management | For | For |
| 1d | Elect Director Donna A. James | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Stephen P. MacMillan | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director David J. Roux | Management | For | For |
| 1i | Elect Director John E. Sununu | Management | For | For |
| 1j | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BRUKER CORPORATION MEETING DATE: MAY 21, 2018 | ||||
| TICKER: BRKR SECURITY ID: 116794108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joerg C. Laukien | Management | For | For |
| 1.2 | Elect Director William A. Linton | Management | For | For |
| 1.3 | Elect Director Adelene Q. Perkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CALYXT, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: CLXT SECURITY ID: 13173L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andre Choulika | Management | For | For |
| 1.2 | Elect Director Laurent Arthaud | Management | For | For |
| 1.3 | Elect Director Philippe Dumont | Management | For | For |
| 1.4 | Elect Director Alain Godard | Management | For | For |
| 1.5 | Elect Director Anna Ewa Kozicz-Stankiewicz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CASTLIGHT HEALTH, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: CSLT SECURITY ID: 14862Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Seth Cohen | Management | For | For |
| 1.2 | Elect Director Bryan Roberts | Management | For | For |
| 1.3 | Elect Director Kenny Van Zant | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CERNER CORPORATION MEETING DATE: MAY 18, 2018 | ||||
| TICKER: CERN SECURITY ID: 156782104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 1b | Elect Director Clifford W. Illig | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CVS HEALTH CORPORATION MEETING DATE: MAR 13, 2018 | ||||
| TICKER: CVS SECURITY ID: 126650100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| DANAHER CORPORATION MEETING DATE: MAY 08, 2018 | ||||
| TICKER: DHR SECURITY ID: 235851102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Raymond C. Stevens | Management | For | For |
| 1.11 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| DENTSPLY SIRONA INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: XRAY SECURITY ID: 24906P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael C. Alfano | Management | For | For |
| 1b | Elect Director David K. Beecken | Management | For | For |
| 1c | Elect Director Eric K. Brandt | Management | For | For |
| 1d | Elect Director Donald M. Casey, Jr. | Management | For | For |
| 1e | Elect Director Michael J. Coleman | Management | For | For |
| 1f | Elect Director Willie A. Deese | Management | For | For |
| 1g | Elect Director Betsy D. Holden | Management | For | For |
| 1h | Elect Director Thomas Jetter | Management | For | For |
| 1i | Elect Director Arthur D. Kowaloff | Management | For | For |
| 1j | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For |
| 1k | Elect Director Francis J. Lunger | Management | For | For |
| 1l | Elect Director Leslie F. Varon | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| DEXCOM, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: DXCM SECURITY ID: 252131107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrance H. Gregg | Management | For | For |
| 1b | Elect Director Kevin Sayer | Management | For | For |
| 1c | Elect Director Nicholas (Nick) Augustinos | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 17, 2018 | ||||
| TICKER: EW SECURITY ID: 28176E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael A. Mussallem | Management | For | For |
| 1b | Elect Director Kieran T. Gallahue | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director William J. Link | Management | For | For |
| 1e | Elect Director Steven R. Loranger | Management | For | For |
| 1f | Elect Director Martha H. Marsh | Management | For | For |
| 1g | Elect Director Wesley W. von Schack | Management | For | For |
| 1h | Elect Director Nicholas J. Valeriani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| FISHER & PAYKEL HEALTHCARE CORP MEETING DATE: AUG 24, 2017 | ||||
| TICKER: FPH SECURITY ID: Q38992105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Tony Carter as Director | Management | For | For |
| 2 | Elect Geraldine McBride as Director | Management | For | For |
| 3 | Elect Pip Greenwood as Director | Management | For | For |
| 4 | Approve the Increase in the Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| 6 | Approve the Grant of Performance Share Rights to Lewis Gradon, Managing Director and CEO of the Company | Management | For | Against |
| 7 | Approve the Grant of Options to Lewis Gradon, Managing Director and CEO of the Company | Management | For | Against |
| GENMARK DIAGNOSTICS, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: GNMK SECURITY ID: 372309104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hany Massarany | Management | For | For |
| 1.2 | Elect Director Kevin C. O'Boyle | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| GENSCRIPT BIOTECH CORPORATION MEETING DATE: JUN 01, 2018 | ||||
| TICKER: 1548 SECURITY ID: G3825B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2A1 | Elect Meng Jiange as Director | Management | For | For |
| 2A2 | Elect Wang Luquan as Director | Management | For | For |
| 2A3 | Elect Pan Yuexin as Director | Management | For | For |
| 2B | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 3 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| HANGZHOU TIGERMED CONSULTING CO., LTD. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: 300347 SECURITY ID: Y3043G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Summary | Management | For | For |
| 2 | Approve Report of the Board of Directors | Management | For | For |
| 3 | Approve Profit Distribution | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Special Report on the Deposit and Usage of Raised Funds | Management | For | For |
| 6 | Approve 2018 Appointment of Auditor | Management | For | For |
| 7 | Approve 2018 Daily Related Party Transactions | Management | For | For |
| 8 | Approve Overseas Subsidiary Reorganization and Related Party Transactions | Management | For | For |
| 9 | Approve Bank Comprehensive Credit Line Application | Management | For | For |
| 10 | Approve Use of Own Funds to Purchase Short-term Bank Guaranteed Financial Products | Management | For | For |
| 11 | Approve Purchase of Financial Derivatives from National Association of Financial Market Institutional Investors | Management | For | For |
| 12 | Approve Notice on the Regulation of Issues Concerning the Domestic Listed Company to Overseas Listed | Management | For | For |
| 13.1 | Approve Issued Subject | Management | For | For |
| 13.2 | Approve Listing Location | Management | For | For |
| 13.3 | Approve Par Value | Management | For | For |
| 13.4 | Approve Issue Size | Management | For | For |
| 13.5 | Approve Issue Price | Management | For | For |
| 13.6 | Approve Issue Time | Management | For | For |
| 13.7 | Approve Use of Proceeds | Management | For | For |
| 14 | Approve Commitment of Upholding the Independent Listing Status | Management | For | For |
| 15 | Approve Statement on and Prospect of the Continuing Profitability | Management | For | For |
| 16 | Approve Authorization of the Board to Handle All Related Matters Regarding the Overseas Listing of the Company | Management | For | For |
| 17 | Elect Wang Xiaobo as Supervisor | Shareholder | For | For |
| 18 | Approve Report of the Board of Supervisors | Management | For | For |
| HOLOGIC, INC. MEETING DATE: MAR 14, 2018 | ||||
| TICKER: HOLX SECURITY ID: 436440101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.2 | Elect Director Sally W. Crawford | Management | For | For |
| 1.3 | Elect Director Charles J. Dockendorff | Management | For | For |
| 1.4 | Elect Director Scott T. Garrett | Management | For | For |
| 1.5 | Elect Director Namal Nawana | Management | For | For |
| 1.6 | Elect Director Christiana Stamoulis | Management | For | For |
| 1.7 | Elect Director Amy M. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HTG MOLECULAR DIAGNOSTICS, INC. MEETING DATE: AUG 15, 2017 | ||||
| TICKER: HTGM SECURITY ID: 40434H104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harry A. George | Management | For | For |
| 1.2 | Elect Director Donnie M. Hardison | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| HUMANA INC. MEETING DATE: APR 19, 2018 | ||||
| TICKER: HUM SECURITY ID: 444859102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kurt J. Hilzinger | Management | For | For |
| 1b | Elect Director Frank J. Bisignano | Management | For | For |
| 1c | Elect Director Bruce D. Broussard | Management | For | For |
| 1d | Elect Director Frank A. D'Amelio | Management | For | For |
| 1e | Elect Director Karen B. DeSalvo | Management | For | For |
| 1f | Elect Director W. Roy Dunbar | Management | For | For |
| 1g | Elect Director David A. Jones, Jr. | Management | For | For |
| 1h | Elect Director William J. McDonald | Management | For | For |
| 1i | Elect Director William E. Mitchell | Management | For | For |
| 1j | Elect Director David B. Nash | Management | For | For |
| 1k | Elect Director James J. O'Brien | Management | For | For |
| 1l | Elect Director Marissa T. Peterson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| IDEXX LABORATORIES, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: IDXX SECURITY ID: 45168D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bruce L. Claflin | Management | For | For |
| 1b | Elect Director Daniel M. Junius | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INOGEN, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: INGN SECURITY ID: 45780L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Scott Greer | Management | For | For |
| 1.2 | Elect Director Heather Rider | Management | For | For |
| 1.3 | Elect Director Scott A. Beardsley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INSULET CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: PODD SECURITY ID: 45784P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Fallon | Management | For | For |
| 1.2 | Elect Director Timothy J. Scannell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| INTEGRA LIFESCIENCES HOLDINGS CORPORATION MEETING DATE: MAY 17, 2018 | ||||
| TICKER: IART SECURITY ID: 457985208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Keith Bradley | Management | For | For |
| 1.3 | Elect Director Stuart M. Essig | Management | For | For |
| 1.4 | Elect Director Barbara B. Hill | Management | For | For |
| 1.5 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.6 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.7 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.8 | Elect Director Christian S. Schade | Management | For | For |
| 1.9 | Elect Director James M. Sullivan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTUITIVE SURGICAL, INC. MEETING DATE: SEP 22, 2017 | ||||
| TICKER: ISRG SECURITY ID: 46120E602 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock and Effect Stock Split | Management | For | For |
| INTUITIVE SURGICAL, INC. MEETING DATE: APR 19, 2018 | ||||
| TICKER: ISRG SECURITY ID: 46120E602 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig H. Barratt | Management | For | For |
| 1b | Elect Director Michael A. Friedman | Management | For | For |
| 1c | Elect Director Gary S. Guthart | Management | For | For |
| 1d | Elect Director Amal M. Johnson | Management | For | For |
| 1e | Elect Director Keith R. Leonard, Jr. | Management | For | For |
| 1f | Elect Director Alan J. Levy | Management | For | For |
| 1g | Elect Director Jami Dover Nachtsheim | Management | For | For |
| 1h | Elect Director Mark J. Rubash | Management | For | For |
| 1i | Elect Director Lonnie M. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| LIVANOVA PLC MEETING DATE: JUN 12, 2018 | ||||
| TICKER: LIVN SECURITY ID: G5509L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Francesco Bianchi | Management | For | For |
| 1.2 | Elect Director William A. Kozy | Management | For | For |
| 1.3 | Elect Director Damien McDonald | Management | For | For |
| 1.4 | Elect Director Daniel J. Moore | Management | For | For |
| 1.5 | Elect Director Hugh M. Morrison | Management | For | For |
| 1.6 | Elect Director Alfred J. Novak | Management | For | For |
| 1.7 | Elect Director Sharon O'Kane | Management | For | For |
| 1.8 | Elect Director Arthur L. Rosenthal | Management | For | For |
| 1.9 | Elect Director Andrea L. Saia | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Reappoint PricewaterhouseCoopers LLP as UK Statutory Auditor | Management | For | For |
| 9 | Authorise the Audit and Compliance Committee to Fix Remuneration of Auditors | Management | For | For |
| LONZA GROUP LTD. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: LONN SECURITY ID: H50524133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 2.75 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 5.1.1 | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
| 5.1.2 | Reelect Werner Bauer as Director | Management | For | Did Not Vote |
| 5.1.3 | Reelect Albert Baehny as Director | Management | For | Did Not Vote |
| 5.1.4 | Reelect Christoph Maeder as Director | Management | For | Did Not Vote |
| 5.1.5 | Reelect Barbara Richmond as Director | Management | For | Did Not Vote |
| 5.1.6 | Reelect Margot Scheltema as Director | Management | For | Did Not Vote |
| 5.1.7 | Reelect Juergen Steinemann as Director | Management | For | Did Not Vote |
| 5.1.8 | Reelect Antonio Trius as Director | Management | For | Did Not Vote |
| 5.2.1 | Elect Angelica Kohlmann as Director | Management | For | Did Not Vote |
| 5.2.2 | Elect Olivier Verscheure as Director | Management | For | Did Not Vote |
| 5.3 | Elect Albert Baehny as Board Chairman | Management | For | Did Not Vote |
| 5.4.1 | Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4.2 | Reappoint Juergen Steinmann as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.5 | Appoint Angelica Kohlmann as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 6 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 7 | Designate Daniel Pluess as Independent Proxy | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors in the Amount of CHF 3.1 Million | Management | For | Did Not Vote |
| 9.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.5 Million | Management | For | Did Not Vote |
| 9.2 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 6.1 Million | Management | For | Did Not Vote |
| 9.3 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 10.3 Million | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| MEDIDATA SOLUTIONS, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: MDSO SECURITY ID: 58471A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tarek A. Sherif | Management | For | For |
| 1b | Elect Director Glen M. de Vries | Management | For | For |
| 1c | Elect Director Carlos Dominguez | Management | For | For |
| 1d | Elect Director Neil M. Kurtz | Management | For | For |
| 1e | Elect Director George W. McCulloch | Management | For | For |
| 1f | Elect Director Lee A. Shapiro | Management | For | For |
| 1g | Elect Director Robert B. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MEDTRONIC PLC MEETING DATE: DEC 08, 2017 | ||||
| TICKER: MDT SECURITY ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Randall J. Hogan, III | Management | For | For |
| 1e | Elect Director Omar Ishrak | Management | For | For |
| 1f | Elect Director Shirley Ann Jackson | Management | For | For |
| 1g | Elect Director Michael O. Leavitt | Management | For | For |
| 1h | Elect Director James T. Lenehan | Management | For | For |
| 1i | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director Kendall J. Powell | Management | For | For |
| 1l | Elect Director Robert C. Pozen | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NAKANISHI INC. MEETING DATE: MAR 29, 2018 | ||||
| TICKER: 7716 SECURITY ID: J4800J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 46 | Management | For | For |
| 2 | Amend Articles to Add Provisions on Executive Officers | Management | For | For |
| 3.1 | Elect Director Nakanishi, Eiichi | Management | For | For |
| 3.2 | Elect Director Nakanishi, Kensuke | Management | For | For |
| 3.3 | Elect Director Matsuoka, Kaoru | Management | For | For |
| 3.4 | Elect Director Nonagase, Yuji | Management | For | For |
| 3.5 | Elect Director Suzuki, Fusato | Management | For | For |
| 4 | Appoint Statutory Auditor Sawada, Yuji | Management | For | For |
| NANOSONICS LTD. MEETING DATE: NOV 03, 2017 | ||||
| TICKER: NAN SECURITY ID: Q6499K102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Richard England as Director | Management | For | For |
| 2 | Elect David Fisher as Director | Management | For | For |
| 3 | Approve the Remuneration Report | Management | For | For |
| 4 | Appoint Ernst & Young as Auditor of the Company | Management | For | For |
| 5 | Approve Issuance of Performance Rights to Michael Kavanagh | Management | For | For |
| 6 | Approve Issuance of Performance Rights and Options to Michael Kavanagh | Management | For | For |
| 7 | Amend the 2015 Long Term Incentive Scheme | Management | For | For |
| 8 | Approve Re-insertion of Proportional Takeover Provisions in Constitution | Management | For | For |
| NEVRO CORP. MEETING DATE: MAY 21, 2018 | ||||
| TICKER: NVRO SECURITY ID: 64157F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brad Vale | Management | For | For |
| 1.2 | Elect Director Michael DeMane | Management | For | For |
| 1.3 | Elect Director Lisa D. Earnhardt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PENUMBRA, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: PEN SECURITY ID: 70975L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adam Elsesser | Management | For | For |
| 1.2 | Elect Director Harpreet Grewal | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| PERKINELMER, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: PKI SECURITY ID: 714046109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Barrett | Management | For | For |
| 1b | Elect Director Samuel R. Chapin | Management | For | For |
| 1c | Elect Director Robert F. Friel | Management | For | For |
| 1d | Elect Director Sylvie Gregoire | Management | For | For |
| 1e | Elect Director Nicholas A. Lopardo | Management | For | For |
| 1f | Elect Director Alexis P. Michas | Management | For | For |
| 1g | Elect Director Patrick J. Sullivan | Management | For | For |
| 1h | Elect Director Frank Witney | Management | For | For |
| 1i | Elect Director Pascale Witz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RESMED INC. MEETING DATE: NOV 16, 2017 | ||||
| TICKER: RMD SECURITY ID: 761152107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Farrell | Management | For | For |
| 1b | Elect Director Karen Drexler | Management | For | For |
| 1c | Elect Director Jack Wareham | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SARTORIUS STEDIM BIOTECH MEETING DATE: APR 03, 2018 | ||||
| TICKER: DIM SECURITY ID: F8005V210 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.46 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 313,000 | Management | For | For |
| 6 | Approve Compensation of Chairman and CEO | Management | For | For |
| 7 | Approve Remuneration Policy of Chairman and CEO | Management | For | Against |
| 8 | Reelect Anne-Marie Graffin as Director | Management | For | For |
| 9 | Reelect Susan Dexter as Director | Management | For | For |
| 10 | Ratify Appointment of Lothar Kappich as director | Management | For | For |
| 11 | Renew Appointment of Deloitte et Associes as Auditor | Management | For | For |
| 12 | Acknowledge End of Mandate of Beas as Alternate Auditor | Management | For | For |
| 13 | Authorize Repurchase of Up to 0.1 Percent of Issued Share Capital | Management | For | Against |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | Against |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | Against |
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 2 Million | Management | For | Against |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 20 | Authorize Capitalization of Reserves of Up to EUR 2 Million for Bonus Issue or Increase in Par Value | Management | For | Against |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| STERIS PLC MEETING DATE: AUG 01, 2017 | ||||
| TICKER: STE SECURITY ID: G84720104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard C. Breeden | Management | For | For |
| 1b | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1c | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 1d | Elect Director David B. Lewis | Management | For | For |
| 1e | Elect Director Duncan K. Nichol | Management | For | For |
| 1f | Elect Director Walter M Rosebrough, Jr. | Management | For | For |
| 1g | Elect Director Mohsen M. Sohi | Management | For | For |
| 1h | Elect Director Richard M. Steeves | Management | For | For |
| 1i | Elect Director John P. Wareham | Management | For | For |
| 1j | Elect Director Loyal W. Wilson | Management | For | For |
| 1k | Elect Director Michael B. Wood | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Appoint Ernst & Young LLP as U.K. Statutory Auditors | Management | For | For |
| 4 | Authorise the Board or the Audit Committee to Fix Remuneration of Ernst & Young LLP as U.K. Statutory Auditor | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Approve Remuneration Report | Management | For | For |
| STRYKER CORPORATION MEETING DATE: MAY 02, 2018 | ||||
| TICKER: SYK SECURITY ID: 863667101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary K. Brainerd | Management | For | For |
| 1b | Elect Director Srikant M. Datar | Management | For | For |
| 1c | Elect Director Roch Doliveux | Management | For | For |
| 1d | Elect Director Louise L. Francesconi | Management | For | For |
| 1e | Elect Director Allan C. Golston | Management | For | For |
| 1f | Elect Director Kevin A. Lobo | Management | For | For |
| 1g | Elect Director Sherilyn S. McCoy | Management | For | For |
| 1h | Elect Director Andrew K. Silvernail | Management | For | For |
| 1i | Elect Director Ronda E. Stryker | Management | For | For |
| 1j | Elect Director Rajeev Suri | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TELADOC, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: TDOC SECURITY ID: 87918A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2.1 | Elect Director Helen Darling | Management | For | For |
| 2.2 | Elect Director William H. Frist | Management | For | For |
| 2.3 | Elect Director Michael Goldstein | Management | For | For |
| 2.4 | Elect Director Jason Gorevic | Management | For | For |
| 2.5 | Elect Director Brian McAndrews | Management | For | For |
| 2.6 | Elect Director Thomas G. McKinley | Management | For | For |
| 2.7 | Elect Director Arneek Multani | Management | For | For |
| 2.8 | Elect Director Kenneth H. Paulus | Management | For | For |
| 2.9 | Elect Director David Shedlarz | Management | For | For |
| 2.10 | Elect Director David B. Snow, Jr. | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: TMO SECURITY ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director Lars R. Sorensen | Management | For | For |
| 1i | Elect Director Scott M. Sperling | Management | For | For |
| 1j | Elect Director Elaine S. Ullian | Management | For | For |
| 1k | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 04, 2018 | ||||
| TICKER: UNH SECURITY ID: 91324P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Richard T. Burke | Management | For | For |
| 1c | Elect Director Timothy P. Flynn | Management | For | For |
| 1d | Elect Director Stephen J. Hemsley | Management | For | For |
| 1e | Elect Director Michele J. Hooper | Management | For | For |
| 1f | Elect Director F. William McNabb, III | Management | For | For |
| 1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director Kenneth I. Shine | Management | For | For |
| 1j | Elect Director David S. Wichmann | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| VARIAN MEDICAL SYSTEMS, INC. MEETING DATE: FEB 08, 2018 | ||||
| TICKER: VAR SECURITY ID: 92220P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jose Baselga | Management | For | For |
| 1.2 | Elect Director Susan L. Bostrom | Management | For | For |
| 1.3 | Elect Director Judy Bruner | Management | For | For |
| 1.4 | Elect Director Jean-Luc Butel | Management | For | For |
| 1.5 | Elect Director Regina E. Dugan | Management | For | For |
| 1.6 | Elect Director R. Andrew Eckert | Management | For | For |
| 1.7 | Elect Director Timothy E. Guertin | Management | For | For |
| 1.8 | Elect Director David J. Illingworth | Management | For | For |
| 1.9 | Elect Director Dow R. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VEEVA SYSTEMS INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: VEEV SECURITY ID: 922475108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy C. Barabe | Management | For | For |
| 1.2 | Elect Director Gordon Ritter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WRIGHT MEDICAL GROUP N.V. MEETING DATE: JUN 29, 2018 | ||||
| TICKER: WMGI SECURITY ID: N96617118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert J. Palmisano | Management | For | For |
| 1b | Elect Director David D. Stevens | Management | For | For |
| 1c | Elect Director Gary D. Blackford | Management | For | For |
| 1d | Elect Director J. Patrick Mackin | Management | For | For |
| 1e | Elect Director John L. Miclot | Management | For | For |
| 1f | Elect Director Kevin C. O'Boyle | Management | For | For |
| 1g | Elect Director Amy S. Paul | Management | For | For |
| 1h | Elect Director Richard F. Wallman | Management | For | For |
| 1i | Elect Director Elizabeth H. Weatherman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Ratify KPMG N.V. as Auditors | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT MULTIMEDIA PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALPHABET INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Diane B. Greene | Management | For | For |
| 1.7 | Elect Director John L. Hennessy | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | For |
| 1.10 | Elect Director Sundar Pichai | Management | For | For |
| 1.11 | Elect Director K. Ram Shriram | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 8 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 9 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
| 10 | Report on Major Global Content Management Controversies | Shareholder | Against | Against |
| APPLE INC. MEETING DATE: FEB 13, 2018 | ||||
| TICKER: AAPL SECURITY ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Bob Iger | Management | For | For |
| 1e | Elect Director Andrea Jung | Management | For | For |
| 1f | Elect Director Art Levinson | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access Amendments | Shareholder | Against | Against |
| 6 | Establish Human Rights Committee | Shareholder | Against | Against |
| BOOKING HOLDINGS INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: BKNG SECURITY ID: 09857L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.4 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.5 | Elect Director Mirian Graddick-Weir | Management | For | For |
| 1.6 | DElect irector James M. Guyette | Management | For | For |
| 1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Nicholas J. Read | Management | For | For |
| 1.11 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.12 | Elect Director Craig W. Rydin | Management | For | For |
| 1.13 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| CHARTER COMMUNICATIONS, INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: CHTR SECURITY ID: 16119P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Lance Conn | Management | For | For |
| 1b | Elect Director Kim C. Goodman | Management | For | For |
| 1c | Elect Director Craig A. Jacobson | Management | For | For |
| 1d | Elect Director Gregory B. Maffei | Management | For | For |
| 1e | Elect Director John C. Malone | Management | For | For |
| 1f | Elect Director John D. Markley, Jr. | Management | For | For |
| 1g | Elect Director David C. Merritt | Management | For | For |
| 1h | Elect Director Steven A. Miron | Management | For | For |
| 1i | Elect Director Balan Nair | Management | For | For |
| 1j | Elect Director Michael A. Newhouse | Management | For | For |
| 1k | Elect Director Mauricio Ramos | Management | For | For |
| 1l | Elect Director Thomas M. Rutledge | Management | For | For |
| 1m | Elect Director Eric L. Zinterhofer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| CHINA LITERATURE LTD. MEETING DATE: MAY 18, 2018 | ||||
| TICKER: 772 SECURITY ID: G2121R103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a1 | Elect Liang Xiaodong as Director | Management | For | For |
| 2a2 | Elect Lin Haifeng as Director | Management | For | For |
| 2a3 | Elect Yang Xiang Dong as Director | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 5 | Approve Audio and Comics Cooperation Agreement, Proposed Annual Caps and Related Transactions | Management | For | For |
| CINEMARK HOLDINGS, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: CNK SECURITY ID: 17243V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darcy Antonellis | Management | For | For |
| 1.2 | Elect Director Carlos M. Sepulveda | Management | For | For |
| 1.3 | Elect Director Mark Zoradi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMCAST CORPORATION MEETING DATE: JUN 11, 2018 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| DISCOVERY COMMUNICATIONS, INC. MEETING DATE: NOV 17, 2017 | ||||
| TICKER: DISCA SECURITY ID: 25470F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| DISCOVERY, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: DISCA SECURITY ID: 25470F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. Beck | Management | For | Withhold |
| 1.2 | Elect Director Susan M. Swain | Management | For | Withhold |
| 1.3 | Elect Director J. David Wargo | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Report on Steps Taken to Increase Board Diversity | Shareholder | Against | For |
| ENTERCOM COMMUNICATIONS CORP. MEETING DATE: NOV 15, 2017 | ||||
| TICKER: ETM SECURITY ID: 293639100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Classify the Board of Directors | Management | For | Against |
| 3 | Approve the Adoption of FCC Amendment | Management | For | For |
| 4 | Advisory Vote on Golden Parachutes | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| FACEBOOK, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: FB SECURITY ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Jan Koum - Withdrawn Resolution | Management | None | None |
| 1.7 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.8 | Elect Director Peter A. Thiel | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 4 | Establish Board Committee on Risk Management | Shareholder | Against | Against |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 6 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | Against |
| 7 | Report on Gender Pay Gap | Shareholder | Against | For |
| 8 | Report on Responsible Tax Principles | Shareholder | Against | Against |
| GANNETT CO., INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: GCI SECURITY ID: 36473H104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Matthew W. Barzun | Management | For | For |
| 1b | Elect Director John E. Cody | Management | For | For |
| 1c | Elect Director Stephen W. Coll | Management | For | For |
| 1d | Elect Director Robert J. Dickey | Management | For | For |
| 1e | Elect Director Donald E. Felsinger | Management | For | For |
| 1f | Elect Director Lila Ibrahim | Management | For | For |
| 1g | Elect Director Lawrence S. Kramer | Management | For | For |
| 1h | Elect Director John Jeffry Louis | Management | For | For |
| 1i | Elect Director Tony A. Prophet | Management | For | For |
| 1j | Elect Director Debra A. Sandler | Management | For | For |
| 1k | Elect Director Chloe R. Sladden | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LIBERTY BROADBAND CORPORATION MEETING DATE: MAY 24, 2018 | ||||
| TICKER: LBRDK SECURITY ID: 530307107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director J. David Wargo | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| LIBERTY MEDIA CORPORATION MEETING DATE: MAY 23, 2018 | ||||
| TICKER: BATRK SECURITY ID: 531229409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian M. Deevy | Management | For | For |
| 1.2 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.3 | Elect Director Andrea L. Wong | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| LIBERTY MEDIA CORPORATION MEETING DATE: MAY 23, 2018 | ||||
| TICKER: BATRK SECURITY ID: 531229870 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian M. Deevy | Management | For | For |
| 1.2 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.3 | Elect Director Andrea L. Wong | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| LIVE NATION ENTERTAINMENT, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: LYV SECURITY ID: 538034109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Carleton | Management | For | For |
| 1.2 | Elect Director Ariel Emanuel | Management | For | For |
| 1.3 | Elect Director Robert Ted Enloe, III | Management | For | For |
| 1.4 | Elect Director Ping Fu | Management | For | For |
| 1.5 | Elect Director Jeffrey T. Hinson | Management | For | For |
| 1.6 | Elect Director James Iovine | Management | For | For |
| 1.7 | Elect Director James S. Kahan | Management | For | For |
| 1.8 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.9 | Elect Director Randall T. Mays | Management | For | For |
| 1.10 | Elect Director Michael Rapino | Management | For | For |
| 1.11 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.12 | Elect Director Dana Walden | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NETFLIX, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: NFLX SECURITY ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard N. Barton | Management | For | For |
| 1b | Elect Director Rodolphe Belmer | Management | For | For |
| 1c | Elect Director Bradford L. Smith | Management | For | For |
| 1d | Elect Director Anne M. Sweeney | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Adopt Compensation Clawback Policy | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 9 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| OMNICOM GROUP INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: OMC SECURITY ID: 681919106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Wren | Management | For | For |
| 1.2 | Elect Director Alan R. Batkin | Management | For | For |
| 1.3 | Elect Director Mary C. Choksi | Management | For | For |
| 1.4 | Elect Director Robert Charles Clark | Management | For | For |
| 1.5 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.6 | Elect Director Susan S. Denison | Management | For | For |
| 1.7 | Elect Director Ronnie S. Hawkins | Management | For | For |
| 1.8 | Elect Director Deborah J. Kissire | Management | For | For |
| 1.9 | Elect Director Gracia C. Martore | Management | For | For |
| 1.10 | Elect Director Linda Johnson Rice | Management | For | For |
| 1.11 | Elect Director Valerie M. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ROKU, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: ROKU SECURITY ID: 77543R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mai Fyfield | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: IPG SECURITY ID: 460690100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 1.2 | Elect Director H. John Greeniaus | Management | For | For |
| 1.3 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.4 | Elect Director Dawn Hudson | Management | For | For |
| 1.5 | Elect Director William T. Kerr | Management | For | For |
| 1.6 | Elect Director Henry S. Miller | Management | For | For |
| 1.7 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.8 | Elect Director Patrick Q. Moore | Management | For | For |
| 1.9 | Elect Director Michael I. Roth | Management | For | For |
| 1.10 | Elect Director David M. Thomas | Management | For | For |
| 1.11 | Elect Director E. Lee Wyatt Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| THE MADISON SQUARE GARDEN COMPANY MEETING DATE: DEC 15, 2017 | ||||
| TICKER: MSG SECURITY ID: 55825T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.2 | Elect Director Joseph J. Lhota | Management | For | For |
| 1.3 | Elect Director Richard D. Parsons | Management | For | For |
| 1.4 | Elect Director Nelson Peltz | Management | For | For |
| 1.5 | Elect Director Scott M. Sperling | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| THE WALT DISNEY COMPANY MEETING DATE: MAR 08, 2018 | ||||
| TICKER: DIS SECURITY ID: 254687106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director John S. Chen | Management | For | For |
| 1e | Elect Director Francis A. deSouza | Management | For | For |
| 1f | Elect Director Robert A. Iger | Management | For | For |
| 1g | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1h | Elect Director Fred H. Langhammer | Management | For | For |
| 1i | Elect Director Aylwin B. Lewis | Management | For | For |
| 1j | Elect Director Mark G. Parker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| TWENTY-FIRST CENTURY FOX, INC. MEETING DATE: NOV 15, 2017 | ||||
| TICKER: FOXA SECURITY ID: 90130A200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director K. Rupert Murdoch AC | Management | For | For |
| 1b | Elect Director Lachlan K. Murdoch | Management | For | For |
| 1c | Elect Director Delphine Arnault | Management | For | For |
| 1d | Elect Director James W. Breyer | Management | For | For |
| 1e | Elect Director Chase Carey | Management | For | For |
| 1f | Elect Director David F. DeVoe | Management | For | For |
| 1g | Elect Director Viet Dinh | Management | For | For |
| 1h | Elect Director Roderick I. Eddington | Management | For | For |
| 1i | Elect Director James R. Murdoch | Management | For | For |
| 1j | Elect Director Jacques Nasser AC | Management | For | For |
| 1k | Elect Director Robert S. Silberman | Management | For | For |
| 1l | Elect Director Tidjane Thiam | Management | For | For |
| 1m | Elect Director Jeffrey W. Ubben | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
VOTE SUMMARY REPORT
SELECT NATURAL GAS PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABRAXAS PETROLEUM CORPORATION MEETING DATE: MAY 08, 2018 | ||||
| TICKER: AXAS SECURITY ID: 003830106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Dean Karrash | Management | For | For |
| 1.2 | Elect Director Paul A. Powell, Jr. | Management | For | For |
| 1.3 | Elect Director Edward P. Russell | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ADVANTAGE OIL & GAS LTD. MEETING DATE: MAY 29, 2018 | ||||
| TICKER: AAV SECURITY ID: 00765F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors Six | Management | For | For |
| 2.1 | Elect Director Stephen E. Balog | Management | For | For |
| 2.2 | Elect Director Paul G. Haggis | Management | For | For |
| 2.3 | Elect Director Andy J. Mah | Management | For | For |
| 2.4 | Elect Director Ronald A. McIntosh | Management | For | For |
| 2.5 | Elect Director Grant B. Fagerheim | Management | For | For |
| 2.6 | Elect Director Jill T. Angevine | Management | For | For |
| 3 | Amend Restricted and Performance Award Incentive Plan | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| 5 | Approve Shareholder Rights Plan | Management | For | For |
| 6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 15, 2018 | ||||
| TICKER: APC SECURITY ID: 032511107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director David E. Constable | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Claire S. Farley | Management | For | For |
| 1e | Elect Director Peter J. Fluor | Management | For | For |
| 1f | Elect Director Joseph W. Gorder | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Sean Gourley | Management | For | For |
| 1i | Elect Director Mark C. McKinley | Management | For | For |
| 1j | Elect Director Eric D. Mullins | Management | For | For |
| 1k | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
| ATMOS ENERGY CORPORATION MEETING DATE: FEB 07, 2018 | ||||
| TICKER: ATO SECURITY ID: 049560105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert W. Best | Management | For | For |
| 1b | Elect Director Kim R. Cocklin | Management | For | For |
| 1c | Elect Director Kelly H. Compton | Management | For | For |
| 1d | Elect Director Richard W. Douglas | Management | For | For |
| 1e | Elect Director Ruben E. Esquivel | Management | For | For |
| 1f | Elect Director Rafael G. Garza | Management | For | For |
| 1g | Elect Director Richard K. Gordon | Management | For | For |
| 1h | Elect Director Robert C. Grable | Management | For | For |
| 1i | Elect Director Michael E. Haefner | Management | For | For |
| 1j | Elect Director Nancy K. Quinn | Management | For | For |
| 1k | Elect Director Richard A. Sampson | Management | For | For |
| 1l | Elect Director Stephen R. Springer | Management | For | For |
| 1m | Elect Director Richard Ware, II | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BAKER HUGHES, A GE COMPANY MEETING DATE: MAY 11, 2018 | ||||
| TICKER: BHGE SECURITY ID: 05722G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Geoffrey Beattie | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Martin S. Craighead | Management | For | For |
| 1e | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1f | Elect Director Jamie S. Miller | Management | For | For |
| 1g | Elect Director James J. Mulva | Management | For | For |
| 1h | Elect Director John G. Rice | Management | For | For |
| 1i | Elect Director Lorenzo Simonelli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| C&J ENERGY SERVICES, INC. MEETING DATE: MAY 29, 2018 | ||||
| TICKER: CJ SECURITY ID: 12674R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stuart Brightman | Management | For | For |
| 1.2 | Elect Director Michael Zawadzki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| CABOT OIL & GAS CORPORATION MEETING DATE: MAY 02, 2018 | ||||
| TICKER: COG SECURITY ID: 127097103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dorothy M. Ables | Management | For | For |
| 1.2 | Elect Director Rhys J. Best | Management | For | For |
| 1.3 | Elect Director Robert S. Boswell | Management | For | For |
| 1.4 | Elect Director Amanda M. Brock | Management | For | For |
| 1.5 | Elect Director Dan O. Dinges | Management | For | For |
| 1.6 | Elect Director Robert Kelley | Management | For | For |
| 1.7 | Elect Director W. Matt Ralls | Management | For | For |
| 1.8 | Elect Director Marcus A. Watts | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHENIERE ENERGY, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director G. Andrea Botta | Management | For | For |
| 1b | Elect Director Jack A. Fusco | Management | For | For |
| 1c | Elect Director Vicky A. Bailey | Management | For | For |
| 1d | Elect Director Nuno Brandolini | Management | For | For |
| 1e | Elect Director David I. Foley | Management | For | For |
| 1f | Elect Director David B. Kilpatrick | Management | For | For |
| 1g | Elect Director Andrew Langham | Management | For | For |
| 1h | Elect Director Courtney R. Mather | Management | For | For |
| 1i | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1j | Elect Director Neal A. Shear | Management | For | For |
| 1k | Elect Director Heather R. Zichal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CIMAREX ENERGY CO. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: XEC SECURITY ID: 171798101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph R. Albi | Management | For | For |
| 1.2 | Elect Director Lisa A. Stewart | Management | For | For |
| 1.3 | Elect Director Michael J. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CONCHO RESOURCES INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: CXO SECURITY ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven L. Beal | Management | For | For |
| 1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
| 1.3 | Elect Director Mark B. Puckett | Management | For | For |
| 1.4 | Elect Director E. Joseph Wright | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONOCOPHILLIPS MEETING DATE: MAY 15, 2018 | ||||
| TICKER: COP SECURITY ID: 20825C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles E. Bunch | Management | For | For |
| 1b | Elect Director Caroline Maury Devine | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jody Freeman | Management | For | For |
| 1e | Elect Director Gay Huey Evans | Management | For | For |
| 1f | Elect Director Ryan M. Lance | Management | For | For |
| 1g | Elect Director Sharmila Mulligan | Management | For | For |
| 1h | Elect Director Arjun N. Murti | Management | For | For |
| 1i | Elect Director Robert A. Niblock | Management | For | For |
| 1j | Elect Director Harald J. Norvik | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Use GAAP for Executive Compensation Metrics | Shareholder | Against | Against |
| CREW ENERGY INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: CR SECURITY ID: 226533107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director John A. Brussa | Management | For | For |
| 2.2 | Elect Director Jeffery E. Errico | Management | For | For |
| 2.3 | Elect Director Dennis L. Nerland | Management | For | For |
| 2.4 | Elect Director Karen A. Nielsen | Management | For | For |
| 2.5 | Elect Director Ryan A. Shay | Management | For | For |
| 2.6 | Elect Director Dale O. Shwed | Management | For | For |
| 2.7 | Elect Director David G. Smith | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Amend Restricted Stock Plan | Management | For | For |
| CROWN POINT ENERGY INC. MEETING DATE: DEC 01, 2017 | ||||
| TICKER: CWV SECURITY ID: ADPC02333 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian J. Moss | Management | For | For |
| 1.2 | Elect Director Gordon R. Kettleson | Management | For | For |
| 1.3 | Elect Director Pablo Peralta | Management | For | For |
| 1.4 | Elect Director Gabriel Obrador | Management | For | For |
| 1.5 | Elect Director Keith Turnbull | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| 4 | Approve Stock Consolidation | Management | For | For |
| DEVON ENERGY CORPORATION MEETING DATE: JUN 06, 2018 | ||||
| TICKER: DVN SECURITY ID: 25179M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director David A. Hager | Management | For | For |
| 1.4 | Elect Director Robert H. Henry | Management | For | For |
| 1.5 | Elect Director Michael Kanovsky | Management | For | For |
| 1.6 | Elect Director John Krenicki, Jr. | Management | For | For |
| 1.7 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.8 | Elect Director Duane C. Radtke | Management | For | For |
| 1.9 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.10 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ENBRIDGE INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: ENB SECURITY ID: 29250N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela L. Carter | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Marcel R. Coutu | Management | For | For |
| 1.4 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.5 | Elect Director J. Herb England | Management | For | For |
| 1.6 | Elect Director Charles W. Fischer | Management | For | For |
| 1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1.8 | Elect Director Michael McShane | Management | For | For |
| 1.9 | Elect Director Al Monaco | Management | For | For |
| 1.10 | Elect Director Michael E.J. Phelps | Management | For | For |
| 1.11 | Elect Director Dan C. Tutcher | Management | For | For |
| 1.12 | Elect Director Catherine L. Williams | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ENCANA CORPORATION MEETING DATE: MAY 01, 2018 | ||||
| TICKER: ECA SECURITY ID: 292505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter A. Dea | Management | For | For |
| 1.2 | Elect Director Fred J. Fowler | Management | For | For |
| 1.3 | Elect Director Howard J. Mayson | Management | For | For |
| 1.4 | Elect Director Lee A. McIntire | Management | For | For |
| 1.5 | Elect Director Margaret A. McKenzie | Management | For | For |
| 1.6 | Elect Director Suzanne P. Nimocks | Management | For | For |
| 1.7 | Elect Director Brian G. Shaw | Management | For | For |
| 1.8 | Elect Director Douglas J. Suttles | Management | For | For |
| 1.9 | Elect Director Bruce G. Waterman | Management | For | For |
| 1.10 | Elect Director Clayton H. Woitas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ENSCO PLC MEETING DATE: OCT 05, 2017 | ||||
| TICKER: ESV SECURITY ID: G3157S106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 3 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 4 | Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| EOG RESOURCES, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: EOG SECURITY ID: 26875P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Robert P. Daniels | Management | For | For |
| 1d | Elect Director James C. Day | Management | For | For |
| 1e | Elect Director C. Christopher Gaut | Management | For | For |
| 1f | Elect Director Donald F. Textor | Management | For | For |
| 1g | Elect Director William R. Thomas | Management | For | For |
| 1h | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EQT CORPORATION MEETING DATE: JUN 21, 2018 | ||||
| TICKER: EQT SECURITY ID: 26884L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vicky A. Bailey | Management | For | For |
| 1.2 | Elect Director Philip G. Behrman | Management | For | For |
| 1.3 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.4 | Elect Director A. Bray Cary, Jr. | Management | For | For |
| 1.5 | Elect Director Margaret K. Dorman | Management | For | For |
| 1.6 | Elect Director Thomas F. Karam | Management | For | For |
| 1.7 | Elect Director David L. Porges | Management | For | For |
| 1.8 | Elect Director Daniel J. Rice, IV | Management | For | For |
| 1.9 | Elect Director James E. Rohr | Management | For | For |
| 1.10 | Elect Director Norman J. Szydlowski | Management | For | For |
| 1.11 | Elect Director Stephen A. Thorington | Management | For | For |
| 1.12 | Elect Director Lee T. Todd, Jr. | Management | For | For |
| 1.13 | Elect Director Christine J. Toretti | Management | For | For |
| 1.14 | Elect Director Robert F. Vagt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GULFPORT ENERGY CORPORATION MEETING DATE: MAY 30, 2018 | ||||
| TICKER: GPOR SECURITY ID: 402635304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael G. Moore | Management | For | For |
| 1.2 | Elect Director Craig Groeschel | Management | For | For |
| 1.3 | Elect Director David L. Houston | Management | For | For |
| 1.4 | Elect Director C. Doug Johnson | Management | For | For |
| 1.5 | Elect Director Ben T. Morris | Management | For | For |
| 1.6 | Elect Director Scott E. Streller | Management | For | For |
| 1.7 | Elect Director Paul D. Westerman | Management | For | For |
| 1.8 | Elect Director Deborah G. Adams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| HALLIBURTON COMPANY MEETING DATE: MAY 16, 2018 | ||||
| TICKER: HAL SECURITY ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1b | Elect Director William E. Albrecht | Management | For | For |
| 1c | Elect Director Alan M. Bennett | Management | For | For |
| 1d | Elect Director James R. Boyd | Management | For | For |
| 1e | Elect Director Milton Carroll | Management | For | For |
| 1f | Elect Director Nance K. Dicciani | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Jose C. Grubisich | Management | For | For |
| 1i | Elect Director David J. Lesar | Management | For | For |
| 1j | Elect Director Robert A. Malone | Management | For | For |
| 1k | Elect Director Jeffrey A. Miller | Management | For | For |
| 1l | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KEYERA CORP. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: KEY SECURITY ID: 493271100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 2.1 | Elect Director James V. Bertram | Management | For | For |
| 2.2 | Elect Director Douglas J. Haughey | Management | For | For |
| 2.3 | Elect Director Gianna Manes | Management | For | For |
| 2.4 | Elect Director Donald J. Nelson | Management | For | For |
| 2.5 | Elect Director Michael J. Norris | Management | For | For |
| 2.6 | Elect Director Thomas O'Connor | Management | For | For |
| 2.7 | Elect Director Charlene Ripley | Management | For | For |
| 2.8 | Elect Director David G. Smith | Management | For | For |
| 2.9 | Elect Director William R. Stedman | Management | For | For |
| 2.10 | Elect Director Janet Woodruff | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| KINDER MORGAN, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: KMI SECURITY ID: 49456B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Kinder | Management | For | For |
| 1.2 | Elect Director Steven J. Kean | Management | For | For |
| 1.3 | Elect Director Kimberly A. Dang | Management | For | For |
| 1.4 | Elect Director Ted A. Gardner | Management | For | For |
| 1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 1.6 | Elect Director Gary L. Hultquist | Management | For | For |
| 1.7 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
| 1.8 | Elect Director Deborah A. Macdonald | Management | For | For |
| 1.9 | Elect Director Michael C. Morgan | Management | For | For |
| 1.10 | Elect Director Arthur C. Reichstetter | Management | For | For |
| 1.11 | Elect Director Fayez Sarofim | Management | For | For |
| 1.12 | Elect Director C. Park Shaper | Management | For | For |
| 1.13 | Elect Director William A. Smith | Management | For | For |
| 1.14 | Elect Director Joel V. Staff | Management | For | For |
| 1.15 | Elect Director Robert F. Vagt | Management | For | For |
| 1.16 | Elect Director Perry M. Waughtal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Report on Methane Emissions Management | Shareholder | Against | For |
| 6 | Report on Sustainability | Shareholder | Against | For |
| 7 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
| LEKOIL LTD. MEETING DATE: JUL 21, 2017 | ||||
| TICKER: LEK SECURITY ID: G5462G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Bruce Burrows as Director | Management | For | For |
| 3 | Ratify Deloitte Nigeria as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| MARATHON OIL CORPORATION MEETING DATE: MAY 30, 2018 | ||||
| TICKER: MRO SECURITY ID: 565849106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Chadwick C. Deaton | Management | For | For |
| 1c | Elect Director Marcela E. Donadio | Management | For | For |
| 1d | Elect Director Douglas L. Foshee | Management | For | For |
| 1e | Elect Director M. Elise Hyland | Management | For | For |
| 1f | Elect Director Michael E. J. Phelps - Withdrawn Resolution | Management | None | None |
| 1g | Elect Director Dennis H. Reilley | Management | For | For |
| 1h | Elect Director Lee M. Tillman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| NABORS INDUSTRIES LTD. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: NBR SECURITY ID: G6359F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tanya S. Beder | Management | For | For |
| 1.2 | Elect Director James R. Crane | Management | For | For |
| 1.3 | Elect Director John P. Kotts | Management | For | For |
| 1.4 | Elect Director Michael C. Linn | Management | For | For |
| 1.5 | Elect Director Anthony G. Petrello | Management | For | For |
| 1.6 | Elect Director Dag Skattum | Management | For | For |
| 1.7 | Elect Director John Yearwood | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 11, 2018 | ||||
| TICKER: NOV SECURITY ID: 637071101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Clay C. Williams | Management | For | For |
| 1B | Elect Director Greg L. Armstrong | Management | For | For |
| 1C | Elect Director Marcela E. Donadio | Management | For | For |
| 1D | Elect Director Ben A. Guill | Management | For | For |
| 1E | Elect Director James T. Hackett | Management | For | For |
| 1F | Elect Director David D. Harrison | Management | For | For |
| 1G | Elect Director Eric L. Mattson | Management | For | For |
| 1H | Elect Director Melody B. Meyer | Management | For | For |
| 1I | Elect Director William R. Thomas | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| NEWFIELD EXPLORATION COMPANY MEETING DATE: MAY 15, 2018 | ||||
| TICKER: NFX SECURITY ID: 651290108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lee K. Boothby | Management | For | For |
| 1b | Elect Director Pamela J. Gardner | Management | For | For |
| 1c | Elect Director Edgar R. Giesinger, Jr. | Management | For | For |
| 1d | Elect Director Steven W. Nance | Management | For | For |
| 1e | Elect Director Roger B. Plank | Management | For | For |
| 1f | Elect Director Thomas G. Ricks | Management | For | For |
| 1g | Elect Director Juanita M. Romans | Management | For | For |
| 1h | Elect Director John W. Schanck | Management | For | For |
| 1i | Elect Director J. Terry Strange | Management | For | For |
| 1j | Elect Director J. Kent Wells | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NISOURCE INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: NI SECURITY ID: 65473P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter A. Altabef | Management | For | For |
| 1.2 | Elect Director Eric L. Butler | Management | For | For |
| 1.3 | Elect Director Aristides S. Candris | Management | For | For |
| 1.4 | Elect Director Wayne S. DeVeydt | Management | For | For |
| 1.5 | Elect Director Joseph Hamrock | Management | For | For |
| 1.6 | Elect Director Deborah A. Henretta | Management | For | For |
| 1.7 | Elect Director Michael E. Jesanis | Management | For | For |
| 1.8 | Elect Director Kevin T. Kabat | Management | For | For |
| 1.9 | Elect Director Richard L. Thompson | Management | For | For |
| 1.10 | Elect Director Carolyn Y. Woo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| NOBLE ENERGY, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: NBL SECURITY ID: 655044105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1b | Elect Director Michael A. Cawley | Management | For | For |
| 1c | Elect Director Edward F. Cox | Management | For | For |
| 1d | Elect Director James E. Craddock | Management | For | For |
| 1e | Elect Director Thomas J. Edelman | Management | For | For |
| 1f | Elect Director Holli C. Ladhani | Management | For | For |
| 1g | Elect Director David L. Stover | Management | For | For |
| 1h | Elect Director Scott D. Urban | Management | For | For |
| 1i | Elect Director William T. Van Kleef | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
| NORTHERN BLIZZARD RESOURCES INC. MEETING DATE: JUL 12, 2017 | ||||
| TICKER: NBZ SECURITY ID: 664784105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change Company Name to Cona Resources Ltd. | Management | For | For |
| OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 04, 2018 | ||||
| TICKER: OXY SECURITY ID: 674599105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Spencer Abraham | Management | For | For |
| 1b | Elect Director Howard I. Atkins | Management | For | For |
| 1c | Elect Director Eugene L. Batchelder | Management | For | For |
| 1d | Elect Director John E. Feick | Management | For | For |
| 1e | Elect Director Margaret M. Foran | Management | For | For |
| 1f | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1g | Elect Director Vicki Hollub | Management | For | For |
| 1h | Elect Director William R. Klesse | Management | For | For |
| 1i | Elect Director Jack B. Moore | Management | For | For |
| 1j | Elect Director Avedick B. Poladian | Management | For | For |
| 1k | Elect Director Elisse B. Walter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: OII SECURITY ID: 675232102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Deanna L. Goodwin | Management | For | For |
| 1.2 | Elect Director John R. Huff | Management | For | For |
| 1.3 | Elect Director Steven A. Webster | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PARSLEY ENERGY, INC. MEETING DATE: MAY 25, 2018 | ||||
| TICKER: PE SECURITY ID: 701877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald Brokmeyer | Management | For | For |
| 1b | Elect Director Hemang Desai | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PASON SYSTEMS INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: PSI SECURITY ID: 702925108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Five | Management | For | For |
| 2.1 | Elect Director James D. Hill | Management | For | For |
| 2.2 | Elect Director James B. Howe | Management | For | For |
| 2.3 | Elect Director Marcel Kessler | Management | For | For |
| 2.4 | Elect Director T. Jay Collins | Management | For | For |
| 2.5 | Elect Director Judi M. Hess | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Re-approve Stock Option Plan | Management | For | For |
| PATTERSON-UTI ENERGY, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: PTEN SECURITY ID: 703481101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark S. Siegel | Management | For | For |
| 1.2 | Elect Director Charles O. Buckner | Management | For | For |
| 1.3 | Elect Director Tiffany 'TJ' Thom Cepak | Management | For | For |
| 1.4 | Elect Director Michael W. Conlon | Management | For | For |
| 1.5 | Elect Director William A. Hendricks, Jr. | Management | For | For |
| 1.6 | Elect Director Curtis W. Huff | Management | For | For |
| 1.7 | Elect Director Terry H. Hunt | Management | For | For |
| 1.8 | Elect Director Janeen S. Judah | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| PDC ENERGY, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: PDCE SECURITY ID: 69327R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Crisafio | Management | For | For |
| 1.2 | Elect Director Christina M. Ibrahim | Management | For | For |
| 1.3 | Elect Director Randy S. Nickerson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| RANGE RESOURCES CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: RRC SECURITY ID: 75281A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brenda A. Cline | Management | For | For |
| 1b | Elect Director Anthony V. Dub | Management | For | For |
| 1c | Elect Director Allen Finkelson | Management | For | For |
| 1d | Elect Director James M. Funk | Management | For | For |
| 1e | Elect Director Christopher A. Helms | Management | For | For |
| 1f | Elect Director Robert A. Innamorati | Management | For | For |
| 1g | Elect Director Greg G. Maxwell | Management | For | For |
| 1h | Elect Director Kevin S. McCarthy | Management | For | For |
| 1i | Elect Director Steffen E. Palko | Management | For | For |
| 1j | Elect Director Jeffrey L. Ventura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | For |
| RICE ENERGY INC. MEETING DATE: NOV 09, 2017 | ||||
| TICKER: RICE SECURITY ID: 762760106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| RIGNET, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: RNET SECURITY ID: 766582100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Mattia Caprioli | Management | For | For |
| 1.3 | Elect Director Kevin Mulloy | Management | For | For |
| 1.4 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.5 | Elect Director Keith Olsen | Management | For | For |
| 1.6 | Elect Director Brent K. Whittington | Management | For | For |
| 1.7 | Elect Director Ditlef de Vibe | Management | For | For |
| 1.8 | Elect Director Steven E. Pickett | Management | For | For |
| 1.9 | Elect Director Gail P. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAVANNAH PETROLEUM PLC MEETING DATE: JAN 08, 2018 | ||||
| TICKER: SAVP SECURITY ID: G781AA104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Combination with Seven Energy International Limited | Management | For | For |
| 2 | Authorise Issue of Equity Pursuant to the Capital Raising | Management | For | For |
| 3 | Authorise Issue of Equity without Pre-emptive Rights Pursuant to the Capital Raising | Management | For | For |
| 4 | Re-elect Andrew Knott as Director | Management | For | For |
| 5 | Re-elect Mark Iannotti as Director | Management | For | For |
| 6 | Re-elect Stephen Jenkins as Director | Management | For | For |
| 7 | Re-elect David Jamison as Director | Management | For | For |
| 8 | Elect Isatou Semega-Janneh as Director | Management | For | For |
| 9 | Elect David Clarkson as Director | Management | For | For |
| 10 | Elect Sir Stephen O'Brien as Director | Management | For | For |
| 11 | Elect Michael Wachtel as Director | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| SAVANNAH PETROLEUM PLC MEETING DATE: MAY 03, 2018 | ||||
| TICKER: SAVP SECURITY ID: G781AA104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint Grant Thornton UK LLP as Auditors | Management | For | For |
| 3 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 5 | Approve Grant of Nil Cost Share Options to the Company's Chief Executive Officer | Management | For | Against |
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 8 | Approve Cancellation of the Share Premium Account | Management | For | For |
| SCHLUMBERGER LIMITED MEETING DATE: APR 04, 2018 | ||||
| TICKER: SLB SECURITY ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Miguel M. Galuccio | Management | For | For |
| 1c | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1d | Elect Director Paal Kibsgaard | Management | For | For |
| 1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1f | Elect Director Helge Lund | Management | For | For |
| 1g | Elect Director Michael E. Marks | Management | For | For |
| 1h | Elect Director Indra K. Nooyi | Management | For | For |
| 1i | Elect Director Lubna S. Olayan | Management | For | For |
| 1j | Elect Director Leo Rafael Reif | Management | For | For |
| 1k | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| SMART SAND, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: SND SECURITY ID: 83191H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew Speaker | Management | For | For |
| 1.2 | Elect Director Colin M. Leonard | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SOUTHWEST GAS HOLDINGS, INC. MEETING DATE: OCT 17, 2017 | ||||
| TICKER: SWX SECURITY ID: 844895102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Eliminate Cumulative Voting | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| SOUTHWEST GAS HOLDINGS, INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: SWX SECURITY ID: 844895102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Boughner | Management | For | For |
| 1.2 | Elect Director Jose A. Cardenas | Management | For | For |
| 1.3 | Elect Director Thomas E. Chestnut | Management | For | For |
| 1.4 | Elect Director Stephen C. Comer | Management | For | For |
| 1.5 | Elect Director LeRoy C. Hanneman, Jr. | Management | For | For |
| 1.6 | Elect Director John P. Hester | Management | For | For |
| 1.7 | Elect Director Anne L. Mariucci | Management | For | For |
| 1.8 | Elect Director Michael J. Melarkey | Management | For | For |
| 1.9 | Elect Director A. Randall Thoman | Management | For | For |
| 1.10 | Elect Director Thomas A. Thomas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SPIRE INC. MEETING DATE: JAN 25, 2018 | ||||
| TICKER: SR SECURITY ID: 84857L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Borer | Management | For | For |
| 1.2 | Elect Director Maria V. Fogarty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SUPERIOR ENERGY SERVICES, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: SPN SECURITY ID: 868157108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold J. Bouillion | Management | For | For |
| 1.2 | Elect Director David D. Dunlap | Management | For | For |
| 1.3 | Elect Director James M. Funk | Management | For | For |
| 1.4 | Elect Director Terence E. Hall | Management | For | For |
| 1.5 | Elect Director Peter D. Kinnear | Management | For | For |
| 1.6 | Elect Director Janiece M. Longoria | Management | For | For |
| 1.7 | Elect Director Michael M. McShane | Management | For | For |
| 1.8 | Elect Director W. Matt Ralls | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SURGE ENERGY INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: SGY SECURITY ID: 86880Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul Colborne | Management | For | For |
| 1.2 | Elect Director P. Daniel O'Neil | Management | For | For |
| 1.3 | Elect Director Robert Leach | Management | For | For |
| 1.4 | Elect Director James Pasieka | Management | For | For |
| 1.5 | Elect Director Keith Macdonald | Management | For | For |
| 1.6 | Elect Director Murray Smith | Management | For | For |
| 1.7 | Elect Director Daryl Gilbert | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: WMB SECURITY ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
| 1.3 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.4 | Elect Director Charles I. Cogut | Management | For | For |
| 1.5 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.6 | Elect Director Michael A. Creel | Management | For | For |
| 1.7 | Elect Director Peter A. Ragauss | Management | For | For |
| 1.8 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.9 | Elect Director Murray D. Smith | Management | For | For |
| 1.10 | Elect Director William H. Spence | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRANSCANADA CORPORATION MEETING DATE: APR 27, 2018 | ||||
| TICKER: TRP SECURITY ID: 89353D107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin E. Benson | Management | For | For |
| 1.2 | Elect Director Stephan Cretier | Management | For | For |
| 1.3 | Elect Director Russell K. Girling | Management | For | For |
| 1.4 | Elect Director S. Barry Jackson | Management | For | For |
| 1.5 | Elect Director John E. Lowe | Management | For | For |
| 1.6 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 1.7 | Elect Director Mary Pat Salomone | Management | For | For |
| 1.8 | Elect Director Indira V. Samarasekera | Management | For | For |
| 1.9 | Elect Director D. Michael G. Stewart | Management | For | For |
| 1.10 | Elect Director Siim A. Vanaselja | Management | For | For |
| 1.11 | Elect Director Thierry Vandal | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Report on Climate Change | Shareholder | For | For |
| TRINIDAD DRILLING LTD. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: TDG SECURITY ID: 896356102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Heier | Management | For | For |
| 1b | Elect Director Jim Brown | Management | For | For |
| 1c | Elect Director Brian Burden | Management | For | For |
| 1d | Elect Director David Halford | Management | For | For |
| 1e | Elect Director Nancy Laird | Management | For | For |
| 1f | Elect Director Ken Stickland | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend By-Law No.1 | Management | For | For |
| VALENER INC. MEETING DATE: MAR 20, 2018 | ||||
| TICKER: VNR SECURITY ID: 91912H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary-Ann Bell | Management | For | For |
| 1.2 | Elect Director Francois Gervais | Management | For | For |
| 1.3 | Elect Director Gwen Klees | Management | For | For |
| 1.4 | Elect Director Pierre Monahan | Management | For | For |
| 1.5 | Elect Director Serge Regnier | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| WEATHERFORD INTERNATIONAL PLC MEETING DATE: APR 27, 2018 | ||||
| TICKER: WFT SECURITY ID: G48833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mohamed A. Awad | Management | For | For |
| 1b | Elect Director Roxanne J. Decyk | Management | For | For |
| 1c | Elect Director John D. Gass | Management | For | For |
| 1d | Elect Director Emyr Jones Parry | Management | For | For |
| 1e | Elect Director Francis S. Kalman | Management | For | For |
| 1f | Elect Director David S. King | Management | For | For |
| 1g | Elect Director William E. Macaulay | Management | For | For |
| 1h | Elect Director Mark A. McCollum | Management | For | For |
| 1i | Elect Director Angela A. Minas | Management | For | For |
| 1j | Elect Director Guillermo Ortiz | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WHITING PETROLEUM CORPORATION MEETING DATE: NOV 08, 2017 | ||||
| TICKER: WLL SECURITY ID: 966387102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split and Reduce Shares Authorized | Management | For | For |
| WPX ENERGY, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: WPX SECURITY ID: 98212B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Carrig | Management | For | For |
| 1.2 | Elect Director Robert K. Herdman | Management | For | For |
| 1.3 | Elect Director Kelt Kindick | Management | For | For |
| 1.4 | Elect Director Karl F. Kurz | Management | For | For |
| 1.5 | Elect Director Henry E. Lentz | Management | For | For |
| 1.6 | Elect Director William G. Lowrie | Management | For | For |
| 1.7 | Elect Director Kimberly S. Lubel | Management | For | For |
| 1.8 | Elect Director Richard E. Muncrief | Management | For | For |
| 1.9 | Elect Director Valerie M. Williams | Management | For | For |
| 1.10 | Elect Director David F. Work | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT NATURAL RESOURCES PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AGNICO EAGLE MINES LIMITED MEETING DATE: APR 27, 2018 | ||||
| TICKER: AEM SECURITY ID: 008474108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Sean Boyd | Management | For | For |
| 1.3 | Elect Director Martine A. Celej | Management | For | For |
| 1.4 | Elect Director Robert J. Gemmell | Management | For | For |
| 1.5 | Elect Director Mel Leiderman | Management | For | For |
| 1.6 | Elect Director Deborah McCombe | Management | For | For |
| 1.7 | Elect Director James D. Nasso | Management | For | For |
| 1.8 | Elect Director Sean Riley | Management | For | For |
| 1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
| 1.10 | Elect Director Jamie C. Sokalsky | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Amend By-Laws | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 15, 2018 | ||||
| TICKER: APC SECURITY ID: 032511107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director David E. Constable | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Claire S. Farley | Management | For | For |
| 1e | Elect Director Peter J. Fluor | Management | For | For |
| 1f | Elect Director Joseph W. Gorder | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Sean Gourley | Management | For | For |
| 1i | Elect Director Mark C. McKinley | Management | For | For |
| 1j | Elect Director Eric D. Mullins | Management | For | For |
| 1k | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
| ANDEAVOR MEETING DATE: MAY 04, 2018 | ||||
| TICKER: ANDV SECURITY ID: 03349M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney F. Chase | Management | For | For |
| 1.2 | Elect Director Paul L. Foster | Management | For | For |
| 1.3 | Elect Director Edward G. Galante | Management | For | For |
| 1.4 | Elect Director Gregory J. Goff | Management | For | For |
| 1.5 | Elect Director David Lilley | Management | For | For |
| 1.6 | Elect Director Mary Pat McCarthy | Management | For | For |
| 1.7 | Elect Director J.W. Nokes | Management | For | For |
| 1.8 | Elect Director William H. Schumann, III | Management | For | For |
| 1.9 | Elect Director Jeff A. Stevens | Management | For | For |
| 1.10 | Elect Director Susan Tomasky | Management | For | For |
| 1.11 | Elect Director Michael E. Wiley | Management | For | For |
| 1.12 | Elect Director Patrick Y. Yang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| AVERY DENNISON CORPORATION MEETING DATE: APR 26, 2018 | ||||
| TICKER: AVY SECURITY ID: 053611109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bradley A. Alford | Management | For | For |
| 1b | Elect Director Anthony K. Anderson | Management | For | For |
| 1c | Elect Director Peter K. Barker | Management | For | For |
| 1d | Elect Director Mitchell R. Butier | Management | For | For |
| 1e | Elect Director Ken C. Hicks | Management | For | For |
| 1f | Elect Director Andres A. Lopez | Management | For | For |
| 1g | Elect Director David E.I. Pyott | Management | For | For |
| 1h | Elect Director Dean A. Scarborough | Management | For | For |
| 1i | Elect Director Patrick T. Siewert | Management | For | For |
| 1j | Elect Director Julia A. Stewart | Management | For | For |
| 1k | Elect Director Martha N. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BAKER HUGHES, A GE COMPANY MEETING DATE: MAY 11, 2018 | ||||
| TICKER: BHGE SECURITY ID: 05722G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Geoffrey Beattie | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Martin S. Craighead | Management | For | For |
| 1e | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1f | Elect Director Jamie S. Miller | Management | For | For |
| 1g | Elect Director James J. Mulva | Management | For | For |
| 1h | Elect Director John G. Rice | Management | For | For |
| 1i | Elect Director Lorenzo Simonelli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| BALL CORPORATION MEETING DATE: APR 25, 2018 | ||||
| TICKER: BLL SECURITY ID: 058498106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Michael J. Cave | Management | For | For |
| 1.3 | Elect Director Pedro Henrique Mariani | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BERRY GLOBAL GROUP, INC. MEETING DATE: MAR 01, 2018 | ||||
| TICKER: BERY SECURITY ID: 08579W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Thomas E. Salmon | Management | For | For |
| 1B | Elect Director Robert V. Seminara | Management | For | For |
| 1C | Elect Director Paula A. Sneed | Management | For | For |
| 1D | Elect Director Robert A. Steele | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BHARAT PETROLEUM CORPORATION LTD. MEETING DATE: SEP 12, 2017 | ||||
| TICKER: BPCL SECURITY ID: Y0882Z116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividends and Declare Final Dividend | Management | For | For |
| 3 | Reelect Ramesh Srinivasan as Director | Management | For | For |
| 4 | Approve Remuneration of Joint Statutory Auditors | Management | For | For |
| 5 | Elect Rajkumar Duraiswamy as Director and Approve Appointment of Rajkumar Duraiswamy as Chairman & Managing Director | Management | For | For |
| 6 | Elect Vishal V Sharma as Director | Management | For | For |
| 7 | Elect Paul Antony as Government Nominee Director | Management | For | For |
| 8 | Elect Sivakumar Krishnamurthy as Director (Finance) | Management | For | For |
| 9 | Approve Issuance of Non-Convertible Bonds/Debentures and/ or other Debt Securities on Private Placement Basis | Management | For | For |
| 10 | Approve Material Related Party Transactions | Management | For | For |
| 11 | Approve Remuneration of Cost Auditors | Management | For | For |
| CABOT OIL & GAS CORPORATION MEETING DATE: MAY 02, 2018 | ||||
| TICKER: COG SECURITY ID: 127097103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dorothy M. Ables | Management | For | For |
| 1.2 | Elect Director Rhys J. Best | Management | For | For |
| 1.3 | Elect Director Robert S. Boswell | Management | For | For |
| 1.4 | Elect Director Amanda M. Brock | Management | For | For |
| 1.5 | Elect Director Dan O. Dinges | Management | For | For |
| 1.6 | Elect Director Robert Kelley | Management | For | For |
| 1.7 | Elect Director W. Matt Ralls | Management | For | For |
| 1.8 | Elect Director Marcus A. Watts | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CALLON PETROLEUM COMPANY MEETING DATE: MAY 10, 2018 | ||||
| TICKER: CPE SECURITY ID: 13123X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara J. Faulkenberry | Management | For | For |
| 1.2 | Elect Director L. Richard Flury | Management | For | For |
| 1.3 | Elect Director Joseph C. Gatto, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| CANADIAN NATURAL RESOURCES LIMITED MEETING DATE: MAY 03, 2018 | ||||
| TICKER: CNQ SECURITY ID: 136385101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
| 1.4 | Elect Director Christopher L. Fong | Management | For | For |
| 1.5 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.7 | Elect Director Steve W. Laut | Management | For | For |
| 1.8 | Elect Director Tim S. McKay | Management | For | For |
| 1.9 | Elect Director Frank J. McKenna | Management | For | For |
| 1.10 | Elect Director David A. Tuer | Management | For | For |
| 1.11 | Elect Director Annette M. Verschuren | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CENOVUS ENERGY INC. MEETING DATE: APR 25, 2018 | ||||
| TICKER: CVE SECURITY ID: 15135U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2.1 | Elect Director Susan F. Dabarno | Management | For | For |
| 2.2 | Elect Director Patrick D. Daniel | Management | For | For |
| 2.3 | Elect Director Harold (Hal) N. Kvisle | Management | For | For |
| 2.4 | Elect Director Steven F. Leer | Management | For | For |
| 2.5 | Elect Director Keith A. MacPhail | Management | For | For |
| 2.6 | Elect Director Richard J. Marcogliese | Management | For | For |
| 2.7 | Elect Director Claude Mongeau | Management | For | For |
| 2.8 | Elect Director Alexander (Alex) J. Pourbaix | Management | For | For |
| 2.9 | Elect Director Charles M. Rampacek | Management | For | For |
| 2.10 | Elect Director Colin Taylor | Management | For | For |
| 2.11 | Elect Director Wayne G. Thomson | Management | For | For |
| 2.12 | Elect Director Rhonda I. Zygocki | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CENTENNIAL RESOURCE DEVELOPMENT, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: CDEV SECURITY ID: 15136A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Karl E. Bandtel | Management | For | For |
| 1.2 | Elect Director Matthew G. Hyde | Management | For | For |
| 1.3 | Elect Director Jeffrey H. Tepper | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHENIERE ENERGY, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director G. Andrea Botta | Management | For | For |
| 1b | Elect Director Jack A. Fusco | Management | For | For |
| 1c | Elect Director Vicky A. Bailey | Management | For | For |
| 1d | Elect Director Nuno Brandolini | Management | For | For |
| 1e | Elect Director David I. Foley | Management | For | For |
| 1f | Elect Director David B. Kilpatrick | Management | For | For |
| 1g | Elect Director Andrew Langham | Management | For | For |
| 1h | Elect Director Courtney R. Mather | Management | For | For |
| 1i | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1j | Elect Director Neal A. Shear | Management | For | For |
| 1k | Elect Director Heather R. Zichal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHEVRON CORPORATION MEETING DATE: MAY 30, 2018 | ||||
| TICKER: CVX SECURITY ID: 166764100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1f | Elect Director Dambisa F. Moyo | Management | For | For |
| 1g | Elect Director Ronald D. Sugar | Management | For | For |
| 1h | Elect Director Inge G. Thulin | Management | For | For |
| 1i | Elect Director D. James Umpleby, III | Management | For | For |
| 1j | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
| 6 | Report on Transition to a Low Carbon Business Model | Shareholder | Against | Against |
| 7 | Report on Methane Emissions | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 10 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| CIMAREX ENERGY CO. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: XEC SECURITY ID: 171798101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph R. Albi | Management | For | For |
| 1.2 | Elect Director Lisa A. Stewart | Management | For | For |
| 1.3 | Elect Director Michael J. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CONTINENTAL RESOURCES, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: CLR SECURITY ID: 212015101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ellis L. 'Lon' McCain | Management | For | For |
| 1.2 | Elect Director Mark E. Monroe | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DELEK US HOLDINGS, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: DK SECURITY ID: 24665A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ezra Uzi Yemin | Management | For | For |
| 1.2 | Elect Director William J. Finnerty | Management | For | For |
| 1.3 | Elect Director Carlos E. Jorda | Management | For | For |
| 1.4 | Elect Director Gary M. Sullivan, Jr. | Management | For | For |
| 1.5 | Elect Director David Wiessman | Management | For | For |
| 1.6 | Elect Director Shlomo Zohar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DEVON ENERGY CORPORATION MEETING DATE: JUN 06, 2018 | ||||
| TICKER: DVN SECURITY ID: 25179M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director David A. Hager | Management | For | For |
| 1.4 | Elect Director Robert H. Henry | Management | For | For |
| 1.5 | Elect Director Michael Kanovsky | Management | For | For |
| 1.6 | Elect Director John Krenicki, Jr. | Management | For | For |
| 1.7 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.8 | Elect Director Duane C. Radtke | Management | For | For |
| 1.9 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.10 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| DIAMONDBACK ENERGY, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: FANG SECURITY ID: 25278X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. West | Management | For | For |
| 1.2 | Elect Director Travis D. Stice | Management | For | For |
| 1.3 | Elect Director Michael L. Hollis | Management | For | For |
| 1.4 | Elect Director Michael P. Cross | Management | For | For |
| 1.5 | Elect Director David L. Houston | Management | For | For |
| 1.6 | Elect Director Mark L. Plaumann | Management | For | For |
| 1.7 | Elect Director Melanie M. Trent | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| DRIL-QUIP, INC. MEETING DATE: MAY 11, 2018 | ||||
| TICKER: DRQ SECURITY ID: 262037104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Steven L. Newman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENCANA CORPORATION MEETING DATE: MAY 01, 2018 | ||||
| TICKER: ECA SECURITY ID: 292505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter A. Dea | Management | For | For |
| 1.2 | Elect Director Fred J. Fowler | Management | For | For |
| 1.3 | Elect Director Howard J. Mayson | Management | For | For |
| 1.4 | Elect Director Lee A. McIntire | Management | For | For |
| 1.5 | Elect Director Margaret A. McKenzie | Management | For | For |
| 1.6 | Elect Director Suzanne P. Nimocks | Management | For | For |
| 1.7 | Elect Director Brian G. Shaw | Management | For | For |
| 1.8 | Elect Director Douglas J. Suttles | Management | For | For |
| 1.9 | Elect Director Bruce G. Waterman | Management | For | For |
| 1.10 | Elect Director Clayton H. Woitas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| EOG RESOURCES, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: EOG SECURITY ID: 26875P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Robert P. Daniels | Management | For | For |
| 1d | Elect Director James C. Day | Management | For | For |
| 1e | Elect Director C. Christopher Gaut | Management | For | For |
| 1f | Elect Director Donald F. Textor | Management | For | For |
| 1g | Elect Director William R. Thomas | Management | For | For |
| 1h | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EQT CORPORATION MEETING DATE: JUN 21, 2018 | ||||
| TICKER: EQT SECURITY ID: 26884L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vicky A. Bailey | Management | For | For |
| 1.2 | Elect Director Philip G. Behrman | Management | For | For |
| 1.3 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.4 | Elect Director A. Bray Cary, Jr. | Management | For | For |
| 1.5 | Elect Director Margaret K. Dorman | Management | For | For |
| 1.6 | Elect Director Thomas F. Karam | Management | For | For |
| 1.7 | Elect Director David L. Porges | Management | For | For |
| 1.8 | Elect Director Daniel J. Rice, IV | Management | For | For |
| 1.9 | Elect Director James E. Rohr | Management | For | For |
| 1.10 | Elect Director Norman J. Szydlowski | Management | For | For |
| 1.11 | Elect Director Stephen A. Thorington | Management | For | For |
| 1.12 | Elect Director Lee T. Todd, Jr. | Management | For | For |
| 1.13 | Elect Director Christine J. Toretti | Management | For | For |
| 1.14 | Elect Director Robert F. Vagt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EXTRACTION OIL & GAS, INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: XOG SECURITY ID: 30227M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick D. O'Brien | Management | For | For |
| 1.2 | Elect Director Marvin M. Chronister | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FRANCO-NEVADA CORPORATION MEETING DATE: MAY 09, 2018 | ||||
| TICKER: FNV SECURITY ID: 351858105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Tom Albanese | Management | For | For |
| 1.4 | Elect Director Derek W. Evans | Management | For | For |
| 1.5 | Elect Director Catharine Farrow | Management | For | For |
| 1.6 | Elect Director Louis Gignac | Management | For | For |
| 1.7 | Elect Director Randall Oliphant | Management | For | For |
| 1.8 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Share Compensation Plan | Management | For | For |
| FREEPORT-MCMORAN INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: FCX SECURITY ID: 35671D857 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Gerald J. Ford | Management | For | For |
| 1.3 | Elect Director Lydia H. Kennard | Management | For | For |
| 1.4 | Elect Director Jon C. Madonna | Management | For | For |
| 1.5 | Elect Director Courtney Mather | Management | For | For |
| 1.6 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.7 | Elect Director Frances Fragos Townsend | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GASLOG PARTNERS LP MEETING DATE: MAY 11, 2018 | ||||
| TICKER: GLOP SECURITY ID: Y2687W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Daniel R. Bradshaw | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| GOLAR LNG LIMITED MEETING DATE: SEP 27, 2017 | ||||
| TICKER: GLNG SECURITY ID: G9456A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Tor Olav Troim as Director | Management | For | For |
| 2 | Reelect Daniel Rabun as Director | Management | For | For |
| 3 | Reelect Fredrik Halvorsen as Director | Management | For | For |
| 4 | Reelect Carl E. Steen as Director | Management | For | For |
| 5 | Reelect Michael B. Ashford as Director | Management | For | For |
| 6 | Elect Niels G. Stolt-Nielsen as Director | Management | For | For |
| 7 | Elect Lori Wheeler Naess as Director | Management | For | For |
| 8 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| GRAPHIC PACKAGING HOLDING COMPANY MEETING DATE: MAY 23, 2018 | ||||
| TICKER: GPK SECURITY ID: 388689101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul D. Carrico | Management | For | For |
| 1.2 | Elect Director Philip R. Martens | Management | For | For |
| 1.3 | Elect Director Lynn A. Wentworth | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HALLIBURTON COMPANY MEETING DATE: MAY 16, 2018 | ||||
| TICKER: HAL SECURITY ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1b | Elect Director William E. Albrecht | Management | For | For |
| 1c | Elect Director Alan M. Bennett | Management | For | For |
| 1d | Elect Director James R. Boyd | Management | For | For |
| 1e | Elect Director Milton Carroll | Management | For | For |
| 1f | Elect Director Nance K. Dicciani | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Jose C. Grubisich | Management | For | For |
| 1i | Elect Director David J. Lesar | Management | For | For |
| 1j | Elect Director Robert A. Malone | Management | For | For |
| 1k | Elect Director Jeffrey A. Miller | Management | For | For |
| 1l | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INDRAPRASTHA GAS LTD. MEETING DATE: SEP 28, 2017 | ||||
| TICKER: 532514 SECURITY ID: Y39881100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend and Declare Final Dividend | Management | For | For |
| 3 | Approve Remuneration of Statutory Auditors | Management | For | For |
| 4 | Elect Ramesh Srinivasan as Director | Management | For | Against |
| 5 | Elect Manoj Jain as Director | Management | For | Against |
| 6 | Elect Varsha Joshi as Director | Management | For | Against |
| 7 | Approve Remuneration of Cost Auditors | Management | For | For |
| 8 | Approve Related Party Transactions with GAIL (India) Limited Regarding Purchase APM Gas | Management | For | For |
| 9 | Approve Related Party Transactions with GAIL (India) Limited Regarding Purchase PMT Gas | Management | For | For |
| 10 | Approve Sub-Division of Shares | Management | For | For |
| 11 | Amend Memorandum of Association to Reflect Changes in Capital | Management | For | For |
| 12 | Amend Articles of Association to Reflect Changes in Capital | Management | For | For |
| INDRAPRASTHA GAS LTD. MEETING DATE: DEC 05, 2017 | ||||
| TICKER: 532514 SECURITY ID: Y39881100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect S. S. Rao as Director | Management | For | For |
| 2 | Reelect V. Ranganathan as Director | Management | For | For |
| 3 | Reelect Santosh Kumar Bajpai as Director | Management | For | For |
| LG CHEM LTD. MEETING DATE: MAR 16, 2018 | ||||
| TICKER: A051910 SECURITY ID: Y52758102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Park Jin-su as Inside Director | Management | For | For |
| 2.2 | Elect Kim Moon-su as Outside Director | Management | For | For |
| 3 | Elect Kim Moon-su as a Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| LYONDELLBASELL INDUSTRIES N.V. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: LYB SECURITY ID: N53745100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles | Management | For | For |
| 2a | Elect Director Bhavesh (Bob) Patel | Management | For | For |
| 2b | Elect Director Robert Gwin | Management | For | For |
| 2c | Elect Director Jacques Aigrain | Management | For | For |
| 2d | Elect Director Lincoln Benet | Management | For | For |
| 2e | Elect Director Jagjeet (Jeet) Bindra | Management | For | For |
| 2f | Elect Director Robin Buchanan | Management | For | For |
| 2g | Elect Director Stephen Cooper | Management | For | For |
| 2h | Elect Director Nance Dicciani | Management | For | For |
| 2i | Elect Director Claire Farley | Management | For | For |
| 2j | Elect Director Isabella (Bella) Goren | Management | For | For |
| 2k | Elect Director Bruce Smith | Management | For | For |
| 2l | Elect Director Rudy van der Meer | Management | For | For |
| 3a | Elect Bhavesh (Bob) Patel to Management Board | Management | For | For |
| 3b | Elect Thomas Aebischer to Management Board | Management | For | For |
| 3c | Elect Daniel Coombs to Management Board | Management | For | For |
| 3d | Elect Jeffrey Kaplan to Management Board | Management | For | For |
| 3e | Elect James Guilfoyle to Management Board | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Approve Dividends of USD 3.70 Per Share | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorization of the Cancellation of Shares | Management | For | For |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| NABORS INDUSTRIES LTD. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: NBR SECURITY ID: G6359F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tanya S. Beder | Management | For | For |
| 1.2 | Elect Director James R. Crane | Management | For | For |
| 1.3 | Elect Director John P. Kotts | Management | For | For |
| 1.4 | Elect Director Michael C. Linn | Management | For | For |
| 1.5 | Elect Director Anthony G. Petrello | Management | For | For |
| 1.6 | Elect Director Dag Skattum | Management | For | For |
| 1.7 | Elect Director John Yearwood | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 11, 2018 | ||||
| TICKER: NOV SECURITY ID: 637071101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Clay C. Williams | Management | For | For |
| 1B | Elect Director Greg L. Armstrong | Management | For | For |
| 1C | Elect Director Marcela E. Donadio | Management | For | For |
| 1D | Elect Director Ben A. Guill | Management | For | For |
| 1E | Elect Director James T. Hackett | Management | For | For |
| 1F | Elect Director David D. Harrison | Management | For | For |
| 1G | Elect Director Eric L. Mattson | Management | For | For |
| 1H | Elect Director Melody B. Meyer | Management | For | For |
| 1I | Elect Director William R. Thomas | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| NCS MULTISTAGE HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: NCSM SECURITY ID: 628877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael McShane | Management | For | For |
| 1.2 | Elect Director Gurinder Grewal | Management | For | For |
| 1.3 | Elect Director Franklin Myers | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Qualified and Non-Qualified Employee Stock Purchase Plans | Management | For | For |
| NEWFIELD EXPLORATION COMPANY MEETING DATE: MAY 15, 2018 | ||||
| TICKER: NFX SECURITY ID: 651290108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lee K. Boothby | Management | For | For |
| 1b | Elect Director Pamela J. Gardner | Management | For | For |
| 1c | Elect Director Edgar R. Giesinger, Jr. | Management | For | For |
| 1d | Elect Director Steven W. Nance | Management | For | For |
| 1e | Elect Director Roger B. Plank | Management | For | For |
| 1f | Elect Director Thomas G. Ricks | Management | For | For |
| 1g | Elect Director Juanita M. Romans | Management | For | For |
| 1h | Elect Director John W. Schanck | Management | For | For |
| 1i | Elect Director J. Terry Strange | Management | For | For |
| 1j | Elect Director J. Kent Wells | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NEXTERA ENERGY PARTNERS, LP MEETING DATE: DEC 21, 2017 | ||||
| TICKER: NEP SECURITY ID: 65341B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan D. Austin | Management | For | For |
| 1b | Elect Director Peter H. Kind | Management | For | For |
| 1c | Elect Director James L. Robo | Management | For | For |
| 1d | Elect Director James N. Suciu | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: OII SECURITY ID: 675232102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Deanna L. Goodwin | Management | For | For |
| 1.2 | Elect Director John R. Huff | Management | For | For |
| 1.3 | Elect Director Steven A. Webster | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ODFJELL DRILLING LTD. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Approve Agenda of Meeting and Quorum | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | None | None |
| 4 | Receive Report Regarding Private Placement | Management | None | None |
| 5 | Receive Report Regarding Share Issuance | Management | None | None |
| 6 | Increase Authorized Common Stock | Management | For | Did Not Vote |
| 7 | Approve Issuance of 38 Million Shares in One or More Private Placements | Management | For | Did Not Vote |
| 8 | Approve Issuance of up to 4.3 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 9 | Approve Stock Option Plan | Management | For | Did Not Vote |
| ODFJELL DRILLING LTD. MEETING DATE: MAY 28, 2018 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Approve Agenda of Meeting and Quorum | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | None | None |
| 4 | Receive Report Regarding Purchase of Deepsea Nordkapp and Share Issuance | Management | None | None |
| 5 | Authorize New Class of Preferred Stock | Management | For | Did Not Vote |
| 6 | Approve Terms and Conditions of Preference Shares | Management | For | Did Not Vote |
| 7 | Approve Issuance of up to 16.1 Million Preference Shares in Private Placement | Management | For | Did Not Vote |
| 8 | Approve Issuance of 5.9 Warrants in Private Placement | Management | For | Did Not Vote |
| ODFJELL DRILLING LTD. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Helene Odfjell as Director | Management | For | Did Not Vote |
| 1.2 | Elect Bengt Lie Hansen as Director | Management | For | Did Not Vote |
| 1.3 | Elect Henry Hamilton as Director | Management | For | Did Not Vote |
| 1.4 | Elect Kirk Davis as Director | Management | For | Did Not Vote |
| 1.5 | Elect Susanne Munch Thore as Director | Management | For | Did Not Vote |
| 2 | Approve PricewaterhouseCoopers AS as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Directors in the Aggregate Amount of USD 250,000 | Management | For | Did Not Vote |
| 4.1 | Amend Articles Re: Share Issuance | Management | For | Did Not Vote |
| 4.2 | Amend Articles Re: Compulsory Purchase of Shares | Management | For | Did Not Vote |
| 4.3 | Amend Articles Re: Convening of EGM | Management | For | Did Not Vote |
| 4.4 | Amend Articles Re: General Meeting Notice | Management | For | Did Not Vote |
| 4.5 | Delete Article 33.5 | Management | For | Did Not Vote |
| 4.6 | Amend Articles Re: Adjournment of General Meeting | Management | For | Did Not Vote |
| 4.7 | Amend Articles Re: Motion of Inquiry | Management | For | Did Not Vote |
| 4.8 | Amend Articles Re: Board Related | Management | For | Did Not Vote |
| PACKAGING CORPORATION OF AMERICA MEETING DATE: MAY 15, 2018 | ||||
| TICKER: PKG SECURITY ID: 695156109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Duane C. Farrington | Management | For | For |
| 1.3 | Elect Director Hasan Jameel | Management | For | For |
| 1.4 | Elect Director Mark W. Kowlzan | Management | For | For |
| 1.5 | Elect Director Robert C. Lyons | Management | For | For |
| 1.6 | Elect Director Thomas P. Maurer | Management | For | For |
| 1.7 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.8 | Elect Director Roger B. Porter | Management | For | For |
| 1.9 | Elect Director Thomas S. Souleles | Management | For | For |
| 1.10 | Elect Director Paul T. Stecko | Management | For | For |
| 1.11 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PARSLEY ENERGY, INC. MEETING DATE: MAY 25, 2018 | ||||
| TICKER: PE SECURITY ID: 701877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald Brokmeyer | Management | For | For |
| 1b | Elect Director Hemang Desai | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PDC ENERGY, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: PDCE SECURITY ID: 69327R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Crisafio | Management | For | For |
| 1.2 | Elect Director Christina M. Ibrahim | Management | For | For |
| 1.3 | Elect Director Randy S. Nickerson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| PHILLIPS 66 MEETING DATE: MAY 09, 2018 | ||||
| TICKER: PSX SECURITY ID: 718546104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director J. Brian Ferguson | Management | For | For |
| 1b | Elect Director Harold W. McGraw, III | Management | For | For |
| 1c | Elect Director Victoria J. Tschinkel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| PINNACLE RENEWABLE HOLDINGS INC. MEETING DATE: JUN 21, 2018 | ||||
| TICKER: PL SECURITY ID: 72349P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory Baylin | Management | For | For |
| 1b | Elect Director Pat Bell | Management | For | For |
| 1c | Elect Director Michael Lay | Management | For | For |
| 1d | Elect Director Hugh MacDiarmid | Management | For | For |
| 1e | Elect Director Robert McCurdy | Management | For | For |
| 1f | Elect Director Jane O'Hagan | Management | For | For |
| 1g | Elect Director Leroy Reitsma | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 17, 2018 | ||||
| TICKER: PXD SECURITY ID: 723787107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.2 | Elect Director Andrew F. Cates | Management | For | For |
| 1.3 | Elect Director Timothy L. Dove | Management | For | For |
| 1.4 | Elect Director Phillip A. Gobe | Management | For | For |
| 1.5 | Elect Director Larry R. Grillot | Management | For | For |
| 1.6 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.7 | Elect Director Royce W. Mitchell | Management | For | For |
| 1.8 | Elect Director Frank A. Risch | Management | For | For |
| 1.9 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.10 | Elect Director Mona K. Sutphen | Management | For | For |
| 1.11 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.12 | Elect Director Phoebe A. Wood | Management | For | For |
| 1.13 | Elect Director Michael D. Wortley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PRAIRIESKY ROYALTY LTD. MEETING DATE: APR 24, 2018 | ||||
| TICKER: PSK SECURITY ID: 739721108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James M. Estey | Management | For | For |
| 1b | Elect Director Margaret A. McKenzie | Management | For | For |
| 1c | Elect Director Andrew M. Phillips | Management | For | For |
| 1d | Elect Director Sheldon B. Steeves | Management | For | For |
| 1e | Elect Director Grant A. Zawalsky | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Share Unit Incentive Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PROPETRO HOLDING CORP. MEETING DATE: JUN 15, 2018 | ||||
| TICKER: PUMP SECURITY ID: 74347M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale Redman | Management | For | For |
| 1.2 | Elect Director Spencer D. Armour, III | Management | For | For |
| 1.3 | Elect Director Steven Beal | Management | For | For |
| 1.4 | Elect Director Anthony Best | Management | For | For |
| 1.5 | Elect Director Pryor Blackwell | Management | For | For |
| 1.6 | Elect Director Schuyler E. Coppedge *Withdrawn Resolution* | Management | None | None |
| 1.7 | Elect Director Alan E. Douglas | Management | For | For |
| 1.8 | Elect Director Peter Labbat *Withdrawn Resolution* | Management | None | None |
| 1.9 | Elect Director Jack B. Moore | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| RANDGOLD RESOURCES LTD MEETING DATE: MAY 08, 2018 | ||||
| TICKER: RRS SECURITY ID: 752344309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect Safiatou Ba-N'Daw as Director | Management | For | For |
| 6 | Re-elect Mark Bristow as Director | Management | For | For |
| 7 | Re-elect Christopher Coleman as Director | Management | For | For |
| 8 | Re-elect Jamil Kassum as Director | Management | For | For |
| 9 | Re-elect Olivia Kirtley as Director | Management | For | For |
| 10 | Re-elect Jeanine Mabunda Lioko as Director | Management | For | For |
| 11 | Re-elect Andrew Quinn as Director | Management | For | For |
| 12 | Re-elect Graham Shuttleworth as Director | Management | For | For |
| 13 | Reappoint BDO LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
| 17 | Approve Award of Ordinary Shares to the Senior Independent Director | Management | For | For |
| 18 | Approve Award of Ordinary Shares to the Chairman | Management | For | For |
| 19 | Approve Long Term Incentive Plan | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares and American Depositary Shares | Management | For | For |
| RELIANCE INDUSTRIES LTD. MEETING DATE: JUL 21, 2017 | ||||
| TICKER: RELIANCE SECURITY ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Nita M. Ambani as Director | Management | For | Against |
| 4 | Reelect Hital R. Meswani as Director | Management | For | For |
| 5 | Approve S R B C & Co., LLP, Chartered Accountants and D T S & Associates, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Reappointment and Remuneration of Pawan Kumar Kapil as Whole-time Director | Management | For | For |
| 7 | Approve Reappointment and Remuneration of Nikhil R. Meswani as Whole-time Director | Management | For | For |
| 8 | Reelect Yogendra P. Trivedi as Director | Management | For | For |
| 9 | Reelect Ashok Misra as Director | Management | For | For |
| 10 | Reelect Mansingh L. Bhakta as Director | Management | For | For |
| 11 | Reelect Dipak C. Jain as Director | Management | For | For |
| 12 | Reelect Raghunath A. Mashelkar as Director | Management | For | For |
| 13 | Elect Shumeet Banerji as Director | Management | For | For |
| 14 | Amend Articles of Association | Management | For | For |
| 15 | Authorize Board to Fix Remuneration of Cost Auditors | Management | For | For |
| 16 | Authorize Issuance of Redeemable Non-Convertible Debentures | Management | For | For |
| RELIANCE INDUSTRIES LTD. MEETING DATE: SEP 01, 2017 | ||||
| TICKER: RELIANCE SECURITY ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Issuance of Bonus Shares | Management | For | For |
| 3 | Approve Employees Stock Option Scheme 2017 (ESOS 2017) for Employees of the Company | Management | For | Against |
| 4 | Approve Employees Stock Option Scheme 2017 (ESOS 2017) for Employees of Subsidiary Companies | Management | For | Against |
| RIGNET, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: RNET SECURITY ID: 766582100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Mattia Caprioli | Management | For | For |
| 1.3 | Elect Director Kevin Mulloy | Management | For | For |
| 1.4 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.5 | Elect Director Keith Olsen | Management | For | For |
| 1.6 | Elect Director Brent K. Whittington | Management | For | For |
| 1.7 | Elect Director Ditlef de Vibe | Management | For | For |
| 1.8 | Elect Director Steven E. Pickett | Management | For | For |
| 1.9 | Elect Director Gail P. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RING ENERGY, INC. MEETING DATE: DEC 12, 2017 | ||||
| TICKER: REI SECURITY ID: 76680V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kelly Hoffman | Management | For | For |
| 1.2 | Elect Director David A. Fowler | Management | For | For |
| 1.3 | Elect Director Lloyd T. ('Tim') Rochford | Management | For | For |
| 1.4 | Elect Director Stanley M. McCabe | Management | For | For |
| 1.5 | Elect Director Anthony B. Petrelli | Management | For | For |
| 1.6 | Elect Director Clayton E. Woodrum | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Eide Bailly LLP as Auditors | Management | For | For |
| SCHLUMBERGER LIMITED MEETING DATE: APR 04, 2018 | ||||
| TICKER: SLB SECURITY ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Miguel M. Galuccio | Management | For | For |
| 1c | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1d | Elect Director Paal Kibsgaard | Management | For | For |
| 1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1f | Elect Director Helge Lund | Management | For | For |
| 1g | Elect Director Michael E. Marks | Management | For | For |
| 1h | Elect Director Indra K. Nooyi | Management | For | For |
| 1i | Elect Director Lubna S. Olayan | Management | For | For |
| 1j | Elect Director Leo Rafael Reif | Management | For | For |
| 1k | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| SHELF DRILLING, LTD. MEETING DATE: JUN 19, 2018 | ||||
| TICKER: SHLF-NO SECURITY ID: G23627105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ernie Danner, as Director | Management | For | Did Not Vote |
| 1.2 | Elect Benjamin Sebel, as Director | Management | For | Did Not Vote |
| 1.3 | Elect Usama Trabulsi, as Director | Management | For | Did Not Vote |
| 1.4 | Elect David Williams, as Director | Management | For | Did Not Vote |
| 2 | Approve Reduction of Authorized Share Capital | Management | For | Did Not Vote |
| 3 | Amend Memorandum and Articles of Association | Management | For | Did Not Vote |
| SUMMIT MATERIALS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: SUM SECURITY ID: 86614U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howard L. Lance | Management | For | For |
| 1.2 | Elect Director Anne K. Wade | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SUNCOR ENERGY INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: SU SECURITY ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director Jacynthe Cote | Management | For | For |
| 1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.5 | Elect Director John D. Gass | Management | For | For |
| 1.6 | Elect Director Dennis M. Houston | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Eira M. Thomas | Management | For | For |
| 1.9 | Elect Director Steven W. Williams | Management | For | For |
| 1.10 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TENARIS SA MEETING DATE: MAY 02, 2018 | ||||
| TICKER: TEN SECURITY ID: 88031M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive and Approve Board's and Auditor's Reports Re: Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Elect Directors (Bundled) | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Allow Electronic Distribution of Company Documents to Shareholders | Management | For | For |
| 1 | Amend Article 11 Re: Audit Committee | Management | For | For |
| 2 | Amend Article 15 Re: Date and Place of Annual General Meeting | Management | For | For |
| TESCO CORPORATION MEETING DATE: DEC 01, 2017 | ||||
| TICKER: TESO SECURITY ID: 88157K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by Nabors Maple Acquisition Ltd. | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: WMB SECURITY ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
| 1.3 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.4 | Elect Director Charles I. Cogut | Management | For | For |
| 1.5 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.6 | Elect Director Michael A. Creel | Management | For | For |
| 1.7 | Elect Director Peter A. Ragauss | Management | For | For |
| 1.8 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.9 | Elect Director Murray D. Smith | Management | For | For |
| 1.10 | Elect Director William H. Spence | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRINIDAD DRILLING LTD. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: TDG SECURITY ID: 896356102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Heier | Management | For | For |
| 1b | Elect Director Jim Brown | Management | For | For |
| 1c | Elect Director Brian Burden | Management | For | For |
| 1d | Elect Director David Halford | Management | For | For |
| 1e | Elect Director Nancy Laird | Management | For | For |
| 1f | Elect Director Ken Stickland | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend By-Law No.1 | Management | For | For |
| WESTERN FOREST PRODUCTS INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: WEF SECURITY ID: 958211203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director James Arthurs | Management | For | For |
| 2.2 | Elect Director Jane Bird | Management | For | For |
| 2.3 | Elect Director Suzanne Blanchet | Management | For | For |
| 2.4 | Elect Director Donald Demens | Management | For | For |
| 2.5 | Elect Director Lee Doney | Management | For | For |
| 2.6 | Elect Director Daniel Nocente | Management | For | For |
| 2.7 | Elect Director Michael T. Waites | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| WESTROCK COMPANY MEETING DATE: FEB 02, 2018 | ||||
| TICKER: WRK SECURITY ID: 96145D105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1b | Elect Director J. Powell Brown | Management | For | For |
| 1c | Elect Director Michael E. Campbell | Management | For | For |
| 1d | Elect Director Terrell K. Crews | Management | For | For |
| 1e | Elect Director Russell M. Currey | Management | For | For |
| 1f | Elect Director John A. Luke, Jr. | Management | For | For |
| 1g | Elect Director Gracia C. Martore | Management | For | For |
| 1h | Elect Director James E. Nevels | Management | For | For |
| 1i | Elect Director Timothy H. Powers | Management | For | For |
| 1j | Elect Director Steven C. Voorhees | Management | For | For |
| 1k | Elect Director Bettina M. Whyte | Management | For | For |
| 1l | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| XTREME DRILLING CORP. MEETING DATE: APR 26, 2018 | ||||
| TICKER: XDC SECURITY ID: 98419V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Randolph M. Charron | Management | For | For |
| 2.2 | Elect Director Douglas A. Dafoe | Management | For | For |
| 2.3 | Elect Director J. William Franklin, Jr. | Management | For | For |
| 2.4 | Elect Director Matthew S. Porter | Management | For | For |
| 2.5 | Elect Director James B. Renfroe, Jr. | Management | For | For |
| 2.6 | Elect Director David W. Wehlmann | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan and Incentive and Retention Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT PHARMACEUTICALS PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABLYNX NV MEETING DATE: AUG 18, 2017 | ||||
| TICKER: ABLX SECURITY ID: B0031S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect BVBA Hilde Windels, Permanently Represented by Hilde Windels, as Independent Director | Management | For | For |
| 2 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| AC IMMUNE SA MEETING DATE: APR 27, 2018 | ||||
| TICKER: ACIU SECURITY ID: H00263105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Douglas Wiliams as Director | Management | For | Did Not Vote |
| 2 | Appoint Douglas Wiliams as Member of the Compensation, Nomination and Corporate Governance Committee | Management | For | Did Not Vote |
| 3.1 | Approve Fixed Remuneration of Director in the Amount of CHF 11,800 | Management | For | Did Not Vote |
| 3.2 | Approve Equity Remuneration of Director in the Amount of CHF 76,000 | Management | For | Did Not Vote |
| 4.1 | Approve Creation of CHF 170,000 Pool of Capital with Preemptive Rights for Institutional Investors | Management | For | Did Not Vote |
| 4.2 | Approve Creation of CHF 30,000 Pool of Capital with Preemptive Rights for Current Shareholders | Management | For | Did Not Vote |
| 5 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| ACCELERON PHARMA INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: XLRN SECURITY ID: 00434H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Habib J. Dable | Management | For | For |
| 1b | Elect Director Terrence C. Kearney | Management | For | For |
| 1c | Elect Director Karen L. Smith | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACLARIS THERAPEUTICS, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: ACRS SECURITY ID: 00461U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Molineaux | Management | For | For |
| 1.2 | Elect Director Bryan Reasons | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: ALXN SECURITY ID: 015351109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Felix J. Baker | Management | For | For |
| 1.2 | Elect Director David R. Brennan | Management | For | For |
| 1.3 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.4 | Elect Director Deborah Dunsire | Management | For | For |
| 1.5 | Elect Director Paul Friedman | Management | For | For |
| 1.6 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director Francois Nader | Management | For | For |
| 1.9 | Elect Director Judith Reinsdorf | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ALLERGAN PLC MEETING DATE: MAY 02, 2018 | ||||
| TICKER: AGN SECURITY ID: G0177J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nesli Basgoz | Management | For | For |
| 1b | Elect Director Paul M. Bisaro | Management | For | For |
| 1c | Elect Director Joseph H. Boccuzi | Management | For | For |
| 1d | Elect Director Christopher W. Bodine | Management | For | For |
| 1e | Elect Director Adriane M. Brown | Management | For | For |
| 1f | Elect Director Christopher J. Coughlin | Management | For | For |
| 1g | Elect Director Carol Anthony 'John' Davidson | Management | For | For |
| 1h | Elect Director Catherine M. Klema | Management | For | For |
| 1i | Elect Director Peter J. McDonnell | Management | For | For |
| 1j | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1k | Elect Director Brenton L. Saunders | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 5A | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5B | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: ALNY SECURITY ID: 02043Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dennis A. Ausiello | Management | For | For |
| 1b | Elect Director John K. Clarke | Management | For | For |
| 1c | Elect Director Marsha H. Fanucci | Management | For | For |
| 1d | Elect Director David E.I. Pyott | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMGEN INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: AMGN SECURITY ID: 031162100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wanda M. Austin | Management | For | For |
| 1.2 | Elect Director Robert A. Bradway | Management | For | For |
| 1.3 | Elect Director Brian J. Druker | Management | For | For |
| 1.4 | Elect Director Robert A. Eckert | Management | For | For |
| 1.5 | Elect Director Greg C. Garland | Management | For | For |
| 1.6 | Elect Director Fred Hassan | Management | For | For |
| 1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.8 | Elect Director Frank C. Herringer | Management | For | For |
| 1.9 | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Ellen J. Kullman | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.13 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| ANAPTYSBIO, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: ANAB SECURITY ID: 032724106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Fenton | Management | For | For |
| 1.2 | Elect Director James N. Topper | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ARGEN-X SE MEETING DATE: MAY 08, 2018 | ||||
| TICKER: ARGX SECURITY ID: N0610Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Policy | Management | None | None |
| 4.a | Discussion of the 2017 Annual Report | Management | None | None |
| 4.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4.d | Approve Allocation of Losses to the Retained Earnings of the Company | Management | For | For |
| 4.e | Approve Discharge of the Board of Directors | Management | For | For |
| 5.a | Elect James Michael Daly as Non-Executive Director | Management | For | For |
| 5.b | Reelect Tim Van Hauwermeiren as Executive Director | Management | For | For |
| 5.c | Reelect David L. Lacey as Non-Executive Director | Management | For | For |
| 5.d. | Reelect Peter K.M. Verhaeghe as Non-Executive Director | Management | For | For |
| 5.e | Reelect Werner Lanthaler as Non-Executive Director | Management | For | For |
| 6 | Approve Stock Option Grants Re: Argenx Amended Stock Option Plan | Management | For | Against |
| 7 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Ratify Deloitte as Auditors | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| 11 | Close Meeting | Management | None | None |
| ASCENDIS PHARMA A/S MEETING DATE: MAY 29, 2018 | ||||
| TICKER: ASND SECURITY ID: 04351P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Report on Company's Activities Past Year | Management | For | Did Not Vote |
| 3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 4 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 5a | Reelect Albert Cha as Director (Class II) | Management | For | Did Not Vote |
| 5b | Reelect Birgitte Volck as Director (Class II) | Management | For | Did Not Vote |
| 5c | Reelect Martin Olin as Director (Class II) | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7 | Approve Issuance of Warrants for Board of Directors, Executive Management and Employees, Advisors and Consultants of the Company or its Subsidiaries; Approve Creation of DKK 4 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| ASTRAZENECA PLC MEETING DATE: MAY 18, 2018 | ||||
| TICKER: AZN SECURITY ID: 046353108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Re-elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Graham Chipchase as Director | Management | For | For |
| 5g | Elect Deborah DiSanzo as Director | Management | For | For |
| 5h | Re-elect Rudy Markham as Director | Management | For | For |
| 5i | Elect Sheri McCoy as Director | Management | For | For |
| 5j | Elect Nazneen Rahman as Director | Management | For | For |
| 5k | Re-elect Shriti Vadera as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | Withhold |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve EU Political Donations and Expenditure | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 13 | Adopt New Articles of Association | Management | For | For |
| ATARA BIOTHERAPEUTICS, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: ATRA SECURITY ID: 046513107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric L. Dobmeier | Management | For | For |
| 1.2 | Elect Director William K. Heiden | Management | For | For |
| 1.3 | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BECTON, DICKINSON AND COMPANY MEETING DATE: JAN 23, 2018 | ||||
| TICKER: BDX SECURITY ID: 075887109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.2 | Elect Director R. Andrew Eckert | Management | For | For |
| 1.3 | Elect Director Vincent A. Forlenza | Management | For | For |
| 1.4 | Elect Director Claire M. Fraser | Management | For | For |
| 1.5 | Elect Director Christopher Jones | Management | For | For |
| 1.6 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.7 | Elect Director Gary A. Mecklenburg | Management | For | For |
| 1.8 | Elect Director David F. Melcher | Management | For | For |
| 1.9 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
| 1.10 | Elect Director Claire Pomeroy | Management | For | For |
| 1.11 | Elect Director Rebecca W. Rimel | Management | For | For |
| 1.12 | Elect Director Timothy M. Ring | Management | For | For |
| 1.13 | Elect Director Bertram L. Scott | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| BLUEPRINT MEDICINES CORPORATION MEETING DATE: JUN 20, 2018 | ||||
| TICKER: BPMC SECURITY ID: 09627Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel S. Lynch | Management | For | For |
| 1.2 | Elect Director George D. Demetri | Management | For | For |
| 1.3 | Elect Director Lynn Seely | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 10, 2018 | ||||
| TICKER: BSX SECURITY ID: 101137107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Yoshiaki Fujimori | Management | For | For |
| 1d | Elect Director Donna A. James | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Stephen P. MacMillan | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director David J. Roux | Management | For | For |
| 1i | Elect Director John E. Sununu | Management | For | For |
| 1j | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 01, 2018 | ||||
| TICKER: BMY SECURITY ID: 110122108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Peter J. Arduini | Management | For | For |
| 1B | Elect Director Jose Baselga | Management | For | For |
| 1C | Elect Director Robert J. Bertolini | Management | For | For |
| 1D | Elect Director Giovanni Caforio | Management | For | For |
| 1E | Elect Director Matthew W. Emmens | Management | For | For |
| 1F | Elect Director Michael Grobstein | Management | For | For |
| 1G | Elect Director Alan J. Lacy | Management | For | For |
| 1H | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1I | Elect Director Theodore R. Samuels | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Vicki L. Sato | Management | For | For |
| 1L | Elect Director Karen H. Vousden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| CYTOKINETICS, INCORPORATED MEETING DATE: MAY 16, 2018 | ||||
| TICKER: CYTK SECURITY ID: 23282W605 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert I. Blum | Management | For | For |
| 1.2 | Elect Director Robert M. Califf | Management | For | For |
| 1.3 | Elect Director Sandford D. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENDO INTERNATIONAL PLC MEETING DATE: JUN 07, 2018 | ||||
| TICKER: ENDP SECURITY ID: G30401106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roger H. Kimmel | Management | For | For |
| 1b | Elect Director Paul V. Campanelli | Management | For | For |
| 1c | Elect Director Shane M. Cooke | Management | For | For |
| 1d | Elect Director Nancy J. Hutson | Management | For | For |
| 1e | Elect Director Michael Hyatt | Management | For | For |
| 1f | Elect Director Sharad S. Mansukani | Management | For | For |
| 1g | Elect Director William P. Montague | Management | For | For |
| 1h | Elect Director Todd B. Sisitsky | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| EPIZYME, INC. MEETING DATE: MAY 18, 2018 | ||||
| TICKER: EPZM SECURITY ID: 29428V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin T. Conroy | Management | For | For |
| 1.2 | Elect Director Carl Goldfischer | Management | For | For |
| 1.3 | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GLAXOSMITHKLINE PLC MEETING DATE: MAY 03, 2018 | ||||
| TICKER: GSK SECURITY ID: 37733W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Dr Hal Barron as Director | Management | For | For |
| 4 | Elect Dr Laurie Glimcher as Director | Management | For | For |
| 5 | Re-elect Philip Hampton as Director | Management | For | For |
| 6 | Re-elect Emma Walmsley as Director | Management | For | For |
| 7 | Re-elect Vindi Banga as Director | Management | For | For |
| 8 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
| 9 | Re-elect Simon Dingemans as Director | Management | For | For |
| 10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 11 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
| 12 | Re-elect Judy Lewent as Director | Management | For | For |
| 13 | Re-elect Urs Rohner as Director | Management | For | For |
| 14 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| GLAXOSMITHKLINE PLC MEETING DATE: MAY 03, 2018 | ||||
| TICKER: GSK SECURITY ID: 37733W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Buyout of Novartis' Interest in GlaxoSmithKline Consumer Healthcare Holdings Limited for the Purposes of Chapter 11 of the Listing Rules of the Financial Conduct Authority | Management | For | For |
| GLOBAL BLOOD THERAPEUTICS, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: GBT SECURITY ID: 37890U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott W. Morrison | Management | For | For |
| 1.2 | Elect Director Deval L. Patrick | Management | For | For |
| 1.3 | Elect Director Mark L. Perry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Other Business | Management | None | Against |
| IMPAX LABORATORIES, INC. MEETING DATE: MAR 27, 2018 | ||||
| TICKER: IPXL SECURITY ID: 45256B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Combination Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| INDIVIOR PLC MEETING DATE: MAY 16, 2018 | ||||
| TICKER: INDV SECURITY ID: G4766E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Howard Pien as Director | Management | For | For |
| 5 | Re-elect Shaun Thaxter as Director | Management | For | For |
| 6 | Re-elect Mark Crossley as Director | Management | For | For |
| 7 | Re-elect Dr Yvonne Greenstreet as Director | Management | For | For |
| 8 | Re-elect Dr Thomas McLellan as Director | Management | For | For |
| 9 | Re-elect Tatjana May as Director | Management | For | For |
| 10 | Re-elect Lorna Parker as Director | Management | For | For |
| 11 | Re-elect Daniel Phelan as Director | Management | For | For |
| 12 | Re-elect Christian Schade as Director | Management | For | For |
| 13 | Re-elect Daniel Tasse as Director | Management | For | For |
| 14 | Re-elect Lizabeth Zlatkus as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| INSULET CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: PODD SECURITY ID: 45784P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Fallon | Management | For | For |
| 1.2 | Elect Director Timothy J. Scannell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| JAZZ PHARMACEUTICALS PLC MEETING DATE: AUG 03, 2017 | ||||
| TICKER: JAZZ SECURITY ID: G50871105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bruce C. Cozadd | Management | For | Against |
| 1b | Elect Director Heather Ann McSharry | Management | For | Against |
| 1c | Elect Director Rick E Winningham | Management | For | Against |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| JOHNSON & JOHNSON MEETING DATE: APR 26, 2018 | ||||
| TICKER: JNJ SECURITY ID: 478160104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director William D. Perez | Management | For | For |
| 1i | Elect Director Charles Prince | Management | For | For |
| 1j | Elect Director A. Eugene Washington | Management | For | For |
| 1k | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| LANNETT COMPANY, INC. MEETING DATE: JAN 17, 2018 | ||||
| TICKER: LCI SECURITY ID: 516012101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey Farber | Management | For | For |
| 1.2 | Elect Director James M. Maher | Management | For | Withhold |
| 1.3 | Elect Director David Drabik | Management | For | Withhold |
| 1.4 | Elect Director Paul Taveira | Management | For | Withhold |
| 1.5 | Elect Director Albert Paonessa, III | Management | For | For |
| 1.6 | Elect Director Patrick G. LePore | Management | For | For |
| 2 | Ratify Grant Thornton, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| LEAP THERAPEUTICS, INC. MEETING DATE: JAN 12, 2018 | ||||
| TICKER: LPTX SECURITY ID: 52187K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Anti-Dilution Proposal | Management | For | For |
| LEAP THERAPEUTICS, INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: LPTX SECURITY ID: 52187K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Cavanaugh | Management | For | For |
| 1.2 | Elect Director John Littlechild | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| LOXO ONCOLOGY, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: LOXO SECURITY ID: 548862101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joshua H. Bilenker | Management | For | For |
| 1.2 | Elect Director Steve D. Harr | Management | For | For |
| 1.3 | Elect Director Tim M. Mayleben | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| MALLINCKRODT PLC MEETING DATE: MAY 16, 2018 | ||||
| TICKER: MNK SECURITY ID: G5785G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David R. Carlucci | Management | For | For |
| 1b | Elect Director J. Martin Carroll | Management | For | For |
| 1c | Elect Director Paul R. Carter | Management | For | For |
| 1d | Elect Director David Y. Norton | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Angus C. Russell | Management | For | For |
| 1g | Elect Director Mark C. Trudeau | Management | For | For |
| 1h | Elect Director Anne C. Whitaker | Management | For | For |
| 1i | Elect Director Kneeland C. Youngblood | Management | For | For |
| 1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| MERCK & CO., INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: MRK SECURITY ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Kenneth C. Frazier | Management | For | For |
| 1e | Elect Director Thomas H. Glocer | Management | For | For |
| 1f | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Wendell P. Weeks | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| MITHRA PHARMACEUTICALS SA MEETING DATE: MAY 17, 2018 | ||||
| TICKER: MITRA SECURITY ID: B6S4RJ106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Report (Non-Voting) | Management | None | None |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Receive Auditors' Reports (Non-Voting) Re: Consolidated Financial Statements | Management | None | None |
| 4 | Receive Auditors' Report (Non-Voting) | Management | None | None |
| 5 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7 | Approve Discharge of Auditors | Management | For | For |
| 8 | Ratify SCRL BDO, Represented by Felix Frank, as Auditors and Approve Auditors' Remuneration | Management | For | For |
| MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: MNTA SECURITY ID: 60877T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jose-Carlos Gutierrez-Ramos | Management | For | For |
| 1b | Elect Director James R. Sulat | Management | For | For |
| 1c | Elect Director Craig A. Wheeler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MORPHOSYS AG MEETING DATE: MAY 17, 2018 | ||||
| TICKER: MOR SECURITY ID: D55040105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018 | Management | For | For |
| 5.1 | Elect Marc Cluzel to the Supervisory Board | Management | For | For |
| 5.2 | Elect George Golumbeski to the Supervisory Board | Management | For | For |
| 5.3 | Elect Michael Brosnan to the Supervisory Board | Management | For | For |
| 6 | Approve Creation of EUR 11.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| MORPHOSYS AG MEETING DATE: MAY 17, 2018 | ||||
| TICKER: MOR SECURITY ID: 617760202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018 | Management | For | For |
| 5a | Elect Marc Cluzel to the Supervisory Board | Management | For | For |
| 5b | Elect George Golumbeski to the Supervisory Board | Management | For | For |
| 5c | Elect Michael Brosnan to the Supervisory Board | Management | For | For |
| 6 | Approve Creation of EUR 11.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| MYLAN N.V. MEETING DATE: JUN 29, 2018 | ||||
| TICKER: MYL SECURITY ID: N59465109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Heather Bresch | Management | For | For |
| 1B | Elect Director Robert J. Cindrich | Management | For | For |
| 1C | Elect Director Robert J. Coury | Management | For | For |
| 1D | Elect Director JoEllen Lyons Dillon | Management | For | For |
| 1E | Elect Director Neil Dimick | Management | For | For |
| 1F | Elect Director Melina Higgins | Management | For | For |
| 1G | Elect Director Harry A. Korman | Management | For | For |
| 1H | Elect Director Rajiv Malik | Management | For | For |
| 1I | Elect Director Mark W. Parrish | Management | For | For |
| 1J | Elect Director Pauline van der Meer Mohr | Management | For | For |
| 1K | Elect Director Randall L. (Pete) Vanderveen | Management | For | For |
| 1L | Elect Director Sjoerd S. Vollebregt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Instruction to Deloitte Accountants B.V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2018 | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| MYOKARDIA, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: MYOK SECURITY ID: 62857M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tassos Gianakakos | Management | For | For |
| 1.2 | Elect Director Mary B. Cranston | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MYOS RENS TECHNOLOGY INC. MEETING DATE: DEC 28, 2017 | ||||
| TICKER: MYOS SECURITY ID: 554051920 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Louis J. Aronne | Management | For | Withhold |
| 1.2 | Elect Director Christopher Pechock | Management | For | Withhold |
| 2 | Ratify WithumSmith+Brown, PC as Auditors | Management | For | For |
| NEKTAR THERAPEUTICS MEETING DATE: JUN 26, 2018 | ||||
| TICKER: NKTR SECURITY ID: 640268108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeff Ajer | Management | For | For |
| 1b | Elect Director Robert B. Chess | Management | For | For |
| 1c | Elect Director Roy A. Whitfield | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: NBIX SECURITY ID: 64125C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Rastetter | Management | For | For |
| 1.2 | Elect Director George J. Morrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NOVARTIS AG MEETING DATE: MAR 02, 2018 | ||||
| TICKER: NOVN SECURITY ID: 66987V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.80 per Share | Management | For | Did Not Vote |
| 4 | Approve CHF 33.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 5.1 | Approve Maximum Fixed Remuneration of Directors in the Amount of CHF 8.2 Million | Management | For | Did Not Vote |
| 5.2 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 92 Million | Management | For | Did Not Vote |
| 5.3 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
| 6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | Did Not Vote |
| 6.2 | Reelect Nancy Andrews as Director | Management | For | Did Not Vote |
| 6.3 | Reelect Dimitri Azar as Director | Management | For | Did Not Vote |
| 6.4 | Reelect Ton Buechner as Director | Management | For | Did Not Vote |
| 6.5 | Reelect Srikant Datar as Director | Management | For | Did Not Vote |
| 6.6 | Reelect Elizabeth Doherty as Director | Management | For | Did Not Vote |
| 6.7 | Reelect Ann Fudge as Director | Management | For | Did Not Vote |
| 6.8 | Reelect Frans van Houten as Director | Management | For | Did Not Vote |
| 6.9 | Reelect Andreas von Planta as Director | Management | For | Did Not Vote |
| 6.10 | Reelect Charles Sawyers as Director | Management | For | Did Not Vote |
| 6.11 | Reelect Enrico Vanni as Director | Management | For | Did Not Vote |
| 6.12 | Reelect William Winters as Director | Management | For | Did Not Vote |
| 7.1 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.2 | Reappoint Ann Fudge as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 9 | Designate Peter Andreas as Independent Proxy | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| OCULAR THERAPEUTIX, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: OCUL SECURITY ID: 67576A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Antony Mattessich | Management | For | Withhold |
| 1.2 | Elect Director W. James O'Shea | Management | For | Withhold |
| 1.3 | Elect Director Charles M. Warden | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PERRIGO COMPANY PLC MEETING DATE: MAY 04, 2018 | ||||
| TICKER: PRGO SECURITY ID: G97822103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley A. Alford | Management | For | For |
| 1.2 | Elect Director Laurie Brlas | Management | For | For |
| 1.3 | Elect Director Rolf A. Classon | Management | For | For |
| 1.4 | Elect Director Gary M. Cohen | Management | For | For |
| 1.5 | Elect Director Adriana Karaboutis | Management | For | For |
| 1.6 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1.7 | Elect Director Donal O'Connor | Management | For | For |
| 1.8 | Elect Director Geoffrey M. Parker | Management | For | For |
| 1.9 | Elect Director Uwe F. Roehrhoff | Management | For | For |
| 1.10 | Elect Director Theodore R. Samuels | Management | For | For |
| 1.11 | Elect Director Jeffrey C. Smith | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| PFIZER INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: PFE SECURITY ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.3 | Elect Director Albert Bourla | Management | For | For |
| 1.4 | Elect Director W. Don Cornwell | Management | For | For |
| 1.5 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director James M. Kilts | Management | For | For |
| 1.8 | Elect Director Dan R. Littman | Management | For | For |
| 1.9 | Elect Director Shantanu Narayen | Management | For | For |
| 1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.11 | Elect Director Ian C. Read | Management | For | For |
| 1.12 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| PRESTIGE BRANDS HOLDINGS, INC. MEETING DATE: AUG 01, 2017 | ||||
| TICKER: PBH SECURITY ID: 74112D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald M. Lombardi | Management | For | For |
| 1.2 | Elect Director John E. Byom | Management | For | For |
| 1.3 | Elect Director Gary E. Costley | Management | For | For |
| 1.4 | Elect Director Sheila A. Hopkins | Management | For | For |
| 1.5 | Elect Director James M. Jenness | Management | For | For |
| 1.6 | Elect Director Carl J. Johnson | Management | For | For |
| 1.7 | Elect Director Natale S. Ricciardi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| REATA PHARMACEUTICALS, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: RETA SECURITY ID: 75615P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William D. McClellan, Jr. | Management | For | For |
| 1.2 | Elect Director William E. Rose | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| REVANCE THERAPEUTICS, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: RVNC SECURITY ID: 761330109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Angus C. Russell | Management | For | For |
| 1b | Elect Director Phyllis Gardner | Management | For | For |
| 1c | Elect Director Julian S. Gangolli | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SAGE THERAPEUTICS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: SAGE SECURITY ID: 78667J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Geno Germano | Management | For | For |
| 1.2 | Elect Director Steven Paul | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SANOFI MEETING DATE: MAY 02, 2018 | ||||
| TICKER: SAN SECURITY ID: 80105N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.03 per Share | Management | For | For |
| 4 | Reelect Olivier Brandicourt as Director | Management | For | For |
| 5 | Reelect Patrick Kron as Director | Management | For | For |
| 6 | Reelect Christian Mulliez as Director | Management | For | For |
| 7 | Elect Emmanuel Babeau as Director | Management | For | For |
| 8 | Approve Remuneration Policy for Chairman of the Board | Management | For | For |
| 9 | Approve Remuneration Policy for CEO | Management | For | For |
| 10 | Approve Compensation of Serge Weinberg, Chairman of the Board | Management | For | For |
| 11 | Approve Compensation of Olivier Brandicourt, CEO | Management | For | For |
| 12 | Renew Appointment of Ernst and Young et Autres as Auditor | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Amend Articles 11 and 12 of Bylaws Re: Board of Directors | Management | For | Against |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SAREPTA THERAPEUTICS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: SRPT SECURITY ID: 803607100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael W. Bonney | Management | For | For |
| 1.2 | Elect Director Douglas S. Ingram | Management | For | For |
| 1.3 | Elect Director Hans Wigzell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| SOSEI GROUP CORP. MEETING DATE: JUN 22, 2018 | ||||
| TICKER: 4565 SECURITY ID: J7637L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Indemnify Directors - Change Fiscal Year End | Management | For | For |
| 2.1 | Elect Director Tamura, Shinichi | Management | For | Against |
| 2.2 | Elect Director Peter Bains | Management | For | Against |
| 2.3 | Elect Director Toyama, Tomohiro | Management | For | For |
| 2.4 | Elect Director Julia Gregory | Management | For | For |
| 2.5 | Elect Director Michael Hayden | Management | For | For |
| 2.6 | Elect Director Kaga, Kuniaki | Management | For | For |
| 2.7 | Elect Director David Roblin | Management | For | Against |
| 3 | Appoint Ernst & Young ShinNihon LLC as New External Audit Firm | Management | For | For |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD MEETING DATE: JUL 13, 2017 | ||||
| TICKER: TEVA SECURITY ID: 881624209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Sol J. Barer as Director Until 2020 Annual General Meeting | Management | For | For |
| 1b | Elect Jean-Michel Halfon as Director Until 2020 Annual General Meeting | Management | For | For |
| 1c | Elect Murray A. Goldberg as Director Until 2020 Annual General Meeting | Management | For | For |
| 1d | Elect Nechemia (Chemi) J. Peres as Director Until 2020 Annual General Meeting | Management | For | For |
| 1e | Elect Roberto Mignone as Director Until 2019 Annual General Meeting | Management | For | For |
| 1f | Elect Perry D. Nisen as Director Until 2019 Annual General Meeting | Management | For | For |
| 2 | Approve Compensation of Sol J. Barer, Chairman | Management | For | For |
| 3 | Approve Employment Terms of Yitzhak Peterburg, Temporary CEO | Management | For | For |
| 4 | Approve Compensation of Directors | Management | For | For |
| 5 | Approve an Amendment to the Equity Compensation Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Reduce Teva's Registered Share Capital to NIS 249,434,338 | Management | For | For |
| 8 | Appoint Kesselman & Kesselman as Auditors | Management | For | For |
| THE MEDICINES COMPANY MEETING DATE: MAY 31, 2018 | ||||
| TICKER: MDCO SECURITY ID: 584688105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Alexander J. Denner | Management | For | For |
| 1B | Elect Director Fredric N. Eshelman | Management | For | For |
| 1C | Elect Director Geno J. Germano | Management | For | For |
| 1D | Elect Director John C. Kelly | Management | For | For |
| 1E | Elect Director Clive A. Meanwell | Management | For | For |
| 1F | Elect Director Paris Panayiotopoulos | Management | For | For |
| 1G | Elect Director Sarah J. Schlesinger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THERAPEUTICSMD, INC. MEETING DATE: JUN 25, 2018 | ||||
| TICKER: TXMD SECURITY ID: 88338N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tommy G. Thompson | Management | For | For |
| 1.2 | Elect Director Robert G. Finizio | Management | For | For |
| 1.3 | Elect Director John C.K. Milligan, IV | Management | For | For |
| 1.4 | Elect Director Brian Bernick | Management | For | For |
| 1.5 | Elect Director J. Martin Carroll | Management | For | For |
| 1.6 | Elect Director Cooper C. Collins | Management | For | For |
| 1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
| 1.8 | Elect Director Jules A. Musing | Management | For | For |
| 1.9 | Elect Director Angus C. Russell | Management | For | For |
| 1.10 | Elect Director Jane F. Barlow | Management | For | For |
| 1.11 | Elect Director Nicholas Segal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. MEETING DATE: MAY 11, 2018 | ||||
| TICKER: 600867 SECURITY ID: Y8864T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Profit Distribution and Capitalization of Capital Reserves | Management | For | For |
| 6 | Approve 2018 Appointment of Auditor and Payment of Remuneration | Management | For | For |
| 7 | Approve 2018 Appoint of Internal Control Auditor and Payment of Remuneration | Management | For | For |
| 8 | Approve 2017 Daily Related Party Transaction and 2018 Daily Related Party Transactions | Management | For | For |
| 9 | Amend Articles of Association | Management | For | For |
| 10 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. MEETING DATE: JUN 08, 2018 | ||||
| TICKER: 600867 SECURITY ID: Y8864T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Change in Raised Funds Investment Project | Management | For | For |
| UNIQURE N.V. MEETING DATE: SEP 14, 2017 | ||||
| TICKER: QURE SECURITY ID: N90064101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jeremy P. Springhorn as Non-Executive Director | Management | For | For |
| 2 | Elect Madhavan Balachandran as Non-Executive Director | Management | For | For |
| UNIQURE N.V. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: QURE SECURITY ID: N90064101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Management Board | Management | For | For |
| 3a | Re-Elect Philip Astley-Sparke as Director | Management | For | For |
| 3b | Elect Robert Gut as Director | Management | For | For |
| 3c | Elect David Meek as Director | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Designate Board As Competent Body to Issue Shares and Options and to Exclude Preemptive Rights Under Omnibus Stock Plan | Management | For | Against |
| 6 | Approve Employee Stock Purchase Plan | Management | For | For |
| 7 | Grant Board Authority to Issue Shares Up To 19.9 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| XENCOR, INC. MEETING DATE: JUN 26, 2018 | ||||
| TICKER: XNCR SECURITY ID: 98401F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director A. Bruce Montgomery | Management | For | For |
| 1.3 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.4 | Elect Director Kurt Gustafson | Management | For | For |
| 1.5 | Elect Director Yujiro S. Hata | Management | For | For |
| 1.6 | Elect Director Richard J. Ranieri | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT RETAILING PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACCOR MEETING DATE: APR 20, 2018 | ||||
| TICKER: AC SECURITY ID: F00189120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.05 per Share | Management | For | For |
| 4 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.32 Million | Management | For | For |
| 5 | Approve Severance Agreement and Additional Pension Scheme Agreement with Sebastien Bazin | Management | For | For |
| 6 | Approve Compensation of Sebastien Bazin | Management | For | For |
| 7 | Approve Compensation of Sven Boinet | Management | For | For |
| 8 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Vice-CEO | Management | For | For |
| 10 | Approve Sale of Control of AccorInvest | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
| 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ADVANCE AUTO PARTS, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: AAP SECURITY ID: 00751Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Brad W. Buss | Management | For | For |
| 1.3 | Elect Director Fiona P. Dias | Management | For | For |
| 1.4 | Elect Director John F. Ferraro | Management | For | For |
| 1.5 | Elect Director Thomas R. Greco | Management | For | For |
| 1.6 | Elect Director Adriana Karaboutis | Management | For | For |
| 1.7 | Elect Director Eugene I. Lee, Jr. | Management | For | For |
| 1.8 | Elect Director Douglas A. Pertz | Management | For | For |
| 1.9 | Elect Director Reuben E. Slone | Management | For | For |
| 1.10 | Elect Director Jeffrey C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| AMAZON.COM, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: AMZN SECURITY ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1g | Elect Director Thomas O. Ryder | Management | For | For |
| 1h | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1i | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy on Board Diversity *Withdrawn Resolution* | Shareholder | None | None |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| AUTOZONE, INC. MEETING DATE: DEC 20, 2017 | ||||
| TICKER: AZO SECURITY ID: 053332102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.4 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.5 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.6 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.7 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.9 | Elect Director Luis P. Nieto | Management | For | For |
| 1.10 | Elect Director William C. Rhodes, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| B&M EUROPEAN VALUE RETAIL SA MEETING DATE: JUL 28, 2017 | ||||
| TICKER: BME SECURITY ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Annual Accounts | Management | For | For |
| 4 | Approve Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
| 9 | Re-elect Sir Terry Leahy as Director | Management | For | For |
| 10 | Re-elect Simon Arora as Director | Management | For | For |
| 11 | Re-elect David Novak as Director | Management | For | For |
| 12 | Re-elect Paul McDonald as Director | Management | For | For |
| 13 | Re-elect Thomas Hubner as Director | Management | For | For |
| 14 | Re-elect Kathleen Guion as Director | Management | For | For |
| 15 | Re-elect Ron McMillan as Director | Management | For | For |
| 16 | Re-elect Harry Brouwer as Director | Management | For | For |
| 17 | Approve Discharge of Auditors | Management | For | For |
| 18 | Reappoint KPMG Luxembourg Societe Cooperative as Auditors | Management | For | For |
| 19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| BOOKING HOLDINGS INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: BKNG SECURITY ID: 09857L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.4 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.5 | Elect Director Mirian Graddick-Weir | Management | For | For |
| 1.6 | DElect irector James M. Guyette | Management | For | For |
| 1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Nicholas J. Read | Management | For | For |
| 1.11 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.12 | Elect Director Craig W. Rydin | Management | For | For |
| 1.13 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| BUNZL PLC MEETING DATE: APR 18, 2018 | ||||
| TICKER: BNZL SECURITY ID: G16968110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Philip Rogerson as Director | Management | For | For |
| 4 | Re-elect Frank van Zanten as Director | Management | For | For |
| 5 | Re-elect Patrick Larmon as Director | Management | For | For |
| 6 | Re-elect Brian May as Director | Management | For | For |
| 7 | Re-elect Eugenia Ulasewicz as Director | Management | For | For |
| 8 | Re-elect Jean-Charles Pauze as Director | Management | For | For |
| 9 | Re-elect Vanda Murray as Director | Management | For | For |
| 10 | Re-elect Lloyd Pitchford as Director | Management | For | For |
| 11 | Elect Stephan Nanninga as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| CEDAR FAIR, L.P. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: FUN SECURITY ID: 150185106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel J. Hanrahan | Management | For | For |
| 1.2 | Elect Director Lauri M. Shanahan | Management | For | For |
| 1.3 | Elect Director Debra Smithart-Oglesby | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CINEMARK HOLDINGS, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: CNK SECURITY ID: 17243V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darcy Antonellis | Management | For | For |
| 1.2 | Elect Director Carlos M. Sepulveda | Management | For | For |
| 1.3 | Elect Director Mark Zoradi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMCAST CORPORATION MEETING DATE: JUN 11, 2018 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| COMPASS GROUP PLC MEETING DATE: FEB 08, 2018 | ||||
| TICKER: CPG SECURITY ID: G23296208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 6 | Re-elect Richard Cousins as Director (Withdrawn Resolution) | Management | For | Abstain |
| 7 | Re-elect Gary Green as Director | Management | For | For |
| 8 | Re-elect Johnny Thomson as Director | Management | For | For |
| 9 | Re-elect Carol Arrowsmith as Director | Management | For | For |
| 10 | Re-elect John Bason as Director | Management | For | For |
| 11 | Re-elect Stefan Bomhard as Director | Management | For | For |
| 12 | Re-elect Don Robert as Director | Management | For | For |
| 13 | Re-elect Nelson Silva as Director | Management | For | For |
| 14 | Re-elect Ireena Vittal as Director | Management | For | For |
| 15 | Re-elect Paul Walsh as Director | Management | For | For |
| 16 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Approve Long Term Incentive Plan | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 30, 2018 | ||||
| TICKER: COST SECURITY ID: 22160K105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth D. Denman | Management | For | For |
| 1.2 | Elect Director W. Craig Jelinek | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Raikes | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 5 | Adopt Policy Regarding Prison Labor | Shareholder | Against | Against |
| COTY INC. MEETING DATE: NOV 08, 2017 | ||||
| TICKER: COTY SECURITY ID: 222070203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lambertus J.H. Becht | Management | For | For |
| 1.2 | Elect Director Sabine Chalmers | Management | For | For |
| 1.3 | Elect Director Joachim Faber | Management | For | For |
| 1.4 | Elect Director Olivier Goudet | Management | For | For |
| 1.5 | Elect Director Peter Harf | Management | For | For |
| 1.6 | Elect Director Paul S. Michaels | Management | For | For |
| 1.7 | Elect Director Camillo Pane | Management | For | For |
| 1.8 | Elect Director Erhard Schoewel | Management | For | For |
| 1.9 | Elect Director Robert Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DOLLAR GENERAL CORPORATION MEETING DATE: MAY 30, 2018 | ||||
| TICKER: DG SECURITY ID: 256677105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Warren F. Bryant | Management | For | For |
| 1b | Elect Director Michael M. Calbert | Management | For | For |
| 1c | Elect Director Sandra B. Cochran | Management | For | For |
| 1d | Elect Director Patricia D. Fili-Krushel | Management | For | For |
| 1e | Elect Director Timothy I. McGuire | Management | For | For |
| 1f | Elect Director Paula A. Price *Withdrawn Resolution* | Management | None | None |
| 1g | Elect Director William C. Rhodes, III | Management | For | For |
| 1h | Elect Director Ralph E. Santana | Management | For | For |
| 1i | Elect Director Todd J. Vasos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DOLLAR TREE, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: DLTR SECURITY ID: 256746108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1.3 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.4 | Elect Director Conrad M. Hall | Management | For | For |
| 1.5 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.6 | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1.7 | Elect Director Gary M. Philbin | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1.10 | Elect Director Stephanie P. Stahl | Management | For | For |
| 1.11 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.12 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| DUNKIN' BRANDS GROUP, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: DNKN SECURITY ID: 265504100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Nunnelly | Management | For | For |
| 1.2 | Elect Director Roland Smith | Management | For | For |
| 1.3 | Elect Director Carl Sparks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| EXPEDIA GROUP, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: EXPE SECURITY ID: 30212P303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan C. Athey | Management | For | For |
| 1b | Elect Director A. George "Skip" Battle | Management | For | For |
| 1c | Elect Director Courtnee A. Chun | Management | For | For |
| 1d | Elect Director Chelsea Clinton | Management | For | For |
| 1e | Elect Director Pamela L. Coe | Management | For | Withhold |
| 1f | Elect Director Barry Diller | Management | For | For |
| 1g | Elect Director Jonathan L. Dolgen | Management | For | Withhold |
| 1h | Elect Director Craig A. Jacobson | Management | For | Withhold |
| 1i | Elect Director Victor A. Kaufman | Management | For | Withhold |
| 1j | Elect Director Peter M. Kern | Management | For | Withhold |
| 1k | Elect Director Dara Khosrowshahi | Management | For | For |
| 1l | Elect Director Mark D. Okerstrom | Management | For | For |
| 1m | Elect Director Scott Rudin | Management | For | For |
| 1n | Elect Director Christopher W. Shean | Management | For | For |
| 1o | Elect Director Alexander von Furstenberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INDUSTRIA DE DISENO TEXTIL (INDITEX) MEETING DATE: JUL 18, 2017 | ||||
| TICKER: ITX SECURITY ID: E6282J125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Discharge of Board | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Reelect Jose Arnau Sierra as Director | Management | For | For |
| 5 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 6 | Advisory Vote on Remuneration Report | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| L BRANDS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: LB SECURITY ID: 501797104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director E. Gordon Gee | Management | For | For |
| 1.2 | Elect Director Stephen D. Steinour | Management | For | For |
| 1.3 | Elect Director Allan R. Tessler | Management | For | For |
| 1.4 | Elect Director Abigail S. Wexner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LKQ CORPORATION MEETING DATE: MAY 07, 2018 | ||||
| TICKER: LKQ SECURITY ID: 501889208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sukhpal Singh Ahluwalia | Management | For | For |
| 1b | Elect Director A. Clinton Allen | Management | For | For |
| 1c | Elect Director Robert M. Hanser | Management | For | For |
| 1d | Elect Director Joseph M. Holsten | Management | For | For |
| 1e | Elect Director Blythe J. McGarvie | Management | For | For |
| 1f | Elect Director John F. O'Brien | Management | For | For |
| 1g | Elect Director Guhan Subramanian | Management | For | For |
| 1h | Elect Director William M. Webster, IV | Management | For | For |
| 1i | Elect Director Dominick Zarcone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LOWE'S COMPANIES, INC. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: LOW SECURITY ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director James H. Morgan | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Brian C. Rogers | Management | For | For |
| 1.11 | Elect Director Bertram L. Scott | Management | For | For |
| 1.12 | Elect Director Lisa W. Wardell | Management | For | For |
| 1.13 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| LULULEMON ATHLETICA INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: LULU SECURITY ID: 550021109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martha A.M. "Marti" Morfitt | Management | For | For |
| 1b | Elect Director Tricia Patrick | Management | For | For |
| 1c | Elect Director Emily White | Management | For | For |
| 2 | Ratify Pricewaterhousecoopers LLP as Auditors | Management | For | For |
| 3 | Amend Certificate of Incorporation to Authorize the Board of Directors to Alter, Amend, Add to or Repeal the Bylaws | Management | For | For |
| 4a | Amend Bylaws to Clarify Annual Stockholder Meeting can be Held at any Location | Management | For | For |
| 4b | Amend Bylaws Regarding Advance Notice Requirement | Management | For | For |
| 4c | Amend Bylaws to Authorize the Board to Utilize a Co-Chair Leadership Structure when Appropriate | Management | For | For |
| 4d | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4e | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LUXOTTICA GROUP S.P.A. MEETING DATE: APR 19, 2018 | ||||
| TICKER: LUX SECURITY ID: T6444Z110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Company Bylaws Re: Article 18 | Management | For | For |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.a | Fix Number of Directors | Shareholder | None | For |
| 3.b | Fix Board Terms for Directors | Shareholder | None | For |
| 3.c.1 | Slate 1 Submitted by Delfin Sarl | Shareholder | None | For |
| 3.c.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 3.d | Approve Remuneration of Directors | Shareholder | None | For |
| 4.a.1 | Slate 1 Submitted by Delfin Sarl | Shareholder | None | For |
| 4.a.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Against |
| 4.b | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 5 | Approve Remuneration Policy | Management | For | Against |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| MACY'S, INC. MEETING DATE: MAY 18, 2018 | ||||
| TICKER: M SECURITY ID: 55616P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director John A. Bryant | Management | For | For |
| 1c | Elect Director Deirdre P. Connelly | Management | For | For |
| 1d | Elect Director Jeff Gennette | Management | For | For |
| 1e | Elect Director Leslie D. Hale | Management | For | For |
| 1f | Elect Director William H. Lenehan | Management | For | For |
| 1g | Elect Director Sara Levinson | Management | For | For |
| 1h | Elect Director Joyce M. Roche | Management | For | For |
| 1i | Elect Director Paul C. Varga | Management | For | For |
| 1j | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| MATTEL, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: MAT SECURITY ID: 577081102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Todd Bradley | Management | For | For |
| 1b | Elect Director Michael J. Dolan | Management | For | For |
| 1c | Elect Director Trevor A. Edwards *Withdrawn Resolution* | Management | None | None |
| 1d | Elect Director Margaret H. Georgiadis *Withdrawn Resolution* | Management | None | None |
| 1e | Elect Director Ynon Kreiz | Management | For | For |
| 1f | Elect Director Soren T. Laursen | Management | For | For |
| 1g | Elect Director Ann Lewnes | Management | For | For |
| 1h | Elect Director Dominic Ng | Management | For | For |
| 1i | Elect Director Vasant M. Prabhu | Management | For | For |
| 1j | Elect Director Rosa G. Rios *Withdrawn Resolution* | Management | None | None |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| MCDONALD'S CORPORATION MEETING DATE: MAY 24, 2018 | ||||
| TICKER: MCD SECURITY ID: 580135101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Stephen Easterbrook | Management | For | For |
| 1c | Elect Director Robert Eckert | Management | For | For |
| 1d | Elect Director Margaret (Margo) Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jeanne Jackson | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director John Mulligan | Management | For | For |
| 1i | Elect Director Sheila Penrose | Management | For | For |
| 1j | Elect Director John Rogers, Jr. | Management | For | For |
| 1k | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Plastic Straws | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Against |
| MGM RESORTS INTERNATIONAL MEETING DATE: MAY 02, 2018 | ||||
| TICKER: MGM SECURITY ID: 552953101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert H. Baldwin | Management | For | For |
| 1b | Elect Director William A. Bible | Management | For | For |
| 1c | Elect Director Mary Chris Gay | Management | For | For |
| 1d | Elect Director William W. Grounds | Management | For | For |
| 1e | Elect Director Alexis M. Herman | Management | For | For |
| 1f | Elect Director Roland Hernandez | Management | For | For |
| 1g | Elect Director John Kilroy | Management | For | For |
| 1h | Elect Director Rose McKinney-James | Management | For | For |
| 1i | Elect Director James J. Murren | Management | For | For |
| 1j | Elect Director Gregory M. Spierkel | Management | For | For |
| 1k | Elect Director Jan G. Swartz | Management | For | For |
| 1l | Elect Director Daniel J. Taylor | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NETFLIX, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: NFLX SECURITY ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard N. Barton | Management | For | For |
| 1b | Elect Director Rodolphe Belmer | Management | For | For |
| 1c | Elect Director Bradford L. Smith | Management | For | For |
| 1d | Elect Director Anne M. Sweeney | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Adopt Compensation Clawback Policy | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 9 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| NIKE, INC. MEETING DATE: SEP 21, 2017 | ||||
| TICKER: NKE SECURITY ID: 654106103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: ORLY SECURITY ID: 67103H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1d | Elect Director Greg Henslee | Management | For | For |
| 1e | Elect Director Jay D. Burchfield | Management | For | For |
| 1f | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1g | Elect Director John R. Murphy | Management | For | For |
| 1h | Elect Director Dana M. Perlman | Management | For | For |
| 1i | Elect Director Ronald Rashkow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| PRADA S.P.A. MEETING DATE: APR 27, 2018 | ||||
| TICKER: 1913 SECURITY ID: T7733C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Fix Number of Directors and Duration of Their Term | Management | For | For |
| 4 | Elect Carlo Mazzi as Director | Management | For | For |
| 5 | Elect Miuccia Prada Bianchi as Director | Management | For | For |
| 6 | Elect Patrizio Bertelli as Director | Management | For | Against |
| 7 | Elect Alessandra Cozzani as Director | Management | For | For |
| 8 | Elect Stefano Simontacchi as Director | Management | For | For |
| 9 | Elect Maurizio Cereda as Director | Management | For | For |
| 10 | Elect Gian Franco Oliviero Mattei as Director | Management | For | For |
| 11 | Elect Giancarlo Forestieri as Director | Management | For | For |
| 12 | Elect Sing Cheong Liu as Director | Management | For | Against |
| 13 | Elect Carlo Mazzi as Board Chair | Management | For | For |
| 14 | Approve Remuneration of Directors | Management | For | For |
| 15 | Appoint Antonino Parisi as Internal Statutory Auditors | Management | For | For |
| 16 | Appoint Roberto Spada as Internal Statutory Auditors | Management | For | For |
| 17 | Appoint David Terracina as Internal Statutory Auditors | Management | For | For |
| 18 | Appoint Stefania Bettoni as Alternate Internal Statutory Auditor | Management | For | For |
| 19 | Appoint Cristiano Proserpio as Alternate Internal Statutory Auditor | Management | For | For |
| 20 | Approve Internal Auditors' Remuneration | Management | For | For |
| 21.a | Appoint Antonio Parisi as Chairman of Internal Statutory Auditors | Management | For | For |
| 21.b | Appoint Roberto Spada as Chairman of Internal Statutory Auditors | Management | For | Did Not Vote |
| 21.c | Appoint David Terracina as Chairman of Internal Statutory Auditors | Management | For | Did Not Vote |
| 22.a | Appoint Antonio Parisi as Chairman of Internal Statutory Auditors | Management | For | For |
| 22.b | Appoint Roberto Spada as Chairman of Internal Statutory Auditors | Management | For | Against |
| 23.a | Appoint Antonio Parisi as Chairman of Internal Statutory Auditors | Management | For | For |
| 23.b | Appoint David Terracina as Chairman of Internal Statutory Auditors | Management | For | Against |
| 24.a | Appoint Roberto Spada as Chairman of Internal Statutory Auditors | Management | For | For |
| 24.b | Appoint David Terracina as Chairman of Internal Statutory Auditors | Management | For | Against |
| QURATE RETAIL, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: QRTEA SECURITY ID: 53071M104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard N. Barton | Management | For | Withhold |
| 1.2 | Elect Director Michael A. George | Management | For | Withhold |
| 1.3 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Reclassification of Common Stock | Management | For | For |
| ROSS STORES, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: ROST SECURITY ID: 778296103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director Stephen D. Milligan | Management | For | For |
| 1g | Elect Director George P. Orban | Management | For | For |
| 1h | Elect Director Michael O'Sullivan | Management | For | For |
| 1i | Elect Director Lawrence S. Peiros | Management | For | For |
| 1j | Elect Director Gregory L. Quesnel | Management | For | For |
| 1k | Elect Director Barbara Rentler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| RYMAN HEALTHCARE LTD. MEETING DATE: JUL 27, 2017 | ||||
| TICKER: RYM SECURITY ID: Q8203F106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Claire Higgins as Director | Management | For | For |
| 2 | Authorize the Board to Fix Remuneration of the Auditors | Management | For | For |
| SALLY BEAUTY HOLDINGS, INC. MEETING DATE: FEB 01, 2018 | ||||
| TICKER: SBH SECURITY ID: 79546E104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katherine Button Bell | Management | For | For |
| 1.2 | Elect Director Christian A. Brickman | Management | For | For |
| 1.3 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.4 | Elect Director David W. Gibbs | Management | For | For |
| 1.5 | Elect Director Linda Heasley | Management | For | For |
| 1.6 | Elect Director Joseph C. Magnacca | Management | For | For |
| 1.7 | Elect Director Robert R. McMaster | Management | For | For |
| 1.8 | Elect Director John A. Miller | Management | For | For |
| 1.9 | Elect Director Susan R. Mulder | Management | For | For |
| 1.10 | Elect Director Edward W. Rabin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SIGNET JEWELERS LIMITED MEETING DATE: JUN 15, 2018 | ||||
| TICKER: SIG SECURITY ID: G81276100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director H. Todd Stitzer | Management | For | For |
| 1b | Elect Director Virginia "Gina" C. Drosos | Management | For | For |
| 1c | Elect Director R. Mark Graf | Management | For | For |
| 1d | Elect Director Helen McCluskey | Management | For | For |
| 1e | Elect Director Sharon L. McCollam | Management | For | For |
| 1f | Elect Director Marianne Miller Parrs | Management | For | For |
| 1g | Elect Director Thomas Plaskett | Management | For | For |
| 1h | Elect Director Nancy A. Reardon | Management | For | For |
| 1i | Elect Director Jonathan Sokoloff | Management | For | For |
| 1j | Elect Director Brian Tilzer | Management | For | For |
| 1k | Elect Director Eugenia Ulasewicz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approval of Save As You Earn Scheme | Management | For | For |
| 6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| TECHTRONIC INDUSTRIES CO., LTD. MEETING DATE: MAY 18, 2018 | ||||
| TICKER: 669 SECURITY ID: Y8563B159 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Stephan Horst Pudwill as Director | Management | For | Against |
| 3b | Elect Frank Chi Chung Chan as Director | Management | For | Against |
| 3c | Elect Roy Chi Ping Chung as Director | Management | For | Against |
| 3d | Elect Christopher Patrick Langley as Director | Management | For | Against |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| THE HOME DEPOT, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: HD SECURITY ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Armando Codina | Management | For | For |
| 1h | Elect Director Helena B. Foulkes | Management | For | For |
| 1i | Elect Director Linda R. Gooden | Management | For | For |
| 1j | Elect Director Wayne M. Hewett | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 1m | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 7 | Clawback of Incentive Payments | Shareholder | Against | Against |
| THE TJX COMPANIES, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: TJX SECURITY ID: 872540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Alan M. Bennett | Management | For | For |
| 1.3 | Elect Director David T. Ching | Management | For | For |
| 1.4 | Elect Director Ernie Herrman | Management | For | For |
| 1.5 | Elect Director Michael F. Hines | Management | For | For |
| 1.6 | Elect Director Amy B. Lane | Management | For | For |
| 1.7 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.8 | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Gender, Race, or Ethnicity Pay Gaps | Shareholder | Against | For |
| 5 | Clawback of Incentive Payments | Shareholder | Against | Against |
| 6 | Adopt Policy Regarding Prison Labor in Supply Chain | Shareholder | Against | Against |
| TIFFANY & CO. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: TIF SECURITY ID: 886547108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alessandro Bogliolo | Management | For | For |
| 1b | Elect Director Rose Marie Bravo | Management | For | For |
| 1c | Elect Director Roger N. Farah | Management | For | For |
| 1d | Elect Director Lawrence K. Fish | Management | For | For |
| 1e | Elect Director Abby F. Kohnstamm | Management | For | For |
| 1f | Elect Director James E. Lillie | Management | For | For |
| 1g | Elect Director William A. Shutzer | Management | For | For |
| 1h | Elect Director Robert S. Singer | Management | For | For |
| 1i | Elect Director Francesco Trapani | Management | For | For |
| 1j | Elect Director Annie Young-Scrivner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRACTOR SUPPLY COMPANY MEETING DATE: MAY 10, 2018 | ||||
| TICKER: TSCO SECURITY ID: 892356106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.2 | Elect Director Peter D. Bewley | Management | For | For |
| 1.3 | Elect Director Denise L. Jackson | Management | For | For |
| 1.4 | Elect Director Thomas A. Kingsbury | Management | For | For |
| 1.5 | Elect Director Ramkumar Krishnan | Management | For | For |
| 1.6 | Elect Director George MacKenzie | Management | For | For |
| 1.7 | Elect Director Edna K. Morris | Management | For | For |
| 1.8 | Elect Director Mark J. Weikel | Management | For | For |
| 1.9 | Elect Director Gregory A. Sandfort | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| ULTA BEAUTY, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: ULTA SECURITY ID: 90384S303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert F. DiRomualdo | Management | For | For |
| 1.2 | Elect Director Catherine A. Halligan | Management | For | For |
| 1.3 | Elect Director George R. Mrkonic | Management | For | For |
| 1.4 | Elect Director Lorna E. Nagler | Management | For | For |
| 1.5 | Elect Director Sally E. Blount | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| US FOODS HOLDING CORP. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: USFD SECURITY ID: 912008109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director John A. Lederer | Management | For | For |
| 1B | Elect Director Carl Andrew Pforzheimer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Remove Supermajority Vote Requirement | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WALMART, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: WMT SECURITY ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen J. Easterbrook | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Sarah J. Friar | Management | For | For |
| 1d | Elect Director Carla A. Harris | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Marissa A. Mayer | Management | For | For |
| 1g | Elect Director C. Douglas McMillon | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S Reinemund | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Race or Ethnicity Pay Gap | Shareholder | Against | Against |
| YOOX NET-A-PORTER GROUP SPA MEETING DATE: APR 20, 2018 | ||||
| TICKER: YNAP SECURITY ID: T9846S106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | Against |
| 3.1 | Fix Number of Directors | Management | For | For |
| 3.2 | Fix Board Terms for Directors | Management | For | For |
| 3.3.1 | Slate 1 Submitted by Management | Management | For | For |
| 3.3.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 3.4 | Approve Remuneration of Directors | Management | For | For |
| 4.1.1 | Slate 1 Submitted by Federico Marchetti | Shareholder | None | For |
| 4.1.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Against |
| 4.2 | Appoint Chairman of Internal Statutory Auditors | Shareholder | None | For |
| 4.3 | Approve Internal Auditors' Remuneration | Management | For | For |
| 5.1 | Appoint External Auditors | Management | For | For |
| 5.2 | Approve Remuneration of External Auditors | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
VOTE SUMMARY REPORT
SELECT SEMICONDUCTORS PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACACIA COMMUNICATIONS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: ACIA SECURITY ID: 00401C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stan J. Reiss | Management | For | For |
| 1.2 | Elect Director Eric A. Swanson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: AMD SECURITY ID: 007903107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John E. Caldwell | Management | For | For |
| 1b | Elect Director Nora M. Denzel | Management | For | For |
| 1c | Elect Director Mark Durcan | Management | For | For |
| 1d | Elect Director Joseph A. Householder | Management | For | For |
| 1e | Elect Director Michael J. Inglis | Management | For | For |
| 1f | Elect Director John W. Marren | Management | For | For |
| 1g | Elect Director Lisa T. Su | Management | For | For |
| 1h | Elect Director Abhi Y. Talwalkar | Management | For | For |
| 1i | Elect Director Ahmed Yahia | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ADVANCED SEMICONDUCTOR ENGINEERING INC. MEETING DATE: FEB 12, 2018 | ||||
| TICKER: 2311 SECURITY ID: 00756M404 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Swap Merger Agreement | Management | For | For |
| 2 | Amend Procedures for Lending Funds to Other Parties | Management | For | For |
| 3 | Amend Procedures for Endorsement and Guarantees | Management | For | For |
| 4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 1 | Amend Rules and Procedures Regarding General Meetings of Shareholders of ASE Industrial Holding Co., Ltd. | Management | For | For |
| 2 | Approve Amendments to Articles of Association of ASE Industrial Holding Co., Ltd. | Management | For | For |
| 3 | Amend Rules and Procedures for Election of Directors and Supervisors of ASE Industrial Holding Co., Ltd. | Management | For | For |
| 4 | Elect Directors and Supervisors (Bundled) | Management | For | For |
| 5 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | For |
| 6 | Amend Procedures for Lending Funds to Other Parties of ASE Industrial Holding Co., Ltd. | Management | For | For |
| 7 | Amend Procedures for Endorsement and Guarantees of ASE Industrial Holding Co., Ltd. | Management | For | For |
| 8 | Amend Procedures Governing the Acquisition or Disposal of Assets of ASE Industrial Holding Co., Ltd. | Management | For | For |
| ALPHABET INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Diane B. Greene | Management | For | For |
| 1.7 | Elect Director John L. Hennessy | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | For |
| 1.10 | Elect Director Sundar Pichai | Management | For | For |
| 1.11 | Elect Director K. Ram Shriram | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 8 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 9 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
| 10 | Report on Major Global Content Management Controversies | Shareholder | Against | Against |
| AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: AMKR SECURITY ID: 031652100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Kim | Management | For | For |
| 1.2 | Elect Director Stephen D. Kelley | Management | For | For |
| 1.3 | Elect Director Douglas A. Alexander | Management | For | For |
| 1.4 | Elect Director Roger A. Carolin | Management | For | For |
| 1.5 | Elect Director Winston J. Churchill | Management | For | For |
| 1.6 | Elect Director John T. Kim | Management | For | For |
| 1.7 | Elect Director Susan Y. Kim | Management | For | For |
| 1.8 | Elect Director MaryFrances McCourt | Management | For | For |
| 1.9 | Elect Director Robert R. Morse | Management | For | For |
| 1.10 | Elect Director David N. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ANALOG DEVICES, INC. MEETING DATE: MAR 14, 2018 | ||||
| TICKER: ADI SECURITY ID: 032654105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent Roche | Management | For | For |
| 1c | Elect Director James A. Champy | Management | For | For |
| 1d | Elect Director Bruce R. Evans | Management | For | For |
| 1e | Elect Director Edward H. Frank | Management | For | For |
| 1f | Elect Director Mark M. Little | Management | For | For |
| 1g | Elect Director Neil Novich | Management | For | For |
| 1h | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1i | Elect Director Lisa T. Su | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| APPLIED MATERIALS, INC. MEETING DATE: MAR 08, 2018 | ||||
| TICKER: AMAT SECURITY ID: 038222105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Judy Bruner | Management | For | For |
| 1b | Elect Director Xun (Eric) Chen | Management | For | For |
| 1c | Elect Director Aart J. de Geus | Management | For | For |
| 1d | Elect Director Gary E. Dickerson | Management | For | For |
| 1e | Elect Director Stephen R. Forrest | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Scott A. McGregor | Management | For | For |
| 1j | Elect Director Dennis D. Powell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | For |
| AVNET, INC. MEETING DATE: NOV 09, 2017 | ||||
| TICKER: AVT SECURITY ID: 053807103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director William J. Amelio | Management | For | For |
| 1c | Elect Director J. Veronica Biggins | Management | For | For |
| 1d | Elect Director Michael A. Bradley | Management | For | For |
| 1e | Elect Director R. Kerry Clark | Management | For | For |
| 1f | Elect Director James A. Lawrence | Management | For | For |
| 1g | Elect Director Avid Modjtabai | Management | For | For |
| 1h | Elect Director William H. Schumann, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| BROADCOM LIMITED MEETING DATE: MAR 23, 2018 | ||||
| TICKER: AVGO SECURITY ID: Y09827109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| BROADCOM LIMITED MEETING DATE: APR 04, 2018 | ||||
| TICKER: AVGO SECURITY ID: Y09827109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director James V. Diller | Management | For | For |
| 1c | Elect Director Gayla J. Delly | Management | For | For |
| 1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
| 1e | Elect Director Kenneth Y. Hao | Management | For | For |
| 1f | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1g | Elect Director Check Kian Low | Management | For | For |
| 1h | Elect Director Donald Macleod | Management | For | For |
| 1i | Elect Director Peter J. Marks | Management | For | For |
| 1j | Elect Director Henry Samueli | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Shares With or Without Preemptive Rights | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAVIUM, INC. MEETING DATE: MAR 16, 2018 | ||||
| TICKER: CAVM SECURITY ID: 14964U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| CREE, INC. MEETING DATE: OCT 24, 2017 | ||||
| TICKER: CREE SECURITY ID: 225447101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregg A. Lowe | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Darren R. Jackson | Management | For | For |
| 1.5 | Elect Director C. Howard Nye | Management | For | For |
| 1.6 | Elect Director John B. Replogle | Management | For | For |
| 1.7 | Elect Director Thomas H. Werner | Management | For | For |
| 1.8 | Elect Director Anne C. Whitaker | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CYPRESS SEMICONDUCTOR CORPORATION MEETING DATE: MAY 11, 2018 | ||||
| TICKER: CY SECURITY ID: 232806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Steve Albrecht | Management | For | For |
| 1b | Elect Director Hassane El-Khoury | Management | For | For |
| 1c | Elect Director Oh Chul Kwon | Management | For | For |
| 1d | Elect Director Catherine P. Lego | Management | For | For |
| 1e | Elect Director Camillo Martino | Management | For | For |
| 1f | Elect Director J. Daniel McCranie | Management | For | For |
| 1g | Elect Director Jeffrey J. Owens | Management | For | For |
| 1h | Elect Director Jeannine Sargent | Management | For | For |
| 1i | Elect Director Michael S. Wishart | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| DIALOG SEMICONDUCTOR PLC MEETING DATE: MAY 03, 2018 | ||||
| TICKER: DLG SECURITY ID: G5821P111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Richard Beyer as Director | Management | For | For |
| 6 | Re-elect Alan Campbell as Director | Management | For | For |
| 7 | Re-elect Michael Cannon as Director | Management | For | For |
| 8 | Re-elect Aidan Hughes as Director | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights in Connection with a Rights Issue | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 13 | Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Barclays Bank plc | Management | For | For |
| 14 | Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Goldman Sachs International | Management | For | For |
| 15 | Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with HSBC Bank plc | Management | For | For |
| 16 | Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Merrill Lynch International | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| F5 NETWORKS, INC. MEETING DATE: MAR 15, 2018 | ||||
| TICKER: FFIV SECURITY ID: 315616102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director A. Gary Ames | Management | For | For |
| 1b | Elect Director Sandra E. Bergeron | Management | For | For |
| 1c | Elect Director Deborah L. Bevier | Management | For | For |
| 1d | Elect Director Jonathan C. Chadwick | Management | For | For |
| 1e | Elect Director Michael L. Dreyer | Management | For | For |
| 1f | Elect Director Alan J. Higginson | Management | For | For |
| 1g | Elect Director Peter S. Klein | Management | For | For |
| 1h | Elect Director Francois Locoh-Donou | Management | For | For |
| 1i | Elect Director John McAdam | Management | For | For |
| 1j | Elect Director Stephen M. Smith *Withdrawn Resolution* | Management | None | None |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FINISAR CORPORATION MEETING DATE: SEP 05, 2017 | ||||
| TICKER: FNSR SECURITY ID: 31787A507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael L. Dreyer | Management | For | For |
| 1.2 | Elect Director Thomas E. Pardun | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FLEX LTD. MEETING DATE: AUG 15, 2017 | ||||
| TICKER: FLEX SECURITY ID: Y2573F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael D. Capellas | Management | For | For |
| 1b | Elect Director Marc A. Onetto | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Approve Changes in the Cash Compensation Payable to Non-Employee Directors | Management | For | For |
| HIMAX TECHNOLOGIES INC. MEETING DATE: SEP 06, 2017 | ||||
| TICKER: HIMX SECURITY ID: 43289P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Reports of the Company | Management | For | For |
| 2 | Elect Yan-Kuin Su as Independent Director | Management | For | For |
| INPHI CORPORATION MEETING DATE: MAY 24, 2018 | ||||
| TICKER: IPHI SECURITY ID: 45772F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Diosdado P. Banatao | Management | For | For |
| 1.2 | Elect Director Ford Tamer | Management | For | For |
| 1.3 | Elect Director William J. Ruehle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INTEGRATED DEVICE TECHNOLOGY, INC. MEETING DATE: SEP 25, 2017 | ||||
| TICKER: IDTI SECURITY ID: 458118106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ken Kannappan | Management | For | For |
| 1.2 | Elect Director Umesh Padval | Management | For | For |
| 1.3 | Elect Director Gordon Parnell | Management | For | For |
| 1.4 | Elect Director Robert Rango | Management | For | For |
| 1.5 | Elect Director Norman Taffe | Management | For | For |
| 1.6 | Elect Director Selena LaCroix | Management | For | For |
| 1.7 | Elect Director Gregory L. Waters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INTEL CORPORATION MEETING DATE: MAY 17, 2018 | ||||
| TICKER: INTC SECURITY ID: 458140100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Aneel Bhusri | Management | For | For |
| 1b | Elect Director Andy D. Bryant | Management | For | For |
| 1c | Elect Director Reed E. Hundt | Management | For | For |
| 1d | Elect Director Omar Ishrak | Management | For | For |
| 1e | Elect Director Brian M. Krzanich | Management | For | For |
| 1f | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1g | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1h | Elect Director Gregory D. Smith | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 1j | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Costs and Benefits of Poltical Contributions | Shareholder | Against | Against |
| JABIL INC. MEETING DATE: JAN 25, 2018 | ||||
| TICKER: JBL SECURITY ID: 466313103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anousheh Ansari | Management | For | For |
| 1.2 | Elect Director Martha F. Brooks | Management | For | For |
| 1.3 | Elect Director Christopher S. Holland | Management | For | For |
| 1.4 | Elect Director Timothy L. Main | Management | For | For |
| 1.5 | Elect Director Mark T. Mondello | Management | For | For |
| 1.6 | Elect Director John C. Plant | Management | For | For |
| 1.7 | Elect Director Steven A. Raymund | Management | For | For |
| 1.8 | Elect Director Thomas A. Sansone | Management | For | For |
| 1.9 | Elect Director David M. Stout | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LAM RESEARCH CORPORATION MEETING DATE: NOV 08, 2017 | ||||
| TICKER: LRCX SECURITY ID: 512807108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin B. Anstice | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director Michael R. Cannon | Management | For | For |
| 1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.5 | Elect Director Christine A. Heckart | Management | For | For |
| 1.6 | Elect Director Young Bum (YB) Koh | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.9 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.10 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | For |
| LENOVO GROUP LIMITED MEETING DATE: JUL 06, 2017 | ||||
| TICKER: 992 SECURITY ID: Y5257Y107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Nobuyuki Idei as Director | Management | For | For |
| 3b | Elect William O. Grabe as Director | Management | For | For |
| 3c | Elect Ma Xuezheng as Director | Management | For | For |
| 3d | Elect Yang Chih-Yuan Jerry as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Approve the Plan and California Subplan | Management | For | Against |
| LENOVO GROUP LIMITED MEETING DATE: NOV 10, 2017 | ||||
| TICKER: 992 SECURITY ID: Y5257Y107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Subscription Agreement and Related Transactions | Management | For | Against |
| 2 | Approve the Issuance of Subscription Shares, Warrant Shares and Bonus Warrants Under Specific Mandate | Management | For | Against |
| 3 | Approve Whitewash Waiver | Management | For | Against |
| 4 | Approve Relevant Management Participation | Management | For | Against |
| 5 | Authorize the Board to Deal with All Matters in Relation to the Subscription, the Subscription Agreement and Related Transactions | Management | For | Against |
| MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC. MEETING DATE: MAR 01, 2018 | ||||
| TICKER: MTSI SECURITY ID: 55405Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Ocampo | Management | For | For |
| 1.2 | Elect Director John Croteau | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: MAR 16, 2018 | ||||
| TICKER: MRVL SECURITY ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUN 28, 2018 | ||||
| TICKER: MRVL SECURITY ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tudor Brown | Management | For | For |
| 1.2 | Elect Director Richard S. Hill | Management | For | For |
| 1.3 | Elect Director Oleg Khaykin | Management | For | For |
| 1.4 | Elect Director Bethany Mayer | Management | For | For |
| 1.5 | Elect Director Donna Morris | Management | For | For |
| 1.6 | Elect Director Matthew J. Murphy | Management | For | For |
| 1.7 | Elect Director Michael Strachan | Management | For | For |
| 1.8 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 10, 2017 | ||||
| TICKER: MXIM SECURITY ID: 57772K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William (Bill) P. Sullivan | Management | For | For |
| 1b | Elect Director Tunc Doluca | Management | For | For |
| 1c | Elect Director Tracy C. Accardi | Management | For | For |
| 1d | Elect Director James R. Bergman | Management | For | For |
| 1e | Elect Director Joseph R. Bronson | Management | For | For |
| 1f | Elect Director Robert E. Grady | Management | For | For |
| 1g | Elect Director William D. Watkins | Management | For | For |
| 1h | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MAXLINEAR, INC. MEETING DATE: MAY 25, 2018 | ||||
| TICKER: MXL SECURITY ID: 57776J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas E. Pardun | Management | For | For |
| 1.2 | Elect Director Kishore Seendripu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| MICROCHIP TECHNOLOGY INCORPORATED MEETING DATE: AUG 22, 2017 | ||||
| TICKER: MCHP SECURITY ID: 595017104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steve Sanghi | Management | For | For |
| 1.2 | Elect Director Matthew W. Chapman | Management | For | For |
| 1.3 | Elect Director L.B. Day | Management | For | For |
| 1.4 | Elect Director Esther L. Johnson | Management | For | For |
| 1.5 | Elect Director Wade F. Meyercord | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MICRON TECHNOLOGY, INC. MEETING DATE: JAN 17, 2018 | ||||
| TICKER: MU SECURITY ID: 595112103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Patrick J. Byrne | Management | For | For |
| 1.4 | Elect Director Mercedes Johnson | Management | For | For |
| 1.5 | Elect Director Sanjay Mehrotra | Management | For | For |
| 1.6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 1.7 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MICROSEMI CORPORATION MEETING DATE: FEB 13, 2018 | ||||
| TICKER: MSCC SECURITY ID: 595137100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Peterson | Management | For | For |
| 1.2 | Elect Director Dennis R. Leibel | Management | For | For |
| 1.3 | Elect Director Kimberly E. Alexy | Management | For | For |
| 1.4 | Elect Director Thomas R. Anderson | Management | For | For |
| 1.5 | Elect Director William E. Bendush | Management | For | For |
| 1.6 | Elect Director Richard M. Beyer | Management | For | For |
| 1.7 | Elect Director Paul F. Folino | Management | For | For |
| 1.8 | Elect Director William L. Healey | Management | For | For |
| 1.9 | Elect Director Matthew E. Massengill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NVIDIA CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: NVDA SECURITY ID: 67066G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director Persis S. Drell | Management | For | For |
| 1d | Elect Director James C. Gaither | Management | For | For |
| 1e | Elect Director Jen-Hsun Huang | Management | For | For |
| 1f | Elect Director Dawn Hudson | Management | For | For |
| 1g | Elect Director Harvey C. Jones | Management | For | For |
| 1h | Elect Director Michael G. McCaffery | Management | For | For |
| 1i | Elect Director Mark L. Perry | Management | For | For |
| 1j | Elect Director A. Brooke Seawell | Management | For | For |
| 1k | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| NXP SEMICONDUCTORS NV MEETING DATE: JUN 22, 2018 | ||||
| TICKER: NXPI SECURITY ID: N6596X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Discussion of the Implementation of the Remuneration Policy | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.d | Approve Discharge of Board Members | Management | For | For |
| 3.a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3.b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3.c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | Against |
| 3.d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3.e | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
| 3.f | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
| 3.g | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3.h | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3.i | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 4.a | Approve Conditional Appointment of Steve Mollenkopf as Executive Director | Management | For | For |
| 4.b | Approve Conditional Appointment of George S. Davis as Non-Executive Director | Management | For | For |
| 4.c | Approve Conditional Appointment of Donald J. Rosenberg as Non-Executive Director | Management | For | For |
| 4.d | Approve Conditional Appointment of Brian Modoff as Non-Executive Director | Management | For | For |
| 4.e | Approve Conditional Appointment of Rob ter Haar as Non-Executive Director | Management | For | For |
| 4.f | Approve Conditional Appointment of Steven Perrick as Non-Executive Director | Management | For | For |
| 5.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| 8 | Ratify KPMG as Auditors | Management | For | For |
| O2MICRO INTERNATIONAL LTD. MEETING DATE: JUN 04, 2018 | ||||
| TICKER: OIIM SECURITY ID: 67107W100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Elect James Keim as Director | Management | For | For |
| 1.b | Elect Lawrence Lai-Fu Lin as Director | Management | For | For |
| 1.c | Elect Ji Liu as Director | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Financial Statements and Auditor's Report | Management | For | For |
| 4 | Approve Appointment of Deloitte & Touche as Auditor | Management | For | For |
| ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: ON SECURITY ID: 682189105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Atsushi Abe | Management | For | For |
| 1.2 | Elect Director Alan Campbell | Management | For | For |
| 1.3 | Elect Director Curtis J. Crawford | Management | For | For |
| 1.4 | Elect Director Gilles Delfassy | Management | For | For |
| 1.5 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 1.6 | Elect Director Keith D. Jackson | Management | For | For |
| 1.7 | Elect Director Paul A. Mascarenas | Management | For | For |
| 1.8 | Elect Director Daryl A. Ostrander | Management | For | For |
| 1.9 | Elect Director Teresa M. Ressel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PARK ELECTROCHEMICAL CORP. MEETING DATE: JUL 18, 2017 | ||||
| TICKER: PKE SECURITY ID: 700416209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dale E. Blanchfield | Management | For | For |
| 1b | Elect Director Emily J. Groehl | Management | For | For |
| 1c | Elect Director Brian E. Shore | Management | For | For |
| 1d | Elect Director Carl W. Smith | Management | For | For |
| 1e | Elect Director Steven T. Warshaw | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| PDF SOLUTIONS, INC. MEETING DATE: MAY 29, 2018 | ||||
| TICKER: PDFS SECURITY ID: 693282105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kimon W. Michaels | Management | For | For |
| 1.2 | Elect Director Gerald Z. Yin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QORVO, INC. MEETING DATE: AUG 08, 2017 | ||||
| TICKER: QRVO SECURITY ID: 74736K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director Charles Scott Gibson | Management | For | For |
| 1.6 | Elect Director John R. Harding | Management | For | For |
| 1.7 | Elect Director David H. Y. Ho | Management | For | For |
| 1.8 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.9 | Elect Director Walden C. Rhines | Management | For | For |
| 1.10 | Elect Director Susan L. Spradley | Management | For | For |
| 1.11 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| QUALCOMM INCORPORATED MEETING DATE: MAR 23, 2018 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Jeffrey W. Henderson | Management | For | Withhold |
| 1.3 | Elect Director Thomas W. Horton | Management | For | Withhold |
| 1.4 | Elect Director Paul E. Jacobs | Management | For | Withhold |
| 1.5 | Elect Director Ann M. Livermore | Management | For | For |
| 1.6 | Elect Director Harish Manwani | Management | For | For |
| 1.7 | Elect Director Mark D. McLaughlin | Management | For | For |
| 1.8 | Elect Director Steve Mollenkopf | Management | For | Withhold |
| 1.9 | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1.10 | Elect Director Francisco Ros | Management | For | For |
| 1.11 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | For |
| 8 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Director Samih Elhage | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director David G. Golden | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Veronica M. Hagen | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Julie A. Hill | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director John H. Kispert | Shareholder | For | Did Not Vote |
| 1.6 | Elect Director Harry L. You | Shareholder | For | Did Not Vote |
| 2 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | For | Did Not Vote |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | None | Did Not Vote |
| 6 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | Did Not Vote |
| 7 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | Did Not Vote |
| 8 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | Did Not Vote |
| QUANTENNA COMMUNICATIONS, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: QTNA SECURITY ID: 74766D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glenda Dorchak | Management | For | For |
| 1.2 | Elect Director Edwin 'Ned' B. Hooper, III | Management | For | For |
| 1.3 | Elect Director John Scull | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 23, 2018 | ||||
| TICKER: A005930 SECURITY ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Kim Jeong-hun as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Sun-uk as Outside Director | Management | For | For |
| 2.1.3 | Elect Park Byung-gook as Outside Director | Management | For | For |
| 2.2.1 | Elect Lee Sang-hoon as Inside Director | Management | For | Against |
| 2.2.2 | Elect Kim Ki-nam as Inside Director | Management | For | For |
| 2.2.3 | Elect Kim Hyun-suk as Inside Director | Management | For | For |
| 2.2.4 | Elect Koh Dong-jin as Inside Director | Management | For | For |
| 2.3 | Elect Kim Sun-uk as a Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Amend Articles of Incorporation | Management | For | For |
| SEMTECH CORPORATION MEETING DATE: JUN 14, 2018 | ||||
| TICKER: SMTC SECURITY ID: 816850101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James P. Burra | Management | For | For |
| 1.2 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.3 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.4 | Elect Director Ye Jane Li | Management | For | For |
| 1.5 | Elect Director James T. Lindstrom | Management | For | For |
| 1.6 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.7 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.8 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SILICON MOTION TECHNOLOGY CORPORATION MEETING DATE: SEP 27, 2017 | ||||
| TICKER: SIMO SECURITY ID: 82706C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lien-Chun Liu as Director | Management | For | For |
| 2 | Approve Appointment of Deloitte & Touche as Independent Auditor | Management | For | For |
| SYNAPTICS INCORPORATED MEETING DATE: OCT 31, 2017 | ||||
| TICKER: SYNA SECURITY ID: 87157D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francis F. Lee | Management | For | For |
| 1b | Elect Director Nelson C. Chan | Management | For | For |
| 1c | Elect Director Richard L. Sanquini | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| TTM TECHNOLOGIES, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: TTMI SECURITY ID: 87305R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rex D. Geveden | Management | For | For |
| 1.2 | Elect Director Robert E. Klatell | Management | For | For |
| 1.3 | Elect Director John G. Mayer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WESTERN DIGITAL CORPORATION MEETING DATE: NOV 02, 2017 | ||||
| TICKER: WDC SECURITY ID: 958102105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Kathleen A. Cote | Management | For | For |
| 1c | Elect Director Henry T. DeNero | Management | For | For |
| 1d | Elect Director Michael D. Lambert | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Stephen D. Milligan | Management | For | For |
| 1h | Elect Director Paula A. Price | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| XPERI CORPORATION MEETING DATE: APR 27, 2018 | ||||
| TICKER: XPER SECURITY ID: 98421B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director John Chenault | Management | For | For |
| 1B | Elect Director David C. Habiger | Management | For | For |
| 1C | Elect Director Richard S. Hill | Management | For | For |
| 1D | Elect Director Jon Kirchner | Management | For | For |
| 1E | Elect Director V. Sue Molina | Management | For | For |
| 1F | Elect Director George A. Riedel | Management | For | For |
| 1G | Elect Director Christopher A. Seams | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT SOFTWARE AND IT SERVICES PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACCENTURE PLC MEETING DATE: FEB 07, 2018 | ||||
| TICKER: ACN SECURITY ID: G1151C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jaime Ardila | Management | For | For |
| 1b | Elect Director Charles H. Giancarlo | Management | For | For |
| 1c | Elect Director Herbert Hainer | Management | For | For |
| 1d | Elect Director Marjorie Magner | Management | For | For |
| 1e | Elect Director Nancy McKinstry | Management | For | For |
| 1f | Elect Director Pierre Nanterme | Management | For | For |
| 1g | Elect Director Gilles C. Pelisson | Management | For | For |
| 1h | Elect Director Paula A. Price | Management | For | For |
| 1i | Elect Director Arun Sarin | Management | For | For |
| 1j | Elect Director Frank K. Tang | Management | For | For |
| 1k | Elect Director Tracey T. Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| 8 | Approve Merger Agreement | Management | For | For |
| 9 | Amend Articles of Association to No Longer Require Shareholder Approval of Certain Internal Transactions | Management | For | For |
| ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 26, 2018 | ||||
| TICKER: ATVI SECURITY ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reveta Bowers | Management | For | For |
| 1.2 | Elect Director Robert Corti | Management | For | For |
| 1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.4 | Elect Director Brian Kelly | Management | For | For |
| 1.5 | Elect Director Robert A. Kotick | Management | For | For |
| 1.6 | Elect Director Barry Meyer | Management | For | For |
| 1.7 | Elect Director Robert Morgado | Management | For | For |
| 1.8 | Elect Director Peter Nolan | Management | For | For |
| 1.9 | Elect Director Casey Wasserman | Management | For | For |
| 1.10 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ACTUA CORPORATION MEETING DATE: DEC 07, 2017 | ||||
| TICKER: ACTA SECURITY ID: 005094107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Sale of Company Assets | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| ACTUA CORPORATION MEETING DATE: APR 18, 2018 | ||||
| TICKER: ACTA SECURITY ID: 005094107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Plan of Dissolution and Liquidation | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ADOBE SYSTEMS INCORPORATED MEETING DATE: APR 12, 2018 | ||||
| TICKER: ADBE SECURITY ID: 00724F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Edward W. Barnholt | Management | For | For |
| 1c | Elect Director Robert K. Burgess | Management | For | For |
| 1d | Elect Director Frank A. Calderoni | Management | For | For |
| 1e | Elect Director James E. Daley | Management | For | For |
| 1f | Elect Director Laura B. Desmond | Management | For | For |
| 1g | Elect Director Charles M. Geschke | Management | For | For |
| 1h | Elect Director Shantanu Narayen | Management | For | For |
| 1i | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1j | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AKAMAI TECHNOLOGIES, INC. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: AKAM SECURITY ID: 00971T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jill Greenthal | Management | For | For |
| 1.2 | Elect Director Daniel Hesse | Management | For | For |
| 1.3 | Elect Director F. Thomson Leighton | Management | For | For |
| 1.4 | Elect Director William Wagner | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALLIANCE DATA SYSTEMS CORPORATION MEETING DATE: JUN 06, 2018 | ||||
| TICKER: ADS SECURITY ID: 018581108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce K. Anderson | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director Kelly J. Barlow | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Edward J. Heffernan | Management | For | For |
| 1.6 | Elect Director Kenneth R. Jensen | Management | For | For |
| 1.7 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.8 | Elect Director Timothy J. Theriault | Management | For | For |
| 1.9 | Elect Director Laurie A. Tucker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ALPHABET INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Diane B. Greene | Management | For | For |
| 1.7 | Elect Director John L. Hennessy | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | For |
| 1.10 | Elect Director Sundar Pichai | Management | For | For |
| 1.11 | Elect Director K. Ram Shriram | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 8 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 9 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
| 10 | Report on Major Global Content Management Controversies | Shareholder | Against | Against |
| AUTODESK, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: ADSK SECURITY ID: 052769106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew Anagnost | Management | For | For |
| 1b | Elect Director Crawford W. Beveridge | Management | For | For |
| 1c | Elect Director Karen Blasing | Management | For | For |
| 1d | Elect Director Reid French | Management | For | For |
| 1e | Elect Director Mary T. McDowell | Management | For | For |
| 1f | Elect Director Lorrie M. Norrington | Management | For | For |
| 1g | Elect Director Betsy Rafael | Management | For | For |
| 1h | Elect Director Stacy J. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BAZAARVOICE, INC. MEETING DATE: NOV 09, 2017 | ||||
| TICKER: BV SECURITY ID: 073271108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Craig A. Barbarosh | Management | For | For |
| 1.2 | Elect Director Thomas J. Meredith | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BAZAARVOICE, INC. MEETING DATE: JAN 29, 2018 | ||||
| TICKER: BV SECURITY ID: 073271108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| BOX, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: BOX SECURITY ID: 10316T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dana Evan | Management | For | For |
| 1.2 | Elect Director Steven Krausz | Management | For | For |
| 1.3 | Elect Director Aaron Levie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CAPGEMINI MEETING DATE: MAY 23, 2018 | ||||
| TICKER: CAP SECURITY ID: F4973Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | For | For |
| 4 | Approve Compensation of Paul Hermelin, Chairman and CEO | Management | For | For |
| 5 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 6 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 7 | Approve Termination Package of Thierry Delaporte, Vice-CEO | Management | For | For |
| 8 | Approve Termination Package of Aiman Ezzat, Vice-CEO | Management | For | For |
| 9 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 10 | Reelect Paul Hermelin as Director | Management | For | For |
| 11 | Reelect Laurence Dors as Director | Management | For | For |
| 12 | Reelect Xavier Musca as Director | Management | For | For |
| 13 | Elect Frederic Oudea as Director | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 134 Million | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 134 Million | Management | For | For |
| 20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 18 and 19 | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 23 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers | Management | For | For |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CISCO SYSTEMS, INC. MEETING DATE: DEC 11, 2017 | ||||
| TICKER: CSCO SECURITY ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Amy L. Chang | Management | For | For |
| 1e | Elect Director John L. Hennessy | Management | For | For |
| 1f | Elect Director Kristina M. Johnson | Management | For | For |
| 1g | Elect Director Roderick C. McGeary | Management | For | For |
| 1h | Elect Director Charles H. Robbins | Management | For | For |
| 1i | Elect Director Arun Sarin | Management | For | For |
| 1j | Elect Director Brenton L. Saunders | Management | For | For |
| 1k | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| CITRIX SYSTEMS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: CTXS SECURITY ID: 177376100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert M. Calderoni | Management | For | For |
| 1b | Elect Director Nanci E. Caldwell | Management | For | For |
| 1c | Elect Director Jesse A. Cohn | Management | For | For |
| 1d | Elect Director Robert D. Daleo | Management | For | For |
| 1e | Elect Director Murray J. Demo | Management | For | For |
| 1f | Elect Director Ajei S. Gopal | Management | For | For |
| 1g | Elect Director David J. Henshall | Management | For | For |
| 1h | Elect Director Peter J. Sacripanti | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 05, 2018 | ||||
| TICKER: CTSH SECURITY ID: 192446102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Betsy S. Atkins | Management | For | For |
| 1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1d | Elect Director Jonathan Chadwick | Management | For | For |
| 1e | Elect Director John M. Dineen | Management | For | For |
| 1f | Elect Director Francisco D'Souza | Management | For | For |
| 1g | Elect Director John N. Fox, Jr. | Management | For | For |
| 1h | Elect Director John E. Klein | Management | For | For |
| 1i | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1j | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1k | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5a | Eliminate Supermajority Vote Requirement to Amend the By-laws | Management | For | For |
| 5b | Eliminate Supermajority Vote Requirement to Remove a Director | Management | For | For |
| 5c | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| CONDUENT INCORPORATED MEETING DATE: MAY 25, 2018 | ||||
| TICKER: CNDT SECURITY ID: 206787103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul S. Galant | Management | For | For |
| 1.2 | Elect Director Nicholas Graziano | Management | For | For |
| 1.3 | Elect Director Joie Gregor | Management | For | For |
| 1.4 | Elect Director Courtney Mather | Management | For | For |
| 1.5 | Elect Director Michael Nevin | Management | For | For |
| 1.6 | Elect Director Michael A. Nutter | Management | For | For |
| 1.7 | Elect Director William G. Parrett | Management | For | For |
| 1.8 | Elect Director Ashok Vemuri | Management | For | For |
| 1.9 | Elect Director Virginia M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONSTELLATION SOFTWARE INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: CSU SECURITY ID: 21037X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeff Bender | Management | For | For |
| 1.2 | Elect Director Lawrence Cunningham | Management | For | For |
| 1.3 | Elect Director Meredith (Sam) Hayes | Management | For | For |
| 1.4 | Elect Director Robert Kittel | Management | For | For |
| 1.5 | Elect Director Mark Leonard | Management | For | For |
| 1.6 | Elect Director Paul McFeeters | Management | For | For |
| 1.7 | Elect Director Mark Miller | Management | For | For |
| 1.8 | Elect Director Lori O'Neill | Management | For | For |
| 1.9 | Elect Director Stephen R. Scotchmer | Management | For | For |
| 1.10 | Elect Director Robin Van Poelje | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | SP 1: Female Representation and Adopt Board Diversity Policy | Shareholder | Against | For |
| CSRA INC. MEETING DATE: AUG 08, 2017 | ||||
| TICKER: CSRA SECURITY ID: 12650T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Keith B. Alexander | Management | For | For |
| 1b | Elect Director Sanju K. Bansal | Management | For | For |
| 1c | Elect Director Michele A. Flournoy | Management | For | For |
| 1d | Elect Director Mark A. Frantz | Management | For | For |
| 1e | Elect Director Nancy Killefer | Management | For | For |
| 1f | Elect Director Craig L. Martin | Management | For | For |
| 1g | Elect Director Sean O'Keefe | Management | For | For |
| 1h | Elect Director Lawrence B. Prior, III | Management | For | For |
| 1i | Elect Director Michael E. Ventling | Management | For | For |
| 1j | Elect Director Billie I. Williamson | Management | For | For |
| 1k | Elect Director John F. Young | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DELL TECHNOLOGIES INC. MEETING DATE: JUN 25, 2018 | ||||
| TICKER: DVMT SECURITY ID: 24703L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Dorman | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Ellen J. Kullman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ELECTRONIC ARTS INC. MEETING DATE: AUG 03, 2017 | ||||
| TICKER: EA SECURITY ID: 285512109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Vivek Paul | Management | For | For |
| 1e | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1f | Elect Director Talbott Roche | Management | For | For |
| 1g | Elect Director Richard A. Simonson | Management | For | For |
| 1h | Elect Director Luis A. Ubinas | Management | For | For |
| 1i | Elect Director Denise F. Warren | Management | For | For |
| 1j | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| EVERTEC, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: EVTC SECURITY ID: 30040P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank G. D'Angelo | Management | For | For |
| 1b | Elect Director Morgan M. Schuessler, Jr. | Management | For | For |
| 1c | Elect Director Olga Botero | Management | For | For |
| 1d | Elect Director Jorge A. Junquera | Management | For | For |
| 1e | Elect Director Teresita Loubriel | Management | For | For |
| 1f | Elect Director Nestor O. Rivera | Management | For | For |
| 1g | Elect Director Alan H. Schumacher | Management | For | For |
| 1h | Elect Director Brian J. Smith | Management | For | For |
| 1i | Elect Director Thomas W. Swidarski | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| F5 NETWORKS, INC. MEETING DATE: MAR 15, 2018 | ||||
| TICKER: FFIV SECURITY ID: 315616102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director A. Gary Ames | Management | For | For |
| 1b | Elect Director Sandra E. Bergeron | Management | For | For |
| 1c | Elect Director Deborah L. Bevier | Management | For | For |
| 1d | Elect Director Jonathan C. Chadwick | Management | For | For |
| 1e | Elect Director Michael L. Dreyer | Management | For | For |
| 1f | Elect Director Alan J. Higginson | Management | For | For |
| 1g | Elect Director Peter S. Klein | Management | For | For |
| 1h | Elect Director Francois Locoh-Donou | Management | For | For |
| 1i | Elect Director John McAdam | Management | For | For |
| 1j | Elect Director Stephen M. Smith *Withdrawn Resolution* | Management | None | None |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FACEBOOK, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: FB SECURITY ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Jan Koum - Withdrawn Resolution | Management | None | None |
| 1.7 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.8 | Elect Director Peter A. Thiel | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 4 | Establish Board Committee on Risk Management | Shareholder | Against | Against |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 6 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | Against |
| 7 | Report on Gender Pay Gap | Shareholder | Against | For |
| 8 | Report on Responsible Tax Principles | Shareholder | Against | Against |
| FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: FIS SECURITY ID: 31620M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director Keith W. Hughes | Management | For | For |
| 1c | Elect Director David K. Hunt | Management | For | For |
| 1d | Elect Director Stephan A. James | Management | For | For |
| 1e | Elect Director Leslie M. Muma | Management | For | For |
| 1f | Elect Director Gary A. Norcross | Management | For | For |
| 1g | Elect Director Louise M. Parent | Management | For | For |
| 1h | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| FLEETCOR TECHNOLOGIES, INC. MEETING DATE: FEB 07, 2018 | ||||
| TICKER: FLT SECURITY ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| FLEETCOR TECHNOLOGIES, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: FLT SECURITY ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Johnson | Management | For | For |
| 1.2 | Elect Director Hala G. Moddelmog | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Sloan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| GARTNER, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: IT SECURITY ID: 366651107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Bingle | Management | For | For |
| 1b | Elect Director Peter E. Bisson | Management | For | For |
| 1c | Elect Director Richard J. Bressler | Management | For | For |
| 1d | Elect Director Raul E. Cesan | Management | For | For |
| 1e | Elect Director Karen E. Dykstra | Management | For | For |
| 1f | Elect Director Anne Sutherland Fuchs | Management | For | For |
| 1g | Elect Director William O. Grabe | Management | For | For |
| 1h | Elect Director Eugene A. Hall | Management | For | For |
| 1i | Elect Director Stephen G. Pagliuca | Management | For | For |
| 1j | Elect Director Eileen Serra | Management | For | For |
| 1k | Elect Director James C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GLOBAL PAYMENTS INC. MEETING DATE: APR 27, 2018 | ||||
| TICKER: GPN SECURITY ID: 37940X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William I. Jacobs | Management | For | For |
| 1.2 | Elect Director Robert H.B. Baldwin, Jr. | Management | For | For |
| 1.3 | Elect Director Alan M. Silberstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| INOVALON HOLDINGS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: INOV SECURITY ID: 45781D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith R. Dunleavy | Management | For | For |
| 1.2 | Elect Director Denise K. Fletcher | Management | For | For |
| 1.3 | Elect Director William D. Green | Management | For | For |
| 1.4 | Elect Director Andre S. Hoffmann | Management | For | For |
| 1.5 | Elect Director Mark A. Pulido | Management | For | For |
| 1.6 | Elect Director Lee D. Roberts | Management | For | For |
| 1.7 | Elect Director William J. Teuber, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INSTRUCTURE, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: INST SECURITY ID: 45781U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joshua L. Coates | Management | For | For |
| 1.2 | Elect Director Steven A. Collins | Management | For | For |
| 1.3 | Elect Director William M. Conroy | Management | For | For |
| 1.4 | Elect Director Ellen Levy | Management | For | For |
| 1.5 | Elect Director Kevin Thompson | Management | For | For |
| 1.6 | Elect Director Lloyd G. Waterhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 24, 2018 | ||||
| TICKER: IBM SECURITY ID: 459200101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.2 | Elect Director Michael L. Eskew | Management | For | For |
| 1.3 | Elect Director David N. Farr | Management | For | For |
| 1.4 | Elect Director Alex Gorsky | Management | For | For |
| 1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.6 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.7 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.8 | Elect Director James W. Owens | Management | For | For |
| 1.9 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.10 | Elect Director Joseph R. Swedish | Management | For | For |
| 1.11 | Elect Director Sidney Taurel | Management | For | For |
| 1.12 | Elect Director Peter R. Voser | Management | For | For |
| 1.13 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| IROBOT CORPORATION MEETING DATE: MAY 23, 2018 | ||||
| TICKER: IRBT SECURITY ID: 462726100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Colin M. Angle | Management | For | For |
| 1.2 | Elect Director Deborah G. Ellinger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LEIDOS HOLDINGS, INC. MEETING DATE: MAY 11, 2018 | ||||
| TICKER: LDOS SECURITY ID: 525327102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory R. Dahlberg | Management | For | For |
| 1b | Elect Director David G. Fubini | Management | For | For |
| 1c | Elect Director Miriam E. John | Management | For | For |
| 1d | Elect Director Frank Kendall, III | Management | For | For |
| 1e | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
| 1f | Elect Director Roger A. Krone | Management | For | For |
| 1g | Elect Director Gary S. May | Management | For | For |
| 1h | Elect Director Surya N. Mohapatra | Management | For | For |
| 1i | Elect Director Lawrence C. Nussdorf | Management | For | For |
| 1j | Elect Director Robert S. Shapard | Management | For | For |
| 1k | Elect Director Susan M. Stalnecker | Management | For | For |
| 1l | Elect Director Noel B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MASTERCARD INCORPORATED MEETING DATE: JUN 26, 2018 | ||||
| TICKER: MA SECURITY ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Steven J. Freiberg | Management | For | For |
| 1g | Elect Director Julius Genachowski | Management | For | For |
| 1h | Elect Director Choon Phong Goh | Management | For | For |
| 1i | Elect Director Merit E. Janow | Management | For | For |
| 1j | Elect Director Nancy Karch | Management | For | For |
| 1k | Elect Director Oki Matsumoto | Management | For | For |
| 1l | Elect Director Rima Qureshi | Management | For | For |
| 1m | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1n | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MERCADOLIBRE, INC. MEETING DATE: JUN 15, 2018 | ||||
| TICKER: MELI SECURITY ID: 58733R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicolas Galperin | Management | For | For |
| 1.2 | Elect Director Meyer 'Micky' Malka Rais | Management | For | For |
| 1.3 | Elect Director Javier Olivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Co. S.A. as Auditors | Management | For | For |
| MICROSOFT CORPORATION MEETING DATE: NOV 29, 2017 | ||||
| TICKER: MSFT SECURITY ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Helmut Panke | Management | For | For |
| 1.8 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.9 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.10 | Elect Director Charles W. Scharf | Management | For | For |
| 1.11 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.12 | Elect Director John W. Stanton | Management | For | For |
| 1.13 | Elect Director John W. Thompson | Management | For | For |
| 1.14 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| MIX TELEMATICS LTD MEETING DATE: SEP 20, 2017 | ||||
| TICKER: MIX SECURITY ID: S5141W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 2 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | Management | For | For |
| 3 | Approve Non-executive Directors' Fees | Management | For | For |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2017 | Management | For | For |
| 2 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 3 | Elect Paul Dell as Director | Management | For | For |
| 4 | Re-elect Chris Ewing as Director | Management | For | For |
| 5 | Re-elect Tony Welton as Director | Management | For | For |
| 6.1 | Re-elect Tony Welton as Chairman of the Audit and Risk Committee | Management | For | For |
| 6.2 | Re-elect Richard Bruyns as Member of the Audit and Risk Committee | Management | For | For |
| 6.3 | Re-elect Chris Ewing as Member of the Audit and Risk Committee | Management | For | For |
| 6.4 | Re-elect Enos Banda as Member of the Audit and Risk Committee | Management | For | For |
| 7 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 10 | Authorise Ratification of Approved Resolutions | Management | For | For |
| MONOTYPE IMAGING HOLDINGS INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: TYPE SECURITY ID: 61022P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott E. Landers | Management | For | For |
| 1.2 | Elect Director Pamela F. Lenehan | Management | For | For |
| 1.3 | Elect Director Timothy B. Yeaton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEW RELIC, INC. MEETING DATE: AUG 22, 2017 | ||||
| TICKER: NEWR SECURITY ID: 64829B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lewis Cirne | Management | For | For |
| 1.2 | Elect Director Peter Fenton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NIC INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: EGOV SECURITY ID: 62914B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harry H. Herington | Management | For | For |
| 1.2 | Elect Director Art N. Burtscher | Management | For | For |
| 1.3 | Elect Director Venmal 'Raji' Arasu | Management | For | For |
| 1.4 | Elect Director Karen S. Evans | Management | For | For |
| 1.5 | Elect Director Ross C. Hartley | Management | For | For |
| 1.6 | Elect Director C. Brad Henry | Management | For | For |
| 1.7 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.8 | Elect Director William M. Lyons | Management | For | For |
| 1.9 | Elect Director Pete Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PANDORA MEDIA, INC. MEETING DATE: AUG 07, 2017 | ||||
| TICKER: P SECURITY ID: 698354107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jason Hirschhorn | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| PANDORA MEDIA, INC. MEETING DATE: MAY 21, 2018 | ||||
| TICKER: P SECURITY ID: 698354107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger Faxon | Management | For | For |
| 1.2 | Elect Director Timothy Leiweke | Management | For | For |
| 1.3 | Elect Director Mickie Rosen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Amend Certificate of Incorporation to Remove Foreign Stock Ownership Restrictions | Management | For | For |
| PAYLOCITY HOLDING CORPORATION MEETING DATE: DEC 08, 2017 | ||||
| TICKER: PCTY SECURITY ID: 70438V106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven I. Sarowitz | Management | For | For |
| 1.2 | Elect Director Ellen Carnahan | Management | For | For |
| 1.3 | Elect Director Jeffrey T. Diehl | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PAYPAL HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: PYPL SECURITY ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Wences Casares | Management | For | For |
| 1c | Elect Director Jonathan Christodoro | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Belinda J. Johnson | Management | For | For |
| 1g | Elect Director Gail J. McGovern | Management | For | For |
| 1h | Elect Director David M. Moffett | Management | For | For |
| 1i | Elect Director Ann M. Sarnoff | Management | For | For |
| 1j | Elect Director Daniel H. Schulman | Management | For | For |
| 1k | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Against |
| 8 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Against |
| QUALCOMM INCORPORATED MEETING DATE: MAR 23, 2018 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Jeffrey W. Henderson | Management | For | Withhold |
| 1.3 | Elect Director Thomas W. Horton | Management | For | Withhold |
| 1.4 | Elect Director Paul E. Jacobs | Management | For | Withhold |
| 1.5 | Elect Director Ann M. Livermore | Management | For | For |
| 1.6 | Elect Director Harish Manwani | Management | For | For |
| 1.7 | Elect Director Mark D. McLaughlin | Management | For | For |
| 1.8 | Elect Director Steve Mollenkopf | Management | For | Withhold |
| 1.9 | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1.10 | Elect Director Francisco Ros | Management | For | For |
| 1.11 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | For |
| 8 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Director Samih Elhage | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director David G. Golden | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Veronica M. Hagen | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Julie A. Hill | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director John H. Kispert | Shareholder | For | Did Not Vote |
| 1.6 | Elect Director Harry L. You | Shareholder | For | Did Not Vote |
| 2 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | For | Did Not Vote |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | None | Did Not Vote |
| 6 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | Did Not Vote |
| 7 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | Did Not Vote |
| 8 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | Did Not Vote |
| RED HAT, INC. MEETING DATE: AUG 10, 2017 | ||||
| TICKER: RHT SECURITY ID: 756577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sohaib Abbasi | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Charlene T. Begley | Management | For | For |
| 1.4 | Elect Director Narendra K. Gupta | Management | For | For |
| 1.5 | Elect Director Kimberly L. Hammonds | Management | For | For |
| 1.6 | Elect Director William S. Kaiser | Management | For | For |
| 1.7 | Elect Director Donald H. Livingstone | Management | For | For |
| 1.8 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SABRE CORPORATION MEETING DATE: MAY 23, 2018 | ||||
| TICKER: SABR SECURITY ID: 78573M104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herve Couturier | Management | For | For |
| 1.2 | Elect Director Lawrence W. Kellner | Management | For | For |
| 1.3 | Elect Director Judy Odom | Management | For | For |
| 1.4 | Elect Director Karl Peterson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Increase in Size of Board | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SALESFORCE.COM, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: CRM SECURITY ID: 79466L302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc Benioff | Management | For | For |
| 1b | Elect Director Keith Block | Management | For | For |
| 1c | Elect Director Craig Conway | Management | For | For |
| 1d | Elect Director Alan Hassenfeld | Management | For | For |
| 1e | Elect Director Neelie Kroes | Management | For | For |
| 1f | Elect Director Colin Powell | Management | For | For |
| 1g | Elect Director Sanford Robertson | Management | For | For |
| 1h | Elect Director John V. Roos | Management | For | For |
| 1i | Elect Director Bernard Tyson | Management | For | For |
| 1j | Elect Director Robin Washington | Management | For | For |
| 1k | Elect Director Maynard Webb | Management | For | For |
| 1l | Elect Director Susan Wojcicki | Management | For | For |
| 2 | Amend Right to Call Special Meeting | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 7 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
| SHUTTERSTOCK, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: SSTK SECURITY ID: 825690100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas R. Evans | Management | For | For |
| 1.2 | Elect Director Paul J. Hennessy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SPS COMMERCE, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: SPSC SECURITY ID: 78463M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Archie C. Black | Management | For | For |
| 1B | Elect Director Melvin L. Keating | Management | For | For |
| 1C | Elect Director Martin J. Leestma | Management | For | For |
| 1D | Elect Director Michael J. McConnell | Management | For | For |
| 1E | Elect Director James B. Ramsey | Management | For | For |
| 1F | Elect Director Marty M. Reaume | Management | For | For |
| 1G | Elect Director Tami L. Reller | Management | For | For |
| 1H | Elect Director Philip E. Soran | Management | For | For |
| 1I | Elect Director Sven A. Wehrwein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE ULTIMATE SOFTWARE GROUP, INC. MEETING DATE: MAY 14, 2018 | ||||
| TICKER: ULTI SECURITY ID: 90385D107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc D. Scherr | Management | For | For |
| 1b | Elect Director James A. FitzPatrick, Jr. | Management | For | For |
| 1c | Elect Director Rick A. Wilber | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| THE WESTERN UNION COMPANY MEETING DATE: MAY 18, 2018 | ||||
| TICKER: WU SECURITY ID: 959802109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Hikmet Ersek | Management | For | For |
| 1c | Elect Director Richard A. Goodman | Management | For | For |
| 1d | Elect Director Betsy D. Holden | Management | For | For |
| 1e | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1f | Elect Director Roberto G. Mendoza | Management | For | For |
| 1g | Elect Director Michael A. Miles, Jr. | Management | For | For |
| 1h | Elect Director Robert W. Selander | Management | For | For |
| 1i | Elect Director Frances Fragos Townsend | Management | For | For |
| 1j | Elect Director Solomon D. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| TOTAL SYSTEM SERVICES, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: TSS SECURITY ID: 891906109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director F. Thaddeus Arroyo | Management | For | For |
| 1b | Elect Director Kriss Cloninger, III | Management | For | For |
| 1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1d | Elect Director Sidney E. Harris | Management | For | For |
| 1e | Elect Director William M. Isaac | Management | For | For |
| 1f | Elect Director Mason H. Lampton | Management | For | For |
| 1g | Elect Director Connie D. McDaniel | Management | For | For |
| 1h | Elect Director Richard A. Smith | Management | For | For |
| 1i | Elect Director Philip W. Tomlinson | Management | For | For |
| 1j | Elect Director John T. Turner | Management | For | For |
| 1k | Elect Director Richard W. Ussery | Management | For | For |
| 1l | Elect Director M. Troy Woods | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRIPADVISOR, INC. MEETING DATE: JUN 21, 2018 | ||||
| TICKER: TRIP SECURITY ID: 896945201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.2 | Elect Director Stephen Kaufer | Management | For | For |
| 1.3 | Elect Director Jay C. Hoag | Management | For | For |
| 1.4 | Elect Director Dipchand 'Deep' Nishar | Management | For | For |
| 1.5 | Elect Director Jeremy Philips | Management | For | For |
| 1.6 | Elect Director Spencer M. Rascoff | Management | For | For |
| 1.7 | Elect Director Albert E. Rosenthaler | Management | For | For |
| 1.8 | Elect Director Robert S. Wiesenthal | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TWILIO INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: TWLO SECURITY ID: 90138F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Byron Deeter | Management | For | For |
| 1.2 | Elect Director Jeffrey Epstein | Management | For | For |
| 1.3 | Elect Director Jeff Lawson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TWITTER, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: TWTR SECURITY ID: 90184L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martha Lane Fox | Management | For | For |
| 1.2 | Elect Director David Rosenblatt | Management | For | For |
| 1.3 | Elect Director Evan Williams | Management | For | For |
| 1.4 | Elect Director Debra Lee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Establish International Policy Board Committee | Shareholder | Against | Against |
| 5 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | Against |
| VISA INC. MEETING DATE: JAN 30, 2018 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Gary A. Hoffman | Management | For | For |
| 1e | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1i | Elect Director John A.C. Swainson | Management | For | For |
| 1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WORKDAY, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: WDAY SECURITY ID: 98138H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aneel Bhusri | Management | For | For |
| 1.2 | Elect Director David A. Duffield | Management | For | For |
| 1.3 | Elect Director Lee J. Styslinger, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ZENDESK, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: ZEN SECURITY ID: 98936J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michelle Wilson | Management | For | For |
| 1b | Elect Director Hilarie Koplow-McAdams | Management | For | For |
| 1c | Elect Director Caryn Marooney | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT TECHNOLOGY PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACACIA COMMUNICATIONS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: ACIA SECURITY ID: 00401C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stan J. Reiss | Management | For | For |
| 1.2 | Elect Director Eric A. Swanson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 26, 2018 | ||||
| TICKER: ATVI SECURITY ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reveta Bowers | Management | For | For |
| 1.2 | Elect Director Robert Corti | Management | For | For |
| 1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.4 | Elect Director Brian Kelly | Management | For | For |
| 1.5 | Elect Director Robert A. Kotick | Management | For | For |
| 1.6 | Elect Director Barry Meyer | Management | For | For |
| 1.7 | Elect Director Robert Morgado | Management | For | For |
| 1.8 | Elect Director Peter Nolan | Management | For | For |
| 1.9 | Elect Director Casey Wasserman | Management | For | For |
| 1.10 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ADOBE SYSTEMS INCORPORATED MEETING DATE: APR 12, 2018 | ||||
| TICKER: ADBE SECURITY ID: 00724F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Edward W. Barnholt | Management | For | For |
| 1c | Elect Director Robert K. Burgess | Management | For | For |
| 1d | Elect Director Frank A. Calderoni | Management | For | For |
| 1e | Elect Director James E. Daley | Management | For | For |
| 1f | Elect Director Laura B. Desmond | Management | For | For |
| 1g | Elect Director Charles M. Geschke | Management | For | For |
| 1h | Elect Director Shantanu Narayen | Management | For | For |
| 1i | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1j | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: AMD SECURITY ID: 007903107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John E. Caldwell | Management | For | For |
| 1b | Elect Director Nora M. Denzel | Management | For | For |
| 1c | Elect Director Mark Durcan | Management | For | For |
| 1d | Elect Director Joseph A. Householder | Management | For | For |
| 1e | Elect Director Michael J. Inglis | Management | For | For |
| 1f | Elect Director John W. Marren | Management | For | For |
| 1g | Elect Director Lisa T. Su | Management | For | For |
| 1h | Elect Director Abhi Y. Talwalkar | Management | For | For |
| 1i | Elect Director Ahmed Yahia | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALIBABA GROUP HOLDING LIMITED MEETING DATE: OCT 18, 2017 | ||||
| TICKER: BABA SECURITY ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Jack Yun Ma as Director | Management | For | For |
| 1.2 | Elect Masayoshi Son as Director | Management | For | For |
| 1.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| ALPHABET INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Diane B. Greene | Management | For | For |
| 1.7 | Elect Director John L. Hennessy | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | For |
| 1.10 | Elect Director Sundar Pichai | Management | For | For |
| 1.11 | Elect Director K. Ram Shriram | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 8 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 9 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
| 10 | Report on Major Global Content Management Controversies | Shareholder | Against | Against |
| AMAZON.COM, INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: AMZN SECURITY ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1g | Elect Director Thomas O. Ryder | Management | For | For |
| 1h | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1i | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy on Board Diversity *Withdrawn Resolution* | Shareholder | None | None |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| AMS AG MEETING DATE: JUN 06, 2018 | ||||
| TICKER: AMS SECURITY ID: A0400Q115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.33 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 6 | Ratify KPMG Austria GmbH as Auditors | Management | For | For |
| 7.1 | Elect Hans Kaltenbrunner as Supervisory Board Member | Management | For | For |
| 7.2 | Elect Michael Grimm as Supervisory Board Member | Management | For | For |
| 7.3 | Elect Yen Yen Tan as Supervisory Board Member | Management | For | For |
| 7.4 | Elect Monika Henzinger as Supervisory Board Member | Management | For | For |
| 8 | Approve Creation of EUR 8.4 Million Capital Increase without Preemptive Rights | Management | For | For |
| 9 | Receive Report on Share Repurchase Program | Management | None | None |
| APPLE INC. MEETING DATE: FEB 13, 2018 | ||||
| TICKER: AAPL SECURITY ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Bob Iger | Management | For | For |
| 1e | Elect Director Andrea Jung | Management | For | For |
| 1f | Elect Director Art Levinson | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access Amendments | Shareholder | Against | Against |
| 6 | Establish Human Rights Committee | Shareholder | Against | Against |
| APPLIED OPTOELECTRONICS, INC. MEETING DATE: JUN 08, 2018 | ||||
| TICKER: AAOI SECURITY ID: 03823U102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Yeh | Management | For | For |
| 1.2 | Elect Director Alex Ignatiev | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ASM PACIFIC TECHNOLOGY LTD. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: 522 SECURITY ID: G0535Q133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 7 | Elect Lok Kam Chong, John as Director | Management | For | For |
| 8 | Authorize Board to Fix the Remuneration of the Directors | Management | For | Abstain |
| ASML HOLDING NV MEETING DATE: APR 25, 2018 | ||||
| TICKER: ASML SECURITY ID: N07059210 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4.a | Discuss Remuneration Policy for Management Board | Management | None | None |
| 4.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
| 4.d | Approve Dividends of EUR 1.40 Per Share | Management | For | For |
| 5.a | Approve Discharge of Management Board | Management | For | For |
| 5.b | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Approve 200,000 Performance Shares for Board of Management | Management | For | For |
| 7 | Announce Intention to Appoint Directors to Management Board | Management | None | None |
| 8.a | Reelect J.M.C. (Hans) Stork to Supervisory Board | Management | For | For |
| 8.b | Elect T.L. (Terri) Kelly to Supervisory Board | Management | For | For |
| 8.c | Receive Retirement Schedule of the Supervisory Board | Management | None | None |
| 9 | Ratify KPMG as Auditors | Management | For | For |
| 10.a | Grant Board Authority to Issue Shares up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
| 10.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a | Management | For | For |
| 10.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
| 10.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c | Management | For | For |
| 11.a | Authorize Repurchase of up to 10 Percent of Issued Share Capital | Management | For | For |
| 11.b | Authorize Additional Repurchase of up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| ASPEED TECHNOLOGY INC. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: 5274 SECURITY ID: Y04044106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5 | Approve Issuance of Restricted Stocks | Management | For | For |
| 6.1 | Elect Lin Hong Ming, Representative of Feng Hua Investment Co., Ltd., with Shareholder No. 38, as Non-Independent Director | Management | For | Against |
| 6.2 | Elect Connie Chen, Representative of Avago Technologies General IP (Singapore) Pte. Ltd., with Shareholder No. 5288, as Non-Independent Director | Management | For | Against |
| 6.3 | Elect Lin Yong Da, Representative of Aten International Co., Ltd., with Shareholder No. 21, as Non-Independent Director | Management | For | Against |
| 6.4 | Elect Yu Ming Chang, Representative of Sian Hua Investment Co., Ltd., with Shareholder No. 22, as Non-Independent Director | Management | For | Against |
| 6.5 | Elect Chen Ching Hung, Representative of Sheng Hua Investment Ltd., with Shareholder No. 102, as Non-Independent Director | Management | For | Against |
| 6.6 | Elect Tsai Yung Ping, with Shareholder No. 14, as Non-Independent Director | Management | For | Against |
| 6.7 | Elect Yang Chien, with ID No. F103802XXX, as Independent Director | Management | For | For |
| 6.8 | Elect Hu Di Chiun, with ID No. A102316XXX, as Independent Director | Management | For | For |
| 6.9 | Elect Lo Chun Pa, with ID No. J121210XXX, as Independent Director | Management | For | For |
| 7 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Abstain |
| ASPEN TECHNOLOGY, INC. MEETING DATE: DEC 08, 2017 | ||||
| TICKER: AZPN SECURITY ID: 045327103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joan C. McArdle | Management | For | For |
| 1.2 | Elect Director Simon J. Orebi Gann | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AUTODESK, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: ADSK SECURITY ID: 052769106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew Anagnost | Management | For | For |
| 1b | Elect Director Crawford W. Beveridge | Management | For | For |
| 1c | Elect Director Karen Blasing | Management | For | For |
| 1d | Elect Director Reid French | Management | For | For |
| 1e | Elect Director Mary T. McDowell | Management | For | For |
| 1f | Elect Director Lorrie M. Norrington | Management | For | For |
| 1g | Elect Director Betsy Rafael | Management | For | For |
| 1h | Elect Director Stacy J. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BEIGENE, LTD. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: BGNE SECURITY ID: 07725L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Donald W. Glazer as Director for a three-year term | Management | For | For |
| 2 | Reelect Michael Goller as Director for a three-year term | Management | For | For |
| 3 | Reelect Thomas Malley as Director for a three-year term | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young Hua Ming LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BHARTI INFRATEL LTD. MEETING DATE: JUL 22, 2017 | ||||
| TICKER: INFRATEL SECURITY ID: Y0R86J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Interim Dividends and Declare Final Dividend | Management | For | For |
| 3 | Reelect Rajan Bharti Mittal as Director | Management | For | For |
| 4 | Approve Deloitte Haskins & Sells, Chartered Accountants, Gurgaon as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Sanjay Omprakash Nayar as Director | Management | For | For |
| 6 | Elect Tao Yih Arthur Lang as Director | Management | For | For |
| 7 | Approve Reappointment and Remuneration of Devender Singh Rawat as Managing Director and Chief Executive Officer | Management | For | For |
| BIZLINK HOLDINGS INC. MEETING DATE: JUN 21, 2018 | ||||
| TICKER: 3665 SECURITY ID: G11474106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Approve Domestic Issuance of Ordinary Shares or Issue of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
| 6 | Approve Issuance of Shares via a Private Placement | Management | For | For |
| 7.1 | Elect Hwa-Tse Liang, with Shareholder No. 1, as Non-Independent Director | Management | For | Against |
| 7.2 | Elect Inru Kuo, with Shareholder No. 2, as Non-Independent Director | Management | For | Against |
| 7.3 | Elect Chien-Hua Teng, with Shareholder No. 3, as Non-Independent Director | Management | For | Against |
| 7.4 | Elect Jui-Hsiung Yen, a Representative of Yifen Investment Co., Ltd. with Shareholder No. 4232, as Non-Independent Director | Management | For | Against |
| 7.5 | Elect Chun-Yen Chang with ID No. D100028XXX as Independent Director | Management | For | For |
| 7.6 | Elect Ming-Chun Chen with Shareholder No. 33 as Independent Director | Management | For | For |
| 7.7 | Elect Jr-Wen Huang with ID No. Q120419XXX as Independent Director | Management | For | For |
| 8 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | Management | For | For |
| CAVIUM, INC. MEETING DATE: MAR 16, 2018 | ||||
| TICKER: CAVM SECURITY ID: 14964U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| CHINA LITERATURE LTD. MEETING DATE: MAY 18, 2018 | ||||
| TICKER: 772 SECURITY ID: G2121R103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a1 | Elect Liang Xiaodong as Director | Management | For | For |
| 2a2 | Elect Lin Haifeng as Director | Management | For | For |
| 2a3 | Elect Yang Xiang Dong as Director | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 5 | Approve Audio and Comics Cooperation Agreement, Proposed Annual Caps and Related Transactions | Management | For | For |
| CHIPMOS TECHNOLOGIES INC. MEETING DATE: JUN 26, 2018 | ||||
| TICKER: 8150 SECURITY ID: 16965P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 3.1 | Approve Financial Statements | Management | For | For |
| 3.2 | Approve Plan on Profit Distribution | Management | For | For |
| 4.1 | Approve Capital Reduction to Offset Losses | Management | For | For |
| 5.1 | Approve Release of Restrictions of Competitive Activities of Appointed Directors | Management | For | For |
| CHROMA ATE INC. MEETING DATE: JUN 08, 2018 | ||||
| TICKER: 2360 SECURITY ID: Y1604M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| CIRRUS LOGIC, INC. MEETING DATE: JUL 28, 2017 | ||||
| TICKER: CRUS SECURITY ID: 172755100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Carter | Management | For | For |
| 1.2 | Elect Director Alexander M. Davern | Management | For | For |
| 1.3 | Elect Director Timothy R. Dehne | Management | For | For |
| 1.4 | Elect Director Christine King | Management | For | For |
| 1.5 | Elect Director Jason P. Rhode | Management | For | For |
| 1.6 | Elect Director Alan R. Schuele | Management | For | For |
| 1.7 | Elect Director William D. Sherman | Management | For | For |
| 1.8 | Elect Director David J. Tupman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CITRIX SYSTEMS, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: CTXS SECURITY ID: 177376100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert M. Calderoni | Management | For | For |
| 1b | Elect Director Nanci E. Caldwell | Management | For | For |
| 1c | Elect Director Jesse A. Cohn | Management | For | For |
| 1d | Elect Director Robert D. Daleo | Management | For | For |
| 1e | Elect Director Murray J. Demo | Management | For | For |
| 1f | Elect Director Ajei S. Gopal | Management | For | For |
| 1g | Elect Director David J. Henshall | Management | For | For |
| 1h | Elect Director Peter J. Sacripanti | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 05, 2018 | ||||
| TICKER: CTSH SECURITY ID: 192446102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Betsy S. Atkins | Management | For | For |
| 1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1d | Elect Director Jonathan Chadwick | Management | For | For |
| 1e | Elect Director John M. Dineen | Management | For | For |
| 1f | Elect Director Francisco D'Souza | Management | For | For |
| 1g | Elect Director John N. Fox, Jr. | Management | For | For |
| 1h | Elect Director John E. Klein | Management | For | For |
| 1i | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1j | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1k | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5a | Eliminate Supermajority Vote Requirement to Amend the By-laws | Management | For | For |
| 5b | Eliminate Supermajority Vote Requirement to Remove a Director | Management | For | For |
| 5c | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| COMMSCOPE HOLDING COMPANY, INC. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: COMM SECURITY ID: 20337X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Austin A. Adams | Management | For | For |
| 1b | Elect Director Stephen (Steve) C. Gray | Management | For | For |
| 1c | Elect Director L. William (Bill) Krause | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CREE, INC. MEETING DATE: OCT 24, 2017 | ||||
| TICKER: CREE SECURITY ID: 225447101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregg A. Lowe | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Darren R. Jackson | Management | For | For |
| 1.5 | Elect Director C. Howard Nye | Management | For | For |
| 1.6 | Elect Director John B. Replogle | Management | For | For |
| 1.7 | Elect Director Thomas H. Werner | Management | For | For |
| 1.8 | Elect Director Anne C. Whitaker | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CSRA INC. MEETING DATE: AUG 08, 2017 | ||||
| TICKER: CSRA SECURITY ID: 12650T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Keith B. Alexander | Management | For | For |
| 1b | Elect Director Sanju K. Bansal | Management | For | For |
| 1c | Elect Director Michele A. Flournoy | Management | For | For |
| 1d | Elect Director Mark A. Frantz | Management | For | For |
| 1e | Elect Director Nancy Killefer | Management | For | For |
| 1f | Elect Director Craig L. Martin | Management | For | For |
| 1g | Elect Director Sean O'Keefe | Management | For | For |
| 1h | Elect Director Lawrence B. Prior, III | Management | For | For |
| 1i | Elect Director Michael E. Ventling | Management | For | For |
| 1j | Elect Director Billie I. Williamson | Management | For | For |
| 1k | Elect Director John F. Young | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DELL TECHNOLOGIES INC. MEETING DATE: JUN 25, 2018 | ||||
| TICKER: DVMT SECURITY ID: 24703L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Dorman | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Ellen J. Kullman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DUK SAN NEOLUX CO. LTD. MEETING DATE: MAR 23, 2018 | ||||
| TICKER: A213420 SECURITY ID: Y2R14K109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Approve Stock Option Grants | Management | For | For |
| 3 | Approve Total Grant Size of Stocks Option | Management | For | For |
| 4 | Elect Jeong Ho-gyun as Outside Director | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| DXC TECHNOLOGY COMPANY MEETING DATE: AUG 10, 2017 | ||||
| TICKER: DXC SECURITY ID: 23355L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mukesh Aghi | Management | For | For |
| 1b | Elect Director Amy E. Alving | Management | For | For |
| 1c | Elect Director David L. Herzog | Management | For | For |
| 1d | Elect Director Sachin Lawande | Management | For | For |
| 1e | Elect Director J. Michael Lawrie | Management | For | For |
| 1f | Elect Director Julio A. Portalatin | Management | For | For |
| 1g | Elect Director Peter Rutland | Management | For | For |
| 1h | Elect Director Manoj P. Singh | Management | For | For |
| 1i | Elect Director Margaret C. Whitman | Management | For | For |
| 1j | Elect Director Robert F. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| E INK HOLDINGS INC. MEETING DATE: JUN 22, 2018 | ||||
| TICKER: 8069 SECURITY ID: Y2266Z100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| ELECTRONIC ARTS INC. MEETING DATE: AUG 03, 2017 | ||||
| TICKER: EA SECURITY ID: 285512109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Vivek Paul | Management | For | For |
| 1e | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1f | Elect Director Talbott Roche | Management | For | For |
| 1g | Elect Director Richard A. Simonson | Management | For | For |
| 1h | Elect Director Luis A. Ubinas | Management | For | For |
| 1i | Elect Director Denise F. Warren | Management | For | For |
| 1j | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ELLIE MAE, INC. MEETING DATE: MAY 18, 2018 | ||||
| TICKER: ELLI SECURITY ID: 28849P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sigmund Anderman | Management | For | For |
| 1.2 | Elect Director Craig Davis | Management | For | For |
| 1.3 | Elect Director Rajat Taneja | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: EIGI SECURITY ID: 29272B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale Crandall | Management | For | For |
| 1.2 | Elect Director Tomas Gorny | Management | For | For |
| 1.3 | Elect Director Justin L. Sadrian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ENVESTNET, INC. MEETING DATE: JUL 13, 2017 | ||||
| TICKER: ENV SECURITY ID: 29404K106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Luis A. Aguilar | Management | For | For |
| 1.2 | Elect Director Ross Chapin | Management | For | For |
| 1.3 | Elect Director James Fox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| ENVESTNET, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: ENV SECURITY ID: 29404K106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Roame | Management | For | For |
| 1.2 | Elect Director Gregory Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| FACEBOOK, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: FB SECURITY ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Jan Koum - Withdrawn Resolution | Management | None | None |
| 1.7 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.8 | Elect Director Peter A. Thiel | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 4 | Establish Board Committee on Risk Management | Shareholder | Against | Against |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 6 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | Against |
| 7 | Report on Gender Pay Gap | Shareholder | Against | For |
| 8 | Report on Responsible Tax Principles | Shareholder | Against | Against |
| FERROTEC HOLDINGS CORP MEETING DATE: JUN 28, 2018 | ||||
| TICKER: 6890 SECURITY ID: J1347N109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | Management | For | For |
| 2.1 | Elect Director Yamamura, Akira | Management | For | For |
| 2.2 | Elect Director Yamamura, Takeru | Management | For | For |
| 2.3 | Elect Director He Xian Han | Management | For | For |
| 2.4 | Elect Director Wakaki, Hiro | Management | For | For |
| 2.5 | Elect Director Miyanaga, Eiji | Management | For | For |
| 2.6 | Elect Director Katayama, Shigeo | Management | For | For |
| 2.7 | Elect Director Nakamura, Kyuzo | Management | For | For |
| 2.8 | Elect Director Suzuki, Takanori | Management | For | For |
| FLEETCOR TECHNOLOGIES, INC. MEETING DATE: FEB 07, 2018 | ||||
| TICKER: FLT SECURITY ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| FLEETCOR TECHNOLOGIES, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: FLT SECURITY ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Johnson | Management | For | For |
| 1.2 | Elect Director Hala G. Moddelmog | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Sloan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| GDS HOLDINGS LTD MEETING DATE: AUG 16, 2017 | ||||
| TICKER: GDS SECURITY ID: 36165L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Erik Siao | Management | For | For |
| 2 | Elect Director Satoshi Okada | Management | For | For |
| 3 | Elect Director Chang Sun | Management | For | For |
| 4 | Ratify KPMG Huazhen LLP as Auditors | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GDS HOLDINGS LTD MEETING DATE: DEC 22, 2017 | ||||
| TICKER: GDS SECURITY ID: 36165L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GLOBAL PAYMENTS INC. MEETING DATE: APR 27, 2018 | ||||
| TICKER: GPN SECURITY ID: 37940X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William I. Jacobs | Management | For | For |
| 1.2 | Elect Director Robert H.B. Baldwin, Jr. | Management | For | For |
| 1.3 | Elect Director Alan M. Silberstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GLOBAL UNICHIP CORP. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: 3443 SECURITY ID: Y2724H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Business Operations Report | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| GLOBALWAFERS CO., LTD. MEETING DATE: JUN 25, 2018 | ||||
| TICKER: 6488 SECURITY ID: Y2722U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5.1 | Elect Cheng-Yuan Cheng with ID No. R122108XXX as Independent Director | Management | For | For |
| 5.2 | Elect Chi-Hsiung Cheng with Shareholder No. 1154 as Independent Director | Management | For | For |
| 5.3 | Elect Chun-Yen Cheng with ID No. D100028XXX as Independent Director | Management | For | For |
| 5.4 | Elect Non-Independent Director No. 1 | Shareholder | None | Abstain |
| 5.5 | Elect Non-Independent Director No. 2 | Shareholder | None | Abstain |
| 5.6 | Elect Non-Independent Director No. 3 | Shareholder | None | Abstain |
| 5.7 | Elect Non-Independent Director No. 4 | Shareholder | None | Abstain |
| 6 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Against |
| GODADDY INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: GDDY SECURITY ID: 380237107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herald Y. Chen | Management | For | For |
| 1.2 | Elect Director Gregory K. Mondre | Management | For | For |
| 1.3 | Elect Director Bob Parsons | Management | For | For |
| 1.4 | Elect Director Brian H. Sharples | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HIMAX TECHNOLOGIES INC. MEETING DATE: SEP 06, 2017 | ||||
| TICKER: HIMX SECURITY ID: 43289P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Reports of the Company | Management | For | For |
| 2 | Elect Yan-Kuin Su as Independent Director | Management | For | For |
| HUBSPOT, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: HUBS SECURITY ID: 443573100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brian Halligan | Management | For | For |
| 1b | Elect Director Ron Gill | Management | For | For |
| 1c | Elect Director Jill Ward | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HYTERA COMMUNICATIONS CORP LTD MEETING DATE: MAY 08, 2018 | ||||
| TICKER: 002583 SECURITY ID: Y3815M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of Board of Directors | Management | For | For |
| 2 | Approve Report of Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Remuneration of Directors, Supervisors and Senior Management Members | Management | For | For |
| 7 | Approve 2018 Bank Credit Line Application | Management | For | For |
| 8 | Approve Provision of Guarantee for Wholly-owned Subsidiary | Management | For | For |
| 9 | Approve Interest Rate Swap Business | Shareholder | For | For |
| 10 | Approve Appointment of Auditor | Shareholder | For | For |
| 11 | Elect Sun Meng as Non-Independent Director | Shareholder | For | For |
| ICAR ASIA LIMITED MEETING DATE: MAY 25, 2018 | ||||
| TICKER: ICQ SECURITY ID: Q4800Z108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Lucas Elliott as Director | Management | For | Against |
| 3 | Elect Richard Kuo as Director | Management | For | For |
| 4 | Elect Peter Everingham as Director | Management | For | For |
| 5 | Approve Issuance of Shares to Mark Britt | Management | For | For |
| 6 | Approve Issuance of Shares to Georg Chmiel | Management | For | For |
| 7 | Approve Issuance of Shares to Lucas Elliott | Management | For | For |
| 8 | Approve Issuance of Shares to Peter Everingham | Management | For | For |
| 9 | Approve Issuance of Shares to Patrick Grove | Management | For | For |
| 10 | Approve Issuance of Shares to Syed Khalil Ibrahim | Management | For | For |
| 11 | Approve Issuance of Shares to Richard Kuo | Management | For | For |
| 12 | Ratify Past Issuance of Shares to Senior Employees | Management | For | For |
| 13 | Approve the Issuance of Up to 10 Percent of the Company's Issued Capital | Management | For | For |
| 14 | Approve Issuance of Options to Catcha Group Pte Ltd | Management | For | Against |
| INPHI CORPORATION MEETING DATE: MAY 24, 2018 | ||||
| TICKER: IPHI SECURITY ID: 45772F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Diosdado P. Banatao | Management | For | For |
| 1.2 | Elect Director Ford Tamer | Management | For | For |
| 1.3 | Elect Director William J. Ruehle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INTEGRATED DEVICE TECHNOLOGY, INC. MEETING DATE: SEP 25, 2017 | ||||
| TICKER: IDTI SECURITY ID: 458118106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ken Kannappan | Management | For | For |
| 1.2 | Elect Director Umesh Padval | Management | For | For |
| 1.3 | Elect Director Gordon Parnell | Management | For | For |
| 1.4 | Elect Director Robert Rango | Management | For | For |
| 1.5 | Elect Director Norman Taffe | Management | For | For |
| 1.6 | Elect Director Selena LaCroix | Management | For | For |
| 1.7 | Elect Director Gregory L. Waters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INTERNET PLUS HOLDINGS LTD. MEETING DATE: NOV 22, 2017 | ||||
| TICKER: SECURITY ID: 78T99E221 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Re-designation of Authorized Share Capital | Management | For | Against |
| 2 | Amend Articles of Association | Management | For | Against |
| INTERNET PLUS HOLDINGS LTD. MEETING DATE: NOV 22, 2017 | ||||
| TICKER: SECURITY ID: AAD899000 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Re-designation of Authorized Share Capital | Management | For | Against |
| 2 | Amend Articles of Association | Management | For | Against |
| INTERNET PLUS HOLDINGS LTD. MEETING DATE: NOV 22, 2017 | ||||
| TICKER: SECURITY ID: BBH457000 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Re-designation of Authorized Share Capital | Management | For | Against |
| 2 | Amend Articles of Association | Management | For | Against |
| IQE PLC MEETING DATE: JUN 04, 2018 | ||||
| TICKER: IQE SECURITY ID: G49356119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Sir Derek Jones as Director | Management | For | For |
| 4 | Re-elect Sir David Grant as Director | Management | For | For |
| 5 | Appoint KPMG LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| JHL BIOTECH, INC. MEETING DATE: FEB 01, 2018 | ||||
| TICKER: 6540 SECURITY ID: G7863U107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Termination of ESM Trading and Withdrawal of Public Issuance | Management | For | For |
| 2 | Approve Private Placement of Convertible Bonds | Management | For | For |
| JHL BIOTECH, INC. MEETING DATE: JUN 22, 2018 | ||||
| TICKER: 6540 SECURITY ID: G7863U107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | Refer | Abstain |
| 2 | Elect Andrew Ng as Director | Management | Refer | Abstain |
| KLA-TENCOR CORPORATION MEETING DATE: NOV 01, 2017 | ||||
| TICKER: KLAC SECURITY ID: 482480100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward W. Barnholt | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director John T. Dickson | Management | For | For |
| 1.4 | Elect Director Emiko Higashi | Management | For | For |
| 1.5 | Elect Director Kevin J. Kennedy | Management | For | For |
| 1.6 | Elect Director Gary B. Moore | Management | For | For |
| 1.7 | Elect Director Kiran M. Patel | Management | For | For |
| 1.8 | Elect Director Robert A. Rango | Management | For | For |
| 1.9 | Elect Director Richard P. Wallace | Management | For | For |
| 1.10 | Elect Director David C. Wang | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LAM RESEARCH CORPORATION MEETING DATE: NOV 08, 2017 | ||||
| TICKER: LRCX SECURITY ID: 512807108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin B. Anstice | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director Michael R. Cannon | Management | For | For |
| 1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.5 | Elect Director Christine A. Heckart | Management | For | For |
| 1.6 | Elect Director Young Bum (YB) Koh | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.9 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.10 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | For |
| LEDLINK OPTICS INC MEETING DATE: MAY 30, 2018 | ||||
| TICKER: 5230 SECURITY ID: Y52236109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| LENS TECHNOLOGY CO., LTD. MEETING DATE: OCT 13, 2017 | ||||
| TICKER: 300433 SECURITY ID: Y5227A106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Draft and Summary of 2017 Performance Share and Stock Option Incentive Plan | Management | For | For |
| 2 | Approve Appraisal Measures of the Performance Share and Stock Option Incentive Plan | Management | For | For |
| 3 | Approve Authorization of Board to Handle All Matters Related to 2017 Performance Share and Stock Option Incentive Plan | Management | For | For |
| 4 | Approve Adjustment in Provision of Guarantee to Lens International (Hong Kong) Co., Ltd. | Management | For | For |
| LOGMEIN, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: LOGM SECURITY ID: 54142L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael K. Simon | Management | For | For |
| 1.2 | Elect Director Edwin J. Gillis | Management | For | For |
| 1.3 | Elect Director Sara C. Andrews | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC. MEETING DATE: MAR 01, 2018 | ||||
| TICKER: MTSI SECURITY ID: 55405Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Ocampo | Management | For | For |
| 1.2 | Elect Director John Croteau | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: MAR 16, 2018 | ||||
| TICKER: MRVL SECURITY ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUN 28, 2018 | ||||
| TICKER: MRVL SECURITY ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tudor Brown | Management | For | For |
| 1.2 | Elect Director Richard S. Hill | Management | For | For |
| 1.3 | Elect Director Oleg Khaykin | Management | For | For |
| 1.4 | Elect Director Bethany Mayer | Management | For | For |
| 1.5 | Elect Director Donna Morris | Management | For | For |
| 1.6 | Elect Director Matthew J. Murphy | Management | For | For |
| 1.7 | Elect Director Michael Strachan | Management | For | For |
| 1.8 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MERCADOLIBRE, INC. MEETING DATE: JUN 15, 2018 | ||||
| TICKER: MELI SECURITY ID: 58733R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicolas Galperin | Management | For | For |
| 1.2 | Elect Director Meyer 'Micky' Malka Rais | Management | For | For |
| 1.3 | Elect Director Javier Olivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Co. S.A. as Auditors | Management | For | For |
| MICRON TECHNOLOGY, INC. MEETING DATE: JAN 17, 2018 | ||||
| TICKER: MU SECURITY ID: 595112103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Patrick J. Byrne | Management | For | For |
| 1.4 | Elect Director Mercedes Johnson | Management | For | For |
| 1.5 | Elect Director Sanjay Mehrotra | Management | For | For |
| 1.6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 1.7 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MICROSOFT CORPORATION MEETING DATE: NOV 29, 2017 | ||||
| TICKER: MSFT SECURITY ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Helmut Panke | Management | For | For |
| 1.8 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.9 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.10 | Elect Director Charles W. Scharf | Management | For | For |
| 1.11 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.12 | Elect Director John W. Stanton | Management | For | For |
| 1.13 | Elect Director John W. Thompson | Management | For | For |
| 1.14 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| MINEBEA MITSUMI INC. MEETING DATE: JUN 28, 2018 | ||||
| TICKER: 6479 SECURITY ID: J42884130 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | For | For |
| 2.1 | Elect Director Kainuma, Yoshihisa | Management | For | For |
| 2.2 | Elect Director Moribe, Shigeru | Management | For | For |
| 2.3 | Elect Director Iwaya, Ryozo | Management | For | For |
| 2.4 | Elect Director Tsuruta, Tetsuya | Management | For | For |
| 2.5 | Elect Director None, Shigeru | Management | For | For |
| 2.6 | Elect Director Uehara, Shuji | Management | For | For |
| 2.7 | Elect Director Kagami, Michiya | Management | For | For |
| 2.8 | Elect Director Aso, Hiroshi | Management | For | For |
| 2.9 | Elect Director Murakami, Koshi | Management | For | For |
| 2.10 | Elect Director Matsumura, Atsuko | Management | For | For |
| 2.11 | Elect Director Matsuoka, Takashi | Management | For | For |
| 3 | Appoint Statutory Auditor Shibasaki, Shinichiro | Management | For | For |
| MONOLITHIC POWER SYSTEMS, INC. MEETING DATE: JUN 14, 2018 | ||||
| TICKER: MPWR SECURITY ID: 609839105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eugen Elmiger | Management | For | For |
| 1.2 | Elect Director Jeff Zhou | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NANYA TECHNOLOGY CORP. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: 2408 SECURITY ID: Y62066108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Amend Trading Procedures Governing Derivatives Products | Management | For | For |
| NETEASE INC. MEETING DATE: SEP 08, 2017 | ||||
| TICKER: NTES SECURITY ID: 64110W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect William Lei Ding as Director | Management | For | For |
| 1b | Elect Alice Cheng as Director | Management | For | For |
| 1c | Elect Denny Lee as Director | Management | For | For |
| 1d | Elect Joseph Tong as Director | Management | For | For |
| 1e | Elect Lun Feng as Director | Management | For | For |
| 1f | Elect Michael Leung as Director | Management | For | For |
| 1g | Elect Michael Tong as Director | Management | For | For |
| 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP as Auditor | Management | For | For |
| NETFLIX, INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: NFLX SECURITY ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard N. Barton | Management | For | For |
| 1b | Elect Director Rodolphe Belmer | Management | For | For |
| 1c | Elect Director Bradford L. Smith | Management | For | For |
| 1d | Elect Director Anne M. Sweeney | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Adopt Compensation Clawback Policy | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 9 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| NEW RELIC, INC. MEETING DATE: AUG 22, 2017 | ||||
| TICKER: NEWR SECURITY ID: 64829B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lewis Cirne | Management | For | For |
| 1.2 | Elect Director Peter Fenton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NINTENDO CO. LTD. MEETING DATE: JUN 28, 2018 | ||||
| TICKER: 7974 SECURITY ID: J51699106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 480 | Management | For | For |
| 2.1 | Elect Director Miyamoto, Shigeru | Management | For | For |
| 2.2 | Elect Director Takahashi, Shinya | Management | For | For |
| 2.3 | Elect Director Furukawa, Shuntaro | Management | For | For |
| 2.4 | Elect Director Shiota, Ko | Management | For | For |
| 2.5 | Elect Director Shibata, Satoru | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Noguchi, Naoki | Management | For | For |
| 3.2 | Elect Director and Audit Committee Member Mizutani, Naoki | Management | For | For |
| 3.3 | Elect Director and Audit Committee Member Umeyama, Katsuhiro | Management | For | For |
| 3.4 | Elect Director and Audit Committee Member Yamazaki, Masao | Management | For | For |
| NUTANIX, INC. MEETING DATE: DEC 18, 2017 | ||||
| TICKER: NTNX SECURITY ID: 67059N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan L. Bostrom | Management | For | For |
| 1b | Elect Director Steven J. Gomo | Management | For | For |
| 1c | Elect Director Jeffrey T. Parks | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NVIDIA CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: NVDA SECURITY ID: 67066G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director Persis S. Drell | Management | For | For |
| 1d | Elect Director James C. Gaither | Management | For | For |
| 1e | Elect Director Jen-Hsun Huang | Management | For | For |
| 1f | Elect Director Dawn Hudson | Management | For | For |
| 1g | Elect Director Harvey C. Jones | Management | For | For |
| 1h | Elect Director Michael G. McCaffery | Management | For | For |
| 1i | Elect Director Mark L. Perry | Management | For | For |
| 1j | Elect Director A. Brooke Seawell | Management | For | For |
| 1k | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| NXP SEMICONDUCTORS NV MEETING DATE: JUN 22, 2018 | ||||
| TICKER: NXPI SECURITY ID: N6596X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Discussion of the Implementation of the Remuneration Policy | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.d | Approve Discharge of Board Members | Management | For | For |
| 3.a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3.b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3.c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | Against |
| 3.d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3.e | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
| 3.f | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
| 3.g | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3.h | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3.i | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 4.a | Approve Conditional Appointment of Steve Mollenkopf as Executive Director | Management | For | For |
| 4.b | Approve Conditional Appointment of George S. Davis as Non-Executive Director | Management | For | For |
| 4.c | Approve Conditional Appointment of Donald J. Rosenberg as Non-Executive Director | Management | For | For |
| 4.d | Approve Conditional Appointment of Brian Modoff as Non-Executive Director | Management | For | For |
| 4.e | Approve Conditional Appointment of Rob ter Haar as Non-Executive Director | Management | For | For |
| 4.f | Approve Conditional Appointment of Steven Perrick as Non-Executive Director | Management | For | For |
| 5.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| 8 | Ratify KPMG as Auditors | Management | For | For |
| OKTA, INC. MEETING DATE: JUN 28, 2018 | ||||
| TICKER: OKTA SECURITY ID: 679295105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Todd McKinnon | Management | For | For |
| 1.2 | Elect Director Michael Kourey | Management | For | For |
| 1.3 | Elect Director Michael Stankey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PANDORA MEDIA, INC. MEETING DATE: AUG 07, 2017 | ||||
| TICKER: P SECURITY ID: 698354107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jason Hirschhorn | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| PAYLOCITY HOLDING CORPORATION MEETING DATE: DEC 08, 2017 | ||||
| TICKER: PCTY SECURITY ID: 70438V106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven I. Sarowitz | Management | For | For |
| 1.2 | Elect Director Ellen Carnahan | Management | For | For |
| 1.3 | Elect Director Jeffrey T. Diehl | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PAYPAL HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: PYPL SECURITY ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Wences Casares | Management | For | For |
| 1c | Elect Director Jonathan Christodoro | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Belinda J. Johnson | Management | For | For |
| 1g | Elect Director Gail J. McGovern | Management | For | For |
| 1h | Elect Director David M. Moffett | Management | For | For |
| 1i | Elect Director Ann M. Sarnoff | Management | For | For |
| 1j | Elect Director Daniel H. Schulman | Management | For | For |
| 1k | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Against |
| 8 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Against |
| PAYSAFE GROUP PLC MEETING DATE: SEP 26, 2017 | ||||
| TICKER: PAYS SECURITY ID: G6963K100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | Against |
| 2 | Authorise Ratification of Approved Resolutions | Management | For | Against |
| 3 | Approve Management Arrangements | Management | For | Against |
| 4 | Approve Re-registration of the Company as a Private Company by the Name of Paysafe Group Limited; Adopt Memorandum and Articles of Association | Management | For | Against |
| PAYSAFE GROUP PLC MEETING DATE: SEP 26, 2017 | ||||
| TICKER: PAYS SECURITY ID: G6963K100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | Against |
| PRIMAX ELECTRONICS LTD. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: 4915 SECURITY ID: Y7080U112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5.1 | Elect LIANG, LI-SHENG with SHAREHOLDER NO.1 as Non-independent Director | Management | For | Against |
| 5.2 | Elect YANG, HAI-HUNG with SHAREHOLDER NO.5 as Non-independent Director | Management | For | Against |
| 5.3 | Elect YANG, TZE-TING with SHAREHOLDER NO.79 as Non-independent Director | Management | For | Against |
| 5.4 | Elect PAN, YUNG-TAI with SHAREHOLDER NO.53 as Non-independent Director | Management | For | Against |
| 5.5 | Elect PAN, YUNG-CHUNG with SHAREHOLDER NO.52 as Non-independent Director | Management | For | Against |
| 5.6 | Elect CHEN, JIE-CHI with SHAREHOLDER NO.64666, a Representative of SUNSHINE COAST SERVICES LIMITED, as Non-independent Director | Management | For | Against |
| 5.7 | Elect KU, TAI-JAU with SHAREHOLDER NO.J100037XXX as Independent Director | Management | For | For |
| 5.8 | Elect CHENG, CHIH-KAI with SHAREHOLDER NO.A104145XXX as Independent Director | Management | For | For |
| 5.9 | Elect CHEN, SU JEN with SHAREHOLDER NO.A220547XXX as Independent Director | Management | For | For |
| 6 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Management | For | For |
| PTC INC. MEETING DATE: MAR 08, 2018 | ||||
| TICKER: PTC SECURITY ID: 69370C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.2 | Elect Director Phillip M. Fernandez | Management | For | For |
| 1.3 | Elect Director Donald K. Grierson | Management | For | For |
| 1.4 | Elect Director James E. Heppelmann | Management | For | For |
| 1.5 | Elect Director Klaus Hoehn | Management | For | For |
| 1.6 | Elect Director Paul A. Lacy | Management | For | For |
| 1.7 | Elect Director Corinna Lathan | Management | For | For |
| 1.8 | Elect Director Robert P. Schechter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| QUALCOMM INCORPORATED MEETING DATE: MAR 23, 2018 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Jeffrey W. Henderson | Management | For | Withhold |
| 1.3 | Elect Director Thomas W. Horton | Management | For | Withhold |
| 1.4 | Elect Director Paul E. Jacobs | Management | For | Withhold |
| 1.5 | Elect Director Ann M. Livermore | Management | For | For |
| 1.6 | Elect Director Harish Manwani | Management | For | For |
| 1.7 | Elect Director Mark D. McLaughlin | Management | For | For |
| 1.8 | Elect Director Steve Mollenkopf | Management | For | Withhold |
| 1.9 | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1.10 | Elect Director Francisco Ros | Management | For | For |
| 1.11 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | For |
| 8 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Director Samih Elhage | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director David G. Golden | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Veronica M. Hagen | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Julie A. Hill | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director John H. Kispert | Shareholder | For | Did Not Vote |
| 1.6 | Elect Director Harry L. You | Shareholder | For | Did Not Vote |
| 2 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | For | Did Not Vote |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | None | Did Not Vote |
| 6 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | Did Not Vote |
| 7 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | Did Not Vote |
| 8 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | Did Not Vote |
| REALPAGE, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: RP SECURITY ID: 75606N109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.2 | Elect Director Jeffrey T. Leeds | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| RELO GROUP INC. MEETING DATE: JUN 26, 2018 | ||||
| TICKER: 8876 SECURITY ID: J6436W118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sasada, Masanori | Management | For | For |
| 1.2 | Elect Director Nakamura, Kenichi | Management | For | For |
| 1.3 | Elect Director Kadota, Yasushi | Management | For | For |
| 1.4 | Elect Director Koshinaga, Kenji | Management | For | For |
| 1.5 | Elect Director Shimizu, Yasuji | Management | For | For |
| 1.6 | Elect Director Kawano, Takeshi | Management | For | For |
| 1.7 | Elect Director Onogi, Takashi | Management | For | For |
| 1.8 | Elect Director Udagawa, Kazuya | Management | For | For |
| 2 | Approve Compensation Ceiling for Directors | Management | For | For |
| RENESAS ELECTRONICS CORPORATION MEETING DATE: MAR 29, 2018 | ||||
| TICKER: 6723 SECURITY ID: J4881U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tsurumaru, Tetsuya | Management | For | For |
| 1.2 | Elect Director Kure, Bunsei | Management | For | For |
| 1.3 | Elect Director Shibata, Hidetoshi | Management | For | For |
| 1.4 | Elect Director Toyoda, Tetsuro | Management | For | For |
| 1.5 | Elect Director Iwasaki, Jiro | Management | For | For |
| 2.1 | Appoint Statutory Auditor Yamazaki, Kazuyoshi | Management | For | For |
| 2.2 | Appoint Statutory Auditor Yamamoto, Noboru | Management | For | For |
| 3 | Approve Compensation Ceiling for Directors | Management | For | For |
| SALESFORCE.COM, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: CRM SECURITY ID: 79466L302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc Benioff | Management | For | For |
| 1b | Elect Director Keith Block | Management | For | For |
| 1c | Elect Director Craig Conway | Management | For | For |
| 1d | Elect Director Alan Hassenfeld | Management | For | For |
| 1e | Elect Director Neelie Kroes | Management | For | For |
| 1f | Elect Director Colin Powell | Management | For | For |
| 1g | Elect Director Sanford Robertson | Management | For | For |
| 1h | Elect Director John V. Roos | Management | For | For |
| 1i | Elect Director Bernard Tyson | Management | For | For |
| 1j | Elect Director Robin Washington | Management | For | For |
| 1k | Elect Director Maynard Webb | Management | For | For |
| 1l | Elect Director Susan Wojcicki | Management | For | For |
| 2 | Amend Right to Call Special Meeting | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 7 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
| SCREEN HOLDINGS CO., LTD. MEETING DATE: JUN 26, 2018 | ||||
| TICKER: 7735 SECURITY ID: J6988U114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 110 | Management | For | For |
| 2.1 | Elect Director Kakiuchi, Eiji | Management | For | For |
| 2.2 | Elect Director Minamishima, Shin | Management | For | For |
| 2.3 | Elect Director Oki, Katsutoshi | Management | For | For |
| 2.4 | Elect Director Nadahara, Soichi | Management | For | For |
| 2.5 | Elect Director Kondo, Yoichi | Management | For | For |
| 2.6 | Elect Director Ando, Kimito | Management | For | For |
| 2.7 | Elect Director Murayama, Shosaku | Management | For | For |
| 2.8 | Elect Director Saito, Shigeru | Management | For | For |
| 2.9 | Elect Director Yoda, Makoto | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Kikkawa, Tetsuo | Management | For | For |
| SEMTECH CORPORATION MEETING DATE: JUN 14, 2018 | ||||
| TICKER: SMTC SECURITY ID: 816850101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James P. Burra | Management | For | For |
| 1.2 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.3 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.4 | Elect Director Ye Jane Li | Management | For | For |
| 1.5 | Elect Director James T. Lindstrom | Management | For | For |
| 1.6 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.7 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.8 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SERVICENOW, INC. MEETING DATE: JUN 19, 2018 | ||||
| TICKER: NOW SECURITY ID: 81762P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan L. Bostrom | Management | For | For |
| 1b | Elect Director Jonathan C. Chadwick | Management | For | For |
| 1c | Elect Director Frederic B. Luddy | Management | For | For |
| 1d | Elect Director Jeffrey A. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| SILICON LABORATORIES INC. MEETING DATE: APR 19, 2018 | ||||
| TICKER: SLAB SECURITY ID: 826919102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director G. Tyson Tuttle | Management | For | For |
| 1B | Elect Director Sumit Sadana | Management | For | For |
| 1C | Elect Director Gregg Lowe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SILICON MOTION TECHNOLOGY CORPORATION MEETING DATE: SEP 27, 2017 | ||||
| TICKER: SIMO SECURITY ID: 82706C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lien-Chun Liu as Director | Management | For | For |
| 2 | Approve Appointment of Deloitte & Touche as Independent Auditor | Management | For | For |
| SINO-AMERICAN SILICON PRODUCTS INC MEETING DATE: JUN 26, 2018 | ||||
| TICKER: 5483 SECURITY ID: Y8022X107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Statement of Profit and Loss Appropriation | Management | For | For |
| 3 | Approve Cash Distribution from Capital Reserve | Management | For | For |
| 4 | Approve Issuance of Marketable Securities via Public Offering or Private Placement | Management | For | Against |
| 5 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 6 | Amendments to Trading Procedures Governing Derivatives Products | Management | For | For |
| SK MATERIALS CO. LTD. MEETING DATE: MAR 29, 2018 | ||||
| TICKER: A036490 SECURITY ID: Y806AM103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Elect Jang Yong-ho as Inside Director | Management | For | Against |
| 3.2 | Elect Lee Yong-wook as Inside Director | Management | For | Against |
| 3.3 | Elect Tak Yong-seok as Outside Director | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| 6 | Approve Terms of Retirement Pay | Management | For | For |
| 7 | Approve Stock Option Grants | Management | For | For |
| SMS CO., LTD. MEETING DATE: JUN 21, 2018 | ||||
| TICKER: 2175 SECURITY ID: J7568Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Goto, Natsuki | Management | For | For |
| 3.2 | Elect Director Sugizaki, Masato | Management | For | For |
| 4.1 | Elect Director and Audit Committee Member Goto, Tadaharu | Management | For | For |
| 4.2 | Elect Director and Audit Committee Member Matsubayashi, Tomoki | Management | For | Against |
| 4.3 | Elect Director and Audit Committee Member Ito, Koichiro | Management | For | For |
| 5 | Elect Alternate Director and Audit Committee Member Yano, Takuya | Management | For | For |
| SOULBRAIN CO. LTD. MEETING DATE: MAR 30, 2018 | ||||
| TICKER: A036830 SECURITY ID: Y8076W112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Kang Byeong-chang as Inside Director | Management | For | Against |
| 2.2 | Elect Jeong Seok-ho as Inside Director | Management | For | Against |
| 2.3 | Elect Jeong Ji-wan as Inside Director | Management | For | Against |
| 2.4 | Elect Seo Byeong-moon as Outside Director | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| SPLUNK INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: SPLK SECURITY ID: 848637104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sara Baack | Management | For | For |
| 1b | Elect Director Douglas Merritt | Management | For | For |
| 1c | Elect Director Graham Smith | Management | For | For |
| 1d | Elect Director Godfrey Sullivan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SQUARE, INC. MEETING DATE: JUN 19, 2018 | ||||
| TICKER: SQ SECURITY ID: 852234103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randy Garutti | Management | For | For |
| 1.2 | Elect Director Mary Meeker | Management | For | For |
| 1.3 | Elect Director Naveen Rao | Management | For | For |
| 1.4 | Elect Director Lawrence Summers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SS&C TECHNOLOGIES HOLDINGS, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: SSNC SECURITY ID: 78467J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jonathan E. Michael | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. MEETING DATE: SEP 15, 2017 | ||||
| TICKER: TTWO SECURITY ID: 874054109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Strauss Zelnick | Management | For | For |
| 1.2 | Elect Director Robert A. Bowman | Management | For | For |
| 1.3 | Elect Director Michael Dornemann | Management | For | For |
| 1.4 | Elect Director J Moses | Management | For | For |
| 1.5 | Elect Director Michael Sheresky | Management | For | For |
| 1.6 | Elect Director LaVerne Srinivasan | Management | For | For |
| 1.7 | Elect Director Susan Tolson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TENCENT HOLDINGS LTD. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: 700 SECURITY ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Li Dong Sheng as Director | Management | For | Against |
| 3b | Elect Iain Ferguson Bruce as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TESLA, INC. MEETING DATE: MAR 21, 2018 | ||||
| TICKER: TSLA SECURITY ID: 88160R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Stock Option Grant to Elon Musk | Management | For | For |
| TESLA, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: TSLA SECURITY ID: 88160R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Antonio Gracias | Management | For | For |
| 1.2 | Elect Director James Murdoch | Management | For | For |
| 1.3 | Elect Director Kimbal Musk | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| THE ULTIMATE SOFTWARE GROUP, INC. MEETING DATE: MAY 14, 2018 | ||||
| TICKER: ULTI SECURITY ID: 90385D107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc D. Scherr | Management | For | For |
| 1b | Elect Director James A. FitzPatrick, Jr. | Management | For | For |
| 1c | Elect Director Rick A. Wilber | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| TOKYO OHKA KOGYO CO. LTD. MEETING DATE: MAR 29, 2018 | ||||
| TICKER: 4186 SECURITY ID: J87430104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 32 | Management | For | For |
| 2.1 | Elect Director Akutsu, Ikuo | Management | For | For |
| 2.2 | Elect Director Sato, Harutoshi | Management | For | For |
| 2.3 | Elect Director Mizuki, Kunio | Management | For | For |
| 2.4 | Elect Director Tokutake, Nobuo | Management | For | For |
| 2.5 | Elect Director Yamada, Keiichi | Management | For | For |
| 2.6 | Elect Director Taneichi, Noriaki | Management | For | For |
| 2.7 | Elect Director Kurimoto, Hiroshi | Management | For | For |
| 2.8 | Elect Director Sekiguchi, Noriko | Management | For | For |
| 3 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| TRIMBLE INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: TRMB SECURITY ID: 896239100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director Kaigham (Ken) Gabriel | Management | For | For |
| 1.3 | Elect Director Merit E. Janow | Management | For | For |
| 1.4 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.5 | Elect Director Meaghan Lloyd | Management | For | For |
| 1.6 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.7 | Elect Director Mark S. Peek | Management | For | For |
| 1.8 | Elect Director Johan Wibergh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WORKDAY, INC. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: WDAY SECURITY ID: 98138H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aneel Bhusri | Management | For | For |
| 1.2 | Elect Director David A. Duffield | Management | For | For |
| 1.3 | Elect Director Lee J. Styslinger, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| YANDEX NV MEETING DATE: JUN 28, 2018 | ||||
| TICKER: YNDX SECURITY ID: N97284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve to Extend the Period for Preparing the Annual Account for the Financial Year 2017 | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4 | Reelect John Boynton as Non-Executive Director | Management | For | For |
| 5 | Reelect Esther Dyson as Non-Executive Director | Management | For | For |
| 6 | Elect Ilya A. Strebulaev as Non-Executive Director | Management | For | For |
| 7 | Approve Cancellation of Outstanding Class C Shares | Management | For | For |
| 8 | Ratify KPMG as Auditors | Management | For | For |
| 9 | Grant Board Authority to Issue Ordinary and Preference Shares | Management | For | Against |
| 10 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9 | Management | For | Against |
| 11 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| ZENDESK, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: ZEN SECURITY ID: 98936J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michelle Wilson | Management | For | For |
| 1b | Elect Director Hilarie Koplow-McAdams | Management | For | For |
| 1c | Elect Director Caryn Marooney | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT TELECOMMUNICATIONS PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AKAMAI TECHNOLOGIES, INC. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: AKAM SECURITY ID: 00971T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jill Greenthal | Management | For | For |
| 1.2 | Elect Director Daniel Hesse | Management | For | For |
| 1.3 | Elect Director F. Thomson Leighton | Management | For | For |
| 1.4 | Elect Director William Wagner | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALTICE NV MEETING DATE: MAY 18, 2018 | ||||
| TICKER: ATC SECURITY ID: N0R25F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Discuss Remuneration Policy for Management Board Members | Management | None | None |
| 3 | Adopt Annual Accounts for Financial Year 2017 | Management | For | For |
| 4 | Approve Discharge of Executive Board Members | Management | For | For |
| 5 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 6 | Approve Separation of the U.S. Business from the Company Through Special Dividend | Management | For | For |
| 7.a | Amend Articles of Association and Execute the Deed of Amendment to Implement Amendment 1 | Management | For | For |
| 7.b | Amend Articles of Association and Execute the Deed of Amendment to Implement Amendment 2 | Management | For | For |
| 8 | Elect Patrick Drahi as Executive Director | Management | For | For |
| 9.a | Approve Executive Annual Cash Bonus Plan | Management | For | For |
| 9.b | Approve Remuneration of Patrick Drahi | Management | For | For |
| 9.c | Amend Remuneration of Dexter Goei | Management | For | Against |
| 9.d | Amend Remuneration of Dennis Okhuijsen | Management | For | Against |
| 9.e | Approve Stock Option Plan | Management | For | Against |
| 9.f | Approve Long-Term Incentive Plan | Management | For | Against |
| 10 | Approve Remuneration of Michel Combes | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Proposal to Cancel Shares the Company Holds in its Own Capital | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| ALTICE NV MEETING DATE: JUN 11, 2018 | ||||
| TICKER: ATC SECURITY ID: N0R25F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Discuss Treatment of Stock Options in Relation to the Separation of the U.S. Business from the Company | Management | None | None |
| 2.b | Amend Remuneration of Patrick Drahi | Management | For | For |
| 2.c | Amend Remuneration of Dexter Goei | Management | For | For |
| 2.d | Amend Remuneration of Dennis Okhuijsen | Management | For | For |
| 3 | Amend Remuneration of Michel Combes | Management | For | For |
| 4 | Other Business (Non-Voting) | Management | None | None |
| 5 | Close Meeting | Management | None | None |
| AMERICAN TOWER CORPORATION MEETING DATE: MAY 23, 2018 | ||||
| TICKER: AMT SECURITY ID: 03027X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Robert D. Hormats | Management | For | For |
| 1d | Elect Director Grace D. Lieblein | Management | For | For |
| 1e | Elect Director Craig Macnab | Management | For | For |
| 1f | Elect Director JoAnn A. Reed | Management | For | For |
| 1g | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1h | Elect Director David E. Sharbutt | Management | For | For |
| 1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1j | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AT&T INC. MEETING DATE: APR 27, 2018 | ||||
| TICKER: T SECURITY ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Joyce M. Roche | Management | For | For |
| 1.10 | Elect Director Matthew K. Rose | Management | For | For |
| 1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ATN INTERNATIONAL, INC. MEETING DATE: JUN 12, 2018 | ||||
| TICKER: ATNI SECURITY ID: 00215F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin L. Budd | Management | For | For |
| 1b | Elect Director Bernard J. Bulkin | Management | For | For |
| 1c | Elect Director Michael T. Flynn | Management | For | For |
| 1d | Elect Director Richard J. Ganong | Management | For | For |
| 1e | Elect Director John C. Kennedy | Management | For | For |
| 1f | Elect Director Liane J. Pelletier | Management | For | For |
| 1g | Elect Director Michael T. Prior | Management | For | For |
| 1h | Elect Director Charles J. Roesslein | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CENTURYLINK, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: CTL SECURITY ID: 156700106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martha H. Bejar | Management | For | For |
| 1.2 | Elect Director Virginia Boulet | Management | For | For |
| 1.3 | Elect Director Peter C. Brown | Management | For | For |
| 1.4 | Elect Director Kevin P. Chilton | Management | For | For |
| 1.5 | Elect Director Steven T. Clontz | Management | For | For |
| 1.6 | Elect Director T. Michael Glenn | Management | For | For |
| 1.7 | Elect Director W. Bruce Hanks | Management | For | For |
| 1.8 | Elect Director Mary L. Landrieu | Management | For | For |
| 1.9 | Elect Director Harvey P. Perry | Management | For | For |
| 1.10 | Elect Director Glen F. Post, III | Management | For | For |
| 1.11 | Elect Director Michael J. Roberts | Management | For | For |
| 1.12 | Elect Director Laurie A. Siegel | Management | For | For |
| 1.13 | Elect Director Jeffrey K. Storey | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5a | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5b | Report on Company's Billing Practices | Shareholder | Against | Against |
| CINCINNATI BELL INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: CBB SECURITY ID: 171871502 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Phillip R. Cox | Management | For | For |
| 1.2 | Elect Director John W. Eck | Management | For | For |
| 1.3 | Elect Director Leigh R. Fox | Management | For | For |
| 1.4 | Elect Director Jakki L. Haussler | Management | For | For |
| 1.5 | Elect Director Craig F. Maier | Management | For | For |
| 1.6 | Elect Director Russel P. Mayer | Management | For | For |
| 1.7 | Elect Director Theodore H. Torbeck | Management | For | For |
| 1.8 | Elect Director Lynn A. Wentworth | Management | For | For |
| 1.9 | Elect Director Martin J. Yudkovitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Provide Proxy Access Right | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Director James Chadwick | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Matthew Goldfarb | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Justyn R. Putnam | Shareholder | For | Did Not Vote |
| 1.4 | Management Nominee Phillip R. Cox | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee John W. Eck | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee Leigh R. Fox | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee Jakki L. Haussler | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee Lynn A. Wentworth | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee Martin J. Yudkovitz | Shareholder | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 3 | Provide Proxy Access Right | Management | None | Did Not Vote |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
| COGENT COMMUNICATIONS HOLDINGS, INC. MEETING DATE: MAY 02, 2018 | ||||
| TICKER: CCOI SECURITY ID: 19239V302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dave Schaeffer | Management | For | For |
| 1.2 | Elect Director Steven D. Brooks | Management | For | For |
| 1.3 | Elect Director Timothy Weingarten | Management | For | For |
| 1.4 | Elect Director Richard T. Liebhaber | Management | For | For |
| 1.5 | Elect Director D. Blake Bath | Management | For | For |
| 1.6 | Elect Director Marc Montagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMCAST CORPORATION MEETING DATE: JUN 11, 2018 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. MEETING DATE: APR 30, 2018 | ||||
| TICKER: CNSL SECURITY ID: 209034107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard A. Lumpkin | Management | For | For |
| 1.2 | Elect Director Timothy D. Taron | Management | For | For |
| 1.3 | Elect Director Wayne Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| DISH NETWORK CORPORATION MEETING DATE: MAY 07, 2018 | ||||
| TICKER: DISH SECURITY ID: 25470M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George R. Brokaw | Management | For | For |
| 1.2 | Elect Director James DeFranco | Management | For | For |
| 1.3 | Elect Director Cantey M. Ergen | Management | For | For |
| 1.4 | Elect Director Charles W. Ergen | Management | For | For |
| 1.5 | Elect Director Charles M. Lillis | Management | For | For |
| 1.6 | Elect Director Afshin Mohebbi | Management | For | For |
| 1.7 | Elect Director David K. Moskowitz | Management | For | For |
| 1.8 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.9 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| DYCOM INDUSTRIES, INC. MEETING DATE: NOV 21, 2017 | ||||
| TICKER: DY SECURITY ID: 267475101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dwight B. Duke | Management | For | For |
| 1b | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| FRONTIER COMMUNICATIONS CORPORATION MEETING DATE: MAY 09, 2018 | ||||
| TICKER: FTR SECURITY ID: 35906A306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
| 1b | Elect Director Peter C.B. Bynoe | Management | For | For |
| 1c | Elect Director Diana S. Ferguson | Management | For | For |
| 1d | Elect Director Edward Fraioli | Management | For | For |
| 1e | Elect Director Daniel J. McCarthy | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1h | Elect Director Howard L. Schrott | Management | For | For |
| 1i | Elect Director Mark Shapiro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GCI LIBERTY, INC. MEETING DATE: MAY 07, 2018 | ||||
| TICKER: GLIBA SECURITY ID: 36164V305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| GCI LIBERTY, INC. MEETING DATE: MAY 07, 2018 | ||||
| TICKER: GLIBA SECURITY ID: 36164V503 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| GCI LIBERTY, INC. MEETING DATE: JUN 25, 2018 | ||||
| TICKER: GLIBA SECURITY ID: 36164V305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Malone | Management | For | For |
| 1.2 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.3 | Elect Director Ronald A. Duncan | Management | For | For |
| 1.4 | Elect Director Gregg L. Engles | Management | For | For |
| 1.5 | Elect Director Donne F. Fisher | Management | For | For |
| 1.6 | Elect Director Richard R. Green | Management | For | For |
| 1.7 | Elect Director Sue Ann Hamilton | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| GENERAL COMMUNICATION, INC. MEETING DATE: FEB 02, 2018 | ||||
| TICKER: GNCMA SECURITY ID: 369385109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reorganization Agreement | Management | For | For |
| 2 | Approve the Adoption of the Restated GCI Liberty, Inc. Articles | Management | For | For |
| 3 | Issue Shares in Connection with Reorganization Agreement | Management | For | For |
| 4 | Advisory Vote on Golden Parachutes | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| GLOBALSTAR, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: GSAT SECURITY ID: 378973408 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William A. Hasler | Management | For | For |
| 1b | Elect Director James Monroe, III | Management | For | For |
| 1c | Elect Director Kenneth M. Young | Management | For | For |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| ILIAD MEETING DATE: MAY 16, 2018 | ||||
| TICKER: ILD SECURITY ID: F4958P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.68 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Transaction with NJJ Re: Minority Stake in Eir | Management | For | For |
| 6 | Approve Transaction with NJJ Re: Preferential Right | Management | For | For |
| 7 | Reelect Maxime Lombardini as Director | Management | For | For |
| 8 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 9 | Acknowledge End of Mandate of Etienne Boris Alternate Auditor and Decision Not to Renew | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 210,000 | Management | For | For |
| 11 | Approve Compensation of Cyril Poidatz, Chairman of the Board | Management | For | For |
| 12 | Approve Compensation of Maxime Lombardini, CEO | Management | For | For |
| 13 | Approve Compensation of Xavier Niel, Vice-CEO | Management | For | For |
| 14 | Approve Compensation of Rani Assaf, Vice-CEO | Management | For | For |
| 15 | Approve Compensation of Antoine Levavasseur, Vice-CEO | Management | For | For |
| 16 | Approve Compensation of Thomas Reynaud, Vice-CEO | Management | For | For |
| 17 | Approve Compensation of Alexis Bidinot, Vice-CEO | Management | For | For |
| 18 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 19 | Approve Remuneration Policy of CEO | Management | For | For |
| 20 | Approve Remuneration Policy of Vice-CEOs | Management | For | Against |
| 21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 22 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 24 | Amend Article 22 of Bylaws to Comply with Legal Changes Re: Auditors | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| IRIDIUM COMMUNICATIONS INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: IRDM SECURITY ID: 46269C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.2 | Elect Director Thomas C. Canfield | Management | For | For |
| 1.3 | Elect Director Matthew J. Desch | Management | For | For |
| 1.4 | Elect Director Thomas J. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Jane L. Harman | Management | For | For |
| 1.6 | Elect Director Alvin B. Krongard | Management | For | For |
| 1.7 | Elect Director Eric T. Olson | Management | For | For |
| 1.8 | Elect Director Steven B. Pfeiffer | Management | For | For |
| 1.9 | Elect Director Parker W. Rush | Management | For | For |
| 1.10 | Elect Director Henrik O. Schliemann | Management | For | For |
| 1.11 | Elect Director S. Scott Smith | Management | For | For |
| 1.12 | Elect Director Barry J. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LIBERTY BROADBAND CORPORATION MEETING DATE: MAY 24, 2018 | ||||
| TICKER: LBRDK SECURITY ID: 530307107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director J. David Wargo | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| MILLICOM INTERNATIONAL CELLULAR S.A. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: MIIC.F SECURITY ID: L6388F110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Appoint Alexander Koch as Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | Management | For | Did Not Vote |
| 2 | Receive and Board's and Auditor's Reports | Management | None | None |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income | Management | For | Did Not Vote |
| 5 | Approve Dividends of USD 2.64 per Share | Management | For | Did Not Vote |
| 6 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 7 | Fix Number of Directors at Eight | Management | For | Did Not Vote |
| 8 | Reelect Tom Boardman as Director | Management | For | Did Not Vote |
| 9 | Reelect Odilon Almeida as Director | Management | For | Did Not Vote |
| 10 | Reelect Janet Davidson as Director | Management | For | Did Not Vote |
| 11 | Reelect Tomas Eliasson as Director | Management | For | Did Not Vote |
| 12 | Reelect Anders Jensen as Director | Management | For | Did Not Vote |
| 13 | Reelect Jose Antonio Rios Garcia as Director | Management | For | Did Not Vote |
| 14 | Reelect Roger Sole Rafols as Director | Management | For | Did Not Vote |
| 15 | Elect Lars-Ake Norling as Director | Management | For | Did Not Vote |
| 16 | Reelect Tom Boardman as Board Chairman | Management | For | Did Not Vote |
| 17 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 18 | Renew Appointment of Ernst & Young as Auditor | Management | For | Did Not Vote |
| 19 | Approve Procedure on Appointment of Nomination Committee and Determination of Assignment of Nomination Committee | Management | For | Did Not Vote |
| 20 | Approve Share Repurchase | Management | For | Did Not Vote |
| 21 | Approve Guidelines for Remuneration to Senior Management | Management | For | Did Not Vote |
| 22 | Approve Restricted Stock Plan or Executive and Senior Management | Management | For | Did Not Vote |
| 1 | Appoint Alexander Koch as Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | Management | For | Did Not Vote |
| 2 | Authorize Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights and Amend Article 5, Paragraph 4 Accordingly | Management | For | Did Not Vote |
| 3 | Authorize Board to Exclude Preemptive Rights from Share Issuances and Amend Article 5, Paragraph 3 Accordingly | Management | For | Did Not Vote |
| 4 | Amendment and Full Restatement of the Articles of Association | Management | For | Did Not Vote |
| ORBCOMM INC. MEETING DATE: APR 18, 2018 | ||||
| TICKER: ORBC SECURITY ID: 68555P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerome B. Eisenberg | Management | For | For |
| 1.2 | Elect Director Marco Fuchs | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PANDORA MEDIA, INC. MEETING DATE: MAY 21, 2018 | ||||
| TICKER: P SECURITY ID: 698354107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger Faxon | Management | For | For |
| 1.2 | Elect Director Timothy Leiweke | Management | For | For |
| 1.3 | Elect Director Mickie Rosen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Amend Certificate of Incorporation to Remove Foreign Stock Ownership Restrictions | Management | For | For |
| QORVO, INC. MEETING DATE: AUG 08, 2017 | ||||
| TICKER: QRVO SECURITY ID: 74736K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director Charles Scott Gibson | Management | For | For |
| 1.6 | Elect Director John R. Harding | Management | For | For |
| 1.7 | Elect Director David H. Y. Ho | Management | For | For |
| 1.8 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.9 | Elect Director Walden C. Rhines | Management | For | For |
| 1.10 | Elect Director Susan L. Spradley | Management | For | For |
| 1.11 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| QUANTENNA COMMUNICATIONS, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: QTNA SECURITY ID: 74766D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glenda Dorchak | Management | For | For |
| 1.2 | Elect Director Edwin 'Ned' B. Hooper, III | Management | For | For |
| 1.3 | Elect Director John Scull | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SHENANDOAH TELECOMMUNICATIONS COMPANY MEETING DATE: MAY 01, 2018 | ||||
| TICKER: SHEN SECURITY ID: 82312B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas A. Beckett | Management | For | For |
| 1.2 | Elect Director Richard L. Koontz, Jr. | Management | For | For |
| 1.3 | Elect Director Leigh Ann Schultz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SPRINT CORPORATION MEETING DATE: AUG 03, 2017 | ||||
| TICKER: S SECURITY ID: 85207U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gordon Bethune | Management | For | For |
| 1.2 | Elect Director Marcelo Claure | Management | For | For |
| 1.3 | Elect Director Patrick Doyle | Management | For | For |
| 1.4 | Elect Director Ronald Fisher | Management | For | For |
| 1.5 | Elect Director Julius Genachowski | Management | For | For |
| 1.6 | Elect Director Michael Mullen | Management | For | For |
| 1.7 | Elect Director Masayoshi Son | Management | For | For |
| 1.8 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| T-MOBILE US, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: TMUS SECURITY ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.2 | Elect Director Srikant M. Datar | Management | For | For |
| 1.3 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.4 | Elect Director Timotheus Hottges | Management | For | For |
| 1.5 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.6 | Elect Director Raphael Kubler | Management | For | For |
| 1.7 | Elect Director Thorsten Langheim | Management | For | For |
| 1.8 | Elect Director John J. Legere | Management | For | For |
| 1.9 | Elect Director G. Michael (Mike) Sievert | Management | For | For |
| 1.10 | Elect Director Olaf Swantee | Management | For | For |
| 1.11 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.12 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| TELEPHONE AND DATA SYSTEMS, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: TDS SECURITY ID: 879433829 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clarence A. Davis | Management | For | For |
| 1.2 | Elect Director Kimberly D. Dixon | Management | For | For |
| 1.3 | Elect Director Mitchell H. Saranow | Management | For | For |
| 1.4 | Elect Director Gary L. Sugarman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| TIM PARTICIPACOES S.A. MEETING DATE: APR 19, 2018 | ||||
| TICKER: TIMP3 SECURITY ID: 88706P205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Ratify Election of Mario Di Mauro as Director | Management | For | For |
| 4 | Ratify Election of Joao Cox Neto as Director | Management | For | For |
| 5 | Ratify Election of Celso Luis Loducca as Director | Management | For | For |
| 6 | Ratify Election of Piergiorgio Peluso as Director | Management | For | For |
| 7 | Elect Agostino Nuzzolo as Director | Management | For | For |
| 8 | Elect Raimondo Zizza as Director | Management | For | For |
| 9 | Elect Giovanni Ferigo as Director | Management | For | For |
| 10 | Fix Number of Fiscal Council Members | Management | For | For |
| 11 | Elect Fiscal Council Members | Management | For | For |
| 12 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | Management | None | Against |
| 13 | Approve Remuneration of Company's Management and Fiscal Council Members | Management | For | Abstain |
| 1 | Approve Prolonging of Cooperation and Support Agreement between Telecom Italia S.p.A and TIM Celular S.A. and Intelig Telecomunicacoes Ltda | Management | For | For |
| 2 | Approve Long-Term Incentive Plan | Management | For | For |
| UNITED STATES CELLULAR CORPORATION MEETING DATE: MAY 22, 2018 | ||||
| TICKER: USM SECURITY ID: 911684108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Samuel Crowley | Management | For | For |
| 1.2 | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1.3 | Elect Director Cecelia D. Stewart | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: VZ SECURITY ID: 92343V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Richard L. Carrion | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.8 | Elect Director Rodney E. Slater | Management | For | For |
| 1.9 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.10 | Elect Director Gregory D. Wasson | Management | For | For |
| 1.11 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Clawback of Incentive Payments | Shareholder | Against | Against |
| 9 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
| VONAGE HOLDINGS CORP. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: VG SECURITY ID: 92886T201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey A. Citron | Management | For | For |
| 1b | Elect Director Naveen Chopra | Management | For | For |
| 1c | Elect Director Stephen Fisher | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| WINDSTREAM HOLDINGS, INC. MEETING DATE: MAY 21, 2018 | ||||
| TICKER: WIN SECURITY ID: 97382A200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel E. Beall, III | Management | For | For |
| 1b | Elect Director Jeannie Diefenderfer | Management | For | For |
| 1c | Elect Director Jeffrey T. Hinson | Management | For | For |
| 1d | Elect Director William G. LaPerch | Management | For | For |
| 1e | Elect Director Julie A. Shimer | Management | For | For |
| 1f | Elect Director Michael G. Stoltz | Management | For | For |
| 1g | Elect Director Tony Thomas | Management | For | For |
| 1h | Elect Director Walter L. Turek | Management | For | For |
| 1i | Elect Director Alan L. Wells | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend NOL Rights Plan | Management | For | Against |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ZAYO GROUP HOLDINGS, INC. MEETING DATE: NOV 02, 2017 | ||||
| TICKER: ZAYO SECURITY ID: 98919V105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phil Canfield | Management | For | For |
| 1.2 | Elect Director Steve Kaplan | Management | For | For |
| 1.3 | Elect Director Linda Rottenberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT TRANSPORTATION PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AIR TRANSPORT SERVICES GROUP, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: ATSG SECURITY ID: 00922R105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Baudouin | Management | For | For |
| 1b | Elect Director Raymond E. Johns, Jr. | Management | For | For |
| 1c | Elect Director Joseph C. Hete | Management | For | For |
| 1d | Elect Director Randy D. Rademacher | Management | For | For |
| 1e | Elect Director J. Christopher Teets | Management | For | For |
| 1f | Elect Director Jeffrey J. Vorholt | Management | For | For |
| 2 | Approve Increase in Size of Board | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Adjourn Meeting | Management | For | For |
| ALASKA AIR GROUP, INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: ALK SECURITY ID: 011659109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patricia M. Bedient | Management | For | For |
| 1b | Elect Director James A. Beer | Management | For | For |
| 1c | Elect Director Marion C. Blakey | Management | For | For |
| 1d | Elect Director Phyllis J. Campbell | Management | For | For |
| 1e | Elect Director Raymond L. Conner | Management | For | For |
| 1f | Elect Director Dhiren R. Fonseca | Management | For | For |
| 1g | Elect Director Susan J. Li | Management | For | For |
| 1h | Elect Director Helvi K. Sandvik | Management | For | For |
| 1i | Elect Director J. Kenneth Thompson | Management | For | For |
| 1j | Elect Director Bradley D. Tilden | Management | For | For |
| 1k | Elect Director Eric K. Yeaman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ALLISON TRANSMISSION HOLDINGS, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: ALSN SECURITY ID: 01973R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stan A. Askren | Management | For | For |
| 1b | Elect Director Lawrence E. Dewey | Management | For | For |
| 1c | Elect Director David C. Everitt | Management | For | For |
| 1d | Elect Director Alvaro Garcia-Tunon | Management | For | For |
| 1e | Elect Director David S. Graziosi | Management | For | For |
| 1f | Elect Director William R. Harker | Management | For | For |
| 1g | Elect Director Richard P. Lavin | Management | For | For |
| 1h | Elect Director Thomas W. Rabaut | Management | For | For |
| 1i | Elect Director Richard V. Reynolds | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMERCO MEETING DATE: AUG 24, 2017 | ||||
| TICKER: UHAL SECURITY ID: 023586100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward J. ("Joe") Shoen | Management | For | For |
| 1.2 | Elect Director James E. Acridge | Management | For | For |
| 1.3 | Elect Director Charles J. Bayer | Management | For | For |
| 1.4 | Elect Director John P. Brogan | Management | For | For |
| 1.5 | Elect Director John M. Dodds | Management | For | For |
| 1.6 | Elect Director James J. Grogan | Management | For | For |
| 1.7 | Elect Director Karl A. Schmidt | Management | For | For |
| 1.8 | Elect Director Samuel J. Shoen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 5 | Ratify and Affirm Decisions and Actions Taken by the Board and Executive Officers for Fiscal 2017 | Shareholder | For | Against |
| AMERICAN AIRLINES GROUP INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: AAL SECURITY ID: 02376R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Susan D. Kronick | Management | For | For |
| 1i | Elect Director Martin H. Nesbitt | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director W. Douglas Parker | Management | For | For |
| 1l | Elect Director Ray M. Robinson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: AAWW SECURITY ID: 049164205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert F. Agnew | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director Charles F. Bolden, Jr. | Management | For | For |
| 1.4 | Elect Director William J. Flynn | Management | For | For |
| 1.5 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.6 | Elect Director Carol B. Hallett | Management | For | For |
| 1.7 | Elect Director Jane H. Lute | Management | For | For |
| 1.8 | Elect Director Duncan J. McNabb | Management | For | For |
| 1.9 | Elect Director Sheila A. Stamps | Management | For | For |
| 1.10 | Elect Director John K. Wulff | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| AVIS BUDGET GROUP, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: CAR SECURITY ID: 053774105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry D. De Shon | Management | For | For |
| 1.2 | Elect Director Brian J. Choi | Management | For | For |
| 1.3 | Elect Director Mary C. Choksi | Management | For | For |
| 1.4 | Elect Director Leonard S. Coleman | Management | For | For |
| 1.5 | Elect Director Jeffrey H. Fox | Management | For | For |
| 1.6 | Elect Director Lynn Krominga | Management | For | For |
| 1.7 | Elect Director Glenn Lurie | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Jagdeep Pahwa | Management | For | For |
| 1.10 | Elect Director F. Robert Salerno | Management | For | For |
| 1.11 | Elect Director Francis J. Shammo | Management | For | For |
| 1.12 | Elect Director Carl Sparks | Management | For | For |
| 1.13 | Elect Director Sanoke Viswanathan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: CHRW SECURITY ID: 12541W209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert Ezrilov | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Timothy C. Gokey | Management | For | For |
| 1e | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1f | Elect Director Jodee A. Kozlak | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 1h | Elect Director James B. Stake | Management | For | For |
| 1i | Elect Director John P. Wiehoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Feasibility of Adopting GHG Disclosure and Management | Shareholder | Against | Against |
| CSX CORPORATION MEETING DATE: MAY 18, 2018 | ||||
| TICKER: CSX SECURITY ID: 126408103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director John B. Breaux | Management | For | For |
| 1c | Elect Director Pamela L. Carter | Management | For | For |
| 1d | Elect Director James M. Foote | Management | For | For |
| 1e | Elect Director Steven T. Halverson | Management | For | For |
| 1f | Elect Director Paul C. Hilal | Management | For | For |
| 1g | Elect Director Edward J. Kelly, III | Management | For | For |
| 1h | Elect Director John D. McPherson | Management | For | For |
| 1i | Elect Director David M. Moffett | Management | For | For |
| 1j | Elect Director Dennis H. Reilley | Management | For | For |
| 1k | Elect Director Linda H. Riefler | Management | For | For |
| 1l | Elect Director J. Steven Whisler | Management | For | For |
| 1m | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| DELTA AIR LINES, INC. MEETING DATE: JUN 29, 2018 | ||||
| TICKER: DAL SECURITY ID: 247361702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward H. Bastian | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Daniel A. Carp | Management | For | For |
| 1d | Elect Director Ashton B. Carter | Management | For | For |
| 1e | Elect Director David G. DeWalt | Management | For | For |
| 1f | Elect Director William H. Easter, III | Management | For | For |
| 1g | Elect Director Michael P. Huerta | Management | For | For |
| 1h | Elect Director Jeanne P. Jackson | Management | For | For |
| 1i | Elect Director George N. Mattson | Management | For | For |
| 1j | Elect Director Douglas R. Ralph | Management | For | For |
| 1k | Elect Director Sergio A. L. Rial | Management | For | For |
| 1l | Elect Director Kathy N. Waller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ECHO GLOBAL LOGISTICS, INC. MEETING DATE: JUN 15, 2018 | ||||
| TICKER: ECHO SECURITY ID: 27875T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas R. Waggoner | Management | For | For |
| 1.2 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.3 | Elect Director Matthew J. Ferguson | Management | For | For |
| 1.4 | Elect Director David Habiger | Management | For | For |
| 1.5 | Elect Director Nelda J. Connors | Management | For | For |
| 1.6 | Elect Director William M. Farrow, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: EXPD SECURITY ID: 302130109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. Wright | Management | For | For |
| 1.2 | Elect Director Glenn M. Alger | Management | For | For |
| 1.3 | Elect Director James M. DuBois | Management | For | For |
| 1.4 | Elect Director Mark A. Emmert | Management | For | For |
| 1.5 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.6 | Elect Director Richard B. McCune | Management | For | For |
| 1.7 | Elect Director Alain Monie | Management | For | For |
| 1.8 | Elect Director Jeffrey S. Musser | Management | For | For |
| 1.9 | Elect Director Liane J. Pelletier | Management | For | For |
| 1.10 | Elect Director Tay Yoshitani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| FEDEX CORPORATION MEETING DATE: SEP 25, 2017 | ||||
| TICKER: FDX SECURITY ID: 31428X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.4 | Elect Director John C. ("Chris") Inglis | Management | For | For |
| 1.5 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director Frederick W. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 8 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
| 9 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | Against | Against |
| FORWARD AIR CORPORATION MEETING DATE: MAY 15, 2018 | ||||
| TICKER: FWRD SECURITY ID: 349853101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald W. Allen | Management | For | For |
| 1.2 | Elect Director Ana B. Amicarella | Management | For | For |
| 1.3 | Elect Director Valerie A. Bonebrake | Management | For | For |
| 1.4 | Elect Director Bruce A. Campbell | Management | For | For |
| 1.5 | Elect Director C. Robert Campbell | Management | For | For |
| 1.6 | Elect Director R. Craig Carlock | Management | For | For |
| 1.7 | Elect Director C. John Langley, Jr. | Management | For | For |
| 1.8 | Elect Director G. Michael Lynch | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GENESEE & WYOMING INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: GWR SECURITY ID: 371559105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ann N. Reese | Management | For | For |
| 1.2 | Elect Director Bruce J. Carter | Management | For | For |
| 1.3 | Elect Director Cynthia L. Hostetler | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Adopt GHG Emissions Reduction Goals | Shareholder | None | Against |
| HAWAIIAN HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: HA SECURITY ID: 419879101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Carty | Management | For | For |
| 1.2 | Elect Director Abhinav Dhar | Management | For | For |
| 1.3 | Elect Director Earl E. Fry | Management | For | For |
| 1.4 | Elect Director Lawrence S. Hershfield | Management | For | For |
| 1.5 | Elect Director Peter R. Ingram | Management | For | For |
| 1.6 | Elect Director Randall L. Jenson | Management | For | For |
| 1.7 | Elect Director Crystal K. Rose | Management | For | For |
| 1.8 | Elect Director Richard N. Zwern | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HERTZ GLOBAL HOLDINGS, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: HTZ SECURITY ID: 42806J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David Barnes | Management | For | For |
| 1b | Elect Director SungHwan Cho | Management | For | For |
| 1c | Elect Director Vincent Intrieri | Management | For | For |
| 1d | Elect Director Henry Keizer | Management | For | For |
| 1e | Elect Director Kathryn Marinello | Management | For | For |
| 1f | Elect Director Anindita Mukherjee | Management | For | For |
| 1g | Elect Director Daniel Ninivaggi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| J.B. HUNT TRANSPORT SERVICES, INC. MEETING DATE: APR 19, 2018 | ||||
| TICKER: JBHT SECURITY ID: 445658107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Directors John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Adopt and Report on Science-Based GHG Emissions Reduction Targets | Shareholder | Against | Against |
| JETBLUE AIRWAYS CORPORATION MEETING DATE: MAY 17, 2018 | ||||
| TICKER: JBLU SECURITY ID: 477143101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Boneparth | Management | For | For |
| 1b | Elect Director Virginia Gambale | Management | For | For |
| 1c | Elect Director Stephan Gemkow | Management | For | For |
| 1d | Elect Director Robin Hayes | Management | For | For |
| 1e | Elect Director Ellen Jewett | Management | For | For |
| 1f | Elect Director Stanley McChrystal | Management | For | For |
| 1g | Elect Director Joel Peterson | Management | For | For |
| 1h | Elect Director Frank Sica | Management | For | For |
| 1i | Elect Director Thomas Winkelmann | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KANSAS CITY SOUTHERN MEETING DATE: MAY 17, 2018 | ||||
| TICKER: KSU SECURITY ID: 485170302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lydia I. Beebe | Management | For | For |
| 1.2 | Elect Director Lu M. Cordova | Management | For | For |
| 1.3 | Elect Director Robert J. Druten | Management | For | For |
| 1.4 | Elect Director Terrence P. Dunn | Management | For | For |
| 1.5 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
| 1.6 | Elect Director David Garza-Santos | Management | For | For |
| 1.7 | Elect Director Janet H. Kennedy | Management | For | For |
| 1.8 | Elect Director Mitchell J. Krebs | Management | For | For |
| 1.9 | Elect Director Henry J. Maier | Management | For | For |
| 1.10 | Elect Director Thomas A. McDonnell | Management | For | For |
| 1.11 | Elect Director Patrick J. Ottensmeyer | Management | For | For |
| 1.12 | Elect Director Rodney E. Slater | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| LANDSTAR SYSTEM, INC. MEETING DATE: MAY 22, 2018 | ||||
| TICKER: LSTR SECURITY ID: 515098101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James B. Gattoni | Management | For | For |
| 1.2 | Elect Director Anthony J. Orlando | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MACQUARIE INFRASTRUCTURE CORPORATION MEETING DATE: MAY 16, 2018 | ||||
| TICKER: MIC SECURITY ID: 55608B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Norman H. Brown, Jr. | Management | For | For |
| 1b | Elect Director George W. Carmany, III | Management | For | For |
| 1c | Elect Director James Hooke | Management | For | For |
| 1d | Elect Director Ronald Kirk | Management | For | For |
| 1e | Elect Director H.E. (Jack) Lentz | Management | For | For |
| 1f | Elect Director Ouma Sananikone | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| MARTEN TRANSPORT, LTD. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: MRTN SECURITY ID: 573075108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randolph L. Marten | Management | For | For |
| 1.2 | Elect Director Larry B. Hagness | Management | For | For |
| 1.3 | Elect Director Thomas J. Winkel | Management | For | For |
| 1.4 | Elect Director Jerry M. Bauer | Management | For | For |
| 1.5 | Elect Director Robert L. Demorest | Management | For | For |
| 1.6 | Elect Director G. Larry Owens | Management | For | For |
| 1.7 | Elect Director Ronald R. Booth | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| MATSON, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: MATX SECURITY ID: 57686G105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Blake Baird | Management | For | For |
| 1.2 | Elect Director Michael J. Chun | Management | For | For |
| 1.3 | Elect Director Matthew J. Cox | Management | For | For |
| 1.4 | Elect Director Thomas B. Fargo | Management | For | For |
| 1.5 | Elect Director Mark H. Fukunaga | Management | For | For |
| 1.6 | Elect Director Stanley M. Kuriyama | Management | For | For |
| 1.7 | Elect Director Constance H. Lau | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NORFOLK SOUTHERN CORPORATION MEETING DATE: MAY 10, 2018 | ||||
| TICKER: NSC SECURITY ID: 655844108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Daniel A. Carp | Management | For | For |
| 1d | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 1e | Elect Director Marcela E. Donadio | Management | For | For |
| 1f | Elect Director Steven F. Leer | Management | For | For |
| 1g | Elect Director Michael D. Lockhart | Management | For | For |
| 1h | Elect Director Amy E. Miles | Management | For | For |
| 1i | Elect Director Martin H. Nesbitt | Management | For | For |
| 1j | Elect Director Jennifer F. Scanlon | Management | For | For |
| 1k | Elect Director James A. Squires | Management | For | For |
| 1l | Elect Director John R. Thompson | Management | For | For |
| 2 | Ratify KPMG LLPas Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| PARK-OHIO HOLDINGS CORP. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: PKOH SECURITY ID: 700666100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick V. Auletta | Management | For | Withhold |
| 1.2 | Elect Director Ronna Romney | Management | For | Withhold |
| 1.3 | Elect Director James W. Wert | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| RYDER SYSTEM, INC. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: R SECURITY ID: 783549108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John M. Berra | Management | For | For |
| 1b | Elect Director Robert J. Eck | Management | For | For |
| 1c | Elect Director Robert A. Hagemann | Management | For | For |
| 1d | Elect Director Michael F. Hilton | Management | For | For |
| 1e | Elect Director Tamara L. Lundgren | Management | For | For |
| 1f | Elect Director Luis P. Nieto, Jr. | Management | For | For |
| 1g | Elect Director David G. Nord | Management | For | For |
| 1h | Elect Director Robert E. Sanchez | Management | For | For |
| 1i | Elect Director Abbie J. Smith | Management | For | For |
| 1j | Elect Director E. Follin Smith | Management | For | For |
| 1k | Elect Director Dmitri L. Stockton | Management | For | For |
| 1l | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| SKYWEST, INC. MEETING DATE: MAY 08, 2018 | ||||
| TICKER: SKYW SECURITY ID: 830879102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry C. Atkin | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Russell A. Childs | Management | For | For |
| 1.4 | Elect Director Henry J. Eyring | Management | For | For |
| 1.5 | Elect Director Meredith S. Madden | Management | For | For |
| 1.6 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 1.7 | Elect Director Andrew C. Roberts | Management | For | For |
| 1.8 | Elect Director Keith E. Smith | Management | For | For |
| 1.9 | Elect Director Steven F. Udvar-Hazy | Management | For | For |
| 1.10 | Elect Director James L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SOUTHWEST AIRLINES CO. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: LUV SECURITY ID: 844741108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Thomas W. Gilligan | Management | For | For |
| 1g | Elect Director Gary C. Kelly | Management | For | For |
| 1h | Elect Director Grace D. Lieblein | Management | For | For |
| 1i | Elect Director Nancy B. Loeffler | Management | For | For |
| 1j | Elect Director John T. Montford | Management | For | For |
| 1k | Elect Director Ron Ricks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| UNION PACIFIC CORPORATION MEETING DATE: MAY 10, 2018 | ||||
| TICKER: UNP SECURITY ID: 907818108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1b | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Lance M. Fritz | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Jane H. Lute | Management | For | For |
| 1g | Elect Director Michael R. McCarthy | Management | For | For |
| 1h | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1i | Elect Director Bhavesh V. Patel | Management | For | For |
| 1j | Elect Director Jose H. Villarreal | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| UNITED CONTINENTAL HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
| TICKER: UAL SECURITY ID: 910047109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Barney Harford | Management | For | For |
| 1.4 | Elect Director Michele J. Hooper | Management | For | For |
| 1.5 | Elect Director Walter Isaacson | Management | For | For |
| 1.6 | Elect Director James A. C. Kennedy | Management | For | For |
| 1.7 | Elect Director Oscar Munoz | Management | For | For |
| 1.8 | Elect Director William R. Nuti | Management | For | For |
| 1.9 | Elect Director Edward M. Philip | Management | For | For |
| 1.10 | Elect Director Edward L. Shapiro | Management | For | For |
| 1.11 | Elect Director David J. Vitale | Management | For | For |
| 1.12 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 10, 2018 | ||||
| TICKER: UPS SECURITY ID: 911312106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director William R. Johnson | Management | For | For |
| 1e | Elect Director Candace Kendle | Management | For | For |
| 1f | Elect Director Ann M. Livermore | Management | For | For |
| 1g | Elect Director Rudy H.P. Markham | Management | For | For |
| 1h | Elect Director Franck J. Moison | Management | For | For |
| 1i | Elect Director Clark "Sandy" T. Randt, Jr. | Management | For | For |
| 1j | Elect Director Christiana Smith Shi | Management | For | For |
| 1k | Elect Director John T. Stankey | Management | For | For |
| 1l | Elect Director Carol B. Tome | Management | For | For |
| 1m | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| UNIVERSAL LOGISTICS HOLDINGS, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: ULH SECURITY ID: 91388P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Grant E. Belanger | Management | For | For |
| 1.2 | Elect Director Frederick P. Calderone | Management | For | For |
| 1.3 | Elect Director Joseph J. Casaroll | Management | For | For |
| 1.4 | Elect Director Daniel J. Deane | Management | For | For |
| 1.5 | Elect Director Manuel J. Moroun | Management | For | Withhold |
| 1.6 | Elect Director Matthew T. Moroun | Management | For | For |
| 1.7 | Elect Director Michael A. Regan | Management | For | For |
| 1.8 | Elect Director Jeff Rogers | Management | For | For |
| 1.9 | Elect Director Daniel C. Sullivan | Management | For | For |
| 1.10 | Elect Director Richard P. Urban | Management | For | For |
| 1.11 | Elect Director H.E. 'Scott' Wolfe | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| XPO LOGISTICS, INC. MEETING DATE: DEC 20, 2017 | ||||
| TICKER: XPO SECURITY ID: 983793100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| XPO LOGISTICS, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: XPO SECURITY ID: 983793100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley S. Jacobs | Management | For | For |
| 1.2 | Elect Director Gena L. Ashe | Management | For | For |
| 1.3 | Elect Director AnnaMaria DeSalva | Management | For | For |
| 1.4 | Elect Director Michael G. Jesselson | Management | For | For |
| 1.5 | Elect Director Adrian P. Kingshott | Management | For | For |
| 1.6 | Elect Director Jason D. Papastavrou | Management | For | For |
| 1.7 | Elect Director Oren G. Shaffer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Sustainability | Shareholder | Against | For |
| 6 | Clawback of Incentive Payments | Shareholder | Against | Against |
| YRC WORLDWIDE INC. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: YRCW SECURITY ID: 984249607 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond J. Bromark | Management | For | For |
| 1.2 | Elect Director Matthew A. Doheny | Management | For | For |
| 1.3 | Elect Director Robert L. Friedman | Management | For | For |
| 1.4 | Elect Director James E. Hoffman | Management | For | For |
| 1.5 | Elect Director Michael J. Kneeland | Management | For | For |
| 1.6 | Elect Director James L. Welch | Management | For | For |
| 1.7 | Elect Director James F. Winestock | Management | For | For |
| 1.8 | Elect Director Patricia M. Nazemetz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT UTILITIES PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AVANGRID, INC. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: AGR SECURITY ID: 05351W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ignacio Sanchez Galan | Management | For | For |
| 1.2 | Elect Director John E. Baldacci | Management | For | For |
| 1.3 | Elect Director Pedro Azagra Blazquez | Management | For | For |
| 1.4 | Elect Director Felipe de Jesus Calderon Hinojosa | Management | For | For |
| 1.5 | Elect Director Arnold L. Chase | Management | For | For |
| 1.6 | Elect Director Alfredo Elias Ayub | Management | For | For |
| 1.7 | Elect Director Carol L. Folt | Management | For | For |
| 1.8 | Elect Director John L. Lahey | Management | For | For |
| 1.9 | Elect Director Santiago Martinez Garrido | Management | For | For |
| 1.10 | Elect Director Juan Carlos Rebollo Liceaga | Management | For | For |
| 1.11 | Elect Director Jose Sainz Armada | Management | For | For |
| 1.12 | Elect Director Alan D. Solomont | Management | For | For |
| 1.13 | Elect Director Elizabeth Timm | Management | For | For |
| 1.14 | Elect Director James P. Torgerson | Management | For | For |
| 2 | Ratify KPMG US, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CENTERPOINT ENERGY, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: CNP SECURITY ID: 15189T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie D. Biddle | Management | For | For |
| 1b | Elect Director Milton Carroll | Management | For | For |
| 1c | Elect Director Scott J. McLean | Management | For | For |
| 1d | Elect Director Martin H. Nesbitt | Management | For | For |
| 1e | Elect Director Theodore F. Pound | Management | For | For |
| 1f | Elect Director Scott M. Prochazka | Management | For | For |
| 1g | Elect Director Susan O. Rheney | Management | For | For |
| 1h | Elect Director Phillip R. Smith | Management | For | For |
| 1i | Elect Director John W. Somerhalder, II | Management | For | For |
| 1j | Elect Director Peter S. Wareing | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHENIERE ENERGY, INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director G. Andrea Botta | Management | For | For |
| 1b | Elect Director Jack A. Fusco | Management | For | For |
| 1c | Elect Director Vicky A. Bailey | Management | For | For |
| 1d | Elect Director Nuno Brandolini | Management | For | For |
| 1e | Elect Director David I. Foley | Management | For | For |
| 1f | Elect Director David B. Kilpatrick | Management | For | For |
| 1g | Elect Director Andrew Langham | Management | For | For |
| 1h | Elect Director Courtney R. Mather | Management | For | For |
| 1i | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1j | Elect Director Neal A. Shear | Management | For | For |
| 1k | Elect Director Heather R. Zichal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| COMCAST CORPORATION MEETING DATE: JUN 11, 2018 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| DOMINION ENERGY, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: D SECURITY ID: 25746U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Barr | Management | For | For |
| 1.2 | Elect Director Helen E. Dragas | Management | For | For |
| 1.3 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.4 | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1.5 | Elect Director John W. Harris | Management | For | For |
| 1.6 | Elect Director Ronald W. Jibson | Management | For | For |
| 1.7 | Elect Director Mark J. Kington | Management | For | For |
| 1.8 | Elect Director Joseph M. Rigby | Management | For | For |
| 1.9 | Elect Director Pamela J. Royal | Management | For | For |
| 1.10 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 1.11 | Elect Director Susan N. Story | Management | For | For |
| 1.12 | Elect Director Michael E. Szymanczyk | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| EVERSOURCE ENERGY MEETING DATE: MAY 02, 2018 | ||||
| TICKER: ES SECURITY ID: 30040W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cotton M. Cleveland | Management | For | For |
| 1.2 | Elect Director Sanford Cloud, Jr. | Management | For | For |
| 1.3 | Elect Director James S. DiStasio | Management | For | For |
| 1.4 | Elect Director Francis A. Doyle | Management | For | For |
| 1.5 | Elect Director James J. Judge | Management | For | For |
| 1.6 | Elect Director John Y. Kim | Management | For | For |
| 1.7 | Elect Director Kenneth R. Leibler | Management | For | For |
| 1.8 | Elect Director William C. Van Faasen | Management | For | For |
| 1.9 | Elect Director Frederica M. Williams | Management | For | For |
| 1.10 | Elect Director Dennis R. Wraase | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EXELON CORPORATION MEETING DATE: MAY 01, 2018 | ||||
| TICKER: EXC SECURITY ID: 30161N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director Christopher M. Crane | Management | For | For |
| 1d | Elect Director Yves C. de Balmann | Management | For | For |
| 1e | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1f | Elect Director Linda P. Jojo | Management | For | For |
| 1g | Elect Director Paul L. Joskow | Management | For | For |
| 1h | Elect Director Robert J. Lawless | Management | For | For |
| 1i | Elect Director Richard W. Mies | Management | For | For |
| 1j | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1k | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1l | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIRSTENERGY CORP. MEETING DATE: MAY 15, 2018 | ||||
| TICKER: FE SECURITY ID: 337932107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Michael J. Anderson | Management | For | For |
| 1.3 | Elect Director Steven J. Demetriou | Management | For | For |
| 1.4 | Elect Director Julia L. Johnson | Management | For | For |
| 1.5 | Elect Director Charles E. Jones | Management | For | For |
| 1.6 | Elect Director Donald T. Misheff | Management | For | For |
| 1.7 | Elect Director Thomas N. Mitchell | Management | For | For |
| 1.8 | Elect Director James F. O'Neil, III | Management | For | For |
| 1.9 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.10 | Elect Director Sandra Pianalto | Management | For | For |
| 1.11 | Elect Director Luis A. Reyes | Management | For | For |
| 1.12 | Elect Director Jerry Sue Thornton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Provide Proxy Access Right | Management | For | For |
| 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| GREAT PLAINS ENERGY INCORPORATED MEETING DATE: NOV 21, 2017 | ||||
| TICKER: GXP SECURITY ID: 391164100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| INFRAREIT, INC. MEETING DATE: MAY 16, 2018 | ||||
| TICKER: HIFR SECURITY ID: 45685L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Gates | Management | For | For |
| 1.2 | Elect Director Harold R. Logan, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEXTERA ENERGY PARTNERS, LP MEETING DATE: DEC 21, 2017 | ||||
| TICKER: NEP SECURITY ID: 65341B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan D. Austin | Management | For | For |
| 1b | Elect Director Peter H. Kind | Management | For | For |
| 1c | Elect Director James L. Robo | Management | For | For |
| 1d | Elect Director James N. Suciu | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| NEXTERA ENERGY, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: NEE SECURITY ID: 65339F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Toni Jennings | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director James L. Robo | Management | For | For |
| 1i | Elect Director Rudy E. Schupp | Management | For | For |
| 1j | Elect Director John L. Skolds | Management | For | For |
| 1k | Elect Director William H. Swanson | Management | For | For |
| 1l | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| NRG ENERGY, INC. MEETING DATE: APR 26, 2018 | ||||
| TICKER: NRG SECURITY ID: 629377508 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director E. Spencer Abraham | Management | For | For |
| 1b | Elect Director Kirbyjon H. Caldwell - Withdrawn Resolution | Management | None | None |
| 1c | Elect Director Matthew Carter, Jr. | Management | For | For |
| 1d | Elect Director Lawrence S. Coben | Management | For | For |
| 1e | Elect Director Heather Cox | Management | For | For |
| 1f | Elect Director Terry G. Dallas | Management | For | For |
| 1g | Elect Director Mauricio Gutierrez | Management | For | For |
| 1h | Elect Director William E. Hantke | Management | For | For |
| 1i | Elect Director Paul W. Hobby | Management | For | For |
| 1j | Elect Director Anne C. Schaumburg | Management | For | For |
| 1k | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 1l | Elect Director C. John Wilder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| NRG YIELD, INC. MEETING DATE: APR 24, 2018 | ||||
| TICKER: NYLD SECURITY ID: 62942X405 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mauricio Gutierrez | Management | For | For |
| 1.2 | Elect Director John F. Chlebowski | Management | For | For |
| 1.3 | Elect Director Kirkland B. Andrews | Management | For | For |
| 1.4 | Elect Director John Chillemi | Management | For | For |
| 1.5 | Elect Director Brian R. Ford | Management | For | For |
| 1.6 | Elect Director Ferrell P. McClean | Management | For | For |
| 1.7 | Elect Director Christopher S. Sotos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PG&E CORPORATION MEETING DATE: MAY 22, 2018 | ||||
| TICKER: PCG SECURITY ID: 69331C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lewis Chew | Management | For | For |
| 1.2 | Elect Director Fred J. Fowler | Management | For | For |
| 1.3 | Elect Director Richard C. Kelly | Management | For | For |
| 1.4 | Elect Director Roger H. Kimmel | Management | For | For |
| 1.5 | Elect Director Richard A. Meserve | Management | For | For |
| 1.6 | Elect Director Forrest E. Miller | Management | For | For |
| 1.7 | Elect Director Eric D. Mullins | Management | For | For |
| 1.8 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.9 | Elect Director Barbara L. Rambo | Management | For | For |
| 1.10 | Elect Director Anne Shen Smith | Management | For | For |
| 1.11 | Elect Director Geisha J. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Cease Charitable Contributions | Shareholder | Against | Against |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 17, 2018 | ||||
| TICKER: PEG SECURITY ID: 744573106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willie A. Deese | Management | For | For |
| 1.2 | Elect Director William V. Hickey | Management | For | For |
| 1.3 | Elect Director Ralph Izzo | Management | For | For |
| 1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.5 | Elect Director David Lilley | Management | For | For |
| 1.6 | Elect Director Barry H. Ostrowsky | Management | For | For |
| 1.7 | Elect Director Thomas A. Renyi | Management | For | For |
| 1.8 | Elect Director Hak Cheol (H.C.) Shin | Management | For | For |
| 1.9 | Elect Director Richard J. Swift | Management | For | For |
| 1.10 | Elect Director Susan Tomasky | Management | For | For |
| 1.11 | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SEMPRA ENERGY MEETING DATE: MAY 10, 2018 | ||||
| TICKER: SRE SECURITY ID: 816851109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director Kathleen L. Brown | Management | For | For |
| 1.3 | Elect Director Andres Conesa | Management | For | For |
| 1.4 | Elect Director Maria Contreras-Sweet | Management | For | For |
| 1.5 | Elect Director Pablo A. Ferrero | Management | For | For |
| 1.6 | Elect Director William D. Jones | Management | For | For |
| 1.7 | Elect Director Jeffrey W. Martin | Management | For | For |
| 1.8 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.9 | Elect Director William G. Ouchi | Management | For | For |
| 1.10 | Elect Director Debra L. Reed | Management | For | For |
| 1.11 | Elect Director William C. Rusnack | Management | For | For |
| 1.12 | Elect Director Lynn Schenk | Management | For | For |
| 1.13 | Elect Director Jack T. Taylor | Management | For | For |
| 1.14 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| SOUTH JERSEY INDUSTRIES, INC. MEETING DATE: MAY 11, 2018 | ||||
| TICKER: SJI SECURITY ID: 838518108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sarah M. Barpoulis | Management | For | For |
| 1b | Elect Director Thomas A. Bracken | Management | For | For |
| 1c | Elect Director Keith S. Campbell | Management | For | For |
| 1d | Elect Director Victor A. Fortkiewicz | Management | For | For |
| 1e | Elect Director Sheila Hartnett-Devlin | Management | For | For |
| 1f | Elect Director Walter M. Higgins, III | Management | For | For |
| 1g | Elect Director Sunita Holzer | Management | For | For |
| 1h | Elect Director Michael J. Renna | Management | For | For |
| 1i | Elect Director Joseph M. Rigby | Management | For | For |
| 1j | Elect Director Frank L. Sims | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Company Name to SJI, Inc. | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| THE AES CORPORATION MEETING DATE: APR 19, 2018 | ||||
| TICKER: AES SECURITY ID: 00130H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andres R. Gluski | Management | For | For |
| 1.2 | Elect Director Charles L. Harrington | Management | For | For |
| 1.3 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.4 | Elect Director Tarun Khanna | Management | For | For |
| 1.5 | Elect Director Holly K. Koeppel | Management | For | For |
| 1.6 | Elect Director James H. Miller | Management | For | For |
| 1.7 | Elect Director Alain Monie | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Moises Naim | Management | For | For |
| 1.10 | Elect Director Jeffrey W. Ubben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario- Withdrawn Resolution | Shareholder | None | None |
| VISTRA ENERGY CORP. MEETING DATE: MAR 02, 2018 | ||||
| TICKER: VST SECURITY ID: 92840M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| VISTRA ENERGY CORP. MEETING DATE: MAY 01, 2018 | ||||
| TICKER: VST SECURITY ID: 92840M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hilary E. Ackermann | Management | For | For |
| 1.2 | Elect Director Brian K. Ferraioli | Management | For | For |
| 1.3 | Elect Director Jeff D. Hunter | Management | For | For |
| 2.1 | Elect Director Brian K. Ferraioli | Management | For | For |
| 2.2 | Elect Director Jeff D. Hunter | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WESTAR ENERGY, INC. MEETING DATE: OCT 25, 2017 | ||||
| TICKER: WR SECURITY ID: 95709T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mollie H. Carter | Management | For | For |
| 1.2 | Elect Director Sandra A.J. Lawrence | Management | For | For |
| 1.3 | Elect Director Mark A. Ruelle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WESTAR ENERGY, INC. MEETING DATE: NOV 21, 2017 | ||||
| TICKER: WR SECURITY ID: 95709T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
VOTE SUMMARY REPORT
SELECT WIRELESS PORTFOLIO
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AKAMAI TECHNOLOGIES, INC. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: AKAM SECURITY ID: 00971T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jill Greenthal | Management | For | For |
| 1.2 | Elect Director Daniel Hesse | Management | For | For |
| 1.3 | Elect Director F. Thomson Leighton | Management | For | For |
| 1.4 | Elect Director William Wagner | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALPHABET INC. MEETING DATE: JUN 06, 2018 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Diane B. Greene | Management | For | For |
| 1.7 | Elect Director John L. Hennessy | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | For |
| 1.10 | Elect Director Sundar Pichai | Management | For | For |
| 1.11 | Elect Director K. Ram Shriram | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 8 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 9 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
| 10 | Report on Major Global Content Management Controversies | Shareholder | Against | Against |
| ALTICE NV MEETING DATE: MAY 18, 2018 | ||||
| TICKER: ATC SECURITY ID: N0R25F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Discuss Remuneration Policy for Management Board Members | Management | None | None |
| 3 | Adopt Annual Accounts for Financial Year 2017 | Management | For | For |
| 4 | Approve Discharge of Executive Board Members | Management | For | For |
| 5 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 6 | Approve Separation of the U.S. Business from the Company Through Special Dividend | Management | For | For |
| 7.a | Amend Articles of Association and Execute the Deed of Amendment to Implement Amendment 1 | Management | For | For |
| 7.b | Amend Articles of Association and Execute the Deed of Amendment to Implement Amendment 2 | Management | For | For |
| 8 | Elect Patrick Drahi as Executive Director | Management | For | For |
| 9.a | Approve Executive Annual Cash Bonus Plan | Management | For | For |
| 9.b | Approve Remuneration of Patrick Drahi | Management | For | For |
| 9.c | Amend Remuneration of Dexter Goei | Management | For | Against |
| 9.d | Amend Remuneration of Dennis Okhuijsen | Management | For | Against |
| 9.e | Approve Stock Option Plan | Management | For | Against |
| 9.f | Approve Long-Term Incentive Plan | Management | For | Against |
| 10 | Approve Remuneration of Michel Combes | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Proposal to Cancel Shares the Company Holds in its Own Capital | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| ALTICE NV MEETING DATE: JUN 11, 2018 | ||||
| TICKER: ATC SECURITY ID: N0R25F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Discuss Treatment of Stock Options in Relation to the Separation of the U.S. Business from the Company | Management | None | None |
| 2.b | Amend Remuneration of Patrick Drahi | Management | For | For |
| 2.c | Amend Remuneration of Dexter Goei | Management | For | For |
| 2.d | Amend Remuneration of Dennis Okhuijsen | Management | For | For |
| 3 | Amend Remuneration of Michel Combes | Management | For | For |
| 4 | Other Business (Non-Voting) | Management | None | None |
| 5 | Close Meeting | Management | None | None |
| AMERICAN TOWER CORPORATION MEETING DATE: MAY 23, 2018 | ||||
| TICKER: AMT SECURITY ID: 03027X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Robert D. Hormats | Management | For | For |
| 1d | Elect Director Grace D. Lieblein | Management | For | For |
| 1e | Elect Director Craig Macnab | Management | For | For |
| 1f | Elect Director JoAnn A. Reed | Management | For | For |
| 1g | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1h | Elect Director David E. Sharbutt | Management | For | For |
| 1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1j | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| APPLE INC. MEETING DATE: FEB 13, 2018 | ||||
| TICKER: AAPL SECURITY ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Bob Iger | Management | For | For |
| 1e | Elect Director Andrea Jung | Management | For | For |
| 1f | Elect Director Art Levinson | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access Amendments | Shareholder | Against | Against |
| 6 | Establish Human Rights Committee | Shareholder | Against | Against |
| AT&T INC. MEETING DATE: APR 27, 2018 | ||||
| TICKER: T SECURITY ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Joyce M. Roche | Management | For | For |
| 1.10 | Elect Director Matthew K. Rose | Management | For | For |
| 1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| BCE INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: BCE SECURITY ID: 05534B760 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Sophie Brochu | Management | For | For |
| 1.3 | Elect Director Robert E. Brown | Management | For | For |
| 1.4 | Elect Director George A. Cope | Management | For | For |
| 1.5 | Elect Director David F. Denison | Management | For | For |
| 1.6 | Elect Director Robert P. Dexter | Management | For | For |
| 1.7 | Elect Director Ian Greenberg | Management | For | For |
| 1.8 | Elect Director Katherine Lee | Management | For | For |
| 1.9 | Elect Director Monique F. Leroux | Management | For | For |
| 1.10 | Elect Director Gordon M. Nixon | Management | For | For |
| 1.11 | Elect Director Calin Rovinescu | Management | For | For |
| 1.12 | Elect Director Karen Sheriff | Management | For | For |
| 1.13 | Elect Director Robert C. Simmonds | Management | For | For |
| 1.14 | Elect Director Paul R. Weiss | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Cease the Use of Comparisons to Determine the Compensation of Board of Directors | Shareholder | Against | Against |
| BLACKBERRY LIMITED MEETING DATE: JUN 20, 2018 | ||||
| TICKER: BB SECURITY ID: 09228F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Chen | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 1.3 | Elect Director Timothy Dattels | Management | For | For |
| 1.4 | Elect Director Richard Lynch | Management | For | For |
| 1.5 | Elect Director Laurie Smaldone Alsup | Management | For | For |
| 1.6 | Elect Director Barbara Stymiest | Management | For | For |
| 1.7 | Elect Director V. Prem Watsa | Management | For | For |
| 1.8 | Elect Director Wayne Wouters | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| BT GROUP PLC MEETING DATE: JUL 12, 2017 | ||||
| TICKER: BT.A SECURITY ID: 05577E101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 6 | Re-elect Gavin Patterson as Director | Management | For | For |
| 7 | Re-elect Simon Lowth as Director | Management | For | For |
| 8 | Re-elect Tony Ball as Director | Management | For | For |
| 9 | Re-elect Iain Conn as Director | Management | For | For |
| 10 | Re-elect Tim Hottges as Director | Management | For | For |
| 11 | Re-elect Isabel Hudson as Director | Management | For | For |
| 12 | Re-elect Mike Inglis as Director | Management | For | For |
| 13 | Re-elect Karen Richardson as Director | Management | For | For |
| 14 | Re-elect Nick Rose as Director | Management | For | For |
| 15 | Re-elect Jasmine Whitbread as Director | Management | For | For |
| 16 | Elect Jan du Plessis as Director | Management | For | For |
| 17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Authorise EU Political Donations | Management | For | For |
| CHINA MOBILE LIMITED MEETING DATE: MAY 17, 2018 | ||||
| TICKER: 941 SECURITY ID: 16941M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Shang Bing as Director | Management | For | For |
| 3.2 | Elect Li Yue as Director | Management | For | For |
| 3.3 | Elect Sha Yuejia as Director | Management | For | For |
| 4 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CHUNGHWA TELECOM CO., LTD. MEETING DATE: JUN 15, 2018 | ||||
| TICKER: 2412 SECURITY ID: 17133Q502 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Elect CHUNG-CHIN LU, with ID NO.S123271XXX as Independent Director | Management | For | For |
| COMMSCOPE HOLDING COMPANY, INC. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: COMM SECURITY ID: 20337X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Austin A. Adams | Management | For | For |
| 1b | Elect Director Stephen (Steve) C. Gray | Management | For | For |
| 1c | Elect Director L. William (Bill) Krause | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: CCI SECURITY ID: 22822V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Robert E. Garrison, II | Management | For | For |
| 1f | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1g | Elect Director Lee W. Hogan | Management | For | For |
| 1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1i | Elect Director J. Landis Martin | Management | For | For |
| 1j | Elect Director Robert F. McKenzie | Management | For | For |
| 1k | Elect Director Anthony J. Melone | Management | For | For |
| 1l | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EUSKALTEL S.A. MEETING DATE: JUN 01, 2018 | ||||
| TICKER: EKT SECURITY ID: E4R02W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated and Standalone Management Reports | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of KPMG Auditores as Auditor | Management | For | For |
| 5 | Increase Limit of Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities to EUR 600 Million | Management | For | For |
| 6 | Ratify Appointment of and Elect Corporacion Financiera Alba SA as Director | Management | For | Against |
| 7 | Approve Allocation of Income and Dividends | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 9 | Advisory Vote on Remuneration Report | Management | For | For |
| HARRIS CORPORATION MEETING DATE: OCT 27, 2017 | ||||
| TICKER: HRS SECURITY ID: 413875105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Peter W. Chiarelli | Management | For | For |
| 1d | Elect Director Thomas A. Dattilo | Management | For | For |
| 1e | Elect Director Roger B. Fradin | Management | For | For |
| 1f | Elect Director Terry D. Growcock | Management | For | For |
| 1g | Elect Director Lewis Hay, III | Management | For | For |
| 1h | Elect Director Vyomesh I. Joshi | Management | For | For |
| 1i | Elect Director Leslie F. Kenne | Management | For | For |
| 1j | Elect Director James C. Stoffel | Management | For | For |
| 1k | Elect Director Gregory T. Swienton | Management | For | For |
| 1l | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ILIAD MEETING DATE: MAY 16, 2018 | ||||
| TICKER: ILD SECURITY ID: F4958P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.68 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Transaction with NJJ Re: Minority Stake in Eir | Management | For | For |
| 6 | Approve Transaction with NJJ Re: Preferential Right | Management | For | For |
| 7 | Reelect Maxime Lombardini as Director | Management | For | For |
| 8 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 9 | Acknowledge End of Mandate of Etienne Boris Alternate Auditor and Decision Not to Renew | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 210,000 | Management | For | For |
| 11 | Approve Compensation of Cyril Poidatz, Chairman of the Board | Management | For | For |
| 12 | Approve Compensation of Maxime Lombardini, CEO | Management | For | For |
| 13 | Approve Compensation of Xavier Niel, Vice-CEO | Management | For | For |
| 14 | Approve Compensation of Rani Assaf, Vice-CEO | Management | For | For |
| 15 | Approve Compensation of Antoine Levavasseur, Vice-CEO | Management | For | For |
| 16 | Approve Compensation of Thomas Reynaud, Vice-CEO | Management | For | For |
| 17 | Approve Compensation of Alexis Bidinot, Vice-CEO | Management | For | For |
| 18 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 19 | Approve Remuneration Policy of CEO | Management | For | For |
| 20 | Approve Remuneration Policy of Vice-CEOs | Management | For | Against |
| 21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 22 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 24 | Amend Article 22 of Bylaws to Comply with Legal Changes Re: Auditors | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| INTEGRATED DEVICE TECHNOLOGY, INC. MEETING DATE: SEP 25, 2017 | ||||
| TICKER: IDTI SECURITY ID: 458118106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ken Kannappan | Management | For | For |
| 1.2 | Elect Director Umesh Padval | Management | For | For |
| 1.3 | Elect Director Gordon Parnell | Management | For | For |
| 1.4 | Elect Director Robert Rango | Management | For | For |
| 1.5 | Elect Director Norman Taffe | Management | For | For |
| 1.6 | Elect Director Selena LaCroix | Management | For | For |
| 1.7 | Elect Director Gregory L. Waters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| IRIDIUM COMMUNICATIONS INC. MEETING DATE: MAY 17, 2018 | ||||
| TICKER: IRDM SECURITY ID: 46269C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.2 | Elect Director Thomas C. Canfield | Management | For | For |
| 1.3 | Elect Director Matthew J. Desch | Management | For | For |
| 1.4 | Elect Director Thomas J. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Jane L. Harman | Management | For | For |
| 1.6 | Elect Director Alvin B. Krongard | Management | For | For |
| 1.7 | Elect Director Eric T. Olson | Management | For | For |
| 1.8 | Elect Director Steven B. Pfeiffer | Management | For | For |
| 1.9 | Elect Director Parker W. Rush | Management | For | For |
| 1.10 | Elect Director Henrik O. Schliemann | Management | For | For |
| 1.11 | Elect Director S. Scott Smith | Management | For | For |
| 1.12 | Elect Director Barry J. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LIBERTY GLOBAL PLC MEETING DATE: JUN 12, 2018 | ||||
| TICKER: LBTY.A SECURITY ID: G5480U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael T. Fries | Management | For | For |
| 2 | Elect Director Paul A. Gould | Management | For | For |
| 3 | Elect Director John C. Malone | Management | For | For |
| 4 | Elect Director Larry E. Romrell | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Ratify KPMG LLP (U.S.) as Auditors | Management | For | For |
| 7 | Ratify KPMG LLP (U.K.) as Auditors | Management | For | For |
| 8 | Authorize the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorize Share Repurchase Program | Management | For | For |
| 10 | Authorize Off-Market Purchase and Cancellation of Deferred Shares | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: MAR 16, 2018 | ||||
| TICKER: MRVL SECURITY ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUN 28, 2018 | ||||
| TICKER: MRVL SECURITY ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tudor Brown | Management | For | For |
| 1.2 | Elect Director Richard S. Hill | Management | For | For |
| 1.3 | Elect Director Oleg Khaykin | Management | For | For |
| 1.4 | Elect Director Bethany Mayer | Management | For | For |
| 1.5 | Elect Director Donna Morris | Management | For | For |
| 1.6 | Elect Director Matthew J. Murphy | Management | For | For |
| 1.7 | Elect Director Michael Strachan | Management | For | For |
| 1.8 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MASMOVIL IBERCOM SA MEETING DATE: MAY 04, 2018 | ||||
| TICKER: MAS SECURITY ID: E9810R114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Treatment of Net Loss | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Renew Appointment of KPMG Auditores as Auditor | Management | For | For |
| 6 | Reelect Meinrad Spenger as Director | Management | For | Against |
| 7 | Approve Stock Split | Management | For | For |
| 8 | Amend Article 38 Re: Director Remuneration | Management | For | For |
| 9 | Approve Remuneration Policy | Management | For | For |
| 10 | Advisory Vote on Remuneration Report | Management | For | For |
| 11 | Authorize Company to Call EGM with 15 Days' Notice | Management | For | For |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| MILLICOM INTERNATIONAL CELLULAR S.A. MEETING DATE: MAY 04, 2018 | ||||
| TICKER: MIIC.F SECURITY ID: L6388F110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Appoint Alexander Koch as Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | Management | For | Did Not Vote |
| 2 | Receive and Board's and Auditor's Reports | Management | None | None |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income | Management | For | Did Not Vote |
| 5 | Approve Dividends of USD 2.64 per Share | Management | For | Did Not Vote |
| 6 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 7 | Fix Number of Directors at Eight | Management | For | Did Not Vote |
| 8 | Reelect Tom Boardman as Director | Management | For | Did Not Vote |
| 9 | Reelect Odilon Almeida as Director | Management | For | Did Not Vote |
| 10 | Reelect Janet Davidson as Director | Management | For | Did Not Vote |
| 11 | Reelect Tomas Eliasson as Director | Management | For | Did Not Vote |
| 12 | Reelect Anders Jensen as Director | Management | For | Did Not Vote |
| 13 | Reelect Jose Antonio Rios Garcia as Director | Management | For | Did Not Vote |
| 14 | Reelect Roger Sole Rafols as Director | Management | For | Did Not Vote |
| 15 | Elect Lars-Ake Norling as Director | Management | For | Did Not Vote |
| 16 | Reelect Tom Boardman as Board Chairman | Management | For | Did Not Vote |
| 17 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 18 | Renew Appointment of Ernst & Young as Auditor | Management | For | Did Not Vote |
| 19 | Approve Procedure on Appointment of Nomination Committee and Determination of Assignment of Nomination Committee | Management | For | Did Not Vote |
| 20 | Approve Share Repurchase | Management | For | Did Not Vote |
| 21 | Approve Guidelines for Remuneration to Senior Management | Management | For | Did Not Vote |
| 22 | Approve Restricted Stock Plan or Executive and Senior Management | Management | For | Did Not Vote |
| 1 | Appoint Alexander Koch as Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | Management | For | Did Not Vote |
| 2 | Authorize Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights and Amend Article 5, Paragraph 4 Accordingly | Management | For | Did Not Vote |
| 3 | Authorize Board to Exclude Preemptive Rights from Share Issuances and Amend Article 5, Paragraph 3 Accordingly | Management | For | Did Not Vote |
| 4 | Amendment and Full Restatement of the Articles of Association | Management | For | Did Not Vote |
| MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 14, 2018 | ||||
| TICKER: MSI SECURITY ID: 620076307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory Q. Brown | Management | For | For |
| 1b | Elect Director Kenneth D. Denman | Management | For | For |
| 1c | Elect Director Egon P. Durban | Management | For | For |
| 1d | Elect Director Clayton M. Jones | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Gregory K. Mondre | Management | For | For |
| 1g | Elect Director Anne R. Pramaggiore | Management | For | For |
| 1h | Elect Director Samuel C. Scott, III | Management | For | For |
| 1i | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Efforts to Ensure Supply Chain Has No Forced Labor | Shareholder | Against | Against |
| 5 | Require Director Nominee with Human Rights Expertise | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| NETGEAR, INC. MEETING DATE: MAY 31, 2018 | ||||
| TICKER: NTGR SECURITY ID: 64111Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Patrick C.S. Lo | Management | For | For |
| 1B | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
| 1C | Elect Director Ralph E. Faison | Management | For | For |
| 1D | Elect Director Jef T. Graham | Management | For | For |
| 1E | Elect Director Gregory J. Rossmann | Management | For | For |
| 1F | Elect Director Barbara V. Scherer | Management | For | For |
| 1G | Elect Director Julie A. Shimer | Management | For | For |
| 1H | Elect Director Grady K. Summers | Management | For | For |
| 1I | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NIPPON TELEGRAPH & TELEPHONE CORP. MEETING DATE: JUN 26, 2018 | ||||
| TICKER: 9432 SECURITY ID: 654624105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | Management | For | For |
| 2.1 | Elect Director Shinohara, Hiromichi | Management | For | For |
| 2.2 | Elect Director Sawada, Jun | Management | For | For |
| 2.3 | Elect Director Shimada, Akira | Management | For | For |
| 2.4 | Elect Director Ii, Motoyuki | Management | For | For |
| 2.5 | Elect Director Okuno, Tsunehisa | Management | For | For |
| 2.6 | Elect Director Kuriyama, Hiroki | Management | For | For |
| 2.7 | Elect Director Hiroi, Takashi | Management | For | For |
| 2.8 | Elect Director Sakamoto, Eiichi | Management | For | For |
| 2.9 | Elect Director Kawazoe, Katsuhiko | Management | For | For |
| 2.10 | Elect Director Kitamura, Ryota | Management | For | For |
| 2.11 | Elect Director Shirai, Katsuhiko | Management | For | For |
| 2.12 | Elect Director Sakakibara, Sadayuki | Management | For | For |
| NOKIA CORP. MEETING DATE: MAY 30, 2018 | ||||
| TICKER: NOKIA SECURITY ID: 654902204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.19 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | Did Not Vote |
| 11 | Fix Number of Directors at Ten | Management | For | Did Not Vote |
| 12.1 | Elect Sari Baldauf as Director | Management | For | Did Not Vote |
| 12.2 | Reelect Bruce Brown as Director | Management | For | Did Not Vote |
| 12.3 | Reelect Jeanette Horan as Director | Management | For | Did Not Vote |
| 12.4 | Reelect Louis Hughes as Director | Management | For | Did Not Vote |
| 12.5 | Reelect Edward Kozel as Director | Management | For | Did Not Vote |
| 12.6 | Reelect Elizabeth Nelson as Director | Management | For | Did Not Vote |
| 12.7 | Reelect Olivier Piou as Director | Management | For | Did Not Vote |
| 12.8 | Reelect Risto Siilasmaa as Director | Management | For | Did Not Vote |
| 12.9 | Reelect Carla Smits-Nusteling as Director | Management | For | Did Not Vote |
| 12.10 | Reelect Kari Stadigh as Director | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 16 | Approve Issuance of up to 550 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| ORANGE MEETING DATE: MAY 04, 2018 | ||||
| TICKER: ORA SECURITY ID: F6866T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions Regarding the Absence of New Transactions | Management | For | For |
| 5 | Reelect Stephane Richard as Director | Management | For | For |
| 6 | Ratify Appointment of Christel Heydemann as Director | Management | For | For |
| 7 | Elect Luc Marino, with Philippe Charry as Substitute, as Representative of Employee Shareholders to the Board | Management | None | For |
| 8 | Elect Babacar Sarr, with Wahib Kaddou as Substitute, as Representative of Employee Shareholders to the Board | Management | None | Against |
| 9 | Elect Marie Russo, with Yves Terrail as Substitute, as Representative of Employee Shareholders to the Board | Management | None | Against |
| 10 | Approve Compensation of Stephane Richard, Chairman and CEO | Management | For | For |
| 11 | Approve Compensation of Ramon Fernandez, Vice-CEO | Management | For | For |
| 12 | Approve Compensation of Pierre Louette, Vice-CEO | Management | For | For |
| 13 | Approve Compensation of Gervais Pellissier, Vice-CEO | Management | For | For |
| 14 | Approve Remuneration Policy of the Chairman and CEO | Management | For | For |
| 15 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Amend Article 13 of Bylaws Re: Employee Representatives | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.55 per Share | Shareholder | Against | Against |
| B | Approve Stock Dividend Program Re: Dividend Balance | Shareholder | Against | Against |
| C | Approve Stock Dividend Program Re: Whole Dividend | Shareholder | Against | Against |
| D | Amend Article 13 of Bylaws Re: Overboarding of Directors | Shareholder | Against | Against |
| ORBCOMM INC. MEETING DATE: APR 18, 2018 | ||||
| TICKER: ORBC SECURITY ID: 68555P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerome B. Eisenberg | Management | For | For |
| 1.2 | Elect Director Marco Fuchs | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QORVO, INC. MEETING DATE: AUG 08, 2017 | ||||
| TICKER: QRVO SECURITY ID: 74736K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director Charles Scott Gibson | Management | For | For |
| 1.6 | Elect Director John R. Harding | Management | For | For |
| 1.7 | Elect Director David H. Y. Ho | Management | For | For |
| 1.8 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.9 | Elect Director Walden C. Rhines | Management | For | For |
| 1.10 | Elect Director Susan L. Spradley | Management | For | For |
| 1.11 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| QUALCOMM INCORPORATED MEETING DATE: MAR 23, 2018 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Jeffrey W. Henderson | Management | For | Withhold |
| 1.3 | Elect Director Thomas W. Horton | Management | For | Withhold |
| 1.4 | Elect Director Paul E. Jacobs | Management | For | Withhold |
| 1.5 | Elect Director Ann M. Livermore | Management | For | For |
| 1.6 | Elect Director Harish Manwani | Management | For | For |
| 1.7 | Elect Director Mark D. McLaughlin | Management | For | For |
| 1.8 | Elect Director Steve Mollenkopf | Management | For | Withhold |
| 1.9 | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1.10 | Elect Director Francisco Ros | Management | For | For |
| 1.11 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | For |
| 8 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Director Samih Elhage | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director David G. Golden | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Veronica M. Hagen | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Julie A. Hill | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director John H. Kispert | Shareholder | For | Did Not Vote |
| 1.6 | Elect Director Harry L. You | Shareholder | For | Did Not Vote |
| 2 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | For | Did Not Vote |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | None | Did Not Vote |
| 6 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | Did Not Vote |
| 7 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | Did Not Vote |
| 8 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | Did Not Vote |
| QUANTENNA COMMUNICATIONS, INC. MEETING DATE: JUN 05, 2018 | ||||
| TICKER: QTNA SECURITY ID: 74766D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glenda Dorchak | Management | For | For |
| 1.2 | Elect Director Edwin 'Ned' B. Hooper, III | Management | For | For |
| 1.3 | Elect Director John Scull | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RINGCENTRAL, INC. MEETING DATE: MAY 18, 2018 | ||||
| TICKER: RNG SECURITY ID: 76680R206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vladimir Shmunis | Management | For | For |
| 1.2 | Elect Director Neil Williams | Management | For | For |
| 1.3 | Elect Director Robert Theis | Management | For | For |
| 1.4 | Elect Director Michelle McKenna | Management | For | For |
| 1.5 | Elect Director Allan Thygesen | Management | For | For |
| 1.6 | Elect Director Kenneth Goldman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 23, 2018 | ||||
| TICKER: A005930 SECURITY ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Kim Jeong-hun as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Sun-uk as Outside Director | Management | For | For |
| 2.1.3 | Elect Park Byung-gook as Outside Director | Management | For | For |
| 2.2.1 | Elect Lee Sang-hoon as Inside Director | Management | For | Against |
| 2.2.2 | Elect Kim Ki-nam as Inside Director | Management | For | For |
| 2.2.3 | Elect Kim Hyun-suk as Inside Director | Management | For | For |
| 2.2.4 | Elect Koh Dong-jin as Inside Director | Management | For | For |
| 2.3 | Elect Kim Sun-uk as a Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Amend Articles of Incorporation | Management | For | For |
| SBA COMMUNICATIONS CORPORATION MEETING DATE: MAY 17, 2018 | ||||
| TICKER: SBAC SECURITY ID: 78410G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brian C. Carr | Management | For | For |
| 1b | Elect Director Mary S. Chan | Management | For | For |
| 1c | Elect Director George R. Krouse, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 09, 2018 | ||||
| TICKER: SWKS SECURITY ID: 83088M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Aldrich | Management | For | For |
| 1.2 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.3 | Elect Director Timothy R. Furey | Management | For | For |
| 1.4 | Elect Director Liam K. Griffin | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director Christine King | Management | For | For |
| 1.7 | Elect Director David P. McGlade | Management | For | For |
| 1.8 | Elect Director David J. McLachlan | Management | For | For |
| 1.9 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| SOFTBANK GROUP CORP. MEETING DATE: JUN 20, 2018 | ||||
| TICKER: 9984 SECURITY ID: J75963108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 22 | Management | For | For |
| 2.1 | Elect Director Son, Masayoshi | Management | For | For |
| 2.2 | Elect Director Ronald Fisher | Management | For | For |
| 2.3 | Elect Director Marcelo Claure | Management | For | For |
| 2.4 | Elect Director Rajeev Misra | Management | For | For |
| 2.5 | Elect Director Miyauchi, Ken | Management | For | For |
| 2.6 | Elect Director Simon Segars | Management | For | For |
| 2.7 | Elect Director Yun Ma | Management | For | For |
| 2.8 | Elect Director Yasir O. Al-Rumayyan | Management | For | For |
| 2.9 | Elect Director Sago, Katsunori | Management | For | For |
| 2.10 | Elect Director Yanai, Tadashi | Management | For | For |
| 2.11 | Elect Director Mark Schwartz | Management | For | For |
| 2.12 | Elect Director Iijima, Masami | Management | For | For |
| 3 | Approve Compensation Ceiling for Directors, Stock Option Plan and Deep Discount Stock Option Plan | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| SPOK HOLDINGS, INC. MEETING DATE: JUL 24, 2017 | ||||
| TICKER: SPOK SECURITY ID: 84863T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director N. Blair Butterfield | Management | For | For |
| 1.2 | Elect Director Stacia A. Hylton | Management | For | For |
| 1.3 | Elect Director Vincent D. Kelly | Management | For | For |
| 1.4 | Elect Director Brian O'Reilly | Management | For | For |
| 1.5 | Elect Director Matthew Oristano | Management | For | For |
| 1.6 | Elect Director Samme L. Thompson | Management | For | For |
| 1.7 | Elect Director Royce Yudkoff | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| SPRINT CORPORATION MEETING DATE: AUG 03, 2017 | ||||
| TICKER: S SECURITY ID: 85207U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gordon Bethune | Management | For | For |
| 1.2 | Elect Director Marcelo Claure | Management | For | For |
| 1.3 | Elect Director Patrick Doyle | Management | For | For |
| 1.4 | Elect Director Ronald Fisher | Management | For | For |
| 1.5 | Elect Director Julius Genachowski | Management | For | For |
| 1.6 | Elect Director Michael Mullen | Management | For | For |
| 1.7 | Elect Director Masayoshi Son | Management | For | For |
| 1.8 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| STMICROELECTRONICS NV MEETING DATE: MAY 31, 2018 | ||||
| TICKER: STM SECURITY ID: 861012102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 4a | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4c | Approve Dividends | Management | For | For |
| 4d | Approve Discharge of Management Board | Management | For | For |
| 4e | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Elect Jean-Marc Chery to Management Board | Management | For | For |
| 6 | Approve Restricted Stock Grants to President and CEO | Management | For | For |
| 7 | Reelect Nicolas Dufourcq to Supervisory Board | Management | For | For |
| 8 | Reelect Martine Verluyten to Supervisory Board | Management | For | For |
| 9 | Authorize Repurchase of Shares | Management | For | For |
| 10 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | Against |
| 11 | Allow Questions | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| T-MOBILE US, INC. MEETING DATE: JUN 13, 2018 | ||||
| TICKER: TMUS SECURITY ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.2 | Elect Director Srikant M. Datar | Management | For | For |
| 1.3 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.4 | Elect Director Timotheus Hottges | Management | For | For |
| 1.5 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.6 | Elect Director Raphael Kubler | Management | For | For |
| 1.7 | Elect Director Thorsten Langheim | Management | For | For |
| 1.8 | Elect Director John J. Legere | Management | For | For |
| 1.9 | Elect Director G. Michael (Mike) Sievert | Management | For | For |
| 1.10 | Elect Director Olaf Swantee | Management | For | For |
| 1.11 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.12 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| TELECOM ITALIA SPA MEETING DATE: APR 24, 2018 | ||||
| TICKER: TIT SECURITY ID: T92778108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Revoke Six Directors from the Current Board of Directors | Shareholder | None | Against |
| 2 | Elect Six Directors (Bundled) | Shareholder | None | Against |
| 3 | Elect Director | Management | For | For |
| 4 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | Against |
| 6 | Approve Incentive Plan Reserved to the Chief Executive Officer of TIM SpA | Management | For | For |
| 7 | Approve Incentive Plan Reserved to Members of the Management of TIM SpA and Its Subsidiaries | Management | For | For |
| 8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9.1 | Slate Submitted by Vivendi SA | Shareholder | None | For |
| 9.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 10 | Appoint Chairman of Internal Statutory Auditors | Shareholder | None | For |
| 11 | Approve Internal Auditors' Remuneration | Management | For | For |
| TELECOM ITALIA SPA MEETING DATE: MAY 04, 2018 | ||||
| TICKER: TIT SECURITY ID: T92778108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors | Shareholder | None | For |
| 2 | Fix Board Terms for Directors | Shareholder | None | For |
| 3.1 | Slate Submitted by Vivendi SA | Shareholder | None | For |
| 3.2 | Slate Submitted by Elliott lnternational LP, Elliott Associates LP, and The Liverpool Limited Partnership | Shareholder | None | Did Not Vote |
| 4 | Approve Remuneration of Directors | Shareholder | None | For |
| TELEFONAKTIEBOLAGET LM ERICSSON MEETING DATE: MAR 28, 2018 | ||||
| TICKER: ERIC B SECURITY ID: 294821608 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A | Indicate FOR if you are both the Record Holder and Beneficial Owner of the ADS or AGAINST if you are the Record Holder of such ADS Acting on Behalf of the Beneficial Owner | Management | None | Did Not Vote |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.3 | Approve Allocation of Income and Dividends of SEK 1 Per Share | Management | For | Did Not Vote |
| 9 | Determine Number of Directors (10) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of SEK 4.1 Million for Chairman and SEK 990,000 for Other Directors, Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 11.1 | Reelect Jon Baksaas as Director | Management | For | Did Not Vote |
| 11.2 | Reelect Jan Carlson as Director | Management | For | Did Not Vote |
| 11.3 | Reelect Nora Denzel as Director | Management | For | Did Not Vote |
| 11.4 | Reelect Borje Ekholm as Director | Management | For | Did Not Vote |
| 11.5 | Reelect Eric Elzvik as Director | Management | For | Did Not Vote |
| 11.6 | Elect Kurt Jofs as New Director | Management | For | Did Not Vote |
| 11.7 | Elect Ronnie Leten as New Director | Management | For | Did Not Vote |
| 11.8 | Reelect Kristin Rinne as Director | Management | For | Did Not Vote |
| 11.9 | Reelect Helena Stjernholm as Director | Management | For | Did Not Vote |
| 11.10 | Reelect Jacob Wallenberg as Director | Management | For | Did Not Vote |
| 12 | Elect Ronnie Leten as Board Chairman | Management | For | Did Not Vote |
| 13 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Approve Long-Term Variable Compensation Program 2018 (LTV 2018) | Management | For | Did Not Vote |
| 18 | Approve Transfer of up to 15 Million B Shares in Connection to LTV 2014, LTV 2015, LTV 2016 and LTV 2017 | Management | For | Did Not Vote |
| 19 | Instruct the Board to Propose Equal Voting Rights for All Shares on Annual Meeting 2019 | Shareholder | None | Did Not Vote |
| 20 | Instruct the Nomination Committee Prior to 2019 AGM to Propose a Differentiated Remuneration Plan for Remuneration of Directors and Chairman on | Shareholder | None | Did Not Vote |
| 21 | Close Meeting | Management | None | None |
| TELEFONICA DEUTSCHLAND HOLDING AG MEETING DATE: MAY 17, 2018 | ||||
| TICKER: O2D SECURITY ID: D8T9CK101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.26 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5.1 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018 | Management | For | For |
| 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for the 2019 Interim Financial Statements Until the 2019 AGM | Management | For | For |
| 6 | Reelect Julio Esteban Linares Lopez to the Supervisory Board | Management | For | For |
| 7 | Approve Affiliation Agreement with Subsidiary Telefonica Germany Management GmbH | Management | For | For |
| 8.1 | Approve EUR 7.5 Million Capitalization of Reserves | Management | For | For |
| 8.2 | Approve EUR 4.5 Million Reduction in Share Capital | Management | For | For |
| 8.3 | Reduce Existing Conditional Capital to EUR 558.5 Million if Item 8.1 is Approved | Management | For | For |
| TELEFONICA S.A. MEETING DATE: JUN 07, 2018 | ||||
| TICKER: TEF SECURITY ID: 879382208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 1.2 | Approve Discharge of Board | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.1 | Reelect Luiz Fernando Furlan as Director | Management | For | For |
| 3.2 | Reelect Francisco Javier de Paz Mancho as Director | Management | For | For |
| 3.3 | Reelect Jose Maria Abril Perez as Director | Management | For | For |
| 3.4 | Ratify Appointment of and Elect Angel Vila Boix as Director | Management | For | For |
| 3.5 | Ratify Appointment of and Elect Jordi Gual Sole as Director | Management | For | For |
| 3.6 | Ratify Appointment of and Elect Maria Luisa Garcia Blanco as Director | Management | For | For |
| 4 | Approve Dividends Charged to Unrestricted Reserves | Management | For | For |
| 5 | Authorize Share Repurchase Program | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Restricted Stock Plan | Management | For | For |
| 8 | Approve Stock-for-Salary Plan | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 10 | Advisory Vote on Remuneration Report | Management | For | For |
| TELENET GROUP HOLDING NV MEETING DATE: APR 25, 2018 | ||||
| TICKER: TNET SECURITY ID: B89957110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Approve Remuneration Report | Management | For | Against |
| 5 | Communication and Discussion of Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 6.i.a | Approve Discharge of IDw Consult BVBA Represented by Bert De Graeve | Management | For | For |
| 6.i.b | Approve Discharge of JoVB BVBA Represented by Jo Van Biesbroeck | Management | For | For |
| 6.i.c | Approve Discharge of Christiane Franck | Management | For | For |
| 6.i.d | Approve Discharge of John Porter | Management | For | For |
| 6.i.e | Approve Discharge of Charles H. Bracken | Management | For | For |
| 6.i.f | Approve Discharge of Jim Ryan | Management | For | For |
| 6.i.g | Approve Discharge of Diederik Karsten | Management | For | For |
| 6.i.h | Approve Discharge of Manuel Kohnstamm | Management | For | For |
| 6.i.i | Approve Discharge of Dana Strong | Management | For | For |
| 6.i.j | Approve Discharge of Suzanne Schoettger | Management | For | For |
| 6.iia | Grant Interim Discharge to Dana Strong for the Fulfillment of Her Mandate in FY 2018 Until Her Resignation on April 25, 2018 | Management | For | For |
| 6.iib | Grant Interim Discharge to Suzanne Schoettger for the Fulfillment of Her Mandate in FY 2018 Until Her Resignation on April 25, 2018 | Management | For | For |
| 7 | Approve Discharge of Auditors | Management | For | For |
| 8a | Acknowledge Information on Resignation of Dana Strong as Director | Management | None | None |
| 8b | Acknowledge Information on Resignation of Suzanne Schoettger as Director | Management | None | None |
| 8c | Reelect IDw Consult BVBA, Permanently Represented by Bert De Graeve, as Independent Director | Management | For | For |
| 8d | Reelect Christiane Franck as Independent Director | Management | For | For |
| 8e | Reelect Jim Ryan as Director | Management | For | Against |
| 8f | Elect Amy Blair as Director | Management | For | For |
| 8g | Elect Severina Pascu as Director | Management | For | For |
| 8h | Approve Remuneration of Directors | Management | For | For |
| 9 | Approve Change-of-Control Clause in Performance Shares Plans | Management | For | Against |
| TELEPHONE AND DATA SYSTEMS, INC. MEETING DATE: MAY 24, 2018 | ||||
| TICKER: TDS SECURITY ID: 879433829 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clarence A. Davis | Management | For | For |
| 1.2 | Elect Director Kimberly D. Dixon | Management | For | For |
| 1.3 | Elect Director Mitchell H. Saranow | Management | For | For |
| 1.4 | Elect Director Gary L. Sugarman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| TIM PARTICIPACOES S.A. MEETING DATE: APR 19, 2018 | ||||
| TICKER: TIMP3 SECURITY ID: 88706P205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Ratify Election of Mario Di Mauro as Director | Management | For | For |
| 4 | Ratify Election of Joao Cox Neto as Director | Management | For | For |
| 5 | Ratify Election of Celso Luis Loducca as Director | Management | For | For |
| 6 | Ratify Election of Piergiorgio Peluso as Director | Management | For | For |
| 7 | Elect Agostino Nuzzolo as Director | Management | For | For |
| 8 | Elect Raimondo Zizza as Director | Management | For | For |
| 9 | Elect Giovanni Ferigo as Director | Management | For | For |
| 10 | Fix Number of Fiscal Council Members | Management | For | For |
| 11 | Elect Fiscal Council Members | Management | For | For |
| 12 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | Management | None | Against |
| 13 | Approve Remuneration of Company's Management and Fiscal Council Members | Management | For | Abstain |
| 1 | Approve Prolonging of Cooperation and Support Agreement between Telecom Italia S.p.A and TIM Celular S.A. and Intelig Telecomunicacoes Ltda | Management | For | For |
| 2 | Approve Long-Term Incentive Plan | Management | For | For |
| UNITED STATES CELLULAR CORPORATION MEETING DATE: MAY 22, 2018 | ||||
| TICKER: USM SECURITY ID: 911684108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Samuel Crowley | Management | For | For |
| 1.2 | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1.3 | Elect Director Cecelia D. Stewart | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 03, 2018 | ||||
| TICKER: VZ SECURITY ID: 92343V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Richard L. Carrion | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.8 | Elect Director Rodney E. Slater | Management | For | For |
| 1.9 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.10 | Elect Director Gregory D. Wasson | Management | For | For |
| 1.11 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Clawback of Incentive Payments | Shareholder | Against | Against |
| 9 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
| VIASAT, INC. MEETING DATE: SEP 07, 2017 | ||||
| TICKER: VSAT SECURITY ID: 92552V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Dankberg | Management | For | For |
| 1.2 | Elect Director Varsha Rao | Management | For | For |
| 1.3 | Elect Director Harvey White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| VODAFONE GROUP PLC MEETING DATE: JUL 28, 2017 | ||||
| TICKER: VOD SECURITY ID: 92857W308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Nick Read as Director | Management | For | For |
| 5 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 6 | Re-elect Dr Mathias Dopfner as Director | Management | For | For |
| 7 | Re-elect Dame Clara Furse as Director | Management | For | For |
| 8 | Re-elect Valerie Gooding as Director | Management | For | For |
| 9 | Re-elect Renee James as Director | Management | For | For |
| 10 | Re-elect Samuel Jonah as Director | Management | For | For |
| 11 | Elect Maria Amparo Moraleda Martinez as Director | Management | For | For |
| 12 | Re-elect David Nish as Director | Management | For | For |
| 13 | Approve Final Dividend | Management | For | For |
| 14 | Approve Remuneration Policy | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
| Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Commonwealth Trust II Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2018.
WITNESS my hand on this 1st day of June 2018.
/s/Stacie M. Smith
Stacie M. Smith
Treasurer